Herzog Heine Geduld
Description
Herzog Heine Geduld was a leading market maker in NASDAQ and OTC securities. It was founded in 1926. The firm was acquired by Merrill Lynch in 2000 for $968 million. Headquarters: Jersey City, NJ Founded: 1926 Defunct: 2000 Type of business: Corporation
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Herzog Heine Geduld Employees
Employee
Years
Job
Industry
David Spaulding, DPS, CIPM David Spaulding, DPS, CIPM's Herzog Heine Geduld Experience 1985 - 1985
Job Founder/CEO at The Spaulding Group, Inc.
Industry Financial Services
Experience
The Spaulding Group, Inc. July 1990 - Present
Township of North Brunswick January 2000 - December 2003
Township of North Brunswick January 1998 - December 1999
SunAmerica Asset Management 1986 - 1990
Integrated Resources Asset Management 1986 - 1990
Herzog, Heine Geduld 1985 - 1985
J Aron & Company 1981 - 1981
U.S. Army August 1972 - May 1977
Skills
Risk, Writing, Teaching, Performance Attribution, Compliance, Hedge Funds, Financial Markets, Equities, Risk Management, Economics, Management Consulting, Business Strategy, Securities, Asset Management, Portfolio Management, Asset Managment, Investment Management, Financial Risk, Performance Measurement, Financial Services, Fixed Income, Mutual Funds, Investments, Derivatives, Investment Advisory, Private Equity, GIPS Standards, Verification, Training, Software Design, Bonds, Options, Capital Markets, Trading, ETFs, Wealth Management, Asset Allocation, Analysis
Education
Pace University 2007 — 2013
DPS (Doctor of Professional Studies), Finance and International Economics
University of Baltimore 1977 — 1981
MBA, Finance
University of Southern California 1973 — 1976
MS, Systems Management
Temple University 1968 — 1972
BA, Mathematics
Germantown High School 1965 — 1968
The Spaulding Group, Inc. July 1990 - Present
Township of North Brunswick January 2000 - December 2003
Township of North Brunswick January 1998 - December 1999
SunAmerica Asset Management 1986 - 1990
Integrated Resources Asset Management 1986 - 1990
Herzog, Heine Geduld 1985 - 1985
J Aron & Company 1981 - 1981
U.S. Army August 1972 - May 1977
Skills
Risk, Writing, Teaching, Performance Attribution, Compliance, Hedge Funds, Financial Markets, Equities, Risk Management, Economics, Management Consulting, Business Strategy, Securities, Asset Management, Portfolio Management, Asset Managment, Investment Management, Financial Risk, Performance Measurement, Financial Services, Fixed Income, Mutual Funds, Investments, Derivatives, Investment Advisory, Private Equity, GIPS Standards, Verification, Training, Software Design, Bonds, Options, Capital Markets, Trading, ETFs, Wealth Management, Asset Allocation, Analysis
Education
Pace University 2007 — 2013
DPS (Doctor of Professional Studies), Finance and International Economics
University of Baltimore 1977 — 1981
MBA, Finance
University of Southern California 1973 — 1976
MS, Systems Management
Temple University 1968 — 1972
BA, Mathematics
Germantown High School 1965 — 1968
Villafane Ivonne Villafane Ivonne's Herzog Heine Geduld Experience June 1990 - June 1999
Job Executive Admin Assistant at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase June 2010 - Present
Essence Magazine 2007 - 2010
JPMorgan Chase June 1999 - June 2007
Herzog Heine Geduld June 1990 - June 1999
Skills
Microsoft Word, Microsoft Office, Administrative..., Outlook, Customer Service, Employee Relations, Event Planning, PowerPoint, Marketing
Education
School of Visual Arts 2001 — 2005
Bachelor of Arts (BA), Computer Arts
Walton High School 1986 — 1990
JPMorgan Chase June 2010 - Present
Essence Magazine 2007 - 2010
JPMorgan Chase June 1999 - June 2007
Herzog Heine Geduld June 1990 - June 1999
Skills
Microsoft Word, Microsoft Office, Administrative..., Outlook, Customer Service, Employee Relations, Event Planning, PowerPoint, Marketing
Education
School of Visual Arts 2001 — 2005
Bachelor of Arts (BA), Computer Arts
Walton High School 1986 — 1990
Seth Leiderman Seth Leiderman's Herzog Heine Geduld Experience April 1999 - October 2001
Job Vice President Leasing, RXR Realty
Industry Real Estate
Experience
RXR Realty March 2013 - Present
Colliers International June 2010 - March 2013
Sutton & Edwards, Inc November 2002 - July 2010
Merrill Lynch October 1999 - October 2002
Herzog Heine Geduld April 1999 - October 2001
Skills
Lease Administration, Leasing, Real Estate, Lease Negotiations, Law Firms, Leases, Brokerage, Asset Managment, Due Diligence, Property Management, Real Estate Transactions, Commercial Real Estate, Disposition, Investment Properties, Real Estate Economics, Portfolio Management, Contract Negotiation, Location Intelligence, Negotiation
Education
The Ohio State University 1993 — 1996
BA, History
RXR Realty March 2013 - Present
Colliers International June 2010 - March 2013
Sutton & Edwards, Inc November 2002 - July 2010
Merrill Lynch October 1999 - October 2002
Herzog Heine Geduld April 1999 - October 2001
Skills
Lease Administration, Leasing, Real Estate, Lease Negotiations, Law Firms, Leases, Brokerage, Asset Managment, Due Diligence, Property Management, Real Estate Transactions, Commercial Real Estate, Disposition, Investment Properties, Real Estate Economics, Portfolio Management, Contract Negotiation, Location Intelligence, Negotiation
Education
The Ohio State University 1993 — 1996
BA, History
Marie Shaub Brugueras Marie Shaub Brugueras's Herzog Heine Geduld Experience 1998 - 1999
Job Director at Viriathus
Industry Financial Services
Experience
Viriathus June 2011 - Present
Banc of America Securities 2007 - 2009
Herzog, Heine Geduld 1998 - 1999
Skills
Due Diligence, Equity Derivatives, Start-ups, Strategy, Equities, Mergers, Securities, Investments, Mergers & Acquisitions, Corporate Finance, Financial Structuring, Capital, Investment Banking, Restructuring, Sales, Capital Markets, Private Equity, Private Placements
Education
The University of Chicago - Booth School of Business 2005 — 2007
MBA, Economics, Finance
Viriathus June 2011 - Present
Banc of America Securities 2007 - 2009
Herzog, Heine Geduld 1998 - 1999
Skills
Due Diligence, Equity Derivatives, Start-ups, Strategy, Equities, Mergers, Securities, Investments, Mergers & Acquisitions, Corporate Finance, Financial Structuring, Capital, Investment Banking, Restructuring, Sales, Capital Markets, Private Equity, Private Placements
Education
The University of Chicago - Booth School of Business 2005 — 2007
MBA, Economics, Finance
Adam Brickner Adam Brickner's Herzog Heine Geduld Experience 1995 - 2003
Job Senior Equity Compliance Specialist at Brean Capital, LLC
Industry Financial Services
Experience
Brean Capital, LLC March 2011 - Present
Maxim Group October 2009 - April 2011
Hudson Securities 2003 - December 2009
Puglisi & Co. 2002 - 2003
Herzog Heine Geduld 1995 - 2003
Brokerage America January 2002 - December 2002
MERRILL LYNCH PIERCE FENNER & SMITH June 2001 - January 2002
Charles Schwab 1991 - 1995
Skills
Compliance, Equities, Capital Markets, Trading, Securities, Equity Trading, Institutional, Series 7, Investment Banking, Bloomberg, Series 63, Risk Management, Derivatives, Series 24, Trading Systems, Investments, Electronic Trading, Financial Services, ETFs, Trading Strategies, Hedge Funds, Stocks, Equity Research, Options, Financial Markets, Fixed Income, Portfolio Management, AML, Alternative Investments, Financial Risk, Asset Management, FINRA, Bonds, Financial Regulation, USA PATRIOT Act, Equity Derivatives, Mutual Funds, Due Diligence, Prime Brokerage, KYC, Investment Management, Investment Advisory, Securities Regulation, OFAC, Private Equity, IPO, Emerging Markets, Structured Products, SEC, Broker-Dealer
Education
Long Island University, C.W. Post Campus 1984 — 1986
Bachelor of Science (B.S.), Finance, General
Commack HS South 1977 — 1981
High School
University of Notre Dame - Mendoza College of Business
Brean Capital, LLC March 2011 - Present
Maxim Group October 2009 - April 2011
Hudson Securities 2003 - December 2009
Puglisi & Co. 2002 - 2003
Herzog Heine Geduld 1995 - 2003
Brokerage America January 2002 - December 2002
MERRILL LYNCH PIERCE FENNER & SMITH June 2001 - January 2002
Charles Schwab 1991 - 1995
Skills
Compliance, Equities, Capital Markets, Trading, Securities, Equity Trading, Institutional, Series 7, Investment Banking, Bloomberg, Series 63, Risk Management, Derivatives, Series 24, Trading Systems, Investments, Electronic Trading, Financial Services, ETFs, Trading Strategies, Hedge Funds, Stocks, Equity Research, Options, Financial Markets, Fixed Income, Portfolio Management, AML, Alternative Investments, Financial Risk, Asset Management, FINRA, Bonds, Financial Regulation, USA PATRIOT Act, Equity Derivatives, Mutual Funds, Due Diligence, Prime Brokerage, KYC, Investment Management, Investment Advisory, Securities Regulation, OFAC, Private Equity, IPO, Emerging Markets, Structured Products, SEC, Broker-Dealer
Education
Long Island University, C.W. Post Campus 1984 — 1986
Bachelor of Science (B.S.), Finance, General
Commack HS South 1977 — 1981
High School
University of Notre Dame - Mendoza College of Business
Patti Anderson Patti Anderson's Herzog Heine Geduld Experience 1992 - 2000
Job Licensed Real Estate Salesperson at Julia B. Fee Sotheby's International Realty
Industry Real Estate
Experience
Julia B. Fee Sotheby's International Realty March 2015 - Present
Coldwell Banker Residential Brokerage March 2014 - March 2015
Five Star Reporting 2004 - 2007
LEX COURT REPORTING SERVICE, INC. 2000 - 2005
Herzog Heine Geduld 1992 - 2000
Skills
First Time Home Buyers, Real Estate, Securities, Microsoft Excel, Insurance, Personal Injury, Condos, Relocation, Sales, Short Sales, Sellers, Listings, Single Family Homes, Investment Properties, Investors, Real Estate Transactions, Buyer Representation, Residential Homes
Education
Pace University-New York
Julia B. Fee Sotheby's International Realty March 2015 - Present
Coldwell Banker Residential Brokerage March 2014 - March 2015
Five Star Reporting 2004 - 2007
LEX COURT REPORTING SERVICE, INC. 2000 - 2005
Herzog Heine Geduld 1992 - 2000
Skills
First Time Home Buyers, Real Estate, Securities, Microsoft Excel, Insurance, Personal Injury, Condos, Relocation, Sales, Short Sales, Sellers, Listings, Single Family Homes, Investment Properties, Investors, Real Estate Transactions, Buyer Representation, Residential Homes
Education
Pace University-New York
Ronnie Moas's Herzog Heine Geduld Experience May 1998 - November 2000
Job Founder at Philanthropy and Philosophy / Founder at Standpoint Research
Industry Financial Services
Experience
Philanthropy and Philosophy February 2014 - Present
Standpoint Research December 2000 - Present
Herzog Heine Geduld May 1998 - November 2000
Israel Defense Forces _ Army November 1987 - May 1990
Skills
Hedge Funds, Equities, Research, Economics, Portfolio Management, Investments, Equity Research, Asset Managment, Finance, Strategy, Analysis, Private Equity, Asset Management, Capital Markets, Emerging Markets, Equity Trading, Alternative Investments, Strategic Leadership
Education
Baruch College, City University of New York (CUNY) 1996 — 1998
MBA, Finance
Stony Brook University 1994 — 1995
BA, Economics
Tel Aviv University 1985 — 1987
N/A, Economics
Philanthropy and Philosophy February 2014 - Present
Standpoint Research December 2000 - Present
Herzog Heine Geduld May 1998 - November 2000
Israel Defense Forces _ Army November 1987 - May 1990
Skills
Hedge Funds, Equities, Research, Economics, Portfolio Management, Investments, Equity Research, Asset Managment, Finance, Strategy, Analysis, Private Equity, Asset Management, Capital Markets, Emerging Markets, Equity Trading, Alternative Investments, Strategic Leadership
Education
Baruch College, City University of New York (CUNY) 1996 — 1998
MBA, Finance
Stony Brook University 1994 — 1995
BA, Economics
Tel Aviv University 1985 — 1987
N/A, Economics
Jen Runne Jen Runne's Herzog Heine Geduld Experience 1996 - 1999
Job Experienced Contracts Manager & Contracts/Transactional Attorney
Industry Legal Services
Experience
Quinn Emanuel and Other Firms January 2014 - Present
Jen Runne, Esq. June 2012 - Present
Memorial Sloan-Kettering Cancer Center September 2010 - June 2012
Pfizer March 2004 - May 2010
Various 2001 - 2004
Reader's Digest 2000 - 2001
Various 1999 - 2000
Herzog Heine Geduld 1996 - 1999
Skills
Research, Contract Negotiation, Writing, Pharmaceutical Industry, Legal Writing, Negotiation, Competitive Intelligence, Lifesciences, Biotechnology, Privacy Law, Regulatory Affairs, Cross-functional Team..., Start-ups, Internet Strategy, Contract Management, Business Strategy, Software Project..., Healthcare, Healthcare Information..., Pharmaceutical Law, Government Contracting, Contractual Agreements, Project Management, Non-profits, Program Management, Analysis, Process Improvement, Social Media, Change Management, Training, FDA, Management, Clinical Trials, NCI, Oncology Clinical..., Non-profit..., Non-disclosure..., Medical Terminology, Ariba, SharePoint, Instructor-led Training, Clinical Development, Clinical Research, Nonprofits, Strategy, Editing, Policy, Data Analysis, E-commerce, Government
Education
American University, Washington College of Law
JD, General Studies
Cornell University
BA, Political Science and Government
London School of Economics and Political Science
General Degree (1 year), Political Science, Social Science
Quinn Emanuel and Other Firms January 2014 - Present
Jen Runne, Esq. June 2012 - Present
Memorial Sloan-Kettering Cancer Center September 2010 - June 2012
Pfizer March 2004 - May 2010
Various 2001 - 2004
Reader's Digest 2000 - 2001
Various 1999 - 2000
Herzog Heine Geduld 1996 - 1999
Skills
Research, Contract Negotiation, Writing, Pharmaceutical Industry, Legal Writing, Negotiation, Competitive Intelligence, Lifesciences, Biotechnology, Privacy Law, Regulatory Affairs, Cross-functional Team..., Start-ups, Internet Strategy, Contract Management, Business Strategy, Software Project..., Healthcare, Healthcare Information..., Pharmaceutical Law, Government Contracting, Contractual Agreements, Project Management, Non-profits, Program Management, Analysis, Process Improvement, Social Media, Change Management, Training, FDA, Management, Clinical Trials, NCI, Oncology Clinical..., Non-profit..., Non-disclosure..., Medical Terminology, Ariba, SharePoint, Instructor-led Training, Clinical Development, Clinical Research, Nonprofits, Strategy, Editing, Policy, Data Analysis, E-commerce, Government
Education
American University, Washington College of Law
JD, General Studies
Cornell University
BA, Political Science and Government
London School of Economics and Political Science
General Degree (1 year), Political Science, Social Science
Richard Terrio Richard Terrio's Herzog Heine Geduld Experience February 1986 - January 2001
Job Sale Agent at The Realty Concierge, LLC
Industry Investment Management
Experience
The Realty Concierge, LLC September 2014 - Present
JWT & Associates/Auction Knights 2010 - Present
RJT Painting 2010 - Present
Lighthouse Capital Group LLC 2005 - 2012
Merrill Lynch January 2001 - March 2005
Herzog Heine Geduld February 1986 - January 2001
Herzog Heine Geduld/ Merrill Lynch 1986 - 2001
Skills
Series 7, Options, Hedge Funds, Trading, Equities, Series 63, Securities, Electronic Trading, Investments, Equity Trading, Real Estate, REO, Liscensed Real Estate..., Charity Auction Services, Portfolio Management, Mutual Funds, Bloomberg, Asset Management, ETFs, Financial Services, Wealth Management, Valuation, Strategic Financial..., Asset Allocation, Investment Advisory, Mergers & Acquisitions, Private Equity, Alternative Investments, Sales, Sales Management
Education
University of Massachusetts at Amherst - Isenberg School of Management 1981 — 1985
BBA, Marketing, Psychology
dennis yarmouth 1978 — 1981
The Realty Concierge, LLC September 2014 - Present
JWT & Associates/Auction Knights 2010 - Present
RJT Painting 2010 - Present
Lighthouse Capital Group LLC 2005 - 2012
Merrill Lynch January 2001 - March 2005
Herzog Heine Geduld February 1986 - January 2001
Herzog Heine Geduld/ Merrill Lynch 1986 - 2001
Skills
Series 7, Options, Hedge Funds, Trading, Equities, Series 63, Securities, Electronic Trading, Investments, Equity Trading, Real Estate, REO, Liscensed Real Estate..., Charity Auction Services, Portfolio Management, Mutual Funds, Bloomberg, Asset Management, ETFs, Financial Services, Wealth Management, Valuation, Strategic Financial..., Asset Allocation, Investment Advisory, Mergers & Acquisitions, Private Equity, Alternative Investments, Sales, Sales Management
Education
University of Massachusetts at Amherst - Isenberg School of Management 1981 — 1985
BBA, Marketing, Psychology
dennis yarmouth 1978 — 1981
Ron Mattesich, CRPC®'s Herzog Heine Geduld Experience November 1997 - January 2000
Job Business Development
Industry Financial Services
Experience
HAGIN Capital, LLC April 2012 - Present
Merrill Lynch October 2009 - April 2012
Natixis Bleichroeder December 2004 - October 2009
Sidoti & Co. December 2002 - December 2004
Sano Investments October 2001 - December 2002
Deutsche Bank Securities December 2000 - July 2001
Fleet Bank January 2000 - December 2000
Herzog Heine Geduld November 1997 - January 2000
U.S. Clearing March 1991 - September 1994
Skills
Alternative Investments, Asset Management, Wealth Management, Investments, Investment Strategies, Hedge Funds, Asset Allocation, Capital Markets, Portfolio Management, Securities, Equities, ETFs, Mutual Funds, Options, Finance, Financial Markets, Fixed Income, Banking, Retirement, Series 7, Series 66, Series 63, Bloomberg, Investment Advisory, Trading
Education
Fordham Gabelli School of Business 1994 — 1996
MBA, Finance
Rutgers University-New Brunswick 1988 — 1990
B.A., Economics
Fort Lee High School
HAGIN Capital, LLC April 2012 - Present
Merrill Lynch October 2009 - April 2012
Natixis Bleichroeder December 2004 - October 2009
Sidoti & Co. December 2002 - December 2004
Sano Investments October 2001 - December 2002
Deutsche Bank Securities December 2000 - July 2001
Fleet Bank January 2000 - December 2000
Herzog Heine Geduld November 1997 - January 2000
U.S. Clearing March 1991 - September 1994
Skills
Alternative Investments, Asset Management, Wealth Management, Investments, Investment Strategies, Hedge Funds, Asset Allocation, Capital Markets, Portfolio Management, Securities, Equities, ETFs, Mutual Funds, Options, Finance, Financial Markets, Fixed Income, Banking, Retirement, Series 7, Series 66, Series 63, Bloomberg, Investment Advisory, Trading
Education
Fordham Gabelli School of Business 1994 — 1996
MBA, Finance
Rutgers University-New Brunswick 1988 — 1990
B.A., Economics
Fort Lee High School
John Oelze's Herzog Heine Geduld Experience May 1996 - June 1998
Job Changing the Concept of Advertising by Advertising the Concept of Change Let's Think Outside the Box
Industry Internet
Experience
Invenire October 2007 - Present
LaBranche Financial Services February 2007 - October 2007
Knight Trading Group 1998 - 2006
Herzog Heine Geduld May 1996 - June 1998
Linsco Private Ledger February 1992 - April 1996
Skills
Securities, Equities, Hedge Funds, Capital Markets, Series 7, Equity Trading, Series 63, Options, Investments, Electronic Trading
Education
University of Arizona 1987 — 1991
BA, Political Science / Psychology - Communication
Invenire October 2007 - Present
LaBranche Financial Services February 2007 - October 2007
Knight Trading Group 1998 - 2006
Herzog Heine Geduld May 1996 - June 1998
Linsco Private Ledger February 1992 - April 1996
Skills
Securities, Equities, Hedge Funds, Capital Markets, Series 7, Equity Trading, Series 63, Options, Investments, Electronic Trading
Education
University of Arizona 1987 — 1991
BA, Political Science / Psychology - Communication
Giancarlo Garipoli's Herzog Heine Geduld Experience 1996 - 2001
Job Audit Manager at UHY LLP
Industry Accounting
Experience
UHY LLP January 2014 - Present
UHY LLP January 2011 - December 2013
Tabriztchi & Co., CPA, P.C. April 2007 - December 2010
Herzog Heine Geduld 1996 - 2001
Skills
Financial Analysis, Financial Reporting, Internal Controls, GAAP, Due Diligence, Accounting, US GAAP, Financial Accounting, Auditing, Income Tax, QuickBooks, General Ledger, Valuation, CPA, Internal Audit, Financial Statements, ProSystem fx Tax, Sarbanes-Oxley Act, Finance, SEC filings, Equities, Microsoft Excel, Tax, IFRS, Financial Modeling
Education
Columbia University - Columbia Business School 1995 — 1996
MBA, Finance
The Johns Hopkins University 1990 — 1993
Bachelor of Arts (BA), Economics
Oberlin College 1989 — 1990
Stuyvesant HS 1984 — 1989
Regents Diploma, NYS
UHY LLP January 2014 - Present
UHY LLP January 2011 - December 2013
Tabriztchi & Co., CPA, P.C. April 2007 - December 2010
Herzog Heine Geduld 1996 - 2001
Skills
Financial Analysis, Financial Reporting, Internal Controls, GAAP, Due Diligence, Accounting, US GAAP, Financial Accounting, Auditing, Income Tax, QuickBooks, General Ledger, Valuation, CPA, Internal Audit, Financial Statements, ProSystem fx Tax, Sarbanes-Oxley Act, Finance, SEC filings, Equities, Microsoft Excel, Tax, IFRS, Financial Modeling
Education
Columbia University - Columbia Business School 1995 — 1996
MBA, Finance
The Johns Hopkins University 1990 — 1993
Bachelor of Arts (BA), Economics
Oberlin College 1989 — 1990
Stuyvesant HS 1984 — 1989
Regents Diploma, NYS
Ahmed Shareef's Herzog Heine Geduld Experience August 1997 - 2001
Job
Industry Financial Services
Experience
Jefferies & Company August 2011 - Present
Bank of America Merrill Lynch June 2009 - July 2011
Banc of America Securities March 2005 - June 2009
Merrill Lynch 2001 - February 2005
Herzog Heine Geduld August 1997 - 2001
Waterhouse Securities 1993 - 1997
Skills
Equity Derivatives, Equities, Risk, Trading Systems, Risk Management, Derivatives, Equity Trading
Education
CFA Institute 2009 — 2009
- Passed CFA Step 1 exam in June 2009.
Polytechnic University 1993 — 1995
MS, Computer Science
Osmania University 1988 — 1992
BS, Computer Science
Jefferies & Company August 2011 - Present
Bank of America Merrill Lynch June 2009 - July 2011
Banc of America Securities March 2005 - June 2009
Merrill Lynch 2001 - February 2005
Herzog Heine Geduld August 1997 - 2001
Waterhouse Securities 1993 - 1997
Skills
Equity Derivatives, Equities, Risk, Trading Systems, Risk Management, Derivatives, Equity Trading
Education
CFA Institute 2009 — 2009
- Passed CFA Step 1 exam in June 2009.
Polytechnic University 1993 — 1995
MS, Computer Science
Osmania University 1988 — 1992
BS, Computer Science
John McGorty's Herzog Heine Geduld Experience June 1995 - March 2002
Job CEO / Founder Equity Trading Services, Inc.
Industry Financial Services
Experience
Equity Trading Services, Inc. September 2002 - Present
Herzog Heine Geduld June 1995 - March 2002
Goldman Sachs & Co. June 1987 - March 1995
Nevins Microsystems, Inc. January 1985 - March 1987
Monchik Webber Associates June 1979 - December 1984
Skills
Trading Systems, Trading, Derivatives, Equities, Hedge Funds, Market Data, Fixed Income, Electronic Trading, Low Latency, Equity Trading, Financial Markets, Options, Capital Markets, Equity Derivatives, Bloomberg, FX Options, Investment Banking
Education
St. Francis College
Computer Science
Equity Trading Services, Inc. September 2002 - Present
Herzog Heine Geduld June 1995 - March 2002
Goldman Sachs & Co. June 1987 - March 1995
Nevins Microsystems, Inc. January 1985 - March 1987
Monchik Webber Associates June 1979 - December 1984
Skills
Trading Systems, Trading, Derivatives, Equities, Hedge Funds, Market Data, Fixed Income, Electronic Trading, Low Latency, Equity Trading, Financial Markets, Options, Capital Markets, Equity Derivatives, Bloomberg, FX Options, Investment Banking
Education
St. Francis College
Computer Science
Fred Ingles's Herzog Heine Geduld Experience September 1993 - January 1997
Job SVP
Industry Financial Services
Experience
citadel April 2005 - Present
Knight Capital Group January 1997 - April 2005
Herzog Heine Geduld September 1993 - January 1997
Skills
Series 7, Equities, Equity Trading, Hedge Funds, Series 63, Electronic Trading, Capital Markets, Series 24, Trading, Sell Side, Trading Systems, Global Macro, Options, Securities
Education
Marist College 1990 — 1993
bachelor, finance
citadel April 2005 - Present
Knight Capital Group January 1997 - April 2005
Herzog Heine Geduld September 1993 - January 1997
Skills
Series 7, Equities, Equity Trading, Hedge Funds, Series 63, Electronic Trading, Capital Markets, Series 24, Trading, Sell Side, Trading Systems, Global Macro, Options, Securities
Education
Marist College 1990 — 1993
bachelor, finance
Jon Gottlieb's Herzog Heine Geduld Experience 1986 - 2002
Job Project Manager at Applied Visions, Inc.
Industry Computer Software
Experience
Applied Visions, Inc. June 2015 - Present
Fidessa January 2007 - December 2013
Bear Stearns 2004 - 2006
Merrill Lynch 2000 - 2004
Merrill Lynch/Herzog Heine Geduld 2000 - 2004
Herzog Heine Geduld 1986 - 2002
FD Consulting 1985 - 1986
Skills
Software Development, Trading Systems, Electronic Trading, Trading System, Market Data, Unix, Low Latency, Equities, Order Management, Team Management, Fidessa, Trading, Derivatives, Project Management, Business Analysis, Capital Markets
Education
Polytechnic University 1989 — 1990
Master of Science, Information Systems Engineering
State University of New York at Stony Brook 1980 — 1984
Bachelor's degree, Computer Science
Applied Visions, Inc. June 2015 - Present
Fidessa January 2007 - December 2013
Bear Stearns 2004 - 2006
Merrill Lynch 2000 - 2004
Merrill Lynch/Herzog Heine Geduld 2000 - 2004
Herzog Heine Geduld 1986 - 2002
FD Consulting 1985 - 1986
Skills
Software Development, Trading Systems, Electronic Trading, Trading System, Market Data, Unix, Low Latency, Equities, Order Management, Team Management, Fidessa, Trading, Derivatives, Project Management, Business Analysis, Capital Markets
Education
Polytechnic University 1989 — 1990
Master of Science, Information Systems Engineering
State University of New York at Stony Brook 1980 — 1984
Bachelor's degree, Computer Science
Robert Ribarik's Herzog Heine Geduld Experience 1995 - 2002
Job Computer Software Professional
Industry Computer Software
Experience
Instinet 2004 - 2005
Merrill Lynch 2002 - 2003
Herzog Heine Geduld 1995 - 2002
FD Consulting 1990 - 1995
Education
New York University - Polytechnic School of Engineering
Instinet 2004 - 2005
Merrill Lynch 2002 - 2003
Herzog Heine Geduld 1995 - 2002
FD Consulting 1990 - 1995
Education
New York University - Polytechnic School of Engineering
Brian Capuano's Herzog Heine Geduld Experience 1986 - 2003
Job Executive V.P., Manager of Trading Operations at SpeedRoute, LLC
Industry Financial Services
Experience
SpeedRoute, LLC September 2011 - Present
Rosenblatt Securities June 2010 - Present
OES MarketGroup January 2004 - June 2010
Herzog Heine Geduld 1986 - 2003
Cowen and Company 1991 - 1995
Pershing DLJ January 1989 - June 1991
Skills
Series 7, Electronic Trading, Equities, Trading, Options, Financial Markets, Trading Systems, Trading Strategies, Equity Derivatives, Equity Trading, Derivatives, Securities, Series 24, Series 63, ETFs, Market Data, Low Latency, FINRA, Fixed Income, Hedge Funds, Commodity, Alternative Investments, Capital Markets
Education
Temple University 1984 — 1988
BS, Journalism
SpeedRoute, LLC September 2011 - Present
Rosenblatt Securities June 2010 - Present
OES MarketGroup January 2004 - June 2010
Herzog Heine Geduld 1986 - 2003
Cowen and Company 1991 - 1995
Pershing DLJ January 1989 - June 1991
Skills
Series 7, Electronic Trading, Equities, Trading, Options, Financial Markets, Trading Systems, Trading Strategies, Equity Derivatives, Equity Trading, Derivatives, Securities, Series 24, Series 63, ETFs, Market Data, Low Latency, FINRA, Fixed Income, Hedge Funds, Commodity, Alternative Investments, Capital Markets
Education
Temple University 1984 — 1988
BS, Journalism
Sean Preston's Herzog Heine Geduld Experience January 1998 - January 2001
Job Regional Director, Delaware Investments, mbr. of Macquarie Group
Industry Financial Services
Experience
Delaware Investments June 2014 - Present
The Hartford Mutual Funds July 2005 - May 2014
susquehanna 2001 - 2004
herzog heine geduld January 1998 - January 2001
Skills
Series 63, Series 7, Investments, Mutual Funds, Asset Allocation, Asset Management, Equities, Fixed Income, Trading, Alternative Investments, ETFs, Series 6, Wealth Management
Education
Bloomsburg University of Pennsylvania 1993 — 1997
St Joseph's Prep
Delaware Investments June 2014 - Present
The Hartford Mutual Funds July 2005 - May 2014
susquehanna 2001 - 2004
herzog heine geduld January 1998 - January 2001
Skills
Series 63, Series 7, Investments, Mutual Funds, Asset Allocation, Asset Management, Equities, Fixed Income, Trading, Alternative Investments, ETFs, Series 6, Wealth Management
Education
Bloomsburg University of Pennsylvania 1993 — 1997
St Joseph's Prep
Nelson Barriocanal's Herzog Heine Geduld Experience 1999 - 2002
Job Director at Deerfield Institute
Industry Financial Services
Experience
Deerfield Institute 2010 - Present
Susquehanna International Group 2003 - 2008
Susquehanna International Group 2003 - 2008
Herzog Heine Geduld 1999 - 2002
Ernst & Young 1997 - 1998
Skills
Equities, Hedge Funds, ETFs, Bloomberg, Trading, Options, Market Making, Series 7, Trading Systems, Equity Trading, Financial Modeling, Fixed Income, Proprietary Trading, Microsoft Excel, Series 63, Electronic Trading, Private Equity, Securities
Education
University of Delaware 1993 — 1997
Deerfield Institute 2010 - Present
Susquehanna International Group 2003 - 2008
Susquehanna International Group 2003 - 2008
Herzog Heine Geduld 1999 - 2002
Ernst & Young 1997 - 1998
Skills
Equities, Hedge Funds, ETFs, Bloomberg, Trading, Options, Market Making, Series 7, Trading Systems, Equity Trading, Financial Modeling, Fixed Income, Proprietary Trading, Microsoft Excel, Series 63, Electronic Trading, Private Equity, Securities
Education
University of Delaware 1993 — 1997
Joe Frazzitta's Herzog Heine Geduld Experience March 1996 - April 2003
Job COO at Cougar Capital LLC
Industry Investment Management
Experience
COUGAR CAPITAL LLC January 2013 - Present
ORDER EXECUTION SERVICES August 2003 - September 2006
HERZOG HEINE GEDULD March 1996 - April 2003
GAMCO March 1991 - April 1996
WEISS PECK & GREER 1975 - 1989
LEWCO 1974 - 1981
Skills
Private Equity
Education
LIU Brooklyn 1968 — 1971
BS, ACCOUNTING
COUGAR CAPITAL LLC January 2013 - Present
ORDER EXECUTION SERVICES August 2003 - September 2006
HERZOG HEINE GEDULD March 1996 - April 2003
GAMCO March 1991 - April 1996
WEISS PECK & GREER 1975 - 1989
LEWCO 1974 - 1981
Skills
Private Equity
Education
LIU Brooklyn 1968 — 1971
BS, ACCOUNTING
John Ribortone's Herzog Heine Geduld Experience June 1997 - January 2002
Job Complex Risk Supervisor at Morgan Stanley Wealth Management
Industry Financial Services
Experience
Morgan Stanley Wealth Management December 2013 - Present
Moors & Cabot November 2009 - December 2013
Countrywide Investment Services February 2004 - February 2009
Brokerage America May 2002 - August 2003
Herzog Heine Geduld June 1997 - January 2002
Skills
Series 3, Series 4, Series 7, Series 24, Series 53, Series 55, Series 63
Education
University of Scranton 1992 — 1996
Morgan Stanley Wealth Management December 2013 - Present
Moors & Cabot November 2009 - December 2013
Countrywide Investment Services February 2004 - February 2009
Brokerage America May 2002 - August 2003
Herzog Heine Geduld June 1997 - January 2002
Skills
Series 3, Series 4, Series 7, Series 24, Series 53, Series 55, Series 63
Education
University of Scranton 1992 — 1996
Alison Brackett's Herzog Heine Geduld Experience August 1987 - February 2000
Job Professional
Industry Financial Services
Experience
MetLife 2010 - 2011
Stock Cross Financial 2008 - 2009
View Trading 2008 - 2009
Empire Trading January 2005 - February 2008
TradeStation Securities 2005 - 2006
Hill Thompson 2000 - 2002
Herzog Heine Geduld August 1987 - February 2000
s.b. cantor 1980 - 1985
Allen & Company 1978 - 1985
Skills
Series..., school of HRZG hard...
Education
Glassboro State/ Rowan University 1981 — 1985
BS, Finance, economic, accounting, teaching, dance, mis
Rowan University 1981 — 1985
BS, Finance
Kids
MetLife 2010 - 2011
Stock Cross Financial 2008 - 2009
View Trading 2008 - 2009
Empire Trading January 2005 - February 2008
TradeStation Securities 2005 - 2006
Hill Thompson 2000 - 2002
Herzog Heine Geduld August 1987 - February 2000
s.b. cantor 1980 - 1985
Allen & Company 1978 - 1985
Skills
Series..., school of HRZG hard...
Education
Glassboro State/ Rowan University 1981 — 1985
BS, Finance, economic, accounting, teaching, dance, mis
Rowan University 1981 — 1985
BS, Finance
Kids
Nicole Herley's Herzog Heine Geduld Experience 1987 - 1993
Job Global Business Development Manager /Compliance Applications Trading Floor
Industry Financial Services
Experience
NICE Systems July 2013 - Present
NICE Systems 2013 - 2014
WTS PROPRIETARY TRADING GROUP December 2008 - June 2013
SunGard September 2006 - November 2008
Fidelity Capital Markets 1994 - 2003
Herzog Heine Geduld 1987 - 1993
Skills
Capital Markets, Proprietary Trading, Options, Trading Systems, Electronic Trading, Equities, Hedge Funds, Trading, Bloomberg, Equity Trading, Financial Markets, Risk Management, Hedging, Trading Strategies, Portfolio Management, Series 63, Series 7, Mutual Funds, Alternative Investments, Market Data, Securities Lending, Brokerage, Prime Brokerage, Market Making, Financial Risk, Investments, Fixed Income, Derivatives, Asset Management, Financial Services, Bonds, Securities, Investment Banking
Education
Hofstra University 1982 — 1987
BACHOLRS, Finance, Economics, physcology
Hofstra University 1984 — 1986
Bachelor's Degree, Finance, General
NICE Systems July 2013 - Present
NICE Systems 2013 - 2014
WTS PROPRIETARY TRADING GROUP December 2008 - June 2013
SunGard September 2006 - November 2008
Fidelity Capital Markets 1994 - 2003
Herzog Heine Geduld 1987 - 1993
Skills
Capital Markets, Proprietary Trading, Options, Trading Systems, Electronic Trading, Equities, Hedge Funds, Trading, Bloomberg, Equity Trading, Financial Markets, Risk Management, Hedging, Trading Strategies, Portfolio Management, Series 63, Series 7, Mutual Funds, Alternative Investments, Market Data, Securities Lending, Brokerage, Prime Brokerage, Market Making, Financial Risk, Investments, Fixed Income, Derivatives, Asset Management, Financial Services, Bonds, Securities, Investment Banking
Education
Hofstra University 1982 — 1987
BACHOLRS, Finance, Economics, physcology
Hofstra University 1984 — 1986
Bachelor's Degree, Finance, General
max Ule's Herzog Heine Geduld Experience 1989 - 2000
Job VicePresidentInvestments at Wellington Shields & Company LLC
Industry Financial Services
Experience
Wellington Shields & Company LLC December 2000 - Present
Max Ule Advertising & Marketing Inc 1990 - 2000
Herzog Heine Geduld 1989 - 2000
Skills
Asset Management, Retirement Planning, Business Strategy, Investments, Analysis, Microsoft Excel, Portfolio Management, Customer Service, Project Management, Strategic Planning, Friendly Personality
Education
Harvard Business School 1965 — 1967
MBA, Transportation
Harvard University 1957 — 1961
BA, Social Relations
Wellington Shields & Company LLC December 2000 - Present
Max Ule Advertising & Marketing Inc 1990 - 2000
Herzog Heine Geduld 1989 - 2000
Skills
Asset Management, Retirement Planning, Business Strategy, Investments, Analysis, Microsoft Excel, Portfolio Management, Customer Service, Project Management, Strategic Planning, Friendly Personality
Education
Harvard Business School 1965 — 1967
MBA, Transportation
Harvard University 1957 — 1961
BA, Social Relations
Don Demers's Herzog Heine Geduld Experience July 1995 - March 2000
Job Advisor
Industry Investment Management
Experience
GL Capital Partners April 2013 - June 2014
Aetonian Capital llc March 2007 - March 2012
Citigroup March 2000 - January 2007
Herzog Heine Geduld July 1995 - March 2000
Skills
Equities, Hedge Funds, Alternative Investments, Equity Trading, Trading, LBO, Fixed Income, Bloomberg, Derivatives, Securities, Mutual Funds, Capital Markets, Asset Management, Electronic Trading, ETFs, Portfolio Management, Financial Markets, Investments, Investment Banking, Equity Research, Equity Derivatives, Options
Education
Fairfield University 1991 — 1995
BS, Economics, Finance
Bergen Catholic High School
GL Capital Partners April 2013 - June 2014
Aetonian Capital llc March 2007 - March 2012
Citigroup March 2000 - January 2007
Herzog Heine Geduld July 1995 - March 2000
Skills
Equities, Hedge Funds, Alternative Investments, Equity Trading, Trading, LBO, Fixed Income, Bloomberg, Derivatives, Securities, Mutual Funds, Capital Markets, Asset Management, Electronic Trading, ETFs, Portfolio Management, Financial Markets, Investments, Investment Banking, Equity Research, Equity Derivatives, Options
Education
Fairfield University 1991 — 1995
BS, Economics, Finance
Bergen Catholic High School
Steve Von Bargen's Herzog Heine Geduld Experience August 1988 - December 1995
Job Compliance Officer
Industry Construction
Experience
RBBC, LLC August 2013 - Present
Unqua Holdings March 2010 - August 2013
Merrick Road Properties February 2007 - 2010
Fursa Funds January 2002 - January 2007
Merrill Lynch 2000 - 2002
CIBC World Markets June 1998 - December 2000
C.E. Unterberg, Towbin August 1996 - May 1998
Herzog Heine Geduld August 1988 - December 1995
L F Rothschild Unterberg Towbin September 1983 - July 1988
Education
Hofstra University 1978 — 1982
Bachelor's degree, Business Administration and Management, General
Hofstra University
General Douglas MacArthur High school 1976 — 1978
RBBC, LLC August 2013 - Present
Unqua Holdings March 2010 - August 2013
Merrick Road Properties February 2007 - 2010
Fursa Funds January 2002 - January 2007
Merrill Lynch 2000 - 2002
CIBC World Markets June 1998 - December 2000
C.E. Unterberg, Towbin August 1996 - May 1998
Herzog Heine Geduld August 1988 - December 1995
L F Rothschild Unterberg Towbin September 1983 - July 1988
Education
Hofstra University 1978 — 1982
Bachelor's degree, Business Administration and Management, General
Hofstra University
General Douglas MacArthur High school 1976 — 1978
Christopher Ferrari's Herzog Heine Geduld Experience January 1995 - June 2000
Job Banker at JP Morgan Chase
Industry Financial Services
Experience
JP Morgan Chase May 2008 - Present
SJ STARR Mortgage January 2004 - May 2008
Merrill Lynch June 2000 - January 2004
Herzog Heine Geduld January 1995 - June 2000
REICH & COMPANY January 1988 - January 1994
Skills
Equities, Investments, Banking, Trading, Options, Loans, Management
Education
Baruch College
Bachelor of Science (BS), Real Estate Finance
JP Morgan Chase May 2008 - Present
SJ STARR Mortgage January 2004 - May 2008
Merrill Lynch June 2000 - January 2004
Herzog Heine Geduld January 1995 - June 2000
REICH & COMPANY January 1988 - January 1994
Skills
Equities, Investments, Banking, Trading, Options, Loans, Management
Education
Baruch College
Bachelor of Science (BS), Real Estate Finance
David Clarkson's Herzog Heine Geduld Experience September 1989 - May 1994
Job Financial Representative at MassMutual Financial Group
Industry Financial Services
Experience
MassMutual Financial Group September 2014 - Present
Northwestern Mutual January 2014 - September 2014
Clarkson Benefit Consulting November 2010 - December 2013
Aetna October 2006 - October 2010
Aetna October 2003 - October 2006
Knight Securities April 1998 - April 2003
Southcoast Capital Corp/Loewenbaum and Company March 1996 - March 1998
New York Stock Exchange, Inc. May 1994 - March 1996
Herzog Heine Geduld September 1989 - May 1994
Garden City Country Club April 1979 - August 1989
Skills
Retirement Planning, Life Insurance, Disability Insurance, Insurance, Fixed Annuities, Series 7, Long-term Care, Strategic Financial..., Investments, Mutual Funds, Long Term Care Insurance, Estate Planning, IRAs, Series 66
Education
Fordham University 1985 — 1989
Bachelor of Science (BS), Finance, General
Chaminade HS 1981 — 1985
MassMutual Financial Group September 2014 - Present
Northwestern Mutual January 2014 - September 2014
Clarkson Benefit Consulting November 2010 - December 2013
Aetna October 2006 - October 2010
Aetna October 2003 - October 2006
Knight Securities April 1998 - April 2003
Southcoast Capital Corp/Loewenbaum and Company March 1996 - March 1998
New York Stock Exchange, Inc. May 1994 - March 1996
Herzog Heine Geduld September 1989 - May 1994
Garden City Country Club April 1979 - August 1989
Skills
Retirement Planning, Life Insurance, Disability Insurance, Insurance, Fixed Annuities, Series 7, Long-term Care, Strategic Financial..., Investments, Mutual Funds, Long Term Care Insurance, Estate Planning, IRAs, Series 66
Education
Fordham University 1985 — 1989
Bachelor of Science (BS), Finance, General
Chaminade HS 1981 — 1985