Wachovia Securities
Industry: Banking company
DescriptionWachovia Securities was the trade name of Wachovia's retail brokerage and institutional capital markets and investment banking subsidiaries. Headquarters: St. Louis, Missouri, United States Founded: 2001 Ceased operations: 2009 Parent organizations: Wells Fargo, Wachovia Successors: Wells Fargo Advisors, Wells Fargo
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Wachovia Securities Employees
MainLine Investment Partners August 2014 - Present
Emory Alternative Investments Network May 2008 - Present
Harris Williams & Co. July 2012 - August 2014
Harris Williams & Co. June 2009 - July 2012
Emory Center for Alternative Investments May 2008 - May 2009
Alternative Investments Group August 2007 - May 2009
Wachovia Securities June 2007 - August 2007
Senator DeWine 2006 - 2006
Skills
Private Equity, Alternative Investments, Valuation, Hedge Funds, Venture Capital
Education
Emory University - Goizueta Business School 2007 — 2009
BBA, Finance
American University 2006 — 2006
Washington Semester - Economic Policy Program
The College of Wooster 2005 — 2006
Economics and Philosophy
Wells Fargo May 2012 - Present
MILESTONE COUNSELING SERVICES July 2010 - May 2011
1-800 Flowers.com 2009 - 2010
UPS Freight October 2008 - February 2009
Wachovia Securities February 2006 - April 2008
SunTrust Mortgage May 2005 - February 2006
Bank of America 1998 - 2005
Skills
Team Building, Human Resources, Business Analysis, Employee Relations, Finance, Visio, Coaching, Recruiting, Business Process..., Leadership
Education
Averett University
Bachelors, Business Administration; management
Strayer University
Graduate Certificate, Business Administration Human Resource Management
Strayer University
Master Business Administration, management
Everyday Health December 2011 - May 2012
Everyday Health November 2009 - December 2011
Solow Realty & Development September 2008 - March 2009
Morgan Stanley Investment Mgt - Global Risk & Analysis June 2007 - January 2008
Wachovia Securities June 2004 - October 2006
Wachovia Securities June 2004 - June 2006
Morgan Stanley Venture Partners June 2003 - June 2004
Credit Suisse March 1999 - April 2002
Donaldson, Lufkin & Jenrette June 1996 - March 1999
Skills
Market Research, Marketing, Portfolio Management, Social Media, Strategic Planning, Management, Training, Event Management
Education
Fordham Gabelli School of Business 2001 — 2005
MBA
Binghamton University 1992 — 1994
B.A.
Wells Fargo Advisors, LLC July 2010 - Present
formerly Wachovia Securities October 2009 - August 2010
Wachovia Securities October 2006 - November 2009
A.G. Edwards March 2005 - October 2006
A.G. Edwards September 2002 - March 2005
A.G. Edwards January 2000 - September 2002
Skills
SharePoint, HTML, XML, Dreamweaver, JavaScript, Flash, Photoshop, CMS, Instructional Design, Project Management, E-Learning, ActionScript, Web Development, Web Design, Content Management, CSS, HTML 5, Graphics, Technical Writing, Requirements Gathering, PowerPoint, jQuery, Requirements Analysis, Multimedia, Captivate, Website Development, Mobile Applications, Adobe Creative Suite, PMP, Training, Visio, Newsletters, Editing, SDLC, Software Documentation, Usability, Web Project Management, Financial Services, Agile Methodologies, E-commerce, User Experience, Business Analysis, Usability Testing, Analytics, Web Analytics, User Interface Design, SEO, HTML5
Education
Ashford University 2013 — 2014
Master's degree, Organizational Management, 4.0
Ashford University 2008 — 2010
Bachelor's degree, Organizational Mgmt (Emphasis in Information Technology)
University of Phoenix 2005 — 2007
Information Technology
Healthcare Trust of America, Inc. March 2015 - Present
Cole Capital April 2010 - April 2015
2009 Niche Focus Group February 2009 - December 2009
Wachovia Securities 2007 - 2009
Govig & Associates 2004 - 2007
Coldwell Banker Bros 2001 - 2003
Hypercom 1998 - 2001
Nutrisystem 1992 - 1997
Skills
Cold Calling, Business Development, Management, Sales, Marketing, Recruiting, Public Speaking, Business Planning, Strategy, Training, Human Resources, Negotiation, Public Relations, Sales Operations, Leadership
Education
Bloomsburg University of Pennsylvania 1998 — 1999
Masters of Science in Instructional Technology
Arizona State University
BS, Communications
Apigee (APIC) August 2015 - Present
Freighthouse September 2014 - Present
Market News International August 2010 - January 2014
Turn 2014 - 2014
Cerner Corporation 2008 - 2009
Wachovia Securities 2004 - 2005
Ernst & Young 2001 - 2003
Fidelity Investments 2000 - 2001
Skills
Ember.js, User Experience, User Interface Design, Usability, SEO, Web Development, Drupal, PHP, E-commerce, Graphic Design, Advertising, jQuery, Video Production, Marketing Strategy, Mobile Marketing, Brand Development, HTML 5, JavaScript, Linux System..., Debian, OS X, Apache 2, MySQL, Drush, Git, CSS3, Unix Shell Scripting, Bash, Puppet, Vagrant, Responsive Design, Twitter Bootstrap, Adobe Creative Suite, Illustration, Amazon Web Services..., Web Services, Facebook API, Twitter API, Paypal Integration, Rich Media, Music Production, Piano, Bootstrap, Compass, SASS, Python, Node.js, MongoDB, Nginx, Apache
Education
Emerson College 2002 — 2004
B.A. - Visual & Media Arts, Film & Audio/Radio Production
Berklee College of Music 1999 — 2000
Music Business & Management
Kansas City Art Institute 1998 — 1998
Fine and Studio Arts Management
Kansas City Kansas Community College 1996 — 1998
Associate of General Studies, Music Production & Technology
Freed~Parkins Financial Consulting Group of Raymond James November 2007 - Present
Wachovia Securities May 2002 - November 2007
Skills
401k Plan Consulting, Strategic Financial..., College Education..., IRA Rollovers, Roth IRA Conversion, Special Needs Trusts, Estate Planning
Education
Ball State University - College of Business 1997 — 2001
Bachelor of Science (BS), Management Information Systems, General
Ameriprise Financial Services, Inc. July 2013 - Present
Ameriprise Financial Services, Inc. May 2009 - Present
Morgan Stanley August 2003 - May 2009
Wachovia Securities January 2001 - August 2003
Education
College for Financial Planning 2012 — 2013
CRPC® - (Chartered Retirement Planning Counselor), Retirement Planning
College for Financial Planning 2011 — 2012
APMA® - (Accredited Portfolio Management Advisor), Portfolio Management
Arizona State University 1996 — 2000
BS, Cellular Biology
Shadow Mountain High School 1990 — 1994
High School
Raising Berlin, Inc. January 2013 - January 2015
Wachovia Securities July 1999 - March 2007
Skills
Portfolio Management, Asset Allocation, Investments, Analysis, High Net Worth..., Wealth Management, Series 7, Sales, Retirement Planning, Mutual Funds, Leadership, Estate Planning, Accounting, 401k
Education
Albertus Magnus College
B.S., Business Management, Business, Management, Marketing, and Related Support Services
University of Connecticut
Charles Schwab June 2012 - March 2015
Charles Schwab November 2009 - June 2012
RSM McGladrey June 2005 - November 2009
Wachovia Securities October 2000 - June 2005
Prudential Securities April 1999 - October 2000
Education
Auburn University 2002 — 2004
MBA, Business
College for Financial Planning
CFP
First South Bank August 2013 - Present
Culpepper Jones Investment Group of Wells Fargo Advisors, LLC January 2008 - August 2013
Wachovia Securities 2007 - 2008
Grady White Boats 2006 - 2007
Skills
Building Relationships, Commercial Lending, Commercial Banking, Financial Accounting, Financial Modeling, Financial Risk, Investments, Relationship Management, Finance, Equities, Strategy, Estate Planning, Fixed Income, Long Term Care Insurance, Management, Financial Planners, Accounting, Retirement Planning, Project Planning, Financial Analysis, Series 7, Strategic Financial..., Financial Services, Banking
Education
East Carolina University - College of Business 2006 — 2009
Finance, Financial Services
Appalachian State University 2004 — 2006
Business
Premier Wealth Planning December 2009 - Present
Old Head Media Group LLC October 2008 - December 2009
Buzz Beverage Group LLC, DBA BIGGBY Coffee January 2008 - December 2009
Wachovia Securities July 2006 - October 2008
JP Morgan Chase August 2002 - April 2006
Skills
Capital Markets, Treasury Management, Management, 401k Rollovers, Commercial Lending, Credit Analysis, Investments, Loans, Private Equity, Portfolio Management, Retirement, Small Business, Finance, Mortgage Lending, Strategic Financial..., Financial Planning, Retirement Planning, Wealth Management
Education
Albion College 1997 — 2001
Bachelor of Arts, Economics and Management
Birkbeck, University of London 1999 — 1999
Economics
Group Services, Inc. April 2013 - Present
Texas Health Care Pain Management December 2009 - April 2013
Sanders Travel Centre April 2009 - October 2009
Neiman Marcus August 2005 - February 2009
Neiman Marcus August 2005 - February 2009
Wachovia Securities August 2005 - December 2005
Wachovia Securities August 2004 - January 2005
Abby Office Centers May 2001 - May 2002
University of Auckland July 2000 - May 2001
Skills
Customer Service, Sales, Retail, Microsoft Excel, Microsoft Office, Event Planning, Marketing, Project Management, PowerPoint, Coaching, Social Networking, Microsoft Word, Social Media Marketing, Marketing Strategy, Training, Product Development, Outlook, Strategic Planning, Marketing Communications, Online Marketing, Management, Customer Satisfaction, Budgets, Merchandising, Team Building, Public Relations, Event Management
Education
The University of Texas at Arlington 2009 — 2012
Bachelor of Business Administration (B.B.A.), International Business; Spanish
The University of Texas at Arlington 1995 — 2000
Bachelor's degree, International Business
Baylor University
University of Texas at Arlington, International Business
5by5 Agency 2014 - Present
The A Group January 2012 - February 2014
Dave Ramsey - Lampo Group September 2009 - August 2011
Dave Ramsey - Lampo Group August 2005 - September 2009
Wachovia Securities March 2003 - August 2005
Radio Records June 2000 - October 2002
Skills
Marketing, Branding & Identity, Strategy, Business Development, Management, Leadership, Team Leadership, Sales Process, Project Management, Training, Business Analysis, Marketing Strategy, Process Improvement
Education
Belmont University 1999 — 2001
Bachelor of Business Administration, Music Business
University of Missouri-Columbia 1998 — 1999
Evangel University December 2014 - Present
Stratos Wealth Partners October 2008 - Present
LPL Financial Services October 2008 - Present
Emerge Counseling Services 1989 - Present
Wachovia Securities July 1991 - August 2008
Skills
Series 7, Wealth Management, Securities, Investments, Retirement Planning, Wealth, Estate Planning, Retirement, Financial Advisory, Finance, Mutual Funds, 401k, Asset Allocation, Investment Advisory, Small Business, FINRA, Fixed Annuities, Succession Planning, Strategic Financial..., Mergers & Acquisitions, Investment Strategies, Financial Planners, Series 63, Alternative Investments, ETFs, Asset Management, Investment Management, Wealth Management..., IRAs, Portfolio Management, Personal Finance, Series 65, Bonds, Equities, Long-term Care, Financial Services, Life Insurance, High Net Worth..., Pensions, 401k Rollovers, Personal Financial..., Management, Insurance, Financial Analysis, Risk Management, Fixed Income
Education
Baldwin Wallace University 1977 — 1979
MBA, Business Management
Evangel University 1966 — 1970
BBA, Accounting Major/ Business Management& Economis Minor
Walgreens Boots Alliance September 2013 - Present
J.P. Morgan February 2011 - January 2013
J.P. Morgan November 2009 - January 2011
J.P. Morgan August 2008 - November 2009
J.P. Morgan January 2008 - August 2008
J.P. Morgan May 2007 - August 2007
Wachovia Securities October 2006 - April 2007
J.P. Morgan May 2006 - August 2006
Citicorp Investment Services June 2005 - August 2005
Vector Marketing June 2005 - August 2005
Skills
Capital Markets, Emerging Markets, Strategy, Global Business..., Management, Latin America, Investments, Spanish, Business Strategy, Credit Analysis, International Sales &..., Presentations, Analysis, Economics, Hedge Funds, Bloomberg, Financial Modeling, Trading, PowerPoint, Retail, Market Research, Finance, Alternative Investments, Fixed Income, Credit, Private Banking, Institutional Clients, Research, Microsoft Excel, Networking, Equity Research, Institutional..., Securities, FX Options, Structured Products, Project Finance, Asset Allocation, Financial Analysis, Business Planning
Education
American University
Bachelor's degree, International Business & Finance
American University - Kogod School of Business
BSBA, Finance & International Business
Wells Fargo Advisors, LLC April 2005 - Present
Wachovia Securities April 1999 - May 2005
First Union Securities April 1998 - April 1999
Morgan Stanley/Dean Witter May 1997 - March 1998
Skills
Series 7, Investments, Finance, Mergers & Acquisitions
Education
Appalachian State University 1989 — 1993
BA, Finance and Real Estate
BB&T Scott & Stringfellow April 2012 - Present
Scott & Stringfellow 2007 - May 2012
Wachovia Securities 2002 - 2007
Wachovia Securities 2001 - 2002
First Union Securities 2000 - 2001
Learning Tree International 1998 - 2000
Quick & Reilly 1996 - 1998
Education
Wheeling Jesuit University 1988 — 1992
Bachelor of Science (BS), Criminal Justice
American University 1991 — 1991
Gonzaga College High School 1984 — 1988
OLGC (Our Lady of Good Counsel - Vienna, Va) 1978 — 1984
International Monetary Fund September 2010 - Present
Northrop Grumman Information Systems October 2009 - September 2010
National Journal Group - Atlantic Media Company, Inc. September 2009 - October 2009
Argy, Wiltse & Robinson, P.C. December 2008 - June 2009
Price Waterhouse Management Consultants June 2007 - August 2007
Wachovia Securities December 2005 - August 2006
Morgan Stanley June 2004 - August 2005
Skills
PeopleSoft, Microsoft Excel, SAP, Quicken, PowerPoint, Outlook, Accounting, Financial Reporting, Tax, Financial Analysis, Auditing, Financial Accounting, Account Reconciliation, General Ledger, QuickBooks, GAAP, Internal Controls, Sarbanes-Oxley Act, Tax Accounting, Income Tax, Analysis, Finance, Social Media, Invoicing, Forecasting, Financial Statements, Payroll, Accounts Receivable, Variance Analysis, Financial Modeling, Fixed Assets, Budgets, Due Diligence, Journal Entries, US GAAP, Managerial Finance, Corporate Tax, Sales Tax, Mergers & Acquisitions, Accounts Payable, Tax Returns, CPA, Internal Audit, Cash Flow, Corporate Finance, SEC filings, International Tax, Cost Accounting, Tax Preparation, Cash Management
Education
American University - Kogod School of Business 2007 — 2010
MSA, Accounting
American University - Kogod School of Business 2003 — 2006
BSBA, Accounting & Finance
Good Shepherd Services October 2014 - Present
Edelman February 2014 - October 2014
Edwin Gould Services for Children & Families May 2010 - February 2014
Senior Human Resources Consultant, Executive Coach and Contract Recruiter 2003 - 2010
Ketchum Public Relations 2000 - 2003
UBS PaineWebber 1998 - 2000
NatWest Markets 1997 - 1998
Wachovia Securities 1995 - 1997
Morgan Stanley 1994 - 1996
Skills
Senior Human Resources..., Talent Acquisition, Organizational..., Employee Relations and..., Executive Coaching, Leadership Development..., Sourcing & Recruiting, Policy Writing, Employee Engagement &..., Management, Public Relations, Human Resources, Sponsorship, Advertising, Performance Management, Employee Benefits, Social Media, Strategy, Training, HRIS, Executive Search, HR Policies, Temporary Placement, Leadership, Leadership Development, Employee Relations, Recruiting, Succession Planning, Talent Management, Strategic Planning, HR Consulting, Labor Relations
Education
Baruch College, City University of New York (CUNY) 1988 — 1991
MBA - Human Resources Management, Leadership Development & Business Strategy
University of Notre Dame 1984 — 1988
BA Psychology, Organizational Behavior & Psychometric Assessment
Ermenegildo Zegna August 2013 - Present
Ermenegildo Zegna May 2012 - August 2013
SDA Bocconi School of Management October 2010 - December 2011
Louis Vuitton June 2011 - August 2011
Luxottica March 2009 - July 2010
Luxottica Group February 2008 - April 2009
Wachovia Securities August 2007 - October 2007
Chapdelaine & Co. May 2006 - August 2006
Smith Barney May 2005 - July 2005
Skills
Competitive Analysis, CRM, Financial Analysis, Budgets, Management, Forecasting, Product Management, Fashion Design, Business Process..., Sales, Finance, Sales Operations, Marketing, Merchandising
Education
SDA Bocconi 2010 — 2011
MBA, Strategy
Bentley University 2003 — 2007
BS, Finance
University of Vienna 2006 — 2006
International Accounting and Finance
University St. Thomas Acquinas 2005 — 2005
Italian History and Politics
Wealth Management Practice May 2009 - Present
Wachovia Securities July 2003 - July 2009
Prudential Securities January 2001 - August 2003
Banco Santander June 1993 - January 1999
Banco Caracas August 1988 - June 1993
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Public Speaking, Budgets
Education
Baruch College 1999 — 2000
Executive MS Finance, Finance, General
Universidad Católica Andrés Bello 1992 — 1994
Specialization in Coporate Economics, Eapecialization in Corporate Economics
Universidad Santa Maria 1985 — 1990
BS Economics, BS Economics
Black Box Resale Services 2014 - 2015
Black Box Resale Services 2014 - 2015
SafeKey Corporation September 2013 - August 2014
Harry Hunt Consulting January 2013 - August 2014
Sleep Number by Select Comfort March 2013 - July 2013
Oak Ridge Financial April 2009 - January 2013
Wachovia Securities April 2002 - April 2009
Piper Jaffray February 1983 - April 2002
Skills
Sales, Business Development, Business Development..., Regional sales manager, District Sales..., Consultants, Market Development, Production Launch, Leadership, Business Planning, Recruiting, Product Marketing, Account Marketing, Direct Sales, Sales Process, Solution Selling, Sales Operations, Telephone Sales, Outbound Sales, Internal sales, Telemarketing, Customer Satisfaction, Cold Calling Experience, Key Account Management, Key Account Development, Key Account..., Salesforce Training, Sales Presentation..., Brokered Sales, Sales Management, Intangible Assets, Visual Merchandising, Contact Management, New Business Development, Sales & Marketing..., Business to Business, Business to Consumer, Team Leadership, Team Building, Microsoft Office, Microsoft Powerpoint, Marketing Strategy, Social Media Marketing, Sales & Marketing, Exceeds Goals, Public Speaking, Networking, Investments, CRM, Time Management
Education
Wharton School of Business 2000 — 2000
CIMA, Certfied Investment Management Analyst, Graduated
Bemidji State University 1978 — 1983
BS, Economics and Business Administration
Lincoln Investment June 2015 - Present
Benchmark Financial Advisors April 2014 - June 2015
Cetera Advisors Network January 2013 - February 2014
Mid Atlantic Capital Group, Inc. August 2011 - December 2012
Securities America, Inc. April 2009 - July 2011
LPL 2002 - 2009
Wachovia Securities 2000 - 2002
Prudential Securities 1998 - 2000
Dean Witter 1996 - 1998
Skills
Investments, Financial Advisory, Recruiting, Series 7, Mutual Funds
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business
MBA, Finance
Allegheny College 1989 — 1993
BA, English
Gateway High School 1986 — 1989
Moon Junior High School
Capitol Securities Management, Inc. March 2009 - Present
Merrill Lynch June 2008 - February 2009
Wachovia Securities September 1996 - May 2008
Education
Appalachian State University 1992 — 1996
BSBA, Cum Laude, Marketing and Psychology
Dr Pepper Snapple Group November 2013 - Present
Dr Pepper Snapple Group August 2012 - Present
Dr Pepper Snapple Group January 2012 - August 2012
Freese and Nichols September 2008 - April 2011
Health Stream August 2005 - May 2007
SPI December 2004 - August 2005
Premier Companies May 2004 - October 2004
Wachovia Securities September 2003 - March 2004
New Horizons, Computer Learning Center December 2000 - July 2003
McCain & Co January 2003 - May 2003
Skills
Customer Service, Leadership, Management, Microsoft Office, Outlook, Recruiting, Team Building, Software Documentation, Sales, SAP, Process Improvement, Accounts Payable, Contract Management, Human Resources, Inventory Management, Invoicing, Lotus Notes, Data Entry, Marketing, Strategic Planning
Education
Belmont University 2000 — 2003
Bachelor of Business Administration, Music Business; Marketing Emphasis
South Plains College 1997 — 2000
Associate Degree, Commercial Music
Consultant At US Federal Courts October 2014 - Present
HMSHost November 2008 - October 2014
Lowe's Companies June 2008 - October 2008
Wachovia Securities December 2007 - July 2008
iNautix Technologies May 2005 - October 2007
Tata Consultancy Services March 2003 - May 2005
Skills
Microsoft SQL Server, Oracle, PL/SQL, Data Warehousing, Databases, Business Analysis, Business Intelligence, Testing, Java, SSIS, XML, Perl, C#, Unix Shell Scripting, Tomcat, Scrum, Data Modeling, Database Design, Business Objects, Shell Scripting, Autosys, SQL Server 2008, Oracle..., SUSE Linux, AIX,..., Microsoft SSIS..., Microsoft Report..., UNIX Shell Scripting,..., Harvest, RCS,..., X-Manager, I-Planet Web..., TAP, MQ-Series, Hibernate, Log4J,..., Microsoft Visio, UML,..., SQL Server, Eclipse, C, Informatica, Agile Project Management, Database Administration, Data Mining, R, Big Data Analytics, Hadoop, Tableau
Education
University of Maryland University College 2015 — 2017
Master of Science (MS), Data Analytics
Bharathiar University 1998 — 2002
Bachelor Of Engineering, Computer Science
George Mason University
Information Technology
StarCompliance October 2014 - Present
Wells Capital Management February 2014 - October 2014
Wells Fargo June 2010 - February 2014
Wachovia, A Wells Fargo Company June 2008 - June 2010
Wachovia Securities January 2004 - June 2008
Skills
Mutual Funds, Retirement Planning, Retirement, Fixed Annuities, Asset Managment, Risk Management, IRAs, Financial Advisory, Financial Services, Variable Annuities, Series 7, Series 63, FINRA, Bonds, Series 6, Securities, Wealth Management, Series 24
Education
University of North Carolina at Charlotte - Belk College of Business 2008 — 2014
MBA, Applied Investment Management
University of North Carolina at Asheville 2001 — 2003
BA, Economics
Auburn University, College of Business 1998 — 2000
BS, Transfer
Devon Energy February 2013 - Present
Romney for President June 2012 - November 2012
U.S. Senate Committee on Energy & Natural Resources March 2011 - June 2012
PFC Energy January 2010 - March 2011
PFC Energy July 2006 - January 2010
Darby Private Equity (Franklin Templeton Investments) July 2005 - June 2006
Wachovia Securities October 2003 - July 2005
The Brookings Institution January 2003 - August 2003
KPMG Consulting / U.S. Department of Defense January 2002 - May 2002
Education
American University 1999 — 2003
Bachelor of Arts
CFA Institute June 2000 - Present
The Newport Group February 2005 - January 2009
Wachovia Securities July 1998 - February 2005
Florida Institute of Technology June 1996 - February 2005
Aegis Financial Advisors May 1994 - June 1998
Skills
Asset Allocation, Teaching, Financial Analysis, Financial Planning, Financial Markets, Investments, Portfolio Management, Asset Managment, Investment Strategies, Strategic Financial..., Asset Management, Retirement Planning, Financial Modeling, Mutual Funds, Equity Research, Securities, Equities, Valuation, Series 7, Risk Management, Financial Advisory, Finance, Due Diligence, Alternative Investments, Investment Banking, Fixed Income, Investment Advisory, Hedge Funds, Wealth Management, Estate Planning, Equity Valuation, Analysis, Derivatives, Capital Markets, Private Equity, Investment Management, Financial Services, Options, Bonds, Retirement, 401k
Education
Barry University 1996 — 1999
Ph.D., Business with concentration in Finance
North Carolina State University 1975 — 1977
Masters Degree, Mechanical Engineering
North Carolina State University 1971 — 1975
B.S., Mechanical Engineering
IDB Bank September 2010 - Present
Bank of America - Merrill Lynch Wealth Management January 2010 - September 2010
Bank of America Private Wealth Management - U.S. Trust October 2006 - January 2009
Regions, Morgan Keegan Private Bank June 2004 - October 2006
Wachovia Securities February 2003 - June 2004
Citibank / Citicorp Investment Services March 1994 - February 2003
Citizens Federal Bank November 1989 - March 1994
First Investors Corporation April 1986 - November 1989
Skills
High Net Worth..., Alternative Investments, Wealth Management, Private Banking, Retirement Planning, Loans, Securities, Wealth, Series 7, Portfolio Management, Investments, Financial Services, Banking, Risk Management, Investment Management, Mortgage Lending, Estate Planning, Finance, Asset Management, Asset Allocation, Fixed Income, Insurance, Equities
Education
Barry University 1994 — 1996
Bachelor's Degree, Finance / Professional Studies
FDA February 2011 - Present
Fannie Mae April 2010 - December 2010
DFAS May 2009 - April 2010
Dominion August 2008 - February 2009
Wachovia Securities September 2007 - August 2008
Capital One December 2006 - September 2007
Capital One February 2003 - November 2006
Skills
Enterprise Architecture, SDLC, Data Warehousing, Business Analysis, Requirements Analysis, Oracle, Business Intelligence, Requirements Gathering, Agile Methodologies, Data Modeling, Visio, SOA, Software Project..., PL/SQL, ETL, Informatica, SQL, Vendor Management, Unix, Weblogic, Microsoft SQL Server, Program Management, Business Process..., SharePoint, Integration, Business Process Design, User Acceptance Testing, Databases, IT Strategy, Database Design, Systems Analysis, Business Process, PMP, Solution Architecture, Oracle E-Business Suite, Business Requirements
Education
Amravati University 1989 — 1993
Bachelor, Computer Science & Engineering
INDIAN ASSOCIATES November 2008 - Present
INDIAN ASSOCIATES November 2008 - December 2010
Wachovia Securities 2007 - 2008
JPMChase 2006 - 2007
Education
Deccan College Postgraduate and Research Institute 2002 — 2005
MCA, Computers
GlyEco May 2013 - August 2013
Axium Partners LLC May 2013 - July 2013
ASU Innovation Advancement Program - Consulting Clinic January 2013 - April 2013
Port of Portland May 2011 - July 2011
Capgemini January 2008 - August 2008
Gallagher Benefit Services June 2006 - August 2006
Tau Kappa Epsilon Fraternity December 2004 - August 2005
Sony Pictures Entertainment May 2005 - June 2005
Wachovia Securities April 2004 - August 2004
Ruby's Diner, Inc. May 2002 - July 2003
Skills
Finance, Change Management, Strategy, Financial Modeling, Financial Analysis, Leadership, Risk Management, Strategic Planning, Management Consulting, Investments, Marketing, Business Strategy, Data Analysis, Consulting, Entrepreneurship
Education
Arizona State University, W. P. Carey School of Business 2012 — 2014
Master of Business Administration (M.B.A.), Finance, Entrepreneurship, 3.73
WHU – Otto Beisheim School of Management 2013 — 2013
The Changing Environment for International Business in Europe
UCLA School of Law 2011 — 2011
J.D., Law
University of Oregon School of Law 2009 — 2011
JD, Law; Business Law Statement of Completion
University of Oxford 2010 — 2010
University of Southern California 2003 — 2007
BA, Social Sciences Psychology
University of Southern California - Marshall School of Business 2003 — 2007
BS, Business Administration, Management and Organization - Leadership Development
University High School (Irvine) 1999 — 2003
SR INTERNATIONAL, INC. June 2015 - Present
Reliance Granite and Marble August 2014 - May 2015
Indo American Stone April 2014 - July 2014
Blue Planet Granite Distribution January 2009 - March 2014
Wachovia Securities February 2008 - December 2008
Skills
Marketing Strategy, Marketing, Sales Management, New Business Development, Account Management, Sales, Marketing Communications, Customer Service, Strategic Planning, Product Marketing, B2B, Product Development, Retail, Social Media Marketing, Social Media, Negotiation, Marketing Management, Advertising, Microsoft Office, Business Strategy, CRM, Business Development, Sales Operations, Direct Sales, Pricing
Education
Fairleigh Dickinson University-Metropolitan Campus 2005 — 2007
Master's Degree, Computer Science
Asan Memorial College of Management 2002 — 2005
Master's Degree, Computer Applications
D.G. Vaishnav College 1999 — 2002
Bachelor's Degree, Commerce and Business
Bank of America July 2011 - Present
Lowes Companies July 2009 - July 2011
R J Reynolds Tobacco Company July 2007 - August 2008
Wachovia Securities January 2008 - March 2008
Bank of America January 1986 - January 2005
Collins & Aikman 1978 - 1983
Skills
Visio, SDLC, Business Analysis, Access, Process Mapping, XML, Business Process, Requirements Gathering, Management, Project Management, Software Documentation
Education
Appalachian State University 1974 — 1978
BSBA, Information Systems
Renton School District September 2015 - Present
Samena Swim & Recreation Club September 2013 - Present
Mercer Island School District - Lakeridge Elementary September 2013 - 2015
Samena Swim & Recreation Club April 2010 - August 2013
Samena Swim & Recreation Club May 2001 - April 2010
Northwest Playground Equipment, Inc. April 2008 - January 2010
Wachovia Securities October 2004 - January 2008
Skills
Customer Service, Cpr Certified, Microsoft Word, Team-oriented, Social Networking, Multi-line Phone, Microsoft Excel, 10 Key, New Hire Training, Receptionist Duties, Schedules, Filing, Inventory Management, Outlook, Microsoft Office, Microsoft Publisher, Cashiering, Brochure Production, Bulk Mailing, Proofreading, Fax, Procedure Development, Ordering Office Supplies, Spreadsheets, Preparation Of Reports, Mailing List Management, Contact Management, Autism Spectrum..., General Office Skills, Price Setting, Microsoft Outlook, Right Response
Education
Bellevue Community College 2001 — 2004
Associate of Arts and Sciences (A.A.S.)
Sammamish High School 1998 — 2002
ORIX Ventures August 2014 - Present
Dingman Center for Entrepreneurship October 2012 - August 2014
Dingman Center Angels October 2012 - August 2014
Pegasystems May 2012 - October 2012
Walnut Venture Associates May 2011 - June 2012
Consultant September 2010 - May 2012
Redstar Ventures LLC April 2011 - August 2011
Sparkplug Communications September 2007 - August 2010
US Cellular May 2006 - July 2007
Wachovia Securities June 2000 - May 2005
Skills
Corporate Finance, Valuation, Venture Capital, Due Diligence, Financial Modeling, Entrepreneurship, Mergers, Financial Analysis, Equities, Investment Banking, Analytics, Business Strategy, Funding, Analysis, Start-ups, Strategic Planning, Forecasting, Market Research, Budgeting, Microsoft Office, Business Acquisition, Acquisition Integration, Private Equity, Strategy, Mergers & Acquisitions, Corporate Development, Budgets
Education
Babson College - Franklin W. Olin Graduate School of Business 2010 — 2012
Master of Business Administration (MBA)
The College of William and Mary 1996 — 2000
BBA
Kennametal October 2013 - Present
Community Care Behavioral Health October 2012 - October 2013
Continous Learning Group October 2008 - October 2012
CLG 2008 - October 2012
Wachovia Securities February 2008 - October 2008
FBR January 2007 - January 2008
Skills
SharePoint, Sonicwall, Microsoft Office, Windows, SQL Server, Business Analysis, Cisco Call Manager, Desktop Support, HTML, Outlook, Excel, Bloomberg, Customer Service, Active Directory, Microsoft SQL Server, Technical Support, Microsoft Excel, SSRS, SharePoint Designer, Microsoft Office..., CSS Javascript, InfoPath Forms, Workflow, Microsoft Exchange, Project Management, XP, Servers, InfoPath, CRM, Firewalls, Process Improvement, Visio, Microsoft Technologies, Software Development, Access, SQL, Windows Server, IIS, Windows 7, System Administration, Crystal Reports, VMware, Disaster Recovery, jQuery, Enterprise Architecture, CSS, Software Documentation, Cloud Computing, Office 365, JavaScript
Education
Alderson-Broaddus College 2001 — 2005
Bachelors of Science, Computer Science
University of Pittsburgh 2001 — 2001
BS, Computer Science
Greensburg Central Catholic
High School Diploma, General Studies
Coram Healthcare July 2010 - Present
RXinsider.com March 2009 - July 2010
HealthCentric July 2008 - March 2009
AmerisourceBergen October 2004 - April 2008
Wachovia Securities March 1998 - August 2004
Education
Augusta State University 2002 — 2002
BBA, Finance
University of Georgia - Terry College of Business
Marvin Johnson & Associates May 2009 - Present
Transport Insurance Agency October 2003 - May 2009
Wachovia Securities October 1992 - April 2003
Skills
Avid tennis player, Boating enthusiast, Commercial Insurance, Legal Liability, Liability, Workers Compensation, Insurance, Property & Casualty..., Customer Service, Strategic Planning, Casualty, Team Building, Umbrella Insurance, Sales, Account Management, Life Insurance, Inland Marine, Commercial Lines, Casualty Insurance
Education
Ashland University
B.S.in B.A., Management, Marketing, Economics
Upper Arlington High School
IBERIABANK September 2014 - Present
IBERIABANK September 2009 - September 2014
Wachovia Securities February 2006 - August 2009
Wachovia November 2002 - February 2006
Wachovia February 2001 - October 2002
Wachovia February 1995 - February 2001
Northern Trust September 1988 - May 1995
Skills
Strategic Planning, New Business Development, Financial Services, Business Development, Banking, Marketing, Sales, Marketing Strategy, Advertising, Project Management, Leadership, CRM, Budgets, Social Media, Public Speaking, Management, Mergers, Market Research, Marketing Communications, Public Relations, Non-profits, Process Improvement, Team Building, Business Planning, Training, Event Management, Event Planning, Program Management, Strategy, Press Releases, Product Development, Strategic Communications, Project Planning, Market Planning, Mergers & Acquisitions
Education
Augustana College 1984 — 1988
BA, Business Adminstration, Speech Communication
Augustana College
Bachelor of Arts, Business, Speech Communication
Stopol, Inc. October 2011 - Present
Cumberland Diversified Metals May 2005 - March 2011
USBancorp Investments May 2002 - April 2005
Wachovia Securities June 1999 - April 2001
Merrill Lynch 1994 - 1996
Skills
Sales Management, Direct Sales, Product Development, Marketing Strategy, Team Building, Account Management, Team Leadership, Process Improvement, New Business Development, Sales, Automotive, Strategic Planning, Business Development, Business Strategy, Negotiation, Management, Leadership, Customer Service, Marketing, Forecasting, Manufacturing
Education
Baldwin-Wallace College 1996 — 1999
Bachelor of Arts, Finance and Economics
Brooklyn H.S.
Wheaton College
Qualcomm 2008 - Present
Citigroup Global Markets, Inc. 2007 - 2008
Wachovia Securities June 2006 - August 2006
TrialGraphix 2002 - 2005
Skills
Financial Modeling, Competitive Analysis, Finance, Strategy, Mergers, Investment Banking, Business Strategy, Valuation, Due Diligence, Mergers & Acquisitions, Business Development, Investments, Venture Capital, Private Equity, Financial Analysis, Start-ups, Corporate Finance, Entrepreneurship, Strategic Partnerships, Corporate Development, Management Consulting, Emerging Markets, M&A experience, Portfolio Management, Executive Management, Acquisition Integration
Education
University of Virginia Darden School of Business 2005 — 2007
MBA
Auburn University 1995 — 1999
BSBA
The Rockingham Group June 2008 - Present
Wachovia Securities April 2004 - June 2008
Wachovia Securities November 1997 - April 2004
Signet Trust Company July 1996 - November 1997
Circuit City July 1995 - July 1996
Skills
Marketing, Training, Process Improvement, Sales Operations, Management, Program Management, New Business Development, Project Management, Strategy, Sales, Underwriting, Insurance, Sales Management, Customer Service, Business Development, Property & Casualty..., Analysis
Education
Averett University
Bachelors of Science, Business Administration
Douglas Southall Freeman High School
High School Diploma
Legal Shield, Inc. July 2011 - December 2011
Kaplan University April 2009 - July 2010
Wachovia Bank January 2007 - October 2007
Wachovia Securities July 2004 - October 2006
Skills
Banking
Education
Kaplan University 2009 — 2009
BS, Paralegal Studies
American InterContinental University 2003 — 2004
MBA, General Business
Sam Houston State University 1982 — 1987
BBA, Finance
Anthem 2009 - Present
Capital One Bank 2008 - 2009
Wachovia Securities 2008 - 2008
Capital One 1999 - 2008
Circuit City 1997 - 1999
Electronic Data Systems 1989 - 1997
New Focus, Here's Life Inner City, Campus Crusade for Christ 1986 - 1989
Andersen Consulting 1983 - 1986
Skills
Vendor Management, SDLC, Business Analysis, Visio, Process Improvement, PMP, Requirements Analysis, SharePoint, Requirements Gathering, Program Management, Project Portfolio..., Enterprise Architecture
Education
University of Richmond 2012 — 2016
Master's degree, Liberal Arts
The George Washington University 1999 — 2003
Masters Certificate, IT Project Management
Baylor University 1979 — 1983
BA, Business / Computer Science
Wintrust Wealth Management July 2011 - Present
Wintrust Wealth Management May 2005 - August 2011
Wachovia Securities January 2002 - January 2004
Charles Schwab & Co. Inc 1997 - 2002
Skills
Retirement Planning, Portfolio Management, Investments, Insurance, Series 7, Asset Allocation, Mutual Funds, Banking, Sales, Finance, Wealth Management, Financial Risk, Analysis, Financial Services, Financial Planning
Education
Arizona State University 1995 — 1998
Bachelor of Science (BS), Business Marketing
College for Financial Planning 2010 — 2011
Certificate, Registered Paraplanner
Tilkin Group April 2006 - Present
SunGard January 2005 - June 2006
Protegent Inc. January 2000 - January 2005
Wachovia Securities March 1997 - March 2000
Smith Barney January 1984 - March 1997
EF Hutton October 1979 - January 1984
Skills
Securities, Financial Services, FINRA, Securities Regulation, Risk Management, Arbitration, Capital Markets, Litigation, Litigation Support, Expert Witness, Investments, Securities Litigation, Financial Risk, Mutual Funds, Dispute Resolution, Investment Advisory, Fraud, Private Placements, Portfolio Management, Equities, Fixed Income, Options, Series 7, Corporate Governance, Internal Investigations, Compliance, ETFs, Suitability, Sales Practices, Fixed Annuities, RIA, Variable Annuities, Asset Allocation, Broker-Dealer Compliance, Broker-Dealer, Bonds, Series 63, SEC, Alternative Dispute..., Due Diligence, Financial Regulation, Hedge Funds, Securities Arbitration, Supervison, JAMS, Forensics, Risk, Annuities, REITS
Education
Antioch University 1972 — 1977
BA, Community Organization
Brandeis University, Heller - The Heller School for Social Policy and Management 1980 — 1981
MA, Management
HD Supply June 2009 - Present
Wachovia Securities July 2001 - August 2008
Black & Veatch January 1994 - July 1999
Education
Emory University - Goizueta Business School 1999 — 2001
MBA, Finance
University of Illinois at Urbana-Champaign 1992 — 1994
MS, Environmental Engineering
Auburn University 1987 — 1992
BS, Civil Engineering
Cisco Systems March 2012 - Present
Genworth Mortgage Insurance January 2010 - June 2011
Modality November 2007 - January 2010
Credit Suisse June 2006 - November 2007
Wachovia Bank October 2004 - June 2006
Silent Uproar 2003 - 2006
Wachovia Securities July 2002 - October 2004
ClickCulture February 2001 - June 2002
WomenGamers.Com May 2000 - November 2000
Skills
Data Analysis, Copywriting, Copy Editing, Project Coordination, Excel, Windows, Mac, Customer Relations, Business Analysis, Content Management, Microsoft Excel, Visio, SQL, Software Documentation, Research, Customer Service, Process Improvement, User Experience, Project Management, Microsoft Office, Analysis, System Administration, Management, Dreamweaver, Photoshop, HTML, Marketing, Team Leadership, Social Networking, Team Management, Salesforce.com
Education
North Carolina State University 1998 — 2001
MA, Modern German History
Appalachian State University
BA, English Literature / German
Edelman Financial Services November 2007 - Present
Wachovia Securities September 2005 - November 2007
Andrews Federal Credit Union April 2004 - August 2005
Skills
Series 7, Series 63, VA Life, Annuity, and..., Client Services, Microsoft Office, Office Administration, Banking, Investments, Securities, Financial Services
Education
Averett University
Bachelor's degree, Business Administration and Management, General
Self Employed AVP - Sr. Registered Client AssociateWells Fargo AdvisorsApril 2008 - June 2014
UBS Finacial Services August 2007 - April 2008
Warren J Wyrick Insurance January 2007 - August 2007
Self Employed - Health Insurance Sales October 2006 - January 2007
Wachovia Securities January 2004 - October 2006
Education
American Public University 2008 — 2009
Bachelor’s Degree, Business
New York Life Insurance Company March 2014 - Present
New York Life Insurance Company November 2013 - Present
Update Legal January 2011 - July 2013
Clutch Legal Staffing June 2008 - May 2010
Ajilon Legal February 2008 - June 2008
Wachovia Securities January 2007 - May 2007
Linkage, Inc. 2005 - 2006
New England Aquarium June 1995 - August 2002
Skills
Legal Research, Legal Writing, Litigation, Westlaw, Civil Litigation, Courts, Intellectual Property, Document Review, Research, Litigation Support, Lexis, Insurance, Life Insurance, IRA Rollovers, Estate Planning, Legacy Planning, Education Funding..., Problem Solving, Small Business, Succession Planning, Investments, Gifting Strategies, 401k Rollovers, Annuity Sales, Asset Protection, Risk Management
Education
Suffolk University Law School 2002 — 2005
Doctor of Law (JD), International Law
American University 1997 — 2001
B.A., International Service, Latin America and Economic Development
Sierra-Cedar March 2015 - Present
Yelp June 2013 - March 2015
Yelp.com May 2011 - June 2013
Kirkland Trading Co. July 2004 - May 2011
T-Chek Systems / CH Robinson September 2008 - February 2009
Wachovia Securities June 2008 - September 2008
Skills
Investments, Equities, Securities, Trading, Technical Analysis, Financial Advisory, Asset Allocation, Financial Analysis, Mobile Advertising, Salesforce.com, Online Advertising, Lead Generation, Marketing, PPC, Facebook, Social Media Marketing, Advertising, Customer Service, Marketing Strategy, Social Networking, Sales
Education
Arizona State University 2001 — 2004
BS, Economics
Arizona State University 2001 — 2004
Bachelor of Science (BS), Economics
Psychotherapy Private Practice 2007 - Present
Highline West Seattle Mental Health June 2006 - June 2008
Highline Mental Health February 2006 - May 2006
Women's Department/YWCA August 2005 - December 2005
Wachovia Securities March 1999 - May 2005
Cinnabon, Inc. February 1997 - February 1999
Skills
Individual therapy, Couples therapy, Counseling, Psychology, Mental Health, Life Transitions, Couples, Adults, Wellness, Family Therapy, Mental Health Counseling, Psychotherapy, Group Therapy, Adolescents, Google Groups, Program Development, Therapists, CBT, Mindfulness
Education
Seattle University 2004 — 2006
MA, Psychology - Existential Phenomenology
Antioch University Seattle 2001 — 2004
BA, Psychology; Culture Studies
Raymond James Financial Inc. January 2014 - Present
UBS Financial Services September 2005 - December 2013
Wachovia Securities January 2002 - March 2005
Wachovia Securities / Prudential Securities July 1986 - March 2005
Skills
Fixed Income, Vendor Management, Trading Systems, Financial Services, Portfolio Management, Risk Management, Market Data, Wealth Management, Banking, Business Analysis, SDLC, Asset Managment, Business Intelligence, Finance, IT Strategy, Integration, Management, Software Development, Asset Management
Education
Baruch College, City University of New York (CUNY) 1990 — 1995
MBA, Finance and Information Systems
Vassar College 1982 — 1986
AB, Mathematics and Computer Science
Wells Fargo Advisors May 2014 - Present
Wells Fargo Advisors March 2014 - Present
Wells Fargo Advisors January 2001 - Present
Wells Fargo Advisors January 2013 - January 2014
WELLS FARGO ADVISORS/FORMERLY WACHOVIA January 2008 - January 2013
WELLS FARGO ADVISORS FORMERLY WACHOVIA January 2006 - January 2008
Wachovia Securities Financial Network January 2005 - January 2006
WACHOVIA SECURITIES January 2003 - January 2005
Wachovia Securities Financial Network January 2001 - January 2003
Skills
Regulatory Requirements, Securities Regulation, Brokerage, Management, Operations Management, Customer Service, Analysis, Banking, Budgets, Call Centers, Event Planning, FINRA, Financial Analysis, Microsoft Office, Negotiation, Process Improvement, Project Management, Public Speaking, Quality Assurance, Risk Management, Team Building, Vendor Management
Education
42
Diploma
Western International Securities February 2012 - Present
LPL September 2007 - February 2012
Morgan Stanley May 2006 - September 2007
Wachovia Securities December 2001 - May 2006
Edward Jones August 1997 - December 2001
US Army 1990 - 1997
Skills
Investments, Economics, Risk, Small Business, Savings, Series 7, Investment Strategies, Investment Advisory, Asset Allocation, Retirement Planning, Alternative Investments, Mutual Funds, Financial Advisory, Financial Planning, Wealth Management, Securities, Annuities, 401k, Fixed Income, Equities, Portfolio Management, Retirement, Bonds, Series 63, Asset Management, Stocks, Wealth, IRA's, Insurance, Estate Planning, Options, Risk Management, ETFs, Financial Markets, Asset, Strategic Financial..., FINRA, Finance, Financial Services, Wealth Management..., Banking, Separately Managed..., Uniform Combined State...
Education
ISMF 2004 — 2007
PhD, Economics
Munich Business School 1992 — 1994
MBA, International Business
CVHS 1987 — 1990
Napier Realtors ERA February 2014 - Present
Skye Bruce Properties June 2013 - February 2014
Maxim Group January 2012 - August 2012
Ticonderoga Securities August 2009 - January 2012
Collins Stewart June 2008 - August 2009
Wachovia Securities August 2000 - June 2008
Deutsche Bank Securities 1998 - 2000
Legg Mason 1993 - 1996
Skills
Sales, Real Estate, First Time Home Buyers, Short Sales, Relocation Buyers, Buyer's Agent, Seller Representation, Realtor Relations, ePro Certified, Investment Properties, National Association of..., Investments, Foreclosures, Sellers, Single Family Homes, Buyer Representation, Accredited Buyer Rep
Education
University of Baltimore 1996 — 2000
Bachelor of Science (BS), Finance
Anne Arundel Community College 1993 — 1996
Associate of Arts (AA), Business
Wells Fargo 2008 - Present
Wells Fargo Advisors, LLC 1995 - Present
Wells Fargo July 1988 - Present
Wachovia Corporation 1988 - Present
Wachovia Bank 1988 - Present
Wells Fargo (Wachovia) 1988 - Present
Wachovia / Wells Fargo 1988 - Present
Wachovia Securities 1988 - 2008
Skills
Investments, Series 7, Wealth, Wealth Management, Financial Services
Education
Auburn University 1984 — 1988
BS, Marketing
Jefferies & Company August 2013 - Present
Canaccord Genuity Inc. December 2010 - August 2013
Columbia Management September 2008 - December 2010
Wachovia Securities February 2006 - May 2006
Skills
Fixed Income, Bloomberg, Equity Research, Financial Modeling, Oil & Gas Exploration, Consumer Goods, Equity Valuation, Investments, Series 7, Microsoft Excel, Due Diligence, Series 63, Finance, Financial Markets
Education
Bentley University 2003 — 2007
BS, Finance
Suffolk University Madrid 2005 — 2006
Spanish
M&T Bank July 2012 - Present
Prudential Homesale Services Group March 2009 - February 2014
Griffin Financial Group April 2009 - July 2012
SMG / Sovereign Center September 2006 - June 2011
Wells Fargo Financial January 2009 - March 2009
Wachovia Securities April 2008 - August 2008
Sentry Abstract Company May 2006 - August 2007
Reading Phillies 2002 - 2005
Skills
Microsoft Excel, Accounting, Microsoft Word, Financial Analysis, Microsoft Office, PowerPoint, Banking, Finance, Financial Services, Marketing, Analysis, Loans, Financial Modeling, Credit, Mergers & Acquisitions, Sales, Investments
Education
Alvernia University 2015 — 2016
Masters In Business Administration
Shippensburg University of Pennsylvania 2005 — 2008
B.S.B.A., Finance, Economics
Wells Fargo Advisors, LLC August 2013 - Present
Raymond James December 2011 - June 2013
Fifth Avenue Advisors LLC October 2011 - December 2011
Nature's Select January 2011 - August 2011
Concert Wealth Management, Inc. December 2009 - August 2010
Morgan Stanley Smith Barney August 2008 - December 2009
Wachovia Securities September 2006 - August 2008
Nature's Select August 2003 - August 2006
Education
Arizona State University 2002 — 2006
Bachelor of Science, Business Administration
Charter Communications March 2015 - Present
Sprint July 2014 - September 2014
Bank of America January 2013 - June 2014
Amazon.com January 2011 - April 2012
USTRANSCOM with RTGX 2009 - January 2011
Wachovia Securities 2007 - May 2010
Wachovia Corporation 2007 - March 2009
A.G. Edwards August 2000 - October 2007
A.G. Edwards & Sons 2000 - October 2007
Performics October 1998 - August 2000
Skills
Perl, TCP/IP, Apache, SharePoint, Troubleshooting, Python, Programming, Architectures, C++, Windows, Weblogic, SOAP, Data Center, Requirements Analysis, Networking, Integration, Technical Support, Disaster Recovery, Architecture
Education
Missouri State University 1994 — 1998
Bachelor of Science (BSc)
Minnesota State University, Mankato 1988 — 1991
N/A
University of Borås
Simon Pearce June 2010 - December 2011
Vectrix Corporation September 2007 - July 2009
Park City Chamber/Bureau September 2006 - August 2007
Wachovia Securities August 2005 - September 2006
Marriott Hotels July 2002 - January 2005
Skills
Sales Management, Account Management, Sales, Training, New Business Development, Marketing Strategy, Strategic Planning, Leadership, Public Relations, Customer Service
Education
University of Utah College of Education 1997 — 2000
Masters of Education
University of Utah
BA, Psychology
Todd Asset Management, LLC August 2002 - Present
Wachovia Securities 1994 - 2002
Morgan Stanley Smith Barney March 1987 - March 1994
Skills
Investments, Asset Management, Equities, Asset Allocation, Investment Strategies, Investment Management, Hedge Funds, Investment Advisory, Mutual Funds, Series 63, Wealth Management, Financial Modeling, Portfolio Management, Alternative Investments, Series 7
Education
Baruch College, City University of New York (CUNY) 1986 — 1988
MBA, Finance
Boston College - Wallace E. Carroll Graduate School of Management 1979 — 1982
BS, Finance
Pearson July 2010 - Present
The Dinner Garden August 2008 - June 2013
State of Illinois December 2008 - June 2009
Bast Services, Inc. December 2008 - May 2009
Olmstead Associates April 2007 - December 2008
Stanford Group Company 2007 - 2008
Wachovia Securities June 2004 - April 2007
Scott & Stringfellow March 2000 - June 2004
Skills
Financial Services, Vendor Management, Management Consulting, Process Improvement, Nonprofits, Program Management, Leadership, Business Analysis, Management, Business Process..., Change Management, Project Management, SDLC, Cross-functional Team..., Software Project...
Education
Benedictine University 2006 — 2008
International Business
University of Maryland University College
Bachelor's degree, Computer Science
Nestle S.A. December 2014 - Present
Post Foods October 2013 - December 2014
Post Foods November 2011 - October 2013
Post Foods June 2009 - November 2011
Kraft Foods May 2008 - August 2008
Kraft Foods May 2007 - August 2007
Wachovia Securities June 2006 - August 2006
Skills
Shopper Marketing, Consumer Products, Advertising, Brand Management, Competitive Analysis, Marketing
Education
Fairleigh Dickinson University 2011 — 2013
MBA, Marketing
Bentley University 2005 — 2009
Marketing
BestMark, Inc. October 2009 - Present
BestMark, Inc. November 2009 - June 2011
Modern Survey May 2008 - October 2008
Wachovia Securities May 2007 - August 2008
Skills
Market Research, Advertising, Online Advertising, New Business Development, Teamwork, Program Management, Social Media, Marketing, Strategic Planning, Leadership, Research, PowerPoint, Project Management, Customer Service, Microsoft Office
Education
Augsburg College 2005 — 2009
Bachelor of Arts (BA), Marketing and Business Administration
Pro Wealth Advisors, LLC January 2010 - Present
Next Financial June 2008 - December 2009
Wachovia Securities March 2007 - June 2008
Merrill Lynch September 2004 - March 2007
Broad Street Machine Co., Inc September 1999 - September 2004
Skills
Finance, Investments, Business Planning, Wealth Management, Asset Management, Strategic Financial..., Portfolio Management, Investment Advisory, Investment Strategies, Customer Service, Equities, Financial Analysis, Financial Planning, Insurance, Mutual Funds, Retirement Planning, Risk Management, Series 63, Series 7
Education
Auburn University 1995 — 1999
Amdocs September 2014 - Present
Capital One June 2014 - August 2014
Arch Insurance Group April 2014 - May 2014
Wells Fargo October 2013 - January 2014
Fannie Mae January 2012 - September 2013
Markel Corporation November 2010 - January 2012
Wachovia Securities 2008 - 2010
hp September 2006 - February 2008
Hewlett-Packard September 2006 - January 2008
Skills
SQL Server 2008 DBA /..., SSIS, SSRS, ETL, Database Management, SQL Server, Data Warehousing, Databases, T-SQL, Database Design, SQL, Microsoft SQL Server, SDLC, Database Admin, VB.NET, SharePoint, XML, Performance Tuning
Education
Osmania University 1995 — 1998
MCA, Computer Science
Andhra University 1992 — 1995
B.Sc, Computer Science
Vanguard January 2014 - Present
Vanguard October 2010 - Present
Vanguard June 2006 - November 2010
Wachovia securities December 2005 - June 2006
Skills
Management, Series 63, Investments, Trading, Mutual Funds, Bloomberg, Leadership, Risk Management, Microsoft Excel, Finance, Equities, Series 7, Mothers, Economics, Financial Services, Process Improvement, Fixed Income, Securities, CRM, Financial Analysis, Fundraising, Parenthood, Business Analysis, Derivatives, Financial Modeling, Relationship Management, MS Office, Cognos, Thompson One, Microsoft Office, Asset Management
Education
Pennsylvania State University-Great Valley Graduate Center 2008 — 2010
MBA, Business and Finance
Arcadia University 2002 — 2006
Bachelor of Science in Business Administration, Finance, with a Minor in Economics
Wells Capital Management - EverKey Global Equity November 2013 - Present
Robert W. Baird & Co. February 2009 - November 2013
Wachovia Securities April 2008 - February 2009
Legg Mason February 2005 - April 2008
Smith Barney May 2002 - February 2005
Skills
Series 7, Equities, Investments, Portfolio Management, Bloomberg, Financial Modeling, Hedge Funds, Valuation, Asset Management, Capital Markets, Equity Research
Education
Bentley College - Elkin B. McCallum Graduate School of Business 2003 — 2003
MS, Global Financial Analysis
Bentley University 1998 — 2002
BS, Finance
7-Eleven September 2015 - Present
NewBridge Group, Inc. 2013 - 2015
Davenport & Company LLC 2006 - 2013
Wachovia Securities 2000 - 2006
i2 Technologies 1997 - 1998
Price Waterhouse 1993 - 1997
Skills
Analytical Skills, Strategic Planning, Due Diligence, Investment Research, Corporate Communications, Financial Modeling, Valuation, Financial Analysis, Mergers & Acquisitions, Business Development, Portfolio Management, Equity Research, Technical Writing, Financial Accounting, Project Management, Finance, Public Speaking, Start-ups, Corporate Development, Small Business, Accounting, Hedge Funds, Budgets, Equities, Capital Markets
Education
Vanderbilt University - Owen Graduate School of Management 1998 — 2000
MBA, Finance
Abilene Christian University 1989 — 1993
BBA, Accounting
Chapter IV Investors, LLC September 2006 - Present
a Distressed Debt Securitization and Management Firm April 2003 - September 2006
Wachovia Securities May 2000 - April 2003
AAA Carolinas August 1997 - May 2000
Arthur Andersen & Co. August 1993 - August 1997
Skills
Financial Analysis, Financial Modeling, Financial Reporting, Strategic Financial..., Accounting, Mergers, Corporate Finance, Managerial Finance, Risk Management, Due Diligence, Investments, Cash Management, Finance, Mergers & Acquisitions, Valuation
Education
Appalachian State University
Bachelor of Science (BS), Accounting & Finance
Fidelity Investments February 2009 - Present
Wachovia Capital Markets January 2004 - February 2009
Wachovia Securities 2004 - February 2009
Solucient 2003 - 2004
NASD 2003 - 2003
N.A.S.D 2003 - 2003
Boxtone (Formerly Panacya) 1999 - 2003
CompuCredit August 1997 - December 1999
Visionary Systems August 1997 - December 1999
TMG Financial Products 1993 - 1997
Skills
Oracle, Microsoft SQL Server, Cognos, SDLC, Sybase, Business Analysis, Agile Methodologies, Data Warehousing, Trading Systems, Fixed Income, Vendor Management, Data Modeling, Netezza, Bloomberg AIM, Bloomberg Terminal, Bloomberg Data License, Great Highland Bagpipe
Education
Baruch College, City University of New York (CUNY) 1987 — 1991
MBA
Baruch College, City University of New York (CUNY) 1987 — 1991
MBA
State University of New York College at Buffalo 1980 — 1984
BS
Sweet Home 1978 — 1981
The Nielsen Company August 2009 - Present
Wachovia Securities May 2004 - Present
Wachovia Secutities September 1999 - May 2004
Greenbrier & Russel April 1997 - May 2004
Sears Holdings Management Corporation December 1998 - August 1999
Lands' End May 1997 - October 1998
MCI January 1994 - March 1997
Complete Business Solutions, Inc December 1991 - March 1997
MPACT January 1992 - July 1993
Tata Consultancy Services February 1989 - December 1991
Education
Indian Institute of Technology, Madras 1987 — 1989
MTech, Control Systems
Bangalore University 1982 — 1987
BE, Electrical Power and Electronics
SunTrust Robinson Humphrey April 2013 - Present
CLSA Asia-Pacific Markets Credit Agricole Securities (USA) Inc. August 2008 - April 2013
Wachovia Securities April 2007 - July 2008
Banc of America Securities December 2004 - February 2007
Credit Suisse First Boston December 1999 - June 2002
Salomon Smith Barney June 1998 - November 1999
Skills
Financial Modeling, Equity Research, Valuation, Equities, Investments, Bloomberg, Portfolio Management, Corporate Finance, Financial Analysis, Investment Strategies, Fixed Income, Hedge Funds, Private Equity, Equity Valuation, Securities, Derivatives, Emerging Markets, Investment Banking, Alternative Investments, Capital Markets, Bloomberg Terminal, Financial Markets
Education
Baruch College, City University of New York (CUNY) 1994 — 1998
BBA, Finance
Stuyvesant High School
United States Army Reserve October 1993 - Present
United States Army October 2007 - October 2009
Wachovia Securities October 1998 - October 2007
Skills
Outlook, Visio, Microsoft Excel, Spreadsheets, Access, PowerPoint, Customer Service, Microsoft Office, Microsoft Word, Data Entry, Office Management, SharePoint, Event Planning, Software Documentation, Government
Education
American InterContinental University 2003 — 2007
Jackman Wealth Management, LLC. October 2009 - Present
Wachovia Securities August 2005 - March 2012
Education
Arizona State University - W. P. Carey School of Business 1995 — 1997
MBA, Finance
University of Oregon - Charles H. Lundquist College of Business 1984 — 1991
NYC Department of Buildings August 2015 - Present
NYC Department of Buildings November 2014 - August 2015
Office of Management and Budget, NYC December 2013 - November 2014
Office of Management and Budget, NYC December 2012 - November 2013
Real Estate Board of New York December 2007 - December 2012
Girls Write Now September 2008 - June 2009
Times Beacon Record Newspapers September 2007 - November 2007
Institute of Reading Development May 2007 - August 2007
Harris Interactive June 2006 - August 2006
Wachovia Securities June 2006 - August 2006
Skills
Public Policy, Writing, Research, Policy Analysis, Government Affairs, Legislation, Government Relations, Social Media, Event Planning, Community Outreach, Strategic Communications, Coalition Building, Government, Nonprofits, Economic Development, Politics, Coalitions, Policy, Public Speaking, Political Campaigns
Education
City University of New York-Baruch College 2009 — 2011
MPA, public policy analysis and evaluation
University of Rochester 2002 — 2007
BA, Economics and Political Science
B of A - Tax Credit Equity Investments May 2006 - Present
Wachovia Securities January 2002 - May 2006
Edison Capital September 1993 - June 2001
Education
Baylor University - Hankamer School of Business 1992 — 1993
Master of Business Administration (MBA)
University of Southern California 1988 — 1992
Wells Fargo Advisors, LLC October 2009 - Present
Regal Worldwide Consulting Group, LLC November 2002 - Present
Wachovia Securities February 2008 - February 2009
Metavante Corp. December 2005 - February 2007
BETA Systems 1987 - 2006
The Thomson Corporation March 1997 - December 2005
Skills
Business Analysis, Business Strategy, Collaboration, Project Management, Business Planning, Visio
Education
Alverno College 2000 — 2004
BA, Business Administration
Cardinal Stritch University 1998 — 2001
MBA, Information Technology
ArrowStream December 2013 - Present
Thiemonge Software Consulting, Inc. September 2006 - December 2013
Greenbrier and Russel August 2005 - September 2006
Wachovia Securities May 2005 - August 2005
Greenbrier and Russel February 2004 - May 2005
WorldTravel BTI November 1999 - February 2004
Hewitt Associates, LLC June 1997 - November 1999
Ogden Government Services September 1994 - August 1995
Skills
.NET, Microsoft SQL Server, C#, T-SQL, ASP.NET MVC, ASP.NET, AngularJS, KnockoutJS, Requirements Gathering, Scrum, Agile Methodologies, JIRA, Test Driven Development, Git, Software Design, Software Development, SDLC, SSIS, Database Design, jQuery, Testing, T-SQL Stored Procedures, SQL, Software Documentation, JavaScript, SSRS, Databases, Data Warehousing, Business Analysis, Architecture, Data Modeling, TFS, Web Development, Web Applications, Application Architecture
Education
Kansas State University 1995 — 1997
Master of Science, Mathematics
Auburn University at Montgomery 1991 — 1994
Bachelor of Science, Mathematics
Rite Lite Ltd April 2010 - Present
CTA Digital February 2009 - February 2010
Laterman & Co November 2007 - November 2009
Wachovia Securities June 2007 - October 2008
Education
Baruch College, City University of New York (CUNY) 2005 — 2008
Baruch College, City University of New York (CUNY) 2005 — 2008
MBA, Finance
Wachovia Securities Airline Pilot/First OfficerAmerican AirlinesMay 2001 - October 2001
United States Navy August 1990 - February 2001
Education
Baker University 2004 — 2006
MBA
The University of Kansas 1986 — 1990
BA, Political Science/Economics
Helios Portal, LLC June 2009 - Present
Fahrenheit Technology April 1998 - January 2009
Wachovia Securities 2004 - December 2008
Phillip Morris USA 2001 - 2004
Skills
SQL, Microsoft SQL Server, jQuery, Databases, ASP.NET, Web Services, Integration, Software Development, .NET, Microsoft Office..., MS Project, VB.NET
Education
University of Michigan - Stephen M. Ross School of Business 1988 — 1993
MBA, CIS, Ops Mgmnt
Albion College 1980 — 1984
ABN Amro Clearing Corporation September 2012 - Present
Deutsche Bank, RREEF GTO August 2009 - May 2011
Wachovia Securities September 1997 - May 2009
Genysis Consulting, Rosemont, IL 1995 - 1997
T.M. Floyd & Co Inc., Rosemont, IL 1991 - 1994
National City Bank, Louisville, KY 1983 - 1990
Skills
Data Warehousing, SDLC, PMO, Securities, Requirements Gathering, Visio, MS Project, DB2, PMP, Unix, Customer Relations, Change Management, Mentoring, Certified Project..., SQL Server, SQL, Team Building, Testing, Data Analysis, Application Development, Risk Management, Mergers, Problem Solving, Data Governance, Systems Analysis, Quality Assurance
Education
Bellarmine University 1985 — 1989
M.B.A., Business
Bellarmine University 1981 — 1983
B.A., Computer Science
University of Louisville 1978 — 1981
A.A.S., Computer Science
N/A May 2011 - Present
Jack Henry March 2006 - May 2011
Kinmon Healthcare Group June 2004 - March 2006
Wachovia Securities November 2002 - May 2004
Skills
Sales, Vendor Management, Account Management, Selling, Leadership
Education
Appalachian State University 2001 — 2002
MBA, General Business
Appalachian State University 1996 — 2000
BABA, French & Spanish, minor in International Business
Hammacher Schlemmer April 2009 - Present
Wachovia Securities September 2004 - March 2009
Perficient September 2002 - September 2004
eVision Technologies May 2000 - June 2002
Process Software July 1999 - May 2000
PricewaterhouseCoopers January 1998 - July 1999
Education
Bentley University 1990 — 1994
Bloomberg LP September 2009 - Present
Citigroup Inc February 2009 - September 2009
Lehman Brothers February 2008 - January 2009
Bank of America February 2006 - November 2007
Wachovia Securities June 2003 - January 2006
Open Market Inc. September 2000 - May 2003
Wipro Technologies November 1997 - August 2000
Skills
SOA, Sybase, JMS, Agile Methodologies, Unix, Spring, Web Services, Hibernate, Java Enterprise Edition, Java, Perl, SDLC, XML, Distributed Systems, Software Development, SQL, Software Project..., Requirements Analysis, Fixed Income, Enterprise Architecture
Education
Andhra University 1991 — 1995
Bachelors of Engineering, Electronics And Communications
Bank of America July 2009 - December 2010
Wachovia Securities November 2006 - June 2009
Strategic Staffing Solutions February 2005 - June 2009
Wachovia February 2005 - October 2006
Family Dollar January 2004 - January 2005
Independant July 2003 - January 2004
Bank of America September 2000 - June 2003
Lockheed Martin Information Technology October 1997 - September 2000
Lockheed Martin IBS September 1997 - September 2000
Lockheed Martin Space Operations January 1989 - January 1995
Skills
Requirements Analysis, Oracle, ETL, Data Warehousing
Education
Belmont Abbey College
B.S. degree, Computer Information Systems
Oracle
Master's Certificate, Application
Wells Fargo Advisors, LLC October 2008 - Present
Wachovia Securities October 2008 - 2010
Fifth Third Securities February 2005 - July 2007
Education
Indiana Institute of Technology 2000 — 2003
Marketing, Business/Marketing
Baldwin Wallace University 1998 — 2000
Business Administration
Wachovia/Wells Fargo June 2002 - June 2009
Wachovia Securities 2002 - June 2009
Skills
Employee Relations, Succession Planning, Talent Management, Performance Management, Recruiting, Onboarding, Human Resources, Talent Acquisition
Education
Appalachian State University
Bank of America February 2012 - Present
ettain group March 2010 - February 2012
Bank of America March 2010 - February 2012
Wachovia, A Wells Fargo Company September 2009 - March 2010
Collabera September 2009 - March 2010
Capital Group October 2004 - April 2009
Household Credit Services October 2003 - September 2004
Wachovia Securities April 2003 - October 2003
Silicon Image October 2002 - March 2003
TRIRIGA December 2001 - September 2002
Skills
Actuate, BIRT, Informatica, Oracle SQL, PL/SQL, DB2/SQL, SQL Server 2000-2008, T-SQL, Business Intelligence, Data Warehousing, Talend, SSRS, SSAS, SSIS, VBA, Visual Basic, Visual Studio.NET, PowerBuilder, C++, Java, ETL, Spotfire, Tableau, SOAP, Eclipse, Autosys, Microsoft SQL Server, Oracle, Actuate Report, SQL, Databases, DB2, JSP, XML, Database Design, Requirements Analysis, Software Development, Integration, Unix Shell Scripting, ASP.NET, Tomcat, Data Migration, JavaScript, Shell Scripting, Agile Methodologies, Oracle SQL Developer
Education
Sri Krishnadevaraya University 1995 — 1997
Masters
Andhra University 1992 — 1995
Bachelors
ETS February 2006 - Present
Altech Star 2004 - Present
Wachovia Securities 2004 - 2005
Frontier Information Technologies Ltd 1996 - 2004
Education
Bangalore University 1990 — 1994
Wells Fargo Advisors January 2014 - Present
Wells Fargo Advisors January 2012 - Present
Wachovia Securities July 2010 - March 2012
Wachovia Securities August 2004 - June 2010
Wachovia Securities November 2001 - May 2004
Skills
Banking, Series 7, Mutual Funds
Education
Bangalore University
B.A., Economics, English, Psychology
Renan I. Sugarman, PC May 2002 - Present
Wachovia Securities 1997 - 2002
Education
Benjamin N. Cardozo School of Law, Yeshiva University 1981 — 1984
JD, Law
University of California, Los Angeles 1977 — 1981
BA, Economics
Vanguard March 2014 - Present
Arizona State University November 2011 - March 2014
Desert Schools Federal Credit Union June 2009 - November 2011
Wachovia Securities October 2008 - April 2009
Wachovia Securities, LLC 2008 - 2009
THMC Insurance Agency, Inc 2006 - 2008
Refinanceyourcar.com 2005 - 2006
TruWest Credit Union 2003 - 2005
TruWest Credit Union 2001 - 2002
TruWest Credit Union 1999 - 2000
Skills
Leadership, Banking, Team Leadership, Strategic Planning, Series 63, Series 7, series 24, New Business Development, Sales Management, Coaching, Business Development, Management, Account Management, Higher Education, Credit, Finance, Sales, Marketing, Relationship Development, Selling, Marketing Strategy, Customer Service, Consultative Selling, Marketing Communications
Education
St. Edward's University 2001 — 2003
M.B.A.
Arizona State University 1990 — 1994
B.S., Business Management
Saguaro High School
La Cueva High School
Security Licenses
Series 7, 24 and 63 licenses
Smarter Travel April 2014 - Present
Zoom Multisport February 2010 - Present
The Kessler Group January 2013 - April 2014
The Kessler Group September 2009 - January 2013
Infinata June 2008 - August 2009
Wachovia Securities June 2007 - May 2008
SuccessFactors September 2007 - December 2007
Windover Development June 2007 - August 2007
Palladium September 2006 - May 2007
Olson Lewis Dioli & Doktor Architects and Planners Inc May 2006 - August 2006
Skills
SQL, Marketing Research, Database Administration, Graphic Design, Business Writing, Marketing, Research, Business Planning, Data Analysis, Market Research, Project Management, Salesforce.com, Photoshop, Email Marketing, PowerPoint, Microsoft Excel, Competitive Analysis, Social Media, Business Analysis, Direct Marketing, Strategic Planning, CRM, Marketing Strategy, Analytics
Education
Bentley University 2004 — 2008
BS, Marketing, Magne Cum Laude
St. John's Prep 2001 — 2004
High School Diploma
Wells Fargo June 2008 - Present
Wachovia Securities June 2008 - August 2011
MMA Financial 2000 - 2008
Lend Lease Real Estate Investments 2000 - 2003
Education
Bentley University 1994 — 1998
BS, Finance
Situs August 2012 - Present
New York University 1998 - Present
Deloitte Financial Advisory Services September 2008 - August 2012
Leonidas Partners December 2007 - September 2008
Wachovia Securities 2006 - 2007
Bear Stearns 2002 - 2006
GE Real Estate 1999 - 2002
Moody's Corporation 1997 - 1999
Equitable Real Estate Investment Management 1993 - 1997
Moran and Associates 1988 - 1989
Skills
Debt, Real Estate, Structured Finance, Real Estate Finance, CMBS, Corporate Finance, Securitization, Asset Management, Valuation, Financial Structuring, Capital Markets, Mergers & Acquisitions, Commercial Real Estate, Portfolio Management, Asset Managment, Real Estate Economics, Private Equity, Restructuring, Real Estate Transactions, Disposition, Finance, Funding, Credit Analysis, Structured Products, Due Diligence, Loan Origination, Investor Relations, Investment Properties, Marketing Support, Fixed Income, Loans, Strategic Planning, Appraisals, Corporate Real Estate, Real Estate Financing, Financial Advisory, Hedge Funds, Underwriting, Financial Analysis, DCF, Joint Ventures, Financial Modeling, Alternative Investments, Acquisitions, Investment Banking, Equities, Credit Risk, Business Valuation, Credit, Leases
Education
New York University - Leonard N. Stern School of Business 1996 — 1999
MBA, Finance
Baruch College 1985 — 1989
Bachelor of Arts, Finance
GE Capital's Sponsor Finance / Telecom, Media & Technology Group August 2012 - Present
SunTrust Robinson Humphrey 2010 - September 2012
Scrimshaw Capital Management 2008 - September 2010
Citigroup Global Markets 2004 - 2008
Wachovia Securities 2002 - 2004
Wachovia Securities 1998 - 2002
Skills
Leveraged Finance, Capital Markets, Investment Banking, Corporate Finance, LBO, Mergers & Acquisitions, Middle Market, Private Equity, Venture Capital, Financial Analysis, Financial Modeling, Valuation, Entrepreneurship, Negotiation, Corporate Development
Education
Auburn University
Bachelor of Science in Business Administration, Finance
Bank of America July 2009 - Present
Wachovia Securities January 2008 - June 2009
Verizon November 2006 - December 2007
Education
Acharya Nagarjuna University
Masters
Waterfall Asset Management January 2015 - Present
Waterfall Asset Management February 2014 - January 2015
Waterfall Asset Management March 2012 - February 2014
Waterfall Asset Management January 2010 - March 2012
Wachovia Securities June 2008 - January 2010
CirclePoint Asset Management 2008 - 2008
Bear Stearns Asset Management 2007 - 2007
Skills
Capital Markets, Investment Banking, Valuation, Financial Modeling, Fixed Income, Bloomberg, Portfolio Management
Education
Baruch College, City University of New York (CUNY) 2004 — 2008
Baruch College, City University of New York (CUNY) 2004 — 2008
BBA, Finance
Wells Fargo Advisors December 2010 - Present
Wells Fargo Advisors May 2007 - December 2010
Wachovia Securities January 2006 - May 2007
Wachovia Securities January 2004 - January 2006
MetLife Financial Services May 2003 - December 2003
Information Control Systems, Inc October 2002 - December 2002
Kelly IT Resources September 2002 - December 2002
Wachovia Bank January 1994 - October 2002
Skills
Coaching, Training, Employee Relations, Performance Management, Process Improvement, Outlook, Lotus Notes, Customer Service, Call Center, Recruiting, Forecasting, Customer Satisfaction, Call Centers, Analysis, Change Management, Management, Leadership, Banking
Education
American InterContinental University 2009 — 2010
Associate of the Arts, with Honors, Business Administration
New Horizons Computer Learning Center 2001 — 2002
Microsoft Certified Systems Engineer (MCSE) Track
Winthrop University 1992 — 1993
Elementary Education
Linden Junior High School
Townsend Harris High School
Massachusetts Capital Resource Company January 2014 - Present
US Bank October 2009 - November 2013
Wachovia Securities November 2006 - September 2009
Bank of America 2002 - 2006
Citizens Capital 1997 - 2002
Bank of Boston 1990 - 1997
Bank of New England 1983 - 1990
Education
Babson College - Franklin W. Olin Graduate School of Business 1986 — 1989
MBA
Boston College 1979 — 1983
BA
Noble and Greenough School
JPMorgan Chase July 2014 - Present
JPMorgan Chase April 2012 - July 2014
American University Washington College of Law 2009 - 2012
Wachovia Securities 2006 - 2008
iMedia 2005 - 2005
Skills
Marketing, Project Management, Business Development, Event Management, Event Planning, Marketing Communications, Strategic Communications, Conference Management, Public Relations, Academic Administration, Corporate Communications, Public Speaking, Program Management, Volunteer Leadership, Volunteer Management, Community Service, Community Involvement, Online Communications, Leadership Development, College Recruiting
Education
American University 2010 — 2011
MBA, Kogod School of Business
University of Virginia 2002 — 2006
BS, Business Administration, The McIntire School of Commerce, Concentrations in Marketing and Information Technology, Minor in Government
DIS, Denmark's International Study Program 2005 — 2005
International Business and Economics Program - International Marketing and Branding
Wachovia Securities, LLC October 2008 - Present
Wachovia Securities April 2008 - October 2008
Healthfirst October 2007 - April 2008
Education
Barnard College 2003 — 2007
Columbia University in the City of New York 2003 — 2007
Suffern High School 1999 — 2003
Keybanc Capital Markets May 2012 - Present
Jefferies & Company February 2003 - March 2012
Wachovia Securities February 2001 - February 2003
ABN AMRO Bank N.V. April 1999 - February 2001
Bank of America April 1990 - April 1999
BMO Harris Bank 1986 - 1990
Skills
Trading, Bonds, Investment Banking, Portfolio Management, Capital Markets, Series 7, Corporate Finance, High Yield, Hedge Funds, Fixed Income, Investments, Equities, Derivatives, Bloomberg, Alternative Investments, Equity Research, Finance, Financial Markets, Sales, Securities, Structured Products
Education
Northwestern University - Kellogg School of Management 1988 — 1990
mba, finance /international business
Arizona State University 1982 — 1985
Bachelor's degree, Finance, General
Wells Fargo November 2011 - Present
Bank of America November 2008 - November 2011
Wachovia Securities March 2008 - September 2008
Banc of America Investments May 2007 - March 2008
Wachovia August 2005 - March 2007
Bank of America June 2004 - July 2005
Skills
Quality Assurance, TIBCO iProcess, Agile Methodologies, Requirements Analysis, Visio, User Acceptance Testing, SDLC, Banking, Software Project..., Quality Center, Software Quality..., Process Improvement, Data Warehousing, Test Planning, Oracle, Risk Management, Recruiting, Business Requirements, System Testing, Testing, Software Development, Vendor Management, Resource Management
Education
Andhra University 1993 — 1995
MBA
Wachovia Securities June 2006 - Present
Morgan Stanley December 1990 - January 2005
Education
Baruch College, City University of New York (CUNY) 1987 — 1992
BBA, Business
Bethesda Health September 2015 - Present
Orlando Health February 2015 - June 2015
Orlando Health April 2014 - June 2015
Powerback Rehabilitation March 2013 - March 2014
Genesis HealthCare March 2013 - March 2014
Smart Care Doc Clinic December 2012 - August 2013
Bucks County Intermediate Unit #22 January 2013 - March 2013
Aria Health December 2011 - January 2012
Independent Professional Services April 2006 - November 2008
Wachovia Securities January 2005 - March 2006
Skills
Critical Thinking, Hospitals, Nursing, Cpr Certified, Acute Care, BLS, Compassion, Critical Care, Customer Service, Healthcare, Healthcare Management, Home Care, ICU, Management, Nursing Care, Patient Advocacy, Policy, Public Health, Rehabilitation, Sales, Teaching, Treatment, Wound Care, Pain Management
Education
Penn State University 2012 — 2012
Bachelor of Science, Registered Nursing/Registered Nurse
Aria Health School of Nursing 2010 — 2012
Diploma, RN
DeVry University, Keller Graduate School of Management 2007 — 2009
Masters, Health Care Management
Penn State University 2000 — 2004
Bachelor, Marketing and Management
Morgan Stanley June 2008 - Present
Wachovia Securities January 2000 - June 2008
J.C. Bradford & Co January 1995 - January 2000
The Robinson Humphrey Company November 1989 - January 1995
Skills
Mergers, Mutual Funds, Securities, Investments, Finance, Equities, Portfolio Management, Series 7, Series 63
Education
Auburn University, College of Business 1984 — 1989
BS, Finance
Exterran August 2009 - Present
Wachovia Securities June 2002 - August 2008
Enron September 1998 - May 2002
NationsBank February 1993 - April 1996
Office of the Vice President of the United States September 1991 - January 1993
Skills
Financial Modeling, Corporate Finance, Due Diligence, Mergers & Acquisitions, Finance, Banking, Structured Finance, Credit Risk, Portfolio Management, Business Planning, Securitization, Strategic Financial..., Financial Analysis, Investment Banking, Investments, Private Equity, Cash Management, Project Finance, Accounting, Asset Managment, Credit Analysis, Financial Reporting, Mergers, Valuation, Corporate Development, Managerial Finance, Internal Controls, Sarbanes-Oxley Act, Internal Audit, Restructuring, Risk Management, Financial Planning, Asset Management
Education
The University of Texas at Austin - Red McCombs School of Business 1996 — 1998
MBA, Finance
Baylor University - Hankamer School of Business 1987 — 1991
BBA, Finance and Economics
Shenkman Capital Management June 2014 - Present
BNY Mellon October 2012 - June 2014
Credit Suisse September 2007 - September 2012
Bank of New York Mellon November 2004 - September 2007
NYC Department of Education September 2002 - January 2004
Wachovia Securities June 2001 - June 2002
Bristol-Myers Squibb December 1996 - July 1999
Skills
Fixed Income, Structured Finance, CDO, Financial Modeling, Derivatives, Bloomberg, Securities, Trading, Emerging Markets, Risk Management, Hedge Funds, Capital Markets, Financial Markets, Alternative Investments, Bonds, Investments, Structured Products, Equities, Financial Analysis, Financial Services, Asset Management, Portfolio Management, Investment Banking, Valuation, Financial Structuring, Equity Derivatives, FX Options, Private Equity, Options, Mutual Funds, Due Diligence, Leveraged Finance, Corporate Finance
Education
RSM Erasmus University 2000 — 2001
Georgetown University - The McDonough School of Business 1999 — 2001
MBA
University of Connecticut 1994 — 1997
MS, Organic Chemistry
Binghamton University 1990 — 1994
BS, Organic Chemistry
Thomas Edison HS 1986 — 1990
Wells Fargo Bank February 2012 - Present
Wells Fargo Bank January 2009 - January 2012
Wachovia Securities February 2002 - June 2008
First Union Bank October 1998 - February 2002
First Fidelity Bank / First Union Bank February 1994 - October 1998
Education
Baylor University 1981 — 1987
BBA, Business Administration; Real Estate
Wachovia Securities June 2006 - Present
Education
Arizona State University 2004 — 2006
BS, Finance
NorthMarq June 2013 - Present
Berkeley Capital Advisors February 2011 - June 2013
Wells Fargo June 2009 - February 2011
Wachovia Securities January 2006 - May 2009
Education
Appalachian State University 2002 — 2005
BSBA, Finance
Bank of America 2012 - Present
Bank of America 2011 - 2012
Henderson Bromstead Art Company 2008 - 2010
Wachovia Securities 1998 - 2004
Siecor Corporation (Currently Corning Cable Systems) June 1997 - August 1997
Skills
Capital Markets, Banking, Investment Banking, Financial Analysis, Operational Risk...
Education
Wake Forest University - Babcock Graduate School of Management 1996 — 1998
Master of Business Administration (M.B.A.), Finance
Wake Forest University 1982 — 1986
Bachelor's Degree, Political Science and Government
American University
Summer College Internship Program
Owens & Minor March 2012 - Present
ACS, a Xerox Company May 2011 - March 2012
Wells Fargo January 2010 - April 2011
Motorola Solutions July 2009 - January 2010
Wachovia Securities April 2004 - July 2009
Skills
ASP.NET, Microsoft SQL Server, C#, WCF, SDLC, .NET, XML, Oracle, UML, Web Applications, Integration, Web Services, Visual Studio, AJAX, IIS, Visio, JavaScript, LINQ, ASP.NET MVC, Enterprise Architecture, Databases, ADO.NET, Web Development, VB.NET, SOA, T-SQL, SSIS, PL/SQL, ASP, XSLT, Visual Basic, Software Design, HTML, Architecture, VBScript, TFS, Scrum, Database Design, Requirements Analysis, Software Project..., Architectures, MVC Architecture
Education
Bharati Vidyapeeth 1991 — 1995
B.E, Electronics and Telecommunications
Wachovia Securities April 1978 - December 2008
Education
Beloit College 1972 — 1976
B.A., Economics
Wells Fargo Advisors,LLC May 2009 - Present
Wachovia Securities 1999 - April 2009
First Union Securities 1997 - 1999
Wheat First Butcher Singer 1993 - 1997
Skills
Financial Analysis, Finance
Education
La Salle University - School of Business Administration 1996 — 1998
MBA, Finance
Antioch College 1980 — 1984
BA, Business Administration
Henry M Gunn 1977 — 1978
Princeton High School 1974 — 1977
Dantam S.A.de C.V. September 2009 - Present
Wachovia Securities June 2008 - July 2009
ProPart Inc. July 2007 - May 2008
Intercarton S. de R.L. de C.V. April 1989 - May 2007
Skills
Forecasting, Budgets, Customer Service, Strategic Planning, Negotiation, Business Strategy, Customer Relations, Budgeting, Problem Solving, Data Analysis, Coaching, Mentoring, Financial Analysis, Leadership Development, Financial Planning, Business Planning, Spanish, Planning, Insurance, Marketing Strategy, Account Management, New Business Development, Financial Needs Analysis, Income Protection, Disability Insurance, Management
Education
American High School
Arizona State University
B.S, Business Administration
Sony Music Entertainment June 2014 - Present
The Davis Firm June 2012 - August 2012
Sony Music Entertainment May 2011 - May 2012
Wachovia Securities June 2008 - June 2009
Moody's Corporation June 2007 - August 2007
Morgan Stanley 2007 - 2007
Skills
Corporate Finance, Investment Banking, Financial Modeling, Valuation, Capital Markets, Mergers & Acquisitions, Fixed Income
Education
Benjamin N. Cardozo School of Law, Yeshiva University 2010 — 2013
Doctor of Law (JD), Concentration in Intellectual Property, Entertainment & Media Law
Cornell University 2004 — 2008
B.S., Industrial and Labor Relations
Wachovia Securities December 2004 - October 2008
Genworth Financial October 1999 - December 2004
Skills
Process Improvement, Access, Credit, Financial Analysis, Analysis, Forecasting, Team Building, Leadership, Management, Coaching, Public Speaking, Strategic Planning, Banking
Education
Averett University 1991 — 1992
MBA - Business Admin
Jefferson Forest High School 1973 — 1975
HS Diploma, College Prep
ETC - MS Project 2007
ETC - PMP Prep
Lynchburg College
BS, Accounting
PMP Prep - ETC
Phelps Memorial Hospital Director of Infection Control and PreventionPhelps Memorial Hosptial Center2007 - Present
Triathlon & Cylcing Events 2005 - Present
Prudential Securities 1991 - 2004
Wachovia Securities 1991 - 2004
Skills
Healthcare, Hospitals, Nursing, Inpatient, ACLS, Healthcare Management, Public Speaking, Clinical Research, EMR, Medicare, Patient Safety, BLS, Meditech, Healthcare Information..., Critical Care, Home Care, EHR, Nursing Education, Managed Care, ICU, JCAHO, Acute Care, Quality Improvement, Utilization Management, Public Health, Emergency Medicine, Pediatrics, Cerner, Patient Education, Medical/Surgical, Infection Control
Education
University of Phoenix 2007 — 2009
Master of Science (MS), Nursing Education
Westchester Community College 2004 — 2006
ADN, Nursing
Arkansas State University 1978 — 1982
BS, Marketing
little rock central high 1978 — 1978
WEDGE Capital Management 2008 - Present
Wachovia Securities 2006 - 2008
Wachovia Securities 2004 - 2006
Education
Appalachian State University 2000 — 2004
BSBA, Finance/Banking & Risk Management/Insurance
Wells Fargo January 2014 - Present
SEI August 2013 - December 2013
Brown Advisory January 2011 - April 2013
Brown Advisory July 2008 - January 2011
Wachovia Securities January 2008 - June 2008
Morgan Stanley Smith Barney January 2005 - January 2008
Wachovia Securities October 2001 - December 2004
Skills
Customer Service, Equities, Asset Management, Leadership, Asset Allocation, Back Office, Mutual Funds, Program Management, Management, Alternative Investments, Trading
Education
Averett University 2002 — 2004
MBA, Business
Averett University 2000 — 2002
BA, Business
Old Dominion University
William & Mary
IntercontinentalExchange, Inc. July 2011 - Present
Eze Castle Software November 2010 - February 2011
Independent Financial Consultant June 2009 - September 2010
MORGAN STANLEY May 2008 - August 2008
NOVUS INTERNATIONAL May 2007 - August 2007
WACHOVIA SECURITIES May 2006 - August 2006
Skills
Bloomberg, Analysis, Equities, Trading, Valuation, Access, Finance, Management, Portfolio Management, Electronic Trading, Project Management, Accounting, Microsoft Excel, VBA, Financial Services
Education
Bentley College - Elkin B. McCallum Graduate School of Business 2009 — 2010
MBA, Finance
Bentley University 2005 — 2009
Bachelor of Science, Finance
Charles Schwab June 2011 - Present
TIAA-CREF December 2007 - June 2011
Wachovia Securities March 2004 - December 2007
MetLife May 2000 - March 2004
John Hancock May 1999 - May 2000
John Hancock September 1995 - May 1999
Education
Bentley University 1991 — 1995
BS, Marketing
Cardinal Spellman High School 1987 — 1991
BB&T September 2005 - Present
Wachovia Securities 1994 - 2004
Education
Averett University
Bachelor of Science (B.S.)
Behringer Securities June 2014 - Present
Eaton Vance February 2012 - June 2014
Eaton Vance November 2007 - February 2012
Wachovia Securities 2005 - 2007
London Business Angels 2004 - 2004
Skills
Mutual Funds, Financial Services, Series 63, Alternative Investments, Series 7, Series 6, Finance, Investment Strategies, Series 65, Asset Allocation, Securities, Fixed Income, Separately Managed...
Education
Bentley University 2001 — 2005
Bachelor of Science (B.S.), Finance
Huron University, UK
B2B CFO® 2014 - Present
Advisory/Consulting 2010 - 2013
AHN International LLC 2007 - 2010
Wachovia Securities 2000 - 2005
Ernst & Young 1988 - 2000
Education
Belmont Abbey College
Accounting
Wake Forest University School of Business
MBA
Fort Mill Photography April 2007 - Present
Morgan Stanley Smith Barney January 2003 - December 2006
Wachovia Securities July 2001 - December 2002
Wachovia Securities February 2000 - July 2001
Skills
Series 7, Public Speaking
Education
Appalachian State University 1996 — 1999
Bachelor of Arts, Communication
Northwest Guilford High School 1992 — 1996
WELLS FARGO ADVISORS, LLC (FORMERLY WACHOVIA SECURITIES, LLC) January 2005 - Present
Wachovia Securities January 2004 - January 2005
Wachovia Securities December 2000 - January 2004
First Union National Bank December 1999 - December 2000
First Union National Bank June 1998 - December 1999
Skills
Series 7, Series 63, Series 9, Series 10, Investment Compliance, FINRA
Education
Appalachian State University 1994 — 1998
BS, Communications
NYC Deferred Compensation Plan (ICMA-RC) 2007 - Present
Wachovia Securities 2004 - 2006
Morgan Stanley 1997 - 2004
Viacom 1982 - 1997
Skills
Financial Planning, Management, Customer Service, Microsoft Office, Microsoft Excel, Leadership, Strategic Planning, Project Management, Sales, Microsoft Word, Financial Analysis, PowerPoint
Education
Alfred University
Bachelor of Arts (B.A.), Psychology
LIU Brooklyn
Master of Business Administration (MBA)