Wunderlich Securities
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Wunderlich Securities Employees
Employee
Years
Job
Industry
Robert Stokes Robert Stokes's Wunderlich Securities Experience May 2009 - Present
Job Vice President Investments at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities May 2009 - Present
UBS Financial Services June 2004 - April 2009
Prudential Securities, Inc. June 1999 - June 2004
Michelin October 1995 - June 1999
Michelin September 1989 - October 1995
C co. 1/75th Rangers 1986 - 1988
Skills
Investments, Retirement, Mutual Funds, Financial Advisory, Series 63, Retirement Planning, 401k Rollovers, 401k Participant..., Registered Investment..., Fee Only Investment..., Wealth Accumulation..., Variable Annuities, Trusts, Fixed Annuities, Licensed Life & Health..., Exchange Traded Funds, Stocks, Bonds, Strategic Financial..., Series 7, Series 65
Education
United States Military Academy at West Point 1980 — 1984
Bachelor's degree, Engineering
White Station High School 1977 — 1980
Michelin Sales Training
Wunderlich Securities May 2009 - Present
UBS Financial Services June 2004 - April 2009
Prudential Securities, Inc. June 1999 - June 2004
Michelin October 1995 - June 1999
Michelin September 1989 - October 1995
C co. 1/75th Rangers 1986 - 1988
Skills
Investments, Retirement, Mutual Funds, Financial Advisory, Series 63, Retirement Planning, 401k Rollovers, 401k Participant..., Registered Investment..., Fee Only Investment..., Wealth Accumulation..., Variable Annuities, Trusts, Fixed Annuities, Licensed Life & Health..., Exchange Traded Funds, Stocks, Bonds, Strategic Financial..., Series 7, Series 65
Education
United States Military Academy at West Point 1980 — 1984
Bachelor's degree, Engineering
White Station High School 1977 — 1980
Michelin Sales Training
David Stastny David Stastny's Wunderlich Securities Experience January 2011 - March 2014
Job Managing Director at Centaur Partners, LLC
Industry Investment Banking
Experience
Dresner Partners April 2014 - Present
Centaur Partners, LLC 2011 - Present
Wunderlich Securities January 2011 - March 2014
Osprey & GKM Ventures March 1999 - December 2010
Oppenheimer & Co. (CIBC) 1993 - 1996
Robertson Stephens & Co. 1991 - 1993
Netwise Corporation 1990 - 1991
DataVoice Solutions Corp 1986 - 1990
Rolm Corporation 1986 - 1990
Skills
Investment Banking, Executive Management, Venture Capital, Semiconductors, Infrastructure, Enterprise Software, Energy Management, Lighting, Private Equity, Mergers & Acquisitions, Equity Research, Management, Mergers, Start-ups, Equities, Valuation, Strategic Partnerships, Entrepreneurship, Portfolio Management, Private Placements, Corporate Development, Investments, Investor Relations, IPO, Finance, Restructuring, Corporate Finance, Funding, Capital Markets, Financial Modeling, M&A experience, Equity Capital Markets, Due Diligence, Trading, Mutual Funds, Alternative Investments, Hedge Funds, Financial Advisory, Securities, Leveraged Finance, Equity Valuation
Education
University of Colorado Boulder
Bachelor of Science (B.S.), Marketing and International Business
University of Colorado at Boulder
BS in Business Administration, International Business, Finance and Marketing
Dresner Partners April 2014 - Present
Centaur Partners, LLC 2011 - Present
Wunderlich Securities January 2011 - March 2014
Osprey & GKM Ventures March 1999 - December 2010
Oppenheimer & Co. (CIBC) 1993 - 1996
Robertson Stephens & Co. 1991 - 1993
Netwise Corporation 1990 - 1991
DataVoice Solutions Corp 1986 - 1990
Rolm Corporation 1986 - 1990
Skills
Investment Banking, Executive Management, Venture Capital, Semiconductors, Infrastructure, Enterprise Software, Energy Management, Lighting, Private Equity, Mergers & Acquisitions, Equity Research, Management, Mergers, Start-ups, Equities, Valuation, Strategic Partnerships, Entrepreneurship, Portfolio Management, Private Placements, Corporate Development, Investments, Investor Relations, IPO, Finance, Restructuring, Corporate Finance, Funding, Capital Markets, Financial Modeling, M&A experience, Equity Capital Markets, Due Diligence, Trading, Mutual Funds, Alternative Investments, Hedge Funds, Financial Advisory, Securities, Leveraged Finance, Equity Valuation
Education
University of Colorado Boulder
Bachelor of Science (B.S.), Marketing and International Business
University of Colorado at Boulder
BS in Business Administration, International Business, Finance and Marketing
Nick Eschenheimer Nick Eschenheimer's Wunderlich Securities Experience December 2012 - June 2014
Job Vice President/Sales Manager at Bank of Oklahoma
Industry Financial Services
Experience
BOK Financial June 2014 - Present
Wunderlich Securities December 2012 - June 2014
SMH Group, Inc March 2009 - December 2012
Smith Barney January 2001 - March 2009
Merrill Lynch July 1996 - January 2001
Skills
Wealth Management, Financial Planning, Retirement Plan..., Retirement Planning, Investment Advisory, Asset Management, Strategic Financial..., Asset Managment, Asset Allocation, Financial Advisory, Investments, Finance, Mutual Funds, Investment Strategies, Retirement, 401k, Securities, Investment Management, Portfolio Management, Pensions, Wealth Management..., Investment Advisory..., Series 7, Alternative Investments, Risk Management, Investment Policy..., Uniform Combined State..., Employee Benefits, Financial Services, Wealth Accumulation, Management, Financial Analysis
Education
University of Missouri-Kansas City 1992 — 1993
B.A., Economics
University of Kansas 1988 — 1992
B.A., Economics
BOK Financial June 2014 - Present
Wunderlich Securities December 2012 - June 2014
SMH Group, Inc March 2009 - December 2012
Smith Barney January 2001 - March 2009
Merrill Lynch July 1996 - January 2001
Skills
Wealth Management, Financial Planning, Retirement Plan..., Retirement Planning, Investment Advisory, Asset Management, Strategic Financial..., Asset Managment, Asset Allocation, Financial Advisory, Investments, Finance, Mutual Funds, Investment Strategies, Retirement, 401k, Securities, Investment Management, Portfolio Management, Pensions, Wealth Management..., Investment Advisory..., Series 7, Alternative Investments, Risk Management, Investment Policy..., Uniform Combined State..., Employee Benefits, Financial Services, Wealth Accumulation, Management, Financial Analysis
Education
University of Missouri-Kansas City 1992 — 1993
B.A., Economics
University of Kansas 1988 — 1992
B.A., Economics
Marissa Longo Marissa Longo's Wunderlich Securities Experience December 2009 - May 2012
Job
Industry Hospital & Health Care
Experience
HealthCare Appraisers, Inc. September 2014 - Present
Destination Hotels & Resorts May 2012 - August 2014
Wunderlich Securities December 2009 - May 2012
Skills
Microsoft Excel, Accounting, Analysis, Budgets, Financial Analysis, Customer Service, Marketing, Microsoft Word, Strategic Planning
Education
University of Colorado Denver
Bachelor of Science (B.S.), Accounting
University of Colorado Denver
Bachelor of Science (B.S.), Finance, General
HealthCare Appraisers, Inc. September 2014 - Present
Destination Hotels & Resorts May 2012 - August 2014
Wunderlich Securities December 2009 - May 2012
Skills
Microsoft Excel, Accounting, Analysis, Budgets, Financial Analysis, Customer Service, Marketing, Microsoft Word, Strategic Planning
Education
University of Colorado Denver
Bachelor of Science (B.S.), Accounting
University of Colorado Denver
Bachelor of Science (B.S.), Finance, General
Fargason Erb Fargason Erb's Wunderlich Securities Experience August 1998 - October 2013
Job Land Sales at Burch Realty Group
Industry Real Estate
Experience
Burch Realty Group October 2013 - Present
Wunderlich Securities August 1998 - October 2013
GA Robinson Land Co. 2012 - 2013
Skills
Investments, Portfolio Management, Wealth Management, Investment Properties
Education
University of Mississippi 1990 — 1995
Bachelor of Business Administration (BBA), Business Administration and Management, General
Memphis University School 1984 — 1990
Graduate
Burch Realty Group October 2013 - Present
Wunderlich Securities August 1998 - October 2013
GA Robinson Land Co. 2012 - 2013
Skills
Investments, Portfolio Management, Wealth Management, Investment Properties
Education
University of Mississippi 1990 — 1995
Bachelor of Business Administration (BBA), Business Administration and Management, General
Memphis University School 1984 — 1990
Graduate
Trey Sowell Trey Sowell's Wunderlich Securities Experience 2003 - 2004
Job Experienced Real Estate Development, Investment and Brokerage Expert
Industry Commercial Real Estate
Experience
Marcus & Millichap January 2013 - Present
Sowell Investments June 2006 - Present
Colliers International July 2011 - January 2013
Grubb & EllisMemphis (Newmark Grubb Knight Frank) February 2010 - June 2011
EDCO Properties, Inc. April 2004 - December 2009
Wunderlich Securities 2003 - 2004
Morgan Keegan (Raymond James) May 1998 - June 2003
Skills
Mergers, Financial Analysis, Feasibility Studies, Disposition, Management, Real Estate, Landlord, Real Estate Development, Budgets, Landlords, Leases, Brokerage, Contract Negotiation, Investments, Construction Management, Marketing, Mergers & Acquisitions, Land Acquisition, Location Intelligence, Commercial Real Estate, Tenant, Investment Properties, Real Estate Economics, Investors, Entitlements, Selling, Sellers, Property Management, Real Estate Transactions, Negotiation, Strategic Planning, Leadership, Corporate Real Estate, Marketing Strategy, Customer Service, Dispositions, Sales
Education
The University of Memphis
Bachelor of Arts (BA)
CCIM Institute
Realtor Land Institute
Tennessee Real Estate Broker
Tennessee Residential and Small Commercial Contractors Exam
Marcus & Millichap January 2013 - Present
Sowell Investments June 2006 - Present
Colliers International July 2011 - January 2013
Grubb & EllisMemphis (Newmark Grubb Knight Frank) February 2010 - June 2011
EDCO Properties, Inc. April 2004 - December 2009
Wunderlich Securities 2003 - 2004
Morgan Keegan (Raymond James) May 1998 - June 2003
Skills
Mergers, Financial Analysis, Feasibility Studies, Disposition, Management, Real Estate, Landlord, Real Estate Development, Budgets, Landlords, Leases, Brokerage, Contract Negotiation, Investments, Construction Management, Marketing, Mergers & Acquisitions, Land Acquisition, Location Intelligence, Commercial Real Estate, Tenant, Investment Properties, Real Estate Economics, Investors, Entitlements, Selling, Sellers, Property Management, Real Estate Transactions, Negotiation, Strategic Planning, Leadership, Corporate Real Estate, Marketing Strategy, Customer Service, Dispositions, Sales
Education
The University of Memphis
Bachelor of Arts (BA)
CCIM Institute
Realtor Land Institute
Tennessee Real Estate Broker
Tennessee Residential and Small Commercial Contractors Exam
Mary Rizzi's Wunderlich Securities Experience June 2014 - Present
Job Administrative Assistant at Wunderlich Securities
Industry Higher Education
Experience
Wunderlich Securities June 2014 - Present
The University of Texas at Austin January 2013 - May 2014
The University of Texas at Austin May 2013 - August 2013
Pecan Street Insurance and Financial Services February 2012 - December 2012
Skills
PowerPoint, Visio, Microsoft Excel, Microsoft Word, Outlook, Software Documentation, Access, OneNote, Microsoft Project, Microsoft Office, MS Project, English, Fluent English, Fluent Russian, Written Japanese, Photoshop, Standard Operating..., Process Quality..., Process Improvement..., Quality Assurance..., Working Knowledge of..., Customer Service..., Research, Data Analysis, Meridian, Employee Training, Presentations, Presentation Development, Adaptability, Cultural Awareness, Cultural Analysis, project, Analysis, Process Improvement, Customer Service
Education
The University of Texas at Austin 2010 — 2014
Bachelor of Arts (BA), Economics & Russian Language
Wunderlich Securities June 2014 - Present
The University of Texas at Austin January 2013 - May 2014
The University of Texas at Austin May 2013 - August 2013
Pecan Street Insurance and Financial Services February 2012 - December 2012
Skills
PowerPoint, Visio, Microsoft Excel, Microsoft Word, Outlook, Software Documentation, Access, OneNote, Microsoft Project, Microsoft Office, MS Project, English, Fluent English, Fluent Russian, Written Japanese, Photoshop, Standard Operating..., Process Quality..., Process Improvement..., Quality Assurance..., Working Knowledge of..., Customer Service..., Research, Data Analysis, Meridian, Employee Training, Presentations, Presentation Development, Adaptability, Cultural Awareness, Cultural Analysis, project, Analysis, Process Improvement, Customer Service
Education
The University of Texas at Austin 2010 — 2014
Bachelor of Arts (BA), Economics & Russian Language
Lisa Marcelli, CFP®'s Wunderlich Securities Experience Financial AdvisorSanders Morris Harris2003 - 2012
Job Senior Vice President, Financial Advisor at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities Financial AdvisorSanders Morris Harris2003 - 2012
Banc One Securities Corporation 1993 - 2003
Education
The University of Texas at Austin
Bachelor of Business Administration (B.B.A.), Economics
Wunderlich Securities Financial AdvisorSanders Morris Harris2003 - 2012
Banc One Securities Corporation 1993 - 2003
Education
The University of Texas at Austin
Bachelor of Business Administration (B.B.A.), Economics
David Gurievsky David Gurievsky's Wunderlich Securities Experience 2009 - Present
Job Independent Financial Advisor at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities 2009 - Present
Wells Fargo Advisors January 2001 - May 2009
JWGenesis Financial Group, Inc. January 1999 - January 2001
Chatfield Dean & Co., Inc. February 1991 - January 1999
Education
The University of Texas at Austin 1986 — 1990
Bachelor of Arts (B.A.), History
Isidore Newman School 1979 — 1986
Wunderlich Securities 2009 - Present
Wells Fargo Advisors January 2001 - May 2009
JWGenesis Financial Group, Inc. January 1999 - January 2001
Chatfield Dean & Co., Inc. February 1991 - January 1999
Education
The University of Texas at Austin 1986 — 1990
Bachelor of Arts (B.A.), History
Isidore Newman School 1979 — 1986
Tyler Berry's Wunderlich Securities Experience February 2015 - Present
Job Senior Vice President at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities February 2015 - Present
Morgan Stanley June 2000 - February 2015
The Robinson-Humphrey Company LLC February 1996 - June 2000
Education
Leadership Franklin 2001 — 2002
Leadership Training
University of Alabama 1987 — 1991
Bachelor of Science (BS), History & English
Wunderlich Securities February 2015 - Present
Morgan Stanley June 2000 - February 2015
The Robinson-Humphrey Company LLC February 1996 - June 2000
Education
Leadership Franklin 2001 — 2002
Leadership Training
University of Alabama 1987 — 1991
Bachelor of Science (BS), History & English
Rachael Mathis Rachael Mathis's Wunderlich Securities Experience December 2012 - January 2014
Job Asset Liability Analyst at Vining Sparks, IBG
Industry Financial Services
Experience
Vining Sparks, IBG January 2014 - Present
Wunderlich Securities December 2012 - January 2014
Morgan Keegan & Co. May 2009 - December 2012
Morgan Keegan & Co. March 2006 - May 2009
Skills
Financial Analysis, Accounting, Investments, Financial Modeling, Financial Reporting, Strategic Financial..., Asset Management, Alternative Investments, Retirement Planning
Education
The University of Memphis 2013 — 2015
Bachelor’s Degree, Accounting
Union University 2001 — 2005
Bachelor’s Degree, Early Childhood Education
Vining Sparks, IBG January 2014 - Present
Wunderlich Securities December 2012 - January 2014
Morgan Keegan & Co. May 2009 - December 2012
Morgan Keegan & Co. March 2006 - May 2009
Skills
Financial Analysis, Accounting, Investments, Financial Modeling, Financial Reporting, Strategic Financial..., Asset Management, Alternative Investments, Retirement Planning
Education
The University of Memphis 2013 — 2015
Bachelor’s Degree, Accounting
Union University 2001 — 2005
Bachelor’s Degree, Early Childhood Education
Hannah Hart Hannah Hart's Wunderlich Securities Experience May 2013 - July 2013
Job Graduate Student at University of Memphis
Industry Accounting
Experience
HCA January 2015 - March 2015
Chi Omega Nu Beta Chapter December 2013 - December 2014
Chi Omega Nu Beta Chapter December 2012 - December 2013
Wunderlich Securities May 2013 - July 2013
Impact Alabama: A Student Service Initiative January 2013 - April 2013
Skills
Organization, Leadership, Highly detail oriented, Creative Problem Solving, Team-oriented, Time Management, Teamwork, Event Planning, Facebook, Social Networking
Education
The University of Memphis 2015 — 2016
Candidate for Master's of Science in Accounting
University of Alabama 2011 — 2015
Bachelor's degree, Accounting
HCA January 2015 - March 2015
Chi Omega Nu Beta Chapter December 2013 - December 2014
Chi Omega Nu Beta Chapter December 2012 - December 2013
Wunderlich Securities May 2013 - July 2013
Impact Alabama: A Student Service Initiative January 2013 - April 2013
Skills
Organization, Leadership, Highly detail oriented, Creative Problem Solving, Team-oriented, Time Management, Teamwork, Event Planning, Facebook, Social Networking
Education
The University of Memphis 2015 — 2016
Candidate for Master's of Science in Accounting
University of Alabama 2011 — 2015
Bachelor's degree, Accounting
Kathy Ridley Kathy Ridley's Wunderlich Securities Experience September 2014 - Present
Job Marketing Director at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities September 2014 - Present
Raymond James Financial Inc. March 2012 - August 2014
Morgan Keegan & Company 1990 - 2012
Skills
Corporate Communications, Strategic Communications, Internal Communications, Public Relations, Event Management, Integrated Marketing, Internal & External..., Corporate Events, Financial Services, Marketing, Leadership, Executive Management, Management, Campaign Management, Strategic Media...
Education
The University of Memphis
Master of Business Administration (MBA), Marketing
The University of Memphis
Bachelor of Business Administration (BBA), Marketing, advertising
Wunderlich Securities September 2014 - Present
Raymond James Financial Inc. March 2012 - August 2014
Morgan Keegan & Company 1990 - 2012
Skills
Corporate Communications, Strategic Communications, Internal Communications, Public Relations, Event Management, Integrated Marketing, Internal & External..., Corporate Events, Financial Services, Marketing, Leadership, Executive Management, Management, Campaign Management, Strategic Media...
Education
The University of Memphis
Master of Business Administration (MBA), Marketing
The University of Memphis
Bachelor of Business Administration (BBA), Marketing, advertising
Matthew Houston Matthew Houston's Wunderlich Securities Experience March 2012 - Present
Job Senior Vice President/Asst. Branch Manager at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities March 2012 - Present
Southwest Securities October 2008 - March 2012
University of Houston 2008 - August 2009
Morgan Stanley Wealth Management February 2006 - October 2008
Legg Mason August 2003 - February 2007
Smith and Associates 2002 - 2003
PDQ.net 1999 - 2001
Skills
Sales, Finance, New Business Development, Team Building, Strategic Planning, Contract Negotiation, Marketing, Business Strategy, Business Planning, Forecasting, Leadership, Budgets, Financial Analysis, Business Development
Education
University of Houston, C.T. Bauer College of Business 1999 — 2002
Bachelor of Business Administration (B.B.A.)
University of Houston, C.T. Bauer College of Business 1998 — 2002
BBA
Episcopal High Scool 1992 — 1996
Wunderlich Securities March 2012 - Present
Southwest Securities October 2008 - March 2012
University of Houston 2008 - August 2009
Morgan Stanley Wealth Management February 2006 - October 2008
Legg Mason August 2003 - February 2007
Smith and Associates 2002 - 2003
PDQ.net 1999 - 2001
Skills
Sales, Finance, New Business Development, Team Building, Strategic Planning, Contract Negotiation, Marketing, Business Strategy, Business Planning, Forecasting, Leadership, Budgets, Financial Analysis, Business Development
Education
University of Houston, C.T. Bauer College of Business 1999 — 2002
Bachelor of Business Administration (B.B.A.)
University of Houston, C.T. Bauer College of Business 1998 — 2002
BBA
Episcopal High Scool 1992 — 1996
Jon Wessels Jon Wessels's Wunderlich Securities Experience December 2012 - Present
Job Financial Advisor at Wunderlich Securities
Industry
Experience
Wunderlich Securities December 2012 - Present
Sanders Morris Harris November 2003 - December 2012
Wachovia Securities Financial Network July 2003 - November 2003
Prudential Securities Incorporated June 2001 - July 2003
Education
State University of New York at Buffalo
Bachelor of Business Administration (BBA)
Wunderlich Securities December 2012 - Present
Sanders Morris Harris November 2003 - December 2012
Wachovia Securities Financial Network July 2003 - November 2003
Prudential Securities Incorporated June 2001 - July 2003
Education
State University of New York at Buffalo
Bachelor of Business Administration (BBA)
Kevin Reynolds, CFA Kevin Reynolds, CFA's Wunderlich Securities Experience December 2008 - June 2015
Job Financial Analyst with Banking Industry and Capital Markets Expertise
Industry Financial Services
Experience
Wunderlich Securities December 2008 - June 2015
Janney Montgomery Scott July 2007 - December 2008
Stanford Group Company August 2004 - July 2007
Morgan Keegan August 2001 - August 2004
Morgan Keegan January 2000 - August 2001
Mercer Capital December 1997 - January 2000
Union Planters Bank August 1995 - December 1997
Skills
Investment Banking, Equity Research, Investments, Capital Markets, Valuation, Financial Analysis, Financial Modeling, Business Valuation, Corporate Finance, Public Speaking, Commercial Lending, Business Analysis, Commercial Banking, Finance, Forecasting, Banking, Treasury Management, Financial Services, Equities, Asset Management, Credit Analysis, Series 7, Financial Institutions, Venture Capital, Portfolio Management
Education
The University of Memphis 1994 — 1996
Master of Business Administration (M.B.A.), Finance, General
The University of Memphis 1989 — 1994
Bachelor of Business Administration (BBA), Finance, General
Wunderlich Securities December 2008 - June 2015
Janney Montgomery Scott July 2007 - December 2008
Stanford Group Company August 2004 - July 2007
Morgan Keegan August 2001 - August 2004
Morgan Keegan January 2000 - August 2001
Mercer Capital December 1997 - January 2000
Union Planters Bank August 1995 - December 1997
Skills
Investment Banking, Equity Research, Investments, Capital Markets, Valuation, Financial Analysis, Financial Modeling, Business Valuation, Corporate Finance, Public Speaking, Commercial Lending, Business Analysis, Commercial Banking, Finance, Forecasting, Banking, Treasury Management, Financial Services, Equities, Asset Management, Credit Analysis, Series 7, Financial Institutions, Venture Capital, Portfolio Management
Education
The University of Memphis 1994 — 1996
Master of Business Administration (M.B.A.), Finance, General
The University of Memphis 1989 — 1994
Bachelor of Business Administration (BBA), Finance, General
Lynn Houston Lynn Houston's Wunderlich Securities Experience March 2012 - Present
Job Managing Director at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities March 2012 - Present
The Houston Group October 2008 - March 2012
Legg Mason August 2002 - October 2008
JC Bradford September 1998 - July 2002
RBC Wealth Management January 1986 - 1997
Skills
Commercial Lending, Asset Based Lending, Series 7, Credit, Wealth Management, Portfolio Management, High Net Worth..., Regional Managers
Education
Wharton Business School SIA 1991 — 1993
Securities Industry Institute, Securities Management
University of Houston 1964 — 1968
BBA, Accounting
Wunderlich Securities March 2012 - Present
The Houston Group October 2008 - March 2012
Legg Mason August 2002 - October 2008
JC Bradford September 1998 - July 2002
RBC Wealth Management January 1986 - 1997
Skills
Commercial Lending, Asset Based Lending, Series 7, Credit, Wealth Management, Portfolio Management, High Net Worth..., Regional Managers
Education
Wharton Business School SIA 1991 — 1993
Securities Industry Institute, Securities Management
University of Houston 1964 — 1968
BBA, Accounting
Michael Schrampf Michael Schrampf's Wunderlich Securities Experience 2000 - 2002
Job Senior Vice President, Wealth Advisor
Industry Financial Services
Experience
Regions Bank September 2015 - Present
U.S. Trust, Bank of America Private Wealth Management 2008 - 2013
U.S. Trust, Bank of America Private Wealth Management 2006 - 2008
The Private Bank of Bank of America 2004 - 2006
The Private Bank of Bank of America 2003 - 2004
Frito Lay 2002 - 2003
Wunderlich Securities 2000 - 2002
A.G. Edwards & Sons, Inc. 1998 - 2000
A.G. Edwards & Sons, Inc. 1997 - 1998
US Army 1993 - 1996
Skills
Portfolio Management, Financial Planning, Investments, Asset Management, Customer Relations, Compliance, Investment Advisory, Financial Analysis, Asset Allocation, Risk Management, Financial Modeling, Valuation, Wealth Management, Excel, Equities, PowerPoint, Account Management, Mutual Funds, Analysis, Sales Management, Alternative Investments, Strategic Financial..., Asset Managment, Finance, Wealth Management..., Financial Advisory, Investment Management, Capital Markets, Investment Strategies, Fixed Income, Financial Services, Bonds, Series 7, Financial Risk, Private Equity, Securities, Hedge Funds, Private Banking, Options, High Net Worth..., Insurance, Retirement Planning
Education
Webster University 1998 — 1999
Master of Art, Finance
University of Central Missouri 1996 — 1997
Bachelor of Science, Economics
Truman State University 1988 — 1991
Lee's Summit High School 1984 — 1988
Regions Bank September 2015 - Present
U.S. Trust, Bank of America Private Wealth Management 2008 - 2013
U.S. Trust, Bank of America Private Wealth Management 2006 - 2008
The Private Bank of Bank of America 2004 - 2006
The Private Bank of Bank of America 2003 - 2004
Frito Lay 2002 - 2003
Wunderlich Securities 2000 - 2002
A.G. Edwards & Sons, Inc. 1998 - 2000
A.G. Edwards & Sons, Inc. 1997 - 1998
US Army 1993 - 1996
Skills
Portfolio Management, Financial Planning, Investments, Asset Management, Customer Relations, Compliance, Investment Advisory, Financial Analysis, Asset Allocation, Risk Management, Financial Modeling, Valuation, Wealth Management, Excel, Equities, PowerPoint, Account Management, Mutual Funds, Analysis, Sales Management, Alternative Investments, Strategic Financial..., Asset Managment, Finance, Wealth Management..., Financial Advisory, Investment Management, Capital Markets, Investment Strategies, Fixed Income, Financial Services, Bonds, Series 7, Financial Risk, Private Equity, Securities, Hedge Funds, Private Banking, Options, High Net Worth..., Insurance, Retirement Planning
Education
Webster University 1998 — 1999
Master of Art, Finance
University of Central Missouri 1996 — 1997
Bachelor of Science, Economics
Truman State University 1988 — 1991
Lee's Summit High School 1984 — 1988
Amanda Pilcher, CAMS Amanda Pilcher, CAMS's Wunderlich Securities Experience August 2009 - April 2013
Job OFAC/ FCPA Officer at Raymond James Financial, Inc.
Industry Financial Services
Experience
Raymond James Financial Inc. May 2013 - Present
Wunderlich Securities August 2009 - April 2013
Morgan Keegan 2007 - 2009
AmSouth Bank 2000 - 2007
Skills
Series 7, Series 24, Series 63, Series 4, Series 53, Series 27, Series 9, Series 10, Investment Advisor..., FINRA
Education
University of Iowa
Bachelor of Science, Biology, Mathematics
Raymond James Financial Inc. May 2013 - Present
Wunderlich Securities August 2009 - April 2013
Morgan Keegan 2007 - 2009
AmSouth Bank 2000 - 2007
Skills
Series 7, Series 24, Series 63, Series 4, Series 53, Series 27, Series 9, Series 10, Investment Advisor..., FINRA
Education
University of Iowa
Bachelor of Science, Biology, Mathematics
Kevin Gayle's Wunderlich Securities Experience October 2014 - Present
Job Managing Director at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities October 2014 - Present
Raymond James February 2013 - September 2014
Morgan Keegan March 2001 - February 2013
Skills
Retirement Planning, Series 7, Wealth Management, Investment Advisory, Retirement, Investments, Strategic Financial..., Asset Allocation, Mutual Funds, Separately Managed..., Hedge Funds, Investment Management, 401k, Asset Managment, Alternative Investments, Portfolio Management
Education
University of Louisiana at Lafayette
Finance
Wunderlich Securities October 2014 - Present
Raymond James February 2013 - September 2014
Morgan Keegan March 2001 - February 2013
Skills
Retirement Planning, Series 7, Wealth Management, Investment Advisory, Retirement, Investments, Strategic Financial..., Asset Allocation, Mutual Funds, Separately Managed..., Hedge Funds, Investment Management, 401k, Asset Managment, Alternative Investments, Portfolio Management
Education
University of Louisiana at Lafayette
Finance
John A Ramirez John A Ramirez's Wunderlich Securities Experience March 2005 - February 2011
Job Woodlands Portfolio Management 401K Retirement Specialist
Industry Financial Services
Experience
Woodlands Portfolio Management August 2011 - Present
Wunderlich Securities March 2005 - February 2011
Streettalk Advisors July 2005 - March 2008
Skills
Asset Allocation, Wealth Management, Retirement Planning, Investment Strategies, Portfolio Management, Securities, Alternative Investments, Mutual Funds, Investments, Finance, Strategic Financial..., Financial Analysis, Estate Planning, Risk Management, Equities, Financial Advisory, Wealth, Financial Planners, Fixed Annuities, Asset Management, Bonds, Fixed Income, Financial Services, Financial Modeling, Options, Business Development, Life Insurance, Wealth Management..., IRAs, Investment Advisory, Financial Planning
Education
University of Houston
BBA, Business Finance
Woodlands Portfolio Management August 2011 - Present
Wunderlich Securities March 2005 - February 2011
Streettalk Advisors July 2005 - March 2008
Skills
Asset Allocation, Wealth Management, Retirement Planning, Investment Strategies, Portfolio Management, Securities, Alternative Investments, Mutual Funds, Investments, Finance, Strategic Financial..., Financial Analysis, Estate Planning, Risk Management, Equities, Financial Advisory, Wealth, Financial Planners, Fixed Annuities, Asset Management, Bonds, Fixed Income, Financial Services, Financial Modeling, Options, Business Development, Life Insurance, Wealth Management..., IRAs, Investment Advisory, Financial Planning
Education
University of Houston
BBA, Business Finance
Aidan Lenihan Aidan Lenihan's Wunderlich Securities Experience October 2014 - Present
Job Analyst at Wunderlich Securities
Industry Investment Banking
Experience
Wunderlich Securities October 2014 - Present
Monarch Bay Securities March 2013 - October 2014
Vista Point Advisors October 2012 - February 2013
ALPHA TITANS, LLC March 2012 - September 2012
Skills
Financial Modeling, Hedge Funds, Financial Analysis, Investment Banking, Risk Management, Microsoft Excel, Investments, Capital Markets, Venture Capital, Mergers & Acquisitions, Corporate Finance, Salesforce.com, Valuation, Private Equity, Capital IQ, Due Diligence, Entrepreneurship, Strategy, Start-ups, Portfolio Management, Fund Of Funds, Microsoft Office, Renewable Energy, Business Development, Corporate Development, Finance, Alternative Investments, Securities, Equities, Asset Management, Bloomberg, Equity Research, M&A experience
Education
University of California, Santa Barbara 2008 — 2012
B.A., Environmental Studies
Valley Christian High School 2004 — 2008
Diploma
Wunderlich Securities October 2014 - Present
Monarch Bay Securities March 2013 - October 2014
Vista Point Advisors October 2012 - February 2013
ALPHA TITANS, LLC March 2012 - September 2012
Skills
Financial Modeling, Hedge Funds, Financial Analysis, Investment Banking, Risk Management, Microsoft Excel, Investments, Capital Markets, Venture Capital, Mergers & Acquisitions, Corporate Finance, Salesforce.com, Valuation, Private Equity, Capital IQ, Due Diligence, Entrepreneurship, Strategy, Start-ups, Portfolio Management, Fund Of Funds, Microsoft Office, Renewable Energy, Business Development, Corporate Development, Finance, Alternative Investments, Securities, Equities, Asset Management, Bloomberg, Equity Research, M&A experience
Education
University of California, Santa Barbara 2008 — 2012
B.A., Environmental Studies
Valley Christian High School 2004 — 2008
Diploma
Scott Dubin Scott Dubin's Wunderlich Securities Experience February 2014 - Present
Job Vice President at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities February 2014 - Present
Thomas McDonald Partners LLC December 2012 - February 2014
Wells Fargo Advisors, LLC March 2011 - December 2012
Brennan Financial Group, part of New England Financial January 2001 - March 2011
Clarion Capital Corp. June 1998 - January 2001
Education
Case Western Reserve University - Weatherhead School of Management 1997 — 1998
MBA, Finance, General
University of Maryland College Park 1988 — 1992
B.S., Finance
Wunderlich Securities February 2014 - Present
Thomas McDonald Partners LLC December 2012 - February 2014
Wells Fargo Advisors, LLC March 2011 - December 2012
Brennan Financial Group, part of New England Financial January 2001 - March 2011
Clarion Capital Corp. June 1998 - January 2001
Education
Case Western Reserve University - Weatherhead School of Management 1997 — 1998
MBA, Finance, General
University of Maryland College Park 1988 — 1992
B.S., Finance
Jon Wessels Jon Wessels's Wunderlich Securities Experience December 2012 - Present
Job Vice President at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities December 2012 - Present
Sanders Morris Harris November 2003 - December 2012
Prudential Securities June 2000 - November 2003
Education
State University of New York at Buffalo 1996 — 2000
Bachelor of Science (BS), Finance
Clarkstown High School North 1992 — 1996
Wunderlich Securities December 2012 - Present
Sanders Morris Harris November 2003 - December 2012
Prudential Securities June 2000 - November 2003
Education
State University of New York at Buffalo 1996 — 2000
Bachelor of Science (BS), Finance
Clarkstown High School North 1992 — 1996
David Sharek David Sharek's Wunderlich Securities Experience November 2002 - January 2008
Job Stock Portfolio Manager Shareks, LLC
Industry Financial Services
Experience
Shareks, LLC January 2008 - Present
Wunderlich Securities November 2002 - January 2008
A.G. Edwards January 1999 - November 2002
Skills
Portfolio Management, Stock Market, Investment Strategies, Stock Research, Stock Picking, Stocks, Investments, Finance, Equity Research, Series 7
Education
SUNY at Buffalo
Bachelor of Business Administration (B.B.A.), Marketing
Shareks, LLC January 2008 - Present
Wunderlich Securities November 2002 - January 2008
A.G. Edwards January 1999 - November 2002
Skills
Portfolio Management, Stock Market, Investment Strategies, Stock Research, Stock Picking, Stocks, Investments, Finance, Equity Research, Series 7
Education
SUNY at Buffalo
Bachelor of Business Administration (B.B.A.), Marketing
George Shaffrey George Shaffrey's Wunderlich Securities Experience August 2013 - Present
Job VicePresident at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities August 2013 - Present
Morgan Keegan/Raymond James October 1983 - July 2013
Skills
Series 7, Investments, Equities, Securities, Series 24, Series 55, FINRA, Trading, Asset Management, Structured Products
Education
University of Missouri-Columbia
Finance, General
Wunderlich Securities August 2013 - Present
Morgan Keegan/Raymond James October 1983 - July 2013
Skills
Series 7, Investments, Equities, Securities, Series 24, Series 55, FINRA, Trading, Asset Management, Structured Products
Education
University of Missouri-Columbia
Finance, General
Eric Ratner Eric Ratner's Wunderlich Securities Experience 2010 - Present
Job Senior Vice President at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities 2010 - Present
Jesup & Lamont Securities Corp 2008 - 2010
Financial Northeastern Companies 1992 - 2008
Skills
Licenses: 7, 63, 27,..., Fixed Income, Investments, Series 7, Securities, Series 63, Capital Markets
Education
University of Bridgeport
Bachelor of Arts (BA), Accounting, Economics, Finance
Wunderlich Securities 2010 - Present
Jesup & Lamont Securities Corp 2008 - 2010
Financial Northeastern Companies 1992 - 2008
Skills
Licenses: 7, 63, 27,..., Fixed Income, Investments, Series 7, Securities, Series 63, Capital Markets
Education
University of Bridgeport
Bachelor of Arts (BA), Accounting, Economics, Finance
Apoorv Purohit Apoorv Purohit's Wunderlich Securities Experience March 2014 - Present
Job Accountant at Wunderlich Securities
Industry Accounting
Experience
Wunderlich Securities March 2014 - Present
American Financial Inc. September 2012 - March 2014
Tri-state Orthopaedics February 2010 - September 2012
Cordova Safety Products July 2007 - January 2010
Chick-fil-A August 2005 - September 2007
Skills
Accounts Payable, Accounts Receivable, Microsoft Excel, Microsoft Word, Microsoft Office, QuickBooks, Payroll, Accounting, PowerPoint, Budgets, General Ledger, Account Reconciliation, Financial Reporting, Customer Service, Sage MAS200, Quicken, Journal Entries, ADP Payroll, Peachtree, Teamwork, Bookkeeping, Spreadsheets, Bank Reconciliation, Invoicing, Financial Accounting, Time Management, Cash Flow
Education
The University of Memphis 2006 — 2010
Bachelor of Business Administration (BBA), Accounting
Wunderlich Securities March 2014 - Present
American Financial Inc. September 2012 - March 2014
Tri-state Orthopaedics February 2010 - September 2012
Cordova Safety Products July 2007 - January 2010
Chick-fil-A August 2005 - September 2007
Skills
Accounts Payable, Accounts Receivable, Microsoft Excel, Microsoft Word, Microsoft Office, QuickBooks, Payroll, Accounting, PowerPoint, Budgets, General Ledger, Account Reconciliation, Financial Reporting, Customer Service, Sage MAS200, Quicken, Journal Entries, ADP Payroll, Peachtree, Teamwork, Bookkeeping, Spreadsheets, Bank Reconciliation, Invoicing, Financial Accounting, Time Management, Cash Flow
Education
The University of Memphis 2006 — 2010
Bachelor of Business Administration (BBA), Accounting
Heard Stoddard Heard Stoddard's Wunderlich Securities Experience November 2006 - Present
Job Senior Vice President at Wunderlich
Industry Financial Services
Experience
Wunderlich Securities November 2006 - Present
Wachovia Securities July 2003 - October 2006
Prudential Financial May 2001 - July 2003
Morgan Keegan October 1992 - May 2001
Skills
Investment Strategies
Education
University of Arkansas at Fayetteville 1990 — 1992
Master of Business Administration (M.B.A.)
University of Arkansas at Fayetteville 1986 — 1990
Bachelor of Science (BS), Economics
Wunderlich Securities November 2006 - Present
Wachovia Securities July 2003 - October 2006
Prudential Financial May 2001 - July 2003
Morgan Keegan October 1992 - May 2001
Skills
Investment Strategies
Education
University of Arkansas at Fayetteville 1990 — 1992
Master of Business Administration (M.B.A.)
University of Arkansas at Fayetteville 1986 — 1990
Bachelor of Science (BS), Economics
Ian Fleischer, CFA Ian Fleischer, CFA's Wunderlich Securities Experience 2009 - 2011
Job Director, Finance / Capital Management at Legal & General America
Industry Financial Services
Experience
Legal & General America 2011 - Present
Wunderlich Securities 2009 - 2011
FBR Capital Markets 1999 - 2008
OLDE (now part of Ameriprise Financial) 1994 - 1999
Skills
Equities, Equity Research, Securities, Investments, Financial Modeling, Valuation, Economics, Financial Analysis, Special Situations, Financial Reporting, Business Strategy, Capital Markets, Investment Advisory, Risk Management, Insurance, Strategic Financial..., Mutual Funds, Investment Strategies, Investment Management, FINRA, Real Estate, Financial Markets, Equity Valuation, Trading, Hedge Funds, Corporate Finance, Portfolio Management, Investment Banking, Private Equity, Series 7, Bonds, Underwriting, Mergers & Acquisitions, Sales, Alternative Investments, Bloomberg, Asset Management, Series 63, Fixed Income, Asset Allocation, Due Diligence
Education
University of Pittsburgh
BA, Economics and Business
Legal & General America 2011 - Present
Wunderlich Securities 2009 - 2011
FBR Capital Markets 1999 - 2008
OLDE (now part of Ameriprise Financial) 1994 - 1999
Skills
Equities, Equity Research, Securities, Investments, Financial Modeling, Valuation, Economics, Financial Analysis, Special Situations, Financial Reporting, Business Strategy, Capital Markets, Investment Advisory, Risk Management, Insurance, Strategic Financial..., Mutual Funds, Investment Strategies, Investment Management, FINRA, Real Estate, Financial Markets, Equity Valuation, Trading, Hedge Funds, Corporate Finance, Portfolio Management, Investment Banking, Private Equity, Series 7, Bonds, Underwriting, Mergers & Acquisitions, Sales, Alternative Investments, Bloomberg, Asset Management, Series 63, Fixed Income, Asset Allocation, Due Diligence
Education
University of Pittsburgh
BA, Economics and Business
Eric Beder Eric Beder's Wunderlich Securities Experience July 2014 - Present
Job Managing Director/Equity Research at Wunderlich Securities
Industry Investment Banking
Experience
Wunderlich Securities July 2014 - Present
Brean Murray, Carret & Co. May 2005 - July 2014
JB Hanauer Co. April 2004 - February 2005
Northeast Securities April 2004 - February 2005
Ladenburg Thalmann September 1999 - September 2002
Paribas 1988 - 1991
Education
University of California, Berkeley, Haas School of Business 1991 — 1993
MBA
University of Pennsylvania - The Wharton School 1984 — 1987
B.S., Accounting/Finance
The University of Chicago 1983 — 1984
Wunderlich Securities July 2014 - Present
Brean Murray, Carret & Co. May 2005 - July 2014
JB Hanauer Co. April 2004 - February 2005
Northeast Securities April 2004 - February 2005
Ladenburg Thalmann September 1999 - September 2002
Paribas 1988 - 1991
Education
University of California, Berkeley, Haas School of Business 1991 — 1993
MBA
University of Pennsylvania - The Wharton School 1984 — 1987
B.S., Accounting/Finance
The University of Chicago 1983 — 1984
Patrick Forkin's Wunderlich Securities Experience 2001 - 2003
Job Vice President Strategy & Global Energy Analytics at Peabody Energy
Industry Mining & Metals
Experience
Peabody Energy December 2010 - Present
DayStar Technologies, Inc. September 2008 - December 2010
Tejas Securites Group, Inc. 2005 - 2008
Rockhouse Securities, LLC 2003 - 2005
Wunderlich Securities 2001 - 2003
J. Michael Patrick, LLC 1994 - 2001
K's Merhcandise ($200 million retailer) 1989 - 1994
Deloitte & Touche 1980 - 1989
Skills
Mergers, Strategy, Energy, Strategic Partnerships, Renewable Energy, Corporate Finance, Strategic Planning, Mergers & Acquisitions, Corporate Development, Management, Due Diligence, Solar Energy, Leadership, Financial Modeling, Business Strategy, Private Equity
Education
University of Illinois at Urbana-Champaign - College of Business 1977 — 1980
Bachelors of Science - Accountancy- Certified Public Accountant (CPA), Accounting/Finance
Peabody Energy December 2010 - Present
DayStar Technologies, Inc. September 2008 - December 2010
Tejas Securites Group, Inc. 2005 - 2008
Rockhouse Securities, LLC 2003 - 2005
Wunderlich Securities 2001 - 2003
J. Michael Patrick, LLC 1994 - 2001
K's Merhcandise ($200 million retailer) 1989 - 1994
Deloitte & Touche 1980 - 1989
Skills
Mergers, Strategy, Energy, Strategic Partnerships, Renewable Energy, Corporate Finance, Strategic Planning, Mergers & Acquisitions, Corporate Development, Management, Due Diligence, Solar Energy, Leadership, Financial Modeling, Business Strategy, Private Equity
Education
University of Illinois at Urbana-Champaign - College of Business 1977 — 1980
Bachelors of Science - Accountancy- Certified Public Accountant (CPA), Accounting/Finance
Christopher Greenwell's Wunderlich Securities Experience April 2011 - November 2011
Job Partner / Director of Institutional Equity Derivative Sales
Industry Financial Services
Experience
Cantor Fitzgerald December 2012 - Present
TigerText November 2011 - December 2012
Wunderlich Securities April 2011 - November 2011
BTIG, LLC June 2009 - April 2011
Imperial Capital 2006 - 2009
Tejas Securities Group, Inc. 2002 - 2006
Skills
Block Trading, Equity Trading, Equity Derivatives, Capital Markets, Distressed Debt, Investment Banking
Education
University of Missouri-Columbia 1987 — 1989
Clayton High School 1984 — 1987
Jackson Park
Jackson Park
Jackson Park
Jackson Park
Cantor Fitzgerald December 2012 - Present
TigerText November 2011 - December 2012
Wunderlich Securities April 2011 - November 2011
BTIG, LLC June 2009 - April 2011
Imperial Capital 2006 - 2009
Tejas Securities Group, Inc. 2002 - 2006
Skills
Block Trading, Equity Trading, Equity Derivatives, Capital Markets, Distressed Debt, Investment Banking
Education
University of Missouri-Columbia 1987 — 1989
Clayton High School 1984 — 1987
Jackson Park
Jackson Park
Jackson Park
Jackson Park
Bob McCommon's Wunderlich Securities Experience September 2012 - Present
Job Sr VP; Dir Annuity Sales & Opns at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities September 2012 - Present
InSource February 2011 - September 2012
Allstate July 2009 - May 2011
Lincoln Financial Distributors August 2008 - December 2008
AIG SunAmerica September 2006 - July 2008
Genworth Financial March 2004 - September 2006
Morgan Keegan November 1999 - February 2004
PFIC Securities October 1997 - October 1999
Skills
Fixed Annuities, Series 63, Series 7, Mutual Funds, Series 6, Retirement Planning, Retirement, Series 24, Investments, Wealth Management, Series 65, 401k, Separately Managed..., Insurance, Strategic Financial..., IRAs, Long-term Care, Uniform Combined State..., Financial Advisory, Variable Annuities
Education
The University of Memphis 1991 — 1994
MBA, Marketing
The University of Memphis 1983 — 1987
Bachelor of Business Administration (B.B.A.), Finance, General
Wunderlich Securities September 2012 - Present
InSource February 2011 - September 2012
Allstate July 2009 - May 2011
Lincoln Financial Distributors August 2008 - December 2008
AIG SunAmerica September 2006 - July 2008
Genworth Financial March 2004 - September 2006
Morgan Keegan November 1999 - February 2004
PFIC Securities October 1997 - October 1999
Skills
Fixed Annuities, Series 63, Series 7, Mutual Funds, Series 6, Retirement Planning, Retirement, Series 24, Investments, Wealth Management, Series 65, 401k, Separately Managed..., Insurance, Strategic Financial..., IRAs, Long-term Care, Uniform Combined State..., Financial Advisory, Variable Annuities
Education
The University of Memphis 1991 — 1994
MBA, Marketing
The University of Memphis 1983 — 1987
Bachelor of Business Administration (B.B.A.), Finance, General
Matthew Sligh Matthew Sligh's Wunderlich Securities Experience June 2011 - Present
Job Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities June 2011 - Present
SIFMA Securities Industry Institute May 2010 - Present
Sterne Agee April 2010 - March 2011
Morgan Keegan January 2000 - April 2010
Skills
Wealth Management, Series 7, Strategic Financial..., Mutual Funds, Retirement Planning, Coaching, New Business Development, Marketing, Training, Investment Management, Personal Development, Executive Education
Education
The University of Georgia 1987 — 1992
BA, English
The University of Georgia 1987 — 1992
Bachelor of Arts (B.A.), english
Wunderlich Securities June 2011 - Present
SIFMA Securities Industry Institute May 2010 - Present
Sterne Agee April 2010 - March 2011
Morgan Keegan January 2000 - April 2010
Skills
Wealth Management, Series 7, Strategic Financial..., Mutual Funds, Retirement Planning, Coaching, New Business Development, Marketing, Training, Investment Management, Personal Development, Executive Education
Education
The University of Georgia 1987 — 1992
BA, English
The University of Georgia 1987 — 1992
Bachelor of Arts (B.A.), english
Neal Dingmann Neal Dingmann's Wunderlich Securities Experience December 2008 - December 2010
Job Managing Director Energy Research at SunTrust Robinson Humphrey
Industry Financial Services
Experience
SunTrust Robinson Humphrey November 2010 - Present
Wunderlich Securities December 2008 - December 2010
Dahlman Rose & Co. January 2007 - December 2008
Pritchard Capital Partners January 2006 - December 2006
Banc of America Securities January 2003 - December 2005
RBC Capital Markets January 2000 - December 2002
Education
University of Arkansas at Fayetteville
BSBA, Finance
University of Minnesota - Carlson School of Management
MBA, Finance
SunTrust Robinson Humphrey November 2010 - Present
Wunderlich Securities December 2008 - December 2010
Dahlman Rose & Co. January 2007 - December 2008
Pritchard Capital Partners January 2006 - December 2006
Banc of America Securities January 2003 - December 2005
RBC Capital Markets January 2000 - December 2002
Education
University of Arkansas at Fayetteville
BSBA, Finance
University of Minnesota - Carlson School of Management
MBA, Finance
Jason Kong Jason Kong's Wunderlich Securities Experience May 2013 - July 2013
Job Investment Banking Analyst at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley June 2015 - Present
University of Pennsylvania September 2014 - December 2014
Morgan Stanley June 2014 - August 2014
University of Pennsylvania August 2012 - May 2014
Wunderlich Securities May 2013 - July 2013
The Julian Krinsky Group July 2012 - August 2012
WillowTree Apps, Inc December 2011 - July 2012
Evergreen Enterprises August 2010 - April 2011
Skills
Data Analysis, Microsoft Office, PowerPoint, HTML, Public Speaking, Social Media, Entrepreneurship, Business Development, Start-ups, Market Research, Investment Banking, Financial Modeling, Research, Finance
Education
University of Pennsylvania 2013 — 2015
Master’s Degree, Computer Science
University of Pennsylvania 2011 — 2015
BS and BAS, Finance, Computer Science, Management, Operations and Information Management
Maggie L. Walker Governor's School 2007 — 2011
Morgan Stanley June 2015 - Present
University of Pennsylvania September 2014 - December 2014
Morgan Stanley June 2014 - August 2014
University of Pennsylvania August 2012 - May 2014
Wunderlich Securities May 2013 - July 2013
The Julian Krinsky Group July 2012 - August 2012
WillowTree Apps, Inc December 2011 - July 2012
Evergreen Enterprises August 2010 - April 2011
Skills
Data Analysis, Microsoft Office, PowerPoint, HTML, Public Speaking, Social Media, Entrepreneurship, Business Development, Start-ups, Market Research, Investment Banking, Financial Modeling, Research, Finance
Education
University of Pennsylvania 2013 — 2015
Master’s Degree, Computer Science
University of Pennsylvania 2011 — 2015
BS and BAS, Finance, Computer Science, Management, Operations and Information Management
Maggie L. Walker Governor's School 2007 — 2011
Erik Ball Erik Ball's Wunderlich Securities Experience April 2014 - Present
Job Associate at Wunderlich Securities
Industry Investment Banking
Experience
Wunderlich Securities April 2014 - Present
Wunderlich Securities September 2013 - April 2014
New Constructs December 2012 - July 2013
New Constructs July 2011 - December 2012
Vanderbilt University October 2010 - July 2011
Skills
Equity Research, Valuation, DCF, Financial Analysis, DCF Valuation, Financial Reporting, Microsoft Excel, Investments, Economics, Equities, Corporate Finance, Financial Modeling, Financial Statement..., Business Valuation
Education
University of Oxford 2009 — 2010
Master's, Greek and Latin Languages and Literature, with Distinction
Washington and Lee University 2005 — 2009
BA, Classics, Summa Cum Laude, Phi Beta Kappa
Wunderlich Securities April 2014 - Present
Wunderlich Securities September 2013 - April 2014
New Constructs December 2012 - July 2013
New Constructs July 2011 - December 2012
Vanderbilt University October 2010 - July 2011
Skills
Equity Research, Valuation, DCF, Financial Analysis, DCF Valuation, Financial Reporting, Microsoft Excel, Investments, Economics, Equities, Corporate Finance, Financial Modeling, Financial Statement..., Business Valuation
Education
University of Oxford 2009 — 2010
Master's, Greek and Latin Languages and Literature, with Distinction
Washington and Lee University 2005 — 2009
BA, Classics, Summa Cum Laude, Phi Beta Kappa
Myra Pierotti Myra Pierotti's Wunderlich Securities Experience January 2014 - Present
Job Registered Sales Assistant
Industry Investment Banking
Experience
Wunderlich Securities January 2014 - Present
Duncan-Williams, Inc. January 2013 - December 2013
Carty & Company April 2012 - September 2012
Viola November 2006 - April 2012
Hamby & Castellaw Imports May 2001 - December 2006
First South Credit Union March 2000 - May 2001
Jerol Hopkins Ford Lincoln Mercury August 1998 - March 2000
Skills
Series 7, Credit, Loans, Sales, Series 66, Series 63, Insurance, Finance, Marketing
Education
The University of Memphis
Wunderlich Securities January 2014 - Present
Duncan-Williams, Inc. January 2013 - December 2013
Carty & Company April 2012 - September 2012
Viola November 2006 - April 2012
Hamby & Castellaw Imports May 2001 - December 2006
First South Credit Union March 2000 - May 2001
Jerol Hopkins Ford Lincoln Mercury August 1998 - March 2000
Skills
Series 7, Credit, Loans, Sales, Series 66, Series 63, Insurance, Finance, Marketing
Education
The University of Memphis
Tony Ruda's Wunderlich Securities Experience 2010 - Present
Job Senior Vice President, Financial Advisor at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities 2010 - Present
RBC Wealth Management 2009 - 2010
Ferris Baker Watts 2004 - 2009
Morgan Stanley 1997 - 2004
Dean Witter Reynolds Inc. February 1982 - February 1997
Skills
Retirement Planning, Foundations and..., Institutional Clients, Municipal Bonds, Variable Annuities, Series 7, Series 66, Mutual Funds, Wealth Management
Education
University of Michigan College of Literature, Science, and the Arts 1977 — 1981
Bachelor’s Degree, Economics
Wunderlich Securities 2010 - Present
RBC Wealth Management 2009 - 2010
Ferris Baker Watts 2004 - 2009
Morgan Stanley 1997 - 2004
Dean Witter Reynolds Inc. February 1982 - February 1997
Skills
Retirement Planning, Foundations and..., Institutional Clients, Municipal Bonds, Variable Annuities, Series 7, Series 66, Mutual Funds, Wealth Management
Education
University of Michigan College of Literature, Science, and the Arts 1977 — 1981
Bachelor’s Degree, Economics
Lenny Bianco Lenny Bianco's Wunderlich Securities Experience December 2012 - Present
Job Vice President at Wunderlich Securities
Industry Investment Banking
Experience
Wunderlich Securities December 2012 - Present
Raymond James & Associates, Inc July 2011 - December 2012
Pritchard Capital Partners April 2010 - July 2011
Cougar Investment Fund, LLC August 2009 - December 2010
Civil / Structural Engineering January 2007 - September 2009
Skills
Investment Strategies, Business Valuation, Venture Capital, Investment Advisory, Investment Management, Financial Markets, Bonds, Economics, Options, Business Strategy, Strategy, Engineering, FINRA, Business Development, Team Management
Education
University of Houston, C.T. Bauer College of Business 2007 — 2010
Master of Business Administration, Graduate Certificate in Financial Services Management, Dean's Award for Academic Excellence
The University of Texas at Austin 2002 — 2006
Bachelor of Science, Civil Engineering
Wunderlich Securities December 2012 - Present
Raymond James & Associates, Inc July 2011 - December 2012
Pritchard Capital Partners April 2010 - July 2011
Cougar Investment Fund, LLC August 2009 - December 2010
Civil / Structural Engineering January 2007 - September 2009
Skills
Investment Strategies, Business Valuation, Venture Capital, Investment Advisory, Investment Management, Financial Markets, Bonds, Economics, Options, Business Strategy, Strategy, Engineering, FINRA, Business Development, Team Management
Education
University of Houston, C.T. Bauer College of Business 2007 — 2010
Master of Business Administration, Graduate Certificate in Financial Services Management, Dean's Award for Academic Excellence
The University of Texas at Austin 2002 — 2006
Bachelor of Science, Civil Engineering
Paige McMakin's Wunderlich Securities Experience April 2011 - June 2011
Job Marketing Manager at The Still Point
Industry Design
Experience
The Still Point September 2014 - Present
The Still Point May 2014 - September 2014
Absolute Perfection, Inc. April 2014 - September 2014
BTS Software Solutions, LLC January 2013 - September 2013
BTS, LLC November 2011 - December 2012
Cloud 9 Salon October 2007 - November 2011
Wunderlich Securities April 2011 - June 2011
Skills
Typography, Graphic Design, Color Theory, Logo Design, Mac, Digital Photography, Brochures, Fine Art, User Interface Design, Adobe Acrobat, Graphics, Dreamweaver, Adobe Creative Suite, Corporate Branding, Illustration, jQuery, HTML, Branding & Identity, Drawing, Art Direction, Layout, Web Design, Painting, Creative Direction, Packaging, Art, Photoshop, InDesign, Illustrator
Education
University of Maryland College Park 2007 — 2011
BA, Art Studio with a concentration in Graphic Design
The Still Point September 2014 - Present
The Still Point May 2014 - September 2014
Absolute Perfection, Inc. April 2014 - September 2014
BTS Software Solutions, LLC January 2013 - September 2013
BTS, LLC November 2011 - December 2012
Cloud 9 Salon October 2007 - November 2011
Wunderlich Securities April 2011 - June 2011
Skills
Typography, Graphic Design, Color Theory, Logo Design, Mac, Digital Photography, Brochures, Fine Art, User Interface Design, Adobe Acrobat, Graphics, Dreamweaver, Adobe Creative Suite, Corporate Branding, Illustration, jQuery, HTML, Branding & Identity, Drawing, Art Direction, Layout, Web Design, Painting, Creative Direction, Packaging, Art, Photoshop, InDesign, Illustrator
Education
University of Maryland College Park 2007 — 2011
BA, Art Studio with a concentration in Graphic Design
Adam Alves Adam Alves's Wunderlich Securities Experience 2007 - 2012
Job Senior Solutions Advisor
Industry Information Technology and Services
Experience
Higher Logic 2015 - Present
Advanced Solutions International (ASI) 2013 - 2015
Northern Capital Securities Corporation 2012 - 2013
Wunderlich Securities 2007 - 2012
Capital Securities of America 2003 - 2007
TDI, Inc. 1994 - 2003
Skills
Enterprise Software, Cloud Computing, SaaS, Management, CRM, Databases, Integration, Strategic Planning, Solution Selling, Program Management, Business Intelligence, Strategic Partnerships, Fixed Income, Equities, Leadership, Bloomberg
Education
University of Massachusetts, Amherst
BS Marketing, Isenberg School of Management, Business
Higher Logic 2015 - Present
Advanced Solutions International (ASI) 2013 - 2015
Northern Capital Securities Corporation 2012 - 2013
Wunderlich Securities 2007 - 2012
Capital Securities of America 2003 - 2007
TDI, Inc. 1994 - 2003
Skills
Enterprise Software, Cloud Computing, SaaS, Management, CRM, Databases, Integration, Strategic Planning, Solution Selling, Program Management, Business Intelligence, Strategic Partnerships, Fixed Income, Equities, Leadership, Bloomberg
Education
University of Massachusetts, Amherst
BS Marketing, Isenberg School of Management, Business
Corrie Scoby Corrie Scoby's Wunderlich Securities Experience September 2004 - August 2007
Job Director of Operations & Compliance
Industry Financial Services
Experience
Financial Resource Management December 2011 - Present
Arete Wealth Management December 2011 - Present
Morgan Keegan September 2007 - October 2010
Wunderlich Securities September 2004 - August 2007
NBC Capital Markets December 2001 - September 2004
Skills
Securities Regulation, Series 24, Securities, Investment Advisory, Uniform Combined State..., Investment Banking, Options, Financial Services, Broker-Dealer, Series 63, FINRA, Series 7, Alternative Investments, Mutual Funds, Series 65, Trading, Management, Equities, Investments, Capital Markets
Education
The University of Memphis 1999 — 2001
BBA, Business & Management Informaiton Systems
Battle Ground Academy High School
Financial Resource Management December 2011 - Present
Arete Wealth Management December 2011 - Present
Morgan Keegan September 2007 - October 2010
Wunderlich Securities September 2004 - August 2007
NBC Capital Markets December 2001 - September 2004
Skills
Securities Regulation, Series 24, Securities, Investment Advisory, Uniform Combined State..., Investment Banking, Options, Financial Services, Broker-Dealer, Series 63, FINRA, Series 7, Alternative Investments, Mutual Funds, Series 65, Trading, Management, Equities, Investments, Capital Markets
Education
The University of Memphis 1999 — 2001
BBA, Business & Management Informaiton Systems
Battle Ground Academy High School
Christian Kauffman Christian Kauffman's Wunderlich Securities Experience August 2013 - August 2013
Job Ernst & Young's Financial Services Office
Industry Financial Services
Experience
EY January 2014 - Present
Wunderlich Securities August 2013 - August 2013
Duncan-Williams, Inc. June 2013 - August 2013
Breeden and Co. September 2011 - February 2012
Covenant Presbyterian Church, Birmingham, AL June 2011 - August 2011
University of Alabama January 2011 - May 2011
The Water Cycle November 2009 - April 2010
Skills
Microsoft Excel, PowerPoint, Microsoft Office, Fundraising, Nonprofits, Public Speaking, Personal Finance, Public Relations, Microsoft Word, Finance, Leadership, Income Tax, Photoshop, Research, CQG, Visio, Databases, Financial Modeling, Private Equity, Project Management, Bloomberg Terminal, Financial Analysis, Accounting, Teamwork
Education
University of Tennessee-Knoxville 2011 — 2013
Bachelor of Science (B.S.), Finance, Accounting, and Economics, Senior
University of Alabama 2010 — 2011
Freshman year, Accounting and History
EY January 2014 - Present
Wunderlich Securities August 2013 - August 2013
Duncan-Williams, Inc. June 2013 - August 2013
Breeden and Co. September 2011 - February 2012
Covenant Presbyterian Church, Birmingham, AL June 2011 - August 2011
University of Alabama January 2011 - May 2011
The Water Cycle November 2009 - April 2010
Skills
Microsoft Excel, PowerPoint, Microsoft Office, Fundraising, Nonprofits, Public Speaking, Personal Finance, Public Relations, Microsoft Word, Finance, Leadership, Income Tax, Photoshop, Research, CQG, Visio, Databases, Financial Modeling, Private Equity, Project Management, Bloomberg Terminal, Financial Analysis, Accounting, Teamwork
Education
University of Tennessee-Knoxville 2011 — 2013
Bachelor of Science (B.S.), Finance, Accounting, and Economics, Senior
University of Alabama 2010 — 2011
Freshman year, Accounting and History
Jimmie (Lee) McIntyre, Jr. Jimmie (Lee) McIntyre, Jr.'s Wunderlich Securities Experience 2002 - 2004
Job Comptroller at Kiser's
Industry Building Materials
Experience
Kiser's Floor Fashions 2005 - Present
The Germantown Charity Horse Show 1998 - Present
Wunderlich Securities 2002 - 2004
National Bank of Commerce 1998 - 2002
Skills
Budgets, Banking, Analysis, Finance, Project Management, Valuation, Due Diligence, Sales, Marketing Communications, Processes Development, Management, Credit Analysis, Strategic Planning, Process Improvement, Strategic Negotiations, Sales Management, Corporate Finance, Product Development, Office Administration, Retail Financing, Mortgage Underwriting, Financial Analysis, Business Development, BIM design using..., Autodesk 3D Modeling, Leadership, Marketing, Customer Service
Education
University of Mississippi
Banking & Finance
Universiteit van Amsterdam 1982 — 1984
International Business, Philosophy / Logic, European Culture & History
Kiser's Floor Fashions 2005 - Present
The Germantown Charity Horse Show 1998 - Present
Wunderlich Securities 2002 - 2004
National Bank of Commerce 1998 - 2002
Skills
Budgets, Banking, Analysis, Finance, Project Management, Valuation, Due Diligence, Sales, Marketing Communications, Processes Development, Management, Credit Analysis, Strategic Planning, Process Improvement, Strategic Negotiations, Sales Management, Corporate Finance, Product Development, Office Administration, Retail Financing, Mortgage Underwriting, Financial Analysis, Business Development, BIM design using..., Autodesk 3D Modeling, Leadership, Marketing, Customer Service
Education
University of Mississippi
Banking & Finance
Universiteit van Amsterdam 1982 — 1984
International Business, Philosophy / Logic, European Culture & History
Maria A. Keith Maria A. Keith's Wunderlich Securities Experience April 2005 - June 2008
Job Financial Consultant, AXA Advisors, LLC
Industry Financial Services
Experience
AXA Advisors, LLC June 2014 - Present
First Allied Securities January 2012 - June 2014
First Allied Securities September 2008 - January 2012
Wunderlich Securities April 2005 - June 2008
First Merit Corporation September 2001 - April 2005
Skills
Wealth Management, Risk Management, Retirement Planning, Investment Services, Long-Term Care Planning..., Annuity Services, Business Succession..., Executive Benefits..., Retirement Planning...
Education
University of Akron 2000 — 2005
MBA, Finance
AXA Advisors, LLC June 2014 - Present
First Allied Securities January 2012 - June 2014
First Allied Securities September 2008 - January 2012
Wunderlich Securities April 2005 - June 2008
First Merit Corporation September 2001 - April 2005
Skills
Wealth Management, Risk Management, Retirement Planning, Investment Services, Long-Term Care Planning..., Annuity Services, Business Succession..., Executive Benefits..., Retirement Planning...
Education
University of Akron 2000 — 2005
MBA, Finance
Hal Hermelee Hal Hermelee's Wunderlich Securities Experience April 2014 - Present
Job Senior Managing Director at Wunderlich Securities
Industry Capital Markets
Experience
Wunderlich Securities April 2014 - Present
Banc of Manhattan Capital March 2009 - April 2014
Countrywide Securities Corporation January 1996 - September 2008
Countrywide Capital Markets January 1996 - September 2008
Countrywide Financial January 1996 - September 2008
Hamilton, Carter, Smith & Co. December 1991 - December 1995
Merrill Lynch & Co January 1989 - October 1991
Drexel Burnham Lambert August 1987 - February 1989
Skills
Mortgage, Capital Markets, Loans, Securitization, Mortgage Banking, Fixed Income
Education
University of Michigan 1983 — 1987
Wunderlich Securities April 2014 - Present
Banc of Manhattan Capital March 2009 - April 2014
Countrywide Securities Corporation January 1996 - September 2008
Countrywide Capital Markets January 1996 - September 2008
Countrywide Financial January 1996 - September 2008
Hamilton, Carter, Smith & Co. December 1991 - December 1995
Merrill Lynch & Co January 1989 - October 1991
Drexel Burnham Lambert August 1987 - February 1989
Skills
Mortgage, Capital Markets, Loans, Securitization, Mortgage Banking, Fixed Income
Education
University of Michigan 1983 — 1987
Greg Fowlds's Wunderlich Securities Experience May 2012 - June 2015
Job Sales Associate at Fi401k Advisors
Industry Financial Services
Experience
Fi401k Advisors July 2015 - Present
Wunderlich Securities May 2012 - June 2015
ConsultNet July 2011 - April 2012
Sinner Eyewear December 2010 - April 2011
Skills
Series 7, Series 63, Reports, Accounting, Microsoft Excel
Education
University of Kansas 2005 — 2010
Finance and Accounting
Regis Jesuit High School 2001 — 2005
St. Mary's
St. Mary's
St. Mary's
St. Mary's
Fi401k Advisors July 2015 - Present
Wunderlich Securities May 2012 - June 2015
ConsultNet July 2011 - April 2012
Sinner Eyewear December 2010 - April 2011
Skills
Series 7, Series 63, Reports, Accounting, Microsoft Excel
Education
University of Kansas 2005 — 2010
Finance and Accounting
Regis Jesuit High School 2001 — 2005
St. Mary's
St. Mary's
St. Mary's
St. Mary's
Jeff Menapace, CFA Jeff Menapace, CFA's Wunderlich Securities Experience 2010 - 2011
Job Corporate Desk Analyst at R.W. Pressprich
Industry Financial Services
Experience
R.W. Pressprich April 2013 - Present
Wunderlich Securities 2010 - 2011
Jesup & Lamont 2008 - 2010
Schroders 2004 - 2008
BlackRock 1999 - 2003
Corning Incorporated 1996 - 1999
National Security Agency 1993 - 1996
USAF 46th Test Group 1989 - 1993
Skills
Fixed Income, Financial Modeling, Bonds, Bloomberg, Investments, Series 7, Credit, Credit Analysis, High Yield, Debt, Relative Value, Leveraged Finance, Financial Analysis, Excel, Research, Microsoft Office, Corporate Bonds, Visual Basic, VBA, PowerPoint, Software Development, Bloomberg API
Education
University of North Carolina at Wilmington 1998 — 1999
MBA
US Air Force Academy 1985 — 1989
BS, Electrical Engineering
R.W. Pressprich April 2013 - Present
Wunderlich Securities 2010 - 2011
Jesup & Lamont 2008 - 2010
Schroders 2004 - 2008
BlackRock 1999 - 2003
Corning Incorporated 1996 - 1999
National Security Agency 1993 - 1996
USAF 46th Test Group 1989 - 1993
Skills
Fixed Income, Financial Modeling, Bonds, Bloomberg, Investments, Series 7, Credit, Credit Analysis, High Yield, Debt, Relative Value, Leveraged Finance, Financial Analysis, Excel, Research, Microsoft Office, Corporate Bonds, Visual Basic, VBA, PowerPoint, Software Development, Bloomberg API
Education
University of North Carolina at Wilmington 1998 — 1999
MBA
US Air Force Academy 1985 — 1989
BS, Electrical Engineering
Taylor Kronthal Taylor Kronthal's Wunderlich Securities Experience June 2014 - August 2014
Job Energy Investment Banking Intern at KGSAlpha Capital Markets, L.P.
Industry Oil & Energy
Experience
KGS-Alpha Capital Markets, L.P. June 2015 - August 2015
Wunderlich Securities June 2014 - August 2014
Cantor Fitzgerald June 2013 - August 2013
Rodman & Renshaw June 2013 - August 2013
Skills
Microsoft Excel, Bloomberg, PowerPoint, Microsoft Office, Microsoft Word, Research, Teamwork, Social Media, English, Capital IQ, Social Networking, Event Planning
Education
UC Berkeley 2011 — 2015
Bachelor's degree, Political Economy
KGS-Alpha Capital Markets, L.P. June 2015 - August 2015
Wunderlich Securities June 2014 - August 2014
Cantor Fitzgerald June 2013 - August 2013
Rodman & Renshaw June 2013 - August 2013
Skills
Microsoft Excel, Bloomberg, PowerPoint, Microsoft Office, Microsoft Word, Research, Teamwork, Social Media, English, Capital IQ, Social Networking, Event Planning
Education
UC Berkeley 2011 — 2015
Bachelor's degree, Political Economy
Jessica Pressgrove, CPA's Wunderlich Securities Experience March 2014 - March 2015
Job Accounting Manager at Southeastern Asset Management Inc.
Industry Investment Management
Experience
Southeastern Asset Management Inc. April 2015 - Present
Wunderlich Securities March 2014 - March 2015
Vining Sparks Asset Management, LLC November 2010 - March 2014
KPMG September 2006 - October 2010
Education
University of Mississippi 2005 — 2006
Masters of Accountancy, Accounting
University of Mississippi 2001 — 2005
Bachelors of Accountancy, Accounting
Southeastern Asset Management Inc. April 2015 - Present
Wunderlich Securities March 2014 - March 2015
Vining Sparks Asset Management, LLC November 2010 - March 2014
KPMG September 2006 - October 2010
Education
University of Mississippi 2005 — 2006
Masters of Accountancy, Accounting
University of Mississippi 2001 — 2005
Bachelors of Accountancy, Accounting
Mike Wilcheck Mike Wilcheck's Wunderlich Securities Experience August 2005 - Present
Job Financial Advisor
Industry Financial Services
Experience
Wunderlich Securities August 2005 - Present
Econocom 1983 - 1989
Memphis, TN and Tupelo, MS January 1969 - July 1976
Skills
Wealth Preservation..., Wealth Building, Retirement Planning, Estate Planning, Financial Advisory, Investments, Retirement Income..., Wealth, Retirement, Series 7, Wealth Management, Series 63, Strategic Financial..., FINRA, IRAs, Investment Advisory, Asset Allocation, Mutual Funds, Securities
Education
The University of Memphis 1964 — 1968
B.S., Advertising and English, Business
Catholic High for Boys 1960 — 1964
Wunderlich Securities August 2005 - Present
Econocom 1983 - 1989
Memphis, TN and Tupelo, MS January 1969 - July 1976
Skills
Wealth Preservation..., Wealth Building, Retirement Planning, Estate Planning, Financial Advisory, Investments, Retirement Income..., Wealth, Retirement, Series 7, Wealth Management, Series 63, Strategic Financial..., FINRA, IRAs, Investment Advisory, Asset Allocation, Mutual Funds, Securities
Education
The University of Memphis 1964 — 1968
B.S., Advertising and English, Business
Catholic High for Boys 1960 — 1964
Alexandra Lundell Alexandra Lundell's Wunderlich Securities Experience July 2011 - July 2011
Job Investment Banking Analyst at Stephens Inc.
Industry Banking
Experience
Stephens Inc. June 2014 - Present
CCG Advisors May 2013 - May 2014
Equity Partners, Australia June 2012 - August 2012
Wunderlich Securities July 2011 - July 2011
New York University January 2009 - January 2009
Skills
Financial Modeling, Financial Analysis, Due Diligence, Microsoft Excel, PowerPoint, Mergers & Acquisitions, Valuation, Investment Banking, Finance
Education
The University of Georgia 2009 — 2013
Bachelor of Business Administration (BBA), Finance, General
Terry College of Business
Bachelor of Business Administration, Banking and Finance
Stephens Inc. June 2014 - Present
CCG Advisors May 2013 - May 2014
Equity Partners, Australia June 2012 - August 2012
Wunderlich Securities July 2011 - July 2011
New York University January 2009 - January 2009
Skills
Financial Modeling, Financial Analysis, Due Diligence, Microsoft Excel, PowerPoint, Mergers & Acquisitions, Valuation, Investment Banking, Finance
Education
The University of Georgia 2009 — 2013
Bachelor of Business Administration (BBA), Finance, General
Terry College of Business
Bachelor of Business Administration, Banking and Finance
Andy Metcalf Andy Metcalf's Wunderlich Securities Experience August 2013 - February 2015
Job Financial Services
Industry Financial Services
Experience
Wunderlich Securities August 2013 - February 2015
Raymond James Financial Inc. November 2012 - August 2013
Raymond James Morgan Keegan March 2012 - November 2012
Morgan Keegan & Co., Inc September 2010 - March 2012
2010 Mass Mutual January 2010 - September 2010
Morgan Keegan & Co. Inc May 2008 - December 2009
Regions Bank June 2007 - May 2008
Atlanta Silverbacks January 2007 - June 2007
Major League Soccer January 2006 - December 2006
Skills
TN Rush Youth Soccer..., Series 7, Series 66, Spanish-speaking, Soccer, Financial Services, FINRA, Finance, 401k, Financial Advisory, Wealth Management...
Education
Union University 2010 — 2012
MBA, Business Administration and Management, General, 4.0/4.0
The University of Memphis 2002 — 2007
Bachelor's, International Business, 3.41/4.0
Wunderlich Securities August 2013 - February 2015
Raymond James Financial Inc. November 2012 - August 2013
Raymond James Morgan Keegan March 2012 - November 2012
Morgan Keegan & Co., Inc September 2010 - March 2012
2010 Mass Mutual January 2010 - September 2010
Morgan Keegan & Co. Inc May 2008 - December 2009
Regions Bank June 2007 - May 2008
Atlanta Silverbacks January 2007 - June 2007
Major League Soccer January 2006 - December 2006
Skills
TN Rush Youth Soccer..., Series 7, Series 66, Spanish-speaking, Soccer, Financial Services, FINRA, Finance, 401k, Financial Advisory, Wealth Management...
Education
Union University 2010 — 2012
MBA, Business Administration and Management, General, 4.0/4.0
The University of Memphis 2002 — 2007
Bachelor's, International Business, 3.41/4.0
Kristen Ashby Smith Kristen Ashby Smith's Wunderlich Securities Experience March 2012 - Present
Job Insurance Coordinator at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities March 2012 - Present
Morgan Keegan September 2010 - March 2012
Morgan Keegan July 2007 - September 2010
Ericson Group Inc May 2005 - June 2007
Skills
Series 7, Mutual Funds, Marketing, Customer Service, PowerPoint, Microsoft Office, Securities, Insurance, Life Insurance, Fixed Annuities, 401k
Education
Union University 2008 — 2010
MBA, Business Administration and Management, General
University of Mississippi - School of Business Administration 2001 — 2005
BBS, Marketing
Wunderlich Securities March 2012 - Present
Morgan Keegan September 2010 - March 2012
Morgan Keegan July 2007 - September 2010
Ericson Group Inc May 2005 - June 2007
Skills
Series 7, Mutual Funds, Marketing, Customer Service, PowerPoint, Microsoft Office, Securities, Insurance, Life Insurance, Fixed Annuities, 401k
Education
Union University 2008 — 2010
MBA, Business Administration and Management, General
University of Mississippi - School of Business Administration 2001 — 2005
BBS, Marketing
Reed Willett Reed Willett's Wunderlich Securities Experience March 2015 - Present
Job VP Municipal Trading at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities March 2015 - Present
Simmons First Investment Group July 2012 - March 2015
Crews & Associates April 2011 - June 2012
Skills
Investments, Financial Analysis, Series 63, Marketing, Microsoft Excel, Strategic Planning, Negotiation, Municipal Bonds, Entangling Foes in a..., Night Vision, Microsoft Office, Bulldozer, Sword Fighting, Archery, Municipal Underwriting, Corporate Bonds, Rope Rescue, Paranormal Romance, TBA Markets, Public Speaking, English
Education
University of Arkansas at Fayetteville 2000 — 2005
Bachelors, Finance and Financial Management Services, 3.4
University of Arkansas at Fayetteville 2000 — 2005
Bachelors, Marketing/Marketing Management, General, 3.2
Central High School 1997 — 2000
High School Diploma
Wunderlich Securities March 2015 - Present
Simmons First Investment Group July 2012 - March 2015
Crews & Associates April 2011 - June 2012
Skills
Investments, Financial Analysis, Series 63, Marketing, Microsoft Excel, Strategic Planning, Negotiation, Municipal Bonds, Entangling Foes in a..., Night Vision, Microsoft Office, Bulldozer, Sword Fighting, Archery, Municipal Underwriting, Corporate Bonds, Rope Rescue, Paranormal Romance, TBA Markets, Public Speaking, English
Education
University of Arkansas at Fayetteville 2000 — 2005
Bachelors, Finance and Financial Management Services, 3.4
University of Arkansas at Fayetteville 2000 — 2005
Bachelors, Marketing/Marketing Management, General, 3.2
Central High School 1997 — 2000
High School Diploma
Harry Chang's Wunderlich Securities Experience 2014 - 2015
Job
Industry Investment Banking
Experience
Wunderlich Securities 2014 - 2015
NexBank Capital Advisors 2013 - 2013
UBS 2012 - 2012
Skills
Financial Analysis, Microsoft Excel
Education
University of Southern California 2010 — 2014
Bachelor's Degree
Wunderlich Securities 2014 - 2015
NexBank Capital Advisors 2013 - 2013
UBS 2012 - 2012
Skills
Financial Analysis, Microsoft Excel
Education
University of Southern California 2010 — 2014
Bachelor's Degree
Richard A. Fishbach, MBA, CFP's Wunderlich Securities Experience October 2010 - Present
Job at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities October 2010 - Present
Education
Weatherhead School of Management at Case Western Reserve University 1968 — 1971
MBA, Finance and Marketing
University of Rochester 1961 — 1965
BS ChE, Chemical Engineering
Wunderlich Securities October 2010 - Present
Education
Weatherhead School of Management at Case Western Reserve University 1968 — 1971
MBA, Finance and Marketing
University of Rochester 1961 — 1965
BS ChE, Chemical Engineering
Brent Nair's Wunderlich Securities Experience September 2008 - October 2009
Job CIO, City of Memphis
Industry Government Administration
Experience
City of Memphis October 2010 - Present
City of Memphis June 2010 - October 2010
The Huntington Group October 2009 - June 2010
Wunderlich Securities September 2008 - October 2009
FedEx Services October 2005 - September 2008
First Tennessee 2001 - 2005
3re.com March 2000 - May 2001
Cook Systems International 1999 - 2000
St. Jude Children's Research Hospital 1998 - 1999
Skills
PMP, Security, Compliance, Process Improvement, Policy Writing, ITIL, Management, Project Management, Leadership, Business Process, Information Security, Disaster Recovery, IT Strategy, SDLC, Business Continuity, Strategic Planning, IT Management, Software Project..., Governance, Business Strategy, PCI DSS, Networking, SQL, Program Management, CISSP, Integration, Business Intelligence, Vendor Management, Microsoft Exchange, Business Process..., IT Service Management, Enterprise Architecture, PMO, IT Audit, Requirements Analysis, Information Technology
Education
Leadership Memphis 2011 — 2012
The University of Memphis 1989 — 1991
MS, Counseling and Personnel Services
University of Northern Iowa 1983 — 1987
BA, History and Anthropology
City of Memphis October 2010 - Present
City of Memphis June 2010 - October 2010
The Huntington Group October 2009 - June 2010
Wunderlich Securities September 2008 - October 2009
FedEx Services October 2005 - September 2008
First Tennessee 2001 - 2005
3re.com March 2000 - May 2001
Cook Systems International 1999 - 2000
St. Jude Children's Research Hospital 1998 - 1999
Skills
PMP, Security, Compliance, Process Improvement, Policy Writing, ITIL, Management, Project Management, Leadership, Business Process, Information Security, Disaster Recovery, IT Strategy, SDLC, Business Continuity, Strategic Planning, IT Management, Software Project..., Governance, Business Strategy, PCI DSS, Networking, SQL, Program Management, CISSP, Integration, Business Intelligence, Vendor Management, Microsoft Exchange, Business Process..., IT Service Management, Enterprise Architecture, PMO, IT Audit, Requirements Analysis, Information Technology
Education
Leadership Memphis 2011 — 2012
The University of Memphis 1989 — 1991
MS, Counseling and Personnel Services
University of Northern Iowa 1983 — 1987
BA, History and Anthropology
Patrick Waters's Wunderlich Securities Experience September 2011 - October 2011
Job Customer Support at S&P Capital IQ
Industry Financial Services
Experience
S&P Capital IQ January 2013 - November 2013
Wunderlich Securities September 2011 - October 2011
Friedland Capital Markets March 2008 - April 2010
William Smith and Co. April 2007 - October 2007
LaSalle Bank February 2005 - November 2006
Skills
Equities, Financial Analysis, Investments, Portfolio Management, Financial Modeling, Strategic Planning, Customer Service, Corporate Finance, Due Diligence, Mergers & Acquisitions
Education
University of Colorado Denver 2003 — 2005
Master's, Finance
University of Kansas 1997 — 2001
BS, Business Administration
Kent Denver
S&P Capital IQ January 2013 - November 2013
Wunderlich Securities September 2011 - October 2011
Friedland Capital Markets March 2008 - April 2010
William Smith and Co. April 2007 - October 2007
LaSalle Bank February 2005 - November 2006
Skills
Equities, Financial Analysis, Investments, Portfolio Management, Financial Modeling, Strategic Planning, Customer Service, Corporate Finance, Due Diligence, Mergers & Acquisitions
Education
University of Colorado Denver 2003 — 2005
Master's, Finance
University of Kansas 1997 — 2001
BS, Business Administration
Kent Denver
Irene Fan's Wunderlich Securities Experience July 2014 - July 2015
Job Institutional Fixed Income Sales at Falcon Square Capital
Industry Financial Services
Experience
Falcon Square Capital August 2015 - Present
Wunderlich Securities July 2014 - July 2015
CastleOak Securities, L.P. August 2012 - January 2014
Piper Jaffray 2011 - August 2012
BTIG LLC July 2010 - July 2011
Jesup & Lamont 2008 - 2010
Keefe, Bruyette & Woods 2006 - 2008
Advest, Inc. 2003 - 2005
Piper Jaffray 2001 - 2003
Prudential Securitites 1997 - 2001
Skills
Fixed Income, Alternative Investments, Investment Banking, Hedge Funds, Series 7, Capital Markets, Structured Products, Series 63, Equities, Portfolio Management, Bloomberg, Trading, Securities, Bonds, Investments, Asset Management
Education
UCLA Anderson School of Management
MBA, Finance, Entrepreneurship
University of Pennsylvania
BAS, Systems Engineering
University of Pennsylvania - The Wharton School
BSE, Finance
Falcon Square Capital August 2015 - Present
Wunderlich Securities July 2014 - July 2015
CastleOak Securities, L.P. August 2012 - January 2014
Piper Jaffray 2011 - August 2012
BTIG LLC July 2010 - July 2011
Jesup & Lamont 2008 - 2010
Keefe, Bruyette & Woods 2006 - 2008
Advest, Inc. 2003 - 2005
Piper Jaffray 2001 - 2003
Prudential Securitites 1997 - 2001
Skills
Fixed Income, Alternative Investments, Investment Banking, Hedge Funds, Series 7, Capital Markets, Structured Products, Series 63, Equities, Portfolio Management, Bloomberg, Trading, Securities, Bonds, Investments, Asset Management
Education
UCLA Anderson School of Management
MBA, Finance, Entrepreneurship
University of Pennsylvania
BAS, Systems Engineering
University of Pennsylvania - The Wharton School
BSE, Finance
Jenny King's Wunderlich Securities Experience April 2013 - Present
Job Financial Advisor at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities April 2013 - Present
Raymond James Morgan Keegan May 2004 - February 2013
Nandy's Candy, Inc. May 2002 - April 2004
Morgan Stanley Private Wealth Management November 2000 - May 2002
Morgan Stanley September 1998 - November 2000
Interstate Johnson Lane September 1997 - August 1998
Morgan Keegan & Company, Inc. November 1995 - August 1997
Skills
Securities License:..., Strategic Planning, Series 7, Investments, Marketing Strategy, Wealth Management, Public Relations, Mutual Funds, Social Media Marketing, Retirement Planning, Series 63, Marketing, Financial Analysis, Sales, Marketing Communications, Financial Services, Portfolio Management, Account Management, Alternative Investments, Securities, Investment Strategies, Asset Allocation, Investment Advisory
Education
University of Kansas 1990 — 1994
Bachelor of Science (B.S.), William Allen White School of Journalism, Business Communication
Wunderlich Securities April 2013 - Present
Raymond James Morgan Keegan May 2004 - February 2013
Nandy's Candy, Inc. May 2002 - April 2004
Morgan Stanley Private Wealth Management November 2000 - May 2002
Morgan Stanley September 1998 - November 2000
Interstate Johnson Lane September 1997 - August 1998
Morgan Keegan & Company, Inc. November 1995 - August 1997
Skills
Securities License:..., Strategic Planning, Series 7, Investments, Marketing Strategy, Wealth Management, Public Relations, Mutual Funds, Social Media Marketing, Retirement Planning, Series 63, Marketing, Financial Analysis, Sales, Marketing Communications, Financial Services, Portfolio Management, Account Management, Alternative Investments, Securities, Investment Strategies, Asset Allocation, Investment Advisory
Education
University of Kansas 1990 — 1994
Bachelor of Science (B.S.), William Allen White School of Journalism, Business Communication
David Askew's Wunderlich Securities Experience August 2013 - March 2014
Job Equity Research Analyst at Swank Capital, LLC
Industry Investment Management
Experience
Swank Capital, LLC April 2014 - Present
Wunderlich Securities August 2013 - March 2014
RBC Capital Markets March 2011 - August 2013
RBC Capital Markets October 2009 - July 2011
Austin Stock Research December 2006 - November 2009
Education
The University of Texas at Austin - The Red McCombs School of Business 2002 — 2006
Bachelor of Business Administration (BBA), Finance and Accounting
Swank Capital, LLC April 2014 - Present
Wunderlich Securities August 2013 - March 2014
RBC Capital Markets March 2011 - August 2013
RBC Capital Markets October 2009 - July 2011
Austin Stock Research December 2006 - November 2009
Education
The University of Texas at Austin - The Red McCombs School of Business 2002 — 2006
Bachelor of Business Administration (BBA), Finance and Accounting
Brian Doolittle's Wunderlich Securities Experience October 2014 - Present
Job Sr. VP Mortgage Trader at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities October 2014 - Present
Auriga USA, LLC March 2014 - October 2014
W.J. Bradley Mortgage Capital, LLC April 2013 - November 2013
Jefferies & Company February 2010 - February 2013
BACCHUS - Wine Made Simple January 2009 - January 2011
Countrywide Securities Corporation April 1998 - September 2008
IMIS 1997 - 1998
Stephens Inc. February 1988 - May 1997
Wells Fargo Bank January 1993 - January 1996
Skills
Trading, Fixed Income, Capital Markets, Bloomberg, Portfolio Management, Derivatives, Equities, Financial Modeling, Series 24, Series 7, Loans, Securities, Bonds, Investment Banking, Credit, Valuation, Series 63, Series 3, MBS, Event Management, Structured Finance, Structured Products, FINRA, Options, Asset Management
Education
University of Arkansas at Little Rock 1986 — 1992
Bachelor of Science (BS), Accounting and Finance
Wunderlich Securities October 2014 - Present
Auriga USA, LLC March 2014 - October 2014
W.J. Bradley Mortgage Capital, LLC April 2013 - November 2013
Jefferies & Company February 2010 - February 2013
BACCHUS - Wine Made Simple January 2009 - January 2011
Countrywide Securities Corporation April 1998 - September 2008
IMIS 1997 - 1998
Stephens Inc. February 1988 - May 1997
Wells Fargo Bank January 1993 - January 1996
Skills
Trading, Fixed Income, Capital Markets, Bloomberg, Portfolio Management, Derivatives, Equities, Financial Modeling, Series 24, Series 7, Loans, Securities, Bonds, Investment Banking, Credit, Valuation, Series 63, Series 3, MBS, Event Management, Structured Finance, Structured Products, FINRA, Options, Asset Management
Education
University of Arkansas at Little Rock 1986 — 1992
Bachelor of Science (BS), Accounting and Finance
Jeff Buhrman's Wunderlich Securities Experience June 2014 - Present
Job Associate Vice President at Wunderlich Securities
Industry Investment Banking
Experience
Wunderlich Securities June 2014 - Present
ROTH Capital Partners January 2012 - June 2014
ROTH Capital Partners January 2010 - January 2012
PCG Asset Management August 2008 - January 2010
Morgan Stanley July 2007 - July 2008
UBS October 2005 - December 2006
Skills
Mergers, Acquisitions, Financial Modeling, Capital Raising, Private Equity, Venture Capital, Corporate Finance, Valuation, Mergers & Acquisitions
Education
UCLA Anderson School of Management 2014 — 2017
Master of Business Administration (MBA)
University of Washington 2003 — 2007
BA, Economics
Wunderlich Securities June 2014 - Present
ROTH Capital Partners January 2012 - June 2014
ROTH Capital Partners January 2010 - January 2012
PCG Asset Management August 2008 - January 2010
Morgan Stanley July 2007 - July 2008
UBS October 2005 - December 2006
Skills
Mergers, Acquisitions, Financial Modeling, Capital Raising, Private Equity, Venture Capital, Corporate Finance, Valuation, Mergers & Acquisitions
Education
UCLA Anderson School of Management 2014 — 2017
Master of Business Administration (MBA)
University of Washington 2003 — 2007
BA, Economics
Gary Wunderlich's Wunderlich Securities Experience
Job CEO at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities
Education
Memphis University School 1984 — 1988
The University of Memphis
Master of Business Administration (MBA)
University of Virginia
Bachelor of Arts (BA), Economics
Wunderlich Securities
Education
Memphis University School 1984 — 1988
The University of Memphis
Master of Business Administration (MBA)
University of Virginia
Bachelor of Arts (BA), Economics
Leanne Scull's Wunderlich Securities Experience November 2007 - July 2011
Job Senior Vice President, Investments at Raymond James
Industry Financial Services
Experience
RAYMOND JAMES July 2011 - Present
Wunderlich Securities November 2007 - July 2011
Young, Stovall & Co September 1997 - November 2007
Union Planters Brokerage August 1986 - August 1997
Skills
Series 7, Series 24, Investments, Portfolio Management, Series 63
Education
The University of Memphis
MBA, Finance
RAYMOND JAMES July 2011 - Present
Wunderlich Securities November 2007 - July 2011
Young, Stovall & Co September 1997 - November 2007
Union Planters Brokerage August 1986 - August 1997
Skills
Series 7, Series 24, Investments, Portfolio Management, Series 63
Education
The University of Memphis
MBA, Finance
Tonya Lybrand's Wunderlich Securities Experience March 2012 - Present
Job Transaction Manager at Wunderlich Securities
Industry Capital Markets
Experience
Wunderlich Securities March 2012 - Present
Kinecta Federal Credit Union August 2009 - February 2012
JP Morgan Chase October 2008 - August 2009
LPS Capital Markets November 2007 - September 2008
Countrywide Securities Corporation March 2003 - September 2007
Countrywide Securities Corporation June 2000 - March 2003
Countrywide Securities Corporation March 1997 - June 2000
Skills
Mortgage Lending, Loans, Underwriting, Mortgage Banking, Credit, Capital Markets, Banking, Credit Analysis, Portfolio Management, Credit Risk, Residential Mortgages, Loan Servicing, Investments, REO, Mortgage Servicing, Securitization, Finance, Fixed Income, Trading, Structured Finance, Refinance, Asset Management, Loan Origination, Financial Analysis, Securities, Mortgage Underwriting, Real Estate Economics, Due Diligence, Loss Mitigation, Financial Structuring, Valuation, Real Estate, Commercial Lending, FHA
Education
University of Arkansas at Little Rock
Business
other
Wunderlich Securities March 2012 - Present
Kinecta Federal Credit Union August 2009 - February 2012
JP Morgan Chase October 2008 - August 2009
LPS Capital Markets November 2007 - September 2008
Countrywide Securities Corporation March 2003 - September 2007
Countrywide Securities Corporation June 2000 - March 2003
Countrywide Securities Corporation March 1997 - June 2000
Skills
Mortgage Lending, Loans, Underwriting, Mortgage Banking, Credit, Capital Markets, Banking, Credit Analysis, Portfolio Management, Credit Risk, Residential Mortgages, Loan Servicing, Investments, REO, Mortgage Servicing, Securitization, Finance, Fixed Income, Trading, Structured Finance, Refinance, Asset Management, Loan Origination, Financial Analysis, Securities, Mortgage Underwriting, Real Estate Economics, Due Diligence, Loss Mitigation, Financial Structuring, Valuation, Real Estate, Commercial Lending, FHA
Education
University of Arkansas at Little Rock
Business
other
Patti Blagojevich's Wunderlich Securities Experience September 2013 - Present
Job Financial Advisor at Wunderlich Securities
Industry Insurance
Experience
Wunderlich Securities September 2013 - Present
Skills
Insurance, Health Insurance, Retirement Planning, Disability Insurance, Small Business, Brokers, Employee Benefits
Education
University of Illinois at Urbana-Champaign 1983 — 1987
BA, Economics
University of Illinois at Urbana-Champaign
Bachelor's degree, Economics
Wunderlich Securities September 2013 - Present
Skills
Insurance, Health Insurance, Retirement Planning, Disability Insurance, Small Business, Brokers, Employee Benefits
Education
University of Illinois at Urbana-Champaign 1983 — 1987
BA, Economics
University of Illinois at Urbana-Champaign
Bachelor's degree, Economics
M. Brian Todd's Wunderlich Securities Experience 2007 - 2008
Job Investment Associate
Industry Financial Services
Experience
Wunderlich Securities 2007 - 2008
Wachovia Securities, LLC 2004 - 2007
A.G. Edwards 2002 - 2003
Quick & Reilly 2001 - 2002
Fidelity Investments 1996 - 2001
Education
The University of Memphis 1987 — 1994
Bachelor's of Business Administration, Sales and Marketing minor Finance
Wunderlich Securities 2007 - 2008
Wachovia Securities, LLC 2004 - 2007
A.G. Edwards 2002 - 2003
Quick & Reilly 2001 - 2002
Fidelity Investments 1996 - 2001
Education
The University of Memphis 1987 — 1994
Bachelor's of Business Administration, Sales and Marketing minor Finance
John Silberman's Wunderlich Securities Experience July 2010 - March 2012
Job Senior Financial Consultant
Industry Financial Services
Experience
Financial West Group March 2012 - Present
Wunderlich Securities July 2010 - March 2012
Jesup & Lamont March 2006 - July 2010
The Shemano Group September 1995 - March 2006
Education
University of Michigan 1984 — 1988
BA, History
Financial West Group March 2012 - Present
Wunderlich Securities July 2010 - March 2012
Jesup & Lamont March 2006 - July 2010
The Shemano Group September 1995 - March 2006
Education
University of Michigan 1984 — 1988
BA, History
Robert Kingsley's Wunderlich Securities Experience October 2003 - December 2005
Job CEO at 420 Capital Management
Industry Alternative Medicine
Experience
420 Capital Management July 2014 - Present
HK Capital, LLC February 2006 - Present
Wunderlich Securities October 2003 - December 2005
CBOE August 1975 - December 1995
Skills
Capital Markets, Private Equity, Valuation, Derivatives, Business Valuation, Mergers, Hedge Funds, Trading, Fixed Income, Financial Modeling, Due Diligence, Investments, Financial Markets, Technical Analysis, Trading Systems, Commodity, Securities, Alternative Investments, Bloomberg, Equity Trading, Series 7
Education
University of Pennsylvania - The Wharton School 1971 — 1975
BS in Economics, Finance, accounting
420 Capital Management July 2014 - Present
HK Capital, LLC February 2006 - Present
Wunderlich Securities October 2003 - December 2005
CBOE August 1975 - December 1995
Skills
Capital Markets, Private Equity, Valuation, Derivatives, Business Valuation, Mergers, Hedge Funds, Trading, Fixed Income, Financial Modeling, Due Diligence, Investments, Financial Markets, Technical Analysis, Trading Systems, Commodity, Securities, Alternative Investments, Bloomberg, Equity Trading, Series 7
Education
University of Pennsylvania - The Wharton School 1971 — 1975
BS in Economics, Finance, accounting
Robin Oegerle's Wunderlich Securities Experience August 2014 - Present
Job Financial Advisor at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities August 2014 - Present
Wunderlich Securities April 2009 - August 2014
Ferris, Baker Watts, Inc August 1988 - March 2009
Maryland Stadium Authority 1994 - 2006
Skills
Public Relations, Alternative Investments, Series 7, Investment Advisory, Market Research, Start-ups, Strategy, Financial Services, Event Management, Investment Strategies, Hedge Funds, Capital Markets, Strategic Planning, FINRA, Fixed Income, Event Planning, Investment Management, Uniform Combined State..., Investments, Financial Advisory, Retirement Planning, Customer Service, Microsoft Excel, Social Media, Equities, Securities, Asset Allocation, Mutual Funds, Marketing, Nonprofits, Insurance, Retirement
Education
University of Massachusetts, Amherst 1974 — 1976
MA, Fine Arts
University of Florida 1970 — 1973
BA, Music
Wunderlich Securities August 2014 - Present
Wunderlich Securities April 2009 - August 2014
Ferris, Baker Watts, Inc August 1988 - March 2009
Maryland Stadium Authority 1994 - 2006
Skills
Public Relations, Alternative Investments, Series 7, Investment Advisory, Market Research, Start-ups, Strategy, Financial Services, Event Management, Investment Strategies, Hedge Funds, Capital Markets, Strategic Planning, FINRA, Fixed Income, Event Planning, Investment Management, Uniform Combined State..., Investments, Financial Advisory, Retirement Planning, Customer Service, Microsoft Excel, Social Media, Equities, Securities, Asset Allocation, Mutual Funds, Marketing, Nonprofits, Insurance, Retirement
Education
University of Massachusetts, Amherst 1974 — 1976
MA, Fine Arts
University of Florida 1970 — 1973
BA, Music
Garrett Smoke's Wunderlich Securities Experience January 2008 - Present
Job Senior Financial Advisor
Industry Financial Services
Experience
Wunderlich Securities January 2008 - Present
Wachovia Securities Financial Network January 1998 - January 2008
Education
University of Central Florida 1992 — 1994
Business
Wunderlich Securities January 2008 - Present
Wachovia Securities Financial Network January 1998 - January 2008
Education
University of Central Florida 1992 — 1994
Business
Scott Pritchett's Wunderlich Securities Experience November 2013 - March 2015
Job Controller at CapitalSpring
Industry Financial Services
Experience
CapitalSpring March 2015 - Present
Wunderlich Securities November 2013 - March 2015
Wunderlich Securities February 2009 - November 2013
KPMG February 2005 - November 2008
Deloitte January 2003 - January 2005
Arthur Andersen June 2001 - August 2001
Skills
Internal Controls, SEC filings, Financial Reporting, Financial Analysis, Accounting, Auditing, Sarbanes-Oxley Act, GAAP, CPA, US GAAP, Finance, Financial Accounting, Financial Modeling, Financial Planning, Due Diligence, Mergers & Acquisitions, Corporate Finance, Internal Audit, General Ledger, Tax, Strategic Planning, Managerial Finance, Corporate Tax, Management, Budgeting, Treasury Management, FINOP
Education
University of Mississippi 2001 — 2002
M. Accy
University of Mississippi 1997 — 2001
B. Accy
CapitalSpring March 2015 - Present
Wunderlich Securities November 2013 - March 2015
Wunderlich Securities February 2009 - November 2013
KPMG February 2005 - November 2008
Deloitte January 2003 - January 2005
Arthur Andersen June 2001 - August 2001
Skills
Internal Controls, SEC filings, Financial Reporting, Financial Analysis, Accounting, Auditing, Sarbanes-Oxley Act, GAAP, CPA, US GAAP, Finance, Financial Accounting, Financial Modeling, Financial Planning, Due Diligence, Mergers & Acquisitions, Corporate Finance, Internal Audit, General Ledger, Tax, Strategic Planning, Managerial Finance, Corporate Tax, Management, Budgeting, Treasury Management, FINOP
Education
University of Mississippi 2001 — 2002
M. Accy
University of Mississippi 1997 — 2001
B. Accy
Jon E Guay's Wunderlich Securities Experience February 2011 - January 2013
Job Financial Consultant
Industry Financial Services
Experience
Wunderlich Securities February 2011 - January 2013
QA3 Financial Corp May 2008 - February 2011
CUNA Mutual Group September 2000 - May 2008
Skills
Retirement Planning, Wealth Management, Mutual Funds, Investments, Securities, Retirement, Investment Advisory, Strategic Financial..., Asset Allocation, Fixed Annuities, Portfolio Management, IRAs, Equities
Education
University of Maryland College Park 1983 — 1986
BS, Economics and Finance
Boys' Latin High School 1980 — 1983
Wunderlich Securities February 2011 - January 2013
QA3 Financial Corp May 2008 - February 2011
CUNA Mutual Group September 2000 - May 2008
Skills
Retirement Planning, Wealth Management, Mutual Funds, Investments, Securities, Retirement, Investment Advisory, Strategic Financial..., Asset Allocation, Fixed Annuities, Portfolio Management, IRAs, Equities
Education
University of Maryland College Park 1983 — 1986
BS, Economics and Finance
Boys' Latin High School 1980 — 1983
Jessica (Vaughn) Rando, MBA's Wunderlich Securities Experience September 2009 - April 2015
Job Operations Liaison at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors,LLC April 2015 - Present
Wunderlich Securities September 2009 - April 2015
Raymond James Financial Inc. March 2009 - September 2009
UBS Financial Services August 2004 - December 2008
Education
Union University 2008 — 2011
Masters, Business Administration
The University of Memphis 2001 — 2006
Bachelors of Arts, Communications
Wells Fargo Advisors,LLC April 2015 - Present
Wunderlich Securities September 2009 - April 2015
Raymond James Financial Inc. March 2009 - September 2009
UBS Financial Services August 2004 - December 2008
Education
Union University 2008 — 2011
Masters, Business Administration
The University of Memphis 2001 — 2006
Bachelors of Arts, Communications
Bill Caulkins's Wunderlich Securities Experience August 2010 - September 2012
Job Private Wealth Management
Industry Financial Services
Experience
Wunderlich Securities August 2010 - September 2012
Jessup & Lamont Securities June 2008 - July 2010
Van Kasper Investments September 2000 - June 2008
Hambrecht & Quist 1982 - 2000
Skills
Wealth..., Investments, Series 7, Series 63, Wealth Management, Equities
Education
University of Oregon 1972 — 1975
B.S. History
University of Oregon
history
Wunderlich Securities August 2010 - September 2012
Jessup & Lamont Securities June 2008 - July 2010
Van Kasper Investments September 2000 - June 2008
Hambrecht & Quist 1982 - 2000
Skills
Wealth..., Investments, Series 7, Series 63, Wealth Management, Equities
Education
University of Oregon 1972 — 1975
B.S. History
University of Oregon
history
Stanislav Rodionov's Wunderlich Securities Experience June 2008 - August 2008
Job Financial Services Specialist
Industry Financial Services
Experience
The Bradford Group October 2014 - July 2015
Singletick, LLC January 2013 - June 2014
Ralph Silver, Ltd August 2009 - January 2013
Edventure Partners Consulting Agency January 2009 - May 2009
Wunderlich Securities June 2008 - August 2008
Skills
Finance, Microsoft Excel, Management, Market Research, Analysis, Customer Service, Financial Analysis, Marketing, Microsoft Office, PowerPoint, Forecasting, Investments, Training, Outlook, Budgets, Business Strategy, Access, Microsoft Word, Inventory Management, Process Improvement, Financial Modeling, Teamwork, Accounting, Planning Budgeting &..., Data Analysis, Time Management, Financial Reporting, Financial Services, SQL, VBA, MS Excel Pivot Tables
Education
University of Illinois at Chicago 2006 — 2009
Bachelor's Degree, Finance (Deparment Distinction Honors), Major GPA: 4.0 Cumulative GPA: 3.61 (Honors)
CFA Institute
Passed Level I of the CFA examination in 2015, Financial Analysis
The Bradford Group October 2014 - July 2015
Singletick, LLC January 2013 - June 2014
Ralph Silver, Ltd August 2009 - January 2013
Edventure Partners Consulting Agency January 2009 - May 2009
Wunderlich Securities June 2008 - August 2008
Skills
Finance, Microsoft Excel, Management, Market Research, Analysis, Customer Service, Financial Analysis, Marketing, Microsoft Office, PowerPoint, Forecasting, Investments, Training, Outlook, Budgets, Business Strategy, Access, Microsoft Word, Inventory Management, Process Improvement, Financial Modeling, Teamwork, Accounting, Planning Budgeting &..., Data Analysis, Time Management, Financial Reporting, Financial Services, SQL, VBA, MS Excel Pivot Tables
Education
University of Illinois at Chicago 2006 — 2009
Bachelor's Degree, Finance (Deparment Distinction Honors), Major GPA: 4.0 Cumulative GPA: 3.61 (Honors)
CFA Institute
Passed Level I of the CFA examination in 2015, Financial Analysis
Bailey Berro's Wunderlich Securities Experience June 2014 - June 2014
Job CoFounder at US Clothing Los Angeles
Industry Computer Software
Experience
DZKZ Ventures July 2015 - Present
Alpha Epsilon Pi Omega Deuteron January 2015 - Present
GetSmarter June 2015 - July 2015
Wunderlich Securities June 2014 - June 2014
Panoramic Software Inc. May 2014 - May 2014
Skills
Leadership, C++, Ruby, Customer Service, Microsoft Office, Microsoft Excel, PowerPoint, Public Speaking, Microsoft Word, Research, Teamwork, Social Media, English, Event Planning, HTML, Time Management, Photoshop, Windows, AutoCAD, Matlab, Ruby on Rails
Education
University of Michigan 2013 — 2017
Bachelor's Degree, Engineering
BHHS 2001 — 2013
DZKZ Ventures July 2015 - Present
Alpha Epsilon Pi Omega Deuteron January 2015 - Present
GetSmarter June 2015 - July 2015
Wunderlich Securities June 2014 - June 2014
Panoramic Software Inc. May 2014 - May 2014
Skills
Leadership, C++, Ruby, Customer Service, Microsoft Office, Microsoft Excel, PowerPoint, Public Speaking, Microsoft Word, Research, Teamwork, Social Media, English, Event Planning, HTML, Time Management, Photoshop, Windows, AutoCAD, Matlab, Ruby on Rails
Education
University of Michigan 2013 — 2017
Bachelor's Degree, Engineering
BHHS 2001 — 2013
S.J. Guzzo's Wunderlich Securities Experience August 2014 - August 2015
Job Ready to Help Build the Next Great Middle Market Fixed Income Franchise
Industry Financial Services
Experience
Wunderlich Securities August 2014 - August 2015
Stifel Financial Corp. April 2012 - August 2014
Raymond James February 2009 - April 2012
Morgan Keegan 2004 - 2009
Capital RE 1996 - 1999
Skills
Fixed Income, Capital Markets, Series 24, Series 53, Series 9/10, Series 7, Series 63, Portfolio Management, Bonds, Banking, Securities, Structured Products, Loans, Risk Management, Financial Analysis, Financial Modeling, Bloomberg, Alternative Investments, Hedge Funds, Asset Allocation, Investment Banking, Asset Managment, Investments, Valuation, FINRA, Derivatives, Equities, Mutual Funds, Asset Management
Education
New York University - Leonard N. Stern School of Business 1995 — 1998
MBA, Finance & Marketing
University of New Orleans 1983 — 1987
BS, Finance
Brother Martin High School
Wunderlich Securities August 2014 - August 2015
Stifel Financial Corp. April 2012 - August 2014
Raymond James February 2009 - April 2012
Morgan Keegan 2004 - 2009
Capital RE 1996 - 1999
Skills
Fixed Income, Capital Markets, Series 24, Series 53, Series 9/10, Series 7, Series 63, Portfolio Management, Bonds, Banking, Securities, Structured Products, Loans, Risk Management, Financial Analysis, Financial Modeling, Bloomberg, Alternative Investments, Hedge Funds, Asset Allocation, Investment Banking, Asset Managment, Investments, Valuation, FINRA, Derivatives, Equities, Mutual Funds, Asset Management
Education
New York University - Leonard N. Stern School of Business 1995 — 1998
MBA, Finance & Marketing
University of New Orleans 1983 — 1987
BS, Finance
Brother Martin High School
Craig Freebersyser, CFP®'s Wunderlich Securities Experience 2009 - August 2014
Job Financial Advisor at Cutter & Company, Inc.
Industry Financial Services
Experience
Cutter & Company, Inc. August 2014 - Present
Wunderlich Securities 2009 - August 2014
Merrill Lynch 2005 - 2009
Ameriprise Financial 2001 - 2005
Education
University of Missouri-Saint Louis 1983 — 1987
MBA
Cutter & Company, Inc. August 2014 - Present
Wunderlich Securities 2009 - August 2014
Merrill Lynch 2005 - 2009
Ameriprise Financial 2001 - 2005
Education
University of Missouri-Saint Louis 1983 — 1987
MBA
James Matlack's Wunderlich Securities Experience October 2008 - May 2010
Job Workforce Development Coordinator
Industry Education Management
Experience
Kansas City Kansas Community College May 2011 - Present
Tricycle Transit November 2010 - Present
Kibera Working Group June 2010 - September 2010
Wunderlich Securities October 2008 - May 2010
Wunderlich Securities October 2008 - May 2010
Bones Minor League Baseball May 2006 - August 2006
Education
University of Denver 2008 — 2010
Master's, Business Administration; Finance and Business Management
University of Tulsa 2004 — 2008
Bachelor of Science, Business Administration; Marketing
Kansas City Kansas Community College May 2011 - Present
Tricycle Transit November 2010 - Present
Kibera Working Group June 2010 - September 2010
Wunderlich Securities October 2008 - May 2010
Wunderlich Securities October 2008 - May 2010
Bones Minor League Baseball May 2006 - August 2006
Education
University of Denver 2008 — 2010
Master's, Business Administration; Finance and Business Management
University of Tulsa 2004 — 2008
Bachelor of Science, Business Administration; Marketing
Abdurrahman (Al) Naser's Wunderlich Securities Experience September 2002 - June 2012
Job Vice President at Hurwitz Investments, INC.
Industry Financial Services
Experience
Hurwitz Associates, Inc. June 2012 - Present
Wunderlich Securities September 2002 - June 2012
Wunderlich Securities September 2002 - June 2012
Wachovia Securities Financial Network 1998 - 2002
Merrill Lynch 1994 - 1998
Skills
Asset Allocation, Financial Analysis, IRAs, Investments, Mutual Funds, FINRA, Finance
Education
University of Kansas 1980 — 1981
MBA, Finance / Investment
University of Kansas 1975 — 1981
BS in Mechanical Engineering/ MBA, Modern Portfolio Theory.
University of Kansas 1975 — 1980
Bachelor of Science (BS), Mechanical Engineering
Hurwitz Associates, Inc. June 2012 - Present
Wunderlich Securities September 2002 - June 2012
Wunderlich Securities September 2002 - June 2012
Wachovia Securities Financial Network 1998 - 2002
Merrill Lynch 1994 - 1998
Skills
Asset Allocation, Financial Analysis, IRAs, Investments, Mutual Funds, FINRA, Finance
Education
University of Kansas 1980 — 1981
MBA, Finance / Investment
University of Kansas 1975 — 1981
BS in Mechanical Engineering/ MBA, Modern Portfolio Theory.
University of Kansas 1975 — 1980
Bachelor of Science (BS), Mechanical Engineering
Charles Kilpatrick's Wunderlich Securities Experience
Job Sr. V.P at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities
Skills
Wealth Management, Equities, Series 7, Series 63
Education
The University of Memphis 1957 — 1959
Bachelor of Business Administration (BBA), Business Administration and Management, General, 3.5
Wunderlich Securities
Skills
Wealth Management, Equities, Series 7, Series 63
Education
The University of Memphis 1957 — 1959
Bachelor of Business Administration (BBA), Business Administration and Management, General, 3.5
Ralph DeRose's Wunderlich Securities Experience July 2010 - Present
Job Financial advsor at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities July 2010 - Present
Skills
Investments, Financial Analysis, Portfolio Management, Financial Modeling, Equities, Financial Planning, Project Management, Insurance, Wealth Management, Financial Services
Education
Cathedral Latin School 1964 — 1968
University of Dayton 1964 — 1968
Bachelor of Science (BS), Business
Wunderlich Securities July 2010 - Present
Skills
Investments, Financial Analysis, Portfolio Management, Financial Modeling, Equities, Financial Planning, Project Management, Insurance, Wealth Management, Financial Services
Education
Cathedral Latin School 1964 — 1968
University of Dayton 1964 — 1968
Bachelor of Science (BS), Business
Julia Corbin's Wunderlich Securities Experience May 2013 - Present
Job Technology Support Professional
Industry Information Technology and Services
Experience
Wunderlich Securities May 2013 - Present
Felice Designs March 2014 - May 2015
Tour Players Club October 2013 - September 2014
Skills
Customer Service, Mergers & Acquisitions, Educational Technology, Business Communications, Team Management, Instructional Technology, Consulting, Management, Instructional Design, Help Desk Support, Microsoft Office, Windows, Digital Media, E-Learning, Technical Writing, Internet Explorer, Microsoft Technologies, Microsoft Applications, Web Applications, Cloud Storage, Video Conferencing, Social Media, Google Chrome
Education
University of Florida 2010 — 2012
Master of Education (M.Ed.), Educational/Instructional Technology
University of Florida 2007 — 2009
Bachelor of Arts (B.A.), English
Wunderlich Securities May 2013 - Present
Felice Designs March 2014 - May 2015
Tour Players Club October 2013 - September 2014
Skills
Customer Service, Mergers & Acquisitions, Educational Technology, Business Communications, Team Management, Instructional Technology, Consulting, Management, Instructional Design, Help Desk Support, Microsoft Office, Windows, Digital Media, E-Learning, Technical Writing, Internet Explorer, Microsoft Technologies, Microsoft Applications, Web Applications, Cloud Storage, Video Conferencing, Social Media, Google Chrome
Education
University of Florida 2010 — 2012
Master of Education (M.Ed.), Educational/Instructional Technology
University of Florida 2007 — 2009
Bachelor of Arts (B.A.), English
Heather Vitek's Wunderlich Securities Experience February 2013 - Present
Job IA Compliance Officer at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities February 2013 - Present
First Tennesse Brokerage, Inc May 2006 - February 2013
First Tennessee Bank April 2001 - May 2006
Skills
Series 7, Series 24
Education
The University of Memphis 1996 — 1999
Bachelor of Business Administration (BBA), Finance, General
University of Tennessee at Martin 1995 — 1996
Wunderlich Securities February 2013 - Present
First Tennesse Brokerage, Inc May 2006 - February 2013
First Tennessee Bank April 2001 - May 2006
Skills
Series 7, Series 24
Education
The University of Memphis 1996 — 1999
Bachelor of Business Administration (BBA), Finance, General
University of Tennessee at Martin 1995 — 1996
Tobi McKenzie's Wunderlich Securities Experience February 2013 - Present
Job Registered Sales Assistant at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities February 2013 - Present
Wunderlich Securities February 2013 - Present
Education
The University of Texas at Austin 1981 — 1985
Bachelor of Journalism, Communications - Public Relations
Wunderlich Securities February 2013 - Present
Wunderlich Securities February 2013 - Present
Education
The University of Texas at Austin 1981 — 1985
Bachelor of Journalism, Communications - Public Relations
Tommy O;Neil's Wunderlich Securities Experience April 1998 - Present
Job Seniror Vice President Investments at Wunderlich Securities
Industry Financial Services
Experience
Wunderlich Securities April 1998 - Present
So. Euclid/Lyndhurst City Schools August 1979 - April 1998
American Heart Association American Stroke Association April 1981 - September 1994
Education
Cleveland State 1975 — 1978
Clinical Psychology
UCLA 1972 — 1974
Ba, Clinical Psychology
Wunderlich Securities April 1998 - Present
So. Euclid/Lyndhurst City Schools August 1979 - April 1998
American Heart Association American Stroke Association April 1981 - September 1994
Education
Cleveland State 1975 — 1978
Clinical Psychology
UCLA 1972 — 1974
Ba, Clinical Psychology