LaBranche & Co.
Industry: Capital market company
DescriptionLaBranche & Co. Inc. was a market maker and specialist firm on the NYSE, one of the oldest in the business at the time of its acquisition. It also operated in options, futures, and ETFs through various subsidiaries. Its stock symbol on the NYSE was LAB. Headquarters: New York City, NY Founded: 1924 Subsidiaries: LABRANCHE & CO LLC,
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LaBranche & Co. Employees
Aurora Behavioral Health Systems March 2010 - Present
Aurora Behavioral Health System June 2013 - August 2013
Grand Canyon University 2008 - 2010
LaBranche & Co. August 2003 - September 2007
Skills
Behavioral Health, Psychotherapy, Mental Health, Psychology, Group Therapy, Counseling Psychology, Adolescents, Clinical Research, Chemical Dependency, Treatment, HIPAA, Addiction Recovery, Relapse Prevention, Addiction Medicine, Addiction Psychiatry, Medication Adherence
Education
Grand Canyon University 2008 — 2010
Masters Addiction Counseling, Counseling
Kutztown University of Pennsylvania 1998 — 2003
Psychology
Deutsche Bank March 2013 - Present
Barclays January 2010 - October 2012
LaBranche & Co. June 1995 - January 2010
Skills
Equities, Trading, Equity Trading, Financial Markets, Portfolio Management, Risk Management, Hedge Funds, Proprietary Trading, FINRA, Securities, Series 7, Options, Trading Systems, Electronic Trading, Financial Risk, Financial Services, Bloomberg, Hedging, Thompson One, Asset Management, Investments, Reuters, Market Making, Alternative Investments, Mutual Funds, Series 63, Stocks, Traders, Equity Capital Markets, Trading Strategies, Series 55
Education
University of Massachusetts, Amherst 1991 — 1995
Bachelor of Arts (B.A.), History, Economics
John H. Glenn
New York Sports Club July 2007 - Present
Virgin Megastore, NY, NY 2006 - 2007
LaBranche & Co. 2001 - 2006
Skills
Personal Training, Fitness Training, Strength Training, Fitness, Functional Training, Weight Training, Cardio, Wellness, Wellness Coaching, Kettlebells, Corrective Exercise, Circuit Training, Injury Prevention, Endurance, NASM, Exercise Prescription, B Licensed Commercial...
Education
Institute of Audio Research 1997 — 1998
Recording Engineering
Falcon Social September 2015 - Present
Innovest Systems September 2012 - September 2015
BEN Markets, Inc. May 2011 - October 2012
OTC Markets Group May 2010 - April 2011
Quadriserv, Inc. September 2005 - May 2010
LaBranche & Co. March 1996 - September 2005
Lehman Brothers 1994 - 1996
Arthur Andersen & Co. 1992 - 1994
Skills
Start-ups, Private Equity, Executive Management, SaaS, Venture Capital, IPO, Investor Relations, Mergers & Acquisitions, Financial Markets, Due Diligence, Cash Management, Team Building, Auditing, Budgets, General Ledger, Corporate Governance, Budgeting, Financial Projections, Cash Flow Forecasting, Executive Compensation, Health Insurance, Mergers, Fundamental Analysis, Debt Management, Humor, Social Media, Vendor Management, M&A due diligence, Data Analysis, Treasury Functions, Equity Capital Markets, Equity Compensation, Team Motivator, Management Reporting, Board Presentations, Investor Presentations, Quickbooks, Financial Control, Annual Budgets, Personnel Development, Financial Systems..., Corporate Communications, Start-up Operations, Outsourcing Management, Cost Control
Education
University of Michigan - Stephen M. Ross School of Business 1988 — 1992
BBA, Finance/Accounting
Hewlett High School 1984 — 1988
Barclays January 2010 - November 2012
LaBranche & Co. November 2001 - January 2010
Skills
Equity Trading, Equities, Electronic Trading, Trading, Trading Systems, Financial Markets, Proprietary Trading, Risk Management, Bloomberg Terminal, Securities
Education
Elon University
Prominent Properties Sotheby's International Realty December 2014 - Present
Keller Williams City Life Realty May 2013 - October 2014
PRIME Real Estate Group December 2010 - March 2013
The Marketing Directors Inc. April 2007 - September 2010
LaBranche & Co. June 2000 - August 2000
LaBranche & Co. June 1999 - August 1999
Skills
Real Estate, Sellers, Investment Properties, Selling, Real Estate Investor, Real Estate Investment..., Real Estate Development, Commercial Real Estate..., Real Estate Negotiating, Real Estate Economics, Marketing, Real Estate Websites, Property, Luxury, Investors, Real Estate Transactions, Condos, Brokerage, Negotiation, First Time Home Buyers, Buyer Representation, Residential Homes, Relocation, Sales, Property Management, REO
Education
The Ohio State University
Milford High School
New York Life & MainStay Investments June 2014 - Present
KCG Holdings, Inc. March 2010 - October 2013
Barclays January 2010 - April 2010
LaBranche & Co. September 2005 - January 2010
Skills
Trading Systems, Equities, Capital Markets, Electronic Trading, Relationship Management, Building Relationships, Trading
Education
Middlebury College 2001 — 2005
Bachelor's degree
Chaminade High School 1997 — 2001
Synesthesia Corp. March 2008 - Present
LaBranche & Co. January 2000 - January 2004
Henderson Brothers, Inc. September 1991 - January 2000
Skills
Product Development, Start-ups, New Business Development, Strategic Planning, Marketing Strategy, Business Strategy, Product Management, Sales Management, Business Development, Entrepreneurship, Marketing, Negotiation, Consumer Electronics, Product Marketing, Business Planning
Education
USC Marshall School of Business 2009 — 2011
Master of Business Administration (MBA), Finance, General
Georgetown University 1987 — 1991
Bachelor of Arts (BA), Finance, General
Connectik Technologies March 2015 - Present
Intelligent Fish, Inc. January 2014 - March 2015
Incumaker, Inc. May 2014 - December 2014
StreetCapital, Inc. June 2010 - December 2013
Hudson Securities April 2009 - May 2010
Westminster Securities Corporation March 2005 - April 2009
Coastline Enterprises May 2001 - January 2005
LaBranche & Co. March 1997 - May 2001
Skills
Valuation, Corporate Finance, Investment Banking, Private Equity, Reverse Mergers, Private Placements, Mergers & Acquisitions, Mergers, Equities, Capital Markets, Investments, Financial Modeling, Due Diligence, IPO, Asset Management, Venture Capital, Alternative Investments, Securities, Trading, Corporate Development, Financial Structuring, Hedge Funds, Investor Relations, Emerging Markets, Equity Research, Funding, Commodity, Portfolio Management, Restructuring
Education
The College of New Jersey 1994 — 1996
M.Ed, Education
Saint John's University 1990 — 1994
BS, Education
Law Offices Of Jonathan B. Seplowe, P.C. April 2013 - Present
Laid off from Barclays October 2010 - April 2013
Barclays Capital January 2010 - October 2010
LaBranche & Co. December 1984 - January 2010
Skills
Electronic Trading, Securities, Equities, Investments, Financial Services, Capital Markets, Trading Systems, Bloomberg, Risk Management, FINRA, Fixed Income, Asset Management, Back Office, ETFs, Financial Markets, Mutual Funds
Education
City University of New York-Hunter College 1977 — 1981
Bachelors, Physical Education
Schiera Properties, LLC/Princeton Great Cuts, LLC January 2002 - Present
LaBranche & Co. January 2001 - January 2006
Henderson Brothers, Inc. January 1986 - January 2006
Skills
Sales, New Business Development, Beauty Industry, Small Business, Customer Service, Real Estate
Education
St. Johns University 1987 — 1991
MBA, Finance
St. Francis College 1984 — 1987
BS, Accounting
Barclays Investment Bank March 2015 - Present
Barclays Capital March 2009 - June 2015
LaBranche & Co. February 2003 - March 2009
New England Financial 2001 - 2003
Skills
Series 7, Equities, Investments, Trading, Risk Management, Securities, FINRA, Oil, Series 24, Series 66, Series 55, Equity Trading, Financial Markets, Capital Markets, Financial Services, Trading Strategies, Market Making, Financial Risk, Windows, Microsoft Office, Android, Public Speaking, Sales, Sales Management, Proprietary Trading, Electronic Trading, Trading Systems, Petroleum, Bloomberg, Fixed Income, Options
Education
Rutgers University 1991 — 1995
BA, Economics
CBA 1987 — 1991
Christian Brothers Academy 1987 — 1991
Morgan Stanley Wealth Management January 2015 - Present
Morgan Stanley Wealth Management August 2013 - December 2014
MetLife December 2011 - December 2012
Compliance Consulting May 2008 - November 2011
Hellman Electric Corp. January 2009 - June 2011
LaBranche & Co. 2005 - 2008
LaBranche and Co. LLC 2001 - 2005
LaBranche and Co. LLC 1999 - 2001
New York Stock Exchange - Member Firm Regulation 1998 - 1999
Union Bank of Switzerland - Internal Audit 1997 - 1998
Skills
Series 63, Securities, Series 24, AML, Risk Management, FINRA, Series 7, Equities, Equity Trading, Compliance, Investments, Hedge Funds, Options, Derivatives, Trading, Financial Services, Electronic Trading, Financial Risk, Capital Markets, Asset Management, Trading Systems, Financial Regulation, Mutual Funds, Financial Markets, Securities Regulation, OFAC, Investment Banking, Alternative Investments, Investment Advisory, Fixed Income, Retirement Planning, ETFs, Insurance, Wealth Management, Asset Allocation, Bloomberg, Financial Advisory, Uniform Combined State..., 401k, Investment Management, Commodity, Investment Strategies, Bonds, Portfolio Management, Private Equity, Stocks, Cash Management, Investor Relations, Operational Risk, Retirement
Education
Manhattan College 1994 — 1999
MBA, Strategic Management
Manhattan College 1989 — 1993
Bachelor of Science, Finance
University of Pennsylvania - The Wharton School 2004 — 2006
CRCP, Regulatory Compliance & Securites Law
KCG Holdings, Inc. October 2013 - Present
Knight Equity Markets December 2009 - October 2013
Kellogg Partners November 2007 - December 2009
Susquehanna International Group September 2006 - November 2007
LaBranche & Co. January 2002 - September 2006
Skills
Market Making, Electronic Trading, Trading Systems, Equities, Bloomberg, Securities, Equity Trading, Trading, Excel, PowerPoint, Microsoft Excel, FINRA, Hedge Funds, Series 63, Options, Series 7, Financial Markets, Capital Markets, Financial Risk
Education
Rollins College 1986 — 1989
BA, Political Science
St Luke's School 1981 — 1985
Caritas Partners LLC March 2014 - Present
FBN Securities October 2010 - Present
LaBranche & Co. April 2006 - September 2010
Bear Wagner Specialists January 2003 - January 2006
Skills
Trading, Bloomberg, Equity Trading, Electronic Trading, Equities
Education
State University of New York College at Oswego 1995 — 1999
Business
CrowdSurge May 2014 - September 2014
Bloomberg Tradebook LLC January 2012 - February 2014
Bloomberg Tradebook LLC May 2010 - January 2012
Bloomberg Tradebook LLC June 2007 - May 2010
LaBranche & Co. September 2005 - December 2006
LaBranche & Co. August 2000 - September 2005
Skills
Start-ups, Leadership, Business Development, Strategic Partnerships, Sales, Entrepreneurship, Financial Markets
Education
Fordham University - Graduate School of Business Administration 2011 — 2013
Masters of Business Administration, Management, 4.0, Dean's List
State University of New York at Albany 1996 — 2000
Bachelor of Arts, Psychology
Barclays Investment Bank May 2012 - Present
Cowen and Company June 2011 - May 2012
LaBranche & Co. May 2007 - June 2011
Misys 2004 - 2007
Skills
SDLC, Quality Assurance, Requirements Analysis, User Acceptance Testing, Test Planning, Regression Testing, Test Management, HP QTP, SQL, Software Quality..., System Testing, Requirements Gathering, Test Cases, Unix, Test Strategy, Manual Testing, Business Requirements, Defect Tracking, Agile Methodologies, Business Analysis, Testing, Microsoft SQL Server
Education
Stony Brook University
Bachelor's degree, Information Technology
Kellogg Group, LLC 2001 - 2011
LaBranche & Co. January 2000 - November 2001
Robb Peck McCooey May 1998 - March 2000
Skills
Hedge Funds, Securities, Trading, Equities, ETFs, Bloomberg, Security, Financial Markets, Vendor Management, Capital Markets, Electronic Trading, ITIL, Trading Systems, Technology, Strategy, Networking
Education
Pace University 2003 — 2005
MBA, Technology Management
NJIT 1993 — 1998
BS, Computer Science
Rutgers University 1993 — 1998
BS, Information Technology and Math
None August 2015 - Present
KCG Holdings, Inc. July 2013 - August 2015
Getco LLC February 2010 - July 2013
KCG Holdings, Inc. 2013 - 2013
Barclays Capital January 2010 - February 2010
LaBranche Financial Services LLC October 2009 - January 2010
LaBranche & Co. July 2001 - December 2009
NYSE July 1987 - March 2001
NYSE Group, Inc. 1987 - 2001
Kidder Peabody June 1986 - July 1987
Skills
Bloomberg Terminal, Financial Reporting, Equities, Capital Markets, Equity Trading, Electronic Trading, Series 7, Series 63, Series 55, Investor Relations, Trading Systems, Securities, Bloomberg, Options, Hedge Funds, Trading, FINRA, Derivatives, Fixed Income, Investments, Private Equity, Financial Services, Trading Strategies, Equity Derivatives, Business Strategy, ETFs, Proprietary Trading, Financial Markets, Market Data, Business Development
Education
Fordham University 1981 — 1985
Bachelor of Science (BS), Accounting
Notre Dame High School 1977 — 1981
college prep, prep
JPMorgan Chase July 2011 - Present
JPMorgan Chase & Co. 2011 - 2015
JPMorgan Chase & Co. 2011 - 2015
JPMorgan Chase & Co. 2011 - 2015
Various January 2008 - May 2011
Pershing March 2006 - December 2007
LaBranche & Co. 2005 - 2006
MMC January 2000 - December 2004
FHLB of NY 1999 - 1999
FHLB of NY 1999 - 1999
Skills
Talent Acquisition, Recruiting, HRIS, Talent Management, Applicant Tracking..., Employee Relations
Education
City University of New York-Baruch College - Zicklin School of Business 1996 — 2000
Master of Business Administration (MBA), Human Resources Management/Personnel Administration, General
New York University 1993 — 1995
Bachelor of Fine Arts (BFA), Film/Cinema/Video Studies
State University of New York at Buffalo 1990 — 1993
Xaverian High School
J.P. Morgan 2014 - Present
American Stock Transfer & Trust Co LLC - AST Investor Services Division 2012 - 2013
J. Streicher & Co. LLC 2010 - 2011
Cohen Capital Group LLC 2005 - 2010
LaBranche & Co. 2004 - 2005
Bear Wagner Specialists LLC 1991 - 2003
Skills
Equities, Series 7, Securities, Trading, Finance, Investments, Investor Relations, Capital Markets, Options, Equity Trading, Management, Mutual Funds, ETFs, Bloomberg, Fixed Income, Electronic Trading, Portfolio Management, Financial Services, Compliance, AML, KYC, OFAC, FINRA
Education
Fordham University - Graduate School of Business Administration
Hofstra University
BBA, Banking & Finance
New York University
New York University
Computer Task Group February 2011 - Present
Kei Advisors 2006 - 2011
LaBranche & Co. 2001 - 2005
Robb Peck McCooey Specialist Corp. 1996 - 2001
Pratt & Lambert United, Inc. 1982 - 1996
Deloitte June 1981 - December 1982
Skills
Capital Markets, Securities, Investor Relations, Equities, Risk Management, Finance, Portfolio Management, Trading, Program Management, Strategic Planning, Management, Business Development, Financial Analysis
Education
State University of New York at Buffalo 1979 — 1981
BS, Accounting
CrossFit East River December 2013 - Present
Sidoti & Company, LLC December 2008 - June 2012
Sidoti & Company, LLC March 2008 - November 2008
Optima Fund Management June 2007 - February 2008
LaBranche & Co. June 2006 - August 2006
Skills
Leadership, CrossFit, Coaching, Functional Movement, Olympic Lifting, Training, Fitness, Strength Training, Analysis, Equity Research, Investments, Portfolio Management, Risk Management
Education
Lehigh University - College of Business and Economics 2003 — 2007
BS, Finance
St. George's School 2000 — 2003
Crate & Barrel 2002 - Present
LaBranche & Co. November 2001 - December 2002
3Com January 2001 - November 2001
LaBranche & Co. January 1999 - January 2001
Covansys June 1997 - December 1998
IBM September 1996 - June 1997
Skills
Supply Chain Management, Project Management, Inventory Management, Supply Chain, Vendor Management, Team Building, Retail, ERP, Operations Management, Process Improvement, Cross-functional Team..., Customer Service, Logistics, Pricing, Inventory Control, Merchandising Systems, Merchandising, Purchasing, Global Sourcing, Forecasting, Management
Education
Elmhurst College 2012 — 2013
Master of Business Administration (M.B.A.), Logistics, Materials, and Supply Chain Management
Elmhurst College 2010 — 2012
M.S, Supply Chain Management
Hindustan College of Engineering 1992 — 1996
B.S, Electronics and Communication engineering
none
Exit Realty East Coast September 2011 - Present
Exit Realty Gulf Coast August 2008 - Present
Wright Financial Group September 2007 - July 2008
LaBranche & Co. January 2001 - August 2007
Henderson Brothers Inc December 1994 - January 2001
Skills
Real Estate, Trading
Education
Seton Hall University 1993 — 1994
Communications
Rothschild Lieberman, LLC May 2014 - Present
Legend Securities Inc. March 2011 - May 2014
Cohen Capital Group, LLC September 2005 - March 2011
LaBranche & Co. 2001 - 2005
Bocklet and Co March 1992 - October 2001
Robb Peck and McCooey 1989 - 1992
Skills
Securities, Series 7, FINRA, Series 24, Equities, Series 63, Trading, ETFs, Equity Trading, Electronic Trading, Options, Trading Systems, AML, Financial Markets, Investments, Hedge Funds, Risk Management, Asset Managment, Bloomberg, Fixed Income, Mutual Funds, Asset Management, Alternative Investments, Capital Markets, Proprietary Trading, Derivatives, Investment Advisory, Fund Of Funds, Equity Derivatives
Education
University of Pennsylvania - The Wharton School 2007 — 2007
Brooklyn College 1984 — 1989
Virtu Financial December 2011 - Present
Cohen Capital Group, LLC July 2007 - December 2011
LaBranche & Co., LLC July 2005 - July 2007
LaBranche & Co. March 2000 - July 2005
Henderson Brothers, Inc May 1995 - March 2000
Education
University of Richmond 1989 — 1993
BA, Speech Communications
D'Avanzo Inc Marketing n Restructure Solutions July 2008 - Present
D'AVANZO INC January 2005 - Present
DAVANZO INC January 2005 - Present
Vandermulin NYSE October 1999 - September 2001
LaBranche & Co. August 1997 - September 1999
Laurence odonall n Marcus 1996 - 1998
Education
Kingsborough Community College 1994 — 1996
BACHELERS, BUSINESS LAW
HighTower March 2010 - Present
Regions Financial Corporation January 2006 - October 2009
LaBranche & Co. January 2000 - October 2004
Skills
Finance, Financial Analysis, Customer Service, Microsoft Office, Microsoft Excel, Financial Planning, Microsoft Word, Sales, 529 Plans, Social Media Marketing, Performance Reporting, Marketo, Salesforce.com, FactSet, High Net Worth..., Fixed Annuities, Variable Annuities, Equity Indexed Annuities, Capital Markets, Fixed Income, Options, Trading
Education
University of Central Florida 1994 — 1998
Bachelor's degree
Imperial Capital Group, LLC April 2014 - April 2015
Strategic Energy Research and Capital December 2006 - April 2014
Pritchard Capital Partners 2002 - 2006
HSBC Securities 1996 - 2002
LaBranche & Co. 1992 - 1995
Skills
Equities, Capital Markets, Hedge Funds, Series 7, Investments, Investment Banking, Private Equity, FINRA, Valuation, Equity Research, Series 63, Corporate Finance, Trading, Asset Managment, Due Diligence, Bloomberg, Asset Management
Education
Syracuse University 1979 — 1983
BA, Economics/Philososphy
AI DuPont
Marketacious Media Holdings 2015 - Present
Leroy and Clarkson 2015 - Present
NYC PR Group September 2007 - Present
Social2B, Inc. December 2011 - May 2015
CoreValue/MalkosUA 2014 - 2015
Mayor Bloomberg's Office, New York NY December 2011 - May 2012
Free Land Corp. September 1994 - December 2008
LaBranche & Co. 2005 - 2007
Computer Systems and Solutions January 1992 - September 1996
Skills
Social Media Marketing, Online Marketing, SEO, Email Marketing, Digital Marketing, Google Webmaster Tools, Web Analytics, Interactive Marketing, Database Marketing, Social Analytics, Business Development, Data Warehousing, Leadership, Project Management, Project Planning, E-commerce Consulting, Lead Generation, Omniture, Google Analytics, WebTrends, Security, Adobe Creative Suite, Microsoft Dynamics, SQL Server, Hootsuite, Digital Strategy, Lithium, NetBase, Online Advertising, Microsoft SQL Server, Digital Media, SEM, Marketing Strategy, Social Media, Enterprise Resource..., Corporate Compiance, Enterprise Systems..., Financial Reporting, Change Policy, Contract Negotiation, Business Intelligence, Enterprise Software, Enterprise Software..., Basecamp, Dropbox, Public Relations, Business Objects, Crystal Reports, CRM, WebTrends Analytics
Education
New York University 2010 — 2011
Certificate, Digital Media Marketing, 4.0 GPA
William Paterson University of New Jersey 2008 — 2009
SCPS, Leadership, Marketing, Public Relations & Web Design, A
Queens College 1981 — 1987
BA, BA, Communication and Information Systems
Mystery Envelope February 2014 - March 2015
SocMetrics, Inc. November 2011 - July 2014
TrueLens March 2012 - June 2014
Farquhar & Black Insurance August 2009 - January 2011
Cyan Film Distribution June 2007 - July 2009
LaBranche & Co. June 2006 - August 2006
Skills
Entrepreneurship, Social Media, Start-ups, Sales, Social Media Marketing, Strategic Partnerships, Influencer Marketing, Analytics, SaaS, Social Influence, Direct Marketing, Business Development, Online Marketing, Training, Strategic Planning, Social Networking, Fundraising, Marketing, Marketing Strategy, Lead Generation, Integrated Marketing, Business Strategy
Education
Quinnipiac University - School of Business 2003 — 2007
Bachelor of Science, Entrepreneurship & Small Business Management
Conway & Kirby, PLLC May 2014 - Present
Conway & Kirby, LLP June 2013 - Present
Friends of Andy Kirby May 2013 - November 2013
Conway & Kirby, LLP 2010 - May 2013
Clinical Intern Albany Law School Clinic & Justice Center January 2011 - May 2011
LaBranche & Co. October 1997 - May 2008
LaBranche & Co. October 1997 - December 2006
Skills
Legal Research, Litigation, Legal Writing, Westlaw, Trials, Securities, Trading, Hearings, Personal Injury, Lexis, Equity Trading, Equities, PowerPoint, Risk Management, Civil Litigation, Courts, Microsoft Office, Microsoft Excel, Appeals, Product Liability, Motions, Microsoft Word, Medical Malpractice, Excel, Word, Business Analysis
Education
Albany Law School of Union University 2009 — 2012
Juris Doctor
State University of New York at Albany 2011 — 2012
Master of Business Administration (M.B.A.), Business Administration and Management, General
Global Markets Advisory Group LLC June 2014 - Present
Brunelle & Hadjikow, P.C. August 2011 - March 2014
Knight Capital Americas LLC January 2011 - May 2011
Kellogg Capital Markets, LLC March 2005 - December 2010
LaBranche & Co. November 2003 - March 2005
M.J. Meehan & Co. October 1983 - November 2003
Skills
FINRA, Series 7, Series 24, Back Office, Securities, Equities
Education
St. John's University 1979 — 1983
BS, Criminal Justice
HAP Capital March 2011 - March 2014
LaBranche & Co. June 2009 - February 2011
Bear Stearns, Inc April 2002 - October 2009
CIBC June 1996 - November 2001
Bank of America March 1990 - March 1996
UBS August 1988 - February 1990
Skills
FX Options, FX Derivatives, Financial Modeling, Mathematical Modeling, Proprietary Trading, Trading Systems, Market Making, ETFs, Precious Metals, Emerging Markets, Absolute Return, Relative Value, Tactical Asset..., Global Macro, Manager Selection, Alternative Investments, Options, Financial Markets, Hedge Funds, Volatility, Fixed Income, Bloomberg, Equities, Trading
Education
The Open University 2010 — 2013
MSc, Mathematics, Distinction
Harvard University 1984 — 1988
AB, Economics
Ernst & Young September 2013 - Present
EY June 2012 - August 2012
Merrill Lynch January 2011 - May 2012
Morrison, Brown, Argiz & Farra, LLC June 2010 - August 2010
LaBranche & Co. June 2009 - August 2009
Citco Fund Services June 2008 - August 2008
Skills
Accounting, Auditing, Financial Reporting, Financial Accounting, Tax, Internal Controls, IFRS, Financial Analysis, Income Tax, External Audit, Microsoft Excel, Internal Audit, QuickBooks, Corporate Finance
Education
Fordham University 2008 — 2012
Bachelor of Business Administration (B.B.A.), Accounting and Business/Management
Palmer Trinity High School 2003 — 2008
Northport Commodities February 2011 - Present
Arctos Capital March 2007 - February 2011
LaBranche & Co. March 2006 - March 2007
WBM Pty. Ltd. March 2003 - March 2006
Skills
Commodity, Trading, Derivatives, Options, Proprietary Trading, Finite Element Analysis, Numerical Analysis, Market Making, Simulations, CFD, Commodity Markets, Arbitrage
Education
The University of Queensland 1999 — 2003
PhD, Aerospace Engineering
IBM October 2012 - Present
IBM December 2011 - October 2012
IBM March 2010 - November 2011
IBM April 2008 - February 2010
IBM July 2007 - March 2008
LaBranche & Co. June 2006 - August 2006
Skills
Financial Modeling, Microsoft Office, Financial Analysis, Forecasting, Financial Planning, Business Strategy, Business Analysis, Business Process..., Business Planning, Strategic Financial..., Competitive Analysis, Finance, Budgets
Education
New York University 2013 — 2015
Master's degree
Penn State University
B.S., Finance
Rafferty Capital Markets August 2010 - September 2014
LaBranche & Co. March 2007 - August 2010
Jefferies May 2004 - March 2007
Skills
Capital Markets, Hedge Funds, Trading Systems, Electronic Trading, Bloomberg, Fixed Income, Equities, Derivatives, Trading, Alternative Investments, Financial Markets, Equity Research, Equity Trading, Series 63, Securities, Series 7, Investments, Series 55, Risk Management, Operating Systems, Distressed Equities, Proprietary Trading, Financial Services, Investment Strategies, Market Making, Management, Due Diligence, FINRA
Education
Iona College 1988 — 1992
Bachelor's Degree, Communications
ICBC Standard Bank Plc December 2005 - Present
Wachovia Securities April 2003 - October 2005
Prudential Securities December 1999 - April 2003
Lehman Brothers April 1997 - December 1999
Morgan Stanley June 1986 - April 1997
LaBranche & Co. October 1982 - August 1985
Skills
Finance, Business Strategy, Banking, Fixed Income, Emerging Markets, Management, Hedge Funds
Education
Dartmouth College - The Tuck School of Business at Dartmouth 1985 — 1987
Master of Business Administration (M.B.A.), Finance, General
Miami University 1978 — 1982
Bachelor's degree, Industrial Engineering
ControlWorkx - Strategic Operational Due Diligence & ERM Infrastructure Development. July 2009 - Present
PartnerRe February 2007 - July 2009
LaBranche & Co. May 2005 - November 2005
Deloitte May 1998 - November 2003
Ernst Financial Services February 1997 - May 1998
Price Waterhouse Management Consultants April 1995 - February 1997
Goldman Sachs September 1987 - April 1995
Neuberger Berman May 1984 - September 1987
Skills
Strategic Risk, Enterprise Risk..., Operational Risk..., Strategic Planning, Cloud Risk, Corporate Governance, Integrated Risk..., Internal Control..., Compliance, Information Technology, Board Development, Reporting & Analysis, Investment Banking, Investment Advisory, Alternative Investments, Energy Management, Healthcare Management, Insurance, Venture Capital, Mergers & Acquisitions, Acquisition Integration, Technology Integration, Start-up Consulting, CEO Succession, Chief Opperations, Performance Metrics, risk metrics, Internal Controls, Human Resources, Supplier Quality, Business Analysis, New Business Development, Board of Directors, Internal Audit, Risk Management, Cloud Computing, Risk Analytics, Board Governance, Human Capital, Banking, Change Management, Cyber Operations, Privacy Compliance, PRIMIA PRM, Training & Development, Operations Due Diligence, Sustainability..., Human Capital Management, Talent Management, Start-ups Management
Education
Stanford University 2015 — 2016
Graduate School of Business - SDRM, Strategic Decision Making & Risk Management
Villanova University 2003 — 2004
Six Sigma - Black Belt Certification (Risk Metrics/Measurement), Operations Research
Saint John's University 1978 — 1983
Bachelor of Science (B.S.), Accounting & Finance
BAI - Bank Administration Institute. 2000 — 2001
CRP - Certified Risk Professional - Operational Risk / Banking, Business Administration, Management and Operations
Benjamin N. Cardozo School of Law November 2012 - Present
Yeshiva University July 2012 - November 2012
Creative Works Marketing LLC February 2011 - November 2012
Getco LLC February 2010 - March 2011
Barclays Capital January 2010 - February 2010
LaBranche & Co. 1990 - February 2010
Skills
Investor Relations, Securities, Equity Trading, Bloomberg, Trading, Equities, Electronic Trading, Business Development, Corporate Communications, Capital Markets, Series 7, Options, Hedge Funds, Superior Client Service, Strategic Communications, Trading Systems, Strategic Planning, Executive Level..., Customer-focused Service, Event Planning, Microsoft Office, Management, Team Building, Office Management, Investments, Risk Management, Mergers & Acquisitions
Education
The George Washington University 1978 — 1982
Deutsche Bank January 2013 - Present
Bank of America Merrill Lynch May 2011 - January 2013
Lehman Brothers/ Barclays Capital 2008 - 2011
LaBranche & Co. 1997 - 2008
Skills
series 7, 63, 55, 24, Canadian traders exam, series 3, Trading, Trading Systems, Equities, Options, Capital Markets, FINRA, Series 7, Financial Markets, Equity Trading, Electronic Trading, Series 63, Hedge Funds, Securities, Bloomberg, ETFs, Fixed Income, Alternative Investments, Derivatives
Education
Lehigh University 1993 — 1997
BS Finance
Wiggin and Dana LLP January 2011 - Present
Shearman & Sterling LLP October 2007 - August 2010
LaBranche & Co. February 2002 - April 2004
Education
The University of Connecticut School of Business 2009 — 2013
MBA, Finance
New York Law School 2004 — 2007
J.D.
Boston University 1998 — 2001
B.A., English
EM Lyon
Fairfield Prep
Ricaltons Village Tavern October 2013 - Present
Delbarton School, Fathers and Friends Board June 2012 - Present
Mayo Performing Arts Center July 2011 - Present
Cornerstone Family Programs (formerly Family Services of Morris County) May 2011 - Present
Morristown Junior Colonial Youth Hockey Program June 2011 - June 2015
Wells Fargo Advisors, LLC June 2010 - November 2013
LaBranche & Co. October 2008 - January 2010
LaBranche & Co. 2006 - January 2010
New York Stock Exchange 1982 - 2005
Education
University of Massachusetts Boston
BNY Mellon February 2011 - Present
AETEA Information Technology June 2006 - December 2010
LaBranche & Co. February 2005 - June 2006
Merrill Lynch & Co. March 2001 - February 2005
Deutsche Bank December 1997 - March 2001
Citi Group April 1997 - December 1997
Brooklyn Union Gas (KeySpan) June 1991 - April 1997
KeySpan June 1991 - April 1997
National Grid June 1991 - April 1997
Citi Group October 1988 - June 1991
Skills
Sarbanes-Oxley Act, IT Audit, IT Controls, Internal Controls, Access Control, Security, Application Processing, Audit Software, Audit Management, Equities Technology, Trading Systems, Capital Markets, Disaster Recovery, Business Continuity, IBM Mainframe, Distributed Applications, Mainframe Applications, Fixed Income Technology, Pre- &..., CISA, Banking, Internal Audit, Mainframe, Operational Risk..., Process Improvement, Analysis
Education
St. Francis College 1976 — 1980
Bachelor of Science (B.S.), Business Administration and Management, General
Bishop Ford High School 1972 — 1976
SFX Entertainment, Inc. May 2014 - Present
National Securities June 2012 - February 2014
Brigantine Advisors October 2011 - June 2012
Dermott W. Clancy Corop. August 2010 - December 2011
Villagre Corner LLC July 2008 - September 2010
Oppenheimer & Co. July 2007 - June 2008
Bear Wagner Specialists May 2005 - December 2006
LaBranche & Co. May 2003 - September 2004
Skills
Account Management, Accounting, Accounts Payable, Tour Accounting, Equities, Bloomberg, Valuation, Equity Research, Securities, Equity Trading, Production Management, Settlement, Revenue Analysis, Revenue Forecasting, Account Reconciliation, Financial Accounting, Accounts Receivable, Project Finance, Financial Analysis, Analytical Skills, Budget Forecasts, Operating Budgets, Business Strategy, General Ledger, Financial Reporting, Budgets, Corporate Finance, Investments
Education
Pace University - Lubin School of Business
BBA, Finance
Sandell Asset Management March 2007 - Present
McGraw-Hill 2009 - 2011
McGraw-Hill 2009 - 2011
LaBranche & Co. March 2006 - March 2007
Credit Suisse November 2000 - February 2006
Education
City University of New York City College 1995 — 2000
Peking University 1988 — 1995
MS, Chemistry
University of Science and Technology of China
LaBranche & Co. September 2003 - Present
LaBranche Structured Products 2004 - 2008
Credit Suisse First Boston July 1994 - July 1999
Credit Suisse 1994 - 1999
Education
Providence College 1989 — 1992
DRW Trading Group July 2015 - Present
Bank of America Merrill Lynch August 2013 - June 2015
Barclays Capital February 2010 - August 2013
HSBC Bank USA August 2007 - January 2010
Bear Wagner Specialists June 2006 - September 2006
LaBranche & Co. May 2005 - September 2005
Skills
Interest Rate..., Excel, Summit, Fixed Income Trading, Interest Rate Swaps, Options, Futures, Electronic Trading, Proprietary Trading, Relative Value, Bonds, Trading Systems, Microeconomics, Macroeconomics, Product Control, Options Strategies, Fixed Income, Microsoft Excel
Education
University of Scranton 2003 — 2007
Bachelors, Finance & Economics
Christian Brothers Academy 1999 — 2003
John Coard & Sons Trucking July 2013 - Present
Western Asset Management February 2013 - July 2013
The Capital Group November 2005 - February 2013
LaBranche & Co. March 2002 - February 2005
Fleet Specialists October 2000 - March 2002
M.J. Meehan and Co, LLC July 1997 - October 2000
Stern Brothers, LLC June 1996 - July 1997
Skills
Stocks, IPO, ETFs, Series 7, Bloomberg, Charles River..., MS Office, Microsoft Excel
Education
Hofstra University 1992 — 1998
BBA
NY Institute of Finance
Russell Investments September 2012 - Present
Russell Investments May 2011 - September 2012
Russell Investments January 2010 - April 2011
Russell Investments 2006 - January 2010
LaBranche & Co. 2003 - 2004
Skills
Hedge Funds, Equities, Bloomberg, Investments, Portfolio Management, Equity Research, Capital Markets, Due Diligence, Asset Managment, Financial Analysis, Quantitative Analytics, Asset Management, Asset Allocation
Education
Harvard University 2002 — 2006
BA, Economics
Massachusetts Institute of Technology 2005 — 2006
Cross Registered Classes, Accounting
Relevante September 2007 - Present
US Trust/Bank of America December 2005 - September 2007
LaBranche & Co. June 2003 - August 2005
Credit Agricole Indosuez January 2002 - June 2003
Fidelity Investments October 1999 - December 2001
Neuberger & Berman April 1994 - October 1999
Smith Barney Shearson April 1992 - April 1994
Discount Corporation of New York April 1990 - April 1992
Salomon October 1982 - April 1990
Education
St. John's University, The Peter J. Tobin College of Business 1994 — 1999
MBA, Taxation
St. Francis College 1978 — 1982
B.A., Economics
WellNet Healthcare May 2010 - May 2015
LaBranche & Co. October 2009 - April 2010
Goldman Sachs January 2007 - July 2009
Goldman Sachs August 2005 - December 2006
Morgan Stanley December 2004 - August 2005
Morgan Stanley January 2003 - November 2004
Morgan Stanley May 2000 - December 2002
Skills
Management, Financial Modeling, Investments, Valuation, Strategic Planning, Capital Markets, Financial Analysis, Equities, Mergers & Acquisitions, Hedge Funds, Investment Banking, Leadership, Health Insurance, Program Management, Healthcare, Research, Sales, Integrated Marketing, Strategy, Business Development, Strategic Communications
Education
Columbia University - Columbia Business School 2007 — 2009
Master of Business Administration (M.B.A.)
Duke University 1996 — 2000
Bachelor of Arts (B.A.), Public Policy, Magna Cum Laude
Greeley 1991 — 1996
High School
Dreyfus July 2013 - Present
SIGNET CAPITAL MANAGEMENT December 2011 - January 2013
Amida Capital Management September 2007 - November 2011
LaBranche & Co. October 2001 - June 2007
Henderson Brothers, Inc April 1992 - October 2001
Skills
Electronic Trading, Operations, CDS, Volatility, Equity Trading, Risk Management, Reconciliations, Valuation, Microsoft Office, Account Reconciliation, Equities, Bloomberg, FINRA, Hedge Funds, Options, Portfolio Management, Securities, Series 7, Trading, Trading Systems, Capital Markets
Education
Montclair State University
Business
St. Rose High School
Adelberg Montalvan pediatric dental June 2007 - Present
LaBranche & Co. 1996 - 2007
Skills
Equity Trading, Options, Series 7, Series 63, Securities, Trading, Bloomberg, FINRA, Equities, Trading Systems, Electronic Trading, Capital Markets, Financial Markets
Education
State University of New York at Delhi 1992 — 1994
Intercontinental Exchange September 2015 - Present
TriNet June 2010 - September 2015
MRI/Compusearch of Bernardsville January 2010 - May 2010
The NASDAQ Stock Market 2004 - 2009
LaBranche & Co. 2002 - 2004
The New York Stock Exchange 1996 - 2000
Skills
Management, Human Resources, Selling, Risk Management, Sales, Marketing, Employee Benefits, Accounting, Sales Presentations, Business Development, Start-ups, Mergers & Acquisitions, Business Strategy, Strategy, Financial Services, New Business Development, Equities, Strategic Planning, Vendor Management, Security, IPO, Salesforce.com, Sales Process, Financial Analysis, Team Building
Education
Rutgers, The State University of New Jersey-New Brunswick 1985 — 1989
Bachelor of Arts (B.A.), Economics
AXA Advisors March 2008 - Present
Murphy & Durieu January 2004 - August 2007
LaBranche & Co. February 1995 - January 2004
Education
Nassau Community College
J.P. Morgan June 2008 - Present
Bear Stearns June 2007 - May 2008
Bear Wagner Specialists October 2005 - June 2007
LaBranche & Co. October 2002 - October 2005
NYSE July 2000 - October 2002
Education
Fordham University 1996 — 2000
The London School of Economics and Political Science (LSE) 1998 — 1998
The General Course
Hirtle, Callaghan & Co. May 2011 - Present
Capital Management Associates December 2007 - May 2011
LaBranche & Co. October 2002 - January 2007
Skills
Equities, Equity Trading, Hedge Funds, Series 7, Trading, Investment Advisory, Investment Management, Asset Allocation, Asset Management, Investment Strategies, Portfolio Management, Alternative Investments, ETFs, Bloomberg, Investments, Fixed Income, Securities, Series 63, Capital Markets, Mutual Funds
Education
Saint Joseph's University 1996 — 2000
Arizona State University
Cowen and Company January 2013 - Present
ITG March 2006 - December 2012
Merriman Curhan Ford and Company June 2005 - March 2006
LaBranche & Co. April 2003 - June 2005
ITG December 1996 - August 2003
Instinet Corporation November 1994 - December 1996
Skills
Capital Markets, Series 63, Trading, Securities, Bloomberg, Electronic Trading, Mutual Funds, Series 7, Sales, Trading Systems, Hedge Funds, Equities, Asset Management, Equity Trading, Investments, Alternative Investments, Financial Markets, Fixed Income, FINRA, Portfolio Management
Education
Fordham University - Graduate School of Business Administration 1999 — 2006
MBA, Finance
Bates College 1989 — 1993
BS, Political Science
MF Global Inc., UK Limited 2010 - 2012
LaBranche & Co. 2008 - 2009
JP Morgan Chase & Co. 2007 - 2008
Morgan Stanley & Co. 2006 - 2007
Banc of America Securities 2002 - 2006
Skills
Equity Trading, Proprietary Trading, Investment Banking, Financial Markets, Capital Markets, Fixed Income, Equity Derivatives, Options, Electronic Trading, Hedge Funds, Equities, Derivatives, Trading, Bloomberg, Investments, Trading Systems
Education
Georgia Institute of Technology
Bachelor of Science (B.S.), Business Management
Bank of America Merrill Lynch September 2012 - Present
Jefferies & Company December 2010 - September 2012
Bank of America October 2006 - December 2010
Bank of America June 2004 - October 2006
LaBranche & Co. September 1997 - March 2004
Skills
Options, Capital Markets, Equities, Trading, Fixed Income, Hedge Funds, Series 7, Securities, Equity Trading
Education
Loyola University Maryland 1991 — 1995
B.A., Finance
Richmond, The American International University in London 1993 — 1994
Burnham Financial Services November 2014 - Present
Rafferty Capital Markets August 2010 - September 2014
Rafferty Capital Markets August 2010 - September 2014
LaBranche & Co. May 2006 - August 2010
Jefferies & Company 2002 - 2006
Herzog 1994 - 2002
Skills
Series 24, Series 7, Series 63, Series 55, Trading, Capital Markets, Equities, Equity Trading, Securities, Bloomberg, Hedge Funds, Electronic Trading, Trading Strategies, Customer Service, Proprietary Trading, Investments, Portfolio Management, Trading Systems, Options, Equity Research, Alternative Investments, FINRA, Derivatives, ETFs, Fixed Income, Financial Services, Mutual Funds, Market Making, Risk Management, Financial Markets, Bonds, Stocks, Traders, Private Equity, Investment Advisory, Funding, Asset Managment, Financial Advisory, Equity Derivatives, Asset Management, FX trading
Education
University of Delaware 1990 — 1993
Economics, Business
Marlboro High School
FREELANCE CONSULTANTS June 2004 - Present
LaBranche & Co. April 1996 - May 2004
Wagner Stott & Company June 1986 - January 1996
Skills
Series 7, Equity Trading, Electronic Trading, Securities, Trading Systems, Trading, Series 63, Options, Equities, Financial Markets
Education
Fordham University 1983 — 1986
finance
Rosenblatt Securities January 2008 - 2010
Penserra Securities llc January 2008 - 2010
LaBranche & Co. 1989 - 2004
Agora Securities 1982 - 1989
Skills
Equity Trading, Trading Systems, Electronic Trading, Equities, Asset Management, Trading, Series 7, Financial Markets, Fixed Income, Hedge Funds, Securities, Capital Markets, Private Equity, Alternative Investments, Bloomberg, Commodity, Bonds, Derivatives, ETFs, Emerging Markets, Equity Derivatives, Equity Research, Investment Banking, Investment Management, Investments, Market Data, Options, Prime Brokerage, Proprietary Trading, Structured Products, Trading Strategies, Valuation, FINRA, FX Options, Series 63
Education
Fordham University 1980 — 1983
Consultant January 2008 - Present
Christian Brothers Investment Services February 2007 - November 2007
LaBranche & Co. August 2006 - February 2007
Mitsubishi UFJ Securities February 2005 - August 2006
Banco Safra September 2003 - February 2005
Schwab Capital Markets February 2001 - September 2003
Donaldson, Lufkin & Jenrette January 1995 - June 2000
Bear Stearns June 1989 - September 1994
Merrill Lynch May 1987 - May 1989
Oppenheim Appel Dixon 1980 - 1982
Skills
Hedge Funds, Investment Banking, Auditing, Financial Modeling, Investments, Equities, Capital Markets, Fixed Income, Trading, Strategic Financial..., Asset Management, Securities
Education
City University of New York-Baruch College 1975 — 1978
Bachelor of Business Administration (B.B.A.), Accounting
United States Treasury Department June 2008 - Present
Van Der Moolen Specialists, LLC. February 2006 - December 2007
LaBranche & Co. June 1997 - February 2006
LaBranche & Co. 1997 - 2005
Webco Inc. September 1990 - June 1997
Education
Hofstra University 1990 — 1995
B.A., Engineering, Mathematic, Pyschology
Funding Circle US August 2015 - Present
Funding Circle US December 2013 - August 2015
Canaccord Genuity Inc. January 2012 - November 2013
Canaccord Genuity Inc. August 2009 - December 2011
Canaccord Genuity Inc. September 2008 - August 2009
Lehman Brothers May 2007 - July 2007
LaBranche & Co. May 2006 - July 2006
Skills
Small Business Lending, Sales Management, Business Loans, Online Marketplace, Finance, Capital Markets, Investments, Business Strategy, FinTech, Business Development, Sales, Hedge Funds, Salesforce.com, Brokers, Business Brokerage, Equities, Small Business, Mutual Funds, Series 7, Series 63, Alumni Relations, Cash Flow Lending, Commercial Lending, Financial Analysis, Management
Education
Hamilton College 2004 — 2008
B.A., Economics, English Literature
The Hotchkiss School 2000 — 2004
Dartmouth College - The Tuck School of Business at Dartmouth 2008 — 2008
Tuck Business Bridge Program
The London School of Economics and Political Science (LSE) 2006 — 2006
Rational Brothers LLC September 2010 - Present
LaBranche & Co. August 2008 - February 2011
LaBranche Structured Products August 2004 - August 2007
Skills
Electronic Trading, Management, Project Management, Trading Systems, Microsoft Excel, SQL, Java, Research, Social Media, Databases, Objective-C, iOS Development, Mobile Applications
Education
University of Maryland College Park 1998 — 2000
Computer Engineering
Tacoma Community College
Computer Engineering
Hedge Fund Capital Partners, LLC August 2007 - Present
Bank of America June 2005 - March 2007
LaBranche & Co. May 2001 - June 2005
Parker Hunter September 1999 - May 2001
Education
New York University
New York University
B.S., Economics
Bank of America Merrill Lynch September 2015 - Present
Barclays Capital November 2013 - June 2015
Barclays Investment Bank May 2012 - November 2013
Barclays Capital 2008 - May 2013
Lehman Brothers December 2007 - 2008
Van der Moolen September 2005 - November 2007
Van Der Moolen Specialists USA 2005 - 2007
LaBranche & Co. 2002 - 2005
Skills
Equities, Retail, Electronic Trading, Equity Trading, ETFs, Trading Systems, Series 7, Equity Derivatives, Series 63, Options, Bloomberg, Trading, Hedge Funds, Securities, Fixed Income, Financial Markets, Investment Banking
Education
Sotheby's Institute of Art 2015 — 2015
Contemporary Art and Its Markets
University of Virginia 1998 — 2002
Bachelor of Arts (B.A.), History
Barclays December 2013 - Present
Getco LLC September 2009 - November 2013
Van Der Moolen Specialists, USA LLC January 2009 - September 2009
Bear Wagner Specialists July 2005 - December 2008
LaBranche & Co. January 2003 - June 2005
Skills
Equities, Trading, Equity Trading, Electronic Trading, Securities, Capital Markets, Proprietary Trading, Trading Systems, Series 7, Financial Markets, Microsoft Excel, SQL, Thomason Financial, TradeStation, Track Data, RealTick, Redibook, Tradespeed, Metastock, Entrepreneurship, FINRA, Options, Financial Services
Education
University of New Haven 1982 — 1986
Bachelor of Science (BS), Business Administration
mahwah
Moody's Analytics 2009 - Present
New York University 2002 - Present
Thomson Reuters 2007 - 2009
Thomson Financial 2007 - 2008
LaBranche & Co. 2003 - 2006
SG Cowen 2001 - 2001
Prudential Securities 2000 - 2000
The Chase Manhattan Bank 1999 - 2000
Skills
Financial Markets, Financial Services, Financial Analysis, Investor Relations, Portfolio Management, Mergers, Financial Modeling, Valuation, Risk Management, Investment Banking, Fixed Income, Credit, Problem Solving, Team Management, Strategy, Driving Results, Collaboration, Account Management, Credit Analysis, Analytics
Education
Hofstra University
MBA with Distinction, Finance
Stony Brook University 1992 — 1996
BA, LIberal Arts
Barclays January 2009 - Present
LaBranche & Co. May 1996 - February 2008
Skills
Trading, Equities, Options, Derivatives, Capital Markets, Trading Systems, Bloomberg, Electronic Trading, Hedge Funds, Fixed Income, Financial Markets, Equity Trading, Investments, Series 7, Asset Management, Investment Banking, Portfolio Management, Risk Management, Securities, Series 63
Education
Rutgers, The State University of New Jersey-New Brunswick
Bachelor of Science (BS), Finance
Douglass Consulting LLC May 2015 - Present
Bank of America Merrill Lynch November 2013 - May 2015
Merrill Lynch April 2008 - November 2013
VDM Trading, VDM Capital Markets January 2007 - March 2008
LaBranche & Co. 1997 - 2005
Skills
Commodity, Asset Allocation, Series 24, Equity Derivatives, Public Speaking, ETFs, AML, Financial Risk, Investment Advisory, Microsoft Excel, Mutual Funds, Derivatives, Trading Systems, Equity Trading, Equities, Series 7, Options, FINRA, Trading, Series 63, Investments, Securities, Management, Electronic Trading
Education
Purdue University 1991 — 2000
BA, English
Purdue University
MDF Instruments USA August 2010 - Present
Strategic Resolution Partners September 2009 - May 2010
Essential Entertainment May 2008 - July 2008
LaBranche & Co. 2005 - 2007
Goldman Sachs 2002 - 2005
Mega Entertainment 2001 - 2002
Skills
Business Development, Business Strategy, Market Research, Competitive Analysis, Strategy, International Sales, Medical Devices, Strategic Planning, Marketing Strategy, Start-ups, Market Development, Marketing, Management, International Business..., International Account..., Product Launch, Lead Generation, International Marketing, International Trade, Market Analysis, Direct Sales, International Business, Sales, Sales Operations, New Business Development, Negotiation, Global Business..., Spanish, CRM, Leadership, Digital Marketing, E-commerce, Global Marketing, Global Strategy, Strategic Partnerships, Contract Negotiation, Sales Contracts, Pricing Strategy, Salesforce.com, 3PL, International Joint..., Distributorships, Solution Selling, Hiring, Marketing Consulting, Relationship Management, Customer Relations, Brand Development
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2007 — 2009
MBA
Boston University 1997 — 2001
B.S.
Barclays November 2009 - Present
Van der Moolen May 2008 - September 2009
Lehman Brothers January 2008 - April 2008
Van der Moolen April 2007 - December 2007
LaBranche & Co. November 1998 - April 2007
Merrill Lynch Specialist November 1997 - November 1998
Skills
Market Making, Equity Trading, Electronic Trading, Series 7, Proprietary Trading, Series 63, Asset Management, Risk Management, Risk, series 55, Trading Systems, Hedge Funds, Financial Risk, FINRA, Equities, Capital Markets, Options, Financial Markets, Trading, Equity Derivatives, Bloomberg, Securities, Derivatives, FX Options, Fixed Income, Bonds, ETFs, Alternative Investments
Education
East Stroudsburg University of Pennsylvania
Fortress Financial Consulting, LLC October 2010 - Present
Huxley Associates 2013 - 2014
Citi March 2011 - March 2012
Deutsche Bank November 2010 - January 2011
Societe Generale April 2007 - September 2010
LaBranche & Co. December 2004 - April 2007
Skills
Securities, Equities, Trading, Options, Capital Markets, Investment Banking, Financial Risk, FX Options, Risk Management, Financial Services, Strategy, Commodity, Financial Markets, Finance, Banking, Mutual Funds, Structured Products, Bonds
Education
University of Phoenix 2002 — 2006
MBA, Finance
The Citadel 1984 — 1988
BA, Business (Accounting) / Pol Sci.
Servpro of Marlboro/Tinton Falls August 2008 - Present
LaBranche & Co. January 2002 - January 2007
Merrill Lynch January 1997 - January 2002
Education
The College of New Jersey
Business
EW Group, LLC February 2006 - Present
Bank of America Securities November 2005 - February 2006
Bank of America April 2002 - November 2005
LaBranche & Co. September 1998 - April 2002
Skills
Non-profits, Event Planning, Management, Event Management, Fundraising, Social Media, Strategic Planning, Public Relations, Public Speaking, Social Media Marketing, Marketing Communications, Marketing Strategy, Marketing, Media Relations, Social Networking, Customer Service, Nonprofits
Education
Providence College 1995 — 1998
Bachelor of Science (BS), Marketing
Chaminade High School 1989 — 1993
Deutsche Bank June 2010 - Present
LaBranche & Co. May 2009 - April 2010
UBS Investment Bank June 1993 - May 2009
Skills
Equities, Trading Systems, Electronic Trading, Hedge Funds, Equity Trading, Series 7, Series 63, Series 24, Market Making, Mutual Funds, Bloomberg, Trading, Trading Strategies, Risk Management, Relationship Management, Financial Markets, Structured Products, ETFs, FINRA, Securities, Emerging Markets
Education
Lafayette College 1990 — 1994
Getco LLC April 2010 - Present
LaBranche & Co. February 2001 - April 2010
Skills
Equities, Capital Markets, Electronic Trading, Derivatives, Equity Trading, FINRA, Financial Markets, Financial Services, Investments, Risk Management, Securities, Series 7, Trading, Trading Systems
Education
Belmont Abbey College 1995 — 1999
BA, Accounting & Economics
Holy Trinity High School 1991 — 1995
Bank of America traderBank of America Specialist1997 - Present
LaBranche & Co. 2001 - 2005
Education
Muhlenberg College 1993 — 1997
WhoTrades, Inc. February 2014 - May 2015
Wall Street Access February 2011 - February 2012
LaBranche & Co. August 2005 - February 2011
Skills
Series 7, Management, Equities, Trading, Hedge Funds, Investments, Securities, Fixed Income, Investment Banking, Financial Markets, Capital Markets, Bloomberg
Education
State University of New York College at Cortland 1987 — 1992
bachelor of science, economics and management science
Farmstead Capital Management, LLC 2013 - Present
Cadian Capital August 2007 - December 2012
Gates Capital Management September 2005 - August 2007
LaBranche & Co. August 1999 - September 2005
Arthur Andersen September 1996 - August 1999
Education
Binghamton University - School of Management 1992 — 1996
BS, Accounting
Morgan Stanley Smith Barney April 2007 - Present
Smith Barney April 2007 - August 2011
LaBranche & Co. June 2004 - December 2006
labranche 2001 - 2006
Labranche&Co LLC. 2000 - 2006
Education
Quinnipiac University - School of Business 2000 — 2004
BS, Buisness Management
Wells Fargo, Commercial Banking April 2013 - Present
Wells Fargo, Merchant Services June 2012 - April 2013
Wells Fargo, Commercial Banking May 2010 - May 2012
Wells Fargo, Wealth Management September 2008 - May 2010
State Farm Insurance January 2007 - August 2008
Edward Jones Investments June 2001 - December 2006
LaBranche & Co. November 2000 - June 2001
Skills
Leadership, Strategy, Marketing, Cross-functional Team..., Lead Generation, Management, Product Management, Integrated Marketing, Finance, Sales
Education
Greenville College 1997 — 2001
Bachelor of Science, Business Management
Diversified Search July 2015 - Present
CTPartners April 2012 - June 2015
Korn Ferry International June 2003 - April 2012
J. Walter Thompson August 2000 - June 2003
McKinsey & Company October 1998 - August 2000
LaBranche & Co. 1995 - 1998
Skills
Research, Competitive Intelligence, Executive Search, Knowledge Management, Factiva, Market Intelligence, Talent Management, Business Development, Strategic Sourcing, Search, Leadership, Management Consulting, Market Research, Nonprofits, Strategy
Education
City University of New York-Brooklyn College 1990 — 1995
BA, Elementary Education
Pratt Institute
MLIS, Library & Information Science
Capify October 2014 - Present
NYSE Euronext November 2009 - August 2014
NYFIX, Inc. November 2006 - November 2009
LaBranche & Co. July 2006 - November 2006
Tullett Prebon June 1998 - July 2006
Skills
Equities, SEC filings, Financial Analysis, Sarbanes-Oxley Act, Financial Reporting, Securities, Cash Management, Internal Audit, Financial Modeling, US GAAP, Strategic Financial..., Hedge Funds, Internal Controls, Due Diligence, Finance, Financial Planning
Education
LIU Post
BS, Accounting
LaBranche & Co. SpecialistLaBranche Structured Products2004 - 2006
Education
Iona College
BA, Political Science
RPlum, LLC SpeialistLabranche&Co LLC.2002 - 2007
LaBranche & Co. 2001 - 2006
Education
Hobart and William Smith Colleges 1986 — 1989
BA, Psychology
Brooks School 1983 — 1989
Barrett Welles Property Group, LLC 2010 - 2012
HTT Capital, INC July 2007 - June 2010
LaBranche & Co. September 1989 - July 2003
Skills
Sellers, Equity Trading, Real Estate Transactions, Investment Properties, Residential Homes, Real Estate
Education
Harvard University 1984 — 1988
Bachelor of Arts (BA), Political Science and Government
Franchise Kings LLC September 2007 - Present
LaBranche & Co. 2002 - 2007
Skills
Series 63, Equities, Equity Trading
Education
Iona College 1982 — 1986
BA Finance
KCG Americas LLC December 2011 - Present
Banc of America Specialist 2004 - 2011
LaBranche & Co. 2001 - 2004
UBS Investment Bank 1993 - 1995
dkb 1991 - 1993
asiel 1987 - 1991
Skills
Series 63, Equity Trading, Trading Systems, Electronic Trading, Securities, FINRA, Trading, Bloomberg, Risk Management, Series 7, Equities
Education
Loyola University Maryland 1983 — 1987
ba, finance
Barclays Investment Bank May 2013 - Present
Goldman, Sachs & Co. January 2013 - April 2013
LaBranche & Co. January 2008 - January 2010
LaBranche & Company, LLC March 2005 - January 2008
Back Up power Systems March 2003 - March 2005
Fensterstock & Partners, LLP July 2000 - March 2003
Sullivan, Papain, Block, McGrath & Cannavo, P.C. 1999 - 2000
Education
Southwestern Law School 1994 — 1997
JD, Law
Ithaca College 1989 — 1993
BS, Communications
Evercore May 2015 - Present
KCG Holdings, Inc.(Formerly Knight Capital Group, Inc.) May 2007 - April 2015
LaBranche & Co. June 2005 - May 2007
Bank of America November 2003 - June 2005
Societe Generale May 1998 - October 2003
NatWest Markets May 1997 - May 1998
Credit Lyonnais March 1994 - May 1997
Skills
CPA, Risk Management, Enterprise Risk..., Capital Markets, Equities, Operational Risk, Internal Controls, Internal Audit, FINRA, Securities, Financial Markets, Equity Trading, Fixed Income, Financial Services, Trading, Options, Finance, Asset Management, Financial Risk, Mergers & Acquisitions, FX Options, AML, Hedge Funds
Education
Pace University - Lubin School of Business
BBA, CPA
Tyler Technologies Solution Consultant ManagerTyler TechnologiesApril 1995 - Present
LaBranche & Co. 1994 - 1996
Skills
Business Analysis, Business Intelligence, ERP, SaaS, Solution Selling, Software Implementation, Business Process, Enterprise Software, Cloud Computing, Professional Services, Software Project..., Requirements Analysis, CRM, SharePoint, Pre-sales
Education
University of Maine 1988 — 1992
Bachelors, Finance and Accounting
Grenoble Ecole de Management 1990 — 1991
Business
Scotiabank June 2014 - Present
HSBC September 2010 - June 2014
HSBC Securities 2010 - 2010
HSBC Securities 2010 - 2010
Banco Santander 2009 - 2010
UBS 2001 - May 2009
LaBranche & Co. 2008 - 2009
UBS Securties,LLC 2001 - 2009
RSQ Trading Company January 1995 - January 2001
Education
Southern Connecticut State University 1982 — 1986
economics
Wooster
LaBranche & Co. February 2006 - Present
ESN North America, Inc 2002 - 2005
Merrill Lynch 1997 - 2001
Dresdner Kleinwort 1995 - 1997
Grupo Financiero Interacciones 1993 - 1995
Valores Finamex International 1991 - 1993
Barclays de Zoete Wedd 1988 - 1991
Simms Capital Management 1986 - 1988
Donaldson, Lufkin & Jenrette 1984 - 1986
Education
New England College 1982 — 1985
BS, Political Science
Calypso September 2011 - Present
Calypso St Barth 2008 - 2011
LaBranche & Co. 2001 - 2007
Edison Schools 2000 - 2001
Vantas, Inc 1998 - 2000
Young & Rubicam 1995 - 1998
Skills
ADP, Excel, Payroll, Word, checkpoint, Microsoft Excel, Microsoft Word, ADP Payroll, Checkpoint, Benefits Administration, Human Resources, Employee Relations, Recruiting, Deferred Compensation, New Hire Orientations, Hiring, Onboarding, Performance Management, Employee Training
Education
LaGuardia Community College 1980 — 1982
Associates, Data Processing
Tullett Prebon March 2007 - Present
LaBranche & Co. March 2006 - March 2007
Commerzbank Capital Markets Corp March 2000 - March 2006
Schroder & Co. 1994 - 2000
Drexel Burnham Lambert 1984 - 1994
Education
Niagara University 1975 — 1979
BBA, Accounting
St John's University
MBA, Management
Solutions Management, Inc. February 2015 - Present
Solutions Management, Inc. August 2013 - January 2015
Aetna October 2008 - July 2013
LaBranche & Co. January 1998 - January 2007
Skills
Managed Care, Negotiation, Contract Negotiation, Health Insurance, Insurance, Network Development, Employee Benefits, Securities, Strategic Planning, Process Improvement, Healthcare Management, Trading, Equities, Vendor Management, Healthcare, Provider Relations, Performance Improvement, Employee Relations, Team Building, Management, Business Development, Sales, Contract Management, Sales Management, Leadership, Operations Management, Quality Improvement, Cross-functional Team..., Business Strategy
Education
Hofstra University 1993 — 1997
BBA
St. Francis Preparatory 1989 — 1993
Lazard 2003 - 2012
LaBranche & Co. April 2002 - May 2003
Credit Suisse May 2000 - November 2001
UBS May 1999 - May 2000
Education
University of Minnesota - Carlson School of Management 1995 — 1999
BSB Finance
PVH Corp. August 2010 - Present
LaBranche & Co. June 2005 - April 2010
GE Healthcare / Amersham Biosciences March 2000 - January 2005
KONICA MINOLTA BUSINESS SOLUTIONS U.S.A., INC. June 1989 - March 2000
Jersey Shore Medical Center October 1987 - June 1989
Skills
RPG, Integration, IBM iSeries, Databases, SQL, RPG III, Systems Analysis, SDLC, EDI, FTP, OS/400, SFTP, Software Development, AS400, iSeries
Education
Monmouth University 1980 — 1984
Douglas Elliman Real Estate July 2013 - Present
Enterprise Trading LLC September 2011 - Present
Diamond Carter Trading LLC January 2003 - September 2011
LaBranche & Co. September 2002 - December 2002
DataLore LLC January 2000 - April 2001
Penn Options Co. June 1992 - December 1999
Skills
Series 7, ETFs, Options, Electronic Trading, Equity Trading, Proprietary Trading, Market Making, Trading Systems, Trading, Equity Derivatives, Trading Strategies, Emerging Markets, Index Options, Derivatives, Equities, Hedging, Bloomberg, Traders, Hedge Funds, Volatility, Arbitrage, FX trading, Financial Markets, Real Estate, Securities, FX Trading
Education
University of Arizona 1988 — 1992
BA History/Politcal Science
Harriton HS
Eaton Vance June 2010 - Present
LaBranche & Co. March 2006 - January 2010
Brown Brothers Harriman November 2000 - February 2006
Education
New York University 2005 — 2007
MA, Economics
Yale University 1996 — 2000
BS, Applied Mathematics, Music
Dehm Associates August 2015 - Present
Morgan Stanley October 2013 - August 2015
Morgan Stanley November 2010 - October 2013
Bank of America Merrill Lynch July 2008 - November 2010
LaBranche & Co. June 2004 - August 2004
Bear Wagner Specialists June 2002 - August 2003
Skills
Series 7, Electronic Trading, Equities, Collateral Management, Bloomberg, Management, Settlement, Risk Management, Series 63, Credit Derivatives, Derivatives, Financial Services, Operational Risk..., Securities, Trading, Options
Education
Marist College 2004 — 2008
Bachelor of Science Business Administration
Xaverian High School 2000 — 2004
guggenheim securites April 2010 - Present
LaBranche & Co. June 2007 - April 2009
Bear Stearns July 2006 - March 2007
Merrill Lynch August 1983 - June 2006
Skills
Trading Systems, Series 63, Hedge Funds, Fixed Income, Trading, Securities, Series 7, Capital Markets, Electronic Trading, Equities, Bloomberg, Equity Trading, Alternative Investments, Asset Management, Derivatives, Equity Derivatives, ETFs, Equity Research, FINRA, Financial Markets, Mutual Funds, Investments, Options, Portfolio Management, Series 24
Education
Hofstra University 1981 — 1983
Master of Business Administration (M.B.A.), Finance
Stony Brook University 1977 — 1981
ba, economics
Allied Fire & Safety Equipment October 2009 - Present
Globe Petroleum, Inc. May 2008 - September 2009
John P. Corley, LLC. January 2007 - April 2008
LaBranche & Co. March 2000 - January 2007
Peck & McCooey Real Estate March 1997 - April 2000
Skills
Sales, Trading, Equity Trading, Securities, Trading Systems, Asset Management, Construction, Electronic Trading, Equities, FINRA, Finance, Fire Protection, Fire Suppression Systems, Investments, Marketing, Options, Portfolio Management, Training
Education
Chubb Services Corp. 2015 — 2015
Fire Detection & Alarm Systems, Fire Prevention and Safety Technology/Technician
Chubb Services Corporation 2015 — 2015
Maintaining Water-Based Fire Protection Systems
Brookdale Community College 1997 — 1998
Associates
St. John Vianney High School 1994 — 1997
Bloomberg LP April 2013 - Present
Cowen and Company June 2011 - March 2013
LaBranche & Co. June 2006 - June 2011
Rutgers University May 2003 - May 2006
Skills
C#, Java, C++, Linux, SQL, .NET, Python, NoSQL, Trading Systems, JavaScript, Unix, C
Education
Rutgers University 2002 — 2006
B.S., Electrical and Computer Engineering
G-2 Trading 2011 - 2012
Wall Street Access April 2010 - August 2011
LaBranche & Co. July 2002 - July 2009
Skills
Series 7, Series 63, Equities, Equity Trading, Trading, Options, ETFs, Securities, Electronic Trading, Derivatives, Trading Systems, Investments, Bloomberg
Education
Baruch College
Bachelor of Business Administration (BBA), Finance, General
Debtstream Corp. October 2014 - Present
Pressprich January 2012 - July 2014
FBR Capital Markets & Co. September 2010 - November 2011
LaBranche & Co. November 2009 - August 2010
Deutsche Bank June 2006 - October 2009
Bear Stearns & Co. March 2000 - March 2005
Donaldson, Lufkin & Jenrette 1998 - 2000
Skills
Series 7 and 63, Credit, Loans, Equities, Fixed Income, Credit Analysis
Education
Barnard College
Bachelor of Arts (B.A.)
NYU Stern School of Business
Master of Business Administration (MBA)
G4S Security Services September 2013 - Present
Cuttone & Co. December 2011 - August 2013
Global Direct Equities August 2008 - December 2011
JSF Securities April 2004 - July 2008
LaBranche & Co. 2002 - 2004
Skills
New Business Development
Education
Mount Saint Mary's College 1998 — 2002
Business
Monsignor Donovan H.S. 1994 — 1998
Deutsche Bank Securities July 2010 - Present
LaBranche & Co. April 2009 - July 2010
Deutsche Bank June 1994 - January 2008
Education
New York University 1997 — 2001
Master of Business Administration (M.B.A.), Finance, General
Rutgers, The State University of New Jersey - Rutgers Business School 1990 — 1994
Bachelor's Degree, Finance, General