Dinosaur Securities LLC
Industry: Company
DescriptionFounded: 2000 Parent organization: Dinosaur Group Holdings, LLC Subsidiary: Dinosaur Securities (UK) Limited
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Dinosaur Securities LLC Employees
Employee
Years
Job
Industry
Ruth Ann Williams Ruth Ann Williams's Dinosaur Securities LLC Experience September 2008 - Present
Job Compliance Associate at Dinosaur Securities LLC
Industry Financial Services
Experience
Dinosaur Securities LLC September 2008 - Present
Skills
Securities, FINRA, Customer Service, FinCEN, CRD, FBSI, VPN, Human Resources, Compliance, Travel Management, MIS, Operations, Non-Profit Management, Phase 3, Sunguard, AML, Community Outreach, Fundraising, Banking, Research, Event Management, Microsoft Office, Social Media Marketing, Brokerage, Microsoft Word, Equity Trading, Public Speaking, Nonprofits, Microsoft Excel
Education
Liberty University 2013 — 2014
Master of Business Administration (M.B.A.), Finance, General
Liberty University 2006 — 2010
Bachelor of Science, Criminal Justice
Dinosaur Securities LLC September 2008 - Present
Skills
Securities, FINRA, Customer Service, FinCEN, CRD, FBSI, VPN, Human Resources, Compliance, Travel Management, MIS, Operations, Non-Profit Management, Phase 3, Sunguard, AML, Community Outreach, Fundraising, Banking, Research, Event Management, Microsoft Office, Social Media Marketing, Brokerage, Microsoft Word, Equity Trading, Public Speaking, Nonprofits, Microsoft Excel
Education
Liberty University 2013 — 2014
Master of Business Administration (M.B.A.), Finance, General
Liberty University 2006 — 2010
Bachelor of Science, Criminal Justice
Matthew Luciano MBA's Dinosaur Securities LLC Experience August 2009 - February 2012
Job Managing Director at Corporate Development Capital, LLC
Industry Financial Services
Experience
Corporate Development Capital, LLC November 2014 - Present
Meyers Associates L.P. February 2012 - October 2014
Dinosaur Securities, LLC August 2009 - February 2012
Bank of America October 2006 - July 2009
Covenant Capital Mgnt February 2001 - October 2006
Skills
Series 7, Global Macro, Fund Of Funds, Asset, Portfolio Management, Alternative Investments, Due Diligence, Capital Markets, Equities, Hedge Funds, Securities, Investment Banking, Mutual Funds, Financial Services, Private Equity, Strategy, Funding, Asset Allocation, Asset Management, Trading, Options, Investments, Capital, Venture Capital
Education
Fordham Gabelli School of Business 2000 — 2004
MBA, Finance
The Johns Hopkins University 1991 — 1995
BS, Economics
Delbarton 1987 — 1991
Madison High School
Madison High School
Corporate Development Capital, LLC November 2014 - Present
Meyers Associates L.P. February 2012 - October 2014
Dinosaur Securities, LLC August 2009 - February 2012
Bank of America October 2006 - July 2009
Covenant Capital Mgnt February 2001 - October 2006
Skills
Series 7, Global Macro, Fund Of Funds, Asset, Portfolio Management, Alternative Investments, Due Diligence, Capital Markets, Equities, Hedge Funds, Securities, Investment Banking, Mutual Funds, Financial Services, Private Equity, Strategy, Funding, Asset Allocation, Asset Management, Trading, Options, Investments, Capital, Venture Capital
Education
Fordham Gabelli School of Business 2000 — 2004
MBA, Finance
The Johns Hopkins University 1991 — 1995
BS, Economics
Delbarton 1987 — 1991
Madison High School
Madison High School
Mark Shlaes Mark Shlaes's Dinosaur Securities LLC Experience October 2014 - Present
Job Director at Dinosaur Securities LLC
Industry Capital Markets
Experience
Dinosaur Securities LLC October 2014 - Present
Strategic Trading LLC September 2010 - September 2014
HTG Capital Partners LLC 2009 - October 2010
GH Traders LLC 2007 - 2009
GHCO January 2001 - 2007
Chicago Board of Trade July 1972 - 2001
Skills
Trading, Commodity, Electronic Trading, Derivatives, Trading Strategies, Proprietary Trading, Fixed Income, Financial Markets, Technical Analysis, Hedging, Hedge Funds, Alternative Investments, Capital Markets, Equity Trading, ETFs
Education
Roosevelt University
Bachelor of Arts (B.A.)
Dinosaur Securities LLC October 2014 - Present
Strategic Trading LLC September 2010 - September 2014
HTG Capital Partners LLC 2009 - October 2010
GH Traders LLC 2007 - 2009
GHCO January 2001 - 2007
Chicago Board of Trade July 1972 - 2001
Skills
Trading, Commodity, Electronic Trading, Derivatives, Trading Strategies, Proprietary Trading, Fixed Income, Financial Markets, Technical Analysis, Hedging, Hedge Funds, Alternative Investments, Capital Markets, Equity Trading, ETFs
Education
Roosevelt University
Bachelor of Arts (B.A.)
Dave Karandos's Dinosaur Securities LLC Experience July 2013 - Present
Job Senior Vice President, Financial Advisor at DLG Wealth Managment
Industry Financial Services
Experience
DLG Wealth Managment February 2014 - Present
Dinosaur Securities, LLC July 2013 - Present
Private Client Advisors, LLC May 2012 - January 2014
UNITED CAPITAL FUNDING, LLC October 2013 - December 2013
GVC Mortgage, Inc. June 2013 - October 2013
Cross Country Mortgage June 2012 - June 2013
Morgan Stanley February 2008 - February 2012
UBS May 2002 - February 2008
Merrill Lynch August 1989 - May 2001
Skills
Retirement Planning, Asset Allocation, Financial Advisory, Strategic Financial..., Options, Series 7, Loans, Private Equity, Wealth Management, Series 63, Credit, Investment Advisory, Uniform Combined State..., Investment Strategies, Banking, Alternative Investments, Separately Managed..., Series 65, Mutual Funds, Risk Management, Equities, Insurance, Investments, Wealth Management..., Finance, Mortgage Lending, Wealth, Securities, Asset Management, Retirement, Wealth Accumulation, 401k, Portfolio Management, Fixed Annuities, Financial Services, FINRA, Hedge Funds, Life Insurance, Long-term Care, Employee Benefits, Trading, Valuation, Term Life Insurance, Capital Markets, 401k Rollovers, Residential Mortgages, Bonds, IRAs, Cash Management, ETFs
Education
Indiana University Bloomington 1977 — 1981
Business, Management, Marketing, and Related Support Services
Warren Central High School 1974 — 1977
Business, Management, Marketing, and Related Support Services
DLG Wealth Managment February 2014 - Present
Dinosaur Securities, LLC July 2013 - Present
Private Client Advisors, LLC May 2012 - January 2014
UNITED CAPITAL FUNDING, LLC October 2013 - December 2013
GVC Mortgage, Inc. June 2013 - October 2013
Cross Country Mortgage June 2012 - June 2013
Morgan Stanley February 2008 - February 2012
UBS May 2002 - February 2008
Merrill Lynch August 1989 - May 2001
Skills
Retirement Planning, Asset Allocation, Financial Advisory, Strategic Financial..., Options, Series 7, Loans, Private Equity, Wealth Management, Series 63, Credit, Investment Advisory, Uniform Combined State..., Investment Strategies, Banking, Alternative Investments, Separately Managed..., Series 65, Mutual Funds, Risk Management, Equities, Insurance, Investments, Wealth Management..., Finance, Mortgage Lending, Wealth, Securities, Asset Management, Retirement, Wealth Accumulation, 401k, Portfolio Management, Fixed Annuities, Financial Services, FINRA, Hedge Funds, Life Insurance, Long-term Care, Employee Benefits, Trading, Valuation, Term Life Insurance, Capital Markets, 401k Rollovers, Residential Mortgages, Bonds, IRAs, Cash Management, ETFs
Education
Indiana University Bloomington 1977 — 1981
Business, Management, Marketing, and Related Support Services
Warren Central High School 1974 — 1977
Business, Management, Marketing, and Related Support Services
Sherwin Gilani Sherwin Gilani's Dinosaur Securities LLC Experience June 2010 - August 2010
Job Recent McCombs graduate looking for opportunity in financial services
Industry Restaurants
Experience
Cafe de France January 2012 - Present
Dinosaur Securities LLC. June 2010 - August 2010
The Network Group June 2009 - August 2009
Skills
Financial Modeling, Financial Analysis, Microsoft Excel, Corporate Finance, Valuation, PowerPoint, Investment Banking, Microsoft Office, Microsoft Word, Equity Research, Equities, Derivatives, Capital Markets, Teamwork, Accounting, Investments, Banking, Finance, Customer Service
Education
The University of Texas at Austin - The Red McCombs School of Business 2009 — 2011
Finance, Business
The University of Texas at Austin 2008 — 2009
Liberal Arts and Sciences/Liberal Studies
Collin County Community College 2007 — 2008
Bachelor of Liberal Arts
Cafe de France January 2012 - Present
Dinosaur Securities LLC. June 2010 - August 2010
The Network Group June 2009 - August 2009
Skills
Financial Modeling, Financial Analysis, Microsoft Excel, Corporate Finance, Valuation, PowerPoint, Investment Banking, Microsoft Office, Microsoft Word, Equity Research, Equities, Derivatives, Capital Markets, Teamwork, Accounting, Investments, Banking, Finance, Customer Service
Education
The University of Texas at Austin - The Red McCombs School of Business 2009 — 2011
Finance, Business
The University of Texas at Austin 2008 — 2009
Liberal Arts and Sciences/Liberal Studies
Collin County Community College 2007 — 2008
Bachelor of Liberal Arts
David Burman's Dinosaur Securities LLC Experience April 2009 - August 2009
Job Global Rates Trading
Industry Banking
Experience
HSBC Securities May 2011 - Present
HSBC Securities June 2010 - August 2010
Dinosaur Securities LLC April 2009 - August 2009
Banc of America Securities September 2004 - June 2008
Education
Emory University - Goizueta Business School 2009 — 2011
MBA, Finance
University of Virginia 1999 — 2003
BA, Economics
HSBC Securities May 2011 - Present
HSBC Securities June 2010 - August 2010
Dinosaur Securities LLC April 2009 - August 2009
Banc of America Securities September 2004 - June 2008
Education
Emory University - Goizueta Business School 2009 — 2011
MBA, Finance
University of Virginia 1999 — 2003
BA, Economics
John J. Fiorito John J. Fiorito's Dinosaur Securities LLC Experience October 2011 - Present
Job Financial Advisor, Financial & Retirement Planning Specialist, Wealth Management, 401(k) Plans and Rollovers
Industry Financial Services
Experience
RMR Wealth Management LLC October 2011 - Present
BNI November 2011 - Present
Dinosaur Securities LLC October 2011 - Present
US Planning Group October 2002 - September 2011
World Co LLC January 2002 - June 2002
Datek Online June 2001 - December 2001
Skills
Retirement Planning, Wealth Management, Financial Advisory, Investment Advisory, Portfolio Management, Retirement, Equities, Securities, Investment Strategies, Life Insurance, Estate Planning, Financial Planners, Finance, Fixed Annuities, Strategic Financial..., Leadership, 401k, Asset Allocation, Asset Management, Wealth, IRA Rollovers, Financial Services, Business Planning, Alternative Investments, Pensions, Disability Insurance, Business Strategy, Health Insurance, Creative Problem Solving, Insurance, Cash Management, 401k Rollovers, Risk Management, Financial Analysis, Team Leadership, Wealth Management..., Retirement Income..., Exit Strategies, Buy-sell Agreements, Managed Futures, Retirement Solutions, Financial Advisor, Insurance Planning, Income Generation, Contingency Planning, Key Man Insurance, Pension Maximization, Financial Planning, Tactical Planning, Comprehensive Wealth...
Education
State University of New York at Albany 1999 — 2001
Business and Communications
Westchester Community College 1997 — 1999
AS, Business Management
Mount Saint Michael 1993 — 1997
RMR Wealth Management LLC October 2011 - Present
BNI November 2011 - Present
Dinosaur Securities LLC October 2011 - Present
US Planning Group October 2002 - September 2011
World Co LLC January 2002 - June 2002
Datek Online June 2001 - December 2001
Skills
Retirement Planning, Wealth Management, Financial Advisory, Investment Advisory, Portfolio Management, Retirement, Equities, Securities, Investment Strategies, Life Insurance, Estate Planning, Financial Planners, Finance, Fixed Annuities, Strategic Financial..., Leadership, 401k, Asset Allocation, Asset Management, Wealth, IRA Rollovers, Financial Services, Business Planning, Alternative Investments, Pensions, Disability Insurance, Business Strategy, Health Insurance, Creative Problem Solving, Insurance, Cash Management, 401k Rollovers, Risk Management, Financial Analysis, Team Leadership, Wealth Management..., Retirement Income..., Exit Strategies, Buy-sell Agreements, Managed Futures, Retirement Solutions, Financial Advisor, Insurance Planning, Income Generation, Contingency Planning, Key Man Insurance, Pension Maximization, Financial Planning, Tactical Planning, Comprehensive Wealth...
Education
State University of New York at Albany 1999 — 2001
Business and Communications
Westchester Community College 1997 — 1999
AS, Business Management
Mount Saint Michael 1993 — 1997
Ishita Sarkar's Dinosaur Securities LLC Experience May 2009 - Present
Job Assistant Controller/Operations at Dinosaur Securities LLC
Industry Accounting
Experience
Dinosaur Securities LLC May 2009 - Present
Rest Medical Care PC April 2008 - January 2009
Skills
Accounting, Operations Management, FINRA, Financial Analysis, Financial Statements, Modern Dance, Microsoft Office, QuickBooks, Consolidation, Financial Reporting, Financial Accounting, Operational Excellence, Security Operations, Analysis, Account Reconciliation
Education
Metropolitan College of New York 2013 — 2015
MBA in Financial Services, MBA in Financial Services
York College 2004 — 2009
bachelor's degree, Accounting
Dinosaur Securities LLC May 2009 - Present
Rest Medical Care PC April 2008 - January 2009
Skills
Accounting, Operations Management, FINRA, Financial Analysis, Financial Statements, Modern Dance, Microsoft Office, QuickBooks, Consolidation, Financial Reporting, Financial Accounting, Operational Excellence, Security Operations, Analysis, Account Reconciliation
Education
Metropolitan College of New York 2013 — 2015
MBA in Financial Services, MBA in Financial Services
York College 2004 — 2009
bachelor's degree, Accounting
Carlos Perez-Santalla Carlos Perez-Santalla's Dinosaur Securities LLC Experience March 2007 - Present
Job Commodities Clearing, Dinosaur Securities
Industry Financial Services
Experience
Dinosaur Securities LLC March 2007 - Present
PVM Futures, Inc. January 2011 - April 2013
New York Mercantile Exchange August 1987 - March 2008
Hudson River Futures September 1997 - December 2007
ABN Amro April 1996 - August 1997
Bruckmann Trading Group April 1994 - April 1996
Lehman Brothers October 1983 - April 1994
Skills
Precious Metals, Gold, Analysis, Economics, Silver, Technical Analysis, Selling, Problem Solving, Commodities, Management, Sales Process, Marketing, Base Metals, Platinum, Futures, Managed Futures, Brokerage, Energy Trading, Customer Relations, Options, Sales Management, Commodity, Trading, Energy, Derivatives, Commodity Markets, Hedge Funds, Customer Service, Leadership, Hedging, Financial Markets, Electronic Trading, Capital Markets, Proprietary Trading, Trading Strategies, Alternative Investments
Education
New York University 1982 — 1984
Certificate in Futures, Economics, Sales, Film
Union County College 1981 — 1982
Business Administration and Management, General
Dinosaur Securities LLC March 2007 - Present
PVM Futures, Inc. January 2011 - April 2013
New York Mercantile Exchange August 1987 - March 2008
Hudson River Futures September 1997 - December 2007
ABN Amro April 1996 - August 1997
Bruckmann Trading Group April 1994 - April 1996
Lehman Brothers October 1983 - April 1994
Skills
Precious Metals, Gold, Analysis, Economics, Silver, Technical Analysis, Selling, Problem Solving, Commodities, Management, Sales Process, Marketing, Base Metals, Platinum, Futures, Managed Futures, Brokerage, Energy Trading, Customer Relations, Options, Sales Management, Commodity, Trading, Energy, Derivatives, Commodity Markets, Hedge Funds, Customer Service, Leadership, Hedging, Financial Markets, Electronic Trading, Capital Markets, Proprietary Trading, Trading Strategies, Alternative Investments
Education
New York University 1982 — 1984
Certificate in Futures, Economics, Sales, Film
Union County College 1981 — 1982
Business Administration and Management, General
Michael DeBlase's Dinosaur Securities LLC Experience March 2011 - October 2014
Job Executive Recruiter at Green Key Resources
Industry Financial Services
Experience
Green Key Resources November 2014 - Present
Dinosaur Securities LLC March 2011 - October 2014
BGC Partners June 2009 - August 2010
Skills
Series 7, Series 63, Financial Analysis, Uniform Combined State..., Equity Trading, Equities, Asset Allocation, Bonds, Securities, Asset Managment, Investment Advisory, Financial Advisory, Series 24, Options, Credit, Estate Planning, Investment Banking, Bloomberg, Financial Markets, Hedge Funds, FINRA, Bloomberg Terminal, Risk Management, Alternative Investments, Trading Systems, Capital Markets, Strategic Financial..., Valuation, 401k, Fixed Income, Electronic Trading, Asset Management, Derivatives, Recruiting, Trading
Education
Rutgers University-New Brunswick 2006 — 2010
Bachelor's, Economics
Green Key Resources November 2014 - Present
Dinosaur Securities LLC March 2011 - October 2014
BGC Partners June 2009 - August 2010
Skills
Series 7, Series 63, Financial Analysis, Uniform Combined State..., Equity Trading, Equities, Asset Allocation, Bonds, Securities, Asset Managment, Investment Advisory, Financial Advisory, Series 24, Options, Credit, Estate Planning, Investment Banking, Bloomberg, Financial Markets, Hedge Funds, FINRA, Bloomberg Terminal, Risk Management, Alternative Investments, Trading Systems, Capital Markets, Strategic Financial..., Valuation, 401k, Fixed Income, Electronic Trading, Asset Management, Derivatives, Recruiting, Trading
Education
Rutgers University-New Brunswick 2006 — 2010
Bachelor's, Economics
Sreesha Vaman Sreesha Vaman's Dinosaur Securities LLC Experience December 2008 - July 2009
Job Business Development, Strategy, and Capital Markets
Industry Capital Markets
Experience
Guggenheim Securities September 2012 - Present
Sari Closet January 2011 - October 2012
Harrah's Entertainment June 2010 - August 2010
Dinosaur Securities LLC December 2008 - July 2009
Lehman Brothers February 2005 - July 2008
UBS July 2001 - February 2005
Skills
International Project..., Strategic Negotiations, Global Business..., New Business Development, Marketing Strategy, Investment Banking, Strategic Partnerships, Capital Markets, Market Research, Competitive Analysis, Financial Modeling, Strategy, Start-ups, Digital Marketing, Management, Financial Analysis, Integrated Marketing, Business Development, Business Strategy, Marketing, Product Management, Finance, Risk Management
Education
University of California, Los Angeles - The Anderson School of Management 2009 — 2011
MBA, Strategy
New York University - Leonard N. Stern School of Business 1997 — 2001
B.S., Finance and International Business
Guggenheim Securities September 2012 - Present
Sari Closet January 2011 - October 2012
Harrah's Entertainment June 2010 - August 2010
Dinosaur Securities LLC December 2008 - July 2009
Lehman Brothers February 2005 - July 2008
UBS July 2001 - February 2005
Skills
International Project..., Strategic Negotiations, Global Business..., New Business Development, Marketing Strategy, Investment Banking, Strategic Partnerships, Capital Markets, Market Research, Competitive Analysis, Financial Modeling, Strategy, Start-ups, Digital Marketing, Management, Financial Analysis, Integrated Marketing, Business Development, Business Strategy, Marketing, Product Management, Finance, Risk Management
Education
University of California, Los Angeles - The Anderson School of Management 2009 — 2011
MBA, Strategy
New York University - Leonard N. Stern School of Business 1997 — 2001
B.S., Finance and International Business
Jared Koeppel's Dinosaur Securities LLC Experience October 2008 - April 2010
Job Territory Account Manager at Ultradent Products, Inc.
Industry Medical Devices
Experience
Revolt Energy LLC September 2012 - March 2014
Best Lawyers, LLC January 2012 - September 2012
ALM Media, LLC November 2010 - December 2011
Dinosaur Securities LLC October 2008 - April 2010
Morgan Stanley Smith Barney June 2008 - August 2008
ICAP June 2007 - August 2007
Mercury Futures Inc May 2006 - April 2007
Skills
Dental Marketing, Dental Sales, Advertising, New Business Development, Sales, Marketing, Business Development, Trading, Business Strategy, Bonds, Energy Efficiency, Networking, Finance, Budgets, Energy Efficiency..., Energy Retrofits, Building Energy Analysis, Analysis, Strategy, Selling
Education
Baruch College, City University of New York (CUNY) 2005 — 2008
B.B.A, Finance and Investments with a Minor in Economics
Cheshire Academy 2001 — 2003
Revolt Energy LLC September 2012 - March 2014
Best Lawyers, LLC January 2012 - September 2012
ALM Media, LLC November 2010 - December 2011
Dinosaur Securities LLC October 2008 - April 2010
Morgan Stanley Smith Barney June 2008 - August 2008
ICAP June 2007 - August 2007
Mercury Futures Inc May 2006 - April 2007
Skills
Dental Marketing, Dental Sales, Advertising, New Business Development, Sales, Marketing, Business Development, Trading, Business Strategy, Bonds, Energy Efficiency, Networking, Finance, Budgets, Energy Efficiency..., Energy Retrofits, Building Energy Analysis, Analysis, Strategy, Selling
Education
Baruch College, City University of New York (CUNY) 2005 — 2008
B.B.A, Finance and Investments with a Minor in Economics
Cheshire Academy 2001 — 2003
Martin Loftus's Dinosaur Securities LLC Experience July 2009 - August 2012
Job Volatility Trader
Industry Capital Markets
Experience
Independent Contractor January 2015 - Present
OBEX Securities September 2012 - October 2014
Dinosaur Securities LLC July 2009 - August 2012
CDFL Advisors LLC January 1999 - December 2011
Refco Securities LLC 1988 - 1999
Refco 1987 - 1999
EF Hutton 1977 - 1987
Skills
Derivatives, Hedge Funds, Portfolio Management, Fixed Income, Structured Finance, Trading, Equities, Finance, Options, Asset Management, Capital Markets
Education
St Benedict's Prep 1968 — 1972
Siena College
Independent Contractor January 2015 - Present
OBEX Securities September 2012 - October 2014
Dinosaur Securities LLC July 2009 - August 2012
CDFL Advisors LLC January 1999 - December 2011
Refco Securities LLC 1988 - 1999
Refco 1987 - 1999
EF Hutton 1977 - 1987
Skills
Derivatives, Hedge Funds, Portfolio Management, Fixed Income, Structured Finance, Trading, Equities, Finance, Options, Asset Management, Capital Markets
Education
St Benedict's Prep 1968 — 1972
Siena College
Ira Bershatsky's Dinosaur Securities LLC Experience 2013 - 2015
Job Financial Services
Industry Financial Services
Experience
Dinosaur Securities, LLC 2013 - 2015
The Incentives Group 2009 - 2014
Lek Securities 2005 - 2013
BrokerWest 1989 - 2005
Skills
Investments, FINRA, Portfolio Management, Derivatives, Equities, Trading, Traders, Hedge Funds
Education
Broward College
Associate of Arts (A.A.), Business Administration
Hofstra University
Bachelor of Business Administration (B.B.A.), Finance
Michigan State University
Master of Business Administration (M.B.A.), Finance
Dinosaur Securities, LLC 2013 - 2015
The Incentives Group 2009 - 2014
Lek Securities 2005 - 2013
BrokerWest 1989 - 2005
Skills
Investments, FINRA, Portfolio Management, Derivatives, Equities, Trading, Traders, Hedge Funds
Education
Broward College
Associate of Arts (A.A.), Business Administration
Hofstra University
Bachelor of Business Administration (B.B.A.), Finance
Michigan State University
Master of Business Administration (M.B.A.), Finance
Gerald Brodsky's Dinosaur Securities LLC Experience December 2014 - Present
Job Chief Compliance Officer; Experienced Financial Services Industry ExecutiveCOO/CCO/CRO; Litigation Support Consultant
Industry Financial Services
Experience
Dinosaur Securities, LLC December 2014 - Present
Quadrant Compliance Group LLC 2013 - 2014
Emerald Point Capital LLC June 2007 - April 2013
Alvarez & Marsal January 2006 - December 2006
Bates White October 2003 - January 2006
TNP Enterprises, Inc. November 2003 - September 2005
UltraFast Optical Systems, Inc. April 2000 - October 2003
Harmonic Research January 2000 - October 2003
Maxcor Financial July 1997 - January 2000
Southcoast Capital/Brenner Securities Corporation October 1994 - July 1997
Skills
Risk..., Due Diligence, Hedge Funds, Business..., Transaction..., Broker Dealer..., Asset Management, Investment Analysis, Credit Risk, Credit Analysis, Investment Banking, Corporate Finance, Litigation Support, Expert Testimony, Derivatives Credit..., Strategy, Finance, Equities, Valuation, Derivatives, Financial Risk, Financial Services, Venture Capital, Fixed Income, Start-ups, Credit
Education
Massachusetts Institute of Technology
Bachelor of Science (B.S.), Applied Mathematics/Economics
Massachusetts Institute of Technology - Sloan School of Management
Master of Science (M.S.), Operations Research/Finance
Dinosaur Securities, LLC December 2014 - Present
Quadrant Compliance Group LLC 2013 - 2014
Emerald Point Capital LLC June 2007 - April 2013
Alvarez & Marsal January 2006 - December 2006
Bates White October 2003 - January 2006
TNP Enterprises, Inc. November 2003 - September 2005
UltraFast Optical Systems, Inc. April 2000 - October 2003
Harmonic Research January 2000 - October 2003
Maxcor Financial July 1997 - January 2000
Southcoast Capital/Brenner Securities Corporation October 1994 - July 1997
Skills
Risk..., Due Diligence, Hedge Funds, Business..., Transaction..., Broker Dealer..., Asset Management, Investment Analysis, Credit Risk, Credit Analysis, Investment Banking, Corporate Finance, Litigation Support, Expert Testimony, Derivatives Credit..., Strategy, Finance, Equities, Valuation, Derivatives, Financial Risk, Financial Services, Venture Capital, Fixed Income, Start-ups, Credit
Education
Massachusetts Institute of Technology
Bachelor of Science (B.S.), Applied Mathematics/Economics
Massachusetts Institute of Technology - Sloan School of Management
Master of Science (M.S.), Operations Research/Finance
Chris Avallone's Dinosaur Securities LLC Experience June 2009 - March 2010
Job Consultant at CCJ llc
Industry Financial Services
Experience
CCJ llc November 2013 - Present
AXA Advisors November 2010 - Present
Dinosaur Securities LLC June 2009 - March 2010
CMS Forex 2008 - 2009
Geenwood/Mercury Futures January 2000 - August 2007
Education
Frostburg State University 1993 — 1997
BS, Finance
CCJ llc November 2013 - Present
AXA Advisors November 2010 - Present
Dinosaur Securities LLC June 2009 - March 2010
CMS Forex 2008 - 2009
Geenwood/Mercury Futures January 2000 - August 2007
Education
Frostburg State University 1993 — 1997
BS, Finance
Christopher Gething, CFP®'s Dinosaur Securities LLC Experience March 2011 - March 2014
Job Financial Advisor at Atherean Wealth Management, LLC
Industry Investment Management
Experience
Atherean Wealth Management, LLC May 2014 - Present
Dinosaur Securities LLC March 2011 - March 2014
RMR Wealth Management LLC February 2011 - March 2014
MetLife Securities Inc. November 2006 - February 2011
Christopher M. Gething January 2005 - November 2006
ABAQUS Inc May 1999 - August 2001
Skills
Retirement Planning, Wealth Management, Portfolio Management, Financial Planning, Estate Planning, Strategic Financial..., Investments, Financial Services, Fixed Annuities, Insurance, FINRA, Securities, Series 7, Financial Advisory, Finance, Series 63, Asset Allocation, Retirement, Alternative Investments, Investment Strategies, Mutual Funds, Options, Equities, Fixed Income, Investment Advisory, IRAs, Bonds, Personal Finance, Asset Management, Hedge Funds, Wealth, Financial Planners
Education
Brown University 2001 — 2002
Sc.M., Engineering
Brown University 1995 — 1999
Sc.B., Engineering
Massachusetts Institute of Technology 2002 — 2005
ABD, Solid Mechanics, Engineering
Stuyvesant H.S. 1992 — 1995
Saint Anns
Atherean Wealth Management, LLC May 2014 - Present
Dinosaur Securities LLC March 2011 - March 2014
RMR Wealth Management LLC February 2011 - March 2014
MetLife Securities Inc. November 2006 - February 2011
Christopher M. Gething January 2005 - November 2006
ABAQUS Inc May 1999 - August 2001
Skills
Retirement Planning, Wealth Management, Portfolio Management, Financial Planning, Estate Planning, Strategic Financial..., Investments, Financial Services, Fixed Annuities, Insurance, FINRA, Securities, Series 7, Financial Advisory, Finance, Series 63, Asset Allocation, Retirement, Alternative Investments, Investment Strategies, Mutual Funds, Options, Equities, Fixed Income, Investment Advisory, IRAs, Bonds, Personal Finance, Asset Management, Hedge Funds, Wealth, Financial Planners
Education
Brown University 2001 — 2002
Sc.M., Engineering
Brown University 1995 — 1999
Sc.B., Engineering
Massachusetts Institute of Technology 2002 — 2005
ABD, Solid Mechanics, Engineering
Stuyvesant H.S. 1992 — 1995
Saint Anns
Craig Jantz's Dinosaur Securities LLC Experience January 2008 - September 2012
Job Financial Adviser Merrill Lynch Wealth Management
Industry Financial Services
Experience
Merrill Lynch Wealth Management 2012 - Present
Dinosaur Securities LLC January 2008 - September 2012
Prebon Yamane October 2001 - January 2008
Cantor Fitzgerald January 1998 - September 2001
Bank of America Merrill Lynch 1974 - 1994
Skills
Trading, Retail, Investments, Customer Relations, Risk, Mortgage, Series 7, Fixed Income, Capital Markets, Commodities, Compliance, Brokerage, Bloomberg, Bonds, Series 63, series 8, series 99, dealer sales, Institutional sales, mortgaged backed..., corporate bond trading, Proprietary Trading, Trading Desk Manager, Mortgage Lending, MBS, Financial Adviser..., series 66, Life Insurance and..., Options, Hedge Funds, FINRA, Alternative Investments
Education
St Johns University 1981 — 1983
Economics
University of Delaware 1973 — 1974
Economics
Wagner College 1969 — 1973
B.S., Education and Psychology
Merrill Lynch Wealth Management 2012 - Present
Dinosaur Securities LLC January 2008 - September 2012
Prebon Yamane October 2001 - January 2008
Cantor Fitzgerald January 1998 - September 2001
Bank of America Merrill Lynch 1974 - 1994
Skills
Trading, Retail, Investments, Customer Relations, Risk, Mortgage, Series 7, Fixed Income, Capital Markets, Commodities, Compliance, Brokerage, Bloomberg, Bonds, Series 63, series 8, series 99, dealer sales, Institutional sales, mortgaged backed..., corporate bond trading, Proprietary Trading, Trading Desk Manager, Mortgage Lending, MBS, Financial Adviser..., series 66, Life Insurance and..., Options, Hedge Funds, FINRA, Alternative Investments
Education
St Johns University 1981 — 1983
Economics
University of Delaware 1973 — 1974
Economics
Wagner College 1969 — 1973
B.S., Education and Psychology
Terry Beecher's Dinosaur Securities LLC Experience April 2009 - Present
Job FA at Dinosaur Securities LLC
Industry Financial Services
Experience
Dinosaur Securities LLC April 2009 - Present
Park Financial Group 1999 - 2009
Morgan Stanley 1994 - 1999
Skills
Trading Systems
Education
Marquette University 1977 — 1981
Bachelor of Arts (BA), Psychology/Management
Darlington High School
Dinosaur Securities LLC April 2009 - Present
Park Financial Group 1999 - 2009
Morgan Stanley 1994 - 1999
Skills
Trading Systems
Education
Marquette University 1977 — 1981
Bachelor of Arts (BA), Psychology/Management
Darlington High School
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY