UBS Financial Services, Inc
Industry: Investment banking company
DescriptionUBS Group AG is a Swiss multinational investment bank and financial services company founded and based in Switzerland. Co-headquartered in the cities of Zürich and Basel, it maintains a presence in all major financial centers as the largest Swiss banking institution in the world. CEO: Sergio Ermotti (15 Nov 2011–) Customer service: 020 7567 8000 Headquarters: Basel, Switzerland Subsidiaries: UBS Limited, UBS Investment Bank,
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UBS Financial Services, Inc Employees
Invent Now, Non-Profit Organization February 2015 - Present
UBS Financial Services Inc. June 2011 - November 2014
Raymond James & Associates, Inc. November 2005 - June 2011
Advest, Inc. June 1997 - November 2005
Banc One Investment Management and Trust Company January 1995 - May 1997
Skills
Investments, Wealth Management, Series 7, Team Building, Series 63, Retirement Planning, Asset Managment, Marketing, Strategic Planning, Alternative Investments, Mutual Funds, Asset Allocation, Sales, Management, Leadership, Public Speaking, Customer Service, Financial Analysis, Financial Planning, Insurance, Sales Management, Team Leadership, Client Education, Client Development, Client Presentation, Behavior Management, Behavioral Finance, Asset Management, Portfolio Management, Estate Planning, Retirement, Marketing Strategy, Equities, Securities, Risk Management, Finance, Financial Services, Small Business, Financial Advisory, Investment Advisory, Fixed Annuities, Investment Strategies, Life Insurance, Fixed Income, Business Planning, Strategy, Banking, Credit, Consulting, 401k
Education
Harvard Business School 2002 — 2004
Behavioral Finance, Advest Institute
The University of Akron 2000 — 2001
Post-Baccalaureate Certificate, Financial Planning
Baldwin Wallace University 1992 — 1994
Bachelor of Business Administration (B.B.A.), Finance
University of Dayton 1990 — 1992
Business Adminstration, School of Business
GlenOak High School 1986 — 1990
Diploma, College Prep
UBS Financial Services Inc. May 2011 - Present
VALIC January 2008 - May 2011
Banc of America Securities September 1999 - February 2008
ING Barings Furman Selz February 1996 - September 1999
Lehman Brothers June 1986 - December 1995
Education
Auburn University, College of Business 1981 — 1985
BS, Finance
UBS Financial Services Inc. July 2013 - Present
Financial Foundations, Inc May 2012 - May 2013
Merrill Lynch April 2011 - August 2011
Education
Bentley College - Elkin B. McCallum Graduate School of Business 2012 — 2013
Master of Science (M.S.), Finance
Bentley University 2008 — 2012
BS, Economics-Finance, Quantitative Perspective, Law Minor
UBS Financial Services Inc. September 2010 - Present
Omega Capital Corp. Raymond James Financial January 2008 - September 2010
Ohio National Financial Services September 2006 - December 2007
Education
Binghamton University - School of Management 2002 — 2006
Bachelor of Science (BS), Finance and Marketing
Molina Healthcare April 2015 - Present
Rock Bottom Restaurant & Brewery January 2012 - Present
UBS Financial Services Inc. December 2013 - February 2015
UBS Financial Services Inc. May 2012 - December 2013
El Dorado Hills Sports Club August 2010 - August 2011
The Village Bistro March 2009 - August 2011
Skills
Microsoft Office, Customer Service, Microsoft Excel, PowerPoint, Microsoft Word, Time Management, Public Speaking, Event Planning, Social Networking, Leadership
Education
California State University-Long Beach 2011 — 2013
Bachelor of Science (BS), International Business
American River College 2011 — 2011
Business Administration and Management, General
Folsom Lake College 2009 — 2011
Business Administration and Management, General
UBS Financial Services, Inc December 1993 - Present
Skills
Wealth Management, Asset Allocation, Investments, Investment Advisory, Retirement Planning, Strategic Financial...
Education
Bloomsburg University of Pennsylvania 1973 — 1977
Bachelor of Business Administration (BBA)
Viamedia June 2013 - Present
Sioux Falls Area Chamber of Commerce February 2003 - September 2013
Keloland Television June 2004 - June 2013
Sioux Falls Business Journal 2003 - 2004
UBS Financial Services Inc May 2002 - August 2003
Nextel Partners, Inc August 2001 - March 2002
Kansas City Star December 1995 - July 2001
Kansas City Star February 1991 - December 1995
The Olathe Daily News January 1989 - February 1991
Skills
Advertising, New Business Development, Consultative Selling, Newspaper, Television, Strategic Planning, Negotiation, Account Management, Public Speaking, Selling, Social Media Marketing, Sales, Customer Service, Copywriting, Sales Management, Leadership, Training, Sales Operations, CRM, Online Advertising, Public Relations, Marketing, Social Media, Marketing Communications, Social Networking, Media Relations, Marketing Strategy, Fundraising, Online Marketing
Education
Kansas State University 1986 — 1998
Bachelor of Science Degree, Journalism and Mass Communications
Arizona State University 1985 — 1986
Bachelor of Science (B.S.), Mass Communication/Media Studies
Wedbush Securities April 2009 - Present
UBS Financial Services, Inc February 2001 - April 2009
Morgan Stanley July 1995 - February 2001
Tamron USA March 1986 - January 1995
Photo Systems, Inc. 1984 - 1986
Russ Lyon Realty 1980 - December 1983
Skills
Investment Strategies, Alternative Investments, Insurance, Hedge Funds, Uniform Combined State..., Financial Advisory, Investment Banking, Capital Markets, Financial Modeling, Equity Trading, Retirement, Due Diligence, Series 7, Strategic Planning, Estate Planning, New Business Development, Business Strategy, Investment Management, Investments, Management, Wealth Management, Mutual Funds, Series 63, Marketing
Education
Thunderbird School of Global Management 1981 — 1983
MIM, Marketing
Prescott College 1970 — 1973
BA, Arts & Literature, Theatre Arts, Cultural Anthropology, Archaeology
Arizona State University 1969 — 1970
Woodstock High School 1965 — 1969
UBS Financial Services Inc April 2014 - Present
UBS Financial Services Inc July 2013 - April 2014
UBS Financial Services Inc November 2012 - July 2013
UBS Financial Services Inc February 2008 - October 2012
Studio 5678 July 2006 - October 2012
Tate Publishing July 2006 - February 2008
The Arrangement January 2006 - July 2006
ACU January 2006 - May 2006
ACU August 2002 - December 2005
The Plantation House July 2005 - October 2005
Skills
Event Planning
Education
Abilene Christian University 2001 — 2005
BA, English
Abilene Christian University 2001 — 2005
BS, Integrated Marketing Communication
UBS Financial Services Inc. January 2009 - Present
Morgan Stanley September 1992 - January 2009
Arizona Attorney General's Office 1990 - 1991
Education
College for Financial Planning 2012 — 2012
Retirement Planning
University of Pennsylvania - The Wharton School 2002 — 2003
Sr. Financial Advisor Executive Education
Arizona State University 1989 — 1991
B.A, Rhetoric
UBS Financial Services Inc. February 2009 - Present
Morgan Stanley May 1993 - February 2009
Education
Baker College of Flint 1992 — 1996
Associates, Accounting
Clio High School
Mack's International/AT&T Retailer June 2007 - Present
Countrywide Bank September 2004 - May 2008
UBS Financial Services Inc. June 2003 - July 2004
YMCA of Greater New York December 2002 - July 2004
Skills
Microsoft Word, PowerPoint, Microsoft Excel, Windows XP, Windows 7, Mac OS, Accounting
Education
Baruch College 2002 — 2004
Bachelor of Business Administration (B.B.A.), Advertising and Marketing Communication
Queensborough Community College 1999 — 2001
Associate of Science (A.S.), Business Administration
Accenture September 2014 - Present
Ralph Lauren August 2014 - November 2014
Accenture June 2013 - August 2013
Ralph Lauren June 2012 - August 2012
UBS Financial Services Inc. October 2011 - December 2011
Skills
Analysis, Management, Project Management, Marketing, Finance, Sales, Data Analysis, Financial Analysis, Financial Modeling, Teamwork, Team Leadership, Negotiation, Forecasting, Training, Leadership, Business Analysis, Strategy, Time Management, Inventory Management, CRM, Business Strategy
Education
New York University - Leonard N. Stern School of Business 2010 — 2014
Bachelor’s Degree, Business Economics and Finance
University of Manchester - Manchester Business School 2012 — 2013
International Exchange, Financial Economics and Management
Cornerstone Advisers, LLC February 2013 - Present
Pro Star Group January 2011 - January 2013
J.P. Morgan Chase May 2010 - November 2010
UBS Financial Services, Inc 2005 - 2009
Morgan Stanley January 2000 - January 2005
Bon Ton Food Service, Inc January 1991 - January 2000
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, Research, Outlook, English, Windows, Teaching
Education
Arizona State University
Bachelor of Arts, Elementary Education and Teaching
New Trier West
UBS Financial Services Inc. 2008 - Present
Morgan Stanley & Co. 1994 - 2008
MansWare Inc. Leonard A. Weiner Inc. June 1975 - June 1994
Education
Binghamton University 1971 — 1974
Bachelor of Arts, Geography Geology
SUNY Binghamton
UBS November 2014 - Present
UBS Financial Services, Inc March 2013 - November 2014
UBS Financial Services, Inc June 2011 - March 2013
UBS Financial Services INC. April 2006 - June 2011
Fidelity Investments June 2005 - April 2006
Education
Boston College - Wallace E. Carroll Graduate School of Management 2008 — 2011
MBA
Bates College 2001 — 2005
BA, French, Spanish
Gold's Gym December 2013 - Present
Enterprise Rent-A-Car April 2013 - November 2013
Enterprise Rent-A-Car March 2012 - April 2013
UBS Financial Services, Inc September 2011 - January 2012
Skills
Event Planning, Marketing, Marketing Strategy, Microsoft Office, Customer Service, Social Networking, Social Media
Education
Towson University 2008 — 2012
Bachelors of Science, Business Administration with Marketing Concentration
Towson University 2008 — 2011
Bachelor of Applied Science (BASc), Marketing
Anne Arundel Community College 2007 — 2008
General studies, General Studies
Makris Law Firm PC May 2004 - August 2015
Enbridge June 2014 - July 2014
European Parliament April 2013 - July 2013
European Parliament Liaison Office with US Congress January 2013 - April 2013
The Children's Assessment Center October 2012 - January 2013
UBS Financial Services Inc. June 2012 - August 2012
Judge Lynn Bradshaw-Hull June 2011 - July 2011
The American Association of Political Consultants June 2010 - August 2010
Skills
Mac OS X, Microsoft Office, International Relations, Microsoft Excel, Microsoft Word, Event Planning, Social Networking, Management, Customer Service, Editing, Social Media Marketing, Public Relations, Public Speaking
Education
South Texas College of Law 2013 — 2016
Juris Doctor Candidate, May 2016, 2L
Duke University School of Law 2014 — 2014
Doctor of Law (J.D.) Program, Transnational Law
American University 2013 — 2013
Global Business and Trade, Graduate Program
St. Edward's University 2008 — 2012
Undergraduate, Economics Major
John Cabot University 2010 — 2011
International Business and Economics
American University 2010 — 2010
International Business and Economics, Undergraduate Program
Universidad Internacional Menéndez Pelayo 2008 — 2008
Study of Spanish Language and Culture
St. Thomas Highschool 2004 — 2008
UBS Financial Services, Inc January 2012 - Present
Morgan Stanley February 2011 - January 2013
Education
Lynn University 2011 — 2014
Master of Business Administration (M.B.A.)
Lynn University 2009 — 2011
Bachelor of Business Administration (B.B.A.), Marketing, Summa Cum Laude
Ball State University - College of Business 2008 — 2009
Marketing
UBS Financial Services Inc. August 2013 - Present
UBS Financial Services Inc. July 2007 - August 2013
Vector Marketing October 2004 - June 2007
Education
Belmont University 2004 — 2008
Bachelor of Science, Mathematics
Sound Point Capital Management, LP 2015 - Present
J.P. Morgan 2012 - 2015
UBS Investment Bank 2011 - 2012
UniCredit Markets & Investment Banking January 2011 - June 2011
UBS Financial Services Inc May 2009 - August 2009
UBS Financial Services Inc May 2008 - August 2008
Skills
Bloomberg, Morningstar, Microsoft Excel, Access, PowerPoint, Outlook, Microsoft Word, Fixed Income, Financial Modeling, Equities, Capital Markets, Hedge Funds, Finance, Valuation, Portfolio Management, Economics, Financial Markets, Investments, Trading, Market Risk, Credit, Wealth Management, Derivatives, Financial Analysis, Analysis, VBA, Accounting, Asset Management, Management, Financial Reporting, Corporate Finance
Education
Bentley University 2006 — 2010
Bachelor of Science, Economics-Finance
UBS Financial Services Inc. December 1993 - Present
Education
Arizona State University 1987 — 1991
Criminal Justice/Police Science
UBS Financial Services Inc. 2012 - Present
Education
Merrimack College
Certificate, Advanced Financial Planning
Boston University - School of Management
Masters Degree
Bentley University
Bachelors Degree
Stenden University Leeuwarden, the Netherlands
Fellowship, International Business
Cerberus Capital Management January 2014 - Present
Cerberus Capital Management March 2013 - Present
The Chesapeake Group August 2012 - March 2013
Edelweiss Capital January 2011 - June 2012
UBS Financial Services Inc June 2009 - August 2009
EastBrook Capital July 2008 - August 2008
UBS Wealth Management January 2008 - May 2008
Skills
Equities, Investment Banking, Sales, Emerging Markets, Financial Modeling, Valuation, Communication, Financial Statement..., Wealth Management, Bloomberg, Fixed Income, Hedge Funds, Alternative Investments, Investor Relations, Bonds, Capital Markets, Corporate Finance, Mergers, Investments, Equity Valuation, Finance, Financial Analysis, Private Equity
Education
Bentley University 2006 — 2010
Bachelor of Science (BS), Economics & Finance
Scuola Lorenzo de' Medici 2008 — 2008
Italian
JPMorgan Chase July 2014 - Present
Morgan Stanley Wealth Management October 2012 - July 2014
SDC Services, Inc 2011 - October 2012
UBS Financial Services, Inc 2011 - 2011
NYSE Euronext 2011 - 2011
Goldman, Sachs & Co 2007 - 2011
Skills
SDLC, Business Analysis, SQL, Bloomberg, HTML, Essbase, Requirements Gathering, Business Requirements, Visio, Report Writing, Remedy Ticketing System, Quality Center, Telelogic DOORS, SharePoint, Data Migration, Migration Projects, Lotus Notes, Peer Reviews, Validation, Microsoft Excel, Finance, Microsoft Office, Project Management, Equities, Analysis
Education
Technical Institude of Technology 2014 — 2014
Project Management
City University of New York-Baruch College - Zicklin School of Business 2007 — 2011
B.B.A, Finance
UBS Financial Services Inc. May 2010 - Present
Morgan Stanley Smith Barney 1986 - May 2010
Education
American University 1971 — 1975
ba, psychology, sociology
Meketa Investment Group December 2014 - Present
Fidelity Investments October 2013 - December 2014
State Street Global Operations June 2012 - November 2012
UBS Financial Services Inc. December 2011 - March 2012
MEGA International May 2011 - August 2011
Boston's Best Cruises June 2009 - August 2011
State Street Global Markets UK September 2010 - December 2010
Skills
Investments, Investment Valuation, Macroeconomics, Trading, Bloomberg, Microsoft Office, Investment Strategies, Financial Analysis
Education
Stonehill College 2008 — 2012
BSBA Finance, BA Political Science
Birkbeck, U. of London 2010 — 2011
Economics/Politics
Boston College High School 2004 — 2008
UBS Financial Services, Inc March 2006 - September 2010
Merrill Lynch, Global Private Client 2004 - March 2006
Merrill Lynch, Global Private Client 2001 - 2004
Chase Manhattan Bank 1992 - 2001
PNC (formerly Midlantic National Bank) 1989 - 1992
Bergdorf Goodman 1987 - 1989
Education
Northeastern University, Graduate School of Business
Master of Business Administration, Marketing
Rutgers University, CMD
Digital Marketing, mini-MBA, May, 2012
Adelphi University
Bachelor of Business Administration, Marketing
Sunny Days Sunshine center inc. March 2014 - Present
UBS Financial Services Inc. October 2006 - September 2007
Fidelity Investments, October 2005 - October 2006
Bank Of New York, Brooklyn, NY January 2005 - October 2005
Wachovia Securities /Prudential Securities, December 1999 - December 2004
Skills
Outlook, English, Windows, Microsoft Word, Customer Service, Microsoft Excel, Research, PowerPoint, Microsoft Office, Teaching, Financial Services, Equities, Bloomberg, Risk Management, Business Analysis, Securities, Banking, Fixed Income, Asset Management, Finance, Process Improvement, Public Speaking
Education
Baruch College, City University of New York (CUNY)
Bachelor's Degree
Kingsborough Community College
Associate's Degree, Business Administration and Management, General
RBC Wealth Management March 2009 - Present
UBS Financial Services Inc. November 1998 - March 2009
Smith Barney January 1993 - November 1998
Education
Arizona State University 1989 — 1998
B.S. Business, Finance
HP Hood May 2013 - Present
Parksite April 2012 - May 2013
Waltham Services March 2011 - March 2012
Beebe Landscape Service Inc November 2007 - May 2010
UBS Financial Services Inc November 2006 - October 2007
US Army June 2005 - December 2006
Commissioned US Army/Transportation December 2001 - December 2006
U.S. Army July 1998 - December 2006
U.S. Army June 2003 - June 2005
US Army July 1998 - December 2001
Skills
Exceptional Leader, Great Interpersonal..., Dedicated, Sales Management, Team Management, Customer Service, Budgeting, Logistics, Training, Budgets, Security Clearance, Leadership, Sales Operations, Leadership Development, Human Resources, Inventory Management
Education
American InterContinental University 2004 — 2005
MBA, Business
Stetson University 1993 — 1997
Bachelor of Science, Exercise Science
Burnham Securities Inc. May 2015 - Present
Burnham Securities Inc. July 2013 - Present
Burnham Securities Inc. May 2012 - June 2013
UBS Financial Services, Inc September 2007 - July 2011
Resolution Inc. 2006 - 2007
Intercontinental Exchange June 2002 - August 2002
Skills
Series 7, Series 66, Life & Health Insurance..., Capital IQ, Bloomberg Terminal, Oracle SQL, VBA, Uniform Combined State..., Financial Services, Bloomberg, Equities, Fixed Income, Finance, Securities, Mutual Funds, Valuation, Investment Banking
Education
City University of New York-Baruch College - Zicklin School of Business 2011 — 2013
Master of Business Administration (MBA), Finance, Computer Information Systems, 3.8
Université Jean Moulin (Lyon III) 2012 — 2012
International Business Practices/Intercultural Management Studies
University of Vermont 2002 — 2006
Bachelor of Arts, Psychology, English, Italian
UBS Financial Services Inc April 2006 - Present
Piper Jaffray & Hopwood August 1975 - April 2006
Education
Augsburg College 1967 — 1971
Bachelor of Arts, Business Administration
Richfield High School
UBS Financial Services Inc. December 2008 - Present
Smith Barney June 1993 - December 2008
Smith Barney June 1993 - December 2008
Education
Boston College 1989 — 1993
MS, Economics
Melrose High School 1987 — 1989
AirWatch by VMware May 2014 - Present
AirWatch by VMware March 2013 - May 2014
Kane McGukin 2014 - 2014
UBS Investment Bank June 2011 - March 2013
UBS FINANCIAL SERVICES, INC October 2006 - June 2011
BEAR STEARNS & COMPANY, INC June 2006 - October 2006
CHILDERS ASSOCIATES February 2005 - June 2006
Skills
Equities, Investments, Trading, Alternative Investments, Bloomberg, Options, Financial Services, Asset Management, Fixed Income, Portfolio Management, Capital Markets, Mobile Devices, Series 7, Series 63, Technology, Content Management, Mobile Applications
Education
Auburn University, College of Business 2002 — 2004
Bachelor of Science, Business Administration, Finance
Southern Polytechnic State University 2000 — 2002
Computer Science
UBS Financial Services Inc. January 2007 - Present
Smith Barney August 2000 - January 2007
Trinchero Family Estates June 1993 - August 2000
E & J Gallo Winery December 1990 - June 1993
Bear Stearns September 1989 - April 1990
Education
Boston College 1986 — 1990
BS, Finance
Boston College - Wallace E. Carroll Graduate School of Management 1986 — 1990
BS - FInance
Iona Preparatory High School 1982 — 1986
The Bank of NY Mellon May 2007 - Present
Shred Love June 2009 - Present
eRoy Consulting LLC April 2006 - March 2014
Telmap Ltd June 2006 - May 2007
Tiger Tigress Productions January 2006 - May 2006
UBS Financial Services, Inc May 2000 - January 2006
Skills
User Acceptance Testing, Quality Assurance, Unix, Integration, Testing, Web Applications, Test Planning, Visio, Project Management, Software Documentation, Analysis, Regression Testing, Software Quality..., Manual Testing, Management, Business Analysis, SQL, Test Cases, Visual Basic, SDLC, Defect Tracking, Vendor Management, Access, Strategy, Fundraising, Fixed Income, Equities, Automated Software..., Event Planning, Business Development
Education
Jones International University 2000 — 2005
MBA, Information Technology Management
Bloomfield College 1995 — 2000
Degree; Bachelor of Science, Business Management
UBS September 1986 - Present
UBS Financial Services Inc. June 2006 - Present
Education
Investment Management Consulting Association® 2000 — 2000
Certified Investment Management Analyst®, Finance, Member in good standing since June 2000
University of Pennsylvania - The Wharton School 1998 — 2000
Securities Industry Institute, General Course of Study
University of Arizona 1976 — 1978
Bachelor of Science, Agronomy & Plant Genetics
Arizona State University 1975 — 1976
Agronomy
Northern Arizona University 1974 — 1975
Scottsdale Community College 1973 — 1974
Scottsdale High School
MetLife 2014 - Present
RTI International 2009 - 2014
UBS Financial Services Inc. 2007 - 2009
RFG, LLC 2004 - 2006
Horizon Organic 2002 - 2004
Conservation International 1998 - 2002
Conservation International 1996 - 1998
Harford County Public Schools (Aberdeen HS) 1994 - 1996
Skills
Program Management, Project Management, Training, Strategic Planning, International..., Organizational..., Non-profits, SharePoint, Process Improvement, ITIL, SharePoint Designer, Portfolio Management, Business Analysis, Lean Six Sigma, User Experience, MS Project, Cost Control, Integration, Business Development, Human Resources, Visio, Change Management, Business Process, Enterprise Architecture, SDLC, Vendor Management, Business Process..., Agile Methodologies, Office 365, Strategy, CRM, Analysis, Management, Leadership, Business Intelligence, SaaS, Governance, Budgets, Project Portfolio..., Data Analysis
Education
American University 1996 — 2000
MA
Geneva College 1989 — 1993
BA
Financial Partners Group April 2012 - Present
Valeo Financial Advisors, LLC October 2009 - April 2012
UBS Financial Services Inc. July 2005 - September 2009
Linsco/Private Ledger Corp. May 2002 - July 2005
Education
Indiana University - Kelley School of Business 1999 — 2002
B.S. in Business, Marketing
Ball State University 1998 — 1999
Business
Noblesville High School 1994 — 1998
The Spinney Group September 2014 - Present
UBS Financial Services Inc December 2009 - August 2014
Experian QAS US June 2009 - July 2009
Gulf Oil June 2008 - October 2008
Education
Bentley University 2005 — 2009
Bachelor of Science (BS), Finance
Lorenzo de' Medici 2007 — 2007
UBS Financial Services Inc. November 2000 - Present
PaineWebber June 1995 - November 2000
Education
University of East London 1996 — 1998
Masters, Economics
Asbury College 1991 — 1995
BA, Business Administration and Management
UBS Financial Services Inc. April 2006 - Present
Education
University of Houston-Downtown
Bachelor of Science, Interdisciplinary Studies
Barstow Community College
Associate of Arts, Social Sciences
C3i January 2012 - Present
C3i inc January 2008 - March 2010
C3i inc September 2006 - January 2008
Keystone Nazareth Bank and Trust March 2005 - September 2006
UBS Financial Services Inc January 1999 - January 2005
United Stated Navy January 1995 - January 1998
Skills
PMP, Enterprise Architecture, Project Management, Change Management, Team Building, Call Center, Call Centers, Data Center, Vendor Management, CRM, Management, Leadership, Integration, Training, Team Management, Process Improvement, Service Delivery, Disaster Recovery, Program Management, IT Management, Business Analysis, Business Intelligence, Team Leadership, Troubleshooting, Cross-functional Team..., Time Management, ITIL, Servers, IT Strategy, Quality Assurance, Operations Management, Customer Service, Professional Services, IT Service Management, IT Operations, Customer Satisfaction, Networking, Outsourcing, Business Process, Inventory Management, Business Process...
Education
Berklee College of Music 2001 — 2003
Music
Chubb Institute 1998 — 1999
IT
Flagship Harbor Advisors November 2013 - Present
UBS Financial Services Inc September 2007 - November 2013
First Investors Corporation September 2002 - July 2007
Ultimate Parking LLC May 1999 - July 2007
Skills
Mutual Funds, Series 7, Estate Planning, Fixed Income, Series 63, Retirement, Retirement Planning, Portfolio Management, Strategic Financial..., Fixed Annuities, Equities
Education
Boston College 1998 — 2002
BS, Business
Boston Latin School 1992 — 1998
UBS Financial Services Inc. March 2015 - Present
Powerhouse TL February 2013 - March 2015
Morgan Stanley January 2011 - January 2013
First Republic Securities Co., LLC June 2008 - October 2010
Fimat Preferred, LLC/Fimat USA, LLC July 2005 - December 2007
PreferredTrade, Inc. June 1998 - July 2005
LPL Financial May 1992 - May 1998
Education
Boston College 1991 — 1995
Bachelor's degree, Finance, General
O'Connell
UBS Financial Services Inc. November 2008 - Present
Smith Barney October 2003 - November 2008
MCI WorldCom August 1994 - October 2003
AT&T 1988 - 1994
Education
American University - Kogod School of Business 1995 — 1999
MBA, International Finance
University of Maryland College Park 1982 — 1988
BS, Architecture
UBS Financial Services Inc. January 2009 - Present
Smith Barney July 1996 - January 2009
Allied Signal Aerospace September 1993 - July 1996
Skills
Series 63, Retirement Planning, Series 7, Asset Allocation, Wealth Management, FINRA
Education
Augsburg College
BA, Communications
UBS Financial Services Inc. September 2007 - Present
Citi September 1993 - October 2007
Citi January 1992 - September 1993
Skills
Asset Allocation, Asset Management, Financial Planning
Education
Temple University
Master of Business Administration (M.B.A.)
Arcadia University
Bachelor of Science (B.S.), Computer Science/ Finance
UBS Financial Services Inc. January 2000 - Present
High Meadow Alpacas LLC 2001 - Present
Rocketown 2013 - 2014
Cambridge Downs LLC 2006 - 2011
J. C. Bradford & Co. September 1978 - 2000
Belmont University 1997 - 1999
Community Concerts 1976 - 1983
Fannie Battle Day Home 1973 - 1982
Nashville Symphony 1974 - 1980
Education
Belmont University
BS, Business, Economics
Belmont University
BS, Business, Economics
Franklin High School
Independent/Freelance October 2010 - Present
Self Employed October 2010 - February 2014
Deloitte August 2006 - January 2009
UBS Financial Services, Inc September 2005 - May 2006
NYSE May 2005 - August 2005
Dean Lawrence Solan, Brooklyn Law School May 2004 - October 2004
New York Business Group on Health June 2002 - July 2003
Skills
Strategy, Marketing, Brand Development, Marketing Strategy, Licensing, Management, Contract Negotiation, Intellectual Property, Strategic Planning, Project Management, Product Development, Business Development, Digital Strategy, Social Media, Art Direction, Copywriting, Social Media Marketing
Education
Brooklyn Law School 2003 — 2006
JD, Law
American University 1998 — 2002
BA, Philosophy
American University 1998 — 2002
BA, Economics
UBS Financial Services Inc. 2008 - Present
Merrill Lynch Investment Managers June 2001 - November 2008
Education
Georgia State University - J. Mack Robinson College of Business 1999 — 2001
MBA, Executive
Auburn University 1986 — 1990
BSCE, Civil Engineering
Standard & Poor's, A Division of The McGraw-Hill Companies 2008 - Present
UBS December 2006 - April 2008
UBS Financial Services Inc 2006 - 2008
Credit Suisse August 2006 - December 2006
Morgan Stanley September 2004 - July 2006
UBS March 2004 - September 2004
Citibank September 2003 - February 2004
BCPS June 2002 - September 2003
Merck December 2001 - May 2002
NexGen Interactive Systems 2000 - 2002
Skills
Sybase, Fixed Income, Investment Banking, Capital Markets, Business Analysis, Data Warehousing, Derivatives, Project Management, Leadership, Valuation, Equities, Management, Financial Services, Software Development, SDLC, SOA, Agile Methodologies, Financial Modeling, Portfolio Management
Education
City University of New York-Baruch College - Zicklin School of Business 2010 — 2013
Master of Business Administration (MBA), Finance, International business
College of Engineering Pune 1994 — 1998
BE
Ameriprise Financial Services, Inc. May 2012 - Present
Merrill Lynch December 2010 - May 2012
UBS FINANCIAL SERVICES, INC 2008 - 2010
Merrill Lynch 2007 - 2008
RYAN BECK & CO 2004 - 2007
NORTHEAST SECURITIES INC 2003 - 2004
SARATOGA CAPITAL INC 2003 - 2004
Prudential Securities, Inc. 1997 - 2003
Wells Fargo Advisors 1991 - 2003
PRUDENTIAL SECURITIES INC 1991 - 2003
Education
Cornell University 1979 — 1981
Cornell University
BS, Hotel Management
Baruch College, City University of New York (CUNY)
MBA, International Business
Yeshiva of Flatbush
TurboCombustor Technology November 2012 - Present
Digital Domain Tactical, Inc. October 2009 - December 2012
UBS Financial Services, Inc December 2005 - September 2009
USAF July 1984 - October 2005
North Atlantic Treaty Organization (NATO) September 1997 - May 2002
Skills
Risk Management, Leadership, Financial Analysis, Public Speaking, Program Management, Strategic Financial..., Military, Portfolio Management, Team Leadership, Asset Managment, Investments, Personnel Management, Customer Service, Alternative Investments, Asset Management, New Business Development, Training, Business Development, Project Planning, Strategy, Start-ups, Aircraft, Military Operations, Strategic Planning, Management, Project Management, Mergers & Acquisitions, Budgets, Command
Education
Auburn University 1998 — 1999
MBA, Finance
Georgia Institute of Technology 1982 — 1985
Bachelor's, Electrical Engineering
Gold Coast Insurance
Florida Life, Health and Variable Annuity
Eni Finance USA Inc. December 2009 - September 2015
UBS Financial Services, Inc September 2008 - January 2009
The Jewish HOME&HOSPITAL Lifecare (JHHL), September 2008 - December 2008
Marketing Technologies Group February 2008 - August 2008
Skills
Bloomberg, Repos, Financial Modeling, Fixed Income, Derivatives, Equity Trading, Corporate Finance, Accounting, Equities, Treasury Management, Money Market, Commercial Paper, Capital Markets, Mutual Funds, Hedging, Finance, Investment Banking, Bloomberg Terminal, Economics, Trading, Financial Markets, Asset Management, Commodity, Market Risk, Financial Analysis, FX Options, Financial Risk, Structured Products, Analysis, Investments, Portfolio Management, Valuation, Emerging Markets, Structured Finance, Treasury, Banking, Credit Risk, FX Hedging, Options, Investment Strategies, Interest Rate..., Swaps, Proprietary Trading, Cash Management, Risk Management, Hedge Funds, Cash Flow, Account Reconciliation, Foreign Exchange, Commodity Markets
Education
Fordham University 2015 — 2017
Master’s Degree
The Pre-MFE Program at Baruch College 2013 — 2014
Financial Engineering
NYU 2011 — 2012
NYU-SCPS, Finance
City University of New York-Baruch College - Zicklin School of Business 2006 — 2009
BBA, Finance and Investment
Interregional Academy of Personnel Management, Ukraine-Kyiv 2001 — 2005
Junior Specialist, Commercial Law
7city
Coursera.org
Coursera.org
UBS Financial Services Inc. March 2015 - Present
EY January 2014 - March 2015
Ernst & Young June 2012 - August 2012
EisnerAmper LLP June 2011 - August 2011
Education
Boston College 2009 — 2013
Bachelor’s Degree, Accounting, Management and Leadership
Harborfields High School 2006 — 2009
KPMG Advisory January 2015 - Present
KPMG Advisory June 2013 - August 2013
UBS Financial Services Inc. June 2012 - August 2012
Liberty Mutual Insurance June 2012 - June 2012
Skills
Team Leadership, Microsoft Excel, Financial Accounting, Market Research, Financial Analysis, Private Equity, Leadership, Editing, PowerPoint, Outlook, Mergers & Acquisitions, Public Speaking
Education
Boston College 2010 — 2014
Bachelor of Science (B.S.), Accountancy, Cum Laude
UBS Financial Services Inc April 2014 - Present
UBS Financial Services Inc November 2012 - April 2014
UBS Financial Services Inc December 2011 - January 2012
UBS Financial Services Inc June 2011 - August 2011
Inventory Solutions May 2010 - July 2010
Anzalone & Leschins Attorneys at Law June 2009 - August 2009
Jewish Community Center June 2008 - August 2008
Putnam Investments July 2007 - August 2007
Education
Northwestern University 2013 — 2013
Certificate in Financial Planning
Allegheny College 2008 — 2012
Bachelor of Arts, Economics; Chinese Culture
Ethical Culture Fieldston School
UBS Financial Services Inc. June 2015 - Present
Red Ventures February 2015 - June 2015
Red Ventures July 2014 - January 2015
Education
Appalachian State University 2010 — 2014
Bachelor’s Degree, Finance & Banking
Credit Suisse November 2010 - Present
Deloitte & Touche August 2005 - October 2010
UBS Financial Services, Inc June 2004 - August 2004
Skills
Fixed Income, Financial Analysis, Capital Markets, Risk Management, Enterprise Risk..., Finance, Sarbanes-Oxley Act, Financial Reporting, Due Diligence, Credit Risk, Leveraged Lending, Financial Modeling, Internal Audit, Equities
Education
Binghamton University 2001 — 2005
Business Management, Finance and MIS
10-4 Systems June 2015 - September 2015
Financial Management Association August 2013 - May 2014
Morgan Stanley Wealth Management March 2013 - February 2014
Starbucks September 2010 - May 2013
UBS Financial Services Inc. October 2012 - March 2013
UBS Financial Services Inc. June 2012 - August 2012
Skills
Finance, Start-ups, Bloomberg, Bloomberg Terminal, Sales, Project Management, Investment Strategies, Microsoft Excel, Business Strategy, Networking, Long-term Customer..., Coffee, Communication, Business Communications, Social Media..., Social Media, Customer Service, Management, Leadership, Team Leadership
Education
Arizona State University, W. P. Carey School of Business 2010 — 2014
Bachelor of Arts (BA), Business/Corporate Communications
Brophy College Preparatory 2005 — 2009
Orbit Baby October 2014 - Present
International E-Z UP September 2011 - Present
State Street Bank and Trust Company November 2010 - August 2011
UBS Financial Services Inc July 2010 - September 2010
M/s KhattarWong (top tier law firm in Singapore) August 2006 - March 2009
Kimindo Corp August 2005 - July 2006
Foshan Rifeng Co., Ltd December 2003 - July 2005
Skills
Business Administration, Inventory Management, Vendor Management, Sourcing, Cost Analysis, Import/Export Operations, Container Management, Order Management, Risk Analysis, Legal Support Services, Translation, Leadership, Logistics, Cost Benefit, Management, Procurement, Marketing, Supply Chain, Sales, Forecasting, Analysis, Process Improvement, Negotiation, Purchasing, Product Development, Finance
Education
APICS
Certified Supply Chain Profession, Logistics, Materials, and Supply Chain Management
University of California, Irvine-Extension 2010 — 2010
Certificate Program; Certificate Program; International MBA, Marketing; International Business and Operations Management
Universidad Europea de Madrid 2009 — 2010
Master of Business Administration (MBA)
Tongji University 2009 — 2009
Master, Business Administration
Chartered Institute of Management Accountants 2007 — 2009
Certificate, Management Accounting
Shandong University of Technology 1999 — 2003
B.A, English Language
University of California, Irvine
Three Peaks Advisors, LLC October 2014 - Present
Old Greenwich Wealth Advisors October 2013 - October 2014
Forefront Advisory, Global ETF Strategies 2009 - 2013
UBS Financial Services Inc. 2003 - 2009
Smith Barney 1997 - 2003
Ross & Cohen LLP 1991 - 1996
Skills
Tactical Asset..., Individual 401K Advisory
Education
Brooklyn Law School 1988 — 1991
JD, Law
American University 1983 — 1987
BA
Jericho high school 1979 — 1983
MSC Industrial Supply September 2013 - Present
Kaiser Permanente September 2012 - September 2013
E*TRADE Financial June 2011 - September 2012
UBS Financial Services Inc April 2008 - April 2010
RR Donnelley 2010 - 2010
Bank of Nashville June 2005 - May 2008
U.S. Bank July 2003 - June 2005
U.S. Bank July 2000 - June 2002
Skills
Equity Compensation, Salesforce.com, Equity Edge & Equity..., Project Management, Training & Development, B2B, Customer Service, Client Services, Student Recruitment, Operations, Transcentive, PeopleSoft, PowerPoint, Microsoft Office, Microsoft Word, Six Sigma White Belt..., Process Improvement, Financial Services, Relationship Management, Banking
Education
Bethel University 2010 — 2013
Master's degree, Business Administration
Tennessee State University
Bachelor's of Science, Economics
Triton Medical Solutions June 2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated August 2009 - October 2012
Citigroup Global Markets Inc. August 2005 - August 2009
UBS Financial Services Inc. May 2001 - August 2005
Merrill Lynch, Pierce, Fenner & Smith Incorporated October 1998 - May 2001
The Boeing Company May 1996 - October 1998
Skills
Healthcare, Start-ups, Executive Management, Team Building, Marketing Strategy, Customer Service, Sales Management, Coaching, Medical Devices, Leadership, Microsoft Office, Research, Product Development, Account Management, Leadership Development, Human Resources, Training, Plannning, Advertising, Business Planning, Entrepreneurship
Education
Arizona State University
Bachelor's degree, Banking, Corporate Finance, and Securities Law
Wells Fargo Advisors, LLC September 2014 - Present
UBS Financial Services, Inc 1999 - 2014
Dun & Bradstreet Corp 1993 - 1999
Skills
Asset Allocation, Municipal Bonds, Corporate Bonds, Mutual Funds, Closed-end Funds, Retirement Planning, Liability Management, Financial Planning, Cash Flow Management
Education
West Chester University of Pennsylvania 1986 — 1989
Bachelors, Marketing
Eastern New Mexico University 1985 — 1986
Business
Notre Dame of Marbel University 1984 — 1985
Eco-Man
Bloomberg LP October 2012 - Present
Deutsche Bank July 2007 - April 2012
Bear Stearns June 2005 - July 2007
UBS Financial Services Inc February 2004 - June 2005
Skills
Derivatives, Equities, Fixed Income, Trading, Portfolio Management
Education
Baruch College 2010 — 2013
CAPS Certificate Human resources Management, Human Resources Management and Services
Fordham University 2000 — 2004
BA, Economics
RBC Wealth Management May 2014 - Present
RBC Wealth Management August 2012 - April 2014
RBC Wealth Management June 2012 - August 2012
UBS Financial Services Inc. February 2010 - June 2012
SWISS FINANCE SCHOOL OF BUSINESS (SWISS FINANCE ACADEMY) June 2009 - July 2009
FIGA September 2005 - December 2008
UBS AG June 2007 - August 2007
Momentum Worldwide May 2005 - July 2005
LAFISE (Latin-American Financial Services) June 2004 - July 2004
Skills
Equities, Alternative Investments, Fixed Income, Valuation, Investments, Strategic Financial..., Strategy, Hedge Funds, Bloomberg, Series 7, Asset Allocation, Wealth Management, Portfolio Management, Asset Management, Mutual Funds, Investment Strategies, Investment Management, Private Banking, Uniform Combined State..., Fund Of Funds, Investment Banking, Securities, Series 63, Investment Advisory, Trading, Emerging Markets, Capital Markets, Financial Markets, Finance
Education
University of Virginia 2006 — 2009
BA, Philosophy
Boston College 2004 — 2006
BSBA, Finance, Corporate Reporting & Analysis
St. Paul's School 2001 — 2004
UBS Financial Services Inc. June 2011 - Present
Weissman Center of International Business, Baruch College February 2011 - Present
American Express Services India Ltd June 2009 - May 2010
American Express Services India Ltd August 2008 - May 2009
Jhaveri Honda September 2007 - August 2008
TATA Steel (Wire Division) May 2006 - August 2007
Tata Steel, Mumbai December 2005 - May 2006
Education
Baruch College, City University of New York (CUNY) 2010 — 2012
MBA, Finance
M H Saboo Siddik College Of Engineering 2001 — 2005
B.E, Production (Industrial)
St. Marys, Mumbai 1990 — 1999
UBS Wealth Management January 2013 - Present
UBS Financial Services Inc. April 2007 - December 2012
American Express Financial Advisors 1991 - May 2007
Education
Albertus Magnus College 1997 — 1999
Bachelor of Science (BS), Business Administration and Management, General
Brightwood Capital May 2015 - Present
Citi January 2015 - April 2015
Citi May 2013 - December 2014
Bentley University September 2010 - May 2013
UBS Financial Services, Inc January 2012 - May 2012
Fancl Corporation May 2011 - June 2011
Skills
Morningstar, Factset, Financial Analysis, Financial Modeling, Financial Risk, Financial Accounting, Bloomberg Terminal, Credit Analysis, Credit Risk
Education
CFA Institute
CFA Level II Candidate, passed Level I of the CFA Program
Bentley University 2009 — 2013
Bachelor of Science, Corporate Finance and Accountancy
Fudan University
Mandarin
Warner Music Group June 2013 - Present
North Shore-LIJ Health System June 2011 - June 2013
Quinnipiac University August 2008 - May 2011
UBS Financial Services, Inc January 2011 - April 2011
North Shore LIJ Health System June 2010 - August 2010
North Shore LIJ Health System June 2009 - August 2009
North Shore LIJ Health System June 2008 - August 2008
Skills
Bloomberg, Microsoft Excel, Microsoft Word, Morningstar, Financial Analysis, PowerPoint, Capital IQ, Bloomberg Terminal, Pivot Tables, Financial Modeling, Valuation, Hedge Funds, Financial Markets, Investments, Thompson One
Education
Quinnipiac University - School of Business 2007 — 2011
Bachelor of Science, Finance, Minor in Economics
Bond University
UBS Financial Services Inc March 2014 - Present
Bentley Univeristy 2011 - 2013
Education
Bentley University 2011 — 2013
Bachelor of Science (BS), Accounting
Wilimington High School 2002 — 2006
UBS Financial Services Inc. September 2004 - Present
Morgan Stanley November 2001 - September 2004
C.E. Unterberg, Towbin January 1999 - November 2001
Dominick & Dominick LLC 1997 - January 1999
Kalb Voorhis and Co. 1975 - 1997
Education
American University 1974 — 1978
BS/BA, Business Administration
Horace Mann School
Bergen County Board of Social Services August 2013 - Present
BMS Associates - Edible Arrangements May 2013 - Present
Clutter King LLC 2011 - 2014
Bergen County Social Services - Adult Protective Services March 2012 - December 2012
Private Family September 2008 - December 2012
UBS Financial Services Inc. March 2007 - April 2008
Morgan Stanley September 2004 - February 2007
Murano & Roth, LLC November 2003 - May 2004
Children's Aid & Family Services November 2001 - March 2003
The Vitamin Shoppe April 2000 - November 2001
Skills
Customer Service, Microsoft Office, Microsoft Excel, Sales, PowerPoint, Event Planning, QuickBooks, Time Management, Public Speaking, Event Management, Human Resources, Leadership, Microsoft Word, Payroll, Social Media, Marketing, Telephone Skills
Education
Montclair State University 2010 — 2012
Bachelor, Family & Child Studies - Concentration Family Services / Minor: Sociology, 3.4 GPA
Bergen Community College 2008 — 2010
Associates, Business Marketing
Paramus High School 1997 — 2001
Diploma, General
UBS Assistant Branch ManagerUBS Wealth Management2007 - Present
UBS Financial Services Inc. 1998 - Present
Education
Binghamton University 1996 — 1997
Moody's Corporation July 2015 - Present
Moody's Investors Service April 2010 - June 2015
Moody's Investors Service October 2008 - April 2010
Debtwire October 2007 - October 2008
UBS Financial Services Inc. June 2007 - September 2007
Convergys February 2004 - July 2006
Skills
Bloomberg, Microsoft Excel, Financial Analysis, Credit, Finance, Capital Markets, Financial Modeling, Bonds, Corporate Finance, Investments, InfoSphere, Metadata Workbench, Metadata Management, Metadata Standards, Data Modeling, Physical Data Modeling, Logical Data Modeling, Business Analysis, Glossaries, Linux, SQL, JDBC, ODBC, IBM Rational Tools, SharePoint, SharePoint Designer, SQL Server Management..., Data Architecture, Data Governance, Datastage, Databases, Data Management, Business Process Mapping, VBA, Project Management, MS Project, Visio, Microsoft Certified..., Trading, DataStage
Education
NYU SCPS 2011 — 2012
Certificate Courses, Finance and Information Technology
Baruch College, City University of New York (CUNY) 2006 — 2008
MBA, Finance
Birla Institute of Technology 2000 — 2003
Bachelors of Computer Application, Computer Applications
Pottal Fii Bhantal Fouta Djallon May 2010 - Present
JPMorgan Chase July 2007 - July 2010
UBS Financial Services Inc January 2007 - June 2007
Forrest Solutions Group Ltd August 2002 - December 2006
Community Credit Union “Yètè Mali” October 2000 - August 2001
Skills
French, Compliance, Computer Science, Conflict Management, New Business Development, Business Planning, Business Process..., Customer Acquisition, Customer Retention, Sales Presentations, Sales Management, Internal Audit, Project Planning, Project Management, Capital Budgeting, Human Resource..., Quantitative Analytics, Management, Financial Modeling, Derivatives, Equities, Valuation, Capital Markets, Quantitative Finance, Customer Service, Analysis, Investments, Loans, Budgets
Education
Keller Graduate School of Management 2010 — 2012
Masters of Business Administration, Finance
Baruch College 2005 — 2007
Bachelor of Business Administration, Finance, Senior
City University of New York-Baruch College 2005 — 2007
Bachelor of Business Administration (B.B.A.), Finance and Invevestment, Sophomore
Borough of Manhattan Community College 2003 — 2005
Associate, Applied Science; Business Administration, Every Semester
UBS Financial Services Inc. June 2007 - Present
Education
University of Notre Dame - Mendoza College of Business 1969 — 1972
MBA, International Marketing and Investments
Assumption College 1965 — 1969
BA Cum Laude, Foreign Languages - French, Russian
UBS Financial Services Inc. September 2005 - Present
UBS Investment Bank 2002 - 2005
Skills
Series 63, Series 7, Wealth Management
Education
Manchester Business School 1999 — 2002
Bsc (Hons), Management and Marketing
Georgia State University - J. Mack Robinson College of Business
MBA, Finance
Queen Elizabeth College
36th Street Capital LLC January 2015 - Present
Durham Capital Advisors, LLC March 2012 - January 2015
UBS Financial Services, Inc September 2006 - March 2012
Merrill Lynch February 1991 - September 2006
Skills
Investments, Alternative Investments, Corporate Development, Mergers, Equities, Series 7, Mergers & Acquisitions, Wealth Management..., Start-ups, Hedge Funds, Funding, Financial Services, Finance, Strategy, Private Equity, Due Diligence, Venture Capital
Education
Bethany College 1980 — 1984
Bachelor of Arts (BA), Communications
UBS Financial Services Inc. November 2007 - Present
Merrill Lynch June 2000 - November 2007
Northwestern Mutual June 1997 - June 2000
Education
Arizona State University, W. P. Carey School of Business 1995 — 2000
Bachelor of Science (B.S.), Business
UBS Financial Services Inc. September 2008 - Present
Fidelity 1996 - 2008
Education
Bentley University 1988 — 1992
UBS Financial Services, Inc March 2009 - Present
Morgan Stanley Smith Barney January 1997 - March 2009
Education
Auburn University 1985 — 1989
UBS Financial Services Inc. April 1989 - Present
Education
Babson College - Franklin W. Olin Graduate School of Business
mba, finance
Smith College
ghs
Raymond James Financial, Inc. February 2015 - Present
UBS Financial Services Inc February 1995 - January 2015
PaineWebber 1995 - 2000
Kidder Peabody 1994 - 1995
Office of the Mayor of the City of New York 1993 - 1994
Sirota Survey Intelligence 1990 - 1993
Skills
SDLC, IT Strategy, Business Analysis, Vendor Management, Project Portfolio..., Project Management, DB2, Software Project..., PMO, Trading Systems, SQL, Databases, COBOL, Offshoring, Mainframe, Enterprise Architecture, Agile Methodologies, Market Data, Requirements Analysis, Java, IT Management, Software Development, Business Requirements, Requirements Gathering, SOA, Data Warehousing, ITIL, Disaster Recovery, Systems Analysis, Integration, Visio, Unix, Solution Architecture
Education
Harkivs'kij Nacional'nij Universitet im. V.N. Karazina
M.S., Theoretical Physics
Moscow State Industrial University (MSIU)
Ph.D., Computer Modeling of Physical Processes
UBS Financial Services, Inc 2007 - Present
McDonald Investments November 2004 - February 2007
Victory Funds, Bisys November 2002 - October 2003
IntelliSpace May 2000 - November 2002
KeyBank August 1997 - May 2000
ADP November 1994 - August 1997
Education
Alfred University 1982 — 1986
BA
UBS Financial Services Inc. February 1994 - Present
Raffensperger, Hughes & Co., Inc. March 1987 - February 1994
Burroughs Corp. July 1984 - March 1987
Skills
Series 7, Investments, Series 63, Mutual Funds, Wealth Management, Retirement Planning, Financial Services, Portfolio Management, Financial Planning, Equities
Education
Ball State University - College of Business 1982 — 1984
A.A., Business Ed. & Office Admin.
Carroll High School (Fort Wayne, Indiana) 1978 — 1982
High School
Pearson Education July 2008 - Present
Pearson Education, Inc July 2008 - Present
UBS Financial Services Inc December 2006 - July 2008
Davidson & Grannum, LLP April 2003 - December 2006
Jay Goldberg May 1999 - April 2003
Skills
Westlaw, Legal Research, Legal Writing, Litigation, Intellectual Property
Education
Berkeley College
Associate in Applied Science; ABA Approved, Paralegal Studies Program
UBS Financial Services Inc. July 1988 - Present
Education
Boston College 1984 — 1988
Bachelors, Economics
AlphaStar Capital Management, LLC August 2015 - Present
AlphaStar Capital Management January 2013 - Present
Solace for the Children - Lake Norman August 2011 - December 2012
UBS Financial Services Inc October 2010 - August 2011
Banc of America Investments December 2003 - September 2010
TDTC, Inc 1998 - 2003
Navillus Securities 1995 - 1998
DSFS, Inc 1991 - 1995
Magnesium Elektron, Inc 1988 - 1991
Skills
Risk Management, Investments, Banking, Relationship Management, Project Management, Operations Management, Internal Audit, Operational Excellence, Operational Efficiency, Online Brokerage, Training Facilitation, Customer Retention, Customer Service, Credit Analysis, Financial Analysis, Cost Accounting, MS Excel Pivot Tables, Vlookup, Real Estate License, Real Estate Transactions, Contract Negotiation, Contractual Agreements, Consumer Lending, Securities, Strategy
Education
Bloomsburg University of Pennsylvania
BS, Business Administration/Accounting
J.P. Morgan Asset Management May 2014 - Present
Sanctuary for Families June 2012 - Present
UBS Financial Services Inc. December 2008 - April 2014
UBS Wealth Management August 2007 - December 2008
UBS Financial Services Inc. May 2005 - August 2007
UBS Financial Services Inc. January 2004 - May 2005
Bryan Cave LLP September 2000 - December 2003
Skills
Litigation, Compliance, Arbitration, Dispute Resolution, Mediation, Pro Bono Program..., Broker Dealer Regulation, Risk Management, Legal Issues, Legal Advice, Financial Regulation, Broker-Dealer, Securities Litigation, Securities Regulation, Commercial Litigation, Legal Writing, Legal Compliance
Education
Benjamin N. Cardozo School of Law, Yeshiva University 1997 — 2000
JD, Magna Cum Laude, Law
City University of New York City College 1993 — 1997
BA, Summa Cum Laude, Urban Legal Studies
UBS Financial Services Inc. February 2007 - Present
McDonald Investments August 1986 - February 2007
Education
Baldwin Wallace University 1974 — 1977
bachlors of art, business finance/political science
UBS Financial Services Inc. September 2012 - Present
Barclays August 2012 - September 2012
Deutsche Bank June 1996 - June 2012
ING Barings March 1990 - June 1996
CBS News January 1986 - March 1989
Skills
Investment Banking, Hedge Funds, Equities, Capital Markets, Fixed Income, Equity Research, Investments, Relationship Management, Investor Relations, Private Equity, Financial Services
Education
City University of New York-Baruch College
Asurion August 2013 - Present
Asurion March 2012 - August 2013
Asurion August 2010 - March 2012
Ceres Terminals Inc May 2007 - August 2010
The Tennessean October 2005 - May 2007
UBS Financial Services Inc November 2002 - October 2005
Skills
Access, General Ledger, Accounting, Forecasting, Payroll, Microsoft Excel, Account Reconciliation, Management, Customer Service, Finance, Analysis, Budgets, Outlook, Variance Analysis, Training
Education
Auburn University 1998 — 2002
Bachelors of Science in Business Administration, Finance
NewOak May 2015 - Present
CS Technology January 2015 - March 2015
RBC Capital Markets March 2014 - October 2014
McNamara & Associates, Inc., Organization & Management Development June 2012 - June 2013
Morgan Stanley Smith Barney July 2010 - May 2012
Citigroup January 2004 - January 2009
UBS Financial Services Inc June 2000 - May 2002
Skills
Change Management, Project Management, Performance Management, Employee Relations, Training, Operations Management, Onboarding, College Recruiting, HRIS, Human Resources, Talent Acquisition, Workforce Planning, Talent Management, Succession Planning, Benefits Negotiation, Risk Management, Project Tracking, Competency Based..., Team Building, Multi-Cultural Team..., Motivational Speaking, Employee Engagement, Employee Training, System Administration, MS Project, Project Planning, Project Coordination, Project Portfolio..., Project Scope..., Event Planning, Customer Retention, Customer Satisfaction, Cross-functional Team..., Mentoring, Collaborative Problem..., Technical Support, Accounting, Account Reconciliation, Financial Accounting, Financial Statements, Auditing, Internal Audit, Time Management, Scope Management, Quality Management, Process Improvement, Visio, PowerPoint, Microsoft Excel, Microsoft Word
Education
Keller Graduate School of Management of DeVry University 2011 — 2013
Master of Business Administration (M.B.A.), Project Management, 3.91/4.00
Prolus Consulting Services, Inc. (R.E.P) 2012 — 2012
Project Management Training Certificate, Project Management
Borough of Manhattan Community College 2010 — 2010
Certificate, PMP Prep Course
Baruch College Continuing Professional Studies 2009 — 2010
Certificates, Project Management, Accounting Principles and SHRM - Essentials of Human Rescources Management
Microsoft 2009 — 2009
Mircsoft Certified Application Specialist (MCAS), Ms Word & MS Excel 2007
Rutgers Business School 2009 — 2009
Certificate, Supervision/Management
City University of New York-Baruch College - Zicklin School of Business 2004 — 2008
BBA, Human Resources Management
Baruch College Continuing and Professional Studies 2002 — 2004
Certificates, Bookkeeping and Payroll
Borough of Manhattan Community College 1986 — 1990
A.A.S., Accounting
UBS Financial Services Inc. February 2008 - Present
Education
Baldwin Wallace University
BA, Business/Finance
UBS Financial Services Inc. May 2005 - Present
Wells Fargo June 2003 - May 2005
Education
Baldwin Wallace University 1987 — 1990
BA, Business Administration, Economics
St. Edward High School 1982 — 1986
High School, College/University Preparatory and Advanced High School/Secondary Diploma Program
St. Ignatius Antioch
J.P. Morgan Senior Wealth AdvisorFusion Family Wealth, LLCNovember 2013 - February 2015
UBS Financial Services Inc. May 2008 - November 2013
Morgan Stanley Smith Barney 2003 - 2008
Skills
Financial Services, Asset Management, Investments, Securities, Corporate Finance, Valuation, Private Equity, Investor Relations, Trading, Strategic Planning, Asset Allocation, Capital Markets, Customer Satisfaction, Real Estate, Fixed Income, Financial Reporting, Fund Of Funds, Investment Management, Analysis, Mergers & Acquisitions, Investment Properties, Microsoft Excel, Portfolio Management, Real Estate Development, Financial Modeling
Education
Baruch College, City University of New York (CUNY) 2002 — 2005
Master of Business Administration (M.B.A.), Investments and Finance - Zicklin School of Business
Touro College 1998 — 2001
Bachelor of Arts (B.A.), Finance & Computers
J.P. Morgan Chase & Co. June 2015 - Present
UBS Financial Services Inc. 2008 - Present
Merrill Lynch 1998 - 2008
T Rowe Price Associates Inc. 1993 - 1998
T. Rowe Price Associates Inc. 1992 - 1993
T. Rowe Price Associates, Inc. 1987 - 1992
Skills
ERISA, Retirement, IRAs, Investments, 401k, Securities, FINRA, Roth IRA, Contract Negotiation, Simple IRA, Profit Sharing, Mutual Funds, Retirement Planning, Employee Benefits, 401 K Rollovers, IRA's, SEP, Financial Services, Investment Advisory, Investment Advisers Act, Broker-Dealer
Education
Anne Arundel Community College
University of Baltimore School of Law
JD
University of Maryland Baltimore County
BS, Political Science
Flight Safety International July 2005 - July 2006
UBS Financial Services Inc June 2004 - August 2004
Education
St. John's University, The Peter J. Tobin College of Business 2007 — 2009
MBA, Accounting
Baruch College, City University of New York (CUNY) 2003 — 2005
BBA, Accounting
Barclays Wealth September 2010 - Present
UBS Wealth Management July 2007 - June 2010
UBS 1989 - June 2010
UBS Financial Services Inc. 2000 - 2010
UBS Investment Bank 2000 - 2002
Paine Webber 1998 - 2000
Bankers Trust - Deutsche Bank 1980 - 1998
Banker's Trust Company 1980 - 1998
Bankers Trust Company 1980 - 1989
Skills
Fixed Income, Equities, Trading, Financial Analysis, Middle Office, Portfolio Management, Wealth Management, Trading Systems, Financial Services, Derivatives, Banking, Investment Banking, Bloomberg, Capital Markets, Market Data, Electronic Trading, Back Office, Securities, Sybase, Settlement, Credit Derivatives, Equity Derivatives
Education
Pace University 1986 — 1994
MBA, Information Systems
Baruch College, City University of New York (CUNY) 1973 — 1976
McDonald's Corporation June 2015 - Present
FM Facility Maintenance January 2014 - Present
FM Facility Maintenance June 2012 - January 2014
Jones Lang LaSalle October 2011 - June 2012
InSite Real Estate December 2009 - November 2011
Kenar Homes May 2009 - December 2009
Thrivent Financial for Lutherans January 2008 - May 2009
UBS Financial Services, Inc May 2007 - August 2007
Caterpillar Inc. January 2006 - May 2007
Shepard Schwartz & Harris LLP May 2005 - August 2005
Skills
Accounting, Budgets, Microsoft Excel, Financial Modeling, Finance, Analysis, SQL, Strategic Financial..., Analytics, Variance Analysis, Facilities Management, Cost Savings..., Operating Expenses, Access, Management, Leadership, Financial Analysis, Microsoft Office
Education
Bradley University 2003 — 2007
Bachelor of Science, Finance
Northern Illinois University 2011 — 2011
Accounting
Aurora University 2009 — 2010
Concentration in Accounting, Accounting
UBS Financial Services Inc. 2008 - Present
Merrill Lynch May 1996 - December 2008
Education
Bellarmine University 1980 — 1984
BA, Business/History
Robert Wood Johnson University Hospital (RWJUH), New Brunswick, New Jersey June 2009 - Present
Starpoint Solutions August 2010 - October 2010
Professional Service Group of Central New Jersey July 2009 - February 2010
UBS Financial Services, Inc October 1994 - August 2007
UBS Financial Services, Inc October 1994 - April 1999
The Bank of New York March 1986 - October 1994
The Bank of New York March 1981 - March 1986
Skills
DB2, Project Management, CICS, VSAM, COBOL, Business Analysis, Management, Databases, JCL, SDLC, TSO, Fileaid, Mainframe, Microsoft Office, Program Management
Education
City University of New York 1989 — 1994
BSc, Information System Management
Borough of Manhattan Community College 1983 — 1987
Associate in Applied Science, Computer Programming
Raritan Valley Community College
Chain IQ US, Inc. May 2014 - Present
UBS Financial Services Inc. April 2002 - May 2014
KPMG Consulting November 1999 - October 2002
Unisource Worldwide, Inc. January 1999 - August 1999
Verizon January 1995 - December 1998
General Electric - National Broadcasting Company March 1985 - December 1994
Skills
Strategic Sourcing, Business Transformation, Business Process..., Outsourcing, Change Management, Vendor Management, Process Improvement, Management Consulting, Business Process..., Program Management, Stakeholder Management, Spend Analysis, Offshoring, Contract Negotiation, Portfolio Management, Operations Management, Sourcing, Procurement, Risk Management, Supply Chain Management, Negotiation, Analysis, Cross-functional Team..., Supply Chain, Financial Services, Governance, Mergers & Acquisitions, Strategy, Business Strategy
Education
City University of New York-Baruch College 1977 — 1981
Bachelor of Business Administration (B.B.A.), Business, Management, Marketing, and Related Support Services, Honors
Wells Fargo Advisors, LLC November 2014 - Present
UBS Financial Services Inc. February 2007 - November 2014
Morgan Stanley January 1995 - February 2007
Kemper Securities 1990 - January 1995
Prudential Securities December 1982 - 1990
Skills
Asset Allocation, Retirement Planning, Alternative Investments, Investment Strategies, Investments, Mutual Funds, Securities, Equities
Education
Adelphi University 1971 — 1973
Bachelor of Arts (B.A.), Psychology
Northeastern University 1969 — 1970
Accounting
UBS Financial Services Inc. November 2001 - Present
Salomon Smith Barney November 1995 - November 2001
British Petroleum/Carborundum January 1990 - November 1995
W.R. Grace & Co. February 1987 - January 1990
Mobil Oil June 1985 - February 1987
IC Industries/Abex April 1982 - June 1985
Skills
Finance, Fixed Income, Equities, Investment Banking, Capital Markets, Derivatives, Hedge Funds, Investments, Wealth Management, Portfolio Management, Alternative Investments, Valuation, Asset Management, Series 7, Financial Modeling
Education
Babson College 1976 — 1981
B.S., MBA, Economics, Finance
ACE Group November 2009 - Present
UBS Financial Services Inc November 1993 - July 2008
PaineWebber Inc 1989 - 1993
Standard & Poor's May 1987 - July 1989
Skills
Microsoft Office, Administrative Support, Outlook, Spreadsheets, PowerPoint, Excel, Word, Scheduling, Fax, Typing, Expenses, Visio, Calendars, Administrative..., Administration, Microsoft Excel, Administrative...
Education
American InterContinental University 2004 — 2006
Bachelor's Degree, Business Administration; Management and Human Resource, 3.8 Magna Cum Laude
Rutgers, The State University of New Jersey-Newark 1998 — 2001
Business Administration, 3.9
Bank of America March 2014 - Present
Bank of America June 2013 - March 2014
UBS Financial Services Inc. June 2012 - August 2012
UBS Financial Services Inc. January 2012 - August 2012
UBS Financial Services Inc. June 2011 - December 2011
UBS Financial Services Inc. June 2011 - December 2011
Skills
Excel, Word, Financial Analysis, Bloomberg Terminal, Bloomberg, Capital IQ, PowerPoint, Financial Modeling, Valuation, Morningstar, Access, Microsoft Office, Investments, Equity Research, Corporate Finance, Outlook, Equities, DCF, Fixed Income, Economics, Finance, Teamwork, Credit Analysis, Financial Risk, Analysis
Education
Babson College 2009 — 2013
B.S., Finance
UBS Financial Services, Inc February 2006 - Present
Goldman Sachs January 2004 - January 2006
Goldman Sachs September 2003 - January 2004
Education
Boston College 1997 — 2001
Bachelor's Degree, Communication, General
Franklin College Switzerland 1998 — 1998
RBC Wealth Management August 2010 - Present
Morgan Stanley Smith Barney 2004 - 2010
UBS Financial Services Inc. 2001 - 2005
Morgan Stanley 1994 - 2001
Education
Arizona State University 1988 — 1994
Bachelor of Science (B.S.), Finance, General
Arizona State University - W. P. Carey School of Business 1987 — 1994
Finance, Finance
Credit Suisse June 2010 - Present
Merrill Lynch February 2010 - May 2010
Sony Music Entertainment September 2009 - December 2009
UBS Financial Services Inc February 2009 - May 2009
Pace University Tutoring Center January 2008 - December 2008
Raymond James Financial Services June 2008 - August 2008
Skills
Bloomberg, Accounting, Microsoft Excel, Bloomberg Terminal, PowerPoint, Microsoft Office, Microsoft Word, Pivot Tables, Outlook, Research, Accounts Payable, Accounts Receivable, Budgets, Data Analysis, Finance, Financial Accounting, Financial Statements, Hedge Funds, Mutual Funds, Portfolio Management
Education
Baruch College 2012 — 2015
Master of Business Administration (MBA), Accounting
Pace University - Lubin School of Business 2006 — 2010
BBA, Finance
UBS Financial Services Inc. July 1985 - Present
Thomson Mckinnion January 1984 - July 1985
Johnson & Johnson Ethicon Division September 1982 - January 1984
Richardson Vicks June 1979 - September 1982
Education
Babson College 1975 — 1979
Millbrook School 1973 — 1975
Roxbury Latin School 1969 — 1973
Barclays Wealth and Investment Management July 2013 - Present
UBS Financial Services Inc. December 2002 - June 2013
Prudential Securities Inc. February 1998 - November 2002
NYC Department of Environmental Protection April 1993 - February 1998
Wilson Elser Moskowitz Edelman and Dicker September 1990 - April 1993
Skills
Securities, FINRA, AML, Capital Markets, Due Diligence, Investment Banking, Risk Management, Prime Brokerage, regulatory, Licensing, Litigation, Broker-Dealer, Mutual Funds, Internal Investigations, Legal Compliance, Hedge Funds, Securities Litigation, Financial Regulation, Securities Regulation, Investment Management, Alternative Investments
Education
Fordham University School of Law 1987 — 1990
Juris Doctor
Boston College 1984 — 1987
Bachelor of Arts (BA), Economics
Memorial Sloan-Kettering Cancer Center February 2011 - Present
Welsh Assembly Government June 2009 - February 2011
UBS Financial Services, Inc January 2007 - May 2007
Podell, Schwartz, Schechter & Banfield, LLP June 2005 - November 2006
Skills
Accounting, Accounts Payable, Budgets, Business Analysis, Business Development, Business Process..., Change Management, Customer Service, Data Analysis, Finance, Financial Analysis, Insurance, Investments, Invoicing, Management, Marketing, Microsoft Office, Office Administration, Process Improvement, Program Management, Project Management, Research, Risk Management, Sales, Systems Analysis
Education
Baruch College Zicklin School of Business 2005 — 2008
BBA, Finance and Investments
Baruch College
Master of Public Administration (MPA), Public Relations/Image Management
UBS Financial Services Inc. January 1985 - Present
Education
Albertus Magnus College 1976 — 1980
B.A, Economics, Philosophy and Sociology
State University of New York at Stony Brook
Master of Fine Arts (MFA), English- Creative Writing
UBS Financial Services Inc. June 2012 - Present
UBS Financial Services June 2009 - June 2012
UBS Financial Services Inc. February 1998 - June 2009
Education
Adelphi University
Bachelor of Applied Science (B.A.Sc.), Education
Brigham and Women's Hospital April 2013 - Present
UBS Financial Services Inc. September 2010 - August 2012
Fulbright Program 2009 - 2010
Education
Boston College 2005 — 2009
B.A., Psychology, German
Boston University, UMass Boston
non-degree student, prerequisites for application to PA programs
UBS Financial Services Inc. July 2013 - Present
UBS May 2012 - August 2012
Ball State University - Student Managed Investment Fund January 2012 - June 2012
Skills
Strategic Planning, Project Management, Business Development, SQL, Microsoft Office, Microsoft Excel, Business Planning, Microsoft Word, PowerPoint, Financial Analysis, Access, Executive Reporting, Risk Management, Data Analysis, Toad, Business Intelligence, Data Mining, Call Center Development, Call Center..., IVR, Financial Reporting, Cognos, Avaya IP Telephony, Attrition Reduction, Client Aquisition, Business Strategy, Revenue Analysis
Education
Ball State University - College of Business 2009 — 2013
Bachelor of Science (BS), Finance - Financial Planning & Investments
UBS Financial Services Inc May 2005 - Present
Bank of America May 2000 - April 2005
Education
Belmont University 1992 — 1995
BA, History
American Express January 2013 - Present
UBS Financial Services Inc September 2012 - December 2012
Merrill Lynch October 2010 - May 2011
Skills
Investments, Financial Risk, Finance, Financial Modeling, Portfolio Management, Equities, Valuation, Banking, Microsoft Office, Investment Banking
Education
New Jersey Institute of Technology 2014 — 2015
Master's Degree, Business and Information Systems, GPA-3.75
Baruch College, City University of New York (CUNY) 2008 — 2012
Bachelor's Degree, Finance and Investments
Pershing LLC, A Bank of New York Mellon Securities Group Co. November 2006 - Present
UBS Financial Services Inc. January 2006 - November 2006
UBS Financial Services Inc. January 2005 - December 2005
UBS Financial Services Inc. October 2000 - February 2005
PaineWebber Incorporated June 1999 - October 2000
PaineWebber Incorporated January 1998 - June 1999
MERRILL LYNCH February 1997 - August 1997
Skills
Solaris, Java, Quality Assurance, SDLC, Business Analysis, User Acceptance Testing, C++, Troubleshooting, Testing, Unix, Linux, Integration, Databases, Servers, ITIL, Software Configuration..., Requirements Analysis, Vendor Management
Education
City University of New York-Baruch College 1995 — 1997
Bachelor of Business Administration (BBA), Major: Finance and Investments; Minor: Computer Information Systems, GPA: Cumulative: 3.47; Major: 3.44; Minor: 3.66;
Barclays Investment Bank April 2013 - Present
Lumana Credit June 2011 - Present
UBS Financial Services Inc. June 2011 - Present
Education
Soka University 2008 — 2013
Bachelor, Humanities
Bellevue College 2010 — 2011
International Business Professions Program, Finance, Accounting
La Trobe University
Intensive English Course, English, Ethnic Studies
UBS Financial Services Inc August 2006 - Present
Piper Jaffray March 1988 - August 2006
Education
Arizona State University 1972 — 1976
Bachelor of Science, Business
UBS Financial Services Inc. May 2001 - Present
Mother Nature.com July 1999 - January 2001
Merrill Lynch May 1974 - April 1999
Education
Bay Path College 2010 — 2014
Associate of Science (A.S.), Business Administration
UBS Financial Services Inc. January 2012 - Present
Kookmin Bank January 2006 - Present
Education
University of California, San Diego 2011 — 2012
계명대학교 / Keimyung University 2001 — 2006
Bachelor's degree, Economics
UBS Financial Services Inc. March 2012 - Present
Wells Fargo Advisors November 2008 - March 2012
Sovereign Bank 2004 - 2008
Education
Baruch College 1975 — 1977
Bachelor of Business Administration (BBA), Marketing
Brooklyn College 1973 — 1975