UBS Financial Services, Inc

Industry: Investment banking company

Description

UBS Group AG is a Swiss multinational investment bank and financial services company founded and based in Switzerland. Co-headquartered in the cities of Zürich and Basel, it maintains a presence in all major financial centers as the largest Swiss banking institution in the world. CEO: Sergio Ermotti (15 Nov 2011–) Customer service: 020 7567 8000 Headquarters: Basel, Switzerland Subsidiaries: UBS Limited, UBS Investment Bank,

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UBS Financial Services, Inc Employees

Employee
Years
Job
Industry
Paula Bright Connell, CFP® Paula Bright Connell, CFP® Paducah, Kentucky Details
Paula Bright Connell, CFP®'s UBS Financial Services, Inc Experience November 1983 - Present
Job Senior Vice President Wealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  November 1983 - Present
UBS  September 1981 - November 1983

Skills
Wealth Management, Financial Advisory, Finance, Strategic Planning, Customer Service, Investments, Retirement Planning, Series 7, Strategy

Education
University of Kentucky   1976 — 1979

Bill Benjamin Bill Benjamin Minneapolis, Minnesota Details
Bill Benjamin's UBS Financial Services, Inc Experience December 2006 - December 2007
Job Chief Executive Officer
Industry Financial Services
Experience
U.S. Bancorp Investments, Inc.   June 2008 - Present
UBS Financial Services, Inc   December 2006 - December 2007
Piper Jaffray  February 1993 - August 2006

Education
University of Minnesota - Carlson School of Management
Master of Business Administration (MBA), Finance and Strategic Management

St. Olaf College
Bachelor of Arts (BA), Mathematics and Economics

Matthew Wishingrad Matthew Wishingrad Greater Los Angeles Area Details
Matthew Wishingrad's UBS Financial Services, Inc Experience April 2012 - July 2014
Job MBA Candidate at USC Marshall School of Business
Industry Higher Education
Experience
UBS Financial Services Inc.  April 2012 - July 2014
oBand Surgery Centers   November 2011 - March 2012
Starving Students, Inc.   January 2010 - June 2011

Education
University of Southern California - Marshall School of Business   2014 — 2016
Master of Business Administration (MBA)

University of Michigan   2005 — 2009
Bachelor of Arts (BA), History

Beverly Hills High School   2001 — 2005

Joseph LoRe Joseph LoRe New York, New York Details
Joseph LoRe's UBS Financial Services, Inc Experience August 2006 - August 2006
Job Jennison Associates
Industry Investment Management
Experience
Jennison Associates  February 2013 - Present
Jennison Associates  January 2012 - January 2013
Jennison Associates  April 2011 - December 2011
The Bank of New York Mellon  September 2007 - April 2011
UBS Financial Services, Inc   August 2006 - August 2006
UBS Financial Services, Inc   May 2006 - July 2006

Skills
Securities, Fixed Income, Equities, Options, Structured Notes, Warrants, Interest Rate Swaps, Pricing, Fair Value, Hedge Funds, Settlement, Collateral Management, Bloomberg, Corporate Actions, Dividends, Income Distribution, Account Reconciliation, Smartstream TLM, Eagle Reference Manager, Security Reference...

Education
University of Scranton   2003 — 2007
B.S, Business Management, Finance

Manhasset High School   2000 — 2003

Len Do Len Do San Francisco Bay Area Details
Len Do's UBS Financial Services, Inc Experience 2001 - Present
Job UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  2001 - Present

Education
University of San Francisco
Finance

The American College
Financial Planning and Services

USF
Minor, Government

Bud King, CFA® Bud King, CFA® Saint Louis, Missouri Details
Bud King, CFA®'s UBS Financial Services, Inc Experience August 1982 - Present
Job Managing Director at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc  August 1982 - Present

Education
Charter Financial Analyst, CFA®

University of Illinois at Urbana-Champaign
Bachelor's Degree, Mechanical Engineering

University of Missouri-Saint Louis
Master of Business Administration (M.B.A.), Finance

Rick Garraway Rick Garraway Jackson, Mississippi Details
Rick Garraway's UBS Financial Services, Inc Experience April 2008 - September 2012
Job Senior Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC  September 2012 - Present
UBS Financial Services Inc.  April 2008 - September 2012
UBS Financial Services Inc.  February 1994 - April 2008

Skills
401k Rollovers, Asset Allocation, Concentrated Stock..., Estate Investment..., Fixed Income Strategies, Tax-Efficient Strategies, Investment Strategies, Retirement Planning, Insurance, Risk Management, Wealth Preservation..., Strategic Planning

Education
University of Mississippi   1976 — 1980
BPA Public Administration

Jackson Preparatory School

Greg Serrao Greg Serrao New York, New York Details
Greg Serrao's UBS Financial Services, Inc Experience June 2013 - November 2013
Job Investment Banking at Oppenheimer & Co. Inc.
Industry Investment Banking
Experience
Oppenheimer & Co. Inc.   July 2014 - Present
University of San Diego Microfinance Club   September 2012 - May 2014
Bainbridge Capital  November 2013 - March 2014
University of San Diego Investment Fund   September 2013 - December 2013
UBS Financial Services, Inc   June 2013 - November 2013
Wilderness Generation   April 2010 - September 2012
Microfinance Investment Initiative International (Mi3)   October 2009 - January 2012

Skills
Investments, Entrepreneurship, Microsoft Excel, PowerPoint, Valuation, Portfolio Management

Education
University of San Diego   2010 — 2014
Bachelor of Arts (B.A.), Major: International Relations and Affairs, Minor: Finance, Minor: Spanish, 3.82

University of Havana   2012 — 2013
Study Abroad

Jeffry Olson Jeffry Olson Fargo, North Dakota Details
Jeffry Olson's UBS Financial Services, Inc Experience February 2009 - June 2013
Job Financial AdvisorWells Fargo Advisors LLC.
Industry Financial Services
Experience
Wells Fargo Advisors, LLC  June 2013 - Present
UBS Financial Services Inc.  February 2009 - June 2013
Merrill Lynch Pierce Fenner & Smith Inc.   September 1997 - February 2009

Skills
Retirement Income..., Investment Planning, 401k Rollovers, Insurance, Annuities, Asset Allocation

Education
University of Minnesota-Twin Cities   1992 — 1997
Bachelor of Arts (BA), Communications

Thomas Hobbs Thomas Hobbs Greater Los Angeles Area Details
Thomas Hobbs's UBS Financial Services, Inc Experience February 2013 - Present
Job Senior Portfolio Manager UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc.  February 2013 - Present
Deutsche Bank Alex. Brown  June 2005 - February 2013
Bank of America Private Bank  November 2003 - June 2005
United States Marine Corps  December 1990 - June 2003

Education
University of Southern California - Marshall School of Business   2000 — 2003
MBA, Finance

University of Missouri-Columbia   1986 — 1990
B.S., Education

Lois Carlson Lois Carlson Minneapolis, Minnesota Details
Lois Carlson's UBS Financial Services, Inc Experience 1987 - Present
Job Wealth Advisor, UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services Inc  1987 - Present

Skills
Retirement Planning, Asset Managment, Wealth Management...

Education
University of Minnesota-Twin Cities
BA, History, Humanities, Woman's Studies

Justin Patteson, CFP® Justin Patteson, CFP® Greater Atlanta Area Details
Justin Patteson, CFP®'s UBS Financial Services, Inc Experience February 2006 - Present
Job Senior Wealth Strategy Associate at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  February 2006 - Present
Linsco/Private Ledger  February 2005 - December 2005
Northwestern Mutual  May 2004 - February 2005

Education
University of North Carolina at Chapel Hill   2000 — 2004
BA, Economics, Management & Society

Sean McGerr Sean McGerr Lincoln, Nebraska Details
Sean McGerr's UBS Financial Services, Inc Experience February 2009 - Present
Job Wealth Advisor at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  February 2009 - Present
Merrill Lynch  January 2006 - February 2009

Education
University of Nebraska-Lincoln   1990 — 1995
Bachelor of Business Administration (BBA), Finance, General

Lauren Hazard Lauren Hazard Lexington, Kentucky Details
Lauren Hazard's UBS Financial Services, Inc Experience September 2012 - Present
Job Registered Client Service Associate at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  September 2012 - Present
University of Kentucky Federal Credit Union  June 2009 - September 2012

Education
University of Kentucky   2007 — 2011
Bachelor of Science (BS), Accounting

Nick Meletio Nick Meletio Saint Louis, Missouri Details
Nick Meletio's UBS Financial Services, Inc Experience May 2011 - July 2011
Job Investment Banking Officer at UMB Bank
Industry Financial Services
Experience
UMB Bank  May 2012 - Present
Investment Banking Institute  July 2011 - August 2011
UBS Financial Services Inc  May 2011 - July 2011
IMS Deltamatic S.p.a.   May 2010 - August 2010

Education
University of Missouri-Columbia, College of Business   2007 — 2011

2007-2011University of Missouri
Bachelor of Science, Business and Finance Education; Business Administration; Finance & Banking; Minor in Statistics

Daniel Lawson Daniel Lawson Washington D.C. Metro Area Details
Daniel Lawson's UBS Financial Services, Inc Experience November 2013 - Present
Job Senior Registered Associate at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services Inc.  November 2013 - Present
Morgan Stanley  July 2012 - November 2013
Morgan Stanley  December 2009 - June 2012
NOVO 1 Inc.   July 2005 - September 2008
NOVO 1 Inc.   April 2002 - July 2005

Education
University of Maryland - Robert H. Smith School of Business
Bachelor of Science (B.S.), Business Management

Matt Costello, RHU Matt Costello, RHU Eden Prairie, Minnesota Details
Matt Costello, RHU's UBS Financial Services, Inc Experience January 2000 - May 2008
Job VP, Director of Sales at First Income Advisors
Industry Insurance
Experience
First Income Advisors   July 2014 - Present
Principal Global Investors  December 2011 - July 2014
UBS Financial Services, Inc   January 2000 - May 2008

Skills
Asset Allocation, Investments, Investment Strategies, Securities, Fixed Income, Series 7, Portfolio Management, Asset Managment, Wealth Management, Retirement Planning, Insurance, Asset Management, Investment Advisory, Retirement Plan..., Life Insurance, Disability Insurance

Education
University of Oklahoma   1980 — 1985
Bachelor of Business Administration (B.B.A.), Accounting and Finance

Robert Carver, CFP® Robert Carver, CFP® Orange County, California Area Details
Robert Carver, CFP®'s UBS Financial Services, Inc Experience April 2008 - Present
Job Financial Advisor at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  April 2008 - Present
Countrywide  2007 - 2007
WMC  2003 - 2007
Stafford Trading  1990 - 2000

Education
University of Southern California   1984 — 1988
BS, Finance

Lucille Denos Lucille Denos San Mateo, California Details
Lucille Denos's UBS Financial Services, Inc Experience July 2010 - Present
Job Financial Advisor at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  July 2010 - Present
Morgan Stanley Smith Barney  October 2000 - June 2010

Education
University of New Hampshire-Manchester   1980 — 1984

New England Aeronautical Institute   1977 — 1980
Aviation Consumer Management

Ryan B. Lederman Ryan B. Lederman New York, New York Details
Ryan B. Lederman's UBS Financial Services, Inc Experience November 1999 - Present
Job Vice PresidentInvestments UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  November 1999 - Present

Education
University of Miami   1995 — 1999
BA, International Finance and Marketing

Brian Doyle Brian Doyle Greater New York City Area Details
Brian Doyle's UBS Financial Services, Inc Experience July 2011 - September 2011
Job Senior Analyst at Goldman Sachs
Industry Financial Services
Experience
Goldman Sachs  August 2014 - Present
Fannie Mae  August 2012 - July 2014
Maryland Fund for Excellence  October 2010 - May 2012
Smith Undergraduate Student Association   January 2011 - December 2011
UBS Financial Services Inc.  July 2011 - September 2011
Mass Mutual Financial Group  April 2008 - June 2008

Skills
Financial Analysis, Asset Managment, Investments, Financial Modeling, Analysis, PowerPoint, Entrepreneurship, Corporate Finance, Financial Reporting

Education
University of Maryland - Robert H. Smith School of Business   2008 — 2012
Bachelor of Science, Finance and Marketing

Edward Lang Edward Lang Portland, Oregon Area Details
Edward Lang's UBS Financial Services, Inc Experience June 1991 - Present
Job Senior Vice President Investments at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  June 1991 - Present
Lattice Semiconductor  June 1988 - April 1990

Education
University of Notre Dame   1990 — 1991
MBA, Finance/Marketing

University of Portland   1984 — 1988
BBA, Business/Finance

Richard Stein Richard Stein Baltimore, Maryland Area Details
Richard Stein's UBS Financial Services, Inc Experience January 2012 - Present
Job Senior Wealth Strategist, UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc  January 2012 - Present
Morgan Stanley  September 2007 - January 2012
Oppenheimer & Co. Inc.   June 2003 - February 2007
Deutsche Bank  September 1998 - September 2003
Calvert Investments  September 1991 - September 1998

Education
Wharton School of Business   1999 — 2002

University of Maryland College Park   1983 — 1988
Business

High Point High School   1980 — 1983

Tom Bednar Tom Bednar Greater Chicago Area Details
Tom Bednar's UBS Financial Services, Inc Experience July 2006 - January 2009
Job President at St. Francis High School
Industry Education Management
Experience
St. Francis High School  January 2009 - Present
UBS Financial Services Inc.  July 2006 - January 2009
Holy Trinity High School  August 2003 - June 2006
University of Notre Dame  July 2000 - May 2003
Colegio Nuestra Senora de Andacollo   October 1987 - January 2000
Notre Dame College Prep  August 1984 - June 1987

Skills
Strategic Planning, Public Speaking, Budgeting, Writing, Word, Academia, Email Marketing, Non-profits, Start-ups, Microsoft Word, Budgets, Negotiation, Nonprofits, Fundraising, New Business Development, Marketing Strategy, Customer Service, Public Relations, Marketing, Event Planning, Team Building, Coaching, Leadership Development, Social Media, Volunteer Management

Education
University of Notre Dame   1981 — 1984
M. Divinity

University of Notre Dame   1978 — 1980
B. A.

University of Missouri-Columbia   1975 — 1977

Chad Cohen Chad Cohen Greater Los Angeles Area Details
Chad Cohen's UBS Financial Services, Inc Experience 2011 - Present
Job UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  2011 - Present
Merrill Lynch  2004 - 2011

Education
University of Missouri-Columbia   1997 — 2001
Bachelor of Science (BS), Finance and Banking

Parkway Central

Parkway Central

Roy Gutierrez Roy Gutierrez Little Rock, Arkansas Area Details
Roy Gutierrez's UBS Financial Services, Inc Experience 1987 - Present
Job Senior Vice President Wealth Management
Industry Financial Services
Experience
UBS Financial Services Inc.  1987 - Present

Education
University of Utah - David Eccles School of Business   1975 — 1977
Master of Business Administration (M.B.A.), Economics

University of North Carolina at Chapel Hill   1968 — 1972
Bachelor of Arts, Economics

David Houston David Houston Dallas/Fort Worth Area Details
David Houston's UBS Financial Services, Inc Experience July 2002 - September 2004
Job Chief Operations Officer at Blackwall Partners LLC
Industry Investment Management
Experience
Blackwall Partners LLC   January 2008 - Present
Mobility Ventures   September 2004 - December 2007
UBS Financial Services Inc.  July 2002 - September 2004
Constructive Playthings Inc.   July 1994 - January 2000

Skills
Hedge Funds, Alternative Investments, Equities, Financial Services, Institutional..., Investor Relations, Professional Writing, Public Speaking, Investment Analysis, Capital Raising, Private Equity, Financial Modeling, Investments, Valuation, Due Diligence, Corporate Finance, Asset Management, Fund Of Funds, Capital, Investment Management, Corporate Development, Investment Strategies, Capital Markets, Securities, Emerging Markets, Fixed Income, Building Relationships, Strategic Planning, Asset Allocation, Investment Banking, Mergers & Acquisitions, Options, Trading, Bloomberg, Portfolio Management, Financial Structuring, Derivatives, Investment Advisory, Equity Research, Structured Products, Financial Markets, Mutual Funds, Series 7, Venture Capital, Financial Analysis, Management, Finance, Risk Management, Strategy

Education
University of North Texas- Toulouse Graduate School
Master of Business Administration (MBA), Finance

University of North Texas
Bachelor of Arts (BA), Political Science and Government

Don Sickles, CFP® Don Sickles, CFP® Oklahoma City, Oklahoma Details
Don Sickles, CFP®'s UBS Financial Services, Inc Experience
Job Vice President Investments at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. 

Education
University of Oklahoma - Price College of Business   1972 — 1975
Bachelor of Business Administration, Accounting

Susan Stults, CFP® Susan Stults, CFP® Greater Omaha Area Details
Susan Stults, CFP®'s UBS Financial Services, Inc Experience October 2013 - Present
Job Senior Wealth Strategy Associate at UBS FInancial Services Inc.
Industry Investment Management
Experience
UBS Financial Services Inc.  October 2013 - Present
UBS Financial Services Inc.  2006 - Present
Piper Jaffray  2005 - 2006

Education
University of Nebraska at Omaha
BSBA, Business

Andrew Neal Andrew Neal Greater Nashville Area Details
Andrew Neal's UBS Financial Services, Inc Experience September 2002 - December 2007
Job CEO at Executive Trading Solutions
Industry Financial Services
Experience
Executive Trading Solutions   September 2008 - Present
UBS Financial Services Inc.  September 2002 - December 2007
UBS Financial Services Inc.  July 2000 - March 2004

Skills
Executive Compensation, Rule 10b5-1, Plan Administration, Restricted Stock, Strategic Analysis, Business Management, Equity Compensation, Business Solutions, Securities, Options, Product Development, Process Management, Trading, Mergers, Analysis, Stocks, Business Intelligence, Series 7, Management, Strategic Planning, Executive Pay, Equities, Financial Services, Leadership, Mergers & Acquisitions, Financial Advisory, Executive Management, Risk Management, Investments, Alternative Investments, Start-ups, Strategic Partnerships

Education
University of Mississippi - School of Business Administration   1987 — 1992

Robert Bickham Robert Bickham Houston, Texas Details
Robert Bickham's UBS Financial Services, Inc Experience June 1989 - Present
Job Managing DirectorInvestments
Industry Financial Services
Experience
UBS Financial Services Inc.  June 1989 - Present

Education
Georgetown University   1979 — 1982
BSBA-Honors, Finance

The Wharton School, University of Pennsylvania   1988 — 1988
CIMA: Certified Investment Management Analyst

Reade Achilli, CFP® Reade Achilli, CFP® Dallas/Fort Worth Area Details
Reade Achilli, CFP®'s UBS Financial Services, Inc Experience August 1996 - October 2006
Job Portfolio Manager at US Trust
Industry Financial Services
Experience
US Trust, Bank of America  September 2007 - Present
MetLife  June 2007 - September 2007
Allstate Financial Services  October 2006 - June 2007
UBS Financial Services, Inc   August 1996 - October 2006

Skills
Financial Planning, Investment Advisory, Investment Strategies, Retirement Planning, Investments, Estate Planning, Investment Products, Retirement, Asset Allocation, Wealth Management, Mutual Funds, Annuities, Equities, Compliance, Portfolio Management, Asset Managment, Fixed Income, Insurance, Life Insurance, Securities, Wealth Management..., Alternative Investments, 401k, High Net Worth..., Bonds, Wealth, Tactical Asset..., Risk Management, IRAs, Wealth Accumulation, Private Banking, Financial Planners, Finance, 401k Rollovers, Saving for Education, Investment Management, College Savings Plans, 529 Plans, ETFs, Financial Services, Trusts, Personal Financial..., Certified Financial..., Separately Managed..., Variable Annuities, Strategic Financial..., Asset Management, Trust Services, Series 65, Options

Education
University of North Texas   1997 — 2003
Bachelor of Business Administration, Financial Planning

Charles Todd Mercer Charles Todd Mercer Louisville, Kentucky Area Details
Charles Todd Mercer's UBS Financial Services, Inc Experience September 2007 - November 2012
Job Senior Vice President at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch  November 2012 - Present
UBS Financial Services Inc.  September 2007 - November 2012
Morgan Keegan  March 2001 - September 2007
US Army  October 1990 - April 2004

Skills
Investments, Portfolio Management, Series 63, Series 7, Wealth Management, Asset Allocation, Mutual Funds, Retirement Planning, Alternative Investments, Fixed Income, Estate Planning, ETFs, Options, Financial Modeling, Loans, Series 65, Mortgage Lending, Insurance, Commercial Lending, Life Insurance, Cash Management

Education
University of Louisville   1986 — 1990
BS, Political Science

Carl King Carl King Miami/Fort Lauderdale Area Details
Carl King's UBS Financial Services, Inc Experience September 2012 - December 2012
Job Analyst at Farlie Turner & Co
Industry Financial Services
Experience
Farlie Turner & Co   July 2015 - Present
BNP Paribas  June 2014 - August 2014
LEÓN, MAYER & Co.   January 2014 - May 2014
Morgan Stanley  January 2013 - December 2013
UBS Financial Services Inc.  September 2012 - December 2012
Emergent Research   May 2012 - August 2012
Graduate School of Nursing and Health Studies – University of Miami   January 2012 - May 2012
Emergent Research   June 2011 - August 2011
Emergent Research   June 2010 - December 2010

Skills
Microsoft Excel, Microsoft Word, PowerPoint, Conversational Spanish, Tableau, SPSS, IMPLAN, Morningstar, Thompson One

Education
University of Miami - School of Business   2011 — 2015
BSBA, Management Science and Finance, Senior

Jason Dworak, CIMA® Jason Dworak, CIMA® Lincoln, Nebraska Area Details
Jason Dworak, CIMA®'s UBS Financial Services, Inc Experience December 2008 - Present
Job Managing Director—Wealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  December 2008 - Present
Morgan Stanley Wealth Management  January 1999 - December 2008
Piper Jaffray  January 1993 - January 1999

Education
University of Nebraska-Lincoln
Business Finance

Dannette Trivisonno Dannette Trivisonno Las Vegas, Nevada Area Details
Dannette Trivisonno's UBS Financial Services, Inc Experience May 2009 - Present
Job VP Investments at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc  May 2009 - Present
Merrill Lynch  October 1993 - May 2009

Education
University of Nevada-Las Vegas   1978 — 1982
BSBA

Bishop Gorman High School   1974 — 1978

Sid Roberson Sid Roberson Jacksonville, Florida Area Details
Sid Roberson's UBS Financial Services, Inc Experience November 2006 - March 2011
Job Director Major and National Accounts at Blue Cross Blue Shield of Florida
Industry Insurance
Experience
Blue Cross Blue Shield of Florida  March 2011 - Present
UBS Financial Services Inc.  November 2006 - March 2011
Morgan Stanley  March 1999 - November 2006
Milwaukee Brewers Baseball Club  June 1992 - June 1998

Education
University of North Florida   1989 — 1994
Bachelor's of Business Administration, Accounting

Anne Kersten Anne Kersten Greater Minneapolis-St. Paul Area Details
Anne Kersten's UBS Financial Services, Inc Experience September 2010 - December 2012
Job Financial Associate at Thrivent Financial
Industry Financial Services
Experience
Thrivent Financial for Lutherans  December 2012 - Present
UBS Financial Services Inc.  September 2010 - December 2012
The Design Partnership, Ltd   January 1989 - September 2010
Fairview Health Services  January 1988 - July 1988

Skills
Strategic Financial..., Series 7, Financial Analysis, Strategic Planning, Retirement Planning, Risk Management, Retirement, Investments, Marketing Strategy, Microsoft Excel

Education
University of Minnesota - Carlson School of Management   1983 — 1988
Bachelor of Science, Finance

Almerine 'Al' Stout III Almerine 'Al' Stout III Louisville, Kentucky Area Details
Almerine 'Al' Stout III's UBS Financial Services, Inc Experience January 2002 - Present
Job Registered Client Service Associate at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  January 2002 - Present
Banc One Securities Corporation  January 1995 - January 2002

Education
University of Kentucky   1986 — 1990
Bachelor of Science in Accounting, Accounting, Economics

Bernadette Strout, CFP® Bernadette Strout, CFP® Greater New York City Area Details
Bernadette Strout, CFP®'s UBS Financial Services, Inc Experience July 2004 - September 2008
Job CERTIFIED FINANCIAL PLANNER (TM)
Industry Financial Services
Experience
Gitterman Wealth Management LLC  January 2012 - Present
NJIT  2009 - Present
Ameriprise Financial Services, Inc.   September 2008 - January 2012
UBS Financial Services Inc  July 2004 - September 2008

Education
University of Massachusetts Boston   1979 — 1982
BA, Mathematics / Computer Science

Alice M Ryan Alice M Ryan Barnstable/Yarmouth, Massachusetts Area Details
Alice M Ryan's UBS Financial Services, Inc Experience February 2008 - August 2013
Job Commercial at TD Bank
Industry Financial Services
Experience
TD  2014 - Present
UBS Financial Services, Inc   February 2008 - August 2013
The UPS Store  December 2003 - January 2008
Salomon Smith Barney  April 2001 - October 2002
Merrill Lynch  December 1995 - June 2000

Skills
Mutual Funds, Banking, Equities, Service Delivery, Relationship Management, Wealth Management, Securities, Project Management, Managerial Finance, Operational Risk..., Portfolio Management, Financial Services, Microsoft Office, Bloomberg, Client Liaison, Process Improvement, Sales, CRM, FINRA, Investments, Customer Service, Compliance, Various propriety..., Reuters, Supernova, Loan Servicing, Construction Loans, Commercial Banking, Bank Reconciliation, Investment Banking, Commercial Lending, Asset Management, Management

Education
UMass Boston   1988 — 1991
Bachelor's Degree

University of Massachusetts Boston
Bachelor's degree

Ryan Kneipper Ryan Kneipper Dallas, Texas Details
Ryan Kneipper's UBS Financial Services, Inc Experience June 2014 - Present
Job Financial Advisor at UBS Financial Services
Industry Investment Management
Experience
UBS Financial Services Inc.  June 2014 - Present
UBS  November 2008 - June 2014
Lehman Brothers  August 2006 - November 2008

Education
University of North Carolina at Chapel Hill   1999 — 2003

Episcopal School of Dallas   1995 — 1999
Highschool

John Aderholdt John Aderholdt Greensboro/Winston-Salem, North Carolina Area Details
John Aderholdt's UBS Financial Services, Inc Experience 1999 - Present
Job Financial Advisor at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  1999 - Present

Skills
Investments, Wealth Management, Retirement Planning, Financial Planning

Education
University of Michigan   1979 — 1981
MHSA, Hospital Administration

University of North Carolina at Chapel Hill   1975 — 1979
BSPH

Laura Hsiao Laura Hsiao Greater Atlanta Area Details
Laura Hsiao's UBS Financial Services, Inc Experience 2009 - 2011
Job Senior Registered Associate at Morgan Stanley Private Wealth Management
Industry Financial Services
Experience
Morgan Stanley Private Wealth Management  2011 - Present
UBS Financial Services Inc.  2009 - 2011
SunTrust Robinson Humphrey  2007 - 2009
The Vanguard Group  2006 - 2007

Education
University of Pittsburgh   2002 — 2006
BSBA, Marketing

Stephen Caton, stephen.caton@ubs.com713-985-3440 Stephen Caton, stephen.caton@ubs.com713-985-3440 Houston, Texas Area Details
Stephen Caton, stephen.caton@ubs.com713-985-3440's UBS Financial Services, Inc Experience January 2009 - Present
Job First Vice PresidentWealth Management UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  January 2009 - Present
Merrill Lynch  June 1983 - January 2009
Marriott Corp  January 1976 - May 1981

Education
University of Houston   1974 — 1979
BS, HRM

Robert J. Menz Robert J. Menz Greater Los Angeles Area Details
Robert J. Menz's UBS Financial Services, Inc Experience August 2006 - April 2009
Job Your Neighborhood Financial Advisor
Industry Financial Services
Experience
Los Feliz Improvement Association   August 2013 - Present
RJM Financial Group   July 2009 - Present
Notre Dame Club of Los Angeles   March 2009 - February 2015
Hollywood / Los Feliz Kiwanis   2008 - 2010
UBS Financial Services Inc.  August 2006 - April 2009
Multi-National Corps-Iraq  January 2005 - January 2006
US Army  November 2000 - January 2005

Skills
Strategic Planning, Financial Analysis, Investments, Strategic Financial..., Training, Insurance, Process Improvement, Finance, Leadership, Small Business, Fixed Income, Budgets, Marketing, Financial Modeling, Risk Management, Analysis, Military, Accounting, Business Development, Business Planning, Cross-functional Team..., Due Diligence, Entrepreneurship, Financial Advisory, Financial Reporting, Financial Risk, Data Analysis, Corporate Finance, Forecasting, Management, Management Consulting, Mergers, Microsoft Excel, Mutual Funds, Portfolio Management, Start-ups, Strategy, Team Leadership, Life Insurance, Financial Services, Business Strategy, Financial Planning

Education
University of Notre Dame   1996 — 2000
BA, Government and Int'l Relations

Chaminade High School

David Shorr David Shorr United States Details
David Shorr's UBS Financial Services, Inc Experience January 2012 - Present
Job Senior Vice President Wealth Management
Industry
Experience
UBS Financial Services Inc.  January 2012 - Present
Morgan Stanley  May 2002 - January 2012

Education
University of Maryland College Park
Bachelor's degree, Accounting

Y. Jamie Mistry Y. Jamie Mistry Greater Detroit Area Details
Y. Jamie Mistry's UBS Financial Services, Inc Experience March 2009 - Present
Job First Vice President Wealth Management & Portfolio Manager
Industry Financial Services
Experience
UBS Financial Services Inc.  March 2009 - Present
Morgan Stanley Wealth Management  July 2000 - March 2009
Merrill Lynch  November 1992 - June 2000

Education
University of Michigan

Sheldon Fogel Sheldon Fogel Beverly Hills, California Details
Sheldon Fogel's UBS Financial Services, Inc Experience July 2000 - Present
Job Vice PresidentWealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  July 2000 - Present
A. G. Edwards & Sons, Inc   October 1979 - July 2000
Sheldon L Fogel, Attorney at Law   August 1965 - October 1979

Education
University of North Carolina School of Law   1962 — 1965
JD, Law

University of North Carolina at Chapel Hill   1959 — 1963
AB

James Likes James Likes Greater Seattle Area Details
James Likes's UBS Financial Services, Inc Experience November 2008 - Present
Job Investment Associate The Blosser Group at UBS Financial Services, Inc
Industry Financial Services
Experience
UBS Financial Services, Inc   November 2008 - Present
Morgan Stanley  September 1999 - November 2008

Education
Case Western Reserve University - Weatherhead School of Management   2004 — 2007
M.B.A., Banking and Finance

University of Oregon - Charles H. Lundquist College of Business   1995 — 1999
B.A., Finance

David Koop David Koop Madison, Wisconsin Area Details
David Koop's UBS Financial Services, Inc Experience October 2008 - Present
Job Team Administrator at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  October 2008 - Present
SHRED Optics - SHRED, LLC   July 2007 - August 2008

Education
University of New Hampshire - Whittemore School of Business and Economics   2002 — 2006
BS, Business Administration; Finance

Stratton Mountain School   1997 — 2002
Prep School, School & Skiing

Byron Reyes, CIMA Byron Reyes, CIMA Lafayette, Louisiana Area Details
Byron Reyes, CIMA's UBS Financial Services, Inc Experience 2008 - Present
Job Financial Advisor, First VP Investments at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc  2008 - Present
Lafayette  1992 - 2008

Skills
Retirement Planning, Portfolio Management, Risk Management, Investments, Asset Allocation, Series 7, Series 63, Banking, Investment Banking, Options, Fixed Income, Loans, Entrepreneurship, Fixed Annuities, Bonds, Start-ups, 401k, Trading, Investment Strategies, Retirement, Private Equity, Wealth Management, Alternative Investments, Estate Planning, Wealth Management..., Finance, Investment Advisory, Mutual Funds, Securities, Small Business, Equities, Financial Modeling, Financial Analysis, Corporate Finance, Insurance, Mergers & Acquisitions, Financial Risk, Due Diligence, Financial Planners, Strategic Financial..., Venture Capital, Valuation, Project Finance, Asset Management, Financial Advisory, Employee Benefits, IRAs, Business Planning, Joint Ventures, Wealth

Education
University of Louisiana at Lafayette   1985 — 1989
BA, ARTS

University of New Orleans   1981 — 1985
General Studies

Bonnabel High School   1977 — 1981

Roosevelt Middle?   1975 — 1977

Alec Morrisette, CRPC® Alec Morrisette, CRPC® Charlotte, North Carolina Details
Alec Morrisette, CRPC®'s UBS Financial Services, Inc Experience August 2004 - April 2012
Job Financial Advisor PNC Investments
Industry Financial Services
Experience
PNC Investments  October 2013 - Present
Linden Thomas & Company - Charlotte, NC   May 2013 - October 2013
Edward Jones - Raleigh, NC   April 2012 - May 2013
UBS Financial Services, Inc   August 2004 - April 2012

Education
University of North Carolina at Charlotte
BA, Economics

Marc Irion Marc Irion Greater Philadelphia Area Details
Marc Irion's UBS Financial Services, Inc Experience January 2009 - Present
Job Senior Vice President Wealth Management at UBS Financial Services, Inc
Industry Financial Services
Experience
UBS Financial Services, Inc   January 2009 - Present
Morgan Stanley  February 1995 - January 2009
US Navy  September 1987 - August 1994

Education
University of Maryland College Park

Richard Bean, CFP® Richard Bean, CFP® Charlotte, North Carolina Area Details
Richard Bean, CFP®'s UBS Financial Services, Inc Experience 2011 - Present
Job Financial Advisor at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  2011 - Present
UBS  October 2010 - 2011
Campus Crusade for Christ  2007 - 2008
Campus Crusade for Christ  2006 - 2007

Education
University of North Carolina at Chapel Hill   2002 — 2006
BA

Evans Lam Evans Lam Greater Los Angeles Area Details
Evans Lam's UBS Financial Services, Inc Experience July 2008 - Present
Job Sr.VP Wealth Management & Sr. Portfolio Manager at UBS Financial Services Inc.
Industry Investment Management
Experience
UBS Financial Services Inc.  July 2008 - Present
Citi  1991 - 2008

Education
University of Rochester   1980 — 1984
MBA BA, Finance / Accounting / Economics

David R. Parker David R. Parker Tampa, Florida Details
David R. Parker's UBS Financial Services, Inc Experience October 2008 - Present
Job Senior Vice President at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  October 2008 - Present
Salomon Smith Barney  January 1989 - September 2008
Merrill Lynch  March 1983 - January 1989

Skills
Series 7, Strategic Planning, Mutual Funds, Portfolio Management, Series 63, Financial Planning, Investments, Asset Allocation, 401k, Sales

Education
Univ. of Miami   1969 — 1970
Business Administration and Management, General

University of Notre Dame   1965 — 1969
BS, Marketing

Jamie Wacholz Jamie Wacholz Greater Minneapolis-St. Paul Area Details
Jamie Wacholz's UBS Financial Services, Inc Experience January 2010 - December 2010
Job Media Manager at Haworth Marketing + Media
Industry Marketing and Advertising
Experience
Haworth Marketing + Media  April 2014 - Present
Haworth Marketing + Media  August 2013 - April 2014
Haworth Marketing + Media  November 2011 - July 2013
Jenny's Light   September 2010 - May 2012
Haworth Marketing + Media  January 2011 - October 2011
UBS Financial Services Inc  January 2010 - December 2010

Skills
Event Planning, Brand Management, Integrated Marketing, Leadership, Advertising, Marketing, Strategic Planning

Education
University of Minnesota-Twin Cities   2006 — 2010
Bachelor of Arts, Professional Strategic Communication & English

Kenneth H Railey Kenneth H Railey Boston, Massachusetts Details
Kenneth H Railey's UBS Financial Services, Inc Experience September 2013 - Present
Job Operations Manager UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc  September 2013 - Present
Morgan Stanley  February 2005 - September 2013

Education
University of Massachusetts, Amherst   1995 — 1999
Bachelor's degree, Finance - Investments

Daniel A. Roblin III, CFP® Daniel A. Roblin III, CFP® Buffalo/Niagara, New York Area Details
Daniel A. Roblin III, CFP®'s UBS Financial Services, Inc Experience October 1992 - January 2015
Job Vice President Investment Officer
Industry Financial Services
Experience
Wells Fargo Financial Advisors, LLC   February 2015 - Present
UBS Financial Services Inc  October 1992 - January 2015
Paine Webber  1995 - 2000
Kidder Peabody  October 1992 - March 1995
Roblin Acquisition Capital Inc.   May 1987 - October 1992
Empire Equity Investments - Empire of America   1982 - 1987
Chemical Bank  1981 - 1982
Roblin Industries, Inc   1974 - 1981

Skills
Wealth Management, Asset Allocation, Investments, Equities, Alternative Investments, Strategic Planning, Hedge Funds, Securities, Series 7, Mutual Funds, Series 63, Retirement Planning, Portfolio Management, Investment Advisory, Wealth

Education
University of Pennsylvania   1970 — 1974
BA, Economics

University of Rochester - Simon Business School   1979 — 1981
MBA, Executive Developement Program

Nichols School   1962 — 1970
High School

Brent Holuta Brent Holuta Lexington, Kentucky Details
Brent Holuta's UBS Financial Services, Inc Experience January 2013 - May 2013
Job Partner Business Development at Legit Apps, LLC
Industry Venture Capital & Private Equity
Experience
Circumference   June 2015 - Present
Legit Apps, LLC   April 2014 - Present
SteinGroup, LLC   August 2014 - December 2014
Ernst & Young LLP  May 2014 - August 2014
University of Kentucky  August 2013 - May 2014
Consumers Produce Co., Inc.   May 2013 - August 2013
UBS Financial Services Inc.  January 2013 - May 2013
National Aeronautics and Space Administration  May 2012 - August 2012
The Finish Line, Inc.   October 2008 - August 2011
Holuta Lawn Care   April 2004 - August 2011

Education
University of Kentucky   2011 — 2015
BS, Accounting; BBA, Finance

Wylie Southern Wylie Southern Greensboro/Winston-Salem, North Carolina Area Details
Wylie Southern's UBS Financial Services, Inc Experience January 2008 - June 2015
Job Senior Financial Advisor Advisors at Truliant
Industry Financial Services
Experience
Truliant Federal Credit Union  June 2015 - Present
UBS Financial Services, Inc   January 2008 - June 2015
Wachovia, A Wells Fargo Company  January 2004 - January 2008
Morgan Stanley Smith Barney  July 2001 - December 2003

Skills
Wealth Management, Investments, Series 7, Estate Planning, Retirement Planning, Wealth Management..., Finance, Equities, Series 63, Mutual Funds, Financial Analysis, Portfolio Management, Small Business, Entrepreneurship, Strategic Financial...

Education
Louisburg College

University of North Carolina at Greensboro

Modesto Moe Ruggiero Modesto Moe Ruggiero Cleveland/Akron, Ohio Area Details
Modesto Moe Ruggiero's UBS Financial Services, Inc Experience 2007 - Present
Job Financial Advisor/Senior Vice Pres. Wealth Management at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  2007 - Present
McDonald Investments  1998 - 2007
The Ohio Company  1986 - 1998
McDonnell Douglas  1983 - 1986

Skills
Wealth Management, Financial Planning, Retirement Planning, Disability Insurance, Term Life Insurance, Portfolio Management, Asset Management, Series 7

Education
University of Notre Dame   1979 — 1983
B.S. Engineering, Aerospace

Benjamin Rizzuto Benjamin Rizzuto Greater Denver Area Details
Benjamin Rizzuto's UBS Financial Services, Inc Experience May 2004 - August 2004
Job Associate Retirement Director at Janus Capital Group
Industry Financial Services
Experience
Janus Capital Group  July 2013 - Present
National Planning Corporation (NPC)   August 2010 - July 2013
Curian Capital  January 2008 - September 2010
Citigroup  November 2005 - March 2008
UBS Financial Services, Inc   May 2004 - August 2004

Skills
Investments, Competitive Analysis, Business Planning, Series 7, Excel, Series 66

Education
University of South Carolina - Darla Moore School of Business   2003 — 2005
IMBA, International Business, Finance, Italian Language

Universita` Bocconi di Milano   2004 — 2004

Centro Linguistico Italiano Dante Aleghieri   2000 — 2000

University of Colorado at Boulder   1995 — 2000
BA, Political Science

Gregory Klenke Gregory Klenke Houston, Texas Area Details
Gregory Klenke's UBS Financial Services, Inc Experience 1996 - Present
Job Managing Director Wealth Management
Industry Financial Services
Experience
UBS Financial Services Inc.  1996 - Present

Education
University of Notre Dame   1992 — 1996
BBA, Finance

Olivia Cogan Olivia Cogan Greater Chicago Area Details
Olivia Cogan's UBS Financial Services, Inc Experience June 2014 - August 2014
Job Analyst at Goldman Sachs
Industry Financial Services
Experience
Goldman Sachs  June 2015 - Present
UBS Financial Services Inc.  June 2014 - August 2014
UBS Wealth Management  May 2013 - August 2013
Office of the First Year of Studies - University of Notre Dame   August 2012 - May 2013
The Peppermint Palm   May 2012 - August 2012

Education
University of Notre Dame - Mendoza College of Business   2011 — 2015
Bachelor of Business Administration (B.B.A.), Finance, Anthropology

Sacred Heart Academy   2007 — 2011
Diploma

Nathan Abraham Nathan Abraham Belmar, New Jersey Details
Nathan Abraham's UBS Financial Services, Inc Experience April 2013 - Present
Job Client Service Associate
Industry Financial Services
Experience
UBS Financial Services Inc.  April 2013 - Present
University of Miami  2010 - 2011

Education
University of Miami   2007 — 2011
BA, Economics

Patrick Yates Patrick Yates Louisville, Kentucky Area Details
Patrick Yates's UBS Financial Services, Inc Experience March 2002 - September 2014
Job Senior Vice President, Investments at Yates Financial Partners of Raymond James
Industry Financial Services
Experience
Raymond James  September 2014 - Present
UBS Financial Services, Inc   March 2002 - September 2014

Education
University of Louisville
Bachelor of Science, Finance

Joseph Molloy Joseph Molloy Plymouth, Michigan Details
Joseph Molloy's UBS Financial Services, Inc Experience February 2009 - Present
Job Director | Molloy Pardo Group | Branch Manager UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  February 2009 - Present
Morgan Stanley  February 2002 - February 2009
Merrill Lynch  July 1993 - February 2002

Education
University of Michigan   1989 — 1991
Bachelor of Arts (B.A.), Economics

Eli Weintraub Eli Weintraub Greater New York City Area Details
Eli Weintraub's UBS Financial Services, Inc Experience June 2011 - May 2012
Job Assurance Associate at PwC
Industry Accounting
Experience
PwC  August 2014 - Present
Rothstein Kass  January 2014 - March 2014
UBS Financial Services Inc  June 2011 - May 2012
U. David Weintraub Advisory, LLC   May 2010 - June 2011
Special Care for Families and Children's Services Inc   September 2010 - December 2010
OU Yachad   June 2010 - July 2010
OU Yachad   June 2009 - August 2009
OHEL Children's Home and Family Services  December 2007 - June 2009
OU Yachad   November 2008 - May 2009
Camp Mesorah  July 2008 - August 2008

Skills
Financial Modeling, Real Estate, Teaching, Management, Microsoft Word, Outlook, Adolescents, Wealth Management, Customer Service, English, Financial Analysis, Portfolio Management, Microsoft Excel, Public Speaking, Leadership Development, Teamwork, Microsoft Office, Program Development, Internal Controls, Community Outreach, Corporate Finance, Windows, Team Leadership, Mutual Funds, PowerPoint, Asset Allocation, Recruiting, Bloomberg Terminal, Social Networking, Social Media, Asset Management, Strategic Planning, Policy Analysis, Event Planning, Social Skills, Editing, Public Relations, Facebook, Bloomberg, Investments, Capital Markets, Fundraising, Leadership, Analysis, Access, Nonprofits, QuickBooks, Budgets, Accounting, Equities

Education
City University of New York-Queens College   2009 — 2013
Accounting, Minor: (Honors) Business and Liberal Arts & Economics

University of Melbourne   2012 — 2012
Exchange Student

Marty Maddin Marty Maddin Greater Detroit Area Details
Marty Maddin's UBS Financial Services, Inc Experience January 2008 - December 2008
Job Leadership & Performance Coach Founder of PEAK Performance International LLC
Industry Professional Training & Coaching
Experience
PEAK Performance International LLC   May 2010 - Present
Threshold Advisors LLC   January 2011 - Present
The Droste Group, Inc.   May 2011 - Present
Authentic Action, LLC   March 2009 - May 2010
UBS Financial Services Inc.  January 2008 - December 2008
Maddin Hauser Wartell Roth & Heller, P.C.   August 2004 - July 2007
M&L Sealcoating Specialists, LLC   1995 - 2001

Skills
Leadership Development, Change Management, Team Building, Conflict Resolution, Coaching, Executive Coaching, Strategic Planning, Personal Development, Emotional Intelligence, 360 Feedback, DISC, Organizational..., Nonprofits, Small Business, Strategy, Workshop Facilitation, Leadership, Public Speaking, Entrepreneurship, Instructional Design, Marketing, Training, Career Counseling, Career Development, Executive Development, Business Planning, Management Consulting, Start-ups, Performance Improvement, Business Development, Management, Consulting, Sales, Talent Management, Succession Planning, Staff Development, Executive Management, Organizational..., Business Coaching, Interviews, MBTI, Culture Change, Organizational Design, Career Management, Management Development, Job Coaching, Life Coaching, Performance Management, Presentation Coaching, Training Delivery

Education
University of Michigan

University of Wisconsin Law School
J.D.

International Coach Academy   2011 — 2015
Certified Professional Coach

Jerry Truman Jerry Truman Bethesda, Maryland Details
Jerry Truman's UBS Financial Services, Inc Experience January 2012 - Present
Job First Vice President Investments at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  January 2012 - Present
Morgan Stanley Smith Barney  June 2009 - December 2011
SunTrust Investment Services  April 2003 - June 2009

Education
University of Maryland College Park

Brian Drake Brian Drake Bedminster, New Jersey Details
Brian Drake's UBS Financial Services, Inc Experience April 2010 - Present
Job Financial Advisor at UBS
Industry Financial Services
Experience
UBS Financial Services Inc  April 2010 - Present
Morgan Stanley Smith Barney  May 2005 - March 2010
Morgan Stanley Investment Management  August 2002 - May 2005

Education
University of Pennsylvania   1998 — 2002
BA, Philosophy, Politics, Economics

Jeff Rocca Jeff Rocca Pittsford, New York Details
Jeff Rocca's UBS Financial Services, Inc Experience July 2011 - Present
Job Operations Manager at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc  July 2011 - Present
Wells Fargo Advisors  December 2003 - June 2011

Education
University of New Hampshire - Whittemore School of Business and Economics
Financial and Managerial Economics

Tari Van Nostrand Tari Van Nostrand Barnstable/Yarmouth, Massachusetts Area Details
Tari Van Nostrand's UBS Financial Services, Inc Experience January 2001 - May 2002
Job Global Corporate Action Analyst at Fidelity Investments
Industry Financial Services
Experience
Knapp, Schenck & Co. Insurance Agency   August 2007 - September 2008
Fidelity Investments  September 2005 - August 2007
Fidelity Investments  January 2004 - August 2007
FPCMS, Fidelity Investments   February 2005 - September 2005
CSS, Fidelity Investments   November 2004 - February 2005
OSG, Fidelity Investments   December 2003 - October 2004
Browning Ferris Industries  June 2002 - November 2003
UBS Financial Services, Inc   January 2001 - May 2002
UBS Financial  January 2000 - June 2001

Education
University of Massachusetts, Amherst   1998 — 2002

University of Massachusetts, Amherst
Political Economy Major

Jack Rosely Jack Rosely Greater Detroit Area Details
Jack Rosely's UBS Financial Services, Inc Experience March 1990 - Present
Job CFA,CFP, Sr Portfolio Manager at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  March 1990 - Present

Education
University of Michigan-Dearborn
Bachelor of Business Administration (BBA), Finance, General

Chris Farrell Chris Farrell Greater New York City Area Details
Chris Farrell's UBS Financial Services, Inc Experience November 2008 - Present
Job
Industry Financial Services
Experience
UBS Financial Services Inc.  November 2008 - Present
Merrill Lynch  April 2004 - November 2008
UBS PaineWebber  January 1997 - April 2004

Skills
Investments, Series 7, Hedge Funds, Equities, Fixed Income, Alternative Investments, Capital Markets, Portfolio Management, Series 63, Securities, Asset Management, Financial Services

Education
University of Scranton   1984 — 1988
BS, Political Science

Marc Scavo, CFP®, CRPC® Marc Scavo, CFP®, CRPC® Charlotte, North Carolina Details
Marc Scavo, CFP®, CRPC®'s UBS Financial Services, Inc Experience July 2002 - June 2013
Job Client Relationship Consultant at TIAACREF
Industry Financial Services
Experience
TIAA-CREF  July 2013 - Present
UBS Financial Services Inc.  July 2002 - June 2013

Education
University of Iowa   1998 — 2002
BBA, Finance

Harmon Bays Harmon Bays Jackson, Mississippi Area Details
Harmon Bays's UBS Financial Services, Inc Experience February 2009 - Present
Job Vice PresidentWealth Management, Branch Manager at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  February 2009 - Present
Smith Barney  1993 - 2009

Education
University of Mississippi   1989 — 1993
BBA, Marketing

Aneta Ortiz Aneta Ortiz Greater New York City Area Details
Aneta Ortiz's UBS Financial Services, Inc Experience January 1999 - May 2005
Job at Invesco
Industry Financial Services
Experience
Invesco  December 2009 - Present
Barclays Global Investors  June 2005 - July 2009
UBS Financial Services, Inc   January 1999 - May 2005

Skills
Outlook, Customer Service, Event Planning, PowerPoint, Internet Explorer, Blackberry, Microsoft Excel, Microsoft Word, Series 63, Series 7, Oracle, Sales Logix

Education
University of Phoenix
Associate, Business

Sheila Blakely, MBA, PMP Sheila Blakely, MBA, PMP Orlando, Florida Area Details
Sheila Blakely, MBA, PMP's UBS Financial Services, Inc Experience June 2004 - October 2005
Job at
Industry Hospital & Health Care
Experience
Sentry Data Systems  March 2014 - Present
Digital Risk, LLC  June 2012 - March 2014
Ema Savahl Design   January 2011 - May 2012
NSHMBA  January 2010 - December 2010
STOPS, Inc.   December 2009 - May 2010
CNL FINANCIAL GROUP, INC  June 2008 - December 2009
Charles Schwab  August 2006 - August 2007
UNIVERSITY OF MIAMI ­ SCHOOL OF COMMUNICATION   October 2005 - August 2006
UBS FINANCIAL SERVICES INC  June 2004 - October 2005

Skills
Financial Analysis, Project Management, Process Improvement, Budgets, Leadership, Business Analysis, Sales, Vendor Management, Program Management, Negotiation, Business Strategy, Access, Microsoft Excel, Management, Risk Management, Business Process..., Time Management, Forecasting, Strategic Planning, Team Building, Team Leadership

Education
University of Miami   2007 — 2009
Executive MBA, Management

University of Miami   2000 — 2003
Bachelor of Business Administration, Finance & Marketing

Warren R. Colbert, Sr. CIMA Warren R. Colbert, Sr. CIMA Greater New York City Area Details
Warren R. Colbert, Sr. CIMA's UBS Financial Services, Inc Experience July 1988 - Present
Job Wealth Advisor at UBS Financial Services
Industry Investment Management
Experience
UBS Financial Services Inc.  July 1988 - Present
Kidder Peabody  January 1980 - August 1988
Paine Webber  June 1977 - January 1980

Education
Lincoln University, PA USA
BA

University of Maryland College Park
Doctoral Candidate

University of Pennsylvania - The Wharton School

Wealth Advisor Program - UBS

Josh Schneider CFP ® Josh Schneider CFP ® Washington D.C. Metro Area Details
Josh Schneider CFP ®'s UBS Financial Services, Inc Experience Financial ConsultantWachovia SecuritiesJune 2001 - June 2004
Job Investment Associate at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  Financial ConsultantWachovia SecuritiesJune 2001 - June 2004

Education
University of Maryland - Robert H. Smith School of Business   1999 — 2002

University of Maryland College Park   1998 — 2002
BS, Finance

Ramona Ahmed Ramona Ahmed Greater New York City Area Details
Ramona Ahmed's UBS Financial Services, Inc Experience October 2002 - June 2004
Job Assistant Vice President at Jefferies & Company
Industry Financial Services
Experience
Jefferies & Company  August 2009 - Present
Calyon Securities  July 2007 - December 2008
NASD  2004 - 2007
UBS Financial Services Inc.  October 2002 - June 2004

Education
University of Maryland College Park   1996 — 2001

John F. Kennedy High School

Jeremy Yanasak Jeremy Yanasak Greater Seattle Area Details
Jeremy Yanasak's UBS Financial Services, Inc Experience 1998 - Present
Job Senior Wealth Strategy Associate at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services Inc.  1998 - Present

Education
University of Pennsylvania - The Wharton School   2015 — 2015
Executive Education, Certified Investment Management Analyst

University of Phoenix   2006 — 2007
B.S., Business

University of Washington   1998 — 2001

Pierce Community College   1996 — 1997
A.A.S.

Derek Slovak Derek Slovak Westport, Connecticut Details
Derek Slovak's UBS Financial Services, Inc Experience September 2012 - March 2015
Job Operations Liaison at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC  April 2015 - Present
UBS Financial Services Inc.  September 2012 - March 2015
UBS Financial Services Inc.  April 2008 - September 2012

Skills
Management, Customer Service, Leadership, Strategic Planning, Financial Analysis, Sales, Investments, Financial Services, Finance

Education
University of Rhode Island - College of Business Administration

Warren R Colbert Sr CIMA Warren R Colbert Sr CIMA Greater New York City Area Details
Warren R Colbert Sr CIMA's UBS Financial Services, Inc Experience August 1988 - Present
Job Financial Advisor at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services, Inc   August 1988 - Present
Kidder Peabody  January 1980 - August 1988
Paine Webber  June 1977 - January 1980

Education
Lincoln University, PA USA
BA

University of Maryland College Park
Doctoral Candidate

University of Pennsylvania - The Wharton School

Wealth Advisor Program - UBS

Alyssa Sibio Alyssa Sibio Greater New York City Area Details
Alyssa Sibio's UBS Financial Services, Inc Experience June 2007 - August 2007
Job Student at University of Miami
Industry Human Resources
Experience
UBS Financial Services Inc.  June 2007 - August 2007
UBS Financial Services Inc  2007 - 2007
Westchester County District Attorney's Office  2005 - 2005

Education
University of Miami   2004 — 2008

Rebecca Goldstein Rebecca Goldstein Greater Los Angeles Area Details
Rebecca Goldstein's UBS Financial Services, Inc Experience March 2012 - Present
Job Client Service Associate at UBS Financial Services Inc.
Industry Marketing and Advertising
Experience
UBS Financial Services Inc.  March 2012 - Present
News America Marketing  May 2009 - September 2011
News America Marketing  May 2004 - April 2009

Education
University of Michigan   2000 — 2004
Bachelors Degree, Organizational Studies

Elizabeth Morris Elizabeth Morris Alsip, Illinois Details
Elizabeth Morris's UBS Financial Services, Inc Experience October 2003 - December 2005
Job Marketing Professional/Life & Business Coach
Industry Marketing and Advertising
Experience
Acxiom  February 2011 - Present
Morris Coaching   February 2012 - Present
Citi  2006 - February 2011
Ogilvy & Mather  January 2006 - August 2006
UBS Financial Services Inc.  October 2003 - December 2005
UBS Financial Services Inc.  2001 - October 2003

Skills
Direct Marketing, Analytics, Digital Marketing, Integrated Marketing, Marketing Strategy, Segmentation, Digital Strategy, Email Marketing, Online Advertising, Customer Acquisition, Product Management, Mobile Marketing, CRM, Social Media Marketing, Multi-channel Marketing, Marketing, Marketing Communications, Lead Generation, Financial Services, Vendor Management, Leadership, Brand Development, Business Development, Strategic Planning, Management, Direct Mail, Strategy, Strategic Partnerships, E-commerce, Program Management

Education
iPEC   2010 — 2011
CPC, ELI-MP, Certified Professional Coach

University of Illinois at Chicago   1996 — 2000
BS, Marketing & Management

St. Ignatius College Prep   1992 — 1996

Ejner Johnson Ejner Johnson Baltimore, Maryland Area Details
Ejner Johnson's UBS Financial Services, Inc Experience April 1999 - Present
Job Managing Director Financial Advisor at UBS Financial Services Inc.
Industry Investment Management
Experience
UBS Financial Services Inc.  April 1999 - Present

Education
University of Maryland College Park   1976 — 1980

Ron Fusillo Ron Fusillo Greater New York City Area Details
Ron Fusillo's UBS Financial Services, Inc Experience January 1997 - August 2007
Job Director at UBS Investment Bank
Industry Financial Services
Experience
UBS Investment Bank  September 2007 - Present
UBS  2003 - Present
UBS Financial Services Inc  January 1997 - August 2007
UBS Wealth Management  1997 - 2007
Paine Webber  1977 - 2002

Skills
Equities, Fixed Income, Securities, Capital Markets, Asset Managment, Risk Management, Hedge Funds, Derivatives, Investments, Wealth Management, Portfolio Management, Trading, Mutual Funds, Investment Banking, FX Options, Vendor Management, Change Management, Financial Services, Financial Analysis, Strategic Financial...

Education
Univerisity of Rockville   1999 — 2000
Bachelor of Business Administration (B.B.A.), Accounting and Finance

Wharton School of Business   1997 — 1997
Banking, Corporate, Finance, and Securities Law

Stephanie Fernandez Stephanie Fernandez Miami, Florida Details
Stephanie Fernandez's UBS Financial Services, Inc Experience July 2008 - December 2012
Job Director of Business Development, Profitality
Industry Hospitality
Experience
Profitality   2012 - Present
UBS Financial Services Inc.  July 2008 - December 2012
UBS  July 2008 - July 2010

Education
University of Miami - School of Business   2004 — 2008

Jesse Bishop, CPA Jesse Bishop, CPA Boston, Massachusetts Details
Jesse Bishop, CPA's UBS Financial Services, Inc Experience February 2009 - January 2013
Job Senior Associate at PwC (Asset Management Alternative Investments)
Industry Accounting
Experience
PwC  January 2013 - Present
UBS Financial Services Inc.  February 2009 - January 2013
Smith Barney  July 2005 - February 2009

Skills
Customer Service, Sales, Project Management, CRM, Accounts Payable, Management, Social Media, Marketing, Strategy, Business Development, Competitive Analysis, Business Strategy, Start-ups, Strategic Financial..., Operations Management, Entrepreneurship, Mutual Funds, Strategic Planning, Securities, Recruiting

Education
University of Massachusetts Boston   2011 — 2012
Masters of Science in, Accounting

University of Vermont   2001 — 2005
Bachelor of Science in Business Administration

Tracy King, CFP® Tracy King, CFP® Louisville, Kentucky Area Details
Tracy King, CFP®'s UBS Financial Services, Inc Experience January 2012 - Present
Job Vice President Investments at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   January 2012 - Present
UBS Financial Services Inc  January 2011 - December 2011
UBS Financial Services Inc  March 2007 - March 2011
UBS Financial Services Inc  August 2000 - March 2007

Education
University of Louisville   1989 — 1994
Bachelor of Science (B.S.), Finance

William A. Chip Duncan III William A. Chip Duncan III Louisville, Kentucky Area Details
William A. Chip Duncan III's UBS Financial Services, Inc Experience May 2002 - Present
Job Vice President Wealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  May 2002 - Present

Education
University of Maryland Baltimore County   1982 — 1987
Bachelor of Science, Information Systems Management

Jim Devins Jim Devins Greater Boston Area Details
Jim Devins's UBS Financial Services, Inc Experience August 2007 - Present
Job Senior VP at UBS Financial Services Inc.
Industry Investment Management
Experience
UBS Financial Services Inc  August 2007 - Present
Tucker Anthony  April 1984 - August 2007

Education
UMass Boston   1977 — 1981
bs, finance, economics

Charlottesville High School   1972 — 1976

horace greeley

Ernie Mancing Ernie Mancing Greater Pittsburgh Area Details
Ernie Mancing's UBS Financial Services, Inc Experience December 2005 - Present
Job Investment Advisor
Industry Financial Services
Experience
UBS Financial Services Inc  December 2005 - Present
Van Kampen Funds Inc.   2004 - 2005
Claymore Securities Inc.   2002 - 2004

Education
University of Notre Dame   1999 — 2002
BA, English

Peter Kenefick Peter Kenefick Greater Minneapolis-St. Paul Area Details
Peter Kenefick's UBS Financial Services, Inc Experience April 1989 - Present
Job Senior Vice President Wealth Management
Industry Financial Services
Experience
UBS Financial Services Inc.  April 1989 - Present

Education
University of Minnesota

Tim Huston Tim Huston Greater Philadelphia Area Details
Tim Huston's UBS Financial Services, Inc Experience September 1999 - Present
Job Vice President Investments at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc   September 1999 - Present
Legg Mason  1993 - 1999
Kidder Peabody  1979 - 1993
White, Weld & Co.   1972 - 1979

Education
University of Pennsylvania   1964 — 1968
BA, English

Wilbraham Academy   1962 — 1964

Jeff Westergaard Jeff Westergaard Greater Chicago Area Details
Jeff Westergaard's UBS Financial Services, Inc Experience 1993 - 2005
Job at Morningstar
Industry Research
Experience
Morningstar  May 2011 - Present
First Trust Portfolios LP  November 2005 - May 2011
UBS AG  October 1993 - October 2005
UBS Financial Services Inc  1993 - 2005
Paine Webber  January 1995 - October 2000
Dean Witter  May 1987 - October 1993
E.F. Hutton   December 1985 - May 1987
J.F Hartfield & Co.   June 1982 - December 1985

Skills
Securities, Fixed Income, Financial Markets, Analysis, Trading, Investments, Capital Markets

Education
Van Meter Community High School   1974 — 1984

University of Iowa   1978 — 1982
BBA, Economics, Finance

Dominick DiBona, CIMA Dominick DiBona, CIMA Garden City, New York Details
Dominick DiBona, CIMA's UBS Financial Services, Inc Experience May 2008 - Present
Job Senior Vice President, UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  May 2008 - Present
Morgan Stanley  June 2000 - May 2008
Smith Barney  October 1993 - May 2000
Prudential Securities  May 1987 - October 1993

Education
University of Pennsylvania - The Wharton School   2002 — 2002
CIMA

Bernard M. Baruch College, City University NY   1980 — 1983
MBA, Finance

Bernard M. Baruch College, City University NY   1975 — 1979
Bachelor's Degree, Accounting

Brooklyn Technical High School   1971 — 1975
High School

Tisa Sherry Tisa Sherry Farmington, Michigan Details
Tisa Sherry's UBS Financial Services, Inc Experience October 2011 - Present
Job Financial Advisor at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  October 2011 - Present
Comerica Bank  January 1987 - October 2011

Education
University of Rhode Island   1986 — 1987
MBA, Finance

norma schwanse norma schwanse Greater New York City Area Details
norma schwanse's UBS Financial Services, Inc Experience March 2014 - Present
Job Executive Assistant with Client Strategy Office at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  March 2014 - Present
UBS  April 1994 - Present
UBS  April 1994 - Present
UBS  April 1994 - March 2014
Weehawken Board of Education  September 1992 - June 1993

Skills
Administrative..., Editing, Financial Analysis, Books, Concur, Travel Arrangements, Microsoft Excel

Education
University of Rhode Island   1986 — 1990
B.S., Elementary Education

James Shafer James Shafer Greater Minneapolis-St. Paul Area Details
James Shafer's UBS Financial Services, Inc Experience April 2005 - Present
Job Senior Vice President Wealth Management
Industry Financial Services
Experience
UBS Financial Services Inc.  April 2005 - Present

Education
University of Minnesota-Duluth
Bachelor of Business Administration (B.B.A.), Finance and Financial Management Services

Kerry Holden Kerry Holden Providence, Rhode Island Area Details
Kerry Holden's UBS Financial Services, Inc Experience January 2008 - May 2008
Job Account Executive at Kforce
Industry Staffing and Recruiting
Experience
Kforce  July 2008 - Present
UBS Financial services Inc  January 2008 - May 2008

Education
University of Rhode Island   2004 — 2008
B.A., Mathematics

Rich Callahan Rich Callahan Charlotte, North Carolina Area Details
Rich Callahan's UBS Financial Services, Inc Experience April 2008 - Present
Job Senior Vice PresidentWealth Managment at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  April 2008 - Present
Smith Barney  May 1989 - April 2008
United States Marine Corps  1980 - 1985

Education
University of North Carolina at Charlotte   1986 — 1989

Kinnelon High School   1974 — 1978

Linda Walker Linda Walker Greater New York City Area Details
Linda Walker's UBS Financial Services, Inc Experience July 2004 - October 2009
Job Global Head AML Training at Citi
Industry Financial Services
Experience
Citi  September 2011 - Present
UBS Wealth Management Americas  October 2009 - September 2011
UBS Financial Services Inc.  July 2004 - October 2009
Prudential Retirement  January 2000 - January 2004
Prudential Financial  June 1997 - January 2000
Citi  June 1989 - June 1997

Skills
Anti-Money Laundering, Financial services..., Compliance policy, Financial Services, AML, Series 7, Series 63, Policy, Mutual Funds, Strategy, Securities, Investments, Training, Wealth Management, Management, FINRA, Hedge Funds, Insurance, Risk Management

Education
University of Pennsylvania
B.A, American Civilization

Yale Law School
Juris Doctor

Samuel Davidson Samuel Davidson Orange County, California Area Details
Samuel Davidson's UBS Financial Services, Inc Experience March 1983 - Present
Job Senior Vice PresidentInvestments at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  March 1983 - Present

Skills
Asset Management, Investments, Portfolio Management, Finance, Retirement Planning, Financial Analysis, Strategic Financial..., Private Equity, Investment Advisory, Mortgage Lending

Education
University of Maryland College Park   1979 — 1981
MBA, Finance

University of Maryland College Park   1973 — 1977
Bachelor of Science (BS), Business, Management, Marketing, and Related Support Services

David Jacobsen David Jacobsen Portland, Oregon Area Details
David Jacobsen's UBS Financial Services, Inc Experience July 2000 - August 2014
Job Seniorlevel sales and management executive
Industry Financial Services
Experience
UBS Financial Services Inc.  July 2000 - August 2014
Farwest Equipment   1985 - 2000
Merrill Lynch  1979 - April 1984

Skills
Public Speaking, Marketing Strategy, Customer Service, Investments, Asset Management, Portfolio Management, Financial Modeling, Marketing, Leadership, Mergers & Acquisitions, Alternative Investments, Strategic Planning, Series 7, Management

Education
University of Oregon   1971 — 1976
Bachelor's degree, Business Management

Tara Corrigall Tara Corrigall Virginia Beach, Virginia Details
Tara Corrigall's UBS Financial Services, Inc Experience December 1987 - Present
Job Financial Advisor at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   December 1987 - Present
UBS Financial Services Inc  December 1987 - December 2011

Skills
Wealth Management, Asset Management

Education
University of Mary Washington   1978 — 1982
1982, Economics, Political Science

Nancy Lewallen Nancy Lewallen Kansas City, Missouri Area Details
Nancy Lewallen's UBS Financial Services, Inc Experience November 1996 - Present
Job Complex Control Officer at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc  November 1996 - Present
UBS Financial Services Inc.  November 2006 - July 2009
Piper Jaffray  November 1996 - August 2006
Piper Jaffray  November 1996 - August 2006
Salomon Smith Barney  May 1980 - October 1996

Education
University of Missouri-Kansas City   1974 — 1979
Bachelor, Business Administration

Eric Pronovost Eric Pronovost Portland, Maine Area Details
Eric Pronovost's UBS Financial Services, Inc Experience February 2007 - Present
Job Senior Vice President at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co.   May 2015 - Present
UBS Financial Services Inc.  February 2007 - Present
McDonald Financial Group  2001 - 2007
Prudential Securities  1995 - 2001
Shearson Lehman Brothers  1992 - 1995

Skills
Investments, Portfolio Management, Mutual Funds, Risk Management, Retirement Planning, Finance, Series 7, Series 63, Financial Planning, Financial Analysis

Education
University of Maine   1985 — 1989
Bachelor of Arts Degree: B.A. in Communication, Business Finance

John Farrar John Farrar Charlotte, North Carolina Area Details
John Farrar's UBS Financial Services, Inc Experience December 2008 - June 2014
Job Trading Serives Rep at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors  September 2014 - Present
UBS Financial Services Inc.  December 2008 - June 2014
Smith Barney  1998 - 2002

Education
UNC Charlotte   1994 — 1998
Bachelor of Science (BS), Finance, General

Katherine Kozlowski Katherine Kozlowski Greater Chicago Area Details
Katherine Kozlowski's UBS Financial Services, Inc Experience November 2010 - January 2015
Job Registered Client Associate at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC  January 2015 - Present
UBS Financial Services Inc  November 2010 - January 2015
Gary R Weber Associates, Inc.   September 2008 - March 2009
Beckett & Raeder Inc.   2003 - 2007
Johnson Hill Land Ethics Studio   July 2002 - October 2003
Self Employed  May 2001 - July 2002
University of Michigan  January 2001 - December 2001
Land Ethics, Inc   April 2000 - August 2000
Paine Webber  August 1996 - March 1998
Paine Webber  December 1993 - August 1996

Education
University of Michigan
MLA, Landscape Architecture

Russell Rifkin Russell Rifkin Washington D.C. Metro Area Details
Russell Rifkin's UBS Financial Services, Inc Experience November 2013 - Present
Job Account Vice President at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc  November 2013 - Present

Education
University of Maryland College Park   2000 — 2004
BS, Finance and Economics

Kim-Ha Nguyen Kim-Ha Nguyen Austin, Texas Area Details
Kim-Ha Nguyen's UBS Financial Services, Inc Experience September 1999 - October 2011
Job Managing Director at U.S. Capital Advisors LLC
Industry Financial Services
Experience
U.S. Capital Adivsors LLC   October 2011 - Present
UBS Financial Services Inc  September 1999 - October 2011

Education
University of Houston   1978 — 1982
Bachelor of Applied Science (B.A.Sc.), Computer Science

Elliot Henslovitz Elliot Henslovitz Greater New York City Area Details
Elliot Henslovitz's UBS Financial Services, Inc Experience June 2003 - Present
Job Head of UBS Americas Employee Conduct and Conduct Risk
Industry Financial Services
Experience
UBS Financial Services Inc.  June 2003 - Present
Prudential Securities  January 1990 - June 2003
New Jersey Attorney General  August 1986 - October 1987

Education
University of Miami School of Law   1976 — 1979
JD, Law

James G. Pat Paterson, Jr James G. Pat Paterson, Jr Wilmington, North Carolina Area Details
James G. Pat Paterson, Jr's UBS Financial Services, Inc Experience November 2002 - Present
Job First Vice Presidents Wealth Management at UBS Financial Services, Inc
Industry Financial Services
Experience
UBS Financial Services, Inc   November 2002 - Present
Merrill Lynch  November 1982 - November 2002

Education
University of North Carolina at Chapel Hill

Paula C. Mogan Paula C. Mogan Greater Boston Area Details
Paula C. Mogan's UBS Financial Services, Inc Experience 2006 - Present
Job CFP, First Vice President, UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  2006 - Present

Education
University of Massachusetts Boston
Bachelor of Arts (BA), English

M. Kent Penwell M. Kent Penwell San Francisco Bay Area Details
M. Kent Penwell's UBS Financial Services, Inc Experience August 1974 - Present
Job Senior Vice President Wealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  August 1974 - Present

Skills
Asset Managment, Wealth Management

Education
University of Illinois at Urbana-Champaign

Raphael 'Ray' Kelly Raphael 'Ray' Kelly Ponte Vedra Beach, Florida Details
Raphael 'Ray' Kelly's UBS Financial Services, Inc Experience 1988 - Present
Job Retired Sr Vice PresidentInvestm
Industry Financial Services
Experience
UBS Financial Services Inc.  1988 - Present
EF Hutton  1974 - 1988
United States Marine Corps  October 1961 - October 1966

Education
University of Notre Dame   1957 — 1961
BA, English

Maggie Ryser Maggie Ryser Fort Collins, Colorado Area Details
Maggie Ryser's UBS Financial Services, Inc Experience June 2007 - June 2010
Job Certified Nursing Assistant at Columbine Health Systems
Industry Hospital & Health Care
Experience
Columbine Health Systems  September 2013 - Present
Grosvenor Capital Management  June 2010 - June 2012
UBS Financial Services Inc.  June 2007 - June 2010

Skills
Certified Nurse...

Education
University of Northern Colorado   2013 — 2016
Registered Nursing/Registered Nurse

Miami University   2003 — 2007
Bachelor of Science (B.S.), Finance, General

Pam Davies Pam Davies Menlo Park, California Details
Pam Davies's UBS Financial Services, Inc Experience November 2008 - Present
Job Senior Vice President Wealth Management
Industry Financial Services
Experience
UBS Financial Services Inc  November 2008 - Present
Morgan Stanley  February 1985 - November 2008

Education
University of Nevada-Reno

Alex B. Hargrove, Sr Alex B. Hargrove, Sr Wilmington, North Carolina Area Details
Alex B. Hargrove, Sr's UBS Financial Services, Inc Experience November 2002 - Present
Job First Vice President Weath Management at UBS Financial Services, Inc
Industry Financial Services
Experience
UBS Financial Services, Inc   November 2002 - Present
Merrill Lynch  March 1977 - November 2002

Education
University of North Carolina at Chapel Hill

Marc Leven Marc Leven Greater New York City Area Details
Marc Leven's UBS Financial Services, Inc Experience December 2012 - Present
Job Financial Advisor at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  December 2012 - Present
ING Financial Partners  September 2010 - November 2012

Education
University of Miami - School of Business   2006 — 2010
Bachelor of Business Administration (B.B.A.), International Finance & Marketing

The Haverford School   2002 — 2006

Timothy Tunney Timothy Tunney Orange County, California Area Details
Timothy Tunney's UBS Financial Services, Inc Experience November 2008 - Present
Job Senior Vice President Investments at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  November 2008 - Present

Skills
Fixed Income Portfolio..., Municipal Bonds, Equities, Portfolio Management, Asset Allocation, Securities, Mortgage Lending, Securities Lending, Investments, Retirement Planning, Retirement Savings, Bond Markets, Bloomberg, Credit, Lines Of Credit, Series 7, Asset Management, Fixed Income, Wealth Management

Education
University of Michigan   1969 — 1971
Master of Business Administration (M.B.A.), Accounting and Finance

Yale University   1962 — 1966
Bachelor's Degree, History

Brad Fine Brad Fine Greater Los Angeles Area Details
Brad Fine's UBS Financial Services, Inc Experience October 2008 - Present
Job Senior Vice President at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  October 2008 - Present

Education
University of Southern California   1989 — 1992
BA, Economics

Kirsten Ismail, CFP® Kirsten Ismail, CFP® Bangor, Maine Area Details
Kirsten Ismail, CFP®'s UBS Financial Services, Inc Experience January 2013 - Present
Job Vice President Wealth Management At UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  January 2013 - Present
UBS  February 2009 - December 2012
Morgan Stanley Smith Barney  August 1997 - February 2009

Education
University of Maine   1990 — 1994
Bachelor of Science, Education

Peter Spira Peter Spira Buffalo/Niagara, New York Area Details
Peter Spira's UBS Financial Services, Inc Experience May 1998 - Present
Job First Vice President Wealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  May 1998 - Present
Laidlaw  March 1997 - May 1998
Conestoga-Rovers & Associates (CRA)   September 1994 - February 1997
US Navy  March 1991 - May 1994

Education
US Navy Nuclear Power School   1989 — 1991

University of Rochester   1985 — 1989
Undergraduate, Chemical Engineering

Edward Nazarko Edward Nazarko Greater New York City Area Details
Edward Nazarko's UBS Financial Services, Inc Experience September 1999 - August 2006
Job Vice President at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney LLC  August 2006 - Present
UBS Financial Services Inc.  September 1999 - August 2006

Skills
Management, Business Development, Process Improvement, Project Management, Marketing, Wealth Management, Financial Services, Securities, Portfolio Management

Education
University of Scranton   1995 — 1999
B.S, International Business

Dorothy Sum, CEP Dorothy Sum, CEP New York, New York Details
Dorothy Sum, CEP's UBS Financial Services, Inc Experience April 2005 - February 2007
Job Service Manager, AVP Global Stock Plan
Industry Financial Services
Experience
Morgan Stanley  September 2013 - Present
American International Group, Inc  March 2007 - September 2013
UBS Financial Services, Inc   April 2005 - February 2007
UBS Financial Services, Inc   April 2001 - April 2005
Citibank, N.A.(New York, NY)   September 2000 - March 2001
Colonial Securities, Inc   January 1994 - September 2000

Skills
Equities, Options, Investments, Mutual Funds, Employee Benefits, Financial Services, Deferred Compensation, Risk Management, Securities, Access, Series 7, Incentive Programs, Finance, Trading, Executive Pay, Series 63, Wealth Management, Management

Education
University of Regina
Bachelor of Arts, Psychology

huang, ting

Jennifer Tantoco Jennifer Tantoco Miami/Fort Lauderdale Area Details
Jennifer Tantoco's UBS Financial Services, Inc Experience July 2006 - Present
Job Team Administrator at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  July 2006 - Present

Education
University of Miami   1998 — 2002
BS

Anne Cheaney Anne Cheaney Louisville, Kentucky Area Details
Anne Cheaney's UBS Financial Services, Inc Experience January 2015 - Present
Job Registered Client Service Associate at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc  January 2015 - Present
Morgan Stanley  October 2013 - January 2015
Charlotte Russe  December 2010 - April 2011
Spencer Gifts  February 2010 - December 2010
Nat City Investments   November 2005 - August 2009

Education
University of Michigan

Western Michigan University
Bachelor of Arts, Journalism/Communications

Joan Baldwin Joan Baldwin Louisville, Kentucky Area Details
Joan Baldwin's UBS Financial Services, Inc Experience May 1989 - Present
Job Senior Wealth Strategy Associate at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  May 1989 - Present

Education
University of Louisville
Bachelor of Arts

Robert Geisler Robert Geisler New York, New York Details
Robert Geisler's UBS Financial Services, Inc Experience
Job Vice President Wealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. 

Skills
Equities, Capital Markets, Portfolio Management, Due Diligence, Asset Management, Fixed Income, Finance, Hedge Funds, Alternative Investments, Securities, Investments, Series 7

Education
University of Maryland College Park

Thomas Feiman Thomas Feiman Studio City, California Details
Thomas Feiman's UBS Financial Services, Inc Experience 2002 - Present
Job Financial Advisor at UBS
Industry Financial Services
Experience
UBS  February 2002 - Present
UBS Financial Services Inc.  2002 - Present
Merrill Lynch  April 1997 - February 2002
Wertheim, Schroeder & Co.   May 1994 - April 1997

Education
Northwestern University-Kellogg   1962 — 1963
Master of Business Administration (M.B.A.), Accounting and Finance

University of Pennsylvania - The Wharton School   1958 — 1962
Bachelor of Science (BS), Finance, Accounting & Economics

Barbara Grant-Choi Barbara Grant-Choi Colorado Springs, Colorado Area Details
Barbara Grant-Choi's UBS Financial Services, Inc Experience July 1989 - Present
Job Financial Advisor
Industry Financial Services
Experience
UBS Financial Services Inc  July 1989 - Present

Education
Arizona State University   1976 — 1977
MBA, Management

Minnesota State University, Moorhead   1973 — 1976
BS, Finance (BS) / Management (BS)

Wharton School of Business
CIMA Certification, Finance

Charlie Dukes Charlie Dukes Westlake Village, California Details
Charlie Dukes's UBS Financial Services, Inc Experience March 2013 - Present
Job Client Service Associate at UBS Financial Services, Inc
Industry Financial Services
Experience
UBS Financial Services, Inc   March 2013 - Present
Dukes Wealth Management   March 2011 - March 2013
URS Corporation  June 2008 - March 2010

Education
University of Nebraska-Lincoln   2006 — 2010
Bachelor of Science (B.S.), Civil Engineering

Omaha North High School   2002 — 2006

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