Smith Barney Asset Management
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Smith Barney Asset Management Employees
Idaho Office for Refugees and Mountain States Group January 2014 - Present
Nelson Capital Management October 2009 - March 2014
Trillium Asset Management November 1999 - October 2009
Smith Barney Asset Management September 1993 - July 1999
March of Dimes 1992 - 1993
Council on Economic Priorities 1991 - 1992
Skills
Socially Responsible..., Portfolio Management, Asset Allocation, Management, Asset Managment, Fixed Income, Investment Strategies, Alternative Investments, Institutional..., Investments, Asset Management, Wealth Management, Investment Management, Equities
Education
University of Pennsylvania - The Wharton School 1989 — 1991
MBA
California State Polytechnic University-Pomona 1985 — 1987
Bachelor's Degree, Business Administration
Oberlin College 1981 — 1983
Adhesion Wealth Advisor Solutions 2013 - May 2015
Legg Mason 2008 - 2012
Legg Mason December 2005 - July 2008
Citigroup Asset Management July 2001 - December 2005
Smith Barney Asset Management February 1998 - July 2001
Banc One November 1994 - February 1998
CIC Enterprises, Inc April 1992 - November 1994
Founder, Worthington Business Brokers April 1988 - May 1992
E.F. Hutton June 1985 - April 1988
Skills
Mutual Funds, Separately Managed..., Separate Accounts, Alternative Investments, Hedge Funds, Account Management, National Accounts, Investment Management, Fixed Income, Equities, Business Relationship..., Relationship Management, Long-term Customer..., Lasting Relationships, Change Management, Affiliate Relations, Cross-functional Team..., Team Leadership, Team, Team-oriented, Multifunctional, Strategic Leadership, Leadership, Competitive, Competitive Strategies, Competitive Landscape, Collaborative Leadership, Collaboration, Sales Management
Education
Indiana University Bloomington 1981 — 1985
B.S., Finance
Yesware, Inc. November 2013 - Present
Mimeo.com June 1999 - Present
Mimeo.com January 2010 - May 2012
Mimeo.com June 2005 - January 2010
Mimeo.com September 2000 - June 2005
Mimeo.com June 1999 - September 2000
Salomon Smith Barney June 1998 - June 1999
Smith Barney Asset Management May 1997 - June 1998
Skills
Start-ups, Solution Selling, Sales Management, Fundraising, Cross-functional Team..., Sales Recruitment, Product Launch, Team Building, Customer Acquisition, Entrepreneurship, Real Estate Development, Digital Strategy, Strategy Development, Sales Process, SaaS, Consultative Selling, New Business Development, Customer Retention, Product Marketing, Competitive Analysis, P&L, Social Media, GoToMeeting, Cloud Computing, WebEx, Salesforce.com, Strategy, Enterprise Solution..., Recruiting, Marketing Strategy, Lead Generation, Account Management, Enterprise Software, CRM, B2B, Business Development, Leadership, Sales, Sales Operations, Cold Calling, E-commerce, Management, Go-to-market Strategy, Marketing, Strategic Partnerships, Training
Education
London School of Economics and Political Science 1996 — 1997
Economics
Boston University Questrom School of Business 1993 — 1997
BS, BA, Finance, Economics
Livingston High School
Central Park Group, LLC August 2015 - Present
Prudential Financial March 2013 - September 2015
Jefferies & Company Incorporated May 2006 - April 2012
UBS March 1999 - May 2005
Smith Barney Asset Management November 1997 - March 1999
Skills
Series 7, Series 63, series 55, series 6, Business Development, Sales, Trading, Equities, Mutual Funds
Education
Manhattanville College 1992 — 1996
Bachelor of Arts, Political Science
Morgan Stanley June 2015 - Present
Morgan Stanley January 2015 - June 2015
Morgan Stanley 2008 - January 2015
Legg Mason Private Portfolio Group 2006 - 2008
ClearBridge Investments 2005 - 2006
Citigroup Asset Management 2001 - 2005
Smith Barney Asset Management 1999 - 2001
Smith Barney Asset Management April 1997 - December 1999
Skills
Managed Accounts, Separately Managed..., Trading, Fund Of Funds, Unified Managed Accounts, Investment Advisory, Asset Managment, Trust Services, Trustee Investments, Portfolio Management, Portfolio Development, Overlay, Investment Strategies, Restructuring, Tax Overlay Portfolio..., Asset Management, Managing Accounts, Investments, Asset Allocation, Alternative Investments, Wealth Management, Series 7, Securities, Mutual Funds, Management, Equities, Financial Services
Education
Bryant University 1994 — 1998
Finance, Accounting, Economics, Statistics, Actuarial Math, Computer Information Systems
Irvington High School (NY) 1990 — 1994
New York University
Italian - Florence Italy
Bryn Mawr Trust November 2014 - Present
Sageworth Trust Co. / Multi-Family Office July 2011 - October 2014
Peoples United Bank January 2005 - July 2011
Fox Asset Management / Eaton Vance March 1998 - November 2004
Smith Barney Asset Management June 1986 - March 1998
Skills
Bloomberg, Investment Management, Financial Analysis, Capital Markets, Alternative Investments, Securities, Asset Allocation, Separately Managed..., Asset Management, Fixed Income, Investments, Mutual Funds, Equity Research, Finance, Portfolio Management, Investment Advisory, Estate Planning, Equities, Financial Modeling, Asset Managment, Investment Strategies, Corporate Finance, Forecasting, Wealth Management, Financial Advisory, Hedge Funds, Wealth Management..., Bonds
Education
Pace University - Lubin School of Business
MBA, Finance
Google June 2011 - Present
AOL January 2009 - March 2011
AOL May 2007 - December 2008
AOL May 2003 - May 2007
Private Hedge Fund August 2000 - February 2003
Smith Barney Asset Management December 1999 - December 2000
Smith Barney Citigroup January 2000 - August 2000
Skills
Digital Strategy, Digital Marketing, Online Advertising, Display Advertising, Content Strategy, Marketing Strategy, SEM, PPC, Search Advertising, Strategy, Mobile Advertising, Business Development, Mobile Marketing, Digital Media, Online Marketing, E-commerce, Relationship Marketing, Cross-functional...
Education
Emory University - Goizueta Business School 2006 — 2008
MBA, Marketing and Organizational Management
State University of New York at Buffalo 1993 — 1997
B.A., International Business and World Trade
Design Continuum 2006 - Present
Continuum 2006 - Present
Philips 2012 - 2014
Health 2.0 NYC, Medstartr, Smart Design May 2013 - May 2013
Insight Product Development 2004 - 2006
Emergence LLC 2001 - 2004
Salamander Restaurant 2001 - 2001
Mainspring 1999 - 2001
Cambridge Associates 1998 - 1999
Smith Barney Asset Management 1995 - 1998
Skills
Innovation, Ethnography, Consumer Insights, Service Design, Business Model..., Business Strategy, Client Engagement, Project Management, Customer Insight, Design Thinking, Consumer Product Testing, User Experience, Design Strategy, Product Innovation, Experience Design, User-centered Design, Strategy, Qualitative Research, Innovation Consulting, Customer Engagement, User Research, Creative Direction, Concept Generation
Education
Colby College
BA, Economics, Japanese
Olstein Capital Management May 2001 - Present
Smith Barney Asset Management 1996 - 1998
Shearson Lehman/Smith Barney September 1991 - September 1996
Skills
Mutual Funds, Trading, ETFs, Asset Allocation, Series 63, Series 7, Equities, Alternative Investments, Wealth Management, Separately Managed..., Securities, Hedge Funds, FINRA, Asset Management, Investments, Investment Strategies, Investment Advisory, Fixed Income, Bloomberg Terminal, Retirement Planning, Series 65
Education
Fordham University 1989 — 1992
Bachelor of Science (BS), Economics
Montclair High School 1985 — 1988
Bloomberg LP July 2014 - Present
Citi November 2010 - July 2014
RBC Capital Markets August 2010 - November 2010
Citi Markets & Banking November 2003 - August 2010
Citi IBD Human Resources September 2002 - November 2003
Smith Barney Asset Management July 1999 - September 2002
Education
Rutgers, The State University of New Jersey-New Brunswick 1995 — 1999
Bachelor's Degree
Base Point Capital January 2015 - Present
Tandragee Capital Management December 2011 - Present
TANDRAGEE Global Advisors, LLC January 2012 - January 2015
Fairholme Capital Management 2006 - 2011
Smith Barney 1985 - 2006
Smith Barney Asset Management 1998 - 2000
Smith Barney 1993 - 1995
Lehman Brothers 1985 - 1989
Lehman Brothers 1985 - 1989
Skills
Wealth Management, Portfolio Management, Alternative Investments, Asset Managment, Retirement Planning, Strategic Financial..., Hedge Funds, Investment Advisory, Series 7, Mutual Funds, Asset Allocation, Asset Management
Education
SUNY at Albany 1975 — 1977
MS, Educational Communications
Queen's University 1971 — 1974
Bachelor of Science (BSc), Biology
Volunteer Center of Bergen County, Inc May 2011 - Present
Legg Mason December 2005 - Present
Citigroup Asset Management October 1999 - December 2005
Salomon Smith Barney January 1995 - October 1999
Smith Barney Asset Management January 1993 - December 1994
Skills
Equities, Alternative Investments, Mutual Funds, Hedge Funds, Asset Managment, Financial Modeling, Financial Analysis, Closed-end Funds, 529 Plans, Fixed Income, Corporate Finance, Product Management, Product Development, Pricing Strategy, Team-oriented, Analysis, Asset Management, Finance
Education
Pace University - Lubin School of Business
BBA, Accounting, Finance
Consumer Edge Research LLC 2010 - Present
Schroders 2003 - 2009
Smith Barney Asset Management 1999 - 2003
The Chase Manhattan Bank 1994 - 1999
Skills
Valuation, Equities, Financial Modeling, Financial Services, Asset Management, Equity Research, Bloomberg, Emerging Markets, Hedge Funds, Equity Valuation, Investments, Portfolio Management, Alternative Investments, Investment Management, Private Equity
Education
Trinity College-Hartford 1990 — 1994
BA, Economics, Computer Science
Legg Mason August 2008 - Present
Legg Mason 2002 - 2008
Smith Barney Asset Management 2000 - 2002
Skills
Business Development, Mutual Funds, CRM, Management, Series 7, Series 63, Alternative Investments, Project Management, Salesforce.com
Education
University at Albany, SUNY 1993 — 1997
BA, Economics
Bloomberg March 2009 - Present
Standard & Poor's July 2004 - March 2009
Smith Barney Asset Management September 1999 - July 2004
Standard & Poor's March 1998 - September 1999
Skills
Fixed Income, High Yield, Bonds, Bloomberg, Capital Markets, Equities, Portfolio Management, Securities, Asset Managment, Series 7, Investments, Trading, Financial Markets, Bloomberg Terminal, Mutual Funds, Financial Modeling, Financial Analysis
Education
Saint John's University
Liberal Arts
St. Francis College
B.S., Finance, Summa Cum Laude
Xaverian High School
Brooklyn, NY
Associated Banc-Corp October 2014 - Present
Sanford C. Bernstein Fund, Inc. July 2013 - Present
Legg Mason 2005 - 2013
Citigroup Asset Management 2001 - 2005
Smith Barney Asset Management 1993 - 2001
Shearson, Lehman, Hutton Inc. 1988 - 1993
Education
Harvard Business School Executive Education
Making Corporate Boards More Effective
Chartered Financial Analyst
CFA
Harvard Business School 1978 — 1979
MBA
Brown University 1969 — 1973
BA, History
Legg Mason December 2004 - Present
Citigroup Asset Management September 2002 - December 2004
Citigroup Asset Management September 1999 - September 2002
Smith Barney Asset Management February 1998 - September 1999
Citi Smith Barney January 1989 - February 1998
Skills
Mutual Funds, Asset Managment, Series 63, Series 7, Wealth Management, Investments, Asset Management, Securities, Retirement, CRM, FINRA, Fixed Income, Management, Strategy, Asset Allocation
Education
Webster University
Masters Degree, Management/Marketing
North Central College
Bachelors Degree, Psychology
Legg Mason Global Asset Management January 2006 - Present
Smith Barney Asset Management August 2000 - January 2006
Citicorp Global Asset Management October 1992 - August 2000
Citicorp Investment Services September 1990 - October 1992
Merrill Lynch Pierce Fenner & Smith August 1986 - September 1990
Skills
Series 24, Series 7, Series 63, Series 65, Separately Managed..., Managed Accounts, Alternative Investments, Mutual Funds, Investment Products, Asset Allocation, Investment Advisory, Wealth Management, Wholesaling, Hedge Funds, Asset Management, Asset Managment, Portfolio Management, Investments, Finance, Equities
Education
SUNY Albany 1984 — 1986
Bachelor of Arts, Political Science
California State University-Northridge 1982 — 1983
Political Science
Allianz Global Investors June 2008 - Present
Merrill Lynch April 2004 - June 2008
MetLife January 2001 - April 2004
Smith Barney Asset Management August 1999 - January 2001
Skills
Separately Managed..., Investments, Portfolio Management, Asset Management, Mutual Funds, Alternative Investments, Asset Allocation, Series 63, Equities, Fixed Income, Wealth Management, Hedge Funds, Series 7, Series 65, Strategy, Due Diligence, Risk Management, Financial Markets, Leadership, Business Development
Education
Rutgers University 1993 — 1997
Bachelor of Arts (B.A.)
Albright College 1992 — 1993
Matawan Regional High School
Citi Private Bank January 2002 - Present
Smith Barney Asset Management May 1996 - December 2001
Shearson Equity Management April 1987 - April 1996
Skills
Asset Allocation, Portfolio Management, Fixed Income, Equities, Hedge Funds, Asset Management, Investments, Bloomberg, Wealth Management, Capital Markets, Mutual Funds, Financial Markets, Equity Research, Investment Management, Bonds
Education
Iona College 1986 — 1990
Master of Business Administration (M.B.A.), Finance, General
State University of New York at Albany 1982 — 1986
Bachelor of Science (B.S.), Economics
Mamaroneck High School 1978 — 1982
New York State Regents Diploma
Self-employed 2011 - Present
Citigroup Asset Management 2000 - 2006
Smith Barney Asset Management 1997 - 2000
Smith Barney Inc. 1993 - 1997
Federal Reserve Bank of New York 1990 - 1993
Education
Hofstra University
BBA, International Business
Summit Brokerage Services, Inc. 2009 - Present
VSR Financial Services 2004 - 2008
First Union Securities 2000 - 2004
JW Genesis Securities 1998 - 2000
Smith Barney 1996 - 1997
Smith Barney Asset Management 1994 - 1995
Skills
Investment Management, Client Services, Market Analysis, Stock Trading, Client Presentation, Portfolio Management, Customer Retention, Revenue & Profit Growth, Key Account Management, Asset Allocation, Comprehensive Planning, Client Education
Education
Le Moyne College
Bachelor’s Degree