New York Life Investment Management, LLC
Industry: Investment management company
DescriptionNew York Life Investments is a U.S. investment management company based in Jersey City, New Jersey. Founded in 1986, New York Life Investment's parent company is New York Life Insurance Company, the ... Customer service: 1 (800) 624-6782 Headquarters: Jersey City, NJ Founded: 1986 Subsidiaries: GoldPoint Partners LLC, Candriam Investors Group, Parent organizations: New York Life Insurance Company, New York Life Investment Management Holdings LLC
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New York Life Investment Management, LLC Employees
Employee
Years
Job
Industry
Portia Amato Portia Amato's New York Life Investment Management, LLC Experience October 2001 - October 2003
Job Compliance Officer, DRA Advisors, LLC
Industry Investment Management
Experience
DRA Advisors LLC April 2015 - Present
Epoch Investment Partners January 2014 - Present
Epoch Investment Partners, Inc. February 2010 - Present
Jacobs Levy Equity Management August 2006 - December 2009
Rockefeller Company September 2005 - March 2006
US Trust, Affiliate of Charles Schwab and Company October 2003 - September 2005
New York Life Investment Management LLC October 2001 - October 2003
Fred Alger Management February 2001 - October 2001
Systematic Financial Management May 1997 - February 2001
Skills
Portfolio Management, Equities, Trading, Investment Management, Fixed Income, Middle Office, Asset Management, Mutual Funds, Securities, Alternative Investments, Investments, Settlement, Financial Services, Corporate Actions, Bloomberg, Legal Compliance
Education
Dover Business College 1997 — 1997
Diploma, Computer Information Specialist
Saint Peter's University 1995 — 1997
B.S.B.A
DRA Advisors LLC April 2015 - Present
Epoch Investment Partners January 2014 - Present
Epoch Investment Partners, Inc. February 2010 - Present
Jacobs Levy Equity Management August 2006 - December 2009
Rockefeller Company September 2005 - March 2006
US Trust, Affiliate of Charles Schwab and Company October 2003 - September 2005
New York Life Investment Management LLC October 2001 - October 2003
Fred Alger Management February 2001 - October 2001
Systematic Financial Management May 1997 - February 2001
Skills
Portfolio Management, Equities, Trading, Investment Management, Fixed Income, Middle Office, Asset Management, Mutual Funds, Securities, Alternative Investments, Investments, Settlement, Financial Services, Corporate Actions, Bloomberg, Legal Compliance
Education
Dover Business College 1997 — 1997
Diploma, Computer Information Specialist
Saint Peter's University 1995 — 1997
B.S.B.A
Vincent Pittaro Vincent Pittaro's New York Life Investment Management, LLC Experience May 2008 - April 2010
Job Income Tax Auditor at Illinois Department of Revenue
Industry Accounting
Experience
Illinois Department of Revenue September 2014 - Present
Volunteer Income Tax Assistance (VITA) program January 2012 - April 2012
NEW YORK LIFE INVESTMENT MANAGEMENT LLC May 2008 - April 2010
Somerset Tire Service (STS) Inc. September 2007 - April 2008
Skills
Accounting, Account Reconciliation, Financial Reporting, Accounts Payable, Journal Entries, Cash Management, Deposits, General Ledger, QuickBooks, GAAP, Financial Accounting, Bank Reconciliation, Microsoft Excel, Pricing, Trading Operations, Bookkeeping, Wire Transfers, Data Entry, Mutual Funds, Hedge Funds, Relationship-building..., Tax
Education
Ramapo College of New Jersey 2005 — 2007
Bachelor of Science, Accounting
Warren County Community College 2001 — 2004
Associates in Arts, Business Administration
Warren Hills High School
Illinois Department of Revenue September 2014 - Present
Volunteer Income Tax Assistance (VITA) program January 2012 - April 2012
NEW YORK LIFE INVESTMENT MANAGEMENT LLC May 2008 - April 2010
Somerset Tire Service (STS) Inc. September 2007 - April 2008
Skills
Accounting, Account Reconciliation, Financial Reporting, Accounts Payable, Journal Entries, Cash Management, Deposits, General Ledger, QuickBooks, GAAP, Financial Accounting, Bank Reconciliation, Microsoft Excel, Pricing, Trading Operations, Bookkeeping, Wire Transfers, Data Entry, Mutual Funds, Hedge Funds, Relationship-building..., Tax
Education
Ramapo College of New Jersey 2005 — 2007
Bachelor of Science, Accounting
Warren County Community College 2001 — 2004
Associates in Arts, Business Administration
Warren Hills High School
Jeff Miller, MAI,CCIM, ASA, AI-GRS's New York Life Investment Management, LLC Experience April 2005 - April 2007
Job Commercial Appraiser Litigation Complex Property Direct: 404.354.2331
Industry Commercial Real Estate
Experience
Valbridge Property Advisors I Cantrell Miller, LLC March 2013 - Present
Miller Real Estate Advisors, L.L.C. November 2009 - February 2013
PGP Valuation Inc. / Colliers International April 2009 - October 2009
Hilco Real Estate December 2007 - March 2009
Dexia April 2007 - November 2007
New York Life Investment Management, LLC April 2005 - April 2007
GE Financial Assurance / GE Asset Managment May 1999 - January 2005
Skills
Valuation, Commercial Real Estate, Real Estate, Appraisals, Leases, Real Estate Economics, Investments, Investment Properties, Due Diligence, Real Estate Development, Asset Management, Real Estate Transactions, Dispositions, Tenant, Real Estate Financing, Apartments
Education
University of Alabama 1988 — 1991
Real Estate, Business
Valbridge Property Advisors I Cantrell Miller, LLC March 2013 - Present
Miller Real Estate Advisors, L.L.C. November 2009 - February 2013
PGP Valuation Inc. / Colliers International April 2009 - October 2009
Hilco Real Estate December 2007 - March 2009
Dexia April 2007 - November 2007
New York Life Investment Management, LLC April 2005 - April 2007
GE Financial Assurance / GE Asset Managment May 1999 - January 2005
Skills
Valuation, Commercial Real Estate, Real Estate, Appraisals, Leases, Real Estate Economics, Investments, Investment Properties, Due Diligence, Real Estate Development, Asset Management, Real Estate Transactions, Dispositions, Tenant, Real Estate Financing, Apartments
Education
University of Alabama 1988 — 1991
Real Estate, Business
Kaveh Paul Kazemi's New York Life Investment Management, LLC Experience March 2008 - August 2010
Job Operations Associate at First Eagle Investment Management, LLC
Industry Investment Management
Experience
First Eagle Investment Management, LLC August 2010 - Present
New York Life Investment Management, LLC March 2008 - August 2010
Skills
Bloomberg, Fixed Income, Equities, Hedge Funds, Alternative Investments, Securities, Mutual Funds, CDS, Portfolio Management, Bloomberg Terminal, Investments, Derivatives, MBS, Institutional..., Separately Managed..., BlackRock Aladdin, Asset Managment, Investment Management, Financial Markets, Excel models, Advent, Investment...
Education
Fordham University - Graduate School of Business Administration 2011 — 2015
Master of Business Administration (M.B.A.), Finance, 3.8
State University of New York at Stony Brook
BS, Applied Mathematics & Statistics, 3.68
First Eagle Investment Management, LLC August 2010 - Present
New York Life Investment Management, LLC March 2008 - August 2010
Skills
Bloomberg, Fixed Income, Equities, Hedge Funds, Alternative Investments, Securities, Mutual Funds, CDS, Portfolio Management, Bloomberg Terminal, Investments, Derivatives, MBS, Institutional..., Separately Managed..., BlackRock Aladdin, Asset Managment, Investment Management, Financial Markets, Excel models, Advent, Investment...
Education
Fordham University - Graduate School of Business Administration 2011 — 2015
Master of Business Administration (M.B.A.), Finance, 3.8
State University of New York at Stony Brook
BS, Applied Mathematics & Statistics, 3.68
Lisa Messina Lisa Messina's New York Life Investment Management, LLC Experience 2000 - 2007
Job Executive Director at Oppenheimer Asset Management
Industry Investment Management
Experience
Oppenheimer Asset Management May 2013 - Present
Biondo Investments April 2012 - May 2013
Business and Management Consulting September 2011 - April 2012
The Matlen Silver Group April 2010 - September 2011
Covestor and Summit Private Investments September 2009 - April 2010
TIAA-CREF 2007 - 2009
New York Life Investment Management LLC 2000 - 2007
Furman Selz Capital Management LLC 1987 - 2000
Skills
Strategic Planning, Product Management, Wealth Management, Hedge Funds, Managed Accounts
Education
Pace University - Lubin School of Business
MBA, Finance
Saint John's University - Peter J. Tobin College of Business
BS, Finance
Oppenheimer Asset Management May 2013 - Present
Biondo Investments April 2012 - May 2013
Business and Management Consulting September 2011 - April 2012
The Matlen Silver Group April 2010 - September 2011
Covestor and Summit Private Investments September 2009 - April 2010
TIAA-CREF 2007 - 2009
New York Life Investment Management LLC 2000 - 2007
Furman Selz Capital Management LLC 1987 - 2000
Skills
Strategic Planning, Product Management, Wealth Management, Hedge Funds, Managed Accounts
Education
Pace University - Lubin School of Business
MBA, Finance
Saint John's University - Peter J. Tobin College of Business
BS, Finance
Allison Zuyev's New York Life Investment Management, LLC Experience November 2004 - May 2005
Job Analyst at BMO Capital Markets
Industry Investment Banking
Experience
BMO Capital Markets September 2010 - Present
Bank of America November 2009 - July 2010
Merrill Lynch December 2005 - November 2009
Refco Securities LLC May 2005 - November 2005
New York Life Investment Management LLC November 2004 - May 2005
Skills
Financial Services, Accounting, Account Reconciliation, Investment Banking, Equities, Fixed Income, Derivatives, Capital Markets, Corporate Finance, FX Options, Auditing, Finance, Financial Modeling, Financial Statements, Journal Entries, Sarbanes-Oxley Act, Valuation
Education
City University of New York-College of Staten Island 2000 — 2004
BS, Accounting/Finance
BMO Capital Markets September 2010 - Present
Bank of America November 2009 - July 2010
Merrill Lynch December 2005 - November 2009
Refco Securities LLC May 2005 - November 2005
New York Life Investment Management LLC November 2004 - May 2005
Skills
Financial Services, Accounting, Account Reconciliation, Investment Banking, Equities, Fixed Income, Derivatives, Capital Markets, Corporate Finance, FX Options, Auditing, Finance, Financial Modeling, Financial Statements, Journal Entries, Sarbanes-Oxley Act, Valuation
Education
City University of New York-College of Staten Island 2000 — 2004
BS, Accounting/Finance
Mimi Eng Mimi Eng's New York Life Investment Management, LLC Experience 2000 - 2008
Job Consultant at KJ Capital Management, LLC
Industry Investment Management
Experience
KJ Capital Management, LLC 2011 - Present
March of Dimes 2010 - Present
Media6Degrees 2009 - 2010
New York Life Investment Management, LLC 2000 - 2008
Towneley Capital Management, LLC 1994 - 2000
Fukuoka City Bank, LTD 1991 - 1992
Education
Pace University - Lubin School of Business
BBA, Marketing
University of Phoenix
MBA, Business
KJ Capital Management, LLC 2011 - Present
March of Dimes 2010 - Present
Media6Degrees 2009 - 2010
New York Life Investment Management, LLC 2000 - 2008
Towneley Capital Management, LLC 1994 - 2000
Fukuoka City Bank, LTD 1991 - 1992
Education
Pace University - Lubin School of Business
BBA, Marketing
University of Phoenix
MBA, Business
Tom Modestino's New York Life Investment Management, LLC Experience May 2003 - January 2006
Job Director of Retirement Research Ignites Research at Money Media a Financial Times company
Industry Financial Services
Experience
Ignites Research, a service of the Financial Times November 2012 - Present
Cerulli Associates February 2006 - November 2012
New York Life Investment Management LLC May 2003 - January 2006
Manulife Financial April 2001 - May 2003
New York Life Investment Management LLC October 1999 - April 2001
Sun Life Financial December 1992 - October 1999
camp bournedale 1988 - 1992
Skills
Mutual Funds, Retirement, Asset Allocation, Series 7, Wealth Management, Pensions, Series 63, Investments, 401k, Asset Managment, Relationship Management, Retirement Planning, Financial Services, Investment Strategies, Alternative Investments, Data Analysis, Report Writing, Qualitative Research, Quantitative Research, Retirement Income..., Equities, Asset Management, Securities, Investment Management
Education
Boston College 1988 — 1992
BA, Pre-Law Studies
Boston University 1997 — 2000
College of Financial Planning
Ignites Research, a service of the Financial Times November 2012 - Present
Cerulli Associates February 2006 - November 2012
New York Life Investment Management LLC May 2003 - January 2006
Manulife Financial April 2001 - May 2003
New York Life Investment Management LLC October 1999 - April 2001
Sun Life Financial December 1992 - October 1999
camp bournedale 1988 - 1992
Skills
Mutual Funds, Retirement, Asset Allocation, Series 7, Wealth Management, Pensions, Series 63, Investments, 401k, Asset Managment, Relationship Management, Retirement Planning, Financial Services, Investment Strategies, Alternative Investments, Data Analysis, Report Writing, Qualitative Research, Quantitative Research, Retirement Income..., Equities, Asset Management, Securities, Investment Management
Education
Boston College 1988 — 1992
BA, Pre-Law Studies
Boston University 1997 — 2000
College of Financial Planning
Kathleen Haas Kathleen Haas's New York Life Investment Management, LLC Experience 2005 - 2012
Job Senior Investment Analyst at Genworth Financial
Industry Financial Services
Experience
Genworth Financial July 2013 - Present
New York Life Investment Management LLC 2005 - 2012
New York Life Investment Management LLC 2002 - 2005
New York Life Investment Management LLC 1998 - 2002
New York Life Investment Management LLC 1996 - 1998
Greenwich Capital Markets, LLC 1996 - 1996
Bear, Stearns & Co. Inc. 1991 - 1996
Bear, Stearns & Co. Inc. 1987 - 1991
Manufacturers Hanover Trust 1986 - 1987
Manufacturers Hanover Trust 1985 - 1986
Skills
Structured Finance, Securitization, Fixed Income, ABS, Structured Products, Credit Analysis, Fixed Income Research, Capital Markets, Credit, Derivatives, Fixed Income Analysis, Investment Banking, Investments, Portfolio Management, Securities, Due Diligence, Asset Management
Education
Iona College
MBA
Fordham University
BS, Finance & Management
Genworth Financial July 2013 - Present
New York Life Investment Management LLC 2005 - 2012
New York Life Investment Management LLC 2002 - 2005
New York Life Investment Management LLC 1998 - 2002
New York Life Investment Management LLC 1996 - 1998
Greenwich Capital Markets, LLC 1996 - 1996
Bear, Stearns & Co. Inc. 1991 - 1996
Bear, Stearns & Co. Inc. 1987 - 1991
Manufacturers Hanover Trust 1986 - 1987
Manufacturers Hanover Trust 1985 - 1986
Skills
Structured Finance, Securitization, Fixed Income, ABS, Structured Products, Credit Analysis, Fixed Income Research, Capital Markets, Credit, Derivatives, Fixed Income Analysis, Investment Banking, Investments, Portfolio Management, Securities, Due Diligence, Asset Management
Education
Iona College
MBA
Fordham University
BS, Finance & Management
Lianne Busa Lianne Busa's New York Life Investment Management, LLC Experience September 2002 - September 2007
Job RFP/Presentation Analyst at TIAACREF
Industry Financial Services
Experience
TIAA-CREF December 2010 - Present
Eaton Vance September 2007 - June 2010
New York Life Investment Management LLC September 2002 - September 2007
New York Life Investment Management LLC September 2000 - September 2002
Skills
Marketing, Strategy, Investments, Management, Project Management, Process Improvement, CRM, Business Analysis, Business Development, Customer Service, Financial Services, Proposal Writing, Product Management, Relationship Management, Retirement Planning, Sales
Education
Roger Williams University 1989 — 1993
BS, Business Administration, Finance
TIAA-CREF December 2010 - Present
Eaton Vance September 2007 - June 2010
New York Life Investment Management LLC September 2002 - September 2007
New York Life Investment Management LLC September 2000 - September 2002
Skills
Marketing, Strategy, Investments, Management, Project Management, Process Improvement, CRM, Business Analysis, Business Development, Customer Service, Financial Services, Proposal Writing, Product Management, Relationship Management, Retirement Planning, Sales
Education
Roger Williams University 1989 — 1993
BS, Business Administration, Finance
Patrice Ratliff's New York Life Investment Management, LLC Experience December 1999 - November 2004
Job Executive Assistant at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley December 2014 - Present
Con Edison February 2012 - June 2012
Goldman Sachs January 2011 - December 2011
Federal Reserves Bank of New York January 2010 - July 2010
New York Life Insurance Company November 2004 - November 2009
NEW YORK LIFE INVESTMENT MANAGEMENT LLC December 1999 - November 2004
CARDILLO & CORBETT January 1994 - August 1999
Skills
Microsoft Office, Outlook, Leadership, Lotus Notes, Microsoft Excel, Customer Service, PowerPoint, Microsoft Word, Time Management, Insurance
Education
Baruch College City University of New York
BA, Computer Information Systems
Farmingdale State College
AS, Computer Information Systems
Morgan Stanley December 2014 - Present
Con Edison February 2012 - June 2012
Goldman Sachs January 2011 - December 2011
Federal Reserves Bank of New York January 2010 - July 2010
New York Life Insurance Company November 2004 - November 2009
NEW YORK LIFE INVESTMENT MANAGEMENT LLC December 1999 - November 2004
CARDILLO & CORBETT January 1994 - August 1999
Skills
Microsoft Office, Outlook, Leadership, Lotus Notes, Microsoft Excel, Customer Service, PowerPoint, Microsoft Word, Time Management, Insurance
Education
Baruch College City University of New York
BA, Computer Information Systems
Farmingdale State College
AS, Computer Information Systems
Allison Aslavinskaya Allison Aslavinskaya's New York Life Investment Management, LLC Experience November 2004 - May 2005
Job Senior Specialist Accounting at Merrill Lynch
Industry Accounting
Experience
Bank of America Merrill Lynch November 2009 - Present
Merrill Lynch December 2005 - November 2009
Refco Securities LLC May 2005 - November 2005
New York Life Investment Management LLC November 2004 - May 2005
Education
City University of New York-College of Staten Island 2000 — 2004
Bachelor of Science Degree, Accounting
Bank of America Merrill Lynch November 2009 - Present
Merrill Lynch December 2005 - November 2009
Refco Securities LLC May 2005 - November 2005
New York Life Investment Management LLC November 2004 - May 2005
Education
City University of New York-College of Staten Island 2000 — 2004
Bachelor of Science Degree, Accounting
Kim Bullock Kim Bullock's New York Life Investment Management, LLC Experience August 2009 - April 2011
Job Director, Client Solutions at ProcessUnity, Inc.
Industry Information Services
Experience
ProcessUnity, Inc. May 2014 - Present
Bullock's Nursing Service April 2011 - Present
National Aging in Place Council - Boston Chapter March 2012 - April 2014
BridgePoint Group, LLC October 2011 - April 2014
New York Life Investment Management LLC August 2009 - April 2011
Fidelity Investments November 2006 - August 2009
Fidelity Investments November 2004 - November 2006
Fidelity Investments November 2002 - November 2004
Fidelity Investments January 2000 - November 2002
Fidelity Investments January 1999 - December 1999
Skills
Retirement, Strategy, CRM, Financial Services, Product Management, Relationship Management, Strategic Planning, 401k, Long-term Care, Program Management, Customer Service, Leadership, Elder Care, Series 7, Home Care, Microsoft Excel, Series 63, PowerPoint, Defined Contribution, Customer Relations, Process Engineering, 401k Rollovers, 403 b, Non-Qualified Deferred..., QuickBooks, Data Warehousing
Education
Babson College 1996 — 2000
MBA, eCommerce, MIS
Drew University 1988 — 1992
BA, Political Science, Russian Studies
Tabor Academy 1984 — 1988
ProcessUnity, Inc. May 2014 - Present
Bullock's Nursing Service April 2011 - Present
National Aging in Place Council - Boston Chapter March 2012 - April 2014
BridgePoint Group, LLC October 2011 - April 2014
New York Life Investment Management LLC August 2009 - April 2011
Fidelity Investments November 2006 - August 2009
Fidelity Investments November 2004 - November 2006
Fidelity Investments November 2002 - November 2004
Fidelity Investments January 2000 - November 2002
Fidelity Investments January 1999 - December 1999
Skills
Retirement, Strategy, CRM, Financial Services, Product Management, Relationship Management, Strategic Planning, 401k, Long-term Care, Program Management, Customer Service, Leadership, Elder Care, Series 7, Home Care, Microsoft Excel, Series 63, PowerPoint, Defined Contribution, Customer Relations, Process Engineering, 401k Rollovers, 403 b, Non-Qualified Deferred..., QuickBooks, Data Warehousing
Education
Babson College 1996 — 2000
MBA, eCommerce, MIS
Drew University 1988 — 1992
BA, Political Science, Russian Studies
Tabor Academy 1984 — 1988
Gary Faccenda's New York Life Investment Management, LLC Experience September 2003 - March 2009
Job Managing Director, Consultant Relations and Institutional Sales at Lyrical Partners, L.P.
Industry Investment Management
Experience
Lyrical Partners, L.P. May 2011 - Present
Madison Square Investors March 2009 - January 2011
New York Life Investment Management LLC September 2003 - March 2009
New York Life Asset Management November 1994 - September 2003
Becker & Rooney July 1987 - November 1994
Prudential Asset Management Company June 1984 - July 1987
Skills
Hedge Funds, Financial Services, Investments, Asset Management, Equities, Alternative Investments, Investment Management, Financial Modeling, Investment Strategies, Asset Managment, Institutional..., Retirement, Mutual Funds, Asset Allocation, Valuation, Private Equity, Series 63, Electronic Trading, Investment Advisory, Wealth Management, Executive Management, Pensions, Series 7, Fixed Income, Capital Markets, Portfolio Management, 401k, Securities, Bonds, Investor Relations, Equity Research, Fund Of Funds, Bloomberg, ETFs
Education
Seton Hall University 1985 — 1989
MBA, Finance
Montclair State University 1980 — 1984
BS, Business
Lyrical Partners, L.P. May 2011 - Present
Madison Square Investors March 2009 - January 2011
New York Life Investment Management LLC September 2003 - March 2009
New York Life Asset Management November 1994 - September 2003
Becker & Rooney July 1987 - November 1994
Prudential Asset Management Company June 1984 - July 1987
Skills
Hedge Funds, Financial Services, Investments, Asset Management, Equities, Alternative Investments, Investment Management, Financial Modeling, Investment Strategies, Asset Managment, Institutional..., Retirement, Mutual Funds, Asset Allocation, Valuation, Private Equity, Series 63, Electronic Trading, Investment Advisory, Wealth Management, Executive Management, Pensions, Series 7, Fixed Income, Capital Markets, Portfolio Management, 401k, Securities, Bonds, Investor Relations, Equity Research, Fund Of Funds, Bloomberg, ETFs
Education
Seton Hall University 1985 — 1989
MBA, Finance
Montclair State University 1980 — 1984
BS, Business
David Kulo, Jr David Kulo, Jr's New York Life Investment Management, LLC Experience April 2004 - March 2011
Job Chairman, Planning Board at Village of Brewster
Industry Financial Services
Experience
Village of Brewster, NY November 2003 - Present
New York Life Investment Management, LLC April 2004 - March 2011
New York Life Investment Management, LLC January 2000 - April 2004
Education
Sacred Heart University 1984 — 1988
BA, Political Science
Village of Brewster, NY November 2003 - Present
New York Life Investment Management, LLC April 2004 - March 2011
New York Life Investment Management, LLC January 2000 - April 2004
Education
Sacred Heart University 1984 — 1988
BA, Political Science
Drew Lawton's New York Life Investment Management, LLC Experience January 2014 - Present
Job Chief Executive Officer at New York Life Investment Management, LLC
Industry Financial Services
Experience
New York Life Investment Management, LLC January 2014 - Present
New York Life Investments January 2012 - December 2013
New York Life Investments December 2010 - January 2012
Retirement Plan Services (RPS) at New York Life Investments January 2010 - December 2010
Fridson Investment Advisors August 2008 - January 2010
Pyramis Global Advisors Trust Company May 2005 - March 2008
Fidelity Management Trust Company September 2002 - April 2005
Fidelity Investments March 1997 - September 2002
Aetna Life & Casualty 1981 - 1997
Skills
Mutual Funds, Series 7, Securities, Retirement, Defined Contribution, Series 63, Investments, Leadership, Portfolio Management, Management, Pensions, 401k, Insurance, Retirement Planning, Investment Strategies, Guaranteed Lifetime..., FINRA, Alternative Investments, Financial Services, IRC, ERISA
Education
University of North Texas 1987 — 1991
MBA, Finance
Yale University 1977 — 1981
Bachelor of Arts (B.A.)
New York Life Investment Management, LLC January 2014 - Present
New York Life Investments January 2012 - December 2013
New York Life Investments December 2010 - January 2012
Retirement Plan Services (RPS) at New York Life Investments January 2010 - December 2010
Fridson Investment Advisors August 2008 - January 2010
Pyramis Global Advisors Trust Company May 2005 - March 2008
Fidelity Management Trust Company September 2002 - April 2005
Fidelity Investments March 1997 - September 2002
Aetna Life & Casualty 1981 - 1997
Skills
Mutual Funds, Series 7, Securities, Retirement, Defined Contribution, Series 63, Investments, Leadership, Portfolio Management, Management, Pensions, 401k, Insurance, Retirement Planning, Investment Strategies, Guaranteed Lifetime..., FINRA, Alternative Investments, Financial Services, IRC, ERISA
Education
University of North Texas 1987 — 1991
MBA, Finance
Yale University 1977 — 1981
Bachelor of Arts (B.A.)
Joseph Bufalini Joseph Bufalini's New York Life Investment Management, LLC Experience 2006 - 2010
Job Chief of StaffGlobal Business Office Head
Industry Financial Services
Experience
Citi January 2010 - Present
New York Life Investment Management LLC 2006 - 2010
Deutsche Asset Management 2000 - 2006
Zurich Scudder Investments 2000 - 2002
Bear Stearns 1997 - 2000
Skills
Financial Analysis, Strategic Planning, Expense Management, Asset Management, Budgeting, Forecasting, Financial Reporting, Strategic Financial..., Mutual Funds, Financial Services, Variance Analysis, Budgets, Asset Managment, Financial Modeling, Management, Essbase, Analysis, Finance, Analytics, Financial Risk, Corporate Finance, Investment Banking, Business Analysis, Capital Markets, Hedge Funds, Risk Management, Financial Planning
Education
City University of New York-College of Staten Island
BS, Accounting and Finance
Citi January 2010 - Present
New York Life Investment Management LLC 2006 - 2010
Deutsche Asset Management 2000 - 2006
Zurich Scudder Investments 2000 - 2002
Bear Stearns 1997 - 2000
Skills
Financial Analysis, Strategic Planning, Expense Management, Asset Management, Budgeting, Forecasting, Financial Reporting, Strategic Financial..., Mutual Funds, Financial Services, Variance Analysis, Budgets, Asset Managment, Financial Modeling, Management, Essbase, Analysis, Finance, Analytics, Financial Risk, Corporate Finance, Investment Banking, Business Analysis, Capital Markets, Hedge Funds, Risk Management, Financial Planning
Education
City University of New York-College of Staten Island
BS, Accounting and Finance
Kevin Bopp, Esq. Kevin Bopp, Esq.'s New York Life Investment Management, LLC Experience September 2014 - Present
Job Managing Director and Chief Compliance Officer, New York Life Investment Management LLC
Industry Law Practice
Experience
New York Life Investment Management LLC September 2014 - Present
New York Life Investment Management LLC April 2010 - September 2014
Dechert LLP July 2006 - April 2010
AIG Global Investment Group March 2003 - June 2006
Credit Suisse June 1996 - March 2003
Skills
Attorney, Investment Company Act, Private Funds, Investment Advisers Act, Private Equity, Investment Management, Alternative Investments, Closed-end Funds, AML, Securities Regulation, Securities, Financial Services, Private Placements, Fund Of Funds, Capital Markets, Equities, Broker-Dealer, Investments, Corporate Governance, Hedge Funds, Corporate Law, Mergers & Acquisitions, Series 7, Fixed Income, Financial Markets, Derivatives, Joint Ventures, Options, Mutual Funds, Asset Managment, Compliance, alternative, Alternative Investment..., hedge, Product Development, Investment Advisory, Trading, Due Diligence, Insurance, Executive Management
Education
New York Law School 1998 — 2002
JD, Law
Saint John's University 1993 — 1997
MBA, Economics
Saint John's University 1987 — 1991
BA, Politics and Government
New York Life Investment Management LLC September 2014 - Present
New York Life Investment Management LLC April 2010 - September 2014
Dechert LLP July 2006 - April 2010
AIG Global Investment Group March 2003 - June 2006
Credit Suisse June 1996 - March 2003
Skills
Attorney, Investment Company Act, Private Funds, Investment Advisers Act, Private Equity, Investment Management, Alternative Investments, Closed-end Funds, AML, Securities Regulation, Securities, Financial Services, Private Placements, Fund Of Funds, Capital Markets, Equities, Broker-Dealer, Investments, Corporate Governance, Hedge Funds, Corporate Law, Mergers & Acquisitions, Series 7, Fixed Income, Financial Markets, Derivatives, Joint Ventures, Options, Mutual Funds, Asset Managment, Compliance, alternative, Alternative Investment..., hedge, Product Development, Investment Advisory, Trading, Due Diligence, Insurance, Executive Management
Education
New York Law School 1998 — 2002
JD, Law
Saint John's University 1993 — 1997
MBA, Economics
Saint John's University 1987 — 1991
BA, Politics and Government
Barry Schub Barry Schub's New York Life Investment Management, LLC Experience October 2001 - December 2009
Job SVP HR, Corporate Strategy & Corporate Communications at New York Life Insurance Company
Industry Financial Services
Experience
New York Life Insurance Company January 2010 - December 2014
New York Life Investment Management LLC October 2001 - December 2009
E*TRADE Financial April 2000 - September 2001
United Asset Management May 1997 - March 2000
Bankers Trust Company July 1978 - September 1996
Skills
Mutual Funds, Pensions, 401k, Business Strategy, Employee Benefits, Financial Services, Human Resources, IRAs, Investments, Management, Retirement, Retirement Planning, Series 7, Life Insurance, Asset Allocation, Asset Management
Education
Brown University 1972 — 1976
AB, Biomedical Sciences
Babson College
Master of Business Administration (M.B.A.), Finance, Operations Research
New York Life Insurance Company January 2010 - December 2014
New York Life Investment Management LLC October 2001 - December 2009
E*TRADE Financial April 2000 - September 2001
United Asset Management May 1997 - March 2000
Bankers Trust Company July 1978 - September 1996
Skills
Mutual Funds, Pensions, 401k, Business Strategy, Employee Benefits, Financial Services, Human Resources, IRAs, Investments, Management, Retirement, Retirement Planning, Series 7, Life Insurance, Asset Allocation, Asset Management
Education
Brown University 1972 — 1976
AB, Biomedical Sciences
Babson College
Master of Business Administration (M.B.A.), Finance, Operations Research
Stephen D. Bard, CFA's New York Life Investment Management, LLC Experience February 1996 - January 1998
Job Principal at BARDadvisors
Industry Investment Management
Experience
BARDadvisors June 2015 - Present
GSV Asset Management, LLC February 2010 - Present
ConnectUp January 2015 - Present
Purisima West Funds September 2009 - Present
Dianrong.com (点融网) July 2012 - June 2014
GSV Capital Corp. (Nasdaq: GSVC) August 2010 - June 2014
Fuller + Thaler Asset Management December 2001 - November 2009
Fuller + Thaler Asset Management August 2001 - March 2009
Pyramis Global Advisors (fka Fidelity Management Trust Company) February 1998 - August 2001
New York Life Investment Management LLC February 1996 - January 1998
Skills
Investment Management, Alternative Investments, Hedge Funds, Private Equity, Asset Managment, Venture Capital, Asset Management, Leadership, Investment Strategies, Investments, Valuation, Portfolio Management, Asset Allocation, Entrepreneurship, Funding, Business Development, Capital Markets, Fixed Income, CRM, Financial Modeling, Investment Banking, Bloomberg, Executive Management, Equities, Strategic Planning, Corporate Development, Mergers & Acquisitions, Due Diligence, Fund Of Funds, Corporate Finance, Emerging Markets, Investment Advisory, IPO, Equity Research, Trading, Mutual Funds, Financial Markets, Investor Relations, Securities, Capital, Equity Valuation
Education
Duke University 1979 — 1983
BS, Mechanical Engineering + Material Science
University of California, Berkeley, Haas School of Business 1986 — 1987
MBA, Finance + Investments
Harvard Business School 2008 — 2008
CFA Institute Investment Management Workshop
BARDadvisors June 2015 - Present
GSV Asset Management, LLC February 2010 - Present
ConnectUp January 2015 - Present
Purisima West Funds September 2009 - Present
Dianrong.com (点融网) July 2012 - June 2014
GSV Capital Corp. (Nasdaq: GSVC) August 2010 - June 2014
Fuller + Thaler Asset Management December 2001 - November 2009
Fuller + Thaler Asset Management August 2001 - March 2009
Pyramis Global Advisors (fka Fidelity Management Trust Company) February 1998 - August 2001
New York Life Investment Management LLC February 1996 - January 1998
Skills
Investment Management, Alternative Investments, Hedge Funds, Private Equity, Asset Managment, Venture Capital, Asset Management, Leadership, Investment Strategies, Investments, Valuation, Portfolio Management, Asset Allocation, Entrepreneurship, Funding, Business Development, Capital Markets, Fixed Income, CRM, Financial Modeling, Investment Banking, Bloomberg, Executive Management, Equities, Strategic Planning, Corporate Development, Mergers & Acquisitions, Due Diligence, Fund Of Funds, Corporate Finance, Emerging Markets, Investment Advisory, IPO, Equity Research, Trading, Mutual Funds, Financial Markets, Investor Relations, Securities, Capital, Equity Valuation
Education
Duke University 1979 — 1983
BS, Mechanical Engineering + Material Science
University of California, Berkeley, Haas School of Business 1986 — 1987
MBA, Finance + Investments
Harvard Business School 2008 — 2008
CFA Institute Investment Management Workshop
Jason Fernandes Jason Fernandes's New York Life Investment Management, LLC Experience June 2013 - Present
Job Investment Operations Associate at New York Life Investment Management LLC
Industry Investment Management
Experience
New York Life Investment Management LLC June 2013 - Present
J.P. Morgan July 2011 - June 2013
Prudential Financial September 2010 - February 2011
Deutsche Bank March 2009 - March 2010
Webster Investment Services May 2008 - August 2008
Skills
bank loans, bank debt, Advent Geneva, Wall Street Office, Sunguard InvestOne..., Hedge Fund..., Position Reconciliations, Cash Reconciliations, Project Management, Clearpar, Trade Capture, Trade Settlement, Microsoft Excel, Microsoft Word, Microsoft Powerpoint, Hedge Fund Operations, Hedge Funds, Trading, Portfolio Management, Loans, Settlement, Securities, Bonds, Investments, Analysis, Bloomberg, Commodity, Fixed Income, Fund Administration, Account Reconciliation, PowerPoint, Derivatives, Bloomberg Terminal, Investment Banking, FX Options, Wall Street, Axys
Education
University of Cambridge International Examinations 2009 — 2010
Certificate, Managing Teams and Information
The University of Connecticut 2004 — 2008
BS, Finance Major, Economics Minor, 3.7 Cumulative GPA; 3.9 Major GPA
New York Life Investment Management LLC June 2013 - Present
J.P. Morgan July 2011 - June 2013
Prudential Financial September 2010 - February 2011
Deutsche Bank March 2009 - March 2010
Webster Investment Services May 2008 - August 2008
Skills
bank loans, bank debt, Advent Geneva, Wall Street Office, Sunguard InvestOne..., Hedge Fund..., Position Reconciliations, Cash Reconciliations, Project Management, Clearpar, Trade Capture, Trade Settlement, Microsoft Excel, Microsoft Word, Microsoft Powerpoint, Hedge Fund Operations, Hedge Funds, Trading, Portfolio Management, Loans, Settlement, Securities, Bonds, Investments, Analysis, Bloomberg, Commodity, Fixed Income, Fund Administration, Account Reconciliation, PowerPoint, Derivatives, Bloomberg Terminal, Investment Banking, FX Options, Wall Street, Axys
Education
University of Cambridge International Examinations 2009 — 2010
Certificate, Managing Teams and Information
The University of Connecticut 2004 — 2008
BS, Finance Major, Economics Minor, 3.7 Cumulative GPA; 3.9 Major GPA
Stephanie Barrett Stephanie Barrett's New York Life Investment Management, LLC Experience August 2011 - Present
Job Asset Manager at New York Life Insurance Company
Industry Real Estate
Experience
New York Life Investment Management, LLC August 2011 - Present
Deloitte Financial Advisory Services LLP September 2010 - August 2011
CB Richard Ellis, Inc March 2008 - September 2010
Countrywide Capital Markets May 2007 - February 2008
CB Richard Ellis, Inc February 2006 - May 2007
Skills
Due Diligence, Leases, Valuation, Commercial Real Estate, Loans, Underwriting, Real Estate Economics, Property, Corporate Real Estate, Real Estate, Real Estate Transactions
Education
New York University 2007 — 2010
M.S, Real Estate; Finance and Investment
The College of New Jersey 2001 — 2005
B.S. Business Administration, Marketing
New York Life Investment Management, LLC August 2011 - Present
Deloitte Financial Advisory Services LLP September 2010 - August 2011
CB Richard Ellis, Inc March 2008 - September 2010
Countrywide Capital Markets May 2007 - February 2008
CB Richard Ellis, Inc February 2006 - May 2007
Skills
Due Diligence, Leases, Valuation, Commercial Real Estate, Loans, Underwriting, Real Estate Economics, Property, Corporate Real Estate, Real Estate, Real Estate Transactions
Education
New York University 2007 — 2010
M.S, Real Estate; Finance and Investment
The College of New Jersey 2001 — 2005
B.S. Business Administration, Marketing
Derek Burke Derek Burke's New York Life Investment Management, LLC Experience January 2000 - November 2004
Job President at Waddell & Reed
Industry Financial Services
Experience
Waddell & Reed July 2014 - Present
First Investors Advisory Services, LLC October 2012 - July 2014
First Investors Managment Company, Inc October 2011 - July 2014
Burke Consulting LLC September 2010 - August 2011
UBS Wealth Management November 2004 - March 2010
New York Life Investment Management LLC January 2000 - November 2004
John Hancock Mutual Life Insurance Company January 1998 - December 1999
The Prudential Insurance Company of America June 1995 - December 1997
Collier, Jacob & Mills May 1993 - June 1995
SEC September 1989 - May 1993
Skills
Mutual Funds, Wealth Management, Investments, Asset Managment, Portfolio Management, Investment Management, Private Equity, Financial Services, Fixed Annuities, Financial Advisory, Finance, Strategy
Education
Rutgers University School of Law - Newark 1987 — 1989
JD, Law
Seton Hall University 1981 — 1985
BS, Finance
Waddell & Reed July 2014 - Present
First Investors Advisory Services, LLC October 2012 - July 2014
First Investors Managment Company, Inc October 2011 - July 2014
Burke Consulting LLC September 2010 - August 2011
UBS Wealth Management November 2004 - March 2010
New York Life Investment Management LLC January 2000 - November 2004
John Hancock Mutual Life Insurance Company January 1998 - December 1999
The Prudential Insurance Company of America June 1995 - December 1997
Collier, Jacob & Mills May 1993 - June 1995
SEC September 1989 - May 1993
Skills
Mutual Funds, Wealth Management, Investments, Asset Managment, Portfolio Management, Investment Management, Private Equity, Financial Services, Fixed Annuities, Financial Advisory, Finance, Strategy
Education
Rutgers University School of Law - Newark 1987 — 1989
JD, Law
Seton Hall University 1981 — 1985
BS, Finance
Greg Sterzel, CFA, CAIA, AAMS's New York Life Investment Management, LLC Experience June 2008 - Present
Job
Industry Financial Services
Experience
New York Life Investment Management LLC June 2008 - Present
UBS Financial Services Inc. June 2005 - June 2008
A.G. Edwards May 2002 - May 2005
Voicestream Wireless May 1998 - August 2000
Skills
Investments, Mutual Funds, Portfolio Management, Alternative Investments, Asset Management, Asset Allocation, Fixed Income, Equities, Strategic Financial..., Asset Managment, Finance, Securities, Competitive Analysis, Corporate Finance, Relationship Management, Investment Strategies, Retirement Planning, Hedge Funds, Wealth Management, Investment Management, Investment Advisory
Education
Rutgers, The State University of New Jersey-Newark 1999 — 2002
MBA
Rutgers University-New Brunswick 1994 — 1998
BA
New York Life Investment Management LLC June 2008 - Present
UBS Financial Services Inc. June 2005 - June 2008
A.G. Edwards May 2002 - May 2005
Voicestream Wireless May 1998 - August 2000
Skills
Investments, Mutual Funds, Portfolio Management, Alternative Investments, Asset Management, Asset Allocation, Fixed Income, Equities, Strategic Financial..., Asset Managment, Finance, Securities, Competitive Analysis, Corporate Finance, Relationship Management, Investment Strategies, Retirement Planning, Hedge Funds, Wealth Management, Investment Management, Investment Advisory
Education
Rutgers, The State University of New Jersey-Newark 1999 — 2002
MBA
Rutgers University-New Brunswick 1994 — 1998
BA
Joseph Doumar's New York Life Investment Management, LLC Experience September 2012 - March 2015
Job Senior Director at NYL Investors LLC
Industry Investment Management
Experience
NYL Investors LLC March 2015 - Present
New York Life Investment Management LLC September 2012 - March 2015
New York Life Investment Management LLC March 2011 - September 2012
New York Life Investment Management LLC August 2009 - March 2011
Global Leveraged Capital Management, LLC July 2007 - March 2009
FriedbergMilstein, LLC May 2006 - July 2006
Prudential Capital Group July 2000 - June 2005
Skills
Private Equity, Financial Modeling, Fixed Income, Mezzanine, Credit Analysis, Valuation, Principal Investments, Alternative Investments, Capital Markets, Investments, Corporate Finance, High Yield, Equities, Hedge Funds, Asset Managment, Due Diligence, Bloomberg, Portfolio Management, Leveraged Finance, LBO
Education
New York University - Leonard N. Stern School of Business 2005 — 2007
MBA
Boston College 1996 — 2000
BS
NYL Investors LLC March 2015 - Present
New York Life Investment Management LLC September 2012 - March 2015
New York Life Investment Management LLC March 2011 - September 2012
New York Life Investment Management LLC August 2009 - March 2011
Global Leveraged Capital Management, LLC July 2007 - March 2009
FriedbergMilstein, LLC May 2006 - July 2006
Prudential Capital Group July 2000 - June 2005
Skills
Private Equity, Financial Modeling, Fixed Income, Mezzanine, Credit Analysis, Valuation, Principal Investments, Alternative Investments, Capital Markets, Investments, Corporate Finance, High Yield, Equities, Hedge Funds, Asset Managment, Due Diligence, Bloomberg, Portfolio Management, Leveraged Finance, LBO
Education
New York University - Leonard N. Stern School of Business 2005 — 2007
MBA
Boston College 1996 — 2000
BS
Christian Saltaformaggio's New York Life Investment Management, LLC Experience October 2004 - Present
Job Director at New York Life Investment Management
Industry Investment Management
Experience
New York Life Investment Management LLC October 2004 - Present
New York Life Insurance Company July 2002 - September 2004
Skills
CLO, Leveraged Finance, High Yield Bonds, Portfolio Management, Fixed Income, ABS, Rates, Structured Finance, Trading, Credit, Structured Products
Education
Fordham Gabelli School of Business 2008 — 2011
MBA, Finance
Seton Hall University 1998 — 2002
BA, Economics
New York Life Investment Management LLC October 2004 - Present
New York Life Insurance Company July 2002 - September 2004
Skills
CLO, Leveraged Finance, High Yield Bonds, Portfolio Management, Fixed Income, ABS, Rates, Structured Finance, Trading, Credit, Structured Products
Education
Fordham Gabelli School of Business 2008 — 2011
MBA, Finance
Seton Hall University 1998 — 2002
BA, Economics
Jeff Poltrino's New York Life Investment Management, LLC Experience February 2003 - July 2004
Job Assistant Vice President at Citi
Industry Accounting
Experience
Citi June 2012 - Present
BlackRock, Inc August 2006 - November 2011
SS&C Technologies, Inc December 2005 - August 2006
Credit Suisse July 2004 - November 2005
New York Life Investment Management LLC February 2003 - July 2004
NYLIM February 2001 - February 2003
BBL Construction Services July 1999 - December 2000
Skills
Reconciliation, Fund Accounting, Accruals, Accounting, General Ledger, Excel, Financial Reporting, Account Reconciliation, Investments, Portfolio Management, Analysis, Mutual Funds, Private Equity, Equities, Hedge Funds, Auditing, Financial Statements, Microsoft Excel, Accounts Payable, Finance
Education
Hartwick College 1995 — 1999
Bachelor of Science, Accounting
Hartwick College (www.hartwick 1995 — 1999
Bachelor of Science, Accounting
Citi June 2012 - Present
BlackRock, Inc August 2006 - November 2011
SS&C Technologies, Inc December 2005 - August 2006
Credit Suisse July 2004 - November 2005
New York Life Investment Management LLC February 2003 - July 2004
NYLIM February 2001 - February 2003
BBL Construction Services July 1999 - December 2000
Skills
Reconciliation, Fund Accounting, Accruals, Accounting, General Ledger, Excel, Financial Reporting, Account Reconciliation, Investments, Portfolio Management, Analysis, Mutual Funds, Private Equity, Equities, Hedge Funds, Auditing, Financial Statements, Microsoft Excel, Accounts Payable, Finance
Education
Hartwick College 1995 — 1999
Bachelor of Science, Accounting
Hartwick College (www.hartwick 1995 — 1999
Bachelor of Science, Accounting
Peter Qassis's New York Life Investment Management, LLC Experience 2001 - Present
Job Director at New York Life Investment LLC
Industry Information Technology and Services
Experience
New York Life Investment Management LLC 2001 - Present
Education
Montclair State University 1998 — 2005
New York Life Investment Management LLC 2001 - Present
Education
Montclair State University 1998 — 2005
Sigrid Hess's New York Life Investment Management, LLC Experience 2000 - 2007
Job Financial Services Professional
Industry Financial Services
Experience
New York Life Investment Management LLC 2000 - 2007
Towneley Capital Management, INC. 1977 - 2000
Education
Brooklyn Law School 1975 — 1979
JD, Law
City University of New York City College
BA; MA, English
New York Life Investment Management LLC 2000 - 2007
Towneley Capital Management, INC. 1977 - 2000
Education
Brooklyn Law School 1975 — 1979
JD, Law
City University of New York City College
BA; MA, English
Thomas Stephenitch's New York Life Investment Management, LLC Experience June 2009 - May 2011
Job Vice PresidentSales
Industry Financial Services
Experience
Transamerica Retirement Solutions June 2011 - Present
New York Life Investment Management LLC June 2009 - May 2011
New York Life Investment Management LLC 2005 - May 2011
New York Life Investment Management LLC 1999 - 2005
JP Morgan Retirement Plan Services 1997 - 1999
Great-West Life January 1992 - January 1997
Skills
Defined Benefit, Pensions, Retirement Planning, Defined Contribution, Mutual Funds, Series 63, 401k, Series 7, Retirement Plan..., Series 6, Retirement, Investments, Qualified Retirement..., ERISA, Financial Services
Education
The Ohio State University 1987 — 1991
BS, Business
The Ohio State University - The Max M. Fisher College of Business 1987 — 1991
"BS", business
Transamerica Retirement Solutions June 2011 - Present
New York Life Investment Management LLC June 2009 - May 2011
New York Life Investment Management LLC 2005 - May 2011
New York Life Investment Management LLC 1999 - 2005
JP Morgan Retirement Plan Services 1997 - 1999
Great-West Life January 1992 - January 1997
Skills
Defined Benefit, Pensions, Retirement Planning, Defined Contribution, Mutual Funds, Series 63, 401k, Series 7, Retirement Plan..., Series 6, Retirement, Investments, Qualified Retirement..., ERISA, Financial Services
Education
The Ohio State University 1987 — 1991
BS, Business
The Ohio State University - The Max M. Fisher College of Business 1987 — 1991
"BS", business
Robert P. Black's New York Life Investment Management, LLC Experience June 1997 - April 2008
Job Managing Consultant at BlackTree Consulting Group
Industry Management Consulting
Experience
BlackTree Management Services May 2008 - Present
New York Life Investment Management, LLC June 1997 - April 2008
PaineWebber Properties, Inc. March 1988 - February 1996
Serono Diagnostics March 1987 - May 1988
BayBank, Inc. February 1985 - February 1987
Skills
Financial Analysis, Process Improvement, Budgets, Forecasting, Operations Management, Analysis, Business Development, Management, Leadership, SEC filings, New Business Development, Strategic Planning, Business Strategy, Management Consulting, Financial Modeling
Education
Suffolk University - Sawyer Business School 1994 — 1995
Master of Science, Finance
Kansas State University 1979 — 1984
Bachelor of Science, Finance
BlackTree Management Services May 2008 - Present
New York Life Investment Management, LLC June 1997 - April 2008
PaineWebber Properties, Inc. March 1988 - February 1996
Serono Diagnostics March 1987 - May 1988
BayBank, Inc. February 1985 - February 1987
Skills
Financial Analysis, Process Improvement, Budgets, Forecasting, Operations Management, Analysis, Business Development, Management, Leadership, SEC filings, New Business Development, Strategic Planning, Business Strategy, Management Consulting, Financial Modeling
Education
Suffolk University - Sawyer Business School 1994 — 1995
Master of Science, Finance
Kansas State University 1979 — 1984
Bachelor of Science, Finance
Parkin Lee's New York Life Investment Management, LLC Experience March 1987 - December 2007
Job Senior Vice President and Chief Legal Officer at The Rockefeller Group
Industry Real Estate
Experience
Asian Americans Advancing Justice AAJC 2012 - Present
The Rockefeller Group January 2008 - Present
National Asian Pacific American Bar Association 1995 - Present
American Bar Association 1986 - Present
Asian American Bar Association of New York 1989 - 2014
New York Life Investment Management LLC March 1987 - December 2007
Skills
Litigation, Corporate Law, Commercial Litigation, Intellectual Property, Licensing, Corporate Governance, Legal Research, Securities Regulation, Legal Writing, Civil Litigation, Mediation, Employment Law, Dispute Resolution, Mergers & Acquisitions, Joint Ventures, Real Estate, Privacy Law, Trade Secrets, Trademarks, SEC filings, Competition Law, Patents, Bankruptcy
Education
New York University School of Law 1978 — 1981
JD
University of Cincinnati 1974 — 1978
MS, Applied Mechanics
New York University 1970 — 1974
BS, Aeronautics
Asian Americans Advancing Justice AAJC 2012 - Present
The Rockefeller Group January 2008 - Present
National Asian Pacific American Bar Association 1995 - Present
American Bar Association 1986 - Present
Asian American Bar Association of New York 1989 - 2014
New York Life Investment Management LLC March 1987 - December 2007
Skills
Litigation, Corporate Law, Commercial Litigation, Intellectual Property, Licensing, Corporate Governance, Legal Research, Securities Regulation, Legal Writing, Civil Litigation, Mediation, Employment Law, Dispute Resolution, Mergers & Acquisitions, Joint Ventures, Real Estate, Privacy Law, Trade Secrets, Trademarks, SEC filings, Competition Law, Patents, Bankruptcy
Education
New York University School of Law 1978 — 1981
JD
University of Cincinnati 1974 — 1978
MS, Applied Mechanics
New York University 1970 — 1974
BS, Aeronautics
James Belletire's New York Life Investment Management, LLC Experience June 2012 - Present
Job Managing Director at New York Life Investment Management LLC
Industry Financial Services
Experience
New York Life Investment Management LLC June 2012 - Present
Societe Generale September 2005 - May 2012
Scotia Capital January 1995 - September 2005
Skills
Banking, Management, Financial Modeling, Corporate Finance, Treasury Management, Investments, Finance, Credit, Capital Markets, Financial Analysis, Fixed Income, Derivatives, Investment Banking, Commercial Banking, Commercial Lending, Portfolio Management
Education
University of Illinois at Urbana-Champaign 1993 — 1995
Masters, Finance
University of Illinois at Urbana-Champaign 1988 — 1992
BS, College of Communications
New York Life Investment Management LLC June 2012 - Present
Societe Generale September 2005 - May 2012
Scotia Capital January 1995 - September 2005
Skills
Banking, Management, Financial Modeling, Corporate Finance, Treasury Management, Investments, Finance, Credit, Capital Markets, Financial Analysis, Fixed Income, Derivatives, Investment Banking, Commercial Banking, Commercial Lending, Portfolio Management
Education
University of Illinois at Urbana-Champaign 1993 — 1995
Masters, Finance
University of Illinois at Urbana-Champaign 1988 — 1992
BS, College of Communications
Mimi Eng, CFA's New York Life Investment Management, LLC Experience 2008 - 2012
Job Financial Services Executive with expertise in the structuring and operation of fixed income funds including CLOs
Industry Investment Management
Experience
Moody's Investors Service 2013 - Present
New York Life Investment Management LLC 2008 - 2012
New York Life Investment Management LLC 2003 - 2008
J.P. Morgan 1999 - 2002
J.P. Morgan 1998 - 1999
J.P. Morgan 1997 - 1998
Bankers Trust Company 1994 - 1997
Bankers Trust Company June 1993 - August 1993
Paul Hastings Janofsky & Walker June 1992 - August 1992
Brown Rudnick Freed & Gesmer June 1991 - August 1991
Skills
Structuring, Fixed Income, Derivatives, Product Management, Asset Management, Legal Documentation, Client Relations Skills, Writing, Communicate Clearly, CDO, CLO, Manage Client..., Investment Management, Separately Managed..., Separate Accounts, Mutual Funds, Communication Skills, Product Development, Legal Documents, Structured Finance, Corporate Finance, Financial Structuring, Investments, Asset Managment, Portfolio Management, Finance, Structured Products, Capital Markets, Financial Services
Education
Harvard Law School 1990 — 1994
JD
Harvard Business School 1990 — 1994
MBA
Amherst College 1984 — 1988
BA, Economics, Psychology
Hunter College High School 1978 — 1984
Moody's Investors Service 2013 - Present
New York Life Investment Management LLC 2008 - 2012
New York Life Investment Management LLC 2003 - 2008
J.P. Morgan 1999 - 2002
J.P. Morgan 1998 - 1999
J.P. Morgan 1997 - 1998
Bankers Trust Company 1994 - 1997
Bankers Trust Company June 1993 - August 1993
Paul Hastings Janofsky & Walker June 1992 - August 1992
Brown Rudnick Freed & Gesmer June 1991 - August 1991
Skills
Structuring, Fixed Income, Derivatives, Product Management, Asset Management, Legal Documentation, Client Relations Skills, Writing, Communicate Clearly, CDO, CLO, Manage Client..., Investment Management, Separately Managed..., Separate Accounts, Mutual Funds, Communication Skills, Product Development, Legal Documents, Structured Finance, Corporate Finance, Financial Structuring, Investments, Asset Managment, Portfolio Management, Finance, Structured Products, Capital Markets, Financial Services
Education
Harvard Law School 1990 — 1994
JD
Harvard Business School 1990 — 1994
MBA
Amherst College 1984 — 1988
BA, Economics, Psychology
Hunter College High School 1978 — 1984
Lacey Lockward's New York Life Investment Management, LLC Experience February 2001 - June 2012
Job Vice President at Prudential Financial
Industry Financial Services
Experience
Prudential Financial October 2014 - Present
Prudential Financial June 2012 - Present
New York Life Investment Management LLC February 2001 - June 2012
Oxford Industries July 1997 - February 2001
Blue Cross Blue Shield July 1996 - May 1997
Skills
Retirement, Retirement Planning, Investments, Series 63, Asset Management, Fixed Income, Mutual Funds, 401k, Risk Management, Series 7, Financial Services, Securities, Insurance, Management, Asset Allocation
Education
Seton Hall University 2007 — 2009
MBA, Finance
Muhlenberg College 1992 — 1996
Bachelor of Arts, Psychology/Communications
Prudential Financial October 2014 - Present
Prudential Financial June 2012 - Present
New York Life Investment Management LLC February 2001 - June 2012
Oxford Industries July 1997 - February 2001
Blue Cross Blue Shield July 1996 - May 1997
Skills
Retirement, Retirement Planning, Investments, Series 63, Asset Management, Fixed Income, Mutual Funds, 401k, Risk Management, Series 7, Financial Services, Securities, Insurance, Management, Asset Allocation
Education
Seton Hall University 2007 — 2009
MBA, Finance
Muhlenberg College 1992 — 1996
Bachelor of Arts, Psychology/Communications
Joseph Carmignani's New York Life Investment Management, LLC Experience November 1999 - March 2007
Job Assistant VicePresident, TaftHartley Client Management at MassMutual Financial Group
Industry Financial Services
Experience
MassMutual Financial Group October 2008 - Present
Fidelity Investments April 2007 - September 2008
New York Life Investment Management LLC November 1999 - March 2007
Putnam Investments August 1994 - October 1999
Education
Bridgewater State University 1990 — 1994
BS, Management Science
MassMutual Financial Group October 2008 - Present
Fidelity Investments April 2007 - September 2008
New York Life Investment Management LLC November 1999 - March 2007
Putnam Investments August 1994 - October 1999
Education
Bridgewater State University 1990 — 1994
BS, Management Science
Saba Hekmat's New York Life Investment Management, LLC Experience August 2003 - Present
Job Managing Director at New York Life Investment Management, LLC
Industry Investment Management
Experience
New York Life Investment Management, LLC August 2003 - Present
OppenheimerFunds October 2002 - August 2003
MetLife July 1996 - October 2002
Skills
Fixed Income, Bonds, Portfolio Management, Investments, Asset Management, Valuation, Bloomberg, Financial Analysis
Education
1994 — 1996
Master of Business Administration, Finance & Corporate Accounting
University of California, Los Angeles 1987 — 1992
Bachelor of Arts, Economics
New York Life Investment Management, LLC August 2003 - Present
OppenheimerFunds October 2002 - August 2003
MetLife July 1996 - October 2002
Skills
Fixed Income, Bonds, Portfolio Management, Investments, Asset Management, Valuation, Bloomberg, Financial Analysis
Education
1994 — 1996
Master of Business Administration, Finance & Corporate Accounting
University of California, Los Angeles 1987 — 1992
Bachelor of Arts, Economics
Lisa Bai's New York Life Investment Management, LLC Experience Second Vice PresidentNew York Life InvestmentsAugust 1995 - Present
Job Second Vice President at New York Life Investments
Industry Real Estate
Experience
New York Life Investment Management LLC Second Vice PresidentNew York Life InvestmentsAugust 1995 - Present
Legg Mason March 1991 - August 1995
Education
Pace University 1981 — 1985
BA, English
New York Life Investment Management LLC Second Vice PresidentNew York Life InvestmentsAugust 1995 - Present
Legg Mason March 1991 - August 1995
Education
Pace University 1981 — 1985
BA, English
Monique McClure's New York Life Investment Management, LLC Experience July 2000 - July 2015
Job Director and Assoc. General Counsel at New York Life Investment Management LLC
Industry Investment Management
Experience
New York Life Investment Management LLC July 2000 - July 2015
Kelley, Drye & Warren LLP January 1996 - July 2000
Chadbourne & Parke LLP January 1990 - January 1996
McDERMOTT, WILL July 1989 - August 1989
Skills
Structured Finance, Derivatives, Investments, Fixed Income, Asset Management, Mentoring, Asset Managment, Securities, Financial Services, Finance, Risk Management, Legal Writing, Portfolio Management, Equities, Project Finance, Corporate Law, Joint Ventures, Financial Structuring, Mergers & Acquisitions, Hedge Funds, Due Diligence, Private Equity
Education
New York University School of Law 1988 — 1990
Juris Doctor, Law
NEW YORK UNIVERSITY GRADUATE SCHOOL OF ARTS AND SCIENCE 1985 — 1990
M.A., Politics: International Relations
Louisiana State University 1988 — 1988
Program Certificate, Comparative Law
MOUNT HOLYOKE COLLEGE 1978 — 1982
B.A., Economics
New York Life Investment Management LLC July 2000 - July 2015
Kelley, Drye & Warren LLP January 1996 - July 2000
Chadbourne & Parke LLP January 1990 - January 1996
McDERMOTT, WILL July 1989 - August 1989
Skills
Structured Finance, Derivatives, Investments, Fixed Income, Asset Management, Mentoring, Asset Managment, Securities, Financial Services, Finance, Risk Management, Legal Writing, Portfolio Management, Equities, Project Finance, Corporate Law, Joint Ventures, Financial Structuring, Mergers & Acquisitions, Hedge Funds, Due Diligence, Private Equity
Education
New York University School of Law 1988 — 1990
Juris Doctor, Law
NEW YORK UNIVERSITY GRADUATE SCHOOL OF ARTS AND SCIENCE 1985 — 1990
M.A., Politics: International Relations
Louisiana State University 1988 — 1988
Program Certificate, Comparative Law
MOUNT HOLYOKE COLLEGE 1978 — 1982
B.A., Economics
La Ruth Williams's New York Life Investment Management, LLC Experience December 2000 - January 2009
Job Legal Administrative Assistant
Industry Legal Services
Experience
New York Life Investment Management, LLC December 2000 - January 2009
Metropolitan Life Insurance company October 1996 - May 2000
National Council For Interior Design Qualification January 1994 - May 1996
Brookdale University Hospital and Medical Center January 1992 - 1994
Marsh & Mc Lennan Companies October 1984 - September 1988
Long Island University August 1980 - September 1985
Chemical Bank January 1973 - August 1975
Education
City University of New York-Hunter College 1973 — 1975
Business
New York City Technical College
Associate, Business Administration Secretary
New York University
Paralegal Certificate, Law
New York Life Investment Management, LLC December 2000 - January 2009
Metropolitan Life Insurance company October 1996 - May 2000
National Council For Interior Design Qualification January 1994 - May 1996
Brookdale University Hospital and Medical Center January 1992 - 1994
Marsh & Mc Lennan Companies October 1984 - September 1988
Long Island University August 1980 - September 1985
Chemical Bank January 1973 - August 1975
Education
City University of New York-Hunter College 1973 — 1975
Business
New York City Technical College
Associate, Business Administration Secretary
New York University
Paralegal Certificate, Law
Kevin Gao's New York Life Investment Management, LLC Experience July 2010 - Present
Job Managing Director and Associate General Counsel at New York Life Investment Management LLC
Industry Investment Management
Experience
New York Life Investment Management LLC July 2010 - Present
Credit Suisse Asset Management July 2003 - July 2010
Willkie Farr & Gallagher LLP September 1998 - July 2003
Skills
Hedge Funds, Mutual Funds, Financial Structuring, Mergers, Asset Management, Funding, Joint Ventures, Securities, Mergers & Acquisitions, FINRA, Fixed Income, Investments, Securities Regulation, Broker-Dealer, Investment Advisers Act, Alternative Investments, Investment Management, Corporate Governance, Capital Markets
Education
University of Iowa College of Law 1995 — 1998
Doctor of Law (J.D.), Law
New York Life Investment Management LLC July 2010 - Present
Credit Suisse Asset Management July 2003 - July 2010
Willkie Farr & Gallagher LLP September 1998 - July 2003
Skills
Hedge Funds, Mutual Funds, Financial Structuring, Mergers, Asset Management, Funding, Joint Ventures, Securities, Mergers & Acquisitions, FINRA, Fixed Income, Investments, Securities Regulation, Broker-Dealer, Investment Advisers Act, Alternative Investments, Investment Management, Corporate Governance, Capital Markets
Education
University of Iowa College of Law 1995 — 1998
Doctor of Law (J.D.), Law
Ronald Roldan's New York Life Investment Management, LLC Experience January 2001 - December 2004
Job Assistant Vice President at State Street
Industry Financial Services
Experience
State Street February 2015 - Present
GlobeOp Financial Services November 2009 - January 2015
State Street February 2007 - January 2009
Bisys-RK Alternative Investment Services, Inc. December 2004 - February 2007
New York Life Investment Management LLC January 2001 - December 2004
Skills
Hedge Funds, Account Reconciliation, Financial Statements, Accounting, Process Improvement, Analysis, Cash, Auditing, Finance, General Ledger, Valuation, Investments, Bloomberg, Equities, Financial Analysis
Education
Montclair State University 2009 — 2012
Masters' in Business Administration, Finance, 3.757
New Jersey City University 1997 — 2001
BS in Business Administration, Accounting
State Street February 2015 - Present
GlobeOp Financial Services November 2009 - January 2015
State Street February 2007 - January 2009
Bisys-RK Alternative Investment Services, Inc. December 2004 - February 2007
New York Life Investment Management LLC January 2001 - December 2004
Skills
Hedge Funds, Account Reconciliation, Financial Statements, Accounting, Process Improvement, Analysis, Cash, Auditing, Finance, General Ledger, Valuation, Investments, Bloomberg, Equities, Financial Analysis
Education
Montclair State University 2009 — 2012
Masters' in Business Administration, Finance, 3.757
New Jersey City University 1997 — 2001
BS in Business Administration, Accounting
John Rafferty's New York Life Investment Management, LLC Experience July 2003 - June 2009
Job Senior debt private placement investor and credit risk analyst
Industry Investment Management
Experience
Bank of America Merrill Lynch March 2010 - Present
New York Life Investment Management LLC July 2003 - June 2009
Wachovia Securities 1997 - 2002
Shawmut Bank (Connecticut National Bank) January 1986 - December 1996
Manufacturers Hanover Trust January 1980 - January 1986
Skills
Private Placements, Credit Analysis, Credit Risk, Portfolio Management, Relative Value, Risk Management, Emerging Markets, Corporate Finance, Valuation, Due Diligence, Financial Modeling, Financial Structuring, Bond Pricing, Investments, Fixed Income, Credit, Financial Analysis, Financial Risk, Finance
Education
The University of Connecticut School of Business 1991 — 1993
MBA
Trinity College-Hartford 1976 — 1979
BA, Economics
Deerfield Academy 1972 — 1975
Bank of America Merrill Lynch March 2010 - Present
New York Life Investment Management LLC July 2003 - June 2009
Wachovia Securities 1997 - 2002
Shawmut Bank (Connecticut National Bank) January 1986 - December 1996
Manufacturers Hanover Trust January 1980 - January 1986
Skills
Private Placements, Credit Analysis, Credit Risk, Portfolio Management, Relative Value, Risk Management, Emerging Markets, Corporate Finance, Valuation, Due Diligence, Financial Modeling, Financial Structuring, Bond Pricing, Investments, Fixed Income, Credit, Financial Analysis, Financial Risk, Finance
Education
The University of Connecticut School of Business 1991 — 1993
MBA
Trinity College-Hartford 1976 — 1979
BA, Economics
Deerfield Academy 1972 — 1975
Maya Petrovic's New York Life Investment Management, LLC Experience December 2003 - July 2009
Job Senior Consultant
Industry Financial Services
Experience
Self-employed January 2010 - Present
New York Life Investment Management, LLC December 2003 - July 2009
Dow Jones January 2001 - December 2003
REUTERS America January 1999 - January 2001
Reuters July 1997 - July 1999
Skills
Portfolio Management, Vendor Management, Analysis, Business Development, Management, Bloomberg, Fixed Income, Investments, Derivatives, Asset Management, Competitive Analysis, Contract Negotiation, Enterprise Software, Market Data, Emerging Markets, Negotiation, Training, Investment Management, Banking, Budgets, Customer Service, Insurance, French, Serbian, Non-profit..., Education, Journalism, Online Journalism
Education
Argosy University Sarasota 1993 — 1995
MBA, Finance
University of Belgrade 1984 — 1989
BE, Economics and Foreign Trade
Self-employed January 2010 - Present
New York Life Investment Management, LLC December 2003 - July 2009
Dow Jones January 2001 - December 2003
REUTERS America January 1999 - January 2001
Reuters July 1997 - July 1999
Skills
Portfolio Management, Vendor Management, Analysis, Business Development, Management, Bloomberg, Fixed Income, Investments, Derivatives, Asset Management, Competitive Analysis, Contract Negotiation, Enterprise Software, Market Data, Emerging Markets, Negotiation, Training, Investment Management, Banking, Budgets, Customer Service, Insurance, French, Serbian, Non-profit..., Education, Journalism, Online Journalism
Education
Argosy University Sarasota 1993 — 1995
MBA, Finance
University of Belgrade 1984 — 1989
BE, Economics and Foreign Trade
Nikol Dor's New York Life Investment Management, LLC Experience September 2006 - February 2007
Job Senior Paralegal at TD Ameritrade
Industry Legal Services
Experience
TD Ameritrade May 2014 - Present
Patton Boggs LLP November 2011 - May 2014
Societe Generale March 2010 - November 2011
JPMorgan Chase (formerly know as Bear Stearns & Co.) March 2007 - June 2008
New York Life Investment Management LLC September 2006 - February 2007
Sabin, Bermant & Gould LLP August 2005 - August 2006
Bingham McCutchen LLP (formerly McKee Nelson LLP) August 2002 - August 2005
Skills
Structured Products, Derivatives, Hedge Funds, Trading, Equities, Securities, Mergers & Acquisitions, Finance, Corporate Finance, Investments, Alternative Investments, Due Diligence, Structured Finance, Corporate Law, Capital Markets
Education
LIU Brooklyn 2003 — 2005
MBA, Finance
Boston College 1998 — 2002
BA, Economics
TD Ameritrade May 2014 - Present
Patton Boggs LLP November 2011 - May 2014
Societe Generale March 2010 - November 2011
JPMorgan Chase (formerly know as Bear Stearns & Co.) March 2007 - June 2008
New York Life Investment Management LLC September 2006 - February 2007
Sabin, Bermant & Gould LLP August 2005 - August 2006
Bingham McCutchen LLP (formerly McKee Nelson LLP) August 2002 - August 2005
Skills
Structured Products, Derivatives, Hedge Funds, Trading, Equities, Securities, Mergers & Acquisitions, Finance, Corporate Finance, Investments, Alternative Investments, Due Diligence, Structured Finance, Corporate Law, Capital Markets
Education
LIU Brooklyn 2003 — 2005
MBA, Finance
Boston College 1998 — 2002
BA, Economics
Barry Simmons's New York Life Investment Management, LLC Experience March 2006 - December 2009
Job Financial Services Attorney and Certified Public Accountant
Industry Financial Services
Experience
New York Life Investment Management LLC March 2006 - December 2009
Investment Company Institute 1997 - 2006
Kirkpatrick & Lockhart Preston Gates Ellis LLP 1994 - 1997
Education
Georgetown University Law Center 2000 — 2003
LL.M., Securities and Financial Regulation, with Distinction
The George Washington University Law School 1991 — 1994
JD, Law
University of Massachusetts, Amherst 1977 — 1981
BBA, Accounting
New York Life Investment Management LLC March 2006 - December 2009
Investment Company Institute 1997 - 2006
Kirkpatrick & Lockhart Preston Gates Ellis LLP 1994 - 1997
Education
Georgetown University Law Center 2000 — 2003
LL.M., Securities and Financial Regulation, with Distinction
The George Washington University Law School 1991 — 1994
JD, Law
University of Massachusetts, Amherst 1977 — 1981
BBA, Accounting
Robert Raslowsky's New York Life Investment Management, LLC Experience August 1993 - Present
Job Senior New Business Consultant at New York Life Investment Management LLC
Industry Financial Services
Experience
New York Life Investment Management LLC August 1993 - Present
Phoenix Life Insurance Company January 1991 - July 1993
Skills
Disability Insurance
Education
Saint Peter's University 1981 — 1984
Bachelor of Science, Marketing / Management
New York Life Investment Management LLC August 1993 - Present
Phoenix Life Insurance Company January 1991 - July 1993
Skills
Disability Insurance
Education
Saint Peter's University 1981 — 1984
Bachelor of Science, Marketing / Management
John Thudium's New York Life Investment Management, LLC Experience 2000 - 2001
Job Vice President, Web Creative Director at BNY Mellon Asset Management
Industry Financial Services
Experience
BNY Mellon Asset Management 2001 - Present
New York Life Investment Management LLC 2000 - 2001
Sanford C. Bernstein & Co., Inc. 1996 - 2000
Neuberger & Berman Management, Inc. 1995 - 1996
Neuberger & Berman Management, Inc. 1994 - 1995
Signature Advertising 1991 - 1992
Skills
Financial Services, Mutual Funds, Fixed Income, Asset Managment, Strategy, Asset Management, Relationship Management, Graphic Design, Web Design, Branding & Identity, Online Advertising, Online Marketing, Web Marketing Strategy, Online Brand Building, Social Media, Social Media Marketing, Business Analysis, Graphics, User Experience, Creative Direction
Education
University of Hartford
BFA, Experimental Studio/Multi-Media
BNY Mellon Asset Management 2001 - Present
New York Life Investment Management LLC 2000 - 2001
Sanford C. Bernstein & Co., Inc. 1996 - 2000
Neuberger & Berman Management, Inc. 1995 - 1996
Neuberger & Berman Management, Inc. 1994 - 1995
Signature Advertising 1991 - 1992
Skills
Financial Services, Mutual Funds, Fixed Income, Asset Managment, Strategy, Asset Management, Relationship Management, Graphic Design, Web Design, Branding & Identity, Online Advertising, Online Marketing, Web Marketing Strategy, Online Brand Building, Social Media, Social Media Marketing, Business Analysis, Graphics, User Experience, Creative Direction
Education
University of Hartford
BFA, Experimental Studio/Multi-Media
Michelle Gallo's New York Life Investment Management, LLC Experience August 2006 - March 2013
Job Director AxaEquitable Funds Management Group
Industry Financial Services
Experience
AXA Equitable July 2013 - Present
New York Life Investment Management LLC August 2006 - March 2013
New York Life Investments July 2006 - March 2013
Prudential Financial July 2004 - August 2006
Ernst & Young LLP December 2003 - July 2004
Prudential Financial November 2000 - December 2002
PricewaterhouseCoopers LLP November 1999 - November 2000
Zweig/Glaser August 1996 - November 1999
The Bank May 1995 - August 1996
Skills
Financial Reporting, Investments, General Ledger, Financial Statements, Auditing, SEC filings, Mutual Funds, Fund Accounting, Valuation, Tax, Series 7, Account Reconciliation, Securities, Investment Management, Accounting
Education
Saint John's University 1991 — 1995
Saint John's University
B.S. Degree, Accounting
AXA Equitable July 2013 - Present
New York Life Investment Management LLC August 2006 - March 2013
New York Life Investments July 2006 - March 2013
Prudential Financial July 2004 - August 2006
Ernst & Young LLP December 2003 - July 2004
Prudential Financial November 2000 - December 2002
PricewaterhouseCoopers LLP November 1999 - November 2000
Zweig/Glaser August 1996 - November 1999
The Bank May 1995 - August 1996
Skills
Financial Reporting, Investments, General Ledger, Financial Statements, Auditing, SEC filings, Mutual Funds, Fund Accounting, Valuation, Tax, Series 7, Account Reconciliation, Securities, Investment Management, Accounting
Education
Saint John's University 1991 — 1995
Saint John's University
B.S. Degree, Accounting
Gloriann Marchio's New York Life Investment Management, LLC Experience March 2011 - Present
Job Director at New York Life Insurance Company
Industry Financial Services
Experience
New York Life Investment Management LLC March 2011 - Present
Skills
Investments, Customer Service, Leadership, Sales, Finance, Risk Management, Marketing, Project Management, Financial Analysis, Microsoft Office
Education
Seton Hall University 1979 — 1981
Bachelor of Science (B.S.), Business, Management, Marketing, and Related Support Services
New York Life Investment Management LLC March 2011 - Present
Skills
Investments, Customer Service, Leadership, Sales, Finance, Risk Management, Marketing, Project Management, Financial Analysis, Microsoft Office
Education
Seton Hall University 1979 — 1981
Bachelor of Science (B.S.), Business, Management, Marketing, and Related Support Services
Celia Garner's New York Life Investment Management, LLC Experience August 1993 - Present
Job Second Vice President at New York Life Investment Management LLC
Industry Financial Services
Experience
New York Life Investment Management LLC August 1993 - Present
Skills
Compliance, Series 7, Mutual Funds, FINRA
Education
Rutgers University 1990 — 1992
Bachelors, English
New York Life Investment Management LLC August 1993 - Present
Skills
Compliance, Series 7, Mutual Funds, FINRA
Education
Rutgers University 1990 — 1992
Bachelors, English
Padmalatha Kolla's New York Life Investment Management, LLC Experience January 2008 - September 2011
Job NAS Impl Consultant at ADP
Industry Human Resources
Experience
ADP July 2013 - June 2014
Amica Mutual Insurance Co. March 2012 - June 2013
First Marblehead Education Resources December 2011 - January 2012
New York Life Investment Management LLC January 2008 - September 2011
Pfizer July 2006 - December 2007
Education
BITS Pilani 1986 — 1991
M.Sc(Hons), Mathematics
BITS Pilani 1986 — 1991
M.M.S, Management Studies
ADP July 2013 - June 2014
Amica Mutual Insurance Co. March 2012 - June 2013
First Marblehead Education Resources December 2011 - January 2012
New York Life Investment Management LLC January 2008 - September 2011
Pfizer July 2006 - December 2007
Education
BITS Pilani 1986 — 1991
M.Sc(Hons), Mathematics
BITS Pilani 1986 — 1991
M.M.S, Management Studies
Donnamarie Cristina's New York Life Investment Management, LLC Experience 2000 - March 2012
Job Vice President and Corporate Counsel at Jennison Associates
Industry Financial Services
Experience
Jennison Associates July 2012 - Present
New York Life Investment Management LLC 2000 - March 2012
New York Life Insurance Company 1993 - 2000
Education
Boston University School of Law 1985 — 1988
Doctor of Law (J.D.)
Boston University - School of Management 1981 — 1985
Bachelor of Science (B.S.), Business Administration and Management, General
Jennison Associates July 2012 - Present
New York Life Investment Management LLC 2000 - March 2012
New York Life Insurance Company 1993 - 2000
Education
Boston University School of Law 1985 — 1988
Doctor of Law (J.D.)
Boston University - School of Management 1981 — 1985
Bachelor of Science (B.S.), Business Administration and Management, General
Jeanne Louther's New York Life Investment Management, LLC Experience February 2004 - August 2005
Job Legal Analyst at TIAACREF
Industry Financial Services
Experience
TIAA-CREF September 2005 - Present
New York Life Investment Management, LLC February 2004 - August 2005
Mitchell Hutchins April 2000 - February 2002
New York Life Insurance Company November 1983 - March 2000
New York Life Insurance Company October 1979 - October 1983
Skills
Estate Planning, Legal Research, Securities, Legal Writing
Education
Metropolitan College of New York 1995 — 1997
Bachelors of Professional Studies, Business Management
The Paralegal Institute 1983 — 1985
Certification, Paralegal Studies
TIAA-CREF September 2005 - Present
New York Life Investment Management, LLC February 2004 - August 2005
Mitchell Hutchins April 2000 - February 2002
New York Life Insurance Company November 1983 - March 2000
New York Life Insurance Company October 1979 - October 1983
Skills
Estate Planning, Legal Research, Securities, Legal Writing
Education
Metropolitan College of New York 1995 — 1997
Bachelors of Professional Studies, Business Management
The Paralegal Institute 1983 — 1985
Certification, Paralegal Studies
Mary Jankosky/NYLIM's New York Life Investment Management, LLC Experience 1989 - Present
Job Accountant at New York Life Insurance Company
Industry Financial Services
Experience
New York Life Insurance Company 1989 - Present
New York Life Investment Management LLC 1989 - Present
Education
Queens College 1988 — 1992
Bachelor of Arts (BA), English Literature (British and Commonwealth)
East Meadow High School 1978 — 1980
New York Life Insurance Company 1989 - Present
New York Life Investment Management LLC 1989 - Present
Education
Queens College 1988 — 1992
Bachelor of Arts (BA), English Literature (British and Commonwealth)
East Meadow High School 1978 — 1980
Vanguard
Franklin Templeton Investments
Morningstar
Legg Mason
The Vanguard Group
Bridgewater Associates
AIMCO
Janus Capital Group