Securities America, Inc. Member FINRA/SIPC
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Securities America, Inc. Member FINRA/SIPC Employees
Employee
Years
Job
Industry
Dustin Trager Dustin Trager's Securities America, Inc. Member FINRA/SIPC Experience June 2006 - February 2011
Job vArchitect at VCE
Industry Information Technology and Services
Experience
VCE, the Virtual Computing Environment Company March 2014 - Present
Cosentry June 2012 - March 2014
Proxibid February 2011 - June 2012
Securities America, Inc. Member FINRA/SIPC June 2006 - February 2011
Union Pacific February 2006 - June 2006
West Corporation October 2000 - February 2006
West Corporation February 1999 - October 2000
Data Transmission Network May 1997 - February 1999
Target May 1990 - May 1997
Skills
Unix, Troubleshooting, Application Development, Linux, Testing, VMware, Streaming Media, Websphere, F5 BigIP, Software Development, Red Hat Linux, Disaster Recovery, Perl, Data Center, Cloud Computing, Virtualization, TCP/IP, Apache, Network Security, Security, Servers, VMware ESX, DNS, Firewalls, Storage Area Networks, SAN, Storage, Solaris, Cisco Technologies, IIS, Windows Server, Active Directory, Cisco IOS
Education
Bellevue University 1998 — 1999
Bachelor of Science, Business Information Systems
Iowa Western Community College 1990 — 1993
Associate in Applied Science, Electronic Engineering Technology
VCE, the Virtual Computing Environment Company March 2014 - Present
Cosentry June 2012 - March 2014
Proxibid February 2011 - June 2012
Securities America, Inc. Member FINRA/SIPC June 2006 - February 2011
Union Pacific February 2006 - June 2006
West Corporation October 2000 - February 2006
West Corporation February 1999 - October 2000
Data Transmission Network May 1997 - February 1999
Target May 1990 - May 1997
Skills
Unix, Troubleshooting, Application Development, Linux, Testing, VMware, Streaming Media, Websphere, F5 BigIP, Software Development, Red Hat Linux, Disaster Recovery, Perl, Data Center, Cloud Computing, Virtualization, TCP/IP, Apache, Network Security, Security, Servers, VMware ESX, DNS, Firewalls, Storage Area Networks, SAN, Storage, Solaris, Cisco Technologies, IIS, Windows Server, Active Directory, Cisco IOS
Education
Bellevue University 1998 — 1999
Bachelor of Science, Business Information Systems
Iowa Western Community College 1990 — 1993
Associate in Applied Science, Electronic Engineering Technology
Charles Dinnel Charles Dinnel's Securities America, Inc. Member FINRA/SIPC Experience April 2012 - December 2013
Job Client Relationship Specialist at Peak Advisor Alliance
Industry Financial Services
Experience
Peak Advisor Alliance January 2015 - Present
Peak Advisor Alliance December 2013 - January 2015
Securities America, Inc. Member FINRA/SIPC April 2012 - December 2013
Securities America, Inc. Member FINRA/SIPC March 2010 - April 2012
Securities America, Inc. Member FINRA/SIPC October 2007 - February 2010
Securities America, Inc. Member FINRA/SIPC July 2005 - October 2007
Education
Frank Phillips College 1994 — 1995
General Studies
Omaha Central High School
Peak Advisor Alliance January 2015 - Present
Peak Advisor Alliance December 2013 - January 2015
Securities America, Inc. Member FINRA/SIPC April 2012 - December 2013
Securities America, Inc. Member FINRA/SIPC March 2010 - April 2012
Securities America, Inc. Member FINRA/SIPC October 2007 - February 2010
Securities America, Inc. Member FINRA/SIPC July 2005 - October 2007
Education
Frank Phillips College 1994 — 1995
General Studies
Omaha Central High School
Cara L. Peacock Cara L. Peacock's Securities America, Inc. Member FINRA/SIPC Experience October 2014 - Present
Job Compensation Trainer & Quality Assurance Specialist at Securities America, Inc. Member FINRA/SIPC
Industry Professional Training & Coaching
Experience
Securities America, Inc. Member FINRA/SIPC October 2014 - Present
Bellevue University June 2012 - October 2014
Westside Community Schools August 2005 - May 2012
Skills
Instructional Design, Adult Education, E-Learning, Higher Education, Curriculum Design, Curriculum Development, Curriculum Mapping, Curriculum Innovation, Team Leadership, Curriculum Assessment, Change Management, Skills-Based Curriculum, Business Process..., Employee Training, Training Delivery, Administration..., Software Testing, Emergent Curriculum, Research and..., New Business Development, Client Presentation, Training & Development, Quality Assurance, Leadership, Public Speaking
Education
Doane College 2009 — 2011
Masters of Education, Curriculum and Instruction
University of Nebraska-Lincoln 2000 — 2005
Bachelor of Education (BEd), Secondary English Education
Securities America, Inc. Member FINRA/SIPC October 2014 - Present
Bellevue University June 2012 - October 2014
Westside Community Schools August 2005 - May 2012
Skills
Instructional Design, Adult Education, E-Learning, Higher Education, Curriculum Design, Curriculum Development, Curriculum Mapping, Curriculum Innovation, Team Leadership, Curriculum Assessment, Change Management, Skills-Based Curriculum, Business Process..., Employee Training, Training Delivery, Administration..., Software Testing, Emergent Curriculum, Research and..., New Business Development, Client Presentation, Training & Development, Quality Assurance, Leadership, Public Speaking
Education
Doane College 2009 — 2011
Masters of Education, Curriculum and Instruction
University of Nebraska-Lincoln 2000 — 2005
Bachelor of Education (BEd), Secondary English Education
McLean Lutz McLean Lutz's Securities America, Inc. Member FINRA/SIPC Experience January 2002 - March 2004
Job Engineering/Finance
Industry Mechanical or Industrial Engineering
Experience
Ensign Energy Services August 2014 - January 2015
Various July 2006 - August 2014
Oak Street Mortgage March 2005 - March 2006
Town & Country Credit July 2004 - March 2005
Securities America, Inc. Member FINRA/SIPC January 2002 - March 2004
Morgan Stanley January 2001 - December 2002
Washington Mutual July 2000 - January 2001
BBVA Compass March 1999 - May 2000
Financial Business Group/WMA Securities January 1997 - March 1999
Jack Roach Ford July 1993 - December 1996
Skills
Asset Management, Management, Customer Service, 3D Modeling, Account Management, Estate Planning, AutoCAD, AVEVA PDMS, Autodesk Inventor Pro, AutoCAD Plant 3D, Sales, Retirement Planning, Mutual Funds, Insurance, Employee Benefits, Fixed Annuities, 401k Rollovers, Pipe, Process Design, Skid Design, Valves, Instrumentation, Vessels, Structural Design, Architectural Design, Leadership, Portfolio Management, Golf, Stocks, Equities, Investment Strategies, Bonds, IRAs, Variable Annuities, Life Insurance, Managed Futures, Wealth Management..., Investment Advisory, Charitable Trusts, Trusts, Investment Management, Private Investment, Trading, Options, Residential Mortgages, Second Mortgages, Dispatching, Private Equity, Open Water Diver, Fine Art
Education
Lone Star College System 2010 — 2016
Sophomore, Mechanical Engineering Technology
Houston Community College 2015 — 2015
Certificate, Introduction to the Petroleum Industry
Houston Community College 2014 — 2015
Pipe Drafting Certificate
Tomball High School 1991 — 1993
Diploma
Georgetown High Scool 1989 — 1990
Ensign Energy Services August 2014 - January 2015
Various July 2006 - August 2014
Oak Street Mortgage March 2005 - March 2006
Town & Country Credit July 2004 - March 2005
Securities America, Inc. Member FINRA/SIPC January 2002 - March 2004
Morgan Stanley January 2001 - December 2002
Washington Mutual July 2000 - January 2001
BBVA Compass March 1999 - May 2000
Financial Business Group/WMA Securities January 1997 - March 1999
Jack Roach Ford July 1993 - December 1996
Skills
Asset Management, Management, Customer Service, 3D Modeling, Account Management, Estate Planning, AutoCAD, AVEVA PDMS, Autodesk Inventor Pro, AutoCAD Plant 3D, Sales, Retirement Planning, Mutual Funds, Insurance, Employee Benefits, Fixed Annuities, 401k Rollovers, Pipe, Process Design, Skid Design, Valves, Instrumentation, Vessels, Structural Design, Architectural Design, Leadership, Portfolio Management, Golf, Stocks, Equities, Investment Strategies, Bonds, IRAs, Variable Annuities, Life Insurance, Managed Futures, Wealth Management..., Investment Advisory, Charitable Trusts, Trusts, Investment Management, Private Investment, Trading, Options, Residential Mortgages, Second Mortgages, Dispatching, Private Equity, Open Water Diver, Fine Art
Education
Lone Star College System 2010 — 2016
Sophomore, Mechanical Engineering Technology
Houston Community College 2015 — 2015
Certificate, Introduction to the Petroleum Industry
Houston Community College 2014 — 2015
Pipe Drafting Certificate
Tomball High School 1991 — 1993
Diploma
Georgetown High Scool 1989 — 1990
Jill (Sivley) Henson, CFP® Jill (Sivley) Henson, CFP®'s Securities America, Inc. Member FINRA/SIPC Experience November 2008 - May 2009
Job Investment Relationship Manager at U.S. Bank
Industry Financial Services
Experience
U.S. Bank September 2013 - Present
Raymond James Financial Services, Inc., Member FINRA/SIPC July 2012 - August 2013
Queen City Financial Advisors May 2009 - June 2012
Securities America, Inc. Member FINRA/SIPC November 2008 - May 2009
Brecek & Young December 2002 - November 2008
Skills
Securities, Wealth Management, Financial Advisory, Finance, Series 7, Retirement Planning, Investments, Mutual Funds, Series 63, Portfolio Management, Strategic Financial..., Series 65, Estate Planning, Asset Allocation, Financial Planning, Management, Financial Services
Education
Rutgers, The State University of New Jersey-New Brunswick 2000 — 2002
Bachelor of Science (BS), Marketing
Jackson State University 1996 — 1999
Marketing
Tremper High School 1993 — 1996
U.S. Bank September 2013 - Present
Raymond James Financial Services, Inc., Member FINRA/SIPC July 2012 - August 2013
Queen City Financial Advisors May 2009 - June 2012
Securities America, Inc. Member FINRA/SIPC November 2008 - May 2009
Brecek & Young December 2002 - November 2008
Skills
Securities, Wealth Management, Financial Advisory, Finance, Series 7, Retirement Planning, Investments, Mutual Funds, Series 63, Portfolio Management, Strategic Financial..., Series 65, Estate Planning, Asset Allocation, Financial Planning, Management, Financial Services
Education
Rutgers, The State University of New Jersey-New Brunswick 2000 — 2002
Bachelor of Science (BS), Marketing
Jackson State University 1996 — 1999
Marketing
Tremper High School 1993 — 1996
Charles Zodda Charles Zodda's Securities America, Inc. Member FINRA/SIPC Experience January 2010 - Present
Job Partner at Armstrong Advisory Group
Industry Market Research
Experience
Armstrong Advisory Group November 2009 - Present
Securities America, Inc. Member FINRA/SIPC January 2010 - Present
Standard & Poor's Vista Research January 2008 - August 2008
PAGS Companies June 2006 - October 2007
Skills
Series 7, FINRA
Education
Dartmouth College 2005 — 2009
BA, History
Armstrong Advisory Group November 2009 - Present
Securities America, Inc. Member FINRA/SIPC January 2010 - Present
Standard & Poor's Vista Research January 2008 - August 2008
PAGS Companies June 2006 - October 2007
Skills
Series 7, FINRA
Education
Dartmouth College 2005 — 2009
BA, History
Catherine Sorrell Catherine Sorrell's Securities America, Inc. Member FINRA/SIPC Experience September 2002 - January 2008
Job HR Coordinator
Industry Construction
Experience
American Fence Company August 2015 - Present
Kiewit April 2014 - July 2015
Oriental Trading Company April 2009 - April 2014
Securities America, Inc. Member FINRA/SIPC September 2002 - January 2008
Skills
Onboarding, Customer Service, Talent Acquisition, Outlook, Human Resources, Interviews, Training, Sales, Employee Training, Hiring, Recruiting, Retail, Microsoft Excel, Microsoft Office, SAP Netweaver, Ceridian, I-9 Compliance, I-9 audits
Education
Nebraska College of Business 1994 — 1995
Administrative Assistant and Secretarial Science, General
Bellevue University 1990 — 1991
General Studies
Indiana University-Purdue University Fort Wayne (IPFW) 1989 — 1990
General Studies
American Fence Company August 2015 - Present
Kiewit April 2014 - July 2015
Oriental Trading Company April 2009 - April 2014
Securities America, Inc. Member FINRA/SIPC September 2002 - January 2008
Skills
Onboarding, Customer Service, Talent Acquisition, Outlook, Human Resources, Interviews, Training, Sales, Employee Training, Hiring, Recruiting, Retail, Microsoft Excel, Microsoft Office, SAP Netweaver, Ceridian, I-9 Compliance, I-9 audits
Education
Nebraska College of Business 1994 — 1995
Administrative Assistant and Secretarial Science, General
Bellevue University 1990 — 1991
General Studies
Indiana University-Purdue University Fort Wayne (IPFW) 1989 — 1990
General Studies
Tara Wesely Tara Wesely's Securities America, Inc. Member FINRA/SIPC Experience June 2007 - August 2010
Job Student Of The Music Business
Industry Music
Experience
Self Employed 2002 - Present
Gaylord Entertainment September 2010 - January 2012
Securities America, Inc. Member FINRA/SIPC June 2007 - August 2010
Werner Enterprises May 2005 - June 2007
Wells Fargo Financial September 2001 - May 2005
Skills
Social Media, Management, Marketing, Time Management, Music Industry, Social Networking, Music, Microsoft Office, Data Entry, Facebook, Microsoft Excel, Retail, Customer Service, Microsoft Word, Entertainment, Outlook, Call Center, Photoshop, Social Media Marketing, Digital Strategy, Merchandise, New Media Marketing, Mac OS, Digital Media, Instagram, Twitter, iPhone, Streaming Media, New Media, Digital Marketing, Music Publicity, Publicity, Online Marketing, Press Releases
Education
Middle Tennessee State University 2012 — 2016
Bachelor's Degree, Music Business Management
Des Moines Area Community College 2000 — 2001
Self Employed 2002 - Present
Gaylord Entertainment September 2010 - January 2012
Securities America, Inc. Member FINRA/SIPC June 2007 - August 2010
Werner Enterprises May 2005 - June 2007
Wells Fargo Financial September 2001 - May 2005
Skills
Social Media, Management, Marketing, Time Management, Music Industry, Social Networking, Music, Microsoft Office, Data Entry, Facebook, Microsoft Excel, Retail, Customer Service, Microsoft Word, Entertainment, Outlook, Call Center, Photoshop, Social Media Marketing, Digital Strategy, Merchandise, New Media Marketing, Mac OS, Digital Media, Instagram, Twitter, iPhone, Streaming Media, New Media, Digital Marketing, Music Publicity, Publicity, Online Marketing, Press Releases
Education
Middle Tennessee State University 2012 — 2016
Bachelor's Degree, Music Business Management
Des Moines Area Community College 2000 — 2001
Fred Easter's Securities America, Inc. Member FINRA/SIPC Experience January 2009 - Present
Job Investment Advisor Representative at Securities America Advisors, Inc.
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC January 2009 - Present
Securities America Advisors, Inc. January 2009 - Present
Magnolia Volunteer Fire Department 2003 - 2012
Brecek & Young Advisors, Inc. October 1998 - October 2007
Securities America, Inc. Member FINRA/SIPC October 1995 - October 1998
Skills
Mutual Funds, Wealth Management, Retirement Planning, 401k Rollovers, Life Insurance, Fixed Annuities, Estate Planning, Investment Advisory, Investments, Strategic Financial..., IRAs, Asset Allocation, 401k, 2014/2015 Five Star..., Texas Real Estate Broker, Portfolio Risk..., Guaranteed Lifetime..., Long-term Care, Investment Securities, 403b Teacher Savings..., Estate Investment ...
Education
South Texas College of Law 1979 — 1979
Law
Lamar University 1975 — 1978
Bachelor's Degree, Business Administration and Management, General
French High School 1969 — 1972
High School, Diploma
Securities America, Inc. Member FINRA/SIPC January 2009 - Present
Securities America Advisors, Inc. January 2009 - Present
Magnolia Volunteer Fire Department 2003 - 2012
Brecek & Young Advisors, Inc. October 1998 - October 2007
Securities America, Inc. Member FINRA/SIPC October 1995 - October 1998
Skills
Mutual Funds, Wealth Management, Retirement Planning, 401k Rollovers, Life Insurance, Fixed Annuities, Estate Planning, Investment Advisory, Investments, Strategic Financial..., IRAs, Asset Allocation, 401k, 2014/2015 Five Star..., Texas Real Estate Broker, Portfolio Risk..., Guaranteed Lifetime..., Long-term Care, Investment Securities, 403b Teacher Savings..., Estate Investment ...
Education
South Texas College of Law 1979 — 1979
Law
Lamar University 1975 — 1978
Bachelor's Degree, Business Administration and Management, General
French High School 1969 — 1972
High School, Diploma
Brian Heithoff, MBA, CFP® Brian Heithoff, MBA, CFP®'s Securities America, Inc. Member FINRA/SIPC Experience March 1996 - November 2009
Job Practice Management Consultant at Montage Investments Betterment Institutional
Industry Financial Services
Experience
Montage Investments October 2014 - Present
Frontier Wealth Management, LLC June 2013 - October 2014
Heithoff Wealth Management, LLC November 2009 - June 2013
Securities America, Inc. Member FINRA/SIPC March 1996 - November 2009
Robert W. Baird & Co. June 1994 - January 1996
Skills
Investments, Financial Planning, Wealth Management, Portfolio Management, Economic Modeling, New Business Development, Research, Securities, Asset Management, Financial Analysis, Insurance, Series 7, Retirement Planning, Risk Management, Estate Planning, Business Planning, Strategic Planning, Equities, Fixed Income, Financial Management, Bonds, Mutual Funds, Financial Modeling, Financial Advisory, Annuities, Investment Advisory, Business Strategy, Strategic Financial..., Financial Planners, Investment Management, Financial Services, FINRA, Managerial Finance, Fixed Annuities, Retirement
Education
Creighton University's Heider College of Business
MBA, Finance
Dowling Catholic High School
University of Iowa - Henry B. Tippie College of Business
BBA, Finance
Montage Investments October 2014 - Present
Frontier Wealth Management, LLC June 2013 - October 2014
Heithoff Wealth Management, LLC November 2009 - June 2013
Securities America, Inc. Member FINRA/SIPC March 1996 - November 2009
Robert W. Baird & Co. June 1994 - January 1996
Skills
Investments, Financial Planning, Wealth Management, Portfolio Management, Economic Modeling, New Business Development, Research, Securities, Asset Management, Financial Analysis, Insurance, Series 7, Retirement Planning, Risk Management, Estate Planning, Business Planning, Strategic Planning, Equities, Fixed Income, Financial Management, Bonds, Mutual Funds, Financial Modeling, Financial Advisory, Annuities, Investment Advisory, Business Strategy, Strategic Financial..., Financial Planners, Investment Management, Financial Services, FINRA, Managerial Finance, Fixed Annuities, Retirement
Education
Creighton University's Heider College of Business
MBA, Finance
Dowling Catholic High School
University of Iowa - Henry B. Tippie College of Business
BBA, Finance
Stephanie J. Owen Stephanie J. Owen's Securities America, Inc. Member FINRA/SIPC Experience November 1997 - July 1999
Job Managing Partner at Owen Capital
Industry Financial Services
Experience
Owen Capital Management June 2013 - Present
Preservation Trust Advisors. LLC November 2011 - June 2013
Columbia Management May 2002 - November 2011
Fidelity Investments November 1999 - May 2002
Securities America, Inc. Member FINRA/SIPC November 1997 - July 1999
Fiserv ISS June 1991 - November 1997
Skills
Mutual Funds, Alternative Investments, Separately Managed..., Hedge Funds, Relationship Management, Marketing Strategy, Sales, Trading, Broker-Dealer, Asset Allocation, Asset Management, RIA, Entrepreneurship, Uniform Combined State..., ETFs, Series 7, Series 66, Market Research, Product Marketing, Morningstar Direct, Start-ups, Investments, Portfolio Management, Private Equity, Venture Capital
Education
Arizona State University
Bachelor of Science, Finance
Owen Capital Management June 2013 - Present
Preservation Trust Advisors. LLC November 2011 - June 2013
Columbia Management May 2002 - November 2011
Fidelity Investments November 1999 - May 2002
Securities America, Inc. Member FINRA/SIPC November 1997 - July 1999
Fiserv ISS June 1991 - November 1997
Skills
Mutual Funds, Alternative Investments, Separately Managed..., Hedge Funds, Relationship Management, Marketing Strategy, Sales, Trading, Broker-Dealer, Asset Allocation, Asset Management, RIA, Entrepreneurship, Uniform Combined State..., ETFs, Series 7, Series 66, Market Research, Product Marketing, Morningstar Direct, Start-ups, Investments, Portfolio Management, Private Equity, Venture Capital
Education
Arizona State University
Bachelor of Science, Finance
Harvey C. Sacks, J.D. Harvey C. Sacks, J.D.'s Securities America, Inc. Member FINRA/SIPC Experience December 2000 - December 2001
Job Financial Advisor, Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. December 2001 - Present
Securities America, Inc. Member FINRA/SIPC December 2000 - December 2001
Oppenheimer & Co. Inc. March 1999 - December 2000
Harvey C. Sacks Export Consulting, Inc. August 1982 - February 1999
Education
Vermont Law School 1974 — 1977
J.D., Law
Drexel University - College of Business and Administration 1967 — 1972
Bachelor of Science (BS), Marketing/Marketing Management, General
Ameriprise Financial Services, Inc. December 2001 - Present
Securities America, Inc. Member FINRA/SIPC December 2000 - December 2001
Oppenheimer & Co. Inc. March 1999 - December 2000
Harvey C. Sacks Export Consulting, Inc. August 1982 - February 1999
Education
Vermont Law School 1974 — 1977
J.D., Law
Drexel University - College of Business and Administration 1967 — 1972
Bachelor of Science (BS), Marketing/Marketing Management, General
Charlie Krueger Charlie Krueger's Securities America, Inc. Member FINRA/SIPC Experience May 2011 - August 2011
Job Graphic Desginer at Disc Store
Industry Graphic Design
Experience
Disc Store May 2014 - Present
Black hills energy May 2013 - Present
Securities America, Inc. Member FINRA/SIPC May 2011 - August 2011
YMCA of Greater Omaha April 2011 - June 2011
Central States Development LLC May 2010 - July 2010
Skills
Dreamweaver, Notepad++, CSS, InDesign, Illustrator, Photoshop, HTML 5, Microsoft Word, PowerPoint, Microsoft Excel, Databases, Marketing, Adobe Creative Suite, HTML, Microsoft Office, Time Management, Social Media
Education
Bellevue University 2013 — 2014
Bachelor of Science (BS), Graphic Design, Senior
Northwest Missouri State University 2009 — 2013
Bachelor of Science (B.S.), Interactive Digital Media: New Media
Disc Store May 2014 - Present
Black hills energy May 2013 - Present
Securities America, Inc. Member FINRA/SIPC May 2011 - August 2011
YMCA of Greater Omaha April 2011 - June 2011
Central States Development LLC May 2010 - July 2010
Skills
Dreamweaver, Notepad++, CSS, InDesign, Illustrator, Photoshop, HTML 5, Microsoft Word, PowerPoint, Microsoft Excel, Databases, Marketing, Adobe Creative Suite, HTML, Microsoft Office, Time Management, Social Media
Education
Bellevue University 2013 — 2014
Bachelor of Science (BS), Graphic Design, Senior
Northwest Missouri State University 2009 — 2013
Bachelor of Science (B.S.), Interactive Digital Media: New Media
Garrett Yack's Securities America, Inc. Member FINRA/SIPC Experience May 2013 - Present
Job Investment Advisor and Retirement Planner at M Clark Financial
Industry Financial Services
Experience
M Clark Financial May 2013 - Present
Cooper McManus May 2013 - Present
Securities America, Inc. Member FINRA/SIPC May 2013 - Present
Skills
Retirement Planning, Investment Strategies, Retirement, Wealth Management, Income Protection, Series 7, Finance, Investments, Financial Advisory, High Net Worth..., Stock Management, Estate Planning, Fixed Income, Mutual Funds, Securities, Investment Advisory, Financial Analysis, Variable Annuities, Indexed Annuities, Microsoft Word, Asset Allocation, Equities, Strategic Financial..., Portfolio Management, Asset Management, Risk Management, Financial Planners, Uniform Combined State..., Financial Services, Insurance, Fixed Annuities, Life Insurance, Microsoft Excel, Real Estate, ETFs, IRAs, Corporate Finance, Employee Benefits, Health Insurance, Retirement Savings, Venture Capital, Investor Relations, FINRA, Wealth Accumulation, Capital Markets, Derivatives, Private Equity, Trading, Financial Risk, Valuation
Education
California State University-San Marcos 2009 — 2013
Bachelor of Arts (B.A.), Political Science
La Quinta High School 2005 — 2009
M Clark Financial May 2013 - Present
Cooper McManus May 2013 - Present
Securities America, Inc. Member FINRA/SIPC May 2013 - Present
Skills
Retirement Planning, Investment Strategies, Retirement, Wealth Management, Income Protection, Series 7, Finance, Investments, Financial Advisory, High Net Worth..., Stock Management, Estate Planning, Fixed Income, Mutual Funds, Securities, Investment Advisory, Financial Analysis, Variable Annuities, Indexed Annuities, Microsoft Word, Asset Allocation, Equities, Strategic Financial..., Portfolio Management, Asset Management, Risk Management, Financial Planners, Uniform Combined State..., Financial Services, Insurance, Fixed Annuities, Life Insurance, Microsoft Excel, Real Estate, ETFs, IRAs, Corporate Finance, Employee Benefits, Health Insurance, Retirement Savings, Venture Capital, Investor Relations, FINRA, Wealth Accumulation, Capital Markets, Derivatives, Private Equity, Trading, Financial Risk, Valuation
Education
California State University-San Marcos 2009 — 2013
Bachelor of Arts (B.A.), Political Science
La Quinta High School 2005 — 2009
Diane Tiller Diane Tiller's Securities America, Inc. Member FINRA/SIPC Experience September 2005 - July 2012
Job Actively looking for an opportunity in Human Resources or Administration.
Industry Human Resources
Experience
Purdue University January 2015 - May 2015
Macy's December 2011 - July 2012
Securities America, Inc. Member FINRA/SIPC September 2005 - July 2012
Hotel Pere Marquette 2002 - 2005
Skills
Communication, Time Management, Leadership Development, Teamwork, Public Speaking, Customer Service, Leadership, Microsoft Excel, Microsoft Office, PowerPoint, Microsoft Word, Team Leadership, Team Building, Critical Thinking, Social Media, Social Networking
Education
Purdue University 2013 — 2015
Bachelor's degree, Organizational Leadership and Supervision
Illinois Central College 2004 — 2012
None, Human Resources Management/Personnel Administration, General
Purdue University January 2015 - May 2015
Macy's December 2011 - July 2012
Securities America, Inc. Member FINRA/SIPC September 2005 - July 2012
Hotel Pere Marquette 2002 - 2005
Skills
Communication, Time Management, Leadership Development, Teamwork, Public Speaking, Customer Service, Leadership, Microsoft Excel, Microsoft Office, PowerPoint, Microsoft Word, Team Leadership, Team Building, Critical Thinking, Social Media, Social Networking
Education
Purdue University 2013 — 2015
Bachelor's degree, Organizational Leadership and Supervision
Illinois Central College 2004 — 2012
None, Human Resources Management/Personnel Administration, General
Amber Bell Amber Bell's Securities America, Inc. Member FINRA/SIPC Experience April 2011 - January 2013
Job Chief Compliance Officer at Spicewood Oaks Advisors, Inc.
Industry Financial Services
Experience
Spicewood Oaks Advisors, Inc. January 2015 - Present
Couch Hallum Finanical Group, LLC January 2015 - Present
NFP Advisor Services April 2014 - January 2015
NFP Advisor Services Group January 2013 - April 2014
Securities America, Inc. Member FINRA/SIPC April 2011 - January 2013
ING Financial Partners July 2007 - April 2011
Skills
Series 24, Series 7, FINRA, Compliance, Risk Management, Financial Services, Series 6, Series 66, Life & Health Insurance..., Securities, Financial Advisory, Wealth Management..., Investment Advisory..., Retirement Planning
Education
University of Maine 2005 — 2007
Bachelor of Science (B.S.), Elementary Education and Teaching; English
Eastern Nazarene College 2003 — 2005
Spicewood Oaks Advisors, Inc. January 2015 - Present
Couch Hallum Finanical Group, LLC January 2015 - Present
NFP Advisor Services April 2014 - January 2015
NFP Advisor Services Group January 2013 - April 2014
Securities America, Inc. Member FINRA/SIPC April 2011 - January 2013
ING Financial Partners July 2007 - April 2011
Skills
Series 24, Series 7, FINRA, Compliance, Risk Management, Financial Services, Series 6, Series 66, Life & Health Insurance..., Securities, Financial Advisory, Wealth Management..., Investment Advisory..., Retirement Planning
Education
University of Maine 2005 — 2007
Bachelor of Science (B.S.), Elementary Education and Teaching; English
Eastern Nazarene College 2003 — 2005
Terry L. Lee, M.A.'s Securities America, Inc. Member FINRA/SIPC Experience October 2014 - Present
Job Sr. Leadership Development & Training Consultant at Securities America, Inc. Member FINRA/SIPC
Industry Professional Training & Coaching
Experience
Securities America, Inc. Member FINRA/SIPC October 2014 - Present
Big Brother Big Sisters of the Midland January 2012 - Present
Prep Allstars Inc. January 2000 - Present
Woodmen of the World January 2007 - October 2014
ICAN 2007 - 2014
Phi Beta Sigma Fraternity Inc 1991 - 2013
ASTD Nebraska 2011 - December 2012
Woodmen January 2007 - July 2009
Anti-Defamation League 2007 - 2009
Woodmen May 2001 - January 2007
Skills
Leadership Development, Coaching, Presentation Coaching, Motivational Speaking, Team Building, Personal Branding, Mentoring, Leadership, Training, Employee Training, Talent Management, Adult Education, Workshop Facilitation, Public Speaking, Program Management, Insurance, Instructional Design, Staff Development, Interviews, Career Development, Organizational..., Executive Coaching, Organizational..., Performance Management, Performance Improvement, Training Delivery, Needs Analysis, Management
Education
Bellevue University 2010 — 2013
Master of Arts (M.A.), Managerial Communications
Kaplan University 2007 — 2008
Certificate, Executive Coaching
University of Nebraska - Omaha 1990 — 1993
Bachelors of Arts, Broadcast Journalism
University of Nebraska at Omaha 1990 — 1993
BS, Broadcast Journalism
University of Northern Iowa 1987 — 1989
Communications
Omaha Central High School 1984 — 1988
Securities America, Inc. Member FINRA/SIPC October 2014 - Present
Big Brother Big Sisters of the Midland January 2012 - Present
Prep Allstars Inc. January 2000 - Present
Woodmen of the World January 2007 - October 2014
ICAN 2007 - 2014
Phi Beta Sigma Fraternity Inc 1991 - 2013
ASTD Nebraska 2011 - December 2012
Woodmen January 2007 - July 2009
Anti-Defamation League 2007 - 2009
Woodmen May 2001 - January 2007
Skills
Leadership Development, Coaching, Presentation Coaching, Motivational Speaking, Team Building, Personal Branding, Mentoring, Leadership, Training, Employee Training, Talent Management, Adult Education, Workshop Facilitation, Public Speaking, Program Management, Insurance, Instructional Design, Staff Development, Interviews, Career Development, Organizational..., Executive Coaching, Organizational..., Performance Management, Performance Improvement, Training Delivery, Needs Analysis, Management
Education
Bellevue University 2010 — 2013
Master of Arts (M.A.), Managerial Communications
Kaplan University 2007 — 2008
Certificate, Executive Coaching
University of Nebraska - Omaha 1990 — 1993
Bachelors of Arts, Broadcast Journalism
University of Nebraska at Omaha 1990 — 1993
BS, Broadcast Journalism
University of Northern Iowa 1987 — 1989
Communications
Omaha Central High School 1984 — 1988
Melissa Jorgensen Lamke Melissa Jorgensen Lamke's Securities America, Inc. Member FINRA/SIPC Experience December 2005 - Present
Job Controller at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC December 2005 - Present
Great Plains Locating Service Inc. August 2004 - July 2005
Bi-State Automotive Parts Inc March 2004 - October 2004
Employers Corporation of America January 1999 - February 2004
Education
Bellevue University
Master of Business Administration (MBA)
Bellevue University
Bachelor of Science (BS), Management
Metropolitan Community College
Associate of Arts and Sciences (AAS), Business Management
Securities America, Inc. Member FINRA/SIPC December 2005 - Present
Great Plains Locating Service Inc. August 2004 - July 2005
Bi-State Automotive Parts Inc March 2004 - October 2004
Employers Corporation of America January 1999 - February 2004
Education
Bellevue University
Master of Business Administration (MBA)
Bellevue University
Bachelor of Science (BS), Management
Metropolitan Community College
Associate of Arts and Sciences (AAS), Business Management
Jon Arntz Jon Arntz's Securities America, Inc. Member FINRA/SIPC Experience 2002 - Present
Job Partner at Cedar Brook Financial Partners, Recovering Engineer, and last but not least, husband and father of 9
Industry Financial Services
Experience
Cedar Brook Financial Partners November 2011 - Present
Volunteer 1998 - Present
The Professional Advisor Group, LLC March 2001 - Present
Securities America, Inc. Member FINRA/SIPC 2002 - Present
Arntz Investment Management, LLC October 1998 - March 2001
Aetna Financial Services August 1991 - October 1998
Premark International (Hobart, Tupperware, Wilsonart, West Bend) 1990 - 1991
Electrolux 1988 - 1990
Fruehauf 1985 - 1987
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Investments, Public Speaking, Financial Advisory, Investment Advisory, Estate Planning, Insurance, Retirement, Mutual Funds, Securities, Financial Services, Asset Management, Portfolio Management
Education
College for Financial Planning 1994 — 1996
CFP professional, Retirement, Estate, & Tax Planning; Investment Management; Insurance; Executive & Employee Benefits
Oakland University 1994 — 1995
Certified Financial Planner, Comprehensive Financial Planning
Michigan Technological University 1980 — 1985
Bachelor of Science (BS), Metallurgical Engineering
Cedar Brook Financial Partners November 2011 - Present
Volunteer 1998 - Present
The Professional Advisor Group, LLC March 2001 - Present
Securities America, Inc. Member FINRA/SIPC 2002 - Present
Arntz Investment Management, LLC October 1998 - March 2001
Aetna Financial Services August 1991 - October 1998
Premark International (Hobart, Tupperware, Wilsonart, West Bend) 1990 - 1991
Electrolux 1988 - 1990
Fruehauf 1985 - 1987
Skills
Retirement Planning, Wealth Management, Strategic Financial..., Investments, Public Speaking, Financial Advisory, Investment Advisory, Estate Planning, Insurance, Retirement, Mutual Funds, Securities, Financial Services, Asset Management, Portfolio Management
Education
College for Financial Planning 1994 — 1996
CFP professional, Retirement, Estate, & Tax Planning; Investment Management; Insurance; Executive & Employee Benefits
Oakland University 1994 — 1995
Certified Financial Planner, Comprehensive Financial Planning
Michigan Technological University 1980 — 1985
Bachelor of Science (BS), Metallurgical Engineering
William Sisson William Sisson's Securities America, Inc. Member FINRA/SIPC Experience March 1990 - Present
Job Financial Services at Securities America
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC March 1990 - Present
Skills
Retirement Planning, Mutual Funds, Wealth Management, Retirement, Asset Allocation, Strategic Financial..., Fixed Annuities, Portfolio Management, Investments, Disability Insurance, Long-term Care, Insurance, Budgets, Strategic Planning, Saving for Education, 401k Rollovers, 529 Plans, College Savings Plans, Education Funding
Education
Mesa State College 1985 — 1989
Bachelor of Business Administration (B.B.A.)
Securities America, Inc. Member FINRA/SIPC March 1990 - Present
Skills
Retirement Planning, Mutual Funds, Wealth Management, Retirement, Asset Allocation, Strategic Financial..., Fixed Annuities, Portfolio Management, Investments, Disability Insurance, Long-term Care, Insurance, Budgets, Strategic Planning, Saving for Education, 401k Rollovers, 529 Plans, College Savings Plans, Education Funding
Education
Mesa State College 1985 — 1989
Bachelor of Business Administration (B.B.A.)
Nicole Cummings, PHR Nicole Cummings, PHR's Securities America, Inc. Member FINRA/SIPC Experience August 2011 - May 2014
Job Human Resources Manager at Cakebread Cellars
Industry Wine and Spirits
Experience
Cakebread Cellars June 2014 - Present
Securities America, Inc. Member FINRA/SIPC August 2011 - May 2014
Securities America 2009 - August 2011
Brecek and Young Advisors November 2006 - December 2008
Cakebread Cellars October 2001 - December 2006
EAH Housing March 1999 - September 2001
Skills
Performance Management, Employee Relations, Leadership Development, Coaching, Compliance, Compensation..., Talent Acquisition, Talent Development, Team Leadership, Situational Leadership, Strategic Thinking, Team Building, Talent Management, Employee Training, Leadership, Change Management, Training, Program Management, Payroll, Internal Communications, Organizational..., Recruiting, Executive Coaching, Management, Benefits Administration, Policy, New Hire Orientations, Workforce Planning, Personnel Management
Education
University of Nebraska at Omaha 2012 — 2013
Executive MBA, Business
California State University-Chico 1996 — 1998
Bachelors of Science, Business Administration with an emphasis in Human Resources
College of the Sequoias 1994 — 1996
AA, Business
Cakebread Cellars June 2014 - Present
Securities America, Inc. Member FINRA/SIPC August 2011 - May 2014
Securities America 2009 - August 2011
Brecek and Young Advisors November 2006 - December 2008
Cakebread Cellars October 2001 - December 2006
EAH Housing March 1999 - September 2001
Skills
Performance Management, Employee Relations, Leadership Development, Coaching, Compliance, Compensation..., Talent Acquisition, Talent Development, Team Leadership, Situational Leadership, Strategic Thinking, Team Building, Talent Management, Employee Training, Leadership, Change Management, Training, Program Management, Payroll, Internal Communications, Organizational..., Recruiting, Executive Coaching, Management, Benefits Administration, Policy, New Hire Orientations, Workforce Planning, Personnel Management
Education
University of Nebraska at Omaha 2012 — 2013
Executive MBA, Business
California State University-Chico 1996 — 1998
Bachelors of Science, Business Administration with an emphasis in Human Resources
College of the Sequoias 1994 — 1996
AA, Business
Scott Montes Scott Montes's Securities America, Inc. Member FINRA/SIPC Experience December 1999 - June 2001
Job Senior Compliance Officer
Industry Financial Services
Experience
National Independent Broker Dealer December 2011 - Present
Sterne Agee June 2001 - October 2011
Securities America, Inc. Member FINRA/SIPC December 1999 - June 2001
American Express Financial Advisors August 1998 - May 1999
Skills
Customer Service, Series 7, Series 24, Series 65, Interpersonal..., Outlook, Microsoft Office, Research, AML, Auditing, Banking, Compliance, Risk Management, Securities Regulation, FINRA, Fixed Income, Insurance, Strategic Planning
Education
Auburn University, College of Business 1991 — 1996
Bachelor of Science (B.S.), Operations Management and Supervision
National Independent Broker Dealer December 2011 - Present
Sterne Agee June 2001 - October 2011
Securities America, Inc. Member FINRA/SIPC December 1999 - June 2001
American Express Financial Advisors August 1998 - May 1999
Skills
Customer Service, Series 7, Series 24, Series 65, Interpersonal..., Outlook, Microsoft Office, Research, AML, Auditing, Banking, Compliance, Risk Management, Securities Regulation, FINRA, Fixed Income, Insurance, Strategic Planning
Education
Auburn University, College of Business 1991 — 1996
Bachelor of Science (B.S.), Operations Management and Supervision
Aaron Winters, CFP® Aaron Winters, CFP®'s Securities America, Inc. Member FINRA/SIPC Experience July 2011 - August 2013
Job Financial Advisor at First National Bank of Omaha
Industry Financial Services
Experience
First National Bank of Omaha March 2014 - Present
Continuum Financial - a member of the MassMutual Financial Group August 2013 - March 2014
Securities America, Inc. Member FINRA/SIPC July 2011 - August 2013
Securities America, Inc. Member FINRA/SIPC July 2010 - July 2011
Securities America, Inc. Member FINRA/SIPC April 2008 - July 2010
Northstar Financial March 2007 - April 2008
TD Ameritrade July 2006 - March 2007
TD Ameritrade March 2006 - July 2006
TD Ameritrade August 2005 - March 2006
Skills
Mutual Funds, Investments, Series 24, Equities, Retirement Planning, Investment Advisory, Risk Management, Series 7, Financial Risk, Bonds, Options, Investment Strategies, ETFs, Estate Planning, Fixed Annuities, Securities License, Leadership Development, Executive Reporting, Financial Markets, Stock Market, Equity Trading, Bond Markets, Financial Audits, Budget, Cash Flow, Tax, Life Insurance, Variable Annuities, Certified Financial...
Education
Kansas State University 2015 — 2018
Master of Science (M.S.), Financial Planning
University of Nebraska at Omaha
B.S., Business Administration; Finance and Banking
Metropolitan Community College
Certificate of Acheivement, Financial Planning
First National Bank of Omaha March 2014 - Present
Continuum Financial - a member of the MassMutual Financial Group August 2013 - March 2014
Securities America, Inc. Member FINRA/SIPC July 2011 - August 2013
Securities America, Inc. Member FINRA/SIPC July 2010 - July 2011
Securities America, Inc. Member FINRA/SIPC April 2008 - July 2010
Northstar Financial March 2007 - April 2008
TD Ameritrade July 2006 - March 2007
TD Ameritrade March 2006 - July 2006
TD Ameritrade August 2005 - March 2006
Skills
Mutual Funds, Investments, Series 24, Equities, Retirement Planning, Investment Advisory, Risk Management, Series 7, Financial Risk, Bonds, Options, Investment Strategies, ETFs, Estate Planning, Fixed Annuities, Securities License, Leadership Development, Executive Reporting, Financial Markets, Stock Market, Equity Trading, Bond Markets, Financial Audits, Budget, Cash Flow, Tax, Life Insurance, Variable Annuities, Certified Financial...
Education
Kansas State University 2015 — 2018
Master of Science (M.S.), Financial Planning
University of Nebraska at Omaha
B.S., Business Administration; Finance and Banking
Metropolitan Community College
Certificate of Acheivement, Financial Planning
Jim Guyot Jim Guyot's Securities America, Inc. Member FINRA/SIPC Experience January 2005 - November 2007
Job Certified Financial Planner Profession
Industry Investment Management
Experience
Lighthouse Financial Strategies 2002 - Present
Securities America, Inc. Member FINRA/SIPC January 2005 - November 2007
Securities America, Inc. Member FINRA/SIPC December 2003 - December 2004
Veravest Investments, Inc. April 2002 - December 2003
Skills
Wealth Management, Investments, Retirement Planning, Certified Financial..., Finance, Full-service financial..., Dave Ramsey Endorsed..., Committed to listening...
Education
Kent State University
Bachelor of Business Administration (B.B.A.)
Lighthouse Financial Strategies 2002 - Present
Securities America, Inc. Member FINRA/SIPC January 2005 - November 2007
Securities America, Inc. Member FINRA/SIPC December 2003 - December 2004
Veravest Investments, Inc. April 2002 - December 2003
Skills
Wealth Management, Investments, Retirement Planning, Certified Financial..., Finance, Full-service financial..., Dave Ramsey Endorsed..., Committed to listening...
Education
Kent State University
Bachelor of Business Administration (B.B.A.)
Ron Coate Ron Coate's Securities America, Inc. Member FINRA/SIPC Experience May 2008 - Present
Job Registered Representative / Investment Advisor
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC May 2008 - Present
Skills
Financial Planning, Insurance, Asset Management, Bonds, Equities, FINRA, Asset Allocation, Estate Planning, 401k, Series 7, Wealth, Portfolio Management, Pensions, Retirement Planning, Investment Advisory, Wealth Management, Mutual Funds, Retirement, Securities, Investments, IRA's, Long Term Care, Trading, Analysis, Risk Management, Risk
Education
Boise State University 1977 — 1982
BBA, Accounting
Securities America, Inc. Member FINRA/SIPC May 2008 - Present
Skills
Financial Planning, Insurance, Asset Management, Bonds, Equities, FINRA, Asset Allocation, Estate Planning, 401k, Series 7, Wealth, Portfolio Management, Pensions, Retirement Planning, Investment Advisory, Wealth Management, Mutual Funds, Retirement, Securities, Investments, IRA's, Long Term Care, Trading, Analysis, Risk Management, Risk
Education
Boise State University 1977 — 1982
BBA, Accounting
Robert A. Pope Jr. Robert A. Pope Jr.'s Securities America, Inc. Member FINRA/SIPC Experience October 2009 - November 2011
Job Compliance Consultant at Lincoln Financial Advisors
Industry Financial Services
Experience
Lincoln Financial Advisors November 2011 - Present
Securities America, Inc. Member FINRA/SIPC October 2009 - November 2011
Nationwide Securities, LLC May 2005 - October 2009
SEI Investments January 2004 - May 2005
Skills
Mutual Funds, Risk Management, Series 7, Insurance, Series 24, Series 63, Securities, Retirement Planning, Series 6, Auditing, Investment Advisory, Asset Managment, FINRA Arbitrator, Variable Annuities
Education
Towson University 1992 — 1994
Bachelor of Science, Business Administration
Frederick Community College 1990 — 1992
Associate's degree, Business Administration and Management, General
Lincoln Financial Advisors November 2011 - Present
Securities America, Inc. Member FINRA/SIPC October 2009 - November 2011
Nationwide Securities, LLC May 2005 - October 2009
SEI Investments January 2004 - May 2005
Skills
Mutual Funds, Risk Management, Series 7, Insurance, Series 24, Series 63, Securities, Retirement Planning, Series 6, Auditing, Investment Advisory, Asset Managment, FINRA Arbitrator, Variable Annuities
Education
Towson University 1992 — 1994
Bachelor of Science, Business Administration
Frederick Community College 1990 — 1992
Associate's degree, Business Administration and Management, General
Scott Currier Scott Currier's Securities America, Inc. Member FINRA/SIPC Experience January 1990 - January 2008
Job Meter Technician at Iberdrola USA
Industry Utilities
Experience
Iberdrola USA September 2012 - Present
Kennebec Valley Community College January 2011 - September 2012
Central Maine Power Company April 2008 - December 2010
Securities America, Inc. Member FINRA/SIPC January 1990 - January 2008
Pitney Bowes May 1985 - August 1987
Skills
Electronic Repair and..., Computer Repair, Network Administration
Education
Kennebec Valley Community College 2010 — 2012
Associates of Applied Science Degree, Applied Electronics and Computer Technology
University of Southern Maine and TECCME 2002 — 2003
Microsoft Certified Systems Engineer, Computer Networking
Iberdrola USA September 2012 - Present
Kennebec Valley Community College January 2011 - September 2012
Central Maine Power Company April 2008 - December 2010
Securities America, Inc. Member FINRA/SIPC January 1990 - January 2008
Pitney Bowes May 1985 - August 1987
Skills
Electronic Repair and..., Computer Repair, Network Administration
Education
Kennebec Valley Community College 2010 — 2012
Associates of Applied Science Degree, Applied Electronics and Computer Technology
University of Southern Maine and TECCME 2002 — 2003
Microsoft Certified Systems Engineer, Computer Networking
Keith Mistretta's Securities America, Inc. Member FINRA/SIPC Experience August 2006 - March 2011
Job Financial Advisor Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. May 2015 - Present
Ameriprise Financial Services, Inc. March 2014 - May 2015
National Planning Corporation, Member FINRA/SIPC January 2012 - December 2013
First Allied Securities, Member FINRA/SIPC March 2011 - November 2011
Securities America, Inc. Member FINRA/SIPC August 2006 - March 2011
Capital Analysts Incorporated Member FINRA/SIPC October 2001 - July 2006
Skills
Financial Advisory, Series 7, Wealth Management, Finance, Financial Services, Retirement Planning, Mutual Funds, Investment Advisory, Series 63, Investments, Securities, Financial Planning
Education
Keene State College 1973 — 1977
Bachelor of Arts, Psychology
Manchester High School West 1969 — 1973
Ameriprise Financial Services, Inc. May 2015 - Present
Ameriprise Financial Services, Inc. March 2014 - May 2015
National Planning Corporation, Member FINRA/SIPC January 2012 - December 2013
First Allied Securities, Member FINRA/SIPC March 2011 - November 2011
Securities America, Inc. Member FINRA/SIPC August 2006 - March 2011
Capital Analysts Incorporated Member FINRA/SIPC October 2001 - July 2006
Skills
Financial Advisory, Series 7, Wealth Management, Finance, Financial Services, Retirement Planning, Mutual Funds, Investment Advisory, Series 63, Investments, Securities, Financial Planning
Education
Keene State College 1973 — 1977
Bachelor of Arts, Psychology
Manchester High School West 1969 — 1973
Courtney Lehmann Courtney Lehmann's Securities America, Inc. Member FINRA/SIPC Experience September 2014 - Present
Job Registered Representative at Securities America, Inc. Member FINRA/SIPC
Industry Education Management
Experience
Securities America, Inc. Member FINRA/SIPC September 2014 - Present
Securities America, Inc. Member FINRA/SIPC June 2014 - September 2014
J.Crew October 2013 - July 2014
DePauw University January 2009 - February 2013
Skills
PowerPoint, Teaching, Microsoft Office, Microsoft Word, Microsoft Excel, Social Networking, Sales, Facebook, Leadership, Social Media
Education
DePauw University 2009 — 2013
Bachelor of Arts Degree, Education Studies
Securities America, Inc. Member FINRA/SIPC September 2014 - Present
Securities America, Inc. Member FINRA/SIPC June 2014 - September 2014
J.Crew October 2013 - July 2014
DePauw University January 2009 - February 2013
Skills
PowerPoint, Teaching, Microsoft Office, Microsoft Word, Microsoft Excel, Social Networking, Sales, Facebook, Leadership, Social Media
Education
DePauw University 2009 — 2013
Bachelor of Arts Degree, Education Studies
Jeffrey Mishol Jeffrey Mishol's Securities America, Inc. Member FINRA/SIPC Experience 2006 - 2008
Job Financial Advisor with a focus on wealth management and retirement planning
Industry Financial Services
Experience
Investors Capital February 2009 - Present
Bank of America 2008 - 2009
Securities America, Inc. Member FINRA/SIPC 2006 - 2008
Skills
Retirement Planning, Small and Medium-Sized..., Insurance, Estate Planning, College Education..., Tax Management..., Portolio Asset..., Health Care Cost..., Social Security..., Retirement, Financial Advisory, Financial Services, Securities, Series 7, Mutual Funds, Series 63, Investments, Wealth Management, Financial Planning
Education
University of Massachusetts, Amherst 1991 — 1994
Bachelor of Science (B.S.), Hotel, Restaurant, & Travel Management
Holyoke Community College 1988 — 1991
Associate of Science (A.S.), Business Administration and Management, General
Investors Capital February 2009 - Present
Bank of America 2008 - 2009
Securities America, Inc. Member FINRA/SIPC 2006 - 2008
Skills
Retirement Planning, Small and Medium-Sized..., Insurance, Estate Planning, College Education..., Tax Management..., Portolio Asset..., Health Care Cost..., Social Security..., Retirement, Financial Advisory, Financial Services, Securities, Series 7, Mutual Funds, Series 63, Investments, Wealth Management, Financial Planning
Education
University of Massachusetts, Amherst 1991 — 1994
Bachelor of Science (B.S.), Hotel, Restaurant, & Travel Management
Holyoke Community College 1988 — 1991
Associate of Science (A.S.), Business Administration and Management, General
Shawna Soltis Shawna Soltis's Securities America, Inc. Member FINRA/SIPC Experience March 2011 - December 2012
Job Application Delivery Technician at Benaissance
Industry Marketing and Advertising
Experience
Benaissance February 2015 - Present
Tripleseat Software LLC October 2014 - Present
Benaissance December 2014 - February 2015
Oriental Trading Company March 2014 - September 2014
Oriental Trading Company February 2013 - March 2014
Securities America, Inc. Member FINRA/SIPC March 2011 - December 2012
Securities America October 2007 - March 2011
Securities America, Inc. Member FINRA/SIPC February 2005 - October 2007
Colorado Department of Corrections February 1999 - May 2003
FedEx September 2001 - May 2002
Skills
Disaster Recovery, Databases, System Administration, Software Documentation, Servers, Unix, Data Center, Sourcing, Windows, Microsoft Excel, Microsoft Office, Reports, Access Database, Ad Hoc Reporting, Access, Process Improvement, Team Building, SQL, Management, Analysis, Customer Service
Education
Colorado State University-Pueblo 1992 — 1997
Bachelor, Marketing
Metropolitan Community College 2007 — 2010
Associate, Graphic Design
Benaissance February 2015 - Present
Tripleseat Software LLC October 2014 - Present
Benaissance December 2014 - February 2015
Oriental Trading Company March 2014 - September 2014
Oriental Trading Company February 2013 - March 2014
Securities America, Inc. Member FINRA/SIPC March 2011 - December 2012
Securities America October 2007 - March 2011
Securities America, Inc. Member FINRA/SIPC February 2005 - October 2007
Colorado Department of Corrections February 1999 - May 2003
FedEx September 2001 - May 2002
Skills
Disaster Recovery, Databases, System Administration, Software Documentation, Servers, Unix, Data Center, Sourcing, Windows, Microsoft Excel, Microsoft Office, Reports, Access Database, Ad Hoc Reporting, Access, Process Improvement, Team Building, SQL, Management, Analysis, Customer Service
Education
Colorado State University-Pueblo 1992 — 1997
Bachelor, Marketing
Metropolitan Community College 2007 — 2010
Associate, Graphic Design
Kyle Hendrickson Kyle Hendrickson's Securities America, Inc. Member FINRA/SIPC Experience August 2010 - May 2012
Job Associate Regional Director at Cambridge Investment Research
Industry Financial Services
Experience
Cambridge Investment Research October 2012 - Present
Securities America, Inc. Member FINRA/SIPC August 2010 - May 2012
Financial Industry Regulatory Authority (FINRA) May 2010 - August 2010
QA3 Financial Corp April 2007 - May 2010
Skills
Compliance, Auditing, RIAs, Compliance Research, Compliance Regulations, Business Relationship..., Supervision, Analysis, Series 24, Finance, FINRA, Series 63
Education
Evangel University 1994 — 1998
Bachelor of Science (B.S.), Psychology
Cambridge Investment Research October 2012 - Present
Securities America, Inc. Member FINRA/SIPC August 2010 - May 2012
Financial Industry Regulatory Authority (FINRA) May 2010 - August 2010
QA3 Financial Corp April 2007 - May 2010
Skills
Compliance, Auditing, RIAs, Compliance Research, Compliance Regulations, Business Relationship..., Supervision, Analysis, Series 24, Finance, FINRA, Series 63
Education
Evangel University 1994 — 1998
Bachelor of Science (B.S.), Psychology
Reginald Harrison Reginald Harrison's Securities America, Inc. Member FINRA/SIPC Experience September 2013 - Present
Job Registered Investment Advisor at USAdvisors Wealth Management, LLC.
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC September 2013 - Present
USAdvisors Wealth Management, LLC. September 2013 - Present
Wells Fargo Advisors December 2010 - August 2013
Self Employed May 2010 - December 2010
AXA Advisors November 2009 - May 2010
Self Employed May 2009 - November 2009
IBM August 2007 - May 2009
IBM May 1997 - August 2007
Hewlett-Packard May 1993 - June 1997
General Dynamics July 1989 - May 1993
Education
Ferris State University 1991 — 1994
Master's Degree, Computer Information System Management
Jackson State University 1985 — 1989
Bachelor's Degree, Business Finance
Luke M. Powers Catholic High School
Securities America, Inc. Member FINRA/SIPC September 2013 - Present
USAdvisors Wealth Management, LLC. September 2013 - Present
Wells Fargo Advisors December 2010 - August 2013
Self Employed May 2010 - December 2010
AXA Advisors November 2009 - May 2010
Self Employed May 2009 - November 2009
IBM August 2007 - May 2009
IBM May 1997 - August 2007
Hewlett-Packard May 1993 - June 1997
General Dynamics July 1989 - May 1993
Education
Ferris State University 1991 — 1994
Master's Degree, Computer Information System Management
Jackson State University 1985 — 1989
Bachelor's Degree, Business Finance
Luke M. Powers Catholic High School
gage thomsen's Securities America, Inc. Member FINRA/SIPC Experience January 2010 - April 2012
Job Sr. Manager Communications Compliance at Charles Schwab
Industry Financial Services
Experience
Charles Schwab March 2015 - Present
Jackson National Life Distributors LLC April 2012 - March 2015
Securities America, Inc. Member FINRA/SIPC January 2010 - April 2012
Securities America, Inc. Member FINRA/SIPC October 2008 - December 2009
Carson Wealth Management Group October 2007 - September 2008
Charles Schwab March 2007 - October 2007
TD Ameritrade December 2004 - February 2007
Education
Bellevue University 2004 — 2007
BS, Business Administration Technical Studies
Charles Schwab March 2015 - Present
Jackson National Life Distributors LLC April 2012 - March 2015
Securities America, Inc. Member FINRA/SIPC January 2010 - April 2012
Securities America, Inc. Member FINRA/SIPC October 2008 - December 2009
Carson Wealth Management Group October 2007 - September 2008
Charles Schwab March 2007 - October 2007
TD Ameritrade December 2004 - February 2007
Education
Bellevue University 2004 — 2007
BS, Business Administration Technical Studies
Andrew Cumbee Andrew Cumbee's Securities America, Inc. Member FINRA/SIPC Experience October 2014 - Present
Job Annuities Specialist at Pacific Life
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC October 2014 - Present
Pacific Life March 2014 - October 2014
BancWest Investor Services June 2013 - February 2014
TD Ameritrade August 2009 - July 2012
TD Ameritrade March 2008 - August 2009
TD Ameritrade August 2007 - March 2008
University of Nebraska at Omaha's The Gateway newspaper June 2005 - December 2006
Skills
Series 63, Trading, Series 7, Options, Equities, FINRA, Securities, Mutual Funds, Series 24, Management, Uniform Combined State..., Asset Allocation, ETFs, Investments, Wealth Management, Strategy, Financial Services, Investment Strategies, Portfolio Management, Investment Advisory, Retirement Planning, Derivatives, Financial Markets, Strategic Financial..., Asset Management
Education
University of Nebraska at Omaha 2003 — 2006
Bachelor's of Science, Communications/Broadcasting
Creighton University 2002 — 2003
Papillion-LaVista High School 1999 — 2002
Securities America, Inc. Member FINRA/SIPC October 2014 - Present
Pacific Life March 2014 - October 2014
BancWest Investor Services June 2013 - February 2014
TD Ameritrade August 2009 - July 2012
TD Ameritrade March 2008 - August 2009
TD Ameritrade August 2007 - March 2008
University of Nebraska at Omaha's The Gateway newspaper June 2005 - December 2006
Skills
Series 63, Trading, Series 7, Options, Equities, FINRA, Securities, Mutual Funds, Series 24, Management, Uniform Combined State..., Asset Allocation, ETFs, Investments, Wealth Management, Strategy, Financial Services, Investment Strategies, Portfolio Management, Investment Advisory, Retirement Planning, Derivatives, Financial Markets, Strategic Financial..., Asset Management
Education
University of Nebraska at Omaha 2003 — 2006
Bachelor's of Science, Communications/Broadcasting
Creighton University 2002 — 2003
Papillion-LaVista High School 1999 — 2002
Debra Grier Debra Grier's Securities America, Inc. Member FINRA/SIPC Experience May 1994 - June 2001
Job Mission Critical Positions Filled| Financial Advisor Placement | Succession/Continuity | 23 yrs experience
Industry Financial Services
Experience
Turning Point, Inc. January 2015 - Present
DG Consulting Services, LLC October 2013 - Present
NFP Advisor Services Group May 2011 - August 2013
Securities America May 2010 - May 2011
QA3 Financial Corp 2001 - 2010
Securities America, Inc. Member FINRA/SIPC May 1994 - June 2001
Paine Webber January 1991 - April 1994
Skills
Executive Search, Recruiting, Succession Planning, Broker-Dealer, Financial Services, Investment Advisory, Wealth Management, Series 7, Retirement Planning, Investments, Financial Advisory, Securities, Sales Management, Series 63, Alternative Investments, Financial Planning, FINRA, Estate Planning, Retirement, Financial Planners
Education
Evangel University 1982 — 1983
Music
Central Community College/Platte Campus 1980 — 1982
Music
Turning Point, Inc. January 2015 - Present
DG Consulting Services, LLC October 2013 - Present
NFP Advisor Services Group May 2011 - August 2013
Securities America May 2010 - May 2011
QA3 Financial Corp 2001 - 2010
Securities America, Inc. Member FINRA/SIPC May 1994 - June 2001
Paine Webber January 1991 - April 1994
Skills
Executive Search, Recruiting, Succession Planning, Broker-Dealer, Financial Services, Investment Advisory, Wealth Management, Series 7, Retirement Planning, Investments, Financial Advisory, Securities, Sales Management, Series 63, Alternative Investments, Financial Planning, FINRA, Estate Planning, Retirement, Financial Planners
Education
Evangel University 1982 — 1983
Music
Central Community College/Platte Campus 1980 — 1982
Music
Duane Fisher's Securities America, Inc. Member FINRA/SIPC Experience December 2012 - June 2013
Job Senior Systems Administrator at ACI Worldwide
Industry Information Technology and Services
Experience
ACI Worldwide July 2013 - Present
Securities America, Inc. Member FINRA/SIPC December 2012 - June 2013
Infocrossing August 2010 - December 2012
PayFlex Systems USA, Inc. November 2009 - August 2010
PayFlex Systems USA, Inc. February 2008 - November 2009
Securities America September 2005 - February 2008
ConAgra Foods June 2005 - September 2005
Securities America March 2002 - June 2005
Paricom, Inc. March 1997 - March 2002
USAF December 1989 - March 1997
Skills
VMware, DNS, Solaris, Red Hat Linux, SAN, Cisco Technologies, Storage Area Networks, Servers, Disaster Recovery, Unix, Storage, NetApp, EMC Storage, Brocade Fibre Switches, AIX, Solaris Zones, Suse, Routing Protocols, Linux, Firewalls, Apache, DHCP
Education
Community College of the Air Force 1992 — 1994
AS, Electronics Systems Technology
Iowa Western Community College 2000 — 2000
certificate, •Windows 2000 MCSE FastTrack program
ACI Worldwide July 2013 - Present
Securities America, Inc. Member FINRA/SIPC December 2012 - June 2013
Infocrossing August 2010 - December 2012
PayFlex Systems USA, Inc. November 2009 - August 2010
PayFlex Systems USA, Inc. February 2008 - November 2009
Securities America September 2005 - February 2008
ConAgra Foods June 2005 - September 2005
Securities America March 2002 - June 2005
Paricom, Inc. March 1997 - March 2002
USAF December 1989 - March 1997
Skills
VMware, DNS, Solaris, Red Hat Linux, SAN, Cisco Technologies, Storage Area Networks, Servers, Disaster Recovery, Unix, Storage, NetApp, EMC Storage, Brocade Fibre Switches, AIX, Solaris Zones, Suse, Routing Protocols, Linux, Firewalls, Apache, DHCP
Education
Community College of the Air Force 1992 — 1994
AS, Electronics Systems Technology
Iowa Western Community College 2000 — 2000
certificate, •Windows 2000 MCSE FastTrack program
Kelli Gabriel's Securities America, Inc. Member FINRA/SIPC Experience November 2014 - Present
Job Financial Advisor at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC November 2014 - Present
MetLife August 2011 - October 2014
Shoemaker Financial January 2010 - September 2011
Morgan Stanley Smith Barney January 2007 - May 2009
Merrill Lynch January 2000 - December 2006
MassMutual Financial Group June 1994 - December 1999
Skills
Investments, Wealth Management, Insurance
Education
University of San Franciso 2009 — 2009
Masters Certificate, Internet Marketing
American University 1989 — 1991
BS, Accounting and Finance
The George Washington University 1987 — 1989
Bachelor of Science (BS), Accounting and Finance
Securities America, Inc. Member FINRA/SIPC November 2014 - Present
MetLife August 2011 - October 2014
Shoemaker Financial January 2010 - September 2011
Morgan Stanley Smith Barney January 2007 - May 2009
Merrill Lynch January 2000 - December 2006
MassMutual Financial Group June 1994 - December 1999
Skills
Investments, Wealth Management, Insurance
Education
University of San Franciso 2009 — 2009
Masters Certificate, Internet Marketing
American University 1989 — 1991
BS, Accounting and Finance
The George Washington University 1987 — 1989
Bachelor of Science (BS), Accounting and Finance
Scott Martin Scott Martin's Securities America, Inc. Member FINRA/SIPC Experience August 2012 - Present
Job Fox News Contributor
Industry Financial Services
Experience
United Advisors August 2012 - Present
Securities America, Inc. Member FINRA/SIPC August 2012 - Present
Fox News Channel February 2015 - Present
The Financial Network Group, LTD. March 2011 - Present
Accent Asset Management January 2011 - Present
Fox Business Network February 2008 - February 2015
Astor Asset Management March 2002 - January 2012
Skills
Portfolio Management, Securities, Mutual Funds, Financial Services, Management, Financial Advisory, Financial Markets, Asset Management, Strategic Planning, Asset Allocation, Social Media, FINRA, Financial Risk, Public Speaking, Investments, Insurance, Public Relations, Alternative Investments, Strategic Financial..., Investment Advisory, Finance, Series 7, Investment Strategies, Investment Management, Wealth Management, Series 63, Retirement Planning, ETFs, Bonds, Hedge Funds, Equities, Fixed Income, Options, Trading, Series 24, Equity Trading, Private Equity
Education
Denison University 1996 — 2000
BA, Economics, French
Western Reserve Academy 1994 — 1996
General Studies, Hudson, Ohio
United Advisors August 2012 - Present
Securities America, Inc. Member FINRA/SIPC August 2012 - Present
Fox News Channel February 2015 - Present
The Financial Network Group, LTD. March 2011 - Present
Accent Asset Management January 2011 - Present
Fox Business Network February 2008 - February 2015
Astor Asset Management March 2002 - January 2012
Skills
Portfolio Management, Securities, Mutual Funds, Financial Services, Management, Financial Advisory, Financial Markets, Asset Management, Strategic Planning, Asset Allocation, Social Media, FINRA, Financial Risk, Public Speaking, Investments, Insurance, Public Relations, Alternative Investments, Strategic Financial..., Investment Advisory, Finance, Series 7, Investment Strategies, Investment Management, Wealth Management, Series 63, Retirement Planning, ETFs, Bonds, Hedge Funds, Equities, Fixed Income, Options, Trading, Series 24, Equity Trading, Private Equity
Education
Denison University 1996 — 2000
BA, Economics, French
Western Reserve Academy 1994 — 1996
General Studies, Hudson, Ohio
Dennis Peatrowsky's Securities America, Inc. Member FINRA/SIPC Experience August 1996 - April 1998
Job Wealth Adviser and Attorney
Industry Financial Services
Experience
Manarin Investment Counsel, Ltd. September 2013 - Present
Bellevue University November 2013 - Present
First Financial Institution Compliance Consultants, Inc. August 2012 - January 2014
Vincent Law Office August 2012 - January 2014
Orizon Investment Counsel, LLC April 2001 - July 2012
Orizon Investment Counsel, LLC April 2001 - July 2012
Pine Lake Advisors, LLC April 1998 - April 2001
Securities America, Inc. Member FINRA/SIPC August 1996 - April 1998
GWR Investments August 1994 - December 1995
United States Marine Corps June 1985 - May 1991
Skills
Securities, Investments, Investment Advisory, Securities Regulation, Portfolio Management, Private Placements, Financial Risk, Series 7, Wealth Management, Legal Compliance, Microsoft Excel, Contract Negotiation, Estate Planning, Equities, Fixed Income, Investment Management, Asset Allocation, Investment Strategies, Bloomberg Terminal, SEC filings, Microsoft Office, Series 65, Series 63, Series 24, Fixed Asset Management, Equity Research, ETFs, Hedge Funds, Marines, SEC, Financial Regulation, Securities Litigation, Financial Institutions, Risk Management, Disclosure, Litigation Support, Privacy Law, Corporate Actions, Attorneys, Mutual Funds, Asset Management, FINRA, Leadership
Education
Creighton University School of Law 1991 — 1994
Juris Doctor, Law
Park University 1988 — 1991
B.S., Management, GPA 3.95; Summa Cum Laude
West Point Central Catholic High School 1981 — 1985
Manarin Investment Counsel, Ltd. September 2013 - Present
Bellevue University November 2013 - Present
First Financial Institution Compliance Consultants, Inc. August 2012 - January 2014
Vincent Law Office August 2012 - January 2014
Orizon Investment Counsel, LLC April 2001 - July 2012
Orizon Investment Counsel, LLC April 2001 - July 2012
Pine Lake Advisors, LLC April 1998 - April 2001
Securities America, Inc. Member FINRA/SIPC August 1996 - April 1998
GWR Investments August 1994 - December 1995
United States Marine Corps June 1985 - May 1991
Skills
Securities, Investments, Investment Advisory, Securities Regulation, Portfolio Management, Private Placements, Financial Risk, Series 7, Wealth Management, Legal Compliance, Microsoft Excel, Contract Negotiation, Estate Planning, Equities, Fixed Income, Investment Management, Asset Allocation, Investment Strategies, Bloomberg Terminal, SEC filings, Microsoft Office, Series 65, Series 63, Series 24, Fixed Asset Management, Equity Research, ETFs, Hedge Funds, Marines, SEC, Financial Regulation, Securities Litigation, Financial Institutions, Risk Management, Disclosure, Litigation Support, Privacy Law, Corporate Actions, Attorneys, Mutual Funds, Asset Management, FINRA, Leadership
Education
Creighton University School of Law 1991 — 1994
Juris Doctor, Law
Park University 1988 — 1991
B.S., Management, GPA 3.95; Summa Cum Laude
West Point Central Catholic High School 1981 — 1985
JJ Bixby JJ Bixby's Securities America, Inc. Member FINRA/SIPC Experience November 2010 - Present
Job Owner, Bixby Financial Services
Industry Financial Services
Experience
Bixby Financial Services November 2010 - Present
Securities America, Inc. Member FINRA/SIPC November 2010 - Present
Fremont National Bank November 2000 - November 2010
PrimeVest Financial Services November 2000 - November 2010
Skills
Investments, Retirement Planning, Strategic Financial..., Financial Services, Finance, FINRA, Financial Risk, Asset Allocation, Financial Planners, Long-term Care, Equities
Education
Midland University 1991 — 1995
Bachelor of Science in Business Administration, Economics and Concentrations in Management and Marketing
Geneva High School 1987 — 1991
College for Financial Planning
Chartered Retirement Planning Counselor
Bixby Financial Services November 2010 - Present
Securities America, Inc. Member FINRA/SIPC November 2010 - Present
Fremont National Bank November 2000 - November 2010
PrimeVest Financial Services November 2000 - November 2010
Skills
Investments, Retirement Planning, Strategic Financial..., Financial Services, Finance, FINRA, Financial Risk, Asset Allocation, Financial Planners, Long-term Care, Equities
Education
Midland University 1991 — 1995
Bachelor of Science in Business Administration, Economics and Concentrations in Management and Marketing
Geneva High School 1987 — 1991
College for Financial Planning
Chartered Retirement Planning Counselor
Jim Worden, CFA's Securities America, Inc. Member FINRA/SIPC Experience November 2008 - May 2012
Job Director of Research at Hanson McClain Advisors
Industry Investment Management
Experience
Hanson McClain Advisors June 2012 - Present
Securities America, Inc. Member FINRA/SIPC November 2008 - May 2012
Iron Point Capital Management (formerly Brecek & Young Advisors, Inc.) July 2003 - May 2012
Brecek & Young Advisors December 2001 - July 2003
Sierra Capital Investors 2001 - 2001
Wells Fargo Securities January 2000 - December 2000
Prudential Securities March 1999 - December 1999
Skills
Asset Allocation, Alternative Investments, Investments, Portfolio Management, Equities, Mutual Funds, Investment Management, Strategic Financial..., Wealth Management, Trading, Financial Advisory, Securities, Hedge Funds, Options, Risk Management, Asset Management, Series 7, Quantitative Analysis, Valuation, Financial Modeling, Finance, Retirement Planning, Financial Markets, Asset Managment, Series 63, Investment Advisory, Due Diligence, FINRA, Bonds, Financial Services, Fund Of Funds, Capital Markets, Series 65, Hedging, Financial Analysis, Bloomberg, Investment Strategies, Wealth Management..., Equity Research, ETFs, Fixed Income, Chartered Financial..., Management
Education
Brigham Young University - Hawaii 1995 — 1998
Bachelor of Science (B.S.), International Business Management
El Dorado High School 1989 — 1992
High School
Hanson McClain Advisors June 2012 - Present
Securities America, Inc. Member FINRA/SIPC November 2008 - May 2012
Iron Point Capital Management (formerly Brecek & Young Advisors, Inc.) July 2003 - May 2012
Brecek & Young Advisors December 2001 - July 2003
Sierra Capital Investors 2001 - 2001
Wells Fargo Securities January 2000 - December 2000
Prudential Securities March 1999 - December 1999
Skills
Asset Allocation, Alternative Investments, Investments, Portfolio Management, Equities, Mutual Funds, Investment Management, Strategic Financial..., Wealth Management, Trading, Financial Advisory, Securities, Hedge Funds, Options, Risk Management, Asset Management, Series 7, Quantitative Analysis, Valuation, Financial Modeling, Finance, Retirement Planning, Financial Markets, Asset Managment, Series 63, Investment Advisory, Due Diligence, FINRA, Bonds, Financial Services, Fund Of Funds, Capital Markets, Series 65, Hedging, Financial Analysis, Bloomberg, Investment Strategies, Wealth Management..., Equity Research, ETFs, Fixed Income, Chartered Financial..., Management
Education
Brigham Young University - Hawaii 1995 — 1998
Bachelor of Science (B.S.), International Business Management
El Dorado High School 1989 — 1992
High School
Kerry Sellmeyer Kerry Sellmeyer's Securities America, Inc. Member FINRA/SIPC Experience
Job Manager Technology Support at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC
Skills
Visio, Process Improvement, Microsoft SQL Server, IIS
Education
Bellevue University 1998 — 2000
Bachelor, CIS
Securities America, Inc. Member FINRA/SIPC
Skills
Visio, Process Improvement, Microsoft SQL Server, IIS
Education
Bellevue University 1998 — 2000
Bachelor, CIS
Chad Kyes Chad Kyes's Securities America, Inc. Member FINRA/SIPC Experience March 2014 - May 2014
Job Manager Supervision at Cetera Financial Specialists
Industry Financial Services
Experience
Cetera Financial Specialists LLC, Member FINRA/SIPC June 2014 - Present
Securities America, Inc. Member FINRA/SIPC March 2014 - May 2014
Berthel Fisher & Company Financial Services October 2013 - January 2014
Ameritas Invesment Corp 2006 - October 2013
Ameritas Investment Corp. September 2005 - July 2006
Ameritas Investment Corp. October 2003 - September 2005
Ameritas Investment Corp. January 2002 - October 2003
Ameritas Investment Corp. April 2001 - January 2002
Edward Jones June 1999 - March 2001
Doniphan Public Schools June 1993 - June 1999
Education
Hastings College 1988 — 1992
Central City High School 1983 — 1987
Cetera Financial Specialists LLC, Member FINRA/SIPC June 2014 - Present
Securities America, Inc. Member FINRA/SIPC March 2014 - May 2014
Berthel Fisher & Company Financial Services October 2013 - January 2014
Ameritas Invesment Corp 2006 - October 2013
Ameritas Investment Corp. September 2005 - July 2006
Ameritas Investment Corp. October 2003 - September 2005
Ameritas Investment Corp. January 2002 - October 2003
Ameritas Investment Corp. April 2001 - January 2002
Edward Jones June 1999 - March 2001
Doniphan Public Schools June 1993 - June 1999
Education
Hastings College 1988 — 1992
Central City High School 1983 — 1987
Nate Louderback Nate Louderback's Securities America, Inc. Member FINRA/SIPC Experience April 2007 - August 2011
Job Client and Regulatory Inquiry Analyst III at Securities America, Inc. Member SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC April 2007 - August 2011
Woodmen of the World 2006 - 2006
TD Ameritrade 2004 - 2006
Skills
FINRA, Mutual Funds, Securities, Series 7, Series 63, Series 24, series 4, Series 53, Series 66
Education
Bellevue University 2007 — 2009
MBA, Business
New York University 2002 — 2003
M.A., Politics
Creighton University 1998 — 2002
B.A., Political Science
Plattsmouth High School 1994 — 1998
Securities America, Inc. Member FINRA/SIPC April 2007 - August 2011
Woodmen of the World 2006 - 2006
TD Ameritrade 2004 - 2006
Skills
FINRA, Mutual Funds, Securities, Series 7, Series 63, Series 24, series 4, Series 53, Series 66
Education
Bellevue University 2007 — 2009
MBA, Business
New York University 2002 — 2003
M.A., Politics
Creighton University 1998 — 2002
B.A., Political Science
Plattsmouth High School 1994 — 1998
Ben O'Neill's Securities America, Inc. Member FINRA/SIPC Experience January 2004 - September 2009
Job Internal Auditor at NorthStar Financial Services Group, LLC
Industry Financial Services
Experience
NorthStar Financial Services Group, LLC November 2014 - Present
NorthStar Financial Services Group, LLC-Gemini Fund Services September 2010 - November 2014
Pacific Life February 2010 - June 2010
Securities America, Inc. Member FINRA/SIPC January 2004 - September 2009
The Window Pro's June 2000 - July 2003
Skills
Series 63, Retirement, FINRA, Variable Annuities, Finance, Personal Finance, Wealth Management, Securities, Series 7, Mutual Funds, Strategic Financial...
Education
Bellevue University
Bachelor of Arts (B.A.), Business Administration and Management, General
Edison Community College
Finance
Metropolitan Community College
NorthStar Financial Services Group, LLC November 2014 - Present
NorthStar Financial Services Group, LLC-Gemini Fund Services September 2010 - November 2014
Pacific Life February 2010 - June 2010
Securities America, Inc. Member FINRA/SIPC January 2004 - September 2009
The Window Pro's June 2000 - July 2003
Skills
Series 63, Retirement, FINRA, Variable Annuities, Finance, Personal Finance, Wealth Management, Securities, Series 7, Mutual Funds, Strategic Financial...
Education
Bellevue University
Bachelor of Arts (B.A.), Business Administration and Management, General
Edison Community College
Finance
Metropolitan Community College
Dennis King Dennis King's Securities America, Inc. Member FINRA/SIPC Experience 2000 - Present
Job Senior Vice President at Securities America Inc., member SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC 2000 - Present
Triad Asset Management November 1987 - February 2000
Paine Webber March 1981 - November 1987
United States Air Force September 1971 - March 1981
Skills
Wealth Management, Mutual Funds, Project Management, Investment Advisory, Series 7, Alternative Investments, Series 63, Series 24, Retirement Planning, Securities, Series 65, FINRA, Asset Allocation, Financial Advisory, Asset Management, Retirement
Education
University of Nebraska at Omaha 2000 — 2003
MBA, Business Management
Bellevue University 1997 — 2000
BS Global Business Management, Business
Securities America, Inc. Member FINRA/SIPC 2000 - Present
Triad Asset Management November 1987 - February 2000
Paine Webber March 1981 - November 1987
United States Air Force September 1971 - March 1981
Skills
Wealth Management, Mutual Funds, Project Management, Investment Advisory, Series 7, Alternative Investments, Series 63, Series 24, Retirement Planning, Securities, Series 65, FINRA, Asset Allocation, Financial Advisory, Asset Management, Retirement
Education
University of Nebraska at Omaha 2000 — 2003
MBA, Business Management
Bellevue University 1997 — 2000
BS Global Business Management, Business
William Hawke, MBA, CFP® William Hawke, MBA, CFP®'s Securities America, Inc. Member FINRA/SIPC Experience 2006 - 2014
Job Financial Advisor and Partner, Cedar Brook Financial Partners
Industry Financial Services
Experience
Cedar Brook Financial Partners January 2006 - Present
Securities America, Inc. Member FINRA/SIPC 2006 - 2014
Securities America, Inc. Member FINRA/SIPC 2006 - 2014
Cleveland Financial Group January 1980 - November 2006
Lincoln Financial Advisors 1979 - 2006
Skills
Retirement, Creating income in..., Wealth Preservation..., Charitable Giving..., IRA Rollovers, 401k Rollovers, IRAs, Strategic Financial..., Wealth, Employee Benefits, Mutual Funds, Financial Advisory, Financial Services, Strategy, Securities, Insurance, Wealth Management, Estate Planning, Income, Small Business, Finance, Management, Retirement Plan..., Wealth Management..., Retirement Planning, Investment Advisory
Education
Baldwin Wallace University 1978 — 1980
MBA, Project Management
University of Michigan 1973 — 1975
MSW, Social Work
Bowling Green State University 1969 — 1973
Bacheldor of Arts, Sociology
Cedar Brook Financial Partners January 2006 - Present
Securities America, Inc. Member FINRA/SIPC 2006 - 2014
Securities America, Inc. Member FINRA/SIPC 2006 - 2014
Cleveland Financial Group January 1980 - November 2006
Lincoln Financial Advisors 1979 - 2006
Skills
Retirement, Creating income in..., Wealth Preservation..., Charitable Giving..., IRA Rollovers, 401k Rollovers, IRAs, Strategic Financial..., Wealth, Employee Benefits, Mutual Funds, Financial Advisory, Financial Services, Strategy, Securities, Insurance, Wealth Management, Estate Planning, Income, Small Business, Finance, Management, Retirement Plan..., Wealth Management..., Retirement Planning, Investment Advisory
Education
Baldwin Wallace University 1978 — 1980
MBA, Project Management
University of Michigan 1973 — 1975
MSW, Social Work
Bowling Green State University 1969 — 1973
Bacheldor of Arts, Sociology
Joshua Gilliam, CRC®'s Securities America, Inc. Member FINRA/SIPC Experience January 2013 - Present
Job Managing Director
Industry Financial Services
Experience
Gilliam, Mease & Associates, LLC October 2004 - Present
Securities America, Inc. Member FINRA/SIPC January 2013 - Present
Lincoln Financial Group October 1998 - September 2004
Education
Eastern Kentucky University 1992 — 1997
BA, Business and Communications
Gilliam, Mease & Associates, LLC October 2004 - Present
Securities America, Inc. Member FINRA/SIPC January 2013 - Present
Lincoln Financial Group October 1998 - September 2004
Education
Eastern Kentucky University 1992 — 1997
BA, Business and Communications
Joseph Hillebrand Joseph Hillebrand's Securities America, Inc. Member FINRA/SIPC Experience April 2007 - December 2007
Job Retirement Plan Counselor at Empower Retirement
Industry Financial Services
Experience
EMPOWER Retirement December 2014 - Present
Teel's Trucks October 2013 - December 2014
Old Mutual Capital December 2007 - December 2012
Securities America, Inc. Member FINRA/SIPC April 2007 - December 2007
Jackson National Life September 2004 - April 2007
Main Street Securities July 2003 - September 2004
Hays Legion Baseball June 1999 - September 2004
Skills
Adobe Creative Suite, Microsoft Office, Microsoft Excel, Microsoft Word, Microsoft Exchange, Photoshop, PowerPoint, Non-profits..., Public Speaking, Public Relations, Event Planning, Fundraising, Social Media, Community Outreach, Volunteer Management, Market Research, Legal Research, Leadership, Leadership Development, Securities Regulation, Securities License, Insurance
Education
Regis University 2003 — 2005
Master of Business Administration (MBA), Accounting and Finance
Fort Hays State University 1998 — 2000
Bachelor's degree, Business, Management, Marketing, and Related Support Services
Barton County Community College 1996 — 1998
Associate's degree, Business/Commerce, General
EMPOWER Retirement December 2014 - Present
Teel's Trucks October 2013 - December 2014
Old Mutual Capital December 2007 - December 2012
Securities America, Inc. Member FINRA/SIPC April 2007 - December 2007
Jackson National Life September 2004 - April 2007
Main Street Securities July 2003 - September 2004
Hays Legion Baseball June 1999 - September 2004
Skills
Adobe Creative Suite, Microsoft Office, Microsoft Excel, Microsoft Word, Microsoft Exchange, Photoshop, PowerPoint, Non-profits..., Public Speaking, Public Relations, Event Planning, Fundraising, Social Media, Community Outreach, Volunteer Management, Market Research, Legal Research, Leadership, Leadership Development, Securities Regulation, Securities License, Insurance
Education
Regis University 2003 — 2005
Master of Business Administration (MBA), Accounting and Finance
Fort Hays State University 1998 — 2000
Bachelor's degree, Business, Management, Marketing, and Related Support Services
Barton County Community College 1996 — 1998
Associate's degree, Business/Commerce, General
Jeff Kissiar Jeff Kissiar's Securities America, Inc. Member FINRA/SIPC Experience 2014 - Present
Job Investment Representative at Securites America, Inc. DBA The Pension People
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC 2014 - Present
Home of the $80 Tax Return January 2015 - Present
Principal Financial Group 2013 - June 2014
Northwestern Mutual Financial Network August 2012 - July 2013
Veterans Services Office January 2012 - June 2012
United States Air Force October 2003 - October 2007
Skills
Financial Needs Analysis, Mutual Funds, Asset Allocation, College Funding..., 401k, 403 b, Traditional IRA, Roth IRA, Simple IRA, Income Protection, Universal Life, Whole Life, Term Life Insurance
Education
CSU Sacramento 2010 — 2012
Bachelor of Science (B.S.), Finance
Sierra College 2008 — 2010
Associate of Science (A.S.); Associate of Arts (A.A.), Business Administration and Management, General; Liberal Arts
Securities America, Inc. Member FINRA/SIPC 2014 - Present
Home of the $80 Tax Return January 2015 - Present
Principal Financial Group 2013 - June 2014
Northwestern Mutual Financial Network August 2012 - July 2013
Veterans Services Office January 2012 - June 2012
United States Air Force October 2003 - October 2007
Skills
Financial Needs Analysis, Mutual Funds, Asset Allocation, College Funding..., 401k, 403 b, Traditional IRA, Roth IRA, Simple IRA, Income Protection, Universal Life, Whole Life, Term Life Insurance
Education
CSU Sacramento 2010 — 2012
Bachelor of Science (B.S.), Finance
Sierra College 2008 — 2010
Associate of Science (A.S.); Associate of Arts (A.A.), Business Administration and Management, General; Liberal Arts
Jeremy Doyle's Securities America, Inc. Member FINRA/SIPC Experience March 2013 - June 2014
Job A clever, adept, and progressive compliance pro? Yep.
Industry Financial Services
Experience
LPL Financial June 2014 - Present
Securities America, Inc. Member FINRA/SIPC March 2013 - June 2014
OmahaMetro Design & Technology April 2012 - February 2013
Securities America, Inc. Member FINRA/SIPC September 2011 - April 2012
QA3 Financial Corp August 2007 - February 2011
QA3 Financial Corp June 2006 - August 2007
Woodmen of the World October 2004 - June 2006
Securities America, Inc. Member FINRA/SIPC June 2003 - October 2004
Securities America, Inc. Member FINRA/SIPC December 2001 - June 2003
TD Ameritrade August 1999 - April 2001
Skills
Management, Advertising, Risk Management, Investments, Series 7, Retail, Data Analysis, Research, Strategic Planning, Policy, Customer Service, Compliance, HTML 5, CSS3, Photoshop, Illustrator, InDesign, Microsoft Excel, Series 24, Finance, Portfolio Management, Investment Advisory, CSS, Financial Advisory, FINRA
Education
University of Iowa 1995 — 1999
Bachelor of Business Administration, Finance
University of Iowa - Henry B. Tippie College of Business 1995 — 1999
Bachelor of Business Administration, Finance
Stanford University 2014 — 2014
Continuing Education
Duke University 2014 — 2014
Continuing Education
LPL Financial June 2014 - Present
Securities America, Inc. Member FINRA/SIPC March 2013 - June 2014
OmahaMetro Design & Technology April 2012 - February 2013
Securities America, Inc. Member FINRA/SIPC September 2011 - April 2012
QA3 Financial Corp August 2007 - February 2011
QA3 Financial Corp June 2006 - August 2007
Woodmen of the World October 2004 - June 2006
Securities America, Inc. Member FINRA/SIPC June 2003 - October 2004
Securities America, Inc. Member FINRA/SIPC December 2001 - June 2003
TD Ameritrade August 1999 - April 2001
Skills
Management, Advertising, Risk Management, Investments, Series 7, Retail, Data Analysis, Research, Strategic Planning, Policy, Customer Service, Compliance, HTML 5, CSS3, Photoshop, Illustrator, InDesign, Microsoft Excel, Series 24, Finance, Portfolio Management, Investment Advisory, CSS, Financial Advisory, FINRA
Education
University of Iowa 1995 — 1999
Bachelor of Business Administration, Finance
University of Iowa - Henry B. Tippie College of Business 1995 — 1999
Bachelor of Business Administration, Finance
Stanford University 2014 — 2014
Continuing Education
Duke University 2014 — 2014
Continuing Education
Kyle White, CFA's Securities America, Inc. Member FINRA/SIPC Experience August 2009 - April 2010
Job Finance Director at Agspring
Industry Logistics and Supply Chain
Experience
Agspring May 2014 - Present
Gavilon Group, LLC September 2012 - May 2014
Gavilon Group, LLC April 2010 - September 2012
Securities America, Inc. Member FINRA/SIPC August 2009 - April 2010
Securities America, Inc. Member FINRA/SIPC October 2008 - August 2009
A.G. Edwards & Sons September 2006 - August 2008
Skills
Microsoft Excel, Hyperion, Microsoft Office, Financial Modeling, Mergers, Financial Advisory, Portfolio Management, Series 7, Trading, Series 63, Financial Analysis, Mutual Funds, Retirement Planning, Financial Risk, Strategic Financial..., Securities, Insurance, Mergers & Acquisitions, Analysis
Education
Creighton University 2008 — 2011
M.B.A., Business / Finance
The University of Kansas 2000 — 2004
B.S., Chemical Engineering
Agspring May 2014 - Present
Gavilon Group, LLC September 2012 - May 2014
Gavilon Group, LLC April 2010 - September 2012
Securities America, Inc. Member FINRA/SIPC August 2009 - April 2010
Securities America, Inc. Member FINRA/SIPC October 2008 - August 2009
A.G. Edwards & Sons September 2006 - August 2008
Skills
Microsoft Excel, Hyperion, Microsoft Office, Financial Modeling, Mergers, Financial Advisory, Portfolio Management, Series 7, Trading, Series 63, Financial Analysis, Mutual Funds, Retirement Planning, Financial Risk, Strategic Financial..., Securities, Insurance, Mergers & Acquisitions, Analysis
Education
Creighton University 2008 — 2011
M.B.A., Business / Finance
The University of Kansas 2000 — 2004
B.S., Chemical Engineering
Thomas Kijowski's Securities America, Inc. Member FINRA/SIPC Experience 1990 - 2007
Job Investment and Financial Management for Professionals, Business Owners and Retirees
Industry Investment Management
Experience
Kijowski Investments 1990 - Present
Cambridge Investment Research 2008 - 2014
Securities America, Inc. Member FINRA/SIPC 1990 - 2007
The New England January 1985 - April 1990
Massachusetts Mutual Life Insurance Company April 1983 - December 1984
Metropolitan Life Insurance Company April 1979 - April 1983
Skills
Investments, Retirement, Retirement Planning, Financial Advisory, Securities, Wealth, Life Insurance, Risk Management, Finance, Estate Planning, Disability Insurance, Analysis, Strategic Financial..., Wealth Management, Investment Advisory, Small Business, FINRA, Mutual Funds, Financial Services, Asset Allocation, Series 7, Fixed Annuities, Financial Risk
Education
West Virginia University 1986 — 1987
MBA, Business
Fairmont State University 1968 — 1972
BS, Business
Kittanning High School
Kijowski Investments 1990 - Present
Cambridge Investment Research 2008 - 2014
Securities America, Inc. Member FINRA/SIPC 1990 - 2007
The New England January 1985 - April 1990
Massachusetts Mutual Life Insurance Company April 1983 - December 1984
Metropolitan Life Insurance Company April 1979 - April 1983
Skills
Investments, Retirement, Retirement Planning, Financial Advisory, Securities, Wealth, Life Insurance, Risk Management, Finance, Estate Planning, Disability Insurance, Analysis, Strategic Financial..., Wealth Management, Investment Advisory, Small Business, FINRA, Mutual Funds, Financial Services, Asset Allocation, Series 7, Fixed Annuities, Financial Risk
Education
West Virginia University 1986 — 1987
MBA, Business
Fairmont State University 1968 — 1972
BS, Business
Kittanning High School
William R. Courtney William R. Courtney's Securities America, Inc. Member FINRA/SIPC Experience 2000 - 2002
Job Student
Industry Entertainment
Experience
Belmont University College of Business August 2010 - Present
Sony/ATV January 2014 - April 2014
Jericat Music Group 2013 - 2013
Save The Music America 2013 - 2013
Family Airs Publishing January 1999 - August 2010
Irrigation Service & Associates April 1985 - December 2009
American Home Mortgage January 2002 - December 2007
Securities America, Inc. Member FINRA/SIPC 2000 - 2002
Skills
Mortgage Lending, Customer Service, Entertainment, Sales, Public Speaking, FHA, Microsoft Office, Budgets, Strategic Planning, Microsoft Excel, Investment Properties, Sales Management, Social Networking, Music Publishing, New Business Development, Music Industry, Social Media Marketing, Marketing, Record Labels, Mutual Funds, Music Licensing, Songwriting, Music Production, Music
Education
Belmont University 2011 — 2014
Business Administration, Music Business
Nashville State Community College 2009 — 2011
Business Administration
Belmont University College of Business August 2010 - Present
Sony/ATV January 2014 - April 2014
Jericat Music Group 2013 - 2013
Save The Music America 2013 - 2013
Family Airs Publishing January 1999 - August 2010
Irrigation Service & Associates April 1985 - December 2009
American Home Mortgage January 2002 - December 2007
Securities America, Inc. Member FINRA/SIPC 2000 - 2002
Skills
Mortgage Lending, Customer Service, Entertainment, Sales, Public Speaking, FHA, Microsoft Office, Budgets, Strategic Planning, Microsoft Excel, Investment Properties, Sales Management, Social Networking, Music Publishing, New Business Development, Music Industry, Social Media Marketing, Marketing, Record Labels, Mutual Funds, Music Licensing, Songwriting, Music Production, Music
Education
Belmont University 2011 — 2014
Business Administration, Music Business
Nashville State Community College 2009 — 2011
Business Administration
Vickie Sperling Vickie Sperling's Securities America, Inc. Member FINRA/SIPC Experience November 1997 - February 2008
Job Office Manager for Bass Investment Group
Industry Financial Services
Experience
Bass Investment Group February 2008 - Present
Securities America, Inc. Member FINRA/SIPC November 1997 - February 2008
Education
Bauder College 1983 — 1985
Associates, Interior Design
Bass Investment Group February 2008 - Present
Securities America, Inc. Member FINRA/SIPC November 1997 - February 2008
Education
Bauder College 1983 — 1985
Associates, Interior Design
Paula Strzyzewski's Securities America, Inc. Member FINRA/SIPC Experience 2004 - Present
Job Owner/Financial Advisor at Synergy Wealth Planners
Industry Financial Services
Experience
Synergy Wealth Planners 2007 - Present
Cooper McManus 2007 - Present
Securities America, Inc. Member FINRA/SIPC 2004 - Present
Saffer Wealth Strategies 2004 - 2007
Sun America Securities, Inc/Independent Capital Management 2002 - 2004
Banner Baywood Medical Center 1983 - 2002
Skills
Strategic Financial..., Retirement Planning, Financial Advisory, IRAs, Insurance, Roth IRA, Pensions, Financial Goals, Asset, Long-term Care, Retirement, 401k, Fixed Annuities, Health Insurance, Employee Benefits
Education
University of Phoenix 1986 — 1988
MBA
Alverno College 1975 — 1979
BSN, Nursing
Synergy Wealth Planners 2007 - Present
Cooper McManus 2007 - Present
Securities America, Inc. Member FINRA/SIPC 2004 - Present
Saffer Wealth Strategies 2004 - 2007
Sun America Securities, Inc/Independent Capital Management 2002 - 2004
Banner Baywood Medical Center 1983 - 2002
Skills
Strategic Financial..., Retirement Planning, Financial Advisory, IRAs, Insurance, Roth IRA, Pensions, Financial Goals, Asset, Long-term Care, Retirement, 401k, Fixed Annuities, Health Insurance, Employee Benefits
Education
University of Phoenix 1986 — 1988
MBA
Alverno College 1975 — 1979
BSN, Nursing
Peter Magnuson, MSAPM Peter Magnuson, MSAPM's Securities America, Inc. Member FINRA/SIPC Experience November 2013 - Present
Job Manager Due Diligence at Securities America
Industry Investment Banking
Experience
ADISA November 2014 - Present
Securities America, Inc. Member FINRA/SIPC November 2013 - Present
Concordia Foundation January 2010 - Present
First National Bank of Omaha June 2012 - May 2013
DMMS & Associates July 2009 - June 2012
DeWaay Financial Network January 2007 - July 2009
ING Financial Partners February 2006 - July 2006
Central Financial Group January 2004 - January 2006
Skills
Portfolio Management, Investments, Due Diligence, Private Equity, Alternative Investments, Credit, Strategy, Securities, Private Placements, Strategic Financial..., Financial Advisory, Loans, Real Estate Investment, Hedge Funds, Investment Banking, Capital Markets, Series 7, Equities, Asset Management, Mergers, Valuation, Venture Capital, Brokerage, Financial Planning, Strategic Planning, Debt, Investment Strategies, Financial Analysis, Investment Advisory, Funding, Asset Allocation, Structuring, Mutual Funds, Public Speaking, Financial Markets, Wealth Management, Start-ups, Analysis, Compliance, Retirement, Real Estate, Microsoft Excel, Pivot Tables, Financial Statement..., Equity Valuation, Quantitative Research, Corporate Finance, Finance, Financial Modeling, Investment Management
Education
Creighton University 2009 — 2011
Masters, Securities Analysis and Portfolio Management
Concordia University, Nebraska 1998 — 2002
BA Business Administration, Finance
Ballard High School 1994 — 1998
ADISA November 2014 - Present
Securities America, Inc. Member FINRA/SIPC November 2013 - Present
Concordia Foundation January 2010 - Present
First National Bank of Omaha June 2012 - May 2013
DMMS & Associates July 2009 - June 2012
DeWaay Financial Network January 2007 - July 2009
ING Financial Partners February 2006 - July 2006
Central Financial Group January 2004 - January 2006
Skills
Portfolio Management, Investments, Due Diligence, Private Equity, Alternative Investments, Credit, Strategy, Securities, Private Placements, Strategic Financial..., Financial Advisory, Loans, Real Estate Investment, Hedge Funds, Investment Banking, Capital Markets, Series 7, Equities, Asset Management, Mergers, Valuation, Venture Capital, Brokerage, Financial Planning, Strategic Planning, Debt, Investment Strategies, Financial Analysis, Investment Advisory, Funding, Asset Allocation, Structuring, Mutual Funds, Public Speaking, Financial Markets, Wealth Management, Start-ups, Analysis, Compliance, Retirement, Real Estate, Microsoft Excel, Pivot Tables, Financial Statement..., Equity Valuation, Quantitative Research, Corporate Finance, Finance, Financial Modeling, Investment Management
Education
Creighton University 2009 — 2011
Masters, Securities Analysis and Portfolio Management
Concordia University, Nebraska 1998 — 2002
BA Business Administration, Finance
Ballard High School 1994 — 1998
Sarvey Canella Sarvey Canella's Securities America, Inc. Member FINRA/SIPC Experience April 2010 - Present
Job Financial Coach to Busy People Interested in Living a Life Free from Financial Concerns
Industry Financial Services
Experience
Canella Financial Group January 2000 - Present
Securities America, Inc. Member FINRA/SIPC April 2010 - Present
Ameriprise Financial Services, Inc. June 1994 - December 1999
Skills
Retirement Planning, Securities, Wealth, Financial Planning, Wealth Management, Estate Planning, Risk Management, Asset Management, Insurance, Investments, Financial Analysis, Asset Allocation, Portfolio Management, Long Term Care, Retirement, Public Speaking, Long-term Care, Investment Advisory, Asset Managment, Mutual Funds, Series 7, Fixed Annuities, Strategic Financial...
Education
Duquesne University 1988 — 1990
MBA, Business
Duquesne University 1976 — 1980
BS, Business
Linsly 1972 — 1976
HS
Canella Financial Group January 2000 - Present
Securities America, Inc. Member FINRA/SIPC April 2010 - Present
Ameriprise Financial Services, Inc. June 1994 - December 1999
Skills
Retirement Planning, Securities, Wealth, Financial Planning, Wealth Management, Estate Planning, Risk Management, Asset Management, Insurance, Investments, Financial Analysis, Asset Allocation, Portfolio Management, Long Term Care, Retirement, Public Speaking, Long-term Care, Investment Advisory, Asset Managment, Mutual Funds, Series 7, Fixed Annuities, Strategic Financial...
Education
Duquesne University 1988 — 1990
MBA, Business
Duquesne University 1976 — 1980
BS, Business
Linsly 1972 — 1976
HS
Gary Bender Gary Bender's Securities America, Inc. Member FINRA/SIPC Experience November 2014 - Present
Job First Vice President National Director of Recruiting at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC November 2014 - Present
Securities America 2015 - 2015
Woodbury Financial Services May 2011 - November 2014
Advisor Group, Royal Alliance July 1984 - April 2011
Integrated Reources 1984 - 1990
Skills
Series 7, Investment Advisory, Investments, Life Insurance, Securities, Series 63, Retirement, Retirement Planning, Wealth Management, Mutual Funds, Strategic Financial..., Relationship Management, Portfolio Management, Mergers & Acquisitions, Banking, Asset Management, Financial Services, Asset Allocation, Alternative Investments, FINRA, Series 24, Financial Advisory, Investment Strategies, Fixed Annuities, Series 65, Wealth Management..., IRAs, Uniform Combined State..., 401k
Education
Kent State University
Aerospace Technology
Securities America, Inc. Member FINRA/SIPC November 2014 - Present
Securities America 2015 - 2015
Woodbury Financial Services May 2011 - November 2014
Advisor Group, Royal Alliance July 1984 - April 2011
Integrated Reources 1984 - 1990
Skills
Series 7, Investment Advisory, Investments, Life Insurance, Securities, Series 63, Retirement, Retirement Planning, Wealth Management, Mutual Funds, Strategic Financial..., Relationship Management, Portfolio Management, Mergers & Acquisitions, Banking, Asset Management, Financial Services, Asset Allocation, Alternative Investments, FINRA, Series 24, Financial Advisory, Investment Strategies, Fixed Annuities, Series 65, Wealth Management..., IRAs, Uniform Combined State..., 401k
Education
Kent State University
Aerospace Technology
Ivey de la Torre Ivey de la Torre's Securities America, Inc. Member FINRA/SIPC Experience December 2013 - September 2014
Job Financial Advisor at Alliance Wealth Advisors
Industry Investment Management
Experience
Alliance Wealth Advisors September 2014 - Present
Securities America, Inc. Member FINRA/SIPC December 2013 - September 2014
Keystone Financial October 2012 - September 2014
Lincoln Financial Securities October 2012 - December 2013
Hartline & Roberts LLC May 2010 - September 2012
Education
Auburn University, College of Business 2005 — 2009
Finance, Finance, Economics, Accounting
Auburn University
Finance and Financial Management Services
Alliance Wealth Advisors September 2014 - Present
Securities America, Inc. Member FINRA/SIPC December 2013 - September 2014
Keystone Financial October 2012 - September 2014
Lincoln Financial Securities October 2012 - December 2013
Hartline & Roberts LLC May 2010 - September 2012
Education
Auburn University, College of Business 2005 — 2009
Finance, Finance, Economics, Accounting
Auburn University
Finance and Financial Management Services
Kathleen Chokas Kathleen Chokas's Securities America, Inc. Member FINRA/SIPC Experience August 2008 - July 2014
Job Client Liaison at The Clarion Group, Ltd.
Industry Insurance
Experience
The Clarion Group, Ltd. May 2015 - Present
Aspen Re January 2015 - May 2015
Securities America, Inc. Member FINRA/SIPC August 2008 - July 2014
Skills
Administrative..., Outlook, Data Entry, Access, Microsoft Excel, Time Management, Insurance, Securities, Customer Service, Mutual Funds, Database Administration, Series 7, Visio, Microsoft Word, Microsoft Office
Education
Eastern Connecticut State University 2011 — 2014
Bachelor of English
Manchester Community College 2008 — 2011
General Studies, Associates Degree
The Clarion Group, Ltd. May 2015 - Present
Aspen Re January 2015 - May 2015
Securities America, Inc. Member FINRA/SIPC August 2008 - July 2014
Skills
Administrative..., Outlook, Data Entry, Access, Microsoft Excel, Time Management, Insurance, Securities, Customer Service, Mutual Funds, Database Administration, Series 7, Visio, Microsoft Word, Microsoft Office
Education
Eastern Connecticut State University 2011 — 2014
Bachelor of English
Manchester Community College 2008 — 2011
General Studies, Associates Degree
Steve Agosta CISSP, CISA & CRISC's Securities America, Inc. Member FINRA/SIPC Experience March 2011 - June 2014
Job Associate II IT Auditor at First National Bank of Omaha
Industry Information Technology and Services
Experience
First National Bank of Omaha June 2014 - Present
Securities America, Inc. Member FINRA/SIPC March 2011 - June 2014
Securities America April 2006 - March 2011
Securities America July 1999 - April 2006
Robert Half Technology November 1997 - July 1999
Skills
CISA, CRISC, PMP, Series 7, Security, SOX, Risk Assessment, Sarbanes-Oxley Act, Network Security, Risk Management, Financial Risk, Intrusion Detection, Problem Solving, IIS, Security Management, Computer Security, IPv6, Business Continuity..., IT Audit, Servers, Information Security, Active Directory, Vendor Management, Data Security, Information Technology, Disaster Recovery, Business Continuity, CISSP
Education
Southern Methodist University 2003 — 2006
M.S., Information Engineering & Management
Hamline University 1989 — 1992
BA, Political Science & Environmental Science w/ Honors
First National Bank of Omaha June 2014 - Present
Securities America, Inc. Member FINRA/SIPC March 2011 - June 2014
Securities America April 2006 - March 2011
Securities America July 1999 - April 2006
Robert Half Technology November 1997 - July 1999
Skills
CISA, CRISC, PMP, Series 7, Security, SOX, Risk Assessment, Sarbanes-Oxley Act, Network Security, Risk Management, Financial Risk, Intrusion Detection, Problem Solving, IIS, Security Management, Computer Security, IPv6, Business Continuity..., IT Audit, Servers, Information Security, Active Directory, Vendor Management, Data Security, Information Technology, Disaster Recovery, Business Continuity, CISSP
Education
Southern Methodist University 2003 — 2006
M.S., Information Engineering & Management
Hamline University 1989 — 1992
BA, Political Science & Environmental Science w/ Honors
Jenny Ginter Jenny Ginter's Securities America, Inc. Member FINRA/SIPC Experience February 2008 - September 2012
Job Berkshire Hathaway Home Services Real estate agent & investor
Industry Accounting
Experience
McFarlin & Brokke, PC August 2012 - April 2015
Securities America, Inc. Member FINRA/SIPC February 2008 - September 2012
H&R Block January 2010 - April 2011
Securities America, Inc. Member FINRA/SIPC October 2006 - February 2008
Applied Underwriters December 1999 - August 2005
Skills
General Ledger, Bank Reconciliation, Accounting, Tax Preparation, Bookkeeping
Education
Bellevue University
Bachelor's, Accounting
McFarlin & Brokke, PC August 2012 - April 2015
Securities America, Inc. Member FINRA/SIPC February 2008 - September 2012
H&R Block January 2010 - April 2011
Securities America, Inc. Member FINRA/SIPC October 2006 - February 2008
Applied Underwriters December 1999 - August 2005
Skills
General Ledger, Bank Reconciliation, Accounting, Tax Preparation, Bookkeeping
Education
Bellevue University
Bachelor's, Accounting
Christiane Agee Christiane Agee's Securities America, Inc. Member FINRA/SIPC Experience December 2013 - August 2015
Job Lead Generation Marketing Manager at West Interactive Services
Industry Internet
Experience
West Interactive Services August 2015 - Present
Securities America, Inc. Member FINRA/SIPC December 2013 - August 2015
Bellevue University April 2013 - December 2013
Bellevue University October 2011 - April 2013
Bellevue University June 2008 - October 2011
NetShops November 2006 - June 2008
NetShops November 2005 - November 2006
Applied Underwriters 2002 - 2003
Slosburg Company 2000 - 2002
Skills
Social Media Marketing, Marketing Communications, Blogging, Facebook, Social Media, Public Speaking, Public Relations, Copywriting, Editing, SEO, Email Marketing, Marketing, Copy Editing, Social Networking, Advertising, Online Marketing, Non-profits, Online Advertising, Event Planning, Media Relations, Newsletters, Strategy, Corporate Communications, Management, Content Management, Higher Education, Creative Writing, Leadership, WordPress, Press Releases, Adobe Creative Suite, Strategic Communications, Internal Communications, Creative Direction, Competitive Analysis, Web Content, Digital Strategy, Graphic Design, Website Development, Publications, Interviews, Content Strategy, Digital Marketing, Event Management, Integrated Marketing, InDesign, Fundraising, Marketing Strategy, Content Development, New Media
Education
Creighton University 1995 — 1999
BA, Journalism
West Interactive Services August 2015 - Present
Securities America, Inc. Member FINRA/SIPC December 2013 - August 2015
Bellevue University April 2013 - December 2013
Bellevue University October 2011 - April 2013
Bellevue University June 2008 - October 2011
NetShops November 2006 - June 2008
NetShops November 2005 - November 2006
Applied Underwriters 2002 - 2003
Slosburg Company 2000 - 2002
Skills
Social Media Marketing, Marketing Communications, Blogging, Facebook, Social Media, Public Speaking, Public Relations, Copywriting, Editing, SEO, Email Marketing, Marketing, Copy Editing, Social Networking, Advertising, Online Marketing, Non-profits, Online Advertising, Event Planning, Media Relations, Newsletters, Strategy, Corporate Communications, Management, Content Management, Higher Education, Creative Writing, Leadership, WordPress, Press Releases, Adobe Creative Suite, Strategic Communications, Internal Communications, Creative Direction, Competitive Analysis, Web Content, Digital Strategy, Graphic Design, Website Development, Publications, Interviews, Content Strategy, Digital Marketing, Event Management, Integrated Marketing, InDesign, Fundraising, Marketing Strategy, Content Development, New Media
Education
Creighton University 1995 — 1999
BA, Journalism
Brandon McKee Brandon McKee's Securities America, Inc. Member FINRA/SIPC Experience September 2014 - Present
Job at
Industry Financial Services
Experience
Securities America Inc. July 2015 - Present
Securities America, Inc. Member FINRA/SIPC September 2014 - Present
CLS Investments, LLC November 2013 - September 2014
Pottawattamie County August 2012 - December 2012
Skills
Finance, Regulatory Compliance, International Law, Securities, Investments, Financial Services, Microsoft Excel, Risk Management, Microsoft Office
Education
Creighton University School of Law 2010 — 2013
Juris Doctor, Law
Old Dominion University 2005 — 2010
Bachelor of Science (B.S.), Political Science and Government
Securities America Inc. July 2015 - Present
Securities America, Inc. Member FINRA/SIPC September 2014 - Present
CLS Investments, LLC November 2013 - September 2014
Pottawattamie County August 2012 - December 2012
Skills
Finance, Regulatory Compliance, International Law, Securities, Investments, Financial Services, Microsoft Excel, Risk Management, Microsoft Office
Education
Creighton University School of Law 2010 — 2013
Juris Doctor, Law
Old Dominion University 2005 — 2010
Bachelor of Science (B.S.), Political Science and Government
Jami Johnson's Securities America, Inc. Member FINRA/SIPC Experience February 2006 - August 2012
Job Producer Support/Training Associate at Principal Financial Group
Industry Financial Services
Experience
Principal Financial Group August 2012 - Present
Securities America, Inc. Member FINRA/SIPC February 2006 - August 2012
1717 Capital Managment June 2004 - February 2006
Prudential Financial July 2002 - June 2004
Sears, Roebuck and Co. 2000 - 2002
Skills
401k, Fixed Annuities, Mutual Funds, Retirement, Retirement Planning, Life Insurance, Pensions, Series 63, Finance, Series 6, Series 65, Series 7, Life and Health..., Insurance, Investments, Financial Services, Asset Allocation, IRAs, Variable Annuities, Long-term Care
Education
AIB College of Business 1996 — 1998
Associate of Arts (A.A.), Business Administration and Financial Services
Principal Financial Group August 2012 - Present
Securities America, Inc. Member FINRA/SIPC February 2006 - August 2012
1717 Capital Managment June 2004 - February 2006
Prudential Financial July 2002 - June 2004
Sears, Roebuck and Co. 2000 - 2002
Skills
401k, Fixed Annuities, Mutual Funds, Retirement, Retirement Planning, Life Insurance, Pensions, Series 63, Finance, Series 6, Series 65, Series 7, Life and Health..., Insurance, Investments, Financial Services, Asset Allocation, IRAs, Variable Annuities, Long-term Care
Education
AIB College of Business 1996 — 1998
Associate of Arts (A.A.), Business Administration and Financial Services
Sarah Flegel Sarah Flegel's Securities America, Inc. Member FINRA/SIPC Experience July 2013 - July 2014
Job Trade Support Analyst at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Applied Underwriters April 2015 - Present
Securities America, Inc. Member FINRA/SIPC July 2013 - July 2014
Securities America, Inc. Member FINRA/SIPC August 2013 - March 2014
Mutual of Omaha September 2012 - June 2013
TD Ameritrade November 2009 - February 2012
TD Ameritrade 2009 - 2012
The Nebraska Medical Center April 2009 - September 2009
Saint Elizabeth Regional Medical Center August 2008 - February 2009
Bryan LGH Medical Center October 2006 - July 2008
Bryan LGH Medical Center January 2004 - February 2005
Skills
Healthcare, Sales, Customer Service, Project Management, Leadership, Management, Series 7, Investments, Insurance, Strategic Planning, Financial Services, Microsoft Excel, Securities, Process Improvement
Education
Bellevue University 2011 — 2012
Bachelor of Science, Business
Southeast Community College 2004 — 2006
Associate of Applied Science Degree, Nursing
Applied Underwriters April 2015 - Present
Securities America, Inc. Member FINRA/SIPC July 2013 - July 2014
Securities America, Inc. Member FINRA/SIPC August 2013 - March 2014
Mutual of Omaha September 2012 - June 2013
TD Ameritrade November 2009 - February 2012
TD Ameritrade 2009 - 2012
The Nebraska Medical Center April 2009 - September 2009
Saint Elizabeth Regional Medical Center August 2008 - February 2009
Bryan LGH Medical Center October 2006 - July 2008
Bryan LGH Medical Center January 2004 - February 2005
Skills
Healthcare, Sales, Customer Service, Project Management, Leadership, Management, Series 7, Investments, Insurance, Strategic Planning, Financial Services, Microsoft Excel, Securities, Process Improvement
Education
Bellevue University 2011 — 2012
Bachelor of Science, Business
Southeast Community College 2004 — 2006
Associate of Applied Science Degree, Nursing
Tom Oldham's Securities America, Inc. Member FINRA/SIPC Experience November 2009 - June 2010
Job Director, Compliance at Mutual of Omaha
Industry Financial Services
Experience
Complete Athlete University June 2015 - Present
Tom Oldham Baseball September 2003 - Present
Mutual of Omaha November 2012 - Present
Mutual of Omaha April 2012 - October 2012
Pacific Life June 2010 - April 2012
Securities America, Inc. Member FINRA/SIPC November 2009 - June 2010
Crown Wealth Management, Inc. December 2008 - October 2009
Securities America, Inc. Member FINRA/SIPC August 1999 - December 2008
Seattle Mariners June 2003 - September 2006
Education
Creighton University
University of Pennsylvania - The Wharton School
CRCP, FINRA Institute at Wharton
Westside High School
Complete Athlete University June 2015 - Present
Tom Oldham Baseball September 2003 - Present
Mutual of Omaha November 2012 - Present
Mutual of Omaha April 2012 - October 2012
Pacific Life June 2010 - April 2012
Securities America, Inc. Member FINRA/SIPC November 2009 - June 2010
Crown Wealth Management, Inc. December 2008 - October 2009
Securities America, Inc. Member FINRA/SIPC August 1999 - December 2008
Seattle Mariners June 2003 - September 2006
Education
Creighton University
University of Pennsylvania - The Wharton School
CRCP, FINRA Institute at Wharton
Westside High School
Alysia Clary, SPHR Alysia Clary, SPHR's Securities America, Inc. Member FINRA/SIPC Experience January 2014 - July 2014
Job HR Partner at First Data Corporation
Industry Financial Services
Experience
First Data Corporation August 2014 - Present
Securities America, Inc. Member FINRA/SIPC January 2014 - July 2014
OFFWIRE, Inc. June 2012 - January 2014
OFFWIRE, Inc December 2007 - May 2012
IntegriGuard July 2004 - August 2007
IntegriGuard April 2003 - July 2004
Central States Indemnity Co. of Omaha February 2000 - April 2003
Skills
Training, Talent Management, Performance Improvement, Adult Education, Performance Management, Employee Relations, Coaching, Recruiting, Human Resources, Change Management, Instructional Design, Strategic Planning, Leadership Development, E-Learning, Training Delivery, Organizational..., Management, Account Management, Employee Benefits, Leadership, Sales, Sales Management, Team Building, Onboarding, Employee Engagement, Employee Training, Process Improvement, Succession Planning, Hiring
Education
Bellevue University 2014 — 2015
Master of Science (M.S.), Organizational Performance
Grace University
Bachelor of Science (B.S.), Communications
First Data Corporation August 2014 - Present
Securities America, Inc. Member FINRA/SIPC January 2014 - July 2014
OFFWIRE, Inc. June 2012 - January 2014
OFFWIRE, Inc December 2007 - May 2012
IntegriGuard July 2004 - August 2007
IntegriGuard April 2003 - July 2004
Central States Indemnity Co. of Omaha February 2000 - April 2003
Skills
Training, Talent Management, Performance Improvement, Adult Education, Performance Management, Employee Relations, Coaching, Recruiting, Human Resources, Change Management, Instructional Design, Strategic Planning, Leadership Development, E-Learning, Training Delivery, Organizational..., Management, Account Management, Employee Benefits, Leadership, Sales, Sales Management, Team Building, Onboarding, Employee Engagement, Employee Training, Process Improvement, Succession Planning, Hiring
Education
Bellevue University 2014 — 2015
Master of Science (M.S.), Organizational Performance
Grace University
Bachelor of Science (B.S.), Communications
Roland Raleigh Martin, CFP®, AWMA® Roland Raleigh Martin, CFP®, AWMA®'s Securities America, Inc. Member FINRA/SIPC Experience July 2014 - Present
Job Integrated financial planning services to create and protect wealth and secure lifetime income.
Industry Financial Services
Experience
Great Circle Wealth Strategies July 2014 - Present
Securities America, Inc. Member FINRA/SIPC July 2014 - Present
Securities America Advisors, Inc. July 2014 - Present
VALIC Financial Advisors, Inc. June 1999 - July 2014
Wells Fargo Home Mortgage 1995 - 1999
MassMutual Financial Group 1992 - 1995
Davenport, Dukes & Associates 1991 - 1992
Cenit Bank for Savings 1988 - 1991
Investors Home Mortgage Corp. 1983 - 1988
US Navy June 1979 - July 1983
Skills
Wealth Management, Retirement Income..., Guaranteed Lifetime..., Income Protection, Investment Advisory, Wealth Preservation..., 401k Rollovers, Financial Education, Financial Planning, Retirement Planning, Finance, Retirement, Mutual Funds, Mortgage Lending, Certified Financial..., Personal Financial..., Variable Annuities, Life Insurance, Qualified Retirement..., Equity Indexed Annuities, Sailing, Financial Advisory, Investment Strategies, Estate Planning, IRAs, Retirement Savings, Long Term Care Insurance, Social Security
Education
College for Financial Planning 2009 — 2009
Accredited Wealth Management Advisor professional designation, Wealth Management
University of North Carolina at Chapel Hill 1975 — 1979
BS Industrial Relations, Economics
The American College
Chartered Financial Consultant education program, Financial Planning and Services
Great Circle Wealth Strategies July 2014 - Present
Securities America, Inc. Member FINRA/SIPC July 2014 - Present
Securities America Advisors, Inc. July 2014 - Present
VALIC Financial Advisors, Inc. June 1999 - July 2014
Wells Fargo Home Mortgage 1995 - 1999
MassMutual Financial Group 1992 - 1995
Davenport, Dukes & Associates 1991 - 1992
Cenit Bank for Savings 1988 - 1991
Investors Home Mortgage Corp. 1983 - 1988
US Navy June 1979 - July 1983
Skills
Wealth Management, Retirement Income..., Guaranteed Lifetime..., Income Protection, Investment Advisory, Wealth Preservation..., 401k Rollovers, Financial Education, Financial Planning, Retirement Planning, Finance, Retirement, Mutual Funds, Mortgage Lending, Certified Financial..., Personal Financial..., Variable Annuities, Life Insurance, Qualified Retirement..., Equity Indexed Annuities, Sailing, Financial Advisory, Investment Strategies, Estate Planning, IRAs, Retirement Savings, Long Term Care Insurance, Social Security
Education
College for Financial Planning 2009 — 2009
Accredited Wealth Management Advisor professional designation, Wealth Management
University of North Carolina at Chapel Hill 1975 — 1979
BS Industrial Relations, Economics
The American College
Chartered Financial Consultant education program, Financial Planning and Services
Ryne Bessmer's Securities America, Inc. Member FINRA/SIPC Experience May 2012 - August 2012
Job Financial Advisor at Caseslattery Wealth Partners, Growing, Managing and Preserving Wealth
Industry Higher Education
Experience
Case Slattery Wealth Partners June 2014 - Present
Hillsdale College August 2012 - May 2014
Securities America, Inc. Member FINRA/SIPC May 2012 - August 2012
Members MD May 2011 - August 2012
Skills
Time Management, Research, Community Outreach, Public Speaking, Team Leadership, Leadership, Economics, Hold Series 7, Customer Service, Teamwork, Social Networking, Social Media, Editing, Event Planning, Management
Education
Hillsdale College 2010 — 2014
Bachelor's Degree, Financial Management, Honors
Westside High School 2008 — 2010
High School, High School/Secondary Diplomas and Certificates
Mount Michael Benedictine 2006 — 2008
High School, High School/Secondary Diplomas and Certificates
Case Slattery Wealth Partners June 2014 - Present
Hillsdale College August 2012 - May 2014
Securities America, Inc. Member FINRA/SIPC May 2012 - August 2012
Members MD May 2011 - August 2012
Skills
Time Management, Research, Community Outreach, Public Speaking, Team Leadership, Leadership, Economics, Hold Series 7, Customer Service, Teamwork, Social Networking, Social Media, Editing, Event Planning, Management
Education
Hillsdale College 2010 — 2014
Bachelor's Degree, Financial Management, Honors
Westside High School 2008 — 2010
High School, High School/Secondary Diplomas and Certificates
Mount Michael Benedictine 2006 — 2008
High School, High School/Secondary Diplomas and Certificates
Diana Criser-Burns, CUA, CXA Diana Criser-Burns, CUA, CXA's Securities America, Inc. Member FINRA/SIPC Experience August 2008 - Present
Job Product Consultant Field Technology
Industry Information Technology and Services
Experience
Securities America, Inc. Member FINRA/SIPC August 2008 - Present
Werner Enterprises April 2007 - August 2008
Securities America, Inc. Member FINRA/SIPC 1999 - 2007
First Data Solutions 1997 - 1999
Oriental Trading Company 1995 - 1997
First Data Corporation - Teleservices 1990 - 1995
Skills
Requirements Gathering, Software Documentation, User Interface Design, User-centered Design, Process Improvement, Usability, Consulting, User Experience, Agile Methodologies, Leadership, Visio, Web Applications, Business Analysis, SDLC, SQL, Project Management
Education
Human Factors International 2007 — 2015
CUA, CXA Certification, Usability, User Experience
Creighton University 2008 — 2013
Bachelor of Arts (B.A.) summa cum laude, Communication Studies - Organizational Communication, 3.95 GPA
Metropolitan Community College 1990 — 1996
Business Management
Bahner College of Hairstyling 1987 — 1988
Cosmetology (license), Cosmetology
Securities America, Inc. Member FINRA/SIPC August 2008 - Present
Werner Enterprises April 2007 - August 2008
Securities America, Inc. Member FINRA/SIPC 1999 - 2007
First Data Solutions 1997 - 1999
Oriental Trading Company 1995 - 1997
First Data Corporation - Teleservices 1990 - 1995
Skills
Requirements Gathering, Software Documentation, User Interface Design, User-centered Design, Process Improvement, Usability, Consulting, User Experience, Agile Methodologies, Leadership, Visio, Web Applications, Business Analysis, SDLC, SQL, Project Management
Education
Human Factors International 2007 — 2015
CUA, CXA Certification, Usability, User Experience
Creighton University 2008 — 2013
Bachelor of Arts (B.A.) summa cum laude, Communication Studies - Organizational Communication, 3.95 GPA
Metropolitan Community College 1990 — 1996
Business Management
Bahner College of Hairstyling 1987 — 1988
Cosmetology (license), Cosmetology
Louis Frates's Securities America, Inc. Member FINRA/SIPC Experience December 2014 - Present
Job Investment Advisory Representative at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC December 2014 - Present
James City County December 2014 - Present
NEXT Financial Group, Inc. November 2012 - September 2014
LPL Financial February 2011 - June 2012
Skills
Series 7, Retirement Planning, Alternative Investments, Estate Planning, Life & Health Insurance..., Series 65, Retirement Savings, Retirement Plan..., Return on Investment, Investment Strategies, Investment Management, 403 b, 401k, Mutual Funds, 401k Rollovers, Wealth Management, Variable Annuities, Life Insurance, Investments, Investors, Investment Advisory, Health Insurance, Term Life Insurance, Disability Insurance, Registered Investment..., General Securities..., Financial Advisory, Investment Advisory..., Securities, Securities Offerings, Securities Market, Stock Management, Stock Market, Stock Exchange, Bonds, Bond Markets, Municipal Bonds, High Yield Bonds, Government Bonds, Annuity Sales, Variable Products, Variable Life, Wealth Management..., Wealth Accumulation, Wealth Preservation..., Multi-generational..., Wealth Preservation, Trusts, Trust Services, Retirement
Education
George Mason University 2007 — 2011
Bachelor of Science (B.S.), Legal Studies, General, 3.5
Securities America, Inc. Member FINRA/SIPC December 2014 - Present
James City County December 2014 - Present
NEXT Financial Group, Inc. November 2012 - September 2014
LPL Financial February 2011 - June 2012
Skills
Series 7, Retirement Planning, Alternative Investments, Estate Planning, Life & Health Insurance..., Series 65, Retirement Savings, Retirement Plan..., Return on Investment, Investment Strategies, Investment Management, 403 b, 401k, Mutual Funds, 401k Rollovers, Wealth Management, Variable Annuities, Life Insurance, Investments, Investors, Investment Advisory, Health Insurance, Term Life Insurance, Disability Insurance, Registered Investment..., General Securities..., Financial Advisory, Investment Advisory..., Securities, Securities Offerings, Securities Market, Stock Management, Stock Market, Stock Exchange, Bonds, Bond Markets, Municipal Bonds, High Yield Bonds, Government Bonds, Annuity Sales, Variable Products, Variable Life, Wealth Management..., Wealth Accumulation, Wealth Preservation..., Multi-generational..., Wealth Preservation, Trusts, Trust Services, Retirement
Education
George Mason University 2007 — 2011
Bachelor of Science (B.S.), Legal Studies, General, 3.5
Chad Dodd Chad Dodd's Securities America, Inc. Member FINRA/SIPC Experience October 2006 - January 2011
Job Principal/Producer at Klar Kreativ
Industry Motion Pictures and Film
Experience
Klar Kreativ August 2014 - Present
Edison Creative November 2013 - Present
Enkel Apparel September 2013 - Present
HireCall June 2013 - September 2013
Trak-1 October 2012 - September 2013
Squiggle Group October 2012 - September 2013
Glad Tidings Church Omaha July 2011 - September 2012
Securities America, Inc. Member FINRA/SIPC October 2006 - January 2011
Radiator Depot September 2002 - October 2006
Skills
Graphic Design, Photoshop, Photography, Illustrator, Final Cut Pro, Acoustic Guitar, Bass Guitar, Drums, Singer-songwriter, Logo Design, Web Design, User Interface Design, Book Design, Live Sound, Video Production, Management, Public Speaking, Social Media, Marketing, Video, Graphics, Music, Adobe Creative Suite, Corporate Branding, InDesign, WordPress, Dreamweaver, Multimedia, Entrepreneurship, Advertising, Creative Direction, SEO, Social Media Marketing, Website Development, Web Development, Social Networking
Education
North Central University 2000 — 2001
Holyoke Community College 1999 — 2000
Liberal Arts
Klar Kreativ August 2014 - Present
Edison Creative November 2013 - Present
Enkel Apparel September 2013 - Present
HireCall June 2013 - September 2013
Trak-1 October 2012 - September 2013
Squiggle Group October 2012 - September 2013
Glad Tidings Church Omaha July 2011 - September 2012
Securities America, Inc. Member FINRA/SIPC October 2006 - January 2011
Radiator Depot September 2002 - October 2006
Skills
Graphic Design, Photoshop, Photography, Illustrator, Final Cut Pro, Acoustic Guitar, Bass Guitar, Drums, Singer-songwriter, Logo Design, Web Design, User Interface Design, Book Design, Live Sound, Video Production, Management, Public Speaking, Social Media, Marketing, Video, Graphics, Music, Adobe Creative Suite, Corporate Branding, InDesign, WordPress, Dreamweaver, Multimedia, Entrepreneurship, Advertising, Creative Direction, SEO, Social Media Marketing, Website Development, Web Development, Social Networking
Education
North Central University 2000 — 2001
Holyoke Community College 1999 — 2000
Liberal Arts
Elizabeth Milacek Elizabeth Milacek's Securities America, Inc. Member FINRA/SIPC Experience January 2015 - Present
Job Associate Consultant at Securities America, Inc.
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC January 2015 - Present
COR Clearing LLC August 2013 - December 2014
TD Ameritrade January 2008 - July 2013
Best Buy March 2007 - May 2008
Skills
Series 7, Series 63, Salesforce.com, Microsoft Office, Customer Service, Networking, Lead Generation, Risk Management, Finance, Relationship Management
Education
University of Nebraska at Omaha 2012 — 2016
Marketing
Nebraska Christian College 2006 — 2007
Securities America, Inc. Member FINRA/SIPC January 2015 - Present
COR Clearing LLC August 2013 - December 2014
TD Ameritrade January 2008 - July 2013
Best Buy March 2007 - May 2008
Skills
Series 7, Series 63, Salesforce.com, Microsoft Office, Customer Service, Networking, Lead Generation, Risk Management, Finance, Relationship Management
Education
University of Nebraska at Omaha 2012 — 2016
Marketing
Nebraska Christian College 2006 — 2007
Beth Smiddy Beth Smiddy's Securities America, Inc. Member FINRA/SIPC Experience June 2013 - Present
Job CCR at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC June 2013 - Present
Securities America, Inc. Member FINRA/SIPC June 2007 - June 2013
Securities America June 2005 - June 2007
Rhoden Auto Center 2000 - 2005
Skills
Customer Satisfaction, Training, Operations Management, Advertising, Call Centers, Employee Training, Finance, Social Media, Social Media Marketing, Social Networking, Retirement Planning, Series 7
Education
Bellevue University
Bachelor of Arts (BA), Marketing/Marketing Management, General
Iowa Western Community College
Associate of Arts (AA), Communications
University of Northern Iowa
Transfer Student, Communications Journalism
Underwood High School 1998 — 2002
Securities America, Inc. Member FINRA/SIPC June 2013 - Present
Securities America, Inc. Member FINRA/SIPC June 2007 - June 2013
Securities America June 2005 - June 2007
Rhoden Auto Center 2000 - 2005
Skills
Customer Satisfaction, Training, Operations Management, Advertising, Call Centers, Employee Training, Finance, Social Media, Social Media Marketing, Social Networking, Retirement Planning, Series 7
Education
Bellevue University
Bachelor of Arts (BA), Marketing/Marketing Management, General
Iowa Western Community College
Associate of Arts (AA), Communications
University of Northern Iowa
Transfer Student, Communications Journalism
Underwood High School 1998 — 2002
C. Ryan Boozikee C. Ryan Boozikee's Securities America, Inc. Member FINRA/SIPC Experience November 2011 - July 2014
Job Manager Advertising Compliance Corporate Compliance and Ethics at Mutual of Omaha
Industry Financial Services
Experience
Mutual of Omaha July 2014 - Present
Securities America, Inc. Member FINRA/SIPC November 2011 - July 2014
Education
Dana College 1995 — 1999
Mutual of Omaha July 2014 - Present
Securities America, Inc. Member FINRA/SIPC November 2011 - July 2014
Education
Dana College 1995 — 1999
Paul Marino, CFP®'s Securities America, Inc. Member FINRA/SIPC Experience October 1997 - Present
Job Financial Advisor, Managing Director at Marino, Stram & Associates, LLC
Industry Financial Services
Experience
Marino, Stram & Associates, LLC October 1997 - Present
Securities America, Inc. Member FINRA/SIPC October 1997 - Present
IDS American Express October 1989 - October 1997
Drexel Burnham Lambert June 1987 - May 1989
Education
Bentley University 1985 — 1989
Bachelor of Science (BS), Finance
Marino, Stram & Associates, LLC October 1997 - Present
Securities America, Inc. Member FINRA/SIPC October 1997 - Present
IDS American Express October 1989 - October 1997
Drexel Burnham Lambert June 1987 - May 1989
Education
Bentley University 1985 — 1989
Bachelor of Science (BS), Finance
Tucker Webber, MBA Tucker Webber, MBA's Securities America, Inc. Member FINRA/SIPC Experience February 2008 - September 2009
Job Trading Specialist at CLS Investments, LLC
Industry Financial Services
Experience
CLS Investments, LLC August 2013 - Present
Gemini Fund Services August 2012 - August 2013
Vatterott College April 2010 - April 2012
Securities America, Inc. Member FINRA/SIPC February 2008 - September 2009
Securities America, Inc. Member FINRA/SIPC May 2006 - September 2009
Skills
Wealth Management
Education
Bellevue University 2011 — 2012
Master of Business Administration (MBA), 4.0
Bellevue University 2007 — 2008
Bachelor of Science, Management
Metropolitan Community College 2005 — 2007
Associate, Business Management
CLS Investments, LLC August 2013 - Present
Gemini Fund Services August 2012 - August 2013
Vatterott College April 2010 - April 2012
Securities America, Inc. Member FINRA/SIPC February 2008 - September 2009
Securities America, Inc. Member FINRA/SIPC May 2006 - September 2009
Skills
Wealth Management
Education
Bellevue University 2011 — 2012
Master of Business Administration (MBA), 4.0
Bellevue University 2007 — 2008
Bachelor of Science, Management
Metropolitan Community College 2005 — 2007
Associate, Business Management
Latha Kishore Latha Kishore's Securities America, Inc. Member FINRA/SIPC Experience July 2013 - March 2014
Job Senior Project Manager, Enterprise PMO at CSG International
Industry Information Technology and Services
Experience
CSG International September 2015 - Present
CSG International March 2014 - August 2015
Securities America, Inc. Member FINRA/SIPC July 2013 - March 2014
Target September 2011 - May 2013
Collabera November 2010 - September 2011
Tech Mahindra November 2008 - November 2010
CSG Systems December 2006 - October 2008
CSG Systems January 2005 - December 2006
First Data Corporation February 1999 - September 2003
Skills
SDLC, SOA, Agile Methodologies, Business Analysis, Requirements Analysis, Quality Center, Software Project..., Unix, User Acceptance Testing, XML, Vendor Management, Testing, Software Development, Program Management, Quality Assurance, SQL
Education
University of Nebraska at Omaha 1999 — 2002
MBA, Business Administration
Bangalore University 1993 — 1997
BE, Computer Science Engineering
CSG International September 2015 - Present
CSG International March 2014 - August 2015
Securities America, Inc. Member FINRA/SIPC July 2013 - March 2014
Target September 2011 - May 2013
Collabera November 2010 - September 2011
Tech Mahindra November 2008 - November 2010
CSG Systems December 2006 - October 2008
CSG Systems January 2005 - December 2006
First Data Corporation February 1999 - September 2003
Skills
SDLC, SOA, Agile Methodologies, Business Analysis, Requirements Analysis, Quality Center, Software Project..., Unix, User Acceptance Testing, XML, Vendor Management, Testing, Software Development, Program Management, Quality Assurance, SQL
Education
University of Nebraska at Omaha 1999 — 2002
MBA, Business Administration
Bangalore University 1993 — 1997
BE, Computer Science Engineering
Angela Nastase, J.D.'s Securities America, Inc. Member FINRA/SIPC Experience May 2005 - November 2005
Job Higher Education Administration I Title IX & Equity Compliance I Diversity & Inclusion I International Relations
Industry Higher Education
Experience
University of Nebraska at Omaha March 2012 - Present
Omaha Public Schools June 2001 - May 2014
Opportunity Education March 2010 - November 2011
NEI Global Relocation July 2007 - December 2008
Iowa Western Community College August 2006 - July 2007
Securities America, Inc. Member FINRA/SIPC May 2005 - November 2005
Creighton University School of Law August 2004 - December 2004
US Department of Homeland Security December 2003 - May 2004
Clark County School District August 1998 - August 2001
Skills
Higher Education, Student Affairs, Higher Education..., Program Development, Higher Education..., Legal Research, Title IX, Judicial..., Staff Development, Data Analysis, Legal Writing, Equal Employment..., Policy Writing, Student Retention, International Education, Public Speaking, Higher Education Policy, Student Development, International Relations, Contract Negotiation, Program Administration, Federal Grants..., Intercultural..., Immigration Law, Conflict Resolution, Teaching, Higher Education..., Program Evaluation, Strategic Planning, Multicultural Education, International Students, Diversity & Inclusion, Cross-cultural Education, International..., Educational Management, Curriculum Assessment, Cross-cultural..., NGOs, School Law, Adult Education, Editing, International Human..., Program Implementation, Cultural Sensitivity, Lecturing, Mediation, Policy Analysis, Service Learning, Certified Teacher, PeopleSoft
Education
Creighton University School of Law 2001 — 2004
Juris Doctor, Law
International Law Institute, Widener School of Law- Nairobi, Kenya 2004 — 2004
East African Comparative Law, International Trade and Environmental Law
University of Nebraska-Lincoln 1993 — 1997
Bachelors of Science, Education
University of Nebraska at Omaha 2014 — 2016
Master’s Degree, Higher Education
University of Nebraska at Omaha March 2012 - Present
Omaha Public Schools June 2001 - May 2014
Opportunity Education March 2010 - November 2011
NEI Global Relocation July 2007 - December 2008
Iowa Western Community College August 2006 - July 2007
Securities America, Inc. Member FINRA/SIPC May 2005 - November 2005
Creighton University School of Law August 2004 - December 2004
US Department of Homeland Security December 2003 - May 2004
Clark County School District August 1998 - August 2001
Skills
Higher Education, Student Affairs, Higher Education..., Program Development, Higher Education..., Legal Research, Title IX, Judicial..., Staff Development, Data Analysis, Legal Writing, Equal Employment..., Policy Writing, Student Retention, International Education, Public Speaking, Higher Education Policy, Student Development, International Relations, Contract Negotiation, Program Administration, Federal Grants..., Intercultural..., Immigration Law, Conflict Resolution, Teaching, Higher Education..., Program Evaluation, Strategic Planning, Multicultural Education, International Students, Diversity & Inclusion, Cross-cultural Education, International..., Educational Management, Curriculum Assessment, Cross-cultural..., NGOs, School Law, Adult Education, Editing, International Human..., Program Implementation, Cultural Sensitivity, Lecturing, Mediation, Policy Analysis, Service Learning, Certified Teacher, PeopleSoft
Education
Creighton University School of Law 2001 — 2004
Juris Doctor, Law
International Law Institute, Widener School of Law- Nairobi, Kenya 2004 — 2004
East African Comparative Law, International Trade and Environmental Law
University of Nebraska-Lincoln 1993 — 1997
Bachelors of Science, Education
University of Nebraska at Omaha 2014 — 2016
Master’s Degree, Higher Education
Jasmin Corbin's Securities America, Inc. Member FINRA/SIPC Experience July 2014 - Present
Job Associate Consultant, Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC July 2014 - Present
Securities America, Inc. Member FINRA/SIPC September 2013 - July 2014
Securities America, Inc. Member FINRA/SIPC August 2013 - September 2013
Creighton University January 2013 - May 2013
Skills
Adobe Design Programs, Final Cut Pro, Computer Network..., Team Leadership, Outstanding time..., Communication Skills, YouTube, Photoshop, InDesign, Time Management, CMS, Video Editing, Event Planning
Education
Creighton University 2009 — 2013
Journalism, Public Relations
Creighton University 2009 — 2013
Bachelor of Arts (B.A.), Journalism - Public Relations
Securities America, Inc. Member FINRA/SIPC July 2014 - Present
Securities America, Inc. Member FINRA/SIPC September 2013 - July 2014
Securities America, Inc. Member FINRA/SIPC August 2013 - September 2013
Creighton University January 2013 - May 2013
Skills
Adobe Design Programs, Final Cut Pro, Computer Network..., Team Leadership, Outstanding time..., Communication Skills, YouTube, Photoshop, InDesign, Time Management, CMS, Video Editing, Event Planning
Education
Creighton University 2009 — 2013
Journalism, Public Relations
Creighton University 2009 — 2013
Bachelor of Arts (B.A.), Journalism - Public Relations
Brent Hawkins Brent Hawkins's Securities America, Inc. Member FINRA/SIPC Experience December 2007 - April 2008
Job Information Security Officer at First Data Corporation
Industry Computer & Network Security
Experience
First Data Corporation July 2014 - Present
IT consultant Self Employed March 2009 - Present
Ciber July 2008 - March 2009
Pamida June 2008 - June 2008
Securities America, Inc. Member FINRA/SIPC December 2007 - April 2008
West Corporation September 2007 - November 2007
First Data Corporation July 2007 - September 2007
Contractor for Vertrue, Inc. March 2007 - June 2007
Omaha World-Herald Company December 2005 - March 2007
Union Bank & Trust 2001 - 2005
Skills
Information Security, Computer Security, Disaster Recovery, Network Security, Data Security, PCI DSS, CISSP, Security Awareness, Information Assurance, Vulnerability Management, Vulnerability Assessment, Business Continuity, Information Technology, Risk Assessment, Application Security, Security Audits, Active Directory, IT Strategy, Penetration Testing, Risk Management, Compliance, VPN, Encryption, Firewalls, Security, Checkpoint, Juniper, Internet Security, Governance, HIPAA, Malware Analysis, Intrusion Detection, Network Engineering, Regulatory Requirements, Microsoft Technologies, Linux, Gap Analysis, Budget Management, Change Management, Access Management, Information Security..., 3rd Party Risk..., Physical Security, Citrix, Packet Analysis, Technical Documentation, Security Consulting, Patch Management, Thought Leadership, IT Management
Education
Bellevue University
Bachelor of Science (BS)
University of Nebraska-Lincoln
Bachelor of Arts (B.A.)
Walden Preparatory
First Data Corporation July 2014 - Present
IT consultant Self Employed March 2009 - Present
Ciber July 2008 - March 2009
Pamida June 2008 - June 2008
Securities America, Inc. Member FINRA/SIPC December 2007 - April 2008
West Corporation September 2007 - November 2007
First Data Corporation July 2007 - September 2007
Contractor for Vertrue, Inc. March 2007 - June 2007
Omaha World-Herald Company December 2005 - March 2007
Union Bank & Trust 2001 - 2005
Skills
Information Security, Computer Security, Disaster Recovery, Network Security, Data Security, PCI DSS, CISSP, Security Awareness, Information Assurance, Vulnerability Management, Vulnerability Assessment, Business Continuity, Information Technology, Risk Assessment, Application Security, Security Audits, Active Directory, IT Strategy, Penetration Testing, Risk Management, Compliance, VPN, Encryption, Firewalls, Security, Checkpoint, Juniper, Internet Security, Governance, HIPAA, Malware Analysis, Intrusion Detection, Network Engineering, Regulatory Requirements, Microsoft Technologies, Linux, Gap Analysis, Budget Management, Change Management, Access Management, Information Security..., 3rd Party Risk..., Physical Security, Citrix, Packet Analysis, Technical Documentation, Security Consulting, Patch Management, Thought Leadership, IT Management
Education
Bellevue University
Bachelor of Science (BS)
University of Nebraska-Lincoln
Bachelor of Arts (B.A.)
Walden Preparatory
Heather Franz Heather Franz's Securities America, Inc. Member FINRA/SIPC Experience April 2011 - December 2011
Job IS Business Analyst at TD Ameritrade
Industry Financial Services
Experience
TD Ameritrade November 2011 - Present
Securities America, Inc. Member FINRA/SIPC April 2011 - December 2011
West Corporation 2003 - 2011
AT&T January 2003 - February 2009
Memberworks/Vertrue 2000 - 2003
Skills
Business Analysis, SDLC, Team Leadership, Software Documentation, Project Management, PMP, Software Project..., Process Improvement, Vendor Management, Requirements Analysis, Integration, Requirements Gathering, Visio, Agile Methodologies, Quality Assurance, Project Portfolio..., Call Centers, Analysis, IT Management, SharePoint, MS Project, Testing, Risk Management, Program Management, IT Strategy, Business Process, Business Process..., Business Requirements, Business Intelligence
Education
Bellevue University 1996 — 1997
BSBA
TD Ameritrade November 2011 - Present
Securities America, Inc. Member FINRA/SIPC April 2011 - December 2011
West Corporation 2003 - 2011
AT&T January 2003 - February 2009
Memberworks/Vertrue 2000 - 2003
Skills
Business Analysis, SDLC, Team Leadership, Software Documentation, Project Management, PMP, Software Project..., Process Improvement, Vendor Management, Requirements Analysis, Integration, Requirements Gathering, Visio, Agile Methodologies, Quality Assurance, Project Portfolio..., Call Centers, Analysis, IT Management, SharePoint, MS Project, Testing, Risk Management, Program Management, IT Strategy, Business Process, Business Process..., Business Requirements, Business Intelligence
Education
Bellevue University 1996 — 1997
BSBA
Patrick Smith, MSAPM, MBA, CRPC Patrick Smith, MSAPM, MBA, CRPC's Securities America, Inc. Member FINRA/SIPC Experience January 2006 - February 2008
Job Program Manager Trader Marketing
Industry Financial Services
Experience
TD Ameritrade January 2011 - Present
Securities America, Inc. Member FINRA/SIPC January 2006 - February 2008
Skills
Equities, Financial Services, Derivatives, Series 7, Wealth Management, Retirement Planning, Investments, Series 63, Strategic Financial..., Sales, Portfolio Management, Investment Advisory, Securities, Mutual Funds, FINRA, Asset Allocation, Financial Analysis, Risk Management, Finance, Options, Trading, Corporate Finance, Capital Markets, ETFs, Financial Advisory, Asset Management, Retirement, Series 65, Economics, 401k, Wealth, Financial Modeling, Fixed Annuities, IRAs, Life Insurance, Insurance, Options Strategies, Hedging, Stocks, Electronic Trading, Trading Strategies, Equity Derivatives, Technical Analysis, Investment Management, Disability Insurance, Bonds, Long-term Care, Equity Trading, Valuation, Estate Planning
Education
Creighton University 2009 — 2013
Master of Business Administration (MBA), Financial Services, 3.5
Creighton University 2009 — 2013
Master of Science (MS), Securities Analysis and Portfolio Management, 3.5
Bellevue University 2000 — 2004
BS-Marketing Management, Business
TD Ameritrade January 2011 - Present
Securities America, Inc. Member FINRA/SIPC January 2006 - February 2008
Skills
Equities, Financial Services, Derivatives, Series 7, Wealth Management, Retirement Planning, Investments, Series 63, Strategic Financial..., Sales, Portfolio Management, Investment Advisory, Securities, Mutual Funds, FINRA, Asset Allocation, Financial Analysis, Risk Management, Finance, Options, Trading, Corporate Finance, Capital Markets, ETFs, Financial Advisory, Asset Management, Retirement, Series 65, Economics, 401k, Wealth, Financial Modeling, Fixed Annuities, IRAs, Life Insurance, Insurance, Options Strategies, Hedging, Stocks, Electronic Trading, Trading Strategies, Equity Derivatives, Technical Analysis, Investment Management, Disability Insurance, Bonds, Long-term Care, Equity Trading, Valuation, Estate Planning
Education
Creighton University 2009 — 2013
Master of Business Administration (MBA), Financial Services, 3.5
Creighton University 2009 — 2013
Master of Science (MS), Securities Analysis and Portfolio Management, 3.5
Bellevue University 2000 — 2004
BS-Marketing Management, Business
Darin Pope, CFA, CFP Darin Pope, CFA, CFP's Securities America, Inc. Member FINRA/SIPC Experience October 2009 - Present
Job SVP, CIO, United Advisors, LLC, Registered Representative at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
United Advisors, LLC January 2005 - Present
Securities America, Inc. Member FINRA/SIPC October 2009 - Present
Wachovia Securities Financial Network March 2004 - December 2004
Victory Capital Management October 1999 - December 2003
Citizens Bank May 1990 - October 1999
Peace Corps June 1989 - May 1990
Skills
Investment Management, Team Leadership, Acquisition Integration, Wealth Management, Strategic Planning, Mergers & Acquisitions, Credit, Fixed Income, Portfolio Management, Financial Services, Financial Advisory, Strategic Financial..., Asset Management, Investments, Asset Managment, Securities, Financial Planning, Mergers
Education
Boston University - School of Management 1993 — 1995
MBA, Finance
Bates College 1984 — 1988
BA, Economics
United Advisors, LLC January 2005 - Present
Securities America, Inc. Member FINRA/SIPC October 2009 - Present
Wachovia Securities Financial Network March 2004 - December 2004
Victory Capital Management October 1999 - December 2003
Citizens Bank May 1990 - October 1999
Peace Corps June 1989 - May 1990
Skills
Investment Management, Team Leadership, Acquisition Integration, Wealth Management, Strategic Planning, Mergers & Acquisitions, Credit, Fixed Income, Portfolio Management, Financial Services, Financial Advisory, Strategic Financial..., Asset Management, Investments, Asset Managment, Securities, Financial Planning, Mergers
Education
Boston University - School of Management 1993 — 1995
MBA, Finance
Bates College 1984 — 1988
BA, Economics
Amanda Stricklett's Securities America, Inc. Member FINRA/SIPC Experience August 2011 - Present
Job Legal Executive Assistant at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC August 2011 - Present
Securities America, Inc. Member FINRA/SIPC July 2007 - July 2011
Securities America, Inc. July 2005 - July 2007
Skills
Administrative..., Series 24, Editing, Budgets
Education
Bellevue University 2008 — 2009
Bachelor, Business
Securities America, Inc. Member FINRA/SIPC August 2011 - Present
Securities America, Inc. Member FINRA/SIPC July 2007 - July 2011
Securities America, Inc. July 2005 - July 2007
Skills
Administrative..., Series 24, Editing, Budgets
Education
Bellevue University 2008 — 2009
Bachelor, Business
Ryan Taccolini's Securities America, Inc. Member FINRA/SIPC Experience June 2014 - Present
Job Compliance Communications Analyst at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC June 2014 - Present
Securities America, Inc. Member FINRA/SIPC September 2013 - June 2014
Paragon Sanitation March 2010 - September 2013
Access to Justice Clinic January 2009 - August 2009
Walgreens April 2004 - August 2006
Skills
Legal Writing, Legal Research, Courts, Westlaw, Family Law, Legal Assistance, Lexis
Education
Thomas M. Cooley Law School 2007 — 2009
Juris Doctor, Law
Grand Valley State University 2000 — 2004
Bachelor of Business Administration (B.B.A.), Marketing and Management
Securities America, Inc. Member FINRA/SIPC June 2014 - Present
Securities America, Inc. Member FINRA/SIPC September 2013 - June 2014
Paragon Sanitation March 2010 - September 2013
Access to Justice Clinic January 2009 - August 2009
Walgreens April 2004 - August 2006
Skills
Legal Writing, Legal Research, Courts, Westlaw, Family Law, Legal Assistance, Lexis
Education
Thomas M. Cooley Law School 2007 — 2009
Juris Doctor, Law
Grand Valley State University 2000 — 2004
Bachelor of Business Administration (B.B.A.), Marketing and Management
Kenyon Lederer, CFP®, ChFC, CFS's Securities America, Inc. Member FINRA/SIPC Experience April 1994 - October 2007
Job President, Pinnacle Asset Management, Inc.
Industry Financial Services
Experience
Pinnacle Asset Management, Inc. October 1998 - Present
Invest Financial Corp October 2007 - November 2013
Securities America, Inc. Member FINRA/SIPC April 1994 - October 2007
Skills
Investments, Asset Management, Strategic Planning, Financial Services, Sales, Management, Leadership, Sales Management, Team Building, Marketing, Customer Service
Education
California State University-Sacramento 1987 — 1991
Bachelor of Science (BS), Finance
Principia Upper School 1986 — 1987
Pinnacle Asset Management, Inc. October 1998 - Present
Invest Financial Corp October 2007 - November 2013
Securities America, Inc. Member FINRA/SIPC April 1994 - October 2007
Skills
Investments, Asset Management, Strategic Planning, Financial Services, Sales, Management, Leadership, Sales Management, Team Building, Marketing, Customer Service
Education
California State University-Sacramento 1987 — 1991
Bachelor of Science (BS), Finance
Principia Upper School 1986 — 1987
Dr. William Hall's Securities America, Inc. Member FINRA/SIPC Experience June 1991 - Present
Job Wealth Manager
Industry Financial Services
Experience
Securities America, Inc June 1991 - Present
Securities America, Inc. Member FINRA/SIPC June 1991 - Present
Vistage International, Inc. January 2008 - November 2014
Vistage International (formerly TEC) 1968 - 2007
Skills
Strategic Planning, Business Strategy, Management Consulting
Education
University of Southern California - Marshall School of Business 1967 — 1969
Doctor of Business Administration, Management Major with minors in Finance and Economics
San Diego State University-California State University 1964 — 1966
MBA, Management
Georgia Institute of Technology 1953 — 1957
BME, Mechanical Engineering
Securities America, Inc June 1991 - Present
Securities America, Inc. Member FINRA/SIPC June 1991 - Present
Vistage International, Inc. January 2008 - November 2014
Vistage International (formerly TEC) 1968 - 2007
Skills
Strategic Planning, Business Strategy, Management Consulting
Education
University of Southern California - Marshall School of Business 1967 — 1969
Doctor of Business Administration, Management Major with minors in Finance and Economics
San Diego State University-California State University 1964 — 1966
MBA, Management
Georgia Institute of Technology 1953 — 1957
BME, Mechanical Engineering
Amanda (Stapp) Pattrin, SPHR, SHRM-SCP's Securities America, Inc. Member FINRA/SIPC Experience July 2014 - Present
Job Sr. Human Resources Consultant
Industry Human Resources
Experience
Securities America, Inc. Member FINRA/SIPC July 2014 - Present
Metropolitan Utilities District December 2010 - June 2014
Temporary/Contract Assignments January 2009 - December 2010
Gavilon Group, LLC October 2008 - December 2008
Pamida June 2008 - October 2008
Airlite Plastics Co August 2007 - June 2008
SITEL June 2002 - August 2007
Woodmen of the World July 1999 - June 2002
Skills
Recruiting, Benefits Administration, Deferred Compensation, Employee Relations, Human Resources, Performance Management, Onboarding, Talent Acquisition, Talent Management, HR Policies, Succession Planning, Employee Benefits, FMLA, Personnel Management, New Hire Orientations, Leadership, Applicant Tracking..., Training, HRIS, Interviews, Performance Appraisal, Compensation & Benefit, Payroll, Labor Relations, Temporary Placement, Process Improvement, Salary, PeopleSoft, Management, College Recruiting, Compensation Structures, Workforce Planning, Employee Engagement, Job Descriptions, Hiring, Internet Recruiting, Employment Law, Job Fairs, Screening, HR Consulting, Benefits Negotiation, Compensation & Benefits
Education
Bellevue University 2014 — 2016
Master of Science (M.S.), Organizational Performance
Bellevue University
Bachelor of Science (B.S.), Business Administration
Bellevue University
Bachelor of Science (B.S.), Management of Human Resources
Securities America, Inc. Member FINRA/SIPC July 2014 - Present
Metropolitan Utilities District December 2010 - June 2014
Temporary/Contract Assignments January 2009 - December 2010
Gavilon Group, LLC October 2008 - December 2008
Pamida June 2008 - October 2008
Airlite Plastics Co August 2007 - June 2008
SITEL June 2002 - August 2007
Woodmen of the World July 1999 - June 2002
Skills
Recruiting, Benefits Administration, Deferred Compensation, Employee Relations, Human Resources, Performance Management, Onboarding, Talent Acquisition, Talent Management, HR Policies, Succession Planning, Employee Benefits, FMLA, Personnel Management, New Hire Orientations, Leadership, Applicant Tracking..., Training, HRIS, Interviews, Performance Appraisal, Compensation & Benefit, Payroll, Labor Relations, Temporary Placement, Process Improvement, Salary, PeopleSoft, Management, College Recruiting, Compensation Structures, Workforce Planning, Employee Engagement, Job Descriptions, Hiring, Internet Recruiting, Employment Law, Job Fairs, Screening, HR Consulting, Benefits Negotiation, Compensation & Benefits
Education
Bellevue University 2014 — 2016
Master of Science (M.S.), Organizational Performance
Bellevue University
Bachelor of Science (B.S.), Business Administration
Bellevue University
Bachelor of Science (B.S.), Management of Human Resources
Jim Heeney's Securities America, Inc. Member FINRA/SIPC Experience January 2013 - Present
Job Senior Vice President & Chief Operating Officer at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC January 2013 - Present
Securities America, Inc. January 2010 - Present
Securities America August 2008 - August 2010
Securities America June 2007 - August 2008
TD Ameritrade August 2005 - June 2007
TD Ameritrade August 2003 - July 2005
Ameritrade 1999 - 2001
Skills
Enterprise Project..., Merger & Acquisitions, Enterprise Risk..., Mutual Funds, Investments, Insurance, Asset Managment, Portfolio Management, Financial Risk, Strategic Financial..., FINRA, Alternative Investments, Due Diligence, Fixed Annuities, Estate Planning, Team Building, Project Management, Auditing, Mergers, Mergers & Acquisitions, Financial Services, Asset Management, Leadership, Management
Education
Bellevue University 1996 — 1999
Bachelor of Science in Business Administration, Business
University of Nebraska at Omaha 1987 — 1988
Securities America, Inc. Member FINRA/SIPC January 2013 - Present
Securities America, Inc. January 2010 - Present
Securities America August 2008 - August 2010
Securities America June 2007 - August 2008
TD Ameritrade August 2005 - June 2007
TD Ameritrade August 2003 - July 2005
Ameritrade 1999 - 2001
Skills
Enterprise Project..., Merger & Acquisitions, Enterprise Risk..., Mutual Funds, Investments, Insurance, Asset Managment, Portfolio Management, Financial Risk, Strategic Financial..., FINRA, Alternative Investments, Due Diligence, Fixed Annuities, Estate Planning, Team Building, Project Management, Auditing, Mergers, Mergers & Acquisitions, Financial Services, Asset Management, Leadership, Management
Education
Bellevue University 1996 — 1999
Bachelor of Science in Business Administration, Business
University of Nebraska at Omaha 1987 — 1988
Stephanie Ketchum's Securities America, Inc. Member FINRA/SIPC Experience 2004 - Present
Job Securities Industry Attorney
Industry Legal Services
Experience
Securities America, Inc. Member FINRA/SIPC 2004 - Present
Citigroup Global Markets, Inc. (Smith Barney Division) December 2005 - December 2008
Legg Mason June 2003 - December 2005
Whiteford, Taylor & Preston January 1997 - June 2003
Skills
Tax, Corporate Law, Risk Management, Legal Advice, Corporate Governance, Due Diligence, Litigation, Regulatory Compliance, Mergers & Acquisitions, Securities
Education
University of Baltimore School of Law 1994 — 1997
Juris Doctorate, Law
Bucknell University 1989 — 1993
B.A., Economics/Statistics
Securities America, Inc. Member FINRA/SIPC 2004 - Present
Citigroup Global Markets, Inc. (Smith Barney Division) December 2005 - December 2008
Legg Mason June 2003 - December 2005
Whiteford, Taylor & Preston January 1997 - June 2003
Skills
Tax, Corporate Law, Risk Management, Legal Advice, Corporate Governance, Due Diligence, Litigation, Regulatory Compliance, Mergers & Acquisitions, Securities
Education
University of Baltimore School of Law 1994 — 1997
Juris Doctorate, Law
Bucknell University 1989 — 1993
B.A., Economics/Statistics
Christina Heller's Securities America, Inc. Member FINRA/SIPC Experience August 2013 - Present
Job Counsel at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC August 2013 - Present
RIA Compliance Consultants, Inc. March 2008 - July 2013
Securities America 1999 - 2008
Empire Fire & Marine 1997 - 1999
Skills
FINRA, Securities, Investments
Education
University of Iowa College of Law 1994 — 1997
JD, Law
Creighton University 1990 — 1994
BA, English
Harlan Community High School 1986 — 1990
Securities America, Inc. Member FINRA/SIPC August 2013 - Present
RIA Compliance Consultants, Inc. March 2008 - July 2013
Securities America 1999 - 2008
Empire Fire & Marine 1997 - 1999
Skills
FINRA, Securities, Investments
Education
University of Iowa College of Law 1994 — 1997
JD, Law
Creighton University 1990 — 1994
BA, English
Harlan Community High School 1986 — 1990
Janahn Hansen's Securities America, Inc. Member FINRA/SIPC Experience 2001 - 2002
Job IM Supervisor Business Development CRM at Kiewit
Industry Building Materials
Experience
Kiewit August 2014 - Present
Kiewit August 2013 - July 2014
Kiewit April 2013 - July 2013
Kiewit April 2012 - April 2013
Kiewit 2011 - April 2012
Kiewit 2008 - 2011
Election Systems & Software 2005 - 2008
Independent Contractor 2003 - 2005
Honkamp Krueger & Co., P.C. 2002 - 2003
Securities America, Inc. Member FINRA/SIPC 2001 - 2002
Skills
Outlook, Microsoft Excel, Customer Service, PowerPoint, Microsoft Office, Payroll, Budget, Microsoft Word, Accounting, Team Building, Access, Process Improvement, Employee Relations, SAP ERP, Budgets, Process Scheduler, Supervisory Skills, Team Leadership
Education
Bellevue University 2010 — 2010
BS, Business
Metropolitan Community College 2009 — 2009
AAS, Business
Kiewit August 2014 - Present
Kiewit August 2013 - July 2014
Kiewit April 2013 - July 2013
Kiewit April 2012 - April 2013
Kiewit 2011 - April 2012
Kiewit 2008 - 2011
Election Systems & Software 2005 - 2008
Independent Contractor 2003 - 2005
Honkamp Krueger & Co., P.C. 2002 - 2003
Securities America, Inc. Member FINRA/SIPC 2001 - 2002
Skills
Outlook, Microsoft Excel, Customer Service, PowerPoint, Microsoft Office, Payroll, Budget, Microsoft Word, Accounting, Team Building, Access, Process Improvement, Employee Relations, SAP ERP, Budgets, Process Scheduler, Supervisory Skills, Team Leadership
Education
Bellevue University 2010 — 2010
BS, Business
Metropolitan Community College 2009 — 2009
AAS, Business
Lisa Brunssen's Securities America, Inc. Member FINRA/SIPC Experience September 2013 - January 2015
Job Project Coordinator
Industry Machinery
Experience
Hughes Machinery January 2015 - Present
Securities America, Inc. Member FINRA/SIPC September 2013 - January 2015
Securities America, Inc. Member FINRA/SIPC September 2012 - September 2013
Securities America, Inc. Member FINRA/SIPC October 2009 - February 2011
NorthStar Financial Services Group, LLC March 2008 - November 2008
NorthStar Financial Services Group, LLC April 2006 - March 2008
NorthStar Financial Services Group, LLC March 2004 - April 2006
Skills
Series 6, Customer Service, Communication, Thorough Research, Meet Deadlines, Investments, Finance, Financial Analysis, Microsoft Office
Education
Kaplan University
Master of Business Administration (M.B.A.)
Iowa State University
Bachelor's degree, Sociology
Hughes Machinery January 2015 - Present
Securities America, Inc. Member FINRA/SIPC September 2013 - January 2015
Securities America, Inc. Member FINRA/SIPC September 2012 - September 2013
Securities America, Inc. Member FINRA/SIPC October 2009 - February 2011
NorthStar Financial Services Group, LLC March 2008 - November 2008
NorthStar Financial Services Group, LLC April 2006 - March 2008
NorthStar Financial Services Group, LLC March 2004 - April 2006
Skills
Series 6, Customer Service, Communication, Thorough Research, Meet Deadlines, Investments, Finance, Financial Analysis, Microsoft Office
Education
Kaplan University
Master of Business Administration (M.B.A.)
Iowa State University
Bachelor's degree, Sociology
Jamie Cardwell's Securities America, Inc. Member FINRA/SIPC Experience July 2007 - December 2009
Job Financial Advisor Assistant
Industry Financial Services
Experience
WealthGuard Advisors December 2009 - Present
Securities America, Inc. Member FINRA/SIPC July 2007 - December 2009
Brecek & Young 2007 - 2009
Bank of America March 2004 - March 2007
Skills
Mutual Funds
Education
California State University-Sacramento 2003 — 2007
Child Development
WealthGuard Advisors December 2009 - Present
Securities America, Inc. Member FINRA/SIPC July 2007 - December 2009
Brecek & Young 2007 - 2009
Bank of America March 2004 - March 2007
Skills
Mutual Funds
Education
California State University-Sacramento 2003 — 2007
Child Development
Ryan Lambuth's Securities America, Inc. Member FINRA/SIPC Experience July 2007 - March 2009
Job at AssetMark
Industry Financial Services
Experience
AssetMark August 2009 - Present
Securities America, Inc. Member FINRA/SIPC July 2007 - March 2009
FINRA June 2005 - July 2007
Skills
Securities, AML, Series 7, Financial Risk, Wealth Management, Internal Audit, Investments, Trading, Mutual Funds, Asset Management, FINRA, Risk Management, Financial Services
Education
California State University-East Bay 2001 — 2005
Bachelor, Business Administration - Finance
AssetMark August 2009 - Present
Securities America, Inc. Member FINRA/SIPC July 2007 - March 2009
FINRA June 2005 - July 2007
Skills
Securities, AML, Series 7, Financial Risk, Wealth Management, Internal Audit, Investments, Trading, Mutual Funds, Asset Management, FINRA, Risk Management, Financial Services
Education
California State University-East Bay 2001 — 2005
Bachelor, Business Administration - Finance
Samantha Cowf's Securities America, Inc. Member FINRA/SIPC Experience February 2010 - May 2011
Job Administrative Claims Paralegal
Industry Law Practice
Experience
Cooney & Conway, PC July 2013 - Present
Fuel For Truth May 2007 - Present
Securities America, Inc. Member FINRA/SIPC February 2010 - May 2011
McCue, Sussmane & Zapfel August 2007 - August 2008
Weitz & Luxenberg October 2004 - July 2007
Skills
Public Speaking, Strategic Planning, Nonprofits, Fundraising, Social Media, Event Planning, Microsoft Excel, Microsoft Word, Microsoft Office, Community Outreach
Education
Hofstra University School of Law 2008 — 2009
Johnson & Wales University 2001 — 2004
Business Management
Cooney & Conway, PC July 2013 - Present
Fuel For Truth May 2007 - Present
Securities America, Inc. Member FINRA/SIPC February 2010 - May 2011
McCue, Sussmane & Zapfel August 2007 - August 2008
Weitz & Luxenberg October 2004 - July 2007
Skills
Public Speaking, Strategic Planning, Nonprofits, Fundraising, Social Media, Event Planning, Microsoft Excel, Microsoft Word, Microsoft Office, Community Outreach
Education
Hofstra University School of Law 2008 — 2009
Johnson & Wales University 2001 — 2004
Business Management
Scott Broberg's Securities America, Inc. Member FINRA/SIPC Experience April 2008 - December 2011
Job President SBR Financial Group
Industry Financial Services
Experience
SBR Financial Group January 2012 - Present
More Than Your Money Radio Show January 2012 - December 2013
Securities America, Inc. Member FINRA/SIPC April 2008 - December 2011
First Command Financial Services April 2004 - March 2008
united states marine corps December 1992 - March 2004
Education
College for Financial Planning 2011 — 2012
The Ohio State University 1988 — 1992
Bachelor of Business Administration (B.B.A.), Aviation/Airway Management and Operations
SBR Financial Group January 2012 - Present
More Than Your Money Radio Show January 2012 - December 2013
Securities America, Inc. Member FINRA/SIPC April 2008 - December 2011
First Command Financial Services April 2004 - March 2008
united states marine corps December 1992 - March 2004
Education
College for Financial Planning 2011 — 2012
The Ohio State University 1988 — 1992
Bachelor of Business Administration (B.B.A.), Aviation/Airway Management and Operations
Christy Brasfield's Securities America, Inc. Member FINRA/SIPC Experience 1995 - 1997
Job Military Services Officer / Advisor at Baker College
Industry Marketing and Advertising
Experience
Baker College September 2013 - Present
Baker College August 2011 - September 2013
Baker College September 2003 - August 2011
YMCA of the Palms 2002 - 2003
Securities America, Inc. Member FINRA/SIPC 1995 - 1997
Skills
Higher Education, Public Speaking, Adult Education, Resume Writing, Customer Service, Admissions, Microsoft Word, Microsoft Office, PowerPoint, Microsoft Excel, Academic Advising, Student Affairs, Student Recruiting, Distance Learning, System Administration, Career Counseling, Student Development, Youth Leadership, Teamwork, Team-oriented, Campus, Enrollment Management, Student Financial Aid, Leadership, Training, Time Management, Nonprofits, E-Learning, Research
Education
Baker College Center for Graduate Studies
Master’s Degree, Business Administration
Bellevue University
Bachelor of Science (B.S.), Human and Social Services Administration
Baker College September 2013 - Present
Baker College August 2011 - September 2013
Baker College September 2003 - August 2011
YMCA of the Palms 2002 - 2003
Securities America, Inc. Member FINRA/SIPC 1995 - 1997
Skills
Higher Education, Public Speaking, Adult Education, Resume Writing, Customer Service, Admissions, Microsoft Word, Microsoft Office, PowerPoint, Microsoft Excel, Academic Advising, Student Affairs, Student Recruiting, Distance Learning, System Administration, Career Counseling, Student Development, Youth Leadership, Teamwork, Team-oriented, Campus, Enrollment Management, Student Financial Aid, Leadership, Training, Time Management, Nonprofits, E-Learning, Research
Education
Baker College Center for Graduate Studies
Master’s Degree, Business Administration
Bellevue University
Bachelor of Science (B.S.), Human and Social Services Administration
Renee E. Wood, CPA's Securities America, Inc. Member FINRA/SIPC Experience March 1994 - February 1997
Job Manager, Financial Performance Reporting at NV Energy
Industry Utilities
Experience
NV Energy August 2014 - Present
NV Energy September 2009 - August 2014
NV Energy December 2007 - September 2009
PricewaterhouseCoopers January 2006 - December 2007
First Western Advisors September 2003 - December 2005
Peace House, Inc. January 2002 - December 2004
George K. Baum & Company November 1999 - October 2001
Securities America, Inc. Member FINRA/SIPC March 1994 - February 1997
Skills
Internal Controls, Process Improvement, Sarbanes-Oxley, Financial Accounting, Compliance, Power Utilities, Investment Brokerage, Fundraising, Non-profits, Grant Writing, Finance, Enterprise Risk..., Auditing, Internal Audit, Nonprofits, Management, Sarbanes-Oxley Act, CPA, Project Planning, Accounting
Education
CPA - State of Nevada 2008 — 2008
Certified Public Accountant, Accounting
FINRA Licensed (Expired) 1994 — 2007
Securities Licenses, Series 7, 8 (9&10), 24, 63 and 65
Westminster College 2003 — 2005
M.B.A., Emphasis in Accounting
Kansas State University 1988 — 1992
B.S., Education-Mathematics
NV Energy August 2014 - Present
NV Energy September 2009 - August 2014
NV Energy December 2007 - September 2009
PricewaterhouseCoopers January 2006 - December 2007
First Western Advisors September 2003 - December 2005
Peace House, Inc. January 2002 - December 2004
George K. Baum & Company November 1999 - October 2001
Securities America, Inc. Member FINRA/SIPC March 1994 - February 1997
Skills
Internal Controls, Process Improvement, Sarbanes-Oxley, Financial Accounting, Compliance, Power Utilities, Investment Brokerage, Fundraising, Non-profits, Grant Writing, Finance, Enterprise Risk..., Auditing, Internal Audit, Nonprofits, Management, Sarbanes-Oxley Act, CPA, Project Planning, Accounting
Education
CPA - State of Nevada 2008 — 2008
Certified Public Accountant, Accounting
FINRA Licensed (Expired) 1994 — 2007
Securities Licenses, Series 7, 8 (9&10), 24, 63 and 65
Westminster College 2003 — 2005
M.B.A., Emphasis in Accounting
Kansas State University 1988 — 1992
B.S., Education-Mathematics
Danielle Fosmer's Securities America, Inc. Member FINRA/SIPC Experience November 2011 - Present
Job Operations Specialist, Mutual of Omaha Investor Services, Inc.
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC November 2011 - Present
QA3 Financial Corp 2006 - 2009
Securities America, Inc. Member FINRA/SIPC February 2002 - November 2006
Education
Metropolitan Community College 2006 — 2008
BS, Business Administration and Management, General
Bellevue University
BS, Business Administration and Management, General
Securities America, Inc. Member FINRA/SIPC November 2011 - Present
QA3 Financial Corp 2006 - 2009
Securities America, Inc. Member FINRA/SIPC February 2002 - November 2006
Education
Metropolitan Community College 2006 — 2008
BS, Business Administration and Management, General
Bellevue University
BS, Business Administration and Management, General
Matthew Daeges, CFA's Securities America, Inc. Member FINRA/SIPC Experience August 2007 - March 2008
Job Senior Fixed Income Analyst at First National
Industry Investment Management
Experience
First National Bank of Omaha January 2011 - Present
First National Capital Markets March 2008 - January 2011
Securities America, Inc. Member FINRA/SIPC August 2007 - March 2008
Skills
Fixed Income, Portfolio Management, Investments, Bloomberg, Investment Management, Trading, Financial Modeling, Microsoft Excel, Financial Analysis, Asset Management, Finance, Residential Mortgages, CMBS, Agency MBS, Corporate Credit, Capital Markets, Valuation, ABS
Education
University of Nebraska at Omaha 2006 — 2009
MBA
Creighton University 2002 — 2005
BS
First National Bank of Omaha January 2011 - Present
First National Capital Markets March 2008 - January 2011
Securities America, Inc. Member FINRA/SIPC August 2007 - March 2008
Skills
Fixed Income, Portfolio Management, Investments, Bloomberg, Investment Management, Trading, Financial Modeling, Microsoft Excel, Financial Analysis, Asset Management, Finance, Residential Mortgages, CMBS, Agency MBS, Corporate Credit, Capital Markets, Valuation, ABS
Education
University of Nebraska at Omaha 2006 — 2009
MBA
Creighton University 2002 — 2005
BS
Julia Todd's Securities America, Inc. Member FINRA/SIPC Experience March 1996 - August 2007
Job Fee Based Administrator at Smith Hayes
Industry Financial Services
Experience
Smith Hayes February 2013 - September 2014
COR Clearing October 2012 - January 2013
SMITH HAYES Financial Services May 2008 - October 2012
Securities America, Inc. Member FINRA/SIPC March 1996 - August 2007
Skills
Series 24, Portfolio Management, Securities, Series 7, Investments, Series 63, Mutual Funds, Wealth Management, Risk Management, FINRA
Education
Iowa State University 1988 — 1994
Bachelors, History
Smith Hayes February 2013 - September 2014
COR Clearing October 2012 - January 2013
SMITH HAYES Financial Services May 2008 - October 2012
Securities America, Inc. Member FINRA/SIPC March 1996 - August 2007
Skills
Series 24, Portfolio Management, Securities, Series 7, Investments, Series 63, Mutual Funds, Wealth Management, Risk Management, FINRA
Education
Iowa State University 1988 — 1994
Bachelors, History
Kay Connelley's Securities America, Inc. Member FINRA/SIPC Experience 2003 - Present
Job Sr. Human Resources Consultant at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC 2003 - Present
Mercy Medical Center, Sioux City IA June 1998 - June 2002
Wells' Dairy, Inc. June 1992 - June 1998
Skills
Employee Relations, Human Resources, Leadership, Talent Management, Performance Management, Recruiting, Talent Acquisition, Personnel Management, HRIS, Interviews, Deferred Compensation, Employee Benefits
Education
Bellevue University
Business
University of Nebraska-Lincoln
Securities America, Inc. Member FINRA/SIPC 2003 - Present
Mercy Medical Center, Sioux City IA June 1998 - June 2002
Wells' Dairy, Inc. June 1992 - June 1998
Skills
Employee Relations, Human Resources, Leadership, Talent Management, Performance Management, Recruiting, Talent Acquisition, Personnel Management, HRIS, Interviews, Deferred Compensation, Employee Benefits
Education
Bellevue University
Business
University of Nebraska-Lincoln
Marty Gorcos's Securities America, Inc. Member FINRA/SIPC Experience August 2008 - Present
Job Product Consultant at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC August 2008 - Present
Timberline Total Solutions December 2002 - August 2008
Utell International 1993 - 1998
Skills
User Experience Design, User Experience Testing, Project Management, Web Applications, Functional Design, Document Imaging, Business Analysis, Business Process Design, Business Process Testing, Customer Experience, Data Entry, Supervisory Experience, Data Processing
Education
Brownell Talbot
Brownell Talbot
College of Saint Mary
Bachelor of Science Business Administration, Accounting, Business Finance
Securities America, Inc. Member FINRA/SIPC August 2008 - Present
Timberline Total Solutions December 2002 - August 2008
Utell International 1993 - 1998
Skills
User Experience Design, User Experience Testing, Project Management, Web Applications, Functional Design, Document Imaging, Business Analysis, Business Process Design, Business Process Testing, Customer Experience, Data Entry, Supervisory Experience, Data Processing
Education
Brownell Talbot
Brownell Talbot
College of Saint Mary
Bachelor of Science Business Administration, Accounting, Business Finance
Darrell Snowden's Securities America, Inc. Member FINRA/SIPC Experience ConsultantCoSentryMay 2010 - April 2012
Job Developer at Securities America, Inc. Member FINRA/SIPC
Industry Information Technology and Services
Experience
Securities America, Inc. Member FINRA/SIPC ConsultantCoSentryMay 2010 - April 2012
Southwest Power Pool November 2006 - November 2009
Fidelity Information Services May 1999 - October 2006
Fidelity National Information Services 2002 - 2006
Fidelity National Information Systems 1999 - 2006
Skills
Visio
Education
Arkansas State University 1995 — 1999
BS, Compter Science
Securities America, Inc. Member FINRA/SIPC ConsultantCoSentryMay 2010 - April 2012
Southwest Power Pool November 2006 - November 2009
Fidelity Information Services May 1999 - October 2006
Fidelity National Information Services 2002 - 2006
Fidelity National Information Systems 1999 - 2006
Skills
Visio
Education
Arkansas State University 1995 — 1999
BS, Compter Science
Patrick Jeneseke's Securities America, Inc. Member FINRA/SIPC Experience June 2013 - August 2015
Job Compliance Consultant at Allstate Financial Services, LLC
Industry Financial Services
Experience
Allstate Financial Services, LLC September 2015 - Present
Securities America, Inc. Member FINRA/SIPC June 2013 - August 2015
Charles Schwab January 2007 - June 2013
Skills
Financial Services, Securities, Investments, Mutual Funds, Wealth Management, Investment Strategies, Management, Budgets, FINRA Series 4, 7, 9,..., Regulatory Compliance
Education
Keller Graduate School of Management of DeVry University 1998 — 2001
Master of Business Administration (MBA), Business Administration and Management, General
Purdue University
Bachelor of Arts (B.A.), Clinical Psychology
Allstate Financial Services, LLC September 2015 - Present
Securities America, Inc. Member FINRA/SIPC June 2013 - August 2015
Charles Schwab January 2007 - June 2013
Skills
Financial Services, Securities, Investments, Mutual Funds, Wealth Management, Investment Strategies, Management, Budgets, FINRA Series 4, 7, 9,..., Regulatory Compliance
Education
Keller Graduate School of Management of DeVry University 1998 — 2001
Master of Business Administration (MBA), Business Administration and Management, General
Purdue University
Bachelor of Arts (B.A.), Clinical Psychology
Karthik Chitti's Securities America, Inc. Member FINRA/SIPC Experience 2010 - July 2011
Job Systems Analyst at GoDaddy
Industry Information Services
Experience
GoDaddy November 2014 - Present
EZ2 Technologies October 2005 - Present
DuPont Pioneer November 2013 - November 2014
Wells Fargo Home Mortgage August 2012 - November 2013
Wellmark August 2011 - August 2012
Securities America, Inc. Member FINRA/SIPC 2010 - July 2011
State of Nebraska September 2006 - March 2010
Skills
.NET, VB.NET, WCF, WPF, MVVM, ASP.NET, SSRS, XML, Entity Framework, LINQ, Microsoft SQL Server, SOA, TFS, ASP.NET MVC, C#, Web Services, T-SQL, SSIS, AJAX, Visual Studio, DDD, Test Driven Development, Dependency Injection, Mongo DB
Education
Wright State University 2002 — 2004
Master of Engineering (M.Eng.)
Jawaharlal Nehru Technological University 1998 — 2002
Bachelor of Engineering (B.TECH)
Gautami
GoDaddy November 2014 - Present
EZ2 Technologies October 2005 - Present
DuPont Pioneer November 2013 - November 2014
Wells Fargo Home Mortgage August 2012 - November 2013
Wellmark August 2011 - August 2012
Securities America, Inc. Member FINRA/SIPC 2010 - July 2011
State of Nebraska September 2006 - March 2010
Skills
.NET, VB.NET, WCF, WPF, MVVM, ASP.NET, SSRS, XML, Entity Framework, LINQ, Microsoft SQL Server, SOA, TFS, ASP.NET MVC, C#, Web Services, T-SQL, SSIS, AJAX, Visual Studio, DDD, Test Driven Development, Dependency Injection, Mongo DB
Education
Wright State University 2002 — 2004
Master of Engineering (M.Eng.)
Jawaharlal Nehru Technological University 1998 — 2002
Bachelor of Engineering (B.TECH)
Gautami
Dan Magli's Securities America, Inc. Member FINRA/SIPC Experience 2000 - 2010
Job State and Local Tax Accountant at The Scoular Company
Industry Accounting
Experience
The Scoular Company March 2015 - Present
PayPal 2010 - March 2015
Bellevue University June 2013 - August 2014
Securities America, Inc. Member FINRA/SIPC 2000 - 2010
PDQ Food Stores 1986 - 2000
Skills
General Ledger, Fixed Assets, Reconciliations, Accounting, LB 775 Tax Incentive, Property Tax, Tax Accounting, Account Reconciliation, Tax Preparation, Income Tax, Sales & Use Tax, Tax, Accounts Payable, Financial Analysis, Great Plains Software, Sales Tax, Microsoft Excel, SAP, Microsoft Office, Process Improvement
Education
Bellevue University 2014 — 2017
Master of Science (MS), Finance, General
Bellevue University 2011 — 2014
Bachelor of Science (B.S.), Accounting
Madison Area Technical College 1984 — 1985
Associate in Applied Science Degree, Accounting
Robert M. LaFollette High School 1974 — 1977
The Scoular Company March 2015 - Present
PayPal 2010 - March 2015
Bellevue University June 2013 - August 2014
Securities America, Inc. Member FINRA/SIPC 2000 - 2010
PDQ Food Stores 1986 - 2000
Skills
General Ledger, Fixed Assets, Reconciliations, Accounting, LB 775 Tax Incentive, Property Tax, Tax Accounting, Account Reconciliation, Tax Preparation, Income Tax, Sales & Use Tax, Tax, Accounts Payable, Financial Analysis, Great Plains Software, Sales Tax, Microsoft Excel, SAP, Microsoft Office, Process Improvement
Education
Bellevue University 2014 — 2017
Master of Science (MS), Finance, General
Bellevue University 2011 — 2014
Bachelor of Science (B.S.), Accounting
Madison Area Technical College 1984 — 1985
Associate in Applied Science Degree, Accounting
Robert M. LaFollette High School 1974 — 1977
Linda Berens's Securities America, Inc. Member FINRA/SIPC Experience February 2008 - March 2013
Job Advertising Review Compliance Consultant at Mutual of Omaha Investor Services Member FINRA/SIPC
Industry Financial Services
Experience
Mutual of Omaha Investor Services April 2013 - Present
Securities America, Inc. Member FINRA/SIPC February 2008 - March 2013
Skills
Series 7, Series 24, Series 63, Series 65
Education
Bellevue University
Mutual of Omaha Investor Services April 2013 - Present
Securities America, Inc. Member FINRA/SIPC February 2008 - March 2013
Skills
Series 7, Series 24, Series 63, Series 65
Education
Bellevue University
Billy Krasso's Securities America, Inc. Member FINRA/SIPC Experience April 2013 - Present
Job Developer Analyst at Securities America
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC April 2013 - Present
Gallup December 2004 - April 2013
Securities America, Inc. Member FINRA/SIPC August 2001 - December 2004
First National Bank of Omaha December 1998 - August 2001
Capstone Consulting June 2000 - December 2000
Sterling Software November 1997 - December 1998
Skills
C#, ASP.NET MVC, ASP.NET, TFS, Microsoft SQL Server, Oracle SQL, MySQL, Google Analytics, Java, JavaScript, jQuery, Amazon Web Services..., Web Services, SQL, PL/SQL, Windows Services, Microsoft BI SSIS, WCF, Web Applications, .NET, Oracle, Software Development
Education
Bellevue University 1997 — 2001
Bachelor of Science (B.S.), Computer and Information Sciences, General
Louisiana Tech University 1996 — 1997
Bachelor of Science (BS), Computer Science
Securities America, Inc. Member FINRA/SIPC April 2013 - Present
Gallup December 2004 - April 2013
Securities America, Inc. Member FINRA/SIPC August 2001 - December 2004
First National Bank of Omaha December 1998 - August 2001
Capstone Consulting June 2000 - December 2000
Sterling Software November 1997 - December 1998
Skills
C#, ASP.NET MVC, ASP.NET, TFS, Microsoft SQL Server, Oracle SQL, MySQL, Google Analytics, Java, JavaScript, jQuery, Amazon Web Services..., Web Services, SQL, PL/SQL, Windows Services, Microsoft BI SSIS, WCF, Web Applications, .NET, Oracle, Software Development
Education
Bellevue University 1997 — 2001
Bachelor of Science (B.S.), Computer and Information Sciences, General
Louisiana Tech University 1996 — 1997
Bachelor of Science (BS), Computer Science
Eric Grun's Securities America, Inc. Member FINRA/SIPC Experience January 2012 - May 2012
Job Full Stack Engineer at Medidata Solutions
Industry Computer Software
Experience
Medidata Solutions March 2015 - Present
Russell Reynolds Associates November 2014 - February 2015
CommonDesk, LLC March 2013 - September 2014
Digitas November 2012 - February 2013
Securities America, Inc. Member FINRA/SIPC January 2012 - May 2012
West Corporation December 2008 - December 2011
EG-Concepts February 2001 - December 2008
In-Con.com October 1999 - April 2001
Skills
Security, SQL, Microsoft SQL Server, Software Development, .NET, MySQL, SDLC, Web Services, C#, XML, VB.NET, Agile Methodologies, Enterprise Software, Software Project..., JavaScript, Agile Project Management, Mobile Security, Mobile Application..., Xamarin, Mobile Applications
Education
California Polytechnic State University-San Luis Obispo
Medidata Solutions March 2015 - Present
Russell Reynolds Associates November 2014 - February 2015
CommonDesk, LLC March 2013 - September 2014
Digitas November 2012 - February 2013
Securities America, Inc. Member FINRA/SIPC January 2012 - May 2012
West Corporation December 2008 - December 2011
EG-Concepts February 2001 - December 2008
In-Con.com October 1999 - April 2001
Skills
Security, SQL, Microsoft SQL Server, Software Development, .NET, MySQL, SDLC, Web Services, C#, XML, VB.NET, Agile Methodologies, Enterprise Software, Software Project..., JavaScript, Agile Project Management, Mobile Security, Mobile Application..., Xamarin, Mobile Applications
Education
California Polytechnic State University-San Luis Obispo
Donovan Foote's Securities America, Inc. Member FINRA/SIPC Experience 2008 - Present
Job Attorney at Securities America
Industry Financial Services
Experience
Securities America 2008 - Present
Securities America, Inc. Member FINRA/SIPC 2008 - Present
Continental Fire Sprinkler Company 2005 - 2008
First National Bank of Omaha 2004 - 2005
Education
University of San Diego School of Law 2000 — 2003
JD, Corporate Law
Hastings College 1990 — 1995
BA, International Business
Hastings High School 1986 — 1990
Securities America 2008 - Present
Securities America, Inc. Member FINRA/SIPC 2008 - Present
Continental Fire Sprinkler Company 2005 - 2008
First National Bank of Omaha 2004 - 2005
Education
University of San Diego School of Law 2000 — 2003
JD, Corporate Law
Hastings College 1990 — 1995
BA, International Business
Hastings High School 1986 — 1990
Steve Sanduski, CFP®'s Securities America, Inc. Member FINRA/SIPC Experience 1993 - 1999
Job
Industry Financial Services
Experience
Belay Advisor, LLC August 2012 - Present
Peak Advisor Alliance July 2012 - December 2012
Peak Advisor Alliance May 2001 - June 2012
Securities America, Inc. Member FINRA/SIPC 1993 - 1999
Call Interactive 1990 - 1993
Hewlett-Packard 1989 - 1990
Caterpillar Inc. 1984 - 1988
Education
Indiana University Bloomington
MBA
Illinois State University
B.S., Finance
College for Financial Planning
Certified Financial Planner
Belay Advisor, LLC August 2012 - Present
Peak Advisor Alliance July 2012 - December 2012
Peak Advisor Alliance May 2001 - June 2012
Securities America, Inc. Member FINRA/SIPC 1993 - 1999
Call Interactive 1990 - 1993
Hewlett-Packard 1989 - 1990
Caterpillar Inc. 1984 - 1988
Education
Indiana University Bloomington
MBA
Illinois State University
B.S., Finance
College for Financial Planning
Certified Financial Planner
Giordano Barahona's Securities America, Inc. Member FINRA/SIPC Experience September 2010 - March 2013
Job Software Engineer at Nelnet Business Solutions
Industry Information Technology and Services
Experience
Nelnet Business Solutions March 2013 - Present
Securities America, Inc. Member FINRA/SIPC September 2010 - March 2013
Securities America, Inc. Member FINRA/SIPC 2009 - 2010
Aerotek 2007 - 2009
West Corporation 2006 - 2007
Skills
C#, .NET, SQL, Bilingual-Spanish, HTML, XML, SOAP, JavaScript, CSS, Java, OOP, SOA, Windows 7, Windows XP Professional, Microsoft Office, Visual Studio, SQL Server, Sybase ASE, WCF, N-tier, DDD, Design Patterns, SOLID principles, IIS, ASP.NET MVC, Microsoft SQL Server, Web Applications, LINQ, ADO.NET, ASP.NET, Web Services, TFS, Visio, Silverlight, ASP
Education
Bellevue University 2008 — 2011
Bachelors, Computer Informations System
Metropolitan Community College 2006 — 2008
Associates, Graphic Communication Art and Design
Nelnet Business Solutions March 2013 - Present
Securities America, Inc. Member FINRA/SIPC September 2010 - March 2013
Securities America, Inc. Member FINRA/SIPC 2009 - 2010
Aerotek 2007 - 2009
West Corporation 2006 - 2007
Skills
C#, .NET, SQL, Bilingual-Spanish, HTML, XML, SOAP, JavaScript, CSS, Java, OOP, SOA, Windows 7, Windows XP Professional, Microsoft Office, Visual Studio, SQL Server, Sybase ASE, WCF, N-tier, DDD, Design Patterns, SOLID principles, IIS, ASP.NET MVC, Microsoft SQL Server, Web Applications, LINQ, ADO.NET, ASP.NET, Web Services, TFS, Visio, Silverlight, ASP
Education
Bellevue University 2008 — 2011
Bachelors, Computer Informations System
Metropolitan Community College 2006 — 2008
Associates, Graphic Communication Art and Design
Stephen Heliker's Securities America, Inc. Member FINRA/SIPC Experience January 2000 - Present
Job Reg Rep
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC January 2000 - Present
Skills
Series 7, Wealth Management, Retirement, Retirement Planning, Strategic Financial..., Mutual Funds, Fixed Annuities
Education
CSU Chico 1970 — 1974
Bachelor of Science, Ag Business
Securities America, Inc. Member FINRA/SIPC January 2000 - Present
Skills
Series 7, Wealth Management, Retirement, Retirement Planning, Strategic Financial..., Mutual Funds, Fixed Annuities
Education
CSU Chico 1970 — 1974
Bachelor of Science, Ag Business
Rachel Conn's Securities America, Inc. Member FINRA/SIPC Experience April 2013 - October 2013
Job Account Coordinator at Diversified Benefits Group
Industry Insurance
Experience
Diversified Benefits Group LLC August 2015 - Present
Bright Minds Learning Center October 2013 - August 2015
Securities America, Inc. Member FINRA/SIPC April 2013 - October 2013
ProKarma March 2007 - August 2012
Education
Bellevue University 2012 — 2015
Bachelor of Arts (B.A.)
Diversified Benefits Group LLC August 2015 - Present
Bright Minds Learning Center October 2013 - August 2015
Securities America, Inc. Member FINRA/SIPC April 2013 - October 2013
ProKarma March 2007 - August 2012
Education
Bellevue University 2012 — 2015
Bachelor of Arts (B.A.)