Fleet Securities
Fleet Securities List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Fleet Securities. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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58 Fleet Securities employees in database. Find out everything there's to know about Fleet Securities employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Fleet Securities Employees
E*TRADE Financial Corporation January 2015 - Present
E*TRADE Financial Corporation November 2011 - January 2015
BNY Mellon March 2008 - February 2012
Bank Of New York Mellon September 2005 - January 2008
UBS Wealth Management October 2003 - September 2005
UBS Wealth Management March 2001 - October 2003
Fleet Securities September 2000 - March 2001
UBS March 1999 - May 2000
Skills
Customer Relations, Equities, Access, Budgeting, Negotiation
Education
Brandeis University 1986 — 1990
Copart January 2014 - July 2014
Bank of America October 2010 - December 2013
American Airlines April 2007 - October 2010
HSBC September 2005 - April 2007
M&T Bank December 2001 - September 2005
Fleet Securities February 2001 - November 2001
EDS March 2000 - February 2001
Rotork Controls Inc. August 1999 - March 2000
Skills
Management, Business Process, Leadership, ERP, Requirements Analysis, Project Management, Training, Enterprise Software, Strategy, Business Analysis, SAP, Microsoft Office, Microsoft Excel, Research, Process Improvement, Product Management, SDLC, Integration, Business Process..., Business Intelligence, SAP ERP, Microsoft Word, Sales, Disaster Recovery, Vendor Management, Testing, PowerPoint, Photoshop, English, Windows, Outlook, SQL, CRM, Six Sigma, Security, Software Project..., Professional Services, Forecasting, Budgets, Finance, Analysis, IT Strategy, Program Management, Strategic Planning, Customer Service, Solution Architecture, Change Management, Management Consulting, Team Leadership, Team Building
Education
Roberts Wesleyan College 2003 — 2005
Masters of Science, Business Administration and Management, General
Rochester Institute of Technology 1996 — 2001
Management Information Systems, Business Administration and Management, General
Citizens Capital Markets May 2008 - Present
Banc of America Securities June 2000 - November 2007
Fleet Securities 2000 - 2004
Sanford C. Bernstein July 1994 - July 1998
Skills
Loan Origination, Loan Syndication, Debt Structuring, Debt Capital Markets..., Leveraged Finance, High Yield Markets, LBO, M&A experience, Exit Financing, Loans, Credit, Capital Markets, Mergers, Banking, Commercial Lending, Due Diligence, Commercial Banking
Education
Boston College - Wallace E. Carroll Graduate School of Management 1998 — 2000
MBA, Finance
Bates College 1990 — 1994
BA, Economics
The London School of Economics and Political Science (LSE) 1992 — 1993
Lentz&Lentz SAT Prep March 2013 - Present
NYCDOE April 2002 - Present
BELL(Building Educated Leaders for Life) July 2012 - August 2012
Fleet Securities March 2001 - April 2002
Skills
School Leadership ..., Lesson Planning, Research, Classroom Management, Public Speaking, Curriculum Development, Teaching, Differentiated..., Training, Tutoring, Curriculum Design, Community Outreach, Mathematics Education, Program Development, Teacher Training, Classroom, Test Preparation, Educational Technology, Literacy, Grant Writing, Elementary Education, Higher Education, Instructional Design, Instructional Technology, Secondary Education, Common Core State..., Distance Learning, Educational Leadership, K-12, Geometry, Adult Education, Technology Integration, Algebra, Smartboard, E-Learning, Curriculum Mapping, Professional Learning..., Moodle, Inquiry-based Learning, Integrating Technology..., Education Reform, Data Driven Instruction, Educational Research, Teacher Mentoring, Formative Assessment, Middle School, Educational Assessment, RTI, Educational Consulting, Education Policy
Education
City University of New York-Herbert H. Lehman College 2005 — 2006
ESL, ESL
Mercy College 2003 — 2005
Masters in Education, Secondary Education 7-12
Parkit Management January 2012 - Present
HSBC Securities April 2009 - February 2012
Murphy & Durieu Inc January 1999 - January 2010
Fleet Securities May 1996 - May 1999
Yamner & Co. October 1992 - February 1996
Skills
Marketing Strategy, Trading, Management, Negotiation, Revenue Analysis, Financial Reporting, Operational Risk..., Public Speaking, Organization Skills, Internal Controls, Inventory Management, Trade Compliance, Risk Management, Investments, Financial Services, Finance, Marketing, Equities
Education
State University of New York at Albany 1988 — 1992
B.S., Economics, 3.3 GPA
Operation Love the Children of Haiti September 2013 - Present
PanaMax Capital July 2012 - December 2013
Trefry & Company 2009 - July 2012
Black Diamond Capital Management March 2007 - May 2008
NewStar Financial September 2002 - July 2005
FleetBoston Securities January 2000 - August 2002
Fleet Securities January 1998 - December 2000
Fleet Securities June 1996 - December 1997
Citi March 1986 - June 1996
Skills
Leveraged Finance, Capital Markets, Private Equity, Mezzanine, Expert Witness, Structured Finance, Investments, Hedge Funds, Asset Management, Due Diligence, Valuation, Finance, Venture Capital, Syndications, Credit, Investment Banking, Corporate Finance, Securities, Trading
Education
Marquette University 1982 — 1985
BA, Business, Political Science
Hackensack University Medical Center March 2004 - Present
Fleet Securities March 2000 - March 2003
Saint Vincents Hospital November 1997 - October 1999
Hackensack University Medical Center May 1992 - November 1997
Trilling Medical Technologies January 1988 - October 1992
ATV Systems 1985 - 1987
Skills
Healthcare Information..., Integration, Testing, Windows, Cerner, EMR, Healthcare, Disaster Recovery, Epic Systems, Systems Analysis, Software Implementation, HL7, Information Technology, System Administration, Strategic Planning, Visio, Software Documentation, HIPAA, Process Improvement, Hospitals, Business Analysis, EHR, Informatics, SDLC
Education
Stevens Institute of Technology 1969 — 1970
Engineering
East Paterson Memorial High School 1965 — 1969
MJX Asset Management January 2007 - Present
Fleet Securities 2003 - 2004
Salomon Brothers 1989 - 1999
Bank of America 1979 - 1989
Skills
High Yield, Alternative Investments, Hedge Funds, Fixed Income, Leveraged Finance, Bonds, Relative Value, Portfolio Management, Capital Markets
Education
Guilford College 1973 — 1977
B.A., Economics - Dean's List
Boston College - Wallace E. Carroll Graduate School of Management 1977 — 1979
M.B.A., Finance
Woodberry Forest School 1970 — 1973
High School Diploma
Bromium August 2013 - Present
McAfee September 2011 - August 2013
UPS June 2004 - September 2011
Datapipe April 2002 - June 2004
Fleet Securities May 1999 - April 2002
Scivantage 2001 - 2002
Qwest Communications 1999 - 2002
IDT 1995 - 1997
Skills
Security, Information Security, PCI DSS, Penetration Testing, CISSP, Application Security, Vulnerability Management, Enterprise Software, Enterprise Architecture, Computer Security, Networking, SIEM, Computer Forensics, IPS, Security Audits, Firewalls, Process Improvement, Security Architecture..., McAfee, Project Management, Solution Architecture, Disaster Recovery, Information Security..., Vulnerability Assessment, SDLC, Network Security, Risk Assessment, Identity Management, Business Continuity, Information Technology, Network Architecture, Pre-sales, IDS, Encryption, Data Security, Data Center, VPN, Web Application Security, Internet Security, CEH, ISO 27001
Education
New Jersey Institute of Technology 1995 — 1999
Bachelor's Degree, Computer Science
IACRB 2010 — 2010
Certified Penetration Tester (CPT), CTP
ITIL v3 Foundations credential 2010 — 2010
Foundations Certified, Computer and Information Systems Security/Information Assurance
Infosec Institute 2010 — 2010
Certified Ethical Hacker (CEH), CEH
SANS Institute 2009 — 2009
GIAC, GSEC Certified, GSEC
Bank of America June 2002 - Present
Banc of America Merrill Lynch 2002 - Present
Fleet Securities June 1996 - September 2002
US. Clearing Corp. June 1993 - June 1996
Quick & Reilly 1993 - 1996
Education
Borough of Manhattan Community College 1993 — 1996
Baker Tilly Capital, LLP October 2014 - Present
Curtis Financial Group 2003 - September 2014
Fleet Securities 2000 - 2002
Howard, Lawson & Co. 1983 - 2000
Skills
Business Valuation, Capital Raising, Valuation, Divestitures, Acquisitions, Venture Capital, DCF, Mergers & Acquisitions, Intangible Assets, Due Diligence, Corporate Finance, Lifesciences, Mergers, Purchase Price..., Middle Market, Strategic Planning, Biotechnology, Financial Analysis, Financial Modeling, Impairment Testing, Food & Beverage, Intellectual Property..., Capital, Investment Banking, Capital Markets
Education
University of Pittsburgh 1977 — 1981
BA, Economics
University of Cincinnati College of Business 1981 — 1983
MBA, Finance
Bank of America Merrill Lynch June 1994 - Present
Bank of America July 2003 - August 2010
Fleet Securities June 1999 - July 2003
Quick & Reilly June 1994 - July 1999
Quick & Reilly June 1993 - 1996
US Clearing Corp June 1993 - 1994
Skills
Windows Server, Network Architecture, Windows System..., Systems Engineering, System Architecture, System Design, Team Leadership, Active Directory, Integration, Enterprise Architecture, Security, System Deployment, Disaster Recovery, Information Security, Production Support, Data Center, Vendor Management, Risk Management, IT Strategy, Business Analysis, SDLC, Program Management, IT Management, ITIL
Education
BMCC
Bachelor of Science (BS)
DeVry University
Merrill Lynch October 2009 - Present
BANC OF AMERICA INVESTMENT SERVICES, INC October 2004 - October 2009
Quick & Reilly September 2000 - October 2004
Fleet Securities March 2001 - January 2002
BANKBOSTON INVESTOR SERVICES, INC. March 1997 - September 2000
BankBoston Insurance Agency January 1999 - August 2000
Boston 1784 Funds March 1997 - August 2000
BayBank, NA August 1995 - March 1997
Skills
Vendor Management, Credit, Risk Management, Business Analysis, Call Centers, Loans, Securities, Retail Banking, Asset Management, Mortgage Lending, Finance, Leadership, Series 63, Investment Banking, Wealth Management, Financial Risk, Project Management, Credit Analysis, Microsoft Excel, Derivatives, Banking
Education
Salem State University
Bachelor of Science (BS), Business Administration and Management, General
New England College of Business and Finance
Malden Catholic
6 Symbols Project Management December 2013 - 2014
ThinkitDrinkit 2013 - 2014
Primerica January 2011 - 2013
Keller Williams Realty September 2010 - September 2011
REMAX Heritage 2009 - July 2010
Southern Connecticut State University 2008 - 2009
Post University 2008 - 2009
US Navy 2003 - 2006
Fleet Securities 2000 - 2002
Skills
Entrepreneurship, Leadership, Sales, Selling, Marketing, Marketing Strategy, Negotiation, Budgets, Team Leadership, Strategic Planning, Analysis, Team Building, Public Speaking, New Business Development, Microsoft Office, Microsoft Excel, Management, Real Estate, Investment Properties, Contract Negotiation, Referrals, Investments, Training, Sellers, Real Estate Financing, Finance, Small Business, Relocation, Mortgage Lending, Real Estate Development, Investors, Leases, Social Networking, Commercial Real Estate, Brokerage, Refinance, Financial Accounting, Funding, Customer Service, Social Media
Education
Post University 2012 — 2015
Master of Business Administration (M.B.A.), Project Management
Housatonic Community College
Associate's degree, Accounting
Learn Smart
Project Management Professional 35 Hour Certification
Community Economic Development Fund
Setup Your Business Finances and Learn How to Analyze the Financial Health of Your Business, Bookkeeping with QuickBooks 2014
H&R Block
Professional Income Tax Preparation, Tax Preparation, Mastery
The Empowerment Partnership
Integrated NLP (Neuro Linguistic Programming) Practioner
REAL ESTATE SCHOOL OF NEW ENGLAND complete 2008 2008 — 2008
Certificate of Completion, Real Estate Salesperson
Post University
Bachelor's degree, Finance and Financial Management Services
Oppenheimer & Co. Inc. March 2015 - Present
Deutsche Bank Securities September 2006 - March 2015
HSBC Securities October 2000 - September 2006
Fleet Securities February 1995 - October 2000
Royal Alliance Associates May 1988 - February 1995
Education
LIU Post 1977 — 1981
B.S., Finance & Management, Minor in Economics
Jefferies LLC March 2010 - Present
Grant Thornton November 2005 - March 2010
CPA TAX SOLUTIONS LLC - FASALT CONSULTING March 2003 - November 2005
Quick & Reilly April 1994 - November 2003
Fleet Securities 1998 - 2003
Grant Thornton December 1990 - April 1994
Oppenheim Appel & Dixon February 1987 - November 1990
NYC Department of Finance February 1984 - January 1987
Skills
Tax, Securities, State & Local Tax..., Due Diligence, CPA, Capital Markets, Financial Reporting, Corporate Tax, Tax Returns, Financial Services, Accounting, Private Equity, State Tax, Hedge Funds, Cash Management, Mergers & Acquisitions, Tax Audit Representation, SEC filings
Education
Fordham University 1979 — 1983
BS, Public Accounting
Fordham Prep 1975 — 1979
Guy Carpenter September 2014 - Present
Investment Bank March 2014 - August 2014
Guy Carpenter July 2013 - February 2014
FLEXTRADE SYSTEMS
KPMG, International February 2002 - June 2004
Fleet Securities September 2000 - February 2002
Primark 1998 - 2000
Skills
Integration, Business Intelligence, Software Development, Strategy, Management, Databases, Analysis, Recruiting, Agile Methodologies, SDLC, Trading Systems, Market Data, Requirements Analysis, SQL, Business Analysis, Project Management, Electronic Trading, Unix, Vendor Management, IT Strategy, Enterprise Architecture, Software Project...
Education
The Chubb Institute 1998 — 1998
Computer Programming, Computer Science
City University of New York-College of Staten Island 1988 — 1993
Bachelor of Science (B.S.), Business Administration and Management, General
Carolinas Healthcare System May 2010 - Present
Edwin M. Rollins March 2009 - February 2010
Somers Manor Nursing Home July 2001 - June 2008
Ciber August 1997 - April 2001
Fleet Securities 2001 - 2001
The Chase Manhattan Bank 1999 - 2001
JP Morgan 1997 - 1999
Pillsbury Winthrop Shaw Pittman July 1995 - July 1997
US Computer 1992 - 1994
BBDO January 1991 - March 1992
Skills
Help Desk Management, HIPAA, Security, Cisco, Operating Systems, Project Management, Help Desk Support, Cisco Technologies, IT Operations, Microsoft Exchange, Vendor Management, Disaster Recovery, Networking, Management, IT Management, Information Technology, SharePoint, Technical Support, Integration, Data Center, IT Strategy, Leadership, Software Documentation, Visio, Active Directory, IT Service Management, ITIL, System Administration, Troubleshooting
Education
Clarkson University 1985 — 1986
Computer Science
Baker Tilly Capital, LLC October 2014 - Present
Curtis Financial Group June 2004 - September 2014
Fleet Securities 2000 - 2004
Fleet M&A Advisors 2000 - 2004
Skills
Mergers, Company Acquisitions, Financial Modeling, Strategy Development, Valuation, Middle Market, Corporate Finance, Investment Banking, Private Placements, Business Valuation, Financial Analysis, Strategic Planning, Divestitures, Mergers & Acquisitions, Capital, Investments, Strategy, Due Diligence, Corporate Development, Private Equity, LBO, Business Development, Business Strategy, Capital Formation, Capital Raising, Finance
Education
West Chester University of Pennsylvania 1995 — 1998
Bachelor of Science, Economics
Dickinson College 1993 — 1994
Helzberg Diamonds August 2013 - Present
Sephora March 2010 - August 2013
Helbock, Nappa & Gallucci LLP June 2008 - January 2010
Estee Lauder March 2006 - March 2008
Helbock, Nappa & Gallucci LLP March 2002 - September 2005
Fleet Securities June 2000 - December 2001
Donaldson, Lufkin & Jenrette February 1993 - June 2000
Ernst & Company September 1991 - December 1992
Skills
Cosmetics
Education
City University of New York-College of Staten Island
Computer Rocket Scientists January 2010 - Present
CompuSoft Solutions January 1987 - January 2010
Bloomberg 2009 - 2010
Compusoft Solutions 1987 - 2009
JPMorgan 2004 - 2006
fleet securities 2000 - 2001
Skills
C++, SQL, Business Analysis, .NET, SQL Server, SDLC, XML, Windows, Customer Relations, Architecture, ASP.NET, MySQL, Requirements Analysis, Visual Basic, HTML, Software Development, Business Management, Web Development, Databases, Visual Studio, Agile, Programming, Team Building, Web Services, Business Intelligence, SOA, OOP, Software Project..., ASP, Application Development, Strategic Planning, Web Applications, C, C#, Integration, Agile Methodologies, Perl
Education
Stevens Institute of Technology 1979 — 1982
Broadridge Financial Solutions February 2014 - Present
University of Phoenix April 2009 - Present
Cervalis June 2013 - February 2014
MR4U November 2011 - July 2013
MR4U - VDart - HCL Technologies February 2012 - June 2013
Newedge April 2005 - October 2011
Totality.com December 2000 - April 2005
Bluestone Capital 1999 - 2001
Fleet Securities 1994 - 1999
Glasgal Communications April 1991 - December 1993
Education
Stevens Institute of Technology 1992 — 1994
Master of Science Management, Information Technologies
Fairleigh Dickinson University 1985 — 1989
Bachelor's degree, Computer Science
CA July 2007 - 2008
CA February 2006 - July 2007
CA November 2003 - February 2006
Geoff Johnson Design July 2002 - November 2003
Fleet Securities June 2000 - July 2002
Unisys September 1996 - June 2000
J.P. Morgan November 1994 - September 1996
Eastbridge Capital May 1991 - November 1994
Quotron Systems 1985 - 1991
Quotron Systems 1982 - 1985
Skills
Identity Management, PMP, Professional Services, Program Management, IT Strategy, Vendor Management, Enterprise Software, Project Management, Disaster Recovery, SDLC, Software Project..., IT Service Management, Security, Business Analysis, SaaS, Project Planning, Solution Architecture, ITIL, Data Center, Management, Information Security, Change Management, Resource Management, Networking, Process Improvement, Servers, Pre-sales, PMO, CRM, Analysis, System Administration, Enterprise Architecture, SharePoint, Training, IT Management, Outsourcing, Infrastructure, Business Intelligence, Project Portfolio..., Testing, Integration, Cloud Computing, Requirements Analysis, Team Management
Education
Adelphi University 1989 — 1991
BS, Management & Communications
Queensborough Community College 1975 — 1978
AAS, Electronic Technology
Thomas Edison High School
Thomas Edison High School
Novartis Pharmaceuticals September 2014 - Present
Bayer Business and Technology Services 2013 - 2014
Analytics in Focus November 2012 - August 2013
KnowledgePoint360 Group September 2009 - September 2012
marketRx Cognizant Technology Solutions 2002 - September 2009
S&P Capital IQ 2001 - 2001
TRADE.COM 1999 - 2001
Fleet Securities 1998 - 1999
USA Networks 1996 - 1998
Gannett Outdoor 1994 - 1996
Skills
Project Management, Program Management, Digital Marketing, Digital Strategy, Client Engagement, Project Planning, Product Development, Requirements Gathering, Software Development, Outsourcing, Offshoring, SQL, Databases, Business Intelligence, Integration, Strategy, Mobile Applications, Architecture, SDLC, Enterprise Software, Process Improvement, Software Project..., Business Analysis, Consulting, Start-ups, Vendor Management, Agile Methodologies, Cross-functional Team..., IT Strategy, Business Analytics, Requirements Analysis, Product Management, Business Development, Change Management, Software Design, SaaS, Web Applications, Management Consulting, Data Mining, Microsoft SQL Server, .NET, Database Design, MySQL, Data Management, Budgets, Web Development, C#, infratructure, Service Desk Management
Education
Lehigh University 1983 — 1987
BS, Computer Engineering
Christian Brothers Academy 1979 — 1983
Fleet Securities September 2000 - December 2002
Deutsche Bank/Bankers Trust February 1998 - August 2000
Education
New York University - Polytechnic School of Engineering 2000 — 2002
MS
New York University - Polytechnic School of Engineering 1994 — 1998
BS
Deutsche Bank October 2014 - May 2015
Morgan Stanley February 2012 - September 2014
Goldman Sachs June 2010 - December 2011
Goldman Sachs October 2006 - June 2010
American Stock Exchange July 2006 - September 2006
Bloomberg September 2002 - July 2006
Deutsche Bank Securities October 2001 - August 2002
Fleet Securities August 2000 - September 2001
Bankers Trust (Deutsche Bank) March 1997 - August 2000
DLJ Direct November 1994 - March 1997
Skills
Data Warehousing, Enterprise Architecture, Database Design, Business Intelligence, ETL, Data Modeling, Sybase, DB2, SDLC, Reference Data, Integration, Master Data Management, Derivatives, Analytics, Oracle, Trading Systems, Data Warehouse..., Dimensional Modeling, Data Integration, Business Analysis, Data Governance, Business Objects, Erwin, Metadata Management, OLAP, TimesTen, Databases, Enterprise Data..., meta data management, Data Profiling, Requirements Analysis, SQL
Education
Indian Institute of Technology, Bombay
MTech, Electrical Engineering: Control and Instrumentation
Shri Govindran Seksaria Institute of Technology and Science Indore
BE, Electronics Engineering
JPMorgan Chase June 2008 - Present
Bear Stearns & Company May 2005 - May 2008
JPMorgan Chase April 2003 - May 2005
Normandy Asset Management March 2002 - September 2003
AIG Technologies 2003 - 2003
Fleet Securities February 2000 - February 2002
MTV Networks January 1997 - July 1999
Viacom 1997 - 1999
Complete Business Solutions July 1993 - December 1996
Dubai Aluminium Company (DUBAL) July 1989 - March 1993
Skills
Unix, Sybase, Integration, Trading Systems, SDLC, Enterprise Architecture, Oracle, Databases, Prime Brokerage, IT Strategy, Investment Banking, SOA, Equities, Architecture, Business Analysis, IT Management, Business Intelligence, Solution Architecture, Enterprise Software, Low Latency, Software Project..., Data Warehousing, Requirements Analysis, Data Modeling, Vendor Management, Disaster Recovery, Requirements Gathering, Market Data, Electronic Trading, Solaris, WebLogic, .NET, Agile Methodologies, Software Development, Servers, ETL, Reference Data, Architectures
Education
Indian Institute of Technology, Madras 1985 — 1987
MS
University of Madras 1978 — 1983
BS Honors
D G Vaishnav college, Arumbakkam, Chennai 1977 — 1978
P.U.C
Avichi High School, Virugambakkam, Chennai 1976 — 1977
SSLC
Broadridge Business Process Outsourcing, LLC February 2000 - Present
Ridge Clearing, A Division of Broadridge Financial Solutions 2000 - Present
Quick & Reilly 2000 - Present
Broadridge 2000 - Present
Ridge Clearing and Outsourcing Solutions 2000 - Present
Ridge Clearing & Outsourcing Solutions, Inc., A Division of Broadridge Financial Solutions, Inc. 2000 - Present
Fleet Securities 2000 - 2005
ADP February 2000 - May 2004
ADP Clearing & Outsourcing Svcs (US Clearing) February 2000 - May 2004
National Financial March 1995 - February 2000
Skills
Fixed Income, Risk Management, Back Office, Capital Markets, Trading Systems, Hedge Funds
Education
Coe College 1982 — 1986
Bachelor of Arts (B.A.), Business Administration and Management, General
Sanofi March 2002 - Present
Fleet Securities April 2000 - March 2002
Bristol-Myers Squibb July 1996 - April 2000
Chubb Programmer Resources January 1996 - July 1996
Cantor Fitzgerald 1993 - December 1995
Skills
Cross-functional Team..., Pharmaceutical Industry, Managed Care, Business Intelligence, Information Technology, 21 CFR Part 11, Pharmacovigilance, Sarbanes-Oxley Act, Business Analysis, IT Strategy, SDLC, Project Portfolio..., Process Improvement, Software Documentation, Strategy, Vendor Management
Education
Stevens Institute of Technology 1998 — 2000
Master of Science - Information Systems, Information Management
Saint John's University 1991 — 1993
MBA, Finance
Saint John's University 1988 — 1991
BS, Finance
Farrell 1984 — 1987
Bank of America Merrill Lynch February 2011 - Present
Bank of America Merrill Lynch January 2009 - February 2011
Banc of America Securities July 2006 - December 2008
Banc of America Securities October 2003 - June 2006
Fleet Securities June 2002 - September 2003
Skills
Capital Markets, Emerging Markets, Valuation, Financial Modeling, Trading, Project Finance, Financial Analysis, Financial Structuring, Investment Banking, Entrepreneurship, Mergers, Equity Research, Corporate Finance, High Yield, Fixed Income
Education
Cornell University 1999 — 2002
B.S., Economics
Broadridge Financial Solutions 1993 - Present
Fleet Securities 1999 - 2003
Education
Adelphi University 1978 — 1982
Gain GTX September 2011 - Present
Gain Capital 2004 - December 2011
Fleet Securities 2002 - 2004
Sherwood Securities 1998 - 2001
National Discount Brokers 1997 - 1998
Education
University of Maryland College Park 1992 — 1996
State of Connecticut January 2005 - Present
Investment Banking January 1997 - January 2004
Fleet Securities 1995 - 2004
FGIC Advisor's Inc January 1996 - January 1997
OPM State of Connecticut January 1987 - January 1992
Skills
Finance, Government, Legislative Relations, Budgets, Legislation, Management Consulting, Energy, Economic Development, Strategic Planning, Program Management, Management, Project Management, Public Policy, Leadership, Business Development, Analysis, Nonprofits, Program Development, Project Planning, Policy, Economics, Investments, Grants, Fundraising, Policy Analysis, Strategic Communications, Marketing, Local Government, Community Outreach, Process Improvement, Proposal Writing, Politics, Public Affairs, Public Speaking, Community Development, Media Relations, Strategy, Public Relations, Research, Political Campaigns, Leadership Development, Speech Writing, Public Administration, State Government, Grant Writing, Crisis Communications, Crisis Management, Political Consulting, Message Development, International Relations
Education
Central Connecticut State University
Bachelor of Science, Management/Finance
SunGard March 2011 - Present
TRK ENTERPRISES LLC October 2010 - March 2011
Pershing May 2010 - November 2010
Broadridge January 2000 - June 2009
Broadridge January 2000 - 2005
US Clearing/ADP Clearing 2000 - 2004
Fleet Securities 2000 - 2003
ROYAL ALLIANCE ASSOCIATES, INC July 1998 - December 1999
PARAMOUNT CAPITAL, INC March 1996 - July 1998
MURIEL SIEBERT & CO March 1994 - March 1996
Education
Pace University - Lubin School of Business 1999 — 2002
Advanced Graduate Certificate, Financial Management
Pace University - Lubin School of Business 1998 — 2002
MBA, Strategic Management
East Stroudsburg University of Pennsylvania 1987 — 1991
BA, History
JP Morgan Chase June 2000 - Present
Fleet Securities 1998 - 2000
Education
New York University
Bachelor's degree, Computer Science
Tackle U.S. Inc December 2013 - Present
Bank of America October 2000 - December 2013
Fleet Securities 2002 - 2004
ADP Clearing 2000 - 2002
Merrill Lynch 1986 - 2000
Skills
Risk Management, Banking, Disaster Recovery, Vendor Management, Data Center, Portfolio Management, SDLC, Derivatives, Financial Services, Financial Risk, Infrastructure, Business Analysis, Mergers & Acquisitions, Process Improvement, Equities, Enterprise Architecture, Analysis, Trading Systems, Investment Banking, Capital Markets, Project Portfolio..., PMO, Relationship Management, Business Strategy, Business Process, Business Planning, Marketing, Marketing Strategy, Brand Development, Brand Management, Brand Awareness, Branding, Social Media, Social Media Marketing, Online Branding, Retail Branding, Online Marketing
Education
New York Institute of Technology-Old Westbury 2006 — 2009
MBA, Business, Management, Marketing, and Related Support Services, 4.0
Cornell University 2006 — 2006
Certificate Program, Executive Leadership
Guggenheim Partners August 2010 - Present
Summit Securities 2008 - 2010
Fleet Securities 2002 - 2003
Citigroup Global Markets and Banking 1990 - 1997
Skills
Capital Markets, Private Equity, Fixed Income, Equities, Alternative Investments, Bloomberg, Valuation, Hedge Funds, Investment Banking, Equity Research, Trading, Financial Modeling, Bonds, Investments, Asset Management
Education
University of Pennsylvania - The Wharton School 1988 — 1990
Master of Business Administration (M.B.A.), Accounting and Finance
Harvard University 1978 — 1982
Bachelor's Degree
HSBC August 2007 - January 2012
Bank of America June 2004 - August 2007
Fleet Securities April 2000 - June 2004
Skills
SDLC, Business Analysis, Requirements Gathering, Gap Analysis, Visio, Crystal Reports, User Acceptance Testing, Regression Testing, Process Improvement, Business Requirements, Access
Education
City University of New York-Baruch College - Zicklin School of Business 1995 — 1999
BBA, Computer Information Systems
Morgan Stanley May 2006 - Present
Sun Life Financial 2002 - 2005
Fleet Bank October 1998 - July 2002
Fleet Securities 1998 - 2002
Fleet / Bank of America 1998 - 2002
Salomon Brothers May 1989 - June 1998
U.S. Trust/FTI May 1985 - May 1989
US Trust 1985 - 1989
Education
University at Buffalo
BA, English Literature
Barnes & Noble inc November 2010 - Present
Verizon Data Services October 2008 - October 2010
Barnes & Noble Inc December 2005 - September 2008
Acxiom July 2005 - December 2005
Verizon ITO January 2004 - July 2005
Southern California Edison September 2003 - December 2003
Fleet Securities December 2000 - August 2003
Skills
Oracle, PL/SQL, Unix Shell Scripting, Unix, SharePoint, SSRS, Performance Tuning, ETL, T-SQL, JavaScript, Requirements Analysis, Business Intelligence, Web Services, Data Warehousing, Software Development, XML, SDLC, Microsoft SQL Server, ASP, SQL, COBOL, Testing, Crystal Reports, HTML, Visual Basic, Shell Scripting, Perl, Databases, jQuery, AIX, Data Modeling, .NET, DB2
Education
Osmania University 1994 — 1997
MS, Computer Science
Citi Group May 2006 - Present
J.P.Morgan February 2001 - May 2006
Fleet Securities June 1998 - February 2001
DMR Trecom - Consulting Firm June 1993 - May 1998
Education
Birla Institute of Technology and Science, Pilani
Masters, Computer Science
Delhi University
Bachelors, Mathematics
Indian Statistical Institute
Masters, Statistics
State Street Corportation February 2001 - Present
State Street Corporation 2001 - Present
Moors & Cabot May 1999 - February 2001
Fleet Securities March 1993 - May 1999
Skills
Municipal Bonds, Fixed Income Portfolio..., Trading, Fixed Income, Public Finance, US Treasuries, Bloomberg, Portfolio Management, Capital Markets, Asset Management, Securities
Education
Northeastern University 1996 — 2000
BS, Finance
Pilates Physique March 2004 - Present
Dancing Moon Pilates, LLC April 2012 - July 2014
Progressive Pilates January 2009 - April 2012
Core Pilates NYC April 2006 - June 2007
Time Inc. 2001 - 2006
Fleet Securities 1998 - 2001
Skills
Teaching, Fitness, Facebook, Social Media, Training Delivery, Incentive Programs, Editing, Dance, Magazines, Leadership, Creative Problem Solving, Content Development, Community Outreach, Team Building, Coaching, Team Leadership, Employee Relations, Leadership Development, Pilates, CRM, Organizational..., Employee Training, Time Management, Management
Education
Balanced Body University 2009 — 2013
Bridge Program, contemporary pilates
Core Pilates NYC 2006 — 2007
Comprehensive Pilates Certification, classical pilates
Power Pilates 2003 — 2004
Mat certified, classical pilates
State University of New York College at Buffalo 1985 — 1989
BS, Business
Pilates Method Allaince
PMA(R)-Certified Pilates Teacher
US Securities and Exchange Commission October 2010 - Present
JNC Advisory Services November 2008 - October 2010
RBC Capital Markets April 2002 - December 2008
Fleet Securities May 1998 - April 2002
US Treasury January 1990 - May 1998
Skills
Mergers & Acquisitions, Finance, Valuation, Portfolio Management, Auditing, Forecasting, Accounting, Equities, Budgets, Investment Banking, Banking, Capital Markets, Investments, Mergers, Operations Management, Securities, Fraud
Education
Federal Law Enforcement Training Academy 1990 — 1994
Federal Law/Tax Law
University at Albany, SUNY 1987 — 1989
MBA, Finance and Accounting
Dowling College 1982 — 1986
BBA, Accounting
Deutsche Bank February 2012 - Present
Deutsche Bank April 2005 - February 2012
Deutsche Bank September 2004 - June 2005
Deutsche Bank April 1997 - September 2004
Credit Suisse January 1996 - April 1997
Smith Barney May 1995 - December 1995
Fleet Securities June 1992 - May 1995
Skills
Low Latency, Series 7, Trading Systems, Market Data, Electronic Trading, Options, Series 63, Derivatives, Equities, Securities, Equity Derivatives, FINRA, Prime Brokerage, Investment Banking, Fixed Income
Education
Pace University 1998 — 2000
Masters, Computer Science
University of Connecticut 1988 — 1992
Bachelors, Economics
Doshi Consulting Solutions, Inc. November 2012 - Present
Aegis Capital April 2012 - November 2012
Penson Financial Services June 2006 - March 2012
Ridge Clearing August 2004 - June 2006
Fleet Securities October 2000 - June 2004
Skills
Series 63, Equities, Trading, Series 6, Operations, Options, Customer Relations, Customer Service, Fixed Income, Retail Brokerage, Institutional Clients, Regulatory Requirements, Regulatory Reporting, Securities Regulation, Online Trading, Technology..., Workflow, Project Coordination, Product Development, Leadership Development, Training & Development, New Business Development, Electronic Trading..., Relationship Management, Outsourcing, Business Relationship..., Securities, Brokers, Prime Brokerage, Financial Markets, Risk Management, Employee Training, FINRA, Trading Systems, FX Options, Corporate Actions, Middle Office, Investments, Electronic Trading, Settlement
Education
Arapahoe Community College
Wellington Management January 2012 - Present
Fidelity Investments June 2004 - January 2012
Fleet Securities 2003 - 2004
Fleet Securities 2000 - 2003
Skills
Bloomberg, High Yield, Fixed Income
Education
Providence College 1996 — 2000
B.S., Finance
Matignon High School 1992 — 1996
Reading Cooperative Bank September 2013 - Present
People's United Bank September 2011 - September 2013
Citizens Bank September 2009 - September 2011
KEYBANK CAPITAL MARKETS December 2007 - June 2009
Bank of America June 2006 - August 2007
Banc of America Securities April 2004 - June 2006
Fleet Securities February 2002 - April 2004
Columbia Management Investment Operations January 2000 - January 2002
Columbia Management Group January 1999 - January 2000
Liberty Funds Group 1999 - 2000
Skills
Cash Flow, Credit, Due Diligence, Banking, Financial Reporting, Customer Relations, Documentation, Portfolio Management, Underwriting, Financial Analysis, Customer Service, Risk Management, Finance, Credit Analysis
Education
Suffolk University - Sawyer School of Management 2000 — 2002
MSF, Finance
University of Colorado Boulder 1993 — 1997
Bachelor's degree, Finance, General
University of Colorado at Boulder - Leeds School of Business 1993 — 1997
BS, Finance
Spring Lake
Charles Schwab July 2015 - Present
Eaton Vance November 2002 - June 2015
Thomas Weisel Partners 2000 - 2002
Montgomery Securities 1999 - 2000
Fleet Securities 1990 - 1998
Skills
Fixed Income, Bloomberg
Education
Boston University Questrom School of Business 1998 — 1999
mba
Boston University Questrom School of Business 1986 — 1990
bsba
BNY Mellon Capital Markets, LLC September 2002 - Present
BNY Mellon Capital Markets LLC September 2002 - October 2011
Fleet Securities February 1999 - August 2002
Skills
Trading, Equity Trading, Fixed Income, Capital Markets, Securities, Bloomberg, Electronic Trading, Financial Markets, FX Options, Trading Systems, Investments, Bonds, Risk Management, ETFs, Series 24, Prime Brokerage, Equity Derivatives, Structured Products, Emerging Markets, Financial Services, Options, Series 7, Derivatives, Equities, Hedge Funds, Alternative Investments, Series 63, FINRA, Proprietary Trading, Trading Strategies, Hedging, Market Risk, Finance, Middle Office, Foreign Exchange, Settlement, Currency, Mutual Funds
Education
Temple University
Ameriprise Financial Services, Inc. The Seeley Group September 2013 - Present
LPL Finanical December 2011 - August 2013
NYFIX June 2005 - November 2009
Fleet Securities June 1997 - April 2004
National Financial Services-Fidelity Investments March 1986 - June 1997
Education
Brooklyn Academy Prep
High School
Hofstra University
Business Administration and Management, General
Ally Commercial Finance LLC November 2010 - Present
MERRILL LYNCH 2002 - 2008
Fleet Securities 1997 - 2002
Skills
Capital Markets, Structured Finance, Leveraged Finance, Asset Based Lending, Financial Structuring, Credit Analysis, Credit, Risk Management, Loan Origination, Portfolio Management, Mergers & Acquisitions, Corporate Finance, Investment Banking, Loans, Structured Products, Financial Modeling, Private Equity, Due Diligence, Commercial Lending, Valuation, Restructuring, Credit Risk, Fixed Income
Education
Fairfield University 1977 — 1981
BS, Finance
TKG Associates January 2009 - Present
Horizon Support Services 2007 - 2008
Lamont Financial Corporation 2005 - 2006
Native First Capital Markets Group 2003 - 2004
Red Horse Securities January 2001 - January 2003
Fleet Securities January 1997 - January 2000
WR Lazard Securities Co. LLC January 1988 - January 1997
Goldman Sachs and Company January 1985 - January 1987
General Public Nuclear Utilities May 1982 - September 1985
GE 1974 - 1982
Education
Brown University
Ph D, Engineering
University of Santa Clara
MBA, Finance
Eze Software Group February 2000 - Present
Fleet Securities June 1993 - February 2000
Skills
Business Strategy, Bloomberg, Electronic Trading, Equities, Fixed Income, Hedge Funds, Product Management, Strategy, Trading Systems, Portfolio Management, Financial Services, Asset Management, Trading, Alternative Investments, Capital Markets, Derivatives
Education
Boston University Questrom School of Business 1997 — 1999
MBA, Business Administration
University of New Hampshire -- Peter T. Paul College of Business and Economics 1990 — 1993
BS, Business Administration
Empire Merchants 2003 - 2012
Fleet Securities 1998 - 2002
Footstar 1995 - 1998
JP Morgan 1992 - 1995
Pepsi Cola 1981 - 1992
Skills
Leadership, Mentoring, Innovation
Education
Iona College 1975 — 1977
Post Masters, Organizational Behavior, honors
Iona College 1972 — 1975
MBA, Management Science, honors
Iona College 1968 — 1972
BS, Mathematics, cum laude
MIXITUSA January 2010 - April 2013
NYFIX January 2003 - July 2009
Fleet Securities November 2000 - January 2003
Impact Solutions, England January 1995 - November 2000
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Research, Windows, Outlook, Photoshop, Teaching, HTML, Software Implementation, Equities, Management, Process Improvement
Education
Hofstra University
BBA Accounting and Finance