RBC Dain
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RBC Dain Employees
Employee
Years
Job
Industry
Dan Plog Dan Plog's RBC Dain Experience October 2006 - February 2008
Job VP of Operations
Industry Information Technology and Services
Experience
LifeTrac, Inc. May 2009 - Present
Long Term Care Group February 2008 - October 2008
RBC Dain October 2006 - February 2008
LifeTouch August 2006 - October 2006
eFunds Corporation July 2006 - August 2006
Ameriprise Financial April 2006 - July 2006
eFunds Corporation September 2005 - March 2006
Blue Cross & Blue Shield July 2005 - September 2005
Allianz Life July 2003 - June 2005
Allianz Life August 1995 - July 2003
Skills
Visio, Project Planning, Management, Software Documentation, Requirements Analysis, Business Process, Testing, Business Analysis, Software Development, MS Project, Databases, Access, .NET, Project Management, Program Management, New Business Development, Analysis, Human Resources, Training
Education
Metropolitan State University 2002 — 2006
Bachelor of Arts, Business Studies
Northeast Wisconsin Technical College 1974 — 1976
Associate, Data Processing
LifeTrac, Inc. May 2009 - Present
Long Term Care Group February 2008 - October 2008
RBC Dain October 2006 - February 2008
LifeTouch August 2006 - October 2006
eFunds Corporation July 2006 - August 2006
Ameriprise Financial April 2006 - July 2006
eFunds Corporation September 2005 - March 2006
Blue Cross & Blue Shield July 2005 - September 2005
Allianz Life July 2003 - June 2005
Allianz Life August 1995 - July 2003
Skills
Visio, Project Planning, Management, Software Documentation, Requirements Analysis, Business Process, Testing, Business Analysis, Software Development, MS Project, Databases, Access, .NET, Project Management, Program Management, New Business Development, Analysis, Human Resources, Training
Education
Metropolitan State University 2002 — 2006
Bachelor of Arts, Business Studies
Northeast Wisconsin Technical College 1974 — 1976
Associate, Data Processing
Bob Nesbitt Bob Nesbitt's RBC Dain Experience September 2007 - June 2008
Job Consultant at Wells Fargo Bank
Industry Computer Software
Experience
Wells Fargo Bank October 2011 - Present
Bank of America September 2010 - June 2011
RBC Dain September 2007 - June 2008
Ameriprise Financial Services, Inc. June 1997 - January 2000
Education
Mankato Technical college
Rochester Community and Technical College
Wells Fargo Bank October 2011 - Present
Bank of America September 2010 - June 2011
RBC Dain September 2007 - June 2008
Ameriprise Financial Services, Inc. June 1997 - January 2000
Education
Mankato Technical college
Rochester Community and Technical College
Sue Klaseus Sue Klaseus's RBC Dain Experience 1982 - 1984
Job Independent Business Consultant focusing on Strategic Solutions
Industry Executive Office
Experience
SJK & Associates January 2000 - Present
DBM February 2009 - February 2010
Winona State University 2006 - 2008
Augsburg College 2001 - 2005
University of Minnesota 1996 - 2000
Piper Jaffray 1984 - 1994
RBC Dain 1982 - 1984
Skills
Fundraising, Non-profits, Leadership Development, Organizational..., Public Speaking, Grant Writing, Marketing, Strategy, Program Development, Volunteer Management
Education
Hamline University 1991 — 1996
Masters, Liberal Arts Studies
Harvard University, John F. Kennedy School of Government 1994 — 1995
Masters, Public Administration
Metropolitan State University 1976 — 1981
Bachelor of Arts, Business
SJK & Associates January 2000 - Present
DBM February 2009 - February 2010
Winona State University 2006 - 2008
Augsburg College 2001 - 2005
University of Minnesota 1996 - 2000
Piper Jaffray 1984 - 1994
RBC Dain 1982 - 1984
Skills
Fundraising, Non-profits, Leadership Development, Organizational..., Public Speaking, Grant Writing, Marketing, Strategy, Program Development, Volunteer Management
Education
Hamline University 1991 — 1996
Masters, Liberal Arts Studies
Harvard University, John F. Kennedy School of Government 1994 — 1995
Masters, Public Administration
Metropolitan State University 1976 — 1981
Bachelor of Arts, Business
Duane Jurgens Duane Jurgens's RBC Dain Experience 2006 - 2007
Job Senior Consultant at Cennex Harvest States
Industry Information Technology and Services
Experience
Cennex Harvest States June 2014 - Present
Bluestem Brands June 2011 - June 2014
Logisolve 2014 - 2014
Cenncex Harvest States 2014 - 2014
Cennex Harvest States 2014 - 2014
SafeNet 2012 - 2013
Wells Fargo February 2011 - May 2011
Marketing Architects 2008 - 2010
Ingenix 2007 - 2008
RBC Dain 2006 - 2007
Skills
Analytics, SSIS, Project Management, Requirements Gathering, Agile Methodologies, Business Intelligence, T-SQL, Business Analysis, SSRS, Active Batch, Autosys, Datastage
Education
University of Minnesota - Carlson School of Management 1987 — 1990
MBA, Marketing
University of Minnesota-Twin Cities 1978 — 1983
BS Institute of Technology, Computer Science
Cennex Harvest States June 2014 - Present
Bluestem Brands June 2011 - June 2014
Logisolve 2014 - 2014
Cenncex Harvest States 2014 - 2014
Cennex Harvest States 2014 - 2014
SafeNet 2012 - 2013
Wells Fargo February 2011 - May 2011
Marketing Architects 2008 - 2010
Ingenix 2007 - 2008
RBC Dain 2006 - 2007
Skills
Analytics, SSIS, Project Management, Requirements Gathering, Agile Methodologies, Business Intelligence, T-SQL, Business Analysis, SSRS, Active Batch, Autosys, Datastage
Education
University of Minnesota - Carlson School of Management 1987 — 1990
MBA, Marketing
University of Minnesota-Twin Cities 1978 — 1983
BS Institute of Technology, Computer Science
Habib Jamal Habib Jamal's RBC Dain Experience June 2006 - November 2007
Job Attorney
Industry Legal Services
Experience
Crowdfund Capital Advisors July 2012 - Present
Honkanen Richards, S.C. October 2014 - July 2015
Volunteers in Education 2014 - 2015
Organizing for Action June 2012 - September 2012
New Orleans City Attorney's Office April 2012 - July 2012
Pleitez For Congress January 2009 - June 2009
RBC Dain June 2006 - November 2007
Sunrise Community Banks June 2005 - September 2005
First National Bank of Buhl December 2004 - January 2005
Skills
Policy, Litigation, Venture Capital, Entrepreneurship, Research, Securities, Legal Research, Strategy, Due Diligence, Financial Analysis, Crowdfunding, Corporate Law, Finance, Legal Issues, Banking, Private Equity, Westlaw, International Law, Politics, Legal Writing, Management, Analysis, Corporate Finance, AML, Investments, Hedge Fund Law, Securities Regulation, USA PATRIOT Act, JOBS Act, Bank Secrecy Act, Securities Exchange Act..., Dodd-Frank, Volker Rule, Public Speaking, LexisNexis, Fastcase, Motions, Economics, Consulting, OFAC, Regulatory Compliance, PIPR, White Papers, Anti Money Laundering
Education
Tulane University Law School 2009 — 2012
Juris Doctor (J.D.), Law
Universiteit van Amsterdam / University of Amsterdam 2011 — 2011
University of Cambridge 2010 — 2010
International Law
Università degli Studi di Siena 2010 — 2010
International Law
University of Minnesota - Carlson School of Management 2004 — 2008
BS/BS, Entrepreneurial Management, Marketing
VHS 2000 — 2004
High School
Crowdfund Capital Advisors July 2012 - Present
Honkanen Richards, S.C. October 2014 - July 2015
Volunteers in Education 2014 - 2015
Organizing for Action June 2012 - September 2012
New Orleans City Attorney's Office April 2012 - July 2012
Pleitez For Congress January 2009 - June 2009
RBC Dain June 2006 - November 2007
Sunrise Community Banks June 2005 - September 2005
First National Bank of Buhl December 2004 - January 2005
Skills
Policy, Litigation, Venture Capital, Entrepreneurship, Research, Securities, Legal Research, Strategy, Due Diligence, Financial Analysis, Crowdfunding, Corporate Law, Finance, Legal Issues, Banking, Private Equity, Westlaw, International Law, Politics, Legal Writing, Management, Analysis, Corporate Finance, AML, Investments, Hedge Fund Law, Securities Regulation, USA PATRIOT Act, JOBS Act, Bank Secrecy Act, Securities Exchange Act..., Dodd-Frank, Volker Rule, Public Speaking, LexisNexis, Fastcase, Motions, Economics, Consulting, OFAC, Regulatory Compliance, PIPR, White Papers, Anti Money Laundering
Education
Tulane University Law School 2009 — 2012
Juris Doctor (J.D.), Law
Universiteit van Amsterdam / University of Amsterdam 2011 — 2011
University of Cambridge 2010 — 2010
International Law
Università degli Studi di Siena 2010 — 2010
International Law
University of Minnesota - Carlson School of Management 2004 — 2008
BS/BS, Entrepreneurial Management, Marketing
VHS 2000 — 2004
High School
Ray Arata's RBC Dain Experience September 2002 - February 2007
Job Men’s Business Coach | Inclusionary Leadership Training | Gender Equality Ally | Speaker | Author
Industry Professional Training & Coaching
Experience
Gender Leadership Group June 2015 - Present
Gender Allies October 2013 - Present
Integrative Coaching April 2008 - Present
Shirlaws February 2007 - April 2008
RBC Dain September 2002 - February 2007
US Bancorp Piper Jaffray September 1996 - August 2001
Prudential Securities April 1993 - August 1996
Skills
Coaching, Conflict Resolution, Communications Strategy, Cultural Transformation, Personal Development, New Business Development, Large Group Facilitation, Executive Coaching, Leadership Development, Diversity Training, Diversity & Inclusion, Collaborative Leadership, Workshop Facilitation, Training, Strategic Communications, Staff Development, Team Building, Start-ups, Leadership, Business Development, Entrepreneurship, Consulting, Public Speaking, Emotional Intelligence, Organizational..., Gender Equality, Professional Mentoring, Training Facilitation, Management
Education
San Francisco Law School 1988 — 1992
JD, Law
University of California, Los Angeles 1982 — 1986
BA, Business Administration/Political Science
Gender Leadership Group June 2015 - Present
Gender Allies October 2013 - Present
Integrative Coaching April 2008 - Present
Shirlaws February 2007 - April 2008
RBC Dain September 2002 - February 2007
US Bancorp Piper Jaffray September 1996 - August 2001
Prudential Securities April 1993 - August 1996
Skills
Coaching, Conflict Resolution, Communications Strategy, Cultural Transformation, Personal Development, New Business Development, Large Group Facilitation, Executive Coaching, Leadership Development, Diversity Training, Diversity & Inclusion, Collaborative Leadership, Workshop Facilitation, Training, Strategic Communications, Staff Development, Team Building, Start-ups, Leadership, Business Development, Entrepreneurship, Consulting, Public Speaking, Emotional Intelligence, Organizational..., Gender Equality, Professional Mentoring, Training Facilitation, Management
Education
San Francisco Law School 1988 — 1992
JD, Law
University of California, Los Angeles 1982 — 1986
BA, Business Administration/Political Science
Kelly Howe, PMP Kelly Howe, PMP's RBC Dain Experience July 2007 - January 2008
Job Epic preparation middleware project manager and Analytics Team project manager.
Industry Hospital & Health Care
Experience
Mayo Clinic August 2015 - Present
Mayo Clinic January 2015 - Present
WellPoint September 2013 - January 2015
Six Dimensions May 2013 - August 2013
Kaiser Permanente September 2012 - April 2013
SSM Health Care May 2012 - August 2012
SSM Health Care January 2012 - August 2012
Fairview Health Services January 2011 - May 2011
Stanford Medical Center January 2008 - April 2008
RBC Dain July 2007 - January 2008
Skills
IT Consulting, Project Management, Healthcare IT Consulting, Epic Implementation..., Epic Integration..., Epic Software Trainer, Epic Cadence, Epic Resolute HB/PB, Epic ADT, Epic Prelude, Epic HIMS, Epic Lab, Epic Op Time, Epic Ambulatory, Epic In-Patient, Epic Systems, Healthcare, Laboratory, Ambulatory Care, Revenue Cycle, GoLive, Consulting, Business Analysis, EMR, EHR, Pools, Healthcare Information..., Ambulatory, Software Documentation, Integration Testing, Pharmacy, Radiology, Quality Assurance, Training, Hospitals, Testing, SDLC, Documentations, Software Implementation, Informatics, Prelude, ClinDoc, Clarity, Time Management, HIPAA, ADT, Healthcare Industry, Healthcare Management, Healthcare Consulting, ASAP
Education
St. Cloud State University 1982 — 1986
B.S., Quantitative Methods and Information Systems
Park Sr. High 1980 — 1982
H.S. Diploma, General College Prep
Mayo Clinic August 2015 - Present
Mayo Clinic January 2015 - Present
WellPoint September 2013 - January 2015
Six Dimensions May 2013 - August 2013
Kaiser Permanente September 2012 - April 2013
SSM Health Care May 2012 - August 2012
SSM Health Care January 2012 - August 2012
Fairview Health Services January 2011 - May 2011
Stanford Medical Center January 2008 - April 2008
RBC Dain July 2007 - January 2008
Skills
IT Consulting, Project Management, Healthcare IT Consulting, Epic Implementation..., Epic Integration..., Epic Software Trainer, Epic Cadence, Epic Resolute HB/PB, Epic ADT, Epic Prelude, Epic HIMS, Epic Lab, Epic Op Time, Epic Ambulatory, Epic In-Patient, Epic Systems, Healthcare, Laboratory, Ambulatory Care, Revenue Cycle, GoLive, Consulting, Business Analysis, EMR, EHR, Pools, Healthcare Information..., Ambulatory, Software Documentation, Integration Testing, Pharmacy, Radiology, Quality Assurance, Training, Hospitals, Testing, SDLC, Documentations, Software Implementation, Informatics, Prelude, ClinDoc, Clarity, Time Management, HIPAA, ADT, Healthcare Industry, Healthcare Management, Healthcare Consulting, ASAP
Education
St. Cloud State University 1982 — 1986
B.S., Quantitative Methods and Information Systems
Park Sr. High 1980 — 1982
H.S. Diploma, General College Prep
Susanne Waterman Susanne Waterman's RBC Dain Experience 2002 - 2003
Job Recruiting Director at Randstad Technologies US
Industry Information Technology and Services
Experience
Randstad Technologies US May 2014 - Present
Randstad Technologies US April 2007 - May 2014
Midwest Staffing Group 2003 - 2007
RBC Dain 2002 - 2003
Skills
Technical Recruiting, Talent Acquisition, Contract Recruitment, Sourcing, Permanent Placement, Vendor Management, Networking, IT Recruitment, Staff Augmentation, Internet Recruiting, Temporary Placement, Applicant Tracking..., Benefits Negotiation, Information Technology, Management, Screening Resumes, Temporary Staffing, Executive Search, Onboarding, Human Resources, Screening, Recruiting, Staffing Services, Interviews, Business Development, SDLC, College Recruiting, Training, Talent Management, Leadership
Education
Augsburg College 1994 — 1998
BS, Business Management
Randstad Technologies US May 2014 - Present
Randstad Technologies US April 2007 - May 2014
Midwest Staffing Group 2003 - 2007
RBC Dain 2002 - 2003
Skills
Technical Recruiting, Talent Acquisition, Contract Recruitment, Sourcing, Permanent Placement, Vendor Management, Networking, IT Recruitment, Staff Augmentation, Internet Recruiting, Temporary Placement, Applicant Tracking..., Benefits Negotiation, Information Technology, Management, Screening Resumes, Temporary Staffing, Executive Search, Onboarding, Human Resources, Screening, Recruiting, Staffing Services, Interviews, Business Development, SDLC, College Recruiting, Training, Talent Management, Leadership
Education
Augsburg College 1994 — 1998
BS, Business Management
Patty Perlegos's RBC Dain Experience June 2005 - September 2009
Job Branch Service Manager at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management March 2010 - October 2011
RBC Dain June 2005 - September 2009
Lazard Asset Management November 2000 - June 2005
American Express Finacial Advisors September 1999 - December 2000
American Express December 1999 - September 2000
Commonwealth Equity Services June 1998 - August 1998
European Commission January 1998 - March 1998
European Union January 1997 - August 1997
Skills
Asset Allocation, Equities, Insurance, Investments, Management, Mutual Funds, Risk Management, Series 7, Wealth Management, Series 63, Portfolio Management, Customer Service, Sales
Education
Bentley University 1995 — 1999
Finance
Vesalius University 1997 — 1997
French
Kings wood oxford 1993 — 1995
Highscool
A.C.S. Highschool 1989 — 1992
RBC Wealth Management March 2010 - October 2011
RBC Dain June 2005 - September 2009
Lazard Asset Management November 2000 - June 2005
American Express Finacial Advisors September 1999 - December 2000
American Express December 1999 - September 2000
Commonwealth Equity Services June 1998 - August 1998
European Commission January 1998 - March 1998
European Union January 1997 - August 1997
Skills
Asset Allocation, Equities, Insurance, Investments, Management, Mutual Funds, Risk Management, Series 7, Wealth Management, Series 63, Portfolio Management, Customer Service, Sales
Education
Bentley University 1995 — 1999
Finance
Vesalius University 1997 — 1997
French
Kings wood oxford 1993 — 1995
Highscool
A.C.S. Highschool 1989 — 1992
Neophytos Iacovou's RBC Dain Experience 2005 - May 2008
Job Technologist / CTO
Industry Information Technology and Services
Experience
Target August 2014 - Present
COVOU technologists November 2005 - Present
Dorsey & Whitney LLP September 2011 - August 2014
SeeChange Health / HealthInsight May 2008 - September 2011
RBC Dain 2005 - May 2008
Cardtronic Inc. May 2002 - September 2005
EBENX / SHPS 2000 - 2002
Ancept 1999 - 2000
University of Minnesota - Academic & Distributed Computing Services 1994 - 1999
Honeywell SRC 1993 - 1994
Skills
IT Strategy, Start-ups, Software Project..., Consulting, Management, Enterprise Architecture, Integration, IT Management, Leadership, Healthcare Information..., Software Development, Agile Methodologies, SDLC, Enterprise Software, Testing, SaaS, Financial Services, Requirements Analysis, Business Intelligence, Vendor Management, Database Design, Java, Business Analysis, Agile Project Management, Business Process, Cloud Computing, Product Management, Program Management, Linux, Project Management, Process Improvement, Strategic Planning, Requirements Gathering, Strategy, Team Leadership, Team Building, Cross-functional Team..., Scrum, Change Management, XML, Databases, Data Center, Business Development, Networking, ITIL, Data Warehousing
Education
University of Minnesota-Twin Cities 1987 — 1993
BS, Computer Science
University of Minnesota-Twin Cities 1987 — 1993
BA, English Literature
Target August 2014 - Present
COVOU technologists November 2005 - Present
Dorsey & Whitney LLP September 2011 - August 2014
SeeChange Health / HealthInsight May 2008 - September 2011
RBC Dain 2005 - May 2008
Cardtronic Inc. May 2002 - September 2005
EBENX / SHPS 2000 - 2002
Ancept 1999 - 2000
University of Minnesota - Academic & Distributed Computing Services 1994 - 1999
Honeywell SRC 1993 - 1994
Skills
IT Strategy, Start-ups, Software Project..., Consulting, Management, Enterprise Architecture, Integration, IT Management, Leadership, Healthcare Information..., Software Development, Agile Methodologies, SDLC, Enterprise Software, Testing, SaaS, Financial Services, Requirements Analysis, Business Intelligence, Vendor Management, Database Design, Java, Business Analysis, Agile Project Management, Business Process, Cloud Computing, Product Management, Program Management, Linux, Project Management, Process Improvement, Strategic Planning, Requirements Gathering, Strategy, Team Leadership, Team Building, Cross-functional Team..., Scrum, Change Management, XML, Databases, Data Center, Business Development, Networking, ITIL, Data Warehousing
Education
University of Minnesota-Twin Cities 1987 — 1993
BS, Computer Science
University of Minnesota-Twin Cities 1987 — 1993
BA, English Literature
Olof Hedberg's RBC Dain Experience Associate Global Debt MarketsRBC Capital Markets2007 - Present
Job Fixed Income trainee Associate at RBC Dain
Industry Financial Services
Experience
RBC Dain Associate Global Debt MarketsRBC Capital Markets2007 - Present
Education
The University of New Mexico - Robert O. Anderson School of Management 2004 — 2006
University of New Hampshire
RBC Dain Associate Global Debt MarketsRBC Capital Markets2007 - Present
Education
The University of New Mexico - Robert O. Anderson School of Management 2004 — 2006
University of New Hampshire
Vickie Kmetz's RBC Dain Experience January 2007 - August 2007
Job Sr. Business Analyst at Green Tree Servicing
Industry Information Technology and Services
Experience
Green Tree Servicing March 2013 - Present
United Healthcare August 2012 - March 2013
McKesson November 2010 - August 2012
TEK Systems November 2010 - August 2012
Ameriprise June 2010 - November 2010
Ambient Consulting November 2009 - June 2010
Wells Fargo November 2009 - June 2010
United Healthcare - Ovations 2007 - 2009
UnitedHealth Group September 2007 - December 2008
RBC Dain January 2007 - August 2007
Skills
User Acceptance Testing, Quality Assurance, SDLC, SharePoint, Test Cases, Test Management, Quality Center, Team Leadership, Software Quality..., Test Planning, Testing, Enterprise Software, Requirements Gathering, Regression Testing, Defect Tracking, Requirements Analysis, Business Analysis
Education
Bradley University
Green Tree Servicing March 2013 - Present
United Healthcare August 2012 - March 2013
McKesson November 2010 - August 2012
TEK Systems November 2010 - August 2012
Ameriprise June 2010 - November 2010
Ambient Consulting November 2009 - June 2010
Wells Fargo November 2009 - June 2010
United Healthcare - Ovations 2007 - 2009
UnitedHealth Group September 2007 - December 2008
RBC Dain January 2007 - August 2007
Skills
User Acceptance Testing, Quality Assurance, SDLC, SharePoint, Test Cases, Test Management, Quality Center, Team Leadership, Software Quality..., Test Planning, Testing, Enterprise Software, Requirements Gathering, Regression Testing, Defect Tracking, Requirements Analysis, Business Analysis
Education
Bradley University
Stephanie Guggisberg's RBC Dain Experience 2007 - 2008
Job Owner/Consultant at Statistical Consulting Services LLC
Industry Financial Services
Experience
PAREXEL January 2014 - July 2014
RCRI, Inc. (Regulatory & Clinical Research Institute, Inc.) July 2013 - October 2013
G&G Consulting 1997 - 2013
United Health Care September 2012 - December 2012
Wells Fargo February 2012 - August 2012
RBC Dain 2007 - 2008
Astellas Pharma January 2006 - December 2006
Boston Scientific 2005 - 2006
Skills
Business Intelligence, SAS, Analytics, Data Mining, Portfolio Management, SAS programming, Risk Management, Business Analysis, Data Analysis, Financial Risk, Financial Modeling, Data Management, Banking, Financial Services, Statistics, Logistic Regression, Testing, Unix, Analysis, Training, Clinical Trials, Data Warehousing, Predictive Modeling, Databases, Quantitative Analytics, SQL, Consulting
Education
Arizona State University - W. P. Carey School of Business 1993 — 1995
M.S., Statistics
Creighton University 1989 — 1992
B.S. in Mathematics, Math/Statistics
PAREXEL January 2014 - July 2014
RCRI, Inc. (Regulatory & Clinical Research Institute, Inc.) July 2013 - October 2013
G&G Consulting 1997 - 2013
United Health Care September 2012 - December 2012
Wells Fargo February 2012 - August 2012
RBC Dain 2007 - 2008
Astellas Pharma January 2006 - December 2006
Boston Scientific 2005 - 2006
Skills
Business Intelligence, SAS, Analytics, Data Mining, Portfolio Management, SAS programming, Risk Management, Business Analysis, Data Analysis, Financial Risk, Financial Modeling, Data Management, Banking, Financial Services, Statistics, Logistic Regression, Testing, Unix, Analysis, Training, Clinical Trials, Data Warehousing, Predictive Modeling, Databases, Quantitative Analytics, SQL, Consulting
Education
Arizona State University - W. P. Carey School of Business 1993 — 1995
M.S., Statistics
Creighton University 1989 — 1992
B.S. in Mathematics, Math/Statistics
Rush Vann's RBC Dain Experience May 1994 - April 2002
Job Teacher...Investment Management Course at Texas Christian University
Industry Financial Services
Experience
Texas Christian University Extended Education 2007 - Present
Rhodes Securities April 2002 - Present
RBC Dain May 1994 - April 2002
Skills
Portfolio Management, Investments, Wealth Management, Due Diligence, Investment Management, Asset Management, Securities, Management, Estate Planning, Retirement Planning, Valuation, Financial Analysis, Finance, Financial Modeling, Private Equity
Education
The University of Dallas 1976 — 1978
MBA, Finance
Austin College 1972 — 1976
BA, Pre-Law...Business and History
Texas Christian University Extended Education 2007 - Present
Rhodes Securities April 2002 - Present
RBC Dain May 1994 - April 2002
Skills
Portfolio Management, Investments, Wealth Management, Due Diligence, Investment Management, Asset Management, Securities, Management, Estate Planning, Retirement Planning, Valuation, Financial Analysis, Finance, Financial Modeling, Private Equity
Education
The University of Dallas 1976 — 1978
MBA, Finance
Austin College 1972 — 1976
BA, Pre-Law...Business and History
Charles Dodson's RBC Dain Experience 2000 - 2002
Job Vice President & Chief Compliance Officer at J.A. Glynn Investments LLC / JAG Capital Management, LLC
Industry Investment Management
Experience
J.A. Glynn & Co January 2007 - Present
First Allied Securities, Inc. 2003 - 2007
First Allied Securities, Inc. 2002 - 2007
RBC Dain 2000 - 2002
Walnut Street Securities 1994 - 2000
Skills
Investments, Series 7, Asset Allocation, Due Diligence, FINRA, Equities, Investment Advisory
Education
Southeast Missouri State University 1984 — 1986
B.S., Business Adminsistration & Finance
J.A. Glynn & Co January 2007 - Present
First Allied Securities, Inc. 2003 - 2007
First Allied Securities, Inc. 2002 - 2007
RBC Dain 2000 - 2002
Walnut Street Securities 1994 - 2000
Skills
Investments, Series 7, Asset Allocation, Due Diligence, FINRA, Equities, Investment Advisory
Education
Southeast Missouri State University 1984 — 1986
B.S., Business Adminsistration & Finance