Legend Securities Inc.
Address: 45 Broadway, Floor 32 ED, New York, NY 10006 Phone: (212) 344-5747: Place name: Website: : : : : Category: Hours: : Category: Stock broker Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo. · Own this business?Add missing informationAdd business hours Unable to add this file. Please check that it is a valid photo. Add website Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a questionBe the first to ask a question Add a photoThanks for sharing!Your photo will be posted publicly on Google.Contribute MoreDoneUpload public photos of Legend Securities Inc. Posting publicly on the Web Write a review Reviews 3 Google reviews
Legend Securities Inc. List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Legend Securities Inc.. You can filter them based on skills, years of employment, job, education, department, and prior employment.
Legend Securities Inc. Salaries. You can even request information on how much does Legend Securities Inc. pay if you want to. Learn about salaries, pros and cons of working for Legend Securities Inc. directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
56 Legend Securities Inc. employees in database. Find out everything there's to know about Legend Securities Inc. employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Legend Securities Inc. Employees
Legend Securities Inc. November 2013 - Present
Maxim Group April 2005 - November 2012
Earlybird Capital 2002 - 2005
GKN Securities 1991 - 1999
Skills
Sales, Negotiation, Building Relationships, Client Relations Skills, Investment Strategies, Portfolio Management, New Business Development, Communication, Influence Others, Influential Communicator, Strategic Partnerships, Strategic Communications, Client Development, Manage Client..., Customer Acquisition, Investments, Business Planning, Investment Banking, Marketing, Credit, Accounting, Account Management, Sales Presentations, CRM, Management
Education
Brooklyn College
Legend Securities, Inc. May 2015 - Present
UTC Aerospace Systems May 2014 - August 2014
Talentscool February 2014 - May 2014
Cisco May 2013 - August 2013
University of Michigan August 2012 - May 2013
Amax Academy School June 2012 - August 2012
Education
University of Southern California - Marshall School of Business 2013 — 2016
Bachelor of Science (BS), Business Administration
University of Michigan 2012 — 2013
Pre-Business, GPA: 3.6
San Marino High School 2008 — 2012
HSBC Bank USA N.A. October 2012 - Present
Imperial Marketing Group January 2008 - Present
Legend Securities Inc. February 2011 - October 2012
JPMorgan Chase May 2006 - October 2010
CIP (Communication Information Promotion) Marketing Firm August 2005 - January 2010
Brick City Promotions June 2003 - July 2005
Skills
PowerPoint, Excel, Word, Customer Service, Retail, Securities Trading, Marketing, Finance, Banking, Insurance, Social Media Marketing, Social Networking, Social Media, Strategic Planning, Market Research, Advertising, Marketing Strategy, Blogging, Financial Modeling, Fashion, Microsoft Excel, Outlook
Education
Baruch College, City University of New York (CUNY) 2003 — 2005
Bachelor of Business Administration, Marketing Management & Advertisement
Kingsborough Community College, CUNY 2001 — 2002
Associate, Applied Science - Business Administration
Bosse Sports and Health Club April 2014 - September 2014
Legend Securities, Inc. August 2013 - October 2013
Paramount Merchant Funding May 2013 - August 2013
Valejo Football Club October 2012 - January 2013
The Metropolitan Club 2012 - 2013
Skills
Social Media, Press Releases, Restaurants, Food & Beverage, Hospitality, Food Service, Banquets, Fine Dining, Event Planning, Customer Service, Hospitality Industry, Time Management, Event Management
Education
University of Delaware - Lerner College of Business and Economics 2007 — 2012
Bachelor of Science (BS), Business Administration and Management, General
Principal Financial Group October 2012 - Present
COUNTRY ® Financial July 2009 - October 2012
TDAMERITRADE January 2007 - May 2009
REGAL SECURITIES November 2005 - January 2007
ROUND HILL SECURITIES March 2002 - November 2005
Scottrade July 1989 - January 2002
ROSENKRANTZ, LYON & ROSS, INC. January 1989 - March 1989
RAF FINANCIAL February 1988 - September 1988
Legend Securities Inc. June 1985 - December 1987
Merrill Lynch October 1981 - June 1985
Skills
401k, 403 b, SEP, Simple IRA, Annuities (Variable and..., Asset Allocation, Business Continuation..., Business Overhead..., Buy-sell Agreements, Buy-Sell Review, Charitable Giving, College Funding..., Deferred Compensation..., Dental Insurance, Disability Income..., Estate Planning, Executive Benefits..., Income Protection, Informal Business..., IRA's (Traditional and..., Key Person Insurance, Long Term Care Insurance, Mutual Funds, Pension Plans, Salary Continuation, Split Dollar Plans, Supplemental Retirement..., Survivor Income, Tax Deferred Savings, Term Life Insurance, Wellness Programs, Wealth Accumulation, Whole Life Insurance
Education
DePaul University 1980 — 1981
ACCOUNTING
ST RITA HIGH SCHOOL 1976 — 1980
DIPLOMA, BUSINESS, HISTORY, ECONOMICS
DePaul University
ACCOUNTING
Paragon Honda August 2014 - Present
Alexander Capital February 2014 - August 2014
Legend Securities Inc. July 2011 - April 2012
primas deli September 2010 - December 2010
Skills
able to type 55 wpm, Equities, Series 7, Portfolio Management, Securities, Mutual Funds, Capital Markets, Fixed Income, Investments, Asset Management, Wealth Management, Hedge Funds, Financial Markets, Investment Banking, Derivatives, Alternative Investments, Finance
Education
CUNY SPS 2014 — 2016
Bachelor of Business Administration (B.B.A.), Business
bmcc 2011 — 2012
Business
valley central high school 2007 — 2011
high school diploma, Business
Rothschild Lieberman June 2015 - Present
World Series of Trading January 2014 - Present
Quasar Trading January 2013 - Present
Affininity Trading Insitute, LLC October 2011 - Present
Affinity Trading Group, LLC December 2009 - Present
Legend Securities Inc. May 2007 - December 2013
Pristine.com September 2001 - May 2005
EdgeTrade May 1999 - June 2000
Skills
Technical Analysis, Trading Strategies, Series 7, Securities, FINRA, Trading, Electronic Trading, Series 63, Proprietary Trading, Hedge Funds, Equity Trading, Equities, Financial Markets, Trading Systems, Options, Finance, Capital Markets, Economics, Alternative Investments, Traders, Series 24, Investment Banking, Asset Management, FX trading, Portfolio Management, Bloomberg, Financial Risk, Currency, Fixed Income, Investment Strategies, Risk Management, Asset Allocation, Bonds, Investments, Equity Derivatives, Emerging Markets, FX Options, Hedging, Foreign Exchange, ETFs, Derivatives, Investment Advisory, Commodity
Education
City University of New York Graduate Center 1997 — 1999
Finished course work, No Thesis, No Degree, Political Science and Government
State University of New York College at Old Westbury 1993 — 1997
Bachelor of Arts (BA), Political Science/Economics and Sociology
Legend Securities Inc. February 2010 - Present
Education
Katherine Gibbs School
Legend Securities, Inc. February 2014 - Present
Great Neck Park District June 2009 - August 2012
Camp Canadensis June 2009 - August 2009
Skills
Microsoft Excel, Microsoft Office, Public Speaking, Financial Analysis, PowerPoint, Valuation, Research, WordPress, Event Planning, Facebook, Financial Modeling, Bloomberg, Thompson One, Management, Photoshop, Microsoft Word, Social Media, Social Networking
Education
Boston University - School of Management 2009 — 2013
Bachelor of Science, Business Administration, Concentration in Finance; minor in Economics
Odeon Capital Group LLC March 2014 - May 2015
Forefront Capital March 2013 - March 2014
Maritime Capital Partners, LP April 2010 - July 2012
Legend Securities Inc. August 2009 - July 2012
J Giordano Securities Group November 2008 - May 2009
Skills
Fixed Income, Municipal Law, Municipal Bonds, Executive Management, Trading Strategies, Portfolio Management, Arbitrage, Operations Management, Project Management, Evolutionary Algorithms, Microsoft SQL Server, Business Continuity, Risk Management, Operational Risk..., Interest Rate Swaps, Swaps, Derivatives, Hedge Funds, Internal Audit, Accounting, Enterprise Risk..., Regulatory Affairs, Social Networking, Social Skills, Golf, Ice Hockey, Organizational Culture, Bloomberg Terminal, Order Management, Real Estate, Real Estate Development, Commercial Real Estate, Commercial Lending, Server Architecture, Implementer, Visual Studio, Credit Risk, Trading Systems, Electronic Trading..., Leveraged Finance, Bonds, Traders, Bloomberg, Securities, Series 63, Capital Markets, Investments, Trading, Asset Management, Series 7
Education
University of Arizona 2002 — 2006
Harvard College
PALAZZO Investment Bankers July 2010 - Present
Legend Securities Inc. May 2009 - August 2009
Morstan General Agency May 2008 - August 2008
Skills
Microsoft Excel, Valuation, Investment Banking, Marketing, Accounting, Risk Management, PowerPoint, Finance, Trading, Private Equity, Banking, Venture Capital, Sales, Hedge Funds, Bloomberg, Capital Markets, Asset Management, Due Diligence, Equities
Education
University of Florida - Warrington College Of Business 2006 — 2010
BS, Finance
Get Glasses Mobile Llc May 2015 - Present
GC Global Ventures LLC May 2015 - Present
ROC Funding Group LLC March 2014 - Present
Consulting January 2013 - Present
Gogetglasses.com January 2002 - Present
Feva 2 Llc April 2011 - November 2013
Brookstone April 2011 - September 2012
Legend Securities Inc. January 2010 - April 2011
Mercer Capital August 2007 - July 2010
Skills
Business Strategy, Business Planning, Investments, Risk Management, New Business Development, Private Equity, Alternative Investments, Financial Markets, Consulting, Strategic Financial..., Mergers, Capital Formation, Merchant Banking, Private Equity Funding, Conceptual Planning, Mergers, Banking, Finance, Funding, Mergers & Acquisitions, Business Development, Sales, Sales Management, Loans
Education
CUNY New York City College of Technology 2007 — 2011
Bachelor's Degree, Crisis Management
Legend Securities, Inc. May 2015 - Present
Center For Advanced Financial Education May 2014 - May 2015
Center for Advanced Financial Education January 2014 - May 2014
All Hours Energy June 2012 - August 2012
Hudnson & McCoy Fish House & Bar May 2012 - August 2012
Skills
Public Speaking, Strategic Planning, Capital Budgeting, Innovation, Organization, Financial Analysis, Promoting solutions, Marketing Research, Financial Reporting, Microsoft Word, Microsoft Office, Microsoft Excel, Leadership, Technical Analysis, Management, Time Management, Portfolio Management, PowerPoint, Teamwork, Social Media, Customer Service, Research, Finance
Education
Roger Williams University 2011 — 2015
Bachelor of Science (B.S.), Finance, General, Senior
Oceanside High School 2007 — 2011
Business/Commerce, General
Northwestern Mutual March 2013 - April 2014
Lifestyles of the Disable May 2013 - July 2013
Legend Securities Inc. October 2012 - January 2013
Wagner College January 2011 - December 2012
Skills
Event Planning
Education
Wagner College 2011 — 2012
Bachelor of Science (BS), Finance
Nassau Community College 2009 — 2010
Associate of Arts (A.A.), Liberal Arts and Sciences/Liberal Studies
University of New Hampshire - Whittemore School of Business and Economics 2008 — 2009
Bachelor of Business Administration (B.B.A.)
The Hun School of Princeton 2006 — 2008
High School, Diploma
Plainfield High School 2003 — 2006
Football, Track & Field
GFI Group April 2014 - Present
Aegis Capital October 2013 - April 2014
Citi May 2012 - August 2012
University of Richmond September 2009 - June 2012
Chevron June 2011 - August 2011
Legend Securities Inc. July 2010 - August 2010
Skills
Spanish, Bloomberg Terminal, Excel, PowerPoint, Microsoft Word, Financial Modeling, Comparable Analysis, Technical Analysis, Presentations, Capital Markets, Emerging Markets, Series 7, Series 63, Bloomberg
Education
University of Richmond - Robins School of Business 2009 — 2013
BSBA, Finance & International Business
Kent School 2006 — 2008
The Allen-Stevenson School 2001 — 2006
Legend Securities Inc. January 2013 - Present
Fairview Country Club November 2008 - Present
Education
State University of New York College at Purchase 2007 — 2011
Bachelor's degree, Economics
TIAA-CREF September 2014 - Present
E*TRADE Financial March 2006 - September 2014
E*TRADE Financial June 2011 - April 2013
E*TRADE Financial July 2007 - June 2011
E*TRADE Financial March 2006 - July 2007
TD Ameritrade March 2005 - March 2006
TD Ameritrade June 2003 - March 2005
Legend Securities Inc. September 2001 - June 2003
Retail Brokerage June 1996 - September 2001
Skills
Securities, Mutual Funds, Back Office, Series 24, Financial Services, Series 7, Equities, Risk Management, Trading, FINRA, Settlement, Financial Risk, Series 63, Middle Office, Investments, Fixed Income, Options, Microsoft Excel, Clearing, Relationship Management, Portfolio Management, Operational Risk, DTC, Corporate Actions, Process Improvement, Microsoft Word, Microsoft Office, SEC filings, Bloomberg Terminal, Stock Control, AML, Wealth Management, Account Reconciliation, Bloomberg, KYC, Capital Markets, Bonds, Investment Advisory, Asset Allocation, Alternative Investments, ETFs, Retirement Planning, Cash Management
Education
City University of New York-College of Staten Island
Business/Commerce, General
Barclaycard June 2015 - August 2015
Legend Securities, Inc. June 2014 - July 2014
Market Street Wealth Management December 2013 - December 2013
Skills
Lacrosse, Highly motivated..., Highly Ambitious, Skilled Communicator, Time Management, Stress Management, Microsoft Excel, SAP, CRM, Finance, Customer Service, PowerPoint, Management, Communication, Microsoft Office, Microsoft Word, Public Speaking, Social Networking
Education
High Point University 2012 — 2016
Bachelor's degree, Business Adminstration
Garnet Valley High School 2008 — 2012
Diploma
Mogul Group LLC February 2012 - Present
Jeffrey Charles - NYC August 2014 - October 2014
Legend Securities, Inc. March 2014 - August 2014
Skills
Financial Analysis, Investments, Finance, Financial Modeling, Portfolio Management, Corporate Finance, Risk Management, Valuation, Asset Management, Accounting, Management, Equities
Education
Baruch College, City University of New York (CUNY) 2010 — 2013
Bachelor of Business Administration (BBA), Accounting and Finance
The Wireless Experience December 2014 - Present
The Wireless Experience November 2012 - December 2014
The Wireless Experience November 2011 - November 2012
EduTone Corporation April 2011 - May 2012
Legend Securities, Inc. February 2010 - November 2011
ReInVentUs January 2009 - February 2010
T. Rowe Price June 2008 - December 2008
Skills
Branding & Identity, Marketing Strategy, Web Design, Customer Service, Sales Management, Sales Operations, Project Management, Market Research, Entrepreneurship, Advertising, Marketing
Education
Penn State University 2005 — 2009
Bachelor's Degree, Information Sciences and Technology, 3.33 GPA
T3 Trading Group, LLC January 2014 - September 2014
Legend Securities, Inc. June 2012 - November 2012
BFI Group January 2009 - May 2009
Skills
Financial Modeling, Hedge Funds, Equities, Trading, Portfolio Management, Investments, Management, Private Equity, Financial Analysis, Derivatives
Education
Pace University - Lubin School of Business 2012 — 2013
MS, Investment Management
Kaplan University 2010 — 2011
Business English
Ecole Supérieure de Commerce - ESC 2006 — 2010
BS in Computer Science Applied to Management
Rothschild Lieberman, LLC May 2014 - Present
Legend Securities Inc. March 2011 - May 2014
Cohen Capital Group, LLC September 2005 - March 2011
LaBranche & Co. 2001 - 2005
Bocklet and Co March 1992 - October 2001
Robb Peck and McCooey 1989 - 1992
Skills
Securities, Series 7, FINRA, Series 24, Equities, Series 63, Trading, ETFs, Equity Trading, Electronic Trading, Options, Trading Systems, AML, Financial Markets, Investments, Hedge Funds, Risk Management, Asset Managment, Bloomberg, Fixed Income, Mutual Funds, Asset Management, Alternative Investments, Capital Markets, Proprietary Trading, Derivatives, Investment Advisory, Fund Of Funds, Equity Derivatives
Education
University of Pennsylvania - The Wharton School 2007 — 2007
Brooklyn College 1984 — 1989
QuietInk Entertainment Corp. January 2013 - Present
Polish-American Center of Psychotherapy January 2010 - October 2014
Legend Securities Inc. October 2012 - September 2014
Aegis Capital Corp. September 2011 - October 2012
Remi Supper Club January 2006 - February 2010
Education
SUNY New Paltz 2004 — 2005
International Business
Mount St. Mary's College 2002 — 2004
International Business
Legend Advance Funding February 2015 - Present
Jujamcyn December 2014 - Present
Legend Securities Inc. February 2013 - February 2015
Pterodactyls by Nicky Silver June 2014 - August 2014
101 Productions, Ltd. January 2014 - May 2014
Meyers Associates L.P. August 2010 - January 2013
The Pekoe Group September 2012 - December 2012
Barefoot Theatre Company September 2010 - September 2012
Skills
Networking, Fundraising, Idea Generation, Series 7, Securities, Equities, Trading, Fixed Income, Series 63, Options, Theatre, Marketing, Performing Arts, Stage, Acting, Publicity, Investments, Musical Theatre, Drama, Comedy, Public Speaking, Financial Services, Social Media, Festivals, Film, Social Networking, PowerPoint, Entrepreneurship, Nonprofits, Film Production, Event Planning, Microsoft Excel, Microsoft Word
Education
Columbia University in the City of New York 2013 — 2016
Master of Fine Arts (MFA), Theatre Arts Management & Producing
Brooklyn College 2008 — 2012
Bachelor of Fine Arts (BFA), Acting, 3.82 GPA
CBS Television Distribution September 2015 - Present
InsideHook November 2014 - September 2015
MediaCom November 2013 - November 2014
Mediacom October 2012 - November 2013
Legend Securities Inc. May 2010 - August 2012
Blind Brook Country Club May 2011 - May 2012
Skills
Microsoft Office, Social Media, Microsoft Excel, PowerPoint, Microsoft Word, Management, Final Cut Pro, Facebook, Research, Social Networking, Event Planning, Negotiation, Public Speaking, Social Media Marketing, Editing
Education
Loyola College in Maryland 2008 — 2012
Bachelor's degree, Communications: Journalism, Public Relations/Advertising
Fordham Prep 2004 — 2008
The Federal Savings Bank January 2015 - Present
Legend Securities, Inc. May 2011 - August 2011
Legend Securities, Inc. May 2010 - August 2010
Skills
Risk Management, Portfolio Management, Mortgage Banking, Credit, Residential Mortgages, Refinance, Loan Origination, Mortgage Lending, Finance, Credit Analysis, Banking, Loans, Investments, Investment Properties, Public Speaking, PowerPoint, Financial Services, FHA, Sales
Education
Saint Joseph's University 2010 — 2014
Bachelor of Science (B.S.), Accounting and Finance
Xavier High School 2006 — 2010
Asplundh Tree Expert Co. September 2015 - Present
J.D.Nicholas & Associates, Inc. January 2013 - August 2015
Legend Securities, Inc. July 2012 - December 2012
Chelsea Financial Services September 2010 - June 2012
A&F Financial Securities, Inc. September 2008 - September 2010
First Midwest Securities, Inc March 2005 - September 2008
GunnAllen Financial May 2004 - March 2005
Harrison Securities November 2003 - April 2004
Worldco, LLC July 2000 - October 2003
Carl H. Pforzheimer and Company July 1997 - July 2000
Skills
Investments, Mutual Funds, Equities, Fixed Income, Customer Service, Microsoft Excel, Microsoft Word, Microsoft Office, Know Your Customer..., Anti Money Laundering
Education
City University of New York-Baruch College - Zicklin School of Business 1995 — 2000
MBA, Finance, 3.5
Lafayette College 1990 — 1994
Bachelor of Science (BS), Mathematics, 3.3
Lafayette College 1990 — 1994
Bachelor of Arts (B.A.), Business-Economics, 3.3
Legend Securities, Inc. August 2014 - Present
MakerBot® February 2014 - August 2014
Skills
Sales, Salesforce.com, Customer Relations, Customer Retention, Cold Calling, Financial Planning, Financial Analysis, Financial Services
Education
University of Delaware 2009 — 2013
Bachelor of Arts (B.A.), Communications, 3.2
Goldman Sachs May 2015 - Present
Baruch Investment Management Group February 2015 - Present
Baruch Investment Management Group January 2015 - May 2015
Slate Rock LLC August 2014 - January 2015
The Surf Lodge, Montauk NY May 2014 - November 2014
Legend Securities, Inc. July 2013 - August 2014
Skills
Investments, Bloomberg, Financial Markets, Equity Research, Capital Markets, Bloomberg Terminal, Valuation, Microsoft Excel, Microsoft Word, Securities, PowerPoint
Education
City University of New York-Baruch College - Zicklin School of Business 2013 — 2016
Bachelor of Business Administration (BBA), Finance and Investments, GPA: 3.7 Major GPA: 3.8
University of Miami 2012 — 2012
Bachelor of Business Administration (BBA), Finance, 3.8
Scottrade April 2015 - Present
Schecter Capital Lc February 2015 - April 2015
Legend Securities, Inc. August 2014 - January 2015
Alpha Capital Corporation March 2014 - July 2014
World Financial Group (WFG) May 2013 - August 2013
Nanchang Daily May 2012 - July 2012
China Merchants Bank April 2011 - March 2012
Skills
Financial Analysis, Auditing, Financial Modeling, Equity Research, Strategy, Bloomberg, Capital Markets, Microsoft Excel, Business Analysis, Credit Risk, Fixed Income, PowerPoint, Investments, Mergers & Acquisitions, Tax, Trading, Microsoft Word, Research, Investment Management, Consulting, Analysis, Insurance, Investment Banking, Credit, Mandarin, Japanese, Taxations, Reuters, Rising Capital, Business Development
Education
Seton Hall University 2012 — 2014
Master's Degree, Accounting
Nanchang University 2008 — 2012
Finance, English concentration in Business, 3.5
MetLife Solutions Group, an Office of MetLife April 2015 - Present
Hennion & Walsh June 2013 - August 2013
Legend Securities, Inc June 2012 - August 2012
Westfield Baseball 2010 - 2012
Fuscon Enterprises Inc. June 2011 - August 2011
Skills
Series 7, Series 66, Life & Health Insurance..., PowerPoint, Microsoft Excel, Microsoft Word, Microsoft Office, Data Entry, Market Research, Social Media, Public Speaking, Leadership, Finance, Customer Service, Research, Teamwork, English, Windows, Time Management, Social Networking, Facebook
Education
Saint Joseph's University 2010 — 2014
Bachelor’s Degree, Finance, General
Westfield high school 2006 — 2010
Guggenheim Partners July 2014 - Present
Guggenheim Partners June 2014 - Present
Tulane University September 2011 - Present
Aegis Capital May 2013 - August 2013
Legend Securities Inc. June 2012 - August 2012
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, English, Windows, Research, Photoshop, HTML, Finance, Social Media, Leadership, Spanish, Facebook, Access, Business Development, Entrepreneurship, Data Analysis, Social Networking, Financial Modeling, Teamwork, Economics, Analysis, Capital Markets, Investment Banking, Valuation
Education
Tulane University - A.B. Freeman School of Business 2011 — 2015
Jericho High School 2007 — 2011
Sumitomo Mitsui Trust Bank (U.S.A) Limited November 2013 - Present
T3 Trading Group, LLC July 2013 - October 2013
INTERMEDIA GROUP, INC June 2009 - May 2013
Legend Securities Inc. January 2009 - June 2009
Skills
Human Capital Management, Technical Recruiting, Internet Recruiting, Investment Strategies, Stock Trading, Day Trading
Education
City University of New York-Baruch College - Zicklin School of Business 2009 — 2013
Bachelor of Business Administration (BBA), Investment Finance
St. Joseph by-the-Sea High School 2005 — 2009
Advanced Regents Diploma
Northwestern Mutual November 2014 - Present
JERO Capital Management, LLC November 2012 - October 2014
JERO Capital Partners, LLC December 2009 - September 2014
Tejas Securities Group, Inc. November 2011 - April 2012
Legend Securities Inc. May 2011 - November 2011
Barclays Capital September 1997 - December 2009
JP Morgan September 1997 - March 2009
Bear Stearns September 1997 - June 2008
Bear Hunter Stuctured Products, LLC September 1997 - January 2008
Bear Wagner Specialists, LLC September 1997 - June 2001
Education
Kimball Union Academy
Ohio Wesleyan University
The Buckley School
The Home Depot June 2015 - Present
Crew2 March 2014 - Present
The Conti Group December 2012 - April 2013
Fidelus Technologies April 2012 - May 2012
Legend Securities Inc. May 2010 - February 2011
AT&T October 2008 - April 2010
Eagle Futures June 2007 - June 2008
Eagle Futures January 2001 - June 2007
Argenio Trading June 1998 - January 2001
Skills
Microsoft Office, CQG Trader, Sterling Trader Pro, AOTS - AT&T One..., Project Portfolio..., Trading, Equities, Commodity, Budgets, Forecasting, Finance, Leadership, Project Management, Due Diligence, Financial Modeling, Options, Derivatives, Portfolio Management, Analysis, Financial Reporting, Risk Management, Technical Analysis, Financial Analysis, Hedging, Account Reconciliation, Investments, Fixed Income
Education
Avtech Institute of Technology 2011 — 2012
PMI Project Management Certification
Rutgers, The State University of New Jersey-New Brunswick 2007 — 2007
Mini MBA - Business Essentials Certificate
EY June 2015 - Present
Morgan Stanley June 2014 - August 2014
Legend Securities, Inc. May 2014 - June 2014
Skills
Microsoft Excel, Microsoft Word, Management, Networking, Online Social Networking, PowerPoint, Social Media Marketing, Market Research, Financial Market..., Marketing, Event Planning, Facebook
Education
Syracuse University - Martin J. Whitman School of Management 2012 — 2016
Bachelor of Science (B.S.), Finance and Accounting, Junior
Legend Securities Inc. September 2015 - Present
Loring, Wolcott & Coolidge Trust, LLC. April 2015 - September 2015
Detwiler Fenton October 2011 - April 2015
Community Servings August 2010 - August 2011
Wild Goose Chase November 2009 - August 2010
Entercom September 2008 - October 2009
WB TV Station January 2005 - January 2006
Skills
Social Media, Social Media Marketing, Marketing, Facebook, Public Relations, Social Networking, Press Releases, Public Speaking, Advertising, Event Planning, Event Management, Fundraising, Leadership, Email Marketing, Marketing Communications, Microsoft Office, Regulatory Compliance, Organizational...
Education
Siena College 2004 — 2008
B.S, Marketing
Generosus Advisors LLC May 2012 - Present
Legend Securities Inc. January 2002 - December 2012
Janney Montgomery Scott 1999 - 2001
Josephthal 1994 - 1998
Skills
Mergers, Private Equity, Business Strategy, New Business Development, Negotiation, Investments, Financial Analysis, Mergers & Acquisitions, Project Finance, Investment Banking, Corporate Finance, Venture Capital, Start-ups, Sports Coaching, Contract Negotiation, Asset Management, Strategy, Valuation, Due Diligence, Hedge Funds, Portfolio Management, Finance, Capital Markets, Leadership
Education
Harvard Business School 2001 — 2001
Executive tranning, Program on Negotiation
AU Berkeley 1992 — 1994
Master of Business Administration (MBA), Managment & Finance
Cairo University 1985 — 1991
B Sc., Architecture
Legend Securities Inc. August 2012 - Present
PHD Capital September 1997 - November 2012
Peter Hoffman CPA August 1994 - October 1998
US Navy Reserve August 1983 - September 1998
US Navy August 1977 - August 1983
Skills
Investments, Asset Management, Private Equity, Due Diligence, Hedge Funds, Corporate Finance, Mergers & Acquisitions, Securities, Accounting, Risk Management, Financial Analysis, Portfolio Management, Alternative Investments, Equities, Internal Controls, Venture Capital, Tax, Financial Services, Financial Reporting, Corporate Tax, Valuation, Series 7, CFOs, Estate Planning, Management Consulting, Sarbanes-Oxley Act, Fixed Income, Wealth Management, SOX, Audit, Auditing, Preparation, Compliance, Bank Secrecy Act, Anti Money Laundering, KYC, FINOP, Series 24, Equity Derivatives, Structured Products, 15c3-1, 15c3-3
Education
University of Arizona 1983 — 1987
B.S., Accounting
Naval Nuclear Power School 1977 — 1979
Mechanical Operator, Nuclear Propulsion
Asher Financial December 2012 - Present
Ecorithm, Inc. June 2009 - Present
Simplified Financial Information July 2013 - August 2014
Tejas Securities Group, Inc. February 2012 - August 2012
Legend Securities Inc. August 2010 - February 2012
Seven Points Capital April 2010 - September 2010
Livingston Securities October 2008 - April 2010
Hold Brothers 2007 - 2008
Remsenberg Capital 2005 - 2006
Puglisi & Company 1998 - 2004
Skills
Series 7, Investment Banking, Investments, Asset Management, Mergers, Series 24, Business Strategy, New Business Development, Finance, Equities, Business Development, Trading, Fixed Income, Hedge Funds, Capital Markets
Education
City University of New York-Baruch College 1983 — 1987
Bachelor of Business Administration, Business Management
Northeastern University 1981 — 1983
# 6 school :)
Lodestar Securities Corp. February 2013 - Present
Legend Securities Inc. January 2010 - Present
Legend Securities Inc. January 2010 - February 2013
Lynx Capital Partners, LLC April 2009 - December 2009
TRILLIUM - Labs - Trading - Funds August 2007 - February 2009
Education
Pennsylvania State University - University Park 2003 — 2007
Generosus Advisors February 2013 - Present
Legend Securities Inc. January 2002 - December 2012
Skills
Asset Management, Investment Banking, Equities, Investments, Private Equity, Securities, Valuation
Education
Cairo University 1985 — 1990
Architecture
Harvard Business School
Legend Securities Inc October 2012 - Present
National Securities October 2008 - March 2010
empire financial 2005 - 2007
Skills
Asset Management, Private Equity, Alternative Investments, Investment Banking, Corporate Finance, Mergers & Acquisitions, Valuation, Equities, Venture Capital, Due Diligence, Private Placements, Capital Markets, Investments, Financial Structuring, IPO, Financial Modeling, Hedge Funds, Corporate Development, Investor Relations, Restructuring, Business Valuation, Trading, Emerging Markets, Financial Planning, Portfolio Management
Education
Siena College 1974 — 1978
bba, Accounting
ClearVest LLC October 2013 - August 2015
The Alpha Cooperative LLC July 2011 - August 2015
Legend Securities, Inc. December 2009 - July 2011
Skills
Fixed Income, Alternative Investments, Hedge Funds, Investments, Bloomberg, Equities
Education
Providence College 2005 — 2009
BS, Finance
Legend Securities Inc. March 2012 - Present
Virtu Financial(acquired Cohen Capital Group) December 2011 - March 2012
Cohen Capital Group, LLC November 2005 - December 2011
Kellogg Capital Group 2000 - 2005
Skills
Securities, Trading Systems, Corporate Finance, Equity Trading, Microsoft Excel, Back Office, Financial Reporting, Bloomberg Terminal, Proprietary Trading, Technical Analysis, Account Reconciliation, Bloomberg, Equities, Options, Hedge Funds
Education
Sacred Heart University 1993 — 1997
Bachelor's degree, Computer Science
Invesco June 2012 - Present
Legend Securities Inc. June 2011 - May 2012
JP Turner & Company, LLC 2003 - May 2011
RBC Capital Markets 1999 - 2002
JOH Options 1997 - 1999
Skills
Series 7, Securities, Series 63, Equities, Trading, Capital Markets, Equity Trading, Equity Derivatives, Series 4, Series 55, Operations, Compliance
Education
Kennesaw State University - Michael J. Coles College of Business
Master of Business Administration (MBA)
University of Iowa 1992 — 1996
Bachelor of Business Administration (B.B.A.)
The Blake School
Legend Securities, Inc. July 2008 - Present
Seton Securities Group September 2006 - April 2008
Magna Securities Corp. April 2005 - September 2006
Prime Executions, Inc. November 2000 - April 2005
Skills
Hedge Funds, Series 7, Mutual Funds, Investments, Securities, Equities, Asset Management, Equity Trading, Options, Financial Markets, Series 63, Series 55, Series 24, Trading, FINRA
Education
Brown University 1992 — 1996
Bachelor's degrees, Early Modern European History and English & American Literature
Genevieve & CIE LLC January 2015 - June 2015
Legend Securities, Inc. October 2014 - December 2014
De Pardieu Brocas Maffei January 2013 - June 2013
Gide Loyrette Nouel April 2012 - June 2012
Tribunal de Grande Instance de Paris September 2010 - October 2010
International Campaign to Ban Landmines (ICBL) June 2010 - August 2010
Dureuil Conseil-CIF August 2009 - September 2009
Cabinet Pipart-Lenoir September 2008 - October 2008
Skills
Banking Law, Corporate Law, Derivatives, Financial Institutions, French Law, Mediation, NGOs, Contract Law, Corporate Governance, Due Diligence, Start-ups, Social Media
Education
New York University 2013 — 2014
Master of Laws (LLM), Corporations
EFB 2011 — 2013
CAPA - French Bar, Law
Université Panthéon Sorbonne (Paris I) 2011 — 2012
Master 2 droit des affaires et de l'économie, mention assez bien
Université Panthéon Sorbonne (Paris I) 2007 — 2012
Magistère de Droit des Activités Economiques, mention assez bien
2005 — 2007
Albert de Mun
Société Générale July 2015 - Present
Baruch Investment Management Group May 2012 - June 2015
Goldman Sachs June 2014 - August 2014
The Ticker October 2012 - March 2014
Legend Securities, Inc. September 2011 - January 2014
Federal Reserve Bank of New York August 2012 - November 2012
Morgan Stanley March 2012 - April 2012
Epiphany Capital Management March 2010 - August 2011
Locus Capital Partners May 2009 - March 2010
Skills
Trading, Equities, Options, Financial Markets, Portfolio Management, Technical Analysis, Emerging Markets, Financial Analysis
Education
City University of New York-Baruch College - Zicklin School of Business
Bachelor's Degree
Legend Securities Inc.
Skills
Management, Trading, Fixed Income, Investments, Equities, Electronic Trading, Options, Portfolio Management, Sales, Series 63, Series 7
Education
Rutgers University 1997 — 2001
Economics
J.P. Morgan Securities LLC May 2014 - Present
Merrill Lynch March 2013 - May 2014
Legend Securities Inc. November 2012 - March 2013
The Alpha Cooperative LLC July 2011 - November 2012
Education
Pace University - Lubin School of Business 2008 — 2012
BBA, Finance/Marketing Management Major
New York Military Academy 2004 — 2008
High School, English, History, Spanish, French, Math, Science
www.customizedtrading.com CEO and Founderwww.investingware.com - Currently in constructionJanuary 2015 - Present
Legend Securities Inc. October 2014 - Present
BlackWall Capital October 2013 - September 2014
Education
University of Miami 1993 — 1995
Bachelor's Degree, Comp Sci and Math, 3.7
Carnegie Mellon University
Decision Systems and Mathematics, 3.9
Harvard University
Software Engineering and Mathematics, 4.0
Legend Securities Inc. January 1998 - Present
Legend Financial Management January 1996 - Present
Skills
FINRA, Certified Financial..., Personal Financial..., Finance & Accounting, Wealth Management..., Compliance, Portfolio Management, Mutual Funds, Alternative Investments, Financial Services, Investments, Series 7, Series 63, Securities, Due Diligence, Fixed Income, Hedge Funds, Wealth Management, Equities, Options, Capital Markets
Education
Pace University - Lubin School of Business 1987 — 1991
Bachelor of Business Administration (BBA), Accounting and Finance
New York University 1996 — 1996
Certificate in Financial Planning, Financial Planning and Services
the olde pub October 2013 - Present
Legend Securities Inc. June 2011 - May 2012
Education
City University of New York-Hunter College 2013 — 2015
Borough of Manhattan Community College 2011 — 2013