NFA Company
The National Futures Association is the self-regulatory organization for the U.S. derivatives industry, including on-exchange traded futures, retail off-exchange foreign currency and OTC derivatives. NFA is headquartered in Chicago and maintains an office in New York City. Founded: 1982 Jurisdiction: United States of America Headquarters: Chicago, IL
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NFA Employees
E*TRADE Financial Corporation January 2015 - Present
PEAK6 Investments LP December 2013 - December 2014
Newedge March 2011 - December 2013
Newedge USA LLC January 2009 - March 2011
National Futures Association April 2008 - January 2009
NFA 2005 - January 2008
National Futures Association January 2005 - January 2007
Kottke Associates LLC June 1998 - December 2004
Kottke 1995 - 2003
Skills
Compliance, Internal Audit, Derivatives, Equities, AML, Financial Analysis, Financial Risk, Due Diligence, Hedge Funds, Corporate Finance, Internal Controls, Accounting, Anti Money Laundering, Risk Management, Options, Finance
Education
University of Illinois at Urbana-Champaign 1999 — 2003
Bachelors, Finance
University of Illinois at Urbana-Champaign - College of Business 1999 — 2003
School District of Philadelphia September 2001 - Present
NFA 2006 - 2008
Skills
Classroom Management, Classroom, Curriculum Development, Educational Leadership, Curriculum Design, Community Outreach, Special Education, Behavior Modification, Applied Behavior..., Behavior Management, Differentiated..., Standards-based..., Backwards Design, Universal Design for..., Literacy, Instructional Design, Elementary Education, K-12, Teacher Training, Educational Technology, Student Counseling, Smartboard, Social Studies, IEP, Coaching, Lesson Planning, Tutoring, Staff Development, Standards-based, RTI, Adult Education, Data Driven Instruction, Reading Intervention, Educational Assessment, Middle School
Education
Eastern University
Master of Education (M.Ed.), Educational Leadership and Administration, General
Northeastern University
B.A. Elementary Education and Special Education, Special Education and Teaching
Philadelphia Hiigh School for Girls
Philadelphia Hiigh School for Girls
Simmons College
Master of Education (M.Ed.), Elementary Education and Teaching
Kyle Weaver Photo September 2009 - Present
The Santiago Times 2008 - 2009
NFA 2005 - 2008
Skills
Photography, Photojournalism, Art, Weddings, Digital Photography
Education
Michigan State University 2001 — 2005
BA, Finance
JPMorgan Chase June 2013 - Present
Newedge July 2012 - June 2013
Newedge August 2010 - June 2012
Newedge December 2008 - July 2010
Newedge May 2007 - November 2008
LaSalle Bank June 2004 - May 2007
NFA June 2001 - June 2004
Skills
AML, Bank Secrecy Act, USA PATRIOT Act, KYC, OFAC, Anti-corruption, Risk Assessment, Banking, CAMS, FINRA, Securities, Derivatives, Operational Risk, Hedge Funds, Equities, Fixed Income, Capital Markets, FSA, Series 7, Financial Regulation, Electronic Trading, Prime Brokerage, Trading Systems, FATCA, Series 24, Brokerage, Foreign Exchange
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 2004 — 2006
MBA, Concentration in Finance and Leadership & Change Management
University of Iowa - Henry B. Tippie College of Business 1997 — 2001
Finance
RelayHealth September 2013 - Present
RelayHealth January 2011 - September 2013
National Futures Association July 2010 - January 2011
NFA August 2001 - July 2010
Skills
Servers, XP, Networking, Software Documentation, SharePoint, Salesforce.com, System Deployment, System Administration, Healthcare Information..., Healthcare Consulting, SaaS, Technical Support, Software Configuration..., Health Education, Time Management, Healthcare Industry, work.com, Cisco VoIP, Windows 7, Windows Server, BigFix, Version One, Kanban, Agile Methodologies, Help Desk Support, HL7, Training, Strategy, Software Implementation, Health Information..., Revenue Cycle
Education
Northern Illinois University 1992 — 1997
Bachelor of Arts (B.A.), Business/Corporate Communications
Financial Industry Regulatory Authority 2013 - Present
NFA 2010 - 2012
Deutsche Bank 2009 - 2010
UBS Wealth Management 2008 - 2009
UBS Wealth Management 2001 - 2009
Deloitte & Touche 1999 - 2001
Skills
Financial Analysis, Internal Controls, Financial Reporting, Auditing, General Ledger, Budgets, Account Reconciliation, Variance Analysis, Compliance, Due Diligence, Insurance, Finance, GAAP, Accounting, Financial Risk, Internal Audit, Financial Accounting, Analysis, Financial Services, Investments, Credit, Risk Management, Financial Modeling, Risk Assessment, Strategic Financial..., Corporate Finance, Enterprise Risk..., Hedge Funds, Equities
Education
Rutgers, The State University of New Jersey - Rutgers Business School 2009 — 2013
Masters, Accountancy
Rutgers, The State University of New Jersey-Newark 1994 — 1998
Bachelors, Accounting
Seton Hall Preparatory School 1989 — 1993
HS Diploma, College Preparatory
NFA August 2005 - Present
Skills
Active Directory, XP, Troubleshooting, Visio, Operating Systems, Software Documentation, Business Analysis
Education
Lomonosov Moscow State University (MSU)
Bachelor of Arts (B.A.), Journalism
Golub Capital August 2015 - Present
Opus Fund Services December 2013 - July 2015
AlphaMetrix360 December 2010 - October 2013
Spectrum Global Fund Administration August 2006 - December 2010
NFA May 2004 - August 2006
Skills
Hedge Funds, Financial Analysis, Financial Reporting, Accounting, Auditing, Fund Accounting, US GAAP, Financial Accounting, SEC filings, GAAP, CPA, Internal Controls, Fixed Income, Valuation
Education
University of Iowa - Henry B. Tippie College of Business 2000 — 2004
Finance
Accenture January 2008 - Present
Ernst & Young May 2006 - January 2008
NFA June 2004 - May 2006
Education
University of Illinois at Urbana-Champaign - College of Business
BS - Accountancy, Concentration - Finance
Commodity Futures Trading Commission May 2015 - Present
McGladrey May 2014 - April 2015
NFA January 2007 - 2014
U.S. Cellular 2002 - 2006
Skills
Financial Analysis, Microsoft Excel, Sales, Microsoft Office, Customer Service, Risk Management, Access, Management, Project Management, Microsoft Word, Auditing, PowerPoint, Strategic Planning, Analysis, Team Leadership
Education
DePaul University 2001 — 2005
Bachelor of Science, Marketing and Accounting
Charles Schwab January 2015 - Present
NFA June 2006 - December 2014
Skills
Due Diligence, Financial Reporting, Microsoft Excel, Strategic Planning, Access, Financial Analysis, Auditing, Insurance, Microsoft Office, Risk Management, Internal Controls
Education
Saint John's University - Peter J. Tobin College of Business
Deutsche Bank Securities August 2012 - Present
NFA 2000 - Present
FIA Chicago Division January 2010 - December 2012
Deutsche Bank Securities February 2012 - August 2012
Citi February 2010 - January 2012
JP Morgan Futures Inc. February 2002 - December 2009
Lind-Waldock 1991 - 2001
Gelber Group LLC 1987 - 1991
Skills
Commodity, Trading, Options, Financial Markets, Derivatives, Risk Management, FX Options, Back Office, Executive Management, Securities Lending, Financial Analysis, Series 7, Leadership, Corporate Actions, Equities, Structured Finance, Management, Brokerage, Financial Accounting, Fixed Income, Asset Managment, SEC, Risk Assessment, Financial Structuring, Investments, Hedge Funds, Electronic Trading, Trading Systems, Capital Markets, Asset Allocation, Investment Banking, ISDA, Microsoft Excel, Securities, Series 99, Asset Management, Futures, Staff Management..., FINRA, Alternative Investments
Education
Saint Mary's University of Minnesota 1980 — 1983
BA, Accounting
NFA
Skills
System Administration, Project Management, Higher Education, Research, Microsoft Excel, Data Analysis, Analysis, Public Speaking, Microsoft Word, Access, PowerPoint, Microsoft Office, Editing, Leadership Development, Curriculum Development, Curriculum Design, Tutoring, Policy, Strategic Planning
Education
Eastern Connecticut State University
Master of Science (M.S.)
Central Connecticut State University 2000 — 2002
Master of Science (M.S.)
UNIBEN
NFA June 2015 - Present
Fleming's Prime Steakhouse & Wine Bar June 2013 - Present
StoneMor Partners July 2011 - December 2012
Scott's Seafood, Jack London Square May 2010 - July 2011
Oakhurst Country Club October 2008 - May 2010
Skills
New Business Development, Event Management, Cold Calling, Event Planning, Golf, Fundraising, Sales, Management, Public Relations, Corporate Events, Sales Operations, Customer Service, Marketing Strategy, Social Media Marketing, Marketing, Strategic Planning, Social Networking
Education
University of Southern California 1984 — 1988
Business
National Futures Association October 2014 - Present
National Futures Association January 2008 - September 2014
NFA February 2001 - January 2008
Skills
Derivatives, Trading, Analysis
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1995 — 1998
MBA, Finance
Marquette University
B.S. Accounting
NFA August 2006 - Present
Skills
French, English
Education
Alternate Route to Certification, CT
Teacher certification, World language
Universite de Bordeaux III 1976 — 1980
License de lèttres, Amer & British lit
Connecticut College 1975 — 1976
-, Liberal Arts and Sciences, General Studies and Humanities
Bank of América Merrill Lynch July 2011 - Present
Royal Bank of Scotland June 2010 - July 2011
Merrill Lynch March 2006 - July 2010
NASD November 2002 - March 2006
National Futures Association January 1999 - November 2002
NFA 1999 - 2002
Education
Baruch College, City University of New York (CUNY) 1996 — 1999
BBA, Accountancy
US Securities and Exchange Commission August 2010 - Present
NFA June 2007 - August 2010
Education
Chicago Kent College of Law
Doctor of Law (J.D.)
Michigan State University
Finance
NFA 1994 - Present
Education
Loyola University of Chicago 1998 — 2001
Master's degree, Labor and Industrial Relations/Human Resources
University of Iowa 1987 — 1991
Bachelor of Arts (BA), Psychology
NFA 2002 - Present
Blue Cross Blue Shield January 1998 - Present
Health Partners/Medica/Assurant/Preferred One January 1997 - Present
AssetHR 1996 - Present
Skills
Insurance, Employee Benefits, Business Development, Networking, Life Insurance, Temporary Placement, Disability Insurance, Health Insurance, Small Business, Workers Compensation, Dentistry, Term Life Insurance, Long-term Care, Leadership, Business, Benefits Administration, Account Management, Access, Employee Relations, Health Savings Accounts, Fixed Annuities, Retirement Planning, Medicare, Healthcare Reform, Succession Planning, Brokers, Finance, Human Resources, Recruiting, Accident, Leadership Development, Managed Care, Long Term Care Insurance, 401k, Employee Wellness, Organizational..., Training, Strategic Financial..., Coaching, Payroll, Critical Illness, Retirement
Education
University of Minnesota-Twin Cities 1972 — 1976
Bachelor, Elected Studies degree with concentrations in business, psychology and sociology
Jefferson High School Bloomington MN 1970 — 1972
Kennedy High School
Canon City Fire Protection District 2010 - Present
North Cumberland Fire District 2008 - 2011
RI Emergency Management Agency 2006 - 2011
Warwick Fire Department May 1985 - January 2009
NFA 2005 - 2009
Warwick Fire Dept. 1985 - 2009
Skills
NIMS, Emergency Services, Fire Suppression Systems, Firefighting, Rescue, Technical Rescue, Hazardous Materials, Emergency Management, Incident Management, Leadership, Strategic Planning, Incident Command, Life Safety, Homeland Security, Disaster Response, Public Safety, Preparedness, Fire Investigation, CBRN, EMS, USAR, Personnel Management, All-Hazards ICS, Emergency Planning, Training, First Responder, Weapons of Mass..., Fire Management, Fire Protection, Firefighters, Fire Safety, Fire Inspections, Structural Firefighting, Fire Service, Emergency Medical, Trench Rescue, Vehicle Extrication, ARFF, Fire Prevention, NFPA, Rope Rescue, Urban Search & Rescue, Ambulance, Confined Space Rescue, Hazmat Operations, Swift Water Rescue, Wildland Firefighting, Paramedic, Fire Training, Water Rescue
Education
National Fire Academy 2004 — 2009
EFO, Executive Fire Officer
Northeastern University 1979 — 1984
BS, Business Administration - Finance
Providence College
AS, Fire Science
NFA February 2013 - Present
Midwest Airlines April 1999 - 2007
Dale Carnegie Training 1997 - 2000
Skills
Leadership, Teaching, Fundraising, Customer Service, Research, Human Resources, Microsoft Excel, PowerPoint, Event Planning, Nonprofits, Windows, Teamwork, Classroom, Organization, Writing, Youth Development, Youth Ministry, Public Speaking, Tutoring, Sales, Employee Training, Leadership Development
Education
Christian Life College 1992 — 1994
Associate of Arts (A.A.), Theology/Theological Studies
Ohio Christian University
Bachelor of Arts (B.A.), Middle School Education 4-9
NFA compliance examinerNational Futures AssociationJanuary 2013 - Present
Skills
Financial Analysis, Microsoft Excel, Finance, Risk Management, Securities, Financial Services, Analysis, Equities, Financial Risk, Accounting, Auditing, Investments, Portfolio Management, Due Diligence
Education
Pace University - Lubin School of Business 2009 — 2012
MS Public Accounting, Accounting