Capital Guardian LLC
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Capital Guardian LLC Employees
Capital Guardian LLC April 2013 - Present
Ameriprise Financial 2008 - April 2013
America II Electronics, Inc. 1989 - 1994
Skills
Advanced Computer..., Organizational..., Business Expansion, Finance, Series 7, Retirement Planning, Risk Management, Asset Allocation, Wealth Management, Retirement, Strategic Financial..., Estate Planning, Investments, Small Business, Business Planning, Strategic Planning, Employee Benefits, Business Analysis, Business Strategy, Analysis, Process Improvement, Budgets, Management Consulting
Education
Florida Atlantic University 2005 — 2007
Bachelor, Finance and International Business
College Canado-Haitien 1974 — 1981
High School Diploma
Millennium Absolute Return Fund, LP December 2012 - Present
Trig Capital Group, LLC February 2012 - Present
Atlas One Financial April 2010 - December 2011
Capital Guardian LLC October 2009 - April 2010
Newbridge Securities April 2008 - December 2009
Wachovia Bank NA May 2006 - April 2008
A.G. Edwards 2004 - 2005
Skills
Series 7, Asset Management, Retirement Planning, Investments, Fixed Income
Education
University of Mary-Hardin Baylor
BS, History
Urbana High School
Sayre School
Capital Guardian LLC July 2010 - Present
First Union/Wachovia Wealth Management August 1996 - March 2006
Skills
Wealth Management, Series 7, Investments, Portfolio Management, Equities, Strategic Financial..., Securities, Alternative Investments, Asset Managment, Asset Allocation, Retirement Planning, Capital Markets, Investment Advisory, Mutual Funds, Financial Analysis, Asset Management, Financial Planning, Wealth Management..., Series 63
Education
Adelphi University 1978 — 1982
Business
BMI Elite February 2015 - Present
Capital Guardian LLC 2013 - 2014
The PrinceRidge Group November 2011 - October 2013
Southpaw Sports Bar 2008 - 2010
Fidelity Investments 1998 - 2003
Skills
Capital Markets, Asset Management, Investments, Fixed Income, ABS, Equities, CMBS, Bloomberg, CDO, Sales, Residential Mortgages, Financial Modeling, Valuation, Leadership, Marketing, Microsoft Excel, Financial Analysis, Finance, Financial Reporting, PowerPoint, Corporate Finance, Microsoft Office, Underwriting, Direct Sales, Accounting, Digital Marketing, Data-driven Marketing, Email Marketing, Marketing Strategy, Management, Social Media Marketing, Advertising, Online Marketing, Online Advertising
Education
New York University 2002 — 2005
Master of Business Administration (MBA), Finance, General
Villanova University 1992 — 1996
Bachelor of Science (BS), Finance, General
Capital Guardian LLC February 2013 - Present
Charlotte Country Club October 2009 - February 2013
Skills
Hospitality, Public Relations, Microsoft Office, Time Management, Marketing Communications, Event Planning, Public Speaking, Microsoft Excel, Journalism, Social Media Marketing, Sociology, Social Media, Customer Driven, Organization, Banquets, Hospitality Management, Facebook, Marketing Event Planning, Creative Writing, Country Clubs, Customer Service, Customer Satisfaction, Receptionist Duties, Broadcast Journalism, Online Journalism, Blogging, Wealth Management, Financial Services, Operations Management, Investment Advisory..., Client Services
Education
University of North Carolina at Charlotte 2008 — 2012
Bachelor of Arts (B.A.), Communication and Media Studies
Capital Guardian LLC August 2011 - Present
Anderson & Strudwick April 2010 - August 2011
RBC Wealth Management October 2008 - April 2010
Morgan Stanley October 1998 - October 2008
Skills
Investments, Management
Education
University of North Carolina at Charlotte 1985 — 1988
MBA, Business
Virginia Polytechnic Institute and State University 1980 — 1984
BS, Mechanical Engineering
Milford Mill 1977 — 1980
Highland Capital Management, LLC November 2014 - Present
Capital Guardian LLC February 2014 - June 2014
Susquehanna International Group June 2010 - January 2014
Pershing November 2009 - July 2010
Morgan Stanley September 2007 - October 2009
Skills
Series 7, Equities, Bloomberg, Fixed Income, Series 63, Securities, Capital Markets, Bonds, Trading, Electronic Trading, Options, Portfolio Management, Derivatives, Hedge Funds, Trading Systems, Equity Trading, Proprietary Trading, ETFs
Education
Bowling Green State University 2000 — 2004
BS, Finance
CG Capital Markets, LLC July 2015 - Present
Capital Guardian LLC June 2012 - Present
Skills
Tutoring, Public Speaking, Curriculum Design, Curriculum Development, Staff Development, PowerPoint, Customer Service, Classroom, Educational Technology, Teaching, Event Planning, Transition Team, Series 7, CRM, Leadership Development, Higher Education, Community Outreach, Microsoft Office, Team Building, Microsoft Excel, Strategic Planning, Budgets
Education
University of North Carolina at Charlotte 2008 — 2010
Masters of Arts
University of North Carolina at Charlotte 2002 — 2006
Bachelors of Science
Capital Guardian LLC February 2015 - Present
GP Strategies Corporation April 2014 - August 2014
AXA Advisors, LLC June 2013 - September 2013
Humana (CGS, Inc) February 2013 - March 2013
American Red Cross - Adecco Consulting May 2012 - January 2013
Capital One (Strategic Staffing) June 2011 - December 2011
Health Risk Partners (Morton Consulting) February 2011 - June 2011
SunTrust Bank (Modis, Inc.) March 2010 - March 2011
Wachovia - First Place September 2008 - December 2009
Wachovia Securities, LLC December 2000 - April 2008
Skills
Instructional Design, Training Delivery, Technical Writing, Technical Training, Customer Relations, Team Building, Problem Solving, Employee Training, Leadership, Training, Customer Service, CRM, Process Improvement, Management, Change Management, Program Management, Project Planning, Strategic Planning, Interviews, Policy, Staff Development, Analysis, Finance, Sales, Software Documentation, Insurance, Teamwork
Education
Walden University 2012 — 2015
Bachelor's Degree, Instructional Design, 4.0
Association of Talent and Development 2014 — 2014
Certification in Designing Learning
Phoenix College 2009 — 2012
Associates Degree, Business Management, 3.93 GPA
University of Richmond 1998 — 2007
Training, Communication, Management
Capital Guardian LLC November 2013 - Present
Merrill Lynch August 2007 - November 2013
UPS October 1991 - May 2008
Skills
Series 7, Investments, Retirement Planning, Asset Allocation, Mutual Funds, Wealth Management, Series 63, Retirement, Finance, Financial Analysis
Education
University of Central Florida 1997 — 2000
Bachelor of Science (B.S.), Business Administration and Management, General
University of Phoenix 2001 — 2003
Master of Business Administration (M.B.A.), Business/Managerial Economics
Republic National Inc. February 2012 - Present
Florida League May 2012 - August 2012
Capital Guardian LLC May 2012 - June 2012
Mix1 Beverage Company February 2012 - April 2012
Quantum Distributors Inc July 2010 - February 2012
Skills
Financial Analysis, Stock Market, Stock Market Analysis, Small Business..., Analytics, Fantasy Baseball, Sports Management, Sports Marketing, Marketing, Social Media, Investments, Portfolio Management, Valuation
Education
University of Central Florida - College of Business Administration 2012 — 2013
BSBA, Finance
2008 Lake Brantley High School 2004 — 2008
High School Diploma, Regular/General High School/Secondary Diploma Program
Curry and Curry, P.A. June 1991 - Present
Capital Guardian LLC August 2012 - Present
Woodbury Financial Services April 2006 - August 2012
Deloitte & Touche May 1989 - September 1990
Skills
Investments, Finance, Small Business, Securities, FINRA, CPA, Retirement Planning, Retirement, Strategic Financial..., Estate Planning, Wealth Management, Series 7, Mutual Funds, Asset Allocation, Investment Advisory, Accounting, Customer Service, Financial Advisory, IRAs, Life Insurance
Education
University of North Carolina at Charlotte 1982 — 1989
BS, Accounting
Compass Holdings Group Inc July 2015 - Present
Capital Guardian LLC April 2012 - December 2014
Rehmann 2009 - 2012
Skills
Sales Recruitment, Sales Management, Direct Sales, Financial Planning, New Business Development, Wealth Management, Investments, Insurance, Compliance, Mergers, Start-ups
Education
United States Military Academy at West Point 1982 — 1986
Bachelor of Science, Engineering
MassMutual Financial Group August 2013 - Present
Capital Guardian LLC October 2012 - May 2013
American Lung Association August 2012 - December 2012
EXPRESS October 2011 - December 2011
Century 21 Selective/Rent Works LLC September 2011 - December 2011
Skills
Sales, Marketing, Analysis, Business Analysis, Budgets, Life Insurance, Data Analysis, Long-term Care, Leadership, Mutual Funds, Variable Annuities, Program Management
Education
University of Central Florida 2009 — 2013
Bachelor of Science (BS), Finance, General
Somerset Academy 2003 — 2009
Capital Guardian LLC October 2010 - Present
Wachovia Securities January 2001 - October 2010
Skills
Investment Advisory, Investment Strategies, HNW Client Relationship..., Wealth Management..., New Business Development, Bilingual (Spanish), Private Banking, Private Placements, Investments, Wealth Management, Securities, Finance, Asset Allocation, Insurance, Asset Management, Estate Planning, Financial Services, Banking, Credit, Series 7, Wealth, Mutual Funds, Retirement Planning, Financial Advisory, Series 63, Strategic Financial..., Equities, Alternative Investments
Education
Nova Southeastern University 1994 — 1995
Master of Business Administration (MBA), Marketing
The New Scool for Social Research
Bachelor of Science, Liberal Arts
University of Miami
Masters Degree
Amazon June 2015 - Present
MetLife June 2014 - August 2014
INROADS May 2014 - August 2014
Target June 2013 - June 2014
Capital Guardian LLC April 2013 - August 2013
Liberty Nursing & Rehabilitation Center July 2008 - February 2013
Walt Disney World August 2010 - January 2011
Skills
Customer Service, High Organizational..., Communication Skills, Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Team Leadership, Marketing, Retail, Public Speaking, Access, Management, Human Resources, Interviews, Sales, Team Building, Research, Nonprofits, Policy, Microsoft Publisher, Recruiting
Education
University of North Carolina at Charlotte 2011 — 2015
Bachelor of Business Administration (B.B.A.), Concentration in Organizational Management
Capital Guardian, LLC September 2010 - Present
Orlando Science Center July 2014 - Present
Financial Planning Association of Central Florida January 2015 - Present
Lighthouse Works! January 2014 - February 2015
Partners Wealth Management October 2001 - September 2010
Rosenthal Collins Securities November 2000 - October 2001
National Planning Corportation 2000 - 2000
Walnut Street Securities 1998 - 1999
WALNUT STREET SECURITIES 1996 - 1998
Education
Leadership Winter Park 2011 — 2012
Loyola University Chicago 1984 — 1985
M. Ed., Counseling
Purdue University 1975 — 1980
BA, Psychology
Security Insurance, Inc. November 2011 - Present
Capital Guardian LLC February 2010 - January 2012
Skills
Wealth Management, Strategic Financial..., Investments, Retirement Planning, Estate Planning, Alternative Investments, Wealth, Life Insurance, Financial Analysis, Insurance, Small Business, Investment Advisory, Mutual Funds, Series 7, Series 65, Financial Advisory, Microsoft Office
Education
Palm Beach Atlantic University 2007 — 2011
Business Finance, Personal Wealth Management
Capital Guardian LLC January 2014 - Present
Alpern Rosenthal August 2009 - Present
Education
University of Arizona 1990 — 1994
Ameriprise Financial Services, Inc. February 2012 - Present
Capital Guardian LLC 2000 - 2005
Education
King's College
NRI, Neptune Research Inc. May 2015 - Present
Capital Guardian LLC September 2012 - January 2015
Sabadell Bank & Trust April 2009 - August 2012
Skills
FINRA, Investments, Strategic Financial..., Equities, Portfolio Management, Wealth Management, Asset Allocation, Management, Series 7, Securities, Investment Strategies, Asset Management, Capital Markets, Risk Management, Financial Analysis, Wealth Management..., Valuation
Education
University of Miami - School of Business 2004 — 2006
MBA, International Business
University of Florida - Warrington College of Business Administration 1998 — 2001
Masters Private Client Group July 2013 - Present
Capital Guardian LLC March 2013 - Present
Skills
Asset Allocation, Wealth Management, Investments, Retirement Planning, Strategic Financial..., Mutual Funds, Financial Analysis, Fixed Income, Banking, Asset Management, Financial Modeling, Fixed Annuities, Risk Management, Life Insurance, Insurance
Education
University of North Carolina at Charlotte 2009 — 2013
Bachelor's degree, Accounting and Finance
Signature Consultants April 2015 - Present
Bank of America - Global Liquidity Risk Managment June 2014 - January 2015
Signature Consultants March 2013 - June 2014
Capital Guardian LLC August 2010 - October 2012
Capital Guardian LLC April 2009 - August 2010
Morgan Stanley Smith Barney July 2007 - April 2009
Skills
Series 7, Microsoft Office, Project Management, Process Optimization, Problem Solving, Operations Management, Strategic Planning, Microsoft Sharepoint, Close Attention to..., Multitasking Skills, Marketing, Sales, Customer Service, SharePoint, Asset Managment, Organizing, Event Planning, Budget Management, Vendor Relationships, Asset Management, FINRA, Wealth Management, Human Resources, Financial Services, Financial Advisory, Budgets, Mergers & Acquisitions, Finance
Education
North Carolina State University - College of Management 2002 — 2006
Accounting, Financial Analysis Concentration
Capital Guardian LLC September 2008 - April 2015
Wachovia Bank N.A. March 2001 - August 2008
Wachovia May 1998 - March 2001
GE Capital Mortgage Services Inc August 1994 - May 1998
Skills
Fixed Income trading, Investment Banking, Portfolio Management, Alternative Investments, Asset-backed..., Securitization, MBS, Capital Markets, Derivatives, Financial Structuring, Structured Products, Securities, Investments, Fixed Income, Financial Services, Valuation
Education
Quincy University 1988 — 1992
Bachelor of Science (B.S.), Finance, General
Invictus Consulting Group, LLC July 2014 - Present
Invictus Consulting Group, LLC March 2014 - June 2014
Capital Guardian LLC October 2013 - February 2014
Merion Capital Group February 2013 - October 2013
Mason School of Business - College of William & Mary August 2010 - May 2012
K&M Engineering and Consulting LLC June 2011 - August 2011
HDtracks.com December 2007 - July 2010
Red Light Management December 2007 - July 2008
Skills
Financial Modeling, Management, Press Releases, Project Finance, Finance, Proposal Writing, Renewable Energy, Data Analysis, Financial Analysis, Valuation, Research, Microsoft Office, Corporate Finance, Public Speaking, PowerPoint, Market Research, Series 7/63
Education
The College of William and Mary - The Mason School of Business 2010 — 2012
MBA, Finance
University of Virginia 2003 — 2007
BA, History, English
Norfolk Academy
Capital Guardian LLC February 2014 - Present
The PrinceRidge Group August 2012 - February 2014
Miles Technologies January 2012 - February 2014
Layer 7 Consulting March 2009 - January 2012
Loews Corporation September 2008 - February 2009
Assurant, Inc August 2007 - June 2008
Schindler Elevator Corporation May 2002 - July 2007
All-In-One Network Solutions, Inc. January 2006 - January 2007
Skills
Project Management, Security, Cisco Technologies, Information Technology, Active Directory, Cloud Computing, Networking, System Administration, Disaster Recovery, Troubleshooting, Microsoft Exchange, VMware, Windows Server, Servers, IT Audit, IT Management, Software Documentation, Virtualization, Access, Wireless Networking, Network Security, Technical Support, Data Center, Firewalls, SharePoint, Visio, Citrix, Blackberry Enterprise..., Windows 7, Managed Services, Network Administration, Microsoft SQL Server, IT Operations, VPN, Analysis, VMware ESX, IT Service Management, Windows, DNS, Computer Hardware, TCP/IP, IT Strategy, VoIP, Antivirus, Lotus Notes, Unix, Integration, Linux, Databases, Software Installation
Education
Rutgers, The State University of New Jersey-New Brunswick 2000 — 2004
Bachelor of Arts (B.A.)
Whippany Park High School 1996 — 2000
GED
Albridge, an Affiliate of Pershing July 2015 - Present
Capital Guardian LLC June 2013 - March 2015
Albridge, an Affiliate of Pershing June 2010 - June 2013
Bank of New York / Pershing - Albridge Solutions June 2009 - June 2010
PNC Global Investment Services June 2008 - June 2009
PNC Global Investment Services - Albridge Solutions September 2007 - June 2008
Willow Financial Bank March 2006 - September 2007
PFPC 2001 - 2006
J.P January 2000 - January 2001
Delaware Investments, a member of the Macquarie Group February 1997 - January 2000
Skills
Documentation, Financial Reporting, Supervisory Skills, Customer Relations, Problem Solving, Software Documentation, Customer Service, Operations Management, Relationship Management, Mutual Funds, Securities, Business Analysis, Risk Management, Training, Account Reconciliation, Management, Project Management, Analysis, Financial Services, Investments, Account Management, Six Sigma
Education
Peirce College 2009 — 2011
BS, Business Administration - Management
Northeast Catholic
CG Capital Markets August 2015 - Present
Capital Guardian LLC 2013 - July 2015
Maxim Group 2010 - 2013
Interactive Data December 2008 - January 2010
Morgan Stanley Investment Management June 2006 - December 2008
Morgan Stanley 2005 - 2006
Skills
Bloomberg, Municipalities, Fixed Income, Bonds, Capital Markets, Series 7, Securities, Investments, Credit Analysis, Bloomberg Terminal, Series 63, Investment Banking, Trading, Hedge Funds, Asset Management, Equities, Portfolio Management, Alternative Investments, Derivatives
Education
SUNY Plattsburgh 2001 — 2003
Bachelor of Science (B.S.)
State University of New York at Delhi
State University of New York at Delhi
Seven Valleys May 2015 - Present
Capital Guardian LLC January 2015 - June 2015
Northern Star Capital Management January 2014 - January 2015
(qp) global advisors January 2013 - January 2015
Capital Group November 2007 - October 2012
Webster Financial Advisors October 2004 - November 2007
Wilkinson O'Grady Global Asset Management June 1999 - October 2004
Bankers Trust Company June 1996 - June 1999
Bankers Trust Company 1995 - 1996
Bankers Trust Company July 1994 - 1995
Skills
Asset Management, Portfolio Management, Equities, Fixed Income, Asset Allocation, Investments, Valuation, Alternative Investments, Wealth Management, Strategic Planning, Family Office, Mergers, Equity Research, Equity Valuation, Trusted Advisor, Behavioral Finance, Bank Mergers, Investment Banking, Financial Analysis, Management Consulting, Strategic Consulting, Strategic Financial..., Corporate Development, Fund Of Funds, Bonds, Financial Planning, Investor Relations, Wealth Management..., Investment Management, Risk Management, Hedge Funds, Strategy, Investment Advisory, Mutual Funds, Financial Structuring, Mergers & Acquisitions, Due Diligence, Investment Strategies, Bloomberg, Corporate Finance, Financial Services, Capital Markets, Business Development, Emerging Markets, ETFs, Banking, Private Equity, Financial Modeling
Education
Columbia University - Columbia Business School 1993 — 1994
MBA, Finance
Duke University 1984 — 1987
Bachelor of Arts, Economics
Deerfield Academy 1980 — 1983
High school
FactSet August 2015 - Present
Capital Guardian LLC April 2013 - January 2015
Moors and Cabot Inc January 2003 - April 2013
Ward, Conary and Murphy Inc December 1998 - January 2003
Skills
Capital Markets, Equity Trading, Bloomberg, Series 7, Trading, Equities, FINRA, Securities, Trading Systems, Series 63, Options, Alternative Investments, Hedge Funds, Asset Management
Education
University of New Hampshire - Whittemore School of Business and Economics 1994 — 1998
Bachelor of Science (BS)
7A Capital, LLC September 2012 - Present
Capital Guardian LLC October 2010 - September 2012
Morgan Keegan & Co. December 2009 - October 2010
Wells Fargo Advisors August 2008 - December 2009
Merrill Lynch August 2006 - August 2008
ADP April 2005 - August 2006
T. Rowe Price September 2002 - March 2005
Skills
Series 7, Wealth Management, Retirement Planning, Investments, Mutual Funds, Portfolio Management, Asset Allocation, Strategic Financial..., Investment Advisory, Retirement, Investment Strategies, Asset Management, Securities, Banking, Alternative Investments, Equities, Credit, Financial Advisory, Series 65, Uniform Combined State..., Financial Services, Investment Management, 401k, Private Banking, Wealth, IRAs, Wealth Management..., Bonds
Education
University of Florida 1997 — 2002
Bachelor of Science (BS), Finance, General
Park Avenue Securities August 2014 - Present
Morgan Stanley Wealth Management April 2011 - August 2014
Capital Guardian, LLC January 2010 - 2011
UBSFinancial Services, Inc 2006 - 2009
UBS Financial Services, Inc. 2004 - 2006
Smith Barney 2000 - 2004
Smith Barney 1998 - 2000
Smith Barney 1998 - 2000
Merrill Lynch 1993 - 1998
Skills
Series 7, Wealth Management, Investments, Portfolio Management, Strategic Financial..., Series 63, Asset Managment, Alternative Investments, Equities, Mutual Funds, Asset Allocation, Financial Analysis, Business Development, Financial Advisory, Entrepreneurship, Strategy, Asset Management, Coaching, Investment Advisory, Mergers & Acquisitions, Financial Services, Hedge Funds, Leadership, Finance, Strategic Partnerships, Business Planning, Management, Executive Management
Education
Susquehanna University 1984 — 1988
BA, Economics
Delbarton School
HSBC April 2014 - Present
Capital Guardian LLC February 2013 - April 2014
HydbyH January 1995 - July 2013
Nomura Securities Inc. 2009 - May 2011
Merrill Lynch March 2002 - January 2009
Salomon Smith Barney March 1998 - March 2002
Citigroup Global Markets 1998 - 2002
ING Barings January 1994 - February 1998
Skills
Equities, Series 7, Hedge Funds, Trading, Fixed Income, Series 63, Derivatives, Bloomberg, Capital Markets, Portfolio Management, Alternative Investments, Securities, Equity Trading, Asset Managment, Options, Investments, Electronic Trading, ETFs, Trading Systems, Mutual Funds, Series 24, Private Equity, Internet Entrepreneur, Back Office, Equity Research, FINRA, Financial Markets, Risk Management, Market Data, Investment Management, Equity Derivatives, Bonds, Emerging Markets, Asset Allocation, Structured Products, Investment Banking, Wealth Management, Financial Services, Investment Strategies, Block Trading
Education
Saint Joseph's University 1989 — 1993
B.S., Business Management
University College Cork 1992 — 1992
International Business
Camden Catholic H.S. 1985 — 1989
Morgan Stanley January 2014 - Present
Capital Guardian, LLC August 2012 - January 2014
Morgan Stanley June 2011 - August 2012
Rehmann Financial October 2009 - June 2012
Stanford Group Company June 2006 - February 2009
Banc of America Investments December 2001 - June 2006
Education
Palm Beach Atlantic University 2001 — 2003
Bachelor of Arts
Wealth Management January 2015 - Present
Capital Guardian LLC November 2009 - July 2014
Citi January 1991 - October 2009
Education
Nova Southeastern University 2007 — 2010
MBA, Business
Capital Guardian LLC January 2014 - Present
Securevest Financial Group October 2013 - December 2013
BNY Mellon April 2012 - August 2013
Pershing, a BNY Mellon company August 2010 - April 2012
Pershing October 2007 - July 2010
Casio Inc February 2007 - August 2007
Skills
Series 7, Series 63, Series 24, Fixed Income, Securities, Bonds, Trading, Bloomberg, Equities, Investments, Options, FINRA, Capital Markets
Education
Monmouth University 2002 — 2006
Finance
Capital Guardian LLC 2015 - Present
Independent Legal and Regulatory Consulting Practice 2013 - 2015
Meadowvale Partners, LLC 2011 - 2012
Buck Consultants, LLC 1995 - 2011
Towers Perrin 1986 - 1995
Bell Atlantic 1983 - 1986
Morgan, Lewis & Bockius LLP 1982 - 1983
Pepper Hamilton LLP 1979 - 1982
Skills
Defined Benefit, ERISA, Employee Benefits, Pensions, Executive Pay, Pension Administration, Pension Funds, 401k, Retirement, Mergers & Acquisitions, Deferred Compensation, Outsourcing, Investments, Mutual Funds, Corporate Governance, Defined Contribution, Insurance, Tax, HR Consulting, Health Insurance, Financial Services, Incentive Programs, Securities, Benefits Administration, Alternative Investments, Legal Compliance, Due Diligence, Human Capital, Actuarial Science, Divestitures, Hedge Funds, Benchmarking, HR Transformation, Executive Management, Employment Law, Acquisition Integration, Organizational Design
Education
New York University School of Law 2002 — 2005
LLM (Taxation)
Columbia University School of Law 1976 — 1979
JD
The College of Wooster 1973 — 1977
BA, Mathematics
Capital Guardian LLC April 2010 - November 2014
Morgan Stanley Smith Barney April 2006 - April 2010
Smith Barney February 2006 - August 2007
Skills
Portfolio Management, Financial Services, Finance, Series 7, Wealth Management, Equities, Mutual Funds, Asset Management, Management, Retirement Planning, Corporate Finance, Investment Advisory, Fixed Income, Investment Banking, Investments, Series 66
Education
Gardner-Webb University
Bachelor of Business Administration (B.B.A.)/ Finance, Quantitative Analysis
Capital Guardian LLC March 2013 - Present
LPL Financial December 2007 - March 2013
Skills
Financial Analysis, Microsoft Excel, Access, Customer Service, Outlook, Banking, Oracle SQL, General Ledger, Account Reconciliation, Bank Reconciliation, Month End Close, Data Entry, Financial Reporting
Education
University of North Carolina at Charlotte 1996 — 2001
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
Capital Guardian Wealth Management February 2015 - Present
Capital Guardian Wealth Management October 2010 - Present
Capital Guardian LLC October 2010 - August 2011
Moors & Cabot July 2005 - October 2010
Janney Montgomery Scott September 1999 - July 2005
Paine Webber September 1997 - September 1999
Great Western Financial Services June 1992 - September 1997
Skills
Retirement Planning, Strategic Financial..., Investments, Wealth Management, Estate Planning, Public Speaking, Budgets, Retirement, Insurance, Investment Advisory, Portfolio Management, Series 7, Strategic Planning, Tax, Asset Managment, Asset Allocation, Investment Strategies, Financial Advisory, Customer Service, Mutual Funds
Education
University of Central Florida 1985 — 1989
Bachelor of Arts (BA), Political Science - Pre Law
Admiral Farragut Academy 1979 — 1984
CG Capital Markets January 2015 - Present
Capital Guardian LLC July 2014 - January 2015
C&Co/PrinceRidge LLC May 2013 - August 2013
Skills
Microsoft Word, Microsoft Office, Customer Service, Microsoft Excel, PowerPoint
Education
Brookdale Community College 2015 — 2017
Liberal Arts and Sciences, General Studies and Humanities
Capital Guardian LLC
Skills
Investments, Financial Analysis, Series 7, Customer Service, Wealth Management
Education
Miami Dade College
Capital Guardian LLC January 2014 - Present
Cohen & Company November 2010 - January 2014
Financial Industry Regulatory Authority May 2006 - November 2010
Queens College CUNY January 2006 - May 2008
Locker Associates June 2001 - December 2005
Bank of New York June 2000 - May 2001
Skills
Series 7,24,53,55,63
Education
Fordham University Graduate School of Business
Masters of Business Administration in Finance
CFA Institute
Chartered Financial Analyst (CFA)
Queens College
Bachelor of Arts (BA), Economics
Capital Guardian LLC January 2014 - Present
Aurelius Capital Management GmbH 2010 - 2011
Wachovia Securities LLC 2006 - 2008
BNP Paribas Fortis 2005 - 2006
Société Générale 2003 - 2005
Nomura Securities 1996 - 1998
Goldman Sachs 1994 - 1995
Skills
Derivatives, Credit, Financial Modeling, Investment Banking, Capital Markets, Business Strategy, Securitization, Asset Management, Investments, Fixed Income, Alternative Investments, Portfolio Management, Securities, Finance, Equities, Structured Finance, Hedge Funds, Valuation, Private Equity, Corporate Finance, Structured Products
Education
The University of Chicago Booth School of Business 2001 — 2003
Master of Business Administration (MBA)
CFA Institute
CFA Institute
Capital Guardian LLC October 2012 - Present
Cetacean Research & Rescue Unit (CRRU) May 2014 - October 2014
Duke University May 2012 - August 2012
Whale Center Of New England August 2010 - April 2012
Stillaguamish Tribe of Indians September 2009 - June 2010
Stilly-Snohomish Fisheries Enhancement Task Force October 2008 - September 2009
US Army Corps of Engineers May 2008 - September 2008
North Carolina Coastal Federation May 2006 - August 2006
Skills
Financial Analysis, Risk Management
Education
Duke University 2012 — 2012
Marine Ecology & Bioacoustics
Salem State University
University of North Carolina at Wilmington
Marine Biology and Spanish