Hightower Advisors
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Hightower Advisors Employees
HighTower Advisors August 2014 - Present
Wells Fargo Advisors, LLC 2010 - July 2014
Raymond James Financial 2006 - February 2010
Hollenbeck Financial 2006 - 2009
AIG Financial 1999 - 2004
Skills
Investments, Fixed Income, Financial Advisory, Finance, Investment Management, Financial Risk, ETFs, Wealth Management, Business Development, Entrepreneurship, Management, Portfolio Management, Retirement Planning, Mutual Funds, Start-ups, Series 7, Financial Planning, Investment Advisory
Education
Colorado State University 1994 — 1997
Bachelor of Science, Business Management
Colorado State University 1994 — 1997
Bachelor of Science (B.S.), Business Administration and Management, General
Noyes August 2014 - Present
Platinum Financial Solutions September 2012 - Present
McGladrey November 2013 - August 2014
HighTower Advisors November 2008 - January 2013
Advanced Equities, Inc. April 2007 - November 2008
US Fiduciary 2005 - 2007
CRA RogersCaey 2001 - 2004
Skills
Series 7, Alternative Investments, Securities, Hedge Funds, Compliance, Private Equity, Options, Series 66, AML, FINRA, Series 24, Accounting, Venture Capital, Compliance Management, Risk, Wealth Management, Investment Advisory, Investment Management, Financial Risk, Fixed Income, Uniform Combined State..., Mutual Funds, Equities, Asset Management, Leadership, Financial Services, Investments, Portfolio Management, Litigation Management, Series 63, Trading, Financial Advisory, Asset Allocation, Investment Banking, ETFs, Wealth Management..., Investment Strategies, Risk Management, Capital Markets, Valuation, Due Diligence, Retirement, Anti Money Laundering
Education
University of Pennsylvania - The Wharton School 2010 — 2010
CRCP, Regulatory Compliance
Robert Morris College 1998 — 2000
Bachelor of Business Administration, Accounting
HighTower Advisors March 2012 - Present
Merrill Lynch July 2006 - March 2012
UBS February 1999 - July 2006
Skills
Investment Advisory, Securities, Alternative Investments, FINRA, Series 3, Series 4, Series 7, Series 9, Series 10, Series 24, Series 66, Life/Health/Variable..., Wealth Management, Mutual Funds, Equities, Asset Allocation, Writing, Investments, Process Improvement
Education
Mahwah High School
Reed College
Bachelor of Arts (BA), Economics
Salesforce September 2015 - Present
Lord, Abbett & Co. LLC June 2013 - May 2015
Lord Abbett & Co. LLC January 2012 - June 2013
HighTower Advisors February 2011 - May 2011
Wells Fargo Advisors August 2010 - December 2010
KJ Woods Construction May 2009 - August 2009
Skills
Access, Investments, Equities, Microsoft Office, PowerPoint, Outlook, Microsoft Excel, FINRA, Adobe Acrobat, Business Objects, Public Speaking, Spanish, Accounting, Bloomberg, Financial Analysis, Portfolio Management, Word, Series 7, Series 66, Risk Management, Economics, Microsoft Word, Social Media, Asset Allocation, Bloomberg Terminal, Financial Modeling, Fixed Income, Asset Management
Education
Fordham University 2008 — 2011
Bachelors of Science, Business Administration
Saint Joseph's University 2007 — 2008
St. Ignatius College Preparatory 2003 — 2007
HighTower Advisors September 2010 - Present
Martin Thomas Wealth Management June 2009 - September 2010
Merrill Lynch June 2003 - June 2009
Education
California State University-Hayward - School of Business and Economics
Kovitz Investment Group April 2015 - Present
HighTower Advisors April 2013 - April 2015
HighTower Advisors October 2009 - April 2013
Lincoln Financial Advisors May 2008 - October 2009
Lincoln Financial Advisors May 2006 - May 2008
Skills
Series 7, Series 24, FINRA, Securities Exchange Act..., Investment Advisers Act, CAMS, AML, Sungard Protegent, FINRA WebCRD, LexisNexis - Bridger, USA.net - SECCAS
Education
The Ohio State University 1999 — 2004
Bachelors of Science, Financial Planning and Services
Datalogics January 2015 - Present
Datalogics March 2011 - January 2015
HighTower Advisors February 2011 - March 2011
iTRACS Corporation January 2008 - September 2010
iTRACS Corporation October 2006 - January 2008
Ulta June 2005 - October 2006
Ulta March 2004 - June 2005
Skills
Forecasting, Accounts Payable, Accounting, Spreadsheets, Fixed Assets, Financial Analysis, Auditing, Payroll, Finance, Budgets, Cloud Computing, Troubleshooting, Consolidation, Management, Revenue Recognition
Education
University of Illinois at Urbana-Champaign
B.S., Mathematics, Economics
College of DuPage
Accounting, Business Law, Taxation
HighTower Advisors August 2010 - Present
UBS November 2001 - August 2010
Spear Leeds & kellogg July 2000 - November 2001
Skills
CERTIFICATION : ...
Education
Fordham University - Graduate School of Business Administration 2003 — 2008
MBA, Finance & Accounting Concentration
Villanova University 1996 — 2000
Bachelor of Science in Business Administration, Finance and Japanese
Townsend Harris H.S. at Queens College 1992 — 1996
Regents Diploma, Liberal Arts & Japanese
BDO Consulting September 2014 - Present
Hightower Advisors May 2012 - August 2013
Merrill Lynch September 2011 - December 2011
BB&T Capital Markets July 2010 - August 2010
Skills
Financial Analysis, Leadership, Microsoft Excel, Corporate Finance, Microsoft Technologies, Basic Bloomberg, Valuation, Financial Modeling, Business Valuation, Social Media, Microsoft Word, Public Speaking, Teamwork, Mergers & Acquisitions
Education
Clemson University 2010 — 2014
Bachelor of Science (B.S.), Financial Management Corporate Finance Concentration, Accounting Minor
Centreville High School 2006 — 2010
Advanced Placement Diploma
Columbia Management March 2010 - Present
Columbia Management March 2010 - Present
Hightower Advisors November 2008 - December 2009
HIGHTOWER ADVISORS November 2008 - November 2009
Morgan Stanley June 2007 - November 2008
Morgan Stanley June 2007 - November 2008
Skills
Series 7, Series 63, Mutual Funds, Asset Allocation, Investments, ETFs, Fixed Income, Separately Managed..., Series 65, Morningstar, Wealth Management, Investment Strategies, Equities, Securities, Retirement Planning, Asset Managment, Alternative Investments, Investment Advisory, Asset Management, Uniform Combined State..., Financial Markets, Portfolio Management, Financial Advisory, 401k, Finance
Education
University of Hartford 2002 — 2006
BA, Economics/Finance
UNIVERSITY OF HARTFORD, BARNEY SCHOOL OF BUSINESS
Bachelor of Finance and Economics, Economics and Finance
HighTower Advisors May 2015 - Present
Goldman Sachs June 2012 - May 2015
Goldman Sachs May 2011 - August 2011
Skills
Client Service, Private Wealth..., Banking Services, Investment Management, Operations, Leadership, Peer Development, Communication, Portfolio Analysis, Financial Services
Education
The University of New Mexico - Robert O. Anderson School of Management 2008 — 2012
Bachelor’s Degree, International Management
Albuquerque High School 2004 — 2008
High School Diploma
HighTower Advisors February 2010 - Present
Morgan Stanley Smith Barney May 1991 - February 2010
Americorp Securities 1994 - 1996
Shearson Lehman Brothers 1991 - 1994
Skills
Series 7, Series 63, Asset Allocation, Series 65, Series 24, Wealth Management
Education
Iona College 1989 — 1991
University of South Carolina-Columbia 1987 — 1989
White Plains High School
Columbus Circle Investors May 2012 - Present
UBS September 2011 - December 2011
HighTower Advisors August 2010 - January 2011
The Living Frame 2010 - 2011
Kings County District Attorneys Office January 2010 - May 2010
Skills
Microsoft Excel, Research, Microsoft Office, Financial Analysis, PowerPoint, Economics, SPSS, Data Analysis, Bloomberg Terminal, Bloomberg, Investments
Education
Fordham University 2007 — 2011
BS, Psychology, Economics, Business Administration
Our Lady Of Mercy Preparatory School 2003 — 2007
HighTower Advisors September 2014 - Present
Morgan Stanley December 1990 - September 2013
Smith Barney December 1991 - December 2009
Skills
Microsoft Office, Microsoft Word, Customer Service, English, Windows, Outlook, Public Speaking, AML, International Business, Compliance, Risk Management, Business Ethics, Securities Regulation, Policies and Procedures, Management, Team Building, Portfolio Management, Wealth Management, Investments, Series 7, Finance, Financial Services, Fixed Income, Mutual Funds, Securities, Equities, Alternative Investments, Asset Management
Education
Marist College 1986 — 1991
Bachelor of Science (BS), Finance and Financial Management Services
Medallia February 2015 - March 2015
Medallia, Inc. February 2014 - January 2015
Epic August 2012 - January 2014
Stylitics January 2012 - May 2012
Zurich Financial Services June 2011 - August 2011
HighTower Advisors January 2011 - March 2011
Education
Hackbright Academy 2015 — 2015
Full Stack Software Engineering
Stanford Continuing Studies 2014 — 2014
BUS 103 - Tame Big Data to Drive Big Insight
Dartmouth College 2008 — 2012
B.A., Economics
FLEETCOR June 2015 - Present
MassMutual Financial Group January 2015 - April 2015
College Copywriters July 2014 - December 2014
HighTower Advisors May 2014 - August 2014
The Waverly Group, LLC May 2012 - August 2012
Seavest Capital Partners May 2010 - June 2011
Skills
Organization, Management, Team Management, Psychology, Communication Skills, Psychological Assessment, Finance, Leadership, Microsoft Excel, Microsoft Word, Research, Wealth Management, Social Skills, Customer Service, Teamwork
Education
Emory University 2011 — 2015
Bachelor of Arts (B.A.), Psychology
White Plains High School 2007 — 2011
High School Diploma
UCL
Industrial and Organizational Psychology
HighTower Advisors October 2009 - Present
Ameriprise Financial Services, Inc. April 2006 - December 2009
Ameriprise Financial Services, Inc. April 2006 - October 2009
Northrop Grumman June 2003 - December 2005
Westinghouse EMD 2000 - 2001
Skills
Strategic Financial..., Investments, Estate Planning, Retirement Planning, Marketing, Presentation Design, Client Presentation, Portfolio Construction, Hedge Funds, Insurance Planning
Education
Penn State University 1998 — 2003
Bachelor's, Industrial Engineering
North Hills 1992 — 1998
HighTower Advisors May 2011 - Present
Merrill Lynch May 2004 - May 2011
Skills
Retirement Planning, Strategic Financial..., Investments, Alternative Investments, Estate Planning, Financial Advisory, Asset Allocation, Risk Management, Investment Advisory, Wealth Management..., Mutual Funds, Investment Strategies, Securities, Investment Management, Credit, Risk Analysis, Retirement Benefits, Retirement Savings, Finance, Wealth Management, Series 7, Insurance, Financial Planning, Insurance Planning, Legacy Planning
Education
Brigham Young University 2000 — 2004
Bachelor of Science, Business Management Information Systems
Ascend Capital May 2015 - Present
TD August 2013 - April 2015
Payne Capital Management September 2012 - May 2013
J.P. Morgan June 2012 - August 2012
The Opportunity Lab January 2012 - May 2012
Barclays Capital June 2011 - August 2011
HighTower Advisors July 2010 - August 2010
AXA Advisors November 2009 - August 2010
Skills
Spanish, Leadership, Microsoft Office, Marketing, Event Management, Marketing Strategy, Event Planning, Finance, SPSS, Microsoft Excel, Economics, Photoshop, InDesign, Customer Service, Public Speaking, Economic Research, Customer Relations, Social Media Marketing, Investment Analysis, Financial Modeling, Pitch Books, S&P Capital IQ
Education
Fordham University 2009 — 2013
Bachelor of Science in Business Administration, Finance concentration, Spanish minor, Summa Cum Laude
Universitat Ramon Llull 2011 — 2011
Semester abroad, Business Administration; Spanish
CFA Institute
Passed CFA Level I
Paso Robles High School
Ameriprise Financial Services, Inc. May 2013 - Present
HighTower Advisors February 2010 - May 2013
Morgan Stanley Smith Barney March 2005 - February 2010
Education
Fordham University 1999 — 2003
Bachelor of Science (B.S.), Marketing and Economics
HighTower May 2012 - Present
HighTower Advisors May 2011 - August 2011
Skills
Finance, Alternative Investments, Financial Modeling, Series 7, Investments, Financial Analysis, Bloomberg, Equities, Hedge Funds, Portfolio Management, Asset Allocation, Asset Management, Wealth Management, Mutual Funds, Strategic Financial..., Fixed Income, Securities, Valuation, Capital Markets, Corporate Finance
Education
University of Illinois at Urbana-Champaign 2008 — 2012
Bachelor of Science (B.S.), Finance
Walter Payton College Prep 2004 — 2008
Dynasty Financial Partners December 2013 - Present
HighTower Advisors June 2008 - October 2011
Morgan Stanley 1995 - 2008
Education
Rutgers, The State University of New Jersey-Newark 1979 — 1984
Rutgers University-New Brunswick 1979 — 1983
Livingston High School 1976 — 1978
high school
HighTower Advisors October 2008 - Present
USF Advisors, LLC May 2004 - October 2008
Skills
Investments, Portfolio Management, Wealth Management, Alternative Investments, Asset Allocation, Mutual Funds, ETFs, Hedge Funds, Investment Advisory, Retirement Planning, Fixed Income, Financial Planning, Financial Markets, Financial Advisory, Wealth Management..., Investment Management
Education
DePaul University 1995 — 1998
MBA, Finance
Loyola University of Chicago 1983 — 1987
BBA, Finance
Crystal Lake Central High School 1980 — 1983
HighTower Advisors 2010 - Present
Education
Indiana University Bloomington 2005 — 2009
Economics
Anheuser-Busch InBev August 2015 - Present
Amnet Group US – The Dentsu Aegis Programmatic Experts January 2015 - Present
AMNET - The Aegis Trading Desk April 2014 - January 2015
AMNET - The Aegis Trading Desk November 2012 - April 2014
Hightower Advisors February 2012 - May 2012
PUBLICIS LIFE BRANDS June 2011 - February 2012
Mindshare February 2011 - June 2011
Skills
Superior Client Service, Accounts Receivable, Invoicing, Excel, Word, PowerPoint, Thompson One, Streetscape, DoubleClick, DoubleClick Bidmanager, Media Math, Real Time Bidding..., Microsoft Excel, Microsoft Word, Online Advertising, Social Media Marketing, Budgets, Digital Strategy, RTB, Client Services
Education
University of Scranton
Bachelors, Finance
Privately Held Company August 2011 - Present
HIghTower Advisors May 2009 - August 2011
Spotlight Business Affairs, Inc. May 2006 - February 2009
Hartmarx March 2004 - May 2006
iTRACS Corporation January 2000 - February 2004
Oldcastle January 1999 - September 1999
Inland Steel Industries September 1997 - January 1999
Inland Steel Company 1990 - 1999
Inland Steel Industries May 1996 - August 1997
Inland Steel Industries August 1990 - May 1996
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1989 — 1990
MBA with Distinction, Finance/Accounting
University of Illinois at Urbana-Champaign 1978 — 1982
B.S. - Business Administration, Marketing
Gearbox Holdings September 2014 - Present
Panduit November 2012 - August 2014
AB Trading Group May 2010 - June 2012
Briefing.com November 2008 - April 2010
Hightower Advisors March 2008 - August 2008
The Endeavor Companies, LLC September 2007 - February 2008
The Alley Company April 2007 - August 2007
Skills
Financial Modeling, Equity Research, Equity Trading, Equity Derivatives, Trading, Equity Valuation, Fixed Income Analysis, Economics, Fundamental Analysis, Cash Flow Forecasting, Capital Markets, Valuation, Investments, Financial Statements, Fixed Income, Options, Analysis, Hedge Funds
Education
Lake Forest College 2004 — 2008
Bachelor of Arts (B.A.), Economics and Psychology
Lake Forest College 2004 — 2008
Bachelor of Arts (B.A.), Economics and Psychology
HighTower Advisors February 2013 - Present
Merrill Lynch December 2008 - February 2013
Emergent Financial Services May 2008 - November 2008
Overture Investments September 2007 - May 2008
Societe Generale February 2006 - September 2007
Fidelity Investments November 2004 - November 2005
Fiserv Securities February 1990 - November 2005
Fiserv 2000 - 2005
Skills
Fixed Income, Trading, Securities, Integration, Investments, Financial Services, Product Management, Project Management, Electronic Trading, Wealth Management, Strategic Planning, Quality Assurance, Testing, Outsourcing, New Business Development
Education
Susquehanna University 1982 — 1986
Hightower Advisors October 2012 - Present
Fortigent, LLC September 2006 - October 2012
Fidelity Investments March 1999 - September 2006
Skills
Investments, Wealth Management, Portfolio Management, Alternative Investments, Asset Management, Mutual Funds, Investment Advisory, Hedge Funds, Asset Allocation, Investment Strategies, Wealth Management..., Fixed Income, New Business Development, Financial Advisory, Due Diligence, Investment Management, Wealth, Series 7, Strategic Planning, Series 63, Financial Modeling, Strategic Financial..., Insurance, Financial Planning, Risk Management, Estate Planning, Business Strategy, Vendor Management, Product Development, Retirement Planning, Private Equity, High Net Worth..., Financial Analysis, Relationship Management, Equities, Management Consulting, Business Planning, Planning, Product Management, Sales Management, Options, Managed Accounts, Investment Policy..., Family Office, Financial Services, Management, Strategy, Real Estate Private..., Venture Capital, Consulting
Education
Keene State College 1995 — 1999
Community Specialists November 2013 - Present
WILLIAMS SONOMA/POTTERY BARN October 1998 - Present
TRADER JOES September 2011 - January 2014
HARRIS ASSOCIATES L.P October 2010 - January 2011
HighTower Advisors April 2008 - January 2010
HIGHTOWER ADVISORS April 2008 - January 2010
Allegiant Asset Management May 2005 - April 2008
Bank of America January 2001 - June 2004
Bank of America May 2000 - January 2001
Bank of America October 1997 - May 2000
Skills
Administrative..., Banking, Customer Service, Receptionist Duties, Microsoft Excel, Microsoft Office, Microsoft Word
Education
Seattle Pacific University
Bachelor of Science, Fashion Merchandising
Seattle Pacific University
Bachelor of Arts, Fashion Merchandising
The Joffrey Ballet June 2014 - Present
Boys & Girls Clubs of Sarasota County August 2011 - May 2014
HighTower Advisors April 2009 - August 2011
Boys & Girls Clubs of Manatee County August 2006 - December 2008
Sanibel Harbour Resort & Spa 2005 - 2006
Skills
Databases, Nonprofits, Social Networking, Hospitality, Project Management, Social Media, Marketing, Public Relations, Social Media Marketing, CRM, Microsoft Office, Event Management, Event Planning
Education
Florida Gulf Coast University 2002 — 2006
Resort & Hospitality Management
HighTower Advisors May 2011 - Present
Navigant Consulting May 2008 - December 2010
ABN AMRO Asset Management November 2005 - May 2008
Key Bank McDonald Investments November 2002 - October 2005
KeyBank NA July 2000 - November 2002
NASD Regulation April 1997 - July 2000
Mellon Mortgage 1995 - 1997
Skills
Procedures manuals, Legal research, Surveillance, Writing, Investment Advisory, Banking, Securities, AML, Hedge Funds, FINRA, Series 7, Asset Managment, Alternative Investments, Capital Markets, Wealth Management, Mutual Funds, Investments, Asset Management, Policy, Financial Services
Education
Cleveland State University - Cleveland-Marshall College of Law 2001 — 2005
Doctor of Law (JD), Law
Cleveland State University 2000 — 2001
MBA, Finance
Michigan State University 1985 — 1990
Pre-Law, Economics
Lansing Sexton 1983 — 1985
High School Diploma, College Prep
Merrill Lynch March 2015 - Present
Morgan Stanley Wealth Management December 2012 - March 2015
Boenning & Scattergood, Inc. September 2010 - February 2012
Hightower Advisors October 2009 - September 2010
Donnelly and Steen/Coastal Equities March 2009 - September 2009
UBS August 1980 - December 2008
Paine Webber 1995 - 2000
Kidder,Peabody 1980 - 1995
Skills
Wealth Management, Series 63, Securities, Investment Advisory, Alternative Investments, Series 7, Investments, Asset Managment, Asset Allocation, FINRA, Equities
Education
Fordham University
Evenson Best February 2014 - Present
Alliance Bernstein June 2011 - February 2014
HighTower Advisors January 2010 - June 2011
Empire Office November 1993 - January 2008
Skills
Space-planning, CAD, Certified Ergonomic..., Furniture, Project Management
Education
St. John's University, The Peter J. Tobin College of Business 1985 — 1989
BS, Marketing
HighTower January 2015 - Present
HighTower January 2013 - December 2014
HighTower Advisors August 2011 - December 2012
HighTower Advisors November 2008 - August 2011
Morgan Stanley June 2006 - November 2008
Skills
Alternative Investments, Hedge Funds, Asset Allocation, Equities, Asset Management, Investments, Fixed Income, Portfolio Management, Wealth Management, Mutual Funds, Bloomberg, Capital Markets, Investment Advisory, Technical Analysis
Education
2015 Level II Candidate in the CFA Program
San Francisco State University
BS, Finance
Infor January 2015 - Present
Brooklyn Law School September 2013 - Present
IA Fiduciary - Talon Project May 2014 - August 2014
Law Office of Christopher C. Hall June 2012 - August 2013
HighTower Advisors January 2011 - May 2011
EJM Contractors, Inc. 2001 - 2010
Skills
Microsoft Excel, PowerPoint, Social Media, Microsoft Office, Microsoft Word, Research, Financial Analysis, Public Speaking, Management, Time Management, Bloomberg, Bloomberg Terminal, Financial Modeling, Wealth Management, Economics, Eviews
Education
Brooklyn Law School 2013 — 2015
J.D., Law, 3L (Accelerated Night Student)
University of San Francisco School of Law 2012 — 2013
J.D., Law, 1L
Fordham's Gabelli School of Business 2007 — 2011
BS in Business Administration, Finance Concentration, and Economics Minor
St. Ignatius College Preparatory 2003 — 2007
High School