ICS Risk Advisors
Industry: Company
DescriptionFounded: 2006 Parent organization: FIS
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ICS Risk Advisors Employees
Employee
Years
Job
Industry
James C. Lacovara James C. Lacovara's ICS Risk Advisors Experience May 2011 - September 2012
Job Chief Compliance Officer at HSH Nordbank AG
Industry Banking
Experience
HSH Nordbank June 2013 - Present
Independent September 2010 - June 2013
ICS Risk Advisors May 2011 - September 2012
Societe Generale August 2003 - August 2010
New York State Banking Department ("NYSBD") October 2000 - August 2003
New York State Banking Department ("NYSBD") November 1994 - October 2000
European American Bank ("EAB") - An ABN AMRO Company October 1992 - June 1994
Dreyfus Funds - A BNY Mellon Company July 1992 - October 1992
Chase Manhattan Bank ("CMB") May 1990 - July 1992
Chase Home Mortage Corporation ("CHMC") May 1988 - May 1990
Skills
Capital Markets, Operational Risk..., Risk Management, Bank Regulatory..., Regulatory Affairs, Compliance Risk..., Credit Risk Management, Market Risk Management, Liquidity Risk..., Interest Rate Risk..., Internal Controls, Derivative Trading, Commercial Banking, Value at Risk ("VAR"), Corporate Lending, Retail Banking, Anti-Money Laundering..., Bank Secrecy Act ("BSA"), USA PATRIOT Act, Know Your Customer..., Office of Foreign Asset..., AML, Loans
Education
Hofstra University
Master of Science ("M.S.") with Distinction in Finance
Hofstra University
Bachelor of Business Administration ("B.B.A.") in Banking/Finance
American Bankers Association ("ABA") - Graduate School of Compliance Risk Management
Graduate Certificate in Compliance Risk Management
HSH Nordbank June 2013 - Present
Independent September 2010 - June 2013
ICS Risk Advisors May 2011 - September 2012
Societe Generale August 2003 - August 2010
New York State Banking Department ("NYSBD") October 2000 - August 2003
New York State Banking Department ("NYSBD") November 1994 - October 2000
European American Bank ("EAB") - An ABN AMRO Company October 1992 - June 1994
Dreyfus Funds - A BNY Mellon Company July 1992 - October 1992
Chase Manhattan Bank ("CMB") May 1990 - July 1992
Chase Home Mortage Corporation ("CHMC") May 1988 - May 1990
Skills
Capital Markets, Operational Risk..., Risk Management, Bank Regulatory..., Regulatory Affairs, Compliance Risk..., Credit Risk Management, Market Risk Management, Liquidity Risk..., Interest Rate Risk..., Internal Controls, Derivative Trading, Commercial Banking, Value at Risk ("VAR"), Corporate Lending, Retail Banking, Anti-Money Laundering..., Bank Secrecy Act ("BSA"), USA PATRIOT Act, Know Your Customer..., Office of Foreign Asset..., AML, Loans
Education
Hofstra University
Master of Science ("M.S.") with Distinction in Finance
Hofstra University
Bachelor of Business Administration ("B.B.A.") in Banking/Finance
American Bankers Association ("ABA") - Graduate School of Compliance Risk Management
Graduate Certificate in Compliance Risk Management
Paul Salomon, JD Paul Salomon, JD's ICS Risk Advisors Experience 2010 - September 2011
Job Legal and Compliance Risk at Federal Reserve Bank of Boston
Industry Management Consulting
Experience
Federal Reserve Bank of Boston December 2014 - Present
Ernst & Young October 2013 - December 2014
First Trade Union Bank August 2011 - October 2013
ICS Risk Advisors 2010 - September 2011
TD Bank November 2007 - March 2010
Sovereign Bank March 2006 - November 2007
Aviva Life Insurance April 2003 - June 2004
New England Medical Center/Boston University Medical Center 2001 - 2003
Skills
Banking, Regulatory Analysis, Regulatory Affairs, AML, Fairs, Risk Management, Regulations, Auditing, Risk Assessment, OFAC, Bank Secrecy Act, Financial Services, Insurance, Financial Risk, KYC, Retail Banking, Commercial Banking, Enterprise Risk..., USA PATRIOT Act, Internal Audit, Credit, Anti Money Laundering
Education
Suffolk University Law School
Juris Doctorate
Tufts University
Bachelor of Arts, Child Development
Federal Reserve Bank of Boston December 2014 - Present
Ernst & Young October 2013 - December 2014
First Trade Union Bank August 2011 - October 2013
ICS Risk Advisors 2010 - September 2011
TD Bank November 2007 - March 2010
Sovereign Bank March 2006 - November 2007
Aviva Life Insurance April 2003 - June 2004
New England Medical Center/Boston University Medical Center 2001 - 2003
Skills
Banking, Regulatory Analysis, Regulatory Affairs, AML, Fairs, Risk Management, Regulations, Auditing, Risk Assessment, OFAC, Bank Secrecy Act, Financial Services, Insurance, Financial Risk, KYC, Retail Banking, Commercial Banking, Enterprise Risk..., USA PATRIOT Act, Internal Audit, Credit, Anti Money Laundering
Education
Suffolk University Law School
Juris Doctorate
Tufts University
Bachelor of Arts, Child Development
Alexandra Mark Alexandra Mark's ICS Risk Advisors Experience June 2012 - August 2012
Job Consultant at Technology Learning Center
Industry
Experience
Technology Learning Center September 2011 - Present
EnQay Software Technologies June 2013 - July 2013
ICS Risk Advisors June 2012 - August 2012
Skills
Communication, Greek Life, Microsoft Excel, Microsoft Word, PowerPoint, Adobe Creative Suite, Adobe Acrobat, Photoshop, Dreamweaver, InDesign, Illustrator, Project Management, Team Management
Education
University of Richmond 2011 — 2015
Bachelor's Degree, Business Administration, International Business and Management; Chinese
Technology Learning Center September 2011 - Present
EnQay Software Technologies June 2013 - July 2013
ICS Risk Advisors June 2012 - August 2012
Skills
Communication, Greek Life, Microsoft Excel, Microsoft Word, PowerPoint, Adobe Creative Suite, Adobe Acrobat, Photoshop, Dreamweaver, InDesign, Illustrator, Project Management, Team Management
Education
University of Richmond 2011 — 2015
Bachelor's Degree, Business Administration, International Business and Management; Chinese
Robert A Marro Jr. Robert A Marro Jr.'s ICS Risk Advisors Experience March 2012 - April 2012
Job Director Global AML & Sanctions at Fidelity National Information Services
Industry Financial Services
Experience
Fidelity National Information Services April 2012 - Present
Stability Strategies LLC May 2011 - February 2013
ICS Risk Advisors March 2012 - April 2012
Sims Security Group, LLC April 2009 - April 2011
American Express Company September 1999 - January 2009
Technology Solutions Company March 1997 - April 1999
U.S. Air Force August 1984 - July 1996
Skills
Compliance, AML, Investigations, Risk Assessment, Strategic Planning, Security, Counterterrorism, Private Investigations, OFAC, Sanction, Risk Management, Banking, Financial Risk, Enterprise Risk..., Investigation, Analysis, Policy, Management, Fraud, Internal Controls, Process Improvement, CRM, Regulations, Due Diligence, Operational Risk, Government, Operational Risk..., Financial Services, Corporate Governance, Governance, Credit Cards, Privacy Law, Business Continuity, IT Audit, Internal Audit, Securities, Executive Management, Project Planning, Business Process..., Payments, Mergers & Acquisitions, FX Options, Foreign Exchange, Finance, Electronic Payments, KYC, Strategy, Sarbanes-Oxley Act, Payment Systems, Management Consulting
Education
The Catholic University of America 1979 — 1984
BA, International Relations
Fidelity National Information Services April 2012 - Present
Stability Strategies LLC May 2011 - February 2013
ICS Risk Advisors March 2012 - April 2012
Sims Security Group, LLC April 2009 - April 2011
American Express Company September 1999 - January 2009
Technology Solutions Company March 1997 - April 1999
U.S. Air Force August 1984 - July 1996
Skills
Compliance, AML, Investigations, Risk Assessment, Strategic Planning, Security, Counterterrorism, Private Investigations, OFAC, Sanction, Risk Management, Banking, Financial Risk, Enterprise Risk..., Investigation, Analysis, Policy, Management, Fraud, Internal Controls, Process Improvement, CRM, Regulations, Due Diligence, Operational Risk, Government, Operational Risk..., Financial Services, Corporate Governance, Governance, Credit Cards, Privacy Law, Business Continuity, IT Audit, Internal Audit, Securities, Executive Management, Project Planning, Business Process..., Payments, Mergers & Acquisitions, FX Options, Foreign Exchange, Finance, Electronic Payments, KYC, Strategy, Sarbanes-Oxley Act, Payment Systems, Management Consulting
Education
The Catholic University of America 1979 — 1984
BA, International Relations
Shelly S. McClain Shelly S. McClain's ICS Risk Advisors Experience September 2010 - May 2012
Job Compliance Specialist III at TD
Industry Banking
Experience
TD October 2013 - Present
TD May 2012 - October 2013
ICS Risk Advisors September 2010 - May 2012
Sterling Bank, Mt. Laurel, NJ November 2005 - July 2010
Wachovia, A Wells Fargo Company August 1999 - November 2005
Skills
Banking, Financial Risk, Risk Assessment, Internal Audit, AML, Mergers, Risk Management, Bank Secrecy Act, Operational Risk, Consumer Compliance
Education
Burlington County College 2006 — 2011
AS, Business Administration
Burlington City High School 1994 — 1998
TD October 2013 - Present
TD May 2012 - October 2013
ICS Risk Advisors September 2010 - May 2012
Sterling Bank, Mt. Laurel, NJ November 2005 - July 2010
Wachovia, A Wells Fargo Company August 1999 - November 2005
Skills
Banking, Financial Risk, Risk Assessment, Internal Audit, AML, Mergers, Risk Management, Bank Secrecy Act, Operational Risk, Consumer Compliance
Education
Burlington County College 2006 — 2011
AS, Business Administration
Burlington City High School 1994 — 1998
Sean Kulczycki Sean Kulczycki's ICS Risk Advisors Experience September 2012 - April 2013
Job Director at Protiviti
Industry Financial Services
Janina Laurin Janina Laurin's ICS Risk Advisors Experience November 2011 - January 2013
Job Financial Operations Professional
Industry Financial Services
Experience
Overland Solutions, Inc. September 2013 - Present
HR Learning Center, LLC March 2013 - Present
Preferred Properties Inc. July 2010 - Present
ICS Risk Advisors November 2011 - January 2013
GECAS August 2007 - July 2010
GE Commercial Finance May 2003 - June 2007
GE Capital February 2001 - February 2003
Skills
Microsoft Office, Excel, Information Mapping, Word, PowerPoint, Visio, Business Objects
Education
University of Hartford 1982 — 1985
BS, Organizational Design and Business Mgtmt
Overland Solutions, Inc. September 2013 - Present
HR Learning Center, LLC March 2013 - Present
Preferred Properties Inc. July 2010 - Present
ICS Risk Advisors November 2011 - January 2013
GECAS August 2007 - July 2010
GE Commercial Finance May 2003 - June 2007
GE Capital February 2001 - February 2003
Skills
Microsoft Office, Excel, Information Mapping, Word, PowerPoint, Visio, Business Objects
Education
University of Hartford 1982 — 1985
BS, Organizational Design and Business Mgtmt
Dina Beck Dina Beck's ICS Risk Advisors Experience June 2009 - December 2011
Job Director of Marketing
Industry Marketing and Advertising
Experience
Corporate Synergies November 2012 - Present
Premier Designs August 2011 - August 2015
US LBM Holdings April 2012 - November 2012
ICS Risk Advisors June 2009 - December 2011
DiPietro Marketing Group February 2009 - June 2009
General Floor Industries, Inc. April 2006 - January 2009
Accume Partners March 2004 - April 2006
Premier Research Group 2001 - 2004
The Computer Place Unlimited January 1998 - June 2000
Skills
Budgeting, Business Strategy, Blogging, Coaching, Copywriting, Excel, Editing, Event Planning, Event Management, Internet, Team Leadership, Microsoft Office, Online Marketing, Social Media, Newsletters, Social Networking, New Business Development, Organizing, Optimization, Outlook, PowerPoint, Strategic Planning, Quality Assurance, QuarkXPress, Retail, SEO, User Experience, Visio, Vendor Management, Word, Writing, Windows, Product Marketing, Marketing Communications, Direct Marketing, Email Marketing, Internal Communications, SEM, Social Media Marketing, Social Psychology, Brand Awareness, Brand Communication, Corporate Branding, Team Management, Vertical Response, WebEx, Marketing Strategy, Press Releases, Microsoft Word, Microsoft Excel
Education
Saint Joseph's University - Erivan K. Haub School of Business 2010 — 2011
Certificate, Strategic Marketing Excellence Program
Rowan University 2004 — 2005
MBA, to be completed
Washington College 1994 — 1998
BA, Psychology/Business Administration
Eastern Regional High School 1990 — 1994
Corporate Synergies November 2012 - Present
Premier Designs August 2011 - August 2015
US LBM Holdings April 2012 - November 2012
ICS Risk Advisors June 2009 - December 2011
DiPietro Marketing Group February 2009 - June 2009
General Floor Industries, Inc. April 2006 - January 2009
Accume Partners March 2004 - April 2006
Premier Research Group 2001 - 2004
The Computer Place Unlimited January 1998 - June 2000
Skills
Budgeting, Business Strategy, Blogging, Coaching, Copywriting, Excel, Editing, Event Planning, Event Management, Internet, Team Leadership, Microsoft Office, Online Marketing, Social Media, Newsletters, Social Networking, New Business Development, Organizing, Optimization, Outlook, PowerPoint, Strategic Planning, Quality Assurance, QuarkXPress, Retail, SEO, User Experience, Visio, Vendor Management, Word, Writing, Windows, Product Marketing, Marketing Communications, Direct Marketing, Email Marketing, Internal Communications, SEM, Social Media Marketing, Social Psychology, Brand Awareness, Brand Communication, Corporate Branding, Team Management, Vertical Response, WebEx, Marketing Strategy, Press Releases, Microsoft Word, Microsoft Excel
Education
Saint Joseph's University - Erivan K. Haub School of Business 2010 — 2011
Certificate, Strategic Marketing Excellence Program
Rowan University 2004 — 2005
MBA, to be completed
Washington College 1994 — 1998
BA, Psychology/Business Administration
Eastern Regional High School 1990 — 1994
Cynthia Fincher, MBA, CCRP Cynthia Fincher, MBA, CCRP's ICS Risk Advisors Experience June 2008 - December 2012
Job VP Senior Manager Standards & Risk at HSBC
Industry Financial Services
Experience
HSBC June 2013 - Present
ICS Risk Advisors June 2008 - December 2012
Natixis 2011 - 2011
Credit Suisse June 2006 - September 2007
Depository Trust & Clearing Corporation (DTCC) February 2001 - June 2006
International Tax Services January 2001 - January 2004
Deutsche Bank (formerly Bankers Trust) September 1997 - January 2001
Oppenheimer Capital 1994 - 1997
Skills
Project Management, Operational Risk, Management, FCPA, KYC, USA PATRIOT Act, Regulatory Risk, Auditing, Basel II, AML, OFAC, MS Project, Enterprise Risk..., COSO, GAAS, Operational Risk..., Product Management, MS Office Suite, Compliance, Internal Audit, Regulations, Capital Markets, Bank Secrecy Act, Risk Management, Financial Services, Financial Risk, Securities, Finance, Banking, Financial Institutions, Fraud, Financial Regulation, Analysis, Corporate Governance, Credit Risk, Internal Controls, Investments, Executive Management, Hedge Funds, Investment Banking, Anti Money Laundering, Policy
Education
Temple University 2004 — 2006
Certificate in Event leadership, Event Leadership
Saint Peter's College 1999 — 2001
MBA, International Business
Lincoln University
B.S, Business Administration
HSBC June 2013 - Present
ICS Risk Advisors June 2008 - December 2012
Natixis 2011 - 2011
Credit Suisse June 2006 - September 2007
Depository Trust & Clearing Corporation (DTCC) February 2001 - June 2006
International Tax Services January 2001 - January 2004
Deutsche Bank (formerly Bankers Trust) September 1997 - January 2001
Oppenheimer Capital 1994 - 1997
Skills
Project Management, Operational Risk, Management, FCPA, KYC, USA PATRIOT Act, Regulatory Risk, Auditing, Basel II, AML, OFAC, MS Project, Enterprise Risk..., COSO, GAAS, Operational Risk..., Product Management, MS Office Suite, Compliance, Internal Audit, Regulations, Capital Markets, Bank Secrecy Act, Risk Management, Financial Services, Financial Risk, Securities, Finance, Banking, Financial Institutions, Fraud, Financial Regulation, Analysis, Corporate Governance, Credit Risk, Internal Controls, Investments, Executive Management, Hedge Funds, Investment Banking, Anti Money Laundering, Policy
Education
Temple University 2004 — 2006
Certificate in Event leadership, Event Leadership
Saint Peter's College 1999 — 2001
MBA, International Business
Lincoln University
B.S, Business Administration
Judy Belton Judy Belton's ICS Risk Advisors Experience March 2011 - November 2011
Job Quality Reviewer at Wells Fargo Home Mortgage
Industry Banking
Experience
Wells Fargo Home Mortgage August 2012 - Present
Aklero Risk Analytics, Inc. November 2011 - July 2012
ICS Risk Advisors March 2011 - November 2011
TD Bank April 2009 - January 2010
TD Bank March 2005 - April 2009
PHH Mortgage September 1998 - March 2005
Skills
HMDA, Banking, FHA, Mortgage Lending, Residential Mortgages, Loans, Mortgage Underwriting, Underwriting, Mortgage Banking
Education
Fairleigh Dickinson University 1987 — 1992
Bachelor of Science (B.S.), Business Management
Academy of St. Aloysuis 1983 — 1987
Diploma
Wells Fargo Home Mortgage August 2012 - Present
Aklero Risk Analytics, Inc. November 2011 - July 2012
ICS Risk Advisors March 2011 - November 2011
TD Bank April 2009 - January 2010
TD Bank March 2005 - April 2009
PHH Mortgage September 1998 - March 2005
Skills
HMDA, Banking, FHA, Mortgage Lending, Residential Mortgages, Loans, Mortgage Underwriting, Underwriting, Mortgage Banking
Education
Fairleigh Dickinson University 1987 — 1992
Bachelor of Science (B.S.), Business Management
Academy of St. Aloysuis 1983 — 1987
Diploma
Emile Avanessian Emile Avanessian's ICS Risk Advisors Experience September 2011 - May 2012
Job Virtual Economy Analyst Take2 Interactive
Industry Writing and Editing
Experience
Take-Two Interactive Software, Inc. September 2013 - Present
Hardwood Hype January 2007 - April 2014
HSBC Securities April 2013 - September 2013
IPSA International June 2012 - October 2012
ICS Risk Advisors September 2011 - May 2012
Promontory Financial Group, LLC June 2011 - July 2011
Track Research May 2009 - April 2011
Goldman Sachs January 2008 - March 2009
Bleacher Report January 2009 - February 2009
Citigroup August 2006 - November 2007
Skills
Financial Modeling, Equity Research, Bloomberg, Market Research, Tumblr, Wordpress, Capital IQ, Due Diligence, Industry Research, Casino Gaming, KYC, AML, SAR, WordPress, Equities, Finance, Emerging Markets, Strategy, Hedge Funds, Social Media, Analysis, Competitive Analysis, Investment Banking, Portfolio Management, Blogging, CRM, Banking, Capital Markets, Risk Management, Investments, Financial Services, Corporate Finance, Management, Securities
Education
Fordham University - Graduate School of Business Administration 2008 — 2011
MBA, Finance
California State University-Los Angeles 1997 — 2002
Bachelor's, Finance
Take-Two Interactive Software, Inc. September 2013 - Present
Hardwood Hype January 2007 - April 2014
HSBC Securities April 2013 - September 2013
IPSA International June 2012 - October 2012
ICS Risk Advisors September 2011 - May 2012
Promontory Financial Group, LLC June 2011 - July 2011
Track Research May 2009 - April 2011
Goldman Sachs January 2008 - March 2009
Bleacher Report January 2009 - February 2009
Citigroup August 2006 - November 2007
Skills
Financial Modeling, Equity Research, Bloomberg, Market Research, Tumblr, Wordpress, Capital IQ, Due Diligence, Industry Research, Casino Gaming, KYC, AML, SAR, WordPress, Equities, Finance, Emerging Markets, Strategy, Hedge Funds, Social Media, Analysis, Competitive Analysis, Investment Banking, Portfolio Management, Blogging, CRM, Banking, Capital Markets, Risk Management, Investments, Financial Services, Corporate Finance, Management, Securities
Education
Fordham University - Graduate School of Business Administration 2008 — 2011
MBA, Finance
California State University-Los Angeles 1997 — 2002
Bachelor's, Finance
Pamela Buckley's ICS Risk Advisors Experience 2002 - 2012
Job Managing Director, Northeast, FIS Enterprise Governance, Risk & Compliance (EGRC) Solutions
Industry Banking
Experience
Fidelity National Information Services August 2013 - Present
ICS Risk Advisors 2002 - 2012
Federal Deposit Insurance Corporation August 1989 - September 2002
Skills
AML, Bank Secrecy Act, USA PATRIOT Act, CRA, HMDA, Enterprise Risk..., Compliance Program..., Compliance Audit, Compliance Training, Banking, Community Reinvestment..., Financial Regulation, Regulatory Requirements
Education
Babson College 1985 — 1989
BS
Coyle & Cassidy High School 1981 — 1985
Fidelity National Information Services August 2013 - Present
ICS Risk Advisors 2002 - 2012
Federal Deposit Insurance Corporation August 1989 - September 2002
Skills
AML, Bank Secrecy Act, USA PATRIOT Act, CRA, HMDA, Enterprise Risk..., Compliance Program..., Compliance Audit, Compliance Training, Banking, Community Reinvestment..., Financial Regulation, Regulatory Requirements
Education
Babson College 1985 — 1989
BS
Coyle & Cassidy High School 1981 — 1985
Cindy Matthews, CRCM's ICS Risk Advisors Experience 2004 - 2012
Job Compliance Manager Senior at FIS
Industry Banking
Experience
FIS March 2015 - Present
Comenity LLC, an Alliance Data Company December 2013 - October 2014
FIS Enterprise, Governance, Risk & Compliance (EGRC) Solutions (formerly ICS Risk Advisors) July 2004 - November 2013
ICS Risk Advisors 2004 - 2012
Eastern Savings Bank February 2001 - July 2004
Allfirst Financial, Inc. September 1998 - February 2001
Federal Deposit Insurance Corporation October 1991 - September 1998
Skills
Risk Management, Risk Assessment, Regulations, Loans, Quality Auditing, Credit, Bank Secrecy Act, Internal Audit, Auditing, Analysis, Certified Regulatory..., Commissioned FDIC Bank..., Bank Regulatory..., Utilize Marquis/Centrax..., Compliance Auditing, Fair Lending risk..., Conduct Community..., Mortgage Compliance, Fair Banking Review, SCRA compliance
Education
East Stroudsburg University of Pennsylvania 1987 — 1991
BA, Economics
FIS March 2015 - Present
Comenity LLC, an Alliance Data Company December 2013 - October 2014
FIS Enterprise, Governance, Risk & Compliance (EGRC) Solutions (formerly ICS Risk Advisors) July 2004 - November 2013
ICS Risk Advisors 2004 - 2012
Eastern Savings Bank February 2001 - July 2004
Allfirst Financial, Inc. September 1998 - February 2001
Federal Deposit Insurance Corporation October 1991 - September 1998
Skills
Risk Management, Risk Assessment, Regulations, Loans, Quality Auditing, Credit, Bank Secrecy Act, Internal Audit, Auditing, Analysis, Certified Regulatory..., Commissioned FDIC Bank..., Bank Regulatory..., Utilize Marquis/Centrax..., Compliance Auditing, Fair Lending risk..., Conduct Community..., Mortgage Compliance, Fair Banking Review, SCRA compliance
Education
East Stroudsburg University of Pennsylvania 1987 — 1991
BA, Economics
Scott B. Woll, Sr. Scott B. Woll, Sr.'s ICS Risk Advisors Experience May 2011 - March 2012
Job Principal/ Owner at SBW Advisors, LLC Financial Services Consulting and Advisory Services
Industry Financial Services
Experience
AnnieMac Home Mortgage January 2013 - Present
SBW Advisors, LLC October 2008 - Present
Mortgage Xperts October 2011 - Present
Newbold Advisors May 2010 - Present
ICS Risk Advisors May 2011 - March 2012
Precision Loan Solutions, LLC May 2010 - April 2011
Mortgage Banking Solutions September 2008 - April 2009
Gateway Funding October 2007 - May 2008
Sterling Eagle Mortgage October 2006 - September 2007
Commerce Bank January 2004 - August 2006
Skills
Mortgage Banking, Analysis, Servicing, Mortgage, Business Strategy, PowerPoint, Hedging, Financial Reporting, Excel, Word, Outlook, Mortgage Lending, FHA, Financial Analysis, Refinance, Budgeting, Mortgage Industry, Accounting, VA, Loans, Forecasting, Financial Modeling, Loan Origination, Conventional, Microsoft Office, Business Planning, Loan Servicing, Budgets, Microsoft Excel, Microsoft Word, Risk Management, Mergers & Acquisitions, Leadership, Due Diligence, Portfolio Management, Credit, Finance, Financial Services, Real Estate, Management Consulting, Business Analysis, Executive Management, Process Improvement, Strategy, Underwriting, Management, Banking, Sales, Financial Risk, Valuation
Education
University of Delaware 1975 — 1979
BSBA, Business - Finance
AnnieMac Home Mortgage January 2013 - Present
SBW Advisors, LLC October 2008 - Present
Mortgage Xperts October 2011 - Present
Newbold Advisors May 2010 - Present
ICS Risk Advisors May 2011 - March 2012
Precision Loan Solutions, LLC May 2010 - April 2011
Mortgage Banking Solutions September 2008 - April 2009
Gateway Funding October 2007 - May 2008
Sterling Eagle Mortgage October 2006 - September 2007
Commerce Bank January 2004 - August 2006
Skills
Mortgage Banking, Analysis, Servicing, Mortgage, Business Strategy, PowerPoint, Hedging, Financial Reporting, Excel, Word, Outlook, Mortgage Lending, FHA, Financial Analysis, Refinance, Budgeting, Mortgage Industry, Accounting, VA, Loans, Forecasting, Financial Modeling, Loan Origination, Conventional, Microsoft Office, Business Planning, Loan Servicing, Budgets, Microsoft Excel, Microsoft Word, Risk Management, Mergers & Acquisitions, Leadership, Due Diligence, Portfolio Management, Credit, Finance, Financial Services, Real Estate, Management Consulting, Business Analysis, Executive Management, Process Improvement, Strategy, Underwriting, Management, Banking, Sales, Financial Risk, Valuation
Education
University of Delaware 1975 — 1979
BSBA, Business - Finance
Ivan Leon's ICS Risk Advisors Experience July 2012 - October 2012
Job KYC Consultant at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase May 2014 - Present
ICS Risk Advisors July 2012 - October 2012
Bank of East Asia August 2011 - September 2011
Commerzbank June 2010 - August 2010
Promontory Financial Group, LLC October 2007 - June 2010
BNL BNP Paribas May 2006 - September 2007
Accume Partners July 2005 - December 2005
Skills
Compliance, AML, Auditing, OFAC, USA PATRIOT Act, Due Diligence, Policy, Documentation, Internal Audit, Banking, Internal Controls, Bank Secrecy Act, Credit Risk, BSA, Credit, KYC, Compliance Audits, Excel, Microsoft Office, PowerPoint, Word, Spanish, Loans, Microsoft Excel, Anti Money Laundering
Education
City University of New York-Herbert H. Lehman College 1982 — 1985
B.A,, Economics
JPMorgan Chase May 2014 - Present
ICS Risk Advisors July 2012 - October 2012
Bank of East Asia August 2011 - September 2011
Commerzbank June 2010 - August 2010
Promontory Financial Group, LLC October 2007 - June 2010
BNL BNP Paribas May 2006 - September 2007
Accume Partners July 2005 - December 2005
Skills
Compliance, AML, Auditing, OFAC, USA PATRIOT Act, Due Diligence, Policy, Documentation, Internal Audit, Banking, Internal Controls, Bank Secrecy Act, Credit Risk, BSA, Credit, KYC, Compliance Audits, Excel, Microsoft Office, PowerPoint, Word, Spanish, Loans, Microsoft Excel, Anti Money Laundering
Education
City University of New York-Herbert H. Lehman College 1982 — 1985
B.A,, Economics
John M. (Jack) Evans's ICS Risk Advisors Experience November 2009 - July 2013
Job Mortgage Lending Compliance Specialist at Fidelity National Information Services
Industry Banking
Experience
ICS Risk Advisors November 2009 - July 2013
Fidelity National Information Services November 2009 - July 2013
IBM Global Services May 2007 - April 2009
IBM 2007 - 2009
Financial Publishing Co. July 1981 - May 2007
Financial Publishing Co. July 1981 - May 2007
Boston Parochial and Natick Public Schools September 1976 - June 1981
Skills
Loans, Loan Origination, Mortgage, FHA, Mortgage Lending, Refinance, Credit, Mortgage Industry, Mortgage Banking, Construction Loans, Residential Mortgages, Commercial Lending, Commercial Mortgages, Purchase
Education
Framingham State University 1971 — 1973
BS in Education, Education and Psychology
ICS Risk Advisors November 2009 - July 2013
Fidelity National Information Services November 2009 - July 2013
IBM Global Services May 2007 - April 2009
IBM 2007 - 2009
Financial Publishing Co. July 1981 - May 2007
Financial Publishing Co. July 1981 - May 2007
Boston Parochial and Natick Public Schools September 1976 - June 1981
Skills
Loans, Loan Origination, Mortgage, FHA, Mortgage Lending, Refinance, Credit, Mortgage Industry, Mortgage Banking, Construction Loans, Residential Mortgages, Commercial Lending, Commercial Mortgages, Purchase
Education
Framingham State University 1971 — 1973
BS in Education, Education and Psychology
Geoffrey Milton Geoffrey Milton's ICS Risk Advisors Experience May 2009 - September 2012
Job Financial Consultant ABS Associates at Apple Bank for Savings
Industry Financial Services
Experience
Apple Bank for Savings November 2014 - Present
Prudential Insurance Company of America July 2012 - November 2014
C.I.S. LLC 2004 - December 2012
ICS Risk Advisors May 2009 - September 2012
Arab Banking Corp April 1983 - May 2003
Banco ABC Brasil 1993 - 2002
Bank of America July 1969 - April 1983
Skills
Emerging Markets, Mergers, International Relations, Investment Banking, Due Diligence, Capital Markets, Private Equity, Banking, Risk Management, Financial Risk, Financial Modeling, Investments, Equities, Financial Analysis, Asset Managment
Education
University of London 1966 — 1969
B Sc, Economics
Apple Bank for Savings November 2014 - Present
Prudential Insurance Company of America July 2012 - November 2014
C.I.S. LLC 2004 - December 2012
ICS Risk Advisors May 2009 - September 2012
Arab Banking Corp April 1983 - May 2003
Banco ABC Brasil 1993 - 2002
Bank of America July 1969 - April 1983
Skills
Emerging Markets, Mergers, International Relations, Investment Banking, Due Diligence, Capital Markets, Private Equity, Banking, Risk Management, Financial Risk, Financial Modeling, Investments, Equities, Financial Analysis, Asset Managment
Education
University of London 1966 — 1969
B Sc, Economics
Paul Aversano, CPA Paul Aversano, CPA's ICS Risk Advisors Experience November 2013 - Present
Job Assistant Director at ICS Risk Advisors
Industry Financial Services
Experience
ICS Risk Advisors November 2013 - Present
Garden City Group August 2010 - November 2013
DLA 2008 - 2010
Jefferson Wells International 2007 - 2008
Broadridge 2007 - 2007
KPMG 1999 - 2003
The Royal Bank of Scotland 1995 - 1999
Skills
Proficent using..., Strong US GAAP..., Experience in..., Modeling COSO Internal..., Internal Controls, Accounting, Sarbanes-Oxley Act, Internal Audit, Auditing, Financial Analysis, Analysis, Financial Reporting, Corporate Governance, Sarbanes-Oxley, GAAP, Risk Assessment, Due Diligence, Variance Analysis, Finance, Training, US GAAP, Software Documentation, Financial Services, Risk Management, Business Analysis, Enterprise Risk..., Tax, IT Audit, Fraud
Education
Dowling College
B.B.A., Accounting
ICS Risk Advisors November 2013 - Present
Garden City Group August 2010 - November 2013
DLA 2008 - 2010
Jefferson Wells International 2007 - 2008
Broadridge 2007 - 2007
KPMG 1999 - 2003
The Royal Bank of Scotland 1995 - 1999
Skills
Proficent using..., Strong US GAAP..., Experience in..., Modeling COSO Internal..., Internal Controls, Accounting, Sarbanes-Oxley Act, Internal Audit, Auditing, Financial Analysis, Analysis, Financial Reporting, Corporate Governance, Sarbanes-Oxley, GAAP, Risk Assessment, Due Diligence, Variance Analysis, Finance, Training, US GAAP, Software Documentation, Financial Services, Risk Management, Business Analysis, Enterprise Risk..., Tax, IT Audit, Fraud
Education
Dowling College
B.B.A., Accounting
Robert Cardwell Robert Cardwell's ICS Risk Advisors Experience September 2010 - May 2012
Job Managing Director at Fidelity National Information Services
Industry Financial Services
Experience
Fidelity National Information Services May 2012 - Present
ICS Risk Advisors September 2010 - May 2012
Advanta Bank Corp. February 1997 - August 2009
Advanta 1997 - 2009
Skills
AML, Due Diligence, Corporate Governance, Risk Management, Financial Risk, Banking, Fraud, Enterprise Risk..., Operational Risk...
Education
Lehigh University
Bachelor of Science (BS), Accounting
Pepperdine School of Law
Doctor of Law (JD), Law
Fidelity National Information Services May 2012 - Present
ICS Risk Advisors September 2010 - May 2012
Advanta Bank Corp. February 1997 - August 2009
Advanta 1997 - 2009
Skills
AML, Due Diligence, Corporate Governance, Risk Management, Financial Risk, Banking, Fraud, Enterprise Risk..., Operational Risk...
Education
Lehigh University
Bachelor of Science (BS), Accounting
Pepperdine School of Law
Doctor of Law (JD), Law
Luis Pascual Luis Pascual's ICS Risk Advisors Experience June 2011 - March 2012
Job Director of Compliance Testing and Monitoring
Industry Banking
Experience
Santander Consumer USA Inc. August 2015 - Present
Santander Bank March 2012 - August 2015
ICS Risk Advisors June 2011 - March 2012
Consultant May 2010 - June 2011
Eurobank 2007 - January 2011
Doral Bank 2007 - 2007
Skills
AML, Compliance, Due Diligence, Banking, Corporate Governance, OFAC, Risk Management, Internal Controls, Mergers, Risk Assessment, Bank Secrecy Act, Contract Negotiation, Fraud, KYC, Risk, Enterprise Risk..., Analysis, Compliance Management, BSA, Governance, Ethics, Credit, Loans, Privacy Law, Financial Risk, Insurance, Corporate Law, Legal Research, Financial Services, USA PATRIOT Act, Mortgage Lending, Banking Law, Finance, Investments, Legal Compliance, Financial Regulation, Operational Risk, Financial Institutions, Securities, Regulations, Securities Regulation, Structured Finance, Capital Markets, Credit Risk, Restructuring, Corporate Finance, Operational Risk..., Commercial Lending, Anti Money Laundering, Mergers
Education
Boston University School of Law 2005 — 2006
LLM, Banking and Financial Law
InterAmerican University School of Law 2001 — 2004
JD, Law
Universidad de Puerto Rico
Bachelor’s Degree, Business Adminitsration
Baldwin School of Puerto Rico
High School, High School/Secondary Diploma Programs
Saint Johns School
Santander Consumer USA Inc. August 2015 - Present
Santander Bank March 2012 - August 2015
ICS Risk Advisors June 2011 - March 2012
Consultant May 2010 - June 2011
Eurobank 2007 - January 2011
Doral Bank 2007 - 2007
Skills
AML, Compliance, Due Diligence, Banking, Corporate Governance, OFAC, Risk Management, Internal Controls, Mergers, Risk Assessment, Bank Secrecy Act, Contract Negotiation, Fraud, KYC, Risk, Enterprise Risk..., Analysis, Compliance Management, BSA, Governance, Ethics, Credit, Loans, Privacy Law, Financial Risk, Insurance, Corporate Law, Legal Research, Financial Services, USA PATRIOT Act, Mortgage Lending, Banking Law, Finance, Investments, Legal Compliance, Financial Regulation, Operational Risk, Financial Institutions, Securities, Regulations, Securities Regulation, Structured Finance, Capital Markets, Credit Risk, Restructuring, Corporate Finance, Operational Risk..., Commercial Lending, Anti Money Laundering, Mergers
Education
Boston University School of Law 2005 — 2006
LLM, Banking and Financial Law
InterAmerican University School of Law 2001 — 2004
JD, Law
Universidad de Puerto Rico
Bachelor’s Degree, Business Adminitsration
Baldwin School of Puerto Rico
High School, High School/Secondary Diploma Programs
Saint Johns School
Chris B. Harris, CPA Chris B. Harris, CPA's ICS Risk Advisors Experience April 2011 - Present
Job Managing Director
Industry Financial Services
Experience
ICS Risk Advisors April 2011 - Present
Accume Partners 1996 - 2009
Grant Thornton LLP 1986 - 1996
CoreStates Financial Corp. 1984 - 1986
Nutrisystem 1978 - 1984
Ernst & Young 1970 - 1978
Education
Susquehanna University 1966 — 1970
BS, Accounting
ICS Risk Advisors April 2011 - Present
Accume Partners 1996 - 2009
Grant Thornton LLP 1986 - 1996
CoreStates Financial Corp. 1984 - 1986
Nutrisystem 1978 - 1984
Ernst & Young 1970 - 1978
Education
Susquehanna University 1966 — 1970
BS, Accounting
Robert Conroy MBA, CIA, CISA, CMA, CFM Robert Conroy MBA, CIA, CISA, CMA, CFM's ICS Risk Advisors Experience September 2011 - January 2012
Job Senior Audit, Compliance and Risk Management Professional Currently Seeking New Opportunity
Industry Accounting
Experience
Softworld September 2014 - November 2014
SMC LLC October 2013 - July 2014
Major Massachusetts Based Higher Education Institution August 2012 - June 2013
ICS Risk Advisors September 2011 - January 2012
3Com November 2006 - April 2010
MetLife January 2000 - November 2006
Skills
Sarbanes-Oxley Act, Internal Audit, Internal Controls, Auditing, IT Audit, Financial Risk, Accounting, Risk Management, Financial Reporting, Financial Analysis, Corporate Finance, Enterprise Risk..., Financial Audits, Analysis, Finance, Mergers & Acquisitions, Financial Modeling, Management, Sarbanes-Oxley, Access, Business Process, Accounts Payable, Leadership, Data Analysis, Budgets, Accounts Receivable, Business Process..., Forecasting, Program Management, Banking, Managerial Finance, Project Management, Project Planning, Human Resources, SAP, ERP, Process Improvement, Information Technology, Management Consulting, Business Analysis, Governance, Business Planning, Strategic Financial..., COBIT, Consolidation, Risk Assessment, Consulting, Financial Planning
Education
Babson College - Franklin W. Olin Graduate School of Business
MBA, General Business
Bentley College
Computer Information Systems
Clark University
Client Server System Development
University of Massachusetts at Amherst - Isenberg School of Management
BBA, General Business and Finance
Worcester State College
MS Management with Accounting Concentration
Softworld September 2014 - November 2014
SMC LLC October 2013 - July 2014
Major Massachusetts Based Higher Education Institution August 2012 - June 2013
ICS Risk Advisors September 2011 - January 2012
3Com November 2006 - April 2010
MetLife January 2000 - November 2006
Skills
Sarbanes-Oxley Act, Internal Audit, Internal Controls, Auditing, IT Audit, Financial Risk, Accounting, Risk Management, Financial Reporting, Financial Analysis, Corporate Finance, Enterprise Risk..., Financial Audits, Analysis, Finance, Mergers & Acquisitions, Financial Modeling, Management, Sarbanes-Oxley, Access, Business Process, Accounts Payable, Leadership, Data Analysis, Budgets, Accounts Receivable, Business Process..., Forecasting, Program Management, Banking, Managerial Finance, Project Management, Project Planning, Human Resources, SAP, ERP, Process Improvement, Information Technology, Management Consulting, Business Analysis, Governance, Business Planning, Strategic Financial..., COBIT, Consolidation, Risk Assessment, Consulting, Financial Planning
Education
Babson College - Franklin W. Olin Graduate School of Business
MBA, General Business
Bentley College
Computer Information Systems
Clark University
Client Server System Development
University of Massachusetts at Amherst - Isenberg School of Management
BBA, General Business and Finance
Worcester State College
MS Management with Accounting Concentration
Larry Plank's ICS Risk Advisors Experience January 2011 - Present
Job Senior Underwriter, mortgage Quality Control Services at ICS Risk Advisors
Industry Banking
Experience
ICS Risk Advisors January 2011 - Present
Radian Guaranty October 2008 - September 2011
Edison Mortgage Decisioning Solutions July 2004 - January 2008
SLM Financial December 2001 - January 2004
Indymac 1997 - 2001
Education
Camden County College 1995 — 1997
ICS Risk Advisors January 2011 - Present
Radian Guaranty October 2008 - September 2011
Edison Mortgage Decisioning Solutions July 2004 - January 2008
SLM Financial December 2001 - January 2004
Indymac 1997 - 2001
Education
Camden County College 1995 — 1997
John Soffronoff's ICS Risk Advisors Experience November 1999 - March 2012
Job Executive Director at FIS
Industry Financial Services
Maureen Hemhauser's ICS Risk Advisors Experience February 2007 - January 2013
Job Senior Vice President & Chief Compliance Officer
Industry Banking
Experience
Peapack-Gladstone Bank Private Banking since 1921 February 2015 - Present
FIS - Fidelity Information Services January 2013 - Present
ICS Risk Advisors February 2007 - January 2013
ICS Compliance 2007 - January 2013
FDIC June 1990 - July 2002
Skills
Bank Secrecy Act, OFAC, Banking, Internal Audit, KYC, Internal Controls, Enterprise Risk..., AML, Financial Risk, Risk Assessment, Sarbanes-Oxley Act, Financial Services, Risk Management, Fraud, Operational Risk..., Retail Banking, Compliance
Education
Georgian Court University 1986 — 1990
BS, Accounting
Peapack-Gladstone Bank Private Banking since 1921 February 2015 - Present
FIS - Fidelity Information Services January 2013 - Present
ICS Risk Advisors February 2007 - January 2013
ICS Compliance 2007 - January 2013
FDIC June 1990 - July 2002
Skills
Bank Secrecy Act, OFAC, Banking, Internal Audit, KYC, Internal Controls, Enterprise Risk..., AML, Financial Risk, Risk Assessment, Sarbanes-Oxley Act, Financial Services, Risk Management, Fraud, Operational Risk..., Retail Banking, Compliance
Education
Georgian Court University 1986 — 1990
BS, Accounting
Alice Judd's ICS Risk Advisors Experience 2008 - April 2012
Job Managing Director MidAtlantic at FIS Enterprise Governance Risk and Compliance Solutions (EGRC)
Industry Banking
Experience
FIS- Enterprise Governance Risk and Compliance Solutions (EGRC) August 2013 - Present
Integrated Compliance Solutions September 2008 - July 2013
ICS Risk Advisors 2008 - April 2012
Fulton Financial Corporation 2007 - 2008
The Columbia Bank July 2005 - December 2006
Bank of America 1986 - 2004
Skills
Financial Risk, Leadership, Bank Secrecy Act, Banking, Enterprise Risk..., AML, Loans, Privacy Law, Management, Risk Management, Credit, Operational Risk..., Financial Institutions, Anti Money Laundering, KYC, Operational Risk
Education
Georgetown University 1974 — 1978
B.S., Portuguese and Linguistics
University of Maryland - Robert H. Smith School of Business
MBA, Finance
FIS- Enterprise Governance Risk and Compliance Solutions (EGRC) August 2013 - Present
Integrated Compliance Solutions September 2008 - July 2013
ICS Risk Advisors 2008 - April 2012
Fulton Financial Corporation 2007 - 2008
The Columbia Bank July 2005 - December 2006
Bank of America 1986 - 2004
Skills
Financial Risk, Leadership, Bank Secrecy Act, Banking, Enterprise Risk..., AML, Loans, Privacy Law, Management, Risk Management, Credit, Operational Risk..., Financial Institutions, Anti Money Laundering, KYC, Operational Risk
Education
Georgetown University 1974 — 1978
B.S., Portuguese and Linguistics
University of Maryland - Robert H. Smith School of Business
MBA, Finance
Viriato Villamil's ICS Risk Advisors Experience June 2011 - October 2012
Job Senior Audit Officer at Mercantil Commercebank
Industry Financial Services
Experience
Mercantil Commercebank December 2014 - Present
Capital Bank October 2012 - December 2014
ICS Risk Advisors June 2011 - October 2012
U.S. Century Bank October 2008 - June 2011
RSM McGladrey September 2006 - October 2008
MBAF-ERE CPAs, LLC. April 2006 - April 2007
HLB Gravier, LLP August 2004 - April 2006
Wachovia, A Wells Fargo Company (formerly First Union) 1998 - 2004
Bank of America ( formerly Barnett Bank) 1996 - 1998
Skills
Internal Audit, Sarbanes-Oxley Act, Enterprise Risk..., Auditing, Accounting, Financial Analysis, Compliance, Internal Controls, AML, Financial Risk, Bank Secrecy Act, Financial Reporting, Risk Management, Cash Management, Commercial Banking, External Audit, Financial Accounting, Finance, Financial Institutions, OFAC, Treasury Management, Banking, Operational Risk, Operational Risk...
Education
Florida International University 2004 — 2005
MS, Taxation
University of Florida 2002 — 2004
BS, Accounting
Barry University 1998 — 2001
BS, Professional Administration
Mercantil Commercebank December 2014 - Present
Capital Bank October 2012 - December 2014
ICS Risk Advisors June 2011 - October 2012
U.S. Century Bank October 2008 - June 2011
RSM McGladrey September 2006 - October 2008
MBAF-ERE CPAs, LLC. April 2006 - April 2007
HLB Gravier, LLP August 2004 - April 2006
Wachovia, A Wells Fargo Company (formerly First Union) 1998 - 2004
Bank of America ( formerly Barnett Bank) 1996 - 1998
Skills
Internal Audit, Sarbanes-Oxley Act, Enterprise Risk..., Auditing, Accounting, Financial Analysis, Compliance, Internal Controls, AML, Financial Risk, Bank Secrecy Act, Financial Reporting, Risk Management, Cash Management, Commercial Banking, External Audit, Financial Accounting, Finance, Financial Institutions, OFAC, Treasury Management, Banking, Operational Risk, Operational Risk...
Education
Florida International University 2004 — 2005
MS, Taxation
University of Florida 2002 — 2004
BS, Accounting
Barry University 1998 — 2001
BS, Professional Administration
John Berger, ChFC's ICS Risk Advisors Experience 2007 - 2012
Job Bank Compliance Services Lending at ICS Risk Advisors
Industry Banking
Experience
ICS Risk Advisors 2007 - 2012
ICS Risk Advisors 2007 - 2012
Education
Boston University - School of Management
Management and Finance
ICS Risk Advisors 2007 - 2012
ICS Risk Advisors 2007 - 2012
Education
Boston University - School of Management
Management and Finance
Florentino Azinheira's ICS Risk Advisors Experience 2010 - 2013
Job Director at FIS Global (Fidelity National Information Services)
Industry Financial Services
Experience
FIS Global May 2012 - Present
ICS Risk Advisors 2010 - 2013
Accume Partners May 2004 - January 2008
Citibank N.A October 1995 - December 2002
J.P. Morgan November 1985 - June 1995
JP Morgan 1985 - 1995
Skills
Enterprise Risk..., Project Management, Corporate Governance, Internal Controls, Management Consulting, Banking, Risk Management, Management, Performance Management, Financial Risk, Six Sigma, Due Diligence, Governance, Mergers and Acquisitions, Strategic Initiatives, Compliance Management, Six Sigma deployment, Regulatory Reporting, Data Privacy, IT Audit, Information Security..., Internal Audit, Integration Planning, Contract Management, Program Performance..., Privacy Compliance, Bank Secrecy Act, Securities Regulation, International Relations, International..., Mergers, International Corporate..., NJ Notary
Education
St. John's University 1991 — 1995
Bachelor of Science, Finance
St. John's University, The Peter J. Tobin College of Business 1990 — 1995
FIS Global May 2012 - Present
ICS Risk Advisors 2010 - 2013
Accume Partners May 2004 - January 2008
Citibank N.A October 1995 - December 2002
J.P. Morgan November 1985 - June 1995
JP Morgan 1985 - 1995
Skills
Enterprise Risk..., Project Management, Corporate Governance, Internal Controls, Management Consulting, Banking, Risk Management, Management, Performance Management, Financial Risk, Six Sigma, Due Diligence, Governance, Mergers and Acquisitions, Strategic Initiatives, Compliance Management, Six Sigma deployment, Regulatory Reporting, Data Privacy, IT Audit, Information Security..., Internal Audit, Integration Planning, Contract Management, Program Performance..., Privacy Compliance, Bank Secrecy Act, Securities Regulation, International Relations, International..., Mergers, International Corporate..., NJ Notary
Education
St. John's University 1991 — 1995
Bachelor of Science, Finance
St. John's University, The Peter J. Tobin College of Business 1990 — 1995
Ken Baebel's ICS Risk Advisors Experience October 2003 - Present
Job Director, Regulatory Relations at ICS Risk Advisors
Industry Financial Services
Experience
ICS Risk Advisors October 2003 - Present
E*TRADE Financial September 2002 - October 2003
FDIC 1997 - August 2002
Federal Reserve Board 1979 - 1988
Education
American University 1969 — 1971
MBA, Business - Government Relations
University of Bridgeport 1960 — 1963
BS, Political Science
ICS Risk Advisors October 2003 - Present
E*TRADE Financial September 2002 - October 2003
FDIC 1997 - August 2002
Federal Reserve Board 1979 - 1988
Education
American University 1969 — 1971
MBA, Business - Government Relations
University of Bridgeport 1960 — 1963
BS, Political Science
Suzanne (Susi) Robeson's ICS Risk Advisors Experience April 2010 - June 2012
Job Senior Compliance Manager at FIS Global (Fidelity National Information Services)
Industry Financial Services
Experience
ICS Risk Advisors April 2010 - June 2012
JPMorganChase 1987 - 2009
Bank of New York (Delaware) February 1987 - February 1989
Skills
Financial Risk, Risk Management, AML, Banking, Credit Cards, Financial Services, Credit, Risk Assessment, Enterprise Risk..., Operational Risk..., Loans, Process Improvement, Due Diligence, Operational Risk, Commercial Banking, Commercial Lending, Corporate Governance
Education
University of Delaware 1983 — 1989
BA, Biology & Chemistry
Archmere Academy 1978 — 1983
Diploma, College Prep
ICS Risk Advisors April 2010 - June 2012
JPMorganChase 1987 - 2009
Bank of New York (Delaware) February 1987 - February 1989
Skills
Financial Risk, Risk Management, AML, Banking, Credit Cards, Financial Services, Credit, Risk Assessment, Enterprise Risk..., Operational Risk..., Loans, Process Improvement, Due Diligence, Operational Risk, Commercial Banking, Commercial Lending, Corporate Governance
Education
University of Delaware 1983 — 1989
BA, Biology & Chemistry
Archmere Academy 1978 — 1983
Diploma, College Prep
Donna Sawicki's ICS Risk Advisors Experience 2010 - February 2012
Job Independent Banking Professional
Industry Banking
Experience
Donna Sawicki Consulting, LLC November 2009 - Present
ICS Risk Advisors 2010 - February 2012
Hinkley Allen & Snyder LLP July 1999 - November 2009
Citizens Bank September 1985 - July 1999
Skills
OFAC, Bank Secrecy Act, USA PATRIOT Act, AML, Financial Risk, KYC, Banking, Risk Management, Risk Assessment, Enterprise Risk..., Internal Audit, Financial Institutions, Governance, Loans, Mortgage Lending, Loan Origination, Credit, Mortgage Banking
Education
University of New Haven 1995 — 1997
Paralegal Certificate
Quinnipiac University 1974 — 1976
Donna Sawicki Consulting, LLC November 2009 - Present
ICS Risk Advisors 2010 - February 2012
Hinkley Allen & Snyder LLP July 1999 - November 2009
Citizens Bank September 1985 - July 1999
Skills
OFAC, Bank Secrecy Act, USA PATRIOT Act, AML, Financial Risk, KYC, Banking, Risk Management, Risk Assessment, Enterprise Risk..., Internal Audit, Financial Institutions, Governance, Loans, Mortgage Lending, Loan Origination, Credit, Mortgage Banking
Education
University of New Haven 1995 — 1997
Paralegal Certificate
Quinnipiac University 1974 — 1976
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY