Legend Securities Inc.

Description

Address: 45 Broadway, Floor 32 ED, New York, NY 10006 Phone: (212) 344-5747: Place name: Website: : : : : Category: Hours: : Category: Stock broker Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo. · Own this business?Add missing informationAdd business hours Unable to add this file. Please check that it is a valid photo. Add website Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a questionBe the first to ask a question Add a photoThanks for sharing!Your photo will be posted publicly on Google.Contribute MoreDoneUpload public photos of Legend Securities Inc. Posting publicly on the Web Write a review Reviews 3 Google reviews

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Legend Securities Inc. Employees

Employee
Years
Job
Industry
Alan Weiss Alan Weiss Greater New York City Area Details
Alan Weiss's Legend Securities Inc. Experience November 2013 - Present
Job Syndicate Coordinator at Legend Securities Inc.
Industry Financial Services
Experience
Legend Securities Inc.   November 2013 - Present
Maxim Group  April 2005 - November 2012
Earlybird Capital   2002 - 2005
GKN Securities  1991 - 1999

Skills
Sales, Negotiation, Building Relationships, Client Relations Skills, Investment Strategies, Portfolio Management, New Business Development, Communication, Influence Others, Influential Communicator, Strategic Partnerships, Strategic Communications, Client Development, Manage Client..., Customer Acquisition, Investments, Business Planning, Investment Banking, Marketing, Credit, Accounting, Account Management, Sales Presentations, CRM, Management

Education
Brooklyn College

Tiffany Eng Tiffany Eng Greater Los Angeles Area Details
Tiffany Eng's Legend Securities Inc. Experience May 2015 - Present
Job Summer Junior Associate at Legend Securities, Inc.
Industry Financial Services
Experience
Legend Securities, Inc.   May 2015 - Present
UTC Aerospace Systems  May 2014 - August 2014
Talentscool  February 2014 - May 2014
Cisco  May 2013 - August 2013
University of Michigan  August 2012 - May 2013
Amax Academy School   June 2012 - August 2012

Education
University of Southern California - Marshall School of Business   2013 — 2016
Bachelor of Science (BS), Business Administration

University of Michigan   2012 — 2013
Pre-Business, GPA: 3.6

San Marino High School   2008 — 2012

Robert Fortune Robert Fortune Greater New York City Area Details
Robert Fortune's Legend Securities Inc. Experience February 2011 - October 2012
Job Finance & Marketing Professional
Industry Financial Services
Experience
HSBC Bank USA N.A.   October 2012 - Present
Imperial Marketing Group   January 2008 - Present
Legend Securities Inc.   February 2011 - October 2012
JPMorgan Chase  May 2006 - October 2010
CIP (Communication Information Promotion) Marketing Firm   August 2005 - January 2010
Brick City Promotions   June 2003 - July 2005

Skills
PowerPoint, Excel, Word, Customer Service, Retail, Securities Trading, Marketing, Finance, Banking, Insurance, Social Media Marketing, Social Networking, Social Media, Strategic Planning, Market Research, Advertising, Marketing Strategy, Blogging, Financial Modeling, Fashion, Microsoft Excel, Outlook

Education
Baruch College, City University of New York (CUNY)   2003 — 2005
Bachelor of Business Administration, Marketing Management & Advertisement

Kingsborough Community College, CUNY   2001 — 2002
Associate, Applied Science - Business Administration

Adam Antoine Adam Antoine San Francisco Bay Area Details
Adam Antoine's Legend Securities Inc. Experience August 2013 - October 2013
Job Adam Antoine
Industry Hospitality
Experience
Bosse Sports and Health Club  April 2014 - September 2014
Legend Securities, Inc.   August 2013 - October 2013
Paramount Merchant Funding  May 2013 - August 2013
Valejo Football Club   October 2012 - January 2013
The Metropolitan Club  2012 - 2013

Skills
Social Media, Press Releases, Restaurants, Food & Beverage, Hospitality, Food Service, Banquets, Fine Dining, Event Planning, Customer Service, Hospitality Industry, Time Management, Event Management

Education
University of Delaware - Lerner College of Business and Economics   2007 — 2012
Bachelor of Science (BS), Business Administration and Management, General

Jim Coronado Jim Coronado Greater Chicago Area Details
Jim Coronado's Legend Securities Inc. Experience June 1985 - December 1987
Job FINANCIAL REPRESENTATIVE at Principal Financial Group
Industry Insurance
Experience
Principal Financial Group  October 2012 - Present
COUNTRY ® Financial  July 2009 - October 2012
TDAMERITRADE  January 2007 - May 2009
REGAL SECURITIES   November 2005 - January 2007
ROUND HILL SECURITIES  March 2002 - November 2005
Scottrade  July 1989 - January 2002
ROSENKRANTZ, LYON & ROSS, INC.   January 1989 - March 1989
RAF FINANCIAL   February 1988 - September 1988
Legend Securities Inc.   June 1985 - December 1987
Merrill Lynch  October 1981 - June 1985

Skills
401k, 403 b, SEP, Simple IRA, Annuities (Variable and..., Asset Allocation, Business Continuation..., Business Overhead..., Buy-sell Agreements, Buy-Sell Review, Charitable Giving, College Funding..., Deferred Compensation..., Dental Insurance, Disability Income..., Estate Planning, Executive Benefits..., Income Protection, Informal Business..., IRA's (Traditional and..., Key Person Insurance, Long Term Care Insurance, Mutual Funds, Pension Plans, Salary Continuation, Split Dollar Plans, Supplemental Retirement..., Survivor Income, Tax Deferred Savings, Term Life Insurance, Wellness Programs, Wealth Accumulation, Whole Life Insurance

Education
DePaul University   1980 — 1981
ACCOUNTING

ST RITA HIGH SCHOOL   1976 — 1980
DIPLOMA, BUSINESS, HISTORY, ECONOMICS

DePaul University
ACCOUNTING

Stephen Markovic Stephen Markovic Greater New York City Area Details
Stephen Markovic's Legend Securities Inc. Experience July 2011 - April 2012
Job Salesman at Paragon Honda
Industry Financial Services
Experience
Paragon Honda  August 2014 - Present
Alexander Capital   February 2014 - August 2014
Legend Securities Inc.   July 2011 - April 2012
primas deli   September 2010 - December 2010

Skills
able to type 55 wpm, Equities, Series 7, Portfolio Management, Securities, Mutual Funds, Capital Markets, Fixed Income, Investments, Asset Management, Wealth Management, Hedge Funds, Financial Markets, Investment Banking, Derivatives, Alternative Investments, Finance

Education
CUNY SPS   2014 — 2016
Bachelor of Business Administration (B.B.A.), Business

bmcc   2011 — 2012
Business

valley central high school   2007 — 2011
high school diploma, Business

Michael Di Gioia Michael Di Gioia Greater New York City Area Details
Michael Di Gioia's Legend Securities Inc. Experience May 2007 - December 2013
Job Trade You Way Up in Life
Industry Financial Services
Experience
Rothschild Lieberman   June 2015 - Present
World Series of Trading   January 2014 - Present
Quasar Trading  January 2013 - Present
Affininity Trading Insitute, LLC   October 2011 - Present
Affinity Trading Group, LLC   December 2009 - Present
Legend Securities Inc.   May 2007 - December 2013
Pristine.com   September 2001 - May 2005
EdgeTrade  May 1999 - June 2000

Skills
Technical Analysis, Trading Strategies, Series 7, Securities, FINRA, Trading, Electronic Trading, Series 63, Proprietary Trading, Hedge Funds, Equity Trading, Equities, Financial Markets, Trading Systems, Options, Finance, Capital Markets, Economics, Alternative Investments, Traders, Series 24, Investment Banking, Asset Management, FX trading, Portfolio Management, Bloomberg, Financial Risk, Currency, Fixed Income, Investment Strategies, Risk Management, Asset Allocation, Bonds, Investments, Equity Derivatives, Emerging Markets, FX Options, Hedging, Foreign Exchange, ETFs, Derivatives, Investment Advisory, Commodity

Education
City University of New York Graduate Center   1997 — 1999
Finished course work, No Thesis, No Degree, Political Science and Government

State University of New York College at Old Westbury   1993 — 1997
Bachelor of Arts (BA), Political Science/Economics and Sociology

Joanna Amorose Joanna Amorose Greater New York City Area Details
Joanna Amorose's Legend Securities Inc. Experience February 2010 - Present
Job Assistant at Legend Securities Inc.
Industry Financial Services
Experience
Legend Securities Inc.   February 2010 - Present

Education
Katherine Gibbs School

Alex Mitrani Alex Mitrani New York, New York Details
Alex Mitrani's Legend Securities Inc. Experience February 2014 - Present
Job Analyst at Legend Securities
Industry Financial Services
Experience
Legend Securities, Inc.   February 2014 - Present
Great Neck Park District  June 2009 - August 2012
Camp Canadensis  June 2009 - August 2009

Skills
Microsoft Excel, Microsoft Office, Public Speaking, Financial Analysis, PowerPoint, Valuation, Research, WordPress, Event Planning, Facebook, Financial Modeling, Bloomberg, Thompson One, Management, Photoshop, Microsoft Word, Social Media, Social Networking

Education
Boston University - School of Management   2009 — 2013
Bachelor of Science, Business Administration, Concentration in Finance; minor in Economics

Bo Dincer Bo Dincer Greater New York City Area Details
Bo Dincer's Legend Securities Inc. Experience August 2009 - July 2012
Job Fixed Income Trader and Portfolio Manager
Industry Capital Markets
Experience
Odeon Capital Group LLC  March 2014 - May 2015
Forefront Capital  March 2013 - March 2014
Maritime Capital Partners, LP   April 2010 - July 2012
Legend Securities Inc.   August 2009 - July 2012
J Giordano Securities Group  November 2008 - May 2009

Skills
Fixed Income, Municipal Law, Municipal Bonds, Executive Management, Trading Strategies, Portfolio Management, Arbitrage, Operations Management, Project Management, Evolutionary Algorithms, Microsoft SQL Server, Business Continuity, Risk Management, Operational Risk..., Interest Rate Swaps, Swaps, Derivatives, Hedge Funds, Internal Audit, Accounting, Enterprise Risk..., Regulatory Affairs, Social Networking, Social Skills, Golf, Ice Hockey, Organizational Culture, Bloomberg Terminal, Order Management, Real Estate, Real Estate Development, Commercial Real Estate, Commercial Lending, Server Architecture, Implementer, Visual Studio, Credit Risk, Trading Systems, Electronic Trading..., Leveraged Finance, Bonds, Traders, Bloomberg, Securities, Series 63, Capital Markets, Investments, Trading, Asset Management, Series 7

Education
University of Arizona   2002 — 2006

Harvard College

Eric Neihaus Eric Neihaus Greater New York City Area Details
Eric Neihaus's Legend Securities Inc. Experience May 2009 - August 2009
Job Vice President at PALAZZO Investment Bankers
Industry Financial Services
Experience
PALAZZO Investment Bankers  July 2010 - Present
Legend Securities Inc.   May 2009 - August 2009
Morstan General Agency  May 2008 - August 2008

Skills
Microsoft Excel, Valuation, Investment Banking, Marketing, Accounting, Risk Management, PowerPoint, Finance, Trading, Private Equity, Banking, Venture Capital, Sales, Hedge Funds, Bloomberg, Capital Markets, Asset Management, Due Diligence, Equities

Education
University of Florida - Warrington College Of Business   2006 — 2010
BS, Finance

Francis Graham Francis Graham Greater New York City Area Details
Francis Graham's Legend Securities Inc. Experience January 2010 - April 2011
Job Business loans / Private funding ♦ CEO at GC Global Ventures LLC ♦ Senior Executive VP at ROC Funding Group LLC
Industry Financial Services
Experience
Get Glasses Mobile Llc   May 2015 - Present
GC Global Ventures LLC   May 2015 - Present
ROC Funding Group LLC   March 2014 - Present
Consulting  January 2013 - Present
Gogetglasses.com   January 2002 - Present
Feva 2 Llc   April 2011 - November 2013
Brookstone  April 2011 - September 2012
Legend Securities Inc.   January 2010 - April 2011
Mercer Capital  August 2007 - July 2010

Skills
Business Strategy, Business Planning, Investments, Risk Management, New Business Development, Private Equity, Alternative Investments, Financial Markets, Consulting, Strategic Financial..., Mergers, Capital Formation, Merchant Banking, Private Equity Funding, Conceptual Planning, Mergers, Banking, Finance, Funding, Mergers & Acquisitions, Business Development, Sales, Sales Management, Loans

Education
CUNY New York City College of Technology   2007 — 2011
Bachelor's Degree, Crisis Management

Dylan Matteo Dylan Matteo Jericho, New York Details
Dylan Matteo's Legend Securities Inc. Experience May 2015 - Present
Job Broker at Legends Securities, Inc.
Industry Financial Services
Experience
Legend Securities, Inc.   May 2015 - Present
Center For Advanced Financial Education  May 2014 - May 2015
Center for Advanced Financial Education  January 2014 - May 2014
All Hours Energy   June 2012 - August 2012
Hudnson & McCoy Fish House & Bar   May 2012 - August 2012

Skills
Public Speaking, Strategic Planning, Capital Budgeting, Innovation, Organization, Financial Analysis, Promoting solutions, Marketing Research, Financial Reporting, Microsoft Word, Microsoft Office, Microsoft Excel, Leadership, Technical Analysis, Management, Time Management, Portfolio Management, PowerPoint, Teamwork, Social Media, Customer Service, Research, Finance

Education
Roger Williams University   2011 — 2015
Bachelor of Science (B.S.), Finance, General, Senior

Oceanside High School   2007 — 2011
Business/Commerce, General

Kenneth Howard Kenneth Howard Greater New York City Area Details
Kenneth Howard's Legend Securities Inc. Experience October 2012 - January 2013
Job Employeed
Industry Financial Services
Experience
Northwestern Mutual  March 2013 - April 2014
Lifestyles of the Disable   May 2013 - July 2013
Legend Securities Inc.   October 2012 - January 2013
Wagner College  January 2011 - December 2012

Skills
Event Planning

Education
Wagner College   2011 — 2012
Bachelor of Science (BS), Finance

Nassau Community College   2009 — 2010
Associate of Arts (A.A.), Liberal Arts and Sciences/Liberal Studies

University of New Hampshire - Whittemore School of Business and Economics   2008 — 2009
Bachelor of Business Administration (B.B.A.)

The Hun School of Princeton   2006 — 2008
High School, Diploma

Plainfield High School   2003 — 2006
Football, Track & Field

David Ospina David Ospina Greater New York City Area Details
David Ospina's Legend Securities Inc. Experience July 2010 - August 2010
Job SEF Account Manager at GFI Group
Industry Capital Markets
Experience
GFI Group  April 2014 - Present
Aegis Capital  October 2013 - April 2014
Citi  May 2012 - August 2012
University of Richmond  September 2009 - June 2012
Chevron  June 2011 - August 2011
Legend Securities Inc.   July 2010 - August 2010

Skills
Spanish, Bloomberg Terminal, Excel, PowerPoint, Microsoft Word, Financial Modeling, Comparable Analysis, Technical Analysis, Presentations, Capital Markets, Emerging Markets, Series 7, Series 63, Bloomberg

Education
University of Richmond - Robins School of Business   2009 — 2013
BSBA, Finance & International Business

Kent School   2006 — 2008

The Allen-Stevenson School   2001 — 2006

Sarah Eisenman Sarah Eisenman New York, New York Details
Sarah Eisenman's Legend Securities Inc. Experience January 2013 - Present
Job Financial Assistant at Legend Securities Inc.
Industry Investment Banking
Experience
Legend Securities Inc.   January 2013 - Present
Fairview Country Club  November 2008 - Present

Education
State University of New York College at Purchase   2007 — 2011
Bachelor's degree, Economics

Edward Snow Edward Snow Greater New York City Area Details
Edward Snow's Legend Securities Inc. Experience September 2001 - June 2003
Job Branch Supervision Administrator, Regulatory and Supervisory Oversight ~ NYC Regional Complex
Industry Financial Services
Experience
TIAA-CREF  September 2014 - Present
E*TRADE Financial  March 2006 - September 2014
E*TRADE Financial  June 2011 - April 2013
E*TRADE Financial  July 2007 - June 2011
E*TRADE Financial  March 2006 - July 2007
TD Ameritrade  March 2005 - March 2006
TD Ameritrade  June 2003 - March 2005
Legend Securities Inc.   September 2001 - June 2003
Retail Brokerage   June 1996 - September 2001

Skills
Securities, Mutual Funds, Back Office, Series 24, Financial Services, Series 7, Equities, Risk Management, Trading, FINRA, Settlement, Financial Risk, Series 63, Middle Office, Investments, Fixed Income, Options, Microsoft Excel, Clearing, Relationship Management, Portfolio Management, Operational Risk, DTC, Corporate Actions, Process Improvement, Microsoft Word, Microsoft Office, SEC filings, Bloomberg Terminal, Stock Control, AML, Wealth Management, Account Reconciliation, Bloomberg, KYC, Capital Markets, Bonds, Investment Advisory, Asset Allocation, Alternative Investments, ETFs, Retirement Planning, Cash Management

Education
City University of New York-College of Staten Island
Business/Commerce, General

Joseph Taulane Joseph Taulane High Point, North Carolina Details
Joseph Taulane's Legend Securities Inc. Experience June 2014 - July 2014
Job NFL Marketing Intern at Barclaycard
Industry Financial Services
Experience
Barclaycard  June 2015 - August 2015
Legend Securities, Inc.   June 2014 - July 2014
Market Street Wealth Management   December 2013 - December 2013

Skills
Lacrosse, Highly motivated..., Highly Ambitious, Skilled Communicator, Time Management, Stress Management, Microsoft Excel, SAP, CRM, Finance, Customer Service, PowerPoint, Management, Communication, Microsoft Office, Microsoft Word, Public Speaking, Social Networking

Education
High Point University   2012 — 2016
Bachelor's degree, Business Adminstration

Garnet Valley High School   2008 — 2012
Diploma

Igor Khasidov Igor Khasidov Greater New York City Area Details
Igor Khasidov's Legend Securities Inc. Experience March 2014 - August 2014
Job Founder at Mogul Group LLC
Industry Investment Management
Experience
Mogul Group LLC   February 2012 - Present
Jeffrey Charles - NYC  August 2014 - October 2014
Legend Securities, Inc.   March 2014 - August 2014

Skills
Financial Analysis, Investments, Finance, Financial Modeling, Portfolio Management, Corporate Finance, Risk Management, Valuation, Asset Management, Accounting, Management, Equities

Education
Baruch College, City University of New York (CUNY)   2010 — 2013
Bachelor of Business Administration (BBA), Accounting and Finance

Rolland Castro Rolland Castro Allentown, Pennsylvania Details
Rolland Castro's Legend Securities Inc. Experience February 2010 - November 2011
Job Retail Manager at The Wireless Experience
Industry Wireless
Experience
The Wireless Experience  December 2014 - Present
The Wireless Experience  November 2012 - December 2014
The Wireless Experience  November 2011 - November 2012
EduTone Corporation   April 2011 - May 2012
Legend Securities, Inc.   February 2010 - November 2011
ReInVentUs   January 2009 - February 2010
T. Rowe Price  June 2008 - December 2008

Skills
Branding & Identity, Marketing Strategy, Web Design, Customer Service, Sales Management, Sales Operations, Project Management, Market Research, Entrepreneurship, Advertising, Marketing

Education
Penn State University   2005 — 2009
Bachelor's Degree, Information Sciences and Technology, 3.33 GPA

Ali Essid Ali Essid San Francisco Bay Area Details
Ali Essid's Legend Securities Inc. Experience June 2012 - November 2012
Job Equity Trader at T3 Trading Group, LLC
Industry Investment Management
Experience
T3 Trading Group, LLC  January 2014 - September 2014
Legend Securities, Inc.   June 2012 - November 2012
BFI Group   January 2009 - May 2009

Skills
Financial Modeling, Hedge Funds, Equities, Trading, Portfolio Management, Investments, Management, Private Equity, Financial Analysis, Derivatives

Education
Pace University - Lubin School of Business   2012 — 2013
MS, Investment Management

Kaplan University   2010 — 2011
Business English

Ecole Supérieure de Commerce - ESC   2006 — 2010
BS in Computer Science Applied to Management

Christopher Cacace, CRCP Christopher Cacace, CRCP Greater New York City Area Details
Christopher Cacace, CRCP's Legend Securities Inc. Experience March 2011 - May 2014
Job Chief Compliance Officer at Rothschild Lieberman, LLC
Industry Financial Services
Experience
Rothschild Lieberman, LLC   May 2014 - Present
Legend Securities Inc.   March 2011 - May 2014
Cohen Capital Group, LLC  September 2005 - March 2011
LaBranche & Co.   2001 - 2005
Bocklet and Co   March 1992 - October 2001
Robb Peck and McCooey   1989 - 1992

Skills
Securities, Series 7, FINRA, Series 24, Equities, Series 63, Trading, ETFs, Equity Trading, Electronic Trading, Options, Trading Systems, AML, Financial Markets, Investments, Hedge Funds, Risk Management, Asset Managment, Bloomberg, Fixed Income, Mutual Funds, Asset Management, Alternative Investments, Capital Markets, Proprietary Trading, Derivatives, Investment Advisory, Fund Of Funds, Equity Derivatives

Education
University of Pennsylvania - The Wharton School   2007 — 2007

Brooklyn College   1984 — 1989

Oskar Kowalski Oskar Kowalski Greater New York City Area Details
Oskar Kowalski's Legend Securities Inc. Experience October 2012 - September 2014
Job VP of Investments
Industry Venture Capital & Private Equity
Experience
QuietInk Entertainment Corp.   January 2013 - Present
Polish-American Center of Psychotherapy   January 2010 - October 2014
Legend Securities Inc.   October 2012 - September 2014
Aegis Capital Corp.  September 2011 - October 2012
Remi Supper Club   January 2006 - February 2010

Education
SUNY New Paltz   2004 — 2005
International Business

Mount St. Mary's College   2002 — 2004
International Business

Eric Vigdorov Eric Vigdorov Greater New York City Area Details
Eric Vigdorov's Legend Securities Inc. Experience February 2013 - February 2015
Job Senior Vice President Sales at Legend Advance Funding
Industry Financial Services
Experience
Legend Advance Funding   February 2015 - Present
Jujamcyn  December 2014 - Present
Legend Securities Inc.   February 2013 - February 2015
Pterodactyls by Nicky Silver   June 2014 - August 2014
101 Productions, Ltd.   January 2014 - May 2014
Meyers Associates L.P.   August 2010 - January 2013
The Pekoe Group  September 2012 - December 2012
Barefoot Theatre Company   September 2010 - September 2012

Skills
Networking, Fundraising, Idea Generation, Series 7, Securities, Equities, Trading, Fixed Income, Series 63, Options, Theatre, Marketing, Performing Arts, Stage, Acting, Publicity, Investments, Musical Theatre, Drama, Comedy, Public Speaking, Financial Services, Social Media, Festivals, Film, Social Networking, PowerPoint, Entrepreneurship, Nonprofits, Film Production, Event Planning, Microsoft Excel, Microsoft Word

Education
Columbia University in the City of New York   2013 — 2016
Master of Fine Arts (MFA), Theatre Arts Management & Producing

Brooklyn College   2008 — 2012
Bachelor of Fine Arts (BFA), Acting, 3.82 GPA

Phil Fusco Phil Fusco Eastchester, New York Details
Phil Fusco's Legend Securities Inc. Experience May 2010 - August 2012
Job Sales Planner at CBS Television Distribution
Industry Marketing and Advertising
Experience
CBS Television Distribution  September 2015 - Present
InsideHook  November 2014 - September 2015
MediaCom  November 2013 - November 2014
Mediacom  October 2012 - November 2013
Legend Securities Inc.   May 2010 - August 2012
Blind Brook Country Club   May 2011 - May 2012

Skills
Microsoft Office, Social Media, Microsoft Excel, PowerPoint, Microsoft Word, Management, Final Cut Pro, Facebook, Research, Social Networking, Event Planning, Negotiation, Public Speaking, Social Media Marketing, Editing

Education
Loyola College in Maryland   2008 — 2012
Bachelor's degree, Communications: Journalism, Public Relations/Advertising

Fordham Prep   2004 — 2008

Michael Kaye Michael Kaye Greater New York City Area Details
Michael Kaye's Legend Securities Inc. Experience May 2011 - August 2011
Job Mortgage Banker at The Federal Savings Bank
Industry Banking
Experience
The Federal Savings Bank  January 2015 - Present
Legend Securities, Inc.   May 2011 - August 2011
Legend Securities, Inc.   May 2010 - August 2010

Skills
Risk Management, Portfolio Management, Mortgage Banking, Credit, Residential Mortgages, Refinance, Loan Origination, Mortgage Lending, Finance, Credit Analysis, Banking, Loans, Investments, Investment Properties, Public Speaking, PowerPoint, Financial Services, FHA, Sales

Education
Saint Joseph's University   2010 — 2014
Bachelor of Science (B.S.), Accounting and Finance

Xavier High School   2006 — 2010

Anthony Minerva Anthony Minerva Greater New York City Area Details
Anthony Minerva's Legend Securities Inc. Experience July 2012 - December 2012
Job Compliance Consultant
Industry Financial Services
Experience
Asplundh Tree Expert Co.  September 2015 - Present
J.D.Nicholas & Associates, Inc.   January 2013 - August 2015
Legend Securities, Inc.   July 2012 - December 2012
Chelsea Financial Services   September 2010 - June 2012
A&F Financial Securities, Inc.   September 2008 - September 2010
First Midwest Securities, Inc  March 2005 - September 2008
GunnAllen Financial  May 2004 - March 2005
Harrison Securities   November 2003 - April 2004
Worldco, LLC  July 2000 - October 2003
Carl H. Pforzheimer and Company   July 1997 - July 2000

Skills
Investments, Mutual Funds, Equities, Fixed Income, Customer Service, Microsoft Excel, Microsoft Word, Microsoft Office, Know Your Customer..., Anti Money Laundering

Education
City University of New York-Baruch College - Zicklin School of Business   1995 — 2000
MBA, Finance, 3.5

Lafayette College   1990 — 1994
Bachelor of Science (BS), Mathematics, 3.3

Lafayette College   1990 — 1994
Bachelor of Arts (B.A.), Business-Economics, 3.3

Roy Kasten Roy Kasten Greater New York City Area Details
Roy Kasten's Legend Securities Inc. Experience August 2014 - Present
Job Financial Advisor at Legend Securities, Inc.
Industry Financial Services
Experience
Legend Securities, Inc.   August 2014 - Present
MakerBot®  February 2014 - August 2014

Skills
Sales, Salesforce.com, Customer Relations, Customer Retention, Cold Calling, Financial Planning, Financial Analysis, Financial Services

Education
University of Delaware   2009 — 2013
Bachelor of Arts (B.A.), Communications, 3.2

Alex Serin Alex Serin New York, New York Details
Alex Serin's Legend Securities Inc. Experience July 2013 - August 2014
Job Incoming Investment Banking Analyst at Goldman Sachs
Industry Financial Services
Experience
Goldman Sachs  May 2015 - Present
Baruch Investment Management Group  February 2015 - Present
Baruch Investment Management Group  January 2015 - May 2015
Slate Rock LLC   August 2014 - January 2015
The Surf Lodge, Montauk NY  May 2014 - November 2014
Legend Securities, Inc.   July 2013 - August 2014

Skills
Investments, Bloomberg, Financial Markets, Equity Research, Capital Markets, Bloomberg Terminal, Valuation, Microsoft Excel, Microsoft Word, Securities, PowerPoint

Education
City University of New York-Baruch College - Zicklin School of Business   2013 — 2016
Bachelor of Business Administration (BBA), Finance and Investments, GPA: 3.7 Major GPA: 3.8

University of Miami   2012 — 2012
Bachelor of Business Administration (BBA), Finance, 3.8

Grace H Grace H Greater New York City Area Details
Grace H's Legend Securities Inc. Experience August 2014 - January 2015
Job Investment Consultant at Scottrade
Industry Capital Markets
Experience
Scottrade  April 2015 - Present
Schecter Capital Lc   February 2015 - April 2015
Legend Securities, Inc.   August 2014 - January 2015
Alpha Capital Corporation  March 2014 - July 2014
World Financial Group (WFG)   May 2013 - August 2013
Nanchang Daily   May 2012 - July 2012
China Merchants Bank  April 2011 - March 2012

Skills
Financial Analysis, Auditing, Financial Modeling, Equity Research, Strategy, Bloomberg, Capital Markets, Microsoft Excel, Business Analysis, Credit Risk, Fixed Income, PowerPoint, Investments, Mergers & Acquisitions, Tax, Trading, Microsoft Word, Research, Investment Management, Consulting, Analysis, Insurance, Investment Banking, Credit, Mandarin, Japanese, Taxations, Reuters, Rising Capital, Business Development

Education
Seton Hall University   2012 — 2014
Master's Degree, Accounting

Nanchang University   2008 — 2012
Finance, English concentration in Business, 3.5

Maximilian Fusaro Maximilian Fusaro Greater New York City Area Details
Maximilian Fusaro's Legend Securities Inc. Experience June 2012 - August 2012
Job Financial Services Team Associate at MetLife Solutions Group, an Office of MetLife
Industry Financial Services
Experience
MetLife Solutions Group, an Office of MetLife   April 2015 - Present
Hennion & Walsh  June 2013 - August 2013
Legend Securities, Inc  June 2012 - August 2012
Westfield Baseball   2010 - 2012
Fuscon Enterprises Inc.   June 2011 - August 2011

Skills
Series 7, Series 66, Life & Health Insurance..., PowerPoint, Microsoft Excel, Microsoft Word, Microsoft Office, Data Entry, Market Research, Social Media, Public Speaking, Leadership, Finance, Customer Service, Research, Teamwork, English, Windows, Time Management, Social Networking, Facebook

Education
Saint Joseph's University   2010 — 2014
Bachelor’s Degree, Finance, General

Westfield high school   2006 — 2010

AJ Ramson AJ Ramson Greater New York City Area Details
AJ Ramson's Legend Securities Inc. Experience June 2012 - August 2012
Job Investment Banking Analyst at Guggenheim Partners
Industry Financial Services
Experience
Guggenheim Partners  July 2014 - Present
Guggenheim Partners  June 2014 - Present
Tulane University  September 2011 - Present
Aegis Capital  May 2013 - August 2013
Legend Securities Inc.   June 2012 - August 2012

Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, English, Windows, Research, Photoshop, HTML, Finance, Social Media, Leadership, Spanish, Facebook, Access, Business Development, Entrepreneurship, Data Analysis, Social Networking, Financial Modeling, Teamwork, Economics, Analysis, Capital Markets, Investment Banking, Valuation

Education
Tulane University - A.B. Freeman School of Business   2011 — 2015

Jericho High School   2007 — 2011

Ciro J. Lama Ciro J. Lama Greater New York City Area Details
Ciro J. Lama's Legend Securities Inc. Experience January 2009 - June 2009
Job Summi Trust
Industry Investment Management
Experience
Sumitomo Mitsui Trust Bank (U.S.A) Limited   November 2013 - Present
T3 Trading Group, LLC  July 2013 - October 2013
INTERMEDIA GROUP, INC  June 2009 - May 2013
Legend Securities Inc.   January 2009 - June 2009

Skills
Human Capital Management, Technical Recruiting, Internet Recruiting, Investment Strategies, Stock Trading, Day Trading

Education
City University of New York-Baruch College - Zicklin School of Business   2009 — 2013
Bachelor of Business Administration (BBA), Investment Finance

St. Joseph by-the-Sea High School   2005 — 2009
Advanced Regents Diploma

Jonathan Romero, Jr. Jonathan Romero, Jr. Greater New York City Area Details
Jonathan Romero, Jr.'s Legend Securities Inc. Experience May 2011 - November 2011
Job Financial Advisor at Northwestern Mutual
Industry Financial Services
Experience
Northwestern Mutual  November 2014 - Present
JERO Capital Management, LLC   November 2012 - October 2014
JERO Capital Partners, LLC   December 2009 - September 2014
Tejas Securities Group, Inc.   November 2011 - April 2012
Legend Securities Inc.   May 2011 - November 2011
Barclays Capital  September 1997 - December 2009
JP Morgan  September 1997 - March 2009
Bear Stearns  September 1997 - June 2008
Bear Hunter Stuctured Products, LLC   September 1997 - January 2008
Bear Wagner Specialists, LLC   September 1997 - June 2001

Education
Kimball Union Academy

Ohio Wesleyan University

The Buckley School

Daniel Waters, PMP Daniel Waters, PMP Greater New York City Area Details
Daniel Waters, PMP's Legend Securities Inc. Experience May 2010 - February 2011
Job Senior Business Analyst at The Home Depot
Industry Construction
Experience
The Home Depot  June 2015 - Present
Crew2  March 2014 - Present
The Conti Group  December 2012 - April 2013
Fidelus Technologies  April 2012 - May 2012
Legend Securities Inc.   May 2010 - February 2011
AT&T  October 2008 - April 2010
Eagle Futures   June 2007 - June 2008
Eagle Futures   January 2001 - June 2007
Argenio Trading   June 1998 - January 2001

Skills
Microsoft Office, CQG Trader, Sterling Trader Pro, AOTS - AT&T One..., Project Portfolio..., Trading, Equities, Commodity, Budgets, Forecasting, Finance, Leadership, Project Management, Due Diligence, Financial Modeling, Options, Derivatives, Portfolio Management, Analysis, Financial Reporting, Risk Management, Technical Analysis, Financial Analysis, Hedging, Account Reconciliation, Investments, Fixed Income

Education
Avtech Institute of Technology   2011 — 2012
PMI Project Management Certification

Rutgers, The State University of New Jersey-New Brunswick   2007 — 2007
Mini MBA - Business Essentials Certificate

Michael Milillo Michael Milillo Greater New York City Area Details
Michael Milillo's Legend Securities Inc. Experience May 2014 - June 2014
Job Studying Finance and Accounting at Syracuse University
Industry Financial Services
Experience
EY  June 2015 - Present
Morgan Stanley  June 2014 - August 2014
Legend Securities, Inc.   May 2014 - June 2014

Skills
Microsoft Excel, Microsoft Word, Management, Networking, Online Social Networking, PowerPoint, Social Media Marketing, Market Research, Financial Market..., Marketing, Event Planning, Facebook

Education
Syracuse University - Martin J. Whitman School of Management   2012 — 2016
Bachelor of Science (B.S.), Finance and Accounting, Junior

Mallory Root Mallory Root Greater New York City Area Details
Mallory Root's Legend Securities Inc. Experience September 2015 - Present
Job Compliance Consultant at Legend Securities Inc.
Industry Public Relations and Communications
Experience
Legend Securities Inc.   September 2015 - Present
Loring, Wolcott & Coolidge Trust, LLC.   April 2015 - September 2015
Detwiler Fenton  October 2011 - April 2015
Community Servings  August 2010 - August 2011
Wild Goose Chase  November 2009 - August 2010
Entercom  September 2008 - October 2009
WB TV Station   January 2005 - January 2006

Skills
Social Media, Social Media Marketing, Marketing, Facebook, Public Relations, Social Networking, Press Releases, Public Speaking, Advertising, Event Planning, Event Management, Fundraising, Leadership, Email Marketing, Marketing Communications, Microsoft Office, Regulatory Compliance, Organizational...

Education
Siena College   2004 — 2008
B.S, Marketing

Hisham Sobhy Hisham Sobhy Greater New York City Area Details
Hisham Sobhy's Legend Securities Inc. Experience January 2002 - December 2012
Job Oldfield Capital Group, President & CEO
Industry Investment Banking
Experience
Generosus Advisors LLC   May 2012 - Present
Legend Securities Inc.   January 2002 - December 2012
Janney Montgomery Scott  1999 - 2001
Josephthal   1994 - 1998

Skills
Mergers, Private Equity, Business Strategy, New Business Development, Negotiation, Investments, Financial Analysis, Mergers & Acquisitions, Project Finance, Investment Banking, Corporate Finance, Venture Capital, Start-ups, Sports Coaching, Contract Negotiation, Asset Management, Strategy, Valuation, Due Diligence, Hedge Funds, Portfolio Management, Finance, Capital Markets, Leadership

Education
Harvard Business School   2001 — 2001
Executive tranning, Program on Negotiation

AU Berkeley   1992 — 1994
Master of Business Administration (MBA), Managment & Finance

Cairo University   1985 — 1991
B Sc., Architecture

Pete Hoffman Pete Hoffman Greater New York City Area Details
Pete Hoffman's Legend Securities Inc. Experience August 2012 - Present
Job CPA, CFO, FINOP, Financial Services
Industry Financial Services
Experience
Legend Securities Inc.   August 2012 - Present
PHD Capital  September 1997 - November 2012
Peter Hoffman CPA   August 1994 - October 1998
US Navy Reserve  August 1983 - September 1998
US Navy  August 1977 - August 1983

Skills
Investments, Asset Management, Private Equity, Due Diligence, Hedge Funds, Corporate Finance, Mergers & Acquisitions, Securities, Accounting, Risk Management, Financial Analysis, Portfolio Management, Alternative Investments, Equities, Internal Controls, Venture Capital, Tax, Financial Services, Financial Reporting, Corporate Tax, Valuation, Series 7, CFOs, Estate Planning, Management Consulting, Sarbanes-Oxley Act, Fixed Income, Wealth Management, SOX, Audit, Auditing, Preparation, Compliance, Bank Secrecy Act, Anti Money Laundering, KYC, FINOP, Series 24, Equity Derivatives, Structured Products, 15c3-1, 15c3-3

Education
University of Arizona   1983 — 1987
B.S., Accounting

Naval Nuclear Power School   1977 — 1979
Mechanical Operator, Nuclear Propulsion

Barry Grama Barry Grama New York, New York Details
Barry Grama's Legend Securities Inc. Experience August 2010 - February 2012
Job VP of Acquisitions at Asher Financial
Industry Financial Services
Experience
Asher Financial   December 2012 - Present
Ecorithm, Inc.   June 2009 - Present
Simplified Financial Information   July 2013 - August 2014
Tejas Securities Group, Inc.   February 2012 - August 2012
Legend Securities Inc.   August 2010 - February 2012
Seven Points Capital  April 2010 - September 2010
Livingston Securities  October 2008 - April 2010
Hold Brothers  2007 - 2008
Remsenberg Capital   2005 - 2006
Puglisi & Company   1998 - 2004

Skills
Series 7, Investment Banking, Investments, Asset Management, Mergers, Series 24, Business Strategy, New Business Development, Finance, Equities, Business Development, Trading, Fixed Income, Hedge Funds, Capital Markets

Education
City University of New York-Baruch College   1983 — 1987
Bachelor of Business Administration, Business Management

Northeastern University   1981 — 1983

# 6 school :)

Allen Khanchik Allen Khanchik Greater New York City Area Details
Allen Khanchik's Legend Securities Inc. Experience January 2010 - Present
Job Head of Fixed income Trading and Sales at Lodestar Securities Corp.
Industry Financial Services
Experience
Lodestar Securities Corp.   February 2013 - Present
Legend Securities Inc.   January 2010 - Present
Legend Securities Inc.   January 2010 - February 2013
Lynx Capital Partners, LLC  April 2009 - December 2009
TRILLIUM - Labs - Trading - Funds  August 2007 - February 2009

Education
Pennsylvania State University - University Park   2003 — 2007

Hisham Sobhy Hisham Sobhy Greater New York City Area Details
Hisham Sobhy's Legend Securities Inc. Experience January 2002 - December 2012
Job CEO at Generosus Advisors
Industry Investment Banking
Experience
Generosus Advisors   February 2013 - Present
Legend Securities Inc.   January 2002 - December 2012

Skills
Asset Management, Investment Banking, Equities, Investments, Private Equity, Securities, Valuation

Education
Cairo University   1985 — 1990
Architecture

Harvard Business School

Hank Werner Hank Werner Greater New York City Area Details
Hank Werner's Legend Securities Inc. Experience October 2012 - Present
Job Arlington Partners
Industry Investment Management
Experience
Legend Securities Inc  October 2012 - Present
National Securities  October 2008 - March 2010
empire financial  2005 - 2007

Skills
Asset Management, Private Equity, Alternative Investments, Investment Banking, Corporate Finance, Mergers & Acquisitions, Valuation, Equities, Venture Capital, Due Diligence, Private Placements, Capital Markets, Investments, Financial Structuring, IPO, Financial Modeling, Hedge Funds, Corporate Development, Investor Relations, Restructuring, Business Valuation, Trading, Emerging Markets, Financial Planning, Portfolio Management

Education
Siena College   1974 — 1978
bba, Accounting

Christopher Zaffuto Christopher Zaffuto Greater New York City Area Details
Christopher Zaffuto's Legend Securities Inc. Experience December 2009 - July 2011
Job Operations & Risk Analyst at The Alpha Cooperative LLC
Industry Capital Markets
Experience
ClearVest LLC   October 2013 - August 2015
The Alpha Cooperative LLC   July 2011 - August 2015
Legend Securities, Inc.   December 2009 - July 2011

Skills
Fixed Income, Alternative Investments, Hedge Funds, Investments, Bloomberg, Equities

Education
Providence College   2005 — 2009
BS, Finance

Michael Gallas Michael Gallas Greater New York City Area Details
Michael Gallas's Legend Securities Inc. Experience March 2012 - Present
Job Controller at Legend Securities Inc.
Industry Financial Services
Experience
Legend Securities Inc.   March 2012 - Present
Virtu Financial(acquired Cohen Capital Group)   December 2011 - March 2012
Cohen Capital Group, LLC  November 2005 - December 2011
Kellogg Capital Group  2000 - 2005

Skills
Securities, Trading Systems, Corporate Finance, Equity Trading, Microsoft Excel, Back Office, Financial Reporting, Bloomberg Terminal, Proprietary Trading, Technical Analysis, Account Reconciliation, Bloomberg, Equities, Options, Hedge Funds

Education
Sacred Heart University   1993 — 1997
Bachelor's degree, Computer Science

Charles Gehring Charles Gehring Greater Atlanta Area Details
Charles Gehring's Legend Securities Inc. Experience June 2011 - May 2012
Job Compliance Officer at Invesco
Industry Financial Services
Experience
Invesco  June 2012 - Present
Legend Securities Inc.   June 2011 - May 2012
JP Turner & Company, LLC   2003 - May 2011
RBC Capital Markets  1999 - 2002
JOH Options   1997 - 1999

Skills
Series 7, Securities, Series 63, Equities, Trading, Capital Markets, Equity Trading, Equity Derivatives, Series 4, Series 55, Operations, Compliance

Education
Kennesaw State University - Michael J. Coles College of Business
Master of Business Administration (MBA)

University of Iowa   1992 — 1996
Bachelor of Business Administration (B.B.A.)

The Blake School

Joel Kamins Joel Kamins Greater New York City Area Details
Joel Kamins's Legend Securities Inc. Experience July 2008 - Present
Job
Industry Financial Services
Experience
Legend Securities, Inc.   July 2008 - Present
Seton Securities Group  September 2006 - April 2008
Magna Securities Corp.  April 2005 - September 2006
Prime Executions, Inc.   November 2000 - April 2005

Skills
Hedge Funds, Series 7, Mutual Funds, Investments, Securities, Equities, Asset Management, Equity Trading, Options, Financial Markets, Series 63, Series 55, Series 24, Trading, FINRA

Education
Brown University   1992 — 1996
Bachelor's degrees, Early Modern European History and English & American Literature

Agathe Ly Cong Agathe Ly Cong Brooklyn, New York Details
Agathe Ly Cong's Legend Securities Inc. Experience October 2014 - December 2014
Job Lawyer
Industry Law Practice
Experience
Genevieve & CIE LLC   January 2015 - June 2015
Legend Securities, Inc.   October 2014 - December 2014
De Pardieu Brocas Maffei   January 2013 - June 2013
Gide Loyrette Nouel  April 2012 - June 2012
Tribunal de Grande Instance de Paris   September 2010 - October 2010
International Campaign to Ban Landmines (ICBL)   June 2010 - August 2010
Dureuil Conseil-CIF   August 2009 - September 2009
Cabinet Pipart-Lenoir   September 2008 - October 2008

Skills
Banking Law, Corporate Law, Derivatives, Financial Institutions, French Law, Mediation, NGOs, Contract Law, Corporate Governance, Due Diligence, Start-ups, Social Media

Education
New York University   2013 — 2014
Master of Laws (LLM), Corporations

EFB   2011 — 2013
CAPA - French Bar, Law

Université Panthéon Sorbonne (Paris I)   2011 — 2012
Master 2 droit des affaires et de l'économie, mention assez bien

Université Panthéon Sorbonne (Paris I)   2007 — 2012
Magistère de Droit des Activités Economiques, mention assez bien

   2005 — 2007

Albert de Mun

Anthony Viveros Anthony Viveros Greater New York City Area Details
Anthony Viveros's Legend Securities Inc. Experience September 2011 - January 2014
Job Cross Asset Solutions at Société Générale
Industry Financial Services
Experience
Société Générale   July 2015 - Present
Baruch Investment Management Group  May 2012 - June 2015
Goldman Sachs  June 2014 - August 2014
The Ticker  October 2012 - March 2014
Legend Securities, Inc.   September 2011 - January 2014
Federal Reserve Bank of New York  August 2012 - November 2012
Morgan Stanley  March 2012 - April 2012
Epiphany Capital Management   March 2010 - August 2011
Locus Capital Partners   May 2009 - March 2010

Skills
Trading, Equities, Options, Financial Markets, Portfolio Management, Technical Analysis, Emerging Markets, Financial Analysis

Education
City University of New York-Baruch College - Zicklin School of Business
Bachelor's Degree

Jarett Kamins Jarett Kamins Greater New York City Area Details
Jarett Kamins's Legend Securities Inc. Experience
Job Institutional Sales at Legend Securities Inc.
Industry Financial Services
Experience
Legend Securities Inc.  

Skills
Management, Trading, Fixed Income, Investments, Equities, Electronic Trading, Options, Portfolio Management, Sales, Series 63, Series 7

Education
Rutgers University   1997 — 2001
Economics

Nicholas Champa Nicholas Champa Greater New York City Area Details
Nicholas Champa's Legend Securities Inc. Experience November 2012 - March 2013
Job Financial Advisor Associate at J.P. Morgan Securities LLC
Industry Financial Services
Experience
J.P. Morgan Securities LLC   May 2014 - Present
Merrill Lynch  March 2013 - May 2014
Legend Securities Inc.   November 2012 - March 2013
The Alpha Cooperative LLC   July 2011 - November 2012

Education
Pace University - Lubin School of Business   2008 — 2012
BBA, Finance/Marketing Management Major

New York Military Academy   2004 — 2008
High School, English, History, Spanish, French, Math, Science

William Robertson IV William Robertson IV Pittsburgh, Pennsylvania Details
William Robertson IV's Legend Securities Inc. Experience October 2014 - Present
Job Senior Investment Advisor at Legend Securities Inc.
Industry Investment Management
Experience
www.customizedtrading.com   CEO and Founderwww.investingware.com - Currently in constructionJanuary 2015 - Present
Legend Securities Inc.   October 2014 - Present
BlackWall Capital   October 2013 - September 2014

Education
University of Miami   1993 — 1995
Bachelor's Degree, Comp Sci and Math, 3.7

Carnegie Mellon University
Decision Systems and Mathematics, 3.9

Harvard University
Software Engineering and Mathematics, 4.0

Salvatore C. Caruso Salvatore C. Caruso Greater New York City Area Details
Salvatore C. Caruso's Legend Securities Inc. Experience January 1998 - Present
Job President & CFO at Legend Securities, Inc.
Industry Financial Services
Experience
Legend Securities Inc.   January 1998 - Present
Legend Financial Management   January 1996 - Present

Skills
FINRA, Certified Financial..., Personal Financial..., Finance & Accounting, Wealth Management..., Compliance, Portfolio Management, Mutual Funds, Alternative Investments, Financial Services, Investments, Series 7, Series 63, Securities, Due Diligence, Fixed Income, Hedge Funds, Wealth Management, Equities, Options, Capital Markets

Education
Pace University - Lubin School of Business   1987 — 1991
Bachelor of Business Administration (BBA), Accounting and Finance

New York University   1996 — 1996
Certificate in Financial Planning, Financial Planning and Services

stephen markovic stephen markovic Greater New York City Area Details
stephen markovic's Legend Securities Inc. Experience June 2011 - May 2012
Job marketer at the olde pub
Industry Restaurants
Experience
the olde pub   October 2013 - Present
Legend Securities Inc.   June 2011 - May 2012

Education
City University of New York-Hunter College   2013 — 2015

Borough of Manhattan Community College   2011 — 2013