Stanford Group Company
Industry: Company
DescriptionThe Stanford Financial Group was a privately held international group of financial services companies controlled by Allen Stanford, until it was seized by United States authorities in early 2009. Ceased operations: February 17, 2009 Founder: Allen Stanford Founded: 1932 Headquarters: Houston, TX Owner: Allen Stanford Subsidiary: Bank of Antigua
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Stanford Group Company Employees
Jacksonville Lighthouse CPA Charter School July 2014 - Present
Top Level Tournaments, LLC November 2012 - Present
Bean Hamilton Corporate Benefits August 2011 - August 2012
Sterne Agee February 2009 - August 2011
Stanford Group Company November 2006 - February 2009
StillPoint Advisors, Inc. October 2004 - November 2006
Merrill Lynch July 1990 - October 2004
Skills
Strategic Planning, Coaching, Public Speaking, Social Networking, Delivering Results, Organizational..., Change Management, Team Building, Mentoring, Networking, Fundraising, Community Service, Building Relationships, Human Resources, Series 7, Leadership Development, Strategy, Nonprofits, Business Development, Management, Sales, Time Management, CRM, Facebook, Employee Benefits, Finance, Marketing, Public Relations, Entrepreneurship, Start-ups, Training, Recruiting, Small Business, Budgets, Social Media Marketing, Event Planning, Social Media, New Business Development, Leadership
Education
Hendrix College 1977 — 1981
Bachelor of Arts, Political Science
Hot Springs High School, Hot Springs, Arkansas 1974 — 1977
College Prep
Robert W. Baird & Co. July 2013 - Present
Canaccord Genuity Inc. March 2009 - June 2013
Stanford Group Company January 2008 - February 2009
Fulcrum Global Partners 2005 - 2006
SoundView Technology Group 1997 - 2004
Skills
Institutional Sales, Equity Research, Capital Markets, Equities, Series 7, Information Technology
Education
The University of Texas at Austin 1995 — 1996
Master of Arts (MA)
Hobart College 1989 — 1992
Bachelor of Arts (B.A.), English Language and Literature/Letters
St. Joseph Medical Center (Towne Park/ SPplus) April 2010 - Present
St. Joseph Medical Center August 2009 - April 2010
Stanford Group Company October 2005 - March 2009
Dillards August 2003 - October 2005
Grupo Bafar 1994 - 1995
Skills
Time Management, System Administration, Customer Service, Teamwork, Policy, Performance Management, Team Building, Applicant Tracking..., Talent Acquisition, Employee Training, Outlook, Leadership, Employee Relations, Recruiting, Administrative..., Fax, Spanish, Organizational..., Filing, Microsoft Excel, Microsoft Office, Software Documentation, Microsoft Word, Access, Investments
Education
Houston Community College 2004 — 2004
N/A, Associate of Arts
El Paso Community College 1998 — 2003
Hoover Container Solutions May 2015 - Present
Achilles Group June 2014 - May 2015
Achilles Group April 2013 - June 2014
PAC September 2011 - April 2013
Frank's International September 2010 - September 2011
Academy Sports & Outdoors March 2009 - September 2010
Stanford Financial Group September 2007 - February 2009
Stanford Group Company March 2007 - November 2007
Stanford Group Company November 2005 - February 2007
Skills
Employee Relations, Recruiting, HRIS, PowerPoint, Employee Benefits, Human Resources, Onboarding, Outlook, Access, Administrative..., Training, Accounts Receivable, Payroll, Microsoft Excel, New Hire Orientations, Benefits Administration, Employee Engagement, ADP Payroll, Microsoft Office, CRM, Employee Training, Software Documentation, Program Management, Budgets, Management, Applicant Tracking..., Deferred Compensation, Customer Service, Leadership, Process Improvement, Time Management, Accounts Payable, Personnel Management, Performance Management, PeopleSoft, HR Policies, Succession Planning, Workforce Planning, Talent Acquisition, Talent Management, Employment Law, Taleo, Compensation & Benefit, FMLA, College Recruiting, Interviews, Hiring, Organizational..., Background Checks, Organizational...
Education
University of Houston-Downtown 2007 — 2011
Bachelor, Major in Business Administration and Minor in Human Resources
Houston Community College 2002 — 2007
Associate's, Business
Citi November 2013 - June 2015
Novation April 2012 - November 2013
Madden Securities March 2009 - February 2012
Stanford Group Company August 2006 - March 2008
Appliance Scientific Inc.(PRM) - Technology Incubator January 2004 - August 2006
Skills
Product Development, Financial Planning, Business Process, Budget Analysis, Asset Management, Investments, Due Diligence, Hedge Funds, Equity Research, Risk Management, Portfolio Management, Financial Analysis, Equities, Fixed Income, Wealth Management, Capital Markets, Series 7, Economics, Customer Relations, Business Analysis, Market Research, Analysis, Competitive Analysis, Mutual Funds, Private Equity, Business Strategy, Investment Advisory, Alternative Investments, Financial Advisory, Asset Allocation, Investment Strategies, Bloomberg, Securities, Corporate Finance, Industry Analysis, Bonds, Financial Markets, Commodities, Emerging Markets, Management Consulting, Data Analysis, Series 63, Strategic Planning, Financial Management, Process Improvement, Budgeting, Excel, Research, Strategy, Strategic Financial...
Education
Texas A&M University-Commerce
MBA, concentration in Marketing
Texas Tech University - Rawls College of Business
BBA, Double Major: International Business & Petroleum Land Management
ViaSys Technology, Inc. January 2002 - Present
Stanford Group Company January 2008 - February 2009
SCB Computer Technology, Inc February 2001 - December 2001
XEROX CONNECT, Inc August 1998 - January 2001
SCB Computer Technology, Inc July 1996 - August 1998
Skills
Consulting, Strategic Planning, Process Improvement, Business Development, Team Building, Project Management, Change Management, Talent Acquisition, New Business Development, Management
Education
LeMoyne-Owen College 1995 — 1996
BBA, Management and Organizational Leadership
STATE TECHNICAL INSTITUTE 1990 — 1992
A.A.S, Computer Operations Technology
LINX Partners, LLC April 2012 - Present
Barclays Capital January 2010 - March 2012
Stanford Group Company July 2007 - March 2009
The Benchmark Company May 2006 - July 2007
Tanaka Capital Management January 2006 - May 2006
Smith Barney October 2005 - January 2006
Skills
Series 7, Hedge Funds, Equities, Investments, Portfolio Management, Finance, Mergers & Acquisitions, Mutual Funds, Series 63, Investor Relations, Bloomberg, Valuation, Capital Markets, Investment Management, Alternative Investments
Education
Hamilton College 2001 — 2005
B.A., Psychology, Economics
The University of Western Australia 2004 — 2004
Brunswick School 1995 — 2001
High School Diploma
Self Employed May 2004 - Present
Stanford Group Company November 2006 - October 2007
Schlumberger June 2000 - November 2002
Skills
Graphic Design, Government Proposals, Proposal Production, Adobe Creative Suite, Microsoft Office, Graphics, Posters, Art Direction, Illustration, Advertising, Marketing Communications, Editing, Adobe Acrobat, Layout, Brochures
Education
Houston Community College
Associate's degree, Electronic Publishing/Print Media Specialization
University of Phoenix
Bachelor's degree, Business, Management, Marketing, and Related Support Services
W. O. Stone Advisors April 2012 - Present
Solomon Financial Advisors August 2010 - April 2012
Mississippi State University August 2009 - August 2010
Solomon Financial Advisors April 2009 - August 2009
Stanford Group Company June 2008 - March 2009
Skills
Holistic Financial..., Asset Management, Retirement Planning, Estate Planning, Income Tax Planning, Social Security Planning, College Education..., Insurance Planning, Financial Planning
Education
Mississippi State University 2009 — 2010
Master of Business Administration (M.B.A.)
Mississippi State University 2004 — 2008
Bachelor's Degree, Finance
Florida State University 2010 — 2012
Certificate, Financial Planning
Newlink Group July 2009 - Present
Stanford Group Company November 2007 - December 2008
Citigroup May 2007 - October 2007
Citigroup February 2004 - May 2007
Citibank August 2002 - February 2004
Citibank December 2001 - August 2002
Citibank August 2001 - December 2001
Tapiz Winery (Kendall-Jackson Wine Estates) January 1997 - December 1999
Northumbrian Water January 1995 - December 1995
Skills
Teamwork, Translation, Spanish, Outlook, Social Media, Project Management, Microsoft Office, Event Planning, Administrative..., Networking, PowerPoint, Event Management, Time Management, Corporate Communications, Training, Calendars, Strategic Communications, Blogging, Customer Service, Office Management, Human Resources, Leadership, Management, Interviews, Social Networking, Marketing, Analysis, English, Strategy, Facebook, Press Releases, Public Relations, Project Planning, Social Media Marketing
Education
Stony Brook University 2000 — 2001
BA, Linguistics
Colegio Universitario Central 1984 — 1990
Bachiller en Humanidades, Humanities/Humanistic Studies
Universidad Nacional de Cuyo
N/A, English
King Investment Advisors, Inc. July 2007 - Present
Stanford Financial Group January 2006 - June 2007
Stanford Group Company June 1999 - December 2005
American Express Financial Advisors January 1996 - May 1999
Entree Benefit Corporation June 1993 - December 1995
Skills
Marketing, Marketing Strategy, Management, Business Strategy, New Business Development, Leadership, Investments, Financial Planning, Investment Advisory, Portfolio Management, Asset Management, Financial Analysis, Equities, Wealth Management, Strategic Planning, Financial Services, Financial Modeling, Finance, Investment Strategies, Investment Management, Business Development, Asset Allocation
Education
University of Denver - Daniels College of Business
B.S.B.A., Finance and Marketing
On Being / Krista Tippett Public Productions July 2015 - Present
General Mills January 2012 - June 2015
Emma, Inc April 2009 - December 2011
Stanford Group Company February 2008 - February 2009
University Presbyterian Church July 2004 - September 2007
Skills
Social Media Marketing, Copywriting, Blogging, Social Networking, Email Marketing, Event Planning, Facebook, Customer Service, Digital Marketing, Social Media, WordPress, Songwriting, Marketing Communications, Online Marketing, Editing, Creative Writing, Event Management, Video Editing, Storytelling, Sweepstakes
Education
Seattle Pacific University 2000 — 2005
Bachelor of Arts (B.A.), Music
Seattle Pacific University
Bachelor of Arts (B.A.), Music
Wunderlich Securities December 2008 - June 2015
Janney Montgomery Scott July 2007 - December 2008
Stanford Group Company August 2004 - July 2007
Morgan Keegan August 2001 - August 2004
Morgan Keegan January 2000 - August 2001
Mercer Capital December 1997 - January 2000
Union Planters Bank August 1995 - December 1997
Skills
Investment Banking, Equity Research, Investments, Capital Markets, Valuation, Financial Analysis, Financial Modeling, Business Valuation, Corporate Finance, Public Speaking, Commercial Lending, Business Analysis, Commercial Banking, Finance, Forecasting, Banking, Treasury Management, Financial Services, Equities, Asset Management, Credit Analysis, Series 7, Financial Institutions, Venture Capital, Portfolio Management
Education
The University of Memphis 1994 — 1996
Master of Business Administration (M.B.A.), Finance, General
The University of Memphis 1989 — 1994
Bachelor of Business Administration (BBA), Finance, General
Trader Joe's September 2012 - Present
National Bank of Canada October 2010 - December 2011
Northland Capital Markets June 2010 - October 2010
Concept Capital Management May 2009 - May 2010
Stanford Group Company April 2004 - February 2009
Blaylock & Partners January 2004 - May 2004
Advest, Inc November 2002 - September 2003
Dresdner, Kleinwort Wasserstein February 2001 - October 2002
Advest, Inc August 1993 - April 2000
Morgan Keegan Inc May 1992 - August 1993
Skills
Equities, Healthcare, Research, Start-ups, Asset Management, Municipal Money..., Discount Brokerage, Retail Brokerage, Asset Managment, Money Management, Discount, Retail Food, Management, Mutual Funds, Securities, Trading, Equity Research, Investments, Brokers, Valuation, Hedge Funds
Education
Northeastern University - Graduate School of Business Administration 1989 — 1991
MBA, Business Administratio
Framingham State University 1981 — 1985
BA, Economics
IBERIABANK August 2013 - Present
McNeese State University January 2014 - Present
IBERIABANK August 2011 - August 2013
Cameron State Bank August 2009 - August 2011
Stanford Group Company January 2007 - May 2009
Skills
Banking, Business Development, Loans, Spanish, Sales, Customer Service, Branch Banking, Consumer Lending, Retail Banking, Loan Origination, Microsoft Excel, Cross Selling, Deposits, Cash Management, Management, Commercial Banking, Analysis, Financial Analysis, Credit
Education
McNeese State University 2009 — 2011
MBA, Business Administration
McNeese State University 2002 — 2006
BS, Finance
The Millennial Trains Project January 2012 - Present
National Geographic Society October 2013 - May 2015
JPMorgan Chase June 2011 - December 2011
Centre for Emerging Market Solutions, Indian School of Business August 2010 - June 2011
David Malpass for U.S. Senate April 2010 - August 2010
Bisnow August 2009 - April 2010
Georgetown University March 2008 - March 2009
Stanford Group Company January 2008 - August 2008
Congresswoman Nancy Pelosi (D-CA-08) June 2006 - August 2006
Skills
Emerging Markets, Financial Modeling, Research, Financial Analysis, Economics, Venture Capital, Nonprofits, Strategic Planning, International..., Management Consulting, Social Media, Fundraising, Strategic Communications, Entrepreneurship, Public Speaking, Policy Analysis, Business Strategy, Strategy, Start-ups, Corporate Finance, Public Relations, Leadership, Investment Banking, Data Analysis, Market Research, Valuation
Education
Georgetown University 2006 — 2009
BSFS, International Politics, Security Studies
Miller & Chevalier Chartered October 2012 - Present
Guggenheim Securities November 2011 - July 2012
MF Global November 2010 - November 2011
Community College of Allegheny County March 2011 - May 2011
Concept Capital March 2009 - October 2010
Stanford Group Company January 2005 - March 2009
National Journal March 2004 - December 2004
Allied Integrated Marketing 2003 - 2004
Skills
Email Marketing, Marketing, Business Analysis, Social Media Marketing, CRM, Web Content Management, Content Marketing, Analytics, SEO, Research, Business Intelligence, Training, Editing, PowerPoint, Adobe Acrobat, Microsoft Office, Teaching, Public Speaking, CMS
Education
University of Virginia 2009 — 2010
Master's Degree
University of Maryland College Park 1998 — 2002
Bachelor's Degree
Community College of Allegheny County 1998 — 2001
Associate's Degree
Library of Congresss, Congressional Research Service June 2014 - Present
Consulting October 2013 - June 2014
Guggenheim Securities November 2011 - September 2013
MF Global November 2010 - November 2011
Concept Capital Markets, LLC March 2009 - October 2011
Stanford Group Company November 2004 - February 2009
Charles Schwab November 1996 - November 2004
Lynch, Jones & Ryan, Inc. April 1996 - October 1996
FAO June 1993 - March 1996
Sosland Publishing August 1988 - June 1993
Skills
Bloomberg, Investments, Securities, Trading, Investment research, Commodity Analysis, Agriculture Policy, Biofuels Policy, Tobacco Regulation, Congressional process, Building client..., Superior Communication..., French and Italian...
Education
University of Delaware 1975 — 1978
Bachelor of Arts (BA), History, 3.3 of possible 4.0
Grove City College 1974 — 1975
Transferred to University of Delaware, Libreral Arts
@large April 2001 - Present
AAF-Houston 2000 - Present
FKM Advertising 2012 - August 2012
FKM 2012 - 2012
University of Houston 2008 - 2011
Stanford Group Company 2009 - 2009
Stanford Financial Group 2009 - 2009
Freed Advertising 2001 - 2002
BRSG 1993 - 1997
Rives Smith Baldwin and Carlberg 1980 - 1981
Skills
Creative Direction, Copywriting, Content Strategy, Creative Development, Advertising, Creative Strategy, Brand Development, Art Direction, Social Media Marketing, Marketing Communications, Direct Marketing, Marketing Management, Broadcast, Marketing, Social Media, Digital Marketing, Integrated Marketing, Email Marketing, Outdoor Advertising, Marketing Strategy, Corporate Branding, Direct Mail, Online Marketing
Education
University of Houston 1970 — 1972
BA, Communications/Journalism
Avondale Partners March 2009 - Present
Stanford Group Company September 2008 - February 2009
Wachovia, A Wells Fargo Company April 2004 - August 2008
Morgan Stanley March 2000 - May 2004
Painewebber Inc 1990 - 2000
Skills
Investments, Wealth Management, Retirement Planning, Financial Advisory, Asset Allocation, Retirement, Series 7, Series 63, 401k, Pensions, Investment Advisory, Alternative Investments, Securities, Asset Management, ERISA, Financial Planning, Defined Benefit, Portfolio Management, Hedge Funds, Fixed Income, Investment Strategies, Mutual Funds, Leadership, Finance, Financial Services, Financial Analysis, Asset, Institutional, Equities, Investment Management, Bonds, Due Diligence, Employee Benefits, Fixed Annuities, Private Equity, Capital Markets, Insurance, Risk Management, FINRA, Valuation, Financial Modeling, Mergers, Relationship Management, Estate Planning, ETFs
Education
Rollins College - Crummer Graduate School of Business 1992 — 1994
MBA, Finance, General
Auburn University 1985 — 1989
Bachelor of Science, Finance
Robert W. Baird & Co. January 2015 - Present
Robert W. Baird May 2009 - Present
Stanford Group Company April 2008 - February 2009
Pacific Growth Equities 2007 - 2008
Merrill Lynch 2003 - 2006
Skills
Alternative Investments, Bloomberg, Asset Management, Capital Markets, Due Diligence, Emerging Markets, Corporate Finance, Equities, Equity Research, Financial Analysis, Financial Modeling, Hedge Funds, Investment Banking, Investments, Mergers, Portfolio Management, Private Equity, Research, Valuation, Venture Capital
Education
CFA Institute
CFA
Grissom
Humboldt State University
BA, Economics/Mathematics
University of Alabama
BA, Economics/Mathematics
University of California, Santa Barbara
MA, Economics
IGN Entertainment 2010 - Present
Telegraph Hill Partners 2010 - 2010
Actelion 2010 - 2010
Milliman, Inc October 2008 - September 2009
Jefferies & Company, Inc March 2007 - October 2008
Stanford Group Company February 2003 - March 2007
Robertson Stephens Investment Bankers February 1996 - October 2002
Education
San Francisco State University
Parker Financial, LLC October 2007 - Present
University of Maryland Charles Regional Medical Center January 2008 - May 2014
Financial Planning Association of the National Capital Area January 2006 - December 2011
Stanford Group Company November 2004 - June 2006
Charles Schwab April 1997 - November 2004
Skills
Retirement Planning, Estate Planning, Public Speaking, Strategic Financial..., Financial Advisory, Wealth Management, Investment Advisory, Risk Management, Insurance, Personal Finance, Non-profits, Investments, Investment Management, Financial Planners, Small Business, Entrepreneurship, Nonprofits, Budgets, Finance, Strategic Planning
Education
Georgetown University 2005 — 2005
Certification, Certificate of Financial Planning
University of Maryland University College 2000 — 2004
BS, Business Administration
La Plata High School 1982 — 1986
Amazon March 2014 - Present
Amazon July 2012 - March 2014
Amazon.com June 2011 - August 2011
Stanford Group Company April 2004 - March 2009
Pulsar Data, Inc. February 2003 - April 2004
Lehman Brothers July 1999 - July 2001
Skills
E-commerce, Product Management, Mergers, Valuation, Financial Modeling, Data Analysis, Negotiation, Due Diligence, Pricing Strategy, Process Improvement, Corporate Finance, Financial Analysis, Business Strategy, Investment Banking, Private Equity, Venture Capital, Investments, Equities, Bond Pricing, Recruiting, Emerging Markets, Entrepreneurship, Bloomberg, Competitive Analysis, Mergers & Acquisitions, Management Consulting, Strategy, Economics, Finance, Corporate Development, Analysis, Market Research, Start-ups, Quantitative Analytics, Analytics, Executive Management, Portfolio Management, Strategic Consulting
Education
The Johns Hopkins University 2010 — 2012
MBA, Finance and Marketing
Georgetown University 1996 — 1999
BSFS, International Economics
Novare Capital Management March 2009 - Present
Stanford Group Company July 2007 - March 2009
US Trust November 1997 - July 2007
Johnston, Allison & Hord September 1993 - November 1997
Education
Wake Forest University - Babcock Graduate School of Management 1989 — 1993
JD/MBA
Wake Forest University School of Law 1989 — 1993
JD/MBA
Davidson College 1985 — 1989
B.A., Economics
North Cross School 1981 — 1985
HS
Raymond James Financial Inc. 2014 - Present
Inverness Advisors, LLC 2009 - 2014
Stanford Group Company 2008 - 2009
Thomas Weisel Partners 2006 - 2008
SG Cowen 2004 - 2006
Ibbotson Associates 1998 - 2002
Skills
Investment Banking, Venture Capital, Valuation, Mergers, Financial Modeling, Private Equity, Equities, Due Diligence, Investments, Portfolio Management, Alternative Investments, Corporate Finance, Asset Managment, Capital Markets, Corporate Development, Financial Analysis, Asset Allocation, Mergers & Acquisitions, Private Placements
Education
Emory University - Goizueta Business School 2002 — 2004
MBA
University of Wisconsin-Madison 1993 — 1997
BBA, Finance and Economics
First Financial Equity Corporation February 2007 - Present
Stanford Group Company January 1999 - May 2005
UBS March 1990 - January 1999
EF Hutton Corp February 1983 - January 1990
Skills
Series 7, Wealth Management, Portfolio Management, Investments, Asset Managment, Strategic Financial..., Insurance, Investment Advisory, Retirement Planning, Asset Allocation, Mutual Funds, Estate Planning, Series 24, Series 63, Series 65, Legacy Planning, Investment Strategies, Investment Management, Wealth Management..., Finance, Asset Management, Alternative Investments, Plannning, Financial Services
Education
University of Colorado Boulder - Leeds School of Business 1976 — 1981
BS/BA, ECONOMICS
University of Colorado at Boulder 1976 — 1981
Economics, International Banking
Edelman Financial Services May 2012 - Present
Sanders Morris Harris, The Edelman Financial Group December 2010 - May 2012
Oakleigh Wealth Management July 2009 - December 2010
Stanford Group Company December 2004 - February 2009
Bank of America Private Bank February 2003 - November 2004
Morgan Stanley 1996 - 2003
Skills
Series 7
Education
Kansas State University 1979 — 1983
BA, Spanish
Nextwave Enterprises, LLC February 2010 - Present
Stanford Group Company April 2006 - March 2009
Fresh Del Monte Produce March 1998 - March 2006
Bestfoods, Inc. July 1996 - March 1998
Skills
Variance Analysis, Financial Analysis, Process Improvement, Budgets, Financial Reporting, Project Management, General Ledger, Merchant Cash Advance, Microsoft Excel, Forecasting, Banking, Finance, Risk Management, Business Analysis, Analysis, Payroll, Credit, Internal Controls, Cash Flow, Management, Auditing, Team Leadership, Strategic Financial..., Executive Management, Financial Modeling, Accounts Payable, Financial Planning
Education
Florida International University
Master's Degree, Accounting
Charles W. Rawl & Associates January 2013 - Present
Zenith Wealth Management, LLC December 2007 - December 2012
Stanford Group Company May 2005 - December 2007
UBS March 2001 - May 2005
Merrill Lynch September 1997 - March 2001
New York Life January 1995 - September 1997
Charles W. Rawl & Associates December 1989 - September 1997
Houston, Texas June 1981 - December 1989
Education
The University of Texas at Austin - Red McCombs School of Business 1977 — 1981
Bachelor of Business Administration, Finance
Westchester High School 1975 — 1977
U.S. Small Business Administration January 2013 - Present
Havineur Business Solutions (prev. nVision Success) 2004 - 2014
Rush University Medical Center October 2012 - January 2013
City of Chicago Community College August 2011 - August 2012
Edelman November 2008 - November 2010
CME Group 2007 - 2008
Chicago Board of Trade 2003 - 2007
The LaSalle Network 2002 - 2003
Stanford Group Company 1999 - 2001
Skills
Project Management, Vendor Management, Business Process..., Analysis, Team Building, Corporate Social..., Financial Accounting, service learning, Civic Engagement, Community Engagement, Program Management, Contracts Administrators, Volunteer Recruiting, Budgets, Auditing, Software Documentation, Training, Management, Research, Microsoft Excel, Customer Service, Policy, Data Analysis, Leadership, Integration, Recruiting, Strategic Planning, Business Development, Business Process, Business Analysis, Service Learning, Quality Assurance, Finance, Business Planning, Business Intelligence
Education
Keller Graduate School of Management of DeVry University 2006 — 2008
Masters, Dual: Business Adminstration & Project Management
Utica College 2004 — 2005
Certificate, Economic Fraud and Crime Management
Monmouth College 1993 — 1997
BA, Accounting & Business Adminstration
Scott Community College
Avalere Health September 2014 - Present
Applied Policy August 2013 - August 2014
Guggenheim Partners November 2011 - August 2013
Washington Research Group June 2004 - August 2013
MF Global November 2010 - November 2011
Concept Capital March 2009 - October 2010
Stanford Group Company November 2004 - March 2009
Schwab Soundview Capital Markets June 2004 - November 2004
Office of United States Senator Max Baucus 2000 - June 2004
Skills
Policy, Research, Legislative Relations, Healthcare, Policy Analysis, Public Policy, Data Analysis, Capital Markets, Due Diligence, Analysis, Strategic Planning, Strategic Communications, Advocacy, Government, Corporate Development, Equities, Investments, Business Strategy, Health Policy, Economics
Education
Macalester College 1996 — 2000
Bachelor of Arts (BA), Political Science and History
Absarokee High School 1993 — 1996
Northwestern Mutual August 2013 - Present
Tamarind Investments October 2012 - February 2013
Wealth Solutions Inc January 2012 - June 2012
NEXT Financial Group, Inc. September 2009 - December 2011
Stanford Group Company April 2006 - April 2009
JPMorgan Chase July 2005 - April 2006
American General Life Companies is now part of the AIG Family! July 2004 - July 2005
E*TRADE Financial September 2001 - October 2003
Invest Financial April 2000 - September 2001
Skills
OSJ-Supervision, Securities Suitability..., International Compliance, Advertising and Sales..., AML, FINRA,SEC and State..., Off-Shore Securities..., General Securities..., Variable Annuities, 1035 exchanges, FINRA Gateway-CRD, FINRA Licensing and..., Product Disclosure Forms, WSPs, Equity Research Reports..., Equity Analyst..., Securities, FINRA, Licensing, Banking, Asset Allocation, Series 24, Series 7, Financial Risk, Financial Advisory, Mutual Funds, Wealth Management, Financial Services, Retirement, Alternative Investments, Fixed Income, Asset Management, Wealth Management..., Equities, Estate Planning, Financial Planners, Series 63, Due Diligence, Investment Banking, Trading, Strategic Financial..., Retirement Planning, Investment Advisory, Insurance, Finance, Portfolio Management, Investments, Fixed Annuities, USA PATRIOT Act, OFAC
Education
University of Houston 1991 — 1997
Bachelor of Business Administration (BBA), Double Major: Finance/Management
Alief-Elsik High School 1987 — 1991
High School, General
The University of Texas at Austin
Finance
Atlanta Capital Group September 2015 - Present
Piedmont Energy Consortium January 2014 - September 2015
Piedmont Private Equity LLC June 2012 - February 2015
Oppenheimer & Co. May 2009 - June 2012
Stanford Group Company January 2006 - May 2009
Wachovia Wealth Management January 2001 - January 2006
Wachovia Private Banking May 1998 - December 2000
Skills
Private Equity, Tax, Banking, Capital Markets, Strategic Financial..., Finance, Retirement Planning, Funding, Investment Banking, Investment Strategies, Tax Credits, Tax Equity, Hedge Funds, Wealth Management, Mutual Funds, Investments, Investment Advisory, Financial Services, Asset Managment, Portfolio Management, Financial Planning, Asset Management
Education
Millsaps College 1987 — 1989
MBA, Finance
Mississippi State University 1981 — 1985
BBA, Business Information Systems & Quantitative Analysis
COR Clearing LLC June 2014 - Present
Actinver Securities June 2013 - December 2013
Sanders Morris Harris September 2010 - June 2013
Next Financial June 2009 - August 2010
Stanford Group Company February 2007 - March 2009
Burr Wolff, L. P. November 2004 - November 2006
Mercer Advisors September 2001 - November 2004
Skills
Series 7, Series 24, Series 66, AML, Securities, FINRA, Investments, Investment Advisory, OFAC, Wealth Management, Uniform Combined State..., Mutual Funds, Internal Audit, Financial Services, Series 63, Trading, Finance, Portfolio Management, Alternative Investments, Banking, Equities, Anti Money Laundering
Education
Texas A&M University
Bachelor of Science (BS), Psychology
JPMorgan Chase & Co. April 2010 - Present
Stanford Financial Group -Foundation August 2004 - February 2009
Stanford Group Company August 2004 - April 2007
Smith Barney Inc April 1996 - August 2004
Education
Art Institute of Houston 1984 — 1985
Associates, Fashion Merchandising
Primerica February 2012 - Present
The Marriage Education Center of Boca Raton January 2008 - February 2012
Stanford Group Company April 2004 - January 2008
Allianz June 2000 - October 2001
Schroders June 1999 - June 2000
Adams, Harkness & Hill January 1998 - June 1999
Daine, Rauscher, Wessels June 1995 - December 1997
ADC Telecom 1993 - 1994
DSC Communications (Now part of Alcatel) 1990 - 1992
AT&T 1985 - 1990
Skills
Telecommunications, Leadership, Blogging, Public Speaking, Investments, Sales, Entrepreneurship, Financial Modeling, Strategy, Business Development, Sales Operations, Strategic Planning, Market Research, Competitive Analysis, Management, Research, Project Management, Start-ups, Business Strategy, Program Management, Social Media Marketing, Marketing, CRM, Financial Services, Portfolio Management, Business Analysis, New Business Development, Consulting, Vendor Management, Management Consulting, Strategic Partnerships, Process Improvement, Marketing Strategy
Education
Southern Methodist University - Cox School of Business 1994 — 1996
MBA
University of Missouri-Columbia 1981 — 1985
BSME
Gartner September 2013 - Present
ABR Investment Strategy December 2012 - September 2013
Three Part Advisors March 2012 - December 2012
Noble Financial Group April 2010 - April 2012
Newbridge Securities August 2009 - January 2010
Stanford Group Company May 2004 - March 2009
Kaufman Brothers April 2003 - May 2004
SoundView Technology Group May 1998 - November 2002
MetLife July 1985 - May 1998
Skills
Equities, Software Industry, Equity Research, Research, Budgeting, Institutional, Stocks, Valuation, Series 7, Financial Analysis, Investments, Financial Modeling, IPO, Capital Markets, Stock Picking, Contract Negotiation, Due Diligence, Bloomberg, Investor Relations, Hedge Funds, Corporate Finance, Alternative Investments, Trading, Strategy, Investment Banking, Mutual Funds, Mergers & Acquisitions, Financial Services, Budgets, Analysis, Corporate Development, Securities, Investment Management, Finance, Private Equity
Education
Columbia University - Columbia Business School 1996 — 1997
MBA
New York University 1984 — 1986
Diploma
Binghamton University 1975 — 1979
BA
John Adams
SunEdison Semiconductor February 2011 - Present
Wells Fargo Advisors, LLC November 2010 - February 2011
NextEra Energy Power Marketing, LLC July 2009 - July 2010
Stanford Group Company March 2004 - March 2009
A.G. Edwards & Sons, Inc. May 1994 - February 2003
Boatmen's Trust Company 1991 - 1993
Skills
Financial Modeling, Investment Management, Financial Analysis, Equity Research, Investments, Due Diligence, Strategy, Investment Banking, Valuation, Market Research, Private Equity, Investor Relations, Finance, Executive Management, Venture Capital, Equities
Education
Washington University in St. Louis - Olin Business School 1993 — 1997
MBA, Corporate Finance
Tulane University - A.B. Freeman School of Business 1987 — 1991
BSM, Accounting / Finance
St. Louis Country Day 1986 — 1987
Michael Saunders & Company September 2015 - Present
ONE Sarasota Realty March 2012 - September 2015
Esio Water and Beverage of Sarasota November 2009 - September 2015
Stanford Group Company August 2004 - February 2009
UBS Wealth Management March 2002 - August 2004
Detroit Tigers July 1996 - March 2000
New York Yankees June 1993 - July 1996
Skills
Wealth Management, Insurance, Investments, Banking, Real Estate, Investment Advisory, Sales Operations
Education
Eckerd College 2000 — 2002
Bachelors, Business Management
Sarasota High School 1990 — 1993
Diploma
MedQIA June 2014 - Present
Digital Realty November 2013 - June 2014
Pandora March 2014 - May 2014
Prologis April 2010 - October 2013
Larsen Design February 2010 - May 2010
Independent Contractor August 2009 - February 2010
Stanford Group Company June 2006 - July 2009
Newmark Knight Frank November 2004 - June 2006
XOMA July 2004 - August 2004
JPMorgan Chase & Co. October 2003 - June 2004
Skills
Adobe Creative Suite, Advertising, Creative Direction, Graphic Design, Web Design, Art Direction, Illustrator, Brochures, Logo Design, Marketing, Newsletters, Photoshop, Marketing Strategy, Photography, Management, Corporate Identity, Graphics, Visual Communication, Illustration, Digital Marketing, Strategy, Online Marketing
Education
The University of Georgia 1991 — 1995
BFA, Photographic Design
Duke Energy Corporation September 2015 - Present
BB&T January 2015 - July 2015
Duke Energy Corporation May 2013 - January 2015
C3G Inc. March 2010 - May 2013
Office Depot September 2006 - November 2009
Stanford Group Company April 2005 - September 2006
Choicepoint January 2003 - May 2005
Tracfone Wireless 2001 - 2002
ChangeBridge Consulting June 1998 - January 1999
Process Focus 1998 - 1999
Skills
PMO, Change Management, Project Management, Resource Management, Team Building, Process Management, Portfolio Management, Situational Leadership, SDLC, Project Portfolio..., Process Improvement, Business Analysis, Business Process..., Vendor Management, Program Management, PMP, IT Strategy, Integration, Business Process, Risk Management, Leadership, Data Center, Information Technology, Enterprise Architecture, Management, Mergers & Acquisitions, Software Development
Education
Nova Southeastern University
Master of Science, Leadership / Management
Florida Atlantic University
BAS, Computer Systems
Florida Atlantic University
BBA, Accounting
Medtronic October 2013 - Present
International Business Council of Greater Memphis Chamber November 2010 - Present
RODFER R&F Global August 2009 - Present
Medtronic January 2011 - September 2013
Medtronic January 2009 - December 2010
Medtronic January 2008 - December 2008
St. Jude Children's Research Hospital August 2006 - August 2008
Stanford Group Company October 2007 - May 2008
GMAC May 2007 - July 2007
PROSER Intelligence May 2005 - August 2006
Skills
Marketing, Management Consulting, Non-profits, Financial Analysis, Forecasting, Strategic Planning, Market Research, Sales, Project Management, Marketing Strategy, Process Improvement, Financial Modeling, Research, Budget, Business Development, Business Strategy, Finance, New Business Development, Mergers, Business Planning, Budgets, Cross-functional Team..., Leadership, Strategy, Competitive Analysis, Management, Program Management, Analysis, Data Analysis, Training, Team Leadership, Start-ups, Contract Negotiation, Negotiation, Team Building, Nonprofits, Entrepreneurship, Project Planning, Market Analysis, Consulting, CRM, Mergers & Acquisitions, Medical Devices, Microsoft Office, Public Speaking, Microsoft Excel, Customer Service
Education
Boston University
Master's degree, International Marketing Management
Boston University
Certificate, Project Management
Christian Brothers University
Bachelor's degree, Business Administration and Management
Christian Brothers University
Bachelor's degree, Finance
College of Mount Saint Vincent
Bachelor's degree, Finance
Acumen Wealth Advisors July 2015 - Present
Northwestern Mutual September 2014 - July 2015
SunTrust Bank June 2013 - September 2014
PInkerton Wealth Management Group of Wells Fargo Advisors, LLC June 2009 - June 2013
Oppenheimer & Co. March 2009 - June 2009
Stanford Group Company November 2008 - March 2009
Smith Barney May 2002 - November 2008
Education
Boston University 2012 — 2015
Master of Science (M.S.), Banking and Financial Services Management
Montreat College 1998 — 2002
BS: Business Administration, Finance / Economics
North Augusta High School 1994 — 1998
AIG Advisor Group April 2015 - Present
Infosys McCamish Systems April 2014 - April 2015
Infosys McCamish Systems June 2012 - April 2014
Direct General Insurance December 2010 - June 2012
US Census Bureau 2009 - 2009
Citi Smith Barney November 2006 - December 2008
Stanford Group Company June 2006 - August 2006
Etrade Financial 2004 - 2006
AXA Advisors October 2003 - March 2004
TD Waterhouse 1996 - 2003
Skills
Life & Health Licenses, Series 65, RIAs, Portfolio Management, Financial Services, Series 7, Finance, Insurance, FINRA, Investment Management, Certified Financial..., Management, Leadership, Series 63, Retirement Planning, Wealth Management, Strategic Financial..., Securities, Banking, Strategic Planning, Mutual Funds, Investments, Asset Management, Financial Planning, Fixed Annuities, Fixed Income
Education
Georgia State University - J. Mack Robinson College of Business 2007 — 2010
MS, Personal Financial Planning
Mercer University - Stetson School of Business and Economics 2003 — 2005
MBA, Business
Morehouse College 1990 — 1995
BA, Business
Stratford Senior High 1986 — 1990
H.S. Diploma
Camden Wealth Advisors May 2012 - April 2015
Stanford Group Company February 2007 - February 2009
Banc of America Investments December 1999 - October 2006
Skills
Series 7, Securities, Investments, Mutual Funds, Portfolio Management, Wealth Management, Risk Management, Valuation, Financial Analysis, Financial Modeling, Asset Management, Equities, Banking, Strategic Financial..., Retirement Planning, College Savings Plans
Education
University of St. Thomas (TX) 2004 — 2006
Master of Business Administration (M.B.A.), Finance
LeTourneau University 2000 — 2002
Bachelor’s Degree, Business Administration
Stephen F. Austin State University
United Capital Financial Advisers, LLC November 2009 - Present
Stanford Group Company October 2005 - February 2009
Aflac 2001 - 2005
Texas State Bank 2001 - 2003
Skills
Investments, Portfolio Management, Wealth Management, Financial Analysis, Strategic Financial..., Asset Managment, Investment Advisory, Series 63, Business Development, Financial Advisory, Hedge Funds, Equities, Mutual Funds, Asset Allocation, Management, Finance, Retirement Planning, Financial Services, Securities, Marketing
Education
The University of Texas-Pan American 1992 — 1994
Business Administration
Vision Oil Tools January 2013 - August 2014
Drilling and Production Resources January 2012 - January 2013
Telvent January 2010 - January 2012
Stanford Group Company May 2006 - February 2009
BMC Software December 2004 - May 2006
KPMG November 2001 - April 2003
Skills
Accounting, Financial Analysis, Financial Reporting, Forecasting, Auditing, Financial Accounting, Finance, US GAAP, Process Improvement, GAAP, SEC filings, General Ledger, Accounts Payable, Accounts Receivable, Consolidation, Revenue Recognition
Education
Stephen F. Austin State University 1992 — 1998
Master of Business Administration, Accounting and Business/Management
ABS Group April 2015 - Present
Ensco plc October 2011 - February 2015
Ensco PLC (Formerly Pride International) July 2010 - September 2011
Consultant/Contract January 2010 - July 2010
Tenaris January 2010 - February 2010
Stanford Financial group Receivership February 2009 - June 2009
Stanford Financial Group Receivership February 2009 - May 2009
Stanford Group Company June 1999 - February 2009
Skills
Management, Team Building, Outlook, Training, Oil & Gas, Talent Acquisition, Teamwork, PowerPoint, Event Planning, Editing, Recruiting, Spanish, Administrative..., Operations Management, Process Improvement, Administration, Microsoft Word, PeopleSoft, Human Resources, Project Management, Coaching, Microsoft Excel, Project Planning, Time Management, Business Development, Petroleum, Vendor Management, Performance Management, Onboarding, HRIS, Talent Management, Logistics, Banking, Customer Service, Leadership, Deferred Compensation, Microsoft Office, Policy, Employee Relations, Research, Employee Training, Office Management, Employee Benefits, Accounting, Accounts Payable, Workforce Planning, HR Policies, Organizational...
Education
Houston Community College 2003 — 2004
General studies and intro to accounting
Robert E Lee high 1983 — 1987
Condera, LLC June 2011 - December 2013
U.S. Capital Advisors LLC February 2010 - September 2011
Dallas Securities Traders Association December 2009 - December 2010
Stanford Group Company November 2008 - March 2009
Penson Financial Services November 1999 - June 2008
Huberman Financial 1996 - 1999
LPL 1992 - 1996
Lehman Brothers 1989 - 1992
Skills
Securities, Wealth Management, Series 7, Equities, Alternative Investments, FINRA, Hedge Funds, Financial Services, Investments, Trading, Asset Management, Investment Management, Portfolio Management, Human Resources, Operations Management, Equity Trading, Investment Advisory, ETFs, Asset Managment, Financial Markets, Derivatives, Investment Banking
Education
Southern Methodist University 1998 — 2000
MBA
Boston College
BS, Finance
Guggenheim Securities November 2011 - Present
MF Global November 2010 - October 2011
Concept Capital Markets, LLC March 2009 - November 2010
Stanford Group Company January 2005 - February 2009
United States Senate July 2004 - January 2005
Skills
Equities, Series 7, Management, Contractual Agreements, Public Speaking, Event Planning, Research
Education
American University 2008 — 2012
Master of Public Administration (M.P.A.), Public Administration
Salem College 2000 — 2004
Bachelor of Arts (B.A.), International Relations and Affairs; History
Fidelity Investments February 2008 - Present
Self-Employed Futures Trader January 2006 - February 2008
Stanford Group Company January 2002 - January 2006
Various Broker/Dealers January 1995 - January 2002
Various Consulting Organizations May 1981 - January 1995
Skills
Risk, Equities, Securities, Investments, Mutual Funds, Financial Risk, Information Technology..., Workforce Planning, Project Management, Financial Analysis, market making, Institutional..., Equity Trading, Investment Compliance, Operations Management, Risk Management, Investment Research, Securities Lending, Lean Tools, Staff..., Exceptional People..., Business Strategy, Long Term Business..., Strategic Thinking, Mentoring Of Staff, Financial Services, Finance, Trading
Education
The University of Texas at Arlington 1976 — 1981
Bachelor of Science, Computer Science and Engineering
Risknology Inc. June 2012 - September 2015
Stay at Home Mom May 2007 - June 2012
Stanford Group Company August 2006 - May 2007
VALIC and AIG Annuity August 1998 - June 2006
Coastal Banc February 1995 - August 1998
Compass Bank 1992 - 1995
Skills
Employee Relations, Benefits Administration, DDI Certified..., DDI Program Manager, Certified DDI..., Human Resources, Program Management, HRIS, Management, Temporary Placement, Interviews, Organizational..., Onboarding
Education
Houston Baptist University 1987 — 1991
BA, History, Communication
Boardwalk Pipeline June 2009 - Present
Stanford Financial Group 2007 - June 2009
Stanford Group Company 2007 - June 2009
Stanford Financial 2007 - June 2009
Equity Office Properties 2000 - 2006
Dynegy 1997 - 2000
Texaco 1991 - 1997
IMSL Inc 1988 - 1990
IMSL 1988 - 1989
Skills
HRIS, Human Resources, Management, Leadership, Talent Acquisition, Employee Relations, Talent Management, Deferred Compensation, Succession Planning, Employee Training, Business Process..., Employee Benefits, Change Management, PeopleSoft, Temporary Placement, Onboarding, Organizational..., Recruiting, Performance Management, Employee Engagement, Process Improvement, Workforce Planning, New Hire Orientations, Personnel Management, Benefits Administration, Applicant Tracking...
Education
Hiram College 1983 — 1987
Bachelor's, Human Resources
Rice University
RNM Financial June 2015 - Present
DriveWealth May 2015 - Present
Mirror (Vaurum) March 2015 - Present
Payzer November 2014 - Present
Route 66 Ventures, LLC 2013 - Present
Merrill Lynch 2011 - 2013
City Year 2009 - 2010
Stanford Group Company 2007 - 2009
Skills
Venture Capital, Private Equity, Mergers & Acquisitions, Valuation, Investment Banking, Financial Modeling, Due Diligence, Investments, Corporate Finance, Emerging Markets, Financial Analysis, Business Analysis, Equities, Portfolio Management, Forecasting, Market Research, Finance, Strategic Planning, Banking, Entrepreneurship, Financial Services, Start-ups
Education
Georgetown University - The McDonough School of Business 2010 — 2012
MBA, International Finance
University of North Carolina at Chapel Hill 2003 — 2007
Bachelor of Science (BS), Business Administration, Public Policy Analysis
Maastricht University 2006 — 2006
International Business
Horizon Adult Day Services 2009 - Present
Stanford Group Company November 2000 - March 2009
Stanford Financial Group Company 2000 - 2009
UBS Paine Webber April 1992 - October 1999
Bank of America October 1987 - March 1992
Education
Howard University 1983 — 1986
BBA, Accounting
Johns Hopkins University May 2011 - Present
University of Colorado at Boulder August 2009 - May 2011
Stanford Group Company August 2007 - March 2009
National Model United Nations Conference 2007 - April 2008
Stanford Group Company July 2006 - August 2007
Salem College 2002 - 2006
Skills
Spanish, Arabic, German, Microsoft Publisher, Polish, Adobe Acrobat, Political Science, Research, Public Speaking, Event Planning, Editing, PowerPoint, Social Media, Outlook, International Relations, Politics, Economics, Policy Analysis, Teaching, Qualitative Research, Higher Education, Microsoft Office, Proofreading, Leadership
Education
The Johns Hopkins University 2011 — 2016
PhD, Spanish
University of Colorado at Boulder 2009 — 2011
MA, Comparative Literature
The George Washington University 2006 — 2008
MA, International Affairs and Development
Salem College 2002 — 2006
BA, English and Spanish
Godwin High School
Godwin High School
Godwin High School
Salient Partners September 2013 - Present
Salient Partners February 2010 - September 2013
Stanford Group Company April 2007 - March 2009
Skills
Trade support, Moxy, APX, Trading, Bloomberg, Hedge Funds, Microsoft Excel, Eze Castle, Bonds, Equities
Education
University of Houston, C.T. Bauer College of Business 2004 — 2006
Bachelor Business Administration
University of Houston - Bauer College of Business
Bachelor, Business Administration; French Concentration
Summit Brokerage Services January 2010 - Present
Stanford Financial Receivership February 2009 - January 2010
Stanford Group Company June 2006 - February 2009
National Planning Corporation August 2003 - April 2006
National Planning Corporation May 1998 - July 2003
American General Securities Incorporated August 1990 - May 1998
MidFirst Bank 1988 - 1990
Skills
Series 7, Series 24, Securities, Investment Advisory, Series 63, Mutual Funds, Investments, Strategic Financial..., Equities, Alternative Investments, FINRA, Portfolio Management, Asset Allocation, Retirement Planning, USA PATRIOT Act, Compliance, ETFs, Introducing..., Risk Management, Hedge Funds, Financial Services, Leadership, Fixed Income, Series 65, Uniform Combined State..., Financial Advisory, Investment Strategies, Leadership Development, Bonds, Due Diligence, Retirement, Trading, Fixed Annuities, Options, Investment Management, 401k, Estate Planning, Wealth Management..., Series 6
Education
The University of Texas at Austin - Red McCombs School of Business 1985 — 1987
MBA, Finance
The University of Texas at Austin 1981 — 1985
BBA, Finance
Industry Bancshares, Inc. October 2011 - Present
Patriot Bank and Patriot Bank Mortgage March 2009 - October 2011
Stanford Group Company December 2007 - March 2009
Texas United Bancshares January 2000 - December 2007
Coy Lewis Consultants September 1993 - December 2000
Skills
Banking, Policy, Compliance, Financial Institutions, HRIS, Workforce Planning, Applicant Tracking..., Change Management, Succession Planning, Talent Acquisition, Compensation & Benefit, EEO/AA Compliance, Organizational..., Career Development
Education
Spring Woods High School
Cum Laude graduate
The University of Texas at Austin - The Red McCombs School of Business
BBA, Finance, Minor in Management
Banks Street Partners, LLC December 2012 - Present
Carson Medlin, A Division of Monroe Securities, Inc. June 2008 - December 2012
Stanford Group Company April 2006 - April 2008
KeyBanc Capital Markets August 1997 - April 2005
Skills
Series 7 & 63, Valuation, Investment Banking, Mergers, Banking, Securities, Financial Advisory, Capital Raising, Financial Institutions, Capital Markets, Business Strategy, Financial Modeling, Corporate Finance, Financial Analysis, Private Placements, FINRA
Education
East Carolina University 1995 — 1997
MBA, Business
University of North Carolina at Chapel Hill 1985 — 1989
BA, Psychology, Industrial Relations
TD Ameritrade December 2014 - Present
Esposito Securities, LLC January 2011 - November 2014
First Southwest Company November 2009 - December 2010
Esposito Securities, LLC May 2007 - November 2009
Southwest Securities May 2000 - May 2006
Stanford Group Company 2003 - 2005
Skills
Options, Trading, Series 24, Series 7, Series 63, Securities, FINRA, Equities, Alternative Investments, Investments, Risk Management, Bloomberg, Fixed Income, AML, Electronic Trading, Due Diligence, Trading Systems, Financial Modeling, Financial Analysis, Asset Managment, Retail, ETFs, Equity Trading, Capital Markets, Derivatives, Mutual Funds, Financial Markets
Education
Wharton Business School 2012 — 2012
CRCP, Certified Regulatory and Compliance Professional
Texas A&M University-Commerce 2001 — 2002
MBA, Finance
Oklahoma State University 1993 — 1997
BS, Economics
Sarasota School of Massage Therapy April 2013 - Present
Jessica C. Owens, LMT April 2011 - Present
Jason Flatch, State Farm January 2011 - Present
AAA Auto Club South November 2009 - June 2010
Oppenheimer & Co. March 2009 - October 2009
Stanford Group Company December 2007 - January 2009
Purmort & Martin Insurance Agency, LLC November 2005 - December 2007
NBOA Marine Insurance April 2004 - November 2005
Super Value Nutrition March 2003 - December 2003
Skills
Cold Calling, Sales, Microsoft Office, Insurance, Customer Service, Public Speaking, Employee Benefits, Team Building, Therapeutic Massage, Small Business, Leadership, Social Media, Swedish, Healthcare
Education
Salem College 2000 — 2001
General
Cardinal Mooney High School 1994 — 2000
University of Central Florida
Pearson July 2010 - Present
The Dinner Garden August 2008 - June 2013
State of Illinois December 2008 - June 2009
Bast Services, Inc. December 2008 - May 2009
Olmstead Associates April 2007 - December 2008
Stanford Group Company 2007 - 2008
Wachovia Securities June 2004 - April 2007
Scott & Stringfellow March 2000 - June 2004
Skills
Financial Services, Vendor Management, Management Consulting, Process Improvement, Nonprofits, Program Management, Leadership, Business Analysis, Management, Business Process..., Change Management, Project Management, SDLC, Cross-functional Team..., Software Project...
Education
Benedictine University 2006 — 2008
International Business
University of Maryland University College
Bachelor's degree, Computer Science
Tennenbaum Capital Partners October 2008 - February 2010
Stanford Group Company April 2008 - September 2008
Stanford Group Company August 2007 - April 2008
Catholic University Of America October 2005 - August 2007
Catholic University of America October 2004 - July 2005
Children's National Medical Center May 2004 - September 2004
Children's National Medical Center January 2004 - May 2004
Brigham Young University-Idaho May 2003 - December 2003
Skills
Microsoft Office, Training, Event Planning, Marketing, Nonprofits
Education
Brigham Young University-Idaho 1999 — 2003
Brigham Young University 2002 — 2002
St. Agnes Academy September 2009 - Present
Stanford Group Company February 2006 - August 2009
Stanford Capital Management, LLC. 2006 - 2009
JPMorgan Chase May 1990 - June 2005
Skills
Finance, Analysis, Accounting, Account Reconciliation, Banking, General Ledger, Portfolio Management, Financial Statements, Financial Analysis, Mutual Funds, Non-Profit Accounting, Human Resources, Payroll Administration
Education
Houston Baptist University 2001 — 2003
MBA, Finance
University of Houston-Downtown 1988 — 1996
BBA, Accounting
University of Miami January 2011 - Present
Priele Italian Design Bathrooms May 2010 - Present
Stanford Group Company 2006 - 2008
Brand Institute 2005 - 2006
Skills
Sales Management, Warehouse Management, Inventory Management, Process Improvement, Bathrooms, Team Building, Cross-functional Team..., Event Planning, Showers, Business Analysis, Customer Service, Advertising, Negotiation, Marketing, Competitive Analysis, Financial Analysis, Budgets, Forecasting, Management, Leadership
Education
Cornell University 2000 — 2004
University of Miami 2008 — 2010
Master of Business Administration (MBA)
W.G. Nielsen & Co. August 2013 - Present
Sun Strategies International December 2013 - Present
Colorado Fund for People with Disabilities 2012 - 2014
QSR Russia, Ltd. (Quiznos Master Franchisee for Russia) September 2011 - January 2013
WorldWide Papa's, Plc (Papa Johns Area Developer for St. Petersburg, Russia) August 2008 - January 2013
W.G. Nielsen & Co. March 2003 - August 2008
Stanford Group Company 1996 - 1998
Paine Webber / UBS July 1990 - July 1994
Merrill Lynch August 1973 - June 1990
Skills
Valuation, Venture Capital, Private Equity, Executive Management, Structured Finance, Corporate Development, Financial Goals, Investment Banking, Corporate Finance, Equities, Due Diligence, Mergers, IPO, Mergers & Acquisitions, Divestitures, Hedge Funds, Joint Ventures, Acquisitions, Financial Advisory, Corporate Governance, Alternative Investments, Entrepreneurship, Leveraged Finance, Acquisition Integration, Start-ups, Restructuring, Investments, Strategy, Financial Modeling, Investor Relations, Business Valuation, Capital, Private Placements, Securities, Trading, M&A experience, Financial Services, Portfolio Management, Finance, Emerging Markets, Capital Markets, Capital Raising, Investment Management, Funding, Financial Structuring, Financial Analysis, Investment Strategies, Financial Markets, Asset Management, Investment Advisory
Education
University of Colorado Boulder - Leeds School of Business 1968 — 1972
BS
University of Oxford
Enerflex Energy Systems via Allstates Consulting 2014 - 2014
DePelchin Children's Center via LK Jordan 2014 - 2014
Bank of NY via American Cyber Systems 2012 - 2013
Cooper Industries via Burnett Staffing 2011 - 2012
Stanford Group Company 2008 - 2009
Houston Rockets 2007 - 2008
Global Chek 2003 - 2007
AIM Investments Plc 1999 - 2003
Skills
Access, Fixed Assets, Microsoft Excel, SAP, Microsoft Dynamics GP, QuickBooks, Internal Controls, Variance Analysis, Microsoft Word, Microsoft PowerPoint, Oracle, Great Plains, QuickBooks Pro, Account Reconciliation, Journal Entries, Revenue Recognition
Education
University of Houston 1991 — 1996
Bachelor’s Degree, Accountancy & Taxation, 3.40
Virtus Real Estate Capital July 2011 - Present
Superfund USA, Inc April 2009 - February 2011
Stanford Group Company September 2004 - March 2010
Standard Bank London Ltd. December 2002 - September 2004
First National Bank 1999 - 2002
First Union Securities Inc. 1997 - 1999
Banco Rio de la Plata 1996 - 1997
Standard Chatered Bank 1993 - 1996
First Interstate Bank 1986 - 1993
Bank of Boston 1983 - 1985
Skills
Wealth Management, Investment Advisory, Alternative Investments, Securities, Equities, Series 7, Asset Allocation, Financial Advisory, Hedge Funds, FINRA, Mutual Funds, Finance, Strategic Financial..., Financial Analysis, Retirement Planning, Investment Management, Investment Strategies, Investments, Series 63, Capital Markets, Private Equity, Portfolio Management, Fixed Income, Bonds, Asset Management, Financial Markets
Education
The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS) 1981 — 1983
ma, economics and Latin american studies
The Johns Hopkins University 1978 — 1982
ba, political science
Transfield Services Americas 2013 - Present
Aker Solutions 2008 - 2013
Jefferson Wells, Manpower Group 2006 - 2008
Stanford Group Company 2005 - 2006
Aspen Technology, Inc. 1999 - 2005
Skills
Change Management, Strategic Planning, Talent Management, Management, Succession Planning, Talent Acquisition, Human Resources, Performance Management, Employee Engagement, Employee Benefits, Organizational..., Leadership Development, Organizational Design, Mergers & Acquisitions, Training, HR Transformation, Strategy, Organizational..., Employer Branding, Workforce Planning, Onboarding, Employee Relations, Executive Coaching, Leadership, Project Management, HRIS, Employment Law, Labor Relations, HR Policies, Petroleum, Energy, Cultural Change..., Leading..., Team Building, Cultural Diversity, Strategic HR, Career Development, Deferred Compensation, Compensation & Benefit, Oil/Gas, Energy Industry, Oil, Executive Management, Start-ups, Strategic Human..., Performance Improvement, Oil
Education
Texas A&M University
MBA
Southwestern University
BA, Math and Art
ClearView Energy Partners, LLC August 2012 - Present
Women's Council on Energy & Environment January 1992 - December 2014
Robert W. Baird & Co. May 2009 - July 2012
Stanford Group Company November 2004 - March 2009
Schwab Soundview Capital Markets July 1999 - November 2004
Skills
Equity Research, Financial Modeling, Equities, Energy Policy, Portfolio Management, Hedge Funds, Energy, Valuation, Strategic Planning, Investments, Bloomberg, Due Diligence, Series 7, Renewable Energy, Financial Analysis, Asset Managment, Investment Banking, Research, Private Placements, Capital Markets, Analysis, Alternative Investments, Environmental Impact..., Legislation, Environmental Awareness, Private Equity, Asset Management, Emerging Markets, Trading, Mergers, Economics, Mergers & Acquisitions, Corporate Development, Corporate Finance, Project Finance, Fixed Income, Venture Capital, Commodity, Electricity Markets, Finance, Cleantech, Natural Gas, Public Policy, Policy, Investment Management, Asset Allocation, Investor Relations, Environmental Policy, Commodity Markets
Education
The George Washington University 1998 — 2000
MBA
Boston College 1985 — 1989
Bachelor of Arts
USAA April 2011 - March 2013
Self Employed March 2010 - April 2011
Stanford Group Company November 2007 - March 2010
NEXT Financial Group February 2007 - November 2007
WOODMEN FINANCIAL SERVICES October 2001 - August 2006
Pershing LLC August 2000 - June 2001
PERSHING (A DIVISION OF THE BANK January 2000 - January 2001
SUNSET FINANCIAL SERVICES August 1995 - January 2000
DST Systems January 1983 - January 1995
Skills
Series 7, Series 24, FINRA, Series 63, Mutual Funds, Securities, Wealth Management, Portfolio Management, Retirement Planning, Investment Advisory, Strategic Financial..., Equities, Financial Advisory, Asset Managment, Investments, Leadership, Asset Management, Fixed Annuities, Insurance
Education
Bellevue University 2006 — 2007
Master's Degree, MANAGEMENT
University of Missouri 1989 — 1991
Bachelor's Degree, Business
UNIVERSITY OF MISSOURI
B.S, BUSINESS
Netsync Network Solutions June 2014 - Present
The Broadleaf Group June 2011 - May 2014
Antero Solutions, LLC February 2010 - June 2011
Presidio Networked Solutions September 2009 - February 2010
FMC Technologies June 2009 - August 2009
Stanford Group Company May 2006 - June 2009
Getronics July 1999 - April 2006
Skills
Project Management, Personnel Management, Cisco UCS, Cisco VoIP, Cisco Technologies, QoS, Least Cost Routing, Call Routing, Dynamic Routing, Project Planning, Project Engineering, Sales, Pre-sales, Troubleshooting, Active Directory, Budgets, Business Analysis, Business Intelligence, Business Process, Business Process..., Business Strategy, CRM, Change Management, Cisco Call Manager, Cisco IOS, Cisco Nexus, Cisco Routers, Cisco Security, Cisco Wireless, Citrix, Coaching, Contract Negotiation, Cost Benefit, Cross-functional Team..., DHCP, Data Center, Disaster Recovery, ISDN, IT Management, IT Strategy, ITIL, Infrastructure, Integration, LAN-WAN, Leadership, Management, Management Consulting, Microsoft Certified..., Microsoft Exchange, Microsoft SQL Server
Education
CLC
Houston Community College
The Mutual Fund Store August 2013 - Present
The Mutual Fund Store February 2011 - July 2013
The Mutual Fund Store March 2010 - January 2011
Thrivent Financial for Lutherans May 2009 - March 2010
Panattoni Securities, Inc. June 2006 - May 2008
A I M Advisors, Inc. February 2004 - April 2006
Andersen Corporate Finance LLC April 2001 - October 2002
Stanford Group Company August 1997 - April 2001
Smith Barney August 1995 - August 1997
Mabon Securities October 1993 - August 1995
Education
St. John's University School of Law 1985 — 1988
JD
Cornell University 1981 — 1985
BA, History
Paul D. Schreiber High School 1978 — 1981
Rocky Point Jr Sr High School 1973 — 1977
Franklin Templeton Investments March 2015 - Present
Vantiv June 2014 - March 2015
USA Group Consulting April 2010 - May 2014
Credit Suisse June 2008 - January 2010
Stanford Group Company 2004 - May 2008
ChoicePoint 2002 - 2004
Barclays Capital 2001 - 2002
CellStar Corporation 2000 - 2001
Citigroup 1993 - 1999
Kidder Peabody & Co 1989 - 1993
Skills
Global Strategy, IT Strategy, International Project..., IT Management, Program Development, Project Portfolio..., Software Design, Software Development, Software Quality..., System Deployment, Integration, Outsourcing, Insourcing, Process Engineering, Process Improvement, Investment Banking, Global Management, Change Programmes, Change Management, Due Diligence, Business Acquisition, Mergers, Banking, Asia Pacific, Europe, Latin America, Middle East, Americas, Mergers & Acquisitions, Governance, Management, Disaster Recovery, Software Project..., Start-ups, Data Center, Management Consulting, Cross-functional Team..., Strategic Partnerships, Leadership, Project Management, Strategy, Business Intelligence, ITIL, Business Development
Education
UMIST 1986 — 1988
MSc. Computation, Computer Science
University of Greenwich 1982 — 1985
BA(Hons), Policial Economy
SBA Communications September 2012 - Present
The Benchmark Company April 2009 - September 2012
Stanford Group Company February 2004 - March 2009
Prudential Financial June 2002 - February 2004
VDC Communications June 1998 - June 2001
Skills
Valuation, Investment Banking, Private Equity, Portfolio Management, Financial Modeling, Mergers, Investments, Financial Analysis, Due Diligence, Asset Managment, Risk Management, Venture Capital, Real Estate, Business Development, Equities, Equity Research
Education
Princeton University 1989 — 1993
BS, Economics
Securities Compliance Management May 2015 - Present
Morgan Stanley Wealth Management September 2012 - April 2015
Barclays August 2010 - April 2012
Oppenheimer & Co. Inc March 2009 - August 2010
Stanford Group Company January 2006 - February 2009
Bear, Stearns & Co. Inc January 2001 - September 2004
Deutsche Bank Alex Brown April 2000 - September 2004
Skills
Financial Advisory, FINRA, Forecasting, Series 24, Series 7, Securities, Series 63, Wealth Management, Asset Managment, Mutual Funds, Investment Advisory, Strategic Financial..., Equities, Banking, Fixed Income, Bloomberg, Investments, Insurance, Risk Management, Asset Allocation, Asset Management, Financial Analysis, Financial Services, Portfolio Management
Education
Clark University 1995 — 1999
Bachelor of Arts, Management
Stanford Group Company July 2006 - February 2009
Athena Diagnostics January 2006 - July 2006
Harvard Business School April 2004 - January 2006
Vandham Securities July 2002 - December 2003
Moors & Cabot December 2000 - July 2002
Moors & Cabot June 2000 - December 2000
Moors & Cabot July 1999 - June 2000
Education
Providence College 1995 — 1999
Segal Rogerscasey 2008 - Present
Caris & Company 2006 - 2007
Stanford Group Company 2004 - 2006
Skills
Capital Markets, Hedge Funds, Fixed Income, Alternative Investments, Asset Management, Equities, Portfolio Management
Education
Bucknell University 1993 — 1997
Pingree School
TST Accounting, LLC July 2015 - Present
Zilkha Biomass Energy/Fuels May 2013 - Present
Texas Systems and Controls March 2010 - May 2013
Stanford Coins and Bullion September 2006 - March 2010
Stanford Group Company September 2006 - March 2010
Stanford Financial Group September 2006 - March 2010
Stanford Family Office September 2006 - March 2010
Hewlett-Packard January 2003 - September 2006
Compaq Computer January 1994 - January 2003
Compaq 1994 - 2001
Skills
Financial Analysis, Requirements Analysis, Process Improvement, Software Development, Leadership, Sarbanes-Oxley Act, Accounting Applications, ERP Implementations, Microsoft Dynamics, Cost Accounting, Cross-functional Team..., Integration, Business Process, Change Management, Risk Management, Finance, Budgets, Business Process..., Mergers & Acquisitions, Analysis, Forecasting, Financial Reporting, Financial Modeling, Accounting
Education
University of Houston, C.T. Bauer College of Business 2003 — 2005
Master of Science, Accountancy
University of Houston, C.T. Bauer College of Business 1995 — 1998
MBA, MBA
McNeese State University 1985 — 1990
Bachelors, Engineering
ESC Advisors February 2010 - Present
Stanford Group Company 2005 - 2009
JPMorgan Chase 2002 - 2005
Skills
Series 7, Private Placements, Investment Banking, Valuation, Financial Modeling
Education
The University of Chicago Booth School of Business 2000 — 2002
MBA, Finance, Accounting
University of Waterloo 1993 — 1995
Master of Science (M.Sc.), Chemistry
University of Waterloo 1989 — 1993
Bachelor of Science (B.Sc.), Honours Chemistry
Entac Medical LLC August 2011 - Present
The Lyons Share Group LLC September 2005 - Present
arGentis Pharmaceuticals Inc. August 2006 - September 2008
Stanford Group Company 2003 - 2005
Morgan Keegan August 2001 - July 2003
Wachovia Asset Management 1995 - 1999
Policy Management Systems Corp 1984 - 1988
Policy Management Systems Corp 1984 - 1988
Skills
Biotechnology, Strategy, Start-ups, Medical Devices, Pharmaceutical Industry, Clinical Development, Clinical Trials, Oncology, FDA, Business Development, Valuation, Leadership, Biopharmaceuticals, Equities, Portfolio Management, Investments, Strategic Planning, Healthcare, Finance
Education
Duke University - The Fuqua School of Business 1988 — 1990
MBA, Investment Finance
University of South Carolina - Darla Moore School of Business 1980 — 1984
B.S., Finance and Business Economics
SunTrust Robinson Humphrey January 2011 - Present
EMPI RECOVERY SCIENCES January 2010 - January 2011
STANFORD FINANCIAL GROUP March 2000 - March 2009
Stanford Group Company 2000 - March 2009
Fidelity Financial January 1999 - March 2000
Skills
Investments, Strategy, Equities, Fixed Income, Business Development, Forecasting, Options, Finance, Marketing Strategy, CRM, Financial Services, Sales, Product Marketing, Research, Portfolio Management, Strategic Planning, Series 7, Loans, Technical Analysis, Budgets, Credit
Education
Belhaven University 2004 — 2006
MBA, Management
University of Mississippi - School of Business Administration 1996 — 1998
University of Mississippi
B.B.A
Harry Walker Agency June 2011 - Present
Fairleigh Dickinson University January 2010 - May 2011
Office of the Deputy Mayor for Health and Human Services September 2010 - December 2010
The White House Project August 2009 - January 2010
Stanford Group Company May 2006 - August 2009
EchoDitto August 2005 - March 2006
NARAL Pro-Choice America January 2005 - May 2005
Office of Honey W. Nashman, The George Washington University September 2002 - May 2005
Children's Defense Fund 2005 - 2005
EMILY's List January 2004 - September 2004
Education
The George Washington University - School of Business 2007 — 2007
Certificate, Event Management
The George Washington University 2001 — 2005
BA, Political Science
Raymond James Financial Inc. 2013 - Present
Ferghana Partners 2010 - 2012
Stanford Group Company 2008 - 2009
Skills
Valuation, Mergers
Education
New York University 2005 — 2007
Master's degree, Finance and Financial Management Services
Brown University 2000 — 2004
Bachelor of Arts (BA), Human Biology
Wells Fargo Securites March 2009 - Present
Stanford Group Company September 2006 - March 2009
Morgan Stanley 1996 - 2006
JP Morgan 1991 - 1995
Security Archives and Storage Company 1988 - 1988
Education
University of Delaware 1987 — 1991
BSBA, Finance, Operations, MIS
University of Delaware - Lerner College of Business and Economics 1987 — 1991
BSBA, Finance, Operations, MIS
EBHS
EY 2014 - Present
iGATE 2013 - January 2014
Citi 2010 - 2013
George Weiss Associates March 2010 - February 2011
MetLife Investors 2009 - March 2010
Eaton Vance 2009 - 2009
Stanford Group Company 2007 - 2009
AIG 2007 - 2008
Credit Suisse First Boston 2006 - 2007
JP Morgan 2003 - 2006
Skills
Data Governance, Master Data Management, Data Quality, Database Analysis, Market Data, Management Consulting, Compliance, Data Analysis, Data Profiling, Trading, Trading Systems, Risk Management, SQL, IT Strategy, Vendor Management, Project Management, Data Mining, Fixed Income, Management, Software Development, Investments, Security, Data Warehousing, SDLC, ETL, Business Analysis, Financial Services, Requirements Gathering, Business Intelligence, Investment Banking, Securities, Data Modeling, Banking, Reference Data, Enterprise Architecture, Leadership, Integration, Business Process, Analytics, Business Requirements, Software Project..., User Acceptance Testing
Education
City University of New York-Hunter College 1976 — 1983
City University of New York-Hunter College 1974 — 1981
Fordham Prep High School 1969 — 1973
Blessed Sacrament elementry 1963 — 1971
GC Services September 2010 - Present
Stanford Group Company October 2006 - August 2010
BDO Seidman 2001 - 2006
Arthur Andersen LLP 1995 - 2001
Skills
Accounting, CPA, Sarbanes-Oxley Act, Auditing, Financial Reporting, GAAP, General Ledger, Financial Analysis, Internal Controls, US GAAP, Accounts Payable, Internal Audit, SEC filings, Assurance
Education
Louisiana State University and Agricultural and Mechanical College 1991 — 1995
Bachelor of Science (BS), Accounting
Stanford Group Company January 2004 - Present
Kitba / Valley Forge March 2001 - January 2004
TeS Multimedia May 1998 - March 2001
Education
McNeese State University 1995 — 1999
Wunderlich Securities March 2009 - Present
Stanford Group Company May 2007 - August 2008
Trustmark National Bank May 2006 - August 2006
Skills
Wealth Management, Investment Advisory, Series 7, Series 66, Series 53, Investments, Portfolio Management, Securities, Fixed Income, Finance, Investment Strategies, Financial Services, Asset Allocation
Education
Haslam College of Business at the University of Tennessee 2007 — 2008
MBA
Mississippi State University 2003 — 2007
BBA
Royal Dutch Shell August 2012 - Present
Wells Fargo July 2009 - Present
Stanford Financial March 2008 - Present
JP Morgan 2007 - Present
Hewlett-Packard 2007 - Present
Stanford Group Company 2007 - 2008
Citigroup June 2006 - March 2007
Hewlett Packard 2005 - 2006
Countrywide January 2003 - February 2004
Integriy Global Marketing 2002 - 2002
Skills
SDLC, Business Analysis, Requirements Analysis, Software Project..., PMO, PMP, Vendor Management, Process Improvement, Requirements Gathering, Agile Methodologies, Visio, Data Warehousing
Education
Kent State University 2001 — 2003
Kent State University
Masters
PCT College of Engineering,Mumbai
Bachelors
Cockerham & Associates April 2012 - Present
Simply Cupcakes of Charlotte August 2010 - Present
Stanford Group Company August 2006 - February 2009
Bank of America August 1996 - August 2006
Skills
Marketing, Customer Service, Sales, Leadership, Event Planning, Leadership Development, Account Management, Time Management, Team Leadership, Team Building, Social Networking, Management, Event Management, Budgets, Advertising
Education
North Carolina Agricultural and Technical State University 1992 — 1996
BS, Marketing
Weild & Co. March 2009 - Present
Full Circle Capital Corporation May 2014 - May 2015
River Corporate Advisors March 2009 - May 2015
Stanford Group Company October 2005 - March 2009
Prudential Securities 1996 - 1999
Lehman Brothers 1986 - 1996
Skills
Healthcare, Corporate Advisory, Venture Capital, Mergers, Corporate Finance, Restructuring, Investment Banking, Corporate Development, Mergers & Acquisitions, Equities, Finance, Capital Raising, Start-ups, Financial Advisory, Funding, Executive Management, Capital Markets, Corporate Law, Private Placements, Investments, IPO, Management, LBO, Due Diligence, Private Equity, Valuation, Hedge Funds, M&A experience, Investor Relations, Financial Structuring
Education
Northeastern University 1978 — 1983
BSBA, Finance and Management
AlphaCore Capital LLC August 2015 - Present
Basic American Financial, Inc. September 2009 - August 2015
Stanford Group Company April 2002 - March 2009
Skills
Leadership, Team Building, Portfolio Management, Wealth Management, Equities, Investments, Mutual Funds, Asset Management, Retirement Planning, Investment Advisory, Securities, Fixed Income, Financial Analysis, Asset Allocation, Financial Modeling, Strategic Financial..., Bloomberg, Valuation, Series 7, Financial Planning
Education
Louisiana State University 1996 — 2002
B.S., Microbiology and Finance
MSD Capital, L.P. December 2009 - Present
Stanford Group Company April 2008 - March 2009
Thomas Weisel Partners August 2005 - April 2008
Deutsche Bank Securities August 1999 - August 2005
Skills
Administrative..., Executive..., Microsoft Office, Customer Service, Management, Strategic Planning, Marketing, Event Planning, Equities, Investments, Private Equity, Event Management, Hedge Funds, Investment Banking
Education
Frostburg State University
Bachelor of Science, Business Adminstration with a Concentration in Marketing
MLV & Co May 2014 - Present
ASCENDIANT CAPITAL GROUP, LLC January 2013 - May 2014
CapStone Investments March 2009 - January 2013
Stanford Group Company August 2006 - May 2008
IRG Research May 2003 - July 2005
Friedman Billings Ramsey, Inc 2001 - 2003
Skills
Hedge Funds, Equities, Financial Modeling, Equity Research, Valuation, Venture Capital, Alternative Investments, Investments, Chartered Financial..., Capital Markets, Investment Banking, Bloomberg, Private Equity, Fixed Income, Portfolio Management, Equity Valuation
Education
University of Rochester - Simon Business School 1995 — 1997
MBA, Finance, Corporate Accounting
Hamilton College 1988 — 1992
Bachelor of Arts, Economics & Spanish
Hannis T. Bourgeois January 2010 - Present
Stanford Group Company February 2007 - August 2010
Janet Parker and Associates August 2003 - February 2007
Government Consultants of Louisiana May 2006 - August 2006
Congressman Rodney Alexander May 2005 - August 2005
Harris, Deville & Associates September 2002 - August 2003
Education
Louisiana State University 2002 — 2006
Finance
Stanford Group Company July 2006 - Present
Stanford Financial Group 2006 - Present
Education
Florida Institute of Technology 2008 — 2010
MBA, Management
university of redlands
Wunderlich Securities, Inc. November 2009 - Present
Oppenheimer & Co., Inc. March 2009 - July 2009
Stanford Group Company 2005 - 2009
Skills
Series 24, Series 7, Securities, FINRA, Options, Financial Services, Investments, Equities, Wealth Management, Mutual Funds, Portfolio Management
Education
Christian Brothers University 2003 — 2004
Executive Certificate in Financial Planning, Financial Planning
University of Tennessee-Knoxville 1982 — 1988
Bachelor of Arts
KIBZ INVESTMENT September 2009 - Present
Stanford Group Company June 2007 - Present
Stanford Capital Management 2007 - 2009
State Street November 2000 - June 2006
Education
Boston University
MSF, Financial Economics
FINRA
Series 7, General Security Rep
Northeastern University
BSBA, Finance
Quincy College
AS, Accounting
WebVest Securities January 2013 - Present
CapStone Investments August 2009 - January 2013
NextWave Research, Inc. December 2008 - August 2009
NextWave Research, Inc November 2008 - August 2009
Dawson James Securities September 2006 - December 2008
Dawson James Securities September 2006 - November 2008
Stanford Group Company May 2004 - July 2006
Stanford Group Company February 2002 - May 2004
Gruntal & Co June 1998 - February 2002
Gruntal September 1997 - June 1998
Skills
Investment Banking, Equity Research, Valuation, Capital Markets, Equities, Bloomberg, Fixed Income, Hedge Funds, Financial Modeling, Private Equity, Structured Products, Bonds, Investments, Due Diligence, Trading, Corporate Finance, Alternative Investments, Portfolio Management, Asset Managment, Securities
Education
The George Washington University - School of Business 1973 — 1975
Master of Business Administration (M.B.A.), Finance and Financial Management Services
Baldwin-Wallace University 1966 — 1970
Bachelor of Arts (B.A.), Business Administration and Management, General
Volvo Trucks February 2014 - Present
Tanger Factory Outlet Centers, Inc. August 2011 - December 2013
Syngenta Crop Protection January 2011 - August 2011
New Breed Logistics August 2009 - July 2010
Stanford Group Company August 2008 - March 2009
Lincoln Financial Group December 2006 - March 2008
United Way of Greater Greensboro August 2005 - November 2005
TFL USA/Canada, Inc. February 2003 - March 2005
Kucera Pharmaceutical 2003 - 2004
Piedmont Entrepreneurs Network June 2002 - February 2003
Skills
Budgets, Recruiting, Human Resources, Event Planning, Management, Project Management, Training, Microsoft Word, Coaching, Project Planning, Administrative..., Microsoft Office, Customer Service
Education
The Catholic University of America 1963 — 1967
Nursing
Lima Central Catholic 1962 — 1963
academic, pre college
Richmond High School 1960 — 1963
academic, pre college
Actinver Securities, Inc July 2008 - Present
Stanford Group Company November 2000 - July 2008
Abaco Casa de Bolsa July 1994 - August 1998
Casa de Bolsa inverlat July 1986 - July 1994
Skills
Asset Management, Portfolio Management, Investments, Financial Analysis, Series 7, Series 66, General Lines Agent..., Banking, Equities, Insurance, Uniform Combined State..., Bloomberg, Derivatives, Mutual Funds, Asset Managment, Strategic Financial..., Fixed Income, Wealth Management, Securities, Investment Banking, Asset Allocation
Education
IPADE Business School 1996 — 1998
MBA, Business Administration
Escuela Bancaria y Comercial 1985 — 1989
CPA, Accounting
Absolut Financial Resources October 2009 - Present
Rotary Club of Coral Gables 2001 - Present
Coral Gables Rotary Club July 2012 - June 2013
Security Bank, N.A. January 2011 - April 2012
Stanford Group Company December 2008 - February 2009
The International Bank of Miami November 2005 - August 2008
EWM Mortgage June 2004 - November 2005
Skills
Banking, Risk Management, Commercial Lending, Loans, Financial Modeling, Financial Analysis, Strategic Planning, Commercial Mortgages, Corporate Finance, Small Business Lending, Financial Structuring, Mortgage Lending, Credit, Financial Risk, Investments, Underwriting, Commercial Banking, Commercial Real Estate
Education
Georgia Institute of Technology 1967 — 1975
Industrial Mgt., Finance, Statistics, Economics
UBS Financial Services, Inc. June 2013 - Present
UBS Financial Services, Inc. September 2012 - June 2013
Morgan Keegan August 2008 - September 2012
Stanford Group Company August 2006 - June 2008
TexasOne Investment Services July 2002 - July 2006
Bank United Securities/WM Financial Services September 1999 - May 2002
Education
University of Houston
BA, Advertising/Public Relations
Pacific Futures & Capital 2013 - Present
Tazza Cafe 2010 - Present
Stanford Group Company 2004 - 2009
Neuberger Berman 1992 - 2003
Education
Carnegie Mellon University
Willbros September 2010 - Present
Willbros September 2010 - March 2012
Stanford Financial Group Receivership February 2009 - September 2010
Stanford Group Company May 2007 - February 2009
American General Corp/American International Group 2001 - May 2007
American General Corporation March 1999 - 2001
VALIC/American General Corporation March 1993 - 1999
Skills
Employee Relations, Organizational..., Talent Acquisition, Employee Engagement, Human Resources, Training, Management, Onboarding, Employment Law, Leadership, Talent Management, HRIS, Strategic Planning, Employee Benefits, HR Consulting, Succession Planning, Benefits Administration
Education
Houston Baptist University 1992 — 1996
MS-HR Mgmt, Management - Human Resources
The University of Texas at Austin - Red McCombs School of Business
BBA, Business
CP Capital Securities July 2003 - July 2007
Stanford Group Company January 2002 - July 2003
Prudential Securities August 1992 - January 2002
Merrill Lynch January 1988 - August 1992
Morgan Stanley March 1986 - December 1988
Skills
Investments, Venture Capital, Small Business, Hedge Funds, Alternative Investments, Capital Markets, Fixed Income, Equities, Investment Banking, Private Equity, Series 7, Derivatives, Asset Management, Wealth Management, Securities
Education
Florida International University 1979 — 1983
Bachelor of Business Administration (BBA), Finance and International Business
Zenerji 2008 - Present
Stanford Group Company 2007 - 2008
Miami-Dade County Public Schools 2006 - 2007
Skills
Investment Banking, Microsoft Excel, Teacher Training, Strategic Planning, Microsoft Office, Equities, R, Data Analysis, Research, Stata, Investments, SQL, Time Management, Economics, Teaching, Project Management, Financial Modeling, Financial Analysis, Analysis, Tutoring, Mergers & Acquisitions, Databases, Policy Analysis, Python, Public Speaking, HTML, Event Planning, Technical Writing, Management, Software Development, Fixed Income, Spanish, Valuation, Linux, C#, MySQL, Budgets
Education
University of Pennsylvania 2005 — 2006
MA, Mathematics
University of Cambridge 2004 — 2005
Mathematics
Indiana University of Pennsylvania 2001 — 2005
BS, Mathematics
University High School 1997 — 2001
Wells Fargo Advisors October 2014 - May 2015
Wells Fargo Advisors June 2013 - June 2014
Oppenheimer & Co. Inc March 2009 - June 2009
Stanford Group Company June 2006 - February 2009
Legg Mason August 2004 - June 2006
DSQ Software 1999 - 2000
Hutchison Max Telecom (MaxTouch/Orange) 1997 - 1999
Skills
FINRA, Series 7, Series 63, Securities, Equities, Asset Managment, Investments, Wealth Management, Portfolio Management, Retirement Planning, Mutual Funds, Telecommunications, Customer Service..., Financial Services, Financial Advisory, Management, Asset Management, Risk Management
Education
Karnatak University 1992 — 1994
B.Com, Accounting and Economics
Gogte College of Commerce
B.Com, Economics & Accounting
VectorGlobal Wealth Management Group April 2009 - Present
Stanford Group Company January 2005 - March 2009
Lehman Brothers October 1996 - January 2004
Skills
Series 7, Equities, Portfolio Management, series 3, series 4, Series 63, series 24, series 27, series 53, series 55, Registered Investment...
Education
University of Florida 1991 — 1993
Master of Business Administration (MBA)
University of Florida 1985 — 1990
Bachelor's degree, Material Science Enginerring
BBVA Investments, Inc. February 2008 - Present
Stanford Group Company May 2004 - January 2008
Bancomer Securities International, Inc. September 2001 - May 2004
Education
Universidad La Salle, A.C. 1978 — 1982
Bachelor in Bussiness, Bussiness Administration
International Corporate Accountability Roundtable May 2015 - Present
GM & Associates September 2013 - June 2014
Beijing Union University - Business Campus August 2013 - June 2014
Lerman Senter PLLC January 2011 - August 2012
BrooksBowerAsia (now BowerAsiaGroup) March 2010 - January 2011
Locke Lord Bissell & Liddell LLP January 2010 - May 2010
Stanford Group Company September 2008 - January 2009
American Israeli Chamber of Commerce June 2008 - August 2008
Skills
Policy Analysis, Due Diligence, Politics, Editing, International Relations, Research, Contract Management, Regulatory Documentation, Regulatory Filings, Contractual Agreements, Legal Research, Chinese, Strategic Planning, Sponsorship, Media Research, Social Networking, Leadership, Intellectual Property, Legal Writing
Education
The George Washington University Law School 2014 — 2017
Doctor of Law (J.D.)
University of Oxford 2015 — 2015
Certificate, International Human Rights Law
Mandarin Leadership Center 2012 — 2014
Certificate, Chinese Language and Literature
The George Washington University 2006 — 2010
BA, Cum Laude, International Affairs, Concentration in International Economics
Beijing Foreign Studies University 2009 — 2009
Certificate, Mandarin Chinese
Montgomery Bell Academy 2002 — 2006
Klein ISD January 2013 - Present
Klein ISD August 2005 - Present
Stafford Municipal School District 2001 - 2005
Burr Wolff, LLP 1998 - 2000
Stanford Group Company 1996 - 1998
Big Ball Sports/Print the Planet 1994 - 1996
Education
University of St. Thomas (TX) 2001 — 2003
Education
University of Houston 1989 — 1994
BA, Psychology
Xpress Business Products November 2008 - Present
Stanford Group Company 2006 - 2007
Stanford Group Company 2003 - 2003
Education
Texas State University 2004 — 2007
Business Marketing and Business Finance
Eagle Strategies, LLC June 2012 - Present
StreetAccount LLC August 2011 - May 2012
Auriga Securities June 2010 - March 2011
Soleil Securities April 2009 - May 2010
Stanford Group company December 2008 - March 2009
Wachovia Securities, LLC September 2000 - November 2008
Education
Northeastern University 1997 — 2000
MBA, business
Northeastern University 1991 — 1995
BS and MBA
St. Sebastian's
Cantor Fitzgerald February 2009 - Present
Stanford Group Company December 1996 - February 2009
Lehman Brothers May 1995 - December 1996
Skills
Asset Management, Bonds, Equities, Financial Analysis, Fixed Income, Investment Advisory, Investment Strategies, Investments, Portfolio Management, Quantitative Analytics, Risk Management, Series 7, Valuation
Education
Louisiana Tech University 1992 — 1995
MBA, Quantitative Analysis
Louisiana Tech University 1987 — 1992
BS, MIS
Louisiana Tech University 1987 — 1992
BS, Finance
Voya Financial January 2014 - Present
ING Financial Partners July 2010 - January 2014
Amherst Securities Group June 2009 - June 2011
Stanford Group Company 2007 - 2009
Education
The University of Texas at Austin 1993 — 1997
BA, Business Economics
Morgan Stanley January 2014 - Present
Capital Guardian, LLC August 2012 - January 2014
Morgan Stanley June 2011 - August 2012
Rehmann Financial October 2009 - June 2012
Stanford Group Company June 2006 - February 2009
Banc of America Investments December 2001 - June 2006
Education
Palm Beach Atlantic University 2001 — 2003
Bachelor of Arts
Citi December 2013 - Present
Citi November 2010 - December 2013
Citigroup November 2009 - November 2010
Brick Investment Advisors April 2009 - November 2009
Stanford Group Company January 2008 - February 2009
Merrill Lynch July 2006 - January 2008
Merrill Lynch June 2005 - July 2006
Merrill Lynch November 2001 - June 2005
Merrill Lynch September 2001 - November 2001
Skills
Asset Management, Investment Advisory, Financial Planning, Retirement Planning, Wealth Management, Alternative Investments, Investment Products, Brokerage, Portfolio Management
Education
University of Florida - Warrington College Of Business 2004 — 2005
Masters, MBA
Vanderbilt University 1997 — 2001
Bachelors, Economics
JP Morgan January 2011 - Present
Kelly Services June 2009 - January 2011
Stanford Group Company January 2008 - February 2009
American Express Company October 2005 - July 2007
JP Morgan Chase Bank September 2003 - October 2005
American Express April 1999 - January 2002
Skills
Human Resources, Event Planning, Training, Event Management, Budgets, Interviews, Management, Time Management, Office Management, Payroll, Marketing, Onboarding
Education
CUNY Bernard M. Baruch College 2013 — 2015
BA Communications
City University of New York-Brooklyn College 2010 — 2013
BA, Business Finance & Investments
Borough of Manhattan Community College 2003 — 2008
Associate, Business Administration
Stanford Group Company January 1997 - February 2009
Stanford Financial Group 1997 - 2009
Education
University of Houston
American Green Technology, Inc. February 2012 - Present
American Green Technology, September 2011 - February 2012
Stanford Group Company August 2000 - March 2009
Stanford Financial Group 2000 - 2009
CellStar September 1987 - August 2000
Skills
Strategic Thinking, Finance, Leadership, Mergers, Business Development, Investments, Entrepreneurship, Business Strategy, Strategic Planning, Management Consulting, Due Diligence, Financial Analysis, Sales Management, Strategy, Negotiation, Financial Services, Financial Modeling, Risk Management, New Business Development, Start-ups, Mergers & Acquisitions, Banking, Analysis, Forecasting, Executive Management, Team Building, Private Equity, Investment Banking, Venture Capital, Strategic Financial..., Recruiting, Management, Corporate Finance, Business Planning, Telecommunications, Portfolio Management, Valuation, Strategic Partnerships, Competitive Analysis, International Business, Sourcing, Restructuring, Corporate Development, IPO, Asset Management, Emerging Markets, Structured Finance, M&A experience, Business Valuation, Alternative Investments
Education
University of St. Thomas (TX) 1987 — 1990
MBA, Finance
Stephen F. Austin State University 1977 — 1981
BBA, Marketing
Westbury HS 1975 — 1977
Highschool
Oppenheimer & Co. Inc. March 2009 - Present
Stanford Group Company November 2007 - February 2009
The Bank of New York - Private Client Investment Services November 2005 - November 2007
Lockwood Financial Services, Inc. July 1996 - October 2005
Skills
Financial Advisory, Investment Strategies, Business-Succession..., Fixed Income Strategies, Multigenerational..., Estate Investment..., Wealth Management..., 401(k) Rollovers, Wealth-Preservation..., Retirement-Plan...
Education
Southern Methodist University - Cox School of Business 1986 — 1987
MBA, Investment Finance
The University of Texas at Austin 1982 — 1984
BBA, Marketing/Insurance
Straat Investments October 2009 - Present
Stanford Group Company 2008 - 2009
Citibank Private September 2006 - February 2008
Skills
Banking, Commercial Banking, Investment Banking, Credit, Loans, Investments, Equities, Financial Services, Wealth Management
Education
University of Florida 2002 — 2006
Business Administration and Management, General
Beta Capital Management, LP August 2015 - Present
Bank Hapoalim September 2014 - July 2015
Julius Baer Investments (Panama), S.A. April 2014 - September 2014
State Trust Wealth Management July 2013 - March 2014
GLOBAL INVESTOR SERVICES, LC October 2009 - July 2013
Stanford Group Company February 1999 - March 2009
Skills
Financial Services, AML, KYC, Due Diligence, Wealth Management..., Brokerage, Securities, Project Management, Banking, Fixed Income, Equities, Wealth Management, Management, Investments, Mutual Funds
Education
Fairleigh Dickinson University 1978 — 1983
B.S. Marketing, Marketing
Oppenheimer & Co. Inc September 2011 - Present
Rehmann International Wealth Managers April 2010 - September 2011
Stanford Group Company December 2006 - December 2009
Banc of America Investments December 2003 - December 2005
Education
Universidad de Medellín 1978 — 1983
Business Administration, Economics, Finance, Legislation, Human Resources
Centro Educacional Femenino de Antioquia
High School Diploma
101 Mobility November 2013 - Present
Esio Beverage Company January 2010 - Present
Oppenheimer & Co. March 2009 - October 2009
Stanford Group Company August 2004 - March 2009
Skills
Trust Administration, Sales, Sales Management, Investment Management, Estate Planning, Strategic Financial..., Entrepreneurship, Networking, Management, Marketing, Leadership, New Business Development, Start-ups, Small Business, Investments, Finance, Healthcare, Customer Service, Team Building, Financial Planning, Public Speaking, Healthcare Management, Strategic Planning
Education
Bucknell University 1968 — 1971
Gannon University 1966 — 1968
Strong Vincent High School 1962 — 1966
Montessori School of Sugar Land 2013 - Present
Next Financial Group 2011 - 2012
UBS Int'l. Inc. July 2007 - June 2009
Stanford Group Company 2005 - 2007
Saint Nicholas Montessori School 1999 - 2001
Longwood Montessori School 1998 - 1999
AIAS 1994 - 1996
Education
El Colegio de México
Needham & Company August 2009 - Present
Stanford Group Company 2007 - 2009
Ryan Beck & Co. 2005 - 2007
Calyon 1997 - 2005
Vector Securities International 1995 - 1997
Sutro & Co. 1990 - 1995
PaineWebber 1986 - 1990
Skills
Institutional Sales, Equities, Syndicate, Hedge Funds, Equity Capital Markets, Valuation, Series 7, Capital Markets, Investment Banking, Equity Trading, Alternative Investments, Series 63, Bloomberg, Equity Research, Investments, Asset Management
Education
Tulane University 1982 — 1986
BA, Economics
FSI Advisory Group May 2009 - Present
Stanford Group Company December 2007 - March 2009
University of Houston January 2004 - March 2009
FSI Advisory Group August 2005 - December 2007
Promise Enterprises Inc January 2003 - May 2005
Skills
Financial Analysis, Finance, Portfolio Management, Investments, Mutual Funds, Accounting, Financial Modeling, Data Analysis, Microsoft Excel, Analysis, Access, Valuation, Microsoft Office, PowerPoint, Corporate Finance, Financial Reporting, Bloomberg, Microsoft Word, Risk Management
Education
University of Houston 2005 — 2006
Financial Services Management Certificate, MBA
University of Houston 2004 — 2006
MBA, Finance
University of Damascus 1994 — 1999
BA, Accounting
RBC Wealth Management May 2009 - Present
Stanford Group Company January 2006 - February 2009
UBS Wealth Management September 2003 - November 2005
Citigroup June 2000 - August 2003
Southern Africa Enterprise Development Fund May 1999 - September 1999
Peace Corps May 1995 - October 1997
Vietnam Fund Management Company April 1994 - August 1994
Skills
Banking, Financial Services, Emerging Markets, Portfolio Management, Investment Banking, Capital Markets, Asset Managment, Private Equity, Structured Products, Financial Analysis, Hedge Funds, Investments, Private Banking, Financial Structuring, Asset Management, Credit, Investment Advisory, Credit Risk, Alternative Investments, Equities, Valuation, Wealth Management..., Financial Modeling, Financial Markets, Wealth Management, Securities, Entrepreneurship, Finance, Investment Strategies, Fixed Income
Education
Thunderbird School of Global Management 1998 — 2000
MBA, Finance
The Chinese University of Hong Kong 1993 — 1994
Exchange student, Business Studies
University of Pittsburgh 1990 — 1994
BS, Business
Semester at Sea 1992 — 1992
Attended the Spring '92 circumnavigating voyage of the Semester at Sea Program
Potomac Research Group 2014 - Present
Capstone LLC 2013 - 2013
Potomac Research Group 2009 - 2013
Stanford Group Company 2004 - 2009
Schwab Soundview Capital Markets 2002 - 2004
ABN AMRO 2000 - 2002
Putnam Investments 1996 - 2000
Skills
Equities, Series 7, Capital Markets, Macro, Regulatory Analysis, Series 24, Series 65, Institutional Sales, New Business Development, Series 63, Series 6, Technical Analysis, Private Equity, Due Diligence, Asset Management, Financial Modeling, Mutual Funds, Fixed Income, Alternative Investments, Bloomberg, Hedge Funds
Education
University of Notre Dame - Mendoza College of Business 1995 — 1997
MBA, Finance
Boston College 1986 — 1990
BA, History
Noble and Greenough School
MGL Consulting LLC. August 2013 - Present
MGL Consulting, LLC April 2010 - August 2013
Bridgeway Capital Management, Inc. September 2004 - May 2010
MGL Consulting Corporation April 2009 - April 2010
Stanford Group Company 2006 - 2009
Skills
Series 7, Series 24, Series 6, Uniform Combined State..., FINRA, Securities, Securities Regulation, Investment Advisory, Alternative Investments, Investment Banking, Financial Services, Financial Advisory, Financial Risk, Equity Research, Finance, Investments, SEC, AML, Options, Series 63, Banking, Hedge Funds, Mutual Funds, Equities, Asset Management, Broker-Dealer Compliance, Investment Advisor..., Broker-Dealer Operations, Expert Witness -..., Litigation Support, Series 79, Series 99, Series 66, Series 22, Independent..., International Project..., Fair Funds Distributions, Due Diligence, Fixed Income, Wealth Management, Capital Markets, Funding
Education
Carthage College
Bachelor of Science, Business Administration and Economics
Montecito Advisors January 2011 - Present
Stanford Group Company 2005 - 2009
Bear Stearns 1997 - 2002
Jefferies & Company 1991 - 1996
Skills
Financial Markets, Electronic Trading, Securities, Series 63, Capital Markets, Bloomberg, Trading, Risk Management, Equities, FINRA, Trading Systems, Series 7, Market Data, Options, Investments, Series 24, Equity Trading, Financial Services
Education
Pace University-Pleasantville/Briarcliff Campus 1984 — 1988
bba, business
Goldman Sachs October 2012 - Present
Stifel Nicolaus June 2010 - October 2012
Thomas Weisel Partners May 2009 - June 2010
Stanford Group Company November 2005 - March 2009
Wells Fargo Securities January 2005 - August 2005
Skills
Microsoft Office, Public Relations, HTML, Bloomberg, Factset, Excel, Microsoft Excel, Equity Research, Valuation, Financial Modeling
Education
Dartmouth College 2001 — 2004
BA, History
Duxbury High School
Upwork August 2015 - Present
Elance October 2013 - Present
LibertyIT August 2013 - November 2013
Royal Gourmet House, Inc. October 2009 - August 2013
Aquent January 2009 - September 2009
Stanford Group Company January 2008 - January 2009
Region 4 ESC January 2007 - January 2008
Packserv & Solvents and Chemcial Co., Inc. September 2006 - December 2006
Chantal August 2006 - September 2006
Macy's November 2004 - June 2006
Skills
Layout, Advertising, Creative Direction, Mac, Windows, Web Design, Graphic Design, Web Development, CSS, CSS3, HTML 5, Responsive Design, PSD 2 HTML, JavaScript, jQuery, PHP, MySQL, E-commerce, Adobe Creative Suite, Photoshop, InDesign, Illustrator, Flash, Adobe Acrobat, Logo Design, Art Direction, Posters, Catalogs, Dreamweaver, Drupal, C++, QuarkXPress, Copywriting, Direct Mail
Education
University of Oklahoma 1991 — 1995
Bachelor of Fine Arts (BFA), Design and Visual Communications, General
Lone Star College System 2010 — 2014
Coursework in Programming, Computer Programming
CARE RESOURCE October 2014 - Present
CREDIT AGRICOLE PRIVATE BANK MIAMI (CAPBM) September 2012 - August 2014
Banco Itaú February 2001 - September 2012
ABN AMRO BANK NV MIAMI February 2001 - June 2007
Stanford Group Company August 2000 - December 2000
BBVA 1996 - 2000
Skills
Banking Operations, Middle Office, Retail Banking, Operational Risk..., Banking, SWIFT payments, Private Banking, Loans, SWIFT Payments
Education
American InterContinental University 2012 — 2014
MBA (in progress), INTERNATIONAL BUSINESS
Florida International University 1988 — 2000
Bachelor of Arts (B.A.), JOURNALISM / BUSINESS WRITING, 3.89
BNP Paribas January 2015 - Present
J.P. Morgan November 2013 - January 2015
Standard & Poor's 2010 - 2013
Stanford Group Company 2007 - 2009
Skills
Securities, Equities, Fixed Income, Capital Markets, Series 7, Bloomberg, FINRA, Hedge Funds, Series 63, Risk Management, Market Data, Financial Regulation, Financial Markets, Derivatives, Financial Services, Electronic Trading, Trading, Bonds, Alternative Investments, Options, Corporate Actions, Financial Risk, AML, Investment Banking, Structured Products, Structured Finance, Mutual Funds, Series 24
Education
Fordham University 2005 — 2009
B.S. Finance
Griffin Consulting July 2010 - Present
Intertek Consulting and Training June 2008 - June 2010
Stanford Group Company 2005 - 2008
Skills
Training, Leadership, Performance Management, Risk Management, Change Management, Energy, Financial Modeling, Management, Project Management, Management Consulting, Analysis, Leadership Development, Financial Analysis, Operations Management, Equities, Series 7, Behavioral Safety, Oil & Gas Industry, Human Factors
Education
University of Houston
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General, Cum Laude
Royal Caribbean International May 2009 - Present
Stanford Group Company October 2005 - February 2009
Cunard Line August 1999 - December 2004
Premier Cruises 1997 - 1999
Carrollton School of the Sacred Heart 1985 - 1996
Skills
Travel Management, Hotels, Cruises
Education
Florida International University
BA, School of Hospitality
SUNY Stony Brook
MA, Liberal Studies
Saint John's University
BS/ Elementary Education
St John's University
BA, Elementary Education
MetLife January 2014 - Present
Wells Fargo Advisors, LLC September 2011 - January 2014
Morgan Stanley Smith Barney May 2008 - September 2011
Kaizen Media September 2006 - March 2008
Stanford Group Company May 2004 - March 2006
Ryan Beck & Co. June 1999 - February 2003
Southeast Research Partners October 1996 - July 1999
Donaldson, Lufkin & Jenrette May 1993 - November 1996
Neuberger Berman March 1986 - April 1993
Education
Pace University - Lubin School of Business 1987 — 1990
Master of Business Administration (MBA), Finance
State University of New York at Buffalo 1979 — 1983
Bachelor of Science (BS), Journalism & Communications
Mizuho Securities Co., Ltd. February 2011 - December 2013
Stanford Group Company October 2005 - March 2009
Bear Stearns & Co. Inc. October 2003 - October 2005
Lehman Brothers Inc. May 1998 - September 2003
Skills
Asset Management, Capital Markets, Derivatives, Equities, Fixed Income, Hedge Funds, Insurance, Investments, Sales, Trading, Investment Sales, Investment Banking, Portfolio Management, Institutional..., Bloomberg, Alternative Investments
Education
University of Colorado Boulder
Bachelor of Arts (BA), History
CRT Capital Group July 2012 - Present
ConvergEx Group January 2012 - April 2012
MF Global October 2010 - October 2011
Concept Capital Markets, LLC March 2009 - October 2010
Stanford Group Company February 2005 - February 2009
Lynch, Jones, & Ryan / Instinet June 1999 - February 2005
Paine Webber June 1996 - November 1998
Scavone, McKenna, Cloud & Company August 1989 - June 1996
Skills
Bloomberg, Equities
Education
Fordham University 1991 — 1994
Master of Business Administration (MBA), Finance, General
Syracuse University 1985 — 1988
Bachelor of Arts (B.A.), Economics