Lek Securities
Description
Address: 401 S LaSalle St, Chicago, IL 60605 Hours: Closed ⋅ Opens 8AM Mon SaturdayClosedSundayClosedMonday8AM–5PMTuesday8AM–5PMWednesday8AM–5PMThursday8AM–5PMFriday8AM–5PMSuggest an edit Unable to add this file. Please check that it is a valid photo. Phone: (312) 939-3428: : Website: : : Place name: : Category: : Website: http://www.leksecurities.com/ Category: Financial Planner Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a questionBe the first to ask a question Add a photoThanks for sharing!Your photo will be posted publicly on Google.Contribute MoreDoneUpload public photos of Lek Securities Posting publicly on the Web Write a review Reviews Be the first to review
Lek Securities List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Lek Securities. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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Lek Securities Employees
Employee
Years
Job
Industry
Daniel Heffernan Daniel Heffernan's Lek Securities Experience December 2008 - May 2011
Job VP Sales and Marketing at Vet Promo USA
Industry Marketing and Advertising
Experience
Vet Promo USA January 2013 - Present
Heffernan Homes LLC August 2010 - March 2013
Lek Securities December 2008 - May 2011
THE DINOSAUR GROUP May 2008 - December 2008
WHITAKER SECURITIES LLC. April 2007 - May 2008
SEABOARD SECURITIES, INC. May 2006 - April 2007
J. H. HEFFERNAN SECURITIES, INC. October 1991 - May 2006
Skills
Illustrator, Adobe Creative Suite, Adobe Acrobat, Photoshop, Graphic Design, Marketing, Microsoft Excel, Microsoft Word, Marketing Strategy, Advertising, Promotional Solutions, Promotional, Trading, Equities, Series 7, Equity Trading, Series 63, Securities, Hedge Funds, Options, Trading Systems, Portfolio Management, Electronic Trading, Commodity, Fixed Income, Derivatives, Asset Management, Series 24, Investments, Financial Markets, Capital Markets, Mutual Funds, seies 55
Education
Kutztown State University
Penn State University
Vet Promo USA January 2013 - Present
Heffernan Homes LLC August 2010 - March 2013
Lek Securities December 2008 - May 2011
THE DINOSAUR GROUP May 2008 - December 2008
WHITAKER SECURITIES LLC. April 2007 - May 2008
SEABOARD SECURITIES, INC. May 2006 - April 2007
J. H. HEFFERNAN SECURITIES, INC. October 1991 - May 2006
Skills
Illustrator, Adobe Creative Suite, Adobe Acrobat, Photoshop, Graphic Design, Marketing, Microsoft Excel, Microsoft Word, Marketing Strategy, Advertising, Promotional Solutions, Promotional, Trading, Equities, Series 7, Equity Trading, Series 63, Securities, Hedge Funds, Options, Trading Systems, Portfolio Management, Electronic Trading, Commodity, Fixed Income, Derivatives, Asset Management, Series 24, Investments, Financial Markets, Capital Markets, Mutual Funds, seies 55
Education
Kutztown State University
Penn State University
Mark Ross Mark Ross's Lek Securities Experience January 2011 - Present
Job Sales Trader at LEK Securities
Industry Financial Services
Experience
Lek Securities January 2011 - Present
Portfolio available upon request June 1985 - December 2012
Pacific Crest Securities 1998 - 2004
Skills
Equities, Series 7, Equity Trading, Trading, Hedge Funds, Securities, Bloomberg, Electronic Trading, Series 63, Financial Markets, Capital Markets, Trading Systems
Education
Claremont McKenna College 1985 — 1989
Bachelor's degree, Economics & Political Science
University of San Diego 1985 — 1986
San Marino High School 1981 — 1985
Being awesome
Lek Securities January 2011 - Present
Portfolio available upon request June 1985 - December 2012
Pacific Crest Securities 1998 - 2004
Skills
Equities, Series 7, Equity Trading, Trading, Hedge Funds, Securities, Bloomberg, Electronic Trading, Series 63, Financial Markets, Capital Markets, Trading Systems
Education
Claremont McKenna College 1985 — 1989
Bachelor's degree, Economics & Political Science
University of San Diego 1985 — 1986
San Marino High School 1981 — 1985
Being awesome
Sarah Gilman Sarah Gilman's Lek Securities Experience September 2006 - August 2007
Job
Industry Computer Software
Experience
Lek Securities September 2006 - August 2007
IBM June 2004 - August 2004
PHT Corporation February 2000 - July 2003
Abuzz Technologies October 2000 - January 2001
SAIC August 1998 - September 2000
Skills
Java, Software Development, C#, Research, Visual Basic, SQL, Machine Learning, Python, Perl, C++, Databases, Computer Science, Eclipse, Visual Studio, Data Mining, Natural Language..., R
Education
Columbia University in the City of New York 2007 — 2013
PhD
Columbia University in the City of New York 2005 — 2007
MA
Columbia
MS
Georgetown University 1993 — 1998
BS
Sevenoaks
Lek Securities September 2006 - August 2007
IBM June 2004 - August 2004
PHT Corporation February 2000 - July 2003
Abuzz Technologies October 2000 - January 2001
SAIC August 1998 - September 2000
Skills
Java, Software Development, C#, Research, Visual Basic, SQL, Machine Learning, Python, Perl, C++, Databases, Computer Science, Eclipse, Visual Studio, Data Mining, Natural Language..., R
Education
Columbia University in the City of New York 2007 — 2013
PhD
Columbia University in the City of New York 2005 — 2007
MA
Columbia
MS
Georgetown University 1993 — 1998
BS
Sevenoaks
Bill Orsini Bill Orsini's Lek Securities Experience January 2014 - May 2014
Job Institutional Sales and Trading at Lek Securities
Industry Financial Services
Experience
Lek Securities January 2014 - May 2014
Citadel Investment Group 2012 - 2013
Avatar Securities, LLC 2011 - 2012
Proprietary Trader 2008 - 2011
E*TRADE Financial 2004 - 2008
Deutsche Bank Alex. Brown 1997 - 2004
Skills
Risk Management, Series 7, Series 24, Series 4, Series 55, Series 56, Series 63, Equities, Options, Futures, Technical Analysis, Trading Strategies, Electronic Trading, Proprietary Trading, Market Making, Portfolio Management, Statistical Arbitrage, Spread Trading, Trading Systems, Trading, Securities, Fixed Income, Derivatives, Alternative Investments, FINRA, Hedge Funds
Education
The Johns Hopkins University
BA, Economics
Lek Securities January 2014 - May 2014
Citadel Investment Group 2012 - 2013
Avatar Securities, LLC 2011 - 2012
Proprietary Trader 2008 - 2011
E*TRADE Financial 2004 - 2008
Deutsche Bank Alex. Brown 1997 - 2004
Skills
Risk Management, Series 7, Series 24, Series 4, Series 55, Series 56, Series 63, Equities, Options, Futures, Technical Analysis, Trading Strategies, Electronic Trading, Proprietary Trading, Market Making, Portfolio Management, Statistical Arbitrage, Spread Trading, Trading Systems, Trading, Securities, Fixed Income, Derivatives, Alternative Investments, FINRA, Hedge Funds
Education
The Johns Hopkins University
BA, Economics
Gerard Raho's Lek Securities Experience 2003 - 2010
Job Co Founder at G2 Auto Advisors
Industry Consumer Services
Experience
G2 Auto Advisors 2014 - Present
Michael Gerard Designs 2014 - 2015
Global Direct Equities 2014 - 2015
Raymond James Financial, Inc. 2010 - 2012
Lek Securities 2003 - 2010
BBVA 1997 - 2002
Bankers Trust 1996 - 1997
J.P. Morgan 1992 - 1996
Skills
Trading, Emerging Markets, Capital Markets, Securities, Latin America, Start-ups, Finance, Equities, Investments, Management, Hedge Funds, Financial Markets
Education
Duke University - Fuqua School of Business 1984 — 1986
Master of Business Administration (MBA)
Syracuse University 1980 — 1984
Bachelor of Arts (B.A.), Economics
G2 Auto Advisors 2014 - Present
Michael Gerard Designs 2014 - 2015
Global Direct Equities 2014 - 2015
Raymond James Financial, Inc. 2010 - 2012
Lek Securities 2003 - 2010
BBVA 1997 - 2002
Bankers Trust 1996 - 1997
J.P. Morgan 1992 - 1996
Skills
Trading, Emerging Markets, Capital Markets, Securities, Latin America, Start-ups, Finance, Equities, Investments, Management, Hedge Funds, Financial Markets
Education
Duke University - Fuqua School of Business 1984 — 1986
Master of Business Administration (MBA)
Syracuse University 1980 — 1984
Bachelor of Arts (B.A.), Economics
Jessica Moran Jessica Moran's Lek Securities Experience July 2011 - March 2014
Job Associate at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch March 2014 - Present
Lek Securities July 2011 - March 2014
Cowen and Company June 2010 - August 2010
Skills
Options, Finance, Sales, Securities, Market Research, Bloomberg, Trading, Series 63, Equities, Analysis, Research, Series 7, Proprietary Trading, FINRA
Education
Elon University - Martha and Spencer Love School of Business 2007 — 2011
B.A, Economics; Mathematics
Westfield Senior High School 2003 — 2007
Merrill Lynch March 2014 - Present
Lek Securities July 2011 - March 2014
Cowen and Company June 2010 - August 2010
Skills
Options, Finance, Sales, Securities, Market Research, Bloomberg, Trading, Series 63, Equities, Analysis, Research, Series 7, Proprietary Trading, FINRA
Education
Elon University - Martha and Spencer Love School of Business 2007 — 2011
B.A, Economics; Mathematics
Westfield Senior High School 2003 — 2007
Mitch Litke Mitch Litke's Lek Securities Experience 2011 - Present
Job Chief Risk Officer, Risk Management Department at Lek Securities
Industry Financial Services
Experience
Lek Securities 2011 - Present
Derivix Corporation 2008 - 2010
NYSE Euronext 2005 - 2008
Jalex Trading LP, AMEX Options Market Makers 1994 - 2005
Prudential-Bache Securities Inc. 1985 - 1994
Skills
Risk Management, Options, Equities, Electronic Trading, Pricing, ETFs, Derivatives, Customer Service, Equity Derivatives, Trading, Series 7, Financial Markets, Hedge Funds, Series 63, Portfolio Management, Market Making, Trading Systems, Bonds, Investments
Education
Hofstra University, MBA
MBA, Finance
New York Institute of Finance
Options Finance
University at Albany, SUNY
BS, Management Information Systems
Lek Securities 2011 - Present
Derivix Corporation 2008 - 2010
NYSE Euronext 2005 - 2008
Jalex Trading LP, AMEX Options Market Makers 1994 - 2005
Prudential-Bache Securities Inc. 1985 - 1994
Skills
Risk Management, Options, Equities, Electronic Trading, Pricing, ETFs, Derivatives, Customer Service, Equity Derivatives, Trading, Series 7, Financial Markets, Hedge Funds, Series 63, Portfolio Management, Market Making, Trading Systems, Bonds, Investments
Education
Hofstra University, MBA
MBA, Finance
New York Institute of Finance
Options Finance
University at Albany, SUNY
BS, Management Information Systems
William Bo Vastine William Bo Vastine's Lek Securities Experience February 2010 - April 2011
Job Candidate at New Jersey State Assembly LD22
Industry Computer Software
Experience
New Jersey State Assembly LD22 January 2015 - Present
Plainfield Area YMCA December 2013 - Present
Tech StartUp Professionals, LLC 2013 - Present
HABITAT FOR HUMANITY - PLAINFIELD October 2010 - Present
SCOTCH PLAINS TOWNSHIP COUNCIL November 2010 - December 2014
Bloomberg LP April 2011 - November 2012
Lek Securities February 2010 - April 2011
ADVANCED FINANCIAL APPLICATIONS, INC. (acquired by AFTI 2010) November 2007 - February 2010
KCG Holdings, Inc. 2003 - 2007
Capital Institutional Services, Inc. 2000 - 2003
Skills
Strategy, Business Development, Leadership, Management, Marketing, Electronic Trading, Equities, Sales Management, Sales, Trading, Selling, Contract Negotiation, Financial Markets, Public Speaking, Project Management, Team Leadership, Hedge Funds, Trading Systems, Public Relations, Investments, Analytics, Bloomberg, Training, Negotiation, Asset Management, Risk Management, Pricing, Options, Fundraising, Series 7, Communications, Brand Awareness, Business Networking, Budgets, Banking, Client Retention, Revenue, Contract Negotiations, Market Share Increases, Territory Management, Sales Planning, Revenue Increases, Business Deal Closing, Business Relationships, Communication, Sales Force Development, Customer Retention, Finance, Customer Service, Process Improvement
Education
Texas A&M University 1987 — 1996
BA, Speech Communication
New Jersey State Assembly LD22 January 2015 - Present
Plainfield Area YMCA December 2013 - Present
Tech StartUp Professionals, LLC 2013 - Present
HABITAT FOR HUMANITY - PLAINFIELD October 2010 - Present
SCOTCH PLAINS TOWNSHIP COUNCIL November 2010 - December 2014
Bloomberg LP April 2011 - November 2012
Lek Securities February 2010 - April 2011
ADVANCED FINANCIAL APPLICATIONS, INC. (acquired by AFTI 2010) November 2007 - February 2010
KCG Holdings, Inc. 2003 - 2007
Capital Institutional Services, Inc. 2000 - 2003
Skills
Strategy, Business Development, Leadership, Management, Marketing, Electronic Trading, Equities, Sales Management, Sales, Trading, Selling, Contract Negotiation, Financial Markets, Public Speaking, Project Management, Team Leadership, Hedge Funds, Trading Systems, Public Relations, Investments, Analytics, Bloomberg, Training, Negotiation, Asset Management, Risk Management, Pricing, Options, Fundraising, Series 7, Communications, Brand Awareness, Business Networking, Budgets, Banking, Client Retention, Revenue, Contract Negotiations, Market Share Increases, Territory Management, Sales Planning, Revenue Increases, Business Deal Closing, Business Relationships, Communication, Sales Force Development, Customer Retention, Finance, Customer Service, Process Improvement
Education
Texas A&M University 1987 — 1996
BA, Speech Communication
Samantha Santos Samantha Santos's Lek Securities Experience April 2015 - Present
Job Regulatory Compliance Analyst at Lek Securities
Industry Financial Services
Experience
Lek Securities April 2015 - Present
Xerox August 2013 - March 2015
Xerox June 2012 - August 2012
Oasis Boutique May 2011 - August 2011
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, English, Windows, Outlook, Social Media
Education
Boston College 2009 — 2013
Bachelor of Science (BS), Accounting and Finance
ESCP Europe 2011 — 2011
Study Abroad Program, Accounting and Finance
Academies at Englewood 2005 — 2009
Lek Securities April 2015 - Present
Xerox August 2013 - March 2015
Xerox June 2012 - August 2012
Oasis Boutique May 2011 - August 2011
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, English, Windows, Outlook, Social Media
Education
Boston College 2009 — 2013
Bachelor of Science (BS), Accounting and Finance
ESCP Europe 2011 — 2011
Study Abroad Program, Accounting and Finance
Academies at Englewood 2005 — 2009
Yi (Eve) Li's Lek Securities Experience June 2012 - December 2012
Job Software Engineer at Blackrock
Industry Computer Software
Experience
BlackRock February 2013 - Present
Columbia University September 2012 - February 2013
Lek Securities June 2012 - December 2012
IBM January 2012 - May 2012
Education
Columbia University in the City of New York 2011 — 2012
Master's degree, Computer Engineering, 3.84
Shanghai Jiao Tong University 2007 — 2011
Bachelor's degree, Electrical Engineering Technologies/Technicians, 3.6
Georgia Tech 2010 — 2010
Summer School, American culture and language, 4.0
BlackRock February 2013 - Present
Columbia University September 2012 - February 2013
Lek Securities June 2012 - December 2012
IBM January 2012 - May 2012
Education
Columbia University in the City of New York 2011 — 2012
Master's degree, Computer Engineering, 3.84
Shanghai Jiao Tong University 2007 — 2011
Bachelor's degree, Electrical Engineering Technologies/Technicians, 3.6
Georgia Tech 2010 — 2010
Summer School, American culture and language, 4.0
Amy Carota Amy Carota's Lek Securities Experience May 2010 - April 2013
Job Integration Specialist, Foreign Exchange
Industry Information Technology and Services
Experience
Lek Securities May 2010 - April 2013
Citnalta Construction January 2008 - May 2008
Skills
FIX, Trading, Trading Systems
Education
University of Pennsylvania 1999 — 2003
BSE, Civil Engineering Systems
Lek Securities May 2010 - April 2013
Citnalta Construction January 2008 - May 2008
Skills
FIX, Trading, Trading Systems
Education
University of Pennsylvania 1999 — 2003
BSE, Civil Engineering Systems
Frank J. Milo Frank J. Milo's Lek Securities Experience 2002 - 2006
Job School Aide / Treasurer at Curtis High School
Industry Financial Services
Experience
Curtis High School February 2014 - Present
Shop Rite February 2014 - Present
Shop Rite August 2013 - February 2014
Craftmaster Builders October 2012 - June 2013
Fidelity National Financial July 2006 - April 2012
Lek Securities 2002 - 2006
Barclays Capital 2000 - 2002
Deutsche Bank Securities 1997 - 2000
JPMorgan Chase 1994 - 1997
Goldman Sachs 1986 - 1994
Skills
Buy-Ins, Back Office Operations, Supervisory Experience, DTC, Smart Track, Client Billing and..., Domestic Settlements, International..., Project Work, Trained Personnel in..., Back Office, Buy-in, Middle Office, Settlement, Bonds, Trading, Bloomberg, New Skills, Expertise, Banking, Risk Management, Financial Services, Securities, Fixed Income, Finance, Analysis, Corporate Actions, Account Reconciliation
Education
New Jersey City University 1979 — 1983
B.S., Business Administration
Curtis High School February 2014 - Present
Shop Rite February 2014 - Present
Shop Rite August 2013 - February 2014
Craftmaster Builders October 2012 - June 2013
Fidelity National Financial July 2006 - April 2012
Lek Securities 2002 - 2006
Barclays Capital 2000 - 2002
Deutsche Bank Securities 1997 - 2000
JPMorgan Chase 1994 - 1997
Goldman Sachs 1986 - 1994
Skills
Buy-Ins, Back Office Operations, Supervisory Experience, DTC, Smart Track, Client Billing and..., Domestic Settlements, International..., Project Work, Trained Personnel in..., Back Office, Buy-in, Middle Office, Settlement, Bonds, Trading, Bloomberg, New Skills, Expertise, Banking, Risk Management, Financial Services, Securities, Fixed Income, Finance, Analysis, Corporate Actions, Account Reconciliation
Education
New Jersey City University 1979 — 1983
B.S., Business Administration
Peter Edelson Peter Edelson's Lek Securities Experience 2003 - 2005
Job Institutional Research Sales
Industry Financial Services
Experience
JNK Securities July 2011 - Present
Dente & Bomba LLC 2007 - July 2011
New York University 2010 - 2011
LL Partners LLC 2005 - 2007
Lek Securities 2003 - 2005
Goldman Sachs/Spear January 2001 - January 2002
Lawrence Helfant Inc January 2000 - January 2001
JNK Securities Corp January 1998 - January 2000
Skills
Trading, Series 7, Equities, Securities, Hedge Funds, Series 63, Electronic Trading, Investments, Research, Communication, Resume Writing, Interview Preparation, Project Management, Vendor Management, Equity Research, Capital Markets, Equity Trading, Alternative Investments, Management, Valuation, FINRA, Private Equity, Fixed Income, Negotiation, Mutual Funds, Investment Banking, Financial Modeling, Portfolio Management, Financial Markets, Risk Management, Derivatives, Strategy, Financial Services, Financial Risk, ETFs, Technical Analysis, Hedging, Fantasy Football, Crossword Puzzles
Education
New York University 2010 — 2011
Graduate Certificate, Project Management
The George Washington University 1992 — 1996
BA, Political Science
Rye Country Day School 1988 — 1992
JNK Securities July 2011 - Present
Dente & Bomba LLC 2007 - July 2011
New York University 2010 - 2011
LL Partners LLC 2005 - 2007
Lek Securities 2003 - 2005
Goldman Sachs/Spear January 2001 - January 2002
Lawrence Helfant Inc January 2000 - January 2001
JNK Securities Corp January 1998 - January 2000
Skills
Trading, Series 7, Equities, Securities, Hedge Funds, Series 63, Electronic Trading, Investments, Research, Communication, Resume Writing, Interview Preparation, Project Management, Vendor Management, Equity Research, Capital Markets, Equity Trading, Alternative Investments, Management, Valuation, FINRA, Private Equity, Fixed Income, Negotiation, Mutual Funds, Investment Banking, Financial Modeling, Portfolio Management, Financial Markets, Risk Management, Derivatives, Strategy, Financial Services, Financial Risk, ETFs, Technical Analysis, Hedging, Fantasy Football, Crossword Puzzles
Education
New York University 2010 — 2011
Graduate Certificate, Project Management
The George Washington University 1992 — 1996
BA, Political Science
Rye Country Day School 1988 — 1992
Frank A. Magnani's Lek Securities Experience April 2004 - January 2005
Job Global Prime Brokerage SalesHedge Funds, Prop Trading, RIA"s, Family Offices and Broker Dealers
Industry Financial Services
Experience
Interactive Brokers (www.interactivebrokers.com) January 2015 - Present
Maxim Group LLC May 2013 - December 2014
Celadon Financial Group LLC January 2007 - 2013
LFM Global Advisors LLC August 2008 - November 2009
RCM Prime, a division of Rafferty Capital Markets LLC 2005 - 2007
Lek Securities April 2004 - January 2005
Investec Group USA (merged into Fiserv Securities) 1996 - 2004
Israel A. Englander & Co., American Stock Exchange Member Firm 1994 - 1996
American Stock Exchange 1984 - 1994
Skills
Electronic Trading, Securities, Derivatives, Fixed Income, Financial Services, Prime Brokerage, ETFs, Mutual Funds, Due Diligence, Start-ups, Business Strategy, Entrepreneurship, Wealth Management, Proprietary Trading, Equity Derivatives, Risk Management, Equity Trading, Equities, Hedging, Investment Management, Investment Advisory, Currency, Management, Back Office, Banking, Options Strategies, Bonds, Credit, Financial Advisory, Funding, Relationship Management, Hedge Funds, Capital Markets, Public Diplomacy
Education
Manhattan College 1973 — 1977
Bachelor of Business Administration (B.B.A.), Business, Management, Marketing, and Related Support Services
St. John's University
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Interactive Brokers (www.interactivebrokers.com) January 2015 - Present
Maxim Group LLC May 2013 - December 2014
Celadon Financial Group LLC January 2007 - 2013
LFM Global Advisors LLC August 2008 - November 2009
RCM Prime, a division of Rafferty Capital Markets LLC 2005 - 2007
Lek Securities April 2004 - January 2005
Investec Group USA (merged into Fiserv Securities) 1996 - 2004
Israel A. Englander & Co., American Stock Exchange Member Firm 1994 - 1996
American Stock Exchange 1984 - 1994
Skills
Electronic Trading, Securities, Derivatives, Fixed Income, Financial Services, Prime Brokerage, ETFs, Mutual Funds, Due Diligence, Start-ups, Business Strategy, Entrepreneurship, Wealth Management, Proprietary Trading, Equity Derivatives, Risk Management, Equity Trading, Equities, Hedging, Investment Management, Investment Advisory, Currency, Management, Back Office, Banking, Options Strategies, Bonds, Credit, Financial Advisory, Funding, Relationship Management, Hedge Funds, Capital Markets, Public Diplomacy
Education
Manhattan College 1973 — 1977
Bachelor of Business Administration (B.B.A.), Business, Management, Marketing, and Related Support Services
St. John's University
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
John Baratta John Baratta's Lek Securities Experience September 2005 - August 2007
Job Managing Director at Cowen Prime Services
Industry Financial Services
Experience
Cowen Prime Services September 2015 - Present
Concept Capital Markets March 2011 - September 2015
Private Hedge Fund February 2008 - February 2011
RBC Capital Markets August 2007 - February 2008
Lek Securities September 2005 - August 2007
Pulglisi and company October 2004 - September 2005
Ladenburg Thalmann January 2001 - October 2004
Gruntal and Company August 1997 - January 2001
Skills
Equity Trading, Trading, Electronic Trading, Series 63, Equities, Options, Series 7, Trading Systems, Proprietary Trading, Hedge Funds, Capital Markets, Securities, Asset Management, Global Macro, Alternative Investments, Fixed Income, Bloomberg, Asset Allocation, Series 24, Hedging, Derivatives, Fund Of Funds, Arbitrage, ETFs, Financial Markets, Trading Strategies, Market Making, Equity Derivatives, FINRA, Commodity, Traders, Prime Brokerage, Technical Analysis, Bonds, Equity Research, Currency, Portfolio Management, FX Options, Volatility, Customer Service
Education
Pace University 1986 — 1990
B.S, Finance/Banking
Port Richmond H.S 1980 — 1985
Edward Markham
Cowen Prime Services September 2015 - Present
Concept Capital Markets March 2011 - September 2015
Private Hedge Fund February 2008 - February 2011
RBC Capital Markets August 2007 - February 2008
Lek Securities September 2005 - August 2007
Pulglisi and company October 2004 - September 2005
Ladenburg Thalmann January 2001 - October 2004
Gruntal and Company August 1997 - January 2001
Skills
Equity Trading, Trading, Electronic Trading, Series 63, Equities, Options, Series 7, Trading Systems, Proprietary Trading, Hedge Funds, Capital Markets, Securities, Asset Management, Global Macro, Alternative Investments, Fixed Income, Bloomberg, Asset Allocation, Series 24, Hedging, Derivatives, Fund Of Funds, Arbitrage, ETFs, Financial Markets, Trading Strategies, Market Making, Equity Derivatives, FINRA, Commodity, Traders, Prime Brokerage, Technical Analysis, Bonds, Equity Research, Currency, Portfolio Management, FX Options, Volatility, Customer Service
Education
Pace University 1986 — 1990
B.S, Finance/Banking
Port Richmond H.S 1980 — 1985
Edward Markham
Scott Furlaud's Lek Securities Experience June 2011 - August 2011
Job Business Analyst at SinglePlatform
Industry Marketing and Advertising
Experience
SinglePlatform February 2015 - Present
TAG February 2013 - January 2015
Sgrouples October 2012 - December 2012
MRY October 2011 - May 2012
Lek Securities June 2011 - August 2011
Artorius Capital Management June 2009 - August 2009
Skills
Microsoft Office, SPSS, JavaScript, Facebook, Social Media, Microsoft Word, Integrated Marketing
Education
University of Miami
Bachelor of Science, Communication; Advertising and Economics
St. Lawrence University
Suffield Academy
SinglePlatform February 2015 - Present
TAG February 2013 - January 2015
Sgrouples October 2012 - December 2012
MRY October 2011 - May 2012
Lek Securities June 2011 - August 2011
Artorius Capital Management June 2009 - August 2009
Skills
Microsoft Office, SPSS, JavaScript, Facebook, Social Media, Microsoft Word, Integrated Marketing
Education
University of Miami
Bachelor of Science, Communication; Advertising and Economics
St. Lawrence University
Suffield Academy
Kevin O’Keeffe's Lek Securities Experience 2007 - 2009
Job Senior Vice President at Marsh, Private Equity and M&A Services
Industry Insurance
Experience
Marsh May 2015 - Present
Sterne Agee December 2009 - Present
LEK SECURITIES 2007 - 2009
Skills
Capital Markets, Equities, Fixed Income, Hedge Funds, Investments, Portfolio Management, Series 63, Series 7, Alternative Investments
Education
Manhattan College 1991 — 1995
Marsh May 2015 - Present
Sterne Agee December 2009 - Present
LEK SECURITIES 2007 - 2009
Skills
Capital Markets, Equities, Fixed Income, Hedge Funds, Investments, Portfolio Management, Series 63, Series 7, Alternative Investments
Education
Manhattan College 1991 — 1995
Justin Jung's Lek Securities Experience June 2003 - August 2003
Job Reconciliation Analyst at AEP Industries
Industry Consumer Goods
Experience
AEP Industries October 2012 - March 2015
GLOpack, Inc June 2010 - September 2012
JP Morgan Chase & Co March 2008 - June 2010
E1 Asset Management Inc September 2006 - August 2007
IFF International June 2005 - August 2005
Samsung America, Inc June 2004 - August 2004
Lek Securities June 2003 - August 2003
DCD International Business Credit, LLC June 2002 - August 2002
Investree June 2002 - August 2002
Skills
Quickbooks, Excel, Analysis, Microsoft Office, Accounting, Finance, Financial Modeling, PowerPoint, Account Reconciliation, Financial Analysis, Cash Flow, Accounts Receivable
Education
Pace University - Lubin School of Business 2001 — 2005
Bachelor of Business Administration, Finance
Investment Banking Institute New
Pace University, Lubin School of BusinessNew
Bachelors, Business Administration; Finance
AEP Industries October 2012 - March 2015
GLOpack, Inc June 2010 - September 2012
JP Morgan Chase & Co March 2008 - June 2010
E1 Asset Management Inc September 2006 - August 2007
IFF International June 2005 - August 2005
Samsung America, Inc June 2004 - August 2004
Lek Securities June 2003 - August 2003
DCD International Business Credit, LLC June 2002 - August 2002
Investree June 2002 - August 2002
Skills
Quickbooks, Excel, Analysis, Microsoft Office, Accounting, Finance, Financial Modeling, PowerPoint, Account Reconciliation, Financial Analysis, Cash Flow, Accounts Receivable
Education
Pace University - Lubin School of Business 2001 — 2005
Bachelor of Business Administration, Finance
Investment Banking Institute New
Pace University, Lubin School of BusinessNew
Bachelors, Business Administration; Finance
Ramute Zukas's Lek Securities Experience September 2001 - Present
Job Sales Trader at Lek Securities
Industry Financial Services
Experience
Lek Securities September 2001 - Present
Nutmeg Securities January 1998 - September 2001
Skills
Trading, Series 63, Series 7, Equity Trading, Financial Markets, Electronic Trading, Capital Markets, Portfolio Management, Equities, Strategic Planning, Securities, Trading Systems, Options, Bloomberg, Derivatives, Asset Management, Hedge Funds, Fixed Income, Investments
Education
New York University - Leonard N. Stern School of Business 1979 — 1981
MBA, International Marketing
Ecole des hautes Etudes commerciales
Certificate Program
Lek Securities September 2001 - Present
Nutmeg Securities January 1998 - September 2001
Skills
Trading, Series 63, Series 7, Equity Trading, Financial Markets, Electronic Trading, Capital Markets, Portfolio Management, Equities, Strategic Planning, Securities, Trading Systems, Options, Bloomberg, Derivatives, Asset Management, Hedge Funds, Fixed Income, Investments
Education
New York University - Leonard N. Stern School of Business 1979 — 1981
MBA, International Marketing
Ecole des hautes Etudes commerciales
Certificate Program
Steve Rosenberg's Lek Securities Experience March 2008 - December 2009
Job Fog Equities LLC
Industry Financial Services
Experience
Fog Equities LLC September 2012 - Present
Fog Equities LLC September 2012 - Present
Bloom Securities LLC December 2009 - August 2012
Lek Securities March 2008 - December 2009
E*TRADE Financial April 2003 - February 2008
Engelman Securities Corp. December 1993 - April 2003
Skills
Negotiation, Market Pricing, Sales Management, Trading, Options, Securities, Equity Trading, Proprietary Trading, Electronic Trading, Series 7, Investments, Trading Systems, Financial Markets, Equities, Alternative Investments, Capital Markets, Hedge Funds, Derivatives, Financial Services
Education
Northwestern University - Kellogg School of Management 1989 — 1993
MBA, Finance, Economics, Organizational Behavior
University of Michigan 1982 — 1986
BGS, Pre-Business, Classical Civilizations
Francis W. Parker School 1978 — 1982
HS, High School/Secondary Diplomas and Certificates
Fog Equities LLC September 2012 - Present
Fog Equities LLC September 2012 - Present
Bloom Securities LLC December 2009 - August 2012
Lek Securities March 2008 - December 2009
E*TRADE Financial April 2003 - February 2008
Engelman Securities Corp. December 1993 - April 2003
Skills
Negotiation, Market Pricing, Sales Management, Trading, Options, Securities, Equity Trading, Proprietary Trading, Electronic Trading, Series 7, Investments, Trading Systems, Financial Markets, Equities, Alternative Investments, Capital Markets, Hedge Funds, Derivatives, Financial Services
Education
Northwestern University - Kellogg School of Management 1989 — 1993
MBA, Finance, Economics, Organizational Behavior
University of Michigan 1982 — 1986
BGS, Pre-Business, Classical Civilizations
Francis W. Parker School 1978 — 1982
HS, High School/Secondary Diplomas and Certificates
Ira Bershatsky's Lek Securities Experience 2005 - 2013
Job Financial Services
Industry Financial Services
Experience
Dinosaur Securities, LLC 2013 - 2015
The Incentives Group 2009 - 2014
Lek Securities 2005 - 2013
BrokerWest 1989 - 2005
Skills
Investments, FINRA, Portfolio Management, Derivatives, Equities, Trading, Traders, Hedge Funds
Education
Broward College
Associate of Arts (A.A.), Business Administration
Hofstra University
Bachelor of Business Administration (B.B.A.), Finance
Michigan State University
Master of Business Administration (M.B.A.), Finance
Dinosaur Securities, LLC 2013 - 2015
The Incentives Group 2009 - 2014
Lek Securities 2005 - 2013
BrokerWest 1989 - 2005
Skills
Investments, FINRA, Portfolio Management, Derivatives, Equities, Trading, Traders, Hedge Funds
Education
Broward College
Associate of Arts (A.A.), Business Administration
Hofstra University
Bachelor of Business Administration (B.B.A.), Finance
Michigan State University
Master of Business Administration (M.B.A.), Finance
Kathryn Noone's Lek Securities Experience April 2009 - January 2010
Job Sales & guest Services Representative at Liberty Science Center
Industry Museums and Institutions
Experience
Liberty Science Center October 2014 - Present
Lek Securities April 2009 - January 2010
FutureTrade/Interactive Brokers April 2006 - April 2009
Bloomberg LP 1995 - 1998
Skills
Product Development, CRM, Financial Services, Analysis, Management, Sales, Testing, Market Data, Account Management, Start-ups, Financial Markets, Business Development, SaaS, Strategy, Salesforce.com, Product Management, Trading Systems, Electronic Trading, Strategic Partnerships, Lead Generation, Enterprise Software, Options, Hedge Funds, Solution Selling, Sales Process, Series 7, Trading
Education
SUNY Potsdam
Bachelor of Arts (B.A.), Sociology
SUNY Potsdam
Liberty Science Center October 2014 - Present
Lek Securities April 2009 - January 2010
FutureTrade/Interactive Brokers April 2006 - April 2009
Bloomberg LP 1995 - 1998
Skills
Product Development, CRM, Financial Services, Analysis, Management, Sales, Testing, Market Data, Account Management, Start-ups, Financial Markets, Business Development, SaaS, Strategy, Salesforce.com, Product Management, Trading Systems, Electronic Trading, Strategic Partnerships, Lead Generation, Enterprise Software, Options, Hedge Funds, Solution Selling, Sales Process, Series 7, Trading
Education
SUNY Potsdam
Bachelor of Arts (B.A.), Sociology
SUNY Potsdam
Debleena Roy, CFA's Lek Securities Experience April 2007 - August 2011
Job Director, Risk Management at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments June 2015 - Present
Fidelity Investments September 2011 - May 2015
Lek Securities April 2007 - August 2011
Lek Securities January 2005 - April 2007
Lek Securities March 2003 - December 2004
Financial Industry Regulatory Authority July 2001 - March 2003
Skills
Securities, Hedge Funds, Series 63, FINRA, Series 7, Fixed Income, Equities, Asset Managment, Investments, Risk Management, Financial Risk, Derivatives, Financial Markets, Capital Markets, Credit, Portfolio Management, Asset Management, Options, Equity Trading, Trading Systems, Mutual Funds, Trading, Bloomberg, Electronic Trading, FX Options, Bonds
Education
iPEC 2010 — 2011
Boston University Questrom School of Business 1997 — 2001
BSBA, Finance, International Relations
Licenses
Fidelity Investments June 2015 - Present
Fidelity Investments September 2011 - May 2015
Lek Securities April 2007 - August 2011
Lek Securities January 2005 - April 2007
Lek Securities March 2003 - December 2004
Financial Industry Regulatory Authority July 2001 - March 2003
Skills
Securities, Hedge Funds, Series 63, FINRA, Series 7, Fixed Income, Equities, Asset Managment, Investments, Risk Management, Financial Risk, Derivatives, Financial Markets, Capital Markets, Credit, Portfolio Management, Asset Management, Options, Equity Trading, Trading Systems, Mutual Funds, Trading, Bloomberg, Electronic Trading, FX Options, Bonds
Education
iPEC 2010 — 2011
Boston University Questrom School of Business 1997 — 2001
BSBA, Finance, International Relations
Licenses
Sean Carnahan's Lek Securities Experience October 2007 - May 2008
Job Senior Interactive Developer at Sapient
Industry Information Technology and Services
Experience
Sapient October 2013 - Present
Enercon Services April 2012 - 2013
Enercon Services November 2009 - April 2012
Emory 2008 - November 2009
Lek Securities October 2007 - May 2008
Skills
Active Directory, Windows 7, Web Development, ASP.NET, CSS, Web Design, C#, LINQ, Entity Framework, Telerik Web Controls, HTML 5, CSS3, JavaScript
Education
Georgia College and State University 2002 — 2006
Sapient October 2013 - Present
Enercon Services April 2012 - 2013
Enercon Services November 2009 - April 2012
Emory 2008 - November 2009
Lek Securities October 2007 - May 2008
Skills
Active Directory, Windows 7, Web Development, ASP.NET, CSS, Web Design, C#, LINQ, Entity Framework, Telerik Web Controls, HTML 5, CSS3, JavaScript
Education
Georgia College and State University 2002 — 2006
Jason Woodman's Lek Securities Experience January 2000 - June 2007
Job Network/Systems Admin, IT Support, Executive Assistant
Industry Information Technology and Services
Experience
Freelance Graphic/Web Design and Audio Systems Engineer January 2013 - Present
Citi Habitats February 2010 - January 2013
JOAN & SANFORD I. WEILL GRADUATE SCHOOL October 2008 - December 2009
Holiday Statistics - Yeshiva University February 2008 - November 2008
Lek Securities January 2000 - June 2007
Citi October 1998 - December 1999
Skills
Windows Server, Active Directory, Microsoft Exchange, TCP/IP, VPN, Cisco IOS, Network Security, OSX, WAN, WLAN, NAS, VoIP, Remote Access, Structured Cabling, HTML5, CSS3, Joomla, Wordpress, Audio Engineering
Education
Northeastern University 1992 — 1996
Business Administration, Marketing
Freelance Graphic/Web Design and Audio Systems Engineer January 2013 - Present
Citi Habitats February 2010 - January 2013
JOAN & SANFORD I. WEILL GRADUATE SCHOOL October 2008 - December 2009
Holiday Statistics - Yeshiva University February 2008 - November 2008
Lek Securities January 2000 - June 2007
Citi October 1998 - December 1999
Skills
Windows Server, Active Directory, Microsoft Exchange, TCP/IP, VPN, Cisco IOS, Network Security, OSX, WAN, WLAN, NAS, VoIP, Remote Access, Structured Cabling, HTML5, CSS3, Joomla, Wordpress, Audio Engineering
Education
Northeastern University 1992 — 1996
Business Administration, Marketing
Caitlin Farrell-Starbuck's Lek Securities Experience March 2005 - September 2010
Job Vice President, Senior Compliance Officer
Industry Financial Services
Experience
Two Sigma Investments September 2010 - Present
Lek Securities March 2005 - September 2010
Skills
Series 24, Investments, Securities, Equities, Proprietary Trading, FINRA, Hedge Funds, Asset Management, Options, Equity Trading, Electronic Trading, Fixed Income, Trading Systems, Investment Advisers Act, Trading
Education
American University 1999 — 2003
BA, Political Science
Barrington High School
Two Sigma Investments September 2010 - Present
Lek Securities March 2005 - September 2010
Skills
Series 24, Investments, Securities, Equities, Proprietary Trading, FINRA, Hedge Funds, Asset Management, Options, Equity Trading, Electronic Trading, Fixed Income, Trading Systems, Investment Advisers Act, Trading
Education
American University 1999 — 2003
BA, Political Science
Barrington High School
Natasha Arreglado's Lek Securities Experience June 2011 - April 2015
Job Business Analyst at Goldman Sachs
Industry Capital Markets
Experience
Goldman Sachs April 2015 - Present
Lek Securities June 2011 - April 2015
Skills
Series 7, ETFs, Mutual Funds, FINRA, Series 63, FINRA Series 7 General..., SQL, Corporate Actions, Account Reconciliation, Settlement, FX Options, Equities, Options, Trading, Investments, Research, Asset Management, Portfolio Management, Microsoft Office, Financial Analysis
Education
New York University 2008 — 2011
Bachelor of Arts (B.A.), Mathematics
Rockland Community College 2006 — 2008
Associate of Science (A.S.), Mathematics and Science
Goldman Sachs April 2015 - Present
Lek Securities June 2011 - April 2015
Skills
Series 7, ETFs, Mutual Funds, FINRA, Series 63, FINRA Series 7 General..., SQL, Corporate Actions, Account Reconciliation, Settlement, FX Options, Equities, Options, Trading, Investments, Research, Asset Management, Portfolio Management, Microsoft Office, Financial Analysis
Education
New York University 2008 — 2011
Bachelor of Arts (B.A.), Mathematics
Rockland Community College 2006 — 2008
Associate of Science (A.S.), Mathematics and Science
Spencer Tichner's Lek Securities Experience September 2010 - August 2012
Job Vice President at Sherri Builders
Industry Construction
Experience
Lek Securities September 2010 - August 2012
Oppenheimer & Co July 2007 - September 2010
Skills
Equities, Electronic Trading, Bloomberg, Investments, Equity Trading, ROX, Technical Analysis, Trading Systems, Trading, Options, Series 7, Research
Education
University of Maryland - Robert H. Smith School of Business 2003 — 2007
Bachelor of Science (BS), Finance
Lek Securities September 2010 - August 2012
Oppenheimer & Co July 2007 - September 2010
Skills
Equities, Electronic Trading, Bloomberg, Investments, Equity Trading, ROX, Technical Analysis, Trading Systems, Trading, Options, Series 7, Research
Education
University of Maryland - Robert H. Smith School of Business 2003 — 2007
Bachelor of Science (BS), Finance
Mitchell King's Lek Securities Experience April 1998 - Present
Job Sales at Lek Securities
Industry Financial Services
Experience
Lek Securities April 1998 - Present
ING Futures & Options May 1996 - April 1998
First Options of Chicago August 1993 - May 1996
F.P. Quinn & Co. February 1978 - August 1993
Skills
Series 7, Trading Systems, Electronic Trading, Market Making, Proprietary Trading, Trading Strategies, Equity Trading, Options, Securities, Trading, Series 63, Equities
Education
DePaul University 1972 — 1976
BS, Education
sullivan high school
sullivan high school
Lek Securities April 1998 - Present
ING Futures & Options May 1996 - April 1998
First Options of Chicago August 1993 - May 1996
F.P. Quinn & Co. February 1978 - August 1993
Skills
Series 7, Trading Systems, Electronic Trading, Market Making, Proprietary Trading, Trading Strategies, Equity Trading, Options, Securities, Trading, Series 63, Equities
Education
DePaul University 1972 — 1976
BS, Education
sullivan high school
sullivan high school
Frank Milo's Lek Securities Experience 2002 - December 2005
Job Senior Associate at Fidelity Investments
Industry Banking
Experience
Fidelity Investments July 2006 - Present
Fidelity Investments July 2006 - Present
LEK Securities 2002 - December 2005
Barclays Capital 2000 - 2002
Education
New Jersey City University
Bachelor of Science (BS), Business Administration and Management, General
Fidelity Investments July 2006 - Present
Fidelity Investments July 2006 - Present
LEK Securities 2002 - December 2005
Barclays Capital 2000 - 2002
Education
New Jersey City University
Bachelor of Science (BS), Business Administration and Management, General
Christopher LaMarca's Lek Securities Experience 2006 - 2010
Job Bank of America
Industry Financial Services
Experience
Bank of America September 2012 - Present
Lek Securities 2006 - 2010
Boulder Institutional Services February 2001 - August 2006
Education
Nassau Community College 1997 — 2000
Hotel, Motel, and Restaurant Management
Bank of America September 2012 - Present
Lek Securities 2006 - 2010
Boulder Institutional Services February 2001 - August 2006
Education
Nassau Community College 1997 — 2000
Hotel, Motel, and Restaurant Management
charles lamarca's Lek Securities Experience February 2002 - October 2009
Job NYSE SALES TRADER at G & L PARTNERS
Industry Financial Services
Experience
GLOBAL DIRECT EQUITIES December 2013 - April 2015
Lek Securities February 2002 - October 2009
Skills
Customer Service, Sales, Sales Management, Account Management, New Business Development, Banking, Management, Microsoft Excel, Microsoft Office, Strategic Planning, Business Development, Business Strategy
Education
Binghamton University 1994 — 1998
Bachelor's degree, Sociology
GLOBAL DIRECT EQUITIES December 2013 - April 2015
Lek Securities February 2002 - October 2009
Skills
Customer Service, Sales, Sales Management, Account Management, New Business Development, Banking, Management, Microsoft Excel, Microsoft Office, Strategic Planning, Business Development, Business Strategy
Education
Binghamton University 1994 — 1998
Bachelor's degree, Sociology