American Stock Exchange
NYSE American, formerly known as the American Stock Exchange, and more recently as NYSE MKT, is an American stock exchange situated in New York City, New York. AMEX was previously a mutual organization, owned by its members. Until 1953, it was known as the New York Curb Exchange. Address: 74 Trinity Pl, New York, NY 10006, USA Currency: United States Dollar Owner: Intercontinental Exchange Phone: +1 212-896-2830: Place name: : Hours: Category: : : : : Website: Website: http://nyse.com/ Category: Historical landmark Suggest an editUnable to add this file. Please check that it is a valid photo. Unable to add this file. Please check that it is a valid photo. · Own this business?Add missing informationAdd business hours Unable to add this file. Please check that it is a valid photo. Questions & answers Ask a questionBe the first to ask a question Add a photoThank you for sharing!Your photo will be posted publicly on Google.Contribute MoreFinishedUpload public photos of American Stock Exchange Posting publicly on the Web Write a review Reviews 9 Google reviews
American Stock Exchange List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at American Stock Exchange. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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American Stock Exchange Employees
NYC Department of Finance April 2012 - Present
Tokio Marine Management February 2012 - April 2012
DTCC February 2010 - December 2011
New York Stock Exchange November 2008 - May 2009
American Stock Exchange November 2006 - December 2008
SIAC October 1999 - November 2006
Bear Stearns 1996 - 1998
Department for Education and Skills 1994 - 1996
Skills
COBOL/370, COBOL II, JCL, SQL, Embedded SQL, PL/SQL, UNIX Shell, CICS, Informatica, ETL, XML, DB2, DB2/SQL, MS Access, Oracle 10g, VSAM, IAM, QMF, SPUFI, OS Utilities, TSO, ISPF/PDF, CEDF, EZ-Treive, DYL280, Panvalet, Librarian, ChangeMan, FILE-AID, File Manager, Xpediter, Intertest, Platinum, FTP, ERwin, FilePort, TOAD, AQT, MS Visio, MS Word, MS Excel, MS Lotus Notes, Microfocus Workbanch, NDM, COBOL, Oracle, Data Warehousing
Education
Globe Institute of Technology 1993 — 1995
Diploma, Computer Programming
Belaruski Nacyjanal'ny Tehnièny Universitet 1982 — 1986
BS, Civil engineering
MetLife February 2014 - Present
PwC December 2010 - February 2014
KPMG US August 2007 - March 2010
Schonfeld Group September 1999 - January 2007
American Stock Exchange June 1997 - May 1999
Skills
Internal Controls, GAAP, Financial Reporting, Big 4, Financial Statements, Revenue Recognition, Sarbanes-Oxley, Financial Analysis, External Audit, IFRS, Auditing, Financial Accounting, Sarbanes-Oxley Act, US GAAP, Assurance, Finance, Accounting
Education
City University of New York-Baruch College - Zicklin School of Business 2003 — 2007
Master of Business Administration (MBA), Accounting
University of Notre Dame
Bachelor of Arts (B.A.), Economics
Intercontinental Exchange January 2008 - December 2014
American Stock Exchange January 2000 - January 2008
Bca Monte Dei Paschi Di Siena, Spa January 1992 - January 2000
Skills
excellent time..., Organizational..., Great People Skills, Security, Risk Management, Vendor Management, Strategic Planning, Employee Relations, Leadership, SDLC, Active Directory, Business Analysis, Requirements Analysis, CRM, Project Management, Electronic Trading, Budgets, IT Management, Performance Management, Equities, Process Improvement, Management, Customer Service, Program Management, Microsoft Excel
Education
Baruch College, City University of New York (CUNY) 2001 — 2003
Certificate in Finance, Securities Industry
Brooklyn College 1993 — 1996
Master of Science, TV & Radio Program Management
St. John's University, Queens, NY 1988 — 1992
Bachelor of Science, Communication
New Jersey City University
Master of Education (M.Ed.), Elementary Education and Teaching
Smash Street Media, LLC June 2014 - Present
elsewat April 2014 - Present
Broadway Technology September 2011 - March 2014
ELX Futures, L.P. (ELX Futures) May 2009 - September 2011
Independent November 2008 - April 2009
American Stock Exchange August 2003 - October 2008
Financial Times January 2000 - August 2003
Bridge News January 1999 - December 1999
WCBS Online October 1997 - December 1998
Japan Exchange Teaching Program August 1994 - August 1997
Skills
Media Relations, Crisis Communications, Internal Communications, Corporate Communications, Strategic Communications, Speech Writing, Communication Training, Journalism, Reputation Management, Crisis Management, Publishing, Magazines, Copy Editing, Public Affairs, Investor Relations, Press Releases, Newspapers, Editing, Marketing, Public Relations, Leadership, Storytelling, Online Journalism, Copywriting, New Media, Broadcast, Publicity, Web Content, News Writing, Content Strategy
Education
Columbia University in the City of New York 1997 — 1998
Master's Degree, Journalism
Carleton University 1990 — 1994
Bachelor's Degree, Journalism and Political Science
Jarvis Collegiate Institute 1985 — 1990
Brown Brothers Harriman March 2014 - February 2015
Morgan Stanley Wealth Management May 2013 - February 2014
Morgan Stanley International Wealth Management April 2011 - April 2013
Morgan Stanley Wealth Management June 2007 - March 2011
Morgan Stanley September 2006 - May 2007
Morgan Stanley Wealth Management August 2004 - August 2006
American Stock Exchange April 2003 - August 2004
US Securities and Exchange Commission September 1999 - April 2003
Education
Boston College Law School 1996 — 1999
J.D.
University of California, Berkeley 1989 — 1994
B.S., Industrial Engineering and Operations Research
RBS April 2006 - Present
SG Cowen October 2005 - April 2006
American Stock Exchange August 2004 - October 2005
Wachovia Securities December 2000 - August 2004
Merrill Lynch April 1998 - December 2000
Skills
Trading Systems, Fixed Income, Equities, Options, Electronic Trading, SDLC, Business Analysis, Financial Services, Banking, Equity Trading, Project Management, PMBOK, Business Requirements, Payment Systems, Bloomberg, Requirements Gathering, SWIFT messages, Budget Forecasts, Strategic Planning, Mutual Funds, SWIFT payments, Financial Risk, Portfolio Management, PMO, Project Portfolio..., Analysis, Distributed Systems, Regulatory Requirements, Mainframe Architecture, Distributed Architecture, Vendor Management
Education
City University of New York-College of Staten Island
Bachelor of Science, Business
Villanova University
PMP Certification Preparation
Debevoise & Plimpton September 2011 - Present
St. John's Law Review April 2010 - April 2011
Debevoise & Plimpton June 2010 - August 2010
American Stock Exchange October 2006 - August 2008
IMG-TWI, Inc. July 2004 - November 2005
Education
Saint John's University School of Law 2008 — 2011
JD
Boston College - Wallace E. Carroll Graduate School of Management 2000 — 2004
BS
Maine Central Institute
Maine Central Institute
Maine Central Institute
NYC Department of Finance August 2012 - Present
Polytechnic Institute of New York University January 2008 - Present
Independent Contractor March 2012 - August 2012
Dun & Bradstreet September 2010 - September 2011
NYC Department of Education July 2009 - July 2010
NYSE Euronext October 2008 - July 2009
American Stock Exchange August 2000 - October 2008
Guardian Life July 1981 - August 2000
Skills
Program Management, PMP, Change Management, Project Management, Cross-functional Team..., Team Building, Leadership, Management, ITIL, Analysis, MS Project, SDLC, Project Planning, IT Management, Business Analysis, Vendor Management, Risk Management, Software Project..., Visio, System Administration, Conflict Management, Management Consulting, IT Strategy, Process Improvement, Project Portfolio..., Integration, Business Process..., Business Process, Disaster Recovery, Team Leadership, Software Development, PMO, Business Intelligence, Requirements Analysis, Microsoft Excel, Strategy
Education
City University of New York 2010 — 2014
MS, Business Management and Leadership
Saint John's University 1976 — 1980
BA, Literature and Speech
CJR Fine Arts June 2004 - December 2013
Jacuzzi Brands October 2003 - June 2004
Credit Suisse June 2001 - August 2003
CIBC World Markets April 1999 - June 2001
CLT Research Associates, Inc. January 1998 - May 1999
American Stock Exchange March 1997 - January 1998
Research International 1995 - 1997
Skills
Project Management, Business Analysis, Customer Service, Marketing Strategy, Microsoft Excel, Microsoft Office, Analysis, Strategic Planning, Market Research, Business Strategy, Team Leadership, Program Management, Change Management, Photoshop, Research, Team Building, Management, Social Media, Teamwork, Leadership, CRM, Entrepreneurship, Strategy, Marketing
Education
City University of New York-Baruch College
BBA
Bristol-Myers Squibb August 2009 - Present
Bristol-Myers Squibb, Princeton, New Jersey August 2006 - August 2009
Mustard Seed Consulting & Publications April 2001 - August 2009
American Stock Exchange 2005 - 2006
DTCC March 1998 - October 2000
Skills
Project Management, Large Group Facilitation, Instructional Design, Strategic Planning, Team Leadership, Workshop Facilitation, Blended Learning, Learning Management, Leadership Development, Organizational..., Training Delivery, Needs Analysis, Change Management, Performance Management, Captivate, Talent Management, Performance Consulting, Executive Coaching, Narrative Medicine, Management, Project Planning, Training, Leadership, Program Management, Cross-functional Team..., Employee Training, E-Learning, Staff Development, Software Documentation, Strategy, Organizational..., Technical Writing, Team Building, Learning Management...
Education
Columbia University in the City of New York 2010 — 2012
Master of Science (M.Sc.)
The Grove 2012 — 2012
Certificate - Graphic Facilitation
Interaction Associates 2009 — 2009
Certificate
Pharmaceutical Education & Research Institute 2009 — 2009
Certificate
State University of New York Empire State College 1991 — 1993
B.S. Business
McGladrey LLP October 2010 - Present
CTC Electric, LLC June 2009 - October 2010
Ernst & Young May 1998 - June 2009
American Stock Exchange October 1995 - May 1998
Mitsubishi Corporation June 1989 - October 1995
Skills
Due Diligence, Mergers & Acquisitions, Financial Modeling, Private Equity, Valuation, Finance, Acquisition Integration, Accounting
Education
Columbia University - Columbia Business School 1992 — 1994
MBA, Corporate Finance
Fordham University 1981 — 1985
BS, Public Accounting
Baker Law Offices, P.C. December 2014 - Present
Perry, Krumsiek & Dolan, LLP January 2013 - December 2014
Perry, Krumsiek & Jack LLP 2009 - December 2012
Zurich Insurance - Staff Counsel (Boston) 2002 - 2008
Sugarman, Rogers, Barshak & Cohen 1998 - 2002
Smith & Duggan LLP 1995 - 1998
Supreme Court of Pennsylvania 1994 - 1995
American Stock Exchange 1987 - 1988
Skills
Civil Litigation, Personal Injury, Trials, Automobile Accidents, Wrongful Death
Education
Boston University School of Law 1990 — 1993
J.D., Law
New York University 1984 — 1990
B.A., Economics
The Salvation Army 2010 - Present
Williams-Bono Associates January 2008 - Present
New York Stock Exchange September 2008 - November 2008
American Stock Exchange 1977 - 2008
Skills
Capital Markets, Leadership, Securities, Budgets, Corporate Governance, Equities, Financial Analysis, Finance, Project Planning, Financial Services, Regulations, Team Building, Management, Mergers & Acquisitions
Education
Columbia University - Columbia Business School 1971 — 1973
MBA, Finance and Marketing
Rutgers University-New Brunswick 1964 — 1968
BA, Economics
Hackensack High School
AIG 2013 - Present
AIG 2012 - 2013
AIG 2008 - 2012
Kellwood Company 2007 - 2008
BDO Seidman Alliance 2006 - 2007
American Stock Exchange 2004 - 2006
American Stock Exchange 2002 - 2004
UBS 2001 - 2002
Deloitte 1998 - 2001
Skills
Accounting, Analysis, Business Analysis, Auditing, Financial Analysis, Financial Modeling, Financial Reporting, Financial Risk, Microsoft Excel, Financial Services, Risk Management, Portfolio Management, Strategic Planning, Sarbanes-Oxley Act, Finance, Management
Education
Baruch College Zicklin School of Business 2010 — 2014
Master of Business Administration (M.B.A.), Finance and Information Systems, 3.5
Boston University 1994 — 1998
Bachelor of Business Administration (BBA), Accounting and Finance
Columbia Prep
HS Degree
Pershing, a BNY Mellon company April 2012 - Present
Bessemer Trust March 2011 - September 2011
Citibank July 2010 - January 2011
Thomson Reuters June 2009 - June 2010
NYFIX, Inc. August 2006 - July 2008
American Stock Exchange October 2004 - September 2006
Telerate February 2002 - October 2004
Booz Allen & Hamilton May 2000 - August 2001
Nextera Interactive October 1998 - May 2000
Chase Manhattan Bank August 1991 - October 1998
Skills
PMO, Program Management, PMP, Strategic Planning, Social Networking, Scrum, Agile, Pivot Tables, Software Project..., Full SDLC, Information Security..., Financial Markets, ITIL v3, Clarity, HP PPM, Financial Reporting, Management Reporting, Expense Budgeting, Capital Budgeting, SharePoint, Certified Project..., Waterfall, RUP, Compliance, Cross-functional Team..., Project Management, Project Reporting, Sourcing & Procurement, Business Process..., Vendor Management, MS Project, MS Office Suite, Visio, Spanish, Private Banking, Private Wealth..., Hiring, Fixed Income, Equities, Virtual Teams, Skilled Communicator, Knowledge Management, Compliance Audits, ITIL, Management, Project Portfolio..., Agile Methodologies, Budgets, Microsoft Office, Strategy
Education
NYU Stern School of Business 1989 — 1991
MBA
Karl Marx University of Economics - Budapest, Hungary 1986 — 1986
Program Manager
Dartmouth College 1981 — 1986
BA
Eton College 1980 — 1981
A-Levels
The Hill School 1977 — 1980
HS Diploma
Bloomberg September 2009 - Present
Wachovia April 2007 - August 2009
American Stock Exchange February 2001 - April 2007
Salomon Smith Barney August 2000 - February 2001
Instinet March 1998 - August 2000
SIAC January 1997 - March 1998
Skills
C++, Trading Systems, Java, Market Data, Equity Trading, Order Management, Electronic Trading, Sybase, Multithreading, Distributed Systems, Unix, Low Latency, Unix Shell Scripting, Solaris, Perl
Education
Columbia Engineering
M.S., Computer Science
Drexel University 1986 — 1991
B.S., Electrical Engineering
Hard Rock Hotel March 2012 - Present
The Venetian I The Palazzo, Resort Hotel & Casino I Las Vegas Sands Corp. 2006 - 2010
American Stock Exchange 1994 - 2005
Skills
Hotels, Hospitality, Hospitality Management, Hospitality Industry, Resorts, Hotel Management, Food & Beverage, Revenue Analysis, Pre-opening, Front Office, Restaurants, Catering, Tourism, Event Management, Yield Management, Banquets, Micros, Customer Service, Rooms Division, Meeting Planning
Education
City University of New York-John Jay College of Criminal Justice
NYSE Euronext March 2009 - Present
Integral Derivatives May 2006 - March 2008
Pacific Exchange Inc. 2005 - 2006
American Stock Exchange 2003 - 2005
Education
Dublin City University 1996 — 1997
Journalism
Rathmines Institute of Tecnology, Dublin 1990 — 1993
IntercontinentalExchange NYSE October 2008 - Present
American Stock Exchange 1997 - 2008
Morgens Waterfall Vintiadis & Co May 1995 - May 1997
Skills
Capital Markets, Equities, Securities, Due Diligence, Finance, Investments, Executive Management, Fixed Income, Investor Relations, Financial Analysis, Financial Markets, Private Equity, Hedge Funds, Management, Trading
Education
New York University - Leonard N. Stern School of Business 1994 — 1996
MBA, Finance
Binghamton University - School of Management 1982 — 1986
BS, Accounting
Bottomless Closet 2014 - Present
The Guardian Life Insurance Company of America 2013 - Present
Articulate Communications 2011 - 2013
Thomson Reuters January 2010 - July 2011
Citi 2004 - 2010
American Stock Exchange 2002 - 2004
Citi 1998 - 2001
Skills
Media Relations, Strategic Communications, Corporate Communications, Public Relations, Strategy, Internal Communications, Account Management, Marketing Strategy, Press Releases, Marketing Communications, Leadership, Copywriting, Public Affairs, Integrated Marketing, Marketing, Crisis Communications
Education
Boston University
B.S. Communications
Independent Contract Photographer December 2010 - Present
AMRPhoto February 1982 - Present
Edison Art Society September 2009 - September 2010
American Stock Exchange August 2005 - October 2008
American Stock Exchange 1982 - 2008
AMRPhoto 1982 - 2005
Skills
Photography, Photo Editing, Retouching, Portrait Photography, Photoshop, Fine Art Photography, Commercial Photography, Digital Imaging, Digital Photography, Event Photography, Photojournalism, Editorial, Image Editing, Portraits, Documentary, Marketing, Documentaries, Image Manipulation, Adobe Creative Suite, Magazines, Studio Photography, Multimedia, Art, Publications, Public Relations, Film, Photos, Lightroom, Brochures, Newspapers, Mac, Video Production, Blogging, Graphic Design, Video, Layout, New Media, Environmental..., Studio Lighting, Still Life, Wedding Photography, Headshots, Weddings, Food Photography
Education
Chabot College
Commerical Photography
Sullivan County Community College
AA
Kaufmann Gildin Robbins & Oppenheim 1985 - Present
American Stock Exchange 1980 - 1983
Office of the New York Attorney General 1976 - 1980
Education
Columbia Law School
J.D.
GoldenSource December 2010 - Present
7 Promotions, Inc. 2009 - 2010
American Stock Exchange 2007 - 2008
Wechsler & Company 2000 - 2004
NYSE Euronext 1998 - 1999
Skills
Equities, Trading, Asset Managment, Bloomberg, Fixed Income, Capital Markets, Business Analysis, Derivatives, Banking, Data Analysis, Securities, Financial Services, Requirements Gathering, Business Requirements, Investment Banking, Market Data, Asset Management
Education
University of Rochester 2004 — 2006
MBA, Finance and Accounting
Colgate University 1996 — 2000
BA, Economics
IDC 2014 - Present
BASTIAN LAW OFFICES May 2013 - August 2013
PETER J. KELLEY & ASSOCIATES May 2012 - August 2012
AMERICAN STOCK EXCHANGE January 2005 - January 2008
AMERICAN STOCK EXCHANGE May 2000 - January 2005
Nasdaq July 1998 - May 2000
J.P. Morgan July 1997 - September 1997
Skills
Adept at negotiating..., Proficient at mediating..., Experienced at..., Versed in the critical..., Financial Analysis, Trials, Financial Risk, Strategy, Management, Legal Writing, Legal Research, Analysis, Business Development
Education
Boston College Law School 2011 — 2014
Juris Doctor Degree
Fordham University 2007 — 2011
Bachelor of Arts degree in Political Science and Sociology
Wolkoff Consulting Services LLC February 2012 - Present
ELX Futures, L.P. October 2008 - February 2012
American Stock Exchange January 2005 - October 2008
NYMEX 1981 - 2003
Commodity Futures Trading Commission 1980 - 1981
Skills
Financial Markets
Education
Boston University School of Law 1977 — 1980
Doctor of Law (J.D.)
Columbia University in the City of New York 1973 — 1977
Bachelor of Arts (B.A.)
Cashman Consulting, LLC March 2011 - Present
New York Road Runners 2012 - 2012
NBC Universal January 2010 - April 2011
International Securities Exchange April 2009 - July 2009
American Stock Exchange 2006 - 2008
SIAC 1986 - 2005
Argo Telecommunications January 1984 - March 1986
American Express 1982 - 1984
Skills
Business Continuity, IT Operations, Business Process..., Disaster Recovery, ITIL, Data Center, Change Management, Planning, Quality Assurance, Incident Management, Project Planning, Program Management, SDLC, IT Strategy, CRM, Vendor Management, PMP, Project Management, PMO, Business Analysis, Management, Risk Management, Information Technology, IT Management, Infrastructure, Leadership, Governance, Testing, Integration, IT Service Management, Project Portfolio..., Outsourcing, Security, Visio, Service Delivery, Enterprise Architecture, Process Improvement, Business Continuity..., Resource Management, Requirements Analysis, Software Project..., Business Process, Information Security..., Project Delivery, Solution Architecture, Operating Systems, Service Management, Software Documentation, Business Intelligence, Cloud Computing
Education
City University of New York 2013 — 2014
HITECH CLG Certificate, Health Care History and Information Technology
DRI Business Continuity BCLE 2000 2011 — 2011
St. Francis College 1978 — 1983
BS, Business Administration
Cathedral Preparatory Seminary High School 1974 — 1978
Holy Innocents 1966 — 1974
American Stock Exchange June 2000 - December 2001
Nasdaq-Amex Market Group June 1999 - June 2000
Issuer Services November 1998 - June 1999
American Stock Exchange June 1998 - November 1998
J.P. Morgan June 1996 - June 1998
Prudential Securities, Inc January 1991 - June 1996
Skills
Securities, Investor Relations, Trading, Venture Capital, Budgets, Marketing, Management, Mutual Funds, Customer Service, IPO, Contract Negotiation, Investments, Equities
Education
Katherine Gibbs School 1990 — 1992
Associate's degree, Business Administration and Management, General
Brookdale Community College
American Stock Exchange October 1998 - April 2011
J. E. Robert Company March 1993 - September 1994
NCNB Texas National Bank February 1989 - July 1992
Continental Ill. National Bank & Trust Company (Chicago) January 1985 - November 1988
Education
Edwin L. Cox School of BusinessSouthern Methodist University (SMU)
Masters, Business Administration
The University of Texas at Austin
Bachelors, Business Administration; Finance
Cornell University
Wyndham Hotel Group February 2014 - Present
New York State Insurance Fund October 2012 - November 2013
MarkitSERV April 2012 - September 2012
Experis IT October 2011 - February 2012
MOL IT January 2001 - June 2011
Refco Group August 2000 - December 2000
Church & Dwight, Co., Inc. June 1999 - July 2000
American Stock Exchange August 1996 - May 1999
Rijnhaave February 1993 - August 1996
Skills
Data Modeling, Data Warehouse..., Data Warehousing, Dimensional Modeling, ODS, OLTP, Oracle, Business Intelligence, ER-Studio, Embarcadero, Performance Tuning, Teradata, Agile Methodologies, PL/SQL, SQL, Oracle Discoverer, Oracle Designer, Unix Shell Scripting, T-SQL, Business Intelligence..., Oracle SQL, Oracle OLAP, UNIX, Linux, DB2 9.1, Data Profiling, Data Governance, Reference Data, Master Data Management, Erwin, Database Design, Databases, ETL, Oracle Forms, Oracle SQL Developer, SDLC, SQL Tuning, Shell Scripting, Unix
Education
Bryansk State Technical University (BSTU)
BS, Structural Engineering, Computer Science
The Children's Place August 2008 - Present
American Dream Team Realty January 2007 - September 2008
American Stock Exchange September 1987 - November 2006
Education
City University of New York-College of Staten Island
Associates, Business Management
NYC DOF July 2010 - Present
JP Morgan Chase February 2010 - July 2010
NYSE Euronext (Amex services) 2001 - 2009
American Stock Exchange 2006 - 2008
SIAC 1997 - 2001
NYC Department of Education 1995 - 1996
The Chase Manhattan Bank 1994 - 1995
Skills
JCL, SDLC, Disaster Recovery, COBOL, Unix, Data Warehousing, CICS, XML, ITIL, Software Development, Databases, Program Management, Mainframe, ETL, Visio, Software Documentation, MVS, DB2, Requirements Analysis, Enterprise Architecture, Project Management, Security, SQL, IT Management, Solaris, z/OS, Systems Analysis, Testing, Business Analysis, Operating Systems, Vendor Management, Data Modeling, System Architecture, IT Operations, Integration, Perl, IT Strategy, Analysis, Informatica, Data Center, Software Project..., Business Intelligence, Linux, JES2, Unix Shell Scripting, IT Service Management, AIX, PMP, Oracle, PL/SQL
Education
SIAC, Brooklyn, NY 2006 — 2006
Certificat
George Washington University, School of Business & Public Management 2005 — 2005
Certificat
Globe Institute of Technology (formerly ASA, Inc.) 1992 — 1993
Diploma
Belaruski Dzjaržauny Agrarny Tehnièny Universitet 1978 — 1983
BS and MD
Citi March 2014 - Present
Fidessa September 2013 - February 2014
Fidessa July 2012 - September 2013
Fidessa December 2008 - July 2012
American Stock Exchange January 2003 - September 2008
American Stock Exchange February 2000 - January 2003
American Stock Exchange February 1996 - February 2000
Prudential Securities July 1993 - February 1996
Skills
Market Data, Research, Electronic Trading
Education
Baruch College, City University of New York (CUNY) 1995 — 2000
MBA, International Marketing
Swarthmore College 1987 — 1991
BA, Psychology
Allexius August 2012 - 2014
Leaders in Non-Profit Operations and Education in Greater New York City Area 2012 - 2013
MHANY Management Inc. June 2010 - December 2011
MassMutual Financial Group September 2009 - May 2010
Workplace Stars, LLC February 2009 - December 2009
American Stock Exchange January 2008 - September 2008
American Stock Exchange July 1999 - December 2007
Center for Transformational Leadership December 2004 - August 2006
American Stock Exchange May 1999 - July 1999
Toussaint Institute Fund October 1998 - May 1999
Skills
Leadership Development, Project Coordination, Relationship Development, Organizational..., Strategic Planning, Microsoft Office, Customer Relations, Program Management, PowerPoint, Outlook, Word, Excel, Mentoring, Vendor Management, Non-profits, Volunteer Management, Non-profit..., Program Development, Managing Database, ADP Payroll, Staff Development, Non-profit Board..., Board of Director..., Volunteer Training, Design Documents, LIHTC, Microsoft Excel, Microsoft Word, Customer Service, Access, Management, Process Improvement, Leadership, Social Media Marketing, Budgets, Account Management, Nonprofits, Team Building, New Business Development, Talent Management, Change Management, Product Management, Negotiation, Project Planning, Marketing, Recruiting, Human Resources, Analysis, CRM, Time Management
Education
Landmark Education 2005 — 2007
Completion, Curriculum for Living
Mercy College 2003 — 2004
Master of Science, Organizational Leadership
City University of New York City College 1992 — 1996
BS, Elementary Education
Bishop Kearney H.S. 1982 — 1986
Regents Diploma, Math and Science
ISE Holdings May 2010 - Present
International Securities Exchange September 2008 - March 2009
American Stock Exchange November 2006 - January 2008
Securities Industry Automation Corporation May 1988 - November 2006
ITT World Com. April 1985 - July 1988
Education
DeVry University 1979 — 1981
BA, Electronics
Boulevard Housing Corporation January 1996 - Present
American Stock Exchange September 1983 - June 1995
Skills
Hotel Management, Hotels, Resorts, Opening Hotels, Convention Services, Reservation, Meeting Planning, Leisure, Tourism Management, POS, Social Media Marketing, Catering, Customer Service, Event Management, Marketing, Food, Blogging, Public Relations, Social Media, Social Networking, Event Planning, Management, Sales, Restaurants
Education
Baruch College, City University of New York (CUNY) 1995 — 1996
Micro Computing, Data Entry/Microcomputer Applications
State University of New York College at Fredonia 1977 — 1981
Business Administration, Marketing
SIFMA August 2012 - Present
NASDAQ OMX January 1999 - May 2012
American Stock Exchange May 1994 - January 1999
The Wadsworth Company October 1990 - December 1993
Merrill Lynch September 1986 - January 1988
Skills
Electronic Trading, Options, Equity Trading, Financial Markets, ETFs, Trading Systems, Investment Banking, Capital Markets, Securities, Financial Services, Trading, Series 7, Derivatives, FINRA, Structured Products, Hedge Funds, Fixed Income, Bloomberg, Equity Derivatives, Market Structure, Market Data, Market Making, Banking, Trading Strategies, Alternative Investments, Middle Office, FX Options, Bonds
Education
New York University - Leonard N. Stern School of Business 1989 — 1990
MBA, Economics
Colby College 1982 — 1986
BA, Government
Friends Academy 1975 — 1982
Boehringer Ingelheim April 2010 - Present
Pitney Bowes 1997 - 2010
American Stock Exchange January 1995 - April 1997
Port Authority of NY & NJ 1993 - 1995
IBM 1988 - 1992
Keller Army Hospital- USMA 1981 - 1988
US Army Nurse Corps 1979 - 1981
Skills
Healthcare, Occupational Health, Nursing, Medical Devices, Surgery, Healthcare Management, Critical Care, Wound Care, Internal Medicine, Disease Management, Patient Safety, Healthcare Information..., Emergency Medicine, Patient Education, Health Promotion, Health Education, CPR Certified, Cross-functional Team..., Program Management, Training, Team Building, Process Improvement, Software Documentation, Microsoft Office
Education
Adelphi University 1973 — 1977
BSN, Registered Nursing/Registered Nurse
Meister Seelig & Fein LLP March 2009 - Present
Fish & Richardson, P.C. 2006 - March 2009
Wolf Block November 2004 - May 2006
Virgin Records August 2001 - November 2004
Beldock Levine & Hoffman 1998 - 2001
Ritholz Levy Sanders Chidekel & Fields LLP 1996 - 1998
Leibowitz Belson & Szuflita 1994 - 1997
American Stock Exchange 1985 - 1991
Oppenheimer & Co. 1981 - 1985
Skills
Licensing, Intellectual Property, Entertainment Law, Entertainment, New Media, Copyright Litigation, Music Licensing, Trademark Prosecution, Internet Law, Certified Information..., Cyberlaw, Copyright Law
Education
Fordham University School of Law 1991 — 1994
Doctor of Law (J.D.)
New York University 1980 — 1984
BA, Philosophy
Berklee College of Music 1979 — 1980
composition
International Association of Privacy Professionals
CIPP, US, Privacy
MarkitSERV May 2011 - Present
EquiLend April 2011 - May 2011
Let It Bee Apiaries June 2009 - May 2011
Envirosell October 2010 - March 2011
U.S. Census Bureau April 2010 - July 2010
American Stock Exchange August 2008 - February 2009
Skills
Equities, Trading, Options, Credit Derivatives, Derivatives, Electronic Trading, Equity Derivatives, FX Options, Finance, Financial Markets, Financial Risk, Fixed Income, Hedge Funds, Interest Rate..., Investment Banking, Middle Office, Risk Management, Swaps, Trading Systems, Capital Markets, Securities, Market Data, Financial Services, Bloomberg, Back Office, Foreign Exchange, Prime Brokerage, Rates, Asset Management, Portfolio Management, Structured Products
Education
Binghamton University 2003 — 2008
BA, Economics
Ogilvy & Mather August 1999 - Present
GRE Insurance Group 1996 - August 1999
American Stock Exchange May 1991 - 1996
Wesleyan University July 1990 - May 1991
Skills
Deferred Compensation, HRIS, Employee Benefits
Education
Colgate University 1986 — 1990
Google September 2008 - Present
GoldenSource August 2007 - September 2008
American Stock Exchange 2006 - 2007
ILX - Thomson Financial May 1999 - March 2006
International Center for The Disabled February 1989 - March 1998
Program for Deaf Adults, LaGuardia Community College March 1993 - January 1998
Skills
Online Help, Software Documentation
Education
Columbia University in the City of New York 1975 — 1978
Bachelor of Arts (BA), English
New York University 1974 — 1975
Rogosin High School 1971 — 1974
Winston & Strawn LLP October 2013 - Present
Cadwalader Wickersham & Taft January 2006 - October 2013
American Stock Exchange 2001 - 2005
Bank of America 1997 - 2001
Securities and Exchange Commission 1991 - 1997
Lane & Altman 1986 - 1991
Skills
Investment Advisers Act, Corporate Governance, Securities Regulation, Securities, Corporate Law, Arbitration, SEC, AML, Commercial Litigation, FINRA, Securities Litigation, Litigation, Legal Compliance, Cross-border..., Broker-Dealer, FCPA, Banking Law, Financial Regulation, Dodd-Frank, Licensing, White Collar Criminal..., Internal Investigations, Privacy Law, Joint Ventures, Investment Company Act, Litigation Management, Private Placements, International Law, Bankruptcy, Administrative Law, Dispute Resolution, Legal Research, Legal Advice
Education
Boston University School of Law 1980 — 1983
JD, Magna Cum Laude, Law
St. John's College 1975 — 1980
BA
Google June 2015 - Present
Google July 2013 - June 2015
Content Ramen - WonDay, Inc. September 2012 - May 2013
Bracketz - WonDay, Inc. July 2009 - May 2013
Carnegie Mellon University August 2010 - December 2011
Razorfish Health June 2011 - August 2011
AOL Advertising/AOL Sponsored Listings May 2009 - May 2010
Advertising.com/Platform-A August 2007 - May 2009
Banc of America Securities December 2005 - August 2007
American Stock Exchange December 2003 - December 2005
Skills
Java, C#, HTML, CSS, Oracle SQL, MySQL, PHP, ASP.NET MVC, XML, JavaScript, Web Analytics, Online Advertising, Online Marketing, Brand Awareness, Regression Testing, SQL, AJAX, jQuery, CakePHP, CSS3, NetBeans, Eclipse, Android, Entrepreneurship, Agile Testing, Customer Acquisition, Social Media Marketing, Databases, REST
Education
Carnegie Mellon University 2010 — 2011
Master of Information Systems Management
Villanova University 1999 — 2003
BS, Finance
DAMIS Holdings LLC January 2011 - Present
Adirondack Direct June 1998 - June 2010
The Care Group, LLC February 1992 - May 1998
American Stock Exchange December 1988 - February 1992
Corwin and Tepper, CPA August 1987 - December 1988
Windsor International Agencies May 1984 - August 1987
Skills
Forecasting, Variance Analysis, Executive Management, Business Strategy, Budgets, Strategic Planning, Loans, Financial Analysis, Personnel Management, Management, Financial Statements, Business Development, Microsoft Excel, Negotiation, Mergers & Acquisitions, Human Resources, Accounting, Finance, GAAP, Teamwork, Cash Flow, SEC filings, Coaching, Performance Management, Leadership, Training, Time Management, Change Management, Customer Service, Cash Management, Public Speaking, Analysis, Sales, Team Building, Auditing, Microsoft Office, Strategic Financial..., Analytics, Managerial Finance, New Business Development
Education
Adelphi University 1984 — 1987
MBA, Business Administration
Adelphi University 1980 — 1984
BA, Business Administration
City of New York, Administration for Children's Services June 2015 - Present
Transportation Security Management April 2007 - Present
Skyline Credit Ride, Inc September 2011 - October 2014
NYSE Amex March 2006 - April 2009
American Stock Exchange March 2000 - March 2006
American Stock Exchange March 1992 - March 2000
American Stock Exchange March 1991 - March 1992
Wagner Scott Clearing Corporation March 1989 - March 1990
Merrill Lynch March 1980 - March 1987
Skills
Software Documentation, Integration, Management, Analysis, Business Strategy, Customer Service, Electronic Trading, Equities, ITIL, Market Data, Options, Quality Assurance, Security, Strategy, Trading, Trading Systems, Training, Risk Management, Financial Markets
Education
The Department of Health and Mental Hygiene 2015 — 2015
Certificate, Foods, Nutrition, and Wellness Studies, General
Nassau Community College 1986 — 1987
Accounting
CUNY New York City College of Technology 1981 — 1982
Accounting
WRIGHT Financial Group LLC March 2012 - Present
Wells Fargo 2002 - 2005
Wachovia Securities 2000 - 2002
UBS Wealth Management 1998 - 2000
Edward Jones 1994 - 1998
American Stock Exchange 1988 - 1994
Skills
Investments, Retirement Planning, Investment Strategies, Estate Planning, Financial Advisory, Portfolio Management, Retirement, Asset Allocation, Fixed Income, Financial Services, Alternative Investments, Strategic Financial..., Series 7, Wealth Management, Asset Managment, Financial Analysis, Insurance, Financial Modeling, Investment Advisory, Equities, Relationship Management, Series 63, Business Development, Mutual Funds, Finance
Education
New York University 2009 — 2011
Certificate, Financial Planning
Drew University 1983 — 1987
BA, Economics
Fabled Trading Solutions September 2011 - Present
Actant, Inc. December 2008 - September 2010
Investment Support Systems March 2007 - November 2008
American Stock Exchange June 2006 - March 2007
Jackson Financial, Inc. March 2001 - April 2006
Van Buren Securities 1999 - 2001
Klee Research and Trade November 1994 - January 1999
Skills
Capital Markets, Series 7, Options, Derivatives, Trading Systems, Electronic Trading, Equities, Trading, Fixed Income, Equity Derivatives, Financial Markets, Equity Trading, Hedging, Bloomberg, Currency Futures, Foreign Currency..., Management, Risk Management, Commodity, Financial Risk, Trading Strategies, Strategic Planning, Mutual Funds, Portfolio Management, Valuation, Hedge Funds, Middle Office, Investments, Securities, Asset Management, Currency
Education
University of Colorado at Boulder 1990 — 1994
Economics
Deerfield Academy
Elmira Free Academy
Bay Equity Home Loans (formerly Hometown Lending) January 2010 - Present
Shaylor Home Loans LLC January 2009 - December 2009
Portia Partners LLC November 1992 - December 2009
Windsor Capital Mortgage 2007 - 2008
Portia Partners LLC November 1992 - December 2007
American Stock Exchange 1999 - 2003
Skills
Mortgage Lending, Refinance, Reverse Mortgages, Finance, Loans, Mortgage Banking, Residential Mortgages, FHA, Portfolio Management, Loan Origination, Credit, Risk Management, Investment Properties, Investments, Funding, Real Estate, FHA financing, Credit Analysis, VA loans, Real Estate Economics, USDA, Real Estate Financing, Economics, Financial Modeling, Short Sales, Real Estate Transactions, Option Pricing Models, First Time Home Buyers, Music, Public Speaking, Options Strategies, Banking, Residential Homes, Securities, Loss Mitigation, Foreclosures, Investors, Expert Bridge Player, Wine, Sedona, Mortgage Marketing, Commercial Lending, Construction Loans, Referrals, Liturgical Music, Debt Consolidation
Education
Northern Arizona University 2005 — 2007
BA, Humanities
Eastern Michigan University 1974 — 1976
Chenery Compliance Group March 2015 - Present
The Chenery Group February 2006 - Present
Banister International 2004 - 2006
Liquid Medium LLC / Innovantage 1999 - 2004
Explore, Inc. August 1997 - October 1999
Salomon Brothers 1987 - 1993
American Stock Exchange 1984 - 1987
Skills
Private Equity, Wealth Management, Personnel Management, Investment Management, Investments, Strategy, Hedge Funds, Leadership, Venture Capital, Executive Search, Outsourcing, Alternative Investments, Portfolio Managers, Relationship Management, Program Management, Management, Sales, Marketing, Asset Allocation, Fund Of Funds, Institutional..., Emerging Markets, Investment Strategies, Investment Advisory
Education
Northwestern University - Kellogg School of Management 1989 — 1991
MBA, Finance, Strategy, International
Bucknell University 1979 — 1983
BA, Economics
Bank of America January 2009 - Present
Barclays Wealth January 2009 - November 2011
Lehman Brothers December 2007 - December 2008
American Stock Exchange October 2006 - November 2007
JPMorgan Chase September 2002 - September 2006
Silverline Technologies October 1998 - August 2002
Education
Project Management Institute 2006 — 2013
PMP, Project Management Professional
Birla Institute of Technology and Science, Pilani 1999 — 2000
MS, Software Systems
University of Madras 1994 — 1998
BE, Electricals and Electronics
Horizon Blue Cross Blue Shield Lotus Notes ConsultantSIAC1998 - 2003
American Stock Exchange 1998 - 2003
Johnson & Johnson 1998 - 1998
Crum & Forster Insurance 1997 - 1998
American Comm. Services Inc 1996 - 1997
Education
Bharathiar University 1987 — 1991
Societe Generale July 2012 - Present
NYSE Euronext 2008 - August 2012
American Stock Exchange November 2006 - November 2008
Millennium IT 2003 - 2007
Skills
Trading Systems, Market Data, Derivatives, Capital Markets, Quality Center, Electronic Trading, Requirements Analysis, Business Analysis, Equities
Education
Boston University - School of Management 1999 — 2001
MBA
University of Kentucky
Bachelor of Science (BSc), Electrical and Electronics Engineering
Robert Half - Financial Services Group March 2015 - Present
BTS August 2014 - December 2014
Paramount Mortgage Corp March 2013 - January 2014
HKS Capital Partners, LLC October 2011 - December 2012
CONCORD CAPITAL MANAGEMENT, LLC November 2007 - August 2009
AINSBERG ASSOCIATES December 2006 - July 2007
American Stock Exchange June 2006 - August 2006
Skills
Financial Modeling, Due Diligence, Forecasting, Investments, Finance, Analysis, Budgets, Cash Flow, Accounting, Cash Management, Loans, Real Estate, Marketing Strategy, Underwriting, Marketing, Real Estate Economics, Real Estate Transactions, Insurance, Asset Managment, Real Estate Development, Business Development, Valuation, Brokerage, Real Estate Financing, Portfolio Management
Education
Baruch College, City University of New York (CUNY) 2005 — 2007
Master, Business Administration; Finance and Investments
New York University 1997 — 2001
Bachelor of Arts, History
OTA LLC April 2004 - Present
STR Specialists, LLC December 1998 - Present
STR Trading Partners, LLC 1996 - Present
American Stock Exchange 1993 - 1996
Education
Columbia University - Graduate School of Journalism 1990 — 1991
Colgate University 1986 — 1990
BA, Economics
Marsh & McLennan Companies, Inc. December 2013 - Present
CFO (CFO.com/CFO Magazine) April 2012 - November 2013
IFR Magazine- Thomson Reuters October 2010 - April 2012
Structured Credit Investor March 2010 - September 2010
dealReporter/Financial Times Group February 2009 - February 2010
Creditflux April 2007 - November 2008
Informa Global Markets/MCM February 2003 - April 2007
National Real Estate Investor 2002 - 2003
Thomson Financial/IFR 1995 - 2003
American Stock Exchange March 1992 - February 1995
Skills
Capital Markets, Derivatives, Structured Finance, Accounting, Publishing, Credit, Journalism, Editorial, Business Journalism, Online Publishing, Blogging, Editing
Education
New York University 1998 — 2002
MA, Economics
Boston University
BS, Communications/Economics
JPMorgan Chase Global Technology 1996 - Present
DMR Consulting February 1995 - 1996
American Stock Exchange January 1985 - 1995
United States Air Force December 1977 - 1981
Skills
Red Hat Linux, Oracle, Vendor Management, AIX, Solaris, CA-Top Secret, Microsoft Office, HP, VMware, System Deployment, Business Continuity, Windows, System Administration, Linux, Program Management, Cluster, Service Delivery, Data Migration, Enterprise Architecture, Change Management, IT Management, Data Center, Disaster Recovery, Sun, IT Service Management, Networking, TCP/IP, PMO, ITIL, SAN, Business Analysis, Security, Servers, Information Technology, Team Leadership, IT Operations, Technical Support, Sybase, Infrastructure, Management, Storage, Incident Management, PMP, IT Strategy, SDLC, Project Portfolio..., Project Management
Education
Columbia University in the City of New York
New York University
Federal Reserve Board 2008 - Present
American Stock Exchange 1997 - 2008
Skills
Securities Regulation, Securities, Hedge Funds, Capital Markets, Corporate Governance, Equities, Financial Regulation, Options, Equity Derivatives, Trading, Corporate Law, Due Diligence, Legal Research, Structured Products, Litigation, Banking, Derivatives
Education
Boston University
University of the Philippines
SITA December 2009 - Present
NYSE Euronext July 2009 - September 2009
American Stock Exchange 2007 - 2009
Compuware Corporation July 2003 - September 2007
FactSet Research Systems February 2001 - November 2002
TIS Worldwide Inc September 2000 - February 2001
NuVis Inc 1999 - 2001
Oxford Health Plans, Shelton, CT April 1996 - February 2000
Skills
Business Analysis, SDLC, Agile Methodologies, Testing, Business Process..., Vendor Management, Quality Assurance
Education
Dhaka Bishwabidyalaya 1973 — 1978
M.A, Economics
Reval December 2010 - Present
American Stock Exchange May 2008 - November 2008
JPMorgan May 2006 - April 2008
Thunderbay Capital Management January 2005 - April 2006
Education
Rutgers University-New Brunswick 1994 — 1996
MS, Computer Science
Rutgers University-New Brunswick 1987 — 1994
Ph.D, mathematics
Anhui University 1978 — 1984
BS, MS, Mathematics
American stock exchange 1987 - 1997
Skills
Legal Research, Civil Litigation, Legal Writing
Education
Brooklyn Law School 1990 — 1995
jd
Advanced Integrated Solutions, Inc. January 1991 - Present
American Stock Exchange 1987 - 1991
Advanced Systems Development 1984 - 1987
Skills
Cloud Computing, Management Consulting, Business Intelligence, Microsoft SQL Server, Business Analysis, Integration, ERP
Education
Columbia University in the City of New York 1982 — 1983
Master of Electrical Engineering (M.S.E.E.), Electrical and Electronics Engineering
Fairleigh Dickinson University 1979 — 1982
Bachelor of Electrical Engineering (B.S.E.E.), Electrical and Electronics Engineering
Depository Trust & Clearing Corporation May 2012 - Present
Depository Trust & Clearing Corporation April 2008 - Present
American Stock Exchange July 2007 - January 2008
Value Line, Inc. March 2006 - June 2007
Skills
General Corporate Law, Securities Law, Securities Regulation
Education
New York Law School 2002 — 2005
JD
Binghamton University 1997 — 2001
BA, Psychology
Schreiber High School 1994 — 1997
State Street Bank, Princeton June 2008 - Present
Citi 2013 - 2015
Citi 2013 - 2015
Citi 2013 - 2015
Citi 2013 - 2015
American Stock Exchange January 2003 - April 2008
Education
Pace University 1987 — 1989
MS, Computer Science
City University of New York-Brooklyn College 1978 — 1982
BS, Computer Science
General Dynamics Information Technology February 2013 - Present
General Dynamics Information Technology February 2012 - February 2013
General Dynamics Information Technology April 2010 - February 2012
Vigilant, Inc. March 2008 - December 2009
Depository Trust and Clearing Corporation May 1999 - March 2008
TD Waterhouse Investor Services January 1997 - May 1999
American Stock Exchange February 1995 - January 1997
Skills
Disaster Recovery, SDLC, Business Analysis, Security, Project Management
Education
Capella University
Information Technology/Project Management
Carnegie Mellon University
Capability Maturity Model Integrated (CMMI)
New York University
Project Management
Law Offices of Scott Spitzer LLC February 2011 - Present
Bowne & Co., Inc. (Formerly, NYSE:BNE) 2001 - 2010
Vital Signs (Formerly, NASD:VITL) 1998 - 2001
U.S. Surgical Corporation (Formerly, NYSE:USS) 1991 - 1998
Kay Corporation (Formerly, AMEX:KAY) 1983 - 1991
The First Boston Corporation 1982 - 1983
American Stock Exchange 1979 - 1982
Solinger & Gordon 1977 - 1979
Skills
Leases, Mergers, Due Diligence, Turn Around Management, IPO, Corporate Governance, Outsourcing, Corporate Law, Start-ups, Contract Negotiation, Mergers & Acquisitions, Securities, Licensing, Negotiation, Intellectual Property, Litigation, Management, Capital Markets, Entrepreneurship, Acquisitions, Commercial Litigation, Contract Management, Corporate Finance, Employment Law, Executive Management, Governance, Joint Ventures, Legal Advice, Legal Assistance, Legal Compliance, Strategic Partnerships, Venture Capital, Program Management
Education
Cornell Law School 1973 — 1977
J.D., Law
Cornell University - Johnson Graduate School of Management 1974 — 1976
MPA, Accounting
Lafayette College 1969 — 1973
A.B., Magna Cum Laude, Government & Law
Hewlett High School
Alvarez & Marsal April 2013 - Present
FTI Consulting June 2008 - April 2013
American Stock Exchange August 2006 - May 2008
Education
New York University 2009 — 2012
Masters, Economics
Clemson University - College of Business and Behavioral Science 1999 — 2003
Nomura September 2014 - Present
Morgan Stanley April 2014 - September 2014
Barclays June 2010 - April 2014
International Securities Exchange February 2009 - June 2010
American Stock Exchange September 2007 - October 2008
American Stock Exchange June 2006 - August 2006
Education
Binghamton University 2003 — 2007
Dun & Bradstreet October 2008 - September 2013
ABN AMRO Bank N.V. February 2008 - September 2008
American Stock Exchange January 2007 - January 2008
Securities Industry Automation Corp. (SIAC) May 1988 - January 2007
Morgan Stanley October 1980 - April 1988
Insurance Services Office May 1979 - September 1980
Bernard Baruch College - School of Continuing Education September 1978 - June 1980
New York Life Insurance Company October 1974 - May 1979
Skills
Vendor Management, Disaster Recovery, Data Center, PMO, IT Operations, Project Management, Strategy, Management, Infrastructure, Telecommunications, Team Management, Information Security, Business Continuity..., Trading Systems, ITIL, Market Data, SDLC, IT Management, System Administration, Hardware, Budgets, Troubleshooting, IT Strategy, Computer Security, Equities, Process Improvement, Program Management, Problem Management, Crisis Management, Quality Assurance, Data Center Relocation, Corporate Relocation, Market Data Systems, Operations / Network...
Education
City University of New York-Baruch College 1974 — 1978
Master of Business Administration (MBA), Computer Methodology
City University of New York-Hunter College 1968 — 1973
Bachelor of Arts (BA), Communications and Economics (Double Major)
Carmel Lake Ventures, LLC June 1999 - Present
AdvanSource Biomaterials Corp (ASNB) January 2012 - December 2014
AdvanSource Biomaterials Corporation March 2009 - December 2011
American Stock Exchange December 2006 - March 2009
AdvanSource Biomaterials Corporation June 1999 - February 2009
Implant Sciences Corporation May 2001 - December 2008
PriceWaterhouse June 1986 - July 1991
Education
California State University-Bakersfield 1984 — 1986
BS, Accounting
California State University-Northridge 1976 — 1986
BS, Geosciences
IEX Group, Inc. April 2015 - Present
Crowley Labovitz Consulting LLC April 2014 - March 2015
CBOE February 2014 - November 2014
NYSE Euronext July 2010 - 2013
NYSE Euronext October 2008 - July 2010
American Stock Exchange September 2005 - October 2008
American Stock Exchange 1986 - September 2005
Skills
Securities Regulation, Corporate Law, Corporate Finance, Securities, FINRA, Corporate Governance, Derivatives, Options, Equities, Financial Services, Capital Markets, Due Diligence, Mergers & Acquisitions, Financial Markets, Financial Risk
Education
Boston University School of Law
University of Rochester
B.A.
The Cathedral School July 2011 - July 2013
American Stock Exchange 1996 - 1999
Just One Break January 1995 - December 1996
Gen Re April 1984 - October 1995
Skills
Employee Relations
Education
City University of New York-Brooklyn College 1972 — 1976
BS, Special Education and Psychology
IntercontinentalExchange ICE June 2014 - Present
NYSE Technologies 2011 - Present
NYSE EURONEXT 2006 - 2011
NYSE Group 2006 - 2006
American Stock Exchange 2000 - 2006
US Army June 1995 - June 1998
Skills
Trading Systems, IT Service Management, Disaster Recovery, Market Data, SQL, Customer Service, Financial Markets, Incident Management, Problem Management, Vendor Management, Service Delivery, SDLC, Integration, ITIL, Unix, Data Center, Order Management, Project Management, Business Analysis, Change Management, Process Improvement, Microsoft Word, IT Management, Solaris, Business Continuity, Troubleshooting, Team Leadership, Service Management, IT Operations, Visio, Service Desk, BMC Remedy, System Administration, Financial Services, Trading, IT Strategy, Lotus Notes, Electronic Trading, Equities, ITIL Certified, Linux, Program Management, TCP/IP, Servers, Infrastructure, Technical Support, Software Documentation
Education
DeVry Institute 1998 — 2000
Associates, Telecommuncations Management
Brookdale Community College 1992 — 1995
Associates, Liberal Arts
Intercontinental Exchange September 2014 - Present
NYSE Euronext, Inc. August 2008 - September 2014
American Stock Exchange November 2006 - September 2008
Industry Automation Corporation (SIAC) March 1998 - November 2006
Lehman College February 1996 - March 1998
Skills
Unix, Perl
Education
New York University 2005 — 2006
Completed Oracle 10g DBA I and II Certificate Program
New York University 2005 — 2005
Completed - Unix Admin, PL/SQL Courses
City University of New York-Herbert H. Lehman College 1994 — 1998
Bachelors of Science - Computer Science
Market Axess November 2010 - Present
SigmaCare Inc. September 2009 - August 2010
American Stock Exchange October 2006 - April 2009
FXall July 2005 - September 2006
IFS November 2004 - June 2005
UBS September 2000 - October 2004
Westvaco 1999 - 2000
Skills
Software Quality..., Agile Methodologies, SDLC, Options, Trading Systems, Requirements Analysis, Quality Assurance, Business Analysis, Integration, Test Planning, Unix, User Acceptance Testing
Education
Baruch College, City University of New York (CUNY)
BBA, CIS
MarketGrader Capital, LLC November 2014 - Present
A Leg To Stand On 2011 - Present
S-Network Global Indexes March 2006 - October 2014
ETF International 1998 - 2009
ACN 2005 - 2007
American Stock Exchange 1998 - 2006
Dow Jones Indexes 1998 - 2002
Wit Capital 1997 - 1998
Deutsche Bank 1994 - 1997
Chase Manhattan Bank 1993 - 1994
Skills
ETFs, Equities, Venture Capital, Finance, Investments, Financial Markets, Asset Management, Hedge Funds, Closed-end Funds, Investment Management, Asset Allocation, Asset Managment, Portfolio Management, Alternative Investments, Securities, Options, Mutual Funds, Trading, Series 63, Equity Research, Equity Derivatives, Bonds, Capital Markets, Structured Products, Hold Series 7 and 66...
Education
Columbia University - Columbia Business School 1991 — 1993
MBA Finance
Syracuse University - Maxwell School 1983 — 1985
MA, International Relations
Syracuse University 1978 — 1983
BA, Political Science
Central Catholic HS
Continental Energy Group January 2007 - Present
Tullett-Prebon May 2010 - December 2011
MF Global November 2004 - January 2006
American Stock Exchange 2001 - 2003
Heard Trading, LLC June 2000 - August 2001
Philadelphia and American Stock Exchanges 1998 - 2000
Skills
Trading, Derivatives, Commodities, Options, ETFs, Crude Oil, Energy, Market Making, Proprietary Trading, Commodity, Hedging, Petroleum, Trading Systems, Volatility, Electronic Trading, Financial Markets, Commodity Markets, Trading Strategies, Futures, Equity Derivatives, Equities, Equity Trading, Fixed Income, Bloomberg, Portfolio Management, Arbitrage, Hedge Funds, FX Options, Traders, Currency, Bonds, Managed Futures, Securities, Swaps, Capital Markets, Structured Products, Options Strategies, FINRA, Commodity Risk..., Technical Analysis, Series 7, FX trading, Market Risk, Interest Rate..., Global Macro, Credit Derivatives, Futures Trading, Alternative Investments
Education
Binghamton University - School of Management 1988 — 1992
Bachelor's degree, Political Science, Economics
NYSE Euronext 2008 - Present
American Stock Exchange 2006 - 2008
Victory Capital Management 2002 - 2005
Skills
Hedge Funds, ETFs, Fixed Income, Alternative Investments, Equities, Investments, Series 7, Financial Markets, Derivatives, Equity Research, Trading Systems, Capital Markets, Portfolio Management, Options, Equity Derivatives, Electronic Trading, Asset Allocation, Investment Strategies, Securities, Trading, Equity Trading, Structured Products, Bloomberg
Education
Binghamton University
JPMorgan Chase March 2012 - Present
PwC July 2005 - March 2012
American Stock Exchange 2003 - 2005
Advent Software 2000 - 2003
Skills
Business Analysis, Risk Management, Hedge Funds, Analysis, Databases, SDLC, Business Intelligence, Business Process, Process Improvement, Enterprise Risk..., Microsoft Excel, ERP, Governance, Software Project..., IT Strategy, Management Consulting, Requirements Gathering, Program Management, Financial Modeling
Education
City University of New York-Baruch College - Zicklin School of Business 2000 — 2003
Master of Business Administration (MBA), Management Information Systems
Hunter College 1994 — 1998
Bachelor's degree, Accounting
Sard Verbinnen & Co September 2014 - Present
NYSE Euronext September 2010 - January 2014
GE Capital Global Banking January 2009 - September 2010
GE Money November 2003 - January 2009
American Stock Exchange 2000 - 2003
GTECH Corporation 1992 - 2000
United States Representative Claudine Schneider 1986 - 1991
Skills
Corporate Communications, Crisis Communications, Strategic Communications, Investor Relations, Public Relations, Mergers, Crisis Management, Media Relations, Change Management, Marketing Strategy, Public Affairs, Corporate Affairs, Mergers & Acquisitions, Strategic Partnerships, Marketing, Banking, Internal Communications, Business Development, Management, Reputation Management, Communication Training, Thought Leadership, Government, Speech Writing, Corporate Social..., Politics, Integrated Marketing, Press Releases, Messaging, Spokesperson, Public Policy, Message Development, Marketing Communications, Content Development, Corporate Branding, Newsletters, Communications Planning, Financial Services, Digital Strategy
Education
The George Washington University 1980 — 1984
BA, Political Science/Sociology
American University 1984 — 1986
MPA, Masters in Public Administration
Gartner Consulting 2011 - Present
University of Connecticut August 2009 - May 2011
Hamilton Sundstrand May 2010 - December 2010
NYSE Euronext January 2009 - June 2009
American Stock Exchange August 2007 - January 2009
Jefferies & Company 2006 - 2007
Merrill Lynch August 2003 - October 2006
Skills
Business Analysis, Competitive Analysis, Strategy, Financial Analysis, Financial Modeling, Business Planning, Large-Scale Budget &..., Operational Cost..., Investments, Strategic Financial..., Financial Reporting, Valuation, Risk Management, Corporate Finance
Education
The University of Connecticut School of Business 2009 — 2011
MBA in Finance
New York University 2006 — 2008
Non-Degree Program, Accounting and Business/Management
State University of New York at Binghamton 1998 — 2002
Economics
Millennium Partners April 2000 - Present
city bar chorus 1999 - 2014
city bar chorus 1999 - 2014
city bar chorus 1999 - 2014
M.D. Sass Investors Services, Inc. 1989 - 2000
Jamie Securities 1986 - 1989
American Stock Exchange 1976 - 1986
mocatta metals corporation 1973 - 1976
Neuwirth Funds 1971 - 1973
Standard & Poor's/InterCapital, Inc. 1969 - 1971
Skills
Hedge Funds, Equities, Alternative Investments, Derivatives, Fixed Income, Securities, Capital Markets, Private Equity, Trading Systems, Trading, Asset Managment, Investments, FINRA, Corporate Governance, Securities Regulation, Investment Management
Education
Harvard Law School 1964 — 1967
J.D.
NYU School of Law 1967 — 1971
Master of Laws (LL.M.), Corporations
Brooklyn College 1960 — 1964
Bachelor of Arts (B.A.), Political Science and Government
Abraham Lincoln High School 1956 — 1960
American Stock Exchange March 2006 - January 2008
Education
Baruch College, City University of New York (CUNY) 1974 — 1976
Law Office of Richard C. Hochman March 1992 - Present
Hochman & Simon, Attorneys at Law 1990 - 1992
American Stock Exchange 1988 - 1990
US Securities and Exchange Commission 1985 - 1988
Skills
Real Estate Purchases..., Business Formation, Corporate and Small..., Wills and Trusts, Estate Probate and..., Civil Litigation, Commercial Litigation, Corporate Law, Entrepreneurship, Estate Administration, Legal Research, Legal Writing, Litigation, Real Estate Transactions, Sellers, Trusts, Wills
Education
Emory University School of Law 1982 — 1985
Doctor of Law (J.D.)
Baruch College, City University of New York (CUNY) 1979 — 1982
BBA, Accounting, Bus. Admin, Computer Sciences
University at Albany, SUNY 1978 — 1979
The Jerusalem Institute 1977 — 1978
JetBlue Airways ManagerIndependantMay 2004 - January 2012
Sector Inc March 2002 - April 2004
International Securities Exchange April 1999 - March 2002
American Stock Exchange September 1997 - March 1999
American Stock Exchange August 1995 - September 1997
Skills
CRM, Operational Risk..., Brokers, Derivatives, Options, Trading, Electronic Trading, Financial Markets, Capital Markets, Securities, Business Development, Trading Systems, Equities, Management, Vendor Management
Education
Dowling College 1990 — 1994
NYSE January 2009 - Present
American Stock Exchange January 2005 - December 2008
Kelley Drye & Warren LLP September 1999 - January 2005
Education
The University of Connecticut School of Law 1995 — 1998
JD, Law
Boston College 1991 — 1995
DREJ Consulting 1992 - Present
County NatWest Securities July 1990 - February 1991
American Stock Exchange July 1982 - May 1988
Anistics, Inc September 1978 - December 1980
University of Alberta August 1976 - August 1978
University of Wisconsin-Madison 1969 - 1976
IBM June 1970 - August 1970
Skills
Trading Systems, MySQL, PHP, JavaScript, jQuery, Perl, CSS, MVC Architecture, SOAP, SQL, VBA, Options, Derivatives, Electronic Trading, Trading, Equities, Equity Derivatives, Risk Management, Financial Markets, Fixed Income, Equity Trading, Portfolio Management, Data Modeling, Commodity, Test Driven Development, Testing, Entrepreneurship, Strategy
Education
University of Wisconsin-Madison 1969 — 1976
Doctor of Philosophy (PhD), Mathematics
University of Wisconsin-Madison 1969 — 1972
Master of Science (MS), Math, With CompSci minor
City University of New York City College 1965 — 1969
BS, Math
JPMorgan Chase 1998 - Present
Rockland County Times April 2012 - October 2014
UBS 1996 - 1997
Morgan Stanley 1992 - 1996
American Stock Exchange 1985 - 1992
Education
Baruch College 1981 — 1985
Bachelor of Business Administration (BBA), Finance, General
Howard Hughes Medical Institute 1999 - Present
American Guaranty & Trust 1995 - 1999
Sentinel Advisors 1985 - 1999
American Stock Exchange 1984 - 1986
Skills
Equities, Mutual Funds, Investments, Management, Alternative Investments, Asset Management, Private Equity, Hedge Funds, Asset Allocation, Portfolio Management, Investment Management, Emerging Markets, Equity Research, Venture Capital, Valuation
Education
Boston University Questrom School of Business 1983 — 1985
MBA, Finance & Accounting
Dartmouth College 1975 — 1979
AB, Government
Iommi Consulting June 2012 - Present
Rodman & Renshaw, LLC October 2003 - May 2012
Smith Barney 1993 - 2000
American Stock Exchange 1989 - 1993
NYSE 1968 - 1989
Skills
Series 7, Equities, Capital Markets, Securities, Securities Regulation, Trading, AML, Compliance, FINRA, Investment Banking, Mutual Funds, Options, Series 63, Regulatory Reporting, Hedge Funds, Research, Microsoft Office, Series 24, Licensing, Problem Solving, Venture Capital, Due Diligence, Financial Services, Bloomberg, Trading Systems, Equity Trading, Investments, Mergers & Acquisitions, Investment Advisory, Equity Research, Financial Markets, Investor Relations, Corporate Finance, Private Equity, Corporate Development
Education
City University of New York-College of Staten Island 1981 — 1986
Business Administration
Bank of America May 2010 - Present
Fortress Investment Group March 2006 - May 2010
American Stock Exchange April 2002 - March 2006
Merrill Lynch August 1999 - December 2001
Skills
Business Analysis &..., P & L Management, Budgeting & Forecasting, Resource Management, Staffing/Workforce..., Process Improvement, Expense Management &..., Contract Negotiations, Internal Corporate..., Business Management, Management, Fixed Income, Business Analysis, Contract Negotiation
Education
Fordham University - Graduate School of Business Administration 2010 — 2011
MBA, Management
Binghamton University 1995 — 1999
BA, Philosophy, Politics & Law
Owl Creek Asset Management October 2007 - Present
Cathay Financial 2005 - 2007
American Stock Exchange 2001 - 2005
Skills
Hedge Funds, Equities, ETFs, Equity Trading, Trading, Alternative Investments, Fixed Income, Options, Asian markets, Derivatives, Equity Derivatives, Credit Trading, FX trading, Series 7, Bloomberg, Volatility, Securities, Financial Markets, Electronic Trading
Education
Cornell University 1996 — 2000
Tenafly
Microsoft August 2015 - Present
Yahoo! April 2013 - July 2015
Yahoo! October 2010 - July 2015
Yahoo! June 2009 - October 2010
Yahoo! April 2008 - June 2009
Yahoo! July 2007 - March 2008
American Stock Exchange 2001 - 2007
Skills
Search Advertising, Search, SEM, PPC, Yahoo Search, Display Advertising, Conversion Optimization, MSN AdCenter, Yahoo Search Marketing, Behavioral Targeting, Digital Marketing, Ad Networks, Mobile Advertising, Online Marketing, Mobile Marketing
Education
Baruch College
BBA, Marketing Management
American International Group May 2010 - Present
Merrill Lynch/ Bank of America January 2003 - May 2010
Quest Diagnostics May 2001 - January 2003
Verizon Wireless April 2000 - May 2001
Self Employed March 1998 - April 2000
American Stock Exchange January 1994 - March 1998
MDM Cleaning Services August 1987 - January 1994
American Stock Exchange March 1981 - August 1987
KPMG Peat Marwick June 1977 - March 1981
US Army May 1972 - May 1974
Skills
Vendor Management, Contract Negotiation, Process Improvement, Supply Management, Global Sourcing, Procurement, Strategic Sourcing, Outsourcing, Sourcing, Risk Management, Management, Negotiation, Purchasing, Supply Chain Management, Change Management, Contract Management, Cross-functional Team..., Supply Chain, Business Process..., Ariba, Six Sigma, Business Analysis, E-procurement, Leadership, Strategic Planning, Strategy, Budgets, Finance, Forecasting, Governance, Program Management, Analysis, Telecommunications, Spend Analysis, eSourcing, ERP, SAP, RFP, Project Portfolio..., Business Transformation, Executive Management, B2B, IT Strategy, Offshoring
Education
City University of New York-Baruch College
BBA, Accounting
Nomura Securities June 2012 - Present
Citi September 2010 - October 2012
Barclays Capital September 2008 - September 2010
Lehman Brothers November 2004 - September 2008
Neuberger Berman July 1995 - November 2004
American Stock Exchange October 1992 - July 1995
Education
City University of New York-College of Staten Island 1988 — 1992
BS, Computer Science
Wells Fargo Advisors April 2012 - Present
UBS November 2010 - April 2012
Merrill Lynch 1999 - 2008
American Stock Exchange June 1986 - March 1999
Skills
Options, Series 4, Series 7, Commodities
Education
Pace University - Lubin School of Business 1993 — 1998
MBA, International Business
John Jay College of Criminal Justice
Bachelor of Science (BS), Criminal Justice and Corrections
International Securities Exchange (ISE) October 2013 - Present
Claire P. McGrath, PLLC January 2009 - September 2013
Miami International Securties Exchange, LLC February 2011 - February 2012
American Stock Exchange July 2005 - November 2009
American Stock Exchange June 2001 - July 2005
American Stock Exchange August 1993 - June 2001
American Stock Exchange September 1988 - August 1993
American Stock Exchange January 1987 - September 1988
FDIC November 1985 - January 1987
Healy and Baillie March 1980 - June 1985
Skills
Securities, Corporate Governance, Equities, Securities Regulation, Capital Markets, Intellectual Property, Options, Derivatives, Mergers & Acquisitions, Litigation, Corporate Law
Education
Brooklyn Law School 1982 — 1986
J.D., Law
Stony Brook University 1974 — 1978
B.A., English
ICE NYSE October 2008 - Present
American Stock Exchange August 2004 - October 2008
Education
Baruch College, City University of New York (CUNY)
Acolyte Technologies June 2008 - Present
HPI 2006 - 2008
Gruppo IL Gioiello 2000 - 2006
Bay Pearl 1991 - 2000
American Stock Exchange 1987 - 1990
David J. Greene & Company 1985 - 1987
Skills
Excel, Quickbooks, Peachtree, Microsoft Excel
Education
City University of New York-Baruch College - Zicklin School of Business 1979 — 1987
BBA, Finance
New York Institute of Finance 1983 — 1985
Brokerage Licensing, Finance
The International Securities Exchange May 2011 - Present
GlenCrest Plantscapes October 2013 - Present
Greenwich Hospital June 2013 - November 2013
Sole Proprietor January 2011 - May 2011
Royal Bank of Scotland, Stamford, CT March 2006 - December 2010
Thornton Prior, LLC 1998 - 2006
American Stock Exchange 1992 - 1997
American Stock Exchange 1984 - 1992
Skills
Derivatives, Financial Analysis, Project Management, Financial Markets, Market Surveillance, Compliance, Sustainability, Equities, Surveillance, Hedge Funds, Securities, Trading Systems, Fixed Income, Finance, Trading, Options, Equity Trading, Financial Reporting, ETFs, Account Reconciliation, Accounting, Risk Management, Analysis, Capital Markets, Investments, Portfolio Management, Bloomberg, FINRA, Electronic Trading
Education
New York Botanical Garden 2011 — 2014
Certificate in Horticulture
Dowling College
MBA
Fairfield University
B.A.
University of Connecticut
B.S.
Citigroup SVP - Audit & Risk ReviewCitibank2010 - Present
Citicorp Investment Services 2003 - 2009
American Stock Exchange 1999 - 2003
First Albany 1994 - 1999
NY Coffee, Sugar & Cocoa Exchange 1989 - 1994
Shearson Lehman Hutton 1988 - 1989
EF Hutton 1976 - 1987
Education
Baruch College, City University of New York (CUNY) 1972 — 1976
BBA, Marketing Management
The City College of New York February 2012 - August 2013
IKM, Inc. October 2008 - December 2012
IPC, Inc. 2011 - 2012
D. F. King May 2009 - 2011
PR Newswire January 1992 - December 2008
American Stock Exchange February 1988 - January 1992
Skills
Social Media, Marketing, Marketing Strategy, Investor Relations, Program Management, Strategic Planning, Start-ups, Strategic Communications, Public Relations, Market Research, Media Relations, Integrated Marketing, Blogging, Marketing Communications, Management, Advertising, Sales, Web Content, Leadership, Social Media Marketing, Crisis Communications, Corporate Communications, Event Management, Press Releases, Sales Operations, Editing, Product Development, Internal Communications
Education
City University of New York-Brooklyn College
International Securities Exchange Holdings, Inc. (ISE Holdings) March 2010 - Present
American Stock Exchange July 2000 - April 2009
Skills
Disaster Recovery, Data Center, Electronic Trading, IT Operations, ITIL, Incident Management, Market Data, SDLC, Trading Systems, Unix, Vendor Management, Business Analysis, IT Service Management, Integration
Education
Baruch College, City University of New York (CUNY) 2000 — 2009
BA, Computer Information Systems
HSBC August 2011 - February 2012
Wells Fargo April 2010 - June 2011
U.S. Bank, N.A. January 2006 - March 2009
Wachovia Bank February 2005 - December 2005
Citicorp Investment Services October 2003 - February 2005
American Stock Exchange July 2000 - October 2003
New York Stock Exchange (Euronext) April 1999 - June 2000
Skills
USA PATRIOT Act, Equities, Management, Banking, Financial Risk, Capital Markets, Cash Management, Due Diligence, Investments, Portfolio Management, Financial Services, CRM, FINRA, Securities, Leadership, AML, Series 7, Hedge Funds, Training, Risk Management, Analysis, Bank Secrecy Act, Mutual Funds, Asset Management, Corporate Governance
Education
American Institute of Banking
Diploma, International Banking
Dowling College
MBA, International Banking & Finance
New York Institute of Finance
Certificate, Securities Analysis
Queens College
BA, Economics
Queens College
BA, Sociology
Revere Securities Corp. May 2015 - Present
Major Regional Commercial Bank February 2012 - Present
J.P. Morgan Chase May 2010 - July 2011
WJB Capital Group May 2006 - April 2009
Morgan Keegan & CO. January 1999 - February 2006
Cantor Fitzgerald November 1996 - December 1999
Prebon Tamanne September 1994 - September 1996
Debeausse 1985 - 1994
Debeausse and Co. 1985 - 1994
American Stock Exchange 1979 - 1985
Skills
Series 7, Equities, Securities, Series 63, Trading, Customer Relations, Options, Stocks, Capital Markets, Retail, FX, Institutional, Banking, FX Options, Hedge Funds, Customer Service, Investments, Financial Services, Equity Trading, Portfolio Management, Bloomberg, Electronic Trading, Trading Systems
Education
City University of New York City College
B.A., Communications
U.S. Department of the Treasury September 2014 - Present
Duke University School of Law June 2007 - Present
Georgetown University Law Center January 2008 - Present
National Stock Exchange, Inc. February 2012 - September 2014
Promontory Financial Group, LLC October 2004 - September 2014
American Stock Exchange January 2004 - October 2004
Nasdaq Liffe Markets, LLC August 2001 - January 2004
Wilson Sonsini Goodrich and Rosati July 2000 - August 2001
US Securities and Exchange Commission August 1997 - July 2000
US Securities and Exchange Commission October 1995 - August 1997
Skills
Compliance, Internal Investigations, Surveillance, Securities, Enforcement, Securities Law, Corporate Law, Corporate Governance, Derivatives, Securities Regulation, Financial Regulation, Financial Services, Risk Management, Capital Markets, Fraud, Hedge Funds, Licensing, Legal Writing, Governance, Policy, Risk Assessment, Litigation, Legal Advice, Due Diligence, Administrative Law, Finance, Strategy, Mergers & Acquisitions, Privacy Law, Investments, Regulations, Legal Research, Private Equity
Education
Georgetown University Law Center 1991 — 1994
LL.M., Securities Regulation
Duke University School of Law 1985 — 1988
JD
State University of New York at Buffalo - School of Management 1981 — 1985
BS, Business Administration concentrating in the Registered Accounting Program
Tweedy, Browne Company June 2001 - February 2014
Neuberger Berman May 1987 - May 2001
American Stock Exchange November 1984 - May 1987
US Securities and Exchange Commission September 1983 - November 1984
Skills
Investment Advisers Act, Securities Regulation, Securities, Broker-Dealer, FINRA, Hedge Funds, AML, Series 7, Series 24, OFAC, SEC, Mutual Funds, KYC, Investment Management
Education
Brooklyn Law School 1980 — 1983
Doctor of Law (JD)
Fordham University 1976 — 1980
BS, Political Science and Government
New York Life Securities May 2012 - Present
Morgan Stanley Smith Barney July 2011 - May 2012
MetLife Financial Services March 2010 - April 2012
E Trade Financial November 2007 - July 2009
Amerivest Partners, American Stock Exchange, August 2005 - November 2007
American Stock Exchange 1976 - 2007
JNM Brokerage October 2003 - August 2005
Harvey Young Yurman September 2001 - October 2003
McDonald Investments April 1999 - September 2001
Lasher Group May 1996 - April 1999
Skills
Options, Series 7, FINRA, Derivatives, Equities, ETFs, Trading, Trading Systems, Electronic Trading, Series 63, Fixed Income, Securities, Brokerage
Education
Baruch College, City University of New York (CUNY) 1974 — 1979
MBA, Finance and Investments
Imperial Capital LLC May 2004 - Present
American Stock Exchange January 1982 - May 2004
Skills
Electronic Trading, ETFs, Options, Trading, Trading Systems, Financial Markets, Bonds, Derivatives, Hedge Funds, Proprietary Trading, Series 7, FINRA, Commodity, Capital Markets, Equities, Equity Derivatives, FX Options, Fixed Income, Market Making, Options Strategies, Securities, Series 63, Trading Strategies
Education
Adelphi University 1976 — 1980
Business
FINRA November 2010 - Present
Van der Moolen Specialists June 2007 - November 2010
Van der Moolen Specialists June 2005 - June 2007
American Stock Exchange 1991 - 2005
American Stock Exchange 1987 - 1991
American Stock Exchange 1983 - 1987
Prudential Bache Securities 1981 - 1983
Education
New York University - Leonard N. Stern School of Business 1985 — 1987
Advanced Professional Certificate, Finance
The George Washington University Law School 1978 — 1981
JD, Law
Boston University 1973 — 1977
BS, Journalism
J.P. Morgan Securities LLC May 2010 - Present
JP Morgan Chase May 2010 - Present
USCG Auxiliary September 2004 - Present
Emerald Creek Capital August 2009 - March 2010
NYSE Euronext April 2008 - July 2008
American Stock Exchange April 2007 - July 2007
Jefferies & Company May 2006 - July 2006
Jefferies & Company April 2005 - July 2005
Washington Capitals December 2004 - February 2005
Skills
Operations Management, Spanish, Mortgage Lending, Advertising, Microsoft Excel, Series 7, Sales, Investments, Financial Analysis, Strategic Planning, Real Estate, Marketing, Management, Leadership, Finance, Financial Modeling
Education
American University 2005 — 2009
BA, Philosophy, Economics, Studio Art
Poly Prep CDS
Fitness January 2005 - Present
New York Athletic Club 2000 - 2005
New York Athletic Club 2000 - 2005
New York Athletic Club 2000 - 2005
New York Athletic Club 2000 - 2005
New York Athletic Club 2000 - 2005
New York Athletic Club 2000 - 2005
American Stock Exchange January 1979 - January 1993
Skills
Teaching, Community Outreach, Public Speaking, Fitness, Strength Training, Therapeutic Massage, Weight Training, Orthopedic, Editing, Rehabilitation, Knee
Education
City University of New York-John Jay College of Criminal Justice 1977 — 1979
Columbia University Medical Center October 2012 - Present
Columbia University May 2011 - September 2012
Columbia University School of International and Public Affairs July 2009 - May 2011
Elsevier May 2004 - June 2009
Passage Events 2009 - 2009
American Stock Exchange October 2000 - March 2004
Skills
Analysis, Customer Service
Education
City University of New York-Hunter College 2003 — 2007
BS, Psychology
Devry University 1998 — 2000
AS, Telecommunication Management
Parsons Brinckerhoff July 2006 - Present
Mizuho Corporate Bank July 2001 - July 2006
American Stock Exchange June 2000 - July 2001
Conway Stores November 1997 - June 2000
Noonan Astley & Pearce May 1988 - May 1997
Skills
Vendor Management, Onboarding, Management, HR Policies, Training, Outlook, Succession Planning, Program Management, Team Building, Microsoft Office, Coaching, Analysis, Insurance, Performance Management, New Hire Orientations, Employee Benefits, Human Resources, Payroll
Education
City University of New York-College of Staten Island 1994 — 2002
BA, Business Management
Financial Products Consulting Group, LLC February 2015 - Present
NYSE July 2014 - January 2015
NYSE Liffe US November 2008 - June 2014
American Stock Exchange March 2007 - November 2008
American Stock Exchange March 2000 - March 2007
American Stock Exchange June 1997 - March 2000
American Stock Exchange November 1990 - May 1997
Skills
Electronic Trading, Trading Systems, Equities, Derivatives, ETFs, Options, Equity Derivatives, Trading, Product Development, Hedging, Asset Allocation, Hedge Funds, Fixed Income, Financial Markets, Equity Trading, Portfolio Management, Series 63, Commodity, Asset Management, Structured Products, Alternative Investments, Securities, Series 7, Risk Management, Financial Services, Equity Research, Mutual Funds, Investments, Investment Banking, Market Data, FX Options, Trading Strategies, Capital Markets, Emerging Markets, Bonds, Bloomberg
Education
University of Pennsylvania 1989 — 1990
M.S.E., Systems - Operations Research
Dartmouth College 1981 — 1985
A.B., Biochemistry
Citigroup Global Markets Inc. November 2011 - Present
Jem Sanitation Corporation June 2009 - April 2010
American Stock Exchange January 2004 - April 2009
American Stock Exchange January 1993 - December 2003
Skills
Strategic Financial..., Risk Management, Forecasting, Financial Modeling, Finance, Process Improvement, Equities, Budgets, Business Planning, Analysis, Management
Education
Bryant University
B.S. in B.A., Accounting
World Wide Capital Advisory Partners, LLC August 2013 - Present
American Stock Exchange February 1965 - April 2005
Skills
Management Consulting, Business Transformation, Business Strategy, Business Process..., Business Analysis, Financial Services, Risk Management, IT Strategy, Vendor Management, Change Management, Program Management, SDLC, Mergers & Acquisitions, IT Management, Enterprise Architecture, Governance, Options, Portfolio Management, Equities
Education
Brooklyn College 1978 — 1980
MS, Education
City of New York July 2002 - Present
Strategic Risk Management July 1994 - November 1998
Nasdaq Stock Market May 1991 - June 1994
American Stock Exchange October 1985 - May 1991
Skills
Chartered Financial..., Investor Relations, Team Building, Economics, Marketing Communications, Statistics, Financial Analysis, Public Speaking, Microsoft Excel, Cantonese, Entrepreneurship, Bloomberg, Leadership, Trading, Equities, Securities, Strategy, Financial Markets
Education
East Stroudsburg University of Pennsylvania 2000 — 2002
Teaching License, Secondary Education Mathematics
New York University - Leonard N. Stern School of Business 1988 — 1993
MBA, Finance
Georgetown University 1975 — 1979
BA, Economics
Gotham Hall January 2013 - Present
American Stock Exchange September 1997 - May 2002
Skills
Options, ETFs, Equities, Derivatives, Electronic Trading, Securities, Trading Systems, Hedge Funds, Trading, Series 7, Commodity, Investments, Portfolio Management, Proprietary Trading, Hedging, Financial Modeling, Equity Derivatives, Fixed Income, Alternative Investments, Bloomberg, Bloomberg Terminal, Accounting, Financial Markets, FX Options, Asset Management, Financial Analysis, Microsoft Excel, Management
Education
Baruch College 2012 — 2013
Master's degree, Accounting
University of Chicago 1989 — 1992
BA, Economics
NYSE Euronext July 2010 - Present
American Stock Exchange June 1999 - July 2010
interfaith medical center January 1979 - 1994
Skills
Retirement Planning, Investments, Mutual Funds, Series 7, Strategic Financial..., Retirement, Fixed Annuities, Securities, Equities, Financial Analysis, Series 63, Wealth Management, Hedge Funds, Fixed Income, Financial Services
Education
Pratt Institute 1977 — 1979
Master's degree, SCIENCE
Brooklyn College
Bachelor of Arts (BA), Library Science
JD Venture Capital LLC March 2002 - Present
Double D Development LLC March 2002 - Present
Dynamic Dwellings LLC December 1997 - Present
Jade Assets LLC October 2000 - 2013
Friedberg Financial LLC February 1998 - 2013
DJS Investments/JKJ Investments 1987 - 2011
JMF Properties, Inc. January 1975 - May 2004
City of New York 1985 - December 1995
Rosenshein Associates 1993 - May 1995
American Stock Exchange 1986 - 1990
Skills
Foreclosures, Real Estate, Investment Properties, Real Estate Transactions, Short Sales, Brokerage, Real Estate Development, Residential Homes, Investments, Commercial Real Estate, Sellers, Leases, Loans, Single Family Homes, Mergers, Credit, Property, Management, Finance, Luxury, Real Estate Financing
Education
Benjamin N. Cardozo School of Law 1976 — 1979
Juris Doctor
Adelphi University 1971 — 1975
Bachelor of Business administration, Finance/Marketing
Kamp Studios November 2011 - Present
The Bank of New York Mellon August 1998 - November 2011
American Stock Exchange 1995 - 1998
Goldman Sachs 1992 - 1995
Skills
Project Management, Strategic Planning, Project Planning, Financial Services, Relationship Management, Digital Marketing, Marketing Strategy, Leadership, Project Coordination, Strategic Partnerships, Strategy, Marketing Communications, Program Management, Marketing, Risk Management, Capital Markets, Corporate Communications, Equities, Organizational..., Portfolio Management, Fixed Income, Investment Banking, Hedge Funds, Management Consulting, Coaching, Leadership Development, Derivatives
Education
Baruch College 1988 — 1992
Bachelor of Business Administration (B.B.A.), Finance and Economics
Deutsche Bank January 2014 - Present
JPMorgan Chase 1995 - January 2014
Donaldson, Lufkin & Jenrette 1989 - 1995
American Stock Exchange 1987 - 1989
Skills
Global Compliance, Compliance, Broker-Dealer Compliance, Compliance Oversight, Regulatory Examinations, Compliance..., Compliance Testing, Risk Assessment, Surveillance, Registration, AML, DOI, Compliance Technology, Control Room, Regulatory Interactions, US Equities, Regulatory Requirements, Compliance Procedures, Portfolio Management, Banking, Management, Risk Management, Global Regulatory..., Asset Managment, Mortgage Lending, Investments, Financial Risk, Enterprise Risk..., Asset Management, Capital Markets, Operational Risk, KYC, Financial Regulation, Derivatives, Equities, Alternative Investments, Financial Services, Series 7
Education
New York University Stern Graduate School of Business 1989 — 1993
Master of Business Administration (MBA), Finance
State University of New York at Binghamton 1983 — 1987
Bachelor of Arts (B.A.), Political Science with focus on World Politics
Moore High School 1979 — 1983
UBS March 2008 - Present
Stifel Financial Corp. (f/k/a Ryan Beck & Co.) December 2002 - February 2008
American Stock Exchange October 2000 - December 2002
Salomon Smith Barney, Inc. March 1998 - October 2000
PaineWebber Inc. May 1995 - March 1998
Education
New York Law School 1991 — 1994
Juris Doctor
Baruch College 1987 — 1991
Bachelor of Business Administration (BBA), Accounting
Farmingdale Public Schools March 2010 - Present
Slomin's, Inc. November 2000 - December 2008
American Stock Exchange May 1993 - December 1997
A.K. Allen Co.Inc. 1987 - 1993
Coach October 1980 - December 1986
Skills
Procurement, Microsoft Word, Purchasing, Microsoft Excel, Inventory Management, Negotiation, Cost Reduction, Vendor Management, Analysis, Materials Management, Supply Chain Management
Education
Briarcliffe College
Hofstra University
Certified Purchasing Management
Barclays Investment Bank June 2014 - Present
Barclays Investment Bank June 2010 - June 2014
Morgan Stanley December 2003 - June 2010
American Stock Exchange May 2001 - November 2003
CSFBdirect June 2000 - April 2001
Skills
Series 7
Education
City University of New York-Baruch College - Zicklin School of Business
Master of Business Administration (M.B.A.), Finance, General
The College of New Jersey 1996 — 2000
Bachelor of Science (B.S.), Business Administration and Management, General