UBS Financial Services, Inc
Industry: Investment banking company
DescriptionUBS Group AG is a Swiss multinational investment bank and financial services company founded and based in Switzerland. Co-headquartered in the cities of Zürich and Basel, it maintains a presence in all major financial centers as the largest Swiss banking institution in the world. CEO: Sergio Ermotti (15 Nov 2011–) Customer service: 020 7567 8000 Headquarters: Basel, Switzerland Subsidiaries: UBS Limited, UBS Investment Bank,
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UBS Financial Services, Inc Employees
UBS Financial Services Inc. November 1983 - Present
UBS September 1981 - November 1983
Skills
Wealth Management, Financial Advisory, Finance, Strategic Planning, Customer Service, Investments, Retirement Planning, Series 7, Strategy
Education
University of Kentucky 1976 — 1979
U.S. Bancorp Investments, Inc. June 2008 - Present
UBS Financial Services, Inc December 2006 - December 2007
Piper Jaffray February 1993 - August 2006
Education
University of Minnesota - Carlson School of Management
Master of Business Administration (MBA), Finance and Strategic Management
St. Olaf College
Bachelor of Arts (BA), Mathematics and Economics
UBS Financial Services Inc. April 2012 - July 2014
oBand Surgery Centers November 2011 - March 2012
Starving Students, Inc. January 2010 - June 2011
Education
University of Southern California - Marshall School of Business 2014 — 2016
Master of Business Administration (MBA)
University of Michigan 2005 — 2009
Bachelor of Arts (BA), History
Beverly Hills High School 2001 — 2005
Jennison Associates February 2013 - Present
Jennison Associates January 2012 - January 2013
Jennison Associates April 2011 - December 2011
The Bank of New York Mellon September 2007 - April 2011
UBS Financial Services, Inc August 2006 - August 2006
UBS Financial Services, Inc May 2006 - July 2006
Skills
Securities, Fixed Income, Equities, Options, Structured Notes, Warrants, Interest Rate Swaps, Pricing, Fair Value, Hedge Funds, Settlement, Collateral Management, Bloomberg, Corporate Actions, Dividends, Income Distribution, Account Reconciliation, Smartstream TLM, Eagle Reference Manager, Security Reference...
Education
University of Scranton 2003 — 2007
B.S, Business Management, Finance
Manhasset High School 2000 — 2003
UBS Financial Services Inc. 2001 - Present
Education
University of San Francisco
Finance
The American College
Financial Planning and Services
USF
Minor, Government
UBS Financial Services Inc August 1982 - Present
Education
Charter Financial Analyst, CFA®
University of Illinois at Urbana-Champaign
Bachelor's Degree, Mechanical Engineering
University of Missouri-Saint Louis
Master of Business Administration (M.B.A.), Finance
Wells Fargo Advisors, LLC September 2012 - Present
UBS Financial Services Inc. April 2008 - September 2012
UBS Financial Services Inc. February 1994 - April 2008
Skills
401k Rollovers, Asset Allocation, Concentrated Stock..., Estate Investment..., Fixed Income Strategies, Tax-Efficient Strategies, Investment Strategies, Retirement Planning, Insurance, Risk Management, Wealth Preservation..., Strategic Planning
Education
University of Mississippi 1976 — 1980
BPA Public Administration
Jackson Preparatory School
Oppenheimer & Co. Inc. July 2014 - Present
University of San Diego Microfinance Club September 2012 - May 2014
Bainbridge Capital November 2013 - March 2014
University of San Diego Investment Fund September 2013 - December 2013
UBS Financial Services, Inc June 2013 - November 2013
Wilderness Generation April 2010 - September 2012
Microfinance Investment Initiative International (Mi3) October 2009 - January 2012
Skills
Investments, Entrepreneurship, Microsoft Excel, PowerPoint, Valuation, Portfolio Management
Education
University of San Diego 2010 — 2014
Bachelor of Arts (B.A.), Major: International Relations and Affairs, Minor: Finance, Minor: Spanish, 3.82
University of Havana 2012 — 2013
Study Abroad
Wells Fargo Advisors, LLC June 2013 - Present
UBS Financial Services Inc. February 2009 - June 2013
Merrill Lynch Pierce Fenner & Smith Inc. September 1997 - February 2009
Skills
Retirement Income..., Investment Planning, 401k Rollovers, Insurance, Annuities, Asset Allocation
Education
University of Minnesota-Twin Cities 1992 — 1997
Bachelor of Arts (BA), Communications
UBS Financial Services Inc. February 2013 - Present
Deutsche Bank Alex. Brown June 2005 - February 2013
Bank of America Private Bank November 2003 - June 2005
United States Marine Corps December 1990 - June 2003
Education
University of Southern California - Marshall School of Business 2000 — 2003
MBA, Finance
University of Missouri-Columbia 1986 — 1990
B.S., Education
UBS Financial Services Inc 1987 - Present
Skills
Retirement Planning, Asset Managment, Wealth Management...
Education
University of Minnesota-Twin Cities
BA, History, Humanities, Woman's Studies
UBS Financial Services Inc. February 2006 - Present
Linsco/Private Ledger February 2005 - December 2005
Northwestern Mutual May 2004 - February 2005
Education
University of North Carolina at Chapel Hill 2000 — 2004
BA, Economics, Management & Society
UBS Financial Services Inc. February 2009 - Present
Merrill Lynch January 2006 - February 2009
Education
University of Nebraska-Lincoln 1990 — 1995
Bachelor of Business Administration (BBA), Finance, General
UBS Financial Services Inc. September 2012 - Present
University of Kentucky Federal Credit Union June 2009 - September 2012
Education
University of Kentucky 2007 — 2011
Bachelor of Science (BS), Accounting
UMB Bank May 2012 - Present
Investment Banking Institute July 2011 - August 2011
UBS Financial Services Inc May 2011 - July 2011
IMS Deltamatic S.p.a. May 2010 - August 2010
Education
University of Missouri-Columbia, College of Business 2007 — 2011
2007-2011University of Missouri
Bachelor of Science, Business and Finance Education; Business Administration; Finance & Banking; Minor in Statistics
UBS Financial Services Inc. November 2013 - Present
Morgan Stanley July 2012 - November 2013
Morgan Stanley December 2009 - June 2012
NOVO 1 Inc. July 2005 - September 2008
NOVO 1 Inc. April 2002 - July 2005
Education
University of Maryland - Robert H. Smith School of Business
Bachelor of Science (B.S.), Business Management
First Income Advisors July 2014 - Present
Principal Global Investors December 2011 - July 2014
UBS Financial Services, Inc January 2000 - May 2008
Skills
Asset Allocation, Investments, Investment Strategies, Securities, Fixed Income, Series 7, Portfolio Management, Asset Managment, Wealth Management, Retirement Planning, Insurance, Asset Management, Investment Advisory, Retirement Plan..., Life Insurance, Disability Insurance
Education
University of Oklahoma 1980 — 1985
Bachelor of Business Administration (B.B.A.), Accounting and Finance
UBS Financial Services Inc. April 2008 - Present
Countrywide 2007 - 2007
WMC 2003 - 2007
Stafford Trading 1990 - 2000
Education
University of Southern California 1984 — 1988
BS, Finance
UBS Financial Services Inc. July 2010 - Present
Morgan Stanley Smith Barney October 2000 - June 2010
Education
University of New Hampshire-Manchester 1980 — 1984
New England Aeronautical Institute 1977 — 1980
Aviation Consumer Management
UBS Financial Services Inc. November 1999 - Present
Education
University of Miami 1995 — 1999
BA, International Finance and Marketing
Goldman Sachs August 2014 - Present
Fannie Mae August 2012 - July 2014
Maryland Fund for Excellence October 2010 - May 2012
Smith Undergraduate Student Association January 2011 - December 2011
UBS Financial Services Inc. July 2011 - September 2011
Mass Mutual Financial Group April 2008 - June 2008
Skills
Financial Analysis, Asset Managment, Investments, Financial Modeling, Analysis, PowerPoint, Entrepreneurship, Corporate Finance, Financial Reporting
Education
University of Maryland - Robert H. Smith School of Business 2008 — 2012
Bachelor of Science, Finance and Marketing
UBS Financial Services Inc. June 1991 - Present
Lattice Semiconductor June 1988 - April 1990
Education
University of Notre Dame 1990 — 1991
MBA, Finance/Marketing
University of Portland 1984 — 1988
BBA, Business/Finance
UBS Financial Services Inc January 2012 - Present
Morgan Stanley September 2007 - January 2012
Oppenheimer & Co. Inc. June 2003 - February 2007
Deutsche Bank September 1998 - September 2003
Calvert Investments September 1991 - September 1998
Education
Wharton School of Business 1999 — 2002
University of Maryland College Park 1983 — 1988
Business
High Point High School 1980 — 1983
St. Francis High School January 2009 - Present
UBS Financial Services Inc. July 2006 - January 2009
Holy Trinity High School August 2003 - June 2006
University of Notre Dame July 2000 - May 2003
Colegio Nuestra Senora de Andacollo October 1987 - January 2000
Notre Dame College Prep August 1984 - June 1987
Skills
Strategic Planning, Public Speaking, Budgeting, Writing, Word, Academia, Email Marketing, Non-profits, Start-ups, Microsoft Word, Budgets, Negotiation, Nonprofits, Fundraising, New Business Development, Marketing Strategy, Customer Service, Public Relations, Marketing, Event Planning, Team Building, Coaching, Leadership Development, Social Media, Volunteer Management
Education
University of Notre Dame 1981 — 1984
M. Divinity
University of Notre Dame 1978 — 1980
B. A.
University of Missouri-Columbia 1975 — 1977
UBS Financial Services Inc. 2011 - Present
Merrill Lynch 2004 - 2011
Education
University of Missouri-Columbia 1997 — 2001
Bachelor of Science (BS), Finance and Banking
Parkway Central
Parkway Central
UBS Financial Services Inc. 1987 - Present
Education
University of Utah - David Eccles School of Business 1975 — 1977
Master of Business Administration (M.B.A.), Economics
University of North Carolina at Chapel Hill 1968 — 1972
Bachelor of Arts, Economics
Blackwall Partners LLC January 2008 - Present
Mobility Ventures September 2004 - December 2007
UBS Financial Services Inc. July 2002 - September 2004
Constructive Playthings Inc. July 1994 - January 2000
Skills
Hedge Funds, Alternative Investments, Equities, Financial Services, Institutional..., Investor Relations, Professional Writing, Public Speaking, Investment Analysis, Capital Raising, Private Equity, Financial Modeling, Investments, Valuation, Due Diligence, Corporate Finance, Asset Management, Fund Of Funds, Capital, Investment Management, Corporate Development, Investment Strategies, Capital Markets, Securities, Emerging Markets, Fixed Income, Building Relationships, Strategic Planning, Asset Allocation, Investment Banking, Mergers & Acquisitions, Options, Trading, Bloomberg, Portfolio Management, Financial Structuring, Derivatives, Investment Advisory, Equity Research, Structured Products, Financial Markets, Mutual Funds, Series 7, Venture Capital, Financial Analysis, Management, Finance, Risk Management, Strategy
Education
University of North Texas- Toulouse Graduate School
Master of Business Administration (MBA), Finance
University of North Texas
Bachelor of Arts (BA), Political Science and Government
UBS Financial Services Inc.
Education
University of Oklahoma - Price College of Business 1972 — 1975
Bachelor of Business Administration, Accounting
UBS Financial Services Inc. October 2013 - Present
UBS Financial Services Inc. 2006 - Present
Piper Jaffray 2005 - 2006
Education
University of Nebraska at Omaha
BSBA, Business
Executive Trading Solutions September 2008 - Present
UBS Financial Services Inc. September 2002 - December 2007
UBS Financial Services Inc. July 2000 - March 2004
Skills
Executive Compensation, Rule 10b5-1, Plan Administration, Restricted Stock, Strategic Analysis, Business Management, Equity Compensation, Business Solutions, Securities, Options, Product Development, Process Management, Trading, Mergers, Analysis, Stocks, Business Intelligence, Series 7, Management, Strategic Planning, Executive Pay, Equities, Financial Services, Leadership, Mergers & Acquisitions, Financial Advisory, Executive Management, Risk Management, Investments, Alternative Investments, Start-ups, Strategic Partnerships
Education
University of Mississippi - School of Business Administration 1987 — 1992
UBS Financial Services Inc. June 1989 - Present
Education
Georgetown University 1979 — 1982
BSBA-Honors, Finance
The Wharton School, University of Pennsylvania 1988 — 1988
CIMA: Certified Investment Management Analyst
US Trust, Bank of America September 2007 - Present
MetLife June 2007 - September 2007
Allstate Financial Services October 2006 - June 2007
UBS Financial Services, Inc August 1996 - October 2006
Skills
Financial Planning, Investment Advisory, Investment Strategies, Retirement Planning, Investments, Estate Planning, Investment Products, Retirement, Asset Allocation, Wealth Management, Mutual Funds, Annuities, Equities, Compliance, Portfolio Management, Asset Managment, Fixed Income, Insurance, Life Insurance, Securities, Wealth Management..., Alternative Investments, 401k, High Net Worth..., Bonds, Wealth, Tactical Asset..., Risk Management, IRAs, Wealth Accumulation, Private Banking, Financial Planners, Finance, 401k Rollovers, Saving for Education, Investment Management, College Savings Plans, 529 Plans, ETFs, Financial Services, Trusts, Personal Financial..., Certified Financial..., Separately Managed..., Variable Annuities, Strategic Financial..., Asset Management, Trust Services, Series 65, Options
Education
University of North Texas 1997 — 2003
Bachelor of Business Administration, Financial Planning
Merrill Lynch November 2012 - Present
UBS Financial Services Inc. September 2007 - November 2012
Morgan Keegan March 2001 - September 2007
US Army October 1990 - April 2004
Skills
Investments, Portfolio Management, Series 63, Series 7, Wealth Management, Asset Allocation, Mutual Funds, Retirement Planning, Alternative Investments, Fixed Income, Estate Planning, ETFs, Options, Financial Modeling, Loans, Series 65, Mortgage Lending, Insurance, Commercial Lending, Life Insurance, Cash Management
Education
University of Louisville 1986 — 1990
BS, Political Science
Farlie Turner & Co July 2015 - Present
BNP Paribas June 2014 - August 2014
LEÓN, MAYER & Co. January 2014 - May 2014
Morgan Stanley January 2013 - December 2013
UBS Financial Services Inc. September 2012 - December 2012
Emergent Research May 2012 - August 2012
Graduate School of Nursing and Health Studies – University of Miami January 2012 - May 2012
Emergent Research June 2011 - August 2011
Emergent Research June 2010 - December 2010
Skills
Microsoft Excel, Microsoft Word, PowerPoint, Conversational Spanish, Tableau, SPSS, IMPLAN, Morningstar, Thompson One
Education
University of Miami - School of Business 2011 — 2015
BSBA, Management Science and Finance, Senior
UBS Financial Services Inc. December 2008 - Present
Morgan Stanley Wealth Management January 1999 - December 2008
Piper Jaffray January 1993 - January 1999
Education
University of Nebraska-Lincoln
Business Finance
UBS Financial Services Inc May 2009 - Present
Merrill Lynch October 1993 - May 2009
Education
University of Nevada-Las Vegas 1978 — 1982
BSBA
Bishop Gorman High School 1974 — 1978
Blue Cross Blue Shield of Florida March 2011 - Present
UBS Financial Services Inc. November 2006 - March 2011
Morgan Stanley March 1999 - November 2006
Milwaukee Brewers Baseball Club June 1992 - June 1998
Education
University of North Florida 1989 — 1994
Bachelor's of Business Administration, Accounting
Thrivent Financial for Lutherans December 2012 - Present
UBS Financial Services Inc. September 2010 - December 2012
The Design Partnership, Ltd January 1989 - September 2010
Fairview Health Services January 1988 - July 1988
Skills
Strategic Financial..., Series 7, Financial Analysis, Strategic Planning, Retirement Planning, Risk Management, Retirement, Investments, Marketing Strategy, Microsoft Excel
Education
University of Minnesota - Carlson School of Management 1983 — 1988
Bachelor of Science, Finance
UBS Financial Services Inc. January 2002 - Present
Banc One Securities Corporation January 1995 - January 2002
Education
University of Kentucky 1986 — 1990
Bachelor of Science in Accounting, Accounting, Economics
Gitterman Wealth Management LLC January 2012 - Present
NJIT 2009 - Present
Ameriprise Financial Services, Inc. September 2008 - January 2012
UBS Financial Services Inc July 2004 - September 2008
Education
University of Massachusetts Boston 1979 — 1982
BA, Mathematics / Computer Science
TD 2014 - Present
UBS Financial Services, Inc February 2008 - August 2013
The UPS Store December 2003 - January 2008
Salomon Smith Barney April 2001 - October 2002
Merrill Lynch December 1995 - June 2000
Skills
Mutual Funds, Banking, Equities, Service Delivery, Relationship Management, Wealth Management, Securities, Project Management, Managerial Finance, Operational Risk..., Portfolio Management, Financial Services, Microsoft Office, Bloomberg, Client Liaison, Process Improvement, Sales, CRM, FINRA, Investments, Customer Service, Compliance, Various propriety..., Reuters, Supernova, Loan Servicing, Construction Loans, Commercial Banking, Bank Reconciliation, Investment Banking, Commercial Lending, Asset Management, Management
Education
UMass Boston 1988 — 1991
Bachelor's Degree
University of Massachusetts Boston
Bachelor's degree
UBS Financial Services Inc. June 2014 - Present
UBS November 2008 - June 2014
Lehman Brothers August 2006 - November 2008
Education
University of North Carolina at Chapel Hill 1999 — 2003
Episcopal School of Dallas 1995 — 1999
Highschool
UBS Financial Services Inc. 1999 - Present
Skills
Investments, Wealth Management, Retirement Planning, Financial Planning
Education
University of Michigan 1979 — 1981
MHSA, Hospital Administration
University of North Carolina at Chapel Hill 1975 — 1979
BSPH
Morgan Stanley Private Wealth Management 2011 - Present
UBS Financial Services Inc. 2009 - 2011
SunTrust Robinson Humphrey 2007 - 2009
The Vanguard Group 2006 - 2007
Education
University of Pittsburgh 2002 — 2006
BSBA, Marketing
UBS Financial Services Inc. January 2009 - Present
Merrill Lynch June 1983 - January 2009
Marriott Corp January 1976 - May 1981
Education
University of Houston 1974 — 1979
BS, HRM
Los Feliz Improvement Association August 2013 - Present
RJM Financial Group July 2009 - Present
Notre Dame Club of Los Angeles March 2009 - February 2015
Hollywood / Los Feliz Kiwanis 2008 - 2010
UBS Financial Services Inc. August 2006 - April 2009
Multi-National Corps-Iraq January 2005 - January 2006
US Army November 2000 - January 2005
Skills
Strategic Planning, Financial Analysis, Investments, Strategic Financial..., Training, Insurance, Process Improvement, Finance, Leadership, Small Business, Fixed Income, Budgets, Marketing, Financial Modeling, Risk Management, Analysis, Military, Accounting, Business Development, Business Planning, Cross-functional Team..., Due Diligence, Entrepreneurship, Financial Advisory, Financial Reporting, Financial Risk, Data Analysis, Corporate Finance, Forecasting, Management, Management Consulting, Mergers, Microsoft Excel, Mutual Funds, Portfolio Management, Start-ups, Strategy, Team Leadership, Life Insurance, Financial Services, Business Strategy, Financial Planning
Education
University of Notre Dame 1996 — 2000
BA, Government and Int'l Relations
Chaminade High School
UBS Financial Services Inc. January 2012 - Present
Morgan Stanley May 2002 - January 2012
Education
University of Maryland College Park
Bachelor's degree, Accounting
UBS Financial Services Inc. March 2009 - Present
Morgan Stanley Wealth Management July 2000 - March 2009
Merrill Lynch November 1992 - June 2000
Education
University of Michigan
UBS Financial Services Inc. July 2000 - Present
A. G. Edwards & Sons, Inc October 1979 - July 2000
Sheldon L Fogel, Attorney at Law August 1965 - October 1979
Education
University of North Carolina School of Law 1962 — 1965
JD, Law
University of North Carolina at Chapel Hill 1959 — 1963
AB
UBS Financial Services, Inc November 2008 - Present
Morgan Stanley September 1999 - November 2008
Education
Case Western Reserve University - Weatherhead School of Management 2004 — 2007
M.B.A., Banking and Finance
University of Oregon - Charles H. Lundquist College of Business 1995 — 1999
B.A., Finance
UBS Financial Services Inc. October 2008 - Present
SHRED Optics - SHRED, LLC July 2007 - August 2008
Education
University of New Hampshire - Whittemore School of Business and Economics 2002 — 2006
BS, Business Administration; Finance
Stratton Mountain School 1997 — 2002
Prep School, School & Skiing
UBS Financial Services Inc 2008 - Present
Lafayette 1992 - 2008
Skills
Retirement Planning, Portfolio Management, Risk Management, Investments, Asset Allocation, Series 7, Series 63, Banking, Investment Banking, Options, Fixed Income, Loans, Entrepreneurship, Fixed Annuities, Bonds, Start-ups, 401k, Trading, Investment Strategies, Retirement, Private Equity, Wealth Management, Alternative Investments, Estate Planning, Wealth Management..., Finance, Investment Advisory, Mutual Funds, Securities, Small Business, Equities, Financial Modeling, Financial Analysis, Corporate Finance, Insurance, Mergers & Acquisitions, Financial Risk, Due Diligence, Financial Planners, Strategic Financial..., Venture Capital, Valuation, Project Finance, Asset Management, Financial Advisory, Employee Benefits, IRAs, Business Planning, Joint Ventures, Wealth
Education
University of Louisiana at Lafayette 1985 — 1989
BA, ARTS
University of New Orleans 1981 — 1985
General Studies
Bonnabel High School 1977 — 1981
Roosevelt Middle? 1975 — 1977
PNC Investments October 2013 - Present
Linden Thomas & Company - Charlotte, NC May 2013 - October 2013
Edward Jones - Raleigh, NC April 2012 - May 2013
UBS Financial Services, Inc August 2004 - April 2012
Education
University of North Carolina at Charlotte
BA, Economics
UBS Financial Services, Inc January 2009 - Present
Morgan Stanley February 1995 - January 2009
US Navy September 1987 - August 1994
Education
University of Maryland College Park
UBS Financial Services Inc. 2011 - Present
UBS October 2010 - 2011
Campus Crusade for Christ 2007 - 2008
Campus Crusade for Christ 2006 - 2007
Education
University of North Carolina at Chapel Hill 2002 — 2006
BA
UBS Financial Services Inc. July 2008 - Present
Citi 1991 - 2008
Education
University of Rochester 1980 — 1984
MBA BA, Finance / Accounting / Economics
UBS Financial Services Inc. October 2008 - Present
Salomon Smith Barney January 1989 - September 2008
Merrill Lynch March 1983 - January 1989
Skills
Series 7, Strategic Planning, Mutual Funds, Portfolio Management, Series 63, Financial Planning, Investments, Asset Allocation, 401k, Sales
Education
Univ. of Miami 1969 — 1970
Business Administration and Management, General
University of Notre Dame 1965 — 1969
BS, Marketing
Haworth Marketing + Media April 2014 - Present
Haworth Marketing + Media August 2013 - April 2014
Haworth Marketing + Media November 2011 - July 2013
Jenny's Light September 2010 - May 2012
Haworth Marketing + Media January 2011 - October 2011
UBS Financial Services Inc January 2010 - December 2010
Skills
Event Planning, Brand Management, Integrated Marketing, Leadership, Advertising, Marketing, Strategic Planning
Education
University of Minnesota-Twin Cities 2006 — 2010
Bachelor of Arts, Professional Strategic Communication & English
UBS Financial Services Inc September 2013 - Present
Morgan Stanley February 2005 - September 2013
Education
University of Massachusetts, Amherst 1995 — 1999
Bachelor's degree, Finance - Investments
Wells Fargo Financial Advisors, LLC February 2015 - Present
UBS Financial Services Inc October 1992 - January 2015
Paine Webber 1995 - 2000
Kidder Peabody October 1992 - March 1995
Roblin Acquisition Capital Inc. May 1987 - October 1992
Empire Equity Investments - Empire of America 1982 - 1987
Chemical Bank 1981 - 1982
Roblin Industries, Inc 1974 - 1981
Skills
Wealth Management, Asset Allocation, Investments, Equities, Alternative Investments, Strategic Planning, Hedge Funds, Securities, Series 7, Mutual Funds, Series 63, Retirement Planning, Portfolio Management, Investment Advisory, Wealth
Education
University of Pennsylvania 1970 — 1974
BA, Economics
University of Rochester - Simon Business School 1979 — 1981
MBA, Executive Developement Program
Nichols School 1962 — 1970
High School
Circumference June 2015 - Present
Legit Apps, LLC April 2014 - Present
SteinGroup, LLC August 2014 - December 2014
Ernst & Young LLP May 2014 - August 2014
University of Kentucky August 2013 - May 2014
Consumers Produce Co., Inc. May 2013 - August 2013
UBS Financial Services Inc. January 2013 - May 2013
National Aeronautics and Space Administration May 2012 - August 2012
The Finish Line, Inc. October 2008 - August 2011
Holuta Lawn Care April 2004 - August 2011
Education
University of Kentucky 2011 — 2015
BS, Accounting; BBA, Finance
Truliant Federal Credit Union June 2015 - Present
UBS Financial Services, Inc January 2008 - June 2015
Wachovia, A Wells Fargo Company January 2004 - January 2008
Morgan Stanley Smith Barney July 2001 - December 2003
Skills
Wealth Management, Investments, Series 7, Estate Planning, Retirement Planning, Wealth Management..., Finance, Equities, Series 63, Mutual Funds, Financial Analysis, Portfolio Management, Small Business, Entrepreneurship, Strategic Financial...
Education
Louisburg College
University of North Carolina at Greensboro
UBS Financial Services Inc. 2007 - Present
McDonald Investments 1998 - 2007
The Ohio Company 1986 - 1998
McDonnell Douglas 1983 - 1986
Skills
Wealth Management, Financial Planning, Retirement Planning, Disability Insurance, Term Life Insurance, Portfolio Management, Asset Management, Series 7
Education
University of Notre Dame 1979 — 1983
B.S. Engineering, Aerospace
Janus Capital Group July 2013 - Present
National Planning Corporation (NPC) August 2010 - July 2013
Curian Capital January 2008 - September 2010
Citigroup November 2005 - March 2008
UBS Financial Services, Inc May 2004 - August 2004
Skills
Investments, Competitive Analysis, Business Planning, Series 7, Excel, Series 66
Education
University of South Carolina - Darla Moore School of Business 2003 — 2005
IMBA, International Business, Finance, Italian Language
Universita` Bocconi di Milano 2004 — 2004
Centro Linguistico Italiano Dante Aleghieri 2000 — 2000
University of Colorado at Boulder 1995 — 2000
BA, Political Science
UBS Financial Services Inc. 1996 - Present
Education
University of Notre Dame 1992 — 1996
BBA, Finance
Goldman Sachs June 2015 - Present
UBS Financial Services Inc. June 2014 - August 2014
UBS Wealth Management May 2013 - August 2013
Office of the First Year of Studies - University of Notre Dame August 2012 - May 2013
The Peppermint Palm May 2012 - August 2012
Education
University of Notre Dame - Mendoza College of Business 2011 — 2015
Bachelor of Business Administration (B.B.A.), Finance, Anthropology
Sacred Heart Academy 2007 — 2011
Diploma
UBS Financial Services Inc. April 2013 - Present
University of Miami 2010 - 2011
Education
University of Miami 2007 — 2011
BA, Economics
Raymond James September 2014 - Present
UBS Financial Services, Inc March 2002 - September 2014
Education
University of Louisville
Bachelor of Science, Finance
UBS Financial Services Inc. February 2009 - Present
Morgan Stanley February 2002 - February 2009
Merrill Lynch July 1993 - February 2002
Education
University of Michigan 1989 — 1991
Bachelor of Arts (B.A.), Economics
PwC August 2014 - Present
Rothstein Kass January 2014 - March 2014
UBS Financial Services Inc June 2011 - May 2012
U. David Weintraub Advisory, LLC May 2010 - June 2011
Special Care for Families and Children's Services Inc September 2010 - December 2010
OU Yachad June 2010 - July 2010
OU Yachad June 2009 - August 2009
OHEL Children's Home and Family Services December 2007 - June 2009
OU Yachad November 2008 - May 2009
Camp Mesorah July 2008 - August 2008
Skills
Financial Modeling, Real Estate, Teaching, Management, Microsoft Word, Outlook, Adolescents, Wealth Management, Customer Service, English, Financial Analysis, Portfolio Management, Microsoft Excel, Public Speaking, Leadership Development, Teamwork, Microsoft Office, Program Development, Internal Controls, Community Outreach, Corporate Finance, Windows, Team Leadership, Mutual Funds, PowerPoint, Asset Allocation, Recruiting, Bloomberg Terminal, Social Networking, Social Media, Asset Management, Strategic Planning, Policy Analysis, Event Planning, Social Skills, Editing, Public Relations, Facebook, Bloomberg, Investments, Capital Markets, Fundraising, Leadership, Analysis, Access, Nonprofits, QuickBooks, Budgets, Accounting, Equities
Education
City University of New York-Queens College 2009 — 2013
Accounting, Minor: (Honors) Business and Liberal Arts & Economics
University of Melbourne 2012 — 2012
Exchange Student
PEAK Performance International LLC May 2010 - Present
Threshold Advisors LLC January 2011 - Present
The Droste Group, Inc. May 2011 - Present
Authentic Action, LLC March 2009 - May 2010
UBS Financial Services Inc. January 2008 - December 2008
Maddin Hauser Wartell Roth & Heller, P.C. August 2004 - July 2007
M&L Sealcoating Specialists, LLC 1995 - 2001
Skills
Leadership Development, Change Management, Team Building, Conflict Resolution, Coaching, Executive Coaching, Strategic Planning, Personal Development, Emotional Intelligence, 360 Feedback, DISC, Organizational..., Nonprofits, Small Business, Strategy, Workshop Facilitation, Leadership, Public Speaking, Entrepreneurship, Instructional Design, Marketing, Training, Career Counseling, Career Development, Executive Development, Business Planning, Management Consulting, Start-ups, Performance Improvement, Business Development, Management, Consulting, Sales, Talent Management, Succession Planning, Staff Development, Executive Management, Organizational..., Business Coaching, Interviews, MBTI, Culture Change, Organizational Design, Career Management, Management Development, Job Coaching, Life Coaching, Performance Management, Presentation Coaching, Training Delivery
Education
University of Michigan
University of Wisconsin Law School
J.D.
International Coach Academy 2011 — 2015
Certified Professional Coach
UBS Financial Services Inc. January 2012 - Present
Morgan Stanley Smith Barney June 2009 - December 2011
SunTrust Investment Services April 2003 - June 2009
Education
University of Maryland College Park
UBS Financial Services Inc April 2010 - Present
Morgan Stanley Smith Barney May 2005 - March 2010
Morgan Stanley Investment Management August 2002 - May 2005
Education
University of Pennsylvania 1998 — 2002
BA, Philosophy, Politics, Economics
UBS Financial Services Inc July 2011 - Present
Wells Fargo Advisors December 2003 - June 2011
Education
University of New Hampshire - Whittemore School of Business and Economics
Financial and Managerial Economics
Knapp, Schenck & Co. Insurance Agency August 2007 - September 2008
Fidelity Investments September 2005 - August 2007
Fidelity Investments January 2004 - August 2007
FPCMS, Fidelity Investments February 2005 - September 2005
CSS, Fidelity Investments November 2004 - February 2005
OSG, Fidelity Investments December 2003 - October 2004
Browning Ferris Industries June 2002 - November 2003
UBS Financial Services, Inc January 2001 - May 2002
UBS Financial January 2000 - June 2001
Education
University of Massachusetts, Amherst 1998 — 2002
University of Massachusetts, Amherst
Political Economy Major
UBS Financial Services Inc. March 1990 - Present
Education
University of Michigan-Dearborn
Bachelor of Business Administration (BBA), Finance, General
UBS Financial Services Inc. November 2008 - Present
Merrill Lynch April 2004 - November 2008
UBS PaineWebber January 1997 - April 2004
Skills
Investments, Series 7, Hedge Funds, Equities, Fixed Income, Alternative Investments, Capital Markets, Portfolio Management, Series 63, Securities, Asset Management, Financial Services
Education
University of Scranton 1984 — 1988
BS, Political Science
TIAA-CREF July 2013 - Present
UBS Financial Services Inc. July 2002 - June 2013
Education
University of Iowa 1998 — 2002
BBA, Finance
UBS Financial Services Inc. February 2009 - Present
Smith Barney 1993 - 2009
Education
University of Mississippi 1989 — 1993
BBA, Marketing
Invesco December 2009 - Present
Barclays Global Investors June 2005 - July 2009
UBS Financial Services, Inc January 1999 - May 2005
Skills
Outlook, Customer Service, Event Planning, PowerPoint, Internet Explorer, Blackberry, Microsoft Excel, Microsoft Word, Series 63, Series 7, Oracle, Sales Logix
Education
University of Phoenix
Associate, Business
Sentry Data Systems March 2014 - Present
Digital Risk, LLC June 2012 - March 2014
Ema Savahl Design January 2011 - May 2012
NSHMBA January 2010 - December 2010
STOPS, Inc. December 2009 - May 2010
CNL FINANCIAL GROUP, INC June 2008 - December 2009
Charles Schwab August 2006 - August 2007
UNIVERSITY OF MIAMI SCHOOL OF COMMUNICATION October 2005 - August 2006
UBS FINANCIAL SERVICES INC June 2004 - October 2005
Skills
Financial Analysis, Project Management, Process Improvement, Budgets, Leadership, Business Analysis, Sales, Vendor Management, Program Management, Negotiation, Business Strategy, Access, Microsoft Excel, Management, Risk Management, Business Process..., Time Management, Forecasting, Strategic Planning, Team Building, Team Leadership
Education
University of Miami 2007 — 2009
Executive MBA, Management
University of Miami 2000 — 2003
Bachelor of Business Administration, Finance & Marketing
UBS Financial Services Inc. July 1988 - Present
Kidder Peabody January 1980 - August 1988
Paine Webber June 1977 - January 1980
Education
Lincoln University, PA USA
BA
University of Maryland College Park
Doctoral Candidate
University of Pennsylvania - The Wharton School
Wealth Advisor Program - UBS
UBS Financial Services Inc. Financial ConsultantWachovia SecuritiesJune 2001 - June 2004
Education
University of Maryland - Robert H. Smith School of Business 1999 — 2002
University of Maryland College Park 1998 — 2002
BS, Finance
Jefferies & Company August 2009 - Present
Calyon Securities July 2007 - December 2008
NASD 2004 - 2007
UBS Financial Services Inc. October 2002 - June 2004
Education
University of Maryland College Park 1996 — 2001
John F. Kennedy High School
UBS Financial Services Inc. 1998 - Present
Education
University of Pennsylvania - The Wharton School 2015 — 2015
Executive Education, Certified Investment Management Analyst
University of Phoenix 2006 — 2007
B.S., Business
University of Washington 1998 — 2001
Pierce Community College 1996 — 1997
A.A.S.
Wells Fargo Advisors, LLC April 2015 - Present
UBS Financial Services Inc. September 2012 - March 2015
UBS Financial Services Inc. April 2008 - September 2012
Skills
Management, Customer Service, Leadership, Strategic Planning, Financial Analysis, Sales, Investments, Financial Services, Finance
Education
University of Rhode Island - College of Business Administration
UBS Financial Services, Inc August 1988 - Present
Kidder Peabody January 1980 - August 1988
Paine Webber June 1977 - January 1980
Education
Lincoln University, PA USA
BA
University of Maryland College Park
Doctoral Candidate
University of Pennsylvania - The Wharton School
Wealth Advisor Program - UBS
UBS Financial Services Inc. June 2007 - August 2007
UBS Financial Services Inc 2007 - 2007
Westchester County District Attorney's Office 2005 - 2005
Education
University of Miami 2004 — 2008
UBS Financial Services Inc. March 2012 - Present
News America Marketing May 2009 - September 2011
News America Marketing May 2004 - April 2009
Education
University of Michigan 2000 — 2004
Bachelors Degree, Organizational Studies
Acxiom February 2011 - Present
Morris Coaching February 2012 - Present
Citi 2006 - February 2011
Ogilvy & Mather January 2006 - August 2006
UBS Financial Services Inc. October 2003 - December 2005
UBS Financial Services Inc. 2001 - October 2003
Skills
Direct Marketing, Analytics, Digital Marketing, Integrated Marketing, Marketing Strategy, Segmentation, Digital Strategy, Email Marketing, Online Advertising, Customer Acquisition, Product Management, Mobile Marketing, CRM, Social Media Marketing, Multi-channel Marketing, Marketing, Marketing Communications, Lead Generation, Financial Services, Vendor Management, Leadership, Brand Development, Business Development, Strategic Planning, Management, Direct Mail, Strategy, Strategic Partnerships, E-commerce, Program Management
Education
iPEC 2010 — 2011
CPC, ELI-MP, Certified Professional Coach
University of Illinois at Chicago 1996 — 2000
BS, Marketing & Management
St. Ignatius College Prep 1992 — 1996
UBS Financial Services Inc. April 1999 - Present
Education
University of Maryland College Park 1976 — 1980
UBS Investment Bank September 2007 - Present
UBS 2003 - Present
UBS Financial Services Inc January 1997 - August 2007
UBS Wealth Management 1997 - 2007
Paine Webber 1977 - 2002
Skills
Equities, Fixed Income, Securities, Capital Markets, Asset Managment, Risk Management, Hedge Funds, Derivatives, Investments, Wealth Management, Portfolio Management, Trading, Mutual Funds, Investment Banking, FX Options, Vendor Management, Change Management, Financial Services, Financial Analysis, Strategic Financial...
Education
Univerisity of Rockville 1999 — 2000
Bachelor of Business Administration (B.B.A.), Accounting and Finance
Wharton School of Business 1997 — 1997
Banking, Corporate, Finance, and Securities Law
Profitality 2012 - Present
UBS Financial Services Inc. July 2008 - December 2012
UBS July 2008 - July 2010
Education
University of Miami - School of Business 2004 — 2008
PwC January 2013 - Present
UBS Financial Services Inc. February 2009 - January 2013
Smith Barney July 2005 - February 2009
Skills
Customer Service, Sales, Project Management, CRM, Accounts Payable, Management, Social Media, Marketing, Strategy, Business Development, Competitive Analysis, Business Strategy, Start-ups, Strategic Financial..., Operations Management, Entrepreneurship, Mutual Funds, Strategic Planning, Securities, Recruiting
Education
University of Massachusetts Boston 2011 — 2012
Masters of Science in, Accounting
University of Vermont 2001 — 2005
Bachelor of Science in Business Administration
UBS Financial Services, Inc. January 2012 - Present
UBS Financial Services Inc January 2011 - December 2011
UBS Financial Services Inc March 2007 - March 2011
UBS Financial Services Inc August 2000 - March 2007
Education
University of Louisville 1989 — 1994
Bachelor of Science (B.S.), Finance
UBS Financial Services Inc. May 2002 - Present
Education
University of Maryland Baltimore County 1982 — 1987
Bachelor of Science, Information Systems Management
UBS Financial Services Inc August 2007 - Present
Tucker Anthony April 1984 - August 2007
Education
UMass Boston 1977 — 1981
bs, finance, economics
Charlottesville High School 1972 — 1976
horace greeley
UBS Financial Services Inc December 2005 - Present
Van Kampen Funds Inc. 2004 - 2005
Claymore Securities Inc. 2002 - 2004
Education
University of Notre Dame 1999 — 2002
BA, English
UBS Financial Services, Inc September 1999 - Present
Legg Mason 1993 - 1999
Kidder Peabody 1979 - 1993
White, Weld & Co. 1972 - 1979
Education
University of Pennsylvania 1964 — 1968
BA, English
Wilbraham Academy 1962 — 1964
Morningstar May 2011 - Present
First Trust Portfolios LP November 2005 - May 2011
UBS AG October 1993 - October 2005
UBS Financial Services Inc 1993 - 2005
Paine Webber January 1995 - October 2000
Dean Witter May 1987 - October 1993
E.F. Hutton December 1985 - May 1987
J.F Hartfield & Co. June 1982 - December 1985
Skills
Securities, Fixed Income, Financial Markets, Analysis, Trading, Investments, Capital Markets
Education
Van Meter Community High School 1974 — 1984
University of Iowa 1978 — 1982
BBA, Economics, Finance
UBS Financial Services Inc. May 2008 - Present
Morgan Stanley June 2000 - May 2008
Smith Barney October 1993 - May 2000
Prudential Securities May 1987 - October 1993
Education
University of Pennsylvania - The Wharton School 2002 — 2002
CIMA
Bernard M. Baruch College, City University NY 1980 — 1983
MBA, Finance
Bernard M. Baruch College, City University NY 1975 — 1979
Bachelor's Degree, Accounting
Brooklyn Technical High School 1971 — 1975
High School
UBS Financial Services Inc. October 2011 - Present
Comerica Bank January 1987 - October 2011
Education
University of Rhode Island 1986 — 1987
MBA, Finance
UBS Financial Services Inc. March 2014 - Present
UBS April 1994 - Present
UBS April 1994 - Present
UBS April 1994 - March 2014
Weehawken Board of Education September 1992 - June 1993
Skills
Administrative..., Editing, Financial Analysis, Books, Concur, Travel Arrangements, Microsoft Excel
Education
University of Rhode Island 1986 — 1990
B.S., Elementary Education
UBS Financial Services Inc. April 2005 - Present
Education
University of Minnesota-Duluth
Bachelor of Business Administration (B.B.A.), Finance and Financial Management Services
Kforce July 2008 - Present
UBS Financial services Inc January 2008 - May 2008
Education
University of Rhode Island 2004 — 2008
B.A., Mathematics
UBS Financial Services Inc. April 2008 - Present
Smith Barney May 1989 - April 2008
United States Marine Corps 1980 - 1985
Education
University of North Carolina at Charlotte 1986 — 1989
Kinnelon High School 1974 — 1978
Citi September 2011 - Present
UBS Wealth Management Americas October 2009 - September 2011
UBS Financial Services Inc. July 2004 - October 2009
Prudential Retirement January 2000 - January 2004
Prudential Financial June 1997 - January 2000
Citi June 1989 - June 1997
Skills
Anti-Money Laundering, Financial services..., Compliance policy, Financial Services, AML, Series 7, Series 63, Policy, Mutual Funds, Strategy, Securities, Investments, Training, Wealth Management, Management, FINRA, Hedge Funds, Insurance, Risk Management
Education
University of Pennsylvania
B.A, American Civilization
Yale Law School
Juris Doctor
UBS Financial Services Inc. March 1983 - Present
Skills
Asset Management, Investments, Portfolio Management, Finance, Retirement Planning, Financial Analysis, Strategic Financial..., Private Equity, Investment Advisory, Mortgage Lending
Education
University of Maryland College Park 1979 — 1981
MBA, Finance
University of Maryland College Park 1973 — 1977
Bachelor of Science (BS), Business, Management, Marketing, and Related Support Services
UBS Financial Services Inc. July 2000 - August 2014
Farwest Equipment 1985 - 2000
Merrill Lynch 1979 - April 1984
Skills
Public Speaking, Marketing Strategy, Customer Service, Investments, Asset Management, Portfolio Management, Financial Modeling, Marketing, Leadership, Mergers & Acquisitions, Alternative Investments, Strategic Planning, Series 7, Management
Education
University of Oregon 1971 — 1976
Bachelor's degree, Business Management
UBS Financial Services, Inc. December 1987 - Present
UBS Financial Services Inc December 1987 - December 2011
Skills
Wealth Management, Asset Management
Education
University of Mary Washington 1978 — 1982
1982, Economics, Political Science
UBS Financial Services Inc November 1996 - Present
UBS Financial Services Inc. November 2006 - July 2009
Piper Jaffray November 1996 - August 2006
Piper Jaffray November 1996 - August 2006
Salomon Smith Barney May 1980 - October 1996
Education
University of Missouri-Kansas City 1974 — 1979
Bachelor, Business Administration
Robert W. Baird & Co. May 2015 - Present
UBS Financial Services Inc. February 2007 - Present
McDonald Financial Group 2001 - 2007
Prudential Securities 1995 - 2001
Shearson Lehman Brothers 1992 - 1995
Skills
Investments, Portfolio Management, Mutual Funds, Risk Management, Retirement Planning, Finance, Series 7, Series 63, Financial Planning, Financial Analysis
Education
University of Maine 1985 — 1989
Bachelor of Arts Degree: B.A. in Communication, Business Finance
Wells Fargo Advisors September 2014 - Present
UBS Financial Services Inc. December 2008 - June 2014
Smith Barney 1998 - 2002
Education
UNC Charlotte 1994 — 1998
Bachelor of Science (BS), Finance, General
Wells Fargo Advisors, LLC January 2015 - Present
UBS Financial Services Inc November 2010 - January 2015
Gary R Weber Associates, Inc. September 2008 - March 2009
Beckett & Raeder Inc. 2003 - 2007
Johnson Hill Land Ethics Studio July 2002 - October 2003
Self Employed May 2001 - July 2002
University of Michigan January 2001 - December 2001
Land Ethics, Inc April 2000 - August 2000
Paine Webber August 1996 - March 1998
Paine Webber December 1993 - August 1996
Education
University of Michigan
MLA, Landscape Architecture
UBS Financial Services Inc November 2013 - Present
Education
University of Maryland College Park 2000 — 2004
BS, Finance and Economics
U.S. Capital Adivsors LLC October 2011 - Present
UBS Financial Services Inc September 1999 - October 2011
Education
University of Houston 1978 — 1982
Bachelor of Applied Science (B.A.Sc.), Computer Science
UBS Financial Services Inc. June 2003 - Present
Prudential Securities January 1990 - June 2003
New Jersey Attorney General August 1986 - October 1987
Education
University of Miami School of Law 1976 — 1979
JD, Law
UBS Financial Services, Inc November 2002 - Present
Merrill Lynch November 1982 - November 2002
Education
University of North Carolina at Chapel Hill
UBS Financial Services Inc. 2006 - Present
Education
University of Massachusetts Boston
Bachelor of Arts (BA), English
UBS Financial Services Inc. August 1974 - Present
Skills
Asset Managment, Wealth Management
Education
University of Illinois at Urbana-Champaign
UBS Financial Services Inc. 1988 - Present
EF Hutton 1974 - 1988
United States Marine Corps October 1961 - October 1966
Education
University of Notre Dame 1957 — 1961
BA, English
Columbine Health Systems September 2013 - Present
Grosvenor Capital Management June 2010 - June 2012
UBS Financial Services Inc. June 2007 - June 2010
Skills
Certified Nurse...
Education
University of Northern Colorado 2013 — 2016
Registered Nursing/Registered Nurse
Miami University 2003 — 2007
Bachelor of Science (B.S.), Finance, General
UBS Financial Services Inc November 2008 - Present
Morgan Stanley February 1985 - November 2008
Education
University of Nevada-Reno
UBS Financial Services, Inc November 2002 - Present
Merrill Lynch March 1977 - November 2002
Education
University of North Carolina at Chapel Hill
UBS Financial Services Inc. December 2012 - Present
ING Financial Partners September 2010 - November 2012
Education
University of Miami - School of Business 2006 — 2010
Bachelor of Business Administration (B.B.A.), International Finance & Marketing
The Haverford School 2002 — 2006
UBS Financial Services Inc. November 2008 - Present
Skills
Fixed Income Portfolio..., Municipal Bonds, Equities, Portfolio Management, Asset Allocation, Securities, Mortgage Lending, Securities Lending, Investments, Retirement Planning, Retirement Savings, Bond Markets, Bloomberg, Credit, Lines Of Credit, Series 7, Asset Management, Fixed Income, Wealth Management
Education
University of Michigan 1969 — 1971
Master of Business Administration (M.B.A.), Accounting and Finance
Yale University 1962 — 1966
Bachelor's Degree, History
UBS Financial Services Inc. October 2008 - Present
Education
University of Southern California 1989 — 1992
BA, Economics
UBS Financial Services Inc. January 2013 - Present
UBS February 2009 - December 2012
Morgan Stanley Smith Barney August 1997 - February 2009
Education
University of Maine 1990 — 1994
Bachelor of Science, Education
UBS Financial Services Inc. May 1998 - Present
Laidlaw March 1997 - May 1998
Conestoga-Rovers & Associates (CRA) September 1994 - February 1997
US Navy March 1991 - May 1994
Education
US Navy Nuclear Power School 1989 — 1991
University of Rochester 1985 — 1989
Undergraduate, Chemical Engineering
Morgan Stanley Smith Barney LLC August 2006 - Present
UBS Financial Services Inc. September 1999 - August 2006
Skills
Management, Business Development, Process Improvement, Project Management, Marketing, Wealth Management, Financial Services, Securities, Portfolio Management
Education
University of Scranton 1995 — 1999
B.S, International Business
Morgan Stanley September 2013 - Present
American International Group, Inc March 2007 - September 2013
UBS Financial Services, Inc April 2005 - February 2007
UBS Financial Services, Inc April 2001 - April 2005
Citibank, N.A.(New York, NY) September 2000 - March 2001
Colonial Securities, Inc January 1994 - September 2000
Skills
Equities, Options, Investments, Mutual Funds, Employee Benefits, Financial Services, Deferred Compensation, Risk Management, Securities, Access, Series 7, Incentive Programs, Finance, Trading, Executive Pay, Series 63, Wealth Management, Management
Education
University of Regina
Bachelor of Arts, Psychology
huang, ting
UBS Financial Services Inc. July 2006 - Present
Education
University of Miami 1998 — 2002
BS
UBS Financial Services Inc January 2015 - Present
Morgan Stanley October 2013 - January 2015
Charlotte Russe December 2010 - April 2011
Spencer Gifts February 2010 - December 2010
Nat City Investments November 2005 - August 2009
Education
University of Michigan
Western Michigan University
Bachelor of Arts, Journalism/Communications
UBS Financial Services Inc. May 1989 - Present
Education
University of Louisville
Bachelor of Arts
UBS Financial Services Inc.
Skills
Equities, Capital Markets, Portfolio Management, Due Diligence, Asset Management, Fixed Income, Finance, Hedge Funds, Alternative Investments, Securities, Investments, Series 7
Education
University of Maryland College Park
UBS February 2002 - Present
UBS Financial Services Inc. 2002 - Present
Merrill Lynch April 1997 - February 2002
Wertheim, Schroeder & Co. May 1994 - April 1997
Education
Northwestern University-Kellogg 1962 — 1963
Master of Business Administration (M.B.A.), Accounting and Finance
University of Pennsylvania - The Wharton School 1958 — 1962
Bachelor of Science (BS), Finance, Accounting & Economics
UBS Financial Services Inc July 1989 - Present
Education
Arizona State University 1976 — 1977
MBA, Management
Minnesota State University, Moorhead 1973 — 1976
BS, Finance (BS) / Management (BS)
Wharton School of Business
CIMA Certification, Finance
UBS Financial Services, Inc March 2013 - Present
Dukes Wealth Management March 2011 - March 2013
URS Corporation June 2008 - March 2010
Education
University of Nebraska-Lincoln 2006 — 2010
Bachelor of Science (B.S.), Civil Engineering
Omaha North High School 2002 — 2006