NFA Company

Description

The National Futures Association is the self-regulatory organization for the U.S. derivatives industry, including on-exchange traded futures, retail off-exchange foreign currency and OTC derivatives. NFA is headquartered in Chicago and maintains an office in New York City. Founded: 1982 Jurisdiction: United States of America Headquarters: Chicago, IL

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NFA Employees

Employee
Years
Job
Industry
Vic Fabris Vic Fabris Greater Chicago Area Details
Vic Fabris's NFA Experience 2005 - January 2008
Job Manager of Internal Controls, Risk, and Compliance of Trading, Margin Lending and Cash Mgmt at E*TRADE Financial Corp.
Industry Financial Services
Experience
E*TRADE Financial Corporation  January 2015 - Present
PEAK6 Investments LP  December 2013 - December 2014
Newedge  March 2011 - December 2013
Newedge USA LLC  January 2009 - March 2011
National Futures Association  April 2008 - January 2009
NFA   2005 - January 2008
National Futures Association  January 2005 - January 2007
Kottke Associates LLC   June 1998 - December 2004
Kottke   1995 - 2003

Skills
Compliance, Internal Audit, Derivatives, Equities, AML, Financial Analysis, Financial Risk, Due Diligence, Hedge Funds, Corporate Finance, Internal Controls, Accounting, Anti Money Laundering, Risk Management, Options, Finance

Education
University of Illinois at Urbana-Champaign   1999 — 2003
Bachelors, Finance

University of Illinois at Urbana-Champaign - College of Business   1999 — 2003

Amy Pittman Amy Pittman Philadelphia, Pennsylvania Details
Amy Pittman's NFA Experience 2006 - 2008
Job Special Education Teacher for School District of Philadelphia
Industry Primary/Secondary Education
Experience
School District of Philadelphia  September 2001 - Present
NFA   2006 - 2008

Skills
Classroom Management, Classroom, Curriculum Development, Educational Leadership, Curriculum Design, Community Outreach, Special Education, Behavior Modification, Applied Behavior..., Behavior Management, Differentiated..., Standards-based..., Backwards Design, Universal Design for..., Literacy, Instructional Design, Elementary Education, K-12, Teacher Training, Educational Technology, Student Counseling, Smartboard, Social Studies, IEP, Coaching, Lesson Planning, Tutoring, Staff Development, Standards-based, RTI, Adult Education, Data Driven Instruction, Reading Intervention, Educational Assessment, Middle School

Education
Eastern University
Master of Education (M.Ed.), Educational Leadership and Administration, General

Northeastern University
B.A. Elementary Education and Special Education, Special Education and Teaching

Philadelphia Hiigh School for Girls

Philadelphia Hiigh School for Girls

Simmons College
Master of Education (M.Ed.), Elementary Education and Teaching

Kyle Weaver Kyle Weaver Greater Denver Area Details
Kyle Weaver's NFA Experience 2005 - 2008
Job Freelance Photographer
Industry Photography
Experience
Kyle Weaver Photo   September 2009 - Present
The Santiago Times  2008 - 2009
NFA   2005 - 2008

Skills
Photography, Photojournalism, Art, Weddings, Digital Photography

Education
Michigan State University   2001 — 2005
BA, Finance

Jeremy Warren Jeremy Warren Chicago, Illinois Details
Jeremy Warren's NFA Experience June 2001 - June 2004
Job Managing Director, Head of Commercial Banking Global Financial Crimes Compliance at JPMorgan Chase
Industry Financial Services
Experience
JPMorgan Chase  June 2013 - Present
Newedge  July 2012 - June 2013
Newedge  August 2010 - June 2012
Newedge  December 2008 - July 2010
Newedge  May 2007 - November 2008
LaSalle Bank  June 2004 - May 2007
NFA   June 2001 - June 2004

Skills
AML, Bank Secrecy Act, USA PATRIOT Act, KYC, OFAC, Anti-corruption, Risk Assessment, Banking, CAMS, FINRA, Securities, Derivatives, Operational Risk, Hedge Funds, Equities, Fixed Income, Capital Markets, FSA, Series 7, Financial Regulation, Electronic Trading, Prime Brokerage, Trading Systems, FATCA, Series 24, Brokerage, Foreign Exchange

Education
DePaul University - Charles H. Kellstadt Graduate School of Business   2004 — 2006
MBA, Concentration in Finance and Leadership & Change Management

University of Iowa - Henry B. Tippie College of Business   1997 — 2001
Finance

Christopher Kovacs Christopher Kovacs Greater Chicago Area Details
Christopher Kovacs's NFA Experience August 2001 - July 2010
Job Project Manager at RelayHealth
Industry Hospital & Health Care
Experience
RelayHealth  September 2013 - Present
RelayHealth  January 2011 - September 2013
National Futures Association  July 2010 - January 2011
NFA   August 2001 - July 2010

Skills
Servers, XP, Networking, Software Documentation, SharePoint, Salesforce.com, System Deployment, System Administration, Healthcare Information..., Healthcare Consulting, SaaS, Technical Support, Software Configuration..., Health Education, Time Management, Healthcare Industry, work.com, Cisco VoIP, Windows 7, Windows Server, BigFix, Version One, Kanban, Agile Methodologies, Help Desk Support, HL7, Training, Strategy, Software Implementation, Health Information..., Revenue Cycle

Education
Northern Illinois University   1992 — 1997
Bachelor of Arts (B.A.), Business/Corporate Communications

Ryan P. Moy, CPA Ryan P. Moy, CPA Greater New York City Area Details
Ryan P. Moy, CPA's NFA Experience 2010 - 2012
Job Compliance Examiner
Industry Financial Services
Experience
Financial Industry Regulatory Authority  2013 - Present
NFA   2010 - 2012
Deutsche Bank  2009 - 2010
UBS Wealth Management  2008 - 2009
UBS Wealth Management  2001 - 2009
Deloitte & Touche  1999 - 2001

Skills
Financial Analysis, Internal Controls, Financial Reporting, Auditing, General Ledger, Budgets, Account Reconciliation, Variance Analysis, Compliance, Due Diligence, Insurance, Finance, GAAP, Accounting, Financial Risk, Internal Audit, Financial Accounting, Analysis, Financial Services, Investments, Credit, Risk Management, Financial Modeling, Risk Assessment, Strategic Financial..., Corporate Finance, Enterprise Risk..., Hedge Funds, Equities

Education
Rutgers, The State University of New Jersey - Rutgers Business School   2009 — 2013
Masters, Accountancy

Rutgers, The State University of New Jersey-Newark   1994 — 1998
Bachelors, Accounting

Seton Hall Preparatory School   1989 — 1993
HS Diploma, College Preparatory

Arthur Varshavsky Arthur Varshavsky Greater New York City Area Details
Arthur Varshavsky's NFA Experience August 2005 - Present
Job Senior PC & Network Analyst at NFA
Industry Information Technology and Services
Experience
NFA   August 2005 - Present

Skills
Active Directory, XP, Troubleshooting, Visio, Operating Systems, Software Documentation, Business Analysis

Education
Lomonosov Moscow State University (MSU)
Bachelor of Arts (B.A.), Journalism

Jake Strohman, CPA Jake Strohman, CPA Greater Chicago Area Details
Jake Strohman, CPA's NFA Experience May 2004 - August 2006
Job Senior Financial Accountant at Golub Capital
Industry Accounting
Experience
Golub Capital  August 2015 - Present
Opus Fund Services  December 2013 - July 2015
AlphaMetrix360   December 2010 - October 2013
Spectrum Global Fund Administration  August 2006 - December 2010
NFA   May 2004 - August 2006

Skills
Hedge Funds, Financial Analysis, Financial Reporting, Accounting, Auditing, Fund Accounting, US GAAP, Financial Accounting, SEC filings, GAAP, CPA, Internal Controls, Fixed Income, Valuation

Education
University of Iowa - Henry B. Tippie College of Business   2000 — 2004
Finance

Justin Stubbs Justin Stubbs Greater Chicago Area Details
Justin Stubbs's NFA Experience June 2004 - May 2006
Job Manager, Corporate Transactions at Accenture
Industry Management Consulting
Experience
Accenture  January 2008 - Present
Ernst & Young  May 2006 - January 2008
NFA   June 2004 - May 2006

Education
University of Illinois at Urbana-Champaign - College of Business
BS - Accountancy, Concentration - Finance

Jason Gonzalez, CFE Jason Gonzalez, CFE Greater Chicago Area Details
Jason Gonzalez, CFE's NFA Experience January 2007 - 2014
Job Division of Swaps Dealer and Intermediary Oversight at Commodity Futures Trading Commission
Industry Financial Services
Experience
Commodity Futures Trading Commission  May 2015 - Present
McGladrey  May 2014 - April 2015
NFA   January 2007 - 2014
U.S. Cellular   2002 - 2006

Skills
Financial Analysis, Microsoft Excel, Sales, Microsoft Office, Customer Service, Risk Management, Access, Management, Project Management, Microsoft Word, Auditing, PowerPoint, Strategic Planning, Analysis, Team Leadership

Education
DePaul University   2001 — 2005
Bachelor of Science, Marketing and Accounting

Matthew Miracola Matthew Miracola New York, New York Details
Matthew Miracola's NFA Experience June 2006 - December 2014
Job Senior Manager, Alternative Investments at Charles Schwab
Industry Financial Services
Experience
Charles Schwab  January 2015 - Present
NFA   June 2006 - December 2014

Skills
Due Diligence, Financial Reporting, Microsoft Excel, Strategic Planning, Access, Financial Analysis, Auditing, Insurance, Microsoft Office, Risk Management, Internal Controls

Education
Saint John's University - Peter J. Tobin College of Business

Bill Metzger Bill Metzger Greater Chicago Area Details
Bill Metzger's NFA Experience 2000 - Present
Job Vice President at Deutsche Bank Securities
Industry Investment Banking
Experience
Deutsche Bank Securities  August 2012 - Present
NFA   2000 - Present
FIA Chicago Division   January 2010 - December 2012
Deutsche Bank Securities  February 2012 - August 2012
Citi  February 2010 - January 2012
JP Morgan Futures Inc.   February 2002 - December 2009
Lind-Waldock  1991 - 2001
Gelber Group LLC  1987 - 1991

Skills
Commodity, Trading, Options, Financial Markets, Derivatives, Risk Management, FX Options, Back Office, Executive Management, Securities Lending, Financial Analysis, Series 7, Leadership, Corporate Actions, Equities, Structured Finance, Management, Brokerage, Financial Accounting, Fixed Income, Asset Managment, SEC, Risk Assessment, Financial Structuring, Investments, Hedge Funds, Electronic Trading, Trading Systems, Capital Markets, Asset Allocation, Investment Banking, ISDA, Microsoft Excel, Securities, Series 99, Asset Management, Futures, Staff Management..., FINRA, Alternative Investments

Education
Saint Mary's University of Minnesota   1980 — 1983
BA, Accounting

Nosa Imasuen Nosa Imasuen New London/Norwich, Connecticut Area Details
Nosa Imasuen's NFA Experience
Job TEACHER at NFA
Industry Education Management
Experience
NFA  

Skills
System Administration, Project Management, Higher Education, Research, Microsoft Excel, Data Analysis, Analysis, Public Speaking, Microsoft Word, Access, PowerPoint, Microsoft Office, Editing, Leadership Development, Curriculum Development, Curriculum Design, Tutoring, Policy, Strategic Planning

Education
Eastern Connecticut State University
Master of Science (M.S.)

Central Connecticut State University   2000 — 2002
Master of Science (M.S.)

UNIBEN

Lisi Dennis Lisi Dennis Walnut Creek, California Details
Lisi Dennis's NFA Experience June 2015 - Present
Job Private Dining Director, Flemings Prime Steakhouse & Wine Bar
Industry Real Estate
Experience
NFA   June 2015 - Present
Fleming's Prime Steakhouse & Wine Bar   June 2013 - Present
StoneMor Partners  July 2011 - December 2012
Scott's Seafood, Jack London Square   May 2010 - July 2011
Oakhurst Country Club  October 2008 - May 2010

Skills
New Business Development, Event Management, Cold Calling, Event Planning, Golf, Fundraising, Sales, Management, Public Relations, Corporate Events, Sales Operations, Customer Service, Marketing Strategy, Social Media Marketing, Marketing, Strategic Planning, Social Networking

Education
University of Southern California   1984 — 1988
Business

Dan Unti Dan Unti Greater Chicago Area Details
Dan Unti's NFA Experience February 2001 - January 2008
Job Associate Director, Market Regulation National Futures Association
Industry Financial Services
Experience
National Futures Association  October 2014 - Present
National Futures Association  January 2008 - September 2014
NFA   February 2001 - January 2008

Skills
Derivatives, Trading, Analysis

Education
DePaul University - Charles H. Kellstadt Graduate School of Business   1995 — 1998
MBA, Finance

Marquette University
B.S. Accounting

Michael Williston Michael Williston New London/Norwich, Connecticut Area Details
Michael Williston's NFA Experience August 2006 - Present
Job teacher at NFA
Industry Higher Education
Experience
NFA   August 2006 - Present

Skills
French, English

Education
Alternate Route to Certification, CT
Teacher certification, World language

Universite de Bordeaux III   1976 — 1980
License de lèttres, Amer & British lit

Connecticut College   1975 — 1976
-, Liberal Arts and Sciences, General Studies and Humanities

Keren Salem Keren Salem Greater New York City Area Details
Keren Salem's NFA Experience 1999 - 2002
Job at Bank of América Merrill Lynch
Industry Financial Services
Experience
Bank of América Merrill Lynch   July 2011 - Present
Royal Bank of Scotland  June 2010 - July 2011
Merrill Lynch  March 2006 - July 2010
NASD  November 2002 - March 2006
National Futures Association  January 1999 - November 2002
NFA   1999 - 2002

Education
Baruch College, City University of New York (CUNY)   1996 — 1999
BBA, Accountancy

Eric Donofrio Eric Donofrio Greater Chicago Area Details
Eric Donofrio's NFA Experience June 2007 - August 2010
Job at US Securities and Exchange Commission
Industry Financial Services
Experience
US Securities and Exchange Commission  August 2010 - Present
NFA   June 2007 - August 2010

Education
Chicago Kent College of Law
Doctor of Law (J.D.)

Michigan State University
Finance

Susan Day Susan Day Greater Chicago Area Details
Susan Day's NFA Experience 1994 - Present
Job Senior Case Analyst
Industry Nonprofit Organization Management
Experience
NFA   1994 - Present

Education
Loyola University of Chicago   1998 — 2001
Master's degree, Labor and Industrial Relations/Human Resources

University of Iowa   1987 — 1991
Bachelor of Arts (BA), Psychology

Paul Nyquist Paul Nyquist Greater Minneapolis-St. Paul Area Details
Paul Nyquist's NFA Experience 2002 - Present
Job Owner, NFA
Industry Insurance
Experience
NFA   2002 - Present
Blue Cross Blue Shield  January 1998 - Present
Health Partners/Medica/Assurant/Preferred One   January 1997 - Present
AssetHR   1996 - Present

Skills
Insurance, Employee Benefits, Business Development, Networking, Life Insurance, Temporary Placement, Disability Insurance, Health Insurance, Small Business, Workers Compensation, Dentistry, Term Life Insurance, Long-term Care, Leadership, Business, Benefits Administration, Account Management, Access, Employee Relations, Health Savings Accounts, Fixed Annuities, Retirement Planning, Medicare, Healthcare Reform, Succession Planning, Brokers, Finance, Human Resources, Recruiting, Accident, Leadership Development, Managed Care, Long Term Care Insurance, 401k, Employee Wellness, Organizational..., Training, Strategic Financial..., Coaching, Payroll, Critical Illness, Retirement

Education
University of Minnesota-Twin Cities   1972 — 1976
Bachelor, Elected Studies degree with concentrations in business, psychology and sociology

Jefferson High School Bloomington MN   1970 — 1972

Kennedy High School

David DelVecchio David DelVecchio Canon City, Colorado Details
David DelVecchio's NFA Experience 2005 - 2009
Job Fire Chief at Canon City Fire Protection District
Industry Public Safety
Experience
Canon City Fire Protection District   2010 - Present
North Cumberland Fire District   2008 - 2011
RI Emergency Management Agency   2006 - 2011
Warwick Fire Department  May 1985 - January 2009
NFA   2005 - 2009
Warwick Fire Dept.   1985 - 2009

Skills
NIMS, Emergency Services, Fire Suppression Systems, Firefighting, Rescue, Technical Rescue, Hazardous Materials, Emergency Management, Incident Management, Leadership, Strategic Planning, Incident Command, Life Safety, Homeland Security, Disaster Response, Public Safety, Preparedness, Fire Investigation, CBRN, EMS, USAR, Personnel Management, All-Hazards ICS, Emergency Planning, Training, First Responder, Weapons of Mass..., Fire Management, Fire Protection, Firefighters, Fire Safety, Fire Inspections, Structural Firefighting, Fire Service, Emergency Medical, Trench Rescue, Vehicle Extrication, ARFF, Fire Prevention, NFPA, Rope Rescue, Urban Search & Rescue, Ambulance, Confined Space Rescue, Hazmat Operations, Swift Water Rescue, Wildland Firefighting, Paramedic, Fire Training, Water Rescue

Education
National Fire Academy   2004 — 2009
EFO, Executive Fire Officer

Northeastern University   1979 — 1984
BS, Business Administration - Finance

Providence College
AS, Fire Science

Denise Ayer Denise Ayer North Franklin, Connecticut Details
Denise Ayer's NFA Experience February 2013 - Present
Job Educator
Industry Education Management
Experience
NFA   February 2013 - Present
Midwest Airlines  April 1999 - 2007
Dale Carnegie Training  1997 - 2000

Skills
Leadership, Teaching, Fundraising, Customer Service, Research, Human Resources, Microsoft Excel, PowerPoint, Event Planning, Nonprofits, Windows, Teamwork, Classroom, Organization, Writing, Youth Development, Youth Ministry, Public Speaking, Tutoring, Sales, Employee Training, Leadership Development

Education
Christian Life College   1992 — 1994
Associate of Arts (A.A.), Theology/Theological Studies

Ohio Christian University
Bachelor of Arts (B.A.), Middle School Education 4-9

Clara Pulido, CFE Clara Pulido, CFE Astoria, New York Details
Clara Pulido, CFE's NFA Experience compliance examinerNational Futures AssociationJanuary 2013 - Present
Job compliance examiner at National Futures Association
Industry Financial Services
Experience
NFA   compliance examinerNational Futures AssociationJanuary 2013 - Present

Skills
Financial Analysis, Microsoft Excel, Finance, Risk Management, Securities, Financial Services, Analysis, Equities, Financial Risk, Accounting, Auditing, Investments, Portfolio Management, Due Diligence

Education
Pace University - Lubin School of Business   2009 — 2012
MS Public Accounting, Accounting