Legent Clearing
Industry: Capital market company
DescriptionFounded: 2002 Parent organization: COR Securities Holdings Inc. Subsidiary: COR Clearing LLC, Asset Management Arm
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Legent Clearing Employees
Employee
Years
Job
Industry
Josh Mechals Josh Mechals's Legent Clearing Experience July 2005 - May 2012
Job at
Industry Financial Services
Experience
COR Clearing LLC April 2015 - Present
COR Clearing LLC May 2012 - April 2015
Legent Clearing July 2005 - May 2012
LPL Financial July 2000 - May 2003
LPL Financial June 1997 - July 2000
Skills
Risk Management, Securities, Process Improvement, Options, Team Leadership, Equities, Financial Risk, Financial Services, FINRA, Fixed Income, Series 7, Series 24
Education
Linfield College 1992 — 1996
BA, Psychology, Biology
COR Clearing LLC April 2015 - Present
COR Clearing LLC May 2012 - April 2015
Legent Clearing July 2005 - May 2012
LPL Financial July 2000 - May 2003
LPL Financial June 1997 - July 2000
Skills
Risk Management, Securities, Process Improvement, Options, Team Leadership, Equities, Financial Risk, Financial Services, FINRA, Fixed Income, Series 7, Series 24
Education
Linfield College 1992 — 1996
BA, Psychology, Biology
Derek Tabacco Derek Tabacco's Legent Clearing Experience May 2010 - January 2012
Job instilend
Industry Financial Services
Experience
http://www.instilend.com April 2012 - Present
Legent Clearing May 2010 - January 2012
LocateStock June 2006 - April 2010
SunGard / Assent LLC August 2001 - May 2006
Education
City University of New York-College of Staten Island 1988 — 1993
Saint John's University
http://www.instilend.com April 2012 - Present
Legent Clearing May 2010 - January 2012
LocateStock June 2006 - April 2010
SunGard / Assent LLC August 2001 - May 2006
Education
City University of New York-College of Staten Island 1988 — 1993
Saint John's University
Vicki Grunwald Vicki Grunwald's Legent Clearing Experience 2003 - 2006
Job Archer Certified Professional at PayPal
Industry Internet
Experience
PayPal November 2006 - Present
Legent Clearing 2003 - 2006
TD Ameritrade March 1998 - September 2003
Skills
PCI DSS, Security, Information Security, Information Security..., Risk Management, Vendor Management, CISSP, Vulnerability Assessment, Computer Security, Information Technology, IT Audit, Governance, Vulnerability Management
Education
University of Missouri-Columbia 1982 — 1986
Bachelor, Psychology
PayPal November 2006 - Present
Legent Clearing 2003 - 2006
TD Ameritrade March 1998 - September 2003
Skills
PCI DSS, Security, Information Security, Information Security..., Risk Management, Vendor Management, CISSP, Vulnerability Assessment, Computer Security, Information Technology, IT Audit, Governance, Vulnerability Management
Education
University of Missouri-Columbia 1982 — 1986
Bachelor, Psychology
Tyler Yates Tyler Yates's Legent Clearing Experience May 2010 - August 2012
Job Accounting Manager at XO Group Inc.
Industry Financial Services
Experience
Jet Linx September 2015 - Present
XO Group Inc. September 2014 - September 2015
Pitney Bowes Presort Services July 2014 - September 2014
Pitney Bowes Presort Services August 2012 - July 2014
Legent Clearing May 2010 - August 2012
Bergan Paulsen, CPA July 2008 - April 2010
Bergan Paulsen, CPA January 2008 - April 2008
Skills
Tax, Financial Reporting, Accounting, Auditing, Audit, Bookkeeping, 10 Key, Microsoft Office, Epicor, Fixed Assets, SAP, Account Reconciliation, QuickBooks, Financial Statements, Journal Entries, Financial Analysis, Outlook, Sarbanes-Oxley Act, US GAAP, GAAP, Expenses, Financial Accounting, Financial Audits, Internal Controls, Accruals, External Audit, General Ledger, Access, Accounts Payable, Peachtree, Accounts Receivable, Process Improvement, Tax Returns, SEC filings, Cash Management, Customer Service, Tax Preparation, Finance, Payroll, Invoicing
Education
Coe College 2004 — 2008
Bachelor of Arts, Public Accounting and Business Administration
Jet Linx September 2015 - Present
XO Group Inc. September 2014 - September 2015
Pitney Bowes Presort Services July 2014 - September 2014
Pitney Bowes Presort Services August 2012 - July 2014
Legent Clearing May 2010 - August 2012
Bergan Paulsen, CPA July 2008 - April 2010
Bergan Paulsen, CPA January 2008 - April 2008
Skills
Tax, Financial Reporting, Accounting, Auditing, Audit, Bookkeeping, 10 Key, Microsoft Office, Epicor, Fixed Assets, SAP, Account Reconciliation, QuickBooks, Financial Statements, Journal Entries, Financial Analysis, Outlook, Sarbanes-Oxley Act, US GAAP, GAAP, Expenses, Financial Accounting, Financial Audits, Internal Controls, Accruals, External Audit, General Ledger, Access, Accounts Payable, Peachtree, Accounts Receivable, Process Improvement, Tax Returns, SEC filings, Cash Management, Customer Service, Tax Preparation, Finance, Payroll, Invoicing
Education
Coe College 2004 — 2008
Bachelor of Arts, Public Accounting and Business Administration
Bill Zelasko Bill Zelasko's Legent Clearing Experience August 2001 - April 2009
Job Financial Professional
Industry Financial Services
Experience
COMMING SOON May 2015 - Present
Primerica January 2014 - May 2015
HiThink Financial Services, Inc. August 2013 - December 2013
Financial Services Consulting Solutions August 2012 - August 2013
Broker Dealer Financial Services Corp. August 2011 - August 2012
SecureCyberVault April 2009 - August 2011
Legent Clearing August 2001 - April 2009
Kirpatrick Pettis July 1999 - August 2001
First Options of Chicago 1984 - 1999
Skills
Series 24, Commodity, Securities, Equities, Series 7, Financial Services, Investments, Insurance, Options, Asset Management, Mutual Funds, Fixed Income, ETFs, Series 63, Trading, FINRA, Investment Advisory, Wealth Management, Asset Allocation, Back Office, Relationship Management, Strategic Financial..., Electronic Trading, Financial Advisory, FX Options, Equity Derivatives, Prime Brokerage, Investment Banking, Corporate Actions, 401k, Retirement Planning, Proprietary Trading, Fixed Annuities, Bonds, Investment Strategies, Retirement, Equity Trading, Middle Office, Settlement, Market Data, Trading Systems, Hedge Funds, Alternative Investments, Risk Management
Education
DePaul University
Bachelor's degree
COMMING SOON May 2015 - Present
Primerica January 2014 - May 2015
HiThink Financial Services, Inc. August 2013 - December 2013
Financial Services Consulting Solutions August 2012 - August 2013
Broker Dealer Financial Services Corp. August 2011 - August 2012
SecureCyberVault April 2009 - August 2011
Legent Clearing August 2001 - April 2009
Kirpatrick Pettis July 1999 - August 2001
First Options of Chicago 1984 - 1999
Skills
Series 24, Commodity, Securities, Equities, Series 7, Financial Services, Investments, Insurance, Options, Asset Management, Mutual Funds, Fixed Income, ETFs, Series 63, Trading, FINRA, Investment Advisory, Wealth Management, Asset Allocation, Back Office, Relationship Management, Strategic Financial..., Electronic Trading, Financial Advisory, FX Options, Equity Derivatives, Prime Brokerage, Investment Banking, Corporate Actions, 401k, Retirement Planning, Proprietary Trading, Fixed Annuities, Bonds, Investment Strategies, Retirement, Equity Trading, Middle Office, Settlement, Market Data, Trading Systems, Hedge Funds, Alternative Investments, Risk Management
Education
DePaul University
Bachelor's degree
Chad Mihm Chad Mihm's Legent Clearing Experience 2000 - 2006
Job Retirement Plan Consultant at Mutual of Omaha
Industry Insurance
Experience
Mutual of Omaha April 2009 - Present
Mutual of Omaha April 2009 - Present
Financial Brokerage 2007 - 2009
Legent Clearing 2000 - 2006
1st National Bank of Omaha 1998 - 2000
Education
University of Nebraska at Omaha 1992 — 1994
B.S., Small Business Management
University of Nebraska-Lincoln
Mutual of Omaha April 2009 - Present
Mutual of Omaha April 2009 - Present
Financial Brokerage 2007 - 2009
Legent Clearing 2000 - 2006
1st National Bank of Omaha 1998 - 2000
Education
University of Nebraska at Omaha 1992 — 1994
B.S., Small Business Management
University of Nebraska-Lincoln
Norene Wolff Norene Wolff's Legent Clearing Experience November 2006 - March 2007
Job Broker at FCStone
Industry Oil & Energy
Experience
INTL FCStone Inc. March 2015 - Present
Ulysses Commodities LLC May 2014 - December 2014
Mercuria Energy America, Inc March 2013 - December 2013
Mercuria Energy Trading S.A. June 2012 - February 2013
Mercuria Energy Trading S.A. April 2011 - May 2012
BP September 2008 - March 2011
BP March 2007 - August 2008
Legent Clearing November 2006 - March 2007
LPL Financial June 2006 - October 2006
LPL Financial Services December 2004 - May 2006
Skills
Trading, Microsoft Excel, Fixed Income, Analysis, Equities, PowerPoint, Microsoft Office, Management, Commodity, Financial Risk, Market Risk, Due Diligence, Securities, Commodity Markets, Hedging, Options, Risk Management
Education
Tufts University 1999 — 2003
BS, Quantitative Economics
Tufts University
Bachelor of Science, Quantitative Economics
INTL FCStone Inc. March 2015 - Present
Ulysses Commodities LLC May 2014 - December 2014
Mercuria Energy America, Inc March 2013 - December 2013
Mercuria Energy Trading S.A. June 2012 - February 2013
Mercuria Energy Trading S.A. April 2011 - May 2012
BP September 2008 - March 2011
BP March 2007 - August 2008
Legent Clearing November 2006 - March 2007
LPL Financial June 2006 - October 2006
LPL Financial Services December 2004 - May 2006
Skills
Trading, Microsoft Excel, Fixed Income, Analysis, Equities, PowerPoint, Microsoft Office, Management, Commodity, Financial Risk, Market Risk, Due Diligence, Securities, Commodity Markets, Hedging, Options, Risk Management
Education
Tufts University 1999 — 2003
BS, Quantitative Economics
Tufts University
Bachelor of Science, Quantitative Economics
Kisha Collette Kisha Collette's Legent Clearing Experience June 2008 - March 2009
Job Collections Analyst at Infor
Industry Financial Services
Experience
Infor July 2014 - Present
Western Union Business Solutions June 2012 - June 2014
BirdDog Solutions March 2011 - June 2012
First Nebraska Educators Credit Union December 2009 - March 2011
Legent Clearing June 2008 - March 2009
Legent Clearing November 2006 - June 2008
Countrywide Bank November 2005 - November 2006
USAA May 2004 - November 2005
Bank of America 2002 - 2004
Skills
Investments, Banking, Insurance, Risk Management, Financial Services, Training, Mutual Funds, Relationship Management, Process Improvement
Education
Arizona State University 2015 — 2016
International Business
Mesa Community College 2002 — 2006
Infor July 2014 - Present
Western Union Business Solutions June 2012 - June 2014
BirdDog Solutions March 2011 - June 2012
First Nebraska Educators Credit Union December 2009 - March 2011
Legent Clearing June 2008 - March 2009
Legent Clearing November 2006 - June 2008
Countrywide Bank November 2005 - November 2006
USAA May 2004 - November 2005
Bank of America 2002 - 2004
Skills
Investments, Banking, Insurance, Risk Management, Financial Services, Training, Mutual Funds, Relationship Management, Process Improvement
Education
Arizona State University 2015 — 2016
International Business
Mesa Community College 2002 — 2006
Tammy Rasplicka Tammy Rasplicka's Legent Clearing Experience March 2012 - April 2012
Job Director of Corporate Services Support at StockCross Financial Services
Industry Financial Services
Experience
StockCross Financial Services March 2014 - Present
First National Bank of Omaha May 2012 - March 2014
Legent Clearing March 2012 - April 2012
First National Bank of Omaha July 2010 - March 2012
a local advisory firm June 2009 - July 2010
TD Ameritrade December 2008 - February 2009
TD Ameritrade September 2005 - December 2008
TD Ameritrade September 2004 - September 2005
TD Ameritrade January 2004 - May 2004
TD Ameritrade July 1999 - January 2004
Skills
Series 7, Series 63, Investments, Securities, Risk Management, Compliance, Series 24, Insurance, Process Improvement, Series 4, Series 65, Life and health..., Asset Management, Wealth Management, Portfolio Management, FINRA, Options, Financial Analysis, Financial Reporting, Coaching, Business Process Mapping, Investment Operations..., Supervisory Experience, Options Strategies, Financial Budgeting and..., Investment Compliance, Annuities, Equities, Fixed Annuities, Financial Services, Management, Asset Allocation, Strategic Financial..., Mutual Funds, Uniform Combined State..., Banking, Financial Risk, Fixed Income, Investment Advisory, Relationship Management, Bonds, Retirement Planning, Trading, Alternative Investments, Investment Management, Investment Strategies, Derivatives, Financial Markets, Capital Markets, Cash Management
Education
University of Nebraska-Lincoln 1994 — 1998
BS, Finance
StockCross Financial Services March 2014 - Present
First National Bank of Omaha May 2012 - March 2014
Legent Clearing March 2012 - April 2012
First National Bank of Omaha July 2010 - March 2012
a local advisory firm June 2009 - July 2010
TD Ameritrade December 2008 - February 2009
TD Ameritrade September 2005 - December 2008
TD Ameritrade September 2004 - September 2005
TD Ameritrade January 2004 - May 2004
TD Ameritrade July 1999 - January 2004
Skills
Series 7, Series 63, Investments, Securities, Risk Management, Compliance, Series 24, Insurance, Process Improvement, Series 4, Series 65, Life and health..., Asset Management, Wealth Management, Portfolio Management, FINRA, Options, Financial Analysis, Financial Reporting, Coaching, Business Process Mapping, Investment Operations..., Supervisory Experience, Options Strategies, Financial Budgeting and..., Investment Compliance, Annuities, Equities, Fixed Annuities, Financial Services, Management, Asset Allocation, Strategic Financial..., Mutual Funds, Uniform Combined State..., Banking, Financial Risk, Fixed Income, Investment Advisory, Relationship Management, Bonds, Retirement Planning, Trading, Alternative Investments, Investment Management, Investment Strategies, Derivatives, Financial Markets, Capital Markets, Cash Management
Education
University of Nebraska-Lincoln 1994 — 1998
BS, Finance
Todd Knott Todd Knott's Legent Clearing Experience 2002 - 2004
Job Trading Manager at Carson Wealth Management Group
Industry Financial Services
Experience
Carson Wealth Management Group January 2015 - Present
SMITH HAYES Financial April 2011 - December 2014
QA3 Financial Corp October 2005 - February 2011
TD Ameritrade January 2004 - October 2005
Legent Clearing 2002 - 2004
Kirkpatrick Pettis March 2001 - January 2003
TD Ameritrade August 1997 - January 2001
CLS Investments, LLC 2001 - 2001
Skills
Trading, Investment Advisory, Wealth Management, Asset Managment, Options, Risk Management, Series 7, Investments, Fixed Income, Securities, Bloomberg, Bonds, FINRA, Mutual Funds, Series 63, Equities, Series 24, Portfolio Management, Equity Trading, Retirement Planning, Asset Allocation, Trading Systems, Electronic Trading, ETFs, Uniform Combined State..., Derivatives, Financial Services, Strategic Financial...
Education
The University of South Dakota 1990 — 1993
Carson Wealth Management Group January 2015 - Present
SMITH HAYES Financial April 2011 - December 2014
QA3 Financial Corp October 2005 - February 2011
TD Ameritrade January 2004 - October 2005
Legent Clearing 2002 - 2004
Kirkpatrick Pettis March 2001 - January 2003
TD Ameritrade August 1997 - January 2001
CLS Investments, LLC 2001 - 2001
Skills
Trading, Investment Advisory, Wealth Management, Asset Managment, Options, Risk Management, Series 7, Investments, Fixed Income, Securities, Bloomberg, Bonds, FINRA, Mutual Funds, Series 63, Equities, Series 24, Portfolio Management, Equity Trading, Retirement Planning, Asset Allocation, Trading Systems, Electronic Trading, ETFs, Uniform Combined State..., Derivatives, Financial Services, Strategic Financial...
Education
The University of South Dakota 1990 — 1993
Price Rivers Price Rivers's Legent Clearing Experience June 2002 - July 2003
Job Finance Professional Seeking Employment
Industry Financial Services
Experience
Self August 2007 - Present
Orizon Investment Counsel November 2006 - August 2007
Ameritas Investment Corp August 2003 - October 2006
Legent Clearing June 2002 - July 2003
Ameritrade September 2000 - June 2002
Ameritrade November 1998 - June 2002
Skills
Investments, Series 7, Financial Services, Risk Management, Mutual Funds, Financial Analysis, Management, Equities, Securities, Strategic Planning, FINRA, Trading, Fixed Income, Mergers & Acquisitions, Leadership, Options, Wealth Management
Education
University of Nebraska-Lincoln 2009 — 2012
Master of Business Administration (M.B.A.), Finance, General
Dartmouth College 1987 — 1991
Bachelor of Arts (B.A.), Government
Self August 2007 - Present
Orizon Investment Counsel November 2006 - August 2007
Ameritas Investment Corp August 2003 - October 2006
Legent Clearing June 2002 - July 2003
Ameritrade September 2000 - June 2002
Ameritrade November 1998 - June 2002
Skills
Investments, Series 7, Financial Services, Risk Management, Mutual Funds, Financial Analysis, Management, Equities, Securities, Strategic Planning, FINRA, Trading, Fixed Income, Mergers & Acquisitions, Leadership, Options, Wealth Management
Education
University of Nebraska-Lincoln 2009 — 2012
Master of Business Administration (M.B.A.), Finance, General
Dartmouth College 1987 — 1991
Bachelor of Arts (B.A.), Government
Ryan J. Baker's Legent Clearing Experience April 2009 - December 2009
Job
Industry Financial Services
Experience
Societe Generale Corporate and Investment Banking - SGCIB April 2015 - Present
Societe Generale Corporate and Investment Banking - SGCIB January 2015 - April 2015
Newedge October 2013 - January 2015
Newedge December 2009 - October 2013
Legent Clearing April 2009 - December 2009
Legent Clearing May 2008 - April 2009
Wachovia Securities April 2007 - May 2008
Neovest Trading August 2002 - June 2006
FSC Securities January 1999 - October 2001
Skills
Options, Equities, Electronic Trading, Trading Systems, Equity Trading, Financial Markets, Exchange Connectivity, ETFs, Equity Derivatives, Back Office, Order Routing, 15c3-5, Clearing Houses, Order Management, Low Latency, Securities Regulation, Compliance, Trading, Securities, Prime Brokerage
Education
Skidmore College 1994 — 1998
BA, Business and Government
Stevens High School, Claremont, NH 1990 — 1994
Societe Generale Corporate and Investment Banking - SGCIB April 2015 - Present
Societe Generale Corporate and Investment Banking - SGCIB January 2015 - April 2015
Newedge October 2013 - January 2015
Newedge December 2009 - October 2013
Legent Clearing April 2009 - December 2009
Legent Clearing May 2008 - April 2009
Wachovia Securities April 2007 - May 2008
Neovest Trading August 2002 - June 2006
FSC Securities January 1999 - October 2001
Skills
Options, Equities, Electronic Trading, Trading Systems, Equity Trading, Financial Markets, Exchange Connectivity, ETFs, Equity Derivatives, Back Office, Order Routing, 15c3-5, Clearing Houses, Order Management, Low Latency, Securities Regulation, Compliance, Trading, Securities, Prime Brokerage
Education
Skidmore College 1994 — 1998
BA, Business and Government
Stevens High School, Claremont, NH 1990 — 1994
Jeff Sime's Legent Clearing Experience October 2002 - May 2007
Job President & CFO at COR Clearing
Industry Internet
Experience
COR Clearing LLC January 2011 - Present
BOCO Apparel November 2009 - Present
Secure Cyber Vault November 2008 - Present
United Western Bank April 2010 - January 2011
Selero Inc. April 2009 - March 2010
Nunami Services LLC April 2009 - March 2010
Ollie Webb Center, Inc. 2000 - 2010
Selero 2008 - 2009
SouthPointe Digital Technologies LLC November 2007 - November 2008
Legent Clearing October 2002 - May 2007
Education
The University of South Dakota 1980 — 1984
BSBA, Accounting
Fairmont High School 1976 — 1980
COR Clearing LLC January 2011 - Present
BOCO Apparel November 2009 - Present
Secure Cyber Vault November 2008 - Present
United Western Bank April 2010 - January 2011
Selero Inc. April 2009 - March 2010
Nunami Services LLC April 2009 - March 2010
Ollie Webb Center, Inc. 2000 - 2010
Selero 2008 - 2009
SouthPointe Digital Technologies LLC November 2007 - November 2008
Legent Clearing October 2002 - May 2007
Education
The University of South Dakota 1980 — 1984
BSBA, Accounting
Fairmont High School 1976 — 1980
Janel Soulliere's Legent Clearing Experience 2004 - 2005
Job Sr Revenue Acct at Yahoo
Industry Information Services
Experience
Yahoo January 2015 - Present
ConAgra Foods April 2007 - January 2015
First National Bank of Omaha March 2006 - March 2007
Legent Clearing 2004 - 2005
Skills
Finance, Process Improvement, Financial Analysis, Variance Analysis, Forecasting
Education
University of Nebraska at Omaha 2000 — 2002
MBA, Business
University of Nebraska at Omaha 1996 — 1998
BSBA, Finance & Banking
Yahoo January 2015 - Present
ConAgra Foods April 2007 - January 2015
First National Bank of Omaha March 2006 - March 2007
Legent Clearing 2004 - 2005
Skills
Finance, Process Improvement, Financial Analysis, Variance Analysis, Forecasting
Education
University of Nebraska at Omaha 2000 — 2002
MBA, Business
University of Nebraska at Omaha 1996 — 1998
BSBA, Finance & Banking
Justin Vance's Legent Clearing Experience November 2003 - December 2007
Job Financial Solutions Advisor
Industry Financial Services
Experience
Merrill Edge August 2015 - Present
JPMorgan Chase Bank, N.A. August 2009 - July 2015
Legent Clearing November 2003 - December 2007
Bidwell and Company 2001 - 2003
Janus Capital Group 1998 - 2001
Education
Stephen F. Austin State University 1994 — 1998
Liberal Arts, Criminal Justice/Law Enforcement Administration
Merrill Edge August 2015 - Present
JPMorgan Chase Bank, N.A. August 2009 - July 2015
Legent Clearing November 2003 - December 2007
Bidwell and Company 2001 - 2003
Janus Capital Group 1998 - 2001
Education
Stephen F. Austin State University 1994 — 1998
Liberal Arts, Criminal Justice/Law Enforcement Administration
Ginnie Wikoff's Legent Clearing Experience retaildillardsSeptember 2002 - Present
Job Cash Management at Legent Clearing
Industry Financial Services
Experience
Legent Clearing retaildillardsSeptember 2002 - Present
Legent Clearing 2002 - 2008
legent clearing 2002 - 2007
Skills
Securities, Financial Services, Cash Management, Series 7, Banking
Education
University of Nebraska at Omaha
Legent Clearing retaildillardsSeptember 2002 - Present
Legent Clearing 2002 - 2008
legent clearing 2002 - 2007
Skills
Securities, Financial Services, Cash Management, Series 7, Banking
Education
University of Nebraska at Omaha
Anh Mechals's Legent Clearing Experience July 2005 - February 2012
Job Team Manager, Corporate Actions at TD Ameritrade
Industry Financial Services
Experience
TD Ameritrade October 2013 - Present
COR Clearing February 2012 - October 2013
Legent Clearing July 2005 - February 2012
LPL Financial May 2005 - June 2005
LPL Financial December 2004 - May 2005
LPL Financial June 2004 - December 2004
LPL Financial August 2002 - June 2004
Skills
Account Reconciliation, Corporate Actions, Securities, Series 7, Back Office, Dividends, Process Improvement, Alternative Investments, Middle Office, Customer Service, Microsoft Excel, Microsoft Office, Analysis, Relationship Management, Financial Services, Investments, Equities, Mutual Funds, FINRA, Fixed Income, Financial Analysis
Education
University of California, Irvine 1998 — 2002
B.A.
University of California, Irvine
B.A
TD Ameritrade October 2013 - Present
COR Clearing February 2012 - October 2013
Legent Clearing July 2005 - February 2012
LPL Financial May 2005 - June 2005
LPL Financial December 2004 - May 2005
LPL Financial June 2004 - December 2004
LPL Financial August 2002 - June 2004
Skills
Account Reconciliation, Corporate Actions, Securities, Series 7, Back Office, Dividends, Process Improvement, Alternative Investments, Middle Office, Customer Service, Microsoft Excel, Microsoft Office, Analysis, Relationship Management, Financial Services, Investments, Equities, Mutual Funds, FINRA, Fixed Income, Financial Analysis
Education
University of California, Irvine 1998 — 2002
B.A.
University of California, Irvine
B.A
Robin Hawley's Legent Clearing Experience November 2008 - June 2011
Job Insurance Agent
Industry Financial Services
Experience
Wyoming Financial Insurance, Inc. March 2014 - Present
Bw Insurance Agency Inc August 2012 - March 2014
Y October 2007 - January 2014
BancWest Investment Services June 2011 - August 2012
Legent Clearing November 2008 - June 2011
X April 2008 - January 2010
TD Ameritrade May 2008 - October 2008
Ameritrade May 2003 - May 2008
Ameritrade May 1999 - May 2003
Bancorp Investment Group November 1993 - May 1995
Skills
Series 7, Series 63, Insurance
Education
University of Nebraska-Lincoln 1981 — 1985
Bachelor, Business/Finance
Wyoming Financial Insurance, Inc. March 2014 - Present
Bw Insurance Agency Inc August 2012 - March 2014
Y October 2007 - January 2014
BancWest Investment Services June 2011 - August 2012
Legent Clearing November 2008 - June 2011
X April 2008 - January 2010
TD Ameritrade May 2008 - October 2008
Ameritrade May 2003 - May 2008
Ameritrade May 1999 - May 2003
Bancorp Investment Group November 1993 - May 1995
Skills
Series 7, Series 63, Insurance
Education
University of Nebraska-Lincoln 1981 — 1985
Bachelor, Business/Finance
Brian Stenson's Legent Clearing Experience October 2008 - Present
Job Operations Specialist at Legent Clearing
Industry Financial Services
Experience
Legent Clearing October 2008 - Present
Jefferies & Company July 2006 - November 2008
UBS Global Asset Management December 2007 - October 2008
NFJ 2003 - 2006
Fimat August 2002 - August 2003
Jefferies 1995 - 2002
Education
Eastern Illinois University 1989 — 1990
Legent Clearing October 2008 - Present
Jefferies & Company July 2006 - November 2008
UBS Global Asset Management December 2007 - October 2008
NFJ 2003 - 2006
Fimat August 2002 - August 2003
Jefferies 1995 - 2002
Education
Eastern Illinois University 1989 — 1990
Stephanie Ripp's Legent Clearing Experience July 2007 - May 2011
Job Compliance Officer
Industry Financial Services
Experience
BancWest Investment Services April 2013 - Present
BancWest Investment Services April 2011 - April 2013
Legent Clearing July 2007 - May 2011
TD Ameritrade August 1999 - July 2007
Skills
Series 7, Risk Management, Compliance, Securities, AML, Series 24, Investments, Financial Services, Mutual Funds, Banking, Due Diligence, Portfolio Management, Series 63, Asset Management, Equities, FINRA, Financial Analysis, Wealth Management, Financial Risk
Education
University of Nebraska at Omaha 1999 — 2001
M.A, Economics
Creighton University 1995 — 1999
B.A., Political Science
BancWest Investment Services April 2013 - Present
BancWest Investment Services April 2011 - April 2013
Legent Clearing July 2007 - May 2011
TD Ameritrade August 1999 - July 2007
Skills
Series 7, Risk Management, Compliance, Securities, AML, Series 24, Investments, Financial Services, Mutual Funds, Banking, Due Diligence, Portfolio Management, Series 63, Asset Management, Equities, FINRA, Financial Analysis, Wealth Management, Financial Risk
Education
University of Nebraska at Omaha 1999 — 2001
M.A, Economics
Creighton University 1995 — 1999
B.A., Political Science
Tanner Teply's Legent Clearing Experience August 2005 - October 2010
Job Portfolio Management Officer I at Bank of America
Industry Financial Services
Experience
Bank of America January 2013 - Present
Bank of America March 2011 - January 2013
Legent Clearing August 2005 - October 2010
University of Nebraska-Lincoln September 2001 - February 2005
Education
Creighton University 2008 — 2010
MBA/MSAPM, Finance
University of Nebraska-Lincoln 2001 — 2004
BSBA, Finance
Bank of America January 2013 - Present
Bank of America March 2011 - January 2013
Legent Clearing August 2005 - October 2010
University of Nebraska-Lincoln September 2001 - February 2005
Education
Creighton University 2008 — 2010
MBA/MSAPM, Finance
University of Nebraska-Lincoln 2001 — 2004
BSBA, Finance
Joy Busse's Legent Clearing Experience February 2007 - June 2011
Job COR Clearing
Industry Financial Services
Experience
Edward Jones 2012 - May 2013
- February 2007 - February 2012
Legent Clearing February 2007 - June 2011
Skills
Series 7, Risk Management, Investments
Education
University of Nebraska at Omaha 1992 — 1994
Edward Jones 2012 - May 2013
- February 2007 - February 2012
Legent Clearing February 2007 - June 2011
Skills
Series 7, Risk Management, Investments
Education
University of Nebraska at Omaha 1992 — 1994
Chad Heidzig's Legent Clearing Experience March 2008 - June 2011
Job Operations Supervisor at Mutual of Omaha Investor Services
Industry Financial Services
Experience
Mutual of Omaha Investor Services May 2013 - Present
Mutual of Omaha Investor Services June 2011 - May 2013
Legent Clearing March 2008 - June 2011
Skills
Investments, Wealth Management, Operations Management, Electronic Trading, Series 7, Series 63, Series 24, Series 4, Series 53, Series 9/10, Trading, Equities, Mutual Funds, Options Strategies, Security Operations, Securities, FINRA
Education
University of Nebraska-Lincoln 1992 — 1997
Bachelor of Science (B.S.), Finance
Mutual of Omaha Investor Services May 2013 - Present
Mutual of Omaha Investor Services June 2011 - May 2013
Legent Clearing March 2008 - June 2011
Skills
Investments, Wealth Management, Operations Management, Electronic Trading, Series 7, Series 63, Series 24, Series 4, Series 53, Series 9/10, Trading, Equities, Mutual Funds, Options Strategies, Security Operations, Securities, FINRA
Education
University of Nebraska-Lincoln 1992 — 1997
Bachelor of Science (B.S.), Finance
Jamie Reimers's Legent Clearing Experience November 2003 - April 2008
Job Corporate Financial Systems Manager at West Corporation
Industry Telecommunications
Experience
West Corporation April 2008 - Present
Legent Clearing November 2003 - April 2008
The Resource Company March 2002 - September 2003
Radtec Engineering, Inc November 2000 - March 2002
Higgins, Meritt November 1999 - September 2000
Accountemps June 1999 - November 1999
Skills
Accounting, Cognos, Account Reconciliation, General Ledger, Access
Education
Brenau University 1997 — 1999
BSBA, Accounting
West Corporation April 2008 - Present
Legent Clearing November 2003 - April 2008
The Resource Company March 2002 - September 2003
Radtec Engineering, Inc November 2000 - March 2002
Higgins, Meritt November 1999 - September 2000
Accountemps June 1999 - November 1999
Skills
Accounting, Cognos, Account Reconciliation, General Ledger, Access
Education
Brenau University 1997 — 1999
BSBA, Accounting
Brian Stenson's Legent Clearing Experience October 2008 - December 2009
Job Trade Support Analyst at UBS Global Asset Management
Industry Investment Management
Experience
Daily Access Corporation August 2015 - Present
UBS Global Asset Management August 2010 - July 2015
Northern Trust December 2009 - August 2010
Legent Clearing October 2008 - December 2009
UBS Global Asset Management December 2007 - October 2008
Jefferies & Company June 2006 - November 2007
NFJ Investment Group August 2003 - June 2006
Fimat July 2002 - August 2003
Jefferies & Company August 1999 - June 2002
Jefferies & Company February 1995 - August 1999
Skills
Investment Management, Equities, Bloomberg, Asset Management, Mutual Funds, Investments, Bonds, Asset Allocation, Capital Markets, Options, Derivatives, Securities, Trading, Middle Office, Investment Strategies, Trading Systems
Education
Morianne Valley CC 1990 — 1991
Eastern Illinois University 1989 — 1990
Daily Access Corporation August 2015 - Present
UBS Global Asset Management August 2010 - July 2015
Northern Trust December 2009 - August 2010
Legent Clearing October 2008 - December 2009
UBS Global Asset Management December 2007 - October 2008
Jefferies & Company June 2006 - November 2007
NFJ Investment Group August 2003 - June 2006
Fimat July 2002 - August 2003
Jefferies & Company August 1999 - June 2002
Jefferies & Company February 1995 - August 1999
Skills
Investment Management, Equities, Bloomberg, Asset Management, Mutual Funds, Investments, Bonds, Asset Allocation, Capital Markets, Options, Derivatives, Securities, Trading, Middle Office, Investment Strategies, Trading Systems
Education
Morianne Valley CC 1990 — 1991
Eastern Illinois University 1989 — 1990
Adam Ellenberger's Legent Clearing Experience November 2009 - September 2011
Job Property Adjuster at Farmers Insurance
Industry Insurance
Experience
Farmers Insurance September 2011 - Present
EllenbergerMMA.com April 2010 - Present
Legent Clearing November 2009 - September 2011
United States Marine Corps December 2003 - December 2009
Skills
Team Leadership, Series 7, Customer Service, Investments, Military, B2B, Social Media, Leadership, Training, Management, Insurance, Budgets, Negotiation
Education
University of Nebraska at Omaha 2006 — 2009
Bachelor of Science (BS), Business, Management
Farmers Insurance September 2011 - Present
EllenbergerMMA.com April 2010 - Present
Legent Clearing November 2009 - September 2011
United States Marine Corps December 2003 - December 2009
Skills
Team Leadership, Series 7, Customer Service, Investments, Military, B2B, Social Media, Leadership, Training, Management, Insurance, Budgets, Negotiation
Education
University of Nebraska at Omaha 2006 — 2009
Bachelor of Science (BS), Business, Management
severin kyelem's Legent Clearing Experience April 2012 - June 2012
Job Senior Broker Dealer Accountant
Industry Financial Services
Experience
Bank of the West Investment Services March 2013 - Present
Mutual of Omaha June 2012 - March 2013
Legent Clearing April 2012 - June 2012
TD Ameritrade September 2007 - December 2011
Noll Human Resource Services September 2007 - January 2008
Skills
Series 7, Series 63, Bi-lingual in French, QuickBooks, Crystal Reports, Bank Reconciliation
Education
Bellevue University 2005 — 2008
MBA in Finance
Universite Libre du Burkina/Private University of Burkina Faso 2001 — 2004
Bachelor's degree, Banking and Finance
Bank of the West Investment Services March 2013 - Present
Mutual of Omaha June 2012 - March 2013
Legent Clearing April 2012 - June 2012
TD Ameritrade September 2007 - December 2011
Noll Human Resource Services September 2007 - January 2008
Skills
Series 7, Series 63, Bi-lingual in French, QuickBooks, Crystal Reports, Bank Reconciliation
Education
Bellevue University 2005 — 2008
MBA in Finance
Universite Libre du Burkina/Private University of Burkina Faso 2001 — 2004
Bachelor's degree, Banking and Finance
DTCC
The Depository Trust & Clearing Corporation
TechStars
PEAK6 Investments LP
Tower Research Capital
Great American Group
Ontario Securities Commission
FTN Financial