RBC Dain Rauscher
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RBC Dain Rauscher Employees
Employee
Years
Job
Industry
Lisa Brezonik Lisa Brezonik's RBC Dain Rauscher Experience 1998 - 2005
Job Chief Talent Officer
Industry Management Consulting
Experience
Salo LLC May 2015 - Present
Brezonik Consulting 2006 - June 2015
RBC Dain Rauscher 1998 - 2005
Integ 1997 - 1998
Room & Board 1996 - 1997
Coram Healthcare 1993 - 1996
Education
University of Minnesota-Twin Cities 1987 — 1991
BA
University of St. Thomas
Salo LLC May 2015 - Present
Brezonik Consulting 2006 - June 2015
RBC Dain Rauscher 1998 - 2005
Integ 1997 - 1998
Room & Board 1996 - 1997
Coram Healthcare 1993 - 1996
Education
University of Minnesota-Twin Cities 1987 — 1991
BA
University of St. Thomas
Jim Seidel, CFP®'s RBC Dain Rauscher Experience 1995 - 2001
Job The Brennan Group Private Wealth Management at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co. March 2013 - Present
Northern Trust January 2012 - March 2013
Catholic Community Foundation October 2006 - January 2012
Smith Barney/Citigroup Global Markets August 2001 - October 2006
RBC Dain Rauscher 1995 - 2001
Campbell Mithun Advertising 1991 - 1995
Skills
Investments, Wealth Management, Finance, Asset Management, Strategic Planning, Wealth Management..., Wealth, Risk Management, Portfolio Management, Financial Analysis, Financial Modeling, Fundraising, Leadership, Nonprofits, Philanthropy, Public Speaking
Education
University of Notre Dame 1987 — 1991
BBA, Finance & Business Economics
University of St. Thomas - Opus College of Business 2009 — 2012
MBA, Executive MBA Program
St.Thomas Academy
Robert W. Baird & Co. March 2013 - Present
Northern Trust January 2012 - March 2013
Catholic Community Foundation October 2006 - January 2012
Smith Barney/Citigroup Global Markets August 2001 - October 2006
RBC Dain Rauscher 1995 - 2001
Campbell Mithun Advertising 1991 - 1995
Skills
Investments, Wealth Management, Finance, Asset Management, Strategic Planning, Wealth Management..., Wealth, Risk Management, Portfolio Management, Financial Analysis, Financial Modeling, Fundraising, Leadership, Nonprofits, Philanthropy, Public Speaking
Education
University of Notre Dame 1987 — 1991
BBA, Finance & Business Economics
University of St. Thomas - Opus College of Business 2009 — 2012
MBA, Executive MBA Program
St.Thomas Academy
Lance Steinberg Lance Steinberg's RBC Dain Rauscher Experience March 2002 - September 2007
Job President, Steinberg Investment Group
Industry Financial Services
Experience
Steinberg Investment Group October 2011 - Present
Steinberg Aley Wealth Management September 2007 - September 2011
RBC Dain Rauscher March 2002 - September 2007
Sutro & Co. January 1999 - March 2002
Charter Investment Group August 1997 - January 1999
Prudential Securities September 1992 - August 1997
Skills
Wealth Management, Finance, Investments, Management, Executive Management, Entrepreneurship, Strategic Planning, Marketing Strategy, Strategy, Sales, Customer Service
Education
University of Oregon 1988 — 1992
B.S., Psychology
Steinberg Investment Group October 2011 - Present
Steinberg Aley Wealth Management September 2007 - September 2011
RBC Dain Rauscher March 2002 - September 2007
Sutro & Co. January 1999 - March 2002
Charter Investment Group August 1997 - January 1999
Prudential Securities September 1992 - August 1997
Skills
Wealth Management, Finance, Investments, Management, Executive Management, Entrepreneurship, Strategic Planning, Marketing Strategy, Strategy, Sales, Customer Service
Education
University of Oregon 1988 — 1992
B.S., Psychology
Suzy (McLean) Allen Suzy (McLean) Allen's RBC Dain Rauscher Experience June 2000 - November 2001
Job
Industry Insurance
Experience
Allstate February 2011 - April 2015
Robert Half Finance & Accounting September 2010 - January 2011
First American Funds October 2006 - September 2010
RBC Dain Rauscher June 2000 - November 2001
US Bancorp Piper Jaffray May 1999 - June 2000
Skills
Account Management, Customer Relations, Customer Service, Sales Management, Insurance, Relationship Management, Sales Process, Property & Casualty..., Life Insurance, Financial Services, Sales, Management, CRM, Recruiting, Sales Operations, Training, Finance, Leadership
Education
University of Montana 1987 — 1991
BA
Wayzata High School 1984 — 1987
Allstate February 2011 - April 2015
Robert Half Finance & Accounting September 2010 - January 2011
First American Funds October 2006 - September 2010
RBC Dain Rauscher June 2000 - November 2001
US Bancorp Piper Jaffray May 1999 - June 2000
Skills
Account Management, Customer Relations, Customer Service, Sales Management, Insurance, Relationship Management, Sales Process, Property & Casualty..., Life Insurance, Financial Services, Sales, Management, CRM, Recruiting, Sales Operations, Training, Finance, Leadership
Education
University of Montana 1987 — 1991
BA
Wayzata High School 1984 — 1987
Becky Cory AAMS® Becky Cory AAMS®'s RBC Dain Rauscher Experience December 1991 - July 2000
Job Vice PresidentInvestment Officer at Cory Financial Group of Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Cory Financial Group of Wells Fargo Advisors, LLC May 2009 - Present
Wachovia Securities (a predecessor firm of Wells Fargo Advisors, LLC) October 2006 - May 2009
Piper Jaffray July 2000 - October 2006
RBC Dain Rauscher December 1991 - July 2000
Morgan Stanley May 1983 - December 1991
Skills
Retirement Planning, Financial Advisory
Education
University of Nebraska-Lincoln 1964 — 1967
BS BA, Education
Cory Financial Group of Wells Fargo Advisors, LLC May 2009 - Present
Wachovia Securities (a predecessor firm of Wells Fargo Advisors, LLC) October 2006 - May 2009
Piper Jaffray July 2000 - October 2006
RBC Dain Rauscher December 1991 - July 2000
Morgan Stanley May 1983 - December 1991
Skills
Retirement Planning, Financial Advisory
Education
University of Nebraska-Lincoln 1964 — 1967
BS BA, Education
Dan Zbichorski's RBC Dain Rauscher Experience 2006 - December 2007
Job Consultant danzbichorski@gmail.com
Industry Information Technology and Services
Experience
bee HORS kee, Inc. July 2006 - Present
RBC 2006 - 2008
RBC Wealth Management 2006 - 2008
RBC Dain Rauscher 2006 - December 2007
SHPS.com October 2004 - July 2006
Totality August 2004 - September 2004
Allianz Life March 2003 - August 2004
Maryville Technologies February 1999 - March 2004
Sun Microsystems 1997 - 1999
SAIC 1996 - 1997
Skills
ITIL, Architecture, Project Management, Release Management, Incident Management, Enterprise Architecture, SDLC, PMP, Disaster Recovery, IT Strategy, Solution Architecture, Cloud Computing, Requirements Analysis, Integration, Vendor Management, IT Management, Program Management, Business Analysis, Management, Information Security..., Unix, Solaris, Architectures, Unix Operating Systems, Data Center, Sarbanes-Oxley Act, Information Technology, Unix Shell Scripting, Change Management, Creativity
Education
University of Phoenix 2000 — 2003
B.S., IT
Memorial High School 1984 — 1987
bee HORS kee, Inc. July 2006 - Present
RBC 2006 - 2008
RBC Wealth Management 2006 - 2008
RBC Dain Rauscher 2006 - December 2007
SHPS.com October 2004 - July 2006
Totality August 2004 - September 2004
Allianz Life March 2003 - August 2004
Maryville Technologies February 1999 - March 2004
Sun Microsystems 1997 - 1999
SAIC 1996 - 1997
Skills
ITIL, Architecture, Project Management, Release Management, Incident Management, Enterprise Architecture, SDLC, PMP, Disaster Recovery, IT Strategy, Solution Architecture, Cloud Computing, Requirements Analysis, Integration, Vendor Management, IT Management, Program Management, Business Analysis, Management, Information Security..., Unix, Solaris, Architectures, Unix Operating Systems, Data Center, Sarbanes-Oxley Act, Information Technology, Unix Shell Scripting, Change Management, Creativity
Education
University of Phoenix 2000 — 2003
B.S., IT
Memorial High School 1984 — 1987
Charles Pluckhahn's RBC Dain Rauscher Experience June 1996 - April 1998
Job Owner, Charles Pluckhahn Inc.
Industry Leisure, Travel & Tourism
Experience
Charles Pluckhahn Inc. August 2002 - Present
Paragon Networks January 2002 - August 2002
Stephens Inc June 1998 - August 2002
RBC Dain Rauscher June 1996 - April 1998
State Street Research June 1990 - May 1996
The Salt Mines August 1979 - May 1990
Skills
Business Strategy, Strategic Planning, Entrepreneurship, Start-ups, Business Development, Project Management, Business Planning, Negotiation, Social Media, Public Speaking
Education
University of Pennsylvania - The Wharton School 1988 — 1990
Master of Business Administration (M.B.A.)
University of Wisconsin-Madison 1975 — 1979
B.A., Journalism, History
Charles Pluckhahn Inc. August 2002 - Present
Paragon Networks January 2002 - August 2002
Stephens Inc June 1998 - August 2002
RBC Dain Rauscher June 1996 - April 1998
State Street Research June 1990 - May 1996
The Salt Mines August 1979 - May 1990
Skills
Business Strategy, Strategic Planning, Entrepreneurship, Start-ups, Business Development, Project Management, Business Planning, Negotiation, Social Media, Public Speaking
Education
University of Pennsylvania - The Wharton School 1988 — 1990
Master of Business Administration (M.B.A.)
University of Wisconsin-Madison 1975 — 1979
B.A., Journalism, History
Glenn Chen's RBC Dain Rauscher Experience February 2002 - November 2007
Job ERSO Financial Services Analyst
Industry Accounting
Experience
UC Berkeley August 2008 - Present
RBC Dain Rauscher February 2002 - November 2007
JP Morgan 2001 - 2002
Hambrecht and Quist 1995 - 2002
Hambrecht & Quist 1995 - 1996
Skills
Securities, Investments, Equities, Series 7, Capital Markets, Portfolio Management, Trading, Investment Banking, Financial Markets, Financial Modeling, Financial Services, Finance, Private Equity, Valuation, Hedge Funds, Bloomberg
Education
University of Oregon 1990 — 1995
Bachelor of Science (BS), Behaviorial Psychology and Business Administration
Henry M. Gunn High school 1987 — 1990
UC Berkeley August 2008 - Present
RBC Dain Rauscher February 2002 - November 2007
JP Morgan 2001 - 2002
Hambrecht and Quist 1995 - 2002
Hambrecht & Quist 1995 - 1996
Skills
Securities, Investments, Equities, Series 7, Capital Markets, Portfolio Management, Trading, Investment Banking, Financial Markets, Financial Modeling, Financial Services, Finance, Private Equity, Valuation, Hedge Funds, Bloomberg
Education
University of Oregon 1990 — 1995
Bachelor of Science (BS), Behaviorial Psychology and Business Administration
Henry M. Gunn High school 1987 — 1990
Gary Handler's RBC Dain Rauscher Experience June 2003 - April 2007
Job Senior Institutional Consultant at Raymond James
Industry Financial Services
Experience
Raymond James March 2014 - Present
UBS Wealth Management April 2007 - March 2014
RBC Dain Rauscher June 2003 - April 2007
Oppenheimer & Co. January 1991 - June 2003
Smith Barney June 1989 - December 1990
Skills
Retirement Planning, Investments, Retirement, Mutual Funds, Portfolio Management, Alternative Investments, 401k, Finance, Asset Allocation, Fixed Income, Series 7
Education
University of Southern California 1975 — 1976
Master of Business Administration (MBA), Entrepreneurship/Entrepreneurial Studies
University of Southern California 1972 — 1975
Bachelor of Science (BS), Accounting
Raymond James March 2014 - Present
UBS Wealth Management April 2007 - March 2014
RBC Dain Rauscher June 2003 - April 2007
Oppenheimer & Co. January 1991 - June 2003
Smith Barney June 1989 - December 1990
Skills
Retirement Planning, Investments, Retirement, Mutual Funds, Portfolio Management, Alternative Investments, 401k, Finance, Asset Allocation, Fixed Income, Series 7
Education
University of Southern California 1975 — 1976
Master of Business Administration (MBA), Entrepreneurship/Entrepreneurial Studies
University of Southern California 1972 — 1975
Bachelor of Science (BS), Accounting
Derby Stevens's RBC Dain Rauscher Experience 1997 - 2003
Job CDO Analyst at Bank of New York Mellon
Industry Investment Management
Experience
Bank of New York Mellon Financial Planning AssociateKanaly Trust Company2004 - 2005
RBC Dain Rauscher 1997 - 2003
Education
University of Oregon 1991 — 1995
Colegio Internacional de Caracas 1985 — 1989
Bank of New York Mellon Financial Planning AssociateKanaly Trust Company2004 - 2005
RBC Dain Rauscher 1997 - 2003
Education
University of Oregon 1991 — 1995
Colegio Internacional de Caracas 1985 — 1989
Catharyn Martz's RBC Dain Rauscher Experience 1982 - 1997
Job Owner, Catharyn Martz Indexing Services
Industry Information Services
Experience
Catharyn Martz Indexing Services 2002 - Present
American Society for Indexing 2001 - 2011
RBC Dain Rauscher 1982 - 1997
Foster & Marshall 1980 - 1982
Skills
Book Indexing, Glindexes (glossary and..., Marketing, Management, Investment Education, Writing, Knowledge Organization, volunteering
Education
University of Nevada-Las Vegas
Bachelor of Arts (B.A.)
Catharyn Martz Indexing Services 2002 - Present
American Society for Indexing 2001 - 2011
RBC Dain Rauscher 1982 - 1997
Foster & Marshall 1980 - 1982
Skills
Book Indexing, Glindexes (glossary and..., Marketing, Management, Investment Education, Writing, Knowledge Organization, volunteering
Education
University of Nevada-Las Vegas
Bachelor of Arts (B.A.)
Anderson Kathy's RBC Dain Rauscher Experience August 1993 - October 2001
Job Sr Registered Client Service Associate at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley February 2003 - Present
RBC Dain Rauscher August 1993 - October 2001
Prudential Bache August 1990 - August 1993
Education
University of Washington 1991 — 1992
The University of Montana 1983 — 1985
Morgan Stanley February 2003 - Present
RBC Dain Rauscher August 1993 - October 2001
Prudential Bache August 1990 - August 1993
Education
University of Washington 1991 — 1992
The University of Montana 1983 — 1985
Dan Peltier's RBC Dain Rauscher Experience November 2008 - Present
Job Vice President at RBC Dain Rauscher
Industry Financial Services
Experience
RBC Dain Rauscher November 2008 - Present
Merrill Lynch 1995 - 2008
Texas Rangers and San Francisco Giants 1989 - 1995
Education
University of Notre Dame 1986 — 1990
BA, Accounting
Shenendehowa 1986 — 1987
RBC Dain Rauscher November 2008 - Present
Merrill Lynch 1995 - 2008
Texas Rangers and San Francisco Giants 1989 - 1995
Education
University of Notre Dame 1986 — 1990
BA, Accounting
Shenendehowa 1986 — 1987
Claudia Zweber's RBC Dain Rauscher Experience January 1992 - April 1994
Job Independent Contractor/Consultant
Industry Financial Services
Experience
Self -Employed June 2004 - Present
Liberty Enterprises aka Liberty Check Printers June 1996 - June 2003
Prosa System May 1995 - May 1996
RBC Dain Rauscher January 1992 - April 1994
US Bank June 1985 - December 1992
Education
University of Richmond - Robins School of Business 1979 — 1981
MBA
University of Notre Dame 1972 — 1976
BBA, Finance
Self -Employed June 2004 - Present
Liberty Enterprises aka Liberty Check Printers June 1996 - June 2003
Prosa System May 1995 - May 1996
RBC Dain Rauscher January 1992 - April 1994
US Bank June 1985 - December 1992
Education
University of Richmond - Robins School of Business 1979 — 1981
MBA
University of Notre Dame 1972 — 1976
BBA, Finance