UBS Warburg LLC
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UBS Warburg LLC Employees
RBS Sempra Commodities September 2008 - November 2011
Serengeti Asset Management August 2007 - August 2008
Silver Point Capital November 2006 - October 2007
Nomura Securities August 2004 - October 2006
Citigroup November 2002 - August 2004
UBS Warburg, LLC July 2000 - October 2002
Skills
Excel VBA, T-SQL, .NET, Java, C++, Visual Basic, ADO.NET, ADO, Microsoft SQL Server, Sybase, XML, Bloomberg, Reuters, VPM, VBA, Databases
Education
Sacred Heart University 2012 — 2013
Graduate Certificate Program, Database Certificate, Computer Science
Cornell University 1996 — 1999
BS, Economics
Saint John's University 1993 — 1996
Finance
First Solar May 2014 - Present
GDF SUEZ May 2013 - December 2013
Makaira Energy, LLC April 2012 - April 2013
Whiteside Energy lp 2010 - April 2012
Fortis Energy Marketing and Trade August 2005 - March 2009
UBS Warburg LLC February 2002 - February 2003
Enron North America January 2000 - January 2002
Skills
Power Trading, Natural Gas, Derivatives, Risk Management, Energy, Energy Markets, Commodity, Trading, Hedging, Commodity Markets, Electricity Markets, Gas, Commodity Risk..., Swaps, Market Risk, Options, Trading Strategies, Proprietary Trading
Education
Stephen F. Austin State University 1986 — 1990
Bachelor of Business Administration (BBA), Accounting and Finance
Window City Inc May 2015 - Present
Mark Tirondola Painting Contractors April 2012 - April 2015
Cuttone & Co. Inc August 2010 - September 2011
KCCI, Ltd June 2006 - June 2010
508 Securities, Inc 2003 - 2006
UBS Warburg LLC January 1999 - January 2002
Adams Harkness January 1989 - January 1999
N.Y.S January 1987 - January 1989
Skills
Compliance Audits, Equity Trading, Series 7 Series 55 ..., Series 7 Series 15 ..., Series 63, Options, Securities, Equities, Trading, Electronic Trading, Hedge Funds, Bloomberg, Series 24, Financial Markets, Fixed Income, Derivatives, Investments, Trading Systems, ETFs, Alternative Investments, FINRA, Asset Management, Stocks
Education
Seton Hall University 1974 — 1978
Bachelor of Science, Business Finance
Seton Hall University 1974 — 1978
B.S, Business Administration; Business Finance
Glen Ridge High School 1970 — 1974
Independent Advisor May 2011 - Present
Prism November 2012 - Present
OpenAura September 2014 - Present
PaxVax, Inc. November 2014 - Present
PaxVax, Inc. February 2012 - October 2014
Astro Gaming, Inc. February 2009 - May 2011
Estech December 2003 - January 2009
Siebel Systems October 2002 - December 2003
UBS Warburg LLC July 2001 - August 2001
Baxter Healthcare May 1999 - July 2000
Skills
Business Strategy, Operations Management, Corporate Fundraising, Financial Modeling, Accounting, Finance, Start-ups, Venture Capital, Fundraising, Forecasting, Product Development, Sales Management, Cross-functional Team..., Sales, Managerial Finance, CRM, Budgets, Mergers & Acquisitions, Enterprise Software, Business Development, Pricing, Business Planning, Negotiation, Strategic Planning, Financial Analysis, Executive Management, Strategic Financial..., Valuation, Strategy, Project Planning, Management, Business Valuation, Leadership, Marketing, Analysis, Management Consulting, Restructuring, Program Management, Human Resources, Product Management, Analytics, Competitive Analysis, Corporate Finance, Strategic Partnerships, Outsourcing, Corporate Development, Financial Planning
Education
University of Chicago Graduate School of Business 2000 — 2002
MBA
ESADE Business School 2001 — 2001
University of Notre Dame 1991 — 1995
BBA
UBS Investment Bank August 2007 - Present
Tessile Group, Inc. September 2003 - August 2006
UBS Warburg LLC June 2000 - September 2002
Columbia Law School July 1999 - May 2000
Skills
Office Management, Travel Arrangements, Experienced Business..., Windows 7, Calendars, Outlook, Roadshows, Concur, Lotus Notes, Microsoft Word, PowerPoint, QuickBooks, Microsoft Excel, SNL, Bloomberg, Business Visas, SAP, ADP E-Time
Education
Fordham University 1990 — 1998
Bachelor of Arts (B.A.), English Language and Literature/Letters, 3.2
Juniper Investment Group, Ltd. November 2006 - Present
Juniper Investment Group, Ltd. August 2002 - June 2004
UBS Warburg, LLC February 2001 - July 2002
Skills
Capital Markets, Financial Analysis, Financial Modeling, Due Diligence, Valuation, Real Estate, Real Estate Economics, Investments, Asset Management, Private Equity, Real Estate Financing, Commercial Real Estate, Acquisitions, Disposition, Portfolio Management, Apartments
Education
The University of Texas at Austin - Red McCombs School of Business 2004 — 2006
MBA, Real Estate, Finance, Private Equity
Duke University 1996 — 2000
BA, Economics
The Lawrenceville School 1993 — 1996
McGladrey May 2014 - Present
Oil States International April 2013 - May 2014
United States Army Reserve January 2011 - December 2013
Transcation Advisory Services and Accounting Consulting November 2002 - September 2013
UBS Warburg LLC February 2002 - November 2002
Arthur Andersen LLP January 2000 - February 2002
Skills
Transaction Advisory..., Energy Services, Due Diligence, Mergers & Acquisitions, Finance, Accounting, Private Equity, Cash Flow Forecasting, Management
Education
Fairfield University 1995 — 1999
BS, Accounting and Finance
TD Securities (USA) LLC February 2007 - April 2009
TD Securities 2007 - 2009
UBS Warburg, LLC 2000 - 2002
TD Securities (USA) Inc 1995 - 2000
Deloitte & Touche 1990 - 1993
Education
Harvard Business School 1993 — 1995
MBA, General Management
Pace University - Lubin School of Business 1988 — 1990
BBA, Public Accounting - Summa Cum Laude
MAPRO Builders, LLC September 2012 - Present
Akridge January 2013 - October 2014
CARANA Corporation September 2010 - September 2012
CARANA Corporation January 2010 - September 2010
CARANA Corporation December 2007 - December 2009
CARANA Corporation June 2004 - December 2007
CARANA Corporation February 2004 - June 2007
UBS Warburg LLC March 2001 - June 2002
Harvard College Admissions September 1997 - May 2000
Skills
Economic Development, Program Management, Program Development, Residential Investment..., Residential Design, Construction, Public/private..., International..., Strategic Planning, Capacity Building, Operational Risk..., Troubleshooting, Budget Management, Technical Assistance, Sustainability, Strategy
Education
Georgetown University 2002 — 2004
M.S. with distinction, School of Foreign Service, International Economic Development
Harvard University 1996 — 2000
A.B. cum laude, Sociology
Guggenheim Partners 2005 - Present
Guggenheim Investment Advisors (GIA) 2015 - Present
Citigroup - Smith Barney 2001 - 2005
UBS Warburg LLC 1998 - 2001
NationsBanc Montgomery Securities 1998 - 1998
J.P. Morgan 1997 - 1998
Skills
Financial Advisory /..., Client Services, Product Development, Hedge Funds /..., Business Development, Trading / Trade..., Change Management, Regulatory Compliance, P&L Mnagement, Alternative Investments, Financial Services, Equities, Portfolio Management, Securities, Hedge Funds, Start-ups, Series 63, Asset Management, FINRA
Education
Lehigh University
Bachelor of Arts (B.A.), Economics