Waterhouse Securities
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Waterhouse Securities Employees
Berkeley Unified School District September 1990 - Present
Mental Health Facility for people who filed for Worker's Compensation 1990 - 1992
Waterhouse Securities January 1982 - 1985
Skills
Strong consultation,..., Curriculum Development, Educational Psychology, Educational Assessment, Classroom Management, Educational Consulting, Psychoeducational, Parenthood, Educational Technology, Higher Education, Child Development, Psychological Assessment, Adolescents, Teacher Training, Student Counseling
Education
California State University-East Bay 1986 — 1989
MS, Child Counseling
University of California, Santa Cruz 1979 — 1982
BA, English Literature
Integrated Systems & Services December 2012 - Present
Wireless Asset Protection Sytems December 2012 - Present
Secure Electronic Technologies, LLC August 2009 - Present
McRoberts Security Technologies June 1994 - August 2009
Waterhouse Securities January 1991 - June 1994
Skills
AutoCAD Lt., Microsoft Power Point, Microsoft CRM, Microsoft Excel, Microsoft Outlook, Microsoft Word, Microsoft Project, Microsoft Access, QuickBooks Pro, Use of Digital Multi..., Ability to read..., Use of Oscilloscope, Experience in home..., MS Project, Troubleshooting, QuickBooks, PowerPoint, Outlook, Security, Management, Leadership, Project Planning, Project Management, Account Management, Customer Service, Networking, New Business Development, Process Improvement, Product Development, Sales Management, Sales, Strategic Planning
Education
DeVry University 1992 — 1994
Associate's degree, Electrical, Electronic and Communications Engineering Technology/Technician
Fidelity Investments February 2001 - Present
Waterhouse Securities 1993 - February 2001
Skills
Series 65, Series 63, Series 7, Series 8
Education
Rice University 1990 — 1993
Bachelor of Arts (B.A.), English Literature (British and Commonwealth)
M Financial Group September 2013 - Present
Grant Financial Group October 2002 - Present
New York Life October 2002 - October 2013
A.G. Edwards 1998 - October 2002
Waterhouse securities 1994 - 1998
Edward Jones September 1992 - 1994
Skills
Retirement Planning, Fixed Annuities, Roth IRA, IRAs, Retirement, Wealth Accumulation, Long-term Care, Disability Insurance, Investments, Estate Planning, Term Life Insurance, 401k, Securities, Mortgage Marketing, Financial Planners, Series 6, Investment Advisory, Wealth Management, Insurance, Whole Life, Long Term Care Insurance, Asset Allocation, Wealth, Series 63, Mutual Funds, Life Insurance, Strategic Financial...
Education
Georgia Southern University 1988 — 1991
Georgia Institute of Technology 1984 — 1988
Linedata June 2014 - Present
Fidelity Investments October 2011 - June 2014
Fidelity Investments October 2005 - April 2010
Raymond James & Associates June 2003 - October 2005
Advest, Inc September 2002 - June 2003
Gruntal & Co., LLC May 2000 - August 2001
Fahnestock & Co January 1999 - May 2000
Waterhouse Securities May 1998 - December 1998
Fidelity Investments January 1996 - May 1998
Education
New England College 1991 — 1994
Bachelor of Arts Degree, Business Administration
New England College 1991 — 1994
BA, Business Administration
Founders Federal Credit Union April 2006 - Present
Coastal FCU 2005 - 2005
DLJ 1997 - 2004
Bank of America 1997 - 1998
waterhouse securities 1993 - 1997
Education
Robert Morris University 1990 — 1994
BSBA, Finance
LYCO
LYCO
LYCO
FOFO-40.com December 2006 - Present
Waterhouse Securities 1994 - 1998
Waterhouse Securities 1994 - 1998
waterhouse securites 1994 - 1998
Education
The University of Tennessee at Chattanooga 1987 — 1992
The University of Tennessee at Chattanooga 1987 — 1992
BA, Finance
Montefiore IT August 1998 - Present
Fahnestock & Co. 1996 - 1998
Lewco Securities 1994 - 1996
Goldman Sachs Asset Management 1995 - 1995
Citicorp Investment Services 1992 - 1994
Waterhouse Securities January 1989 - 1992
Drexel Burnham Lambert 1980 - 1989
Skills
Process Improvement, HL7, Software Documentation, Vendor Management, Software Implementation, SDLC, VB.NET, SQL, Requirements Analysis, Software Project..., Visio, SharePoint, IT Strategy, Unix, PMP, Requirements Gathering, Disaster Recovery, Data Center, Healthcare Information..., Troubleshooting, Integration, Business Analysis, ITIL, BMC Remedy, Program Management, MS Project, Project Management, Security, Microsoft SQL Server, IT Management, Databases, Systems Analysis, Testing, Business Intelligence, Enterprise Architecture, IT Service Management, Project Portfolio..., PMO, Data Warehousing, Business Process, Crystal Reports, Software Development, Agile Methodologies, Enterprise Software, Database Design, Business Requirements, Scrum, Business Process..., Quality Assurance, User Acceptance Testing
Education
Pace University 1983 — 1987
Bronx Science 1970 — 1974
Research Based Solutions June 2012 - Present
National Sales Network, Phoenix January 2011 - December 2013
The McKinnis Consulting Group LLC February 2004 - June 2012
PsyMetrics Global 2009 - 2009
National Sales Network 2006 - 2008
TD Waterhouse Investor Services January 1994 - February 2006
TD Waterhouse 1994 - 2004
University of Colorado August 1996 - May 1997
Waterhouse Securities 1994 - 1996
Skills
Sales Management, Sales Process, Direct Sales, Consultative Selling, New Business Development, Increasing Revenue, Lead Generation, Strategic Planning, Leadership Development, Selling, Team Building, Coaching, Business Strategy, Executive Management, Management Consulting, Customer Relations, Executive Coaching, Training, Salesforce.com, Sales, Customer Service, Management, Strategy, Business Development, Start-ups, Strategic Partnerships, Leadership, Business Planning, Marketing Strategy, Small Business, Fundraising
Education
Eastern Illinois University 1987 — 1993
M.A., Economics/Business
Mendel Catholic 1983 — 1987
OpenLink Financial November 2010 - Present
Unemployed October 2010 - November 2010
MetLife July 2010 - October 2010
MetLife September 2007 - March 2010
TD Ameritrade April 2006 - November 2007
TD Waterhouse February 2003 - April 2006
TD Waterhouse January 2000 - February 2003
TD Waterhouse January 1998 - January 2000
Waterhouse Securities January 1995 - January 1998
Skills
Series 7, MS Project, Retirement Planning, Project Delivery, Customer Satisfaction, System Testing, CompTIA Network+
Education
University of Phoenix 2012 — 2014
Bachelor of Science (B.S.), Information Technology
University of Phoenix 2010 — 2012
Associate of Arts (A.A.), Information Technology
Lynbrook, HS
Lawrence James Financial Group August 2013 - Present
Delaware Valley Financial Group June 2012 - August 2013
Vantage Point Bank and Financial Services June 2011 - June 2012
Matrix Audio Systems 1996 - 2010
Radnor Capital Management/Custodian Securities 1993 - 1996
PML Securities 1991 - 1993
Capital Analysts, Inc. 1989 - 1991
Waterhouse Securities 1986 - 1989
First Jersey Securities 1985 - 1986
Skills
Mortgage, Insurance, Credit, Banking, Financial Planning, Annuities, Loans, Investments, Business Planning, Portfolio Management, Investment Banking, Asset Management, Cash Management, Corporate Finance, Estate Planning, Retirement Planning, Wealth Management, Series 7, Strategic Financial..., Fixed Annuities, Mortgage Lending, Securities, Finance, Retirement, Financial Services, Mutual Funds, FINRA, Investment Advisory, 401k, Asset Allocation, Series 63, Wealth, Life Insurance, Investment Strategies
Education
Penn State University
BS, Finance
Ameriprise Financial Services, Inc. March 2014 - Present
Multi-Bank Securities, Inc. April 2013 - March 2014
BondDesk Group LLC April 2012 - February 2013
BondDesk Group LLC August 2011 - March 2012
BondDesk Group LLC December 2010 - July 2011
Ameriprise Financial November 2008 - June 2010
H&R Block Financial Advisors February 2000 - October 2008
Olde Discount November 1993 - February 2000
Waterhouse Securities September 1988 - July 1993
Skills
Fixed Income, Securities, Portfolio Management, Sales, Financial Advisory, Management, Trading, Series 7, Series 63, Bonds, Series 24, Equities, Bloomberg, Capital Markets, Derivatives, Financial Services, Investment Strategies, Investments, Trading Systems, Risk Management, Options, Insurance, Strategic Financial..., Strategy, Finance, Financial Markets, Financial Analysis, Banking, Mutual Funds, Electronic Trading
Education
Eastern Michigan University 1982 — 1985
Bachelors, Finance - Investment Analysis
ITG November 2013 - Present
SunGard Brokerage & Securities Services LLC June 2009 - Present
Lava Electronic Execution Technology @ Citi August 2006 - June 2009
Joseph Stevens July 2005 - August 2006
Pershing Trading Co. February 1997 - July 2005
Citi 1994 - 1997
Waterhouse securities 1993 - 1994
Skills
Equity Trading, Options, Trading, Series 24, Equities, Customer Relations, Algorithms, Electronic Trading, Series 7, Trading Systems, Hedge Funds, Bloomberg, Financial Markets, Series 63, Capital Markets, Market Making, Risk, Order Management, Smart Order Routing, Trading Strategies, Brokerage
Education
State University of New York College at Plattsburgh 1988 — 1992
BS, International Business
Financial Women's Association October 2012 - Present
TD Ameritrade December 1998 - August 2015
Waterhouse Securities December 1998 - November 1999
Bankers Trust Corporation November 1997 - December 1998
Skills
Fixed Income, Trading, Series 7, Series 63, Bloomberg, Securities, Settlement, Emerging Markets, Equities, Prime Brokerage, Bonds, Municipal Bonds, Budgets, Electronic Trading, FINRA, Corporate Actions, Municipalities, Spanish, Investments, Municipal, Fixed Income Trading, Fundraisers, Fundraising, Volunteer Coordinating, Managing Volunteers, Charity Events, Organizing, Budget Oversight, Spanish translation, Charity, Volunteer Management
Education
University of Rochester - Simon Business School 2015 — 2016
Master of Science (MS), Finance, General
State University of New York at Buffalo 1992 — 1999
Bachelor of Arts, Psychology
Vanguard November 2014 - Present
Charles Schwab August 2000 - August 2001
Credit Suisse August 1999 - August 2000
Paine Webber January 1997 - August 1999
Waterhouse Securities June 1995 - October 1996
Smith Barney January 1992 - January 1995
Skills
Retirement Planning, Mutual Funds, Financial Analysis, Banking, Equities, Financial Planning, Portfolio Management, Financial Services, Credit, Wealth Management, Securities, Series 7, Retirement, Risk Management, Fixed Income, Insurance, Loans, Finance, Trading, FINRA, Management, Investments, Financial Modeling, Asset Management
Education
California State University-Long Beach
Journalism
University of Southern California
Journalism
Private Family Office January 2012 - Present
Private Family Office January 2007 - January 2012
Wall Street Access January 2002 - January 2007
Wall Street Access January 2000 - January 2002
Wall Street Access January 1997 - January 2000
Waterhouse Securities January 1995 - January 1997
Skills
Derivatives, Options, Bloomberg, Trading, Equities, Portfolio Management, FX Options, Commodity, Risk Management, Financial Risk, Mutual Funds, Proprietary Trading, Hedging, Options Strategies, Analysis, Series 4, 7, 55, 63
Education
Fordham University 1991 — 1995
B.A, History
Miller/Howard Investments March 2015 - Present
WP Stewart & Co January 2010 - December 2013
Reich & Tang Asset Mgmt/Delafield Fund November 1996 - November 2009
Fiduciary Trust Company Int'l July 1992 - November 1996
Charles Schwab March 1989 - July 1992
Waterhouse Securities 1988 - 1989
Smith Barney 1986 - 1987
Education
Baruch College, City University of New York (CUNY) 1992 — 1998
MBA, Finance & Investments
Pace University 1982 — 1985
BBA, Finance
Bergen Community College 1980 — 1982
Business Administration
Fisher Clinical Services July 2007 - February 2013
Air Products January 2006 - January 2007
Rodale 2000 - 2005
American Express September 1998 - September 2000
Waterhouse Securities 1996 - 1998
Ambient Labs 1995 - 1996
Cantor Fitzgerald 1992 - 1993
Skills
Pharmaceutical Industry, Process Improvement, ACT!, Concur, Customer Service, LDRPS, Lotus Notes, Management, Microsoft Excel, Microsoft Office, Microsoft Word, System Administration, Outlook, PowerPoint, Project Management, SAP, United Way Campaign -..., United Way Campaign..., United Way Campaign...
Education
Kingsborough Community College 1990 — 1992
Associate of Arts and Sciences (AAS), Radio and Television Broadcasting Technology/Technician
E*TRADE Financial April 2011 - Present
Coleman Research Group July 2010 - April 2011
Genesis Securities May 2008 - July 2010
TD Ameritrade, Inc. October 2005 - July 2007
Ameritrade Inc April 2002 - October 2005
Datek Online May 1999 - April 2002
Waterhouse Securities 1985 - 1994
Skills
Product Development, Marketing Communications, Investments, Trading, Series 7, Equities, Risk Management, Financial Markets, Mutual Funds, Securities, Fixed Income, Series 24, Series 3, Technical Analysis, FINRA, Series 63, Business Strategy, Electronic Trading, Financial Services, Investment Strategies, Product Management, Options, Mergers & Acquisitions, Portfolio Management, Trading Systems, Alternative Investments, Asset Management, Hedge Funds
Education
New York University, Stern School of Business 1995 — 1997
MBA
University of California, Santa Barbara
BA
Schwab Advisor Services March 2011 - Present
Morgan Stanley Smith Barney January 2010 - March 2011
Morgan Stanley Smith Barney July 2003 - January 2010
UBS PaineWebber Inc. November 2002 - June 2003
UBS PaineWebber Inc. January 2001 - November 2002
UBS PaineWebber Inc. December 1998 - January 2001
UBS PaineWebber Inc. May 1997 - December 1998
Waterhouse Securities 1994 - 1995
Education
Azusa Pacific University 2002 — 2004
B.A.
Self-employed 2008 - Present
Online Trading Academy March 2008 - 2012
Sea Securities, LLC 2004 - 2007
The Chicago Stock Exchange 1995 - 2007
Waterhouse Securities 1993 - 1994
Education
Penn State University 1991 — 1993
BS, Finance/Economics
UNC-Wilmington 1989 — 1991
Stratix Corporation January 2014 - Present
P&F USA August 2008 - January 2014
Philips Consumer Electronics January 2007 - July 2008
NCR Corporation July 2002 - December 2006
marchFIRST (USWeb/CKS) January 1901 - December 2000
Waterhouse Securities January 1901 - December 2000
Lehman Brothers January 1900 - January 2000
Skills
Product Management, Program Management, Vendor Management, Product Marketing, Project Management, Cross-functional Team..., Strategic Planning, Marketing Strategy, Team Leadership, Competitive Analysis, Pricing, Strategic Partnerships, New Business Development, Forecasting, Consumer Electronics, Product Development, Start-ups, Supply Chain, Account Management, Strategy, Business Planning, Business Strategy, Analysis, Training, Process Improvement, CRM, Operations Management, Call Centers, Supply Chain Management, Financial Analysis, Consumer Products, Sales Management, Contract Negotiation, Budgets, Management, Team Management
Education
Georgia State University - J. Mack Robinson College of Business 1998 — 1999
MBA
University of Rhode Island - College of Business Administration 1990 — 1994
BS
Woodward Academy 1985 — 1990
Tyco 2013 - Present
Tyco International 2012 - 2014
AMM Consulting 2010 - 2012
Mercer Delta Consulting 2007 - 2010
Department of Citywide Administrative Services 2006 - 2007
Unilever 2004 - 2006
Memorial Sloan-Kettering Cancer Center 2002 - 2004
Giuliani Partners 2001 - 2004
Waterhouse Securities 1998 - 2001
Skills
HR Consulting, Onboarding, Performance Improvement, Workforce Planning, Talent Acquisition, Coaching, Workshop Facilitation, Cultural Transformation, Strategic Planning, Deferred Compensation, HR Transformation, Employee Relations, Emotional Intelligence, Human Resources, Team Building, HRIS, Diversity & Inclusion, HR Policies, Business Transformation, Recruiting, Mergers & Acquisitions, Management, Organizational Learning, Psychometrics, Personnel Management, Executive Search, Employee Surveys
Education
New School University
MS
St. John's University
Bachelor of Arts
Corcoran Group Real Estate July 2015 - Present
Allbackoffice Consulting, LLC March 2014 - Present
Advisors Ahead February 2014 - Present
TradePMR April 2013 - November 2013
MyRIAcoach July 2007 - January 2013
TDAmeritrade June 1998 - June 2007
Waterhouse Securities October 1995 - June 1998
Best Little Real Estate Inc. September 1991 - October 1995
Skills
Financial Services, Investments, Securities, Portfolio Management, Investment Advisory, Equities, Wealth Management, Finance, Financial Advisory, Fixed Income, FINRA, Asset Management, Relationship Management, Mutual Funds, Custodial Services, Business Development, Financial Planning, RIAs and financial..., Retirement Planning, Investment Strategies, Alternative Investments, Real Estate Transactions, Real Estate, Real Estate License, Real Estate Marketing
Education
New York Institute of Technology-Old Westbury 1987 — 1991
Economics & Intl Banking, International Economics
Foresight Global Investors 2015 - Present
Lazard Asset Management 2007 - 2014
Silchester International Investors 2002 - 2007
Morgan Stanley 1998 - 2002
Brandes Investment Partners 1993 - 1998
Waterhouse Securities 1988 - 1993
Skills
Alternative Investments, Equity Research, Asset Allocation, Asset Management, Equities, Fixed Income, Hedge Funds, Investment Management, Portfolio Management, Emerging Markets, Investment Strategies, Valuation, Bloomberg, Mutual Funds, Capital Markets
Education
Syracuse University - Martin J. Whitman School of Management 2006 — 2008
MBA, Finance
Syracuse University 1983 — 1988
BA, Economics
Jefferies & Company August 2011 - Present
Bank of America Merrill Lynch June 2009 - July 2011
Banc of America Securities March 2005 - June 2009
Merrill Lynch 2001 - February 2005
Herzog Heine Geduld August 1997 - 2001
Waterhouse Securities 1993 - 1997
Skills
Equity Derivatives, Equities, Risk, Trading Systems, Risk Management, Derivatives, Equity Trading
Education
CFA Institute 2009 — 2009
- Passed CFA Step 1 exam in June 2009.
Polytechnic University 1993 — 1995
MS, Computer Science
Osmania University 1988 — 1992
BS, Computer Science
Regional BD March 2014 - March 2015
Gold Coast Gold Buyer October 2011 - January 2014
MetLife Financial Services November 2010 - August 2012
AppCrown March 2010 - September 2010
DSI 2009 - 2010
Smith Barney November 2005 - May 2009
E*Trade Professional 2004 - 2005
E*TRADE 2003 - 2005
Quick & Reilly 1995 - 2001
Waterhouse Securities 1993 - 1995
Skills
Fixed Income, Mutual Funds, Options, Management, FINRA, Trading, Compliance, Securities, Investments, Banking, Series 63, Financial Services, Series 7, CRM, Insurance, Training, Portfolio Management, Strategic Financial..., Wealth Management, Leadership, Retirement Planning, Equities, Risk Management, Bonds, Finance, Call Centers, Business Development, Financial Risk, Asset Management, Asset Allocation, Relationship Management, Start-ups, Branch Operation, Branch Management, Series 24, Financial Planning
Education
Saint Joseph's College 2001 — 2010
BS, Organizational Managment
Centereach
Shelter Island Capital LLC February 2009 - Present
Fordham University September 1993 - Present
Smith Barney April 2004 - 2009
Dean Witter Reynolds February 2001 - April 2004
The New York Institute of Finance January 2000 - February 2001
Waterhouse Securities August 1997 - January 2000
Skills
Financial Planning, Insurance, Series 7, Series 63, Asset Management, Fixed Income, Mutual Funds, Portfolio Management, Investments, Estate Planning, Retirement Planning, Asset Allocation, Financial Modeling, Annuities, Alternative Investments, Business Planning, Strategic Financial..., Investment Strategies, Fixed Annuities, Finance, Securities
Education
City University of New York
MA, English
Fordham University
PhD, (In progress)
Fordham University
BA, English, Communications
St. Francis Preparatory School
Scottrade September 2008 - Present
Morgan Stanley February 2008 - September 2008
Lehman Brothers June 2004 - February 2008
Charles Schwab February 1999 - June 2004
WATERHOUSE SECURITIES June 1996 - February 1999
Skills
Asset Management, Customer Service, Management, Process Improvement, Wealth Management, Finance, Series 63, Sales, Series 7, Mutual Funds, Securities, Investment Advisory, Cross-functional Team..., Options, Bonds, Asset Allocation, ETFs, Equities
Education
Binghamton University 1993 — 1995
BS, Marketing
State University of New York at Delhi 1991 — 1993
AAS, Business Admin
Roslyn HS 1988 — 1991
Aflac January 2014 - Present
MyCity Networks September 2011 - January 2014
DVS Group September 2010 - August 2011
West Orange Investments February 2007 - April 2010
TD Ameritrade January 2001 - December 2006
US Army July 1992 - May 2001
Waterhouse Securities March 1999 - December 2000
Paul Hanna Management September 1998 - March 1999
Honis Auto Detailing August 1996 - September 1998
MediCenter Diabetic Supply July 1995 - August 1996
Skills
Operations Management, Team Building, Strategic Planning, Facilities Management, Budgets, Contract Negotiation, Income Statement, Customer Service, Process Improvement, Change Management, Negotiation, New Business Development, Sales Management, Management, Contract Management, Risk Management
Education
Palm Beach State College
Associates of Arts
Leadership West Orange
Onondaga Central
Chess Construction, Inc. 1995 - Present
Cherry Bend LLC January 2000 - Present
Waterhouse Securities August 1993 - July 1994
Chatfield Dean & Co. June 1993 - August 1993
Skills
Construction, Contract Negotiation, Renovation
Education
University of Michigan 1989 — 1993
BA, Economics
Traverse City Central High School
University of Cincinnati January 2012 - Present
Xavier University January 2009 - May 2011
Fifth Third Securities November 1999 - December 2008
Financial Industry Regulatory Authority (FINRA) 1996 - 1999
Waterhouse Securities 1993 - 1996
Skills
Teaching, Public Speaking, Customer Service, Microsoft Excel, Leadership, Strategic Planning, Training, Program Management, Microsoft Office, Coaching, Team Leadership, Financial Services, Investments, Financial Analysis, Mutual Funds, Banking, Management
Education
Xavier University 2009 — 2011
Master of Education (M.Ed.), Mathematics, 7-12
Miami University 1989 — 1993
Bachelor of Science (B.S.), Finance, General
Johns Hopkins University Applied Physics Laboratory June 2009 - Present
Tefen March 2007 - June 2009
KT Consulting 2005 - 2009
FY Consulting 2005 - 2007
Norcatec LLC 2001 - 2005
maxant technologies 1997 - 2000
Prime UV June 1994 - June 1997
Unisys Defense Systems 1990 - 1993
Waterhouse Securities May 1987 - October 1989
Skills
Strategic Planning, Business Strategy, Program Management, MS Project, Operations Management, Product Development, Organizational..., Business Process..., Business Analysis, PMP, Analysis, Process Engineering, Performance Improvement, Business Planning, Team Leadership, Root Cause Analysis, Process Improvement..., Healthcare improvement, Leadership, Collaboration, Senior Executive..., Manufacturing, Process Optimization, Executive Management, Intelligence Analysis, Knowledge Sharing, Visionary, Knowledge Management, Resource Development, Business Process..., Healthcare Management, Brand Loyalty, DoD, Operational Excellence, Quality Management, Project Portfolio..., Lean Manufacturing, Value Stream Mapping, Business Process, Process Improvement
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1998 — 1999
MBA, Operations Management
Hofstra University 1989 — 1990
BS, Industrial Engineering
State University of New York College at Oneonta 1981 — 1985
BS, Business Economics
Etrade Financial March 2007 - Present
Capital Financial Group November 2004 - February 2007
Capital Financial Group June 2000 - February 2007
Capital Financial Group June 2000 - February 2007
Online Securities, Inc February 1999 - June 2000
Waterhouse Securities May 1992 - July 1998
Education
University of Minnesota-Twin Cities 1980 — 1984
B.S., Economics
Energy By Choice, Ltd July 2013 - Present
TD Ameritrade March 2005 - December 2011
Banc of America Investments March 2002 - March 2005
Quick & Reilly May 1996 - March 2001
Waterhouse Securities 1993 - 1995
Skills
Fixed Income, Series 7, Series 65, Series 9, Series 10, Life and Variable..., Managed Services, FINRA, Financial Services, Series 63, Tactical Asset..., Technical Analysis, Customer Service, High Net Worth...
Education
State University of New York College at Brockport 1984 — 1988
Bachelor of Science, English
Charles Schwab July 1997 - Present
various January 1973 - Present
Waterhouse Securities January 1996 - June 1997
RBC October 1994 - May 1996
Skills
Marketing, Asset Consoldation, Leadership, Management, Sales, Finance, Selling, New Business Development, Retail, Networking, Financial Analysis, Accounting, Business Strategy, Strategy, Team Building, Business Development, CRM, Account Management
Education
College for Financial Planning 2013 — 2013
Accredited Asset Management Specialist - AAMS, Wealth Management
NASD 1997 — 1997
incomplete, English Language and Literature, General
University of Manitoba 1984 — 1988
Bachelors, French, English Literature, Business
L-Università ta' Malta 1971 — 1971
BA, Languages, Accounting & Business
StockCross Financial Mid market Segment Leader - Corp. ServicesE*TRADE FinancialMay 2003 - April 2009
TD Waterhouse March 2000 - May 2003
Waterhouse Securities 1995 - 1997
Skills
Business Development, Strategy, Business Strategy, Business Planning, Management, Leadership, Process Improvement, Talent Management, Leadership Development, Recruiting, Mergers & Acquisitions, Relationship Management, Risk Management, Series 7, Financial Services
Education
Syracuse University 1985 — 1990
Portsmouth Abbey 1982 — 1985
Barclays Capital August 2004 - Present
Louis Dreyfus March 2002 - August 2004
American International Group June 1999 - March 2002
Reuters 1997 - 1999
Waterhouse Securities 1993 - 1995
Skills
Commodities, Credit Risk, Investment Banking, Energy, Credit, Risk Management, Derivatives, Credit Analysis, Risk, Project Finance, Trading, Energy Trading, FX, Commodity, FX Options, Financial Risk, Commodity Markets, Financial Modeling, Banking, Market Risk, Fixed Income
Education
Hofstra University 1995 — 1997
MBA, Banking and Finance
Syracuse University - Maxwell School 1989 — 1993
BA, Political Science
JMP Securities February 2011 - Present
Maxim Group June 2010 - November 2010
Leerink Swann 2008 - 2008
Bear Stearns 2004 - 2008
Merrill Lynch 2002 - 2004
Merrill Lynch 1998 - 2002
Waterhouse Securities 1998 - 1998
Montrose Capital Management 1997 - 1998
Monroe Parker Securities 1996 - 1997
Skills
Capital Markets, Financial Modeling, Corporate Finance, Equity Research, Valuation, Investment Banking, Investments, Equities, Hedge Funds, Series 7, Series 55, Series 63, Series 24, Private Equity, Due Diligence, Operations, Securities, Business Analysis, Financial Analysis, Microsoft Office, Microsoft Excel, Microsoft Word, Trading, Equity Trading, Mutual Funds, Alternative Investments, Investor Relations
Education
City University of New York-Herbert H. Lehman College 1992 — 1996
Bachelor of Arts (BA), Anthropology
RtEc INTERNATIONAL LLC June 2009 - Present
RTEC International LLC June 2009 - 2012
DEUTSCHE BANK SECURITIES INC May 1997 - July 2009
Deutsche Bank Securities Inc. May 1997 - June 2009
Deutsche Bank Securities Inc May 1997 - June 2009
Deutsche Bank Securities February 1997 - June 2009
Bear Stearns October 1996 - May 1997
OPPENHEIMER April 1994 - October 1996
WATERHOUSE SECURITIES April 1992 - April 1994
DEAN WITTER REYNOLDS October 1987 - April 1992
Skills
Mergers, Corporate Actions, Equities, DTC, Settlements, Securities Lending, Prime Brokerage, Securities, Middle Office, Back Office, Client Service, Customer Relations, Excel, PowerPoint, Bonds, Problem Solving, Microsoft Office, Compliance
Education
City College of New York
Political Science
City College of New York
B.A, Political Science
Kingsborough Community College
New York Institute of Finance
Chesapeake Utilities Corporation December 2011 - Present
Chesapeake Utilities Corporation February 2001 - 2011
Hospital Billing & Collection Services Ltd 2000 - 2001
AT&T Solutions 1999 - 2000
Waterhouse Securities 1994 - 1999
Education
Wilmington University
Master of Business Administration (M.B.A.)
Penn State University 1990 — 1994
Bachelor's Degree, Finance
Morgan Stanley January 2011 - Present
Morgan Stanley Smith Barney July 2008 - January 2011
Smith Barney January 2005 - June 2008
Wachovia Securities May 2002 - January 2005
Waterhouse Securities August 1999 - October 2001
Skills
Series 7, Securities, Series 63, Equities, Asset Management, Series 24, Series 3, Series 9, Series 10, Series 65
Education
Elmhurst College 1995 — 1999
BS, Economics, Philosophy, Political Science, 3.98