Smith Barney Inc.

Smith Barney Inc. List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Smith Barney Inc.. You can filter them based on skills, years of employment, job, education, department, and prior employment.

Smith Barney Inc. Salaries. You can even request information on how much does Smith Barney Inc. pay if you want to. Learn about salaries, pros and cons of working for Smith Barney Inc. directly from the past employees.

Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!

141 Smith Barney Inc. employees in database. Find out everything there's to know about Smith Barney Inc. employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.

Smith Barney Inc. Employees

Employee
Years
Job
Industry
Elaine Friedman Elaine Friedman Baltimore, Maryland Area Details
Elaine Friedman's Smith Barney Inc. Experience August 1993 - January 1996
Job Business Manager at Oasis Senior Advisors Franchise Systems, LLC
Industry Executive Office
Experience
Oasis Senior Advisors Franchise Systems, LLC   Business ManagerOasis Senior Advisors Franchise Systems, LLC2014 - Present
Greenhill & Co., LLC   January 1996 - February 1997
Smith Barney Inc.   August 1993 - January 1996
Morgan Staley Group Inc.   July 1986 - January 1990

Education
University of Maryland Baltimore County
Bachelor of Arts (B.A.), Modern Languages and Linguistics

Stuart Manis Stuart Manis Jacksonville, Florida Area Details
Stuart Manis's Smith Barney Inc. Experience 1990 - 1995
Job Director, Sales and Marketing at Kramer Consultants, LLC
Industry Machinery
Experience
Kramer Consultants, LLC   2004 - Present
Kia Motors America, Inc.   1996 - 2004
Smith Barney, Inc.   1990 - 1995
Ford Division   1980 - 1990

Skills
Customer Satisfaction, Management, Account Management, Sales Management, Automotive Aftermarket, Parts, Vehicles, Negotiation, Cross-functional Team..., Competitive Analysis, Strategic Planning, Training, Leadership, Marketing Strategy, Customer Retention, Automotive, Sales Operations, Market Research, Automobile, New Business Development, Customer Service, Budgets, Team Building, Marketing, Contract Negotiation, Process Improvement, Sales, Forecasting, Materials, Operations Management, Sales Process, Profit, Market Analysis, Strategy, Dealers, Business Planning

Education
Tulane University - A.B. Freeman School of Business
M.B.A., Marketing/Management, General

University of Wisconsin-Madison
B.S., Double Major in Economics and Communication Arts

Shirley Liu Shirley Liu San Francisco Bay Area Details
Shirley Liu's Smith Barney Inc. Experience March 2003 - September 2003
Job Strategic Partnerships and Business Development
Industry Computer Software
Experience
Google  May 2014 - Present
Evernote  July 2012 - February 2014
Amazon  June 2011 - August 2011
Google  June 2009 - August 2010
Google  March 2005 - May 2009
Oplink Communications Inc.  August 2004 - February 2005
Smith Barney Inc.   March 2003 - September 2003
Silicon Valley Bank  June 2002 - August 2002

Skills
Product Management, Cross-functional Team..., CRM, Management, Enterprise Software, Strategy, Training, Sales Operations, Marketing, Business Development, Sales, Integration, SaaS, Project Management, Sales Management

Education
Northwestern University - Kellogg School of Management   2010 — 2012
MBA, Marketing

University of California, Berkeley   2000 — 2004
Bachelor of Arts, Double Major: Political Science, Communications

Yanick Midyette Yanick Midyette Atlanta, Georgia Details
Yanick Midyette's Smith Barney Inc. Experience September 2000 - January 2009
Job Vice PresidentInvestment Specialist | Institutional Trading | Securities Sales Supervision | Compliance
Industry Financial Services
Experience
SunTrust  November 2013 - April 2014
HSBC Securities  February 2009 - September 2013
Smith Barney, Inc.   September 2000 - January 2009

Skills
Series 7, Wealth Management, Portfolio Management, Mutual Funds, Asset Allocation, Equities, Series 63, Fixed Income, Financial Markets, Asset Management, Banking, Investment Advisory, Series 65, Investment Strategies, Securities, Wealth Management..., Capital Markets, Finance, Strategy, Derivatives, AML, Investment Banking, Strategic Financial..., Emerging Markets, Investment Management, Series 9, Series 10, Securities Regulation, Securities Sales..., Trade Compliance, GA Life, Accident &..., Series 6, Series 31, Revenue & Profit Growth, Business Development, Financial Advisory, Retirement Planning, Bloomberg, Trading Systems, Options, Structured Products, Foreign Exchange, Precious Metals, Home Equity Loans, Compliance, Private Banking, Investment Brokerage, Retail Banking, Employee Training, Microsoft Office

Education
University of Miami - School of Business   2003 — 2004
MBA, International Business

Florida International University   1992 — 1994
B.S., Mass Communication & Journalism

Lake Mary High School

Brad Lips Brad Lips Washington, District Of Columbia Details
Brad Lips's Smith Barney Inc. Experience October 1995 - May 1997
Job Chief Executive Officer at Atlas Network
Industry Nonprofit Organization Management
Experience
Atlas Network  November 2009 - Present
Atlas Network  April 1998 - November 2009
The Progress & Freedom Foundation  June 1997 - April 1998
Smith Barney Inc.   October 1995 - May 1997

Skills
Nonprofits, Fundraising, Research, Publishing, Liberty, Leadership, Books, Policy Analysis

Education
Goizueta Business School, Emory University   1993 — 1995
Master of Business Administration (MBA)

Princeton University   1988 — 1992
Bachelor of Arts (B.A.), Sociology

Mayra Oviedo Mayra Oviedo New York, New York Details
Mayra Oviedo's Smith Barney Inc. Experience May 2005 - June 2009
Job Director at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Big Brothers Big Sisters of NYC  September 2005 - Present
Morgan Stanley Smith Barney  June 2009 - Present
Morgan Stanley Wealth Management  1991 - Present
Smith Barney Inc.   May 2005 - June 2009
Smith Barney Inc.   November 1997 - May 2005

Skills
Wealth Management, Management, Financial Services, Risk Assessment, Legal Compliance, Legal Issues, Legal Review, Event Planning, Networking, Marketing, Social Media, Accounting, Training, Leadership, Nonprofits, Recruiting, Fundraising, Entrepreneurship, Social Networking, Community Outreach, Microsoft Office, Public Speaking, Spanish

Education
Baruch College   2000 — 2004
Bachelor of Business Administration (B.B.A.), Entrepreneurial and Small Business Operations

Borough of Manhattan Community College   1998 — 2000
Associate of Arts (A.A.), Business Administration and Management, General

Chris Dillman Chris Dillman Oklahoma City, Oklahoma Details
Chris Dillman's Smith Barney Inc. Experience January 2007 - April 2007
Job
Industry Oil & Energy
Experience
Vitol Group  August 2015 - Present
Vitol Group  August 2012 - July 2015
TFS Energy  July 2008 - May 2012
Oppenheimer & Co, Inc.   May 2007 - August 2007
Smith Barney Inc.   January 2007 - April 2007
Shamrock Lacrosse   June 2006 - August 2006

Skills
Natural Gas, Petroleum, Financial Modeling, Financial Analysis, Commodity, Data Analysis, Technical Analysis, Brokers

Education
University of Oklahoma - Price College of Business   2013 — 2015
Master of Business Administration (MBA)

Gettysburg College   2004 — 2008
BA

American University
Washington Semester

Newark Academy   2000 — 2004

Gabriel Rodriguez, Jr., CPA Gabriel Rodriguez, Jr., CPA Greater New York City Area Details
Gabriel Rodriguez, Jr., CPA's Smith Barney Inc. Experience May 1995 - August 1995
Job Global Finance Director and U.S. Firm Assistant Controller at Ernst & Young LLP and National Vice President at ALPFA
Industry Accounting
Experience
EY  July 2015 - Present
ALPFA, Inc. — Empowering Latino Leaders   October 2012 - Present
EY  October 2008 - June 2015
ALPFA, Inc. — Empowering Latino Leaders   October 2007 - September 2011
ALPFA, Inc. — Empowering Latino Leaders   March 2006 - December 2008
EY  October 1996 - September 2008
Smith Barney, Inc.   May 1995 - August 1995

Skills
US GAAP, Consolidation, Revenue Recognition, IFRS, Leases, Business Combinations, SEC Reporting, Acquisition Integration, M&A due diligence, Carve-outs, Business, SEC filings, Financial Reporting, Internal Controls, Financial Accounting, Finance, Sarbanes-Oxley Act, Financial Analysis, General Ledger, Cash Flow, Mergers & Acquisitions, Accounting, Due Diligence, SEC Filings

Education
Rutgers University-New Brunswick   1991 — 1996
B.S., Accounting

Brian M. Burke Brian M. Burke Greater Boston Area Details
Brian M. Burke's Smith Barney Inc. Experience August 1983 - January 1988
Job Real Estate Photographer
Industry Photography
Experience
TakeTheTour   January 1995 - Present
Hockey East   1986 - October 2012
Patriot Pension Advisors   2005 - April 2012
Russian Exports, Inc.   October 1992 - January 1995
Smith Barney Inc.   August 1983 - January 1988

Skills
Residential Homes, Real Estate, Commercial Real Estate, Sellers, Business Development, Photography, Property, New Business Development, Selling, Marketing, Marketing Strategy, Sales, Sales Management

Education
University of Notre Dame   1975 — 1979
BA, Management

Phillips Academy Andover   1972 — 1975

St. Sebastian's   1968 — 1972

Robert Fannon Robert Fannon Bordentown, New Jersey Details
Robert Fannon's Smith Barney Inc. Experience April 1995 - January 1999
Job Senior Financial Services Professional
Industry Financial Services
Experience
Citi  May 2006 - November 2013
Citi  May 2006 - November 2013
Morgan Stanley  January 2005 - April 2006
Bank Julius Baer  July 2004 - January 2005
US Trust Company US Trust Technology and Support   July 2000 - June 2004
Charles Schwab & Co., Inc   January 1999 - July 2000
Smith Barney Inc  April 1995 - January 1999

Skills
Fixed Income, Banking, Portfolio Management, Equities, Capital Markets, Credit, Derivatives, Financial Services, Loans, Risk Management, Investments, Hedge Funds, Financial Modeling, Credit Risk

Education
Nassau Community College
Business Administration

St. John's University

Sullivan County Community College
Completed Credits toward BA Degree, Business Administration, Management and Operations

Kat Brown Kat Brown San Gabriel, California Details
Kat Brown's Smith Barney Inc. Experience October 2004 - May 2005
Job Accountant at ABM Engineering Services
Industry Accounting
Experience
ABM Engineering Services  June 2011 - April 2012
The Langham Pasadena   November 2008 - February 2010
IDS Real Estate Group  December 2006 - May 2008
Smith Barney, Inc.   October 2004 - May 2005

Education
California State University, Los Angeles - College of Business and Economics   2002 — 2006
Bachelor's Degree, Business Administration/Accounting

Hal R. Harris Hal R. Harris Naples, Florida Details
Hal R. Harris's Smith Barney Inc. Experience 1992 - 1999
Job Regional Sales Director
Industry Financial Services
Experience
Ameritas  2015 - Present
Private  2012 - 2015
Securian Financial Group  2006 - 2011
Security Benefit  1999 - 2005
Smith Barney, Inc.   1992 - 1999
Paine Webber, Inc.   1989 - 1992
Drexel Burnham Lambert, Inc.   1985 - 1988
Drexel Burnham Lambert, Inc.   1983 - 1985

Skills
Sales Management, Relationship Management, New Business Development, Strategic Planning, Cross-functional Team..., Investment Management, Mutual Funds, Fixed Annuities, Life Insurance, Variable Annuities, Indexed Annuities, ETFs, Alternative Investments, Retirement Planning, Investments, 401k, Investment Advisory, Portfolio Management, Retirement, Asset Allocation, Securities

Education
University of Miami - School of Business
Master of Business Administration (M.B.A.), Finance

University of Florida
Bachelor of Arts (B.A.), Psychology

David J. Ameen David J. Ameen Greater Boston Area Details
David J. Ameen's Smith Barney Inc. Experience 1999 - 2009
Job Senior Vice President Investment Officer at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC  February 2009 - Present
Smith Barney inc.   1999 - 2009
Prudential Securities inc.  1994 - 1999
Paine Webber Inc.  1990 - 1994
Bear Stearns & Co.   1987 - 1990

Skills
Hedge Funds, Financial Analysis, 401k, ETFs, Capital Markets, Financial Modeling, Financial Services, Risk Management

Education
UMass Lowell
Bachelor's degree, Finance, Computer Science-Minor

Brian Dittrich, CPA Brian Dittrich, CPA Boca Raton, Florida Details
Brian Dittrich, CPA's Smith Barney Inc. Experience January 1983 - December 1985
Job Owner at Dittrich Consulting Corp
Industry Accounting
Experience
Dittrich Consulting Corp   January 1989 - Present
Coopers & Lybrand  January 1986 - December 1988
Smith Barney Inc.   January 1983 - December 1985
Arthur Anderson & Co.   June 1978 - December 1982

Skills
Tax, Mergers & Acquisitions, Investments, Small Business, Retirement, Tax Law, CPA, Accounting, Financial Reporting, Management Consulting, Financial Analysis, Auditing, Corporate Tax, Income Tax, Due Diligence

Education
New York University   1982 — 1983
Master's degree, Taxation, Pretty Good

New York University   1980 — 1981
Master of Business Administration (MBA), Finance, General, Pretty Good

Lehigh University - College of Business and Economics   1974 — 1978
Bachelor of Science (BS), Accounting, Pretty Good

Maryana Smaga, PMP Maryana Smaga, PMP Greater New York City Area Details
Maryana Smaga, PMP's Smith Barney Inc. Experience 2002 - 2004
Job Project Manager & Operations Leader
Industry Financial Services
Experience
Prominent Properties Sotheby's International Realty  2014 - Present
DRMS Enterprises   2014 - 2015
The Depository Trust & Clearing Corporation  2012 - 2014
The Depository Trust & Clearing Corporation  2007 - 2012
The Depository Trust & Clearing Corporation  2006 - 2007
HSBC  2004 - 2006
Smith Barney, Inc.   2002 - 2004

Education
City University of New York-Baruch College - Zicklin School of Business
BBA, Finance and Investments

Steven Charest Steven Charest Greater New York City Area Details
Steven Charest's Smith Barney Inc. Experience July 1993 - July 1996
Job Market Strategist at Divine Capital Markets
Industry Financial Services
Experience
Divine Capital Markets  October 2003 - Present
May Davis Group   January 1997 - October 2003
Bear, Stearns & Co. Inc.   July 1996 - January 1997
Smith Barney Inc.   July 1993 - July 1996
DuPont Pharmaceuticals  January 1991 - July 1993

Skills
ETFs, Equity Trading, Series 7, Options, Trading, Capital Markets, Series 63, Equities, Investment Banking, Bloomberg, Trading Systems, Financial Analysis, Investments, Emerging Markets, Venture Capital, Equity Research, Asset Management, Fixed Income, Financial Markets, Valuation, Alternative Investments, Trading Strategies, Securities, Portfolio Management, Private Equity, Private Placements, FINRA, Investment Strategies, Currency, Equity Derivatives, Financial Modeling

Education
University of South Florida   1982 — 1986
Bachelor of Arts, Advertising/Mass Communications

Forest Hills High School

Stephanie P. Lutz Stephanie P. Lutz Greater New York City Area Details
Stephanie P. Lutz's Smith Barney Inc. Experience 1991 - 1996
Job Senior Marketing | Retail Operations Management | Sales | MBA
Industry Automotive
Experience
Jaguar Land Rover NA, LLC   2004 - Present
Ford Motor Company  1997 - 2008
Smith Barney Inc  1991 - 1996

Skills
Marketing, Operating Budgets, Strategic Sales Plans, Warranty, Extended Warranty, Luxury Brand Marketing, Customer Experience..., Financial Analysis, Financial Audits, Process Improvement, Incentive Programs, Customer Relationship..., CRM, Strategy, Program Management, Forecasting, Automotive, Customer Satisfaction, Marketing Strategy, Customer Retention, Networking, Direct Sales, Account Management, Operations Management, Sales Management, Automobile, Cross-functional Team..., Vehicles, Business Development, Management, Budgets, Retail, Analysis, Competitive Analysis, Pricing, Project Planning, Finance, Training, Business Planning, Profit, Sales Process, Sales Operations, Market Analysis, Customer Experience

Education
Fordham University - Graduate School of Business Administration
MBA, Finance

University of Notre Dame - Mendoza College of Business
BBA, Finance

Neil J. Smolen Neil J. Smolen Portland, Oregon Details
Neil J. Smolen's Smith Barney Inc. Experience 1994 - 2004
Job Senior Managing Director | Global Corporate Services at Newmark Grubb Knight Frank
Industry Real Estate
Experience
Newmark Grubb Knight Frank  August 2012 - Present
Ankeny Ash Partners   April 2012 - Present
Meriwether Condominium Owners Association   November 2011 - Present
Morgan Stanley  June 2009 - April 2012
Citigroup Inc.  2004 - 2009
Smith Barney Inc.   1994 - 2004
Shearson Lehman Brothers/EF Hutton   1985 - 1994
Procter & Gamble  June 1984 - January 1985

Skills
Organizational..., Account Management, Team Management, Portfolio Management, Client Relationship..., Transaction Management, Property Management, Strategic Planning, Project Management, Lease Negotiation, Business Relationship..., Executive Level..., Financial Analysis, Real Estate Finance, Marketplace Mapping, Dispositions, Dashboard Reporting, Contract Negotiation, Customer Relations, Lease Administration, Space Planning, Organizational Change, Lease Negotiations, Real Estate Economics, Disposition, Corporate Real Estate, Negotiation, Facilities Management, Leases, Space planning, Vendor Management, Customer Service, Commercial Real Estate, Location Intelligence, Leadership, Real Estate, CRM, Asset Management, Business Development, Management, Start-ups, Property, Acquisitions, Brokerage, Real Estate Development, Due Diligence, Business Strategy, Real Estate Transactions, Investments, Valuation

Education
Oregon State University   1980 — 1984
BS, Business Management

Jack Milewski, CEP Jack Milewski, CEP Greater Atlanta Area Details
Jack Milewski, CEP's Smith Barney Inc. Experience July 2002 - February 2004
Job Sr. Implementation Manager at E*TRADE Financial Corporation
Industry Financial Services
Experience
E*TRADE Financial Corporation  March 2015 - Present
E*TRADE Financial Corporation  August 2012 - Present
Computershare  September 2006 - July 2013
Computershare  July 2005 - September 2006
Computershare  April 2004 - July 2005
Smith Barney Inc  July 2002 - February 2004
UBS/Paine Webber Inc.   August 2001 - April 2002
Datek Online Brokerage Services LLC.   February 2000 - June 2001

Skills
Finance, Financial Services, Equities, Securities, Series 7, Relationship Management, Equity Compensation, ASC 718 Reporting, Equity Edge Online, Certified Equities..., Project Management, New Client...

Education
Berkeley College   2004 — 2008
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General

Berkeley College-Woodland Park   1996 — 1998
Associate of Science (A.S.), International Business

Orestes Varvitsiotes Orestes Varvitsiotes Greater New York City Area Details
Orestes Varvitsiotes's Smith Barney Inc. Experience 1993 - 1996
Job Trader at Schottenfeld LLC
Industry Financial Services
Experience
Schottenfeld LLC   2007 - Present
Schonfeld Group  2004 - 2007
Cantor, Weiss, & Friedner Inc.   2002 - 2004
Investprivate   2001 - 2002
Prime Charter Ltd.  1996 - 2000
Smith Barney Inc.   1993 - 1996
Lehman Brothers  1993 - 1993

Skills
Series 7, Series 55, Series 63, Electronic Trading, Equity Trading, FINRA, Financial Services, Equity Derivatives, Investment Banking, Trading Systems, Hedge Funds, Trading, Alternative Investments, Options, Fixed Income, Investments, Equities, Trading Strategies, Financial Markets, Securities, Bloomberg, Commodity, Global Macro, Proprietary Trading, Derivatives, Hedging, Technical Analysis, ETFs, Equity Research

Education
CFA Institute
Candidate

The George Washington University
BS, Political Science

University of Athens

Terry R. Cox Terry R. Cox Indianapolis, Indiana Area Details
Terry R. Cox's Smith Barney Inc. Experience December 1993 - April 1998
Job LPL Financial Advisor, Vice President at Elements Wealth Management
Industry Financial Services
Experience
Elements Financial Federal Credit Union   October 2005 - Present
Natcity Investments Inc  March 2003 - October 2005
Fisher Investments  June 2001 - March 2003
Banc One Securities Corporation  April 1998 - June 2001
Smith Barney, Inc.   December 1993 - April 1998

Skills
Investments, Strategic Financial..., Wealth Management, Insurance, Securities, Portfolio Management, Investment Management

Education
Indiana State University - Scott College of Business   1973 — 1977
B.S., Marketing

Jonathan Moorehead Jonathan Moorehead Greater New York City Area Details
Jonathan Moorehead's Smith Barney Inc. Experience 1992 - 1996
Job Supervisor, Central Engineering
Industry Telecommunications
Experience
IPC Systems, Inc.   August 2013 - Present
British Telecom Global Banking & Financial Markets/Trading Systems   December 2003 - August 2013
Solomon Page ITP - Comcap   1996 - 2003
Smith Barney, Inc  1992 - 1996
Merrill Lynch  1992 - 1994
Centel/Williams Group   1990 - 1992

Skills
VoIP, Telecommunications, Avaya, Service Delivery, Network Design, Switches, Data Center, Managed Services, Troubleshooting, Vendor Management, SIP, Cisco Technologies, ITIL, Visio, MS Project, Management, IT Service Management, Networking, IT Strategy, Project Management, Outsourcing, TCP/IP, CRM, PMO

Education
Morgan State University   1979 — 1984
Business Admin

Luciano Cuneo Luciano Cuneo Miami/Fort Lauderdale Area Details
Luciano Cuneo's Smith Barney Inc. Experience October 1999 - December 2002
Job Financial Advisor, Investment Adviser Representative at Raymond James & Associates, Inc.
Industry Investment Management
Experience
Raymond James  February 2014 - Present
ARCA Capital Investments   November 2012 - January 2014
NorthStar Alternatives, LLC   March 2009 - November 2012
Quantek Asset Management   January 2005 - January 2009
Franco Asset Management LP   January 2003 - December 2004
Smith Barney, Inc.   October 1999 - December 2002

Skills
Capital Raising, Securities, Marketing, Series 63, Due Diligence

Education
University of North Texas   1979 — 1983
Bachelor in Business Administration, Finance

Christopher Columbus High School   1977 — 1978
High School Diploma

Colegio Santa Maria   1970 — 1977
High School Diploma

Dave Fohr Dave Fohr Charlotte, North Carolina Area Details
Dave Fohr's Smith Barney Inc. Experience September 2002 - September 2009
Job Compliance Consultant Retail Compliance Advice at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors  October 2012 - Present
LPL Financial  August 2011 - October 2012
MetLife  March 2010 - July 2011
Morgan Stanley Smith Barney  June 2009 - September 2009
Smith Barney, Inc  September 2002 - September 2009
Citigroup  January 1997 - September 2009
Salomon Smith Barney, Inc  February 2001 - September 2002
Salomon Smith Barney, Inc  January 1997 - February 2001

Skills
Securities, FINRA, AML, Internal Audit, Brokerage, Series 63, Mutual Funds, Wealth Management, Risk Management, Investments, Insurance, Asset Managment, Financial Risk, Financial Services, Series 9 & 10, Series 7, Series 65, Brokerage Operations..., Securities Compliance, Asset Allocation, Asset Management, Retirement, Strategic Financial..., Alternative Investments, Employee Benefits, Financial Advisory, Financial Analysis, Investment Advisory, Portfolio Management, Retirement Planning, Trading, Fixed Annuities, Options, Series 24

Education
Robert Morris College   1995 — 1997
Bachelor of Science, Business Administration

Robert Morris University   1995 — 1997
Bachelor of Science, Business Administration

Penn State University   1990 — 1992

Bethel Park High School   1986 — 1990

William Doody William Doody Greater New York City Area Details
William Doody's Smith Barney Inc. Experience 2000 - 2007
Job Technical Writer at Tower Legal Solutions
Industry Information Technology and Services
Experience
Associated Press  November 2013 - November 2013
American Express  June 2012 - January 2013
Deutsche Bank  June 2010 - December 2010
Value Line, Inc.   2009 - 2009
Peek  2009 - 2009
Smith Barney, Inc.   2000 - 2007
PaineWebber  2000 - 2000
SmartMoney.com  2000 - 2000
The New York Times  1997 - 2000

Skills
Visio, Technical Writing, Software Documentation, SharePoint, Adobe Acrobat, Captivate, RoboHelp, FrameMaker, Online Help, Technical Documentation, E-Learning, Manuals, Quality Assurance, Editing, Content Management, HTML, SnagIt, Instructional Design, Management, Web Content, Information Architecture, Software Project..., Program Management, Publishing, Dreamweaver, Content Development, Analysis, Corporate Communications, Process Improvement, Interviews, Web Content Management, Employee Training, Content Strategy, SDLC, Proposal Writing, Newsletters, Proofreading, Copy Editing, Creative Writing, Marketing, Social Networking, Copywriting, Internal Communications, Blogging, Photoshop, WordPress, Technical Communication, User Experience, User Acceptance Testing, E-commerce

Education
New York University   1975 — 1977
BFA, Film & TV

David Shapiro David Shapiro New York, New York Details
David Shapiro's Smith Barney Inc. Experience January 1993 - January 1994
Job President of davidshapiro.net, Inc. the largest social and professional networking company in NYC. 2125794844.
Industry Hospitality
Experience
davidshapiro.net, Inc.   July 1995 - Present
Deutsche Bank  August 2000 - July 2002
Lieber Levett Koenig Farese Babcock Inc   January 1999 - August 2000
OgilvyOne  January 1998 - December 1998
Think New Ideas, Inc   January 1997 - January 1998
Think Smart Home Tutoring, Inc   January 1994 - January 1997
Smith Barney, Inc  January 1993 - January 1994
Variety of companies  January 1990 - January 1993

Skills
Marketing Strategy, Databases, Real Estate, Event Planning, Event Management, Business Planning, New Business Development, Email Marketing, Account Management, Marketing, Business Development, Google Adwords, Google Analytics, SEO, SEM, Online Marketing, Google Webmaster Tools, Management Consulting, Web Design, Social Networking, Event Marketing, Sales Management, Direct Marketing, Social Media Marketing, Business Strategy, Entrepreneurship, Management, Networking, Social Media, E-commerce, Advertising, Facebook, Public Relations, Strategy, CRM, Leadership, Training, Online Advertising, Digital Media, Digital Marketing, Sales, PPC, Lead Generation, Strategic Partnerships, Market Research, Brand Development, Integrated Marketing, Digital Strategy, Project Management, Start-ups

Education
Cornell University   1989 — 1993
B.A, Applied Economics and Business Management Concentrations; Law, 3.8

East Islip High School

East Islip High School

San San Blain San San Blain Greater San Diego Area Details
San San Blain's Smith Barney Inc. Experience June 1994 - May 1996
Job Teacher at San Diego Unified School District
Industry Education Management
Experience
San Diego Unified School District  January 2009 - Present
Poway Unified School District  August 2007 - June 2008
Data Systems and Solutions, a joint venture of SAIC and Rolls-Royce   August 2001 - April 2003
UUNET  August 1999 - May 2000
Netrix Corporation  September 1998 - April 1999
Federal Reserve Board  February 1998 - September 1998
Kinetic Concepts  August 1996 - June 1997
Smith Barney Inc.   June 1994 - May 1996

Skills
Curriculum Design, Teaching, Public Speaking, Curriculum Development, Instructional Design, Piano, Educational Leadership, Music Education, Higher Education, Staff Development, Community Outreach, Research, Educational Technology, Tutoring, Classroom

Education
San Diego State University-California State University   2003 — 2006
Master's degree, Music Performance, General

University of California, Los Angeles   1990 — 1992
Master's degree, Education

University of California, Los Angeles   1986 — 1991
Bachelor's degree, Applied Mathematics with Specialization in Computing

Keith Thomas Keith Thomas Greater New York City Area Details
Keith Thomas's Smith Barney Inc. Experience August 2000 - January 2006
Job Business Development Professional
Industry Financial Services
Experience
OCP Capital LLC (formerly Ounavarra)   November 2012 - Present
EIM Management USA Inc   July 2009 - September 2011
Muirfield Capital Management – US Hedge Fund of Funds   November 2007 - June 2009
Medley Global Advisors – Institutional Policy & Research Firm   February 2006 - October 2006
Smith Barney Inc  August 2000 - January 2006
Prudential Securities Inc  June 1995 - August 2000
Shearson American Express Inc   December 1981 - June 1995

Skills
Investment Management, Capital Markets, Investments, Mutual Funds, Derivatives, Institutional..., Pension Funds, Funding, Institutional, Retirement, Fund Of Funds, FINRA, Asset Allocation, Investment Strategies, Private Equity, Portfolio Management, Financial Markets, Series 63, Investor Relations, Bloomberg

Education
Montclair State University   1977 — 1981
Marketing & Humanities

William Detwiler William Detwiler New York, New York Details
William Detwiler's Smith Barney Inc. Experience 1993 - 1996
Job Chief Financial Officer at Risk Assistance Network + Exchange (RANE)
Industry Information Technology and Services
Experience
Risk Assistance Network + Exchange (RANE)   May 2014 - Present
Risk Assistance Network + Exchange (RANE)   2014 - 2015
RBC Capital Markets  December 2010 - November 2013
RBS Greenwich Capital  April 2009 - October 2010
RBS Greenwich Capital  2006 - 2009
Deutsche Bank  2003 - 2006
JP Morgan  1999 - 2003
Bear, Stearns & Co.   1996 - 1999
Smith Barney, Inc.   1993 - 1996
Credit Suisse  1990 - 1991

Skills
Strategy, Leveraged Finance, Investment Banking, Capital Markets, Fixed Income, Investments, Management, M&A experience, Equities, Mergers & Acquisitions, Corporate Finance, Private Equity, IPO, Finance, Due Diligence

Education
University of Michigan - Stephen M. Ross School of Business   1991 — 1993
M.B.A., Emphasis in Finance and Accounting

Trinity College-Hartford   1983 — 1987
B.A., Economics

Tabor Academy

Jeffrey R. Diehl Jeffrey R. Diehl New York, New York Details
Jeffrey R. Diehl's Smith Barney Inc. Experience January 1994 - January 1996
Job Managing Partner at Strategic Sovereign Advisors LLC
Industry Investment Banking
Experience
Strategic Sovereign Advisors LLC   May 2015 - Present
Business Council for International Understanding (BCIU)   April 2014 - Present
HSBC Securities  August 2013 - April 2015
HSBC  August 2011 - August 2013
HSBC  1996 - September 2011
HSBC  1996 - September 2011
Smith Barney, Inc  January 1994 - January 1996
Swiss Bank Corporation  January 1991 - January 1994
First Boston Corporation  January 1984 - January 1991
Bankers Trust  1991 - 1991

Skills
Capital Markets, Fixed Income, Investment Banking, Financial Markets, Derivatives, Corporate Finance, Risk Management, Investments, Banking, Trading, Securitization, Financial Risk, Credit, Cash Management, Funding, Loans, Strategic Planning, Leveraged Finance, Management, Leadership, Currency, New Business Development, Hedge Funds, Asset Management, Treasury Management, FX Options, Bonds, Finance, Financial Institutions, Hedging, Project Finance, Treasury, Trade Finance, Relationship Management, Operational Risk, Investment Management, Commercial Banking, Strategic Financial..., Structured Products, Emerging Markets, Portfolio Management, Structured Finance, Strategy, Financial Services, Mergers

Education
University of Michigan - Stephen M. Ross School of Business   1980 — 1981
MBA, International Finance

University of Michigan   1974 — 1977
BA, Psychology

Alexandra Jacoby Alexandra Jacoby Greater New York City Area Details
Alexandra Jacoby's Smith Barney Inc. Experience 1993 - 1994
Job Operations Manager at View The Space
Industry Wholesale
Experience
View The Space  May 2013 - Present
leave the castle, LLC   September 2007 - Present
The Bookkeeping Company   April 2012 - April 2013
The Bookkeeping Company of New York City  January 2012 - April 2012
U.S. Balloon Co.   January 2011 - March 2012
U.S. Balloon Co.   August 1995 - December 2009
Performance of a Lifetime  June 2004 - August 2005
Smith Barney, Inc.   1993 - 1994
Bristol-Myers Squibb Co.  1991 - 1993
Nissho Iwai American Corp.  1990 - 1991

Skills
Documentation, Marketing Management, Yoga, Bookkeeping, Purchasing, Coaching, Teaching, Customer Presentations, Software Documentation, QuickBooks, Accounts Payable

Education
The Bookkeeping Center   2011 — 2011

Yoga to the People   2010 — 2010
200-Hour Certification, Yoga

Adelphi University   1988 — 1988
BA, Psychology

State University of New York at Albany   1983 — 1986
BA, English Literature, Philosophy

Larry Hipschman Larry Hipschman Greater New York City Area Details
Larry Hipschman's Smith Barney Inc. Experience 1997 - 1998
Job Institutional Municipal Bond Sales Financial Advisor at R. Seelaus & Co., Inc.
Industry Financial Services
Experience
R. Seelaus & Co., Inc.   June 2013 - March 2014
Bell Audi  February 2013 - June 2013
Larry Hipschman Voiceovers   2011 - 2013
Citi  2008 - 2011
Citigroup  1998 - 2008
Smith Barney Inc  1997 - 1998
Smith Barney Inc  1992 - 1997
Vantage Financial Services, Inc   1990 - 1992
Prudential Securities, Inc  1985 - 1990

Education
Rutgers, The State University of New Jersey-New Brunswick
BA, Economics / English

Lamont Ross Lamont Ross Alpharetta, Georgia Details
Lamont Ross's Smith Barney Inc. Experience January 1994 - May 2008
Job First Vice President Investment Officer Senior PIM Portfolio Manager Ross Gruskowski Group Wells Fargo Advisors LLC
Industry Financial Services
Experience
Wells Fargo Advisors  May 2008 - Present
Smith Barney Inc  January 1994 - May 2008

Education
Florida State University - College of Business   1968 — 1972
Bachelor of Science (B.S.), Finance, General

Elizabeth Emswiler Elizabeth Emswiler New York, New York Details
Elizabeth Emswiler's Smith Barney Inc. Experience September 1991 - August 1997
Job Director at Citi Private Bank ; Capital Markets Specialist
Industry Financial Services
Experience
Citi - Private Bank  November 2013 - Present
Citi  February 1998 - Present
Salomon Smith Barney  August 1997 - February 1998
Smith Barney Inc.   September 1991 - August 1997

Skills
Key Account Relations, Leveraging Strategic..., Structured Products, Leveraged Finance, Leadership, Equity Trading, Capital Markets, Equities, Financial Markets, Fixed Income, Mergers, Trading, Hedge Funds, Derivatives, Risk Management, Bloomberg, Investments, Securities

Education
Denison University   1987 — 1991
Bachelor of Arts (B.A.), Political Science and Government

Oxford University
Semester Abroad- Michaelmas Term, Political Economy

Pat Sheridan AIF® Pat Sheridan AIF® Athens, Georgia Details
Pat Sheridan AIF®'s Smith Barney Inc. Experience 1984 - 1997
Job CEO at Broad Street Capital Advisors, LLC
Industry Investment Management
Experience
Broad Street Capital Advisors, LLC  April 2006 - Present
Wealth Management Group  January 1997 - April 2006
Smith Barney Inc  1984 - 1997
Smith Barney  1984 - 1995

Skills
Asset Allocation, Financial Advisory, Investment Banking, Retirement, Series 7, Mutual Funds, 401k, Management Consulting, Series 63, Alternative Investments, Executive Management, Investment Advisory, Wealth Management, Retirement Planning, Investments, Securities, Asset Management

Education
The University of Georgia   1974 — 1978
Economics

Christopher Walling, CRPC Christopher Walling, CRPC Columbus, Ohio Area Details
Christopher Walling, CRPC's Smith Barney Inc. Experience September 1994 - July 2009
Job Managing and Founding Partner at Stratos Wealth Partners
Industry Financial Services
Experience
Stratos Wealth Partners  July 2009 - Present
Smith Barney Inc.   September 1994 - July 2009

Education
Denison University   1988 — 1992
Bachelor of Arts, Economics

Gregory Ager Gregory Ager Reston, Virginia Details
Gregory Ager's Smith Barney Inc. Experience July 1994 - July 1996
Job Investment Banker Technology/Software
Industry Investment Banking
Experience
Signal Hill Capital  August 2010 - Present
Updata Advisors (merged with Signal Hill)   December 2005 - July 2010
Wachovia Securities  October 2000 - November 2005
Thomas Weisel Partners  January 1999 - October 2000
Montgomery Securities/NationsBanc Montgomery   August 1996 - January 1999
Smith Barney Inc.   July 1994 - July 1996
Morgan Stanley & Co.   August 1990 - July 1992
Morgan Grenfell   July 1989 - July 1990

Skills
Mergers & Acquisitions, Capital Raises, Enterprise Software, SaaS, Investment Banking, Venture Capital, Banking, Private Equity, Corporate Finance, Finance, Investments, Mergers, Private Placements, Strategy, Valuation, Capital Raising, Growth Capital, Financial Advisory, Series 7, Buyouts, Recapitalizations, IPO, Corporate Development, Equities

Education
Northwestern University - Kellogg School of Management   1992 — 1994
MBA, Finance & Management Strategy

Yale University   1985 — 1989
BA, Economics & Political Science

Penn Trafford HS   1981 — 1985

Wesley Mar Wesley Mar Sacramento, California Area Details
Wesley Mar's Smith Barney Inc. Experience March 1993 - February 1998
Job Retirement Planning for Sacramento Small Businesses
Industry Financial Services
Experience
Wesley Mar, Retirement Planning for Sacramento Small Businesses   October 2006 - Present
LPL Financial  October 2006 - Present
Wachovia Securities, LLC  February 1998 - October 2006
Smith Barney, Inc.   March 1993 - February 1998

Education
California State University-Sacramento   1975 — 1979
Bachelor of Science, Business Administration:Accounting

Matthew Hodges Matthew Hodges Raleigh-Durham, North Carolina Area Details
Matthew Hodges's Smith Barney Inc. Experience December 1999 - December 2001
Job Senior Director Platform Deployment at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments  June 2014 - Present
Graystone Consulting  October 2011 - May 2014
Morgan Stanley Smith BarneyConsulting Group   December 2001 - September 2009
Smith Barney Inc  December 1999 - December 2001
Salomon Smith Barney Inc  March 1997 - December 1999
Savings of America  July 1995 - March 1997
SWBC  1992 - 1995
Fidelity Pension Services   1990 - 1992

Skills
Series 7, Mutual Funds, Asset Allocation, Wealth Management, Alternative Investments, Investments, Retirement Planning, Asset Managment, 401k, Investment Advisory, Financial Advisory, Series 65, Separately Managed..., Retirement, Fixed Annuities, ETFs, FINRA, Series 63, Asset Management

Education
Stephen F. Austin State University   1986 — 1990
Bachelor of Business Administration

Eisenhower   1982 — 1985

Rebecca Aguilar-Conrado Rebecca Aguilar-Conrado San Francisco Bay Area Details
Rebecca Aguilar-Conrado's Smith Barney Inc. Experience March 1989 - June 1996
Job Financial Planner Assistant/Client Relationship Manager
Industry Financial Services
Experience
Rhode Island  July 2011 - July 2014
Construction Testing & Engineering, Inc.   May 2009 - February 2011
Volunteer Work  May 2008 - May 2009
URS-Bovis Lend Lease Joint Venture   October 2007 - March 2009
Creative Interconnect, Inc   January 1999 - February 2007
San Mateo County Economic Development Association (SAMCEDA)   September 1996 - June 1998
Smith Barney, Inc  March 1989 - June 1996

Skills
Management, Project Management, Leadership, Visio, Administrative..., Event Management, Microsoft Excel, SharePoint, Customer Service, Outlook, Public Speaking, Time Management, Human Resources, Construction, Newsletters, PowerPoint, Press Releases, Interviews, Accounts Payable, Negotiation, Snacks

Education
College of San Mateo   1971 — 1981
Nursing, Physical Education, Interior Design

RJ Horwitz, FC RJ Horwitz, FC Greater Boston Area Details
RJ Horwitz, FC's Smith Barney Inc. Experience January 1994 - January 1996
Job Managing Member at LFROH Properties LLC
Industry Real Estate
Experience
LFR-OH Properties LLC   March 2012 - Present
Dexter Research Institute- DRI   July 2009 - Present
Foliage Properties LLC   March 2005 - Present
Commercial & Residential Mortgage Brokerage   April 1997 - Present
KNOX FINANCIAL SERVICES   April 1997 - Present
Consulting Services  April 1997 - Present
Acquisition Capital Group Inc   2011 - 2011
SMITH BARNEY, INC  January 1994 - January 1996
HAMILTON MORTGAGE COMPANY  January 1992 - January 1994
TAXCO, INC   January 1984 - February 1989

Skills
Real Estate, Investors, Management, Selling, Marketing, Loans, Sales, Investments, Small Business, Venture Capital

Education
Tulane University   1977 — 1978
Economics

New England College
Economics

Quinsigamond Community College
Humanities

Richard J. (Ric) DeFazio Richard J. (Ric) DeFazio Greater New York City Area Details
Richard J. (Ric) DeFazio's Smith Barney Inc. Experience 1994 - 1997
Job Seasoned finance professional with extensive experience in corporate strategy and mergers & acquisitions.
Industry Investment Banking
Experience
Strategy & Corporate Development Consulting   2008 - Present
Banc of America Securities LLC  2006 - 2008
Citigroup  1993 - 2005
Salomon Smith Barney  1998 - 2000
Smith Barney Inc.   1994 - 1997
Smith Barney, Harris, Upham & Co.   1993 - 1993
Midland Bank PLC  1991 - 1992
Bankers Trust Company  1989 - 1991

Skills
Mergers, Corporate Development, Financial Analysis, Divestitures, LBO, Business Strategy, Finance, Strategic Planning, Financial Structuring, Negotiation, Project Management, Capital Raising, Resource Management, Investment Banking, Corporate Finance, Valuation, Financial Modeling, Due Diligence, Venture Capital, Restructuring, M&A experience, Strategy, Business Planning, Strategic Partnerships, Acquisitions, Business Development, Strategic Financial..., Competitive Analysis, Business Valuation, Mergers & Acquisitions, Portfolio Management, Private Equity, Financial Services, Structured Finance, Leveraged Finance, Equities, Investments, Capital Markets, Banking, CRM, Emerging Markets, Leadership, Management, Executive Management, Joint Ventures, Analysis, Capital

Education
New York University - Leonard N. Stern School of Business   1992 — 1994
M.B.A., Double Major - Finance & Marketing, Concentration - International Business

Syracuse University   1985 — 1989
B.S., Double Major - Accounting & Finance

Weston High School   1981 — 1985

Phillips Exeter Academy   1984 — 1984

Peter N Alduino Peter N Alduino Greater New York City Area Details
Peter N Alduino's Smith Barney Inc. Experience July 1995 - November 1995
Job Independent Computer Software Professional
Industry Computer Software
Experience
Alduino Consulting Services Inc.   1989 - Present
Town of Yorktown (NY) Conservation Board   2009 - Present
Starwood Hotels & Resorts Worldwide, Inc.   May 2006 - November 2006
Morgan Stanley  July 2002 - April 2006
Morgan Stanley Dean Witter & Company   May 1997 - April 2001
Deutsche Morgan Grenfell Inc.   December 1995 - April 1997
Smith Barney Inc.   July 1995 - November 1995
Phibro Division of Salomon Inc.   February 1995 - June 1995
Goldman Sachs & Company  August 1993 - January 1995
Morgan Stanley & Company  July 1992 - July 1993

Skills
Unix, Oracle, Perl, XML, Databases, Start-ups, Program Management, Java, Web Services, Business Analysis, Management, Integration, Enterprise Software, Distributed Systems

Education
Rensselaer Polytechnic Institute
Master of Engineering, Computer and Systems Engineering

University of Florida
B.S. Engineering, Computer and Information Sciences

David Hirsch David Hirsch Greater Chicago Area Details
David Hirsch's Smith Barney Inc. Experience January 1985 - February 2008
Job Director, Credit Suisse Private Banking USA
Industry Investment Management
Experience
21st Century Dads Foundation   March 2015 - Present
Credit Suisse Private Banking USA   February 2008 - Present
FINRA  April 2007 - Present
Union League Club of Chicago  2004 - Present
Illinois Fatherhood Initiative   1997 - Present
Smith Barney, Inc  January 1985 - February 2008
W.K. Kellogg Foundation National Fellows Program   1993 - 1996
Price Waterhouse  July 1982 - January 1985

Skills
Foundations, Endowments, Non-profits, Investments, Wealth Management, Fundraising, Strategic Planning, Investment Advisory, Strategic Financial..., Leadership, Nonprofits, High Net Worth..., Financial Analysis, Financial Advisory, Philanthropy, Wealth Management..., Entrepreneurship, Budgets, Mergers & Acquisitions, Asset Management, Portfolio Management, Start-ups, Executive Management, Estate Planning, Securities, Business Planning, Strategy, Finance, Business Strategy, Private Equity, Small Business, Marketing, Business Development, Risk Management, Due Diligence, Management Consulting, Financial Modeling, Financial Services, Venture Capital, Investment Management, Consulting, Alternative Investments, Corporate Finance, Strategic Partnerships, Valuation, Competitive Analysis, Equities, Corporate Development, Banking, Investment Banking

Education
Northwestern University - Kellogg School of Management   1995 — 2001
MBA, Marketing

University of Illinois at Urbana-Champaign - College of Business   1978 — 1982
Bachelor of Science, Accounting

The University of Chicago   2008 — 2008
CPWA, IMCA - Certified Private Wealth Advisor

University of Pennsylvania - The Wharton School   2001 — 2001
CIMA, IMCA - Certified Investment Management Associate

Timothy Schreck Timothy Schreck Greater New York City Area Details
Timothy Schreck's Smith Barney Inc. Experience 1994 - 1996
Job Early Warning Scoring Specialist NJ/NY at Philips HealthTech
Industry Hospital & Health Care
Experience
Philips HealthTech  June 2015 - Present
Emergency Medical Associates (EMA)/ divison of EmCare   September 2012 - Present
Pfizer, Inc  September 2007 - April 2009
Pfizer, Inc  October 2001 - September 2007
Pfizer, Inc  1996 - 2001
Smith Barney, Inc.   1994 - 1996
Pfizer, Inc  1991 - 1994
University of Medicine and Dentistry of NJ  1986 - 1992

Skills
Sales Operations, Healthcare, Pharmaceuticals, Business Strategy, Team Leadership, Direct Sales, Technology..., Mobile Communications, Emergency Medical..., Emergency Medicine, Physician Assistants, Pharmaceutical Industry, Training, Healthcare Management, Project Management, Surgery, Pediatrics, Emergency Medical, Leadership, Medicine, Managed Care, Clinical Research, Hospitals, Internal Medicine

Education
DeSales University   2010 — 2012
Master of Science, Physician Assistant Studies, Physician Assistant

University of Phoenix   2000 — 2003
MBA, Technology Management

Rutgers, The State University of New Jersey-Newark   1987 — 1991
BS, Management

The Williamsport Hospital Paramedic Training Institute   1984 — 1985
EMT Paramedic certification, Emergency Medical Technology/Technician (EMT Paramedic)

Ash Kaluarachchi Ash Kaluarachchi New York, New York Details
Ash Kaluarachchi's Smith Barney Inc. Experience May 2004 - July 2004
Job Edtech Accelerator Ops
Industry Venture Capital & Private Equity
Experience
EDGE Edtech   2015 - Present
Techstars.  2014 - 2015
Socratic Labs   2012 - 2013
Georgetown University's McDonough School of Business  August 2010 - May 2012
Global Career Conference and Expo   2011 - 2012
Move My Menu   2010 - 2011
Corporate Executive Board  October 2008 - July 2010
Corporate Executive Board  October 2006 - September 2008
Corporate Executive Board  September 2005 - September 2006
Smith Barney, Inc.   May 2004 - July 2004

Skills
Strategy, Entrepreneurship, Strategic Planning, Business Strategy, Strategic Partnerships, Competitive Analysis, Project Management, Marketing Strategy, Public Speaking, Market Research, Business Planning, Management, Business Development, Due Diligence, Product Development, Venture Capital, Early-stage Startups, Budgets, Management Consulting, International Business, IT Strategy, Presentation Development, Education, Marketing, Financial Modeling, Research, Training, Sales, Educational Technology, Incubation, English, Leadership

Education
Georgetown University - The McDonough School of Business
MBA, International Business and Entrepreneurship

Grinnell College
BA, Economics, Psychology (Double Major)

Colombo International School
GCE Advanced Levels, Maths, Physics, Economics

Royal College
GCE Ordinary Levels

John Sobel John Sobel Chicago, Illinois Details
John Sobel's Smith Barney Inc. Experience January 1994 - January 2000
Job Principal at Chesley, Taft & Associates, LLC
Industry Investment Management
Experience
Chesley, Taft & Associates   2012 - Present
Lodestar Investment Counsel, LLC   February 2000 - March 2012
Smith Barney Inc.   January 1994 - January 2000
Smith Barney Shearson  January 1993 - January 1994
Shearson Lehman Brothers  September 1992 - January 1993

Skills
Portfolio Management, Asset Allocation, Equities, Fixed Income, Investment Management, Investment Strategies, Asset Management, Investments

Education
University of Washington, Michael G. Foster School of Business   1984 — 1986
Master of Business Administration (M.B.A.), Finance, Marketing

University of California, Los Angeles   1976 — 1981
Bachelor's degree, Geography/Eco-Systems

William J. Muldoon William J. Muldoon Greater New York City Area Details
William J. Muldoon's Smith Barney Inc. Experience September 1994 - October 2003
Job Business Development Consultant
Industry Program Development
Experience
Quality Growth Consulting   August 2011 - Present
Owner & Managing Partner -- Various   March 2004 - July 2011
Smith Barney Inc  September 1994 - October 2003
Kidder, Peabody & Co., Inc   July 1990 - August 1994

Skills
401k, Alternative Investments, Asset Allocation, Asset Managment, Banking, Capital Markets, Derivatives, Due Diligence, ETFs, Equities, Estate Planning, Finance, Financial Advisory, Financial Modeling, Financial Planners, Financial Services

Education
Fordham University - Graduate School of Business Administration   1987 — 1989
MBA, Finance

Penn State University   1979 — 1983
BS, Finance

Elaine Schamber, Ph.D., CFP, AIFA Elaine Schamber, Ph.D., CFP, AIFA Lafayette, Indiana Details
Elaine Schamber, Ph.D., CFP, AIFA's Smith Barney Inc. Experience April 2000 - December 2005
Job President at The Schamber Group, Inc.
Industry Financial Services
Experience
The Schamber Group, Inc.   2010 - Present
Smith Barney, Inc.   April 2000 - December 2005

Skills
Strategic Financial..., Financial Advisory, Investments, Pensions, Securities, Group Retirement Plans, Comprehensive Financial..., Finance, FINRA, Retirement Planning, Personal Development, Wealth Management, Fixed Annuities, Estate Planning, Mutual Funds, Asset Management, Portfolio Management, Investment Advisory, Life Insurance, Series 7

Education
Purdue University   1992 — 1999
Doctor of Philosophy (PhD), Population Genetics

Purdue University   1985 — 1992
Master's degree, Biology Education

Purdue University   1981 — 1985
Bachelor of Science, Horticultural Business

Christy L. Phillips Christy L. Phillips Chapel Hill, North Carolina Details
Christy L. Phillips's Smith Barney Inc. Experience July 1993 - March 1998
Job Director of Research, Senior Portfolio Manager Concentrated Equity Strategies
Industry Investment Management
Experience
Franklin Street Partners  April 2013 - Present
Indepth Research Corp.   December 2012 - Present
RS Investments  September 2010 - December 2012
Oak Value Capital Management, Inc.   December 2003 - September 2010
Coker, Palmer, Phillips Investment Securities, Inc.   September 1998 - November 2003
Smith Barney, Inc.   July 1993 - March 1998
Lehman Brothers  July 1987 - July 1993

Skills
Strategic Planning, Global Investment..., Investment Management, Portfolio Management, Asset Managment, Equity Research, Research, Investments, Alternative Investments, Mutual Funds, Hedge Funds, Investment Banking, Private Equity, Venture Capital, Joint Ventures, Team Building, Marketing, Valuation, Investment Strategies, Equities, Asset Allocation, Value Investing, Wealth Management, Financial Modeling, Institutional..., Fund Of Funds, Stock Picking, Start-ups, Investment Research, Strategic Financial..., Financial Analysis, Quantitative Analytics, Business Valuation, Mergers, Corporate Finance, IPO, Equity Valuation, Strategy, Due Diligence, Asset Management, Securities, Financial Markets, Fundamental Analysis, Institutional, Investment Advisory, DCF

Education
University of Tennessee-Knoxville   1983 — 1986
Bachelor of Science (BS), Finance, Economics

University of North Carolina at Chapel Hill   1982 — 1983

Michael D. McAfee Michael D. McAfee Washington D.C. Metro Area Details
Michael D. McAfee's Smith Barney Inc. Experience September 1992 - September 1995
Job Senior Energy Consultant at Better Cost Control
Industry Utilities
Experience
Better Cost Control   May 2013 - Present
SEP Connect  2012 - May 2013
DMF Energy Group, Inc.   December 2008 - January 2011
Maxim Advisory LLC and Maxim Group LLC   October 2001 - October 2008
vFinance  July 2000 - October 2001
Gruntal & Company, LLC   September 1995 - July 2000
Smith Barney, Inc.   September 1992 - September 1995
Prundential Securities, Inc.   May 1989 - September 1992
Vanguard Brokerage   September 1986 - May 1989
The United States Army  June 1975 - July 1978

Skills
Communications/Presentat..., New Business Development, Strategic Thinker, Solid Organizational..., Sales promotions/Sales..., Marketing Strategies, Collaborative..., Implementation and..., Motivational Team Leader, Proficient in the Art..., Creative problem Solver, Sales, Marketing Strategy, Strategic Thinking, Campaigns, Creative Solutions, Art, Motivation, Business Development, Start-ups, Business Strategy, Digital Marketing, Investments, Management, Risk Management, Entrepreneurship, Asset Managment, Negotiation, Marketing, Asset Management, Strategy, Web Marketing, Online Advertising, Salesforce.com, PPC, Direct Sales, Business Planning, Leadership, Portfolio Management, CRM, Analysis, Consulting, SEO, Sales Presentations, Management Consulting, Account Management, Small Business, Direct Marketing, Cold Calling, Strategic Planning

Education
George Mason University
Economics

United States Military Academy Prep School, West Point, New York

Don Cirillo Don Cirillo Greater New York City Area Details
Don Cirillo's Smith Barney Inc. Experience January 1995 - January 2002
Job Vice Chairman at Town of East Hampton Zoning Board of Appeals
Industry Financial Services
Experience
Town of East Hampton Zoning Board of Appeals   January 2011 - Present
Municipal Disclosure Advisors   July 2006 - Present
Dexia Credit Local  January 2004 - July 2006
Radian Asset Assurance Inc  July 2002 - July 2004
Smith Barney, Inc  January 1995 - January 2002
Private Sector  January 1986 - January 1995
Director  January 1982 - January 1986

Skills
Bonds, Credit Risk, Municipal, Credit, Risk, Risk Management, Credit Analysis, Fixed Income, Financial Advisory, Asset Management, Municipalities, Financial Risk, Valuation, Portfolio Management, Investments, Analysis, Capital Markets, Structured Finance, Securities, Management, Investment Banking, Equities, Financial Structuring, Derivatives, Hedge Funds, Structured Products, Alternative Investments, Securitization, Bloomberg, Trading, Financial Modeling, Mutual Funds, Series 7, Due Diligence, Financial Services, Finance, Credit Derivatives, Project Finance, Emerging Markets, Private Equity, Financial Markets, Series 63, Loans, Corporate Finance, Banking, Investment Management, Funding, Restructuring, Financial Analysis, Insurance

Education
Hunter College   1973 — 1974
M.S., Urban Affairs

Hunter College of the City University of New York
M.S, Urban Affairs

Queens College of the City University of New York
B.S, Political Science

Priscilla Olivier Priscilla Olivier Houston, Texas Area Details
Priscilla Olivier's Smith Barney Inc. Experience April 1996 - August 2004
Job Executive Assistant
Industry Financial Services
Experience
JPMorgan Chase & Co.   April 2010 - Present
Stanford Financial Group -Foundation   August 2004 - February 2009
Stanford Group Company  August 2004 - April 2007
Smith Barney Inc  April 1996 - August 2004

Education
Art Institute of Houston   1984 — 1985
Associates, Fashion Merchandising

Jill Decker Jill Decker Greater Chicago Area Details
Jill Decker's Smith Barney Inc. Experience October 1992 - September 1994
Job Senior Manager, Event Marketing
Industry Law Practice
Experience
McDermott Will & Emery  April 2003 - Present
UBS PaineWebber, Inc  April 2000 - July 2002
Strategic Research Institute  September 1997 - March 2000
IMN/Fabozzi   March 1997 - September 1997
The Ritz-Carlton  October 1996 - January 1997
Cellular Telecommunications Industry Association   June 1995 - October 1996
Lohan Associates, Inc   October 1994 - May 1995
Smith Barney, Inc  October 1992 - September 1994

Skills
Event Planning, Leadership, Marketing, Training, Program Management, Sponsorship, Budgets, Contract Negotiation, Webcasting, Business Relationship..., Event Management, Production Planning, Marketing Communications, Sales, Trade Shows, Marketing Strategy, Management, Strategic Planning

Education
Central Michigan University
Bachelor of Science, Psychology

James Schupp James Schupp Corvallis, Oregon Details
James Schupp's Smith Barney Inc. Experience December 1987 - October 2007
Job Senior Vice President Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC  October 2007 - Present
Smith Barney, Inc.   December 1987 - October 2007

Skills
Investments, Finance, High Net Worth..., Retirement Planning, Financial Advisory, Alternative Investments, Financial Services, Investment Strategies, Securities, Financial Analysis, Retirement, Equities, Asset Allocation, Mutual Funds, Fixed Income

Education
Oregon State University   1974 — 1979
Master of Business Administration (MBA), Business Administration and Management, General

Beau Bunch Beau Bunch San Francisco Bay Area Details
Beau Bunch's Smith Barney Inc. Experience January 2001 - January 2003
Job Thoughtful, goal oriented, digital advertising professional.
Industry Marketing and Advertising
Experience
SAY Media  August 2012 - Present
Bloomspot.com  April 2011 - July 2012
L2 Wireless   February 2009 - April 2011
The LPS Group   2007 - 2008
Central Payment Corp  June 2006 - November 2006
Digital Exposure Inc.   September 2005 - November 2006
Bargain Network  March 2003 - August 2005
Smith Barney Inc  January 2001 - January 2003
Voquette Inc   January 1999 - January 2001

Skills
inside sales, Contract Negotiation, Closing Deals, Pitches, Cold Calling, New Business Development, B2B, Customer Service, Account Management, Sales Presentations, Business Development, Deal Closure, Negotiation, Sales, Sales Management, Sales Operations, Email Marketing, Sales Process, Direct Sales, Marketing, Salesforce.com, Training, Management, CRM, Lead Generation, Social Media, Advertising, Digital Media, Online Marketing, SEM, Digital Marketing, Mobile Marketing, Marketing Strategy, Strategic Partnerships, Customer Acquisition, Direct Marketing, PPC, Online Advertising, Social Media Marketing, Start-ups, Networking, SaaS, Advertising Sales, Mobile Advertising, Mobile Devices, E-commerce, Social Networking, Digital Strategy, Web Analytics, Analytics

Education
San Francisco State University   2010 — 2013
Business Administration, marketing emphasis

Jonathan O'Herron Jr. Jonathan O'Herron Jr. Greater New York City Area Details
Jonathan O'Herron Jr.'s Smith Barney Inc. Experience November 1983 - November 1996
Job Portfolio Manager at Gilman Hill Asset Management, LLC
Industry Financial Services
Experience
Gilman Hill Asset Management   August 2007 - Present
Wesport Capital Markets, LLC   November 1996 - August 2007
Smith Barney, Inc.   November 1983 - November 1996

Education
Fordham University - Graduate School of Business Administration   1986 — 1988
MBA, Finance

Williams College   1975 — 1979
BA, Economics

Lynn Hogan Lynn Hogan Greater St. Louis Area Details
Lynn Hogan's Smith Barney Inc. Experience 1993 - 2001
Job RP® /Director of Client Services at Clayton Financial Group
Industry Financial Services
Experience
Clayton Financial Group, LLC   August 2015 - Present
Moneta Group  December 2012 - Present
Moneta Group  December 2012 - July 2015
Smith Barney Inc.   1993 - 2001

Education
MacMurray College   1989 — 1993
Bachelor of Science (B.S.), Business Administration

Pamela Willett Pamela Willett Austin, Texas Area Details
Pamela Willett's Smith Barney Inc. Experience July 1998 - January 2000
Job Branch Service Manager, Registered Client Associate
Industry Financial Services
Experience
RBC Wealth Management  June 2013 - Present
Fidelity Investments  May 2010 - May 2013
UBS Financial Services, Inc.   March 2008 - June 2009
CyberTrader, Inc./Charles Schwab & Co., Inc.   October 2005 - March 2008
CyberTrader, Inc./Charles Schwab & Co., Inc.   February 2002 - October 2005
CyberTrader, Inc./Charles Schwab & Co., Inc.   February 2000 - February 2002
Smith Barney, Inc.   July 1998 - January 2000
Smith Barney, Inc.   May 1994 - July 1998
Stiefel Nicholaus, Inc.   1993 - 1994
Rauscher, Pierce, Refsnes & Co., Inc.   1992 - 1993

Education
Texas A&M University-Kingsville   1988 — 1989
BS, Elementary Education - English Major / Math Minor

University of Michigan-Flint   1986 — 1988
Education

Texas A&M University-Kingsville   1983 — 1986
Accounting, Math

FINRA Licenses: Series 3, 7, 9, 10, 24, 55, 63, 66

William Hubble, CFP® William Hubble, CFP® Dallas/Fort Worth Area Details
William Hubble, CFP®'s Smith Barney Inc. Experience October 1994 - September 1996
Job President at Sequoia Private Wealth Management, LLC
Industry Financial Services
Experience
Sequoia Private Wealth Management, LLC   January 2015 - Present
Fidelity Investments  September 1996 - January 2015
Smith Barney Inc  October 1994 - September 1996

Skills
Asset Allocation, Investment Portfolio, Client Services, Financial Planning, Finance, Portfolio Management, Retirement, Wealth, Retirement Planning, Investment Advisory, Investments, Mutual Funds, Wealth Management, Series 63, Asset Management, Financial Services

Education
University of North Texas   1990 — 1995
Bachelor's degree, Corporate Finance

Patricia Roberts Patricia Roberts Greater New York City Area Details
Patricia Roberts's Smith Barney Inc. Experience June 1988 - October 1994
Job Education Savings Advocate
Industry Financial Services
Experience
AllianceBernstein  September 2007 - Present
Merrill Lynch  October 2002 - September 2007
Citigroup Asset Management  June 1997 - October 2002
Travelers Group Inc. (predecessor to Citigroup Inc.)   November 1994 - June 1997
Smith Barney Inc.   June 1988 - October 1994

Skills
High-Level Relationship..., Product Management, Education Savings..., Advocacy, Public Speaking, Writing, Marketing Communications, Advertising, Negotiation, Corporate Law, Government Relations, Media Relations, Asset Management, Financial Services, Strategic Planning, Investment Advisers Act, Fundraising, Banking Law, FCPA, Political Contributions..., Section 16, Board Relations, M &A, Legal Compliance, Securities, Reiki, Mergers & Acquisitions

Education
Brooklyn Law School   1990 — 1994
Doctor of Law (J.D.)

Duquesne University
B.A., Philosophy and Political Science

NYU School of Professional Studies

Beau R. Taylor, CIMA® Beau R. Taylor, CIMA® Dallas/Fort Worth Area Details
Beau R. Taylor, CIMA®'s Smith Barney Inc. Experience May 1998 - November 1998
Job Financial Services Consultant at TIAACREF
Industry Financial Services
Experience
TIAA-CREF  February 2014 - Present
Avondale Investment Management   March 2013 - December 2013
Strategic Wealth Planning  April 2011 - March 2013
Citi Personal Wealth Management  June 2010 - April 2011
Clark Consulting  April 2001 - November 2009
P.I.B. Group, Inc.,   April 2000 - March 2001
Rushmore Investment Advisors  November 1998 - March 2000
Smith Barney, Inc.   May 1998 - November 1998
Charles Schwab  March 1990 - July 1997

Skills
Manage Client..., Wealth Management, Mutual Funds, Portfolio Management, Retirement Planning, Asset Allocation, Strategic Financial..., Operations Management, Team Management, Team Leadership, Compensation & Benefits..., Investment Advisory, Asset Management, Risk Management, Strategy, Investment Management, Investments, Defined Benefit, Financial Services, Financial Analysis

Education
University of Pennsylvania - The Wharton School   2008 — 2009
CIMA® Designation Program

University of North Texas   2005 — 2006
CFP® Board-Registered Program

University of San Francisco   1987 — 1989
BSBA

Loyola University of Chicago   1986 — 1987
Foreign Studies Program

Frank Gullo Frank Gullo Staten Island, New York Details
Frank Gullo's Smith Barney Inc. Experience September 1994 - January 2001
Job FATCA Consultant at BNY Mellon
Industry Financial Services
Experience
BNY Mellon  December 2014 - Present
BNP Paribas  October 2008 - 2010
Lehman Brothers Inc  February 2001 - September 2008
Smith Barney Inc  September 1994 - January 2001

Skills
Customer Service, Microsoft Office, Leadership, Microsoft Word, Public Speaking, Team Building, Research, Analysis, Finance, Process Improvement, Business Analysis, Project Management, Sales, Tax, Financial Services, Investments, Securities, Consulting, Equities, PowerPoint, Marketing

Education
City University of New York-Hunter College   1981 — 1982

Kingsborough Community College   1977 — 1981
Associate's Degree, Liberal Arts

Philip Lao Philip Lao United States Details
Philip Lao's Smith Barney Inc. Experience 1998 - January 2006
Job VP INVESTMENT OFFICER at Wells Fargo Advisors
Industry
Experience
Wells Fargo Advisors  January 2006 - Present
smith barney inc  1998 - January 2006
Morgan Stanley  1988 - 1998

Education
Northwestern University   1972 — 1974
Master of Business Administration (M.B.A.), finance and marketing

Peggy Soucie Peggy Soucie Springfield, Massachusetts Area Details
Peggy Soucie's Smith Barney Inc. Experience June 1992 - June 2001
Job Associate Partner at Keller Williams Realty
Industry Investment Management
Experience
MassMutual Financial Group  September 2013 - Present
Keller Williams Pioneer Valley Realty   October 2012 - Present
MassMutual Financial Group  2007 - May 2014
MassMutual  January 2007 - September 2013
TDBank Investment Group   March 2005 - December 2006
Smith Barney  June 2004 - March 2006
Smith Barney, Inc.   June 1992 - June 2001

Skills
Investments, Retirement, 401k, Retirement Planning, Management, Employee Benefits, Finance, Time Management, Fixed Annuities, Insurance, Mutual Funds, Life Insurance, Series 6, Financial Advisory, Series 7

Education
Western New England College   2003 — 2011
Bachelors of Science in Business/Management Minor, Graduated Cum Laude

Holyoke Community College   1977 — 1980
Associates, Executive Secretarial

Gina Balestrieri Gina Balestrieri Santa Rosa, California Details
Gina Balestrieri's Smith Barney Inc. Experience February 1994 - April 2005
Job VP and Office Supervisor at Wedbush Securities
Industry Financial Services
Experience
Wedbush Securities Inc.  April 2005 - Present
Smith Barney Inc.   February 1994 - April 2005

Skills
Series 7, Securities, Financial Analysis, Customer Service, Investments, Equities, Management, Wealth Management, Risk Management, Series 63, Banking, Team Building, Sales, Finance, Microsoft Office, Outlook, PowerPoint, Microsoft Word, Strategic Financial..., Fixed Income, Strategic Planning, Microsoft Excel, Financial Modeling

Education
California State University-Chico   1985 — 1990

Craigmont

Jim Foley, CFP® Jim Foley, CFP® Pittsburgh, Pennsylvania Details
Jim Foley, CFP®'s Smith Barney Inc. Experience July 2008 - July 2009
Job Senior Vice President Complex Manager, Pittsburgh, PA at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott  January 2011 - Present
Savant Capital Management  November 2009 - December 2010
Smith Barney, Inc  July 2008 - July 2009
Smith Barney, Inc.   September 2003 - July 2008
Smith Barney, Inc.   June 1999 - September 2003
Smith Barney, Inc.   June 1996 - June 1999
Smith Barney - Sears Tower Office   December 1992 - June 1996
Smith Barney - Sears Tower Office   December 1992 - June 1994
Merrill Lynch - Merchandise Mart Office   June 1990 - December 1992
US Navy  May 1986 - June 1990

Skills
Alternative Investments, Financial Planning, Mutual Funds, Retirement, Bonds, stocks, Municipal, Philanthropy, Venture Finance, Asset Management, Asset Allocation, Tactical Asset..., Asset Protection, Financial Management, Financial Markets, Financial Advisory, Financial Modeling, Risk Management, Market Risk, Risk Analysis, Risk, Annuities, passive investing, Retirement Planning, Retirement Income..., Retirement Savings, Retirement Plan..., Strategic Financial..., Investments, Investment Advisory, Fixed Income, Equities, Series 7, Financial Services, Fixed Annuities, Series 24, FINRA, Wealth Management, Series 63, Leadership, Securities, Portfolio Management, Financial Analysis, Finance, ETFs, Insurance, Investment Management, Mergers & Acquisitions, 401k, Estate Planning

Education
University of Notre Dame   1982 — 1986
B.BA, Accounting

Diane Ganz Diane Ganz Greater Minneapolis-St. Paul Area Details
Diane Ganz's Smith Barney Inc. Experience October 1992 - October 1995
Job HR Systems Administrator at The Toro Company
Industry Human Resources
Experience
The Toro Company  October 2014 - Present
Korn Ferry International  February 2010 - October 2014
Benilde-St. Margaret's School   September 2009 - November 2009
Mercer Health & Benefits  February 2007 - May 2009
Smith Barney, Inc  October 1992 - October 1995
Smith Barney, Inc  June 1990 - October 1992
Wachovia Securities, LLC  December 1988 - May 1990

Skills
Organizational..., Organizational..., Interviews, Employee Relations, Employee Benefits, Customer Service, Marketing, Personnel Management, Benefits Administration, New Business Development, Employee Training, Workforce Planning, Microsoft Office, Microsoft Excel, Team Building, Training, Leadership

Education
DePaul University
Finance/Marketing

Jorge de Lafuente Jorge de Lafuente Austin, Texas Details
Jorge de Lafuente's Smith Barney Inc. Experience August 1992 - June 1996
Job Director Operational Due Diligence at Texas Treasury Safekeeping Trust Company
Industry Investment Management
Experience
Texas Treasury Safekeeping Trust Company  November 2010 - Present
Crestline Investors, Inc.   April 2010 - July 2010
Austin Capital Management  August 2007 - March 2009
Citigroup  January 2005 - July 2007
Bear Stearns  October 2001 - October 2003
Salomon Smith Barney  September 1998 - October 2001
Lehman Brothers  November 1996 - July 1998
Smith Barney, Inc.   August 1992 - June 1996
Lehman Brothers  November 1990 - August 1992

Skills
Operational Due..., Operational Risk, Hedge Funds, Private Equity, Real Estate, Fund Linked Derivatives, CPPI, Portable Alpha, Structured Credit..., ISDA negotiations, Total Return Swaps, Credit Derivatives, Interest Rate Swaps, Swaptions, Fund Of Funds, Fixed Income, Structured Products, Middle Office, Alternative Investments, Operational Risk..., Investment Banking, Asset Management, Portfolio Management

Education
St. Mary's University   1985 — 1990
Bachelor of Business Administration (BBA), International Business

James DeMarco James DeMarco Greater New York City Area Details
James DeMarco's Smith Barney Inc. Experience January 1993 - January 1995
Job Technician at Enhancement Systems Central Vacuum Installations
Industry Financial Services
Experience
Enhancement Systems Central Vacuum Installations   December 2013 - Present
Guardian Power Cleaning, Inc.   December 2009 - December 2013
Hanemann Trading   July 2000 - May 2009
Rudolph Wolf   January 1995 - January 2000
Smith Barney, Inc  January 1993 - January 1995
Shearson Lehman Hutton, Inc  July 1988 - January 1993
Lehman Brothers, Inc  July 1988 - January 1993
Pathmark Supermarket  January 1984 - July 1988

Skills
Commodities, Trading, Customer Service, Commodity, Inventory Management, Technical Analysis, Options, Bloomberg, Trading Systems, Financial Markets, Proprietary Trading, Hedging, Commodity Markets, Swaps, Electronic Trading

Education
Smith & Solomon Commercial Driver Training   2014 — 2014
Received Comercial Drivers License- Class B License

Middlesex County College   1986 — 1988
Associates Degree, Business Management

Jerald Sperling Jerald Sperling United States Details
Jerald Sperling's Smith Barney Inc. Experience July 1994 - March 1998
Job Magician Extraordinaire at Mystery and Imagination: The Magic of Jerry Sperling
Industry Insurance
Experience
Mystery and Imagination: The Magic of Jerry Sperling   April 1970 - Present
UBS Financial Services, Inc.   March 1998 - April 2008
Smith Barney, Inc.   July 1994 - March 1998
Dean Witter Reynolds, Inc.   October 1983 - July 1994
Preferred Benefit Services, Inc.   July 1982 - September 1983

Education
University of Maryland College Park   1977 — 1982
Bachelor of Science in Journalism and Photojournalism, fields of study included Economics, Business, Astronomy, and Anthropology

Jason Klotch Jason Klotch Encino, California Details
Jason Klotch's Smith Barney Inc. Experience May 1994 - May 1996
Job SVP, Business Development at LoanMart
Industry Financial Services
Experience
LoanMart  August 2014 - Present
Santander Consumer USA Inc.  February 2014 - August 2014
CoreLogic  July 2012 - December 2013
Hyundai Capital America  February 2011 - July 2012
HSBC Bank Canada  January 2009 - February 2011
HSBC, Auto Finance  January 2006 - December 2009
HSBC, Auto Finance  February 2003 - December 2005
LifeServ   July 2001 - September 2001
Raymond James Financial Inc.  May 1996 - August 2000
Smith Barney, Inc.   May 1994 - May 1996

Skills
Strategy, Management, Portfolio Management, Financial Services, Risk Management, Analytics, Product Management, Banking, Leadership, Process Improvement, Financial Analysis, Business Strategy, Financial Modeling, SDLC, Program Management, Business Intelligence, Start-ups, Public Finance, Change Management, Financial Risk, CRM, Operations Management, Relationship Management, Finance, Strategic Planning, Project Management, Business Analysis, Vendor Management

Education
University of Chicago Graduate School of Business   2000 — 2002
MBA, Strategic Management, Finance, Accounting

Hamilton College   1990 — 1994
B.A., Mathematics

Jeffrey Dorst Jeffrey Dorst Greater New York City Area Details
Jeffrey Dorst's Smith Barney Inc. Experience April 1995 - November 1997
Job Director, Capital Markets at Houlihan Lokey
Industry Capital Markets
Experience
Houlihan Lokey  August 2009 - Present
UBS Investment Bank  April 2009 - June 2009
UBS Investment Bank  2003 - 2008
Credit Suisse First Boston  October 2000 - July 2003
Donaldson, Lufkin & Jenrette   November 1997 - October 2000
Smith Barney Inc.   April 1995 - November 1997

Education
Bucknell University
BS

Horace Greeley High School

Timothy Bowman, CPA Timothy Bowman, CPA New York, New York Details
Timothy Bowman, CPA's Smith Barney Inc. Experience 1996 - 1997
Job
Industry Financial Services
Experience
MLV  February 2013 - Present
Virtu Financial  February 2012 - February 2013
Morgan Joseph TriArtisan LLC  January 2009 - February 2012
McMahan Securities / Argent Financial Group   2004 - 2009
BNY (Bank of New York) Securities Group   2002 - 2004
THE ISLAND ECN Inc   1999 - 2002
New York (Investment Bank)   1997 - 1999
SMITH BARNEY INC  1996 - 1997
Price Waterhouse  1995 - 1996
Firley, Morgan, Freer & Essa CPA Firm   1993 - 1995

Education
Seton Hall University   1987 — 1991
Bachelor of Science, Accounting

Coleen Reinhardt Coleen Reinhardt Greater Pittsburgh Area Details
Coleen Reinhardt's Smith Barney Inc. Experience August 1992 - April 1998
Job Experienced Administrative Professional
Industry Broadcast Media
Experience
CBS Radio  April 1998 - Present
CBS Radio / Events Guide   January 2002 - 2007
CBS Radio  December 2001 - September 2003
Smith Barney, Inc.   August 1992 - April 1998
Dollar Bank  September 1988 - July 1992

Education
Point Park University
B.A., Journalism / Mass Communications - Radio

Jeff Tryka, CFA Jeff Tryka, CFA Elkhart, Indiana Area Details
Jeff Tryka, CFA's Smith Barney Inc. Experience October 1993 - May 1995
Job Director of Corporate Development and Investor Relations at THOR Industries, Inc.
Industry Consumer Goods
Experience
THOR Industries, Inc.   September 2013 - Present
Lambert-Edwards and Associates   May 2008 - September 2013
CFA Society of West Michigan   July 2012 - June 2013
Grand Valley State University  August 2012 - January 2013
Coachmen Industries, Inc.   May 2004 - April 2008
Delafield Hambrecht, Inc   September 2002 - March 2004
Rainier Research, Inc   January 2002 - July 2002
The Red Chip Review   June 1999 - June 2001
Donaldson, Lufkin & Jenrette   May 1995 - August 1997
Smith Barney, Inc.   October 1993 - May 1995

Skills
Competitive Analysis, Strategic Analysis, Investor Relations, Investments, Public Relations, Corporate Communications, Strategic Communications, Investment Strategies, Financial Analysis, Financial Modeling, Equity Research, Investor Presentations, Business Valuation, Leadership, Mergers & Acquisitions, Budgets, Analysis, Equity Valuation, Finance

Education
Indiana University - Kelley School of Business   1997 — 1999
MBA, Finance

Bucknell University   1988 — 1992
BSBA, Accounting

Thornton Fractional North   1984 — 1988

Chris Dodge Chris Dodge San Francisco Bay Area Details
Chris Dodge's Smith Barney Inc. Experience 1993 - 1995
Job Analyst at Panoramic Capital
Industry Financial Services
Experience
Panoramic Capital   October 2014 - Present
7x7 Asset Management   February 2008 - December 2013
Pacific Growth Equities  October 2002 - December 2007
Robertson Stephens  1998 - 2002
Pacific Telesis  1995 - 1996
Smith Barney Inc.   1993 - 1995

Skills
Financial Modeling, Investments, Hedge Funds, Equities, Equity Research, Valuation, Investment Banking

Education
Harvard Business School   1997 — 1998
MBA, Business

Yale University   1989 — 1993
BA, Economics

Frank P. Cullen Frank P. Cullen Greater New York City Area Details
Frank P. Cullen's Smith Barney Inc. Experience September 1994 - March 1995
Job Compliance Professional
Industry Financial Services
Experience
ASSENT LLC  May 2007 - June 2009
TD AMERITRADE HOLDING INC   April 2006 - May 2007
NEEDHAM AND COMPANY, LLC   December 2005 - March 2006
GOLDMAN SACHS & COMPANY  September 2005 - November 2005
JPMorgan Chase  May 2005 - August 2005
Merrill Lynch  November 2003 - September 2004
GEORGESON SHAREHOLDER COMMUNICATIONS  September 2002 - November 2003
WALL STREET EQUITIES, INC   March 1995 - September 2002
SMITH BARNEY, INC  September 1994 - March 1995
L.C WEGARD & COMPANY   April 1994 - May 1994

Education
City University of New York-Brooklyn College   1982 — 1984

Brooklyn College
BA, Economics

Scott Almas Scott Almas Albany, New York Area Details
Scott Almas's Smith Barney Inc. Experience 1991 - 1996
Job Chief Operating Officer and General Counsel at The Precision Group
Industry Law Practice
Experience
The Precision Group (Precision Industrial Maintenance, Precision Trenchless, and Martin Env. Svcs.).   March 2015 - Present
Lemery Greisler LLC  July 2002 - March 2015
Maynard, O'Connor, Smith & Catalinotto   2001 - 2002
Ainsworth Sullivan Tracy Knauf Warner & Ruslander   1999 - 2001
London Fisher   1997 - 1998
Smith Barney Inc.   1991 - 1996
Smith Barney Inc. (fka Shearson Lehman Bros.)   1991 - 1996

Skills
Appeals, Bankruptcy, Civil Litigation, Commercial Litigation, Corporate Law, Courts, Employment Law, Legal Research, Legal Writing, Litigation, Mediation, Strategic Planning, Estate Planning

Education
New York Law School   1993 — 1997

University at Albany, SUNY   1986 — 1990
BA, Psychology/Business

Oceanside Senior High School   1982 — 1986

Stephen DeGray Stephen DeGray Tampa/St. Petersburg, Florida Area Details
Stephen DeGray's Smith Barney Inc. Experience January 1994 - May 1996
Job Accounting, Finance and Tax Professional
Industry Accounting
Experience
S.A.P.   January 2005 - Present
Sage Software  October 2006 - September 2007
CAE USA, Inc.   March 2003 - January 2005
Office Depot, Inc.   January 1999 - December 2002
Racal Datacom, Inc.   June 1996 - December 1998
Smith Barney, Inc.   January 1994 - May 1996
Sony Corporation of America  March 1990 - December 1993

Education
University of Phoenix   2002 — 2004
MBA, Business Management

Teikyo Post University   1986 — 1989
BS & AS, Accounting/Finance & Business Management

Daniel McNulty Daniel McNulty Greater New York City Area Details
Daniel McNulty's Smith Barney Inc. Experience January 1994 - June 1995
Job VP at BBH
Industry Financial Services
Experience
BROWN BROTHERS HARRIMAN & CO  January 2008 - Present
Mutual Fund Services   May 2006 - January 2008
Morgan Stanley  December 2003 - May 2006
Morgan Stanley  March 2001 - April 2006
Morgan Stanley  March 2001 - December 2003
UBS  June 1995 - March 2001
PaineWebber  June 1995 - March 2001
SMITH BARNEY INC  January 1994 - June 1995
PRUDENTIAL SECURITIES INC  July 1991 - January 1994

Skills
Risk Management, Mutual Funds, Hedge Funds, Financial Services, Trading, Alternative Investments, Securities, Fixed Income, Financial Risk, Asset Management, Bloomberg, Equities, Account Reconciliation, Settlement, Derivatives, Back Office, Corporate Actions, Series 7, Capital Markets, Investments, Options, Series 63, Financial Markets, Wealth Management, Asset Allocation, Trading Systems, Portfolio Management, Operational Risk, Global Custody, AML, FINRA, Relationship Management, Investment Banking, Series 24, Investment Advisory

Education
Fordham University   1987 — 1991
ba, economics

Fordham University   1987 — 1991
Bachelor of Arts, Economics

Saint Peter's University
MBA

Lisa Gugliada Lisa Gugliada Greater New York City Area Details
Lisa Gugliada's Smith Barney Inc. Experience October 1993 - May 1995
Job Deputy General Counsel at Lightower Fiber Networks
Industry Telecommunications
Experience
Lightower Fiber Networks  August 2013 - Present
Lightower Fiber Networks (formerly Sidera Networks)   September 2012 - August 2013
AboveNet Communications, Inc.   May 2000 - July 2012
Deutsche Bank  May 1999 - May 2000
Bankers Trust  May 1995 - May 1999
Smith Barney Inc.   October 1993 - May 1995

Skills
IP, Telecommunications, Internet Services, Contract Negotiation, Metro Ethernet, Cloud Computing, Strategic Partnerships, DWDM, Licensing, Litigation Management, Optical Fiber

Education
Boston College
Bachelor of Arts (BA), Mathematics and Computer Science

Fordham University School of Law
Doctor of Law (JD)

Brian Gillon Brian Gillon Miami/Fort Lauderdale Area Details
Brian Gillon's Smith Barney Inc. Experience May 1996 - December 1996
Job Founder and President at The Gillon Group
Industry Hospital & Health Care
Experience
The GillonGroup Healthcare Consulting   January 2010 - Present
Sheridan Healthcare, Inc.   December 2007 - November 2009
Sound Physicians  July 2003 - November 2007
MEDNAX  December 1996 - June 2003
Smith Barney, Inc.   May 1996 - December 1996
Dewey Ballantine LLP  September 1993 - May 1996

Skills
Revenue Cycle, Mergers & Acquisitions, Healthcare Information..., Hospitals, Mergers, Managed Care, Healthcare, Healthcare Management, Business Analysis, Process Improvement, Strategic Planning, Healthcare Consulting

Education
Rutgers, The State University of New Jersey-Newark   1991 — 1993
Doctor of Law (J.D.)

College of the Holy Cross   1984 — 1988
A.B., Economics

Christopher Aimone Christopher Aimone Terre Haute, Indiana Area Details
Christopher Aimone's Smith Barney Inc. Experience November 1995 - January 2005
Job Senior Director of Planned Giving at RoseHulman Institute of Technology
Industry Higher Education
Experience
Rose-Hulman Institute of Technology  July 2015 - Present
Rose-Hulman Institute of Technology  February 2012 - June 2015
Wilkinson, Goeller, Modesitt, Wilkinson & Drummy, LLP   October 2009 - February 2012
Costello, Cooney & Fearon, P.L.L.C.   May 2008 - August 2008
D.J. & J.A. Cirando, Esqs.   January 2007 - August 2007
Self Employed  January 2005 - December 2005
Smith Barney, Inc.   November 1995 - January 2005
Smith Barney, Inc.   October 2002 - January 2004

Skills
Financial Markets, Estate Planning, Wills, Trusts, Planned Giving, Asset Management, Fundraising, Non-profits, Community Outreach, Public Speaking, Volunteer Management, Nonprofits, Finance, Strategic Planning, Customer Service, Management, Leadership, Research

Education
Syracuse University College of Law   2006 — 2009
J.D.

Purdue University   1987 — 1991
B.S., Management with Finance Option

Jim Filiault Jim Filiault Greater New York City Area Details
Jim Filiault's Smith Barney Inc. Experience 1992 - 1998
Job Retired corporate executive, now entrepreneur and loving it
Industry Management Consulting
Experience
The Philosophy Group   November 2014 - Present
Fitness Together Cold Spring Hills   January 2014 - Present
Bridges for Business, Inc.   June 2013 - Present
JPMorgan Chase  2008 - 2013
Citigroup  1992 - 2008
Smith Barney, Inc.   1992 - 1998

Skills
Alternative Investments, Capital Markets, Portfolio Management, Banking, Fixed Income, Equities, Investment Banking, Financial Modeling, Financial Analysis, Management, Hedge Funds, Strategy, Finance, Financial Services, Non-profit Consulting, Small Business..., Risk Management, Investments, Asset Management, Securities, Bloomberg, Trading, Financial Markets, Derivatives

Education
Adelphi University   1980 — 1981
MBA, Finance

State University of New York at New Paltz   1972 — 1976
Bachelor of Science (BS), English Literature

Timothy Hartshorn Timothy Hartshorn United States Details
Timothy Hartshorn's Smith Barney Inc. Experience August 1991 - August 1994
Job Trader Fidelity Investments
Industry Financial Services
Experience
Loan Sales and Trading Association   2011 - Present
Fidelity Investments  2003 - Present
HSBC Securities  April 2002 - June 2003
Solomon Smith Barney, Citigroup   August 1996 - January 2002
Smith Barney Inc  August 1991 - August 1994

Education
Columbia University - Columbia Business School   1994 — 1996
MBA, Finance

Denison University   1987 — 1991

The Lawrenceville School   1984 — 1987

Gregg Mockenhaupt Gregg Mockenhaupt San Francisco Bay Area Details
Gregg Mockenhaupt's Smith Barney Inc. Experience 1994 - 1996
Job Financial Services
Industry Financial Services
Experience
Corporate Finance & Strategy Consulting   2012 - Present
Madison Williams and Company  December 2009 - November 2011
Sanders Morris Harris / SMH Capital   2004 - 2009
Crest Communications Holdings / Crest Advisors   1996 - 2004
Jareva Technologies   2000 - 2003
Interland Inc.  1999 - 2002
Smith Barney Inc.   1994 - 1996
The Argosy Group   1993 - 1994
Smith Barney Harris Upham  1991 - 1993

Skills
Mergers, Strategy, Finance, Private Equity, Valuation, Energy, Due Diligence, Mergers & Acquisitions, Investment Banking, Capital Markets, Management, Corporate Finance

Education
University of Pennsylvania - The Wharton School   1987 — 1991

K. James Pirouz K. James Pirouz Greater Atlanta Area Details
K. James Pirouz's Smith Barney Inc. Experience September 1992 - June 1996
Job Managing Director at SunTrust Robinson Humphrey
Industry Investment Banking
Experience
SunTrust Robinson Humphrey  March 2009 - Present
Banc of America Securities LLC  August 1998 - February 2009
Smith Barney Inc.   September 1992 - June 1996

Skills
Capital Markets, Investment Banking, Corporate Finance, Leveraged Finance, Mergers & Acquisitions, Finance, Financial Modeling

Education
Cornell University
Bachelor's Degree, Mechanical & Aerospace Engineering

University of North Carolina at Chapel Hill - Kenan-Flagler Business School   1996 — 1998
Master of Business Administration (M.B.A.)

Barbara Bowser Barbara Bowser Greater New York City Area Details
Barbara Bowser's Smith Barney Inc. Experience 1997 - 1997
Job Pension Administrator
Industry Financial Services
Experience
Hubbell, Inc  August 2002 - Present
Security Trust Company  January 2001 - August 2002
CIGNA Healthcare  June 1999 - August 2000
CIGNA Healthcare  September 1998 - June 1999
CIGNA Retirement and Investment Services (now Prudential   January 1997 - September 1998
Smith Barney, Inc  1997 - 1997

Education
Central Connecticut State University
Bachelor of Arts, Mathematics and Sociology

University of Hartford   1988 — 1991
Associate of Arts, Liberal Arts

Geoff Tickner Geoff Tickner San Francisco Bay Area Details
Geoff Tickner's Smith Barney Inc. Experience 1982 - 1998
Job Managing Member at Hybrid Capital
Industry Venture Capital & Private Equity
Experience
Hybrid Capital   2005 - Present
Pinnacle Ventures  2001 - 2004
Comdisco Ventures  1998 - 2001
Smith Barney Inc.   1982 - 1998

Skills
Start-ups, Venture Capital, Private Equity

Education
Stanford University Graduate School of Business   1984 — 1986
MBA

Princeton University   1978 — 1982
BA, Economics

Donald L. Rigoni Donald L. Rigoni Greater New York City Area Details
Donald L. Rigoni's Smith Barney Inc. Experience 1987 - 1997
Job Managing Partner at DLR Partners, LLC
Industry Investment Management
Experience
DLR Partners, LLC   2013 - Present
Auda   2006 - 2013
Newfield Partners   2005 - 2005
Inaltra Capital Management, Inc.   2003 - 2004
Credit Suisse Capital Management, LLC/ formerly DLJ Asset Management, Inc.   1998 - 2003
Smith Barney, Inc.   1987 - 1997
Nomura Securities International, Inc.   1982 - 1987
Other  1975 - 1982

Skills
Alternative Investments, Hedge Funds, Private Equity, Asset Management, Investments, Fixed Income, Equities, Derivatives, Fund Of Funds, Capital Markets, Portfolio Management, Mutual Funds

Education
New York University, Graduate School of Business Administration
Master of Business Administration (MBA)

Stanford University
BA, History

James McLain James McLain Greater New York City Area Details
James McLain's Smith Barney Inc. Experience 1994 - 1996
Job Managing Director at Coker Capital Advisors
Industry Investment Banking
Experience
Coker Capital Advisors  January 2015 - Present
Brown Brothers Harriman  2009 - October 2014
Jefferies & Company  April 2004 - April 2008
Credit Suisse First Boston  August 1998 - March 2001
Smith Barney Inc.   1994 - 1996

Skills
Equities, Investment Banking, Private Equity, Valuation, Financial Modeling, Chartered Financial..., Capital Markets, Bloomberg

Education
The University of Chicago Booth School of Business   1996 — 1998
MBA, Finance, Accounting

Williams College   1989 — 1993
Bachelor of Arts (B.A.), Philosophy

Phillips Academy

Andrew Feldman Andrew Feldman Greater New York City Area Details
Andrew Feldman's Smith Barney Inc. Experience 1993 - 1996
Job Chief Legal Officer at BroadRiver Asset Management, L.P.
Industry Financial Services
Experience
BroadRiver Asset Management, L.P.   November 2014 - Present
Crossbow Capital Management   July 2013 - November 2014
Chichester Capital Management LP   July 2009 - June 2013
Proxima Alfa Investments (USA) LLC (formerly VegaPlus Capital Partners (USA) LLC)   June 2005 - July 2009
Citigroup Alternative Investments  1996 - 2005
Smith Barney Inc.   1993 - 1996
Salomon Brothers  1992 - 1993
Paul Weiss  1989 - 1991
US-Japan Fulbright Commission   1988 - 1989
U.S.. Securities and Exchange Commission   1986 - 1988

Education
University of North Carolina School of Law   1980 — 1983
JD

Cornell University   1976 — 1980
BA

American School in Japan   1974 — 1976

Jack Mergner Jack Mergner Greensboro/Winston-Salem, North Carolina Area Details
Jack Mergner's Smith Barney Inc. Experience March 2000 - December 2004
Job ManagementLevel Executive, Entrepreneur and Consultant
Industry Financial Services
Experience
RESOURCE COMPANIES, INC.   2004 - Present
MANAGEMENT ENTERPRISES, INC.   June 1992 - Present
UBS FINANCIAL SERVICES, INC.   April 2000 - December 2004
SMITH BARNEY, INC.   March 2000 - December 2004
WHEAT FIRST BUTCHER SINGER, INC.   February 1992 - March 1995
DOMINICK & DOMINICK, INC.   June 1985 - February 1992
RIVIERE SECURITIES CORPORATION   May 1980 - June 1985

Education
University of Maryland College Park   1981 — 1982
N/A, Post graduate studies (1981/2)

The Catholic University of America   1976 — 1981
B.S., Accounting

Todd McElduff Todd McElduff Greater New York City Area Details
Todd McElduff's Smith Barney Inc. Experience August 2000 - October 2005
Job Executive Director at Morgan Stanley Head of Wealth Management AML Investigations
Industry Financial Services
Experience
Morgan Stanley  August 2007 - Present
New York Stock Exchange Regulation, Inc.   October 2005 - May 2007
Smith Barney, Inc  August 2000 - October 2005
Spear Leeds & Kellogg Specialist, LLC   May 1999 - August 2000

Skills
Series 7 General..., Series 3 ..., Series 63 Uniform...

Education
Pace University School of Law   2009 — 2013
Juris Doctor Program, Law

University of North Carolina at Chapel Hill   1996 — 1999
B.A., Political Science and Government

Andre Haynes Andre Haynes Greater New York City Area Details
Andre Haynes's Smith Barney Inc. Experience May 2006 - October 2008
Job Associate Attorney at Fein, Such, Kahn & Shepard, PC
Industry Law Practice
Experience
Fein, Such, Kahn & Shepard, PC   April 2013 - Present
Smith, Buss & Jacobs, LLP   January 2010 - April 2013
Wilson Elser  October 2008 - December 2009
Smith Barney, Inc  May 2006 - October 2008
New York City Law Department  May 2000 - May 2006

Skills
Legal Research, Litigation, Legal Writing, Mediation, Trials, Hearings, Depositions, Insurance, Legal Issues, Pleadings, Legal Compliance, Claim, Securities

Education
Fordham University School of Law   2004 — 2008
J.D., Law

Saint John's University   1996 — 1998
B.S., Law

New York City Technical College - CUNY   1993 — 1996
A.A.S., Paralegal Studies

Kevin Lange Kevin Lange Greater New York City Area Details
Kevin Lange's Smith Barney Inc. Experience December 1991 - May 1997
Job Head of Research & Analysis, Funds US
Industry Capital Markets
Experience
Australia and New Zealand Banking Group  December 2009 - Present
Barclays Capital  September 2006 - December 2009
Bank of America  April 2000 - September 2006
UBS AG  May 1997 - March 2000
Smith Barney Inc.   December 1991 - May 1997
Security Pacific National Trust Co.   January 1984 - December 1991

Skills
Hedge Funds, Capital Markets, Credit Risk, Mortgage Banking, Derivatives, Counterparty Risk

Education
Pace University - Lubin School of Business   1986 — 1989
MBA, Finance

Siena College   1979 — 1981
BS, Marketing/Management

Kathryn Schiazzano Kathryn Schiazzano Orange County, California Area Details
Kathryn Schiazzano's Smith Barney Inc. Experience February 1995 - January 1996
Job Manager Sales Adminstration at ICU Medical, Inc.
Industry Medical Devices
Experience
ICU Medical  April 2007 - Present
ICU Medical  August 2004 - April 2007
Honeywell, Inc.   January 2002 - September 2003
Mattel, Inc.   January 1996 - February 2001
Smith Barney, Inc.   February 1995 - January 1996
Great Western Finanical Securities   February 1994 - February 1995

Skills
Capital Equipment, Product Launch, Cross-functional Team..., Medical Devices, Sales Operations, Sales Analysis, Database Administration, Pricing Analysis, Financial Reporting

Education
California State University-San Bernardino - College of Business and Public Administration
B.A., Finance

Riverside Community College
A.S., Mathematics

Richard Landsman Richard Landsman Greater New York City Area Details
Richard Landsman's Smith Barney Inc. Experience January 1984 - December 1995
Job President at Nottinghill Capital Management Inc.
Industry Financial Services
Experience
Nottinghill Capital Management Inc.   January 1996 - Present
St. Johns University Graduate School of Business   January 2000 - June 2006
Columbia University Graduate School of Business  January 1995 - June 2004
Smith Barney Inc.   January 1984 - December 1995
Joint Coalition of Community Services   1975 - 1984
COPAY Inc.   1973 - 1984

Skills
Microsoft Excel, Investment Advisory, Investments, Strategic Planning, Management, Mergers & Acquisitions, Leadership, Team Building, Public Speaking, Entrepreneurship, Finance, Marketing Strategy, Customer Service

Education
Pace University - Lubin School of Business   1983 — 1984
MBA, Finance

City University of New York-Hunter College   1977 — 1979
MSW, Clinical/Medical Social Work

Queens College   1975 — 1977
MS, Psychology

John Malone John Malone Greater New York City Area Details
John Malone's Smith Barney Inc. Experience July 1993 - May 1996
Job Director at Deutsche Bank
Industry Financial Services
Experience
Deutsche Bank  June 2007 - Present
Silver Point Capital  September 2005 - May 2007
GE Capital  September 2003 - April 2005
GE Capital  August 2000 - August 2003
MapleWood Partners LP   May 1999 - August 1999
Salomon Smith Barney  January 1998 - May 1998
Compañías Cervecerías Unidas S.A.   August 1996 - December 1997
Smith Barney Inc.   July 1993 - May 1996

Education
Columbia University - Columbia Business School   1999 — 2000
MBA, Finance

Binghamton University - School of Management   1989 — 1993
BS, Management

Timothy Ballard Timothy Ballard Memphis, Tennessee Details
Timothy Ballard's Smith Barney Inc. Experience January 2001 - January 2012
Job Financial Advisor at FTB Advisors inc.
Industry Financial Services
Experience
FTB Advisors inc.  June 2013 - Present
Morgan Stanley  September 2012 - June 2013
Morgan Stanley Smith Barney  September 2009 - September 2012
Smith Barney Inc.   January 2001 - January 2012

Skills
Series 7, Wealth Management, Series 63, FINRA, Series 65, Mutual Funds, Securities, Asset Allocation, Alternative Investments, Retirement Planning, Investment Advisory, Financial Advisory, ETFs, Asset Management, Uniform Combined State...

Education
University of Oklahoma   1976 — 1984
Bachelor of Science/Juris Doctor, Political Science/Law

Dennis Farrell Dennis Farrell Greater New York City Area Details
Dennis Farrell's Smith Barney Inc. Experience 1987 - 1995
Job Independent Financial Services Professional
Industry Financial Services
Experience
BrokerTec USA, LLC   2001 - 2003
HSBC Bank USA Inc.   2000 - 2001
Bank of Montreal/Nesbitt Burns Securities   1999 - 2001
Delta Clearing Corporation   1996 - 1998
Smith Barney Inc.   1987 - 1995
Merrill Lynch  1979 - 1987

Skills
Capital Markets, Fixed Income, Derivatives, Market Risk, Hedge Funds, Investment Banking, FX Options, Equities, Credit Risk, Financial Markets, Portfolio Management, Equity Derivatives, Options, Securities, Structured Finance, Structured Products, Risk Management, Credit, Bonds, Credit Derivatives, Asset Management, Bloomberg, Alternative Investments, Financial Risk, Trading Systems, Swaps

Education
Saint Peter's University
BA, Economics/Mathematics

Jeffrey Schimm Jeffrey Schimm Greater Milwaukee Area Details
Jeffrey Schimm's Smith Barney Inc. Experience March 1994 - August 1998
Job Financial Analyst/Consultant at Private
Industry Financial Services
Experience
Private  Senior Product Finance Analyst - Fixed AnnuitiesGenworth FinancialJanuary 2005 - July 2007
Self Employed  January 2003 - January 2005
Anderson & Strudwick, Inc.   January 2001 - December 2002
Branch Cabell & Co., Inc.   September 1998 - December 2000
Smith Barney, Inc.   March 1994 - August 1998

Skills
Investments, Fixed Income, Equities, Capital Markets, Finance, Corporate Finance, Trading, Business Development, Analysis, Market Analysis, Accounting, Sales, Financial Planning, Financial Modeling, Financial Analysis, Valuation, Portfolio Management, Fixed Annuities, Financial Services, Banking, Risk Management, Mutual Funds

Education
Northwestern University - Kellogg School of Management   1980 — 1981
MBA, Finance and Accounting

University of Virginia   1973 — 1977
BS, Commerce - Finance

Rosa Armendariz Rosa Armendariz Greater New York City Area Details
Rosa Armendariz's Smith Barney Inc. Experience October 1991 - December 1997
Job Manager, Grants and Special Funds at New York Public Library
Industry Nonprofit Organization Management
Experience
New York Public Library  November 2010 - Present
International Insitute of Education   June 2008 - October 2010
Monmouth University  November 2004 - August 2007
VNA Of Central Jersey  December 1997 - October 2004
Smith Barney, Inc.   October 1991 - December 1997

Education
Monmouth University   2004 — 2007
MBA, Finance

Georgian Court College   1992 — 1995
Bachelor's Degree, Accounting

New Mexico State University   1979 — 1981
Associate's Degree, Accounting

Don Stroube Don Stroube Charlotte, North Carolina Area Details
Don Stroube's Smith Barney Inc. Experience 1994 - 1996
Job Investment Product Manager at Wells Fargo
Industry Financial Services
Experience
Wells Fargo  2008 - Present
New York Life Retirement Plan Services  2004 - 2008
Columbia Management Group  1998 - 2004
First Citizens Investor Services  1996 - 1998
Smith Barney, Inc.   1994 - 1996
National Westminster Bank  1992 - 1994
National Westminster Bank  1989 - 1992
Sumitomo Bank of California  1986 - 1989

Skills
Retirement Planning, Mutual Funds, Investments, Management, Retirement, Banking, Financial Advisory, Leadership, Risk Management, Securities, Series 6, Asset Allocation, Series 63, Portfolio Management, Bonds, Series 7, Credit, Valuation, Finance, Asset Management, Corporate Finance, Due Diligence, Wealth Management, 401k

Education
University of California, Santa Barbara   1980 — 1985
BA, Business Economics

Trinity College Dublin   1984 — 1984
Economics

Charlie Mather Charlie Mather Greater New York City Area Details
Charlie Mather's Smith Barney Inc. Experience 1993 - 1997
Job Managing Director, Head of Equity Capital Markets
Industry Financial Services
Experience
BTIG  2015 - Present
Finance Company of Pennsylvania   2015 - Present
TONIX Pharmaceuticals  2011 - Present
Mather & Company   2008 - Present
Janney Montgomery Scott  2009 - 2015
Jefferies & Company  2007 - 2009
Cowen and Company  1997 - 2007
Smith Barney, Inc.   1993 - 1997
Prudential Capital Group  1986 - 1993

Skills
Investment Banking, Private Placements, Valuation, IPO, Private Equity, Alternative Investments, Capital Markets, Venture Capital, Mergers & Acquisitions, Investor Relations, Corporate Development, Financial Modeling, Emerging Markets, Financial Structuring, Equities, Corporate Finance, Equity Research, Securities, Leveraged Finance, Fixed Income, Board of Directors, Investment Management, M&A experience, Series 7, Series 24, CFA, MBA

Education
Brown University
AB

University of Pennsylvania - The Wharton School
MBA, Finance

Christopher L. Hudson, CIMA Christopher L. Hudson, CIMA Fairfax, Virginia Details
Christopher L. Hudson, CIMA's Smith Barney Inc. Experience April 1995 - November 1997
Job Financial Planning & Investment Management Professional
Industry Investment Management
Experience
Christopher L. Hudson Consulting, LLC   August 2014 - Present
Morgan Stanley  March 2013 - July 2014
Merrill Lynch  March 2006 - March 2013
Wells Fargo Advisors  October 1997 - March 2006
Smith Barney, Inc.   April 1995 - November 1997
PNC  May 1994 - April 1995

Skills
Retirement Planning, Investment Strategies, Portfolio Management, Asset Allocation, Investments, Strategic Financial..., Pensions, Series 7, Concentrated Stock..., Employee Stock Options, Qualified Retirement..., Equities, Financial Planning, Retirement, Rule 144 Restricted..., Cash Flow Forecasting, Hedge Funds, Options, 401k Rollovers, Fixed Income, Alternative Investments, Structured Products, Series 63

Education
Wharton School of Business; University of Pennsylvania   2007 — 2008
Certified Investment Management Analyst Program

University of Pennsylvania - The Wharton School

Melanie (Mial) Salzer Melanie (Mial) Salzer Kansas, Oklahoma Details
Melanie (Mial) Salzer's Smith Barney Inc. Experience March 2002 - August 2003
Job Financial Services Compliance professional looking for the next great opportunity
Industry Financial Services
Experience
BOSC, Inc  February 2014 - July 2015
Cantella & Co, Inc.   September 2011 - September 2013
ING Financial Partners  January 2011 - August 2011
ING Financial Advisers  November 2004 - December 2010
Employee Relations Associates  August 2004 - October 2004
THE MASS MUTUAL FINANCIAL GROUP   September 2003 - June 2004
SMITH BARNEY, INC  March 2002 - August 2003
H.C. WAINWRIGHT & CO., INC   March 2001 - March 2002

Skills
Securities, Series 7, Investments, Bonds, Portfolio Management, Training, Trading, Bloomberg, Insurance, Alternative Investments, Retirement Planning, Accounting, Management, Fixed Annuities, Accounts Payable, Asset Management, Financial Advisory, Equities, Fixed Income, Retirement, Series 24, Mutual Funds, Sales, Wealth Management, Series 6, Financial Services, FINRA, Series 63

Education
BROWARD COMMUNITY COLLEGE
AA, Elementary Education

University of Florida   1987 — 1990

William Jacobs William Jacobs Greater New York City Area Details
William Jacobs's Smith Barney Inc. Experience May 1992 - June 1995
Job Investment Platform Product Development
Industry Financial Services
Experience
Morgan Stanley  July 2013 - Present
Two Four   May 2010 - July 2013
Edward Jones  September 2009 - March 2010
B of A - Merrill Lynch (Broadcort Division)   September 2007 - March 2009
Pershing LLC  June 1995 - September 2007
Smith Barney, Inc.   May 1992 - June 1995
Shearson Lehman Brothers  1985 - 1992

Skills
Series 7, Series 63, Mutual Funds, Equities, Investments, Alternative Investments, Fixed Income, Securities, Financial Services

Education
Montclair State University   1971 — 1975
Bachelor of Arts, English

Mardette Maliszewski Mardette Maliszewski Greater Philadelphia Area Details
Mardette Maliszewski's Smith Barney Inc. Experience April 1987 - July 2007
Job Manager, Enterprise Supplier Management at Capital One
Industry Financial Services
Experience
Capital One  March 2014 - Present
Morgan Stanley Wealth Management  March 2010 - March 2014
UBS Financial Services  July 2007 - November 2009
UBS Financial Services  January 2008 - July 2009
UBS  2007 - 2009
Smith Barney Inc  April 1987 - July 2007
Merrill Lynch Inc  June 1985 - April 1987

Skills
Investments, Equities, Operations Management, Mutual Funds, Investment Advisory, Operations, Wealth Management, Asset Managment, Portfolio Management, Strategic Financial..., Securities, Series 7, Risk Management, Financial Services, Management, Series 63, Series 8

Education
Elizabethtown College   1981 — 1985
B.A., Political Science

Springfield High School   1979 — 1981
High School Diploma, College Prep

Sanjay Patankar Sanjay Patankar Greater New York City Area Details
Sanjay Patankar's Smith Barney Inc. Experience June 1990 - May 1992
Job Examination Manager at FINRA
Industry Financial Services
Experience
FINRA  August 2009 - Present
Fidelity Investments  June 1992 - June 2009
Fidelity Investments  July 2000 - May 2004
Fidelity Investments  January 1997 - July 2000
Fidelity Investments  June 1992 - December 1996
Smith Barney, Inc  June 1990 - May 1992

Skills
Securities, Internal Controls, Auditing, Capital Markets, Portfolio Management, Financial Services, Analysis, Trading, Account Reconciliation, Management, Internal Audit, Mutual Funds, Equities, Series 7, Fixed Income

Education
Rutgers, The State University of New Jersey-Newark   1998 — 2004
MBA

New York Institute of Technology   1985 — 1989
BS

Bangalore University   1975 — 1978
B.Sc.

Bangalore University   1975 — 1978

St. Joseph's College of Arts and Science, Bangalore University   1975 — 1978
BS

st joseph's college   1975 — 1978
B.Sc.

John JC McKenzie John JC McKenzie Greater Chicago Area Details
John JC McKenzie's Smith Barney Inc. Experience 1988 - 1995
Job Experienced Investment Banker
Industry Investment Banking
Experience
GE Capital Corporation  1996 - 2000
Smith Barney, Inc.   1988 - 1995
Salomon Brothers Inc  1978 - 1987
Goldman, Sachs & Co.   1975 - 1977

Education
The Tuck School of Business at Dartmouth   1973 — 1975
MBA, Finance & Accounting

Dartmouth College   1968 — 1972
B.A., Economics, w/high distinction

Kerry Petersen Kerry Petersen Alpharetta, Georgia Details
Kerry Petersen's Smith Barney Inc. Experience January 1998 - January 2001
Job Automomotive Dealers Finance
Industry Financial Services
Experience
Automotive Dealers Finance   November 2009 - Present
Strategic Home Capital   February 2010 - August 2010
Strategic Home Capital   January 2009 - August 2010
FranklinCovey, Inc   January 2007 - January 2008
Smith Barney Inc  January 1998 - January 2001
Smith Barney  January 1993 - January 1998
Evergreen Hospital Medical Center  January 1992 - January 1993
The Southland Corporation  January 1990 - January 1992
Washington State University  January 1987 - January 1990

Skills
Financial Analysis, Credit, Microsoft Excel, Finance, Loans, Investments, Accounting, Customer Service, Microsoft Office, Strategic Financial..., Microsoft Word, PowerPoint, Risk Management, Financial Reporting, Outlook, Budgets, Insurance, Portfolio Management

Education
Washington State University

Brigham Young University

Washington State University
Business Administration, Human Resource Management

Richard Marquit Richard Marquit Greater New York City Area Details
Richard Marquit's Smith Barney Inc. Experience March 1994 - April 1996
Job Product Manager, Bloomberg Economics at Bloomberg
Industry Financial Services
Experience
Bloomberg LP  February 2015 - Present
Bloomberg  January 2009 - Present
Spectra Capital LLC   August 1998 - December 2008
Donaldson, Lufkin & Jenrette, Inc.   August 1997 - December 1997
ING Barings (US) Capital Markets, Inc.   April 1996 - June 1997
Smith Barney, Inc.   March 1994 - April 1996
Kidder, Peabody & Co., Inc.   September 1987 - June 1989
Drexel Burnham Lambert, Inc.   January 1980 - September 1987

Skills
Trading, Bloomberg, Economics, FX trading, Foreign Exchange, Management, Financial Markets, Fixed Income, Electronic Trading, Derivatives, Trading Systems, Equities, Market Data, FX Options, Capital Markets, Hedge Funds, Portfolio Management, Product Management, Options

Education
Pace University - Lubin School of Business
International Business

The George Washington University
Economics

Richard Swomley Richard Swomley Greater Denver Area Details
Richard Swomley's Smith Barney Inc. Experience September 1981 - March 1995
Job Broker Residential Real Estate, Luxury At All Price Points
Industry Real Estate
Experience
Liv Sotheby's International Realty  April 2013 - Present
Capital International Management LLC   1995 - 2013
Smith Barney, Inc.   September 1981 - March 1995

Skills
Real Estate Sales, Real Estate Finance, Residential Homes..., Real Estate Valuation, Real Estate Negotiating, Real Estate Investment..., Investment Banking, Investments, Entrepreneurship, Banking, Corporate Finance, Corporate Development, Mergers & Acquisitions, Due Diligence, Venture Capital, Alternative Investments, Private Equity, Financial Analysis, Restructuring

Education
Connecticut College
Political Philosophy, Post Graduate

The London School of Economics and Political Science (LSE)
Economic Relations, Post Graduate

US Coast Guard Academy
Bachelor's Degree, Engineering, Undergraduate

Hao Cao Hao Cao Greater Boston Area Details
Hao Cao's Smith Barney Inc. Experience June 2007 - August 2007
Job Fund Accountant at SS&C Technologies
Industry Financial Services
Experience
SS&C Technologies  March 2015 - Present
State Street Corp  March 2010 - February 2015
Citizens Bank  December 2009 - March 2010
Smith Barney Inc  June 2007 - August 2007

Skills
Financial Analysis, Accounting, Financial Services, Finance, Valuation, Equities, Financial Reporting, Fixed Income, Private Equity, Financial Statements, Bloomberg, Portfolio Management, Mutual Funds

Education
Suffolk University   2004 — 2009
BSBA, Finance and Economics

Suffolk University   2004 — 2009
Bachelor of Science (BS), Accounting and Finance

Julie DiVencenzo,LMSW Julie DiVencenzo,LMSW Buffalo/Niagara, New York Area Details
Julie DiVencenzo,LMSW's Smith Barney Inc. Experience May 1986 - June 1988
Job Medical Social Worker at Hospice Buffalo
Industry Mental Health Care
Experience
Hospice Buffalo  January 2014 - Present
Laping, Surdej Associates LLC   November 2011 - January 2014
Capital District Psychiatric Center  June 2011 - August 2011
WSWHE Boces  September 2009 - June 2010
Millard Fillmore Hospital  January 1995 - January 1998
Child & Family Services Employee Assistance Program   October 1990 - January 1994
NYC Office of Municipal Labor Relations Employee Assistance Program   September 1989 - June 1990
Jewish Home and Hospital/Jewish Guild for the Blind   September 1988 - June 1989
Smith Barney, Inc.   May 1986 - June 1988

Education
The Sage Colleges-Sage Graduate School   2010 — 2011
Certificate, Gerontology

Columbia University in the City of New York   1988 — 1990
MS, Social Work

Ithaca College   1978 — 1982
BA, Psychology

Williamsville East and Williamsville North

Kathy Lehmann Kathy Lehmann Pocatello, Idaho Area Details
Kathy Lehmann's Smith Barney Inc. Experience June 1996 - May 1997
Job Deputy Treasurer at City of St Anthony
Industry Executive Office
Experience
City of StAnthony   May 2012 - Present
5 County Detention/Probation Center   March 2011 - May 2012
Prudential Financial  April 2007 - April 2010
Image Associates  January 2000 - April 2007
CDI Corporation  January 1999 - December 1999
Devonshire/DeSoto Shell   August 1998 - January 1999
Prudential Insurance Company of America  June 1997 - July 1998
Smith Barney, Inc  June 1996 - May 1997
Environment Associates   August 1995 - November 1995
Comp-Tech, Inc   June 1994 - August 1995

Skills
Customer Service, Team Building, Accounts Payable, Account Reconciliation, Training, Spreadsheets, Management, Invoicing, Negotiation, Product Development, Sales, Accounting, Time Management, Process Improvement, Finance, Access, Account Management, Accounts Receivable, Contract Negotiation, Customer Satisfaction, Databases, Insurance, Manufacturing, Microsoft Excel, Microsoft Office, Operations Management, Policy, Public Speaking, Purchasing, Sales Management, Team Leadership, Troubleshooting

Education
Pierce College   1979 — 1981
General Ed/Business

New Horizons CLC
N/A, Computer Systems Networking and Telecommunications

Karl Schmidtke, CFA Karl Schmidtke, CFA Greater Milwaukee Area Details
Karl Schmidtke, CFA's Smith Barney Inc. Experience January 1995 - October 1998
Job Senior Vice President Investments at Northland Securities
Industry Financial Services
Experience
Northland Securities  September 2007 - Present
Cleary Gull Inc.  October 1998 - September 2007
Smith Barney Inc.   January 1995 - October 1998

Education
Baylor University   1990 — 1991
MBA, Finance

Baylor University   1986 — 1990
BBA, Economics and Finance

New Berlin Eisenhower   1982 — 1986

Sharon D'Angelo Sharon D'Angelo Philadelphia, Pennsylvania Details
Sharon D'Angelo's Smith Barney Inc. Experience April 2002 - October 2003
Job Office Manager at Re:Vision Architecture
Industry Management Consulting
Experience
Re:Vision Architecture  April 2013 - Present
Sharyn' Giggles   November 2012 - Present
Faurot Construction  February 2012 - November 2012
NDP GROUP, LLC   January 2010 - February 2012
TRH Interior Design   October 2003 - January 2010
SMITH BARNEY, INC  April 2002 - October 2003
SMITH BARNEY, INC  July 1999 - March 2002
JANNEY MONTGOMERY SCOTT, INC   April 1996 - July 1999

Skills
Microsoft Office, Financial Reporting, Accounting, Forecasting, Payroll, Budgets, Auditing, Cash Management, Analysis, Invoicing, Bookkeeping, Finance, Management, Tax, Cash Flow Forecasting, Microsoft Excel, Public Speaking, Customer Service, Corporate Finance, Social Media, Event Planning, Insurance, Market Research, Bank Reconciliation

Education
Community College of Philadelphia   1993 — 1995
Associate Degree, General Studies

CENTRAL HIGH SCHOOL   1989 — 1993
Diploma

Al Bushrui Al Bushrui Greater New York City Area Details
Al Bushrui's Smith Barney Inc. Experience November 1993 - June 1996
Job Mortgage Analyst at Cantor Fitzgerald
Industry Financial Services
Experience
Self -Employed  July 2012 - Present
Cantor Fitzgerald  October 2009 - July 2012
Lehman Brothers Holdings, Inc  July 1996 - September 2008
Smith Barney Inc  November 1993 - June 1996
Mabon Securities Corp  November 1986 - November 1993

Skills
Trading, Bonds, Fixed Income, Swaps, Securities, MBS, Financial Services, Analysis, Settlement, Back Office, Options, Financial Risk, Bloomberg, Prime Brokerage, Equities

Education
NJCU
Bachelor of Arts Degree, Communications

New Jersey City University

Mario Abularach Mario Abularach Greater Boston Area Details
Mario Abularach's Smith Barney Inc. Experience 1994 - 1996
Job Partner at Wellington Management Company, LLP
Industry Financial Services
Experience
Wellington Management Company LLP  2001 - Present
GTCR Golder Rauner  1997 - 1999
Alex. Brown & Sons, Inc.   1996 - 1997
Smith Barney Inc.   1994 - 1996

Education
Harvard Business School   1999 — 2001
MBA

Yale University   1990 — 1994
BS, Mechanical Engineering

Manuel H Garay Manuel H Garay Greater New York City Area Details
Manuel H Garay's Smith Barney Inc. Experience 1993 - 1995
Job President at Dorset Trade & Finance LLC
Industry International Trade and Development
Experience
Dorset Trade & Finance LLC   January 2014 - Present
Global Horizons LLC   July 2000 - Present
Cerion Energy Inc   July 2011 - December 2013
Global Commodities Trade and Finance LLC   2006 - 2010
Global Commodities Trade and Finance LLC   2006 - 2010
Global Commodities Trade and Finance LLC   2006 - 2010
Smith Barney Inc  1993 - 1995
Trinity Commodities Corporation   1976 - 1990
Pensa Trade, S.A.   1986 - 1989
Richco Ltd.   1980 - 1983

Skills
Trading, Energy, Commodity, Venture Capital, Commodity Markets, Private Equity, Leadership, Strategic Partnerships, Entrepreneurship, Start-ups, Mergers & Acquisitions, Product Development, Joint Ventures, Strategy, Emerging Markets, Contract Negotiation, Corporate Development

Education
Universidad de Buenos Aires   1966 — 1973
Law, International Law

Greg Kalb Greg Kalb Austin, Texas Area Details
Greg Kalb's Smith Barney Inc. Experience January 2001 - January 2004
Job Vice President Investment Specialist at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan   April 2012 - Present
Morgan Stanley Smith Barney, LLC  June 2010 - April 2012
WaterStreet Investment Consultants, LLC   September 2004 - June 2010
Eklektikos Capital Management, LLC   September 2005 - May 2010
Smith Barney, Inc  January 2001 - January 2004

Skills
Investments, Alternative Investments, Structured Investments, Tactical Asset..., Dynamic Asset Allocation

Education
The University of Texas at Austin   1997 — 2001
Bachelor of Business Administration (B.B.A.), Finance, General

Isaak Inoyatov Isaak Inoyatov Fresh Meadows, New York Details
Isaak Inoyatov's Smith Barney Inc. Experience January 2002 - June 2005
Job Senior Operations Analyst at Oak Hill Advisors, L.P.
Industry Investment Management
Experience
Oak Hill Advisors  January 2007 - Present
HSBC Bank  May 2006 - December 2006
HSBC Alternative Fund Services  June 2005 - April 2006
Smith Barney, Inc  January 2002 - June 2005

Skills
Hedge Funds, Bloomberg, Alternative Investments, Financial Reporting, Investment Banking, Investments, Funding, Bloomberg Terminal, Bonds, Credit, Financial Modeling, Equities, Account Reconciliation, Access, Valuation, Portfolio Management, Trading, Securities, Finance, Mutual Funds, Options

Education
St. John's University, The Peter J. Tobin College of Business   1998 — 2002
B.S., Finance

Joseph J. Baxter Joseph J. Baxter Charlotte, North Carolina Details
Joseph J. Baxter's Smith Barney Inc. Experience 1990 - 1991
Job Alternative Investments Consultant Desk Manager at Global Alternative Investment Services, Inc. at Wells Fargo
Industry Financial Services
Experience
Global Alternative Investment Services, Inc   January 2004 - Present
Wachovia - Wealth Management  2001 - December 2003
Interstate / Johnson Lane, Inc.   1998 - 2001
Interstate / Johnson Lane, Inc.   1993 - 1998
Interstate / Johnson Lane, Inc.   1991 - 1998
Smith Barney, Inc.   1990 - 1991
Smith Barney, Inc.   1981 - 1991
Merrill Lynch  1977 - 1981
Merrill Lynch  1973 - 1977
U. S Army  1968 - 1971

Skills
Portfolio Management, Sales Leadership..., Sales Training

Education
University of South Carolina-Columbia   1971 — 1973
Master of Arts (M.A.), International Studies

Belmont Abbey College   1964 — 1968
BA, Political Science

John Willoughby, CFA John Willoughby, CFA Tampa, Florida Details
John Willoughby, CFA's Smith Barney Inc. Experience October 1994 - July 1996
Job SVP, Investment Strategist at SunTrust Bank
Industry Investment Management
Experience
SunTrust Bank  October 2010 - Present
Key Private Bank  June 2009 - October 2010
U.S. Trust/Bank of America   September 2003 - March 2009
EPW Investment Management   July 1996 - June 2003
Smith Barney, Inc.   October 1994 - July 1996

Skills
Portfolio Management, Asset Allocation, Investments, Wealth Management, Wealth Management..., Investment Strategies, Chartered Financial..., Investment Management, Asset Managment, Alternative Investments, Equities, Fixed Income, Investment Advisory, Hedge Funds, Financial Planning, High Net Worth..., Financial Services, Retirement Planning, Family Office

Education
Auburn University   1985 — 1989
Bachelor of Science (BS), Finance, General

Michael Alexander Michael Alexander Jersey City, New Jersey Details
Michael Alexander's Smith Barney Inc. Experience March 1992 - May 1994
Job President at Broadridge Business Process Outsourcing, LLC
Industry Financial Services
Experience
Broadridge Business Process Outsourcing, LLC  March 2006 - Present
Charles Schwab & Co.,Inc   June 1996 - December 2005
Pershing Division of Donaldson, Lufkin & Jenrette   May 1994 - June 1996
Smith Barney, Inc  March 1992 - May 1994
Shearson Lehman Brothers, Inc.   May 1987 - March 1992
Merrill Lynch Pierce Fenner and Smith, Inc.   July 1983 - April 1987

Skills
Risk Management, Strategic Planning, Change Management, Business Strategy, Process Improvement, Executive Management, Global Operations, Business Development, Financial Services, Business Process..., Organizational..., Thought Leadership

Education
Hofstra University   1981 — 1983
Bachelor of Business Administration (BBA), Banking, Finance and Investments

Michigan State University   1978 — 1981
Accounting

Jamille Lee Jamille Lee United States Details
Jamille Lee's Smith Barney Inc. Experience June 1995 - September 1997
Job Certified Registered Nurse Anesthetist at Kaiser Permanente
Industry
Experience
Kaiser Permanente  December 2011 - Present
Kaiser Permanente  June 2006 - December 2009
Zoho Corporation  1999 - 2001
Danka Office Imaging  1998 - 1999
Smith Barney Inc.   June 1995 - September 1997

Skills
Finance, Healthcare, Hospitals, Sales, Start-ups, Leadership, ACLS, Critical Care, Marketing, Surgery, EMR, Healthcare Management, Nursing, Customer Service, Budgets, BLS

Education
Samuel Merritt University   2009 — 2011
Masters, Anesthesiology, Nurse Anesthetist, Awarded Most Outstanding Student

California State University-Sacramento   2004 — 2006
Bachelors of Science, Nursing, Registered Nursing/Registered Nurse

Stanford University   1991 — 1995
Bachelor of Arts (B.A.), International Relations

Gina Terilli Gina Terilli Newton, New Jersey Details
Gina Terilli's Smith Barney Inc. Experience November 1993 - August 2002
Job Executive Administrative Assistant
Industry Banking
Experience
Citi  July 2008 - June 2014
Sandelman Partners  December 2006 - June 2008
Bank of America  August 2002 - December 2006
Smith Barney, Inc.   November 1993 - August 2002

Skills
Microsoft Excel, Microsoft Office, Microsoft Word, PowerPoint, Customer Service, Outlook, Public Speaking, Strategic Planning, English, Windows, Research, Teaching, Photoshop, HTML, Budgets, Negotiation, Editing, C++, C, Java

Education
Pace University   1992 — 1994

Pace University-New York

Carol Festa Carol Festa Mattituck, New York Details
Carol Festa's Smith Barney Inc. Experience 1993 - 1997
Job Owner
Industry Farming
Experience
Self-employed  2011 - Present
Citigroup Asset Management  2000 - 2006
Smith Barney Asset Management  1997 - 2000
Smith Barney Inc.   1993 - 1997
Federal Reserve Bank of New York  1990 - 1993

Education
Hofstra University
BBA, International Business