CLSA Company
Industry: Capital market company
DescriptionCLSA Ltd. is a capital markets and investment group focused on alternative investment, asset management, corporate finance and capital markets, securities and wealth management for corporate and institutional clients around the world. Headquarters: Hong Kong Parent organization: CITIC Securities Number of employees: 1,800 (2018) Founded: 1986, Hong Kong Number of locations: 20 (2018) Subsidiaries: Calyon Securities (USA) Inc., PT CLSA Indonesia,
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CLSA Employees
Employee
Years
Job
Industry
Blake Lynch Blake Lynch's CLSA Experience May 2007 - July 2007
Job Regional Sales Director at Columbia Management
Industry Financial Services
Experience
Columbia Threadneedle Investments, US June 2014 - Present
Columbia Threadneedle Investments, US December 2013 - June 2014
Hennion & Walsh October 2011 - November 2013
Credit Agricole CIB June 2010 - August 2010
BRZ Investimentos May 2009 - July 2009
Hochiminh City Securities Corporation May 2008 - July 2008
CLSA May 2007 - July 2007
Skills
Team Leadership, Microsoft Office, Bloomberg, Excel, Decision Making, CRM, SmartStation, Microsoft Excel, Management, Finance, Equities, Teamwork, Sales, Series 7, Financial Markets, Series 63, Bloomberg Terminal, Data Analysis, Investments, Valuation, Asset Management, Risk Management, Financial Modeling, Access, Mutual Funds, ETFs, Securities
Education
University of North Carolina at Wilmington 2008 — 2011
B.S., Finance
Mountain Lakes High School 2003 — 2007
Columbia Threadneedle Investments, US June 2014 - Present
Columbia Threadneedle Investments, US December 2013 - June 2014
Hennion & Walsh October 2011 - November 2013
Credit Agricole CIB June 2010 - August 2010
BRZ Investimentos May 2009 - July 2009
Hochiminh City Securities Corporation May 2008 - July 2008
CLSA May 2007 - July 2007
Skills
Team Leadership, Microsoft Office, Bloomberg, Excel, Decision Making, CRM, SmartStation, Microsoft Excel, Management, Finance, Equities, Teamwork, Sales, Series 7, Financial Markets, Series 63, Bloomberg Terminal, Data Analysis, Investments, Valuation, Asset Management, Risk Management, Financial Modeling, Access, Mutual Funds, ETFs, Securities
Education
University of North Carolina at Wilmington 2008 — 2011
B.S., Finance
Mountain Lakes High School 2003 — 2007
Catherine Moore Catherine Moore's CLSA Experience July 2014 - Present
Job President at Marshall Women's Leadership Board | Student at University of Southern California 17'
Industry Market Research
Experience
USC Marshall School of Business 2013 - Present
USC Marshall Business Student Government (MBSG) 2015 - Present
CLSA July 2014 - Present
Gwandu Coffee January 2011 - Present
Texas Central Railway 2011 - Present
National Council of Women's Organizations January 2011 - Present
Skills
Microsoft Word, Research, Social Media, Statistics, Microsoft Excel, Photoshop, Teamwork, English, Bloomberg, Leadership, Market Research, Writing, Analysis, Organizational...
Education
University of Southern California 2013 — 2017
Bachelor of Arts (B.A.), Consumer Behavior Psychology
University of Southern California - Marshall School of Business
Minors in Consumer Behavior and Business
Phillips Exeter Academy 2012 — 2013
Exeter Explorations - Silicon Valley
Winter Break, Business Entrepreneurship
Highland Park High School 2009 — 2012
USC Marshall School of Business 2013 - Present
USC Marshall Business Student Government (MBSG) 2015 - Present
CLSA July 2014 - Present
Gwandu Coffee January 2011 - Present
Texas Central Railway 2011 - Present
National Council of Women's Organizations January 2011 - Present
Skills
Microsoft Word, Research, Social Media, Statistics, Microsoft Excel, Photoshop, Teamwork, English, Bloomberg, Leadership, Market Research, Writing, Analysis, Organizational...
Education
University of Southern California 2013 — 2017
Bachelor of Arts (B.A.), Consumer Behavior Psychology
University of Southern California - Marshall School of Business
Minors in Consumer Behavior and Business
Phillips Exeter Academy 2012 — 2013
Exeter Explorations - Silicon Valley
Winter Break, Business Entrepreneurship
Highland Park High School 2009 — 2012
Colin Stewart's CLSA Experience July 2011 - Present
Job Head of Business Development, CLSA Americas
Industry Financial Services
Experience
CLSA July 2011 - Present
CLSA May 2010 - Present
CLSA May 2006 - May 2010
Nomura 2004 - 2006
Goldman Sachs 1995 - 2004
Skills
Capital Markets, Equities, Investment Banking, Hedge Funds, Trading Systems, Equity Research, Electronic Trading, Investments, Emerging Markets, Venture Capital, Equity Derivatives, Alternative Investments, Valuation, Mergers & Acquisitions
Education
University of Bradford 1986 — 1990
BSc
CLSA July 2011 - Present
CLSA May 2010 - Present
CLSA May 2006 - May 2010
Nomura 2004 - 2006
Goldman Sachs 1995 - 2004
Skills
Capital Markets, Equities, Investment Banking, Hedge Funds, Trading Systems, Equity Research, Electronic Trading, Investments, Emerging Markets, Venture Capital, Equity Derivatives, Alternative Investments, Valuation, Mergers & Acquisitions
Education
University of Bradford 1986 — 1990
BSc
Debbie Lo Debbie Lo's CLSA Experience 2006 - 2006
Job Student at University of Hartford
Industry Law Practice
Experience
CLSA 2006 - 2006
Education
University of Hartford 2007 — 2010
BA, Government and Politics, Biology, Philosophy
CLSA 2006 - 2006
Education
University of Hartford 2007 — 2010
BA, Government and Politics, Biology, Philosophy
Nina (Glinski) Maffey Nina (Glinski) Maffey's CLSA Experience March 2007 - August 2008
Job
Industry Writing and Editing
Experience
Bloomberg LP June 2014 - June 2015
Forbes Middle East - Arab Publisher House December 2012 - July 2013
Various April 2012 - November 2012
Vitrue, Inc. (acquired by Oracle) April 2011 - March 2012
Various International Clients November 2009 - March 2011
CLSA March 2007 - August 2008
Aveda November 2006 - February 2007
Morgan Stanley Investment Management June 2006 - November 2006
Skills
Journalism, Photography, Editing, Social Media, Marketing, Media Relations, Magazines, Facebook, Public Relations, Research, Copywriting, Blogging, Proofreading, Social Media Marketing, Editorial, Email Marketing, WordPress
Education
Columbia University - Graduate School of Journalism 2013 — 2014
Master of Science (M.S.)
University of Pennsylvania 2002 — 2006
BA
Bloomberg LP June 2014 - June 2015
Forbes Middle East - Arab Publisher House December 2012 - July 2013
Various April 2012 - November 2012
Vitrue, Inc. (acquired by Oracle) April 2011 - March 2012
Various International Clients November 2009 - March 2011
CLSA March 2007 - August 2008
Aveda November 2006 - February 2007
Morgan Stanley Investment Management June 2006 - November 2006
Skills
Journalism, Photography, Editing, Social Media, Marketing, Media Relations, Magazines, Facebook, Public Relations, Research, Copywriting, Blogging, Proofreading, Social Media Marketing, Editorial, Email Marketing, WordPress
Education
Columbia University - Graduate School of Journalism 2013 — 2014
Master of Science (M.S.)
University of Pennsylvania 2002 — 2006
BA
L. Paul Cook L. Paul Cook's CLSA Experience 2006 - 2014
Job at
Industry Civil Engineering
Experience
L. P. Cook and Company, Inc. June 1999 - Present
L. P. Cook and Company, Inc. December 1998 - Present
L. P. Cook and Company, Inc. August 1998 - Present
CLSA 2006 - 2014
Paul Cook 1965 - 2014
C. W. Cook and Co., Inc. June 1965 - January 2001
Skills
Topographic Surveys, Boundary, Surveying, Subdivisions, ALTA Surveys, Legal Descriptions, Construction Staking, Land Development, Easements, Boundary Disputes, Platting, Grading, Site Plans, GPS, Trimble, Construction, Land Use Planning, Zoning, Site Development, CAD, Land Use, Total Station, Geomatics, AutoCAD Civil 3D, AutoCAD, Expert Witness, Entitlements, Engineering, Real Estate, Topo, Mixed-use, Research, Laser Scanning, Leica, Land Surveyor, Survey, Single Family Homes, Layout, Drawing, Stormwater Management, Drainage, Sewer, Residential Communities, Photography, Photoshop, Digital Photography, Residential, Cadastral, 3D Scanning, COGO
Education
California Land Surveyors Association (CLSA) and National Society of Professional Surveyors (NSPS) 1969 — 2013
Continuing Education, Land Surveying and related, N/A
University of California, Los Angeles 1965 — 1969
Land Surveyor, Land Surveying
Hollywood High School 1961 — 1964
HSG, General Education, 12
L. P. Cook and Company, Inc. June 1999 - Present
L. P. Cook and Company, Inc. December 1998 - Present
L. P. Cook and Company, Inc. August 1998 - Present
CLSA 2006 - 2014
Paul Cook 1965 - 2014
C. W. Cook and Co., Inc. June 1965 - January 2001
Skills
Topographic Surveys, Boundary, Surveying, Subdivisions, ALTA Surveys, Legal Descriptions, Construction Staking, Land Development, Easements, Boundary Disputes, Platting, Grading, Site Plans, GPS, Trimble, Construction, Land Use Planning, Zoning, Site Development, CAD, Land Use, Total Station, Geomatics, AutoCAD Civil 3D, AutoCAD, Expert Witness, Entitlements, Engineering, Real Estate, Topo, Mixed-use, Research, Laser Scanning, Leica, Land Surveyor, Survey, Single Family Homes, Layout, Drawing, Stormwater Management, Drainage, Sewer, Residential Communities, Photography, Photoshop, Digital Photography, Residential, Cadastral, 3D Scanning, COGO
Education
California Land Surveyors Association (CLSA) and National Society of Professional Surveyors (NSPS) 1969 — 2013
Continuing Education, Land Surveying and related, N/A
University of California, Los Angeles 1965 — 1969
Land Surveyor, Land Surveying
Hollywood High School 1961 — 1964
HSG, General Education, 12
Abhishek Vyas Abhishek Vyas's CLSA Experience February 2013 - June 2015
Job VP at Citi
Industry Investment Banking
Experience
Citi July 2015 - Present
CLSA February 2013 - June 2015
Citi October 2010 - January 2013
Tata Consultancy Services June 2004 - October 2010
Bank of America June 2008 - June 2010
Merrill Lynch June 2006 - May 2008
Skills
Electronic Trading, Equities, Portfolio Management, Capital Markets, Trading Systems, Risk Management, Order Management, Investment Banking, Trading, Derivatives, Business Analysis, Options, Banking, Equity Trading, Bloomberg
Education
University of Mumbai 2001 — 2004
BE, Information Technology
University of Mumbai 2000 — 2004
Bachelor of Engineering (B.E.), Information Technology
Citi July 2015 - Present
CLSA February 2013 - June 2015
Citi October 2010 - January 2013
Tata Consultancy Services June 2004 - October 2010
Bank of America June 2008 - June 2010
Merrill Lynch June 2006 - May 2008
Skills
Electronic Trading, Equities, Portfolio Management, Capital Markets, Trading Systems, Risk Management, Order Management, Investment Banking, Trading, Derivatives, Business Analysis, Options, Banking, Equity Trading, Bloomberg
Education
University of Mumbai 2001 — 2004
BE, Information Technology
University of Mumbai 2000 — 2004
Bachelor of Engineering (B.E.), Information Technology
Rajat Bhatia Rajat Bhatia's CLSA Experience April 2014 - April 2015
Job MBA Candidate at University of Pittsburgh Katz Graduate School of Business | Seeking Internship Opportunities
Industry Information Technology and Services
Experience
University of Pittsburgh Katz Graduate School of Business July 2015 - Present
CLSA April 2014 - April 2015
TIBCO Software Inc. November 2012 - March 2014
Infosys January 2010 - October 2012
Skills
SQL, TIBCO, SOA, Middleware, Agile Methodologies, Web Services, Business Analysis, EAI, PL/SQL, Consulting, Requirements Analysis, Oracle, SDLC, Back Office, XML, Unix, Business Process Design, Business Process..., Project Status Reporting, Presentation & Proposals, Business Strategy, Business Development, Team Management, IT Management, Project Management, Strategy
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business 2015 — 2017
Master of Business Administration (M.B.A.), Management Information Systems
DIT, Dehradun 2005 — 2009
Engineer’s Degree, Information Technology, 1st Division / 1st Class
Tagore International School, Vasant Vihar, New Delhi 2003 — 2005
High School, Science
University of Pittsburgh Katz Graduate School of Business July 2015 - Present
CLSA April 2014 - April 2015
TIBCO Software Inc. November 2012 - March 2014
Infosys January 2010 - October 2012
Skills
SQL, TIBCO, SOA, Middleware, Agile Methodologies, Web Services, Business Analysis, EAI, PL/SQL, Consulting, Requirements Analysis, Oracle, SDLC, Back Office, XML, Unix, Business Process Design, Business Process..., Project Status Reporting, Presentation & Proposals, Business Strategy, Business Development, Team Management, IT Management, Project Management, Strategy
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business 2015 — 2017
Master of Business Administration (M.B.A.), Management Information Systems
DIT, Dehradun 2005 — 2009
Engineer’s Degree, Information Technology, 1st Division / 1st Class
Tagore International School, Vasant Vihar, New Delhi 2003 — 2005
High School, Science
Nicholas McFee Nicholas McFee's CLSA Experience May 2013 - May 2015
Job Vice President of Compliance at CRT Capital Group
Industry Financial Services
Experience
CRT Capital Group July 2015 - Present
CLSA May 2013 - May 2015
WellCare February 2013 - April 2013
Skills
Computer Hardware, Solid computer skills, Literacy, Information Literacy, Data Entry, Creative Writing, Adobe Acrobat, Microsoft Office, Essays, Data Analysis, Critical Thinking, RightFax, Quality Assurance, QI, HEDIS, HIPAA, Organization, Analytical Skills, Logical Thinker, Literary Criticism, Literary Theory, Technical Writing, Report Writing, Writing, Reading Comprehension, Speed Reading, Descriptive, Administrative Work, Database Administration, Microsoft Excel, Policy, Documentation, Equities, Equity Capital Markets, FINRA, Regulatory Compliance, Equities Compliance, SEC, Trading Surveillance, KYC/AML, Control Room
Education
University of Illinois at Urbana-Champaign 2009 — 2011
Bachelor of Arts (B.A.), English Language and Literature, General
CRT Capital Group July 2015 - Present
CLSA May 2013 - May 2015
WellCare February 2013 - April 2013
Skills
Computer Hardware, Solid computer skills, Literacy, Information Literacy, Data Entry, Creative Writing, Adobe Acrobat, Microsoft Office, Essays, Data Analysis, Critical Thinking, RightFax, Quality Assurance, QI, HEDIS, HIPAA, Organization, Analytical Skills, Logical Thinker, Literary Criticism, Literary Theory, Technical Writing, Report Writing, Writing, Reading Comprehension, Speed Reading, Descriptive, Administrative Work, Database Administration, Microsoft Excel, Policy, Documentation, Equities, Equity Capital Markets, FINRA, Regulatory Compliance, Equities Compliance, SEC, Trading Surveillance, KYC/AML, Control Room
Education
University of Illinois at Urbana-Champaign 2009 — 2011
Bachelor of Arts (B.A.), English Language and Literature, General
Anthony Bartolacci's CLSA Experience February 2014 - Present
Job Equity Research Associate at CLSA
Industry Financial Services
Experience
CLSA February 2014 - Present
Citi June 2013 - November 2013
Cozen O'Connor Public Strategies October 2010 - January 2013
Reed Smith LLP June 2009 - July 2009
Cozen O'Connor May 2008 - July 2008
Skills
Legislation, Legal Research, Politics, Appeals, Series 7, Series 63, Series 86, Series 87
Education
Villanova University School of Law 2007 — 2010
J.D.
University of Notre Dame 2003 — 2007
B.B.A., Accounting
The Haverford School 1999 — 2003
High School
CLSA February 2014 - Present
Citi June 2013 - November 2013
Cozen O'Connor Public Strategies October 2010 - January 2013
Reed Smith LLP June 2009 - July 2009
Cozen O'Connor May 2008 - July 2008
Skills
Legislation, Legal Research, Politics, Appeals, Series 7, Series 63, Series 86, Series 87
Education
Villanova University School of Law 2007 — 2010
J.D.
University of Notre Dame 2003 — 2007
B.B.A., Accounting
The Haverford School 1999 — 2003
High School
christoper hayes christoper hayes's CLSA Experience January 2013 - Present
Job Managing Director at CLSA
Industry Capital Markets
Experience
CLSA January 2013 - Present
Credit Agricole CIB July 2007 - May 2013
SetClear July 2007 - January 2012
Cogent Inc 1996 - 2007
The FINS Group May 1990 - October 1996
Ernst & Young 1988 - 1990
The Bank of New York 1982 - 1987
Dreyfus 1978 - 1981
Skills
Equities, Capital Markets, Derivatives, Securities, Trading, Fixed Income, Trading Systems, Electronic Trading, Settlement, Back Office, Risk Management, Business Analysis, Middle Office, Product Development, Financial Markets, Credit Derivatives, Investment Banking, Equity Derivatives, Hedge Funds, Financial Risk, Interest Rate..., Banking, Management, Bloomberg, FX Options, Market Data, Equity Trading
Education
New York University - Leonard N. Stern School of Business 1985 — 1988
MBA, Finance, Computer Science
University of Missouri-Columbia 1971 — 1975
BS, Chemistry
CLSA January 2013 - Present
Credit Agricole CIB July 2007 - May 2013
SetClear July 2007 - January 2012
Cogent Inc 1996 - 2007
The FINS Group May 1990 - October 1996
Ernst & Young 1988 - 1990
The Bank of New York 1982 - 1987
Dreyfus 1978 - 1981
Skills
Equities, Capital Markets, Derivatives, Securities, Trading, Fixed Income, Trading Systems, Electronic Trading, Settlement, Back Office, Risk Management, Business Analysis, Middle Office, Product Development, Financial Markets, Credit Derivatives, Investment Banking, Equity Derivatives, Hedge Funds, Financial Risk, Interest Rate..., Banking, Management, Bloomberg, FX Options, Market Data, Equity Trading
Education
New York University - Leonard N. Stern School of Business 1985 — 1988
MBA, Finance, Computer Science
University of Missouri-Columbia 1971 — 1975
BS, Chemistry
Dominic White, CFA's CLSA Experience 2009 - 2010
Job Analyst at Espalier Global
Industry Investment Management
Experience
Espalier Global December 2010 - Present
Credit Agricole CIB 2009 - 2010
CLSA 2009 - 2010
Clay Finlay January 2004 - August 2009
Clay Finlay May 2001 - December 2003
Skills
Asset Management, Valuation, Hedge Funds, Portfolio Management, Financial Modeling, Equity Research, Equities, Capital Markets, Investments, Equity Valuation, Bloomberg, Investment Banking, Emerging Markets, Series 7, Financial Analysis
Education
University of Alaska Anchorage 1995 — 1999
Bachelor of Business Administration, Finance & Economics
Espalier Global December 2010 - Present
Credit Agricole CIB 2009 - 2010
CLSA 2009 - 2010
Clay Finlay January 2004 - August 2009
Clay Finlay May 2001 - December 2003
Skills
Asset Management, Valuation, Hedge Funds, Portfolio Management, Financial Modeling, Equity Research, Equities, Capital Markets, Investments, Equity Valuation, Bloomberg, Investment Banking, Emerging Markets, Series 7, Financial Analysis
Education
University of Alaska Anchorage 1995 — 1999
Bachelor of Business Administration, Finance & Economics
Andy Jung's CLSA Experience June 2011 - Present
Job Vice President FIX & Trade Floor Support at CLSA
Industry Information Technology and Services
Experience
CLSA June 2011 - Present
Bloomberg June 2000 - June 2011
Skills
Trading Systems, Electronic Trading, Finance
Education
University at Buffalo
CLSA June 2011 - Present
Bloomberg June 2000 - June 2011
Skills
Trading Systems, Electronic Trading, Finance
Education
University at Buffalo
Steven Moyer, CMT's CLSA Experience 2007 - September 2011
Job
Industry Investment Management
Experience
FORT L.P. August 2015 - Present
Moyer Capital Management 2014 - 2015
Gelber Group LLC 2012 - 2013
Four Elements Capital 2012 - 2012
CLSA 2007 - September 2011
Sigma Nu Fraternity, Inc. 2003 - 2007
Skills
Hedge Funds, Equity Research, Derivatives, Equities, Commodity, Trading, Portfolio Management, FX Options, Currency, Mutual Funds, Technical Analysis, Proprietary Trading, Financial Markets, Fixed Income, Equity Derivatives, Alternative Investments, Trading Strategies, Equity Trading, Investments, Interest Rate..., Trading Systems, Options, Hedging, Bloomberg, Capital Markets, Emerging Markets
Education
University of Nebraska-Lincoln 2003 — 2007
BS
University of Oxford
FORT L.P. August 2015 - Present
Moyer Capital Management 2014 - 2015
Gelber Group LLC 2012 - 2013
Four Elements Capital 2012 - 2012
CLSA 2007 - September 2011
Sigma Nu Fraternity, Inc. 2003 - 2007
Skills
Hedge Funds, Equity Research, Derivatives, Equities, Commodity, Trading, Portfolio Management, FX Options, Currency, Mutual Funds, Technical Analysis, Proprietary Trading, Financial Markets, Fixed Income, Equity Derivatives, Alternative Investments, Trading Strategies, Equity Trading, Investments, Interest Rate..., Trading Systems, Options, Hedging, Bloomberg, Capital Markets, Emerging Markets
Education
University of Nebraska-Lincoln 2003 — 2007
BS
University of Oxford
Hugh Mullin's CLSA Experience December 2009 - June 2013
Job Senior Portfolio Manager at Columbia Management
Industry Investment Management
Experience
Columbia Management July 2013 - Present
CLSA December 2009 - June 2013
Putnam Investments 1986 - 2006
Putnam Investments, Boston, MA 1986 - 2006
Skills
Portfolio Management, Equities, Hedge Funds, Equity Research, Capital Markets, Asset Management, Investments, Valuation, Fixed Income, Bloomberg, Alternative Investments, Financial Modeling, Investment Banking, Private Equity, Emerging Markets
Education
University of Massachusetts, Amherst 1981 — 1985
Bachelors, Business Administration
Columbia Management July 2013 - Present
CLSA December 2009 - June 2013
Putnam Investments 1986 - 2006
Putnam Investments, Boston, MA 1986 - 2006
Skills
Portfolio Management, Equities, Hedge Funds, Equity Research, Capital Markets, Asset Management, Investments, Valuation, Fixed Income, Bloomberg, Alternative Investments, Financial Modeling, Investment Banking, Private Equity, Emerging Markets
Education
University of Massachusetts, Amherst 1981 — 1985
Bachelors, Business Administration
Andrew Fung, CFA's CLSA Experience October 2011 - Present
Job Equity Research
Industry Capital Markets
Experience
CLSA October 2011 - Present
Barclays Capital September 2008 - August 2011
Lehman Brothers January 2008 - September 2008
Lehman Brothers June 2006 - December 2007
Lehman Brothers March 2004 - June 2006
Education
University of Michigan
CLSA October 2011 - Present
Barclays Capital September 2008 - August 2011
Lehman Brothers January 2008 - September 2008
Lehman Brothers June 2006 - December 2007
Lehman Brothers March 2004 - June 2006
Education
University of Michigan
Divya Dinesh's CLSA Experience November 2014 - Present
Job Vice President at CLSA Americas
Industry Information Technology and Services
Experience
CLSA November 2014 - Present
Centerlight Health System November 2012 - November 2014
Credit Agricole CIB August 2007 - November 2012
Viacom - MTV March 2007 - August 2007
Horizon Blue Cross Blue Shield of New Jersey May 2006 - March 2007
New Jersey Department of Human Services November 2005 - May 2006
iSOFT July 2004 - April 2005
HCL Technologies January 2004 - June 2004
Skills
.NET, BizTalk, C#, LINQ, Web Services, SQL, Stored Procedures, Visual Studio, WCF, XML, HIPAA, SWIFT messaging, IIS, Visual C++, Agile Project Management, STP, FIX, Omgeo Oasys, CTM, Integration, Entity Framework, Application Frameworks, Middle Office, Back Office, Microsoft SQL Server, Agile Methodologies, Enterprise Architecture, Architecture, TFS, Design Patterns, SDLC, SSRS, WPF, OOP, ASP.NET MVC, SOA, SSIS, Architectures
Education
Madras University 2002 — 2004
Masters, Information Technology
University of Madras 1999 — 2002
BCA, Computer Science
Jessie Moses 1997 — 1999
School, Science
CLSA November 2014 - Present
Centerlight Health System November 2012 - November 2014
Credit Agricole CIB August 2007 - November 2012
Viacom - MTV March 2007 - August 2007
Horizon Blue Cross Blue Shield of New Jersey May 2006 - March 2007
New Jersey Department of Human Services November 2005 - May 2006
iSOFT July 2004 - April 2005
HCL Technologies January 2004 - June 2004
Skills
.NET, BizTalk, C#, LINQ, Web Services, SQL, Stored Procedures, Visual Studio, WCF, XML, HIPAA, SWIFT messaging, IIS, Visual C++, Agile Project Management, STP, FIX, Omgeo Oasys, CTM, Integration, Entity Framework, Application Frameworks, Middle Office, Back Office, Microsoft SQL Server, Agile Methodologies, Enterprise Architecture, Architecture, TFS, Design Patterns, SDLC, SSRS, WPF, OOP, ASP.NET MVC, SOA, SSIS, Architectures
Education
Madras University 2002 — 2004
Masters, Information Technology
University of Madras 1999 — 2002
BCA, Computer Science
Jessie Moses 1997 — 1999
School, Science
Jensen Chow's CLSA Experience September 1994 - November 1996
Job Experienced Financial Analysis Contract Consultant
Industry Capital Markets
Experience
Independent Consultant September 2013 - Present
PAMP (Parents Club of Palo Alto & Menlo Park) June 2011 - December 2012
RGP (Resources Global Professional) September 2005 - June 2010
E*Trade Capital Markets October 2004 - July 2005
Van Group Inc. June 2002 - September 2004
Global Crossing October 1998 - November 2001
ING Barings Securities December 1996 - May 1998
CLSA September 1994 - November 1996
KPMG US August 1989 - August 1994
Skills
Financial Modeling, Investments, Financial Analysis, Corporate Finance, Mergers, Management Consulting, Mergers & Acquisitions, Due Diligence, Start-ups, Finance, Investor Relations
Education
UCLA 1987 — 1989
Bachelor of Arts (B.A.), Economics Business
Independent Consultant September 2013 - Present
PAMP (Parents Club of Palo Alto & Menlo Park) June 2011 - December 2012
RGP (Resources Global Professional) September 2005 - June 2010
E*Trade Capital Markets October 2004 - July 2005
Van Group Inc. June 2002 - September 2004
Global Crossing October 1998 - November 2001
ING Barings Securities December 1996 - May 1998
CLSA September 1994 - November 1996
KPMG US August 1989 - August 1994
Skills
Financial Modeling, Investments, Financial Analysis, Corporate Finance, Mergers, Management Consulting, Mergers & Acquisitions, Due Diligence, Start-ups, Finance, Investor Relations
Education
UCLA 1987 — 1989
Bachelor of Arts (B.A.), Economics Business
Mark Stone's CLSA Experience August 2012 - December 2013
Job Institutional Equity Sales at Barclays Capital
Industry Banking
Experience
Barclays Capital December 2013 - Present
CLSA August 2012 - December 2013
Cheuvreux June 2011 - August 2012
Telemus Capital Partners June 2010 - August 2010
Stone Tower Capital June 2009 - August 2009
Skills
Statistics, Financial Markets, Investment Banking, Capital Markets, Financial Statement..., Business Valuation, Account Management, Excel, Bloomberg Terminal, Lotus Notes, Markit, Factset, Market Research, Microsoft Office
Education
University of Michigan 2007 — 2011
Bachelor of Arts (BA), Economics
Barclays Capital December 2013 - Present
CLSA August 2012 - December 2013
Cheuvreux June 2011 - August 2012
Telemus Capital Partners June 2010 - August 2010
Stone Tower Capital June 2009 - August 2009
Skills
Statistics, Financial Markets, Investment Banking, Capital Markets, Financial Statement..., Business Valuation, Account Management, Excel, Bloomberg Terminal, Lotus Notes, Markit, Factset, Market Research, Microsoft Office
Education
University of Michigan 2007 — 2011
Bachelor of Arts (BA), Economics
Bob O'Brien's CLSA Experience June 2015 - Present
Job Director at CLSA
Industry Financial Services
Experience
CLSA June 2015 - Present
Wedbush Securities December 2011 - May 2015
Independent Technology Sales January 2011 - November 2011
BNY ConvergEx June 2009 - November 2010
Thomas Weisel Partners January 2004 - June 2009
Skills
Alpha Generation, Capital Preservation, Risk Analysis, Risk Management, Hedge Funds, Equities, Equity Trading, Capital, Investment Banking, Alternative Investments, Venture Capital, Derivatives, Options, Financial Modeling, Trading, Private Equity, Bloomberg, Equity Research, Fixed Income, Investments, Strategy, Mutual Funds, Portfolio Management, Valuation, Capital Markets, Series 7, Financial Markets, Electronic Trading, Asset Management, Business Development, Due Diligence, Emerging Markets, Securities, Wealth Management, Bonds, Equity Valuation, Trading Systems, Equity Derivatives, Investor Relations, Asset Allocation, Series 63, Investment Management, ETFs, Corporate Finance
Education
State University of New York at Buffalo
BS, Finance, MIS
CLSA June 2015 - Present
Wedbush Securities December 2011 - May 2015
Independent Technology Sales January 2011 - November 2011
BNY ConvergEx June 2009 - November 2010
Thomas Weisel Partners January 2004 - June 2009
Skills
Alpha Generation, Capital Preservation, Risk Analysis, Risk Management, Hedge Funds, Equities, Equity Trading, Capital, Investment Banking, Alternative Investments, Venture Capital, Derivatives, Options, Financial Modeling, Trading, Private Equity, Bloomberg, Equity Research, Fixed Income, Investments, Strategy, Mutual Funds, Portfolio Management, Valuation, Capital Markets, Series 7, Financial Markets, Electronic Trading, Asset Management, Business Development, Due Diligence, Emerging Markets, Securities, Wealth Management, Bonds, Equity Valuation, Trading Systems, Equity Derivatives, Investor Relations, Asset Allocation, Series 63, Investment Management, ETFs, Corporate Finance
Education
State University of New York at Buffalo
BS, Finance, MIS
Michael Lean's CLSA Experience December 2014 - Present
Job Head of Equity Research, Americas at CLSA
Industry Financial Services
Experience
CLSA December 2014 - Present
Nomura Securities 2011 - December 2014
Nomura Securities 2008 - 2011
Lehman Brothers 2000 - 2008
Donaldson, Lufkin & Jenrette 1998 - 2000
Skills
Equity Research, Equities, Hedge Funds, Capital Markets, Series 7, Investment Banking, Bloomberg, Series 63, Valuation, Financial Modeling, Investor Relations, Asset Managment
Education
New York University - Leonard N. Stern School of Business 2006 — 2008
Master of Business Administration (M.B.A.)
University of Pennsylvania 1994 — 1998
BA, International Relations, Economics
CLSA December 2014 - Present
Nomura Securities 2011 - December 2014
Nomura Securities 2008 - 2011
Lehman Brothers 2000 - 2008
Donaldson, Lufkin & Jenrette 1998 - 2000
Skills
Equity Research, Equities, Hedge Funds, Capital Markets, Series 7, Investment Banking, Bloomberg, Series 63, Valuation, Financial Modeling, Investor Relations, Asset Managment
Education
New York University - Leonard N. Stern School of Business 2006 — 2008
Master of Business Administration (M.B.A.)
University of Pennsylvania 1994 — 1998
BA, International Relations, Economics
Masahiko Goto's CLSA Experience September 2004 - November 2011
Job Director at Japan
Industry Financial Services
Experience
CLSA September 2004 - November 2011
ING February 2000 - July 2004
Skills
Series 3, 7, 24, 63
Education
Haas School of Business, UC Berkeley
CLSA September 2004 - November 2011
ING February 2000 - July 2004
Skills
Series 3, 7, 24, 63
Education
Haas School of Business, UC Berkeley
Cindy Moi's CLSA Experience January 2008 - Present
Job IT Brokerage Support at CLSA
Industry Capital Markets
Experience
CLSA January 2008 - Present
Donal J Fager January 1999 - February 2001
Education
University of Rochester 1994 — 1999
Bachelor of Arts (B.A.), Computer Science
CLSA January 2008 - Present
Donal J Fager January 1999 - February 2001
Education
University of Rochester 1994 — 1999
Bachelor of Arts (B.A.), Computer Science
Hope White's CLSA Experience April 1999 - Present
Job Operations Supervisor at CLSA
Industry Financial Services
Experience
CLSA April 1999 - Present
Deutsche Bank February 1994 - January 1999
James Capel January 1992 - February 1994
Skills
Middle Office, Settlement, Equities, Investment Banking
Education
SUNY Albany
CLSA April 1999 - Present
Deutsche Bank February 1994 - January 1999
James Capel January 1992 - February 1994
Skills
Middle Office, Settlement, Equities, Investment Banking
Education
SUNY Albany
Samuel Ramsey's CLSA Experience November 2006 - March 2012
Job Sales Director at Asianomics Group Ltd
Industry Financial Services
Experience
Asianomics Group Ltd June 2014 - Present
CLSA November 2006 - March 2012
Geomatrix May 2005 - January 2006
Tiedemann Investment Group April 2004 - April 2005
Dongwon Securities June 2002 - March 2004
Nomura Securities September 1998 - March 2002
Ssangyong Securities April 1995 - August 1998
WI Carr March 1993 - April 1995
Flemings January 1992 - February 1993
WI Carr November 1990 - January 1992
Skills
PowerPoint, Customer Service, Hedge Funds, Equities, Microsoft Word, Valuation, Teaching, Windows, Outlook, Investments, English, Trading, Research, Microsoft Office, Microsoft Excel, Portfolio Management, Mutual Funds, Economics
Education
University of Arizona 1979 — 1984
Bachelor of Science (B.S.), Finance and Economics
Naganuma School of the Japanese Language 1985 — 1986
Japanese Language
Asianomics Group Ltd June 2014 - Present
CLSA November 2006 - March 2012
Geomatrix May 2005 - January 2006
Tiedemann Investment Group April 2004 - April 2005
Dongwon Securities June 2002 - March 2004
Nomura Securities September 1998 - March 2002
Ssangyong Securities April 1995 - August 1998
WI Carr March 1993 - April 1995
Flemings January 1992 - February 1993
WI Carr November 1990 - January 1992
Skills
PowerPoint, Customer Service, Hedge Funds, Equities, Microsoft Word, Valuation, Teaching, Windows, Outlook, Investments, English, Trading, Research, Microsoft Office, Microsoft Excel, Portfolio Management, Mutual Funds, Economics
Education
University of Arizona 1979 — 1984
Bachelor of Science (B.S.), Finance and Economics
Naganuma School of the Japanese Language 1985 — 1986
Japanese Language
Robert Gabriele's CLSA Experience January 2015 - Present
Job Director, US Institutional Equity Sales at CLSA
Industry Capital Markets
Experience
CLSA January 2015 - Present
Bank of America Merrill Lynch 2004 - 2014
Sanford C. Bernstein 2003 - 2004
Credit Suisse 2000 - 2002
Wasserstein Perella 1999 - 1999
Andersen Consulting 1995 - 1998
Skills
Equities, Financial Analysis, Capital Markets, Investments, Financial Modeling, Investment Banking, Portfolio Management, Valuation, Corporate Finance, Hedge Funds, Equity Research, Asset Management, Equity Sales, Investment Management
Education
University of Pennsylvania - The Wharton School 1998 — 2000
Master of Business Administration (M.B.A.), Finance
Yale University 1991 — 1995
Bachelor’s Degree, Economics and International Studies
CLSA January 2015 - Present
Bank of America Merrill Lynch 2004 - 2014
Sanford C. Bernstein 2003 - 2004
Credit Suisse 2000 - 2002
Wasserstein Perella 1999 - 1999
Andersen Consulting 1995 - 1998
Skills
Equities, Financial Analysis, Capital Markets, Investments, Financial Modeling, Investment Banking, Portfolio Management, Valuation, Corporate Finance, Hedge Funds, Equity Research, Asset Management, Equity Sales, Investment Management
Education
University of Pennsylvania - The Wharton School 1998 — 2000
Master of Business Administration (M.B.A.), Finance
Yale University 1991 — 1995
Bachelor’s Degree, Economics and International Studies
DTCC
The Depository Trust & Clearing Corporation
TechStars
PEAK6 Investments LP
Tower Research Capital
Great American Group
Ontario Securities Commission
FTN Financial