Schwab Soundview Capital Markets

Industry: Capital market company

Description

Founded: 1967 Parent organization: UBS Americas Inc. Subsidiary: Bunker Capital, L.L.C.

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Schwab Soundview Capital Markets Employees

Employee
Years
Job
Industry
Joseph Muratore Joseph Muratore New York, New York Details
Joseph Muratore's Schwab Soundview Capital Markets Experience March 2001 - October 2004
Job Managing Editor, Research Editorial & Production, Susquehanna International Group
Industry Financial Services
Experience
Susquehanna International Group  June 2010 - Present
Bank of America  August 2007 - July 2010
Citigroup Investment Research  2004 - 2007
SCHWAB SOUNDVIEW CAPITAL MARKETS   March 2001 - October 2004
BARCLAYS CAPITAL  March 1998 - March 2001
DONALDSON, LUFKIN & JENRETTE   May 1990 - February 1998
Drexel Burnham Lambert  1983 - 1990

Skills
Research, Equity Research, Equities, Management, Capital Markets, Series 7, Bloomberg, Hedge Funds, Supervisory Analyst, Financial Editor, Research Production, Financial Analysis, Series 24, Fixed Income, Investments, Securities, Financial Modeling, Compliance

Education
Ohio Wesleyan University   1977 — 1981
Bachelor of Liberal Arts, Sigma Gamma Epsilon (Earth Science Honor Society)

Conard High School   1973 — 1977

Sabrina Gagliotta Sabrina Gagliotta New York, New York Details
Sabrina Gagliotta's Schwab Soundview Capital Markets Experience August 1999 - November 2004
Job Head of America's Equities Sales and Trading at Bloomberg Tradebook
Industry Financial Services
Experience
Bloomberg Tradebook  June 2015 - Present
Bloomberg Tradebook  June 2014 - June 2015
Bloomberg Tradebook  January 2007 - June 2014
Bloomberg LP (Sell Side OMS)   September 2005 - December 2006
Themis Trading LLC   December 2004 - August 2005
Schwab Soundview Capital Markets   August 1999 - November 2004

Skills
Series 7, Trading, Series 63, Securities, Series 24, Trading Strategies, Market Structure, Electronic Trading, Market Making, Bloomberg Terminal, Equities

Education
Cornell University - S.C. Johnson Graduate School of Management   2007 — 2009
MBA, Business, Management, Marketing, and Related Support Services

University of Pennsylvania   1995 — 1999
BA, Mathematics and Italian

Universita' Commerciale Luigi Bocconi   1998 — 1998
Bachelor's degree, Mathematics

David Gehrke David Gehrke San Francisco Bay Area Details
David Gehrke's Schwab Soundview Capital Markets Experience May 2003 - October 2004
Job Sales at Liquidnet
Industry Financial Services
Experience
Liquidnet  November 2007 - Present
Citi  November 2004 - November 2007
Schwab Soundview Capital Markets   May 2003 - October 2004
Bank of America  May 2002 - April 2003
Barclays Global Investors  December 1999 - May 2002

Education
UC Berkeley   1993 — 1997
Bachelor's degree, Economics

Diamond Bar High School   1989 — 1993

Charles Rhyee Charles Rhyee New York, New York Details
Charles Rhyee's Schwab Soundview Capital Markets Experience November 2003 - November 2004
Job Managing Director at Cowen and Company
Industry Investment Banking
Experience
Cowen and Company  February 2011 - Present
Oppenheimer & Co.   November 2006 - February 2011
Credit Suisse  April 2005 - November 2006
Jefferies & Company  November 2004 - April 2005
Schwab Soundview Capital Markets   November 2003 - November 2004
Citi  August 1999 - November 2003
Citi  February 1998 - August 1999
Datek Online  June 1996 - February 1998

Skills
Valuation, Equity Research, Equities, Capital Markets, Investment Banking, Financial Services, Analytics

Education
Columbia University in the City of New York   1991 — 2006
Bachelor of Arts (B.A.), Economics

Mark Wimer Mark Wimer Greater Chicago Area Details
Mark Wimer's Schwab Soundview Capital Markets Experience February 2000 - October 2004
Job Senior Portfolio Manager at Strategic Global Advisors
Industry Investment Management
Experience
Strategic Global Advisors, LLC   January 2008 - Present
Harris Investment Management  January 2006 - December 2007
Deutsche Bank  November 2004 - July 2005
Schwab Soundview Capital Markets   February 2000 - October 2004
Ibbotson Associates  August 1998 - February 2000
RogersCasey  June 1995 - August 1998
Andersen Consulting  June 1989 - June 1993

Skills
Portfolio Management, Asset Management, Equities, Portfolio Optimization, Risk Modeling, Investments, Quantitative Research, Quantitative Analysis, Performance Attribution, Factset, Asset Allocation, Quantitative Finance, Optimization, Equity Research, Institutional...

Education
Cornell University - Johnson Graduate School of Management   1993 — 1995
MBA, Finance

Purdue University   1985 — 1989
BS, Computer & Electrical Engineering

Jack V. Kirnan, Ph.D. Jack V. Kirnan, Ph.D. Greater New York City Area Details
Jack V. Kirnan, Ph.D.'s Schwab Soundview Capital Markets Experience 2004 - 2004
Job President, Kirnan Coaching Associates, LLC; 5 O'Clock Club Certified Career Coach; NYU Certified Life & Executive Coach
Industry Professional Training & Coaching
Experience
Kirnan Coaching Associates, LLC   November 2014 - Present
Holy Family University  November 2011 - 2012
The College of New Jersey  February 2007 - April 2009
Rutgers Business School  August 2005 - February 2007
Schwab Soundview Capital Markets   2004 - 2004
Credit Suisse First Boston  August 1998 - June 2003
Salomon Brothers  May 1992 - August 1998
Kidder Peabody  July 1986 - May 1992
Merrill Lynch  May 1984 - July 1986
Texaco  July 1981 - April 1984

Skills
Financial Modeling, Equity Research, Valuation, Investments, Equities, Management, CRM, Finance, Hedge Funds, Portfolio Management, Alternative Investments, Economics, Fixed Income, Asset Management, Options, Capital Markets, Investment Banking, Leadership

Education
New York University   2014 — 2015
Certificate Program in Executive and Life Coaching, Organizational and Personal Skills Coaching

Fordham University   1979 — 1983
Ph.D., Economics

Fordham University   1977 — 1979
MA, Economics

Seton Hall University   1973 — 1977
BA, Economics/Government

Paramus Catholic High School   1969 — 1973
High School Diploma, College Preparatory

Joseph L. Smith Joseph L. Smith Greater New York City Area Details
Joseph L. Smith's Schwab Soundview Capital Markets Experience December 1995 - October 2004
Job Joseph L. Smith
Industry Information Technology and Services
Experience
Citigroup  June 2006 - Present
Banc of America Securities  September 2005 - June 2006
Citigroup  October 2004 - September 2005
Schwab Soundview Capital Markets   December 1995 - October 2004
Deutsche Bank  May 1995 - December 1995
Baring Securities(Barings Bank)   January 1995 - May 1995
Home Box Office (HBO)   August 1994 - January 1995
Moore Capital Management/I.M.S.   June 1993 - August 1994

Skills
Cisco Technologies, Data Center, Network Administration, Troubleshooting

Education
Bloomsburg University of Pennsylvania   1991 — 1993
Bachelor of Science, Business:Computer and Information Science

Cisco Press
CCNA, Cisco Certified Network Associate: Exams 640-811 and 640-821

Cisco Press
CCDA, Cisco Certified Design Associate: Exam 640-863

Mike Towey Mike Towey Greater New York City Area Details
Mike Towey's Schwab Soundview Capital Markets Experience 2003 - 2004
Job Director of Equity Research EverPoint Asset Management
Industry Capital Markets
Experience
Point72 Asset Management  June 2014 - Present
Susquehanna International Group  March 2010 - June 2014
Pali Capital  March 2008 - March 2010
CIBC World Markets  February 2006 - February 2008
CIBC World Markets  November 2004 - February 2006
Schwab Soundview Capital Markets   2003 - 2004
SoundView Technology Group  2002 - 2003
Wit SoundView (Merger of Wit Capital and SoundView Technology Group)   1999 - 2002
Smith Barney (later Salomon Smith Barney)   August 1995 - March 1999
Mabon Securities  1994 - 1994

Skills
Equities, Equity Research, Equity Capital Markets, Equity Trading, Trading, Series 7, Series 63, Hedge Funds, Capital Markets, Derivatives, Strategy, Options, Investment Banking, Bloomberg

Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School   1993 — 1995
M.B.A., Finance

Colgate University   1985 — 1989
B.A., Political Science

Bill Takos Bill Takos Greater New York City Area Details
Bill Takos's Schwab Soundview Capital Markets Experience December 2002 - December 2003
Job CFO at Lime Brokerage LLC
Industry Financial Services
Experience
Lime Brokerage LLC (A Wedbush Company)   November 2008 - Present
Utendahl Capital Management  December 2006 - September 2008
The Reserve Funds  January 2006 - December 2006
Fulcrum Global Partners  January 2004 - December 2005
Schwab Soundview Capital Markets   December 2002 - December 2003
J.H. Whitney & Co.   May 2000 - December 2002
Tullett Prebon  January 1993 - May 2000
Dennis N. Yeulys, CPAs   September 1991 - September 1992

Skills
Asset Managment, Financial Services, Corporate Finance, Trading, Private Equity, Asset Management, Options, FINRA, Internal Controls, Investments, Finance, Financial Analysis

Education
Pace University - Lubin School of Business   1993 — 1997
MBA, Finance

New York University - Leonard N. Stern School of Business   1987 — 1991
BS, Accounting & Finance (Double Major)

Eric S. Hoffman, PhD Eric S. Hoffman, PhD Greater Boston Area Details
Eric S. Hoffman, PhD's Schwab Soundview Capital Markets Experience March 2004 - May 2004
Job Chief Business Officer at Genocea
Industry Biotechnology
Experience
Genocea Biosciences  December 2014 - Present
Idenix Pharmaceuticals  January 2012 - September 2014
Idenix Pharmaceuticals  January 2011 - December 2011
Biogen Idec  March 2010 - January 2011
Biogen Idec  July 2006 - April 2010
JPMorgan  May 2004 - July 2006
Schwab Soundview Capital Markets   March 2004 - May 2004
Bear Stearns  January 2001 - March 2004
King's College London  January 1999 - December 2000

Skills
Biotechnology, Immunology, Business Development, Investor Relations, Clinical Development, Oncology, Biopharmaceuticals, Drug Development, Strategy, Strategic Planning, Financial Modeling, Due Diligence, Corporate Communications, Clinical Trials, Equity Research

Education
Yale University   1992 — 1998
Ph.D., Immunobiology

Trinity University   1988 — 1992
B.S., Biology

Carroll High School

Ben Chrnelich Ben Chrnelich New York, New York Details
Ben Chrnelich's Schwab Soundview Capital Markets Experience December 2002 - December 2004
Job Chief Financial Officer at IPC
Industry Financial Services
Experience
IPC Systems, Inc.   August 2015 - Present
America SCORES  March 2006 - Present
StreetWise Partners  1997 - Present
MSCI Inc.  September 2014 - August 2015
NYSE Euronext  May 2008 - September 2014
Lehman Brothers  December 2004 - April 2008
Schwab Soundview Capital Markets   December 2002 - December 2004
Robertson Stephens  November 1999 - May 2002
PricewaterhouseCoopers  September 1996 - November 1999

Skills
Financial Analysis, Equities, Fixed Income, Financial Modeling, Hedge Funds, Commodity, Investment Banking, Strategy, Due Diligence, Derivatives, Access, Valuation, IT Audit, Corporate Governance, Trading Systems, Business Valuation, Private Equity, IPO, Capital Markets, Data Analysis, Venture Capital, Financial Markets, Mergers & Acquisitions, Equity Trading, Corporate Finance, Emerging Markets, Non-profit Program..., Risk Management, Portfolio Management, Financial Services, M&A experience, Executive Management, Finance, Fundraising, Alternative Investments, Asset Management, Options, Investments, Trading, Securities, Financial Risk, Financial Structuring, Start-ups, Acquisition Integration, Restructuring, Corporate Development, Funding, FX Options, Structured Finance

Education
University of Notre Dame - Mendoza College of Business   2011 — 2013
Master of Business Administration (MBA), Magna Cum Laude

Lehigh University - College of Business and Economics   1992 — 1996
Bachelor of Science, Accounting

Notre Dame High School   1988 — 1992

Chris Lotito Chris Lotito New York, New York Details
Chris Lotito's Schwab Soundview Capital Markets Experience 2001 - 2004
Job Senior Floor Broker NYSE
Industry Financial Services
Experience
Montecito Advisors   January 2008 - Present
R.J Murphy & Associates   January 2005 - January 2008
Schwab Soundview Capital Markets   2001 - 2004

Skills
Equities, Series 7, Options, Hedge Funds, Equity Trading, Electronic Trading, Securities, Trading Systems, Bloomberg

Education
Green Mountain College   1992 — 1996
Liberal Arts, Economics, Business Management

Winston W. Blake Winston W. Blake Tampa/St. Petersburg, Florida Area Details
Winston W. Blake's Schwab Soundview Capital Markets Experience 2002 - 2005
Job Teir III Support Technician at USFPG/UMSA
Industry Information Technology and Services
Experience
USFPG/UMSA   December 2013 - Present
Blake Logistics LLC   2008 - December 2013
IVANS  2011 - 2011
AT&T  2006 - 2008
Schwab Soundview Capital Markets   2002 - 2005
WitSoundView   2001 - 2002
Soundview Technology Group  1997 - 2001

Skills
IT Strategy, IT Management, Vendor Management, Software Project..., Agile Methodologies, SaaS, Business Analysis, IT Operations, Mobile Technology, Project Management, Network Engineering, IIS, Disaster Recovery, Product Management, WAN, TCP/IP, Cisco Technologies, Start-ups, SQL, Data Center

Education
University of South Florida   2014 — 2016
Bachelor's Degree, Management Information Systems, General

Hillsborough Community College
Associate of Arts (AA), Computer Science

Krista Dieckamp Krista Dieckamp Greater New York City Area Details
Krista Dieckamp's Schwab Soundview Capital Markets Experience 2002 - 2004
Job at Pegasus Therapeutic Riding
Industry Capital Markets
Experience
Pegasus Therapeutic Riding  January 2011 - Present
UBS Investment Bank  June 1999 - September 2010
Schwab Soundview Capital Markets   2002 - 2004
Charles Schwab  1999 - 2002
American Funds Distributors  1997 - 1999
Continental Bank  April 1990 - September 1994
Prudential-Bache Securities  1989 - 1990

Education
University of Southern California   1987 — 1989
BS, Financial Management

John Shepard John Shepard Washington D.C. Metro Area Details
John Shepard's Schwab Soundview Capital Markets Experience June 2004 - November 2004
Job Director at Avalere Health
Industry Capital Markets
Experience
Avalere Health  September 2014 - Present
Applied Policy   August 2013 - August 2014
Guggenheim Partners  November 2011 - August 2013
Washington Research Group   June 2004 - August 2013
MF Global  November 2010 - November 2011
Concept Capital  March 2009 - October 2010
Stanford Group Company  November 2004 - March 2009
Schwab Soundview Capital Markets   June 2004 - November 2004
Office of United States Senator Max Baucus   2000 - June 2004

Skills
Policy, Research, Legislative Relations, Healthcare, Policy Analysis, Public Policy, Data Analysis, Capital Markets, Due Diligence, Analysis, Strategic Planning, Strategic Communications, Advocacy, Government, Corporate Development, Equities, Investments, Business Strategy, Health Policy, Economics

Education
Macalester College   1996 — 2000
Bachelor of Arts (BA), Political Science and History

Absarokee High School   1993 — 1996

Brian Deane, CFP® Brian Deane, CFP® Saddle River, New Jersey Details
Brian Deane, CFP®'s Schwab Soundview Capital Markets Experience December 1995 - October 2004
Job FounderApostolic Financial Advisors, LLC
Industry Investment Management
Experience
Apostolic Financial Advisors, LLC   January 2013 - Present
Vandham Securities  September 2010 - January 2013
UBS Investment Bank  November 2004 - May 2008
Schwab Soundview Capital Markets   December 1995 - October 2004
Charles Schwab  October 1991 - November 1995

Skills
Socially Responsible..., Morally Responsible..., Investment Advisory, CERTIFIED FINANCIAL..., Series 4, FINRA Series 7, Series 8, Series 9, Series 10, FINRA Series 24, Series 55, FINRA Series 63, FINRA Series 65, Catholic Theology, Catholicism, Catholic Social Teaching, Theology

Education
Seton Hall University
Master of Arts (MA), Theology/Biblical Studies

University of Alabama
Master of Science (MS), Family Financial Planning and Counseling

Indiana University-Purdue University at Indianapolis
Bachelor of Science (BS), Finance

Columbia University - Fu Foundation School of Engineering and Applied Science

Chris Monahan Chris Monahan Greater New York City Area Details
Chris Monahan's Schwab Soundview Capital Markets Experience April 1998 - September 2002
Job Recruiter at Manpower Group Solutions
Industry Staffing and Recruiting
Experience
Manpower Group Solutions  May 2013 - Present
Barnett Hill Productions   January 2006 - Present
Hudson Securities  January 2006 - July 2010
Access Securities  May 2004 - December 2005
JNK Securities  July 2003 - May 2004
Schwab Soundview Capital Markets   April 1998 - September 2002
Credit Suisse First Boston  August 1996 - March 1998
SoundView Technology Group  April 1995 - August 1996
Schwab Capital Markets  November 1984 - March 1995

Skills
Equity Trading, Series 7, Trading, Hedge Funds, Capital Markets, Investments, Investment Management, Documentaries, Series 24, Securities, Video Production, Fundraising, Avid Media Composer, Financial Services, Photoshop, Bloomberg, Corporate Videos, Video Editing, Equity Research, Non-profits, Risk Management, Marketing, Finance, Wealth Management, Event Videography, Strategy, Nonprofits, Investment Banking, Portfolio Management, Financial Markets, FINRA, Technical Analysis, Trading Systems, Proprietary Trading, CRM, ETFs, Electronic Trading, Trading Strategies, Business Development

Education
University of Miami
BA, Anthropology

Valentina Gabela Valentina Gabela Greater New York City Area Details
Valentina Gabela's Schwab Soundview Capital Markets Experience 2003 - 2005
Job
Industry Real Estate
Experience
Diane Turton Realtors  July 2009 - Present
UBS Investment Bank  May 2003 - November 2008
Schwab Soundview Capital Markets   2003 - 2005
Goldman Sachs  2001 - 2003
spear leeds and kellogg  1997 - 2001
troster singer   1992 - 1997
Ladenburg Thalmann  1982 - 1990

Skills
Real Estate, Investment Properties, Selling, Investments, Equities, Series 63, Equity Trading, Trading, Series 7, Securities, Asset Managment, Options, Capital Markets, Brokerage, Valuation, Hedge Funds, Leadership, Rentals, Sellers, Asset Management, Waterfront, Referrals, Property, Buyers, REO, Condos, New Homes, Vacation Homes, Luxury, Relocation, Real Estate Transactions, Investors, Short Sales, Foreclosures, e-PRO, Single Family Homes, Townhomes, Real Property, New Home Sales, SFR, First Time Home Buyers, Listings, Relocation Buyers, Real Estate Development, Seniors, Residential Homes, Sales

Education
Levin Institute

Rutgers University-New Brunswick
BS, Economics and Finance

Chuck Frederick Chuck Frederick Greater New York City Area Details
Chuck Frederick's Schwab Soundview Capital Markets Experience 2001 - 2003
Job On Hiatus
Industry Computer Software
Experience
Instinet Incorporated  June 2014 - July 2015
Instinet Corporation  December 2008 - June 2014
Nomura Securities  November 2003 - December 2007
Schwab Soundview Capital Markets   2001 - 2003
Epoch Partners  2000 - 2001
Bank of America Securities  1998 - 2000

Skills
Trading Systems, Electronic Trading, Automated Trading, Equity Derivatives, Low Latency, Exchange Connectivity, Program Trading, Proprietary Trading, Equity Trading, Equities, Trading, Trading Strategies, Market Data, Financial Markets, Capital Markets

Education
University at Albany, SUNY   1996 — 1998
BS, Computer Science, Mathematics

Jason Brausewetter Jason Brausewetter Greater New York City Area Details
Jason Brausewetter's Schwab Soundview Capital Markets Experience 1999 - 2005
Job Head of Sales
Industry Capital Markets
Experience
Q4 Web Systems  2014 - Present
LOYAL3  2012 - 2014
My Social Mashup / Social MarCom - Acquired by Private Company   2011 - 2013
NASDAQ OMX  2005 - 2011
Shareholder.com - Acquired by NASDAQ in 2006   2005 - 2011
Schwab Soundview Capital Markets   1999 - 2005
Morgan Stanley Dean Witter  1996 - 1999

Skills
Entrepreneur, Social Entrepreneurship, Intrapreneurship, Financial Sector, Capital Markets, Trading, Market Data, Deal Making, Strategic Planning, Investor Relations, Public Relations, Corporate Communications, P&L Management, Sales Management, Sales Process, Direct Sales, Software Sales, SaaS, PaaS, Social Media, Business Relationship..., Sales Trainings, Team Motivator, SEO, SMO, Board Relations, Strategic Partnerships, Consultative Selling, Mentoring Of Staff, corporate sales, Software Project..., Brand Development, Start-ups, Investments, Stock Market, Investment Products, eCRM, Loyalty Marketing, Digital Strategy, Development of..., Disruptive Technologies, Entrepreneurship, Sales, Project Management, Fundraising, Financial Services, Leadership, Marketing, Marketing Communications, Strategy

Education
Rutgers University
Mini MBA - Social Media Marketing

University of Pennsylvania - The Wharton School
Sales, Entrepreneurship

Wagner College
Business Administration

Rick Arruzza Rick Arruzza Greater New York City Area Details
Rick Arruzza's Schwab Soundview Capital Markets Experience July 1992 - October 2004
Job Financial Editor/Author at Sparky's Adventures
Industry Financial Services
Experience
Sparky's Adventures   September 2003 - Present
Kaupthing Bank  January 2008 - October 2008
CreditSights  January 2005 - November 2006
Schwab Soundview Capital Markets   July 1992 - October 2004
SoundView Technology Group  1992 - 2004
Gartner  1990 - 1992

Skills
Equity Research, Editing, Equities, Trading Systems, Hedge Funds, Analysis, Capital Markets, Finance, Investments, Valuation, Series 7, Financial Markets, Private Equity, Bloomberg, Investment Banking, Management

Education
Syracuse University   1979 — 1982
BS, Newspaper Journalism/English

Bruce Marsden Bruce Marsden Greater New York City Area Details
Bruce Marsden's Schwab Soundview Capital Markets Experience April 2004 - October 2004
Job Internal Auditor at Riverside Research
Industry Financial Services
Experience
Riverside Research Institute  November 2010 - Present
Global Atlantic Partners LLC  2010 - 2014
Global Atlantic Partners LLC  2010 - 2014
Global Atlantic Partners LLC  2010 - 2014
U.S. Trust Bank of America Private Wealth Management   July 2007 - April 2009
Hostelling International USA  November 1999 - November 2008
US Trust  November 2004 - June 2007
Schwab Soundview Capital Markets   April 2004 - October 2004
Schwab Soundview Capital Markets   June 1999 - March 2004
Charles Schwab  November 1996 - May 1999

Skills
Financial Modeling, Financial Analysis, SEC filings, Strategy, Mergers & Acquisitions, Investor Relations, Sarbanes-Oxley Act, Finance, Strategic Planning, Start-ups, Internal Audit, Analysis, Auditing, Accounting

Education
New York University - SCPS   2009 — 2010
Certificate in Real Estate Finance & Investment

University of California, Berkeley, Haas School of Business   1975 — 1977
MBA, Accounting

University of California, Berkeley   1973 — 1975
BS, Business Administration

Jeffrey Dean Jeffrey Dean San Francisco Bay Area Details
Jeffrey Dean's Schwab Soundview Capital Markets Experience 2003 - 2004
Job Global Head of iShares Analytics at BlackRock
Industry Financial Services
Experience
BlackRock  March 2013 - Present
BlackRock  December 2009 - March 2013
Barclays Global Investors  February 2005 - December 2009
Schwab Soundview Capital Markets   2003 - 2004
Goldman Sachs  July 2000 - April 2003
Restaurant-Trade.com   February 2000 - July 2000
Scripps Institution of Oceanography  December 1993 - January 2000

Skills
Greenplum, OneTick, Complex Event Processing, Tick Analytics, High Frequency, Tableau, Panopticon, Real-time Analytics, Analytics, Big Data, Business Analysis, Data Modeling, Data Warehousing, Databases, ETL, High Frequency Trading, High Performance..., Management, Market Data, SQL, Strategy, Sybase, Web Analytics, Trading Systems, Agile Methodologies

Education
University of California, San Diego   1989 — 1994
BS, Physics

Columbia University - Columbia Business School
MBA, Business

University of California, Berkeley, Haas School of Business
MBA, Business

Pei Hung Pei Hung San Francisco Bay Area Details
Pei Hung's Schwab Soundview Capital Markets Experience 2003 - 2005
Job Director at UBS Investment Bank
Industry Venture Capital & Private Equity
Experience
UBS Investment Bank  March 2013 - Present
UBS Investment Bank  September 2010 - February 2013
Metlife Investments  July 2008 - August 2010
Columbus Nova  January 2005 - June 2006
Schwab Soundview Capital Markets   2003 - 2005

Skills
Investment Banking, Private Equity, Leveraged Finance, Investments, LBO, Mezzanine, Growth Capital, Recapitalizations, Debt Restructuring, Credit Analysis, Equities

Education
University of Pennsylvania - The Wharton School   2006 — 2008
MBA, Finance and Real Estate

Caltech
B.S., Mechanical Engineering

Christine Tezak Christine Tezak Washington D.C. Metro Area Details
Christine Tezak's Schwab Soundview Capital Markets Experience July 1999 - November 2004
Job Managing Director Research, ClearView Energy Partners, LLC
Industry Financial Services
Experience
ClearView Energy Partners, LLC   August 2012 - Present
Women's Council on Energy & Environment   January 1992 - December 2014
Robert W. Baird & Co.   May 2009 - July 2012
Stanford Group Company  November 2004 - March 2009
Schwab Soundview Capital Markets   July 1999 - November 2004

Skills
Equity Research, Financial Modeling, Equities, Energy Policy, Portfolio Management, Hedge Funds, Energy, Valuation, Strategic Planning, Investments, Bloomberg, Due Diligence, Series 7, Renewable Energy, Financial Analysis, Asset Managment, Investment Banking, Research, Private Placements, Capital Markets, Analysis, Alternative Investments, Environmental Impact..., Legislation, Environmental Awareness, Private Equity, Asset Management, Emerging Markets, Trading, Mergers, Economics, Mergers & Acquisitions, Corporate Development, Corporate Finance, Project Finance, Fixed Income, Venture Capital, Commodity, Electricity Markets, Finance, Cleantech, Natural Gas, Public Policy, Policy, Investment Management, Asset Allocation, Investor Relations, Environmental Policy, Commodity Markets

Education
The George Washington University   1998 — 2000
MBA

Boston College   1985 — 1989
Bachelor of Arts

Charles Rhyee Charles Rhyee Greater New York City Area Details
Charles Rhyee's Schwab Soundview Capital Markets Experience October 2003 - November 2004
Job Director at Oppenheimer & Co.
Industry Financial Services
Experience
Oppenheimer & Co.   November 2006 - Present
Credit Suisse  April 2005 - November 2006
Schwab Soundview Capital Markets   October 2003 - November 2004
Salomon Smith Barney  August 1999 - September 2003

Education
Columbia University in the City of New York   1991 — 1996

Eric Assaraf Eric Assaraf Washington D.C. Metro Area Details
Eric Assaraf's Schwab Soundview Capital Markets Experience October 2002 - November 2004
Job Healthcare Analyst, Washington Research Group
Industry Financial Services
Experience
Guggenheim Partners  November 2011 - Present
MF Global  November 2010 - October 2011
Concept Capital  March 2009 - November 2010
Stanford Group Company  November 2004 - March 2009
Schwab Soundview Capital Markets   October 2002 - November 2004

Skills
Equities, Research, Hedge Funds, Financial Modeling, Program Management, Investments, Financial Analysis, Bloomberg, Valuation, Capital Markets

Education
University of Maryland - Robert H. Smith School of Business   2004 — 2007
Master's, Business Administration

University of Maryland College Park   1998 — 2002
Bachelor's, Communication

Paul Holman Paul Holman Greater New York City Area Details
Paul Holman's Schwab Soundview Capital Markets Experience July 1997 - September 2003
Job Director of Trading, First Republic Investment Management
Industry Capital Markets
Experience
First Republic Investment Management  July 2007 - Present
Schwab Institutional  October 2003 - July 2007
Schwab Soundview Capital Markets   July 1997 - September 2003

Skills
Equity Trading, Securities, Series 7, Equities, Traders, Trading, Options, Alternative Investments, Proprietary Trading, Hedge Funds, Electronic Trading, Series 63, Portfolio Management, Fixed Income, Financial Markets, Bloomberg, ETFs, Asset Management, Capital Markets

Education
Saint Peter's University   1995 — 1997
BA, Economics

Seton Hall University   1992 — 1994

Rick Bradt Rick Bradt Greater New York City Area Details
Rick Bradt's Schwab Soundview Capital Markets Experience January 2000 - November 2004
Job Managing Director at Neuberger Berman
Industry Financial Services
Experience
Neuberger Berman  April 2012 - Present
CLSA  April 2010 - April 2012
Pali Capital  July 2008 - April 2010
Jefferies & Company  November 2004 - April 2008
Schwab Soundview Capital Markets   January 2000 - November 2004
Schroders  1993 - 2000

Skills
Investments, Securities, Series 63, Portfolio Management

Education
Stanford University Graduate School of Business   1986 — 1988
MBA

Cornell University   1979 — 1983
Bachelor of Arts, American Studies

Phillips Academy, Andover   1976 — 1979

Jon Tarnow Jon Tarnow Greater New York City Area Details
Jon Tarnow's Schwab Soundview Capital Markets Experience August 1996 - December 2003
Job Vice President at Bank of America
Industry Financial Services
Experience
Bank of America  November 2013 - Present
Citigroup  September 2007 - February 2013
US Senate Federal Credit Union  October 2006 - March 2010
Citigroup  September 2004 - September 2007
Schwab Soundview Capital Markets   August 1996 - December 2003
Credit Suisse First Boston  November 1993 - August 1996
Tech Partners   April 1991 - November 1993
Friends of Senator Carl Levin   April 1990 - November 1990

Skills
Equities, Equity Derivatives, Derivatives, Options, Trading Systems, Electronic Trading, Analysis, Business Intelligence, Data, Financial Risk, Risk Management, Auditing, Management, Programming, Equity Trading, Business Analysis, Financial Markets, Portfolio Management, Investments, Trading, Series 63, Series 7, Capital Markets, Financial Services, Financial Modeling

Education
University of Michigan   1986 — 1990
Bachelor of Science (BS) with Honors, Compter Science

Scott Berman Scott Berman Greater New York City Area Details
Scott Berman's Schwab Soundview Capital Markets Experience 2000 - 2003
Job Financial Services Consultant at PricewaterhouseCoopers
Industry Management Consulting
Experience
PricewaterhouseCoopers  2006 - Present
Ministry of Foreign Affairs  2003 - 2006
Schwab Soundview Capital Markets   2000 - 2003
Credit Suisse First Boston  1996 - 1999

Skills
Capital Markets, Banking, Finance, Financial Modeling, Due Diligence, Financial Analysis, Valuation, Management Consulting, Corporate Finance, Mergers & Acquisitions, Auditing

Education
University of Maryland College Park
B.Sc., Finance, Accounting

New York University   2006 — 2008
M.S., Real Estate Finance

Jon Rogow Jon Rogow Greater New York City Area Details
Jon Rogow's Schwab Soundview Capital Markets Experience June 2000 - December 2004
Job Vice President, Legal & Compliance Department at Morgan Stanley
Industry Law Practice
Experience
Morgan Stanley & Co.   September 2010 - Present
Citigroup Global Markets, Inc.   November 2005 - July 2007
C.E. Unterberg, Towbin   January 2005 - November 2005
Schwab Soundview Capital Markets   June 2000 - December 2004

Education
Albany Law School of Union University   2007 — 2010
Doctor of Law (JD)

SUNY at Buffalo   1994 — 1998
Bachelor of Science (BS), Finance, General

Paul Abbatantuono Jr. Paul Abbatantuono Jr. New York, New York Details
Paul Abbatantuono Jr.'s Schwab Soundview Capital Markets Experience April 1999 - December 2003
Job Account Manager, Problem Solver, Industry Expert in Pest Control at Assured Environments
Industry Environmental Services
Experience
Remedy Bar Group   June 2003 - January 2007
Schwab Soundview Capital Markets   April 1999 - December 2003
Datek Online  February 1997 - February 1999
W.R. Huff Asset Management   June 1994 - January 1997

Skills
New Business Development, Strategic Planning, Social Media, Public Speaking, International Sales, Sales Operations, Sales, Trade Shows, Trading, Marketing Strategy, Contract Negotiation, Digital Marketing, Digital Media, Account Management, Customer Service, Sales Management, IPM, Customer Driven, Customer Satisfaction, Customer-focused, Integrated Pest..., Pesticide, Pesticide Application, Outlook, Rodents, Bed Bugs, Pest Control, Insect, Insecticides, Problem Analysis, Problem Solving, Problem Management, Problem Sensitivity, Business Analysis, ESOP, English, New Business Procurement, New Business Generation

Education
Syracuse University - Martin J. Whitman School of Management   1992 — 1996
Bachelor of Science (BS)

Monsignor Farrell High School   1988 — 1992

Abigail Huffman, CFA Abigail Huffman, CFA Greater New York City Area Details
Abigail Huffman, CFA's Schwab Soundview Capital Markets Experience 1997 - 2004
Job Director of Research at TIAACREF Trust Co., FSB
Industry Financial Services
Experience
TIAA-CREF Trust Co.   June 2006 - Present
TIAA-CREF  November 2005 - Present
Schwab Soundview Capital Markets   1997 - 2004
Prudential Securities  1996 - 1997
National Broadcasting Company  1995 - 1996
Baring Securities  1994 - 1995

Education
Indiana University - Kelley School of Business   1991 — 1993
MBA, Finance

University of Pennsylvania
M.Arch, Architecture

Yale University
BA, History

Ronald Schwartz Ronald Schwartz Greater New York City Area Details
Ronald Schwartz's Schwab Soundview Capital Markets Experience 1981 - 2004
Job President at RJS Proprietary Trading Inc
Industry Financial Services
Experience
RJS Proprietary trading   April 2010 - Present
RJS Equity Trading   June 2009 - Present
UBS  September 2004 - September 2007
UBS Investment Bank  2003 - 2007
Schwab Soundview Capital Markets   1981 - 2004
Schwab Capital Markets  1990 - 2003
Charles Schwab  1980 - 2003
Schwab Capital Markets ( Charles Schwab)   1990 - 2002

Skills
Series 7, Trading, Capital Markets, Equity Trading, Equities, Proprietary Trading, Traders, Series 63, Investments, Options, Hedge Funds, Securities, Trading Systems, Trading Strategies, Investment Banking, Fixed Income, Commodity, Derivatives, Equity Research, FX Options, Electronic Trading, Market Making, Financial Markets, Hedging, Bloomberg, Financial Services, Portfolio Management, Bonds, Alternative Investments, Risk Management, Technical Analysis, Equity Derivatives, Stocks, FINRA, Financial Modeling, ETFs, Series 24, Emerging Markets, Asset Allocation, Asset Management, Investment Strategies, Mutual Funds, Investment Management

Education
Long Island University, Southampton Campus   1970 — 1973
ba, economics

Raymond Kortbaoui Raymond Kortbaoui Greater New York City Area Details
Raymond Kortbaoui's Schwab Soundview Capital Markets Experience 1993 - 2003
Job Manager support at NYFIX
Industry Financial Services
Experience
NYFIX  Manager Clients supportCharles Schwab and Co.1993 - 2003
Schwab Soundview Capital Markets   1993 - 2003

Education
New York University   1978 — 1981

Binghamton University   1974 — 1976
BA, Math

wendy (gerber) dobin wendy (gerber) dobin Greater New York City Area Details
wendy (gerber) dobin's Schwab Soundview Capital Markets Experience February 1987 - October 2001
Job Registered Client Service Associate at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney  2007 - Present
Morgan Stanley  September 2003 - April 2007
Schwab Soundview Capital Markets   February 1987 - October 2001

Skills
Series 7, Series 63, Series 24, Series 66, Equities, Uniform Combined State..., Equity Trading, Securities, ETFs, Hedge Funds, Mutual Funds, Capital Markets, Asset Allocation, Trading Strategies, Trading, Investments, FINRA, Bloomberg, Electronic Trading

Education
University of Maryland College Park   1977 — 1978

State University of New York College at Cortland   1974 — 1976
Recreation, Education

David Piscitelli David Piscitelli Greater New York City Area Details
David Piscitelli's Schwab Soundview Capital Markets Experience August 1999 - June 2003
Job Executive Director, Fixed Income Compliance at JPMorgan Chase
Industry Law Practice
Experience
JPMorgan Chase  August 2013 - Present
JPMorgan Chase  June 2008 - Present
Bear Stearns  June 2003 - June 2008
Schwab Soundview Capital Markets   August 1999 - June 2003
TD Waterhouse  1992 - 1999

Education
Rutgers University School of Law - Newark   1995 — 1998
JD

Villanova University   1986 — 1990
finance

Jake Rothenberg Jake Rothenberg San Francisco Bay Area Details
Jake Rothenberg's Schwab Soundview Capital Markets Experience November 2003 - November 2004
Job Managing Director at JMP Securities
Industry Investment Banking
Experience
JMP Securities  January 2005 - Present
Soundview Technology   January 1998 - December 2004
Schwab Soundview Capital Markets   November 2003 - November 2004

Skills
Series 7, Equities, Capital Markets, Hedge Funds, Investments, Series 63, Series 24, Venture Capital, Alternative Investments, Corporate Development

Education
University of California, Santa Barbara   1989 — 1993
Bachelors of Arts, Political Science and Government, minor focus business economics

Tempe High School   1984 — 1987

Peter Grace Peter Grace Greater New York City Area Details
Peter Grace's Schwab Soundview Capital Markets Experience November 1996 - December 2001
Job Managing Director U.S. Equity Sales Nasdaq OMX
Industry Financial Services
Experience
NASDAQ OMX  April 2013 - Present
NYSE  December 2001 - December 2012
Schwab Soundview Capital Markets   November 1996 - December 2001

Skills
Equity Trading, Electronic Trading, Trading Systems, Options, Equities, Series 7, Trading

Education
Saint Michael's College   1988 — 1992
B.A.

Larissa (Polischuk) Rivers Larissa (Polischuk) Rivers San Francisco Bay Area Details
Larissa (Polischuk) Rivers's Schwab Soundview Capital Markets Experience 2000 - 2003
Job Marketing Manager Run at Strava, Inc.
Industry Marketing and Advertising
Experience
Strava, Inc.   April 2012 - Present
San Francisco Tennis Club  June 2011 - April 2012
Fitness Anywhere LLC  May 2011 - April 2012
Standard Pacific Capital  February 2008 - June 2011
JP Morgan  2006 - 2008
American Technology Research  2005 - 2006
SoundView Technology Group  2000 - 2003
Schwab Soundview Capital Markets   2000 - 2003

Skills
Entrepreneurship, Fitness, Inspiring People, Management, Marketing, Product Management, Sales, Social Media, Social Media Marketing, Strategy, Venture Capital, Event Planning, Public Speaking, Leadership, Strategic Partnerships, Social media, Start-ups, Social Networking, Marketing Strategy

Education
University of Delaware   1996 — 2000
BS, Finance

University of Delaware   1996 — 2000
BS, Finance, General

Phil Tullman Phil Tullman Greater New York City Area Details
Phil Tullman's Schwab Soundview Capital Markets Experience 2004 - 2005
Job VP Wedbush Securities
Industry Financial Services
Experience
Wedbush Morgan Securities  January 2008 - Present
WR Hambrecth   2005 - 2008
Schwab Soundview Capital Markets   2004 - 2005
Bank of America  1999 - 2003

Skills
Series 7, Series 63, Equities, Hedge Funds, Capital Markets, Mutual Funds, Investment Banking, Electronic Trading, Series 24, Securities, Alternative Investments, Equity Trading, Bloomberg, FINRA, Trading Systems, Trading

Education
Fordham University - Graduate School of Business Administration
MBA, Emphasis in Finance

State University of New York at Binghamton
BA, Sociology

Brian Cullinan Brian Cullinan Greater Boston Area Details
Brian Cullinan's Schwab Soundview Capital Markets Experience June 2004 - December 2004
Job Enterprise Account Executive at Anaplan
Industry Information Technology and Services
Experience
Anaplan  May 2015 - Present
SS&C Technologies  April 2014 - May 2015
Oracle  August 2012 - April 2014
Ticonderoga Securities LLC  April 2010 - June 2011
First Coverage  May 2009 - April 2010
Pacific Crest Securities  January 2005 - May 2009
Schwab Soundview Capital Markets   June 2004 - December 2004
Salisbury School  August 2003 - June 2004

Skills
Economics, Investments, Portfolio Management, Corporate Finance, Equities, Marketing, Bloomberg, Hedge Funds, Equity Research, Accounting, Investment Management, Options, Capital Markets, Financial Analysis, Financial Modeling, Management

Education
College of the Holy Cross   1999 — 2003
BA, Economics; Accounting

Deerfield Academy   1998 — 1999
PG

Noble and Greenough School   1994 — 1998

Dan Pastore Dan Pastore Greater Boston Area Details
Dan Pastore's Schwab Soundview Capital Markets Experience 2002 - 2004
Job Managing Director Institutional Research Sales at Potomac Research Group
Industry Financial Services
Experience
Potomac Research Group  2014 - Present
Capstone LLC  2013 - 2013
Potomac Research Group  2009 - 2013
Stanford Group Company  2004 - 2009
Schwab Soundview Capital Markets   2002 - 2004
ABN AMRO  2000 - 2002
Putnam Investments  1996 - 2000

Skills
Equities, Series 7, Capital Markets, Macro, Regulatory Analysis, Series 24, Series 65, Institutional Sales, New Business Development, Series 63, Series 6, Technical Analysis, Private Equity, Due Diligence, Asset Management, Financial Modeling, Mutual Funds, Fixed Income, Alternative Investments, Bloomberg, Hedge Funds

Education
University of Notre Dame - Mendoza College of Business   1995 — 1997
MBA, Finance

Boston College   1986 — 1990
BA, History

Noble and Greenough School

Kenneth McCadden Kenneth McCadden Greater New York City Area Details
Kenneth McCadden's Schwab Soundview Capital Markets Experience September 1996 - November 2004
Job President at Distressed Asset Management
Industry Investment Management
Experience
SuperTrend   September 2007 - June 2011
UBS Securities LLC  2004 - 2007
Schwab Soundview Capital Markets   September 1996 - November 2004

Skills
Equities, Series 7, Equity Trading, Trading Systems, Options, Equity Research, Capital Markets, Portfolio Management, Market Making, Trading, Series 63, Hedge Funds, Wealth Management, Market Data, Electronic Trading, Accounting, Process Improvement, Bulletin Boards, Financial Services, Traders, Derivatives, ETFs, Business Strategy, Financial Markets, Investment Management, Investment Strategies, Brokerage, Risk Management, Financial Analysis, Investor Relations, Commodity, Trading Strategies, Proprietary Trading, Financial Modeling, Forecasting, Valuation, Hedging, Due Diligence, Bonds, Equity Derivatives, Asset Management, Technical Analysis, Securities, Asset Allocation, Stocks, Investments, Management, Strategic Planning, Investment Banking, Alternative Investments

Education
Hofstra University
Bachelor of Business Administration (BBA), Finance, General

Brian Hicks Brian Hicks Greater New York City Area Details
Brian Hicks's Schwab Soundview Capital Markets Experience July 2003 - July 2004
Job SVP Equity Sales at Raymond James
Industry Financial Services
Experience
MKM Partners  May 2014 - September 2014
Northwestern Mutual  May 2013 - May 2014
MKM Partners  April 2010 - November 2013
CIBC/Oppenheimer Holdings & Company   October 2006 - April 2010
AURARIAN CAPITAL MANAGEMENT, LLC   August 2005 - September 2006
Bear Stearns  November 2004 - July 2005
Schwab Soundview Capital Markets   July 2003 - July 2004
OTC Trading   January 1996 - January 2003

Education
University of Connecticut
Master of Business Administration

University at Albany, SUNY
Bachelor of Business Administration

Manisha Kendall Manisha Kendall Greater Denver Area Details
Manisha Kendall's Schwab Soundview Capital Markets Experience January 2001 - December 2004
Job Investment Management Professional
Industry Investment Management
Experience
Conifer Securities  February 2008 - December 2009
Montgomery & Co., LLC   May 2005 - December 2007
Schwab Soundview Capital Markets   January 2001 - December 2004
Epoch Investment Partners  2000 - 2001
Charles Schwab  1996 - 2000

Skills
Capital Markets, Trading, Series 7, Equities, Securities, Series 63, Series 24, Middle Office, Back Office

Education
Pepperdine University   1994 — 1996
MBA

University of California, Los Angeles   1988 — 1992
BA, Business Economics

Scott Greenspan Scott Greenspan Greater New York City Area Details
Scott Greenspan's Schwab Soundview Capital Markets Experience 1996 - 2004
Job financial advisor at UBS
Industry Financial Services
Experience
UBS Financial Svc Inc  2012 - Present
Morgan Stanley Smith Barney  2010 - 2012
Schwab Soundview Capital Markets   1996 - 2004
Princeton Securities   1995 - 1996
Olde Discount  1993 - 1994

Education
Binghamton University   1987 — 1991
Bachelor's degree, Economics

montville hs   1984 — 1987

Mitchell Crisci Mitchell Crisci San Francisco, California Details
Mitchell Crisci's Schwab Soundview Capital Markets Experience January 2001 - November 2004
Job Vice President, Business Development at Performance Improvement Partners
Industry Management Consulting
Experience
Performance Improvement Partners, LLC   January 2009 - Present
MGC Consulting Company llc   September 2008 - Present
Pacific Growth Equities  May 2007 - August 2008
Moors & Cabot  January 2005 - January 2007
Schwab Soundview Capital Markets   January 2001 - November 2004
Merrill Lynch  January 1999 - June 2000

Education
University of Colorado Boulder   1996 — 2000
Double Degree Program, Business Administration: Finance Major, Marketing Minor and Bachelor of Arts: Communications Major

John R. Cronin John R. Cronin Greater New York City Area Details
John R. Cronin's Schwab Soundview Capital Markets Experience January 2004 - January 2005
Job President Finishline Capital Inc.
Industry Financial Services
Experience
Finishline Capital Inc.   November 2012 - Present
Rodman & Renshaw  May 2011 - July 2012
Hudson Securities  April 2009 - May 2011
UBS  June 2008 - April 2009
UBS  May 2005 - June 2008
Schwab Soundview Capital Markets   January 2004 - January 2005
RBC Capital Markets  March 2003 - January 2004
CE UNTERBURG Tobin   January 2000 - January 2003
Hambrecht & Quist  January 1995 - January 2000
Lehman Brothers  January 1994 - January 1995

Skills
Equities, Capital Markets, Bloomberg, Series 7, Series 63, Series 24, series55, Prime Brokerage, Securities, Trading, Equity Trading, Traders, Equity Research, Hedge Funds, Options, Electronic Trading, Derivatives, Investment Banking, Risk Management, Trading Strategies, Finance, Financial Risk, Market Making, Fixed Income, FINRA, Financial Markets, Alternative Investments, Portfolio Management, Relationship Management, Trading Systems, Investments, ETFs, Bonds, Asset Management, Equity Derivatives, Stocks, Proprietary Trading, Financial Services, Commodity, IPO, Investment Strategies, Private Equity, Funding

Education
Seton Hall University   1982 — 1986
Bachelor of Science, Finance, Graduated Magna Cum Laude - 3.8 gpa

Seton Hall University   1982 — 1986
Bachelor of Science (BS), Finance

Linda Kuhajda Linda Kuhajda Greater Chicago Area Details
Linda Kuhajda's Schwab Soundview Capital Markets Experience February 2003 - July 2004
Job
Industry Information Technology and Services
Experience
LaunchPoint Corporation  March 2014 - July 2014
Donlen Corporation  July 2013 - October 2013
Sears Holdings Corporation  February 2012 - July 2013
Equable Ascent Financial, LLC  October 2011 - January 2012
SCHWAB SOUNDVIEW CAPITAL MARKETS   February 2003 - July 2004
ENNIS, KNUPP & ASSOCIATES   August 2001 - December 2001
TERRA NOVA TRADING  March 2000 - December 2000
SIDLEY & AUSTIN  October 1999 - March 2000
Allstate  October 1997 - June 1999
Zurich Insurance Company Ltd.  June 1997 - September 1997

Skills
Microsoft SQL Server, Databases, ASP.NET, .NET, Oracle, XML, Visual Basic, VB.NET, SSRS, C#, SSIS, IIS, Visio, JavaScript, ASP

Education
Arizona State University
Bachelor's degree, Computer Information Systems

Owen O'Neil Owen O'Neil Hingham, Massachusetts Details
Owen O'Neil's Schwab Soundview Capital Markets Experience December 1994 - November 2004
Job Managing Director, Institutional Sales, Brean Capital LLC.
Industry Financial Services
Experience
Susquehanna International Group, LLP (SIG)   February 2010 - May 2013
Pacific Crest Securities  November 2004 - January 2010
Schwab Soundview Capital Markets   December 1994 - November 2004

Skills
Institutional Sales, Equities, Series 7, Hedge Funds, Bloomberg, Fixed Income, Capital Markets, Series 63, Trading, Investments, Portfolio Management, Alternative Investments, Equity Research, Valuation, Asset Management, Investment Banking, Financial Modeling, Derivatives, Equity Trading, Financial Markets, Investment Strategies

Education
College of the Holy Cross   1982 — 1986
Bachelor of Arts (B.A.), Economics

Dave Ambrose Dave Ambrose Purchase, New York Details
Dave Ambrose's Schwab Soundview Capital Markets Experience May 1989 - April 2001
Job Director of Trading at OTR Global
Industry Financial Services
Experience
OTR Global  June 2001 - Present
Schwab Soundview Capital Markets   May 1989 - April 2001
Prescott Ball & Turben   April 1986 - May 1989
Furman Selz Mager Dietz & Birney   September 1983 - April 1986

Education
Boston College   1979 — 1983
Bachelor of Arts (BA), Economics/Political Science

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