Broadridge Business Process Outsourcing LLC
Industry: Company
DescriptionFounded: 2001 Parent organization: Broadridge Financial Solutions
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Broadridge Business Process Outsourcing LLC Employees
Broadridge Business Process Outsourcing, LLC January 2013 - Present
Ridge Clrg & Outsourcing Solutions, Inc. (f/k/a ADP Clrg & Outsrcng Svcs, Inc.), a sub of Broadridge October 2004 - December 2012
Quick & Reilly/Fleet Sec's, Inc.,Bk of America sub-acqrd frm FltBstn F'ncl Corp(sbsqntly ADP acqrd) October 2000 - October 2004
Chase Securities, Inc. July 1997 - October 2000
Goldstein Golub Kessler & Company, P.C. December 1996 - July 1997
Deutsche Morgan Grenfell Inc. February 1994 - December 1996
Mabon Securities Corporation December 1991 - February 1994
Dean Witter Reynolds, Inc. April 1989 - December 1991
Manufacturers Hanover Securities Corporation January 1987 - March 1989
Manufacturers Hanover Securities Corporation February 1985 - January 1987
Skills
Reporting & Analysis, Accounting, Regulatory Reporting, Securities, Financial Reporting, Cash Management, Insurance, Executive Management, Risk Management, Internal Audit, Financial Risk, Equities, Trading Systems, Strategic Financial..., Investments, Hedge Funds, Fixed Income, Due Diligence, FINRA, Financial Services, Finance, Trading, Banking, Financial Markets, Account Reconciliation, Auditing, Analysis, Middle Office, Credit, Financial Planning
Education
Pace University - Lubin School of Business 1985 — 1992
Master of Business Administration (M.B.A.), Finance, Overall GPA 3.43
Northeastern University 1975 — 1980
Bachelor's Degree, Accounting, Major GPA 3.50; Graduated With Honor
Herricks High School 1972 — 1975
High School Diploma, Liberal Arts
Broadridge Business Process Outsourcing, LLC March 2009 - Present
Broadridge Business Process Outsourcsing Solutions, LLC January 2007 - February 2009
Skills
Microsoft Excel, Fixed Income, Management, Trading Systems, Financial Reporting, Financial Services, Series 99, Settlement, Broadridge Impact, Account Reconciliation, Customer Service, Microsoft Office, Microsoft Word, Finance, Internal Controls, FICC, US Treasuries, Accounting, Account Management, General Ledger, Auditing, Back Office, Government Securities, Broadridge BPS, Bloomberg Terminal, Salesforce.com
Education
Quinnipiac University - School of Business 2002 — 2006
Bachelor of Science (B.S.), Marketing
Broadridge Business Process Outsourcing LLC August 2014 - Present
Education
University of Massachusetts, Amherst 2010 — 2014
Bachelor's Degree, Communication
Broadridge Business Process Outsourcing, LLC May 2000 - Present
Ridge Clearing May 2000 - December 2012
TDWATERHOUSE May 2000 - May 2005
Skills
Microsoft Excel, Brio Query, Microsoft Office, Citrix Metaframe, ADP E-Time, TREX, GLOBALREX, FINRA, Internet Explorer, Google Chrome, Adobe, Microsoft Word, Oracle, Notepad, Bloomberg Terminal, Risk Management, Equities, Financial Risk, Securities, Corporate Actions, Fixed Income, Series 7, Mutual Funds, Back Office, Capital Markets, Trading Systems, Financial Services
Education
City University of New York-College of Staten Island 1996 — 2000
Associate's degree, BUSINESS
Broadridge Business Process Outsourcing, LLC May 2013 - Present
Broadridge Business Process Outsourcing, LLC January 2013 - May 2013
Ridge Clearing & Outsourcing Solutions, Inc. January 2009 - January 2013
Broadridge Financial Solutions (India) Pvt Ltd April 2008 - December 2008
Broadridge Financial Solutions (India) Pvt Ltd April 2007 - April 2008
ADP Private Limited April 2004 - March 2007
D.E. Shaw India Software Private Ltd May 1998 - June 1999
Skills
Outsourcing, Corporate Actions, Securities, Process Improvement, Business Analysis, Strategy, Trading Systems, Back Office, Operations Management, Leadership, Fixed Income, CRM, Equities, Investment Banking, Management, Training, Settlement, Project Management, Risk Management, Prime Brokerage, Financial Services, Business Process
Education
Indian Institute of Management, Bangalore 2002 — 2002
Leadership Development Programme
Symbiosis Institute of Management Studies 1999 — 2001
MBA, Intl Trade
St.Francis Degree College for Women 1995 — 1998
B.Com
D.A.V. Public School 1985 — 1993
Broadridge Business Process Outsourcing, LLC February 2000 - Present
Ridge Clearing, A Division of Broadridge Financial Solutions 2000 - Present
Quick & Reilly 2000 - Present
Broadridge 2000 - Present
Ridge Clearing and Outsourcing Solutions 2000 - Present
Ridge Clearing & Outsourcing Solutions, Inc., A Division of Broadridge Financial Solutions, Inc. 2000 - Present
Fleet Securities 2000 - 2005
ADP February 2000 - May 2004
ADP Clearing & Outsourcing Svcs (US Clearing) February 2000 - May 2004
National Financial March 1995 - February 2000
Skills
Fixed Income, Risk Management, Back Office, Capital Markets, Trading Systems, Hedge Funds
Education
Coe College 1982 — 1986
Bachelor of Arts (B.A.), Business Administration and Management, General
Broadridge Business Process Outsourcing, LLC April 2007 - Present
Montauk Financial Group December 2000 - April 2007
Coleman and Company Securities March 1997 - December 2000
J.W. Barclay January 1995 - January 1996
Gruntal & Co. April 1993 - June 1994
Skills
Series 7, Securities, Series 63, FINRA, Series 24, Series 14, Options, Fixed Income, Trading Systems, Capital Markets, Hedge Funds, Trading, Prime Brokerage, Middle Office, Electronic Trading, Alternative Investments, Financial Services, AML, Financial Markets, Back Office
Education
University of Pennsylvania - The Wharton School 2006 — 2009
CRCP, Compliance
City University of New York-Brooklyn College 1988 — 1993
Broadridge Business Process Outsourcing, LLC April 1999 - Present
National Discount Broker September 1997 - April 1999
Skills
Equities, Securities, Back Office, • Microsoft Office..., • Broadridge (formerly..., • DTC & CDS systems, • Series 7 & Series 63..., Broadridge Impact fixed...
Education
New York University 1993 — 1997
BS, Finance/Management
Broadridge Business Process Outsourcing, LLC 2007 - Present
Deutsche Bank 1994 - 2007
Skills
Microsoft Office, Expense Reduction, Development Of Employees, System Implementations, Process Improvement, Management, Client Service Oriented, Project Management, Microsoft Word, Lotus Notes, PowerPoint, Global Plus, Microsoft Excel, Banking
Education
University of Phoenix
Bachelor of Science (B.S.), Business Administration and Management, General
New Jersey City University
Business Administration and Management, General
William Paterson University of New Jersey
Business Administration and Management, General
Broadridge Business Process Outsourcing, LLC March 2006 - Present
Charles Schwab & Co.,Inc June 1996 - December 2005
Pershing Division of Donaldson, Lufkin & Jenrette May 1994 - June 1996
Smith Barney, Inc March 1992 - May 1994
Shearson Lehman Brothers, Inc. May 1987 - March 1992
Merrill Lynch Pierce Fenner and Smith, Inc. July 1983 - April 1987
Skills
Risk Management, Strategic Planning, Change Management, Business Strategy, Process Improvement, Executive Management, Global Operations, Business Development, Financial Services, Business Process..., Organizational..., Thought Leadership
Education
Hofstra University 1981 — 1983
Bachelor of Business Administration (BBA), Banking, Finance and Investments
Michigan State University 1978 — 1981
Accounting
Broadridge Financial Solutions January 1996 - February 2013
Broadridge Business Process Outsourcing, LLC 1996 - 2013
Broadridge Financial Solutions January 2006 - December 2012
ADP January 2000 - January 2003
Skills
Work Very Well with..., Collaborative Problem..., Communication Skills
Education
Queensborough Community College 1977 — 1980
Associate's degree, Business/Commerce, General
Baruch College
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