J&W Seligman
Industry: Investment company
DescriptionJ. & W. Seligman & Co., founded in 1864, was a prominent U.S. investment bank from the 1860s to the 1920s, until the divestiture of its investment banking arm in the aftermath of the Glass–Steagall Act. Parent organization: Ameriprise Financial Founder: Joseph Seligman Founded: 1864 Headquarters: New York City, NY Subsidiaries: SELIGMAN SERVICES INC,
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J&W Seligman Employees
Employee
Years
Job
Industry
Conor McKenna, CFA Conor McKenna, CFA's J&W Seligman Experience March 2004 - August 2007
Job Managing Director at CohnReznick Capital Markets
Industry Financial Services
Experience
CohnReznick LLP October 2013 - Present
Reznick Group May 2011 - Present
Evolution Markets March 2010 - May 2011
EcoSecurities March 2009 - January 2010
CREDIT SUISSE, Singapore June 2008 - August 2008
J&W Seligman March 2004 - August 2007
US National Karate Team January 2005 - December 2005
American Language Schools, Japan September 2002 - October 2003
Skills
Renewable Energy, Financial Modeling, Investments, Finance, Risk Management, Portfolio Management, Mutual Funds, Energy
Education
Columbia University - Columbia Business School 2007 — 2009
MBA, Finance
Providence College
BA, Philosophy
CohnReznick LLP October 2013 - Present
Reznick Group May 2011 - Present
Evolution Markets March 2010 - May 2011
EcoSecurities March 2009 - January 2010
CREDIT SUISSE, Singapore June 2008 - August 2008
J&W Seligman March 2004 - August 2007
US National Karate Team January 2005 - December 2005
American Language Schools, Japan September 2002 - October 2003
Skills
Renewable Energy, Financial Modeling, Investments, Finance, Risk Management, Portfolio Management, Mutual Funds, Energy
Education
Columbia University - Columbia Business School 2007 — 2009
MBA, Finance
Providence College
BA, Philosophy
Flavio Lourenco Flavio Lourenco's J&W Seligman Experience December 2000 - April 2005
Job Consultant at Barclays Wealth and Investment Management
Industry Financial Services
Experience
Barclays Wealth and Investment Management February 2014 - Present
BNY Mellon April 2005 - May 2014
J&W Seligman December 2000 - April 2005
Neuberger Berman April 1999 - December 2000
Deutsche Bank (formerly Bankers Trust) July 1997 - April 1999
Coach September 1996 - July 1997
Abercrombie & Fitch August 1995 - September 1996
Skills
Fixed Income, Financial Services, Bloomberg, Analytics, Mutual Funds, Investments, Asset Management, Equities, Securities, Portfolio Management, Derivatives, Hedge Funds, Alternative Investments, Financial Analysis, Banking, GIPS, GIPS Compliance, Performance Attribution, Attribution, Market Risk, Risk Analytics, Investment Strategies, Investment Compliance, Management, Managerial Skills, Team Management, Relationship Management, Building Relationships, Customer Satisfaction, Sales, Product Development
Education
Seton Hall University
Bachelor of Science (BS), Finance, General
Barclays Wealth and Investment Management February 2014 - Present
BNY Mellon April 2005 - May 2014
J&W Seligman December 2000 - April 2005
Neuberger Berman April 1999 - December 2000
Deutsche Bank (formerly Bankers Trust) July 1997 - April 1999
Coach September 1996 - July 1997
Abercrombie & Fitch August 1995 - September 1996
Skills
Fixed Income, Financial Services, Bloomberg, Analytics, Mutual Funds, Investments, Asset Management, Equities, Securities, Portfolio Management, Derivatives, Hedge Funds, Alternative Investments, Financial Analysis, Banking, GIPS, GIPS Compliance, Performance Attribution, Attribution, Market Risk, Risk Analytics, Investment Strategies, Investment Compliance, Management, Managerial Skills, Team Management, Relationship Management, Building Relationships, Customer Satisfaction, Sales, Product Development
Education
Seton Hall University
Bachelor of Science (BS), Finance, General
Michelle Borré's J&W Seligman Experience 1996 - 2003
Job Portfolio Manager at OppenheimerFunds
Industry Financial Services
Experience
OppenheimerFunds February 2003 - Present
Columbia Business School 2003 - Present
J&W Seligman 1996 - 2003
Education
Columbia University - Columbia Business School 1994 — 1996
Master of Business Administration (MBA)
Barnard College 1985 — 1989
Bachelor of Arts (BA)
OppenheimerFunds February 2003 - Present
Columbia Business School 2003 - Present
J&W Seligman 1996 - 2003
Education
Columbia University - Columbia Business School 1994 — 1996
Master of Business Administration (MBA)
Barnard College 1985 — 1989
Bachelor of Arts (BA)
Bret Young Bret Young's J&W Seligman Experience 1997 - 2000
Job Managing Director, Business Development at INTECH Investment Management LLC
Industry Investment Management
Experience
INTECH Investment Management LLC May 2015 - Present
Curian Capital, LLC April 2012 - Present
Thomson Horstmann & Bryant May 2010 - April 2012
GE Asset Management December 2007 - May 2010
Dreyfus Investments 2000 - 2007
J&W Seligman 1997 - 2000
PaineWebber March 1988 - September 1997
EF Hutton & Company January 1985 - March 1988
Skills
Separately Managed..., Institutional Sales, Alternative Investments, Asset Management, Securities, Sales, Mutual Funds, Series 7, Investment Strategies, Investments, Equities, Asset Allocation, Series 63, Investment Advisory, Pensions, Morningstar, Fixed Income, Investment Management, Business Development, Portfolio Management, Wealth Management, ETFs, Series 65, Financial Services, 401k, Series 24, Hedge Funds, Retirement Planning, Financial Advisory, Private Equity
Education
New York University - Leonard N. Stern School of Business 1987 — 1994
MBA, Marketing
Manhattan College 1978 — 1982
BS, Marketing
INTECH Investment Management LLC May 2015 - Present
Curian Capital, LLC April 2012 - Present
Thomson Horstmann & Bryant May 2010 - April 2012
GE Asset Management December 2007 - May 2010
Dreyfus Investments 2000 - 2007
J&W Seligman 1997 - 2000
PaineWebber March 1988 - September 1997
EF Hutton & Company January 1985 - March 1988
Skills
Separately Managed..., Institutional Sales, Alternative Investments, Asset Management, Securities, Sales, Mutual Funds, Series 7, Investment Strategies, Investments, Equities, Asset Allocation, Series 63, Investment Advisory, Pensions, Morningstar, Fixed Income, Investment Management, Business Development, Portfolio Management, Wealth Management, ETFs, Series 65, Financial Services, 401k, Series 24, Hedge Funds, Retirement Planning, Financial Advisory, Private Equity
Education
New York University - Leonard N. Stern School of Business 1987 — 1994
MBA, Marketing
Manhattan College 1978 — 1982
BS, Marketing
Jeff Dean Jeff Dean's J&W Seligman Experience December 2003 - January 2009
Job Brokerage Strategy and Product at Scottrade
Industry Financial Services
Experience
Scottrade October 2014 - Present
Seward Dean LLC October 2013 - October 2014
EverBank August 2011 - August 2013
J&W Seligman December 2003 - January 2009
J&W Seligman December 1988 - November 2003
Integrated Resources September 1985 - December 1988
Skills
Product Management, Process Improvement, Wealth Management, Business Analysis, Strategy, Finance, Mutual Funds, Fixed Income, Asset Allocation, Hedge Funds, Securities, Asset Managment, Equities, Portfolio Management, Alternative Investments, Investments, Asset Management, Financial Analysis, Risk Management, Banking, Financial Modeling, Product Development, Investment Advisory, Investment Management, Investment Strategies, Budgets, Financial Advisory, Financial Services, Competitive Analysis, FINRA, Cross-functional Team...
Education
New York University - Leonard N. Stern School of Business 1987 — 1991
MBA, Finance
Cornell University 1980 — 1985
BS, Agricultural Economics
Scottrade October 2014 - Present
Seward Dean LLC October 2013 - October 2014
EverBank August 2011 - August 2013
J&W Seligman December 2003 - January 2009
J&W Seligman December 1988 - November 2003
Integrated Resources September 1985 - December 1988
Skills
Product Management, Process Improvement, Wealth Management, Business Analysis, Strategy, Finance, Mutual Funds, Fixed Income, Asset Allocation, Hedge Funds, Securities, Asset Managment, Equities, Portfolio Management, Alternative Investments, Investments, Asset Management, Financial Analysis, Risk Management, Banking, Financial Modeling, Product Development, Investment Advisory, Investment Management, Investment Strategies, Budgets, Financial Advisory, Financial Services, Competitive Analysis, FINRA, Cross-functional Team...
Education
New York University - Leonard N. Stern School of Business 1987 — 1991
MBA, Finance
Cornell University 1980 — 1985
BS, Agricultural Economics
Angela Billick Angela Billick's J&W Seligman Experience March 2001 - March 2005
Job
Industry Investment Management
Experience
John Hancock Investments May 2015 - Present
Augimas Partners LLC May 2014 - May 2015
Nuveen Investments October 2011 - April 2014
Soros Fund Management March 2011 - October 2011
BNP Paribas March 2005 - February 2011
J&W Seligman March 2001 - March 2005
Davis Advisors December 1996 - March 2001
Skills
Hedge Funds, Strategy, Financial Modeling, Mutual Funds, Asset Management, Product Management, Fixed Income, Product Marketing, Asset Managment, Management, Investments, Cross-functional Team..., Alternative Investments, Equities, Business Development, Analysis, Corporate Finance, Project Management, Derivatives, Product Development, Mergers & Acquisitions, Risk Management, Structured Products, Leadership, Financial Services, Bonds, Client Service Oriented, Finance, Client Services, Business Strategy, Marketing Strategy, Marketing Management, Marketing Communications, UCITS, AIFMD, Family Office, Private Funds, QIF/SIF/SPVs
Education
New York University - Leonard N. Stern School of Business 2006 — 2008
MBA, Finance, Strategy, Investment Banking
St. John's College 1992 — 1996
Bachelor of Arts (B.A.), Philosophy, Political Science, Psychology, Theoretical and Applied Math, Physics
John Hancock Investments May 2015 - Present
Augimas Partners LLC May 2014 - May 2015
Nuveen Investments October 2011 - April 2014
Soros Fund Management March 2011 - October 2011
BNP Paribas March 2005 - February 2011
J&W Seligman March 2001 - March 2005
Davis Advisors December 1996 - March 2001
Skills
Hedge Funds, Strategy, Financial Modeling, Mutual Funds, Asset Management, Product Management, Fixed Income, Product Marketing, Asset Managment, Management, Investments, Cross-functional Team..., Alternative Investments, Equities, Business Development, Analysis, Corporate Finance, Project Management, Derivatives, Product Development, Mergers & Acquisitions, Risk Management, Structured Products, Leadership, Financial Services, Bonds, Client Service Oriented, Finance, Client Services, Business Strategy, Marketing Strategy, Marketing Management, Marketing Communications, UCITS, AIFMD, Family Office, Private Funds, QIF/SIF/SPVs
Education
New York University - Leonard N. Stern School of Business 2006 — 2008
MBA, Finance, Strategy, Investment Banking
St. John's College 1992 — 1996
Bachelor of Arts (B.A.), Philosophy, Political Science, Psychology, Theoretical and Applied Math, Physics
Anthony A. Gallo, CPA, CFA Anthony A. Gallo, CPA, CFA's J&W Seligman Experience January 1985 - January 1991
Job Chairman & CEO Beacon Financial Services LLC
Industry Financial Services
Experience
Beacon Fund Services April 2010 - Present
Beacon Financial Services LLC April 2010 - Present
Beacon Accounting Services April 2010 - Present
Investorgrade May 2011 - March 2012
Citi HedgeFund Services Inc July 2008 - January 2010
Globeop Financial Services, LLC September 2007 - July 2008
Fortune Consulting Group Inc January 2000 - January 2007
SS&C Technologies January 1998 - September 2000
Prism Holdings, Inc January 1991 - January 1998
J&W Seligman January 1985 - January 1991
Skills
CPA CFA, QuickBooks Certified, Business Relationship..., Hedge Funds, CPA, Strategy, Mergers & Acquisitions, Finance, CRM, Private Equity, Business Development, Competitive Analysis, Training, Start-ups, Due Diligence, Leadership, Financial Modeling, Investments, Alternative Investments, Accounting, Fund Of Funds, Management, Valuation, Investor Relations, Financial Services, Portfolio Management, Mutual Funds, Process Improvement, Asset Management, Executive Management, Venture Capital
Education
Pace University 1977 — 1981
Master of Business Administration, Taxation
Beacon Fund Services April 2010 - Present
Beacon Financial Services LLC April 2010 - Present
Beacon Accounting Services April 2010 - Present
Investorgrade May 2011 - March 2012
Citi HedgeFund Services Inc July 2008 - January 2010
Globeop Financial Services, LLC September 2007 - July 2008
Fortune Consulting Group Inc January 2000 - January 2007
SS&C Technologies January 1998 - September 2000
Prism Holdings, Inc January 1991 - January 1998
J&W Seligman January 1985 - January 1991
Skills
CPA CFA, QuickBooks Certified, Business Relationship..., Hedge Funds, CPA, Strategy, Mergers & Acquisitions, Finance, CRM, Private Equity, Business Development, Competitive Analysis, Training, Start-ups, Due Diligence, Leadership, Financial Modeling, Investments, Alternative Investments, Accounting, Fund Of Funds, Management, Valuation, Investor Relations, Financial Services, Portfolio Management, Mutual Funds, Process Improvement, Asset Management, Executive Management, Venture Capital
Education
Pace University 1977 — 1981
Master of Business Administration, Taxation
Margo Arton Margo Arton's J&W Seligman Experience March 2006 - October 2008
Job Director, Digital Ad Effectiveness Research at BuzzFeed
Industry Market Research
Experience
BuzzFeed March 2015 - Present
MEC March 2013 - Present
MEC July 2012 - March 2013
Triad Retail Media August 2011 - August 2012
Triad Retail Media May 2010 - August 2011
The Nielsen Company October 2008 - April 2010
J&W Seligman March 2006 - October 2008
Bank of America July 2005 - March 2006
Skills
Customer Insight, Cross-functional Team..., Market Research, Project Management, Marketing Research, Competitive Analysis, Strategic Planning, Advertising Research, Analytics, Omniture, Data Analysis, Nielsen, Digital Strategy, Marketing Strategy, Financial Services, Segmentation, Web Analytics, Competitive Intelligence, Online Advertising, Advertising, Analysis, Management, Leadership, Strategy, Market Analysis, Digital Marketing, Integrated Marketing
Education
New York University - Leonard N. Stern School of Business 2007 — 2010
MBA
Fordham University 1999 — 2003
BS
BuzzFeed March 2015 - Present
MEC March 2013 - Present
MEC July 2012 - March 2013
Triad Retail Media August 2011 - August 2012
Triad Retail Media May 2010 - August 2011
The Nielsen Company October 2008 - April 2010
J&W Seligman March 2006 - October 2008
Bank of America July 2005 - March 2006
Skills
Customer Insight, Cross-functional Team..., Market Research, Project Management, Marketing Research, Competitive Analysis, Strategic Planning, Advertising Research, Analytics, Omniture, Data Analysis, Nielsen, Digital Strategy, Marketing Strategy, Financial Services, Segmentation, Web Analytics, Competitive Intelligence, Online Advertising, Advertising, Analysis, Management, Leadership, Strategy, Market Analysis, Digital Marketing, Integrated Marketing
Education
New York University - Leonard N. Stern School of Business 2007 — 2010
MBA
Fordham University 1999 — 2003
BS
Marjorie Kaufman, CFA's J&W Seligman Experience 2000 - 2003
Job Partner, Head of Marketing, Barington Capital
Industry Investment Management
Experience
Barington Capital Group August 2015 - Present
Guggenheim Global Trading (Multi-Strat Hedge Fund Platform) March 2014 - December 2014
Golden Seeds June 2012 - February 2014
Kingdon Capital 2003 - 2010
J&W Seligman 2000 - 2003
Towneley Capital Management 1996 - 2000
Jacobs Levy Equity Management 1995 - 1995
Bankers Trust 1993 - 1995
Skills
Capital Raises, Institutional Marketing, Investor Relations, New Business Development, Hedge Funds, Alternative Investments, Marketing Strategy, Product Development, Risk Analysis, Business Relationship..., International Marketing, Quantitative Finance, Fund Analysis, Financial Markets, Financial Advisory, Investment Strategies, Private Equity, Equities, Asset Management, Capital, Investments, Marketing, Analysis, Investment Management, Investment Banking, Fixed Income, Portfolio Management, Due Diligence, Mutual Funds, Mergers & Acquisitions, LBO, IPO, Risk Management, Finance, Institutional..., Funding, Strategy, Emerging Markets, Capital Raising, Capital Markets, Asset Allocation, Financial Structuring, Venture Capital, Fund Of Funds
Education
The University of Chicago - Booth School of Business
MBA, Finance
University of Pennsylvania
BA magna cum laude, Economics and Anthropology
Horace Mann
Barington Capital Group August 2015 - Present
Guggenheim Global Trading (Multi-Strat Hedge Fund Platform) March 2014 - December 2014
Golden Seeds June 2012 - February 2014
Kingdon Capital 2003 - 2010
J&W Seligman 2000 - 2003
Towneley Capital Management 1996 - 2000
Jacobs Levy Equity Management 1995 - 1995
Bankers Trust 1993 - 1995
Skills
Capital Raises, Institutional Marketing, Investor Relations, New Business Development, Hedge Funds, Alternative Investments, Marketing Strategy, Product Development, Risk Analysis, Business Relationship..., International Marketing, Quantitative Finance, Fund Analysis, Financial Markets, Financial Advisory, Investment Strategies, Private Equity, Equities, Asset Management, Capital, Investments, Marketing, Analysis, Investment Management, Investment Banking, Fixed Income, Portfolio Management, Due Diligence, Mutual Funds, Mergers & Acquisitions, LBO, IPO, Risk Management, Finance, Institutional..., Funding, Strategy, Emerging Markets, Capital Raising, Capital Markets, Asset Allocation, Financial Structuring, Venture Capital, Fund Of Funds
Education
The University of Chicago - Booth School of Business
MBA, Finance
University of Pennsylvania
BA magna cum laude, Economics and Anthropology
Horace Mann
Michael Schuman, PMP Michael Schuman, PMP's J&W Seligman Experience March 1986 - March 1989
Job VP Business Program/Project Management at Pershing, a BNY Mellon company
Industry Information Technology and Services
Experience
Pershing, a BNY Mellon company September 2014 - Present
Pershing, a BNY Mellon company June 2012 - August 2014
Citi February 2011 - May 2012
Interactive Data (IDC) March 2005 - November 2010
Interactive Data March 2000 - March 2005
Muller Data Corporation March 1996 - February 2000
Muller Data Corporation March 1989 - February 1996
J&W Seligman March 1986 - March 1989
Deloitte April 1984 - March 1986
GE June 1982 - March 1984
Skills
PMO, Project Planning, Project Implementation, Project Portfolio..., Software Project..., Program Management, Business Analysis, Business Process..., Business Process Design, Requirements Gathering, Requirements..., Documentation, Document Management, Test Planning, User Acceptance Testing, SAS70, Compliance, Banking, Fixed Income, PMI, MS Office Suite, SDLC, Software Documentation, Requirement..., Project Management, Microsoft Office, Visio
Education
Pace University - Lubin School of Business
MBA, Finance
City University of New York-Brooklyn College
BS, Computer Science
Pershing, a BNY Mellon company September 2014 - Present
Pershing, a BNY Mellon company June 2012 - August 2014
Citi February 2011 - May 2012
Interactive Data (IDC) March 2005 - November 2010
Interactive Data March 2000 - March 2005
Muller Data Corporation March 1996 - February 2000
Muller Data Corporation March 1989 - February 1996
J&W Seligman March 1986 - March 1989
Deloitte April 1984 - March 1986
GE June 1982 - March 1984
Skills
PMO, Project Planning, Project Implementation, Project Portfolio..., Software Project..., Program Management, Business Analysis, Business Process..., Business Process Design, Requirements Gathering, Requirements..., Documentation, Document Management, Test Planning, User Acceptance Testing, SAS70, Compliance, Banking, Fixed Income, PMI, MS Office Suite, SDLC, Software Documentation, Requirement..., Project Management, Microsoft Office, Visio
Education
Pace University - Lubin School of Business
MBA, Finance
City University of New York-Brooklyn College
BS, Computer Science
Storm Boswick's J&W Seligman Experience 1996 - 2002
Job Managing Director at Brightwood Capital
Industry Financial Services
Experience
Brightwood Capital 2014 - Present
Medley Capital 2013 - 2014
Brompton Cross Capital 2006 - 2012
Sigma Capital 2003 - 2005
J&W Seligman 1996 - 2002
Goldman Sachs 1994 - 1996
Skills
Investments, Portfolio Management, Equities, Finance, Funding, Financial Advisory, Management, Capital, Equity Capital Markets, Small Business, Institutional..., Private Equity, Credit, Mezzanine, Investment Banking, Venture Capital, Trading, Proprietary Trading, Quantitative Risk..., Investment Research, Hedge Funds, Alternative Investments, Valuation, Asset Management
Education
University of St. Andrews 1987 — 1991
MA Honours, Economic History and International Relations
School of Oriental and African Studies, U. of London 1990 — 1990
Research for Master's Dissertation
Ridley College 1984 — 1987
Choate Rosemary Hall 1986 — 1986
Exchange Student
Brightwood Capital 2014 - Present
Medley Capital 2013 - 2014
Brompton Cross Capital 2006 - 2012
Sigma Capital 2003 - 2005
J&W Seligman 1996 - 2002
Goldman Sachs 1994 - 1996
Skills
Investments, Portfolio Management, Equities, Finance, Funding, Financial Advisory, Management, Capital, Equity Capital Markets, Small Business, Institutional..., Private Equity, Credit, Mezzanine, Investment Banking, Venture Capital, Trading, Proprietary Trading, Quantitative Risk..., Investment Research, Hedge Funds, Alternative Investments, Valuation, Asset Management
Education
University of St. Andrews 1987 — 1991
MA Honours, Economic History and International Relations
School of Oriental and African Studies, U. of London 1990 — 1990
Research for Master's Dissertation
Ridley College 1984 — 1987
Choate Rosemary Hall 1986 — 1986
Exchange Student
John Guancione John Guancione's J&W Seligman Experience January 1998 - February 2009
Job
Industry
Experience
J&W Seligman January 1998 - February 2009
Skills
Alternative Investments, Hedge Funds, Investment Management, Mutual Funds, Series 7, Investments, Investment Strategies, Portfolio Management
Education
Rutgers University
J&W Seligman January 1998 - February 2009
Skills
Alternative Investments, Hedge Funds, Investment Management, Mutual Funds, Series 7, Investments, Investment Strategies, Portfolio Management
Education
Rutgers University
Grace Roberts, CIA, CISA Grace Roberts, CIA, CISA's J&W Seligman Experience March 1990 - December 1996
Job IT Risk Professional at Kaiser Permanente
Industry Information Technology and Services
Experience
Kaiser Permanente May 2014 - Present
Experis Finance June 2013 - May 2014
Deloitte September 2012 - June 2013
OppenheimerFunds February 2006 - February 2012
OppenheimerFunds December 1996 - February 2006
J&W Seligman March 1990 - December 1996
Skills
Audit Management, IT Audit, Compliance, Internal Controls, Risk Assessment, Data Loss Prevention, Security Awareness, FINRA Series 6, FINRA Series 26, Risk Management, CIA, CISA, Operational Risk, USA PATRIOT Act, Computer Assisted Audit, IIA Standards, Internal Audit, Audit Software, Sarbanes-Oxley Act, SOC 1, Segregation of Duties, Consulting, Mutual Funds, Auditing, Financial Services, Business Continuity, Anti Money Laundering, Strategy, Management, Quality Assurance, Sarbanes-Oxley, Series 6, Financial Analysis, Leadership, Finance, Financial Risk, COSO, Operational Risk..., SEC filings, AML, SAS70, Fraud, Governance, Financial Audits, Due Diligence, Business Process..., US GAAP
Education
Rutgers University-New Brunswick 1983 — 1987
BA, Mathematics
Kaiser Permanente May 2014 - Present
Experis Finance June 2013 - May 2014
Deloitte September 2012 - June 2013
OppenheimerFunds February 2006 - February 2012
OppenheimerFunds December 1996 - February 2006
J&W Seligman March 1990 - December 1996
Skills
Audit Management, IT Audit, Compliance, Internal Controls, Risk Assessment, Data Loss Prevention, Security Awareness, FINRA Series 6, FINRA Series 26, Risk Management, CIA, CISA, Operational Risk, USA PATRIOT Act, Computer Assisted Audit, IIA Standards, Internal Audit, Audit Software, Sarbanes-Oxley Act, SOC 1, Segregation of Duties, Consulting, Mutual Funds, Auditing, Financial Services, Business Continuity, Anti Money Laundering, Strategy, Management, Quality Assurance, Sarbanes-Oxley, Series 6, Financial Analysis, Leadership, Finance, Financial Risk, COSO, Operational Risk..., SEC filings, AML, SAS70, Fraud, Governance, Financial Audits, Due Diligence, Business Process..., US GAAP
Education
Rutgers University-New Brunswick 1983 — 1987
BA, Mathematics
Carla Griffin's J&W Seligman Experience January 1991 - June 1994
Job Water Island Capital Regional Vice President
Industry Financial Services
Experience
Water Island Capital, LLC September 2013 - Present
Stadion Money Management/Mutual of Omaha - MOIS February 2010 - December 2012
Dreyfus March 2006 - July 2007
DWS Investments February 2003 - March 2006
Dreyfus February 1999 - February 2003
Security Benefit July 1995 - February 1999
J&W Seligman January 1991 - June 1994
Interstate/Johnson Lane 1983 - 1991
Skills
Series 7, Series 63, Series 65, Mutual Funds, SMA, Alternative Investments, Wholesaler, Sales Presentations, Time Management, Perseverance, Investments, Financial Advisory, Investment Advisory, Separately Managed..., Variable Annuities, 401k, Asset Allocation, ETFs, Financial Services, Fixed Annuities, Investment Management, Investment Strategies, Retirement Planning, Securities, Wealth Management, Hedge Funds
Education
North Carolina State University
Water Island Capital, LLC September 2013 - Present
Stadion Money Management/Mutual of Omaha - MOIS February 2010 - December 2012
Dreyfus March 2006 - July 2007
DWS Investments February 2003 - March 2006
Dreyfus February 1999 - February 2003
Security Benefit July 1995 - February 1999
J&W Seligman January 1991 - June 1994
Interstate/Johnson Lane 1983 - 1991
Skills
Series 7, Series 63, Series 65, Mutual Funds, SMA, Alternative Investments, Wholesaler, Sales Presentations, Time Management, Perseverance, Investments, Financial Advisory, Investment Advisory, Separately Managed..., Variable Annuities, 401k, Asset Allocation, ETFs, Financial Services, Fixed Annuities, Investment Management, Investment Strategies, Retirement Planning, Securities, Wealth Management, Hedge Funds
Education
North Carolina State University
Brian Kessler Brian Kessler's J&W Seligman Experience June 2007 - June 2009
Job Senior Vice President at Citigroup
Industry Financial Services
Experience
Citigroup January 2012 - Present
Citigroup December 2009 - December 2011
J&W Seligman June 2007 - June 2009
Seligman Data Corp February 1986 - June 2007
Skills
Mutual Funds, Abandoned Property, Customer Service..., Transfer Agency, Operations Management, Supervisory Experience, Property, Securities, Financial Services, Call Centers, Risk Management, Series 63, Management, Finance, Investments, Cross-functional Team..., Leadership, Series 7, Insurance, FINRA, Asset Management, Equities, Fixed Income, Relationship Management, Series 6, AML, Asset Allocation
Education
City University of New York-Queens College
BA, Communications
Citigroup January 2012 - Present
Citigroup December 2009 - December 2011
J&W Seligman June 2007 - June 2009
Seligman Data Corp February 1986 - June 2007
Skills
Mutual Funds, Abandoned Property, Customer Service..., Transfer Agency, Operations Management, Supervisory Experience, Property, Securities, Financial Services, Call Centers, Risk Management, Series 63, Management, Finance, Investments, Cross-functional Team..., Leadership, Series 7, Insurance, FINRA, Asset Management, Equities, Fixed Income, Relationship Management, Series 6, AML, Asset Allocation
Education
City University of New York-Queens College
BA, Communications
Eric Misenheimer Eric Misenheimer's J&W Seligman Experience March 2005 - November 2008
Job Managing Director at JEM Financial Group, LLC.
Industry Financial Services
Experience
JEM Financial Group, LLC. October 2011 - Present
J&W Seligman March 2005 - November 2008
Northern Trust 1999 - 2005
Skills
Fixed Income, Mutual Funds, High Yield, Hedge Funds, Investments, 401k, Finance, Fixed Income Portfolio..., Portfolio Management, Credit, Alternative Investments, Asset Management, Equities, Securities, Investment Management, Asset Allocation, Series 7, Investment Strategies, Bloomberg, Wealth Management, Series 63, High Yield Bonds, Capital Markets, Derivatives
Education
Loyola University Maryland 1989 — 1991
MSF, Finance
Loyola University Maryland 1980 — 1984
BA, Accounting
JEM Financial Group, LLC. October 2011 - Present
J&W Seligman March 2005 - November 2008
Northern Trust 1999 - 2005
Skills
Fixed Income, Mutual Funds, High Yield, Hedge Funds, Investments, 401k, Finance, Fixed Income Portfolio..., Portfolio Management, Credit, Alternative Investments, Asset Management, Equities, Securities, Investment Management, Asset Allocation, Series 7, Investment Strategies, Bloomberg, Wealth Management, Series 63, High Yield Bonds, Capital Markets, Derivatives
Education
Loyola University Maryland 1989 — 1991
MSF, Finance
Loyola University Maryland 1980 — 1984
BA, Accounting
Corey Klein Corey Klein's J&W Seligman Experience 1994 - 1997
Job Instructional Designer at ColgatePalmolive
Industry Consumer Goods
Experience
Colgate-Palmolive February 2012 - Present
Merck (Formerly Schering-Plough) February 2007 - November 2011
Prudential Financial 1998 - 2006
J&W Seligman 1994 - 1997
Chase Manhattan Bank 1993 - 1994
Skills
Instructional Design, Classroom Training, Voice Over, Classroom, E-Learning, Performance Consulting, Blended Learning, Captivate, Adult Education, Training, Public Speaking, Learning Management..., Leadership Development, Instructor-led Training, ADDIE, Needs Analysis, Employee Training, Training Delivery, Workshop Facilitation, Learning Management, Organizational..., Organizational..., Career Development, Performance Improvement, Talent Management, Onboarding, Performance Management, Technical Writing, Succession Planning, Employee Engagement, Executive Coaching
Education
Syracuse University 1987 — 1991
Bachelor of Science, Broadcast Journalism
The Bronx High School of Science 1983 — 1987
Colgate-Palmolive February 2012 - Present
Merck (Formerly Schering-Plough) February 2007 - November 2011
Prudential Financial 1998 - 2006
J&W Seligman 1994 - 1997
Chase Manhattan Bank 1993 - 1994
Skills
Instructional Design, Classroom Training, Voice Over, Classroom, E-Learning, Performance Consulting, Blended Learning, Captivate, Adult Education, Training, Public Speaking, Learning Management..., Leadership Development, Instructor-led Training, ADDIE, Needs Analysis, Employee Training, Training Delivery, Workshop Facilitation, Learning Management, Organizational..., Organizational..., Career Development, Performance Improvement, Talent Management, Onboarding, Performance Management, Technical Writing, Succession Planning, Employee Engagement, Executive Coaching
Education
Syracuse University 1987 — 1991
Bachelor of Science, Broadcast Journalism
The Bronx High School of Science 1983 — 1987
Rebecca Lam Rebecca Lam's J&W Seligman Experience 2001 - 2004
Job Financial Analyst at IFS(NA) LLC, A State Street Company
Industry Financial Services
Experience
International Fund Services (NA) LLC, A State Street Company January 2013 - Present
BNY Mellon January 2008 - December 2012
J&W Seligman 2001 - 2004
Skills
Bloomberg, Financial Analysis, Equities, Financial Modeling
Education
Baruch College
BBA, Accounting
Fordham University
MBA, Finance
International Fund Services (NA) LLC, A State Street Company January 2013 - Present
BNY Mellon January 2008 - December 2012
J&W Seligman 2001 - 2004
Skills
Bloomberg, Financial Analysis, Equities, Financial Modeling
Education
Baruch College
BBA, Accounting
Fordham University
MBA, Finance
Stephen Fauer, CFA Stephen Fauer, CFA's J&W Seligman Experience 1981 - 1984
Job Chief Investment Officer at Pinnacle Capital Management, LLC
Industry Investment Management
Experience
Pinnacle Capital Management, LLC 2006 - Present
J.W. Burns & Company 2004 - 2006
Coddington Grove Associates, LLC 2003 - 2004
Manning & Napier Advisors 2000 - 2003
Alrin Corp. 1994 - 2000
Manning & Napier Advisors 1993 - 1994
Manning & Napier Advisors 1984 - 1993
J&W Seligman 1981 - 1984
Skills
Equities, Portfolio Management, Asset Managment, Investment Management, Investments, Valuation, Asset Allocation, Fixed Income, Investment Strategies, Equity Research, Fund Of Funds, Institutional Investors, Hedge Funds, Mutual Funds, RFP Generation, Investment Policy..., Investment Policy..., Pricing, Pricing Strategy, New Product..., New Product Roll Out, Marketing Communications, Marketing Strategy
Education
New York University - Leonard N. Stern School of Business 1981 — 1984
M.B.A., Finance
Michigan State University 1976 — 1981
B.S., Systems Science
Pinnacle Capital Management, LLC 2006 - Present
J.W. Burns & Company 2004 - 2006
Coddington Grove Associates, LLC 2003 - 2004
Manning & Napier Advisors 2000 - 2003
Alrin Corp. 1994 - 2000
Manning & Napier Advisors 1993 - 1994
Manning & Napier Advisors 1984 - 1993
J&W Seligman 1981 - 1984
Skills
Equities, Portfolio Management, Asset Managment, Investment Management, Investments, Valuation, Asset Allocation, Fixed Income, Investment Strategies, Equity Research, Fund Of Funds, Institutional Investors, Hedge Funds, Mutual Funds, RFP Generation, Investment Policy..., Investment Policy..., Pricing, Pricing Strategy, New Product..., New Product Roll Out, Marketing Communications, Marketing Strategy
Education
New York University - Leonard N. Stern School of Business 1981 — 1984
M.B.A., Finance
Michigan State University 1976 — 1981
B.S., Systems Science
Michelle Valdes's J&W Seligman Experience 1999 - 2010
Job Management Team Member
Industry Investment Management
Experience
Investment Management Services 2013 - Present
PIMCO July 2012 - December 2012
MacKay Shields LLC 2010 - 2012
J&W Seligman 1999 - 2010
Skills
Fixed Income
Education
Marymount Manhattan College
Bachelor's degree, Speech, Drama & Communications/Marketing/Creative Writing
Investment Management Services 2013 - Present
PIMCO July 2012 - December 2012
MacKay Shields LLC 2010 - 2012
J&W Seligman 1999 - 2010
Skills
Fixed Income
Education
Marymount Manhattan College
Bachelor's degree, Speech, Drama & Communications/Marketing/Creative Writing
Jamie Inocencio Jamie Inocencio's J&W Seligman Experience May 2007 - January 2008
Job RN, Operating Room at NYU Langone Medical Center
Industry Hospital & Health Care
Experience
NYU Langone Medical Center 2014 - Present
Reproductive Medicine Associates of New York August 2013 - April 2014
Hospital for Special Surgery June 2011 - March 2013
Kennedy Health System March 2011 - May 2011
J&W Seligman May 2007 - January 2008
J&W Seligman September 2004 - May 2007
Skills
BLS, Microsoft Excel, Microsoft Word, PowerPoint, ACLS, Nursing, Patient Safety, Critical Thinking, Patient Advocacy, Surgery, Healthcare Management
Education
University of Medicine and Dentistry of New Jersey 2009 — 2010
Bachelor of Science (BS), Nursing
Rutgers University 2001 — 2004
Bachelor of Science (BS), Finance
NYU Langone Medical Center 2014 - Present
Reproductive Medicine Associates of New York August 2013 - April 2014
Hospital for Special Surgery June 2011 - March 2013
Kennedy Health System March 2011 - May 2011
J&W Seligman May 2007 - January 2008
J&W Seligman September 2004 - May 2007
Skills
BLS, Microsoft Excel, Microsoft Word, PowerPoint, ACLS, Nursing, Patient Safety, Critical Thinking, Patient Advocacy, Surgery, Healthcare Management
Education
University of Medicine and Dentistry of New Jersey 2009 — 2010
Bachelor of Science (BS), Nursing
Rutgers University 2001 — 2004
Bachelor of Science (BS), Finance
Tracy Salomon Goldenberg Tracy Salomon Goldenberg's J&W Seligman Experience 1997 - 2002
Job Home builder
Industry Financial Services
Experience
NHR/Midatlantic May 2009 - Present
Group i&i Consultancy, LLC October 2013 - April 2014
CB Title Group LLC July 2011 - December 2011
Summit Financial Resources, Inc. NJ September 2006 - March 2009
MetLife 2003 - 2005
J&W Seligman 1997 - 2002
Oppenheimer Capital/Quest For Value Distributors 1994 - 1996
Skills
Series 63, Investments, Mutual Funds, Financial Services, Retirement, Fixed Annuities, Marketing, Investment Management, Asset Management, Life Insurance, 401k, Asset Allocation, Series 7
Education
University of Melbourne - Melbourne Business School 1996 — 1996
Master of Business Administration (MBA), International Marketing
New York University - Leonard N. Stern School of Business 1993 — 1996
MBA, Marketing
Emory University 1984 — 1988
BA, Economics, Psychology
RFH 1980 — 1984
NHR/Midatlantic May 2009 - Present
Group i&i Consultancy, LLC October 2013 - April 2014
CB Title Group LLC July 2011 - December 2011
Summit Financial Resources, Inc. NJ September 2006 - March 2009
MetLife 2003 - 2005
J&W Seligman 1997 - 2002
Oppenheimer Capital/Quest For Value Distributors 1994 - 1996
Skills
Series 63, Investments, Mutual Funds, Financial Services, Retirement, Fixed Annuities, Marketing, Investment Management, Asset Management, Life Insurance, 401k, Asset Allocation, Series 7
Education
University of Melbourne - Melbourne Business School 1996 — 1996
Master of Business Administration (MBA), International Marketing
New York University - Leonard N. Stern School of Business 1993 — 1996
MBA, Marketing
Emory University 1984 — 1988
BA, Economics, Psychology
RFH 1980 — 1984
Helen Yee, CFA Helen Yee, CFA's J&W Seligman Experience October 1995 - December 1997
Job at Ramirez Asset Management
Industry Investment Management
Experience
Ramirez Asset Management March 2010 - Present
Amalgamated Bank January 1998 - March 2010
J&W Seligman October 1995 - December 1997
Skills
Asset Management
Education
New York University - Leonard N. Stern School of Business
MBA, Finance, Economics, International Business
Oberlin College
BA, Economics
Stuyvesant H.S.
HS Diploma
Ramirez Asset Management March 2010 - Present
Amalgamated Bank January 1998 - March 2010
J&W Seligman October 1995 - December 1997
Skills
Asset Management
Education
New York University - Leonard N. Stern School of Business
MBA, Finance, Economics, International Business
Oberlin College
BA, Economics
Stuyvesant H.S.
HS Diploma
Jeanmarie Macari LaBonte, CIMA, CPWA Jeanmarie Macari LaBonte, CIMA, CPWA's J&W Seligman Experience December 1991 - January 1995
Job VP, Senior Wealth Advisor at Comerica Bank
Industry Financial Services
Experience
Comerica Bank November 2011 - Present
US Bank July 2009 - August 2011
AllianceBernstein November 2007 - November 2008
Wells Fargo Investments November 2000 - November 2007
Prudential Investments April 1997 - May 2000
Oppenheimer & Co. January 1995 - March 1997
J&W Seligman December 1991 - January 1995
Education
Fordham University - Graduate School of Business Administration 1993 — 1997
MBA, Political Science/International Business
Hofstra University 1988 — 1991
BA, Political Science/International Business
Comerica Bank November 2011 - Present
US Bank July 2009 - August 2011
AllianceBernstein November 2007 - November 2008
Wells Fargo Investments November 2000 - November 2007
Prudential Investments April 1997 - May 2000
Oppenheimer & Co. January 1995 - March 1997
J&W Seligman December 1991 - January 1995
Education
Fordham University - Graduate School of Business Administration 1993 — 1997
MBA, Political Science/International Business
Hofstra University 1988 — 1991
BA, Political Science/International Business
Brad Hanson Brad Hanson's J&W Seligman Experience March 1987 - December 1996
Job Managing Director at Magni Global Asset Management LLC
Industry Financial Services
Experience
Magni Global Asset Management LLC April 2013 - Present
HighMark Capital Management April 2011 - December 2012
First American Funds January 2010 - December 2010
John Hancock Financial Services October 2005 - April 2009
AllianceBernstein January 1997 - September 2005
J&W Seligman March 1987 - December 1996
Piper Jaffray and Hopwood November 1984 - March 1987
Skills
Mutual Funds, Leadership, Wealth Management, Portfolio Management, Series 63, Investment Advisory, Alternative Investments, Series 7, Equities, Investment Strategies, Management, Investments, Sales, Asset Managment, Asset Allocation, Separately Managed..., Asset Management, Relationship Management, Financial Services, Sales Operations, Securities, Investment Management, High Net Worth..., Series 65, Series 24, Marketing, Finance, Fixed Income, Series 6, ETFs, Sales Management
Education
University of Wisconsin-River Falls 1979 — 1981
M.S.E., Guidance/Counseling
Ball State University 1979 — 1980
MA, Physical Education
Gustavus Adolphus College 1972 — 1976
BA, Economics
Magni Global Asset Management LLC April 2013 - Present
HighMark Capital Management April 2011 - December 2012
First American Funds January 2010 - December 2010
John Hancock Financial Services October 2005 - April 2009
AllianceBernstein January 1997 - September 2005
J&W Seligman March 1987 - December 1996
Piper Jaffray and Hopwood November 1984 - March 1987
Skills
Mutual Funds, Leadership, Wealth Management, Portfolio Management, Series 63, Investment Advisory, Alternative Investments, Series 7, Equities, Investment Strategies, Management, Investments, Sales, Asset Managment, Asset Allocation, Separately Managed..., Asset Management, Relationship Management, Financial Services, Sales Operations, Securities, Investment Management, High Net Worth..., Series 65, Series 24, Marketing, Finance, Fixed Income, Series 6, ETFs, Sales Management
Education
University of Wisconsin-River Falls 1979 — 1981
M.S.E., Guidance/Counseling
Ball State University 1979 — 1980
MA, Physical Education
Gustavus Adolphus College 1972 — 1976
BA, Economics
Dina Isola Dina Isola's J&W Seligman Experience 1997 - 2003
Job COO, Director of Investor Relations, ATI Investment Consulting, Inc.
Industry Financial Services
Experience
Lift Up Long Island September 2014 - Present
ATI Investment Consulting Inc May 2003 - Present
Real$martica, Inc. September 2009 - Present
J. & W. Seligman & Co. 1997 - 2003
J&W Seligman 1997 - 2003
Lord, Abbett & Co. 1990 - 1997
Skills
Investments, Mutual Funds, Asset Managment, Equities, Asset Allocation, Investment Management, Marketing Strategy, Wealth Management, Strategic Planning, Fixed Income, Securities, Investor Relations, Marketing, Asset Management, Financial Services, Insurance, Series 63, Start-ups, Retirement, Finance, Management
Education
Fairfield University 1983 — 1987
Bachelor of Arts (BA), English and Communications
Fairfield University 1983 — 1987
Bachelor of Arts (B.A.), English Writing/Communications
Lift Up Long Island September 2014 - Present
ATI Investment Consulting Inc May 2003 - Present
Real$martica, Inc. September 2009 - Present
J. & W. Seligman & Co. 1997 - 2003
J&W Seligman 1997 - 2003
Lord, Abbett & Co. 1990 - 1997
Skills
Investments, Mutual Funds, Asset Managment, Equities, Asset Allocation, Investment Management, Marketing Strategy, Wealth Management, Strategic Planning, Fixed Income, Securities, Investor Relations, Marketing, Asset Management, Financial Services, Insurance, Series 63, Start-ups, Retirement, Finance, Management
Education
Fairfield University 1983 — 1987
Bachelor of Arts (BA), English and Communications
Fairfield University 1983 — 1987
Bachelor of Arts (B.A.), English Writing/Communications
Suzy Bochnowski Egan Suzy Bochnowski Egan's J&W Seligman Experience February 1990 - September 1999
Job Founder Wallet Wisdom, LLC
Industry Financial Services
Experience
Financial Services Company in Medford, NJ 2007 - Present
J&W Seligman February 1990 - September 1999
JPMorgan Chase June 1990 - February 1991
The Chase Manhattan Bank October 1989 - June 1990
The Chase Manhattan Bank June 1986 - November 1988
Skills
Retirement Planning, Investments, Money Management, Personal Financial..., Estate Planning, Wealth Management, Retirement, Strategic Financial..., Financial Planners, Fixed Annuities, Small Business, Life Insurance, Investment Advisory, Asset Allocation, Financial Advisory, 401k, Public Speaking, Personal Finance
Education
Fordham Gabelli School of Business 1993 — 1995
MBA, Finance Concentration
Marymount College - Tarrytown 1982 — 1986
BS, Business- Finance
Financial Services Company in Medford, NJ 2007 - Present
J&W Seligman February 1990 - September 1999
JPMorgan Chase June 1990 - February 1991
The Chase Manhattan Bank October 1989 - June 1990
The Chase Manhattan Bank June 1986 - November 1988
Skills
Retirement Planning, Investments, Money Management, Personal Financial..., Estate Planning, Wealth Management, Retirement, Strategic Financial..., Financial Planners, Fixed Annuities, Small Business, Life Insurance, Investment Advisory, Asset Allocation, Financial Advisory, 401k, Public Speaking, Personal Finance
Education
Fordham Gabelli School of Business 1993 — 1995
MBA, Finance Concentration
Marymount College - Tarrytown 1982 — 1986
BS, Business- Finance
Brian Kelleher Brian Kelleher's J&W Seligman Experience March 2003 - May 2008
Job
Industry Investment Management
Experience
PIMCO April 2011 - Present
ETF Securities, LLC May 2009 - April 2011
Franklin Templeton Investments May 2008 - November 2008
J&W Seligman March 2003 - May 2008
J&W Seligman September 2002 - March 2003
J&W Seligman June 2000 - September 2002
J. & W. Seligman & Co, Inc. August 1998 - June 2000
Skills
Portfolio Management, Business Development, Mutual Funds, Asset Managment, Retirement, Series 7, Hedge Funds, Equities, Alternative Investments, Investments, Fixed Income, Capital Markets
Education
University of Pennsylvania - The Wharton School 2006 — 2008
MBA
Georgetown University 1994 — 1998
Bachelor of Arts (B.A.)
UNSW Australia 1997 — 1997
PIMCO April 2011 - Present
ETF Securities, LLC May 2009 - April 2011
Franklin Templeton Investments May 2008 - November 2008
J&W Seligman March 2003 - May 2008
J&W Seligman September 2002 - March 2003
J&W Seligman June 2000 - September 2002
J. & W. Seligman & Co, Inc. August 1998 - June 2000
Skills
Portfolio Management, Business Development, Mutual Funds, Asset Managment, Retirement, Series 7, Hedge Funds, Equities, Alternative Investments, Investments, Fixed Income, Capital Markets
Education
University of Pennsylvania - The Wharton School 2006 — 2008
MBA
Georgetown University 1994 — 1998
Bachelor of Arts (B.A.)
UNSW Australia 1997 — 1997
Floyd Han Floyd Han's J&W Seligman Experience September 2001 - February 2002
Job Vice President at Silvercrest Asset Management
Industry Financial Services
Experience
State Street October 2009 - May 2014
State Street February 2002 - October 2009
J&W Seligman September 2001 - February 2002
J&W Seligman April 2000 - September 2001
Credit Suisse March 1999 - March 2000
Warburg Pincus Asset Management September 1988 - March 1999
JPMorgan Chase & Co. 1980 - September 1988
Skills
Securities, Fixed Income, Equities, Hedge Funds, Mutual Funds, Bloomberg, Banking, Derivatives, Financial Services, Asset Management, Business Architecture, Operations Management, Middle Office, Back Office, Trade Support, Transaction Management, Straight Through..., Corporate Actions, Pricing, Fund Accounting, Trading Systems, Recordkeeping, Omgeo Oasys, CTM, SWIFT messaging, ETS / ETN, Business Workflows, Workflow Management, User Documentation, Vendor Relationships, Manage Client..., Customer Service, Business Relationship..., IT Relationship..., Business Analysis, Procedure Creation, Process Review, Process Improvement, Requirements Gathering..., Data Analysis, User Acceptance Testing, Outlook, Microsoft Excel, Microsoft Word, PowerPoint, Visio, Business Process..., Trading
Education
New York University
Studies in Finance and Accounting
Brooklyn Technical High School 1973 — 1977
Electrical Engineering / College Prep
State Street October 2009 - May 2014
State Street February 2002 - October 2009
J&W Seligman September 2001 - February 2002
J&W Seligman April 2000 - September 2001
Credit Suisse March 1999 - March 2000
Warburg Pincus Asset Management September 1988 - March 1999
JPMorgan Chase & Co. 1980 - September 1988
Skills
Securities, Fixed Income, Equities, Hedge Funds, Mutual Funds, Bloomberg, Banking, Derivatives, Financial Services, Asset Management, Business Architecture, Operations Management, Middle Office, Back Office, Trade Support, Transaction Management, Straight Through..., Corporate Actions, Pricing, Fund Accounting, Trading Systems, Recordkeeping, Omgeo Oasys, CTM, SWIFT messaging, ETS / ETN, Business Workflows, Workflow Management, User Documentation, Vendor Relationships, Manage Client..., Customer Service, Business Relationship..., IT Relationship..., Business Analysis, Procedure Creation, Process Review, Process Improvement, Requirements Gathering..., Data Analysis, User Acceptance Testing, Outlook, Microsoft Excel, Microsoft Word, PowerPoint, Visio, Business Process..., Trading
Education
New York University
Studies in Finance and Accounting
Brooklyn Technical High School 1973 — 1977
Electrical Engineering / College Prep
Candus Scoons's J&W Seligman Experience 1987 - 1990
Job Senior Account Executive at Brewster Place Staffing
Industry Staffing and Recruiting
Experience
Brewster Place Staffing October 2014 - Present
Alexander Anderson Real Estate Group August 2008 - September 2013
CompuHelp Inc. March 2005 - July 2008
Hudson Multiple Listing January 2003 - February 2005
Empact Solutions, Inc September 2000 - January 2003
Datalogix 1991 - 1992
J&W Seligman 1987 - 1990
Skills
Customer Service, Management, Sales Operations, Healthcare, Managed Care, Product Launch, Training, Strategic Planning, Sales, Cardiology, Pharmaceutical Sales, Sales Management, Account Management, New Business Development, Recruiting
Education
Essex Community College
General Studies
Saint Joseph School of Nursing
Telemetry Monitor Tech
Brewster Place Staffing October 2014 - Present
Alexander Anderson Real Estate Group August 2008 - September 2013
CompuHelp Inc. March 2005 - July 2008
Hudson Multiple Listing January 2003 - February 2005
Empact Solutions, Inc September 2000 - January 2003
Datalogix 1991 - 1992
J&W Seligman 1987 - 1990
Skills
Customer Service, Management, Sales Operations, Healthcare, Managed Care, Product Launch, Training, Strategic Planning, Sales, Cardiology, Pharmaceutical Sales, Sales Management, Account Management, New Business Development, Recruiting
Education
Essex Community College
General Studies
Saint Joseph School of Nursing
Telemetry Monitor Tech
Ray Lam, CFA Ray Lam, CFA's J&W Seligman Experience June 2000 - October 2002
Job Senior Vice President at Palisade Capital Management
Industry Investment Management
Experience
Palisade Capital Management May 2012 - Present
Amida Capital Management January 2012 - May 2012
AM Investment Partners March 2005 - December 2011
Arbitex Asset Management April 2003 - March 2005
Balyasny Asset Management October 2002 - April 2003
JW Seligman June 2000 - October 2002
Standard & Poor's July 1997 - August 1998
Thomson Financial 1992 - 1997
Education
NYU Stern 1998 — 2000
MBA, Finance/Marketing
Columbia University 1988 — 1992
BS, Electrical engineering
Canarsie High School
Palisade Capital Management May 2012 - Present
Amida Capital Management January 2012 - May 2012
AM Investment Partners March 2005 - December 2011
Arbitex Asset Management April 2003 - March 2005
Balyasny Asset Management October 2002 - April 2003
JW Seligman June 2000 - October 2002
Standard & Poor's July 1997 - August 1998
Thomson Financial 1992 - 1997
Education
NYU Stern 1998 — 2000
MBA, Finance/Marketing
Columbia University 1988 — 1992
BS, Electrical engineering
Canarsie High School
Eric Model's J&W Seligman Experience January 1995 - December 1995
Job Capital Manager at Arthrex
Industry Medical Devices
Experience
Arthrex April 2012 - Present
Seal & Co. January 2006 - January 2012
Sealfons, Inc. January 1998 - December 2005
Casio January 1997 - December 1997
The Right Suit January 1995 - December 1997
Equinox January 1996 - December 1996
J&W Seligman January 1995 - December 1995
Kenny's Double Diamond Ski Shop January 1993 - January 1995
Macy's January 1992 - January 1993
Skills
Outside Sales, Sales Operations, Capital Equipment, Sales, Cold Calling, Selling, Lead Generation, Business Development, Sales Process, Email Marketing, Leadership, Marketing, Strategic Partnerships, Marketing Strategy, Online Marketing, Product Development, Management, Advertising, Entrepreneurship, Training
Education
Macy's Executive Training Program 1992 — 1993
Retail Management, Retail Management
Tulane University 1988 — 1992
BS, Psychology
Arthrex April 2012 - Present
Seal & Co. January 2006 - January 2012
Sealfons, Inc. January 1998 - December 2005
Casio January 1997 - December 1997
The Right Suit January 1995 - December 1997
Equinox January 1996 - December 1996
J&W Seligman January 1995 - December 1995
Kenny's Double Diamond Ski Shop January 1993 - January 1995
Macy's January 1992 - January 1993
Skills
Outside Sales, Sales Operations, Capital Equipment, Sales, Cold Calling, Selling, Lead Generation, Business Development, Sales Process, Email Marketing, Leadership, Marketing, Strategic Partnerships, Marketing Strategy, Online Marketing, Product Development, Management, Advertising, Entrepreneurship, Training
Education
Macy's Executive Training Program 1992 — 1993
Retail Management, Retail Management
Tulane University 1988 — 1992
BS, Psychology
Patrick Malloy, CFP® Patrick Malloy, CFP®'s J&W Seligman Experience February 2000 - October 2002
Job Investment Advisor at Capital Investment Advisors
Industry Financial Services
Experience
Capital Investment Advisors January 2015 - Present
Perimeter Planning, LLC 2012 - January 2015
Curian Capital September 2010 - August 2012
AXA Distributors December 2002 - August 2010
J&W Seligman February 2000 - October 2002
Skills
CFS, Certified Fund..., Comprehensive Financial..., Wealth Management, Investment Management, Retirement Planning, Retirement Income..., College Education..., Insurance Planning, Liability Management, Estate Planning, Securities, Alternative Investments, Investments, Tax Planning, Financial Advisory, Financial Planners, Wealth Management..., Mutual Funds, Asset Management, Fixed Annuities, Financial Goals, Financial Planning, Retirement, Series 7
Education
Oglethorpe University
Financial Planning and Services
Fordham University
Bachelor of Arts, Economics
Wake Forest University
Communications
Capital Investment Advisors January 2015 - Present
Perimeter Planning, LLC 2012 - January 2015
Curian Capital September 2010 - August 2012
AXA Distributors December 2002 - August 2010
J&W Seligman February 2000 - October 2002
Skills
CFS, Certified Fund..., Comprehensive Financial..., Wealth Management, Investment Management, Retirement Planning, Retirement Income..., College Education..., Insurance Planning, Liability Management, Estate Planning, Securities, Alternative Investments, Investments, Tax Planning, Financial Advisory, Financial Planners, Wealth Management..., Mutual Funds, Asset Management, Fixed Annuities, Financial Goals, Financial Planning, Retirement, Series 7
Education
Oglethorpe University
Financial Planning and Services
Fordham University
Bachelor of Arts, Economics
Wake Forest University
Communications
Matthew D'Alto's J&W Seligman Experience July 2002 - April 2010
Job Senior Vice President, Senior Equity Analyst at TimesSquare Capital Management
Industry Investment Management
Experience
TimesSquare Capital Management, LLC July 2011 - Present
J&W Seligman July 2002 - April 2010
Putnam Investments March 1998 - August 2000
Mutual Fund Investors Association 1996 - 1998
Standard & Poor's / Published Image, Inc. 1994 - 1996
Skills
Stock Picking, Asset Management, Portfolio Management, Equities, Investments, Valuation, Financial Markets, Energy, Equity Research, Equity Valuation, Financial Modeling, Capital Markets, Fundamental Research, Stocks, Industry Analysis, Asset Managment, Mutual Funds, Investment Management, Alternative Investments, Finance, Financial Services, Investment Strategies, Initial Public Offerings, HOLT CFROI, Asset Allocation, Factset, Buy-side, Employee Training, Financial Writing, Small Business..., Bank Financial..., Bloomberg
Education
The University of Chicago - Booth School of Business 2000 — 2002
Master of Business Administration (M.B.A.), Finance and Management concentrations
Fairfield University 1989 — 1993
Bachelor's Degree, English Writing & Finance
Boston College High School 1985 — 1989
High School
TimesSquare Capital Management, LLC July 2011 - Present
J&W Seligman July 2002 - April 2010
Putnam Investments March 1998 - August 2000
Mutual Fund Investors Association 1996 - 1998
Standard & Poor's / Published Image, Inc. 1994 - 1996
Skills
Stock Picking, Asset Management, Portfolio Management, Equities, Investments, Valuation, Financial Markets, Energy, Equity Research, Equity Valuation, Financial Modeling, Capital Markets, Fundamental Research, Stocks, Industry Analysis, Asset Managment, Mutual Funds, Investment Management, Alternative Investments, Finance, Financial Services, Investment Strategies, Initial Public Offerings, HOLT CFROI, Asset Allocation, Factset, Buy-side, Employee Training, Financial Writing, Small Business..., Bank Financial..., Bloomberg
Education
The University of Chicago - Booth School of Business 2000 — 2002
Master of Business Administration (M.B.A.), Finance and Management concentrations
Fairfield University 1989 — 1993
Bachelor's Degree, English Writing & Finance
Boston College High School 1985 — 1989
High School
Joseph Tedesco's J&W Seligman Experience August 1996 - September 1998
Job Vice President, Senior National Accounts Manager at State Street Global Advisors
Industry Financial Services
Experience
State Street Bank December 2013 - Present
Wells Fargo Advisors March 2013 - December 2013
Wells Fargo Advisors February 2008 - December 2013
A.G. Edwards September 1998 - January 2008
J&W Seligman August 1996 - September 1998
AllianceBernstein January 1994 - July 1995
Skills
Series 7, Wealth Management, Series 63, Portfolio Management, Mutual Funds, Series 65, Series 24, Asset Management, Equities, Fixed Income, Investment Advisory, Investment Strategies, Asset Allocation, Securities, Alternative Investments, Financial Services
Education
State University of New York College at Plattsburgh 1989 — 1993
Bachelor of Science, Business Management
Webster University 1999 — 2002
MBA, Finance
State Street Bank December 2013 - Present
Wells Fargo Advisors March 2013 - December 2013
Wells Fargo Advisors February 2008 - December 2013
A.G. Edwards September 1998 - January 2008
J&W Seligman August 1996 - September 1998
AllianceBernstein January 1994 - July 1995
Skills
Series 7, Wealth Management, Series 63, Portfolio Management, Mutual Funds, Series 65, Series 24, Asset Management, Equities, Fixed Income, Investment Advisory, Investment Strategies, Asset Allocation, Securities, Alternative Investments, Financial Services
Education
State University of New York College at Plattsburgh 1989 — 1993
Bachelor of Science, Business Management
Webster University 1999 — 2002
MBA, Finance
Shannon (Casey) Tirums Shannon (Casey) Tirums's J&W Seligman Experience 1998 - 2000
Job Brava Dance Center
Industry Performing Arts
Experience
Robert Half Technology April 2008 - September 2010
Heartbeat Software September 2007 - April 2008
Citigroup 2005 - 2007
Rail Europe 2004 - 2005
CitiFinancial 2003 - 2004
Verizon Wireless 2001 - 2003
Bigfoot Interactive 2000 - 2001
Exenet Technologies 1999 - 2000
J&W Seligman 1998 - 2000
Education
Pace University 1992 — 1996
The University of the Arts
Robert Half Technology April 2008 - September 2010
Heartbeat Software September 2007 - April 2008
Citigroup 2005 - 2007
Rail Europe 2004 - 2005
CitiFinancial 2003 - 2004
Verizon Wireless 2001 - 2003
Bigfoot Interactive 2000 - 2001
Exenet Technologies 1999 - 2000
J&W Seligman 1998 - 2000
Education
Pace University 1992 — 1996
The University of the Arts
Jose Zafra Jose Zafra's J&W Seligman Experience November 1997 - September 2002
Job Network Engineer, WAN Designer at New York Presbyterian Hospital
Industry Computer Networking
Experience
New York Presbyterian Hospital January 2010 - Present
NYU Medical Center November 2007 - September 2009
Morgan Stanley October 2006 - July 2007
The New York Times March 2006 - September 2006
The Bank of New York October 2005 - March 2006
State Street Bank September 2002 - November 2004
J&W Seligman November 1997 - September 2002
Citibank January 1992 - September 1997
Skills
Disaster Recovery, WAN, Networking, Data Center, Network Administration, Servers, Team Building, Network Security, Security, Vendor Management, Cisco Technologies, Network Architecture, TCP/IP, Integration
Education
New York University
New York Presbyterian Hospital January 2010 - Present
NYU Medical Center November 2007 - September 2009
Morgan Stanley October 2006 - July 2007
The New York Times March 2006 - September 2006
The Bank of New York October 2005 - March 2006
State Street Bank September 2002 - November 2004
J&W Seligman November 1997 - September 2002
Citibank January 1992 - September 1997
Skills
Disaster Recovery, WAN, Networking, Data Center, Network Administration, Servers, Team Building, Network Security, Security, Vendor Management, Cisco Technologies, Network Architecture, TCP/IP, Integration
Education
New York University
Bruce M. Tuckey, CPA Bruce M. Tuckey, CPA's J&W Seligman Experience December 1993 - December 2008
Job Assistant Vice President, Business Development at LPL Financial
Industry Financial Services
Experience
LPL Financial May 2011 - Present
Multi-Funds, Inc. December 2010 - June 2011
Lincoln Financial Distributors July 2009 - August 2010
RiverSouce Investments December 1993 - May 2009
J&W Seligman December 1993 - December 2008
Merrill Lynch September 1991 - December 1993
Comp-U-Check, Inc. July 1988 - August 1991
Video Trend, Inc. January 1986 - July 1988
Comp-U-Check, Inc. May 1983 - September 1985
Plante & Moran January 1980 - May 1983
Education
University of Michigan-Dearborn 1990 — 1991
MBA - Finance
Michigan State University 1975 — 1979
Bachelor of Arts, Accounting
Michigan State University - The Eli Broad College of Business 1975 — 1979
BA - Accounting, Accounting
Cass City High School 1971 — 1975
High School, College Prep
LPL Financial May 2011 - Present
Multi-Funds, Inc. December 2010 - June 2011
Lincoln Financial Distributors July 2009 - August 2010
RiverSouce Investments December 1993 - May 2009
J&W Seligman December 1993 - December 2008
Merrill Lynch September 1991 - December 1993
Comp-U-Check, Inc. July 1988 - August 1991
Video Trend, Inc. January 1986 - July 1988
Comp-U-Check, Inc. May 1983 - September 1985
Plante & Moran January 1980 - May 1983
Education
University of Michigan-Dearborn 1990 — 1991
MBA - Finance
Michigan State University 1975 — 1979
Bachelor of Arts, Accounting
Michigan State University - The Eli Broad College of Business 1975 — 1979
BA - Accounting, Accounting
Cass City High School 1971 — 1975
High School, College Prep
Bill Lehew Bill Lehew's J&W Seligman Experience 2001 - 2004
Job Director of Strategic Accounts at Hines Securities, Inc.
Industry Financial Services
Experience
Hines Securities, Inc September 2010 - Present
Hines Real Estate Securities May 2004 - January 2009
J&W Seligman 2001 - 2004
Van Kampen Investments January 1993 - August 2001
Skills
Mutual Funds, Series 63, Fixed Annuities, Real Estate, Private Placements, Fixed Income, Series 7, Series 6, Due Diligence, Selling, Asset Management, Alternative Investments, Valuation, Wealth Management, Leadership, Insurance, Portfolio Management, Securities, Equities, Asset Allocation
Education
The Citadel 1974 — 1978
BA, Political Science
Hines Securities, Inc September 2010 - Present
Hines Real Estate Securities May 2004 - January 2009
J&W Seligman 2001 - 2004
Van Kampen Investments January 1993 - August 2001
Skills
Mutual Funds, Series 63, Fixed Annuities, Real Estate, Private Placements, Fixed Income, Series 7, Series 6, Due Diligence, Selling, Asset Management, Alternative Investments, Valuation, Wealth Management, Leadership, Insurance, Portfolio Management, Securities, Equities, Asset Allocation
Education
The Citadel 1974 — 1978
BA, Political Science
Peter W. Quinn's J&W Seligman Experience September 2007 - November 2008
Job Director, Intermediary Distribution at BMO Global Asset Management
Industry Financial Services
Experience
BMO Global Asset Management December 2011 - Present
HighMark Capital Management March 2010 - December 2011
J&W Seligman September 2007 - November 2008
XTF Global Asset Management February 2007 - July 2007
J&W Seligman June 2006 - February 2007
Salomon Brothers Asset Management 1999 - 2006
Education
Columbia University - School of International and Public Affairs 1995 — 1997
University of Washington 1992 — 1994
BA, International Relations
O'Dea High School 1985 — 1989
BMO Global Asset Management December 2011 - Present
HighMark Capital Management March 2010 - December 2011
J&W Seligman September 2007 - November 2008
XTF Global Asset Management February 2007 - July 2007
J&W Seligman June 2006 - February 2007
Salomon Brothers Asset Management 1999 - 2006
Education
Columbia University - School of International and Public Affairs 1995 — 1997
University of Washington 1992 — 1994
BA, International Relations
O'Dea High School 1985 — 1989
Sandy Gelpieryn Sandy Gelpieryn's J&W Seligman Experience 1983 - 1985
Job Assistant Vice President at Morgan Stanley
Industry Writing and Editing
Experience
Morgan Stanley August 2013 - Present
Morgan Stanley October 2009 - August 2013
Morgan Stanley August 2009 - October 2009
Marketing Communications Consulting Services January 2009 - October 2009
Legg Mason & Co. LLC July 2008 - December 2008
Morgan Stanley 2005 - May 2008
Morgan Stanley 1989 - 2005
Calvert 1985 - 1989
J&W Seligman 1983 - 1985
Skills
Marketing Communications, Marketing, Product Marketing, Product Management, Management, Newsletters, Program Management, Investments, Project Management, Editing, Mutual Funds, Budgets, Equities, Financial Services, Brochures, Product Development, Strategic Communications, Web Content, Sales, Investor Relations, Corporate Communications, Copywriting, Content Development, Social Media, Content Strategy, Series 7, Asset Allocation, Marketing Strategy, Social Media Marketing, Integrated Marketing, Finance, Content Management, Retirement Planning
Education
Queens College 1978 — 1982
Morgan Stanley August 2013 - Present
Morgan Stanley October 2009 - August 2013
Morgan Stanley August 2009 - October 2009
Marketing Communications Consulting Services January 2009 - October 2009
Legg Mason & Co. LLC July 2008 - December 2008
Morgan Stanley 2005 - May 2008
Morgan Stanley 1989 - 2005
Calvert 1985 - 1989
J&W Seligman 1983 - 1985
Skills
Marketing Communications, Marketing, Product Marketing, Product Management, Management, Newsletters, Program Management, Investments, Project Management, Editing, Mutual Funds, Budgets, Equities, Financial Services, Brochures, Product Development, Strategic Communications, Web Content, Sales, Investor Relations, Corporate Communications, Copywriting, Content Development, Social Media, Content Strategy, Series 7, Asset Allocation, Marketing Strategy, Social Media Marketing, Integrated Marketing, Finance, Content Management, Retirement Planning
Education
Queens College 1978 — 1982
James Finchen James Finchen's J&W Seligman Experience October 1999 - October 2000
Job Contracts Counsel at Alkermes
Industry Pharmaceuticals
Experience
Alkermes March 2014 - Present
Forest Laboratories June 2010 - March 2014
Forest Laboratories January 2008 - May 2010
Forest Laboratories July 2006 - May 2010
Forest Laboratories July 2005 - June 2006
Forest Laboratories October 2000 - June 2005
J&W Seligman October 1999 - October 2000
Skills
Pharmaceutical Industry, Managed Care, Healthcare, Clinical Research, Contract Negotiation, Medicaid, Hospitals, Cross-functional Team..., Negotiation, Contract Management, Legal Compliance, Drafting Agreements
Education
Brooklyn Law School 2004 — 2008
JD, Law
Boston College 1995 — 1999
BS, Finance and Marketing
Alkermes March 2014 - Present
Forest Laboratories June 2010 - March 2014
Forest Laboratories January 2008 - May 2010
Forest Laboratories July 2006 - May 2010
Forest Laboratories July 2005 - June 2006
Forest Laboratories October 2000 - June 2005
J&W Seligman October 1999 - October 2000
Skills
Pharmaceutical Industry, Managed Care, Healthcare, Clinical Research, Contract Negotiation, Medicaid, Hospitals, Cross-functional Team..., Negotiation, Contract Management, Legal Compliance, Drafting Agreements
Education
Brooklyn Law School 2004 — 2008
JD, Law
Boston College 1995 — 1999
BS, Finance and Marketing
Kate Coppola Kate Coppola's J&W Seligman Experience 2005 - 2007
Job Marketing Communications at Unisys
Industry Marketing and Advertising
Experience
Unisys March 2014 - Present
TiVo May 2012 - September 2013
Comcast June 2009 - May 2012
BeSeen Communications December 2007 - June 2009
J&W Seligman 2005 - 2007
AllianceBernstein September 2004 - July 2005
Penguin Group USA August 2003 - September 2004
Skills
Integrated Marketing, Advertising, Marketing Communications, Digital Marketing, Social Media, Strategic Communications, Marketing Strategy, Copywriting, Content Development, Marketing, Press Releases, Strategy, Direct Marketing, Digital Media, Management, Market Research, Social Media Marketing, SEM, Lead Generation, Media Planning, Online Advertising, Competitive Analysis, Email Marketing
Education
Columbia University in the City of New York 2006 — 2008
M.S., Strategic Communications
Boston College 1999 — 2003
B.A., English
Unisys March 2014 - Present
TiVo May 2012 - September 2013
Comcast June 2009 - May 2012
BeSeen Communications December 2007 - June 2009
J&W Seligman 2005 - 2007
AllianceBernstein September 2004 - July 2005
Penguin Group USA August 2003 - September 2004
Skills
Integrated Marketing, Advertising, Marketing Communications, Digital Marketing, Social Media, Strategic Communications, Marketing Strategy, Copywriting, Content Development, Marketing, Press Releases, Strategy, Direct Marketing, Digital Media, Management, Market Research, Social Media Marketing, SEM, Lead Generation, Media Planning, Online Advertising, Competitive Analysis, Email Marketing
Education
Columbia University in the City of New York 2006 — 2008
M.S., Strategic Communications
Boston College 1999 — 2003
B.A., English
Rob Lanter Rob Lanter's J&W Seligman Experience 1995 - 2000
Job Programmer/Analyst at RLC
Industry Information Technology and Services
Experience
RLC December 2013 - Present
WorkMarket June 2013 - November 2013
MetLife March 2011 - March 2013
DRL Media December 2008 - August 2010
MetLife May 2005 - April 2008
First New York Securities June 2003 - July 2004
Sony Music Entertainment April 2001 - September 2002
J&W Seligman 1995 - 2000
Société Générale August 1994 - October 1995
Ambac April 1993 - August 1994
Skills
Business Analysis, Financial Reporting, Vendor Management, SDLC, Financial Analysis
Education
Zicklin Business School, Baruch 2002 — 2004
Master's degree, Finance, 3.9
City University of New York-Brooklyn College 1981 — 1984
Bachelor's degree, Computer Science, 3.86
Berklee College of Music
Composition/Guitar
RLC December 2013 - Present
WorkMarket June 2013 - November 2013
MetLife March 2011 - March 2013
DRL Media December 2008 - August 2010
MetLife May 2005 - April 2008
First New York Securities June 2003 - July 2004
Sony Music Entertainment April 2001 - September 2002
J&W Seligman 1995 - 2000
Société Générale August 1994 - October 1995
Ambac April 1993 - August 1994
Skills
Business Analysis, Financial Reporting, Vendor Management, SDLC, Financial Analysis
Education
Zicklin Business School, Baruch 2002 — 2004
Master's degree, Finance, 3.9
City University of New York-Brooklyn College 1981 — 1984
Bachelor's degree, Computer Science, 3.86
Berklee College of Music
Composition/Guitar
Glen Bischoff Glen Bischoff's J&W Seligman Experience July 1994 - July 1997
Job DevOps and Cloud Architecture Professional
Industry Information Technology and Services
Experience
Houghton Mifflin Harcourt June 2005 - Present
The New York Times March 2004 - June 2005
American Home Mortgage January 2003 - March 2004
Cablevision June 2001 - September 2002
North American Telecom August 1997 - May 2001
J&W Seligman July 1994 - July 1997
Ambac January 1993 - June 1994
New York Board of Trade June 1989 - January 1993
Covidea (a joint venture of Chemical Bank and AT&T) November 1987 - February 1989
Skills
Enterprise Architecture, Cloud Computing, Virtualization, Certified Scrum Master..., DevOps, IT Operations, Disaster Recovery, Vendor Management, Project Management, ITIL, Program Management, Team Leadership, Networking, Solaris, Leadership, SharePoint, SaaS, Amazon Web Services, Linux, WebSphere Application..., Operations Management, Systems Engineering, Windows Server, Active Directory, Amazon Web Services..., Network Architecture, JBoss, IP Networking, MySQL, IaaS, Tomcat, Apache, Organizational Design, Contract Negotiation, Hosting Services, Staff Management, Cisco Technologies, Oracle SQL, Strategic Financial..., Financial Management, IT Governance, SSO, Six Sigma, Statistical Data..., Business Continuity..., Storage Management, Outstanding verbal, Written Communication, J2EE Application..., Integration
Education
Webster University 2009 — 2010
Masters, Business Administration
New York Institute of Technology 1985 — 1989
BS, Computer Science
Houghton Mifflin Harcourt June 2005 - Present
The New York Times March 2004 - June 2005
American Home Mortgage January 2003 - March 2004
Cablevision June 2001 - September 2002
North American Telecom August 1997 - May 2001
J&W Seligman July 1994 - July 1997
Ambac January 1993 - June 1994
New York Board of Trade June 1989 - January 1993
Covidea (a joint venture of Chemical Bank and AT&T) November 1987 - February 1989
Skills
Enterprise Architecture, Cloud Computing, Virtualization, Certified Scrum Master..., DevOps, IT Operations, Disaster Recovery, Vendor Management, Project Management, ITIL, Program Management, Team Leadership, Networking, Solaris, Leadership, SharePoint, SaaS, Amazon Web Services, Linux, WebSphere Application..., Operations Management, Systems Engineering, Windows Server, Active Directory, Amazon Web Services..., Network Architecture, JBoss, IP Networking, MySQL, IaaS, Tomcat, Apache, Organizational Design, Contract Negotiation, Hosting Services, Staff Management, Cisco Technologies, Oracle SQL, Strategic Financial..., Financial Management, IT Governance, SSO, Six Sigma, Statistical Data..., Business Continuity..., Storage Management, Outstanding verbal, Written Communication, J2EE Application..., Integration
Education
Webster University 2009 — 2010
Masters, Business Administration
New York Institute of Technology 1985 — 1989
BS, Computer Science
Edward Finocchiaro Edward Finocchiaro's J&W Seligman Experience October 1997 - November 2005
Job Managing Partner/Regional Director at MultiFunds, LLC
Industry Financial Services
Experience
Multi-Funds, LLC March 2010 - Present
DrivingAlpha, LLC March 2010 - Present
Wells Fargo Advantage Funds May 2006 - January 2010
J&W Seligman October 1997 - November 2005
Tucker Anthony 1995 - 1997
Prudential Securities 1991 - 1993
Dean Witter Reynolds 1984 - 1991
Milwaukee Admirals Hockey Club 1981 - 1983
Skills
Partner Relationship..., Territory Planning, Presentation Development, Alternative Investments, Asset Allocation, Customer Relations, Practice Management, Mutual Funds, Institutional, Portfolio Management, Consultative Selling, Wealth Management, Sales Operations, Selling, Customer Service, Asset Managment, Asset Management, Investments, Financial Markets, Securities, Partner Management, Financial Services, Fixed Income, Relationship Management, Hedge Funds, Sales, Investment Advisory, Series 63, Retirement Planning, Investment Strategies, Financial Advisory, Series 7, Finance, ETFs, Separately Managed..., Retirement, Series 24, Uniform Combined State..., Fixed Annuities
Education
Marquette University 1974 — 1981
BA, Journalism, Political Science
Boston College High School
Braintree Public Schools
Multi-Funds, LLC March 2010 - Present
DrivingAlpha, LLC March 2010 - Present
Wells Fargo Advantage Funds May 2006 - January 2010
J&W Seligman October 1997 - November 2005
Tucker Anthony 1995 - 1997
Prudential Securities 1991 - 1993
Dean Witter Reynolds 1984 - 1991
Milwaukee Admirals Hockey Club 1981 - 1983
Skills
Partner Relationship..., Territory Planning, Presentation Development, Alternative Investments, Asset Allocation, Customer Relations, Practice Management, Mutual Funds, Institutional, Portfolio Management, Consultative Selling, Wealth Management, Sales Operations, Selling, Customer Service, Asset Managment, Asset Management, Investments, Financial Markets, Securities, Partner Management, Financial Services, Fixed Income, Relationship Management, Hedge Funds, Sales, Investment Advisory, Series 63, Retirement Planning, Investment Strategies, Financial Advisory, Series 7, Finance, ETFs, Separately Managed..., Retirement, Series 24, Uniform Combined State..., Fixed Annuities
Education
Marquette University 1974 — 1981
BA, Journalism, Political Science
Boston College High School
Braintree Public Schools
Peter Paone, CFA Peter Paone, CFA's J&W Seligman Experience January 2000 - September 2003
Job Investment Officer at United Nations Joint Staff Pension Fund
Industry Investment Management
Experience
United Nations Joint Staff Pension Fund September 2008 - Present
American Century Investments May 2004 - June 2007
J&W Seligman January 2000 - September 2003
DuPont Capital Management July 1996 - December 1999
Suruga Bank April 1993 - December 1994
Towa Securities May 1991 - May 1992
Education
Columbia University - Columbia Business School 1995 — 1996
MBA, Finance, International Business
Middlebury College 1992 — 1992
Japanese Language Summer Intensive Program
New York University - Leonard N. Stern School of Business 1984 — 1988
BS, Finance, International Business, Japanese
St Joseph's Franciscan Chapel Center 1987 — 1987
Diploma, Japanese Language
United Nations Joint Staff Pension Fund September 2008 - Present
American Century Investments May 2004 - June 2007
J&W Seligman January 2000 - September 2003
DuPont Capital Management July 1996 - December 1999
Suruga Bank April 1993 - December 1994
Towa Securities May 1991 - May 1992
Education
Columbia University - Columbia Business School 1995 — 1996
MBA, Finance, International Business
Middlebury College 1992 — 1992
Japanese Language Summer Intensive Program
New York University - Leonard N. Stern School of Business 1984 — 1988
BS, Finance, International Business, Japanese
St Joseph's Franciscan Chapel Center 1987 — 1987
Diploma, Japanese Language
Michael Adair's J&W Seligman Experience October 2002 - October 2004
Job Founder CEO at Red's All Natural
Industry Consumer Goods
Experience
Red's All Natural June 2009 - Present
Pioneer Investments October 2004 - April 2007
J&W Seligman October 2002 - October 2004
Putnam Investments August 2001 - October 2002
Education
The Tuck School of Business at Dartmouth 2007 — 2009
Boston College 1997 — 2001
BA, History
Red's All Natural June 2009 - Present
Pioneer Investments October 2004 - April 2007
J&W Seligman October 2002 - October 2004
Putnam Investments August 2001 - October 2002
Education
The Tuck School of Business at Dartmouth 2007 — 2009
Boston College 1997 — 2001
BA, History
Michael Butler's J&W Seligman Experience October 2002 - November 2005
Job Senior Director at Broadridge Financial Solutions,Inc.
Industry Financial Services
Experience
Broadridge Financial Solutions January 2013 - Present
Q7 Pro Tax Solutions November 2012 - Present
JP Morgan March 2008 - November 2012
Bear Stearns May 2006 - March 2008
J&W Seligman October 2002 - November 2005
Paine Webber June 2000 - October 2002
Merrill Lynch November 1997 - June 2000
AllianceBernstein October 1995 - November 1997
Skills
Hedge Funds, Building Relationships, Mutual Funds, Entrepreneurship, Sales, Marketing, Public Speaking, Real Estate Investor, Creative Solutions, Contract Negotiation, New Business Development, Relationship Management, Salesforce.com, Prime Brokerage, Derivatives, Territory..., Consultative Sales..., Asset Allocation, Series 7, Series 63, Alternative Investments, Equity Derivatives, Scalable Process..., Banking, Fixed Income, Financial Services, Equities, Securities, Capital Markets, Financial Risk, Investment Banking, Portfolio Management, Investment Strategies, Trading Systems, Credit Derivatives, Structured Products, Finance, Trading, Swaps, Venture Capital
Education
Pace University - Lubin School of Business 2004 — 2006
Master of Business Administration (M.B.A.)
Fordham University 1990 — 1994
Bachelor of Science (B.S.), Marketing
Nutley High School 1986 — 1990
Broadridge Financial Solutions January 2013 - Present
Q7 Pro Tax Solutions November 2012 - Present
JP Morgan March 2008 - November 2012
Bear Stearns May 2006 - March 2008
J&W Seligman October 2002 - November 2005
Paine Webber June 2000 - October 2002
Merrill Lynch November 1997 - June 2000
AllianceBernstein October 1995 - November 1997
Skills
Hedge Funds, Building Relationships, Mutual Funds, Entrepreneurship, Sales, Marketing, Public Speaking, Real Estate Investor, Creative Solutions, Contract Negotiation, New Business Development, Relationship Management, Salesforce.com, Prime Brokerage, Derivatives, Territory..., Consultative Sales..., Asset Allocation, Series 7, Series 63, Alternative Investments, Equity Derivatives, Scalable Process..., Banking, Fixed Income, Financial Services, Equities, Securities, Capital Markets, Financial Risk, Investment Banking, Portfolio Management, Investment Strategies, Trading Systems, Credit Derivatives, Structured Products, Finance, Trading, Swaps, Venture Capital
Education
Pace University - Lubin School of Business 2004 — 2006
Master of Business Administration (M.B.A.)
Fordham University 1990 — 1994
Bachelor of Science (B.S.), Marketing
Nutley High School 1986 — 1990
Kyle Britt Kyle Britt's J&W Seligman Experience 2000 - 2004
Job Business Intelligence Lead
Industry Retail
Experience
Arrow Electronics 2013 - Present
Physician Health Partners 2011 - 2013
MetLife 2007 - 2011
Wall Street on Demand 2004 - 2007
J&W Seligman 2000 - 2004
Skills
Business Intelligence, Data Warehousing, ETL, Business Analysis, SSIS, Databases, Oracle, Business Requirements, SSRS, SQL
Education
Regis University 2004 — 2006
Master of Business Administration (M.B.A.), Business Administration and Management, General
Colorado State University 1996 — 2000
Bachelor’s Degree, Computer/Information Technology Administration and Management
Arrow Electronics 2013 - Present
Physician Health Partners 2011 - 2013
MetLife 2007 - 2011
Wall Street on Demand 2004 - 2007
J&W Seligman 2000 - 2004
Skills
Business Intelligence, Data Warehousing, ETL, Business Analysis, SSIS, Databases, Oracle, Business Requirements, SSRS, SQL
Education
Regis University 2004 — 2006
Master of Business Administration (M.B.A.), Business Administration and Management, General
Colorado State University 1996 — 2000
Bachelor’s Degree, Computer/Information Technology Administration and Management
Gail Cushing Gail Cushing's J&W Seligman Experience 1993 - 2000
Job Owner, Gail Cushing Photography
Industry Photography
Experience
Gail Cushing Photography 2005 - Present
Stella & Dot April 2013 - Present
Seligman Financial Services 1993 - 2000
J&W Seligman 1993 - 2000
Skills
Photography, Portrait Photography, Social Media
Education
Marist College
Gail Cushing Photography 2005 - Present
Stella & Dot April 2013 - Present
Seligman Financial Services 1993 - 2000
J&W Seligman 1993 - 2000
Skills
Photography, Portrait Photography, Social Media
Education
Marist College
Rich Berk, PMP's J&W Seligman Experience July 1999 - January 2000
Job Product Manager
Industry Information Technology and Services
Experience
Bloomberg December 2011 - Present
Bloomberg March 2010 - December 2011
Bloomberg September 2008 - March 2010
Bloomberg March 2007 - September 2008
Bloomberg January 2006 - March 2007
Bloomberg January 2001 - January 2006
Stockback.com January 2000 - November 2000
J&W Seligman July 1999 - January 2000
J&W Seligman October 1998 - July 1999
New York Life Insurance Company March 1997 - October 1998
Skills
Bloomberg Terminal, Bloomberg, Project Management, PMP, Marketing, Operations Management, Process Efficiency
Education
American University - Kogod School of Business 1988 — 1992
BSBA, Marketing
Bloomberg December 2011 - Present
Bloomberg March 2010 - December 2011
Bloomberg September 2008 - March 2010
Bloomberg March 2007 - September 2008
Bloomberg January 2006 - March 2007
Bloomberg January 2001 - January 2006
Stockback.com January 2000 - November 2000
J&W Seligman July 1999 - January 2000
J&W Seligman October 1998 - July 1999
New York Life Insurance Company March 1997 - October 1998
Skills
Bloomberg Terminal, Bloomberg, Project Management, PMP, Marketing, Operations Management, Process Efficiency
Education
American University - Kogod School of Business 1988 — 1992
BSBA, Marketing
David Cooley's J&W Seligman Experience 2000 - 2003
Job Chief Financial Officer at JAG Healthcare, Inc.
Industry Hospital & Health Care
Experience
JAG Healthcare, Inc. July 2007 - Present
FirstPoint Advisors April 2006 - December 2008
Highland Consulting Associates October 2005 - August 2006
Allegiant Asset Management 2003 - 2005
J&W Seligman 2000 - 2003
Skills
Healthcare Information..., Healthcare Management, Healthcare Reimbursement, Mergers, Acquisitions, Acquisition Integration, Financial Reporting, Financial Modeling, Health Insurance, Revenue Cycle Management, Human Resources, ADP Payroll, Benefits Design, Benefits Administration, Investments, Equities, Mergers & Acquisitions, Risk Management, Strategy, Finance, Customer Satisfaction, Account Management, Budgets, Management
Education
Case Western Reserve University - Weatherhead School of Management 1989 — 1990
MBA, Finance
Bowling Green State University 1982 — 1986
Accounting
JAG Healthcare, Inc. July 2007 - Present
FirstPoint Advisors April 2006 - December 2008
Highland Consulting Associates October 2005 - August 2006
Allegiant Asset Management 2003 - 2005
J&W Seligman 2000 - 2003
Skills
Healthcare Information..., Healthcare Management, Healthcare Reimbursement, Mergers, Acquisitions, Acquisition Integration, Financial Reporting, Financial Modeling, Health Insurance, Revenue Cycle Management, Human Resources, ADP Payroll, Benefits Design, Benefits Administration, Investments, Equities, Mergers & Acquisitions, Risk Management, Strategy, Finance, Customer Satisfaction, Account Management, Budgets, Management
Education
Case Western Reserve University - Weatherhead School of Management 1989 — 1990
MBA, Finance
Bowling Green State University 1982 — 1986
Accounting
Mark Lien Mark Lien's J&W Seligman Experience 1994 - 1996
Job Senior Vice President at Appistry
Industry Financial Services
Experience
Appistry August 2013 - Present
Cornerstone Wealth Management May 2012 - August 2013
Edward Jones January 2011 - May 2012
American Funds Dist February 1998 - June 2009
J&W Seligman 1994 - 1996
Skills
Series 7, Retirement Planning, Mutual Funds, Wealth Management, Investments, Series 63, Securities, ETFs, Alternative Investments, Asset Allocation, Retirement, IRAs, Asset Management, Investment Advisory, Investment Strategies
Education
Iowa State University 1980 — 1984
Bachelor of Business Administration (BBA), Finance, General
Appistry August 2013 - Present
Cornerstone Wealth Management May 2012 - August 2013
Edward Jones January 2011 - May 2012
American Funds Dist February 1998 - June 2009
J&W Seligman 1994 - 1996
Skills
Series 7, Retirement Planning, Mutual Funds, Wealth Management, Investments, Series 63, Securities, ETFs, Alternative Investments, Asset Allocation, Retirement, IRAs, Asset Management, Investment Advisory, Investment Strategies
Education
Iowa State University 1980 — 1984
Bachelor of Business Administration (BBA), Finance, General
Stephen Malvey Stephen Malvey's J&W Seligman Experience September 1995 - May 2000
Job Corporate Vice President at NY LIFE Securities
Industry Financial Services
Experience
NY LIFE Securities January 2013 - Present
Currently seeking new opportunity July 2012 - January 2013
AXA Advisors May 2005 - July 2012
IPC Systems, Inc. October 2003 - May 2005
Instinet Clearing Services May 2000 - November 2002
J&W Seligman September 1995 - May 2000
Alliance Capital Management November 1990 - September 1995
Skills
Mutual Funds, Financial Services, Series 7, Investments, Securities, Customer Satisfaction, Investment Advisory, Series 24, Project Management, Series 63, Call Center, Series 53, Series 4, Asset Allocation, Management, Asset Management, FINRA, Risk Management, Leadership, Equities, Wealth Management, Call Centers, Finance, Alternative Investments, Investment Management, Relationship Management, Uniform Combined State..., Retirement Planning
Education
State University of New York College at Oneonta 1987 — 1990
Bachelor of Science, Business Economics
Allegheny College 1986 — 1987
NY LIFE Securities January 2013 - Present
Currently seeking new opportunity July 2012 - January 2013
AXA Advisors May 2005 - July 2012
IPC Systems, Inc. October 2003 - May 2005
Instinet Clearing Services May 2000 - November 2002
J&W Seligman September 1995 - May 2000
Alliance Capital Management November 1990 - September 1995
Skills
Mutual Funds, Financial Services, Series 7, Investments, Securities, Customer Satisfaction, Investment Advisory, Series 24, Project Management, Series 63, Call Center, Series 53, Series 4, Asset Allocation, Management, Asset Management, FINRA, Risk Management, Leadership, Equities, Wealth Management, Call Centers, Finance, Alternative Investments, Investment Management, Relationship Management, Uniform Combined State..., Retirement Planning
Education
State University of New York College at Oneonta 1987 — 1990
Bachelor of Science, Business Economics
Allegheny College 1986 — 1987
Ardra “Bobbi” Baksi Ardra “Bobbi” Baksi's J&W Seligman Experience February 2004 - January 2007
Job RFP Specialist at Insight Investment
Industry Financial Services
Experience
AllianceBernstein October 2014 - June 2015
KST International Business, Inc. – Commodities Market Small Business June 2012 - October 2014
Deutsche Bank AG June 2008 - May 2009
J&W Seligman February 2004 - January 2007
Morgan Stanley Wealth Management March 2002 - February 2004
Morgan Stanley Wealth Management 2000 - 2002
Skills
Inspiring Leader, Strong Communication..., Creative and Analytical..., Marketing, Leadership, CRM, Proposal Writing, Financial Modeling, Business Strategy, Economics, Valuation, Financial Analysis, Strategic Planning, Due Diligence, Project Management, Investments, Research, Business Analysis, Program Management, Risk Management, Entrepreneurship, Data Analysis, Market Research, Communication, Corporate Finance, Marketing Strategy, Business Development, Portfolio Management, Management, Finance, Competitive Analysis, Asset Management, Start-ups, Mergers & Acquisitions, Private Equity, Market Analysis
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2010 — 2012
MBA, General Management
Oxford University - Said Business School 2011 — 2011
Global Enterprise Management
The Johns Hopkins University 1994 — 1998
BA, Economics
Huntington East High School 1990 — 1994
High School, N/A
Gallaher Elementary 1988 — 1989
AllianceBernstein October 2014 - June 2015
KST International Business, Inc. – Commodities Market Small Business June 2012 - October 2014
Deutsche Bank AG June 2008 - May 2009
J&W Seligman February 2004 - January 2007
Morgan Stanley Wealth Management March 2002 - February 2004
Morgan Stanley Wealth Management 2000 - 2002
Skills
Inspiring Leader, Strong Communication..., Creative and Analytical..., Marketing, Leadership, CRM, Proposal Writing, Financial Modeling, Business Strategy, Economics, Valuation, Financial Analysis, Strategic Planning, Due Diligence, Project Management, Investments, Research, Business Analysis, Program Management, Risk Management, Entrepreneurship, Data Analysis, Market Research, Communication, Corporate Finance, Marketing Strategy, Business Development, Portfolio Management, Management, Finance, Competitive Analysis, Asset Management, Start-ups, Mergers & Acquisitions, Private Equity, Market Analysis
Education
Pepperdine University, The George L. Graziadio School of Business and Management 2010 — 2012
MBA, General Management
Oxford University - Said Business School 2011 — 2011
Global Enterprise Management
The Johns Hopkins University 1994 — 1998
BA, Economics
Huntington East High School 1990 — 1994
High School, N/A
Gallaher Elementary 1988 — 1989
Ilya Mitelberg Ilya Mitelberg's J&W Seligman Experience September 1998 - March 1999
Job QA at Citco
Industry Financial Services
Experience
Citco July 2006 - Present
Citco Fund Services July 2006 - Present
JPMorgan Chase February 2000 - June 2006
Cablevision March 1999 - December 1999
J&W Seligman September 1998 - March 1999
Bankers Trust January 1997 - April 1998
Skills
Quality Center, Business Analysis, User Acceptance Testing, Test Planning, Software Quality..., Quality Assurance, SDLC, Sybase, ITIL, Databases, Waterfall, Agile Methodologies, Software Project..., Requirements Analysis, Unix
Education
Pace University 1996 — 1999
BA, Computer Science & IT
Citco July 2006 - Present
Citco Fund Services July 2006 - Present
JPMorgan Chase February 2000 - June 2006
Cablevision March 1999 - December 1999
J&W Seligman September 1998 - March 1999
Bankers Trust January 1997 - April 1998
Skills
Quality Center, Business Analysis, User Acceptance Testing, Test Planning, Software Quality..., Quality Assurance, SDLC, Sybase, ITIL, Databases, Waterfall, Agile Methodologies, Software Project..., Requirements Analysis, Unix
Education
Pace University 1996 — 1999
BA, Computer Science & IT
Sam Wei Sam Wei's J&W Seligman Experience May 2000 - January 2001
Job Two Sigma Investments
Industry Financial Services
Experience
Two Sigma Investments June 2001 - Present
Fintrack January 2001 - June 2001
J&W Seligman May 2000 - January 2001
IBM May 1997 - May 2000
Skills
Hedge Funds, Equities, Trading Systems, Alternative Investments, Quantitative Finance, Electronic Trading, Derivatives
Education
New York University 2003 — 2011
MBA, Quant Finanace, Statistics, Finanace
CFA Institute 2000 — 2002
CFA, Finance
Carnegie Mellon University 1996 — 1997
M.S., ECE
Juniata College 1995 — 1996
B.S., Computer Science
University of Wisconsin-Eau Claire 1993 — 1995
1.5 year, Computer Science and Math
Tongji University 1991 — 1993
1 year, Architecture
Two Sigma Investments June 2001 - Present
Fintrack January 2001 - June 2001
J&W Seligman May 2000 - January 2001
IBM May 1997 - May 2000
Skills
Hedge Funds, Equities, Trading Systems, Alternative Investments, Quantitative Finance, Electronic Trading, Derivatives
Education
New York University 2003 — 2011
MBA, Quant Finanace, Statistics, Finanace
CFA Institute 2000 — 2002
CFA, Finance
Carnegie Mellon University 1996 — 1997
M.S., ECE
Juniata College 1995 — 1996
B.S., Computer Science
University of Wisconsin-Eau Claire 1993 — 1995
1.5 year, Computer Science and Math
Tongji University 1991 — 1993
1 year, Architecture
Scott Schermerhorn Scott Schermerhorn's J&W Seligman Experience 1989 - 1994
Job Managing Principal/CIO Granite Investment Advisors
Industry Investment Management
Experience
Granite Investment Advisors January 2009 - Present
Choate Investment Advisors 2005 - 2008
Marblehead Management 2004 - 2005
Columbia Management 1998 - 2003
Federated Investors 1996 - 1998
J&W Seligman 1989 - 1994
Dreman Value Management 1984 - 1990
Skills
Portfolio Management, Investments, Asset Management, Asset Allocation, Equities, Asset Managment, Fixed Income, Mutual Funds, Start-ups, Entrepreneurship, Investment Management
Education
Seton Hall University 1989 — 1991
MBA, Business
Boston University Questrom School of Business 1980 — 1984
BS, Finance
Manchester jr-sr
Granite Investment Advisors January 2009 - Present
Choate Investment Advisors 2005 - 2008
Marblehead Management 2004 - 2005
Columbia Management 1998 - 2003
Federated Investors 1996 - 1998
J&W Seligman 1989 - 1994
Dreman Value Management 1984 - 1990
Skills
Portfolio Management, Investments, Asset Management, Asset Allocation, Equities, Asset Managment, Fixed Income, Mutual Funds, Start-ups, Entrepreneurship, Investment Management
Education
Seton Hall University 1989 — 1991
MBA, Business
Boston University Questrom School of Business 1980 — 1984
BS, Finance
Manchester jr-sr
Delphine Tinkham Delphine Tinkham's J&W Seligman Experience July 1999 - September 2000
Job Assistant Vice President & Business Analyst at CitiGroup
Industry Financial Services
Experience
Citi September 2012 - Present
Consultant - Citigroup March 2011 - September 2012
Tishman Speyer August 2008 - March 2010
Experian CheetahMail September 2005 - June 2008
New York Staffing (and other consulting firms) February 2002 - August 2005
J&W Seligman July 1999 - September 2000
Skills
Microsoft Office, PowerPoint, Outlook, Access, Microsoft Excel, Risk Management, Banking, Databases, Visio, Microsoft Word, Program Management, Budgets, Teamwork, Analysis, Data Analysis, AML, Business Analysis, Process Improvement, Management, Time Management
Education
New York University 2010 — 2010
N/A, Business Writing
Columbia University in the City of New York 2000 — 2001
Certification, Information Systems & IT Project Management, A
Dokkyo University 1983 — 1987
BA, German Culture and Literature, Japanese System - Average A.
Citi September 2012 - Present
Consultant - Citigroup March 2011 - September 2012
Tishman Speyer August 2008 - March 2010
Experian CheetahMail September 2005 - June 2008
New York Staffing (and other consulting firms) February 2002 - August 2005
J&W Seligman July 1999 - September 2000
Skills
Microsoft Office, PowerPoint, Outlook, Access, Microsoft Excel, Risk Management, Banking, Databases, Visio, Microsoft Word, Program Management, Budgets, Teamwork, Analysis, Data Analysis, AML, Business Analysis, Process Improvement, Management, Time Management
Education
New York University 2010 — 2010
N/A, Business Writing
Columbia University in the City of New York 2000 — 2001
Certification, Information Systems & IT Project Management, A
Dokkyo University 1983 — 1987
BA, German Culture and Literature, Japanese System - Average A.
Kei Yamamoto Kei Yamamoto's J&W Seligman Experience 1998 - 2000
Job Director Investments at Casey Family Programs
Industry Investment Management
Experience
Casey Family Programs October 2014 - Present
Sunamerica Asset Management June 2012 - November 2013
Credit Suisse November 2009 - August 2011
ING Investment Management 2006 - 2009
D.E. Shaw & Co. 2004 - 2006
Mosaic Asset Management 2000 - 2004
J&W Seligman 1998 - 2000
Franklin Templeton Investments 1994 - 1997
Wasserstein Perella 1989 - 1994
Goldman Sachs 1987 - 1989
Skills
Equities, Hedge Funds, Valuation, Financial Modeling, Portfolio Management, Capital Markets, Investments, Asset Managment, Equity Valuation, Derivatives, Investment Banking, Alternative Investments, Investment Management, Financial Markets, Financial Analysis
Education
University of California, Berkeley - Walter A. Haas School of Business 1994 — 1997
MBA, Business/Finance
Massachusetts Institute of Technology 1986 — 1987
SM, Engineering
Massachusetts Institute of Technology 1982 — 1986
SB, Materials Science and Engineering
Casey Family Programs October 2014 - Present
Sunamerica Asset Management June 2012 - November 2013
Credit Suisse November 2009 - August 2011
ING Investment Management 2006 - 2009
D.E. Shaw & Co. 2004 - 2006
Mosaic Asset Management 2000 - 2004
J&W Seligman 1998 - 2000
Franklin Templeton Investments 1994 - 1997
Wasserstein Perella 1989 - 1994
Goldman Sachs 1987 - 1989
Skills
Equities, Hedge Funds, Valuation, Financial Modeling, Portfolio Management, Capital Markets, Investments, Asset Managment, Equity Valuation, Derivatives, Investment Banking, Alternative Investments, Investment Management, Financial Markets, Financial Analysis
Education
University of California, Berkeley - Walter A. Haas School of Business 1994 — 1997
MBA, Business/Finance
Massachusetts Institute of Technology 1986 — 1987
SM, Engineering
Massachusetts Institute of Technology 1982 — 1986
SB, Materials Science and Engineering
Don Glymph Don Glymph's J&W Seligman Experience April 1986 - September 1990
Job President at EZ Travel Enterprises
Industry Transportation/Trucking/Railroad
Experience
E-Z Travel Enterprises May 2004 - Present
Gadad Enterprises September 1990 - May 2004
J&W Seligman April 1986 - September 1990
Skills
Transportation, Strategic Planning, Team Building, New Business Development, Trucking, Operations Management, Negotiation, Logistics, Customer Service, Contract Negotiation, Sales Management, Budgets, Freight, Project Management, Business Planning, Microsoft Office, Business Strategy, Account Management, Management, Sales, Leadership, Training
Education
Borough of Manhattan Community College 1987 — 1991
Associate's degree, Business Administration, Management and Operations
Nathaniel Hawthorne College 1983 — 1985
Springfield
E-Z Travel Enterprises May 2004 - Present
Gadad Enterprises September 1990 - May 2004
J&W Seligman April 1986 - September 1990
Skills
Transportation, Strategic Planning, Team Building, New Business Development, Trucking, Operations Management, Negotiation, Logistics, Customer Service, Contract Negotiation, Sales Management, Budgets, Freight, Project Management, Business Planning, Microsoft Office, Business Strategy, Account Management, Management, Sales, Leadership, Training
Education
Borough of Manhattan Community College 1987 — 1991
Associate's degree, Business Administration, Management and Operations
Nathaniel Hawthorne College 1983 — 1985
Springfield
Andrew Draluck Andrew Draluck's J&W Seligman Experience 1993 - 1998
Job Great Western Investments & Insurance
Industry Investment Management
Experience
Great Western Bank October 2014 - Present
eMoney Advisor February 2013 - May 2014
Wells Fargo Advisors, LLC October 2011 - February 2013
Advisors Asset Management, Inc. 2010 - April 2011
Curian Capital 2002 - 2009
ING Funds 1999 - 2001
J&W Seligman 1993 - 1998
Skills
Structured Products, Series 63, Financial Services, Asset Allocation, Sales, Fixed Annuities, Alternative Investments, Mutual Funds, Leadership, Series 7, Investments, Separately Managed..., Training, Financial Advisory, Securities, ETFs, Series 65, Sales Management, Management, Sales Operations, Marketing Strategy, Insurance, Wealth Management, Retirement Planning
Education
Florida Atlantic University 1989 — 1991
BBA, Finance
Marlboro High School 1982 — 1986
High School Diploma, Academic
Great Western Bank October 2014 - Present
eMoney Advisor February 2013 - May 2014
Wells Fargo Advisors, LLC October 2011 - February 2013
Advisors Asset Management, Inc. 2010 - April 2011
Curian Capital 2002 - 2009
ING Funds 1999 - 2001
J&W Seligman 1993 - 1998
Skills
Structured Products, Series 63, Financial Services, Asset Allocation, Sales, Fixed Annuities, Alternative Investments, Mutual Funds, Leadership, Series 7, Investments, Separately Managed..., Training, Financial Advisory, Securities, ETFs, Series 65, Sales Management, Management, Sales Operations, Marketing Strategy, Insurance, Wealth Management, Retirement Planning
Education
Florida Atlantic University 1989 — 1991
BBA, Finance
Marlboro High School 1982 — 1986
High School Diploma, Academic
Joe McQuaid's J&W Seligman Experience January 2000 - April 2002
Job Regional Vice President at Guggenheim Investments
Industry Financial Services
Experience
Guggenheim Investments October 2012 - Present
JM Educational Services December 2011 - November 2012
The Philadelphia Group June 2011 - December 2011
New York Life/Mainstay Investments April 2002 - April 2011
Mainstay Investments April 2002 - April 2011
JW Seligman January 2000 - April 2002
Prudential Securities January 1999 - January 2000
Skills
Mutual Funds, Alternative Investments, Series 7, Strategic Financial..., Asset Allocation, Investments, Sales, Portfolio Management, Leadership, 401k, Retirement Planning, Retirement, Asset Managment, Integrated Marketing, Series 63, Management, ETFs, Fixed Annuities, Investment Strategies, Uniform Combined State..., Wealth Management, Asset Management
Education
New York University
Guggenheim Investments October 2012 - Present
JM Educational Services December 2011 - November 2012
The Philadelphia Group June 2011 - December 2011
New York Life/Mainstay Investments April 2002 - April 2011
Mainstay Investments April 2002 - April 2011
JW Seligman January 2000 - April 2002
Prudential Securities January 1999 - January 2000
Skills
Mutual Funds, Alternative Investments, Series 7, Strategic Financial..., Asset Allocation, Investments, Sales, Portfolio Management, Leadership, 401k, Retirement Planning, Retirement, Asset Managment, Integrated Marketing, Series 63, Management, ETFs, Fixed Annuities, Investment Strategies, Uniform Combined State..., Wealth Management, Asset Management
Education
New York University
Gregory Siegel, CFA, CPA's J&W Seligman Experience 2000 - 2004
Job Director, Curriculum Development at CFA Institute
Industry Investment Management
Experience
CFA Institute March 2013 - Present
Deutsche Asset Management 2009 - December 2012
Credit Suisse 2006 - 2009
UBS Wealth Management 2004 - 2006
J&W Seligman 2000 - 2004
Fitch Ratings 1996 - 2000
Credit Lyonnais 1994 - 1996
Ernst & Young 1990 - 1992
Skills
Equity Research, Financial Statement..., Fixed Income, Equities, Portfolio Management, Investments, Due Diligence, Bloomberg, Credit Analysis, Bonds, Securities, Mutual Funds, Credit, Equity Valuation, Financial Analysis, Competitive Analysis
Education
New York University - Leonard N. Stern School of Business 1995 — 1999
MBA, Finance
Binghamton University 1987 — 1990
BS, Accounting
CFA Institute March 2013 - Present
Deutsche Asset Management 2009 - December 2012
Credit Suisse 2006 - 2009
UBS Wealth Management 2004 - 2006
J&W Seligman 2000 - 2004
Fitch Ratings 1996 - 2000
Credit Lyonnais 1994 - 1996
Ernst & Young 1990 - 1992
Skills
Equity Research, Financial Statement..., Fixed Income, Equities, Portfolio Management, Investments, Due Diligence, Bloomberg, Credit Analysis, Bonds, Securities, Mutual Funds, Credit, Equity Valuation, Financial Analysis, Competitive Analysis
Education
New York University - Leonard N. Stern School of Business 1995 — 1999
MBA, Finance
Binghamton University 1987 — 1990
BS, Accounting
Patricia Seifert's J&W Seligman Experience April 2002 - November 2003
Job Director of Strategic Donor Relations and Stewardship, Office of Alumni and Development at Columbia University
Industry Fund-Raising
Experience
Columbia University January 2012 - Present
Columbia University September 2010 - January 2012
The New School September 2007 - September 2010
Thirteen/WNET November 2003 - September 2007
J&W Seligman April 2002 - November 2003
Skills
Event Planning, Stewardship, Program Management, Public Speaking, Fundraising, Grant Writing, Strategic Planning, Non-profits, Higher Education..., Diplomacy, Editing, Nonprofits, Volunteer Management, Strategy, Program Development, Blogging, Community Outreach, Fundraisers, Event Management, Alumni Relations, Annual Giving
Education
The New School 2002 — 2005
M.A., Media Studies
Purchase College, SUNY 1998 — 2001
B.A., Media, Society, and the Arts
Columbia University January 2012 - Present
Columbia University September 2010 - January 2012
The New School September 2007 - September 2010
Thirteen/WNET November 2003 - September 2007
J&W Seligman April 2002 - November 2003
Skills
Event Planning, Stewardship, Program Management, Public Speaking, Fundraising, Grant Writing, Strategic Planning, Non-profits, Higher Education..., Diplomacy, Editing, Nonprofits, Volunteer Management, Strategy, Program Development, Blogging, Community Outreach, Fundraisers, Event Management, Alumni Relations, Annual Giving
Education
The New School 2002 — 2005
M.A., Media Studies
Purchase College, SUNY 1998 — 2001
B.A., Media, Society, and the Arts
Ellen De Domenico's J&W Seligman Experience 1987 - 1993
Job Principal, DDC Consultants, LLC and Public Relations and Communications Consultant
Industry Public Relations and Communications
Experience
DDC Consultants, LLC 1997 - Present
NCJW/AZ 2006 - 2011
Global Finance Magazine 1993 - 1997
J&W Seligman 1987 - 1993
Skills
Writing, Media Relations, Advertising, Promotions, Marketing Communications, Direct Mail, Newsletters, Non-profits, Public Speaking, Strategic Planning, Event Planning, Event Management, Marketing Strategy, Public Relations, Community Relations, Nonprofits, Management, Small Business, Leadership, Marketing, Publishing, Publications, Social Media Marketing, Program Management, Copywriting, Online Marketing, Social Networking, Social Media, Blogging, Corporate Communications, Email Marketing, Internal Communications, Fundraising, Crisis Communications, Facebook, Publicity, Editing, Magazines, Copy Editing
Education
City University of New York-Brooklyn College
BA, English, Art History
Midwood High School, Brooklyn, NY
DDC Consultants, LLC 1997 - Present
NCJW/AZ 2006 - 2011
Global Finance Magazine 1993 - 1997
J&W Seligman 1987 - 1993
Skills
Writing, Media Relations, Advertising, Promotions, Marketing Communications, Direct Mail, Newsletters, Non-profits, Public Speaking, Strategic Planning, Event Planning, Event Management, Marketing Strategy, Public Relations, Community Relations, Nonprofits, Management, Small Business, Leadership, Marketing, Publishing, Publications, Social Media Marketing, Program Management, Copywriting, Online Marketing, Social Networking, Social Media, Blogging, Corporate Communications, Email Marketing, Internal Communications, Fundraising, Crisis Communications, Facebook, Publicity, Editing, Magazines, Copy Editing
Education
City University of New York-Brooklyn College
BA, English, Art History
Midwood High School, Brooklyn, NY
Dennis Geelan's J&W Seligman Experience 1995 - 2003
Job Sr. National Accounts Manager at State Street Bank
Industry Investment Management
Experience
State Street Bank 2012 - Present
Russell Investments 2011 - 2012
Credit Suisse 2007 - 2011
Merrill Lynch Europe 2004 - 2007
J&W Seligman 1995 - 2003
Skills
Asset Management, Hedge Funds, Wealth Management, Alternative Investments, ETFs, Private Banking, Asset Managment, Derivatives, Investment Banking, Structured Products, Equities, Private Equity, Portfolio Management, Financial Services, Investments, Financial Advisory, Mutual Funds, Strategy
Education
Saint Bonaventure University 1986 — 1990
State Street Bank 2012 - Present
Russell Investments 2011 - 2012
Credit Suisse 2007 - 2011
Merrill Lynch Europe 2004 - 2007
J&W Seligman 1995 - 2003
Skills
Asset Management, Hedge Funds, Wealth Management, Alternative Investments, ETFs, Private Banking, Asset Managment, Derivatives, Investment Banking, Structured Products, Equities, Private Equity, Portfolio Management, Financial Services, Investments, Financial Advisory, Mutual Funds, Strategy
Education
Saint Bonaventure University 1986 — 1990
Ray Logan's J&W Seligman Experience 1995 - 2001
Job Sr. Project Manager (Consulting)
Industry Information Technology and Services
Experience
The Resource Collaborative, Inc. 2013 - Present
Unilever 2011 - 2012
Unilever 2004 - 2011
Unilever 2002 - 2004
J. & W. Seligman Co., Inc. 1995 - 2002
J&W Seligman 1995 - 2001
J&W Seligman 1995 - 2001
NY Board of Trade 1986 - 1995
NY Board of Trade 1986 - 1995
Skills
IT Strategy, Change Management, Data Warehousing, Outsourcing, Process Improvement, Program Management, Business Intelligence, Business Process..., Analysis, Business Process, Cross-functional Team..., Disaster Recovery, Strategy, Management, ITIL, Integration, CRM, IT Service Management, Software Documentation
Education
Stevens Institute of Technology
Master of Science (MS), Information Systems
City University of New York-Baruch College
Bachelor of Business Administration (BBA), Management Information Technology
The Resource Collaborative, Inc. 2013 - Present
Unilever 2011 - 2012
Unilever 2004 - 2011
Unilever 2002 - 2004
J. & W. Seligman Co., Inc. 1995 - 2002
J&W Seligman 1995 - 2001
J&W Seligman 1995 - 2001
NY Board of Trade 1986 - 1995
NY Board of Trade 1986 - 1995
Skills
IT Strategy, Change Management, Data Warehousing, Outsourcing, Process Improvement, Program Management, Business Intelligence, Business Process..., Analysis, Business Process, Cross-functional Team..., Disaster Recovery, Strategy, Management, ITIL, Integration, CRM, IT Service Management, Software Documentation
Education
Stevens Institute of Technology
Master of Science (MS), Information Systems
City University of New York-Baruch College
Bachelor of Business Administration (BBA), Management Information Technology
Pamela Graf's J&W Seligman Experience July 1996 - March 1998
Job Premier Support M&A Analyst Business Operations at Oracle
Industry Financial Services
Experience
Oracle June 2013 - Present
Oracle Corporation June 2010 - June 2013
Oracle Corporation July 2007 - June 2010
Hyperion Solutions January 2006 - July 2007
U.S. Trust April 2003 - January 2006
Citigroup Asset Management March 2000 - April 2003
Mitchell Hutchins Asset Management of PaineWebber March 1998 - March 2000
J&W Seligman July 1996 - March 1998
Education
Binghamton University - School of Management 1992 — 1996
Bachelor of Science (BS), Accounting
Oracle June 2013 - Present
Oracle Corporation June 2010 - June 2013
Oracle Corporation July 2007 - June 2010
Hyperion Solutions January 2006 - July 2007
U.S. Trust April 2003 - January 2006
Citigroup Asset Management March 2000 - April 2003
Mitchell Hutchins Asset Management of PaineWebber March 1998 - March 2000
J&W Seligman July 1996 - March 1998
Education
Binghamton University - School of Management 1992 — 1996
Bachelor of Science (BS), Accounting
William Regalbuto, CFE's J&W Seligman Experience 1995 - Present
Job Manager of Corporate Security at Ameriprise Financial Inc.
Industry Financial Services
Experience
J.& W. Seligman & Co., Inc. Manager of Corporate SecurityAmeriprise Financial Inc.November 2008 - Present
J&W Seligman 1995 - Present
Seligman 1995 - 2008
Seligman Data Corp 1995 - 2008
Skills
Fraud, Fraud Investigations, Corporate Security, Law Enforcement, Investigations, Loss Prevention, Protection, Physical Security, Disaster Recovery, Security
Education
New York Institute of Technology 1973 — 1977
Bachelor of Science, Criminal Justice, Psychology, Sociology, Human Behavior
J.& W. Seligman & Co., Inc. Manager of Corporate SecurityAmeriprise Financial Inc.November 2008 - Present
J&W Seligman 1995 - Present
Seligman 1995 - 2008
Seligman Data Corp 1995 - 2008
Skills
Fraud, Fraud Investigations, Corporate Security, Law Enforcement, Investigations, Loss Prevention, Protection, Physical Security, Disaster Recovery, Security
Education
New York Institute of Technology 1973 — 1977
Bachelor of Science, Criminal Justice, Psychology, Sociology, Human Behavior
Kurt Stam's J&W Seligman Experience October 2007 - January 2009
Job VP, Global Product Research at AllianceBernstein
Industry Investment Management
Experience
AllianceBernstein June 2010 - Present
Neuberger Berman October 2009 - October 2010
Strategic Insight February 2009 - October 2009
J&W Seligman October 2007 - January 2009
AllianceBernstein 2005 - 2007
Perfect Information 2003 - 2005
Standard & Poor's 2000 - 2003
OppenheimerFunds 1998 - 2000
Skills
Analysis, Analytics, Equities, Asset Managment, Fixed Income, Portfolio Management, Asset Allocation, Hedge Funds, Investments, Alternative Investments, Mutual Funds, Competitive Analysis, Competitive Intelligence, Market Analysis, Market Research, Excel models, Asset Management, Due Diligence, Separately Managed..., Strategy
Education
Baruch College, City University of New York (CUNY) 2004 — 2007
MBA, Finance
State University of New York College at Plattsburgh 1994 — 1998
B.S., Marketing
AllianceBernstein June 2010 - Present
Neuberger Berman October 2009 - October 2010
Strategic Insight February 2009 - October 2009
J&W Seligman October 2007 - January 2009
AllianceBernstein 2005 - 2007
Perfect Information 2003 - 2005
Standard & Poor's 2000 - 2003
OppenheimerFunds 1998 - 2000
Skills
Analysis, Analytics, Equities, Asset Managment, Fixed Income, Portfolio Management, Asset Allocation, Hedge Funds, Investments, Alternative Investments, Mutual Funds, Competitive Analysis, Competitive Intelligence, Market Analysis, Market Research, Excel models, Asset Management, Due Diligence, Separately Managed..., Strategy
Education
Baruch College, City University of New York (CUNY) 2004 — 2007
MBA, Finance
State University of New York College at Plattsburgh 1994 — 1998
B.S., Marketing
Ivan Weiner's J&W Seligman Experience November 2000 - November 2001
Job SVP, National Acct Channel Mgr, Private Banks at Prudential
Industry Investment Management
Experience
Prudential Investments June 2003 - December 2010
Neuberger Berman November 2001 - June 2003
J&W Seligman November 2000 - November 2001
J&W Seligman November 1999 - November 2000
Avatar Associates 1997 - 1999
Skills
Series 7, Mutual Funds, Series 63, Separately Managed..., Asset Allocation, Alternative Investments, Wealth Management, Investment Strategies, Series 6, Series 65, Financial Services, Retirement, Financial Markets, High Net Worth..., 401k, FINRA, ETFs, Securities
Education
Syracuse University 1992 — 1996
Bachelor of science, Finance and marketing
Prudential Investments June 2003 - December 2010
Neuberger Berman November 2001 - June 2003
J&W Seligman November 2000 - November 2001
J&W Seligman November 1999 - November 2000
Avatar Associates 1997 - 1999
Skills
Series 7, Mutual Funds, Series 63, Separately Managed..., Asset Allocation, Alternative Investments, Wealth Management, Investment Strategies, Series 6, Series 65, Financial Services, Retirement, Financial Markets, High Net Worth..., 401k, FINRA, ETFs, Securities
Education
Syracuse University 1992 — 1996
Bachelor of science, Finance and marketing
Natalie Billon's J&W Seligman Experience 1995 - 1997
Job Investment Management
Industry Investment Management
Experience
Centurion Global Mgmt 2007 - Present
KKR 2005 - 2007
Soros Fund Management 2002 - 2005
Bessemer Trust 1998 - 2002
J&W Seligman 1995 - 1997
Robertson Stephens 1989 - 1992
Education
Columbia University - Columbia Business School
MBA, Finance
Harvard University
AB, Economics, Literature
Centurion Global Mgmt 2007 - Present
KKR 2005 - 2007
Soros Fund Management 2002 - 2005
Bessemer Trust 1998 - 2002
J&W Seligman 1995 - 1997
Robertson Stephens 1989 - 1992
Education
Columbia University - Columbia Business School
MBA, Finance
Harvard University
AB, Economics, Literature
Kirsten Pickens's J&W Seligman Experience 1998 - 1999
Job Partner, Head of Distribution at Chiron Investment Management
Industry Financial Services
Experience
Chiron Investment Management June 2015 - Present
Ivy Funds November 2003 - July 2015
Waddell and Reed, Inc November 2003 - July 2015
Ivy Funds Distributor Inc 2003 - July 2015
ING Funds December 1999 - November 2003
ING Funds 1999 - 2003
J&W Seligman 1998 - 1999
Skills
Mutual Funds, Series 7, Series 24, Series 63, Alternative Investments, Investments, Wealth Management, Asset Allocation, Separately Managed..., Series 65, Series 6, Retirement Planning, Fixed Annuities, Uniform Combined State..., Asset Managment
Education
Arizona State University
Chiron Investment Management June 2015 - Present
Ivy Funds November 2003 - July 2015
Waddell and Reed, Inc November 2003 - July 2015
Ivy Funds Distributor Inc 2003 - July 2015
ING Funds December 1999 - November 2003
ING Funds 1999 - 2003
J&W Seligman 1998 - 1999
Skills
Mutual Funds, Series 7, Series 24, Series 63, Alternative Investments, Investments, Wealth Management, Asset Allocation, Separately Managed..., Series 65, Series 6, Retirement Planning, Fixed Annuities, Uniform Combined State..., Asset Managment
Education
Arizona State University
Christopher Mahony's J&W Seligman Experience April 2001 - April 2006
Job Fixed Income Portfolio Manager
Industry Investment Management
Experience
U.S. Trust March 2014 - Present
BlackRock March 2007 - February 2011
J&W Seligman April 2001 - April 2006
Fort Washington Investment Advisors August 1994 - April 2001
Neuberger Berman June 1986 - August 1994
Skills
Portfolio Management, Trading, Client Relationship..., Fixed Income, Asset Management, Mutual Funds, Asset Allocation, Bloomberg, Series 7, Wealth Management, Risk Management, Structured Products, Capital Markets, Investment Advisory, Investment Strategies, Bonds, Client Service, Investor Relations, Asset Managment, Structured Finance, Financial Services, Institutional..., Valuation, Investments, Finance, Hedge Funds, Financial Advisory, High Yield, Alternative Investments, Financial Structuring, Securities, Investment Management, Mergers & Acquisitions, Series 63, Trading Systems, Options, Emerging Markets, Equity Research, Derivatives, Financial Markets, ETFs, Credit, Client Services, CRM
Education
Ohio Wesleyan University 1982 — 1986
Bachelor of Arts (B.A.), Political Science and Government
Trinity College, Dublin 1985 — 1985
Exchange Student
BHS
U.S. Trust March 2014 - Present
BlackRock March 2007 - February 2011
J&W Seligman April 2001 - April 2006
Fort Washington Investment Advisors August 1994 - April 2001
Neuberger Berman June 1986 - August 1994
Skills
Portfolio Management, Trading, Client Relationship..., Fixed Income, Asset Management, Mutual Funds, Asset Allocation, Bloomberg, Series 7, Wealth Management, Risk Management, Structured Products, Capital Markets, Investment Advisory, Investment Strategies, Bonds, Client Service, Investor Relations, Asset Managment, Structured Finance, Financial Services, Institutional..., Valuation, Investments, Finance, Hedge Funds, Financial Advisory, High Yield, Alternative Investments, Financial Structuring, Securities, Investment Management, Mergers & Acquisitions, Series 63, Trading Systems, Options, Emerging Markets, Equity Research, Derivatives, Financial Markets, ETFs, Credit, Client Services, CRM
Education
Ohio Wesleyan University 1982 — 1986
Bachelor of Arts (B.A.), Political Science and Government
Trinity College, Dublin 1985 — 1985
Exchange Student
BHS
Sau Lin Wu's J&W Seligman Experience 1999 - Present
Job Fixed Income Trader at J&W Seligman
Industry Investment Banking
Experience
J&W Seligman 1999 - Present
Bankers Trust January 1993 - May 1999
Education
Kingsborough Community College 1991 — 1993
Associate, Business
Saint Leo University
B.A.A, Business
J&W Seligman 1999 - Present
Bankers Trust January 1993 - May 1999
Education
Kingsborough Community College 1991 — 1993
Associate, Business
Saint Leo University
B.A.A, Business
Dennis Fama's J&W Seligman Experience December 1999 - November 2008
Job Investment Systems, Business Analyst at Ameriprise Financial
Industry Investment Management
Experience
Ameriprise Financial Services, Inc. December 1999 - Present
J&W Seligman December 1999 - November 2008
Trust Company of the West 1995 - 1999
Continental Asset Management 1988 - 1995
Thomson Mckinnon Securities 1984 - 1988
Skills
Valuation, Asset Managment, Investments, Trading, Portfolio Management, Equities, Fixed Income, Business Analysis
Education
City University of New York-Queens College
BS
Ameriprise Financial Services, Inc. December 1999 - Present
J&W Seligman December 1999 - November 2008
Trust Company of the West 1995 - 1999
Continental Asset Management 1988 - 1995
Thomson Mckinnon Securities 1984 - 1988
Skills
Valuation, Asset Managment, Investments, Trading, Portfolio Management, Equities, Fixed Income, Business Analysis
Education
City University of New York-Queens College
BS
Andrew Tilzer, CFA's J&W Seligman Experience 1998 - 2000
Job AVP Portfolio Operations at Van Eck Global
Industry Investment Management
Experience
Van Eck Global January 2014 - Present
Columbia Business School March 2008 - Present
Sindex Financial Systems May 2010 - January 2014
Stern Family Management 2005 - 2009
Baker Street Capital Management 2003 - 2004
Tri-state Financial 2002 - 2003
J&W Seligman 1998 - 2000
Lazard Asset Management 1994 - 1998
Skills
Hedge Funds, Fixed Income, Equities, Asset Managment, Portfolio Management
Education
Columbia University - Columbia Business School 2000 — 2002
MBA, Investments
Lehigh University 1990 — 1994
BS, Finance
CFA Institute
CFA, CFA Charterholder
Van Eck Global January 2014 - Present
Columbia Business School March 2008 - Present
Sindex Financial Systems May 2010 - January 2014
Stern Family Management 2005 - 2009
Baker Street Capital Management 2003 - 2004
Tri-state Financial 2002 - 2003
J&W Seligman 1998 - 2000
Lazard Asset Management 1994 - 1998
Skills
Hedge Funds, Fixed Income, Equities, Asset Managment, Portfolio Management
Education
Columbia University - Columbia Business School 2000 — 2002
MBA, Investments
Lehigh University 1990 — 1994
BS, Finance
CFA Institute
CFA, CFA Charterholder
Tina Palmer's J&W Seligman Experience September 1981 - November 2008
Job Senior Operations Director at Cushman & Wakefield
Industry Financial Services
Experience
Cushman & Wakefield May 2014 - Present
Gateway Funding June 2012 - Present
Ameriprise Financial Services, Inc. September 2008 - May 2012
J&W Seligman September 1981 - November 2008
Skills
Project Management, Operations Management, Site Development, Commercial Real Estate, Real Estate Financing, Personnel Management, Contract Negotiation, Vendor Management, Vendor Relationships, Corporate Security, Business Travel, Travel Management, Building Relationships, Hiring Personnel, Strategic Communications, Strategic Partnerships, Purchase Management, Purchasing Negotiation, Event Planning, Event Management, Strategic Financial...
Education
Monmouth University
Bachelors of Arts, Psychology
Cushman & Wakefield May 2014 - Present
Gateway Funding June 2012 - Present
Ameriprise Financial Services, Inc. September 2008 - May 2012
J&W Seligman September 1981 - November 2008
Skills
Project Management, Operations Management, Site Development, Commercial Real Estate, Real Estate Financing, Personnel Management, Contract Negotiation, Vendor Management, Vendor Relationships, Corporate Security, Business Travel, Travel Management, Building Relationships, Hiring Personnel, Strategic Communications, Strategic Partnerships, Purchase Management, Purchasing Negotiation, Event Planning, Event Management, Strategic Financial...
Education
Monmouth University
Bachelors of Arts, Psychology
Carl Ferrara's J&W Seligman Experience 1980 - 1987
Job Managing Director at JPMorgan
Industry Banking
Experience
JPMorgan January 2008 - Present
The Chase Manhattan Bank 1988 - 2005
J&W Seligman 1980 - 1987
Bankers Trust 1977 - 1980
Gulf and Western 1973 - 1977
Ford Motor Company 1973 - 1974
Skills
Alternative Investments, Hedge Funds, Investments, Fixed Income, Securities, Mutual Funds, Asset Managment, Financial Analysis, Capital Markets, Investment Management, Equities, Asset Management, Finance, Bloomberg, Global Custody, Derivatives, Mergers & Acquisitions, Banking, Risk Management, Financial Markets, Series 7, Management, Portfolio Management, Financial Services
Education
Rutgers, The State University of New Jersey-Newark 1972 — 1973
MBA, Finance
Upsala College 1968 — 1972
Bachelor of Arts (BA), Economica and Philosophy
JPMorgan January 2008 - Present
The Chase Manhattan Bank 1988 - 2005
J&W Seligman 1980 - 1987
Bankers Trust 1977 - 1980
Gulf and Western 1973 - 1977
Ford Motor Company 1973 - 1974
Skills
Alternative Investments, Hedge Funds, Investments, Fixed Income, Securities, Mutual Funds, Asset Managment, Financial Analysis, Capital Markets, Investment Management, Equities, Asset Management, Finance, Bloomberg, Global Custody, Derivatives, Mergers & Acquisitions, Banking, Risk Management, Financial Markets, Series 7, Management, Portfolio Management, Financial Services
Education
Rutgers, The State University of New Jersey-Newark 1972 — 1973
MBA, Finance
Upsala College 1968 — 1972
Bachelor of Arts (BA), Economica and Philosophy
Bill DeSanto, CIMA's J&W Seligman Experience 2000 - 2004
Job Executive Director at UBS Global Asset Management
Industry Investment Management
Experience
UBS Global Asset Management August 2015 - Present
Charles Schwab Investment Management August 2013 - December 2014
Russell Investments June 2011 - August 2013
Eagle Asset Management December 2008 - June 2011
J. & W. Seligman & Co. Incorporated January 2005 - November 2008
J&W Seligman 2000 - 2004
Harris Bretall Sullivan & Smith 2000 - 2000
Murray Johnstone 1998 - 1999
Salomon Smith Barney 1996 - 1998
Skills
Mutual Funds, Hedge Funds, Asset Management, Product Management, Institutional, Marketing Strategy, Product Marketing, Investments, Fixed Income, Wealth Management, Alternative Investments, Investment Management, ETFs, Asset Allocation, Strategy, Investment Strategies, Separately Managed..., Series 7, Equities
Education
Northeastern University 1991 — 1995
BS, Finance, Management
UBS Global Asset Management August 2015 - Present
Charles Schwab Investment Management August 2013 - December 2014
Russell Investments June 2011 - August 2013
Eagle Asset Management December 2008 - June 2011
J. & W. Seligman & Co. Incorporated January 2005 - November 2008
J&W Seligman 2000 - 2004
Harris Bretall Sullivan & Smith 2000 - 2000
Murray Johnstone 1998 - 1999
Salomon Smith Barney 1996 - 1998
Skills
Mutual Funds, Hedge Funds, Asset Management, Product Management, Institutional, Marketing Strategy, Product Marketing, Investments, Fixed Income, Wealth Management, Alternative Investments, Investment Management, ETFs, Asset Allocation, Strategy, Investment Strategies, Separately Managed..., Series 7, Equities
Education
Northeastern University 1991 — 1995
BS, Finance, Management
James Long Jr.'s J&W Seligman Experience July 2005 - July 2007
Job Associate Business Development Executive
Industry Financial Services
Experience
Northern Trust April 2013 - Present
Columbia Management January 2008 - April 2013
J&W Seligman July 2005 - July 2007
Skills
Series 7, Series 63, series 66, Investments, Mutual Funds, Presentations, Sales Presentations, Salesforce.com, PowerPoint, Microsoft Excel, Prospecting Skills, Building Relationships, Morningstar Direct, Zephyr Style Advisor, Separately Managed..., ETFs
Education
Dickinson College 2001 — 2005
B.A., International Business and Managment
Salisbury School 1998 — 2001
Northern Trust April 2013 - Present
Columbia Management January 2008 - April 2013
J&W Seligman July 2005 - July 2007
Skills
Series 7, Series 63, series 66, Investments, Mutual Funds, Presentations, Sales Presentations, Salesforce.com, PowerPoint, Microsoft Excel, Prospecting Skills, Building Relationships, Morningstar Direct, Zephyr Style Advisor, Separately Managed..., ETFs
Education
Dickinson College 2001 — 2005
B.A., International Business and Managment
Salisbury School 1998 — 2001
Sean Maher's J&W Seligman Experience 1996 - 2004
Job Director Retirement Consultant at Allianz Global Investors
Industry Financial Services
Experience
Allianz Global Investors October 2007 - Present
Citigroup Asset Management - Legg Mason January 2005 - May 2007
ING January 2004 - December 2004
J&W Seligman 1996 - 2004
Education
Fordham University - Graduate School of Business Administration 1997 — 2000
Master of Business Administration (MBA), Finance - Concentration in Portfolio Management
Northeastern University 1987 — 1991
BS, Major - Political Science Minor - Business Administration
Tabor Academy
Allianz Global Investors October 2007 - Present
Citigroup Asset Management - Legg Mason January 2005 - May 2007
ING January 2004 - December 2004
J&W Seligman 1996 - 2004
Education
Fordham University - Graduate School of Business Administration 1997 — 2000
Master of Business Administration (MBA), Finance - Concentration in Portfolio Management
Northeastern University 1987 — 1991
BS, Major - Political Science Minor - Business Administration
Tabor Academy
Vincenza Adduci's J&W Seligman Experience March 2001 - Present
Job Accounting Supervisor at J&W Seligman
Industry Financial Services
Experience
J&W Seligman March 2001 - Present
J & W Seligman & Company Inc 2001 - Present
Alliance Capital Management August 1999 - March 2001
Alliance Capital Management August 1999 - February 2000
Education
Queens College
J&W Seligman March 2001 - Present
J & W Seligman & Company Inc 2001 - Present
Alliance Capital Management August 1999 - March 2001
Alliance Capital Management August 1999 - February 2000
Education
Queens College
Sean Parchment's J&W Seligman Experience May 2008 - September 2008
Job Regional Vice President at ProShares
Industry Capital Markets
Experience
ProShares October 2014 - Present
Stadion Money Management February 2013 - October 2014
Neuberger Berman September 2008 - February 2013
J&W Seligman May 2008 - September 2008
UBS Investment Bank May 2002 - April 2007
Prudential Financial September 2000 - May 2002
Skills
Series 7, Series 63, Series 65, ETFs, Separately Managed..., Alternative Investments, Mutual Funds, Investment Strategies, Equities, Investments, Securities, Asset Management, Wealth Management, Fixed Income, Investment Advisory, Uniform Combined State..., FINRA, Investment Management, Portfolio Management, Financial Services, Asset Allocation, Retirement Planning, Hedge Funds, Trading, Fund Of Funds, Equity Trading, Private Equity, Finance, Options
Education
Pace University - Lubin School of Business 1996 — 2000
ProShares October 2014 - Present
Stadion Money Management February 2013 - October 2014
Neuberger Berman September 2008 - February 2013
J&W Seligman May 2008 - September 2008
UBS Investment Bank May 2002 - April 2007
Prudential Financial September 2000 - May 2002
Skills
Series 7, Series 63, Series 65, ETFs, Separately Managed..., Alternative Investments, Mutual Funds, Investment Strategies, Equities, Investments, Securities, Asset Management, Wealth Management, Fixed Income, Investment Advisory, Uniform Combined State..., FINRA, Investment Management, Portfolio Management, Financial Services, Asset Allocation, Retirement Planning, Hedge Funds, Trading, Fund Of Funds, Equity Trading, Private Equity, Finance, Options
Education
Pace University - Lubin School of Business 1996 — 2000
James Besher's J&W Seligman Experience April 1995 - December 2008
Job Senior Vice President at Seligman Advisors
Industry Financial Services
Experience
Riversource Funds 2009 - 2010
Seligman Advisors April 1995 - December 2008
J&W Seligman April 1995 - December 2008
Education
Southeast Missouri State University 1965 — 1967
Riversource Funds 2009 - 2010
Seligman Advisors April 1995 - December 2008
J&W Seligman April 1995 - December 2008
Education
Southeast Missouri State University 1965 — 1967
Man-Ni Lui's J&W Seligman Experience 1999 - 2002
Job VP Project Manager Prime Service IT
Industry Investment Banking
Experience
Barclays July 2013 - Present
UBS Investment Bank August 2010 - July 2013
UBS Investment Bank July 2004 - July 2010
J&W Seligman 1999 - 2002
Skills
Bloomberg, Derivatives, Equities, Hedge Funds, Fixed Income, Project Management, Business Analysis, Investment Banking, Options, Capital Markets, Portfolio Management, Securities, Prime Brokerage, Financial Risk, Trading Systems
Education
Boston University 1999 — 2012
MS, Banking, Financial Services
Pace University - Lubin School of Business 1992 — 1996
BBA, Management Science, Mathematics
Barclays July 2013 - Present
UBS Investment Bank August 2010 - July 2013
UBS Investment Bank July 2004 - July 2010
J&W Seligman 1999 - 2002
Skills
Bloomberg, Derivatives, Equities, Hedge Funds, Fixed Income, Project Management, Business Analysis, Investment Banking, Options, Capital Markets, Portfolio Management, Securities, Prime Brokerage, Financial Risk, Trading Systems
Education
Boston University 1999 — 2012
MS, Banking, Financial Services
Pace University - Lubin School of Business 1992 — 1996
BBA, Management Science, Mathematics
Matthew Digan's J&W Seligman Experience 1998 - 2004
Job Director, East Coast Retirement Sales Manager
Industry Financial Services
Experience
Legg Mason August 2004 - Present
J. & W. Seligman & Co. Incorporated 1998 - 2004
J&W Seligman 1998 - 2004
Seligman Investments 1998 - 2004
Oppenheimer & Co. 1994 - 1998
Kemper Insurance 1992 - 1993
Keystone Advisers 1991 - 1992
Alliance Capital Management 1989 - 1990
Integrated Resources March 1986 - October 1989
Skills
Retirement, Product Management, Sales, Marketing
Education
University of New Hampshire 1980 — 1984
San Diego State University-California State University 1983 — 1983
Exchange Student, Political Science
Garden City High School 1978 — 1980
Legg Mason August 2004 - Present
J. & W. Seligman & Co. Incorporated 1998 - 2004
J&W Seligman 1998 - 2004
Seligman Investments 1998 - 2004
Oppenheimer & Co. 1994 - 1998
Kemper Insurance 1992 - 1993
Keystone Advisers 1991 - 1992
Alliance Capital Management 1989 - 1990
Integrated Resources March 1986 - October 1989
Skills
Retirement, Product Management, Sales, Marketing
Education
University of New Hampshire 1980 — 1984
San Diego State University-California State University 1983 — 1983
Exchange Student, Political Science
Garden City High School 1978 — 1980
Jennifer Chiu's J&W Seligman Experience November 1998 - May 2000
Job Deputy Art Director, Advertising Age at Crain Communications
Industry Graphic Design
Experience
Crain Communications September 2009 - Present
Jenn Chiu Design 2002 - Present
Crain Communications January 2007 - January 2009
Crain Communications June 2000 - December 2007
J&W Seligman November 1998 - May 2000
Euromoney Institutional Investor September 1996 - November 1998
Pier One June 1995 - September 1996
Skills
Pre-press, Information Graphics, Graphic Design, Newsletters, Brochures, Advertising, Photoshop, Illustrator, Word, InDesign, Excel, QuarkXPress, Adobe Acrobat, Logo Design, Layout, Customer Service, Art Direction, Image Manipulation, Publishing, Editorial, Magazines, Graphics, Photography, Copywriting, Illustration, Publications, Art, Packaging, Creative Direction
Education
Baruch College, City University of New York (CUNY) 1997 — 2001
MBA
Baruch College, City University of New York (CUNY) 1990 — 1995
BBA
Crain Communications September 2009 - Present
Jenn Chiu Design 2002 - Present
Crain Communications January 2007 - January 2009
Crain Communications June 2000 - December 2007
J&W Seligman November 1998 - May 2000
Euromoney Institutional Investor September 1996 - November 1998
Pier One June 1995 - September 1996
Skills
Pre-press, Information Graphics, Graphic Design, Newsletters, Brochures, Advertising, Photoshop, Illustrator, Word, InDesign, Excel, QuarkXPress, Adobe Acrobat, Logo Design, Layout, Customer Service, Art Direction, Image Manipulation, Publishing, Editorial, Magazines, Graphics, Photography, Copywriting, Illustration, Publications, Art, Packaging, Creative Direction
Education
Baruch College, City University of New York (CUNY) 1997 — 2001
MBA
Baruch College, City University of New York (CUNY) 1990 — 1995
BBA
Peter Campagna, CIMA, AIF's J&W Seligman Experience August 2002 - November 2008
Job Vice President Defined Contribution Advisor Consultant at BlackRock
Industry Financial Services
Experience
BlackRock May 2012 - Present
Eaton Vance January 2009 - May 2012
J&W Seligman August 2002 - November 2008
Putnam Investments 1992 - 1996
Skills
Investment Strategies, ETFs, Retirement Planning, 401k, Financial Services, Separately Managed..., Investment Advisory, Financial Analysis, Capital Markets
Education
Cornell University 1989 — 1992
Bachelor of Science (BS)
The London School of Economics and Political Science (LSE) 1990 — 1991
Economics
BlackRock May 2012 - Present
Eaton Vance January 2009 - May 2012
J&W Seligman August 2002 - November 2008
Putnam Investments 1992 - 1996
Skills
Investment Strategies, ETFs, Retirement Planning, 401k, Financial Services, Separately Managed..., Investment Advisory, Financial Analysis, Capital Markets
Education
Cornell University 1989 — 1992
Bachelor of Science (BS)
The London School of Economics and Political Science (LSE) 1990 — 1991
Economics
Linda Creighton's J&W Seligman Experience 1998 - 2003
Job Personnel Administrator at Dechert LLP
Industry Law Practice
Experience
Dechert LLP Purchasing ManagerMarsh & McLennanOctober 2003 - February 2007
J & W Seligman 1998 - 2003
J&W Seligman 1998 - 2003
Comstock 1993 - 1998
Skills
Performance Management, Strategic Planning, HRIS, Employee Benefits, Recruiting, Employment Law, Vendor Management, Human Resources, Talent Acquisition, Event Planning, Employee Relations, Benefits Administration, Onboarding, Deferred Compensation
Education
Long Island University 1996 — 1999
MBA, Business
Long Island University 1995 — 1999
MBA, Fiance
Northeastern University 1987 — 1992
BS Busienss Administration, Human Recources
Tappan Zee High
Dechert LLP Purchasing ManagerMarsh & McLennanOctober 2003 - February 2007
J & W Seligman 1998 - 2003
J&W Seligman 1998 - 2003
Comstock 1993 - 1998
Skills
Performance Management, Strategic Planning, HRIS, Employee Benefits, Recruiting, Employment Law, Vendor Management, Human Resources, Talent Acquisition, Event Planning, Employee Relations, Benefits Administration, Onboarding, Deferred Compensation
Education
Long Island University 1996 — 1999
MBA, Business
Long Island University 1995 — 1999
MBA, Fiance
Northeastern University 1987 — 1992
BS Busienss Administration, Human Recources
Tappan Zee High
Joseph Talenti's J&W Seligman Experience May 1993 - January 1995
Job Ernst & Young
Industry Accounting
Experience
Ernst & Young January 1995 - Present
J&W Seligman May 1993 - January 1995
Manufacturers Hanover Trust November 1990 - May 1993
Skills
High Net Worth..., Tax, Financial Planning, Income Tax, Tax Preparation
Education
Hofstra University 1988 — 1990
BBA, Accounting
Ernst & Young January 1995 - Present
J&W Seligman May 1993 - January 1995
Manufacturers Hanover Trust November 1990 - May 1993
Skills
High Net Worth..., Tax, Financial Planning, Income Tax, Tax Preparation
Education
Hofstra University 1988 — 1990
BBA, Accounting
Mark Oppedisano, CIMA®'s J&W Seligman Experience 2006 - 2008
Job Investment Management Consultant at BlackRock
Industry Investment Management
Experience
BlackRock/iShares May 2011 - Present
BlackRock/iShares June 2008 - May 2011
J&W Seligman 2006 - 2008
Merrill Lynch June 2005 - June 2006
Skills
Series 7, Alternative Investments, Mutual Funds, Series 63, ETFs, Asset Allocation, Asset Management, Hedge Funds, Investments, Equities, Wealth Management, Portfolio Management, Fixed Income, Investment Management, Investment Strategies
Education
The Johns Hopkins University 2001 — 2005
Bachelor of Arts, Political Science & Economics
University of Pennsylvania - The Wharton School 2008 — 2008
CIMA, Certified Investment Management Analyst
BlackRock/iShares May 2011 - Present
BlackRock/iShares June 2008 - May 2011
J&W Seligman 2006 - 2008
Merrill Lynch June 2005 - June 2006
Skills
Series 7, Alternative Investments, Mutual Funds, Series 63, ETFs, Asset Allocation, Asset Management, Hedge Funds, Investments, Equities, Wealth Management, Portfolio Management, Fixed Income, Investment Management, Investment Strategies
Education
The Johns Hopkins University 2001 — 2005
Bachelor of Arts, Political Science & Economics
University of Pennsylvania - The Wharton School 2008 — 2008
CIMA, Certified Investment Management Analyst
Scott Topiel's J&W Seligman Experience February 2008 - May 2008
Job Vice President at HSBC Global Banking and Markets
Industry Investment Management
Experience
HSBC Global Banking and Markets June 2015 - Present
Barclays Investment Bank July 2013 - May 2015
Barclays Investment Bank June 2010 - July 2013
Tower Capital Asset Management L.P September 2009 - June 2010
Minbev Realty December 2008 - August 2009
Compass Partners May 2008 - August 2008
J&W Seligman February 2008 - May 2008
J&W SELIGMAN & CO February 2008 - May 2008
Pfizer June 2007 - September 2007
Skills
Due Diligence, Research, Competitive Analysis, Marketing, Spreadsheets, Sales, FX, FX Options, FX Hedging, Hedge Funds, Finance, Valuation, Mergers & Acquisitions, Alternative Investments, Accounting
Education
City University of New York-Baruch College 2005 — 2009
Bachelor of Arts (B.A.), Sociology
HSBC Global Banking and Markets June 2015 - Present
Barclays Investment Bank July 2013 - May 2015
Barclays Investment Bank June 2010 - July 2013
Tower Capital Asset Management L.P September 2009 - June 2010
Minbev Realty December 2008 - August 2009
Compass Partners May 2008 - August 2008
J&W Seligman February 2008 - May 2008
J&W SELIGMAN & CO February 2008 - May 2008
Pfizer June 2007 - September 2007
Skills
Due Diligence, Research, Competitive Analysis, Marketing, Spreadsheets, Sales, FX, FX Options, FX Hedging, Hedge Funds, Finance, Valuation, Mergers & Acquisitions, Alternative Investments, Accounting
Education
City University of New York-Baruch College 2005 — 2009
Bachelor of Arts (B.A.), Sociology
Steven Hallac's J&W Seligman Experience August 2007 - May 2009
Job Investment Management Professional
Industry Investment Management
Experience
J&W Seligman August 2007 - May 2009
BLX 2004 - 2007
Weston Capital Management June 2003 - January 2004
Lazard Asset Management 2000 - 2002
Education
Indiana University Bloomington 1999 — 2003
J&W Seligman August 2007 - May 2009
BLX 2004 - 2007
Weston Capital Management June 2003 - January 2004
Lazard Asset Management 2000 - 2002
Education
Indiana University Bloomington 1999 — 2003
josh chisari's J&W Seligman Experience January 1999 - October 2002
Job Executive Director, Consultant Relations at J.P. Morgan
Industry Investment Management
Experience
J.P. Morgan May 2014 - Present
J.P. Morgan October 2011 - April 2014
UBS Global Asset Management July 2004 - March 2013
UBS Global Asset Management October 2002 - July 2004
J&W Seligman January 1999 - October 2002
Morgan Stanley June 1995 - February 1999
Skills
Hedge Funds, Trading, Equities, Mutual Funds, Securities, Portfolio Management, Investment Management, Investments, Alternative Investments, Asset Allocation, Behavioral Finance, Product Management, Strategy, Mergers
Education
Concordia College 1992 — 1995
Bachelor of Science (B.S.), Finance, General
J.P. Morgan May 2014 - Present
J.P. Morgan October 2011 - April 2014
UBS Global Asset Management July 2004 - March 2013
UBS Global Asset Management October 2002 - July 2004
J&W Seligman January 1999 - October 2002
Morgan Stanley June 1995 - February 1999
Skills
Hedge Funds, Trading, Equities, Mutual Funds, Securities, Portfolio Management, Investment Management, Investments, Alternative Investments, Asset Allocation, Behavioral Finance, Product Management, Strategy, Mergers
Education
Concordia College 1992 — 1995
Bachelor of Science (B.S.), Finance, General
William Gilmartin's J&W Seligman Experience May 2007 - November 2008
Job Wholesaler at Capital Group
Industry Financial Services
Experience
Capital Group January 2014 - Present
American Funds December 2012 - December 2013
JP Morgan Asset Management October 2010 - October 2012
JP Morgan Asset Management January 2009 - September 2010
J&W Seligman May 2007 - November 2008
Wachovia Bank November 2004 - May 2007
UBS Financial Services January 2003 - November 2004
Skills
Financial Advisory, Separately Managed..., Asset Managment, Securities, Uniform Combined State..., Hedge Funds, Series 24, Equities, Series 6, Asset Management, Fixed Income, Financial Services, 401k, Investment Advisory, Investment Strategies, Investments, Retirement Planning, Investment Management, FINRA, Trading, Retirement, Portfolio Management
Education
Monmouth University 1999 — 2001
Bachelors, Business Finance
Capital Group January 2014 - Present
American Funds December 2012 - December 2013
JP Morgan Asset Management October 2010 - October 2012
JP Morgan Asset Management January 2009 - September 2010
J&W Seligman May 2007 - November 2008
Wachovia Bank November 2004 - May 2007
UBS Financial Services January 2003 - November 2004
Skills
Financial Advisory, Separately Managed..., Asset Managment, Securities, Uniform Combined State..., Hedge Funds, Series 24, Equities, Series 6, Asset Management, Fixed Income, Financial Services, 401k, Investment Advisory, Investment Strategies, Investments, Retirement Planning, Investment Management, FINRA, Trading, Retirement, Portfolio Management
Education
Monmouth University 1999 — 2001
Bachelors, Business Finance
Peter Cadaret's J&W Seligman Experience November 1997 - July 1999
Job Managing Director at Oppenheimer Asset Management
Industry Financial Services
Experience
Oppenheimer Asset Management August 1999 - Present
Oppenheimer & Co. Inc. 1999 - Present
J&W Seligman November 1997 - July 1999
Skills
Alternative Investments, Series 63, Hedge Funds, Investments, Equities, Series 7, Mutual Funds, Wealth Management, Asset Allocation, Strategic Financial...
Education
Canisius College 1993 — 1996
B.A, Political Science
Oppenheimer Asset Management August 1999 - Present
Oppenheimer & Co. Inc. 1999 - Present
J&W Seligman November 1997 - July 1999
Skills
Alternative Investments, Series 63, Hedge Funds, Investments, Equities, Series 7, Mutual Funds, Wealth Management, Asset Allocation, Strategic Financial...
Education
Canisius College 1993 — 1996
B.A, Political Science
Philomena O'Donnell's J&W Seligman Experience March 1998 - July 2009
Job Vice President, Marketing Communications at Advisor Group
Industry Financial Services
Experience
AIG Advisor Group March 2010 - Present
AIG Advisor Group November 2009 - March 2010
J&W Seligman March 1998 - July 2009
Lord Abbett 1990 - 1998
Skills
Corporate Communications, Marketing Communications, Series 7, Mutual Funds, Editing, Management, Leadership, Marketing, Wealth Management, Financial Services, Public Speaking, Budgets, Portfolio Management, FINRA, Finance, Asset Management, Investments, Securities, Training
Education
Trinity University-Washington 1980 — 1984
BA, Political Science
AIG Advisor Group March 2010 - Present
AIG Advisor Group November 2009 - March 2010
J&W Seligman March 1998 - July 2009
Lord Abbett 1990 - 1998
Skills
Corporate Communications, Marketing Communications, Series 7, Mutual Funds, Editing, Management, Leadership, Marketing, Wealth Management, Financial Services, Public Speaking, Budgets, Portfolio Management, FINRA, Finance, Asset Management, Investments, Securities, Training
Education
Trinity University-Washington 1980 — 1984
BA, Political Science
Crystal (Crystal Dawn Smith) Murphy's J&W Seligman Experience March 1997 - August 1999
Job Administrative Assistant
Industry Banking
Experience
Charlotte Works 2013 - 2013
OLDCASTLE MATERIALS October 2011 - October 2012
McKINSEY & COMPANY (through CEO, Staffing) December 2008 - August 2009
tiaa-cref October 2005 - August 2008
Deustche Bank December 1999 - February 2005
J&W Seligman March 1997 - August 1999
oxford health plans November 1992 - January 1997
Education
Marymount Manhattan College 1998 — 2004
BA, English
Berkeley Business School 1983 — 1984
AA, Busniess Administration
Charlotte Works 2013 - 2013
OLDCASTLE MATERIALS October 2011 - October 2012
McKINSEY & COMPANY (through CEO, Staffing) December 2008 - August 2009
tiaa-cref October 2005 - August 2008
Deustche Bank December 1999 - February 2005
J&W Seligman March 1997 - August 1999
oxford health plans November 1992 - January 1997
Education
Marymount Manhattan College 1998 — 2004
BA, English
Berkeley Business School 1983 — 1984
AA, Busniess Administration
Nicole Grogan's J&W Seligman Experience April 1997 - November 2008
Job Director, Head of Retail Intermediary National Accounts
Industry Financial Services
Experience
Deutsche Asset & Wealth Management May 2010 - Present
RiverSource Investments November 2008 - May 2010
J&W Seligman April 1997 - November 2008
Skills
Series 7, Series 63, Asset Managment, Mutual Funds, Series 24, Financial Services
Education
Fordham University - Graduate School of Business Administration 1999 — 2002
MBA
Villanova University 1991 — 1995
BSBA, Finance
Deutsche Asset & Wealth Management May 2010 - Present
RiverSource Investments November 2008 - May 2010
J&W Seligman April 1997 - November 2008
Skills
Series 7, Series 63, Asset Managment, Mutual Funds, Series 24, Financial Services
Education
Fordham University - Graduate School of Business Administration 1999 — 2002
MBA
Villanova University 1991 — 1995
BSBA, Finance
Karen Brennan-Jambe's J&W Seligman Experience 1995 - 2000
Job Service Delivery Manager, ECIO at Bank of America
Industry Banking
Experience
Bank of America May 2012 - Present
Bank of America April 2011 - May 2012
Bank of America January 2010 - April 2011
Bank of America July 2009 - January 2010
Bank of America 2008 - July 2009
ABN AMRO 2003 - 2008
J&W Seligman 1995 - 2000
Skills
Financial Risk, Risk Management, Operational Risk..., Disaster Recovery, Banking, Business Continuity, Vendor Management, Business Analysis, Change Management, Governance, Risk Assessment, ITIL, IT Management
Education
Saint Bonaventure University 1989 — 1993
BA, English
St. Bonaventure University 1989 — 1993
Bachelor of Arts (BA), English Language and Literature/Letters
Bank of America May 2012 - Present
Bank of America April 2011 - May 2012
Bank of America January 2010 - April 2011
Bank of America July 2009 - January 2010
Bank of America 2008 - July 2009
ABN AMRO 2003 - 2008
J&W Seligman 1995 - 2000
Skills
Financial Risk, Risk Management, Operational Risk..., Disaster Recovery, Banking, Business Continuity, Vendor Management, Business Analysis, Change Management, Governance, Risk Assessment, ITIL, IT Management
Education
Saint Bonaventure University 1989 — 1993
BA, English
St. Bonaventure University 1989 — 1993
Bachelor of Arts (BA), English Language and Literature/Letters
Caroline Manganato's J&W Seligman Experience 1966 - 2007
Job Independent Graphic Design Professional
Industry Graphic Design
Barry Abrams's J&W Seligman Experience 1997 - Present
Job Senior Director, Product Management and Marketing Communications, Columbia Management
Industry Financial Services
Experience
J&W Seligman 1997 - Present
Dreyfus 1995 - 1997
Bankers Trust 1993 - 1995
Skills
Asset Management, Series 7, Financial Services, Alternative Investments, Mutual Funds, Investments, Asset Allocation, Equities, Securities, Hedge Funds, Investment Management, Marketing Communications
Education
Harvard University
The George Washington University
J&W Seligman 1997 - Present
Dreyfus 1995 - 1997
Bankers Trust 1993 - 1995
Skills
Asset Management, Series 7, Financial Services, Alternative Investments, Mutual Funds, Investments, Asset Allocation, Equities, Securities, Hedge Funds, Investment Management, Marketing Communications
Education
Harvard University
The George Washington University
Neil Eigen's J&W Seligman Experience Senior Managing DirectorColumbia ManagementJanuary 2010 - Present
Job Senior Managing Director at Columbia Management
Industry Investment Management
Experience
J&W Seligman Senior Managing DirectorColumbia ManagementJanuary 2010 - Present
J. & W. Seligman 1997 - Present
Bear Stearns Asset Management January 1990 - December 1997
Integrated Resources Asset Mgt. January 1982 - January 1988
Education
New York University 1961 — 1965
BS, Investments and Investment Analysis
J&W Seligman Senior Managing DirectorColumbia ManagementJanuary 2010 - Present
J. & W. Seligman 1997 - Present
Bear Stearns Asset Management January 1990 - December 1997
Integrated Resources Asset Mgt. January 1982 - January 1988
Education
New York University 1961 — 1965
BS, Investments and Investment Analysis
Andy Veasey's J&W Seligman Experience September 1994 - December 2008
Job Member, CrossBay Capital Partners
Industry Investment Management
Experience
CrossBay Capital Partners December 2014 - Present
SkyView Investment Advisors - Liquid Alternatives September 2012 - November 2014
Columbia Asset Management May 2010 - August 2012
Ameriprise/RiverSource Asset Management December 2008 - May 2010
J&W Seligman September 1994 - December 2008
Van Kampen Investments 1987 - 1994
Skills
Alternative Investments, Mutual Funds, Series 7, Separately Managed..., Hedge Funds, Asset Allocation, Asset Managment, Series 63, ETFs, Fixed Income, Wealth Management, Equities, Investment Management, Series 65, Venture Capital, Private Equity, Securities, FINRA, Asset Management, Relationship Management, Investments, Investment Strategies, Portfolio Management, Financial Modeling, Investment Advisory
Education
Roanoke College 1977 — 1981
BBA, Finance/Marketing
CrossBay Capital Partners December 2014 - Present
SkyView Investment Advisors - Liquid Alternatives September 2012 - November 2014
Columbia Asset Management May 2010 - August 2012
Ameriprise/RiverSource Asset Management December 2008 - May 2010
J&W Seligman September 1994 - December 2008
Van Kampen Investments 1987 - 1994
Skills
Alternative Investments, Mutual Funds, Series 7, Separately Managed..., Hedge Funds, Asset Allocation, Asset Managment, Series 63, ETFs, Fixed Income, Wealth Management, Equities, Investment Management, Series 65, Venture Capital, Private Equity, Securities, FINRA, Asset Management, Relationship Management, Investments, Investment Strategies, Portfolio Management, Financial Modeling, Investment Advisory
Education
Roanoke College 1977 — 1981
BBA, Finance/Marketing
Rachel Brewster, CAIA's J&W Seligman Experience August 2009 - July 2012
Job Senior Vice President, Jefferies
Industry Financial Services
Experience
Jefferies August 2015 - Present
Bank of America Merrill Lynch September 2013 - August 2015
Man Investments July 2012 - September 2013
J&W Seligman August 2009 - July 2012
Morgan Stanley October 2006 - November 2008
Crosslink Capital April 2005 - October 2006
Piper Jaffray August 2003 - April 2005
Banc of America Securities June 1999 - August 2003
Lehman Brothers April 1997 - May 1999
Bernstein Global Wealth Management 1995 - 1997
Skills
Hedge Funds, Investor Relations, Investments, Alternative Investments, Asset Management, Fundraising, Equities, Asset Allocation, Investment Management, Start-ups, Fixed Income, Fund Of Funds, Series 7, Investment Strategies, Private Equity
Education
Pepperdine University 1991 — 1995
BS, Business Administration
Flathead High School
Jefferies August 2015 - Present
Bank of America Merrill Lynch September 2013 - August 2015
Man Investments July 2012 - September 2013
J&W Seligman August 2009 - July 2012
Morgan Stanley October 2006 - November 2008
Crosslink Capital April 2005 - October 2006
Piper Jaffray August 2003 - April 2005
Banc of America Securities June 1999 - August 2003
Lehman Brothers April 1997 - May 1999
Bernstein Global Wealth Management 1995 - 1997
Skills
Hedge Funds, Investor Relations, Investments, Alternative Investments, Asset Management, Fundraising, Equities, Asset Allocation, Investment Management, Start-ups, Fixed Income, Fund Of Funds, Series 7, Investment Strategies, Private Equity
Education
Pepperdine University 1991 — 1995
BS, Business Administration
Flathead High School
Judith Lyon's J&W Seligman Experience 1990 - 2009
Job Business Development Director LongView Wealth Management
Industry Investment Management
Experience
LongView Wealth Management October 2014 - Present
Jefferies & Company April 2010 - October 2012
J&W Seligman 1990 - 2009
Skills
Series 7, Series 63, Series 24, Territory Management, Sales Force Development, FINRA, Hedge Funds, Alternative Investments, Separately Managed..., Mutual Funds, ETFs, ETF
Education
University of Pennsylvania - The Wharton School
Certified Investment Management Analyst
Drake University Law School
Juris Doctor, Law
Saint Olaf College
BA
LongView Wealth Management October 2014 - Present
Jefferies & Company April 2010 - October 2012
J&W Seligman 1990 - 2009
Skills
Series 7, Series 63, Series 24, Territory Management, Sales Force Development, FINRA, Hedge Funds, Alternative Investments, Separately Managed..., Mutual Funds, ETFs, ETF
Education
University of Pennsylvania - The Wharton School
Certified Investment Management Analyst
Drake University Law School
Juris Doctor, Law
Saint Olaf College
BA
Robert Good's J&W Seligman Experience 1994 - 2005
Job Vice President at Goldman Sachs Asset Management
Industry Financial Services
Experience
Goldman Sachs Asset Management August 2005 - Present
J&W Seligman 1994 - 2005
Seligman Data Corp 1994 - 2002
Skills
Equities, Hedge Funds, Derivatives, Asset Management, Middle Office, Alternative Investments, Series 7, Prime Brokerage, Mutual Funds, Capital Markets, Fixed Income, Securities, Credit Derivatives, Financial Markets, Financial Services, Investments, Risk Management
Education
St. Thomas Aquinas College 2000 — 2003
MBA, Finance
Saint Thomas Aquinas College 1990 — 1993
Master of Business Administration (MBA), Finance, General
Goldman Sachs Asset Management August 2005 - Present
J&W Seligman 1994 - 2005
Seligman Data Corp 1994 - 2002
Skills
Equities, Hedge Funds, Derivatives, Asset Management, Middle Office, Alternative Investments, Series 7, Prime Brokerage, Mutual Funds, Capital Markets, Fixed Income, Securities, Credit Derivatives, Financial Markets, Financial Services, Investments, Risk Management
Education
St. Thomas Aquinas College 2000 — 2003
MBA, Finance
Saint Thomas Aquinas College 1990 — 1993
Master of Business Administration (MBA), Finance, General
Eric Hinz's J&W Seligman Experience May 1998 - February 2007
Job at Mirae Asset Global Investments (USA)
Industry Financial Services
Experience
Mirae Asset Global Investments November 2009 - September 2015
Fake Teams June 2006 - June 2009
Legg Mason January 2008 - December 2008
Deutsche Asset Management February 2007 - January 2008
J&W Seligman May 1998 - February 2007
First Investors Corporation 1995 - 1998
First Investors Corporation 1995 - 1998
Skills
Asset Managment, Risk Management, Emerging Markets, GIPS Compliance, Mutual Funds, Asset Management, Hedge Funds, Alternative Investments, Equities, Financial Services, Securities, Capital Markets, Portfolio Management, Fixed Income, Investments, Financial Risk, Bloomberg
Education
Fordham Gabelli School of Business 1999 — 2002
MBA, Finance
University of Connecticut 1988 — 1993
BA, Psychology
Mirae Asset Global Investments November 2009 - September 2015
Fake Teams June 2006 - June 2009
Legg Mason January 2008 - December 2008
Deutsche Asset Management February 2007 - January 2008
J&W Seligman May 1998 - February 2007
First Investors Corporation 1995 - 1998
First Investors Corporation 1995 - 1998
Skills
Asset Managment, Risk Management, Emerging Markets, GIPS Compliance, Mutual Funds, Asset Management, Hedge Funds, Alternative Investments, Equities, Financial Services, Securities, Capital Markets, Portfolio Management, Fixed Income, Investments, Financial Risk, Bloomberg
Education
Fordham Gabelli School of Business 1999 — 2002
MBA, Finance
University of Connecticut 1988 — 1993
BA, Psychology
Kim Jahangir's J&W Seligman Experience November 2000 - November 2002
Job Hedge Fund Accounting Manager at Wells Fargo
Industry Financial Services
Experience
Wells Fargo May 2011 - Present
Alternative Investment Solutions November 2009 - August 2011
Citco August 2006 - December 2008
Ivy Asset Management July 2005 - July 2006
GlobeOp Financial Services November 2003 - June 2005
J&W Seligman November 2000 - November 2002
Dreyfus December 1997 - November 2000
Skills
Fund Accounting, Hedge Funds, Securities, Portfolio Management, Derivatives, Mutual Funds, Investments, Fixed Income, Finance, Accounting, Financial Analysis, Financial Reporting, Options, Asset Management, Bloomberg
Education
Baruch College, City University of New York (CUNY) 1993 — 1997
BBA, Finance
Wells Fargo May 2011 - Present
Alternative Investment Solutions November 2009 - August 2011
Citco August 2006 - December 2008
Ivy Asset Management July 2005 - July 2006
GlobeOp Financial Services November 2003 - June 2005
J&W Seligman November 2000 - November 2002
Dreyfus December 1997 - November 2000
Skills
Fund Accounting, Hedge Funds, Securities, Portfolio Management, Derivatives, Mutual Funds, Investments, Fixed Income, Finance, Accounting, Financial Analysis, Financial Reporting, Options, Asset Management, Bloomberg
Education
Baruch College, City University of New York (CUNY) 1993 — 1997
BBA, Finance
Charles Wenzel's J&W Seligman Experience 1997 - 2000
Job Senior Vice President Institutional Business Development at Ascensus
Industry Financial Services
Experience
Ascensus 2000 - Present
J&W Seligman 1997 - 2000
Trust Consultants Inc 1993 - 1997
Delaware Charter Guarantee and Trust Company 1989 - 1993
The Chase Manhattan Bank 1987 - 1989
Skills
Strategy, Financial Services, Series 63, Outsourcing, Retirement, Series 7, Sales, IRAs, ETFs, Securities, Relationship Management, Retirement Plan..., Product Management, 401k, Investments, Retirement Planning, Alternative Investments, Asset Managment, Series 6, Executive Management, Defined Benefit, Hedge Funds, Investment Advisory, Financial Advisory, Series 24, Asset Allocation, Defined Contribution, FINRA, Asset Management
Education
Indiana University Bloomington 1982 — 1986
Ascensus 2000 - Present
J&W Seligman 1997 - 2000
Trust Consultants Inc 1993 - 1997
Delaware Charter Guarantee and Trust Company 1989 - 1993
The Chase Manhattan Bank 1987 - 1989
Skills
Strategy, Financial Services, Series 63, Outsourcing, Retirement, Series 7, Sales, IRAs, ETFs, Securities, Relationship Management, Retirement Plan..., Product Management, 401k, Investments, Retirement Planning, Alternative Investments, Asset Managment, Series 6, Executive Management, Defined Benefit, Hedge Funds, Investment Advisory, Financial Advisory, Series 24, Asset Allocation, Defined Contribution, FINRA, Asset Management
Education
Indiana University Bloomington 1982 — 1986
Peter Cutler's J&W Seligman Experience 1996 - 1999
Job Vice President, Wealth Advisor at The Glenmede Trust Compamy, N.A.
Industry Investment Management
Experience
The Glenmede Trust Company, N.A. August 2015 - Present
Bessemer Trust 1999 - 2015
J&W Seligman 1996 - 1999
First Data Corporation 1994 - 1996
Education
Skidmore College 1989 — 1993
BA, English
Berkshire School 1985 — 1988
The Glenmede Trust Company, N.A. August 2015 - Present
Bessemer Trust 1999 - 2015
J&W Seligman 1996 - 1999
First Data Corporation 1994 - 1996
Education
Skidmore College 1989 — 1993
BA, English
Berkshire School 1985 — 1988
Joe Sczyrek's J&W Seligman Experience 1981 - 2009
Job Senior Vice President at Seligman Data Corp
Industry Financial Services
Experience
Seligman Data Corp Senior Vice PresidentJ. & W. Seligman & Co. Incorporated1981 - 2009
J&W Seligman 1981 - 2009
Skills
Vendor Management, Mutual Funds, Outsourcing, Vendor Relations, Budget Management, Operations Management
Education
Saint Peter's University
B.S., Business Management
Seligman Data Corp Senior Vice PresidentJ. & W. Seligman & Co. Incorporated1981 - 2009
J&W Seligman 1981 - 2009
Skills
Vendor Management, Mutual Funds, Outsourcing, Vendor Relations, Budget Management, Operations Management
Education
Saint Peter's University
B.S., Business Management
Mick Schell's J&W Seligman Experience August 2001 - January 2003
Job Vice President at Cohen and Steers
Industry Financial Services
Experience
Cohen and Steers May 2014 - Present
American Century Investments March 2008 - May 2014
Old Mutual Investment Partners November 2005 - February 2008
Evergreen Investments October 2003 - November 2005
Fidelity Investments January 2003 - October 2003
J&W Seligman August 2001 - January 2003
Skills
Mutual Funds, Series 7, Series 63, Asset Allocation, Investments, Alternative Investments, Asset Management, Wealth Management, Securities, 401k, Investment Advisory, Retirement Planning, Equities, Portfolio Management, Separately Managed..., Investment Strategies, Fixed Income, Investment Management, Retirement, Series 6
Education
University of Cincinnati 1987 — 1991
BA, Personnel and Industrial Relations
The University of Findlay 1999 — 2001
MBA, Finance
Cohen and Steers May 2014 - Present
American Century Investments March 2008 - May 2014
Old Mutual Investment Partners November 2005 - February 2008
Evergreen Investments October 2003 - November 2005
Fidelity Investments January 2003 - October 2003
J&W Seligman August 2001 - January 2003
Skills
Mutual Funds, Series 7, Series 63, Asset Allocation, Investments, Alternative Investments, Asset Management, Wealth Management, Securities, 401k, Investment Advisory, Retirement Planning, Equities, Portfolio Management, Separately Managed..., Investment Strategies, Fixed Income, Investment Management, Retirement, Series 6
Education
University of Cincinnati 1987 — 1991
BA, Personnel and Industrial Relations
The University of Findlay 1999 — 2001
MBA, Finance
Tim Kelly, MBA, CIMA®'s J&W Seligman Experience July 1995 - June 2004
Job Vice President, Product Manager ESG Managers(R) Portfolios at Pax World Investments
Industry Financial Services
Experience
Pax World Investments May 2014 - Present
Charles Schwab & Co.,Inc. September 2012 - May 2014
ProFunds Distributors, INC September 2011 - September 2012
MainStay Investments December 2005 - August 2011
Sun America Asset Management June 2004 - December 2005
J&W Seligman July 1995 - June 2004
Zweig-Glaser Advisors 1994 - 1995
AIG Royal Alliance 1992 - 1994
Skills
Management, Customer Service, Series 7, Sales Operations, Mutual Funds, Investments, Series 63, 401k, Account Management, Asset Allocation, Sales, Financial Advisory, Wealth Management, ETFs, Equities, Portfolio Management, Alternative Investments, Investment Advisory, Asset Management, Separately Managed..., Finance, Asset Managment, Relationship Management, Retirement Planning, Securities, Retirement
Education
Iona College 2000 — 2003
MBA, Management
Dominican College of Blauvelt 1998 — 2000
BS, Management
CIMA Program @ Wharton
CIMA Program @ Wharton
PS 193 -NYC
Pax World Investments May 2014 - Present
Charles Schwab & Co.,Inc. September 2012 - May 2014
ProFunds Distributors, INC September 2011 - September 2012
MainStay Investments December 2005 - August 2011
Sun America Asset Management June 2004 - December 2005
J&W Seligman July 1995 - June 2004
Zweig-Glaser Advisors 1994 - 1995
AIG Royal Alliance 1992 - 1994
Skills
Management, Customer Service, Series 7, Sales Operations, Mutual Funds, Investments, Series 63, 401k, Account Management, Asset Allocation, Sales, Financial Advisory, Wealth Management, ETFs, Equities, Portfolio Management, Alternative Investments, Investment Advisory, Asset Management, Separately Managed..., Finance, Asset Managment, Relationship Management, Retirement Planning, Securities, Retirement
Education
Iona College 2000 — 2003
MBA, Management
Dominican College of Blauvelt 1998 — 2000
BS, Management
CIMA Program @ Wharton
CIMA Program @ Wharton
PS 193 -NYC
Allan Arambulo's J&W Seligman Experience May 1996 - October 2006
Job Senior Manager, Client Relations at CSG Systems
Industry Computer Software
Experience
CSG Systems March 2008 - Present
JP Morgan Chase October 2006 - July 2007
J&W Seligman May 1996 - October 2006
Skills
Business Analysis, Process Improvement, Risk Management, Customer Service, Business Process, Team Leadership
Education
New Jersey City University
Bachelor’s Degree, Business Management
CSG Systems March 2008 - Present
JP Morgan Chase October 2006 - July 2007
J&W Seligman May 1996 - October 2006
Skills
Business Analysis, Process Improvement, Risk Management, Customer Service, Business Process, Team Leadership
Education
New Jersey City University
Bachelor’s Degree, Business Management
Paul Guidone, CFA's J&W Seligman Experience January 2001 - December 2003
Job Linden Point Capital Management, LLC
Industry Investment Management
Experience
Linden Point Capital Management, LLC September 2003 - Present
Fieldpoint Private Bank & Trust February 2011 - April 2012
Vanderbilt University September 2006 - June 2011
Citigroup January 2005 - June 2007
J&W Seligman January 2001 - December 2003
HSBC Asset Management, Ltd 1994 - 2001
Prudential Diversified Investment Strategies June 1987 - December 1993
Skills
Hedge Funds, Portfolio Management, Equities, Investments, Asset Management, Fixed Income, Capital Markets, Asset Allocation, Investment Management, Private Equity, Alternative Investments, Wealth Management, Asset Managment, Investment Strategies, Finance, Risk Management, Financial Analysis, Strategic Planning, Securities, Mutual Funds, Leadership, Valuation, Portfolio Optimization, Due Diligence, Venture Capital, Strategy, Emerging Markets, Trading, Financial Services, Financial Advisory, Financial Risk, Economics, Teaching, University Teaching, Asset
Education
Institute of Charted Financial Analysts 1981 — 1984
CFA, Investment Finance
Penn State University 1975 — 1979
BS, Finance, Investment Analysis and Valuation
St Mary's high school
Linden Point Capital Management, LLC September 2003 - Present
Fieldpoint Private Bank & Trust February 2011 - April 2012
Vanderbilt University September 2006 - June 2011
Citigroup January 2005 - June 2007
J&W Seligman January 2001 - December 2003
HSBC Asset Management, Ltd 1994 - 2001
Prudential Diversified Investment Strategies June 1987 - December 1993
Skills
Hedge Funds, Portfolio Management, Equities, Investments, Asset Management, Fixed Income, Capital Markets, Asset Allocation, Investment Management, Private Equity, Alternative Investments, Wealth Management, Asset Managment, Investment Strategies, Finance, Risk Management, Financial Analysis, Strategic Planning, Securities, Mutual Funds, Leadership, Valuation, Portfolio Optimization, Due Diligence, Venture Capital, Strategy, Emerging Markets, Trading, Financial Services, Financial Advisory, Financial Risk, Economics, Teaching, University Teaching, Asset
Education
Institute of Charted Financial Analysts 1981 — 1984
CFA, Investment Finance
Penn State University 1975 — 1979
BS, Finance, Investment Analysis and Valuation
St Mary's high school
Joe Williams, CIMA's J&W Seligman Experience September 1998 - December 2007
Job SVP, National Sales Manager at Cohen and Steers
Industry Financial Services
Experience
Cohen and Steers February 2014 - Present
Cohen and Steers October 2009 - February 2014
Evergreen Investments January 2008 - September 2009
J&W Seligman September 1998 - December 2007
Skills
Mutual Funds, Series 7, Series 63, Alternative Investments, Asset Allocation, Asset Management, Series 65, Series 24, Series 6, Securities, ETFs
Education
College of the Holy Cross 1987 — 1991
BA, Psychology
Cohen and Steers February 2014 - Present
Cohen and Steers October 2009 - February 2014
Evergreen Investments January 2008 - September 2009
J&W Seligman September 1998 - December 2007
Skills
Mutual Funds, Series 7, Series 63, Alternative Investments, Asset Allocation, Asset Management, Series 65, Series 24, Series 6, Securities, ETFs
Education
College of the Holy Cross 1987 — 1991
BA, Psychology
Coleen Fortes's J&W Seligman Experience 1981 - 1988
Job Paralegal Specialist II at Rockland County District Attorney
Industry Law Enforcement
Experience
Rockland County District Attorney ParalegalNursing Home Abuse Law Center1996 - 1999
Kaset International 1990 - 1994
J&W Seligman 1981 - 1988
Skills
Coaching, Public Speaking, Training, Organizational..., Team Building, Employee Training, Research, PowerPoint, Workshop Facilitation, Microsoft Office, Management, Customer Service, Public Relations, Editing, Program Development, Change Management, Microsoft Word, Staff Development, Project Management, Instructional Design, Team Leadership, Performance Management, Teaching, Executive Coaching, Event Management, Marketing, Training Delivery, Process Improvement, Management Consulting, Government, Policy, Leadership Development
Education
New England College 1977 — 1981
B.A., Communications
Rockland County District Attorney ParalegalNursing Home Abuse Law Center1996 - 1999
Kaset International 1990 - 1994
J&W Seligman 1981 - 1988
Skills
Coaching, Public Speaking, Training, Organizational..., Team Building, Employee Training, Research, PowerPoint, Workshop Facilitation, Microsoft Office, Management, Customer Service, Public Relations, Editing, Program Development, Change Management, Microsoft Word, Staff Development, Project Management, Instructional Design, Team Leadership, Performance Management, Teaching, Executive Coaching, Event Management, Marketing, Training Delivery, Process Improvement, Management Consulting, Government, Policy, Leadership Development
Education
New England College 1977 — 1981
B.A., Communications
Michael Guthrie's J&W Seligman Experience September 1999 - September 2000
Job Chief Financial Officer at TrueCar, Inc.
Industry Online Media
Experience
TrueCar, Inc. January 2012 - Present
SharesPost January 2011 - November 2011
Corax Capital Partners February 2009 - January 2011
Symphony Technology Group, LLC January 2007 - January 2009
Garnett & Helfrich Capital January 2004 - December 2006
TPG Ventures, LLC September 2000 - January 2004
J&W Seligman September 1999 - September 2000
Credit Suisse First Boston September 1997 - September 1999
Montgomery Securities August 1994 - September 1997
Union Bank of California September 1988 - June 1992
Skills
Venture Capital, Corporate Development, Private Equity, Mergers, Start-ups, Growth Capital, Financial Modeling, Investment Banking, Entrepreneurship, Valuation, Business Strategy, Due Diligence, Angel Investing, Investments, Strategy
Education
Stanford University Graduate School of Business 1992 — 1994
Masters, Business Administration
University of Virginia 1983 — 1987
BA, Economics
TrueCar, Inc. January 2012 - Present
SharesPost January 2011 - November 2011
Corax Capital Partners February 2009 - January 2011
Symphony Technology Group, LLC January 2007 - January 2009
Garnett & Helfrich Capital January 2004 - December 2006
TPG Ventures, LLC September 2000 - January 2004
J&W Seligman September 1999 - September 2000
Credit Suisse First Boston September 1997 - September 1999
Montgomery Securities August 1994 - September 1997
Union Bank of California September 1988 - June 1992
Skills
Venture Capital, Corporate Development, Private Equity, Mergers, Start-ups, Growth Capital, Financial Modeling, Investment Banking, Entrepreneurship, Valuation, Business Strategy, Due Diligence, Angel Investing, Investments, Strategy
Education
Stanford University Graduate School of Business 1992 — 1994
Masters, Business Administration
University of Virginia 1983 — 1987
BA, Economics
Tom Parnell's J&W Seligman Experience 1997 - 2010
Job Client Advisor JP Morgan Asset Management
Industry Financial Services
Experience
JP Morgan Asset Management 2010 - Present
RiverSource Asset Management 2008 - 2010
J&W Seligman 1997 - 2010
J. & W. Seligman 1997 - 2010
Edward Jones 1980 - 1996
Skills
Mutual Funds, Retirement Planning, Asset Management, Financial Advisory, Management, Financial Services, Sales Operations, Asset Allocation, Series 7, Alternative Investments
Education
Gustavus Adolphus College
Bachelor's degree, Economics
JP Morgan Asset Management 2010 - Present
RiverSource Asset Management 2008 - 2010
J&W Seligman 1997 - 2010
J. & W. Seligman 1997 - 2010
Edward Jones 1980 - 1996
Skills
Mutual Funds, Retirement Planning, Asset Management, Financial Advisory, Management, Financial Services, Sales Operations, Asset Allocation, Series 7, Alternative Investments
Education
Gustavus Adolphus College
Bachelor's degree, Economics
Helen Delman's J&W Seligman Experience 1998 - 2007
Job Director at DeA&WM
Industry Financial Services
Experience
Deutsche Asset & Wealth Management June 2007 - Present
J&W Seligman 1998 - 2007
Education
New York University 1992 — 1994
BA, Economics
Deutsche Asset & Wealth Management June 2007 - Present
J&W Seligman 1998 - 2007
Education
New York University 1992 — 1994
BA, Economics
Liliana VanVort's J&W Seligman Experience 1998 - 2001
Job Branch Office Administrator at Edward Jones
Industry Financial Services
Experience
Edward Jones April 2012 - Present
Lincoln Financial Group. February 2011 - November 2011
The Pinnacle Group November 2009 - December 2010
American Funds September 2003 - July 2009
Sage Life Assurance July 2002 - January 2003
J&W Seligman 1998 - 2001
Seligman Advisors March 1995 - March 1998
Merrill Lynch December 1989 - December 1994
Skills
Bilingual-Spanish, Computer Literate, Problem Solving, Compliance, New Business Development, Teamwork, Insurance, Securities, Mutual Funds, Finance, Retirement Planning, Financial Services, Customer Service, Financial Advisory
Education
Baruch College, City University of New York (CUNY)
BA, International Marketing
Edward Jones April 2012 - Present
Lincoln Financial Group. February 2011 - November 2011
The Pinnacle Group November 2009 - December 2010
American Funds September 2003 - July 2009
Sage Life Assurance July 2002 - January 2003
J&W Seligman 1998 - 2001
Seligman Advisors March 1995 - March 1998
Merrill Lynch December 1989 - December 1994
Skills
Bilingual-Spanish, Computer Literate, Problem Solving, Compliance, New Business Development, Teamwork, Insurance, Securities, Mutual Funds, Finance, Retirement Planning, Financial Services, Customer Service, Financial Advisory
Education
Baruch College, City University of New York (CUNY)
BA, International Marketing
Greg LaVersa's J&W Seligman Experience February 1995 - December 2001
Job Owner of Always Best Care Basking Ridge
Industry Hospital & Health Care
Experience
LibertasMD September 2011 - October 2014
Precision Capital Advisors January 2013 - December 2013
Halyard Securities June 2011 - August 2011
Tower Lane Partners, LLC September 2009 - February 2011
John Hancock July 2002 - March 2009
J&W Seligman February 1995 - December 2001
Skills
Working with Seniors, Business Development, Selling, Business, Relationship Management, Sales Operations, Sales, Consulting, Management, Marketing
Education
Pace University-Pleasantville/Briarcliff Campus 1986 — 1990
Bachelor's Degree, History
LibertasMD September 2011 - October 2014
Precision Capital Advisors January 2013 - December 2013
Halyard Securities June 2011 - August 2011
Tower Lane Partners, LLC September 2009 - February 2011
John Hancock July 2002 - March 2009
J&W Seligman February 1995 - December 2001
Skills
Working with Seniors, Business Development, Selling, Business, Relationship Management, Sales Operations, Sales, Consulting, Management, Marketing
Education
Pace University-Pleasantville/Briarcliff Campus 1986 — 1990
Bachelor's Degree, History
Michael Boshell's J&W Seligman Experience September 1996 - August 2009
Job Client Services/Portfolio Administration/Retirement Plan Specialist
Industry Financial Services
Experience
E*TRADE Financial (Consultant) December 2013 - April 2014
J&W Seligman September 1996 - August 2009
Prudential Securities April 1991 - September 1996
Skills
Microsoft Office Suite, Retirement Specialist, Customer Relations, Strong Analytical Skills, Report Generation, Mutual Funds, Data Entry, Transaction Processing, Administration, Problem Solving, Microsoft Office, Customer Service, Analysis, Retirement
Education
Skidmore College 1986 — 1990
BA, Goverment/Music
E*TRADE Financial (Consultant) December 2013 - April 2014
J&W Seligman September 1996 - August 2009
Prudential Securities April 1991 - September 1996
Skills
Microsoft Office Suite, Retirement Specialist, Customer Relations, Strong Analytical Skills, Report Generation, Mutual Funds, Data Entry, Transaction Processing, Administration, Problem Solving, Microsoft Office, Customer Service, Analysis, Retirement
Education
Skidmore College 1986 — 1990
BA, Goverment/Music
Amie Ceesay's J&W Seligman Experience June 2004 - April 2006
Job Manager External Reporting Industrial Derivatives
Industry Financial Services
Experience
GE Capital March 2012 - Present
GE Capital January 2010 - March 2012
AvalonBay Communities April 2006 - August 2009
J&W Seligman June 2004 - April 2006
Prudential Financial March 2001 - October 2003
Commonfund Capital January 2000 - March 2001
Skills
Financial Analysis, Finance, Financial Modeling, Accounting, Asset Managment, Portfolio Management, Valuation, Due Diligence, Budgets, Investments, Financial Statements, Financial Reporting
Education
Quinnipiac University - School of Business 2002 — 2003
MBA, Finance
University of Bridgeport 1996 — 1999
Bachelor of Science (BS), Finance, General
GE Capital March 2012 - Present
GE Capital January 2010 - March 2012
AvalonBay Communities April 2006 - August 2009
J&W Seligman June 2004 - April 2006
Prudential Financial March 2001 - October 2003
Commonfund Capital January 2000 - March 2001
Skills
Financial Analysis, Finance, Financial Modeling, Accounting, Asset Managment, Portfolio Management, Valuation, Due Diligence, Budgets, Investments, Financial Statements, Financial Reporting
Education
Quinnipiac University - School of Business 2002 — 2003
MBA, Finance
University of Bridgeport 1996 — 1999
Bachelor of Science (BS), Finance, General
Robert McMullin's J&W Seligman Experience June 1986 - May 1988
Job Accounting Professional
Industry Accounting
Experience
RCap Securities, Inc. April 2011 - Present
Hapoalim Securities USA, Inc. August 2006 - October 2009
Richard Fleischman & Associates September 2005 - May 2006
Pershing LLC April 1996 - May 2005
Summit Discount Brokerage July 1992 - April 1996
Equitable Insurance July 1990 - July 1992
Prudential Securities June 1988 - July 1990
J&W Seligman June 1986 - May 1988
Skills
Financial Analysis, Accounting, Internal Controls, Sarbanes-Oxley Act, Finance, Variance Analysis, Internal Audit, Budgets, Analysis, Payroll, Equities, GAAP, Microsoft Excel, PeopleSoft, General Ledger, Account Reconciliation, Financial Reporting, Due Diligence, Managerial Finance, US GAAP, Risk Management, Financial Accounting, Financial Statements, Cash Flow, Strategic Financial..., SEC filings, Securities, Cash Management, SEC Filings, Financial Planning
Education
Saint Peter's University 1996 — 2001
MBA, Management
Pace University 1984 — 1986
BBA, Accounting
Nassau Community College 1982 — 1984
St. Pius X 1978 — 1982
Sacred Heart
RCap Securities, Inc. April 2011 - Present
Hapoalim Securities USA, Inc. August 2006 - October 2009
Richard Fleischman & Associates September 2005 - May 2006
Pershing LLC April 1996 - May 2005
Summit Discount Brokerage July 1992 - April 1996
Equitable Insurance July 1990 - July 1992
Prudential Securities June 1988 - July 1990
J&W Seligman June 1986 - May 1988
Skills
Financial Analysis, Accounting, Internal Controls, Sarbanes-Oxley Act, Finance, Variance Analysis, Internal Audit, Budgets, Analysis, Payroll, Equities, GAAP, Microsoft Excel, PeopleSoft, General Ledger, Account Reconciliation, Financial Reporting, Due Diligence, Managerial Finance, US GAAP, Risk Management, Financial Accounting, Financial Statements, Cash Flow, Strategic Financial..., SEC filings, Securities, Cash Management, SEC Filings, Financial Planning
Education
Saint Peter's University 1996 — 2001
MBA, Management
Pace University 1984 — 1986
BBA, Accounting
Nassau Community College 1982 — 1984
St. Pius X 1978 — 1982
Sacred Heart
Pat Lombardi's J&W Seligman Experience October 2002 - June 2004
Job Owner, Prime Support
Industry Information Technology and Services
Experience
Prime Support, LLC March 1995 - Present
J&W Seligman October 2002 - June 2004
Skills
Business Analysis, Business Intelligence, Data Warehousing, Disaster Recovery, Strategy, Data Center, Financial Modeling, IT Strategy, Vendor Management, Outsourcing, CRM, Enterprise Software, Business Process..., SaaS, Start-ups
Education
Ohio University 1986 — 1990
Finance, General
Prime Support, LLC March 1995 - Present
J&W Seligman October 2002 - June 2004
Skills
Business Analysis, Business Intelligence, Data Warehousing, Disaster Recovery, Strategy, Data Center, Financial Modeling, IT Strategy, Vendor Management, Outsourcing, CRM, Enterprise Software, Business Process..., SaaS, Start-ups
Education
Ohio University 1986 — 1990
Finance, General
Stacey Savitsky's J&W Seligman Experience 1994 - October 1997
Job Director of Compliance and Supervision at Penn Mutual, Empire Wealth Strategies
Industry Financial Services
Experience
Empire Wealth Strategies April 2014 - Present
Royal Alliance Associates INC May 2010 - April 2014
Royal Alliance Associates INC February 2009 - May 2010
Royal Alliance Associates INC July 2002 - February 2009
Royal Alliance Financial Services October 1997 - 2002
J&W Seligman 1994 - October 1997
Skills
FINRA, Mutual Funds, Financial Services, Series 24, Relationship Management, Finance, Supervisory Experience, Series 4, Compliance, Series 53, Securities, Investments, Series 63, Management, Financial Advisory, Wealth Management, Asset Management
Education
New York University 1987 — 1991
Bachelor of Arts (BA), Psychology
Brookyn Technical High 1987 — 1991
Regents Diploma, Graphic Design
Empire Wealth Strategies April 2014 - Present
Royal Alliance Associates INC May 2010 - April 2014
Royal Alliance Associates INC February 2009 - May 2010
Royal Alliance Associates INC July 2002 - February 2009
Royal Alliance Financial Services October 1997 - 2002
J&W Seligman 1994 - October 1997
Skills
FINRA, Mutual Funds, Financial Services, Series 24, Relationship Management, Finance, Supervisory Experience, Series 4, Compliance, Series 53, Securities, Investments, Series 63, Management, Financial Advisory, Wealth Management, Asset Management
Education
New York University 1987 — 1991
Bachelor of Arts (BA), Psychology
Brookyn Technical High 1987 — 1991
Regents Diploma, Graphic Design
Mike Aguilar's J&W Seligman Experience 2002 - 2003
Job Senior Lecturer of Economics at UNCCH
Industry Higher Education
Experience
The Fiscal Challenge January 2013 - Present
Kenan Flagler Business School December 2012 - Present
Economics Department, University of North Carolina at Chapel Hill August 2008 - Present
J&W Seligman 2002 - 2003
Seligman Advisors 2000 - 2002
Congressional Budget Office 1999 - 2000
Skills
Econometrics, Macroeconomics, Financial Economics, Time Series Analysis, Economics, Teaching, Statistical Modeling, Quantitative Analytics, SAS, Statistics, Financial Econometrics, Economic Research, Stata, Microeconomics, Financial Markets, Research
Education
University of North Carolina at Chapel Hill 2003 — 2008
PhD, Economics
New York University 1998 — 1998
MA, Economics
Binghamton University 1993 — 1997
BS, Economics
Binghamton University 1993 — 1997
BA, Mathematics
The Fiscal Challenge January 2013 - Present
Kenan Flagler Business School December 2012 - Present
Economics Department, University of North Carolina at Chapel Hill August 2008 - Present
J&W Seligman 2002 - 2003
Seligman Advisors 2000 - 2002
Congressional Budget Office 1999 - 2000
Skills
Econometrics, Macroeconomics, Financial Economics, Time Series Analysis, Economics, Teaching, Statistical Modeling, Quantitative Analytics, SAS, Statistics, Financial Econometrics, Economic Research, Stata, Microeconomics, Financial Markets, Research
Education
University of North Carolina at Chapel Hill 2003 — 2008
PhD, Economics
New York University 1998 — 1998
MA, Economics
Binghamton University 1993 — 1997
BS, Economics
Binghamton University 1993 — 1997
BA, Mathematics
Amit Raj's J&W Seligman Experience February 2000 - October 2002
Job Application Development Manager, VP
Industry Financial Services
Experience
State Street October 2002 - Present
J&W Seligman February 2000 - October 2002
First Union National Bank July 1998 - January 2000
Tata Consultancy Services July 1997 - April 1998
Skills
Data Warehousing, Performance Measurement, ETL, Investments, Business Analysis, Sybase, Fixed Income, SQL, Autosys, SDLC, Financial Services, Requirements Gathering, Derivatives, Vendor Management, Enterprise Software, Analysis, Project Management, Leadership, Software Development, Requirements Analysis
Education
Mangalore University 1993 — 1997
B.E.
The Air Force School 1991 — 1993
State Street October 2002 - Present
J&W Seligman February 2000 - October 2002
First Union National Bank July 1998 - January 2000
Tata Consultancy Services July 1997 - April 1998
Skills
Data Warehousing, Performance Measurement, ETL, Investments, Business Analysis, Sybase, Fixed Income, SQL, Autosys, SDLC, Financial Services, Requirements Gathering, Derivatives, Vendor Management, Enterprise Software, Analysis, Project Management, Leadership, Software Development, Requirements Analysis
Education
Mangalore University 1993 — 1997
B.E.
The Air Force School 1991 — 1993
William McDermott's J&W Seligman Experience May 1998 - January 2000
Job VP FUND OF HEDGE FUND OPERATIONS & CLIENT REPORTING
Industry Financial Services
Experience
Prudential Financial June 2011 - August 2011
Morgan Stanley Smith Barney June 2002 - June 2010
J & W Seligman, Inc. 1998 - 2001
J&W Seligman May 1998 - January 2000
Skills
Alternative Investments, Equities, Finance, Financial Services, Fixed Income, Hedge Funds, Investments, Mutual Funds, Project Management, Series 7, Financial Advisory, Portfolio Management, Management, Risk Management, Securities, Asset Management
Education
Fordham Gabelli School of Business 2004 — 2008
MBA, Finance, Accounting
Washington College 1988 — 1990
BA, Business Management
Prudential Financial June 2011 - August 2011
Morgan Stanley Smith Barney June 2002 - June 2010
J & W Seligman, Inc. 1998 - 2001
J&W Seligman May 1998 - January 2000
Skills
Alternative Investments, Equities, Finance, Financial Services, Fixed Income, Hedge Funds, Investments, Mutual Funds, Project Management, Series 7, Financial Advisory, Portfolio Management, Management, Risk Management, Securities, Asset Management
Education
Fordham Gabelli School of Business 2004 — 2008
MBA, Finance, Accounting
Washington College 1988 — 1990
BA, Business Management
Adnan Bokhari's J&W Seligman Experience May 2007 - March 2010
Job International Trader at Oberweis Asset Management
Industry Investment Management
Experience
Oberweis Asset Management March 2010 - Present
J&W Seligman May 2007 - March 2010
US Trust October 2004 - May 2007
Skills
Equities, Fixed Income, Portfolio Management, Hedge Funds, Asset Management, Series 7, Bloomberg, Investments, Trading, Alternative Investments, Mutual Funds, Asset Allocation
Education
Hofstra University 1997 — 2001
BBA, Banking & Finance
Oberweis Asset Management March 2010 - Present
J&W Seligman May 2007 - March 2010
US Trust October 2004 - May 2007
Skills
Equities, Fixed Income, Portfolio Management, Hedge Funds, Asset Management, Series 7, Bloomberg, Investments, Trading, Alternative Investments, Mutual Funds, Asset Allocation
Education
Hofstra University 1997 — 2001
BBA, Banking & Finance
Leonard Lovito's J&W Seligman Experience December 1984 - July 1998
Job Director and Senior Porfolio Manager at Honeywell Capital Management
Industry Investment Management
Experience
Honeywell Capital Management March 2002 - Present
JP Morgan Investment Management January 2001 - March 2002
Chase Asset Management July 1998 - January 2001
J&W Seligman December 1984 - July 1998
Dime Savings Bank of New York June 1982 - December 1984
Skills
Asset Management, Fixed Income, Portfolio Management, Securities, Capital Markets, Equities, Bloomberg
Education
Fordham University
Master of Business Administration (MBA), Finance
Fordham University
Bachelor of Arts (B.A.), Economics
Honeywell Capital Management March 2002 - Present
JP Morgan Investment Management January 2001 - March 2002
Chase Asset Management July 1998 - January 2001
J&W Seligman December 1984 - July 1998
Dime Savings Bank of New York June 1982 - December 1984
Skills
Asset Management, Fixed Income, Portfolio Management, Securities, Capital Markets, Equities, Bloomberg
Education
Fordham University
Master of Business Administration (MBA), Finance
Fordham University
Bachelor of Arts (B.A.), Economics
Peter C Monteleone's J&W Seligman Experience October 1996 - May 2006
Job Principal,Trading Desk, Dreyfus Brokerage Services
Industry Financial Services
Experience
Dreyfus Brokerage Services, a division of MBSC Securities November 2007 - Present
J&W Seligman October 1996 - May 2006
Dreyfus Service Corporation October 1980 - January 1996
Education
Fordham University 1975 — 1979
BA, Communication Arts
Archbishop Molloy High School 1971 — 1975
Dreyfus Brokerage Services, a division of MBSC Securities November 2007 - Present
J&W Seligman October 1996 - May 2006
Dreyfus Service Corporation October 1980 - January 1996
Education
Fordham University 1975 — 1979
BA, Communication Arts
Archbishop Molloy High School 1971 — 1975
Chris Renna's J&W Seligman Experience November 2000 - June 2002
Job Financial Consultant at Cambridge Investment Research, Inc.
Industry Financial Services
Experience
Cambridge Investment Research, Inc. August 2015 - Present
LPL September 2012 - August 2015
Knight Capital Group 2004 - 2010
Merrill Lynch June 2002 - April 2004
J&W Seligman November 2000 - June 2002
Nassau County June 1994 - November 2000
Education
Baruch College 1998 — 2000
Bachelor of Business Administration (BBA), Finance
Cambridge Investment Research, Inc. August 2015 - Present
LPL September 2012 - August 2015
Knight Capital Group 2004 - 2010
Merrill Lynch June 2002 - April 2004
J&W Seligman November 2000 - June 2002
Nassau County June 1994 - November 2000
Education
Baruch College 1998 — 2000
Bachelor of Business Administration (BBA), Finance
Dave Petzke's J&W Seligman Experience January 1997 - February 1999
Job Sr Vice President at American Funds
Industry Investment Management
Experience
American Funds February 1999 - Present
J&W Seligman January 1997 - February 1999
Edward Jones February 1992 - January 1997
Indiana University January 1984 - February 1992
Northern Illinois University January 1981 - January 1984
Chicago Bears August 1978 - January 1979
Skills
Series 7, Mutual Funds, Business Strategy, Asset Allocation, Asset Management, Investments, Alternative Investments, 401k, Series 63, FINRA, Investment Management, Investment Advisory, 529 Plans, ETFs, Investment Strategies, Securities, Series 6
Education
Northern Illinois University
Waldorf College
American Funds February 1999 - Present
J&W Seligman January 1997 - February 1999
Edward Jones February 1992 - January 1997
Indiana University January 1984 - February 1992
Northern Illinois University January 1981 - January 1984
Chicago Bears August 1978 - January 1979
Skills
Series 7, Mutual Funds, Business Strategy, Asset Allocation, Asset Management, Investments, Alternative Investments, 401k, Series 63, FINRA, Investment Management, Investment Advisory, 529 Plans, ETFs, Investment Strategies, Securities, Series 6
Education
Northern Illinois University
Waldorf College
Dorothy Buckley's J&W Seligman Experience 1988 - 2008
Job Investment Management Professional
Industry Investment Management
Experience
J&W Seligman 1988 - 2008
Education
Fairfield University
Bachelor of Arts (BA), Economics
J&W Seligman 1988 - 2008
Education
Fairfield University
Bachelor of Arts (BA), Economics
Allyn Arden's J&W Seligman Experience 1988 - Present
Job retired at J&W Seligman
Industry Investment Management
Experience
J&W Seligman 1988 - Present
JPMorgan Chase & Co. September 1982 - October 1988
JPMorgan Chase & Co. 1982 - 1988
Education
New York University
Master of Business Administration (MBA), Management and Economics, B+
J&W Seligman 1988 - Present
JPMorgan Chase & Co. September 1982 - October 1988
JPMorgan Chase & Co. 1982 - 1988
Education
New York University
Master of Business Administration (MBA), Management and Economics, B+
Edward Jones
Donaldson, Lufkin & Jenrette
Imation
Morgan Keegan
Bain Capital
Edward Jones Investments
union bank of switzerland
DLJ