UBS International Inc.
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UBS International Inc. Employees
Skyfire Labs March 2010 - Present
WebEver 2000 - 2001
UBS International Inc September 1999 - February 2000
Skills
Agile Methodologies, Scrum, Test Automation, JIRA, Mobile Applications, Testing, Unix, Linux, Mobile Devices, Shell Scripting, Regression Testing, Android, Web Applications
Education
San Jose State University 2006 — 2008
BS, Cultural Anthropology
GLG - Gerson Lehrman Group April 2012 - October 2013
GUARDSMARK, LLC July 2008 - January 2010
Freelance January 2006 - July 2008
UBS INTERNATIONAL INC November 2001 - November 2005
MERRILL LYNCH INTERNATIONAL August 1991 - November 2001
CHASE MANHATTAN BANK September 1986 - July 1991
Skills
Human Resources, Microsoft Office, Microsoft Excel, Microsoft Word, Banking, Administrative..., Outlook, Training, Event Management, Sales Management, French, Strategic Planning, Management, Customer Service, Risk Management, Negotiation, Office Management, Budgets, Program Management, Recruiting, New Business Development, System Administration, Research, Employee Relations, Sales, PowerPoint, Team Building, Public Speaking, Process Improvement, Operations Management, Editing, Event Planning, Leadership, Spanish, Interviews, Finance
Education
Georgetown University
Morgan Stanley Wealth Management April 2008 - Present
UBS International Inc. September 2003 - April 2008
Merrill Lynch International Private Client Group July 2001 - May 2003
Charlotte Chemical Inc January 1994 - September 1999
Skills
Private Banking, International Business, Investments, Private Wealth..., Wealth Management, Wealth, International Marketing, International Sales, New Business Development, Asset Allocation, Wealth Management..., Fixed Income, Series 63, Securities, Series 7, Portfolio Management, Investment Strategies, Equities, Alternative Investments, Asset Managment, Strategic Financial..., Capital Markets, Investment Management, Investment Advisory, Hedge Funds, Retirement Planning, Mutual Funds, Financial Advisory, Investment Banking
Education
London Business School 1999 — 2001
MBA, Finance, Strategy and Business Administration
HEC Paris 2000 — 2000
MBA Exchange Programme in Paris, FRANCE
Universidad Iberoamericana 1992 — 1996
B.S., Mechanical and Electrical Engineering
Instituto Tecnológico y de Estudios Superiores de Monterrey 1989 — 1992
UBS International Inc.
Skills
Series 7, Alternative Investments, Investment Strategies, Fixed Income, Wealth Management, Separately Managed..., Equities, Asset Allocation, Portfolio Management, Investment Advisory, Investments, Mutual Funds, Structured Products, Asset Managment, Private Banking
Education
University of Michigan - Stephen M. Ross School of Business
Oppenheimer & Co. Inc. June 2013 - Present
Banco Santander International July 2012 - May 2013
Banesto Securities, Inc. 2005 - 2012
UBS International Inc. 2002 - 2004
Merill Lynch 1995 - 2002
ABN AMRO Securities (USA) Inc. 1990 - 1992
Skills
Wealth Preservation..., Retirement Savings
Education
Washington University in St. Louis - Olin Business School 1986 — 1988
MBA, Finance/Marketing
Knox College 1982 — 1986
Bachelor's Degree, Economics, Cum Laude
The British Schools
Colegio Notre Dame de Campinas
JPMorgan Chase March 2013 - Present
Citigroup September 2010 - March 2013
L-3 COMMUNICATIONS INC September 2008 - October 2010
UBS International Inc. June 2007 - July 2008
Lehman Brothers August 2005 - June 2007
Pershing LLC April 1999 - August 2005
PERSHING LLC January 1999 - January 2005
National Discount Brokers March 1998 - April 1999
PERSHING DIVISION OF DLJSC January 1996 - January 1998
CHEMICAL BANKING CORP January 1994 - January 1996
Skills
Risk Management, Banking, Credit, Trading, Securities, Fixed Income, Financial Services, Investments, Mutual Funds, Analysis, AML, Loans, Equities, Capital Markets, Derivatives, Hedge Funds
Education
Saint John's University 1990 — 1994
Bachelor of Science, Finance
St. John's University 1990 — 1994
B.S, Finance
UBS June 2013 - Present
UBS 2007 - Present
UBS Wealth Management November 2007 - June 2013
UBS Wealth Management July 2005 - November 2007
UBS International Inc. June 2002 - July 2005
Skills
AML, Compliance, Risk, Securities, Private Banking, Management, Anti Money Laundering, FINRA, Financial Regulation, Regulations, Risk Management, Wealth Management
Education
American University, Washington College of Law 1995 — 1999
JD
Connecticut College 1989 — 1993
BA, Psychology, Italian Literature
UBS INTERNATIONAL INC. August 2005 - Present
Dresdner Bank Lateinamerika 2000 - 2005
ABN AMRO 1986 - 2000
ABN AMRO (Amsterdam Head Office) 1992 - 1994
Skills
Wealth Management, Fixed Income, Equities, Investment Banking, Alternative Investments, Investment Advisory, Structured Products, Capital Markets, Series 7, Wealth Management..., Derivatives, Portfolio Management, Financial Markets, Asset Managment, Hedge Funds, Investments, Asset Allocation, Structured Finance, Banking, Emerging Markets, Private Banking, FX Options, Securities, Asset Management, Bonds
Education
CFA Institute 1999 — 2003
Chartered Financial Analyst
The University of Freiburg 1980 — 1985
Diplom Volkswirt, Economics
UBS January 2010 - Present
UBS International Inc. April 2006 - January 2010
UBS International Inc. September 2003 - April 2006
Orbiex Financial Services September 2001 - August 2003
Skills
Series 7, Wealth Management, Alternative Investments, Asset Allocation, Asset Management, Banking, Bloomberg, Capital Markets, Derivatives, Equities, FINRA, Financial Markets, Hedge Funds, Investment Advisory, Investment Management, Investment Strategies, Investments, Mutual Funds, Portfolio Management, Series 63
Education
Curry College 1997 — 2001
Bachelor of Arts, Finance
J.P. Morgan September 2013 - Present
Morgan Stanley Wealth Management August 2012 - September 2013
UBS Financial Services August 2009 - August 2012
UBS International Inc May 2006 - August 2009
Morgan Stanley January 2005 - January 2006
McBreen & Kopko, Counselors at Law January 2003 - September 2003
Nassau County Court of Claims May 2002 - September 2002
Skills
AML, OFAC, Due Diligence, Financial Risk, USA PATRIOT Act, Internal Audit, Fraud, Finance, Anti Money Laundering, Bank Secrecy Act, Risk Management, Series 7, KYC, Financial Services
Education
Touro College Jacob D. Fuchsberg Law Center 2001 — 2004
Juris Doctor, Law
Binghamton University 1997 — 2001
Bachelor of Arts, Philosophy, Politics, and Law