US Securities and Exchange Commission
Industry: Federal agency
DescriptionThe U.S. Securities and Exchange Commission is an independent agency of the United States federal government. Agency executive: Jay Clayton, Chairman Jurisdiction: United States of America Employees: 4,301 (2015) Headquarters: Washington, D.C., United States Founder: Franklin D. Roosevelt Founded: 6 June 1934
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US Securities and Exchange Commission Employees
Employee
Years
Job
Industry
Eric Leander Eric Leander's US Securities and Exchange Commission Experience September 2011 - May 2012
Job Attorney Entrepreneur at Wagoner | Selchick PLLC
Industry Law Practice
Experience
Wagoner Selchick PLLC June 2015 - Present
Unboxed Ideas LLC May 2015 - Present
The Sara Marie School September 2012 - Present
Eric M. Leander, Esq. September 2014 - July 2015
M&T Bank June 2014 - September 2014
Couch White, LLP June 2012 - May 2014
US Securities and Exchange Commission September 2011 - May 2012
Albany Law School Clinic & Justice Center: Securities Arbitration Clinic August 2010 - December 2010
The Affinity Group LLC March 2010 - August 2010
Albany Law School June 2009 - September 2009
Skills
Corporate Law, Securities Regulation, Securities, Start-ups, Capital Markets, Securities Offerings, Arbitration, Joint Ventures, Small Business, Client Counseling, Commercial Real Estate, Legal Writing, Private Placements, Venture Capital, Rule 506 Offerings, Private Offerings, Attorneys, Corporate Transactional, Financial Regulation, Entity Formations, Articles Of..., Venture Financing, Securities Arbitration, Regulation S, Regulation D, Regulation A, Business Law, Small Business Law, Middle Market, Capital Formation, Securities Law, Corporate Transactions, Business Lawyer, Operating Agreements, Corporate Agreements, Bylaws, Crowdfunding, Corporate Governance, Blue Sky, Rule 144, Incentive Stock Options, Seed Capital, Exempt Organizations, 501(c)(3), Nonprofits, Not for Profit, Commercial Leasing, Delaware Corporate Law, LLC, Limited Liability...
Education
Georgetown University Law Center 2011 — 2012
LL.M., Securities & Financial Regulation, Corporate Law, Business Transactions
Albany Law School of Union University 2008 — 2011
J.D., Business Law, Civil Litigation, Securities Related Practice
State University of New York College at Oneonta 2005 — 2007
B.A. / B.S., English Literature & Criminal Justice
Bainbridge Guilford High School 1996 — 2000
Wagoner Selchick PLLC June 2015 - Present
Unboxed Ideas LLC May 2015 - Present
The Sara Marie School September 2012 - Present
Eric M. Leander, Esq. September 2014 - July 2015
M&T Bank June 2014 - September 2014
Couch White, LLP June 2012 - May 2014
US Securities and Exchange Commission September 2011 - May 2012
Albany Law School Clinic & Justice Center: Securities Arbitration Clinic August 2010 - December 2010
The Affinity Group LLC March 2010 - August 2010
Albany Law School June 2009 - September 2009
Skills
Corporate Law, Securities Regulation, Securities, Start-ups, Capital Markets, Securities Offerings, Arbitration, Joint Ventures, Small Business, Client Counseling, Commercial Real Estate, Legal Writing, Private Placements, Venture Capital, Rule 506 Offerings, Private Offerings, Attorneys, Corporate Transactional, Financial Regulation, Entity Formations, Articles Of..., Venture Financing, Securities Arbitration, Regulation S, Regulation D, Regulation A, Business Law, Small Business Law, Middle Market, Capital Formation, Securities Law, Corporate Transactions, Business Lawyer, Operating Agreements, Corporate Agreements, Bylaws, Crowdfunding, Corporate Governance, Blue Sky, Rule 144, Incentive Stock Options, Seed Capital, Exempt Organizations, 501(c)(3), Nonprofits, Not for Profit, Commercial Leasing, Delaware Corporate Law, LLC, Limited Liability...
Education
Georgetown University Law Center 2011 — 2012
LL.M., Securities & Financial Regulation, Corporate Law, Business Transactions
Albany Law School of Union University 2008 — 2011
J.D., Business Law, Civil Litigation, Securities Related Practice
State University of New York College at Oneonta 2005 — 2007
B.A. / B.S., English Literature & Criminal Justice
Bainbridge Guilford High School 1996 — 2000
Jesus Saenz Jesus Saenz's US Securities and Exchange Commission Experience September 2014 - November 2014
Job Presidential Management Fellow Finalist
Industry Law Practice
Experience
U.S. Securities and Exchange Commission September 2014 - November 2014
The Superior Court of the District of Columbia May 2014 - August 2014
US Securities and Exchange Commission January 2014 - April 2014
Sorini, Samet & Associates May 2013 - November 2013
ChannelVantage May 2010 - August 2012
Bodman LLP December 2007 - April 2010
State of Michigan January 2009 - May 2009
U.S. House of Representatives 2008 - 2008
Skills
Access, Microsoft Excel, PowerPoint, Financial Analysis, Microsoft Office, Customer Service, Social Media, Strategic Planning, Automotive, Team Building, Customer Satisfaction, Microsoft Word, Negotiation, Research, Contract Negotiation, Process Improvement, Leadership, Management
Education
American University 2012 — 2015
Juris Doctorate (J.D.)
Walsh College of Accountancy and Business Administration
Master of Science (M.S.), International Business
University of Michigan
Bachelor of Arts (B.A.), Political Science & International Affairs
U.S. Securities and Exchange Commission September 2014 - November 2014
The Superior Court of the District of Columbia May 2014 - August 2014
US Securities and Exchange Commission January 2014 - April 2014
Sorini, Samet & Associates May 2013 - November 2013
ChannelVantage May 2010 - August 2012
Bodman LLP December 2007 - April 2010
State of Michigan January 2009 - May 2009
U.S. House of Representatives 2008 - 2008
Skills
Access, Microsoft Excel, PowerPoint, Financial Analysis, Microsoft Office, Customer Service, Social Media, Strategic Planning, Automotive, Team Building, Customer Satisfaction, Microsoft Word, Negotiation, Research, Contract Negotiation, Process Improvement, Leadership, Management
Education
American University 2012 — 2015
Juris Doctorate (J.D.)
Walsh College of Accountancy and Business Administration
Master of Science (M.S.), International Business
University of Michigan
Bachelor of Arts (B.A.), Political Science & International Affairs
Tyrone Finley's US Securities and Exchange Commission Experience March 2013 - Present
Job Deskside Inventory Manager at US Securities and Exchange Commission
Industry Information Technology and Services
Experience
US Securities and Exchange Commission March 2013 - Present
US Securities and Exchange Commission February 2012 - March 2013
MMIT Solutions August 2006 - February 2012
Ascendis 2009 - 2011
United States Air Force December 1996 - July 2006
Skills
Research, Troubleshooting, Microsoft Office, Project Management, Customer Service, Access, Process Improvement, Windows, Active Directory, Software Documentation, System Administration, Team Building
Education
American InterContinental University 2009 — 2012
Bachelor of Science (BS), Network and System Administration/Administrator
US Securities and Exchange Commission March 2013 - Present
US Securities and Exchange Commission February 2012 - March 2013
MMIT Solutions August 2006 - February 2012
Ascendis 2009 - 2011
United States Air Force December 1996 - July 2006
Skills
Research, Troubleshooting, Microsoft Office, Project Management, Customer Service, Access, Process Improvement, Windows, Active Directory, Software Documentation, System Administration, Team Building
Education
American InterContinental University 2009 — 2012
Bachelor of Science (BS), Network and System Administration/Administrator
Jann Futterman Jann Futterman's US Securities and Exchange Commission Experience January 2013 - May 2013
Job Senior Consultant, Financial Services Advisory Practice at Deloitte & Touche LLP
Industry Financial Services
Experience
Deloitte March 2014 - Present
US Securities and Exchange Commission January 2013 - May 2013
American University Washington College of Law May 2011 - May 2013
American University Washington College of Law August 2012 - December 2012
Maryland Court of Appeals January 2012 - May 2012
U.S. House of Representatives May 2011 - August 2011
Brown Brothers Harriman May 2007 - August 2007
Lewis Brisbois Bisgaard & Smith LLP May 2006 - August 2006
Skills
Legal Research, Westlaw, Legal Writing, International Law, Litigation, Public Policy, Political Science, Policy Analysis, Research, Securities Regulation
Education
American University, Washington College of Law 2010 — 2013
Doctor of Law (J.D.)
Boston College 2004 — 2008
Bachelor of Arts (BA), Political Science and Government, International Studies, Philosophy, Cum Laude
Deloitte March 2014 - Present
US Securities and Exchange Commission January 2013 - May 2013
American University Washington College of Law May 2011 - May 2013
American University Washington College of Law August 2012 - December 2012
Maryland Court of Appeals January 2012 - May 2012
U.S. House of Representatives May 2011 - August 2011
Brown Brothers Harriman May 2007 - August 2007
Lewis Brisbois Bisgaard & Smith LLP May 2006 - August 2006
Skills
Legal Research, Westlaw, Legal Writing, International Law, Litigation, Public Policy, Political Science, Policy Analysis, Research, Securities Regulation
Education
American University, Washington College of Law 2010 — 2013
Doctor of Law (J.D.)
Boston College 2004 — 2008
Bachelor of Arts (BA), Political Science and Government, International Studies, Philosophy, Cum Laude
Jonathan Wallen's US Securities and Exchange Commission Experience June 2013 - August 2013
Job Student
Industry Research
Experience
American University September 2012 - August 2015
Soros Fund Management (UK) June 2014 - August 2014
U.S. Department of Energy October 2013 - April 2014
US Securities and Exchange Commission June 2013 - August 2013
Skills
Econometric Modeling, SAS programming, Stata, Microsoft Excel, Python, Matlab, Bloomberg, WRDS, SDC Platinum, Consensus Economics, Public Speaking, Statistics, Equities, Teamwork
Education
Stanford University 2015 — 2020
Doctor of Philosophy (Ph.D.), Finance, General
American University 2011 — 2015
Bachelor of Science (B.S.), Math and Economics, 4.0/ 4.0
The London School of Economics and Political Science (LSE) 2012 — 2012
Coursework, Advanced Econometrics
American University September 2012 - August 2015
Soros Fund Management (UK) June 2014 - August 2014
U.S. Department of Energy October 2013 - April 2014
US Securities and Exchange Commission June 2013 - August 2013
Skills
Econometric Modeling, SAS programming, Stata, Microsoft Excel, Python, Matlab, Bloomberg, WRDS, SDC Platinum, Consensus Economics, Public Speaking, Statistics, Equities, Teamwork
Education
Stanford University 2015 — 2020
Doctor of Philosophy (Ph.D.), Finance, General
American University 2011 — 2015
Bachelor of Science (B.S.), Math and Economics, 4.0/ 4.0
The London School of Economics and Political Science (LSE) 2012 — 2012
Coursework, Advanced Econometrics
Sarah DeStefano, Esq. Sarah DeStefano, Esq.'s US Securities and Exchange Commission Experience August 2010 - December 2010
Job AML Compliance Analyst
Industry Law Practice
Experience
Commerzbank AG December 2014 - Present
Russo & Toner LLP July 2013 - April 2014
Foran Glennon Palandech Ponzi & Rudloff February 2013 - July 2013
U.S Attorney’s Office, Eastern District of NY August 2011 - June 2012
Welsh, Carson, Anderson & Stowe June 2011 - September 2011
Kings County District Attorneys Office January 2011 - April 2011
US Securities and Exchange Commission August 2010 - December 2010
US Securities and Exchange Commission May 2010 - August 2010
Federal Reserve Board of Governors August 2008 - July 2009
U.S. Securities and Exchange Commission May 2008 - August 2008
Skills
Trials, Courts, Criminal Law, Legal Writing, International Law, Litigation, Legal Research, Westlaw, Lexis, Civil Litigation, Public Policy, Prosecution, Personal Injury, Motions, Securities Regulation, Appeals
Education
Brooklyn Law School 2009 — 2012
Juris Doctor, Law
University of Bologna 2011 — 2011
Certificate, International Commercial Arbitration
American University 2005 — 2009
Bachelors, Political Science, Economics
Onteora High School
Commerzbank AG December 2014 - Present
Russo & Toner LLP July 2013 - April 2014
Foran Glennon Palandech Ponzi & Rudloff February 2013 - July 2013
U.S Attorney’s Office, Eastern District of NY August 2011 - June 2012
Welsh, Carson, Anderson & Stowe June 2011 - September 2011
Kings County District Attorneys Office January 2011 - April 2011
US Securities and Exchange Commission August 2010 - December 2010
US Securities and Exchange Commission May 2010 - August 2010
Federal Reserve Board of Governors August 2008 - July 2009
U.S. Securities and Exchange Commission May 2008 - August 2008
Skills
Trials, Courts, Criminal Law, Legal Writing, International Law, Litigation, Legal Research, Westlaw, Lexis, Civil Litigation, Public Policy, Prosecution, Personal Injury, Motions, Securities Regulation, Appeals
Education
Brooklyn Law School 2009 — 2012
Juris Doctor, Law
University of Bologna 2011 — 2011
Certificate, International Commercial Arbitration
American University 2005 — 2009
Bachelors, Political Science, Economics
Onteora High School
Jeffrey Wojcik Jeffrey Wojcik's US Securities and Exchange Commission Experience May 2013 - August 2013
Job Assistant District Attorney at New York County District Attorney's Office
Industry Law Practice
Experience
New York County District Attorney's Office September 2014 - Present
The Chambers of the Honorable Judge Craig Iscoe January 2014 - May 2014
General Practice Clinic, American University, Washington College of Law January 2014 - May 2014
Marshall-Brennan Constitutional Literacy Project May 2013 - May 2014
American University Washington College of Law August 2012 - May 2014
Montgomery County State's Attorney's Office September 2013 - December 2013
US Securities and Exchange Commission May 2013 - August 2013
Marshall-Brennan Constitutional Literacy Project August 2012 - June 2013
Montgomery County State's Attorney's Office January 2013 - April 2013
Financial Industry Regulatory Authority August 2012 - November 2012
Skills
Ballroom Dance, Bluebook, Community Service, German, Legal Research, Legal Writing, Lexis, Public Interest, Social Media, Westlaw
Education
American University, Washington College of Law 2011 — 2014
Doctor of Law (J.D.)
University of Michigan 2007 — 2011
Honors BA, Organizational Studies, Political Science
New York County District Attorney's Office September 2014 - Present
The Chambers of the Honorable Judge Craig Iscoe January 2014 - May 2014
General Practice Clinic, American University, Washington College of Law January 2014 - May 2014
Marshall-Brennan Constitutional Literacy Project May 2013 - May 2014
American University Washington College of Law August 2012 - May 2014
Montgomery County State's Attorney's Office September 2013 - December 2013
US Securities and Exchange Commission May 2013 - August 2013
Marshall-Brennan Constitutional Literacy Project August 2012 - June 2013
Montgomery County State's Attorney's Office January 2013 - April 2013
Financial Industry Regulatory Authority August 2012 - November 2012
Skills
Ballroom Dance, Bluebook, Community Service, German, Legal Research, Legal Writing, Lexis, Public Interest, Social Media, Westlaw
Education
American University, Washington College of Law 2011 — 2014
Doctor of Law (J.D.)
University of Michigan 2007 — 2011
Honors BA, Organizational Studies, Political Science
Kendra Clark Kendra Clark's US Securities and Exchange Commission Experience January 2014 - April 2014
Job American University Washington College of Law
Industry Law Practice
Experience
Fried Frank May 2015 - July 2015
Phillips Burgess, PLLC May 2014 - August 2014
US Securities and Exchange Commission January 2014 - April 2014
U.S. Small Business Administration September 2013 - December 2013
Phillips Burgess, PLLC June 2013 - August 2013
Administrative Office of the United States Courts February 2013 - May 2013
Performance Modalities/ Performance Home Medical January 2006 - August 2012
Washington Policy Center January 2011 - March 2011
Congressman David G. Reichert August 2010 - December 2010
Congressman David G. Reichert January 2010 - June 2010
Skills
Legal Research, Legal Writing, Legislative Relations, Westlaw, Political Science, Corporate Law, Public Speaking, Mediation, LexisNexis, Project Management, Research, Microsoft Office, Legal Documents, Lexis, Social Media, Microsoft Excel
Education
American University, Washington College of Law 2012 — 2016
Doctor of Law (J.D.), Law
American University - Kogod School of Business 2012 — 2016
Master of Business Administration (M.B.A.), Business Administration and Management, General
University of Washington 2008 — 2012
Bachelor of Arts, Political Science
Seattle Christian High School 2002 — 2008
Fried Frank May 2015 - July 2015
Phillips Burgess, PLLC May 2014 - August 2014
US Securities and Exchange Commission January 2014 - April 2014
U.S. Small Business Administration September 2013 - December 2013
Phillips Burgess, PLLC June 2013 - August 2013
Administrative Office of the United States Courts February 2013 - May 2013
Performance Modalities/ Performance Home Medical January 2006 - August 2012
Washington Policy Center January 2011 - March 2011
Congressman David G. Reichert August 2010 - December 2010
Congressman David G. Reichert January 2010 - June 2010
Skills
Legal Research, Legal Writing, Legislative Relations, Westlaw, Political Science, Corporate Law, Public Speaking, Mediation, LexisNexis, Project Management, Research, Microsoft Office, Legal Documents, Lexis, Social Media, Microsoft Excel
Education
American University, Washington College of Law 2012 — 2016
Doctor of Law (J.D.), Law
American University - Kogod School of Business 2012 — 2016
Master of Business Administration (M.B.A.), Business Administration and Management, General
University of Washington 2008 — 2012
Bachelor of Arts, Political Science
Seattle Christian High School 2002 — 2008
Tom Verderber's US Securities and Exchange Commission Experience July 1997 - Present
Job US Securities and Exchange Commission
Industry Law Enforcement
Experience
US Securities and Exchange Commission July 1997 - Present
Skills
Accounting, Auditing, SEC filings, Internal Controls, Financial Analysis, Financial Statements, Fraud, Forensic Accounting, Internal Audit, Account Reconciliation, Finance, Management, Microsoft Office
Education
Adelphi University
Bachelor's degree, Management and Communications
The American College
Chartered Financial Consultant, ChFC, Financial Planning and Services
US Securities and Exchange Commission July 1997 - Present
Skills
Accounting, Auditing, SEC filings, Internal Controls, Financial Analysis, Financial Statements, Fraud, Forensic Accounting, Internal Audit, Account Reconciliation, Finance, Management, Microsoft Office
Education
Adelphi University
Bachelor's degree, Management and Communications
The American College
Chartered Financial Consultant, ChFC, Financial Planning and Services
Robert A. Marchman Robert A. Marchman's US Securities and Exchange Commission Experience August 1983 - January 1989
Job Executive Vice President/MRD Legal Section at FINRA
Industry Financial Services
Experience
FINRA June 2010 - Present
NYSE Euronext 1999 - June 2010
NYSER January 1989 - June 2010
NYSE Regulation January 1989 - June 2010
New York Stock Exchange January 1989 - June 2010
US Securities and Exchange Commission August 1983 - January 1989
Skills
Securities Regulation, Securities, FINRA, Corporate Governance, FCPA, Capital Markets, Equities, AML, Internal Investigations, Litigation, Broker-Dealer, Corporate Law, Due Diligence, Mergers, Hedge Funds, Diversity & Inclusion, Financial Regulation, SEC, Mergers & Acquisitions, Program Management, Series 24
Education
University of Pennsylvania Law School 1980 — 1983
JD, Law
Allegheny College 1976 — 1980
BA, Political Science
FINRA June 2010 - Present
NYSE Euronext 1999 - June 2010
NYSER January 1989 - June 2010
NYSE Regulation January 1989 - June 2010
New York Stock Exchange January 1989 - June 2010
US Securities and Exchange Commission August 1983 - January 1989
Skills
Securities Regulation, Securities, FINRA, Corporate Governance, FCPA, Capital Markets, Equities, AML, Internal Investigations, Litigation, Broker-Dealer, Corporate Law, Due Diligence, Mergers, Hedge Funds, Diversity & Inclusion, Financial Regulation, SEC, Mergers & Acquisitions, Program Management, Series 24
Education
University of Pennsylvania Law School 1980 — 1983
JD, Law
Allegheny College 1976 — 1980
BA, Political Science
Ashley Luddy Ashley Luddy's US Securities and Exchange Commission Experience January 2014 - May 2014
Job Junior Investment Performance Associate at Cambridge Associates
Industry Financial Services
Experience
Cambridge Associates July 2014 - Present
US Securities and Exchange Commission January 2014 - May 2014
Ward Circle Strategies June 2013 - January 2014
Skills
PowerPoint, Finance, Microsoft Excel, Research, Analysis, Financial Analysis, Organization, Time Management, Microsoft Word, Financial Modeling, Public Speaking, Teamwork, International Business, Efficent
Education
American University - Kogod School of Business 2010 — 2014
Bachelor of Business Administration (B.B.A.), International Finance
Universidad Pontificia Comillas ICADE 2013 — 2013
Bachelor of Business Administration (B.B.A.), International Finance
Cambridge Associates July 2014 - Present
US Securities and Exchange Commission January 2014 - May 2014
Ward Circle Strategies June 2013 - January 2014
Skills
PowerPoint, Finance, Microsoft Excel, Research, Analysis, Financial Analysis, Organization, Time Management, Microsoft Word, Financial Modeling, Public Speaking, Teamwork, International Business, Efficent
Education
American University - Kogod School of Business 2010 — 2014
Bachelor of Business Administration (B.B.A.), International Finance
Universidad Pontificia Comillas ICADE 2013 — 2013
Bachelor of Business Administration (B.B.A.), International Finance
Charles Szurgot Charles Szurgot's US Securities and Exchange Commission Experience September 1994 - April 2000
Job Vice President, Chief Securities Counsel at AECOM
Industry Legal Services
Experience
AECOM October 2014 - Present
URS Corporation (acquired by AECOM) May 2003 - October 2014
Wilson Sonsini Goodrich and Rosati May 2000 - April 2003
US Securities and Exchange Commission September 1994 - April 2000
Skills
Corporate Governance, Securities, Venture Capital, Corporate Law, Corporate Finance, Securities Regulation, Mergers, SEC, Licensing, Corporations, Commercial Litigation, Due Diligence, IPO, Internal Investigations, Intellectual Property, Financial Regulation, Treasury, Executive Compensation..., ERISA, International...
Education
George Mason University - School of Management 1996 — 1998
Master of Business Administration (M.B.A.), Accounting and Finance
American University, Washington College of Law 1991 — 1994
Doctor of Law (J.D.), Law
University of Illinois at Urbana-Champaign 1986 — 1990
Bachelor of Arts (B.A.), History and Political Science
AECOM October 2014 - Present
URS Corporation (acquired by AECOM) May 2003 - October 2014
Wilson Sonsini Goodrich and Rosati May 2000 - April 2003
US Securities and Exchange Commission September 1994 - April 2000
Skills
Corporate Governance, Securities, Venture Capital, Corporate Law, Corporate Finance, Securities Regulation, Mergers, SEC, Licensing, Corporations, Commercial Litigation, Due Diligence, IPO, Internal Investigations, Intellectual Property, Financial Regulation, Treasury, Executive Compensation..., ERISA, International...
Education
George Mason University - School of Management 1996 — 1998
Master of Business Administration (M.B.A.), Accounting and Finance
American University, Washington College of Law 1991 — 1994
Doctor of Law (J.D.), Law
University of Illinois at Urbana-Champaign 1986 — 1990
Bachelor of Arts (B.A.), History and Political Science
Dongping Xie's US Securities and Exchange Commission Experience September 2012 - Present
Job PhD Candidate in Economics at American University
Industry Financial Services
Experience
US Securities and Exchange Commission September 2012 - Present
American University August 2011 - August 2012
Skills
Programming, Financial Modeling, Econometrics, Statistics, Data Analysis, Stata, Economics, Data Mining, Quantitative Analytics, Matlab, Bloomberg, SAS, Bloomberg Terminal, Statistical Modeling, Equity Research, Corporate Finance, Capital Markets, Derivatives, Fixed Income, Emerging Markets, Financial Analysis, Mandarin, Equity Valuation, Equities, Investment Banking, Financial Markets, Finance, Portfolio Management, Eviews, Quantitative Finance, Macroeconomics, Financial Statement..., Financial Risk, Economic Research, Risk Management, Hedge Funds, Credit Risk, Time Series Analysis, Valuation, Investments
Education
American University 2010 — 2014
Doctor of Philosophy (Ph.D.), Economics
Illinois Institute of Technology 2008 — 2010
Master of Science (M.S.), Finance, General
Beijing University of Post and Telecommunications 2004 — 2008
Bachelor of Applied Science (BASc), Mathematics
US Securities and Exchange Commission September 2012 - Present
American University August 2011 - August 2012
Skills
Programming, Financial Modeling, Econometrics, Statistics, Data Analysis, Stata, Economics, Data Mining, Quantitative Analytics, Matlab, Bloomberg, SAS, Bloomberg Terminal, Statistical Modeling, Equity Research, Corporate Finance, Capital Markets, Derivatives, Fixed Income, Emerging Markets, Financial Analysis, Mandarin, Equity Valuation, Equities, Investment Banking, Financial Markets, Finance, Portfolio Management, Eviews, Quantitative Finance, Macroeconomics, Financial Statement..., Financial Risk, Economic Research, Risk Management, Hedge Funds, Credit Risk, Time Series Analysis, Valuation, Investments
Education
American University 2010 — 2014
Doctor of Philosophy (Ph.D.), Economics
Illinois Institute of Technology 2008 — 2010
Master of Science (M.S.), Finance, General
Beijing University of Post and Telecommunications 2004 — 2008
Bachelor of Applied Science (BASc), Mathematics
Michael Riedlinger's US Securities and Exchange Commission Experience August 2007 - September 2014
Job Vice President, Compliance at Silver Lake
Industry Financial Services
Experience
Silver Lake September 2014 - Present
US Securities and Exchange Commission August 2007 - September 2014
Gilbride, Heller & Brown, P.A. August 2004 - August 2007
Skills
Securities Regulation, Corporate Governance, Mergers & Acquisitions, Corporate Law, Legal Writing, Securities, Legal Research
Education
American University 2001 — 2004
Doctor of Law (J.D.)
Michigan State University 1998 — 1999
Bachelor of Arts (B.A.), General Business Administration, Pre-law
Silver Lake September 2014 - Present
US Securities and Exchange Commission August 2007 - September 2014
Gilbride, Heller & Brown, P.A. August 2004 - August 2007
Skills
Securities Regulation, Corporate Governance, Mergers & Acquisitions, Corporate Law, Legal Writing, Securities, Legal Research
Education
American University 2001 — 2004
Doctor of Law (J.D.)
Michigan State University 1998 — 1999
Bachelor of Arts (B.A.), General Business Administration, Pre-law
Suh-Young Lauren Hong's US Securities and Exchange Commission Experience September 2007 - April 2008
Job U.S. Securities & Exchange Comission
Industry Law Practice
Experience
US Securities and Exchange Commission (for Ruchman & Associates, Inc.) August 2010 - September 2013
US Securities and Exchange Commission September 2007 - April 2008
Office of Attorney General of Maryland June 2007 - August 2007
Yulchon May 2006 - July 2006
Chohung Bank July 2001 - October 2003
Kim & Chang March 1998 - March 1999
Skills
Translation Services, Legal Translation, Financial Translation, Non-profits, Commercial Litigation, French, Due Diligence, Teaching, Legal Writing, Microsoft Excel, Research, PowerPoint, Immigration Law, Westlaw, Microsoft Office, Translation, Civil Litigation, Government, Criminal Law, Competition Law, Litigation, Legal Research, Editing, Analysis, English, Intellectual Property, Securities, Securities Regulation, Nonprofits, Administrative Law, International Law
Education
American University, Washington College of Law 2006 — 2009
J.D. Cum Laude, Law (Antitrust, Securities & International Business)
New York Law School 2005 — 2006
J.D., Law
Sogang University 1999 — 2001
M.I.S., International Business, Finance & Economics
Ewha Womans University 1993 — 1998
B.A., Social Work
US Securities and Exchange Commission (for Ruchman & Associates, Inc.) August 2010 - September 2013
US Securities and Exchange Commission September 2007 - April 2008
Office of Attorney General of Maryland June 2007 - August 2007
Yulchon May 2006 - July 2006
Chohung Bank July 2001 - October 2003
Kim & Chang March 1998 - March 1999
Skills
Translation Services, Legal Translation, Financial Translation, Non-profits, Commercial Litigation, French, Due Diligence, Teaching, Legal Writing, Microsoft Excel, Research, PowerPoint, Immigration Law, Westlaw, Microsoft Office, Translation, Civil Litigation, Government, Criminal Law, Competition Law, Litigation, Legal Research, Editing, Analysis, English, Intellectual Property, Securities, Securities Regulation, Nonprofits, Administrative Law, International Law
Education
American University, Washington College of Law 2006 — 2009
J.D. Cum Laude, Law (Antitrust, Securities & International Business)
New York Law School 2005 — 2006
J.D., Law
Sogang University 1999 — 2001
M.I.S., International Business, Finance & Economics
Ewha Womans University 1993 — 1998
B.A., Social Work
Elaine Darroch's US Securities and Exchange Commission Experience September 1994 - February 1998
Job Owner/Partner at Elaine M. Darroch, PLLC
Industry Law Practice
Experience
Elaine M. Darroch PLLC Law Offices May 2012 - Present
Doumar Martin, PLLC January 2007 - April 2012
Fairfax Bar Association January 2009 - February 2010
US Securities and Exchange Commission September 1994 - February 1998
Kirkpatrick & Lockhart May 1994 - June 1994
American Red Cross National Headquarters January 1989 - January 1990
The Tampa Tribune January 1983 - January 1989
Skills
Writing, Small Business Law, Securities Regulation, Securities Fraud, Legal Compliance, Legal Research, Courts, Arbitration, Fraud, Legal Writing, Civil Litigation, Small Business
Education
American University, Washington College of Law 1990 — 1994
Juris Doctor
University of Santa Clara/National University of Singapore 1991 — 1991
Summer, International law
University of North Carolina
Bachelor of Arts, English and Journalism
Elaine M. Darroch PLLC Law Offices May 2012 - Present
Doumar Martin, PLLC January 2007 - April 2012
Fairfax Bar Association January 2009 - February 2010
US Securities and Exchange Commission September 1994 - February 1998
Kirkpatrick & Lockhart May 1994 - June 1994
American Red Cross National Headquarters January 1989 - January 1990
The Tampa Tribune January 1983 - January 1989
Skills
Writing, Small Business Law, Securities Regulation, Securities Fraud, Legal Compliance, Legal Research, Courts, Arbitration, Fraud, Legal Writing, Civil Litigation, Small Business
Education
American University, Washington College of Law 1990 — 1994
Juris Doctor
University of Santa Clara/National University of Singapore 1991 — 1991
Summer, International law
University of North Carolina
Bachelor of Arts, English and Journalism
Juan Carlos Palacio's US Securities and Exchange Commission Experience January 2014 - April 2014
Job Judicial Intern at United States District Court, Southern District of Florida
Industry Law Practice
Experience
Liebler, Gonzalez & Portuondo January 2015 - May 2015
United States District Court for the Southern District of Florida August 2014 - November 2014
United States Attorney's Office June 2014 - August 2014
US Securities and Exchange Commission January 2014 - April 2014
US Securities and Exchange Commission September 2013 - December 2013
Miami-Dade State Attorney's Office May 2013 - August 2013
Pearl Media LLC. February 2011 - September 2012
R/S Capital Corp. October 2009 - February 2011
CarePlus Health Plan May 2007 - October 2009
Skills
Westlaw, Legal Writing, Legal Research, Commercial Real Estate, Outdoor Advertising, Securities Regulation, Real Estate Transactions, Corporate Law, Lexis, Legal Compliance, Criminal Law, Policy Analysis, Legal Issues, Social Media, Civil Litigation, Public Speaking, Microsoft Office, LexisNexis, Bankruptcy, Litigation, Public Policy, Licensing
Education
American University Washington College of Law 2012 — 2015
Juris Doctor (J.D.)
Florida International University 2009 — 2011
Bachelor of Arts (B.A.), Economics
Miami Dade College 2007 — 2009
Associate's degree
Christopher Columbus High School 2003 — 2007
High School
Liebler, Gonzalez & Portuondo January 2015 - May 2015
United States District Court for the Southern District of Florida August 2014 - November 2014
United States Attorney's Office June 2014 - August 2014
US Securities and Exchange Commission January 2014 - April 2014
US Securities and Exchange Commission September 2013 - December 2013
Miami-Dade State Attorney's Office May 2013 - August 2013
Pearl Media LLC. February 2011 - September 2012
R/S Capital Corp. October 2009 - February 2011
CarePlus Health Plan May 2007 - October 2009
Skills
Westlaw, Legal Writing, Legal Research, Commercial Real Estate, Outdoor Advertising, Securities Regulation, Real Estate Transactions, Corporate Law, Lexis, Legal Compliance, Criminal Law, Policy Analysis, Legal Issues, Social Media, Civil Litigation, Public Speaking, Microsoft Office, LexisNexis, Bankruptcy, Litigation, Public Policy, Licensing
Education
American University Washington College of Law 2012 — 2015
Juris Doctor (J.D.)
Florida International University 2009 — 2011
Bachelor of Arts (B.A.), Economics
Miami Dade College 2007 — 2009
Associate's degree
Christopher Columbus High School 2003 — 2007
High School
Eric Kringel Eric Kringel's US Securities and Exchange Commission Experience April 2012 - Present
Job Office of Market Intelligence, Division of Enforcement at US Securities and Exchange Commission
Industry Financial Services
Experience
US Securities and Exchange Commission April 2012 - Present
Financial Crimes Enforcement Network (FinCEN), U.S. Department of the Treasury January 2005 - April 2012
Financial Crimes Enforcement Network (FinCEN), U.S. Department of the Treasury October 2009 - October 2010
Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF), U.S. Department of Justice April 2000 - January 2005
Asset Forfeiture and Money Laundering Section (AFMLS), Criminal Division, U.S. Department of Justice October 1997 - April 2000
Hogan & Hartson September 1996 - October 1997
United States Attorney's Office for the District of Columbia August 1994 - May 1996
Education
American University Washington College of Law 1993 — 1996
J.D.
University of Nebraska-Lincoln 1988 — 1993
B.A.
US Securities and Exchange Commission April 2012 - Present
Financial Crimes Enforcement Network (FinCEN), U.S. Department of the Treasury January 2005 - April 2012
Financial Crimes Enforcement Network (FinCEN), U.S. Department of the Treasury October 2009 - October 2010
Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF), U.S. Department of Justice April 2000 - January 2005
Asset Forfeiture and Money Laundering Section (AFMLS), Criminal Division, U.S. Department of Justice October 1997 - April 2000
Hogan & Hartson September 1996 - October 1997
United States Attorney's Office for the District of Columbia August 1994 - May 1996
Education
American University Washington College of Law 1993 — 1996
J.D.
University of Nebraska-Lincoln 1988 — 1993
B.A.
Ashton Simmons's US Securities and Exchange Commission Experience January 2014 - May 2014
Job Attorney at Skadden, Arps, Slate, Meagher & Flom LLP
Industry Law Practice
Experience
Skadden, Arps, Slate, Meagher & Flom LLP and Affiliates March 2015 - Present
Financial Industry Regulatory Authority (FINRA) August 2014 - February 2015
US Securities and Exchange Commission January 2014 - May 2014
Financial Industry Regulatory Authority January 2014 - May 2014
U.S. District Court for the District of Columbia August 2013 - December 2013
United Nations Committee Against Torture Project August 2013 - November 2013
US Securities and Exchange Commission May 2013 - August 2013
Public International Law & Policy Group April 2012 - May 2013
Eisenstein Malanchuck LLP September 2012 - April 2013
International Bar Association May 2012 - August 2012
Skills
Legal Research, Legal Writing, International Law, Public International Law, French, Conflict Analysis, Westlaw, Securities Regulation, International Business..., Bluebook, Lexis, Constitutional Law, Rule Of Law, Securities Fraud, Mergers and Acquisitions, Competition Law, European Union, Comparative Law, Courts, Research, Litigation
Education
American University, Washington College of Law 2011 — 2014
Doctor of Law (J.D.)
DePauw University 2007 — 2011
Bachelor of Arts (B.A.), Political Science and Government
University College Cork 2010 — 2010
International Relations and Affairs
Institut d'Etudes politiques de Strasbourg 2009 — 2009
International Relations and Affairs
Skadden, Arps, Slate, Meagher & Flom LLP and Affiliates March 2015 - Present
Financial Industry Regulatory Authority (FINRA) August 2014 - February 2015
US Securities and Exchange Commission January 2014 - May 2014
Financial Industry Regulatory Authority January 2014 - May 2014
U.S. District Court for the District of Columbia August 2013 - December 2013
United Nations Committee Against Torture Project August 2013 - November 2013
US Securities and Exchange Commission May 2013 - August 2013
Public International Law & Policy Group April 2012 - May 2013
Eisenstein Malanchuck LLP September 2012 - April 2013
International Bar Association May 2012 - August 2012
Skills
Legal Research, Legal Writing, International Law, Public International Law, French, Conflict Analysis, Westlaw, Securities Regulation, International Business..., Bluebook, Lexis, Constitutional Law, Rule Of Law, Securities Fraud, Mergers and Acquisitions, Competition Law, European Union, Comparative Law, Courts, Research, Litigation
Education
American University, Washington College of Law 2011 — 2014
Doctor of Law (J.D.)
DePauw University 2007 — 2011
Bachelor of Arts (B.A.), Political Science and Government
University College Cork 2010 — 2010
International Relations and Affairs
Institut d'Etudes politiques de Strasbourg 2009 — 2009
International Relations and Affairs
alden adkins alden adkins's US Securities and Exchange Commission Experience April 1982 - March 1992
Job Senior Office Assistant at Sonoma County Employees Retirement Association
Industry Hospitality
Experience
Sonoma County Employees Retirement Association February 2014 - Present
inverness valley inn March 2006 - Present
Boston Stock Exchange January 2006 - June 2007
Pacific Stock Exchange March 2003 - December 2006
Pacific Exchange 2003 - 2005
Financial Industry Regulatory Authority March 1992 - February 2002
bingham mccutcheon 2002 - 2002
US Securities and Exchange Commission April 1982 - March 1992
Skills
Event Management, Public Speaking, Securities Law, Production, Writing, Securities Regulation, Securities, Corporate Law, Corporate Governance, Options, Legal Research, Trading, Equities, Equity Trading, Management, Trading Systems, Capital Markets, Hedge Funds, Series 7, Financial Services, Financial Markets, Litigation
Education
American University, Washington College of Law 1979 — 1981
JD, Law
Johns Hopkins University 1971 — 1976
BA, Classics
St Mark's School 1966 — 1969
none, none
Sonoma County Employees Retirement Association February 2014 - Present
inverness valley inn March 2006 - Present
Boston Stock Exchange January 2006 - June 2007
Pacific Stock Exchange March 2003 - December 2006
Pacific Exchange 2003 - 2005
Financial Industry Regulatory Authority March 1992 - February 2002
bingham mccutcheon 2002 - 2002
US Securities and Exchange Commission April 1982 - March 1992
Skills
Event Management, Public Speaking, Securities Law, Production, Writing, Securities Regulation, Securities, Corporate Law, Corporate Governance, Options, Legal Research, Trading, Equities, Equity Trading, Management, Trading Systems, Capital Markets, Hedge Funds, Series 7, Financial Services, Financial Markets, Litigation
Education
American University, Washington College of Law 1979 — 1981
JD, Law
Johns Hopkins University 1971 — 1976
BA, Classics
St Mark's School 1966 — 1969
none, none
Gary Yellin, PMP Gary Yellin, PMP's US Securities and Exchange Commission Experience September 2012 - Present
Job Project Manager / IT Specialist at US Securities and Exchange Commission
Industry Consumer Electronics
Experience
US Securities and Exchange Commission September 2012 - Present
Consumer Electronics Association (CEA) May 2005 - May 2012
ARC January 2001 - March 2005
ARC August 1997 - January 2001
Skills
Budgeting, Forecasting, Financial Analysis, Data Analysis, Business Process, Business Analysis, Process Engineering, Process Improvement, Requirements Analysis, Business Strategy, Budgets, Project Management, Market Research, Management, Finance, Analysis
Education
American University - Kogod School of Business 2008 — 2011
MBA, IT and Management Consulting
Towson University 1995 — 1997
Bachelor of Science, Business Administration & Finance
US Securities and Exchange Commission September 2012 - Present
Consumer Electronics Association (CEA) May 2005 - May 2012
ARC January 2001 - March 2005
ARC August 1997 - January 2001
Skills
Budgeting, Forecasting, Financial Analysis, Data Analysis, Business Process, Business Analysis, Process Engineering, Process Improvement, Requirements Analysis, Business Strategy, Budgets, Project Management, Market Research, Management, Finance, Analysis
Education
American University - Kogod School of Business 2008 — 2011
MBA, IT and Management Consulting
Towson University 1995 — 1997
Bachelor of Science, Business Administration & Finance
Abhinav Goel Abhinav Goel's US Securities and Exchange Commission Experience September 2012 - December 2012
Job Associate Attorney
Industry Law Practice
Experience
Brenman Law Firm, PLLC February 2014 - Present
Addis International Arbitration Group August 2013 - February 2014
US Securities and Exchange Commission September 2012 - December 2012
The World Bank June 2012 - August 2012
Akin-Deko & Puig PLLC May 2012 - August 2012
DC Superior Court January 2012 - April 2012
The Supreme Court of India June 2011 - August 2011
Amarchand Mangaldas April 2011 - July 2011
Macquarie Group June 2008 - September 2008
Skills
International..., Family Law, Legislation, Litigation, Criminal Law, Courts, Corporate Law, International Law, Legal Research, Legal Writing, Arbitration, Commercial Litigation, Legal Assistance, Immigration Law, Civil Litigation, Lexis, Administrative Law, Westlaw, Legal Issues, Competition Law, Legal Advice, Constitutional Law
Education
The George Washington University Law School 2010 — 2013
J.D. (Honors)
Brenman Law Firm, PLLC February 2014 - Present
Addis International Arbitration Group August 2013 - February 2014
US Securities and Exchange Commission September 2012 - December 2012
The World Bank June 2012 - August 2012
Akin-Deko & Puig PLLC May 2012 - August 2012
DC Superior Court January 2012 - April 2012
The Supreme Court of India June 2011 - August 2011
Amarchand Mangaldas April 2011 - July 2011
Macquarie Group June 2008 - September 2008
Skills
International..., Family Law, Legislation, Litigation, Criminal Law, Courts, Corporate Law, International Law, Legal Research, Legal Writing, Arbitration, Commercial Litigation, Legal Assistance, Immigration Law, Civil Litigation, Lexis, Administrative Law, Westlaw, Legal Issues, Competition Law, Legal Advice, Constitutional Law
Education
The George Washington University Law School 2010 — 2013
J.D. (Honors)
Daniel Culicover Daniel Culicover's US Securities and Exchange Commission Experience January 2013 - April 2013
Job Associate at Ice Miller LLP
Industry Law Practice
Experience
Ice Miller LLP September 2014 - Present
American University Washington College of Law August 2012 - May 2014
Ice Miller LLP May 2013 - July 2013
US Securities and Exchange Commission January 2013 - April 2013
District Court for the Southern District of Ohio May 2012 - August 2012
Ohio Attorney General's Office June 2009 - December 2010
Ohio Attorney General's Office January 2009 - June 2009
Ohio Treasurer of State 2008 - 2008
Skills
Editing, Government, Social Media, PowerPoint, Microsoft Office, Event Planning, Data Analysis, Public Relations, Microsoft Word, Political Science, Microsoft Excel, Writing
Education
American University, Washington College of Law 2011 — 2014
Doctor of Law (JD)
The Ohio State University 2005 — 2009
B.S. and B.A., Economics and Political Science
Upper Arlington
Ice Miller LLP September 2014 - Present
American University Washington College of Law August 2012 - May 2014
Ice Miller LLP May 2013 - July 2013
US Securities and Exchange Commission January 2013 - April 2013
District Court for the Southern District of Ohio May 2012 - August 2012
Ohio Attorney General's Office June 2009 - December 2010
Ohio Attorney General's Office January 2009 - June 2009
Ohio Treasurer of State 2008 - 2008
Skills
Editing, Government, Social Media, PowerPoint, Microsoft Office, Event Planning, Data Analysis, Public Relations, Microsoft Word, Political Science, Microsoft Excel, Writing
Education
American University, Washington College of Law 2011 — 2014
Doctor of Law (JD)
The Ohio State University 2005 — 2009
B.S. and B.A., Economics and Political Science
Upper Arlington
Canyon Bosler Canyon Bosler's US Securities and Exchange Commission Experience September 2012 - May 2013
Job Research Associate at the Federal Reserve Bank of San Francisco
Industry International Trade and Development
Experience
Federal Reserve Bank of San Francisco July 2014 - Present
Carnegie Endowment for International Peace August 2013 - July 2014
U.S. Department of State May 2010 - July 2013
US Securities and Exchange Commission September 2012 - May 2013
American University October 2011 - August 2012
Unitarian Universalist Association June 2007 - August 2012
Interweave Continental March 2008 - March 2010
Skills
International..., Policy Analysis, Stata, Foreign Policy, International Relations, Research, Public Policy, Development Economics, Econometrics, Leadership Development, Impact Evaluation, Data Analysis, SAS, Python, NetLogo
Education
American University 2008 — 2013
Bachelor of Science (BS), Economics and Mathematics, 3.93
American University 2008 — 2013
Bachelor of Arts (BA), International Studies, 3.93
Federal Reserve Bank of San Francisco July 2014 - Present
Carnegie Endowment for International Peace August 2013 - July 2014
U.S. Department of State May 2010 - July 2013
US Securities and Exchange Commission September 2012 - May 2013
American University October 2011 - August 2012
Unitarian Universalist Association June 2007 - August 2012
Interweave Continental March 2008 - March 2010
Skills
International..., Policy Analysis, Stata, Foreign Policy, International Relations, Research, Public Policy, Development Economics, Econometrics, Leadership Development, Impact Evaluation, Data Analysis, SAS, Python, NetLogo
Education
American University 2008 — 2013
Bachelor of Science (BS), Economics and Mathematics, 3.93
American University 2008 — 2013
Bachelor of Arts (BA), International Studies, 3.93
Manny Strauss Manny Strauss's US Securities and Exchange Commission Experience January 1995 - January 1997
Job Board Chair of The Inkwell
Industry Legal Services
Experience
The Inkwell 2011 - Present
National New Play Network September 2013 - Present
No Rules Theatre Company May 2014 - October 2014
theatreWashington September 2011 - September 2013
XO Communications April 2007 - August 2011
Washington Theater Review January 2003 - September 2007
Shearman and Sterling January 2001 - January 2003
Columbia Energy Group February 1997 - January 2001
US Securities and Exchange Commission January 1995 - January 1997
Brown & Wood January 1992 - January 1995
Skills
Corporate Governance, Securities Regulation, Contract Negotiation, Legal Advice, Corporate Law, Joint Ventures, Intellectual Property, SEC filings, Mergers & Acquisitions, Securities, Commercial Litigation, Licensing, Corporate Finance, Due Diligence, IPO, Private Equity
Education
Cornell Law School 1982 — 1985
Juris Doctor (J.D.)
Cornell University - College of Arts and Sciences 1978 — 1982
Bachelor's Degree
The Inkwell 2011 - Present
National New Play Network September 2013 - Present
No Rules Theatre Company May 2014 - October 2014
theatreWashington September 2011 - September 2013
XO Communications April 2007 - August 2011
Washington Theater Review January 2003 - September 2007
Shearman and Sterling January 2001 - January 2003
Columbia Energy Group February 1997 - January 2001
US Securities and Exchange Commission January 1995 - January 1997
Brown & Wood January 1992 - January 1995
Skills
Corporate Governance, Securities Regulation, Contract Negotiation, Legal Advice, Corporate Law, Joint Ventures, Intellectual Property, SEC filings, Mergers & Acquisitions, Securities, Commercial Litigation, Licensing, Corporate Finance, Due Diligence, IPO, Private Equity
Education
Cornell Law School 1982 — 1985
Juris Doctor (J.D.)
Cornell University - College of Arts and Sciences 1978 — 1982
Bachelor's Degree
Josh Bandes Josh Bandes's US Securities and Exchange Commission Experience January 2014 - May 2014
Job Corporate Financing at Financial Industry Regulatory Authority
Industry Law Practice
Experience
Financial Industry Regulatory Authority June 2014 - Present
US Securities and Exchange Commission January 2014 - May 2014
Financial Industry Regulatory Authority August 2012 - December 2012
The Guiliano Law Firm June 2012 - August 2012
NYS UNIFIED COURT SYSTEM - Hon. James F. Quinn June 2011 - August 2011
Skills
Mediation, Arbitration, Legal Research, Legal Writing, Westlaw, Litigation, Corporate Law, Lexis, Civil Litigation, Courts, Securities Regulation, Securities, Corporate Governance, Legal Issues, Commercial Litigation, Corporate Finance, Microsoft Office, Finance
Education
Georgetown University Law Center 2013 — 2014
Master of Laws (LLM)
Rutgers University School of Law - Camden 2011 — 2013
JD
American University - Kogod School of Business 2003 — 2007
Bachelor of Science (BS), Business Administration and Management, General
Financial Industry Regulatory Authority June 2014 - Present
US Securities and Exchange Commission January 2014 - May 2014
Financial Industry Regulatory Authority August 2012 - December 2012
The Guiliano Law Firm June 2012 - August 2012
NYS UNIFIED COURT SYSTEM - Hon. James F. Quinn June 2011 - August 2011
Skills
Mediation, Arbitration, Legal Research, Legal Writing, Westlaw, Litigation, Corporate Law, Lexis, Civil Litigation, Courts, Securities Regulation, Securities, Corporate Governance, Legal Issues, Commercial Litigation, Corporate Finance, Microsoft Office, Finance
Education
Georgetown University Law Center 2013 — 2014
Master of Laws (LLM)
Rutgers University School of Law - Camden 2011 — 2013
JD
American University - Kogod School of Business 2003 — 2007
Bachelor of Science (BS), Business Administration and Management, General
Sheila McDaniel Sheila McDaniel's US Securities and Exchange Commission Experience August 2009 - Present
Job MultiTalented In Many Areas
Industry Government Administration
Experience
US Securities and Exchange Commission August 2009 - Present
Education
American InterContinental University 2004 — 2005
Masters of Education, Instructional Technology
Morris College 1988 — 1993
Bachelor of Science, Business Administration and Management
Academic High School
US Securities and Exchange Commission August 2009 - Present
Education
American InterContinental University 2004 — 2005
Masters of Education, Instructional Technology
Morris College 1988 — 1993
Bachelor of Science, Business Administration and Management
Academic High School
Nathasha Lim Nathasha Lim's US Securities and Exchange Commission Experience December 2013 - Present
Job Writer, Social and Digital Strategy
Industry Online Media
Experience
US Securities and Exchange Commission December 2013 - Present
Skills
Blogging, News Writing, Social Media, Video Editing, Digital Journalism, Broadcast Journalism, Web Content Management, Final Cut Pro, Wordpress, Drupal, Storytelling, WordPress, Video, Multimedia, Breaking News, Journalism, ENPS, AP Style, New Media, Avid Newscutter, Newspapers, Broadcast, Radio, Online Journalism, Copy Editing, Dalet, Avid
Education
American University
International Affairs and Media Development
University of Maryland College Park
BA, MA, Communication, Journalism
US Securities and Exchange Commission December 2013 - Present
Skills
Blogging, News Writing, Social Media, Video Editing, Digital Journalism, Broadcast Journalism, Web Content Management, Final Cut Pro, Wordpress, Drupal, Storytelling, WordPress, Video, Multimedia, Breaking News, Journalism, ENPS, AP Style, New Media, Avid Newscutter, Newspapers, Broadcast, Radio, Online Journalism, Copy Editing, Dalet, Avid
Education
American University
International Affairs and Media Development
University of Maryland College Park
BA, MA, Communication, Journalism
Kristian Soltes Kristian Soltes's US Securities and Exchange Commission Experience June 2009 - August 2009
Job Antitrust Attorney at Constantine Cannon LLP
Industry Law Practice
Experience
Constantine Cannon LLP February 2015 - Present
Shearman & Sterling LLP August 2014 - February 2015
Soltes Legal January 2014 - February 2015
WCL General Practice Clinic January 2013 - May 2013
American University Washington College of Law August 2011 - May 2013
Bonner Kiernan Trebach & Crociata September 2012 - December 2012
D.C. Superior Court June 2012 - August 2012
American University Washington College of Law May 2011 - August 2011
DLA Piper May 2011 - July 2011
US Securities and Exchange Commission June 2009 - August 2009
Education
American University, Washington College of Law 2010 — 2013
J.D.
Penn State University 2006 — 2010
Honors B.A., International Politics and International Studies
Institute for American Universities, Aix-en-Provence, France 2009 — 2009
Semester Abroad, French and Business
Constantine Cannon LLP February 2015 - Present
Shearman & Sterling LLP August 2014 - February 2015
Soltes Legal January 2014 - February 2015
WCL General Practice Clinic January 2013 - May 2013
American University Washington College of Law August 2011 - May 2013
Bonner Kiernan Trebach & Crociata September 2012 - December 2012
D.C. Superior Court June 2012 - August 2012
American University Washington College of Law May 2011 - August 2011
DLA Piper May 2011 - July 2011
US Securities and Exchange Commission June 2009 - August 2009
Education
American University, Washington College of Law 2010 — 2013
J.D.
Penn State University 2006 — 2010
Honors B.A., International Politics and International Studies
Institute for American Universities, Aix-en-Provence, France 2009 — 2009
Semester Abroad, French and Business
Marvin Lowenthal Marvin Lowenthal's US Securities and Exchange Commission Experience May 2009 - July 2009
Job Associate at Cleary Gottlieb Steen & Hamilton LLP
Industry Law Practice
Experience
Cleary Gottlieb Steen & Hamilton LLP November 2012 - Present
U.S. Court of Appeals September 2011 - September 2012
Cleary Gottlieb Steen & Hamilton LLP May 2010 - August 2010
US Securities and Exchange Commission May 2009 - July 2009
Spingarn Senior high School August 2006 - June 2008
Skills
Legal Research, Litigation, Legal Writing, Commercial Litigation
Education
University of Michigan Law School 2008 — 2011
Doctor of Law (J.D.), Law
American University 2006 — 2008
Master of Arts (M.A.), Secondary Education and Teaching
University of Chicago 2002 — 2006
Bachelor of Arts (B.A.), Physics and Linguistics
Cleary Gottlieb Steen & Hamilton LLP November 2012 - Present
U.S. Court of Appeals September 2011 - September 2012
Cleary Gottlieb Steen & Hamilton LLP May 2010 - August 2010
US Securities and Exchange Commission May 2009 - July 2009
Spingarn Senior high School August 2006 - June 2008
Skills
Legal Research, Litigation, Legal Writing, Commercial Litigation
Education
University of Michigan Law School 2008 — 2011
Doctor of Law (J.D.), Law
American University 2006 — 2008
Master of Arts (M.A.), Secondary Education and Teaching
University of Chicago 2002 — 2006
Bachelor of Arts (B.A.), Physics and Linguistics
Angela Desmond Angela Desmond's US Securities and Exchange Commission Experience September 1976 - February 1981
Job Angela Desmond, Principal
Industry Financial Services
Experience
Angela Desmond LLC February 2013 - Present
THE CENTER FOR AUDIT QUALITY July 2010 - February 2013
Corporate Risk Advisors July 2010 - February 2011
Public Company Accounting Oversight Board September 2006 - August 2009
Federal Reserve Board January 1993 - August 2006
Municipal Securities Rulemaking Board February 1981 - September 1989
US Securities and Exchange Commission September 1976 - February 1981
Skills
Strategy, Program Implementation, Risk Management, Strategic Planning, Negotiation, Change Management, Policy, Finance, Management, Corporate Governance, Securities Regulation, Analysis, Banking, Governance, Program Management
Education
American University, Washington College of Law 1973 — 1976
JD
Angela Desmond LLC February 2013 - Present
THE CENTER FOR AUDIT QUALITY July 2010 - February 2013
Corporate Risk Advisors July 2010 - February 2011
Public Company Accounting Oversight Board September 2006 - August 2009
Federal Reserve Board January 1993 - August 2006
Municipal Securities Rulemaking Board February 1981 - September 1989
US Securities and Exchange Commission September 1976 - February 1981
Skills
Strategy, Program Implementation, Risk Management, Strategic Planning, Negotiation, Change Management, Policy, Finance, Management, Corporate Governance, Securities Regulation, Analysis, Banking, Governance, Program Management
Education
American University, Washington College of Law 1973 — 1976
JD
David P. Bloch David P. Bloch's US Securities and Exchange Commission Experience 2002 - 2004
Job Senior Counsel for Securitization & Risk Management
Industry Financial Services
Experience
Federal Housing Finance Agency March 2014 - Present
Federal Housing Finance Agency March 2012 - March 2014
Federal Housing Finance Agency December 2010 - March 2012
U.S. Department of the Treasury December 2009 - December 2010
Ellin & Tucker, Chartered July 2008 - December 2009
Deloitte 2006 - 2008
LECG 2004 - 2006
US Securities and Exchange Commission 2002 - 2004
U.S. Department of Justice 1990 - 2002
Skills
Credit Risk, CDO, Operational Risk, Market Risk, Fraud, Litigation, Securities Regulation, Policy, White Collar Criminal..., Internal Audit, Private Investigations, Enforcement, Criminal Law, Internal Investigations, Litigation Support, Securities, Due Diligence, Corporate Governance, FCPA, SEC, Forensic Accounting, AML, Tax, Certified Fraud Examiner, Investments, Business Valuation, Securitization, Financial Regulation, Capital Markets, Mergers & Acquisitions, ABS, Valuation, Corporate Finance, Enterprise Risk..., Risk Management, Finance
Education
Brooklyn Law School 1986 — 1989
JD
American University
BA, Economics
Woodmere Academy
Federal Housing Finance Agency March 2014 - Present
Federal Housing Finance Agency March 2012 - March 2014
Federal Housing Finance Agency December 2010 - March 2012
U.S. Department of the Treasury December 2009 - December 2010
Ellin & Tucker, Chartered July 2008 - December 2009
Deloitte 2006 - 2008
LECG 2004 - 2006
US Securities and Exchange Commission 2002 - 2004
U.S. Department of Justice 1990 - 2002
Skills
Credit Risk, CDO, Operational Risk, Market Risk, Fraud, Litigation, Securities Regulation, Policy, White Collar Criminal..., Internal Audit, Private Investigations, Enforcement, Criminal Law, Internal Investigations, Litigation Support, Securities, Due Diligence, Corporate Governance, FCPA, SEC, Forensic Accounting, AML, Tax, Certified Fraud Examiner, Investments, Business Valuation, Securitization, Financial Regulation, Capital Markets, Mergers & Acquisitions, ABS, Valuation, Corporate Finance, Enterprise Risk..., Risk Management, Finance
Education
Brooklyn Law School 1986 — 1989
JD
American University
BA, Economics
Woodmere Academy
Megan Deschenes's US Securities and Exchange Commission Experience June 2010 - August 2010
Job Budget Analyst at Worcester Public Schools
Industry Financial Services
Experience
Worcester Public Schools Finance & Operations November 2012 - Present
State Street June 2011 - November 2012
Boston Scientific August 2010 - December 2010
US Securities and Exchange Commission June 2010 - August 2010
Worcester Public Schools August 2004 - June 2010
Law Offices of James S. Aven January 2010 - May 2010
Fidelity Investments May 2008 - August 2008
Skills
Accounting, Analysis, Financial Analysis, Financial Statements, Account Reconciliation, Budgets, Management, Public Speaking, Microsoft Excel, Finance, Financial Reporting
Education
Assumption College 2014 — 2017
Master of Business Administration (M.B.A.), Accounting and Finance
Stonehill College 2007 — 2011
Bachelor of Science (B.S.), Economics
American University 2010 — 2010
Economic Policy
CFA Institute
Candidate for Level 1 Exam
Worcester Public Schools Finance & Operations November 2012 - Present
State Street June 2011 - November 2012
Boston Scientific August 2010 - December 2010
US Securities and Exchange Commission June 2010 - August 2010
Worcester Public Schools August 2004 - June 2010
Law Offices of James S. Aven January 2010 - May 2010
Fidelity Investments May 2008 - August 2008
Skills
Accounting, Analysis, Financial Analysis, Financial Statements, Account Reconciliation, Budgets, Management, Public Speaking, Microsoft Excel, Finance, Financial Reporting
Education
Assumption College 2014 — 2017
Master of Business Administration (M.B.A.), Accounting and Finance
Stonehill College 2007 — 2011
Bachelor of Science (B.S.), Economics
American University 2010 — 2010
Economic Policy
CFA Institute
Candidate for Level 1 Exam
Sami Aziz, CFE Sami Aziz, CFE's US Securities and Exchange Commission Experience 2012 - Present
Job Compliance Examiner at US Securities and Exchange Commission
Industry Government Administration
Experience
US Securities and Exchange Commission 2012 - Present
Florida Office of Financial Regulation March 2007 - December 2012
Washington Mutual Financial Services 2005 - 2007
Morgan Stanley Investment Management 2004 - 2005
Skills
Certified Fraud Examiner, Financial Analysis, Financial Modeling, Financial Planning, Banking, Investments, Financial Management, Investment Banking, Risk Management, Business Planning, Portfolio Management, Analysis, Asset Management, Compliance, Negotiation
Education
American Intercontinental University 2001 — 2003
MBA, Finance
American University - Kogod School of Business 1981 — 1985
BSBA, Finance/International Business
American University 1981 — 1984
Certificate of Expertise, European Integration
PSS
US Securities and Exchange Commission 2012 - Present
Florida Office of Financial Regulation March 2007 - December 2012
Washington Mutual Financial Services 2005 - 2007
Morgan Stanley Investment Management 2004 - 2005
Skills
Certified Fraud Examiner, Financial Analysis, Financial Modeling, Financial Planning, Banking, Investments, Financial Management, Investment Banking, Risk Management, Business Planning, Portfolio Management, Analysis, Asset Management, Compliance, Negotiation
Education
American Intercontinental University 2001 — 2003
MBA, Finance
American University - Kogod School of Business 1981 — 1985
BSBA, Finance/International Business
American University 1981 — 1984
Certificate of Expertise, European Integration
PSS
Kenny Black Kenny Black's US Securities and Exchange Commission Experience January 2013 - April 2013
Job Associate at Robbins Geller Rudman & Dowd
Industry Law Practice
Experience
Robbins Geller Rudman & Dowd LLP September 2013 - Present
US Securities and Exchange Commission January 2013 - April 2013
Robbins Geller Rudman & Dowd LLP May 2012 - August 2012
United States Attorney's Office San Diego May 2011 - August 2011
US Treasury July 2007 - July 2010
Skills
Legal Research, Legal Writing, Litigation, Westlaw, Public Policy, Political Science, Policy Analysis, Research, Intellectual Property, Non-profits, Public Speaking, Editing, Civil Litigation, Government, Politics, International Relations, Legislative Relations, Human Rights
Education
University of Michigan Law School 2010 — 2013
Doctor of Law (J.D.)
American University 2005 — 2007
Master of Arts (M.A.), International Economic Policy
University of Michigan 2000 — 2004
BA, History
Robbins Geller Rudman & Dowd LLP September 2013 - Present
US Securities and Exchange Commission January 2013 - April 2013
Robbins Geller Rudman & Dowd LLP May 2012 - August 2012
United States Attorney's Office San Diego May 2011 - August 2011
US Treasury July 2007 - July 2010
Skills
Legal Research, Legal Writing, Litigation, Westlaw, Public Policy, Political Science, Policy Analysis, Research, Intellectual Property, Non-profits, Public Speaking, Editing, Civil Litigation, Government, Politics, International Relations, Legislative Relations, Human Rights
Education
University of Michigan Law School 2010 — 2013
Doctor of Law (J.D.)
American University 2005 — 2007
Master of Arts (M.A.), International Economic Policy
University of Michigan 2000 — 2004
BA, History
Jeremiah Roberts Jeremiah Roberts's US Securities and Exchange Commission Experience September 2013 - Present
Job Presidential Management Fellow at US Securities and Exchange Commission
Industry Legal Services
Experience
US Securities and Exchange Commission September 2013 - Present
Racine & Assoicates May 2011 - May 2013
United States Marine Corps June 2003 - May 2009
Skills
Legal Writing, Legal Research, Government, Policy Analysis, Real Estate, Litigation, Public Speaking, Nonprofits, Microsoft Excel, Contract Negotiation, Mediation, Commercial Litigation, Civil Litigation, Criminal Law, Courts, Lexis, Microsoft Office, Research, Westlaw
Education
University of Detroit Mercy School of Law 2010 — 2013
J.D.
University of Oklahoma 2006 — 2009
Master of Public Administration (M.P.A.)
Alma College 1998 — 2002
B.A., Business Administration & Political Science
American University 2000 — 2001
B.A., Foreign policy
US Securities and Exchange Commission September 2013 - Present
Racine & Assoicates May 2011 - May 2013
United States Marine Corps June 2003 - May 2009
Skills
Legal Writing, Legal Research, Government, Policy Analysis, Real Estate, Litigation, Public Speaking, Nonprofits, Microsoft Excel, Contract Negotiation, Mediation, Commercial Litigation, Civil Litigation, Criminal Law, Courts, Lexis, Microsoft Office, Research, Westlaw
Education
University of Detroit Mercy School of Law 2010 — 2013
J.D.
University of Oklahoma 2006 — 2009
Master of Public Administration (M.P.A.)
Alma College 1998 — 2002
B.A., Business Administration & Political Science
American University 2000 — 2001
B.A., Foreign policy
Dustin Ruta Dustin Ruta's US Securities and Exchange Commission Experience May 2013 - Present
Job at
Industry Accounting
Experience
US Securities and Exchange Commission May 2013 - Present
FTI Consulting August 2006 - April 2013
Ernst & Young January 2003 - July 2006
Skills
Forensic Accounting, Litigation Support, SEC filings, Internal Controls, Sarbanes-Oxley Act, Business Valuation, US GAAP, Due Diligence, Auditing, Financial Reporting, Valuation, Financial Modeling, GAAP, CPA, Financial Accounting, Revenue Recognition, Financial Analysis, Big 4, Litigation Consulting, Risk Assessment, Forensic Analysis, Fraud, Enterprise Risk...
Education
Villanova University 2010 — 2013
MBA, Finance
Villanova University 2009 — 2010
MS, Accounting
Albright College 1999 — 2003
BS, Accounting
US Securities and Exchange Commission May 2013 - Present
FTI Consulting August 2006 - April 2013
Ernst & Young January 2003 - July 2006
Skills
Forensic Accounting, Litigation Support, SEC filings, Internal Controls, Sarbanes-Oxley Act, Business Valuation, US GAAP, Due Diligence, Auditing, Financial Reporting, Valuation, Financial Modeling, GAAP, CPA, Financial Accounting, Revenue Recognition, Financial Analysis, Big 4, Litigation Consulting, Risk Assessment, Forensic Analysis, Fraud, Enterprise Risk...
Education
Villanova University 2010 — 2013
MBA, Finance
Villanova University 2009 — 2010
MS, Accounting
Albright College 1999 — 2003
BS, Accounting
Ram Chari Ram Chari's US Securities and Exchange Commission Experience July 1999 - Present
Job Project Manager at US Securitis and Commission Retired
Industry Government Administration
Experience
US Securities and Exchange Commission July 1999 - Present
US Postal Service March 1984 - July 2000
Computer Sciences Corporation March 1981 - March 1984
Skills
PMP, Program Management, SDLC, IT Strategy, PMO, Project Portfolio..., Project Management, Risk Management, Business Analysis, Requirements Analysis, Software Project..., Business Process..., Governance, Business Intelligence, Analysis, Strategic Planning, Business Process...
Education
American University 1978 — 1980
MSTM, Computer Systems and Technology of Management
Eastern New Mexico University 1972 — 1974
MBA, Management Science, Marketing and Data Processing
Victoria Jubilee Technical Institute 1962 — 1966
LTM, Textile Manufacturing, Management
US Securities and Exchange Commission July 1999 - Present
US Postal Service March 1984 - July 2000
Computer Sciences Corporation March 1981 - March 1984
Skills
PMP, Program Management, SDLC, IT Strategy, PMO, Project Portfolio..., Project Management, Risk Management, Business Analysis, Requirements Analysis, Software Project..., Business Process..., Governance, Business Intelligence, Analysis, Strategic Planning, Business Process...
Education
American University 1978 — 1980
MSTM, Computer Systems and Technology of Management
Eastern New Mexico University 1972 — 1974
MBA, Management Science, Marketing and Data Processing
Victoria Jubilee Technical Institute 1962 — 1966
LTM, Textile Manufacturing, Management
Daniel Alvarez Sox Daniel Alvarez Sox's US Securities and Exchange Commission Experience September 2012 - December 2012
Job Attorney at Rivero Mestre LLP
Industry Law Practice
Experience
Rivero Mestre LLP February 2014 - Present
US Securities and Exchange Commission September 2012 - December 2012
AARP May 2011 - August 2011
Office of the Vice President of the United States January 2005 - January 2008
Executive Office of the President of the United States October 2001 - January 2005
Education
American University Washington College of Law 2010 — 2013
Doctor of Law (J.D.), Cum Laude
University of Miami 1997 — 2001
Bachelor of Business Administration (B.B.A.), Political Science and Finance
Rivero Mestre LLP February 2014 - Present
US Securities and Exchange Commission September 2012 - December 2012
AARP May 2011 - August 2011
Office of the Vice President of the United States January 2005 - January 2008
Executive Office of the President of the United States October 2001 - January 2005
Education
American University Washington College of Law 2010 — 2013
Doctor of Law (J.D.), Cum Laude
University of Miami 1997 — 2001
Bachelor of Business Administration (B.B.A.), Political Science and Finance
Michael Sanocki's US Securities and Exchange Commission Experience November 2013 - May 2015
Job Assistant General Counsel at ISE & Compliance Deputy at Longitude S.A.
Industry Law Practice
Experience
International Securities Exchange, LLC (ISE) 2015 - Present
Longitude S.A. 2015 - Present
US Securities and Exchange Commission November 2013 - May 2015
Schulte Roth & Zabel LLP September 2010 - November 2013
Women's World Banking September 2009 - August 2010
US Securities and Exchange Commission September 2007 - January 2008
Schulte Roth & Zabel LLP 2008 - 2008
Sprint Nextel May 2007 - August 2007
US District Court (Md) Judge Titus January 2007 - May 2007
Wilson Elser July 2006 - August 2006
Skills
SEC, Compliance, Securities Regulation, Civil Litigation, White Collar Criminal..., Criminal Law, Legal Writing, Legal Research, Arbitration, Litigation, Securities, Commercial Litigation, Corporate Law, Intellectual Property, Bankruptcy, Lexis, Due Diligence, Corporate Governance, Westlaw, Trials, Appeals
Education
American University - Kogod School of Business 2006 — 2009
MBA, Finance
American University, Washington College of Law 2005 — 2009
JD
Colgate University 2000 — 2004
BA, English & Economics
Westfield High School 1996 — 2000
International Securities Exchange, LLC (ISE) 2015 - Present
Longitude S.A. 2015 - Present
US Securities and Exchange Commission November 2013 - May 2015
Schulte Roth & Zabel LLP September 2010 - November 2013
Women's World Banking September 2009 - August 2010
US Securities and Exchange Commission September 2007 - January 2008
Schulte Roth & Zabel LLP 2008 - 2008
Sprint Nextel May 2007 - August 2007
US District Court (Md) Judge Titus January 2007 - May 2007
Wilson Elser July 2006 - August 2006
Skills
SEC, Compliance, Securities Regulation, Civil Litigation, White Collar Criminal..., Criminal Law, Legal Writing, Legal Research, Arbitration, Litigation, Securities, Commercial Litigation, Corporate Law, Intellectual Property, Bankruptcy, Lexis, Due Diligence, Corporate Governance, Westlaw, Trials, Appeals
Education
American University - Kogod School of Business 2006 — 2009
MBA, Finance
American University, Washington College of Law 2005 — 2009
JD
Colgate University 2000 — 2004
BA, English & Economics
Westfield High School 1996 — 2000
Beth Kiesewetter Beth Kiesewetter's US Securities and Exchange Commission Experience October 1994 - September 1997
Job Attorney at Morgan, Lewis & Bockius LLP
Industry Legal Services
Experience
Morgan, Lewis & Bockius LLP May 2002 - Present
Hughes Hubbard & Reed LLP January 2000 - May 2002
FINRA September 1997 - December 1998
US Securities and Exchange Commission October 1994 - September 1997
Skills
Securities, Capital Markets, Hedge Funds, Investment Advisory, Broker-Dealer, FINRA Membership..., Regulatory Aspects of..., SEC and FINRA..., FINRA, Securities Regulation, SEC, Series 7, AML, FCPA, Due Diligence, Dodd-Frank, Regulations, Financial Regulation, Investment Management, Mergers & Acquisitions, Investments, Securities Litigation, Legal Writing, Investment Advisers Act, Corporate Governance, Privacy Law, Private Placements, Securities Offerings, Corporate Finance, Private Equity, Finance, Banking Law, Cross-border..., Joint Ventures, Class Actions, Licensing, Investment Company Act, Corporate Law, Legal Compliance, General Corporate..., Arbitration, White Collar Criminal..., Litigation, Commercial Litigation, Litigation Management, International Law, Financial Services, Compliance, Anti Money Laundering
Education
American University Washington College of Law 1996 — 2000
J.D.
California State University-Sacramento 1990 — 1994
B.S., Cum Laude, Business Administration / Economics and French
Morgan, Lewis & Bockius LLP May 2002 - Present
Hughes Hubbard & Reed LLP January 2000 - May 2002
FINRA September 1997 - December 1998
US Securities and Exchange Commission October 1994 - September 1997
Skills
Securities, Capital Markets, Hedge Funds, Investment Advisory, Broker-Dealer, FINRA Membership..., Regulatory Aspects of..., SEC and FINRA..., FINRA, Securities Regulation, SEC, Series 7, AML, FCPA, Due Diligence, Dodd-Frank, Regulations, Financial Regulation, Investment Management, Mergers & Acquisitions, Investments, Securities Litigation, Legal Writing, Investment Advisers Act, Corporate Governance, Privacy Law, Private Placements, Securities Offerings, Corporate Finance, Private Equity, Finance, Banking Law, Cross-border..., Joint Ventures, Class Actions, Licensing, Investment Company Act, Corporate Law, Legal Compliance, General Corporate..., Arbitration, White Collar Criminal..., Litigation, Commercial Litigation, Litigation Management, International Law, Financial Services, Compliance, Anti Money Laundering
Education
American University Washington College of Law 1996 — 2000
J.D.
California State University-Sacramento 1990 — 1994
B.S., Cum Laude, Business Administration / Economics and French
Jacob Bedingfield Jacob Bedingfield's US Securities and Exchange Commission Experience January 2014 - March 2014
Job Associate Attorney at Bernstein Management Corporation
Industry Law Practice
Experience
Bernstein Management Corporation August 2014 - Present
The White House -- Domestic Policy Council February 2014 - June 2014
Thomson Reuters August 2012 - May 2014
American University Washington College of Law August 2011 - May 2014
US Securities and Exchange Commission January 2014 - March 2014
US Securities and Exchange Commission August 2013 - December 2013
McKennon Shelton & Henn LLP July 2013 - August 2013
Federal Maritime Commission June 2013 - July 2013
National Association of Manufacturers May 2012 - August 2012
Colorado Governor's Office January 2011 - July 2011
Skills
Research, Westlaw, International Relations, Public Speaking, Leadership, Legal Research, Teaching, Public Policy, Policy Analysis, Lexis, Public Administration, Negotiating, Proofreading, Secured Transactions, Business Transactions, Economics, Game Theory, Financial Markets, Business Development, Civil Litigation, Politics, Writing, Brief Writing, Memo Writing, Strategic Partnerships, Collections, International..., Water Policy, International Business..., Local Government, State Government, Securities Regulation, Real Estate Transactions, Real Estate Financing, Real Estate Development, Commercial Real Estate, Criminal Law, Legal Writing, LexisNexis, Litigation, Policy, Government
Education
University of Colorado at Denver 2010 — 2015
Master’s Degree, Master's of Public Affairs, 3.68
American University, Washington College of Law 2011 — 2014
JD, Law, International Law, Trade, Development, 3.32
Global TESOL College 2006 — 2006
TESOL
Yavapai College 2005 — 2005
N/A, Acting and Photography
Michigan State University 2002 — 2004
Bachelor of Arts, Political Science/Pre-Law, 3.05
University of Pittsburgh Semester At Sea 2002 — 2002
N/A, Global Studies
Northern Michigan University 2000 — 2001
Political Science, Pre-Law
Andover High School
Bernstein Management Corporation August 2014 - Present
The White House -- Domestic Policy Council February 2014 - June 2014
Thomson Reuters August 2012 - May 2014
American University Washington College of Law August 2011 - May 2014
US Securities and Exchange Commission January 2014 - March 2014
US Securities and Exchange Commission August 2013 - December 2013
McKennon Shelton & Henn LLP July 2013 - August 2013
Federal Maritime Commission June 2013 - July 2013
National Association of Manufacturers May 2012 - August 2012
Colorado Governor's Office January 2011 - July 2011
Skills
Research, Westlaw, International Relations, Public Speaking, Leadership, Legal Research, Teaching, Public Policy, Policy Analysis, Lexis, Public Administration, Negotiating, Proofreading, Secured Transactions, Business Transactions, Economics, Game Theory, Financial Markets, Business Development, Civil Litigation, Politics, Writing, Brief Writing, Memo Writing, Strategic Partnerships, Collections, International..., Water Policy, International Business..., Local Government, State Government, Securities Regulation, Real Estate Transactions, Real Estate Financing, Real Estate Development, Commercial Real Estate, Criminal Law, Legal Writing, LexisNexis, Litigation, Policy, Government
Education
University of Colorado at Denver 2010 — 2015
Master’s Degree, Master's of Public Affairs, 3.68
American University, Washington College of Law 2011 — 2014
JD, Law, International Law, Trade, Development, 3.32
Global TESOL College 2006 — 2006
TESOL
Yavapai College 2005 — 2005
N/A, Acting and Photography
Michigan State University 2002 — 2004
Bachelor of Arts, Political Science/Pre-Law, 3.05
University of Pittsburgh Semester At Sea 2002 — 2002
N/A, Global Studies
Northern Michigan University 2000 — 2001
Political Science, Pre-Law
Andover High School
Jill Kirson Tejumola Jill Kirson Tejumola's US Securities and Exchange Commission Experience January 2001 - January 2007
Job Career and Leadership Coach | ADHD Coach | Mental Health Counsellor | HR Consultant
Industry Professional Training & Coaching
Experience
The Kirson Group September 2014 - Present
CareerJoy June 2011 - Present
Assn of Career Professionals International - Toronto Network June 2013 - Present
Career Planning Works January 2010 - November 2014
Career Cycles May 2011 - January 2014
Osgoode Hall Law School January 2008 - January 2010
Osler, Hoskin & Harcourt LLP February 2007 - January 2008
US Securities and Exchange Commission January 2001 - January 2007
Private Practice - Career Counselling May 2000 - December 2006
The George Washington University - Law School Career Development Office 1995 - 2000
Skills
Career Counseling, Career Management, Coaching, Career Development, Counselling, Job Search, Career Assessment, Job Search Strategies, Career Transitions, Outplacement, Career Exploration, Career Services, Interview Coaching, Leadership Development, MBTI, Career Advising, Executive Coaching, Strong Interest..., Team Building, Personal Development, Mock Interviews, Interview Preparation, Performance Management, Networking Strategies, Job Coaching, Counseling Psychology, Workshop Facilitation, Interviews, Workshops, Recruiting, Resume Writing, Training, Strategy, Emotional Intelligence, Program Development, Career Development..., Cover Letters
Education
ADD Coach Academy 2014 — 2015
ADHD Coach Certification - ICF Coach Certification, ADHD Specialist - Coaching - Mental Health
The George Washington University 1993 — 2007
Ed.S., and M.A., Community Counseling
American University 1988 — 1989
M.A., International Development
The University of Connecticut-Storrs, CT 1984 — 1986
Bachelor's degree, Political Science and Government
Tel Aviv University 1983 — 1984
One year overseas program
coursera
Inspiring Leadership through Emotional Intelligence
The Kirson Group September 2014 - Present
CareerJoy June 2011 - Present
Assn of Career Professionals International - Toronto Network June 2013 - Present
Career Planning Works January 2010 - November 2014
Career Cycles May 2011 - January 2014
Osgoode Hall Law School January 2008 - January 2010
Osler, Hoskin & Harcourt LLP February 2007 - January 2008
US Securities and Exchange Commission January 2001 - January 2007
Private Practice - Career Counselling May 2000 - December 2006
The George Washington University - Law School Career Development Office 1995 - 2000
Skills
Career Counseling, Career Management, Coaching, Career Development, Counselling, Job Search, Career Assessment, Job Search Strategies, Career Transitions, Outplacement, Career Exploration, Career Services, Interview Coaching, Leadership Development, MBTI, Career Advising, Executive Coaching, Strong Interest..., Team Building, Personal Development, Mock Interviews, Interview Preparation, Performance Management, Networking Strategies, Job Coaching, Counseling Psychology, Workshop Facilitation, Interviews, Workshops, Recruiting, Resume Writing, Training, Strategy, Emotional Intelligence, Program Development, Career Development..., Cover Letters
Education
ADD Coach Academy 2014 — 2015
ADHD Coach Certification - ICF Coach Certification, ADHD Specialist - Coaching - Mental Health
The George Washington University 1993 — 2007
Ed.S., and M.A., Community Counseling
American University 1988 — 1989
M.A., International Development
The University of Connecticut-Storrs, CT 1984 — 1986
Bachelor's degree, Political Science and Government
Tel Aviv University 1983 — 1984
One year overseas program
coursera
Inspiring Leadership through Emotional Intelligence
Laura P. Guzmán, Esq. Laura P. Guzmán, Esq.'s US Securities and Exchange Commission Experience August 2013 - December 2013
Job Associate at Trujillo Vargas Ortiz & Gonzalez, LLP
Industry Law Practice
Experience
Trujillo Vargas Ortiz & Gonzalez, LLP August 2014 - Present
Trujillo Vargas Ortiz & Gonzalez, LLP October 2012 - Present
US Securities and Exchange Commission August 2013 - December 2013
Guardian Community Resource Management, Inc., October 2009 - July 2011
United States Department of Homeland Security, USCIS Ombudsman September 2007 - December 2007
Skills
Policy, Program Management, Research, Public Relations, Grants, Immigration Law, Community Development, Process Improvement, Project Planning, Legal Writing, Legal Research, Litigation, Securities Regulation, Lexis, Westlaw, Civil Litigation, Corporate Law, Microsoft Office, Trials, Public Speaking, LexisNexis
Education
Florida International University 2011 — 2014
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law
Universidad de Sevilla 2013 — 2013
Summer Abroad: Doctor of Law (J.D.), International Law
Stetson University 2005 — 2009
Bachelor of Arts (B.A.), Political Science and Government
American University 2007 — 2007
Semester Abroad B.A. in Political Science, Public Law
Trujillo Vargas Ortiz & Gonzalez, LLP August 2014 - Present
Trujillo Vargas Ortiz & Gonzalez, LLP October 2012 - Present
US Securities and Exchange Commission August 2013 - December 2013
Guardian Community Resource Management, Inc., October 2009 - July 2011
United States Department of Homeland Security, USCIS Ombudsman September 2007 - December 2007
Skills
Policy, Program Management, Research, Public Relations, Grants, Immigration Law, Community Development, Process Improvement, Project Planning, Legal Writing, Legal Research, Litigation, Securities Regulation, Lexis, Westlaw, Civil Litigation, Corporate Law, Microsoft Office, Trials, Public Speaking, LexisNexis
Education
Florida International University 2011 — 2014
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law
Universidad de Sevilla 2013 — 2013
Summer Abroad: Doctor of Law (J.D.), International Law
Stetson University 2005 — 2009
Bachelor of Arts (B.A.), Political Science and Government
American University 2007 — 2007
Semester Abroad B.A. in Political Science, Public Law
Ted Moskovitz Ted Moskovitz's US Securities and Exchange Commission Experience 2013 - 2014
Job Founding Team, VP of Business Development at Apollo Scheduling
Industry Law Practice
Experience
Apollo Scheduling April 2014 - Present
American University Law Review March 2012 - Present
US Securities and Exchange Commission 2013 - 2014
American University Washington College of Law July 2010 - May 2013
District of Columbia Department of Insurance, Securities, and Banking April 2012 - July 2012
District of Columbia Court of Appeals February 2012 - June 2012
Lauro Law Firm May 2011 - August 2011
New Partners 2010 - July 2010
Schaeffer Strategies November 2009 - January 2010
Cliff Somers for Florida House District 57 September 2009 - January 2010
Skills
Securities Offerings, Securities Regulation, Corporate Law, International Business..., Legislative Research, Non-profits, Finance, Legal Writing, Strategy, Public Speaking, Fundraising, Legislation, Social Media, Public Policy, Nonprofits, Legislative Relations, Legal Research, Policy Analysis, Courts, Policy, Political Campaigns, Management, Editing
Education
American University, Washington College of Law 2010 — 2013
Juris Doctor, Banking, Corporate, Finance, and Securities Law
University of Central Florida 2005 — 2009
B.A., International Law, Comparative Politics
University of Central Florida 2005 — 2009
Bachelor of Arts, Political Science; International Relations and Comparative Politics Track
Apollo Scheduling April 2014 - Present
American University Law Review March 2012 - Present
US Securities and Exchange Commission 2013 - 2014
American University Washington College of Law July 2010 - May 2013
District of Columbia Department of Insurance, Securities, and Banking April 2012 - July 2012
District of Columbia Court of Appeals February 2012 - June 2012
Lauro Law Firm May 2011 - August 2011
New Partners 2010 - July 2010
Schaeffer Strategies November 2009 - January 2010
Cliff Somers for Florida House District 57 September 2009 - January 2010
Skills
Securities Offerings, Securities Regulation, Corporate Law, International Business..., Legislative Research, Non-profits, Finance, Legal Writing, Strategy, Public Speaking, Fundraising, Legislation, Social Media, Public Policy, Nonprofits, Legislative Relations, Legal Research, Policy Analysis, Courts, Policy, Political Campaigns, Management, Editing
Education
American University, Washington College of Law 2010 — 2013
Juris Doctor, Banking, Corporate, Finance, and Securities Law
University of Central Florida 2005 — 2009
B.A., International Law, Comparative Politics
University of Central Florida 2005 — 2009
Bachelor of Arts, Political Science; International Relations and Comparative Politics Track
Kelvin Mosley Kelvin Mosley's US Securities and Exchange Commission Experience 2001 - 2002
Job Business Partner, FP&A Medical Devices at Valeant Pharmaceuticals
Industry Pharmaceuticals
Experience
Valeant Pharmaceuticals 2014 - Present
Henderson Harbor Group 2013 - 2014
Johnson & Johnson 2006 - 2012
Horizon Blue Cross Blue Shield of New Jersey 2002 - 2006
US Securities and Exchange Commission 2001 - 2002
CareFirst BlueCross BlueShield 2000 - 2001
PricewaterhouseCoopers (PwC) 1995 - 2000
Skills
Certified Public..., Sarbanes-Oxley, Auditing, Communication, Project Management, Staff Supervision, CPA, Financial Reporting, Internal Audit, Internal Controls, Accounting, Financial Analysis, US GAAP, Financial Statements, Account Reconciliation, Finance, SEC filings, Sarbanes-Oxley Act, General Ledger
Education
Alabama Agricultural and Mechanical University 1989 — 1994
Bachelor of Science (B.S.), Accounting
Valeant Pharmaceuticals 2014 - Present
Henderson Harbor Group 2013 - 2014
Johnson & Johnson 2006 - 2012
Horizon Blue Cross Blue Shield of New Jersey 2002 - 2006
US Securities and Exchange Commission 2001 - 2002
CareFirst BlueCross BlueShield 2000 - 2001
PricewaterhouseCoopers (PwC) 1995 - 2000
Skills
Certified Public..., Sarbanes-Oxley, Auditing, Communication, Project Management, Staff Supervision, CPA, Financial Reporting, Internal Audit, Internal Controls, Accounting, Financial Analysis, US GAAP, Financial Statements, Account Reconciliation, Finance, SEC filings, Sarbanes-Oxley Act, General Ledger
Education
Alabama Agricultural and Mechanical University 1989 — 1994
Bachelor of Science (B.S.), Accounting
Isabelle S. Corbett Isabelle S. Corbett's US Securities and Exchange Commission Experience January 2010 - August 2010
Job Associate at Cadwalader, Wickersham & Taft LLP
Industry Law Practice
Experience
Cadwalader, Wickersham & Taft LLP September 2014 - Present
Covington & Burling February 2014 - September 2014
Delta Strategy Group January 2011 - February 2014
American University Law Review May 2010 - May 2011
US Securities and Exchange Commission January 2010 - August 2010
U.S. Department of Commerce September 2009 - December 2009
Fulbright & Jaworski August 2006 - August 2008
Skills
Derivatives, Securities Regulation, Market Regulation, Government, Capital Markets, Policy, Administrative Law, Corporate Governance
Education
American University, Washington College of Law 2008 — 2011
Juris Doctor
The Johns Hopkins University 2002 — 2006
B.A.
Cadwalader, Wickersham & Taft LLP September 2014 - Present
Covington & Burling February 2014 - September 2014
Delta Strategy Group January 2011 - February 2014
American University Law Review May 2010 - May 2011
US Securities and Exchange Commission January 2010 - August 2010
U.S. Department of Commerce September 2009 - December 2009
Fulbright & Jaworski August 2006 - August 2008
Skills
Derivatives, Securities Regulation, Market Regulation, Government, Capital Markets, Policy, Administrative Law, Corporate Governance
Education
American University, Washington College of Law 2008 — 2011
Juris Doctor
The Johns Hopkins University 2002 — 2006
B.A.
Danielle Sunberg Danielle Sunberg's US Securities and Exchange Commission Experience September 2012 - December 2012
Job Associate at Venable LLP
Industry Law Practice
Experience
Venable LLP Law Clerk to the Honorable Michael O'KeefeDC Superior CourtAugust 2013 - August 2015
American University Law Review 2012 - 2013
US Securities and Exchange Commission September 2012 - December 2012
DOJ - USAO National Security Section June 2012 - August 2012
U.S. Court of Federal Claims August 2011 - May 2012
Kohn, Kohn, and Colapinto June 2011 - August 2011
National Whistleblowers Center June 2011 - August 2011
Skills
Research, Government, Politics, Policy, Legal Research, Legal analysis, Legal Writing, Public Policy, Litigation, Leadership, Legislation, Editing, International Law, Westlaw, Policy Analysis, Event Planning, Human Rights, Mediation, International Relations, Political Science, Courts, Administrative Law, Lexis, Civil Rights, Criminal Law, Legislative Relations, Immigration Law, Appeals
Education
American University, Washington College of Law 2010 — 2013
J.D.
Brandeis University 2005 — 2009
B.A; B.A, Politics; American Studies2005; politics
Venable LLP Law Clerk to the Honorable Michael O'KeefeDC Superior CourtAugust 2013 - August 2015
American University Law Review 2012 - 2013
US Securities and Exchange Commission September 2012 - December 2012
DOJ - USAO National Security Section June 2012 - August 2012
U.S. Court of Federal Claims August 2011 - May 2012
Kohn, Kohn, and Colapinto June 2011 - August 2011
National Whistleblowers Center June 2011 - August 2011
Skills
Research, Government, Politics, Policy, Legal Research, Legal analysis, Legal Writing, Public Policy, Litigation, Leadership, Legislation, Editing, International Law, Westlaw, Policy Analysis, Event Planning, Human Rights, Mediation, International Relations, Political Science, Courts, Administrative Law, Lexis, Civil Rights, Criminal Law, Legislative Relations, Immigration Law, Appeals
Education
American University, Washington College of Law 2010 — 2013
J.D.
Brandeis University 2005 — 2009
B.A; B.A, Politics; American Studies2005; politics
Jill Lennox Jill Lennox's US Securities and Exchange Commission Experience June 2001 - September 2009
Job Evaluations Manager at FDIC
Industry Banking
Experience
FDIC September 2009 - Present
US Securities and Exchange Commission June 2001 - September 2009
Small Business Administration February 1998 - June 2001
Arthur Andersen June 1998 - February 1999
Skills
CPA, CFE, Internal Controls, Sarbanes-Oxley Act, Program Management, Financial Analysis, Leadership, Accounting, Strategic Planning, Risk Management, Government, Analysis, Policy, Financial Reporting
Education
The University of Virginia - Nothern Virginia location 2001 — 2003
Certificate of Accountancy, Accounting
American University 1993 — 1995
Master of Public Administration (MPA)
SUNY Binghamton 1989 — 1993
BA, Pre-law, Russian language
FDIC September 2009 - Present
US Securities and Exchange Commission June 2001 - September 2009
Small Business Administration February 1998 - June 2001
Arthur Andersen June 1998 - February 1999
Skills
CPA, CFE, Internal Controls, Sarbanes-Oxley Act, Program Management, Financial Analysis, Leadership, Accounting, Strategic Planning, Risk Management, Government, Analysis, Policy, Financial Reporting
Education
The University of Virginia - Nothern Virginia location 2001 — 2003
Certificate of Accountancy, Accounting
American University 1993 — 1995
Master of Public Administration (MPA)
SUNY Binghamton 1989 — 1993
BA, Pre-law, Russian language
Addison Pierce's US Securities and Exchange Commission Experience January 2014 - April 2014
Job Dean's Fellow at American University Washington College of Law
Industry Law Practice
Experience
American University Washington College of Law August 2014 - May 2015
Shearman & Sterling LLP May 2014 - August 2014
US Securities and Exchange Commission January 2014 - April 2014
US Securities and Exchange Commission September 2013 - December 2013
Federal Deposit Insurance Corporation June 2013 - August 2013
American University Washington College of Law 2013 - 2013
JP Morgan Chase 2011 - 2012
Oakland University 2008 - 2010
Skills
Political Campaigns, International Relations, Community Outreach, Policy Analysis, Public Policy, Research, Public Speaking, Financial Regulation, Legal Research, Campaigns, Economics, Regulatory Analysis, Analysis
Education
American University, Washington College of Law 2012 — 2015
Juris Doctor (J.D.)
Oakland University 2008 — 2011
Bachelor's Degree, International Relations
American University Washington College of Law August 2014 - May 2015
Shearman & Sterling LLP May 2014 - August 2014
US Securities and Exchange Commission January 2014 - April 2014
US Securities and Exchange Commission September 2013 - December 2013
Federal Deposit Insurance Corporation June 2013 - August 2013
American University Washington College of Law 2013 - 2013
JP Morgan Chase 2011 - 2012
Oakland University 2008 - 2010
Skills
Political Campaigns, International Relations, Community Outreach, Policy Analysis, Public Policy, Research, Public Speaking, Financial Regulation, Legal Research, Campaigns, Economics, Regulatory Analysis, Analysis
Education
American University, Washington College of Law 2012 — 2015
Juris Doctor (J.D.)
Oakland University 2008 — 2011
Bachelor's Degree, International Relations
Celia McLaughlin Celia McLaughlin's US Securities and Exchange Commission Experience January 2010 - April 2010
Job Associate at White & Case
Industry Law Practice
Experience
White & Case October 2011 - Present
White & Case, LLP May 2010 - July 2010
US Securities and Exchange Commission January 2010 - April 2010
US Department of Justice, Tax Division May 2009 - August 2009
Deloitte Tax August 2006 - August 2008
Education
American University, Washington College of Law 2008 — 2011
J.D.
Georgetown University 2002 — 2006
Accounting, International Business
White & Case October 2011 - Present
White & Case, LLP May 2010 - July 2010
US Securities and Exchange Commission January 2010 - April 2010
US Department of Justice, Tax Division May 2009 - August 2009
Deloitte Tax August 2006 - August 2008
Education
American University, Washington College of Law 2008 — 2011
J.D.
Georgetown University 2002 — 2006
Accounting, International Business
Vincent Meehan Vincent Meehan's US Securities and Exchange Commission Experience June 2004 - May 2011
Job Assistant General Counsel at PCAOB
Industry Financial Services
Experience
PCAOB Assistant General CounselPCAOBMay 2011 - Present
US Securities and Exchange Commission June 2004 - May 2011
United States Senate, Committee on Banking, Housing and Urban Affairs January 2001 - May 2004
Education
American University
Juris Doctor (J.D.)
Florida Atlantic University
PCAOB Assistant General CounselPCAOBMay 2011 - Present
US Securities and Exchange Commission June 2004 - May 2011
United States Senate, Committee on Banking, Housing and Urban Affairs January 2001 - May 2004
Education
American University
Juris Doctor (J.D.)
Florida Atlantic University
Emily Drazan Emily Drazan's US Securities and Exchange Commission Experience August 2013 - Present
Job Attorney Advisor
Industry Law Practice
Experience
US Securities and Exchange Commission August 2013 - Present
NYS Department of Tax & Finance September 2012 - June 2013
US Securities and Exchange Commission May 2012 - August 2012
US Securities and Exchange Commission January 2012 - May 2012
SNR Denton July 2011 - August 2011
New York State Senate February 2010 - August 2010
Northwestern Mutual June 2008 - December 2009
New York State Assembly January 2006 - July 2008
Skills
Securities, Legal Research, Legal Writing, Capital Markets, Finance, Economics, Mediation, Administrative Law, Legislation, Corporate Finance, Hearings, Securities Regulation
Education
Albany Law School of Union University 2010 — 2013
Juris Doctor
University at Albany 2011 — 2013
Masters of Business Administration
State University of New York at New Paltz 2006 — 2009
Bachelors of Science
US Securities and Exchange Commission August 2013 - Present
NYS Department of Tax & Finance September 2012 - June 2013
US Securities and Exchange Commission May 2012 - August 2012
US Securities and Exchange Commission January 2012 - May 2012
SNR Denton July 2011 - August 2011
New York State Senate February 2010 - August 2010
Northwestern Mutual June 2008 - December 2009
New York State Assembly January 2006 - July 2008
Skills
Securities, Legal Research, Legal Writing, Capital Markets, Finance, Economics, Mediation, Administrative Law, Legislation, Corporate Finance, Hearings, Securities Regulation
Education
Albany Law School of Union University 2010 — 2013
Juris Doctor
University at Albany 2011 — 2013
Masters of Business Administration
State University of New York at New Paltz 2006 — 2009
Bachelors of Science
Victoria Silver Hervey Victoria Silver Hervey's US Securities and Exchange Commission Experience November 2001 - December 2010
Job Attorney
Industry Law Practice
Experience
Silver and Silver Law March 2010 - Present
US Securities and Exchange Commission November 2001 - December 2010
US Securities and Exchange Commission November 2001 - December 2009
Skills
Litigation, Civil Litigation, Commercial Litigation, Legal Research, Legal Writing, Corporate Law, Appeals, Personal Injury, Courts, Family Law, Mediation, Arbitration, Criminal Law, Legal Advice, Criminal Defense, Wills, Trial Practice, Construction Law, Corporate Governance, Westlaw
Education
The George Washington University 2005 — 2009
Juris Doctor
American University 1997 — 2001
BS, Business Administration and Management, General
Silver and Silver Law March 2010 - Present
US Securities and Exchange Commission November 2001 - December 2010
US Securities and Exchange Commission November 2001 - December 2009
Skills
Litigation, Civil Litigation, Commercial Litigation, Legal Research, Legal Writing, Corporate Law, Appeals, Personal Injury, Courts, Family Law, Mediation, Arbitration, Criminal Law, Legal Advice, Criminal Defense, Wills, Trial Practice, Construction Law, Corporate Governance, Westlaw
Education
The George Washington University 2005 — 2009
Juris Doctor
American University 1997 — 2001
BS, Business Administration and Management, General
Alan Rukin Alan Rukin's US Securities and Exchange Commission Experience January 2009 - April 2009
Job AttorneyAdviser at Federal Energy Regulatory Commission
Industry Law Practice
Experience
Federal Energy Regulatory Commission September 2014 - Present
Jennings, Strouss & Salmon August 2011 - September 2014
FINRA July 2010 - July 2011
Georgetown University Law Center October 2009 - December 2009
US Securities and Exchange Commission January 2009 - April 2009
Commodity Futures Trading Commission September 2008 - December 2008
Pipeline and Hazardous Materials Satefy Administration (DOT) June 2008 - August 2008
Office of U.S. Senator Bill Nelson January 2008 - April 2008
Comité de Inversiones Extranjeras de la Republica de Chile June 2007 - August 2007
Seminole Electric Cooperative, Inc. June 2004 - April 2005
Education
Georgetown University Law Center 2009 — 2011
LL.M., Securities and Financial Regulation
American University Washington College of Law 2006 — 2009
Juris Doctor, Law
University of Florida 2005 — 2006
Master of Engineering, Civil Engineering
University of Florida 1999 — 2005
Bachelor of Science, Civil Engineering
Federal Energy Regulatory Commission September 2014 - Present
Jennings, Strouss & Salmon August 2011 - September 2014
FINRA July 2010 - July 2011
Georgetown University Law Center October 2009 - December 2009
US Securities and Exchange Commission January 2009 - April 2009
Commodity Futures Trading Commission September 2008 - December 2008
Pipeline and Hazardous Materials Satefy Administration (DOT) June 2008 - August 2008
Office of U.S. Senator Bill Nelson January 2008 - April 2008
Comité de Inversiones Extranjeras de la Republica de Chile June 2007 - August 2007
Seminole Electric Cooperative, Inc. June 2004 - April 2005
Education
Georgetown University Law Center 2009 — 2011
LL.M., Securities and Financial Regulation
American University Washington College of Law 2006 — 2009
Juris Doctor, Law
University of Florida 2005 — 2006
Master of Engineering, Civil Engineering
University of Florida 1999 — 2005
Bachelor of Science, Civil Engineering
Jane Poulin Jane Poulin's US Securities and Exchange Commission Experience September 2009 - Present
Job
Industry Accounting
Experience
US Securities and Exchange Commission September 2009 - Present
Plymouth State University 2011 - 2013
Financial Crisis Inquiry Commission February 2010 - December 2010
Poulin Consulting May 2008 - September 2009
Corning Incorporated September 2005 - March 2008
Polaris 2002 - 2008
U.S. Securities & Exchange Commission 2000 - 2005
Duro Industries 1998 - 2000
Ernst & Young LLP 1988 - 1998
Old Stone Bank 1986 - 1988
Skills
Executive Management, SEC reporting, Corporate Governance, Accounting, Auditing, Internal Controls, Financial Accounting, GAAP, IFRS, Sarbanes-Oxley Act, Finance, Cost Accounting, Consolidation, Financial Statements, Internal Audit
Education
American University - Kogod School of Business 2001 — 2003
Masters
Plymouth State University 1980 — 1984
BS
Oyster River High School 1976 — 1980
US Securities and Exchange Commission September 2009 - Present
Plymouth State University 2011 - 2013
Financial Crisis Inquiry Commission February 2010 - December 2010
Poulin Consulting May 2008 - September 2009
Corning Incorporated September 2005 - March 2008
Polaris 2002 - 2008
U.S. Securities & Exchange Commission 2000 - 2005
Duro Industries 1998 - 2000
Ernst & Young LLP 1988 - 1998
Old Stone Bank 1986 - 1988
Skills
Executive Management, SEC reporting, Corporate Governance, Accounting, Auditing, Internal Controls, Financial Accounting, GAAP, IFRS, Sarbanes-Oxley Act, Finance, Cost Accounting, Consolidation, Financial Statements, Internal Audit
Education
American University - Kogod School of Business 2001 — 2003
Masters
Plymouth State University 1980 — 1984
BS
Oyster River High School 1976 — 1980
Craig Shepard Craig Shepard's US Securities and Exchange Commission Experience September 2013 - December 2013
Job JD/MBA Graduate of Boston College
Industry Legal Services
Experience
Law Office of Zick Rubin September 2014 - Present
Ocean Spray Cranberries May 2014 - August 2014
US Securities and Exchange Commission September 2013 - December 2013
Telerik May 2013 - August 2013
Boston College Law School, Professor Renee Jones May 2012 - September 2012
Legal Advocacy and Resource Center (LARC) May 2012 - August 2012
Massachusetts Tax Appellate Board February 2012 - May 2012
New York Attorney General's Office May 2010 - August 2010
Government Relations; US House; US Senate; Mayor's Office 2009 - 2010
Skills
Legal Research, Research, Politics, Public Policy, Microsoft Office, Policy Analysis, PowerPoint, Social Media, Political Campaigns, Microsoft Word, Public Speaking, Government, Political Science
Education
Boston College Law School 2011 — 2015
Juris Doctor
Boston College - Wallace E. Carroll Graduate School of Management 2013 — 2015
Master of Business Administration (MBA)
Siena College 2007 — 2011
B.A., Political Science
American University 2009 — 2009
Public Law
Law Office of Zick Rubin September 2014 - Present
Ocean Spray Cranberries May 2014 - August 2014
US Securities and Exchange Commission September 2013 - December 2013
Telerik May 2013 - August 2013
Boston College Law School, Professor Renee Jones May 2012 - September 2012
Legal Advocacy and Resource Center (LARC) May 2012 - August 2012
Massachusetts Tax Appellate Board February 2012 - May 2012
New York Attorney General's Office May 2010 - August 2010
Government Relations; US House; US Senate; Mayor's Office 2009 - 2010
Skills
Legal Research, Research, Politics, Public Policy, Microsoft Office, Policy Analysis, PowerPoint, Social Media, Political Campaigns, Microsoft Word, Public Speaking, Government, Political Science
Education
Boston College Law School 2011 — 2015
Juris Doctor
Boston College - Wallace E. Carroll Graduate School of Management 2013 — 2015
Master of Business Administration (MBA)
Siena College 2007 — 2011
B.A., Political Science
American University 2009 — 2009
Public Law
Jane Wetterau Jane Wetterau's US Securities and Exchange Commission Experience June 2015 - Present
Job Attorney Advisor at the U.S. Securities and Exchange Commission
Industry Law Enforcement
Experience
U.S. Securities and Exchange Commission June 2015 - Present
Financial Industry Regulatory Authority October 2012 - May 2015
US EPA September 2011 - January 2012
US Securities and Exchange Commission 2012 - 2012
US EPA May 2011 - August 2011
RRD International, LLC January 2011 - April 2011
Withers LLP June 2010 - August 2010
Skills
Securities Regulation, Legal Research, Legal Writing, Administrative Law, Litigation, Westlaw, Lexis, Alternative Dispute..., Legal Issues, Environmental Law, Employment Law, Criminal Law, International Law, Hearings, Civil Litigation, Courts, Legal Compliance
Education
American University, Washington College of Law 2010 — 2012
Doctor of Law (J.D.)
Bucknell University 2004 — 2008
Bachelor of Arts (B.A.), Psychology and Philosophy
U.S. Securities and Exchange Commission June 2015 - Present
Financial Industry Regulatory Authority October 2012 - May 2015
US EPA September 2011 - January 2012
US Securities and Exchange Commission 2012 - 2012
US EPA May 2011 - August 2011
RRD International, LLC January 2011 - April 2011
Withers LLP June 2010 - August 2010
Skills
Securities Regulation, Legal Research, Legal Writing, Administrative Law, Litigation, Westlaw, Lexis, Alternative Dispute..., Legal Issues, Environmental Law, Employment Law, Criminal Law, International Law, Hearings, Civil Litigation, Courts, Legal Compliance
Education
American University, Washington College of Law 2010 — 2012
Doctor of Law (J.D.)
Bucknell University 2004 — 2008
Bachelor of Arts (B.A.), Psychology and Philosophy
Ashok Srinivasula Ashok Srinivasula's US Securities and Exchange Commission Experience October 2012 - March 2014
Job Sr. Technical Consultant at USPTO
Industry Information Technology and Services
Experience
USPTO April 2014 - Present
US Securities and Exchange Commission October 2012 - March 2014
USAC November 2011 - October 2012
RR Bowker July 2011 - November 2011
Hewlett-Packard April 2010 - July 2011
Mahindra Satyam April 2008 - March 2010
Birlasoft (India) Limited December 2006 - March 2008
Vinuinfoway pvt ltd May 2005 - November 2006
Skills
SOA, Weblogic, Java Enterprise Edition, SDLC, Spring, Hibernate, Agile Methodologies, Oracle, Enterprise Architecture, Microsoft SQL Server, Solution Architecture, Java, Requirements Analysis, Struts, PL/SQL, JMS, Spring Framework, HTML, Unix, JSF, RESTful WebServices, JBoss Application Server, jQuery, XHTML, JPA, WebSphere Application..., Liquibase, MySQL, Sybase, RichFaces, IceFaces, SoapUI, Tortoise SVN, ClearCase, CSS, WebLogic
Education
Acharya Nagarjuna Vishwavidhyalayamu 2003 — 2005
Msc(IS), Computers
USPTO April 2014 - Present
US Securities and Exchange Commission October 2012 - March 2014
USAC November 2011 - October 2012
RR Bowker July 2011 - November 2011
Hewlett-Packard April 2010 - July 2011
Mahindra Satyam April 2008 - March 2010
Birlasoft (India) Limited December 2006 - March 2008
Vinuinfoway pvt ltd May 2005 - November 2006
Skills
SOA, Weblogic, Java Enterprise Edition, SDLC, Spring, Hibernate, Agile Methodologies, Oracle, Enterprise Architecture, Microsoft SQL Server, Solution Architecture, Java, Requirements Analysis, Struts, PL/SQL, JMS, Spring Framework, HTML, Unix, JSF, RESTful WebServices, JBoss Application Server, jQuery, XHTML, JPA, WebSphere Application..., Liquibase, MySQL, Sybase, RichFaces, IceFaces, SoapUI, Tortoise SVN, ClearCase, CSS, WebLogic
Education
Acharya Nagarjuna Vishwavidhyalayamu 2003 — 2005
Msc(IS), Computers
Kevin Buckley, CFA's US Securities and Exchange Commission Experience June 2010 - August 2010
Job Manager at American Capital
Industry Financial Services
Experience
American Capital January 2015 - Present
American Capital July 2013 - December 2014
American Capital May 2012 - June 2013
Standard & Poor's September 2010 - May 2012
US Securities and Exchange Commission June 2010 - August 2010
American University August 2008 - May 2010
Ernst & Young June 2009 - August 2009
Cherry, Bekaert & Holland January 2009 - April 2009
Skills
Structured Finance, Financial Modeling, VBA, Investments, MBS, Stata, Fixed Income, Bloomberg, Financial Analysis, Data Analysis, Microsoft Excel, Private Equity, Corporate FP&A
Education
American University - Kogod School of Business 2009 — 2010
Masters of Science, Finance
American University - Kogod School of Business 2006 — 2009
Bachelor of Science, Business; Accounting
American Capital January 2015 - Present
American Capital July 2013 - December 2014
American Capital May 2012 - June 2013
Standard & Poor's September 2010 - May 2012
US Securities and Exchange Commission June 2010 - August 2010
American University August 2008 - May 2010
Ernst & Young June 2009 - August 2009
Cherry, Bekaert & Holland January 2009 - April 2009
Skills
Structured Finance, Financial Modeling, VBA, Investments, MBS, Stata, Fixed Income, Bloomberg, Financial Analysis, Data Analysis, Microsoft Excel, Private Equity, Corporate FP&A
Education
American University - Kogod School of Business 2009 — 2010
Masters of Science, Finance
American University - Kogod School of Business 2006 — 2009
Bachelor of Science, Business; Accounting
Vesselina Musick Vesselina Musick's US Securities and Exchange Commission Experience June 2007 - August 2007
Job Associate at Steptoe & Johnson, LLP
Industry Law Practice
Experience
Steptoe & Johnson, LLP February 2010 - Present
US Securities and Exchange Commission June 2007 - August 2007
Federal Trade Commission July 2006 - October 2006
World Bank July 1997 - June 2004
Education
George Mason University School of Law 2005 — 2009
Juris Doctor
American University 1995 — 1998
Graduate Fellow, Economics
University of Maryland College Park 1993 — 1995
Master of Arts, Economics
Steptoe & Johnson, LLP February 2010 - Present
US Securities and Exchange Commission June 2007 - August 2007
Federal Trade Commission July 2006 - October 2006
World Bank July 1997 - June 2004
Education
George Mason University School of Law 2005 — 2009
Juris Doctor
American University 1995 — 1998
Graduate Fellow, Economics
University of Maryland College Park 1993 — 1995
Master of Arts, Economics
Ryan Helmrich's US Securities and Exchange Commission Experience 2002 - 2002
Job Experienced Corporate Attorney | Financial Services | Asset Management
Industry Investment Management
Experience
Morgan, Lewis & Bockius LLP May 2012 - 2014
Bank of America Merrill Lynch August 2011 - May 2012
Bank of America January 2010 - August 2011
Merrill Lynch June 2008 - January 2010
Morgan, Lewis & Bockius LLP September 2004 - June 2008
FINRA 2002 - 2003
US Securities and Exchange Commission 2002 - 2002
PricewaterhouseCoopers 1997 - 2000
Skills
Investments, Investment Management, Securities Regulation, Alternative Investments, Mutual Funds, Due Diligence, Mergers & Acquisitions, Securities, Wealth Management, ETFs, Corporate Governance, Hedge Funds
Education
The Catholic University of America, Columbus School of Law 2001 — 2004
Doctor of Law (JD), Securities Law Program, Cum Laude
American University 1995 — 1999
BA, Criminal Justice
Morgan, Lewis & Bockius LLP May 2012 - 2014
Bank of America Merrill Lynch August 2011 - May 2012
Bank of America January 2010 - August 2011
Merrill Lynch June 2008 - January 2010
Morgan, Lewis & Bockius LLP September 2004 - June 2008
FINRA 2002 - 2003
US Securities and Exchange Commission 2002 - 2002
PricewaterhouseCoopers 1997 - 2000
Skills
Investments, Investment Management, Securities Regulation, Alternative Investments, Mutual Funds, Due Diligence, Mergers & Acquisitions, Securities, Wealth Management, ETFs, Corporate Governance, Hedge Funds
Education
The Catholic University of America, Columbus School of Law 2001 — 2004
Doctor of Law (JD), Securities Law Program, Cum Laude
American University 1995 — 1999
BA, Criminal Justice
Steve Fennell Steve Fennell's US Securities and Exchange Commission Experience September 2009 - Present
Job Contracting Officer at US Securities and Exchange Commission
Industry Government Administration
Experience
US Securities and Exchange Commission September 2009 - Present
United States Air Force August 2000 - November 2009
Skills
Government Procurement, Government Contracting, Federal Government, Government, FAR, DoD, Defense, Security Clearance, Proposal Writing, Military, Source Selection, Contract Management, Program Management, Policy, Contract Negotiation, Army, Leadership, Process Improvement, Training, Procurement, Negotiation, Project Planning, Risk Management, Management Consulting, Operations Management, Strategic Planning, Team Building, Analysis, Air Force, Defense Contracting, Homeland Security, Government Contract..., National Security, RFP
Education
The George Washington University - School of Business 2012 — 2014
MSGC
American Graduate University 2008 — 2009
Masters, Acquisition Management
Wayland Baptist University 2006 — 2008
BS, Occupational Education
US Securities and Exchange Commission September 2009 - Present
United States Air Force August 2000 - November 2009
Skills
Government Procurement, Government Contracting, Federal Government, Government, FAR, DoD, Defense, Security Clearance, Proposal Writing, Military, Source Selection, Contract Management, Program Management, Policy, Contract Negotiation, Army, Leadership, Process Improvement, Training, Procurement, Negotiation, Project Planning, Risk Management, Management Consulting, Operations Management, Strategic Planning, Team Building, Analysis, Air Force, Defense Contracting, Homeland Security, Government Contract..., National Security, RFP
Education
The George Washington University - School of Business 2012 — 2014
MSGC
American Graduate University 2008 — 2009
Masters, Acquisition Management
Wayland Baptist University 2006 — 2008
BS, Occupational Education
Karun Tilak's US Securities and Exchange Commission Experience May 2012 - August 2012
Job Judicial Law Clerk at U.S. District Court for the Eastern District of Pennsylvania
Industry Judiciary
Experience
U.S. District Court for the Eastern District of Pennsylvania August 2015 - Present
U.S. Court of Appeals August 2014 - August 2015
Cleary Gottlieb Steen & Hamilton LLP May 2013 - August 2013
US Securities and Exchange Commission May 2012 - August 2012
The Council of Institutional Investors May 2011 - August 2011
International Trade Administration September 2010 - December 2010
FIVS January 2009 - May 2009
American Foreign Policy Council August 2008 - December 2008
Skills
Policy, International Law, Research, Legal Research, Legal Writing, Stata, Microsoft Office, Policy Analysis, Corporate Governance, International Relations, Political Science, Social Media, Foreign Policy, Public Policy, Public Speaking, Politics
Education
Yale Law School 2011 — 2014
J.D.
American University 2007 — 2011
B.A. International Studies/B.S. Economics, Phi Beta Kappa; Summa Cum Laude
The London School of Economics and Political Science (LSE) 2009 — 2010
General Course, First Class Honors
U.S. District Court for the Eastern District of Pennsylvania August 2015 - Present
U.S. Court of Appeals August 2014 - August 2015
Cleary Gottlieb Steen & Hamilton LLP May 2013 - August 2013
US Securities and Exchange Commission May 2012 - August 2012
The Council of Institutional Investors May 2011 - August 2011
International Trade Administration September 2010 - December 2010
FIVS January 2009 - May 2009
American Foreign Policy Council August 2008 - December 2008
Skills
Policy, International Law, Research, Legal Research, Legal Writing, Stata, Microsoft Office, Policy Analysis, Corporate Governance, International Relations, Political Science, Social Media, Foreign Policy, Public Policy, Public Speaking, Politics
Education
Yale Law School 2011 — 2014
J.D.
American University 2007 — 2011
B.A. International Studies/B.S. Economics, Phi Beta Kappa; Summa Cum Laude
The London School of Economics and Political Science (LSE) 2009 — 2010
General Course, First Class Honors
Kathleen (Kelly) Hutchinson's US Securities and Exchange Commission Experience November 2003 - Present
Job Senior Special Counsel Regulatory Policy, Office of International Affairs, U.S. Securities and Exchange Commission
Industry Legal Services
Experience
US Securities and Exchange Commission November 2003 - Present
Skills
International Relations, International Law, Securities Regulation, Securities Litigation, Securities Market, SEC, Due Diligence, Fraud, Legal Writing, Corporate Governance, White Collar Criminal..., Litigation, Legal Research, Securities, Securities Offerings, Commercial Litigation, FCPA, Policy, Corporate Law
Education
American University 1997 — 2000
MA
American University, Washington College of Law 1997 — 2000
JD, Cum Laude
Binghamton University 1993 — 1997
BA, Magna Cum Laude
London School of Economics and Political Science 1995 — 1996
General Course
US Securities and Exchange Commission November 2003 - Present
Skills
International Relations, International Law, Securities Regulation, Securities Litigation, Securities Market, SEC, Due Diligence, Fraud, Legal Writing, Corporate Governance, White Collar Criminal..., Litigation, Legal Research, Securities, Securities Offerings, Commercial Litigation, FCPA, Policy, Corporate Law
Education
American University 1997 — 2000
MA
American University, Washington College of Law 1997 — 2000
JD, Cum Laude
Binghamton University 1993 — 1997
BA, Magna Cum Laude
London School of Economics and Political Science 1995 — 1996
General Course
Brian O'Neill's US Securities and Exchange Commission Experience December 2007 - June 2012
Job
Industry Law Practice
Experience
J.P. Morgan Asset Management August 2015 - Present
Miami International Holdings April 2013 - July 2015
NYSE Euronext July 2012 - April 2013
US Securities and Exchange Commission December 2007 - June 2012
NASD August 2007 - December 2007
CFTC August 2006 - December 2006
Chicago Board of Trade 1997 - 1999
United States Marine Corps July 1992 - April 1997
Skills
Equities, Securities, Derivatives, Trading, Options, FINRA, Management, Series 7, Corporate Finance, Securities Regulation, Bonds, Dark Pools, Securities Exchange Act..., ETFs, Corporate Governance, Hedge Funds, Alternative Investments, Capital Markets
Education
American University Washington College of Law 2004 — 2007
J.D.
University of Pennsylvania 2002 — 2003
M.S.Ed
Georgetown University 2000 — 2002
B.S.F.S.
College of DuPage 1998 — 2000
J.P. Morgan Asset Management August 2015 - Present
Miami International Holdings April 2013 - July 2015
NYSE Euronext July 2012 - April 2013
US Securities and Exchange Commission December 2007 - June 2012
NASD August 2007 - December 2007
CFTC August 2006 - December 2006
Chicago Board of Trade 1997 - 1999
United States Marine Corps July 1992 - April 1997
Skills
Equities, Securities, Derivatives, Trading, Options, FINRA, Management, Series 7, Corporate Finance, Securities Regulation, Bonds, Dark Pools, Securities Exchange Act..., ETFs, Corporate Governance, Hedge Funds, Alternative Investments, Capital Markets
Education
American University Washington College of Law 2004 — 2007
J.D.
University of Pennsylvania 2002 — 2003
M.S.Ed
Georgetown University 2000 — 2002
B.S.F.S.
College of DuPage 1998 — 2000
Monte Taft's US Securities and Exchange Commission Experience 2009 - 2011
Job unemployed
Industry Computer Networking
Experience
DMI (Digital Management, Inc.) August 2013 - Present
National Institutes of Health (SAIC) October 2012 - April 2013
USPTO 2012 - 2012
US Securities and Exchange Commission 2009 - 2011
US Securities and Exchange Commission 2009 - 2011
Unemployed December 2008 - May 2009
Pal-Tech, Inc. 2005 - 2007
Skills
Office 2010, Microsoft Exchange, Microsoft Office, Troubleshooting, Active Directory, Visio, HTML, Customer Service, Servers, Information Technology, Windows 7, Networking, Windows, Citrix, Microsoft Excel, Team Building, PowerPoint, Training, XP, Data Center, Help Desk Support, Technical Support, Windows Server, BMC Remedy, Printers, Network Administration, System Administration, Microsoft Certified..., Computer Hardware, Software Documentation, VMware, Hardware, Computer Security, SharePoint, System Deployment, VPN, Blackberry Enterprise..., Disaster Recovery, Security, DNS, Network Security, Software Installation, VMware ESX, Cisco Technologies, ITIL, Operating Systems, Windows XP, Virtualization, Group Policy, Firewalls
Education
American InterContinental University 2012 — 2014
Associate's degree, Business Administration and Management, General
DMI (Digital Management, Inc.) August 2013 - Present
National Institutes of Health (SAIC) October 2012 - April 2013
USPTO 2012 - 2012
US Securities and Exchange Commission 2009 - 2011
US Securities and Exchange Commission 2009 - 2011
Unemployed December 2008 - May 2009
Pal-Tech, Inc. 2005 - 2007
Skills
Office 2010, Microsoft Exchange, Microsoft Office, Troubleshooting, Active Directory, Visio, HTML, Customer Service, Servers, Information Technology, Windows 7, Networking, Windows, Citrix, Microsoft Excel, Team Building, PowerPoint, Training, XP, Data Center, Help Desk Support, Technical Support, Windows Server, BMC Remedy, Printers, Network Administration, System Administration, Microsoft Certified..., Computer Hardware, Software Documentation, VMware, Hardware, Computer Security, SharePoint, System Deployment, VPN, Blackberry Enterprise..., Disaster Recovery, Security, DNS, Network Security, Software Installation, VMware ESX, Cisco Technologies, ITIL, Operating Systems, Windows XP, Virtualization, Group Policy, Firewalls
Education
American InterContinental University 2012 — 2014
Associate's degree, Business Administration and Management, General
Jim Adelman's US Securities and Exchange Commission Experience 1998 - 2000
Job General Counsel at Commonwealth Financial Network
Industry Financial Services
Experience
Commonwealth Financial Network 2004 - Present
Allmerica Financial 2000 - 2004
U.S Securities and Exchange Commision 1998 - 2000
US Securities and Exchange Commission 1998 - 2000
Securities & Exchange Commission 1998 - 2000
Choate Hall and Stewart 1996 - 1998
Skills
FINRA, Securities, Compliance, Securities Regulation, Mutual Funds, SEC filings, Litigation, Corporate Governance, Insurance, SEC, Investments, Financial Services, Due Diligence, AML, Privacy Law
Education
American University Washington College of Law 1978 — 1981
JD, LAW
Bucknell University 1973 — 1977
BA, Economics
Commonwealth Financial Network 2004 - Present
Allmerica Financial 2000 - 2004
U.S Securities and Exchange Commision 1998 - 2000
US Securities and Exchange Commission 1998 - 2000
Securities & Exchange Commission 1998 - 2000
Choate Hall and Stewart 1996 - 1998
Skills
FINRA, Securities, Compliance, Securities Regulation, Mutual Funds, SEC filings, Litigation, Corporate Governance, Insurance, SEC, Investments, Financial Services, Due Diligence, AML, Privacy Law
Education
American University Washington College of Law 1978 — 1981
JD, LAW
Bucknell University 1973 — 1977
BA, Economics
Dave Muchnikoff's US Securities and Exchange Commission Experience January 1985 - June 1988
Job Partner, Silver, Freedman, Taff & Tiernan, Focusing on Securities, M&A, Compensation and General Corporate Law
Industry Legal Services
Experience
Silver, Freedman, Taff & Tiernan LLP June 1988 - Present
US Securities and Exchange Commission January 1985 - June 1988
Ligget Group, Inc. 1981 - 1982
Ernst & Young 1979 - 1981
Skills
Mergers, Securities Offerings, Securities Regulation, Corporate Law, Public Companies, Private Placements, Corporate Governance, IPO, Securities, SEC filings, Private Equity, Capital Markets, Mergers & Acquisitions, Banking, Real Estate, Loans, Securitization, Financial Institutions, Due Diligence, Corporate Finance, Restructuring
Education
American University, Washington College of Law 1982 — 1985
JD, Law
Georgetown University 1976 — 1979
JD, Accounting
Silver, Freedman, Taff & Tiernan LLP June 1988 - Present
US Securities and Exchange Commission January 1985 - June 1988
Ligget Group, Inc. 1981 - 1982
Ernst & Young 1979 - 1981
Skills
Mergers, Securities Offerings, Securities Regulation, Corporate Law, Public Companies, Private Placements, Corporate Governance, IPO, Securities, SEC filings, Private Equity, Capital Markets, Mergers & Acquisitions, Banking, Real Estate, Loans, Securitization, Financial Institutions, Due Diligence, Corporate Finance, Restructuring
Education
American University, Washington College of Law 1982 — 1985
JD, Law
Georgetown University 1976 — 1979
JD, Accounting
Lauren (Phan) Nguyen's US Securities and Exchange Commission Experience May 2011 - Present
Job Special Counsel at US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission May 2011 - Present
Securities and Exchange Commission October 2007 - May 2011
McKee Nelson LLP November 2004 - October 2007
Mayer Brown LLP September 2003 - October 2004
Skills
Corporate Governance
Education
Yale University 1994 — 1998
Bachelor of Arts (B.A.), History, Political Science
American University Washington College of Law
US Securities and Exchange Commission May 2011 - Present
Securities and Exchange Commission October 2007 - May 2011
McKee Nelson LLP November 2004 - October 2007
Mayer Brown LLP September 2003 - October 2004
Skills
Corporate Governance
Education
Yale University 1994 — 1998
Bachelor of Arts (B.A.), History, Political Science
American University Washington College of Law
Christy White's US Securities and Exchange Commission Experience November 2012 - Present
Job Assistant Chief Litigation Counsel at US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission November 2012 - Present
Whiteford, Taylor & Preston September 2007 - November 2012
City of Baltimore May 2005 - November 2006
HSBC Private Bank 2002 - 2004
Skills
Litigation, Corporate Law, Civil Litigation, Legal Research, Trials, Legal Writing, Securities, Strategic Planning, Commercial Litigation
Education
American University Washington College of Law 2004 — 2007
Loyola University Maryland 1999 — 2003
BA, Finance
US Securities and Exchange Commission November 2012 - Present
Whiteford, Taylor & Preston September 2007 - November 2012
City of Baltimore May 2005 - November 2006
HSBC Private Bank 2002 - 2004
Skills
Litigation, Corporate Law, Civil Litigation, Legal Research, Trials, Legal Writing, Securities, Strategic Planning, Commercial Litigation
Education
American University Washington College of Law 2004 — 2007
Loyola University Maryland 1999 — 2003
BA, Finance
Andrew Sidman's US Securities and Exchange Commission Experience September 1978 - August 1981
Job Partner at Bressler
Industry Law Practice
Experience
Bressler, Amery & Ross, P.C. June 2005 - Present
Butler, Fitzgerald & Potter September 1982 - June 2005
US Securities and Exchange Commission September 1978 - August 1981
Education
American University Washington College of Law 1974 — 1977
JD, Law
Bressler, Amery & Ross, P.C. June 2005 - Present
Butler, Fitzgerald & Potter September 1982 - June 2005
US Securities and Exchange Commission September 1978 - August 1981
Education
American University Washington College of Law 1974 — 1977
JD, Law
Jeremiah Levine's US Securities and Exchange Commission Experience June 2010 - August 2010
Job Associate at Morrison & Foerster LLP
Industry Law Practice
Experience
Morrison & Foerster LLP September 2012 - Present
Harvard Law School August 2010 - June 2012
US Securities and Exchange Commission June 2010 - August 2010
Democratic Congressional Campaigns April 2006 - November 2008
Next Big Thing Political Consulting 2007 - 2008
Congressman Jay Inslee November 2006 - April 2007
qlink resources June 2003 - January 2005
Skills
Legal Research, Public Speaking, Criminal Law, Legal Writing, Public Policy, Policy Analysis, Westlaw, Politics, International Law, Litigation, Research, Intellectual Property, Corporate Law, Courts, Lexis, Civil Litigation, Commercial Litigation, Government, Legal Assistance, Policy
Education
Harvard Law School 2009 — 2012
JD, Law
Occidental College 1999 — 2003
Bachelor of Arts (B.A.), Diplomacy and World Affairs
American University, Washington College of Law
Harvard Kennedy School of Government
Morrison & Foerster LLP September 2012 - Present
Harvard Law School August 2010 - June 2012
US Securities and Exchange Commission June 2010 - August 2010
Democratic Congressional Campaigns April 2006 - November 2008
Next Big Thing Political Consulting 2007 - 2008
Congressman Jay Inslee November 2006 - April 2007
qlink resources June 2003 - January 2005
Skills
Legal Research, Public Speaking, Criminal Law, Legal Writing, Public Policy, Policy Analysis, Westlaw, Politics, International Law, Litigation, Research, Intellectual Property, Corporate Law, Courts, Lexis, Civil Litigation, Commercial Litigation, Government, Legal Assistance, Policy
Education
Harvard Law School 2009 — 2012
JD, Law
Occidental College 1999 — 2003
Bachelor of Arts (B.A.), Diplomacy and World Affairs
American University, Washington College of Law
Harvard Kennedy School of Government
Meredith Mecca's US Securities and Exchange Commission Experience February 2004 - November 2012
Job Attorney
Industry Financial Services
Experience
US Securities and Exchange Commission February 2004 - November 2012
Education
American University Washington College of Law 1999 — 2002
JD
American University 1995 — 1999
BA
US Securities and Exchange Commission February 2004 - November 2012
Education
American University Washington College of Law 1999 — 2002
JD
American University 1995 — 1999
BA
Kevin Christy's US Securities and Exchange Commission Experience November 2012 - Present
Job Attorney Office of General Counsel at US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission November 2012 - Present
K&L Gates September 2007 - November 2012
Accenture 2000 - 2005
Skills
Corporate Governance, Investments, Government, Investment Management, Securities, Legal Assistance, Corporate Law
Education
American University Washington College of Law 2004 — 2007
JD, Law
Georgetown University 1996 — 2000
BA, American Government
US Securities and Exchange Commission November 2012 - Present
K&L Gates September 2007 - November 2012
Accenture 2000 - 2005
Skills
Corporate Governance, Investments, Government, Investment Management, Securities, Legal Assistance, Corporate Law
Education
American University Washington College of Law 2004 — 2007
JD, Law
Georgetown University 1996 — 2000
BA, American Government
Alif Dhanidina's US Securities and Exchange Commission Experience February 2001 - March 2007
Job Financial Regulator
Industry Financial Services
Experience
Financial Industry Regulatory Authority August 2010 - Present
Financial Industry Regulatory Authority March 2009 - May 2011
Financial Industry Regulatory Authority April 2007 - March 2009
US Securities and Exchange Commission February 2001 - March 2007
Skills
Finance, Internal Controls, Financial Statement..., Operational Risk, Securities Regulation
Education
University of Arizona, Eller College of Management 1994 — 1997
Master of Business Administration (M.B.A.), Accounting and Finance
University of Arizona, James E. Rogers College of Law 1993 — 1997
Doctor of Law (JD)
American University 1988 — 1992
BA, Economics
Financial Industry Regulatory Authority August 2010 - Present
Financial Industry Regulatory Authority March 2009 - May 2011
Financial Industry Regulatory Authority April 2007 - March 2009
US Securities and Exchange Commission February 2001 - March 2007
Skills
Finance, Internal Controls, Financial Statement..., Operational Risk, Securities Regulation
Education
University of Arizona, Eller College of Management 1994 — 1997
Master of Business Administration (M.B.A.), Accounting and Finance
University of Arizona, James E. Rogers College of Law 1993 — 1997
Doctor of Law (JD)
American University 1988 — 1992
BA, Economics
Aaron Gilbride's US Securities and Exchange Commission Experience December 2014 - Present
Job Senior Counsel, Division of Investment Management, Office of Chief Counsel at U.S. Securities and Exchange Commission
Industry Judiciary
Experience
U.S. Securities and Exchange Commission December 2014 - Present
US Securities and Exchange Commission December 2013 - December 2014
Stradley Ronon Stevens & Young October 2009 - November 2013
Stradley Ronon October 2009 - January 2010
Rep. Ginny Brown-Waite, U.S. House of Representatives 2005 - 2007
Rep. Mike Castle 2004 - 2005
Education
American University, Washington College of Law 2006 — 2009
J.D., Law
Miami University 1999 — 2003
Bachelor of Science (B.S.)
Bexley High School
U.S. Securities and Exchange Commission December 2014 - Present
US Securities and Exchange Commission December 2013 - December 2014
Stradley Ronon Stevens & Young October 2009 - November 2013
Stradley Ronon October 2009 - January 2010
Rep. Ginny Brown-Waite, U.S. House of Representatives 2005 - 2007
Rep. Mike Castle 2004 - 2005
Education
American University, Washington College of Law 2006 — 2009
J.D., Law
Miami University 1999 — 2003
Bachelor of Science (B.S.)
Bexley High School
Z Johnson's US Securities and Exchange Commission Experience March 2008 - Present
Job Examiner at US Securities and Exchange Commission
Industry Information Technology and Services
Experience
US Securities and Exchange Commission March 2008 - Present
Deloitte Consulting September 2006 - February 2008
American University September 2004 - January 2005
Siemens Medical Solutions April 1998 - August 2004
Skills
Data Analysis, Program Management, Financial Modeling, Research, Due Diligence, Analysis, Valuation, Business Strategy, Government, Corporate Finance, Technical Writing, Policy, Financial Risk, Requirements Analysis, Private Equity
Education
American University - Kogod School of Business 2004 — 2006
Masters, Business
Brigham Young University 1991 — 1997
Bachelors, Physics
US Securities and Exchange Commission March 2008 - Present
Deloitte Consulting September 2006 - February 2008
American University September 2004 - January 2005
Siemens Medical Solutions April 1998 - August 2004
Skills
Data Analysis, Program Management, Financial Modeling, Research, Due Diligence, Analysis, Valuation, Business Strategy, Government, Corporate Finance, Technical Writing, Policy, Financial Risk, Requirements Analysis, Private Equity
Education
American University - Kogod School of Business 2004 — 2006
Masters, Business
Brigham Young University 1991 — 1997
Bachelors, Physics
Irina Dosoretz's US Securities and Exchange Commission Experience January 2007 - May 2007
Job Senior Counsel, Bupa Global Latin America
Industry Legal Services
Experience
Bupa Global Latin America July 2015 - Present
American Express September 2011 - July 2015
Shumaker, Loop & Kendrick, LLP February 2008 - September 2011
US Securities and Exchange Commission January 2007 - May 2007
U.S. Department of Justice August 2005 - December 2005
Skills
Legal Research, Corporate Law, Legal Writing, Securities Regulation, Commercial Litigation, Litigation, Corporate Governance, Arbitration, Bankruptcy, Westlaw
Education
American University, Washington College of Law 2004 — 2007
Juris Doctor
Emory University 2000 — 2003
B.A., Political Science, Violence Studies
Newton South High School 1996 — 1999
The Park School
Bupa Global Latin America July 2015 - Present
American Express September 2011 - July 2015
Shumaker, Loop & Kendrick, LLP February 2008 - September 2011
US Securities and Exchange Commission January 2007 - May 2007
U.S. Department of Justice August 2005 - December 2005
Skills
Legal Research, Corporate Law, Legal Writing, Securities Regulation, Commercial Litigation, Litigation, Corporate Governance, Arbitration, Bankruptcy, Westlaw
Education
American University, Washington College of Law 2004 — 2007
Juris Doctor
Emory University 2000 — 2003
B.A., Political Science, Violence Studies
Newton South High School 1996 — 1999
The Park School
Geoffrey H. Hainbach's US Securities and Exchange Commission Experience January 2014 - April 2014
Job Contract Attorney at Baker & McKenzie
Industry Legal Services
Experience
Baker & McKenzie March 2015 - Present
GW Public Justice Advocacy Clinic January 2014 - May 2014
US Securities and Exchange Commission January 2014 - April 2014
US Securities and Exchange Commission September 2013 - December 2013
U.S. Commodity Futures Trading Commission May 2013 - July 2013
U.S. Commodity Futures Trading Commission January 2013 - April 2013
United States District Court for the District of Connecticut May 2012 - August 2012
Morgan, Lewis & Bockius LLP June 2008 - May 2011
The George Washington University August 2004 - May 2008
The Employment Law Group P.C. September 2007 - December 2007
Skills
Legal Research, Legal Writing, Public Policy, Political Science, Corporate Law, Policy Analysis, Economics, Litigation, International Law, Legal Advice, Business, Research, Communication, Political Campaigns, Government, Financial Risk, Securities Regulation, Mergers & Acquisitions
Education
The George Washington University Law School 2012 — 2014
Doctor of Law (J.D.)
American University, Washington College of Law 2011 — 2012
The George Washington University 2004 — 2008
B.A., Economics & Political Science
Oxford University 2007 — 2007
Politics, Philosophy & Economics
The University of Connecticut 2006 — 2006
Mathematics
Brown University 2003 — 2003
Political Science, Law
Westhill High School
Baker & McKenzie March 2015 - Present
GW Public Justice Advocacy Clinic January 2014 - May 2014
US Securities and Exchange Commission January 2014 - April 2014
US Securities and Exchange Commission September 2013 - December 2013
U.S. Commodity Futures Trading Commission May 2013 - July 2013
U.S. Commodity Futures Trading Commission January 2013 - April 2013
United States District Court for the District of Connecticut May 2012 - August 2012
Morgan, Lewis & Bockius LLP June 2008 - May 2011
The George Washington University August 2004 - May 2008
The Employment Law Group P.C. September 2007 - December 2007
Skills
Legal Research, Legal Writing, Public Policy, Political Science, Corporate Law, Policy Analysis, Economics, Litigation, International Law, Legal Advice, Business, Research, Communication, Political Campaigns, Government, Financial Risk, Securities Regulation, Mergers & Acquisitions
Education
The George Washington University Law School 2012 — 2014
Doctor of Law (J.D.)
American University, Washington College of Law 2011 — 2012
The George Washington University 2004 — 2008
B.A., Economics & Political Science
Oxford University 2007 — 2007
Politics, Philosophy & Economics
The University of Connecticut 2006 — 2006
Mathematics
Brown University 2003 — 2003
Political Science, Law
Westhill High School
Richard F. Woodford, Jr.'s US Securities and Exchange Commission Experience January 2005 - February 2007
Job Director, National Talent Pool & Training, Office of Audit at U.S. Department of Labor
Industry Government Administration
Experience
U.S. Department of Labor April 2010 - Present
U.S. Department of Labor February 2007 - April 2010
Association of Certified Fraud Examiners (ACFE) January 2007 - January 2009
US Securities and Exchange Commission January 2005 - February 2007
National Science Foundation January 2001 - January 2005
U.S. Office of Special Counsel December 1999 - January 2001
National Naval Medical Center Bethesda February 1999 - December 1999
US Navy 1993 - 1994
USS CONSTITUTION "Old Ironsides" 1989 - 1991
USS GARY FFG 51 1985 - 1989
Skills
Leadership, Fraud, Training, Leadership Development, Program Management, Public Speaking, Policy, Government, Ethics, Internal Investigations, Analysis, Strategic Planning, Management, Investigation, Certified Fraud Examiner, Private Investigations, Navy, Team Building, National Security, Performance Management, Recruiting, Homeland Security, Proposal Writing, Process Improvement, Federal Government, Security Clearance, Administration, Security, Internal Audit, Military, Personnel Management, Event Planning, Human Resources, Instructor-led Training, Problem Solving, Performance Improvement, Industrial Relations, Strategic Planning..., Investigations, Employee/Labor Relations, Fraud Prevention, Quality, Leadership Workshops, Work Life Balance, SPHR, Eagle Scout, Securities Regulation
Education
Villanova University 2012 — 2013
Master's Degree, Human Resource Development, A
American University 2011 — 2011
Certificate, KEY/OIG Experienced Leaders Seminar
Georgetown University 2003 — 2004
Certificate, Senior Executive Leadership
Naval War College 1996 — 1998
Diploma, National Security
Florida State University College of Law 1994 — 1997
Juris Doctor, Law
United States Naval Academy 1979 — 1983
Bachelor of Science, English, Naval Science, Engineering
Northeast Catholic High School 1975 — 1979
Diploma, English, biology, history
U.S. Department of Labor April 2010 - Present
U.S. Department of Labor February 2007 - April 2010
Association of Certified Fraud Examiners (ACFE) January 2007 - January 2009
US Securities and Exchange Commission January 2005 - February 2007
National Science Foundation January 2001 - January 2005
U.S. Office of Special Counsel December 1999 - January 2001
National Naval Medical Center Bethesda February 1999 - December 1999
US Navy 1993 - 1994
USS CONSTITUTION "Old Ironsides" 1989 - 1991
USS GARY FFG 51 1985 - 1989
Skills
Leadership, Fraud, Training, Leadership Development, Program Management, Public Speaking, Policy, Government, Ethics, Internal Investigations, Analysis, Strategic Planning, Management, Investigation, Certified Fraud Examiner, Private Investigations, Navy, Team Building, National Security, Performance Management, Recruiting, Homeland Security, Proposal Writing, Process Improvement, Federal Government, Security Clearance, Administration, Security, Internal Audit, Military, Personnel Management, Event Planning, Human Resources, Instructor-led Training, Problem Solving, Performance Improvement, Industrial Relations, Strategic Planning..., Investigations, Employee/Labor Relations, Fraud Prevention, Quality, Leadership Workshops, Work Life Balance, SPHR, Eagle Scout, Securities Regulation
Education
Villanova University 2012 — 2013
Master's Degree, Human Resource Development, A
American University 2011 — 2011
Certificate, KEY/OIG Experienced Leaders Seminar
Georgetown University 2003 — 2004
Certificate, Senior Executive Leadership
Naval War College 1996 — 1998
Diploma, National Security
Florida State University College of Law 1994 — 1997
Juris Doctor, Law
United States Naval Academy 1979 — 1983
Bachelor of Science, English, Naval Science, Engineering
Northeast Catholic High School 1975 — 1979
Diploma, English, biology, history
Robert Previti's US Securities and Exchange Commission Experience May 2010 - August 2010
Job Attorney at Stebbins, Lazos & Van Der Beken, P.A.
Industry Law Practice
Experience
Stebbins, Lazos & Van Der Beken, P.A. January 2015 - Present
Sutherland Asbill & Brennan LLP September 2011 - January 2015
Sutherland Asbill & Brennan LLP May 2011 - July 2011
US Securities and Exchange Commission May 2010 - August 2010
FINRA May 2009 - August 2009
Robert Wray PLLC September 2006 - July 2008
Skills
Legal Research, Corporate Law, Legal Writing, Securities Regulation, Securities, Due Diligence, Westlaw, Capital Markets
Education
American University, Washington College of Law 2008 — 2011
JD, Law
American University - Kogod School of Business 2008 — 2011
MBA
Georgetown University 2002 — 2006
BSFS, International Affairs
Stebbins, Lazos & Van Der Beken, P.A. January 2015 - Present
Sutherland Asbill & Brennan LLP September 2011 - January 2015
Sutherland Asbill & Brennan LLP May 2011 - July 2011
US Securities and Exchange Commission May 2010 - August 2010
FINRA May 2009 - August 2009
Robert Wray PLLC September 2006 - July 2008
Skills
Legal Research, Corporate Law, Legal Writing, Securities Regulation, Securities, Due Diligence, Westlaw, Capital Markets
Education
American University, Washington College of Law 2008 — 2011
JD, Law
American University - Kogod School of Business 2008 — 2011
MBA
Georgetown University 2002 — 2006
BSFS, International Affairs
GEORGE VILLASANA's US Securities and Exchange Commission Experience 1995 - 1997
Job EVP, General Counsel & Secretary at Pet DRx Corporation
Industry Retail
Experience
Pet DRx Corporation Senior Corporate CounselAutoNationAugust 2000 - June 2007
Holland & Knight LLP May 1999 - August 2000
Shutts & Bowen LLP September 1997 - May 1999
Securities and Exchange Commission September 1995 - September 1997
US Securities and Exchange Commission 1995 - 1997
Education
Georgetown University Law Center 1995 — 1997
Master of Laws, Tax
American University Washington College of Law 1992 — 1995
JD
Pet DRx Corporation Senior Corporate CounselAutoNationAugust 2000 - June 2007
Holland & Knight LLP May 1999 - August 2000
Shutts & Bowen LLP September 1997 - May 1999
Securities and Exchange Commission September 1995 - September 1997
US Securities and Exchange Commission 1995 - 1997
Education
Georgetown University Law Center 1995 — 1997
Master of Laws, Tax
American University Washington College of Law 1992 — 1995
JD
Richard Gordon's US Securities and Exchange Commission Experience 2005 - 2007
Job External Advisory Board Member Computer Science Department at Bowie State University
Industry Government Administration
Experience
Infinity Technology, LLC March 2013 - Present
Financial Student Aid, US Dept of Education March 2010 - March 2013
Office of the Comptroller of the Currency January 2007 - March 2010
US Treasury November 2008 - December 2009
US Securities and Exchange Commission 2005 - 2007
Securities & Exchange Commission 2005 - 2007
BearingPoint December 2004 - December 2004
Standard Technology January 2004 - November 2004
NIH 1999 - 2004
North Atlantic Regional Medical Command 1998 - 1999
Skills
Government, Budgets, Access, Enterprise Architecture, IT Strategy, Healthcare, SDLC, IT Management, Program Management, Integration, Business Analysis, ITIL, Disaster Recovery, SharePoint, Strategic Planning, Security, Governance, Leadership, Mentoring, Policy, Information Security..., Data Center, Project Management, Information Security, PMO, Analysis, Team Leadership, Active Directory, Change Management, IT Service Management, Information Assurance
Education
American University 1994 — 1994
MS, Management Information Systems and Services
Park University 1987 — 1989
BS, Information Systems
Infinity Technology, LLC March 2013 - Present
Financial Student Aid, US Dept of Education March 2010 - March 2013
Office of the Comptroller of the Currency January 2007 - March 2010
US Treasury November 2008 - December 2009
US Securities and Exchange Commission 2005 - 2007
Securities & Exchange Commission 2005 - 2007
BearingPoint December 2004 - December 2004
Standard Technology January 2004 - November 2004
NIH 1999 - 2004
North Atlantic Regional Medical Command 1998 - 1999
Skills
Government, Budgets, Access, Enterprise Architecture, IT Strategy, Healthcare, SDLC, IT Management, Program Management, Integration, Business Analysis, ITIL, Disaster Recovery, SharePoint, Strategic Planning, Security, Governance, Leadership, Mentoring, Policy, Information Security..., Data Center, Project Management, Information Security, PMO, Analysis, Team Leadership, Active Directory, Change Management, IT Service Management, Information Assurance
Education
American University 1994 — 1994
MS, Management Information Systems and Services
Park University 1987 — 1989
BS, Information Systems
Paulina Jerez's US Securities and Exchange Commission Experience March 1999 - Present
Job Senior Counsel at US Securities and Exchange Commission
Industry Law Enforcement
Experience
US Securities and Exchange Commission March 1999 - Present
Inter American Development Bank January 1997 - May 1997
Alex. Brown & Sons Inc. May 1996 - August 1996
Skills
Fluent in Spanish,..., Securities Regulation, Legal Writing, Corporate Governance, Litigation, Commercial Litigation, Legal Research, Corporate Law, Civil Litigation
Education
American University - Kogod School of Business 1996 — 1998
M.B.A., Finance
American University, Washington College of Law 1995 — 1998
J.D., Law
The Johns Hopkins University 1991 — 1995
B.A., International Relations and Latin American Studies
Phillips Exeter Academy 1988 — 1991
US Securities and Exchange Commission March 1999 - Present
Inter American Development Bank January 1997 - May 1997
Alex. Brown & Sons Inc. May 1996 - August 1996
Skills
Fluent in Spanish,..., Securities Regulation, Legal Writing, Corporate Governance, Litigation, Commercial Litigation, Legal Research, Corporate Law, Civil Litigation
Education
American University - Kogod School of Business 1996 — 1998
M.B.A., Finance
American University, Washington College of Law 1995 — 1998
J.D., Law
The Johns Hopkins University 1991 — 1995
B.A., International Relations and Latin American Studies
Phillips Exeter Academy 1988 — 1991
Ammani Nagesh's US Securities and Exchange Commission Experience March 2006 - Present
Job Division of Investment Management at US Securities and Exchange Commission
Industry Government Administration
Experience
US Securities and Exchange Commission March 2006 - Present
Committee on Homeland Security, U.S. House of Representatives December 2004 - March 2006
Congressman Nick Smith (R-MI) 2004 - 2004
Education
Albion College
US Securities and Exchange Commission March 2006 - Present
Committee on Homeland Security, U.S. House of Representatives December 2004 - March 2006
Congressman Nick Smith (R-MI) 2004 - 2004
Education
Albion College
Kelly McCormick's US Securities and Exchange Commission Experience 2000 - 2003
Job Principal Counsel at FINRA
Industry Law Practice
Experience
FINRA 2005 - Present
Crowell & Moring LLP 2003 - 2005
US Securities and Exchange Commission 2000 - 2003
Skills
FINRA, Enforcement, Securities, Securities Regulation, Securities Litigation, Broker-Dealer, Litigation, SEC, White Collar Criminal..., AML
Education
American University, Washington College of Law 1995 — 1998
JD
Carnegie Mellon University 1988 — 1992
B.S., Social and Decision Sciences
FINRA 2005 - Present
Crowell & Moring LLP 2003 - 2005
US Securities and Exchange Commission 2000 - 2003
Skills
FINRA, Enforcement, Securities, Securities Regulation, Securities Litigation, Broker-Dealer, Litigation, SEC, White Collar Criminal..., AML
Education
American University, Washington College of Law 1995 — 1998
JD
Carnegie Mellon University 1988 — 1992
B.S., Social and Decision Sciences
Heidi Stam's US Securities and Exchange Commission Experience May 1987 - October 1997
Job Managing Director and General Counsel at Vanguard Group
Industry Financial Services
Experience
Vanguard Group June 2005 - Present
Vanguard November 1997 - June 2005
US Securities and Exchange Commission May 1987 - October 1997
Education
Harvard Law School 1985 — 1986
Master of Laws (LLM)
American University, Washington College of Law 1978 — 1981
Doctor of Law (J.D.)
Tufts University 1974 — 1978
Bachelor of Arts (B.A.), Political Science
Vanguard Group June 2005 - Present
Vanguard November 1997 - June 2005
US Securities and Exchange Commission May 1987 - October 1997
Education
Harvard Law School 1985 — 1986
Master of Laws (LLM)
American University, Washington College of Law 1978 — 1981
Doctor of Law (J.D.)
Tufts University 1974 — 1978
Bachelor of Arts (B.A.), Political Science
Aaron Foxman, Esq.'s US Securities and Exchange Commission Experience September 2010 - December 2010
Job Senior Financial Services Analyst, Financial Market Infrastructure Oversight at Federal Reserve Board
Industry Law Practice
Experience
Federal Reserve Board October 2012 - Present
Federal Reserve Board August 2011 - October 2012
US Securities and Exchange Commission September 2010 - December 2010
Bucks County District Attorney’s Office May 2010 - August 2010
Temple University June 2009 - May 2010
Bucks County Court of Common Pleas May 2009 - July 2009
Craftmark Homes June 2005 - July 2008
Skills
Legal Research, Civil Litigation, Legal Writing, Hearings, Non-profits, Nonprofits, Securities Regulation, Westlaw, Mediation, Courts, Legal Issues, Corporate Law, Editing, International Law, Analysis, Research, Trusts, Public Policy, Trials, Securities, Financial Services, Government, Lexis, Policy, Policy Analysis
Education
Temple University - James E. Beasley School of Law 2008 — 2011
J.D., Law
American University 2001 — 2005
B.A., International Service, Philosophy & Religion
Federal Reserve Board October 2012 - Present
Federal Reserve Board August 2011 - October 2012
US Securities and Exchange Commission September 2010 - December 2010
Bucks County District Attorney’s Office May 2010 - August 2010
Temple University June 2009 - May 2010
Bucks County Court of Common Pleas May 2009 - July 2009
Craftmark Homes June 2005 - July 2008
Skills
Legal Research, Civil Litigation, Legal Writing, Hearings, Non-profits, Nonprofits, Securities Regulation, Westlaw, Mediation, Courts, Legal Issues, Corporate Law, Editing, International Law, Analysis, Research, Trusts, Public Policy, Trials, Securities, Financial Services, Government, Lexis, Policy, Policy Analysis
Education
Temple University - James E. Beasley School of Law 2008 — 2011
J.D., Law
American University 2001 — 2005
B.A., International Service, Philosophy & Religion
Andrea E. Steeves's US Securities and Exchange Commission Experience September 2009 - April 2010
Job Associate at Shearman & Sterling LLP
Industry Legal Services
Experience
Shearman & Sterling LLP March 2014 - Present
Fried Frank January 2011 - March 2014
FINCA International August 2010 - December 2010
US Securities and Exchange Commission September 2009 - April 2010
Fried Frank May 2009 - July 2009
Public International Law & Policy Group May 2008 - May 2009
Education
American University, Washington College of Law 2007 — 2010
J.D., cum laude
University of Kentucky 2003 — 2007
B.A., summa cum laude, International Economics and Spanish, Piano
Shearman & Sterling LLP March 2014 - Present
Fried Frank January 2011 - March 2014
FINCA International August 2010 - December 2010
US Securities and Exchange Commission September 2009 - April 2010
Fried Frank May 2009 - July 2009
Public International Law & Policy Group May 2008 - May 2009
Education
American University, Washington College of Law 2007 — 2010
J.D., cum laude
University of Kentucky 2003 — 2007
B.A., summa cum laude, International Economics and Spanish, Piano
Kevin Ercoline's US Securities and Exchange Commission Experience August 2013 - December 2013
Job Trading Analyst at FINRA
Industry Law Practice
Experience
FINRA May 2014 - Present
WCL General Practice Clinic January 2014 - May 2014
American University Washington College of Law August 2012 - May 2014
US Securities and Exchange Commission August 2013 - December 2013
US Securities and Exchange Commission May 2013 - August 2013
U.S. District Court for the District of Maryland January 2013 - May 2013
U.S. District Court for the District of Maryland May 2012 - August 2012
ABC Language Training Center September 2010 - July 2011
US Census Bureau February 2010 - July 2010
Flight 33 Productions September 2008 - May 2009
Skills
Legal Research, Legal Writing, Final Cut Pro, DVD Studio Pro, Editing
Education
American University, Washington College of Law 2011 — 2014
Juris Doctor, Law
The University of Texas at Austin 2005 — 2008
BS, Radio Television Film
FINRA May 2014 - Present
WCL General Practice Clinic January 2014 - May 2014
American University Washington College of Law August 2012 - May 2014
US Securities and Exchange Commission August 2013 - December 2013
US Securities and Exchange Commission May 2013 - August 2013
U.S. District Court for the District of Maryland January 2013 - May 2013
U.S. District Court for the District of Maryland May 2012 - August 2012
ABC Language Training Center September 2010 - July 2011
US Census Bureau February 2010 - July 2010
Flight 33 Productions September 2008 - May 2009
Skills
Legal Research, Legal Writing, Final Cut Pro, DVD Studio Pro, Editing
Education
American University, Washington College of Law 2011 — 2014
Juris Doctor, Law
The University of Texas at Austin 2005 — 2008
BS, Radio Television Film
Bryan Shipp's US Securities and Exchange Commission Experience June 2006 - December 2006
Job Associate at Cadwalader, Wickersham & Taft LLP
Industry Law Practice
Experience
Cadwalader, Wickersham & Taft LLP September 2008 - Present
Cadwalader, Wickersham & Taft LLP May 2007 - August 2007
US Securities and Exchange Commission June 2006 - December 2006
International Finance Corporation / World Bank January 2004 - June 2004
Education
American University, Washington College of Law 2005 — 2008
JD
Московский Государственный Университет им. М.В. Ломоносова (МГУ) 2003 — 2004
Non-degree seeking Fulbright Fellowship studies in Russian administrative history
University of Arizona 1996 — 2002
BA, cum laude, Interdisciplinary Studies
Cadwalader, Wickersham & Taft LLP September 2008 - Present
Cadwalader, Wickersham & Taft LLP May 2007 - August 2007
US Securities and Exchange Commission June 2006 - December 2006
International Finance Corporation / World Bank January 2004 - June 2004
Education
American University, Washington College of Law 2005 — 2008
JD
Московский Государственный Университет им. М.В. Ломоносова (МГУ) 2003 — 2004
Non-degree seeking Fulbright Fellowship studies in Russian administrative history
University of Arizona 1996 — 2002
BA, cum laude, Interdisciplinary Studies
Lochlann Boyle's US Securities and Exchange Commission Experience September 2012 - Present
Job Branch Chief, US Securities and Exchange Commission
Industry Capital Markets
Experience
US Securities and Exchange Commission September 2012 - Present
US Securities and Exchange Commission April 2010 - September 2012
US Securities and Exchange Commission April 2008 - April 2010
Fried Frank September 2006 - April 2008
The Louis Berger Group September 2000 - April 2001
Institute for Multi-Track Diplomacy 1998 - 2001
Skills
Legal Writing, Proposal Writing, Due Diligence, Analysis, Training, Criminal Law, Hedge Funds, Derivatives, Corporate Law, High Frequency Trading, Securities Regulation, Securities Market, Market Structure, FINRA, Capital Markets
Education
American University, Washington College of Law 2002 — 2006
JD
University of Warwick 1996 — 1997
MA, International Studies
Queen's University 1991 — 1995
BA
US Securities and Exchange Commission September 2012 - Present
US Securities and Exchange Commission April 2010 - September 2012
US Securities and Exchange Commission April 2008 - April 2010
Fried Frank September 2006 - April 2008
The Louis Berger Group September 2000 - April 2001
Institute for Multi-Track Diplomacy 1998 - 2001
Skills
Legal Writing, Proposal Writing, Due Diligence, Analysis, Training, Criminal Law, Hedge Funds, Derivatives, Corporate Law, High Frequency Trading, Securities Regulation, Securities Market, Market Structure, FINRA, Capital Markets
Education
American University, Washington College of Law 2002 — 2006
JD
University of Warwick 1996 — 1997
MA, International Studies
Queen's University 1991 — 1995
BA
Sailaja Mantripragada's US Securities and Exchange Commission Experience September 2011 - August 2013
Job Project Lead at Calpine Geysers
Industry Information Technology and Services
Experience
Calpine Geysers October 2014 - Present
CampusMAG August 2014 - Present
Freddie Mac August 2013 - August 2014
US Securities and Exchange Commission September 2011 - August 2013
AARP December 2009 - August 2011
Blue Cross Blue Shield Association 2008 - 2009
Satyam Computer services Limited 2004 - 2008
Skills
SharePoint 2013, SharePoint 2010, InfoPath 2010, Microsoft SQL Server, SSRS, SDLC, Business Intelligence, Requirements Analysis, .NET, SQL Server 2000-2008, Agile Methodologies, Enterprise Architecture, Microsoft Office..., Software Project..., C#, SQL, SharePoint Server, Web Services, XML, JavaScript, InfoPath, ASP.NET, CSS, Solution Architecture, Architectures, Oracle, Web Applications, SharePoint
Education
Bankatlal Badruka College for Information Technology 2001 — 2004
Master of Computer Applications (MCA), Computer Applications
St. Pious X Degree College For Women 1998 — 2001
Bachelor of Science (B.Sc.), Computer Science
ZMHS Hyderabad 1984 — 1996
High School, High school
Calpine Geysers October 2014 - Present
CampusMAG August 2014 - Present
Freddie Mac August 2013 - August 2014
US Securities and Exchange Commission September 2011 - August 2013
AARP December 2009 - August 2011
Blue Cross Blue Shield Association 2008 - 2009
Satyam Computer services Limited 2004 - 2008
Skills
SharePoint 2013, SharePoint 2010, InfoPath 2010, Microsoft SQL Server, SSRS, SDLC, Business Intelligence, Requirements Analysis, .NET, SQL Server 2000-2008, Agile Methodologies, Enterprise Architecture, Microsoft Office..., Software Project..., C#, SQL, SharePoint Server, Web Services, XML, JavaScript, InfoPath, ASP.NET, CSS, Solution Architecture, Architectures, Oracle, Web Applications, SharePoint
Education
Bankatlal Badruka College for Information Technology 2001 — 2004
Master of Computer Applications (MCA), Computer Applications
St. Pious X Degree College For Women 1998 — 2001
Bachelor of Science (B.Sc.), Computer Science
ZMHS Hyderabad 1984 — 1996
High School, High school
Kimberly Grunett Purdy's US Securities and Exchange Commission Experience June 2003 - April 2005
Job Sr. Business Consultant at BearingPoint, Inc.
Industry Management Consulting
Experience
BearingPoint, Inc. April 2005 - Present
US Securities and Exchange Commission June 2003 - April 2005
US Securities and Exchange Commission 2003 - 2005
Metropolitan Police Department, Washington, DC September 1996 - March 2003
Education
American University - Kogod School of Business 2002 — 2004
MBA, Accounting
American University 1990 — 1999
BA, Law & Society
BearingPoint, Inc. April 2005 - Present
US Securities and Exchange Commission June 2003 - April 2005
US Securities and Exchange Commission 2003 - 2005
Metropolitan Police Department, Washington, DC September 1996 - March 2003
Education
American University - Kogod School of Business 2002 — 2004
MBA, Accounting
American University 1990 — 1999
BA, Law & Society
Giz Tariku, MBA, PMP's US Securities and Exchange Commission Experience July 2013 - Present
Job Management & Program Specialist at US Securities & Exchange Commission
Industry Computer Software
Experience
US Securities and Exchange Commission July 2013 - Present
US Securities and Exchange Commission November 2011 - July 2013
US Department of Justice January 2011 - October 2011
BAE Systems IT April 2009 - December 2010
BAE Systems April 2000 - March 2009
Westat November 1998 - March 2000
International Livestock Research Inst. April 1995 - September 1998
Skills
SDLC, Data Mining, SAS, Requirements Analysis, Data Analysis, Program Management, SQL, Earned Value Management, Analysis, Requirements Gathering, Business Intelligence, Analytics, Visio, Databases, Data Warehousing, Data Modeling, Business Analysis
Education
University of Maryland University College 2009 — 2011
MBA
George Mason University 2001 — 2003
MS, Statistical Science
Addis Ababa University 1987 — 1990
B.Sc., Statistics
US Securities and Exchange Commission July 2013 - Present
US Securities and Exchange Commission November 2011 - July 2013
US Department of Justice January 2011 - October 2011
BAE Systems IT April 2009 - December 2010
BAE Systems April 2000 - March 2009
Westat November 1998 - March 2000
International Livestock Research Inst. April 1995 - September 1998
Skills
SDLC, Data Mining, SAS, Requirements Analysis, Data Analysis, Program Management, SQL, Earned Value Management, Analysis, Requirements Gathering, Business Intelligence, Analytics, Visio, Databases, Data Warehousing, Data Modeling, Business Analysis
Education
University of Maryland University College 2009 — 2011
MBA
George Mason University 2001 — 2003
MS, Statistical Science
Addis Ababa University 1987 — 1990
B.Sc., Statistics
Dante Deliso's US Securities and Exchange Commission Experience August 2006 - January 2007
Job Associate General Counsel at Global Partners LP
Industry Law Practice
Experience
Global Partners LP, GDSO 2010 - Present
Hogan Lovells 2007 - 2010
US Securities and Exchange Commission August 2006 - January 2007
Skills
Mergers and Acquisitions, Corporate Governance, Securities Regulation, Corporate Law, Contract Law, Contract Negotiation, Regulatory Compliance, Risk Management, Intellectual Property, Franchise Law, Joint Ventures, Private Placements, Due Diligence
Education
American University, Washington College of Law 2005 — 2007
J.D
Suffolk University Law School 2004 — 2005
JD
Wheaton College (MA) 2000 — 2004
B.A., Economics
Worcester Academy 1996 — 2000
Global Partners LP, GDSO 2010 - Present
Hogan Lovells 2007 - 2010
US Securities and Exchange Commission August 2006 - January 2007
Skills
Mergers and Acquisitions, Corporate Governance, Securities Regulation, Corporate Law, Contract Law, Contract Negotiation, Regulatory Compliance, Risk Management, Intellectual Property, Franchise Law, Joint Ventures, Private Placements, Due Diligence
Education
American University, Washington College of Law 2005 — 2007
J.D
Suffolk University Law School 2004 — 2005
JD
Wheaton College (MA) 2000 — 2004
B.A., Economics
Worcester Academy 1996 — 2000
Jane Heinrichs's US Securities and Exchange Commission Experience 1997 - 2000
Job Associate General Counsel at the Investment Company Institute
Industry Nonprofit Organization Management
Experience
Investment Company Institute May 2004 - Present
Shearman & Sterling LLP October 2000 - April 2004
US Securities and Exchange Commission 1997 - 2000
Education
American University, Washington College of Law
JD, Law
State University of New York at Binghamton
Bachelor's degree, Philosophy
Investment Company Institute May 2004 - Present
Shearman & Sterling LLP October 2000 - April 2004
US Securities and Exchange Commission 1997 - 2000
Education
American University, Washington College of Law
JD, Law
State University of New York at Binghamton
Bachelor's degree, Philosophy
Gerald (Jay) Balacek's US Securities and Exchange Commission Experience 1997 - 2001
Job Senior Vice President & Associate General Counsel at JPMorgan Chase
Industry Banking
Experience
JPMorgan Chase July 2007 - Present
The Bank of New York Mellon 2005 - 2007
USAO, Washington D.C. 2001 - 2005
US Securities and Exchange Commission 1997 - 2001
Skills
Securities, Securities Regulation, Corporate Governance, Litigation, Fraud, Commercial Litigation, FINRA, Capital Markets
Education
Albany Law School of Union University 1989 — 1992
Doctor of Law (J.D.), Law
St. John's University 1984 — 1988
Bachelor of Arts (B.A.), Political Science and Government
JPMorgan Chase July 2007 - Present
The Bank of New York Mellon 2005 - 2007
USAO, Washington D.C. 2001 - 2005
US Securities and Exchange Commission 1997 - 2001
Skills
Securities, Securities Regulation, Corporate Governance, Litigation, Fraud, Commercial Litigation, FINRA, Capital Markets
Education
Albany Law School of Union University 1989 — 1992
Doctor of Law (J.D.), Law
St. John's University 1984 — 1988
Bachelor of Arts (B.A.), Political Science and Government
Daniel Zelenko's US Securities and Exchange Commission Experience 2004 - 2008
Job Partner at Crowell & Moring LLP
Industry Law Practice
Experience
Crowell & Moring LLP January 2008 - Present
US Securities and Exchange Commission 2004 - 2008
U.S. Department of Justice 1999 - 2004
Skills
Securities Regulation, Litigation, Commercial Litigation, Corporate Governance, Civil Litigation, Arbitration, Corporate Law, Appeals, Securities, Legal Research, Legal Writing, Trials, Intellectual Property, Fraud
Education
American University, Washington College of Law 1994 — 1997
J.D.
Emory University 1989 — 1993
B.A., Political Science
Fox Lane High School 1985 — 1989
Crowell & Moring LLP January 2008 - Present
US Securities and Exchange Commission 2004 - 2008
U.S. Department of Justice 1999 - 2004
Skills
Securities Regulation, Litigation, Commercial Litigation, Corporate Governance, Civil Litigation, Arbitration, Corporate Law, Appeals, Securities, Legal Research, Legal Writing, Trials, Intellectual Property, Fraud
Education
American University, Washington College of Law 1994 — 1997
J.D.
Emory University 1989 — 1993
B.A., Political Science
Fox Lane High School 1985 — 1989
Peter Doro's US Securities and Exchange Commission Experience January 2010 - May 2010
Job Assistant Vice President Global Compliance Services & Strategy
Industry Investment Banking
Experience
Barclays Investment Bank November 2013 - Present
Sterling National Bank (formerly Provident Bank New York) October 2013 - November 2013
FINRA March 2011 - November 2012
Securities Arbitration Clinic August 2010 - December 2010
The Law Offices of Timothy J. O'Connor August 2010 - December 2010
US Securities and Exchange Commission January 2010 - May 2010
CL King & Associates 2010 - 2010
McAllister & Quinn LLC January 2008 - May 2008
Skills
Securities, Due Diligence, Compliance, Securities Regulation, Securities Law, Securities Fraud, Enforcement, Corporate Governance, Litigation, Legal Writing, Risk Management, Arbitration, Hedge Funds, Investments, Equities, AML, Corporate Law, FINRA, Anti Money Laundering
Education
Albany Law School of Union University 2008 — 2010
J.D., Business/Financial Law Concentration
Union College 2003 — 2007
B.A., Political Science/History
Barclays Investment Bank November 2013 - Present
Sterling National Bank (formerly Provident Bank New York) October 2013 - November 2013
FINRA March 2011 - November 2012
Securities Arbitration Clinic August 2010 - December 2010
The Law Offices of Timothy J. O'Connor August 2010 - December 2010
US Securities and Exchange Commission January 2010 - May 2010
CL King & Associates 2010 - 2010
McAllister & Quinn LLC January 2008 - May 2008
Skills
Securities, Due Diligence, Compliance, Securities Regulation, Securities Law, Securities Fraud, Enforcement, Corporate Governance, Litigation, Legal Writing, Risk Management, Arbitration, Hedge Funds, Investments, Equities, AML, Corporate Law, FINRA, Anti Money Laundering
Education
Albany Law School of Union University 2008 — 2010
J.D., Business/Financial Law Concentration
Union College 2003 — 2007
B.A., Political Science/History
Annah Kim's US Securities and Exchange Commission Experience March 1993 - December 1996
Job PJT Partners LP
Industry Financial Services
Experience
PJT Partners LP June 2015 - Present
JPMorgan Chase October 2013 - April 2014
Bank of America Merrill Lynch June 2010 - May 2013
Merrill Lynch February 2006 - May 2010
Boston Stock Exchange (Boston Options Exchange) July 2004 - January 2006
TradingLab, Inc. February 2002 - June 2004
O1, Inc - DealComposer 2001 - January 2002
Citibank 1998 - 2001
RBS Greenwich Capital (fka Greenwich Capital Markets) 1997 - 1998
US Securities and Exchange Commission March 1993 - December 1996
Skills
Series 7, Series 24...
Education
American University Washington College of Law 1989 — 1992
JD, Law
University of Michigan 1984 — 1989
BA, English
PJT Partners LP June 2015 - Present
JPMorgan Chase October 2013 - April 2014
Bank of America Merrill Lynch June 2010 - May 2013
Merrill Lynch February 2006 - May 2010
Boston Stock Exchange (Boston Options Exchange) July 2004 - January 2006
TradingLab, Inc. February 2002 - June 2004
O1, Inc - DealComposer 2001 - January 2002
Citibank 1998 - 2001
RBS Greenwich Capital (fka Greenwich Capital Markets) 1997 - 1998
US Securities and Exchange Commission March 1993 - December 1996
Skills
Series 7, Series 24...
Education
American University Washington College of Law 1989 — 1992
JD, Law
University of Michigan 1984 — 1989
BA, English
Jonathan Breckenridge's US Securities and Exchange Commission Experience September 1992 - September 1995
Job Retired (for now)
Industry Financial Services
Experience
Goldman Sachs November 2000 - June 2015
MarketXT, Inc. December 1998 - November 2000
Rogers & Wells (now Clifford Chance) September 1995 - December 1998
US Securities and Exchange Commission September 1992 - September 1995
Chubb September 1983 - September 1989
Skills
Prime Brokerage, Hedge Funds, Equities, Securities, Securities Lending, Electronic Trading, Derivatives, Trading Systems, Dodd-Frank, Series 7
Education
New York University School of Law 1989 — 1992
JD
Allegheny College 1979 — 1983
BA, History
Goldman Sachs November 2000 - June 2015
MarketXT, Inc. December 1998 - November 2000
Rogers & Wells (now Clifford Chance) September 1995 - December 1998
US Securities and Exchange Commission September 1992 - September 1995
Chubb September 1983 - September 1989
Skills
Prime Brokerage, Hedge Funds, Equities, Securities, Securities Lending, Electronic Trading, Derivatives, Trading Systems, Dodd-Frank, Series 7
Education
New York University School of Law 1989 — 1992
JD
Allegheny College 1979 — 1983
BA, History
David Nason's US Securities and Exchange Commission Experience 2002 - 2005
Job President & CEO, Energy Financial Services at GE Capital
Industry Financial Services
Experience
GE Capital November 2013 - Present
GE Capital August 2010 - October 2013
Promontory Financial Group, LLC March 2009 - June 2010
US Treasury October 2005 - January 2009
Bush Administration 2005 - 2009
US Securities and Exchange Commission 2002 - 2005
Covington & Burling 1996 - 2002
Skills
Securities Regulation, Leadership, Management, Restructuring, Financial Markets, Bank Secrecy Act, Legal Advice, Equities, Alternative Investments
Education
American University, Washington College of Law 1992 — 1995
JD, Law
American University - Kogod School of Business 1988 — 1992
BS, Finance
GE Capital November 2013 - Present
GE Capital August 2010 - October 2013
Promontory Financial Group, LLC March 2009 - June 2010
US Treasury October 2005 - January 2009
Bush Administration 2005 - 2009
US Securities and Exchange Commission 2002 - 2005
Covington & Burling 1996 - 2002
Skills
Securities Regulation, Leadership, Management, Restructuring, Financial Markets, Bank Secrecy Act, Legal Advice, Equities, Alternative Investments
Education
American University, Washington College of Law 1992 — 1995
JD, Law
American University - Kogod School of Business 1988 — 1992
BS, Finance
Barbara Hannigan's US Securities and Exchange Commission Experience July 1997 - March 2004
Job Ethics Officer/Senior Compliance Counsel at Public Company Accounting Oversight Board
Industry Legal Services
Experience
Public Company Accounting Oversight Board March 2004 - Present
US Securities and Exchange Commission July 1997 - March 2004
Office of the General Counsel, Securities and Exchange Commission 1997 - 2004
United States Securities and Exchange Commission 1987 - 2004
Shaw Pittman Potts & Trowbridge 1984 - 1987
Education
American University Washington College of Law 1980 — 1984
JD
Georgetown University
georgetown university MA
Public Company Accounting Oversight Board March 2004 - Present
US Securities and Exchange Commission July 1997 - March 2004
Office of the General Counsel, Securities and Exchange Commission 1997 - 2004
United States Securities and Exchange Commission 1987 - 2004
Shaw Pittman Potts & Trowbridge 1984 - 1987
Education
American University Washington College of Law 1980 — 1984
JD
Georgetown University
georgetown university MA
Diem-Mi Lu's US Securities and Exchange Commission Experience May 2009 - July 2009
Job Associate at Arnold & Porter
Industry Law Practice
Experience
Arnold & Porter October 2011 - Present
Arnold & Porter May 2010 - July 2010
US Securities and Exchange Commission May 2009 - July 2009
Skills
Legal Research, Legal Writing, Corporate Law, Securities Regulation, Mergers & Acquisitions, Cross-border..., Corporate Governance, Due Diligence, Legal Advice
Education
Georgetown University Law Center 2009 — 2011
Juris Doctor, Cum Laude
American University, Washington College of Law 2008 — 2009
Columbia College (NY) 2004 — 2008
Bachelor of Arts, Economics
National Cathedral School 2000 — 2004
High School Diploma
Arnold & Porter October 2011 - Present
Arnold & Porter May 2010 - July 2010
US Securities and Exchange Commission May 2009 - July 2009
Skills
Legal Research, Legal Writing, Corporate Law, Securities Regulation, Mergers & Acquisitions, Cross-border..., Corporate Governance, Due Diligence, Legal Advice
Education
Georgetown University Law Center 2009 — 2011
Juris Doctor, Cum Laude
American University, Washington College of Law 2008 — 2009
Columbia College (NY) 2004 — 2008
Bachelor of Arts, Economics
National Cathedral School 2000 — 2004
High School Diploma
Ignacio Sandoval's US Securities and Exchange Commission Experience August 2007 - October 2012
Job Associate Investment Management at Morgan, Lewis & Bockius LLP
Industry Law Practice
Experience
Morgan, Lewis & Bockius LLP November 2012 - Present
Allen & Overy October 2012 - November 2012
US Securities and Exchange Commission August 2007 - October 2012
U.S. Department of State February 2006 - August 2006
Federal Communications Commission June 2005 - August 2005
Skills
Trading, Enforcement, Securities Regulation, Securities, Capital Markets, AML, FINRA, Broker-Dealer, SEC, Legal Advice, Investment Management, Financial Regulation, Legal Research, Legal Writing, Anti Money Laundering
Education
American University Washington College of Law 2004 — 2007
JD, Law
University of California, Los Angeles 1997 — 2003
BA, International Relations
Garfield High School, Los Angeles, CA
Morgan, Lewis & Bockius LLP November 2012 - Present
Allen & Overy October 2012 - November 2012
US Securities and Exchange Commission August 2007 - October 2012
U.S. Department of State February 2006 - August 2006
Federal Communications Commission June 2005 - August 2005
Skills
Trading, Enforcement, Securities Regulation, Securities, Capital Markets, AML, FINRA, Broker-Dealer, SEC, Legal Advice, Investment Management, Financial Regulation, Legal Research, Legal Writing, Anti Money Laundering
Education
American University Washington College of Law 2004 — 2007
JD, Law
University of California, Los Angeles 1997 — 2003
BA, International Relations
Garfield High School, Los Angeles, CA
Dalia (Osman) Blass's US Securities and Exchange Commission Experience November 2013 - Present
Job Assistant Chief Counsel, Division of Investment Management at US Securities and Exchange Commission
Industry Investment Management
Experience
US Securities and Exchange Commission November 2013 - Present
US Securities and Exchange Commission October 2011 - November 2013
US Securities and Exchange Commission July 2010 - September 2011
SEC December 2004 - November 2008
Shearman & Sterling LLP 1999 - 2003
Skills
Securities Regulation, Corporate Law, Capital Markets, Corporate Governance, Investments, Internal Investigations, Securities, FCPA, Private Equity, Hedge Funds, Financial Regulation, IPO, Legal Research, Due Diligence, Investment Management, Joint Ventures, Legal Compliance, FINRA
Education
Columbia University School of Law 1996 — 1999
JD
American University 1992 — 1993
Bachelor's degree, International/Global Studies
The American University in Cairo 1989 — 1991
Political Science and Government
US Securities and Exchange Commission November 2013 - Present
US Securities and Exchange Commission October 2011 - November 2013
US Securities and Exchange Commission July 2010 - September 2011
SEC December 2004 - November 2008
Shearman & Sterling LLP 1999 - 2003
Skills
Securities Regulation, Corporate Law, Capital Markets, Corporate Governance, Investments, Internal Investigations, Securities, FCPA, Private Equity, Hedge Funds, Financial Regulation, IPO, Legal Research, Due Diligence, Investment Management, Joint Ventures, Legal Compliance, FINRA
Education
Columbia University School of Law 1996 — 1999
JD
American University 1992 — 1993
Bachelor's degree, International/Global Studies
The American University in Cairo 1989 — 1991
Political Science and Government
Dan Burton's US Securities and Exchange Commission Experience 1996 - 1997
Job Executive Director at Morgan Stanley Investment Management
Industry Investment Management
Experience
Morgan Stanley Investment Management 2004 - Present
Hartford Investment Management 2001 - 2004
ING Investment Management 1997 - 2001
US Securities and Exchange Commission 1996 - 1997
K&L Gates 1992 - 1996
Education
American University, Washington College of Law 1989 — 1992
JD, magna cum laude
Boston University 1985 — 1989
BA, magna cum laude, Psychology
Morgan Stanley Investment Management 2004 - Present
Hartford Investment Management 2001 - 2004
ING Investment Management 1997 - 2001
US Securities and Exchange Commission 1996 - 1997
K&L Gates 1992 - 1996
Education
American University, Washington College of Law 1989 — 1992
JD, magna cum laude
Boston University 1985 — 1989
BA, magna cum laude, Psychology
Abraham Jacob's US Securities and Exchange Commission Experience July 2013 - Present
Job AttorneyAdvisor at US Securities and Exchange Commission
Industry Financial Services
Experience
US Securities and Exchange Commission July 2013 - Present
Pickard and Djinis May 2012 - July 2013
Financial Services Institute July 2011 - May 2012
Georgetown University Law Center June 2010 - June 2011
US Securities and Exchange Commission January 2010 - April 2010
FINRA September 2009 - November 2009
US Securities and Exchange Commission September 2008 - November 2008
Education
American University - Kogod School of Business 2011 — 2014
Master's Degree, Finance
Georgetown University Law Center 2009 — 2010
LL.M., Securities and Financial Regulation
Georgetown University Law Center 2006 — 2009
J.D.
Brigham Young University 1998 — 2005
BA, Economics
US Securities and Exchange Commission July 2013 - Present
Pickard and Djinis May 2012 - July 2013
Financial Services Institute July 2011 - May 2012
Georgetown University Law Center June 2010 - June 2011
US Securities and Exchange Commission January 2010 - April 2010
FINRA September 2009 - November 2009
US Securities and Exchange Commission September 2008 - November 2008
Education
American University - Kogod School of Business 2011 — 2014
Master's Degree, Finance
Georgetown University Law Center 2009 — 2010
LL.M., Securities and Financial Regulation
Georgetown University Law Center 2006 — 2009
J.D.
Brigham Young University 1998 — 2005
BA, Economics
Grant Mogan's US Securities and Exchange Commission Experience July 2012 - Present
Job Staff Attorney at U.S. Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission July 2012 - Present
Richards Kibbe & Orbe LLP January 2007 - June 2012
Sullivan & Cromwell LLP August 2005 - December 2006
Education
American University, Washington College of Law 2002 — 2005
JD
Emory University 1998 — 2002
BA, Political Science
US Securities and Exchange Commission July 2012 - Present
Richards Kibbe & Orbe LLP January 2007 - June 2012
Sullivan & Cromwell LLP August 2005 - December 2006
Education
American University, Washington College of Law 2002 — 2005
JD
Emory University 1998 — 2002
BA, Political Science
Kelly Moan, CEH's US Securities and Exchange Commission Experience March 2010 - January 2011
Job Deputy Resource Manager
Industry Information Technology and Services
Experience
Northrop Grumman Corporation February 2015 - Present
Apple Retail October 2009 - May 2015
Northrop Grumman Corporation February 2014 - February 2015
CSC June 2012 - February 2014
US Department of Homeland Security June 2011 - May 2012
US Securities and Exchange Commission March 2010 - January 2011
Skills
OS X, Microsoft Office, iWork, International Relations, Program Management, SharePoint, Research, Final Cut Pro, Management Consulting, Aperture, Training Facilitation, Agile & Waterfall..., IT Project & Program..., SPSS, Business Analysis, Change Management, Software Development..., Business Development, Requirements Management, Proposal Writing, Cost Management, Supply Chain Management, Subcontracts Management, PowerPoint, Data Analysis, Customer Service, Leadership, Analysis, Management, Public Speaking
Education
Penn State World Campus 2015 — 2017
Master of Science (M.S.), Project Management
American University
BA, International Studies
Northrop Grumman Corporation February 2015 - Present
Apple Retail October 2009 - May 2015
Northrop Grumman Corporation February 2014 - February 2015
CSC June 2012 - February 2014
US Department of Homeland Security June 2011 - May 2012
US Securities and Exchange Commission March 2010 - January 2011
Skills
OS X, Microsoft Office, iWork, International Relations, Program Management, SharePoint, Research, Final Cut Pro, Management Consulting, Aperture, Training Facilitation, Agile & Waterfall..., IT Project & Program..., SPSS, Business Analysis, Change Management, Software Development..., Business Development, Requirements Management, Proposal Writing, Cost Management, Supply Chain Management, Subcontracts Management, PowerPoint, Data Analysis, Customer Service, Leadership, Analysis, Management, Public Speaking
Education
Penn State World Campus 2015 — 2017
Master of Science (M.S.), Project Management
American University
BA, International Studies
Michael McLellan's US Securities and Exchange Commission Experience 2003 - 2003
Job Partner at Finkelstein Thompson LLP
Industry Law Practice
Experience
Finkelstein Thompson LLP 2004 - Present
Sowell Gray Stepp & Laffitte, LLC May 2002 - April 2003
US Securities and Exchange Commission 2003 - 2003
Skills
Class Actions, Litigation, Appeals, Courts, Competition Law, Trials, Securities Litigation, Commercial Litigation, Civil Litigation, Securities Regulation, Consumer Law, Legal Assistance, Legal Issues, Securities, Depositions, Legal Writing, Arbitration
Education
American University, Washington College of Law 2003 — 2004
Master of Laws (LLM), Law and Government
University of South Carolina School of Law 2000 — 2003
Doctor of Law (JD), Law
University of South Carolina-Columbia 1992 — 1996
Bachelor of Arts (B.A.), English
Finkelstein Thompson LLP 2004 - Present
Sowell Gray Stepp & Laffitte, LLC May 2002 - April 2003
US Securities and Exchange Commission 2003 - 2003
Skills
Class Actions, Litigation, Appeals, Courts, Competition Law, Trials, Securities Litigation, Commercial Litigation, Civil Litigation, Securities Regulation, Consumer Law, Legal Assistance, Legal Issues, Securities, Depositions, Legal Writing, Arbitration
Education
American University, Washington College of Law 2003 — 2004
Master of Laws (LLM), Law and Government
University of South Carolina School of Law 2000 — 2003
Doctor of Law (JD), Law
University of South Carolina-Columbia 1992 — 1996
Bachelor of Arts (B.A.), English
Magdalena Camillo's US Securities and Exchange Commission Experience October 2010 - Present
Job Attorney at US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission October 2010 - Present
Akin Gump Strauss Hauer & Feld LLP September 2005 - March 2010
Skills
Legal Research, Legal Writing, Securities Regulation, Corporate Law, Mergers & Acquisitions, Securities
Education
American University Washington College of Law 2002 — 2005
JD
University of Rochester 1998 — 2002
BA, Political Science, Economics, Spanish, International Relations
Universidad Complutense de Madrid 2000 — 2000
N/A, Study Abroad Program
US Securities and Exchange Commission October 2010 - Present
Akin Gump Strauss Hauer & Feld LLP September 2005 - March 2010
Skills
Legal Research, Legal Writing, Securities Regulation, Corporate Law, Mergers & Acquisitions, Securities
Education
American University Washington College of Law 2002 — 2005
JD
University of Rochester 1998 — 2002
BA, Political Science, Economics, Spanish, International Relations
Universidad Complutense de Madrid 2000 — 2000
N/A, Study Abroad Program
Emily Gordy's US Securities and Exchange Commission Experience August 1987 - July 2000
Job Executive Vice President, Deputy General Counsel at LPL Financial LLC
Industry Financial Services
Experience
LPL Financial LLC September 2015 - Present
Shulman, Rogers, Gandal, Pordy & Ecker, P.A. October 2014 - September 2015
Financial Industry Regulatory Authority June 2007 - October 2014
Financial Industry Regulatory Authority (FINRA) June 2006 - October 2007
Financial Industry Regulatory Authority (FINRA) November 2003 - June 2006
FINRA July 2000 - November 2003
US Securities and Exchange Commission August 1987 - July 2000
Skills
FINRA, Securities Regulation, Fixed Income, AML, Securities, SEC, Policy, Private Investigations, Compliance, Broker-Dealer, Series 24, Securities Litigation, Financial Regulation, Leadership, Series 7, Capital Markets, Fraud, Corporate Governance, Litigation, Enforcement, Hedge Funds, Program Management, Mutual Funds, USA PATRIOT Act, Dodd-Frank, Private Placements, Investment Advisory, Internal Investigations, Investment Advisers Act, OFAC, Anti Money Laundering
Education
American University, Washington College of Law
J.D.
Gettysburg College
B.A., Political Science
LPL Financial LLC September 2015 - Present
Shulman, Rogers, Gandal, Pordy & Ecker, P.A. October 2014 - September 2015
Financial Industry Regulatory Authority June 2007 - October 2014
Financial Industry Regulatory Authority (FINRA) June 2006 - October 2007
Financial Industry Regulatory Authority (FINRA) November 2003 - June 2006
FINRA July 2000 - November 2003
US Securities and Exchange Commission August 1987 - July 2000
Skills
FINRA, Securities Regulation, Fixed Income, AML, Securities, SEC, Policy, Private Investigations, Compliance, Broker-Dealer, Series 24, Securities Litigation, Financial Regulation, Leadership, Series 7, Capital Markets, Fraud, Corporate Governance, Litigation, Enforcement, Hedge Funds, Program Management, Mutual Funds, USA PATRIOT Act, Dodd-Frank, Private Placements, Investment Advisory, Internal Investigations, Investment Advisers Act, OFAC, Anti Money Laundering
Education
American University, Washington College of Law
J.D.
Gettysburg College
B.A., Political Science
Sapna Patel's US Securities and Exchange Commission Experience 2000 - 2005
Job Executive Director at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley 2005 - Present
US Securities and Exchange Commission 2000 - 2005
Education
University of Maryland Francis King Carey School of Law 1997 — 2000
JD
American University 1992 — 1996
BA, Double Major: Criminal Justice and Psychology
Morgan Stanley 2005 - Present
US Securities and Exchange Commission 2000 - 2005
Education
University of Maryland Francis King Carey School of Law 1997 — 2000
JD
American University 1992 — 1996
BA, Double Major: Criminal Justice and Psychology
Brian Soares's US Securities and Exchange Commission Experience September 2012 - Present
Job Attorney at US Securities and Exchange Commission
Industry Law Practice
Experience
US Securities and Exchange Commission September 2012 - Present
US Securities and Exchange Commission January 2012 - May 2012
American University Washington College of Law November 2011 - May 2012
Public International Law & Policy Group April 2011 - May 2012
Embassy of Brazil in Washington, DC May 2011 - July 2011
American University Washington College of Law August 2010 - May 2011
Public International Law & Policy Group May 2010 - April 2011
Global Justice Initiative, Inc. June 2010 - August 2010
Greenzang & Hurwitz October 2008 - June 2009
Skills
Securities, International Trade Law, Public International Law, Portuguese native, Capital Markets, Negotiation, Securities Regulation, FCPA, Investment Advisers Act, Securities Exchange Act...
Education
American University, Washington College of Law 2009 — 2012
J.D., Law
Boston University 2005 — 2008
B.A. with Distinction, History
Escola Americana do Rio de Janeiro (American School of Rio de Janeiro) 1993 — 2005
High School, U.S. and Brazilian Diplomas
US Securities and Exchange Commission September 2012 - Present
US Securities and Exchange Commission January 2012 - May 2012
American University Washington College of Law November 2011 - May 2012
Public International Law & Policy Group April 2011 - May 2012
Embassy of Brazil in Washington, DC May 2011 - July 2011
American University Washington College of Law August 2010 - May 2011
Public International Law & Policy Group May 2010 - April 2011
Global Justice Initiative, Inc. June 2010 - August 2010
Greenzang & Hurwitz October 2008 - June 2009
Skills
Securities, International Trade Law, Public International Law, Portuguese native, Capital Markets, Negotiation, Securities Regulation, FCPA, Investment Advisers Act, Securities Exchange Act...
Education
American University, Washington College of Law 2009 — 2012
J.D., Law
Boston University 2005 — 2008
B.A. with Distinction, History
Escola Americana do Rio de Janeiro (American School of Rio de Janeiro) 1993 — 2005
High School, U.S. and Brazilian Diplomas
Bruce MacNeil's US Securities and Exchange Commission Experience December 1991 - Present
Job Senior Counsel at Securities & Exchange Commission
Industry Legal Services
Experience
US Securities and Exchange Commission December 1991 - Present
Department of the Navy August 1985 - December 1991
Colonial Williamsburg Foundation May 1976 - September 1979
Skills
Securities Offerings, Litigation, Corporate Governance, Securities Litigation, Securities Regulation, FCPA, Investment Company Act, Corporate Law, Privacy Law, Securities
Education
American University
J.D.
American University
M.B.A., Finance
The College of William and Mary
B.A., Government
US Securities and Exchange Commission December 1991 - Present
Department of the Navy August 1985 - December 1991
Colonial Williamsburg Foundation May 1976 - September 1979
Skills
Securities Offerings, Litigation, Corporate Governance, Securities Litigation, Securities Regulation, FCPA, Investment Company Act, Corporate Law, Privacy Law, Securities
Education
American University
J.D.
American University
M.B.A., Finance
The College of William and Mary
B.A., Government
Harvey Kesner's US Securities and Exchange Commission Experience November 1982 - December 1985
Job Partner at Sichenzia Ross Friedman Ference LLP
Industry Law Practice
Experience
Sichenzia Ross Friedman Ference LLP Partner; Head of Business and Securites Regulation GroupHaynes and Boone, LLPOctober 2006 - January 2009
Olshan Grundman Frome Rosenzweig & Wolosky LLP October 2004 - September 2006
Lampf, Lipkind, Prupis & Petigrow, P.C. September 2000 - September 2004
Harvey J. Kesner, Attorney July 1998 - July 2000
American Banknote Company May 1991 - June 1998
Stroock & Stroock & Lavan LLP June 1987 - May 1991
Akin Gump Strauss Hauer & Feld LLP January 1986 - June 1987
US Securities and Exchange Commission November 1982 - December 1985
Education
American University - Kogod School of Business
MBA
American University Washington College of Law
JD, Law
Binghamton University
BS, Management
Sichenzia Ross Friedman Ference LLP Partner; Head of Business and Securites Regulation GroupHaynes and Boone, LLPOctober 2006 - January 2009
Olshan Grundman Frome Rosenzweig & Wolosky LLP October 2004 - September 2006
Lampf, Lipkind, Prupis & Petigrow, P.C. September 2000 - September 2004
Harvey J. Kesner, Attorney July 1998 - July 2000
American Banknote Company May 1991 - June 1998
Stroock & Stroock & Lavan LLP June 1987 - May 1991
Akin Gump Strauss Hauer & Feld LLP January 1986 - June 1987
US Securities and Exchange Commission November 1982 - December 1985
Education
American University - Kogod School of Business
MBA
American University Washington College of Law
JD, Law
Binghamton University
BS, Management
Jeffrey Tao's US Securities and Exchange Commission Experience March 2010 - Present
Job Assistant Chief Litigation Counsel at US Securities and Exchange Commission
Industry Law Enforcement
Experience
US Securities and Exchange Commission March 2010 - Present
United States Attorney's office, District of Nevada February 2007 - February 2010
U.S. Securities and Exchange Commission February 2004 - March 2007
King and Spalding LLP October 2001 - February 2004
The Honorable Karen J. Williams, U.S. Court of Appeals, Fourth Circuit August 1999 - August 2001
The Honorable Samuel Wilson, U.S. District Court W.D. Va. August 1998 - August 1999
Sullivan & Cromwell LLP October 1997 - August 1998
Education
American University Washington College of Law 1994 — 1997
J.D., Law
Virginia Polytechnic Institute and State University 1990 — 1994
B.S., Biology
US Securities and Exchange Commission March 2010 - Present
United States Attorney's office, District of Nevada February 2007 - February 2010
U.S. Securities and Exchange Commission February 2004 - March 2007
King and Spalding LLP October 2001 - February 2004
The Honorable Karen J. Williams, U.S. Court of Appeals, Fourth Circuit August 1999 - August 2001
The Honorable Samuel Wilson, U.S. District Court W.D. Va. August 1998 - August 1999
Sullivan & Cromwell LLP October 1997 - August 1998
Education
American University Washington College of Law 1994 — 1997
J.D., Law
Virginia Polytechnic Institute and State University 1990 — 1994
B.S., Biology
Arthur Lerner's US Securities and Exchange Commission Experience 2010 - Present
Job Attorney Advisor
Industry Human Resources
Experience
US Securities and Exchange Commission 2010 - Present
FEMA June 2000 - May 2010
Skills
Legal Research, Employee Relations, Legal Writing, Employment Law, Mediation, Labor Relations, Enforcement, Policy Analysis, Organizational..., Restructuring, Administrative Law, Legal Compliance, Policy, Government, Westlaw, Immigration Law, Legal Issues, International Law, Litigation, Employee Benefits, Program Management, Strategic Planning, Law Enforcement, Public Policy
Education
George Mason University 1980 — 1984
Doctor of Law (J.D.), Law
American University
American University
American University
US Securities and Exchange Commission 2010 - Present
FEMA June 2000 - May 2010
Skills
Legal Research, Employee Relations, Legal Writing, Employment Law, Mediation, Labor Relations, Enforcement, Policy Analysis, Organizational..., Restructuring, Administrative Law, Legal Compliance, Policy, Government, Westlaw, Immigration Law, Legal Issues, International Law, Litigation, Employee Benefits, Program Management, Strategic Planning, Law Enforcement, Public Policy
Education
George Mason University 1980 — 1984
Doctor of Law (J.D.), Law
American University
American University
American University
John Stickel's US Securities and Exchange Commission Experience September 2005 - Present
Job Attorney at US Securities and Exchange Commission
Industry Law Enforcement
Experience
US Securities and Exchange Commission September 2005 - Present
PNC October 2000 - July 2002
Embassy Communications Corporation October 1999 - August 2000
Merrill Lynch January 1999 - November 1999
PHICO Insurance June 1997 - December 1998
United States Army Reserve 1993 - 1997
Skills
Securities Regulation, Insurance, Corporate Law, Securities, Finance, Credit, Legal Writing, Government, Management, Public Speaking, Sales, Legal Research
Education
American University, Washington College of Law 2002 — 2005
Juris Doctor, Law, 3.62 (Cum Laude)
Temple University - Fox School of Business and Management 1990 — 1997
Bachelor of Business Administration, Marketing, Risk Management and Insurance, 3.42 (Cum Laude)
US Securities and Exchange Commission September 2005 - Present
PNC October 2000 - July 2002
Embassy Communications Corporation October 1999 - August 2000
Merrill Lynch January 1999 - November 1999
PHICO Insurance June 1997 - December 1998
United States Army Reserve 1993 - 1997
Skills
Securities Regulation, Insurance, Corporate Law, Securities, Finance, Credit, Legal Writing, Government, Management, Public Speaking, Sales, Legal Research
Education
American University, Washington College of Law 2002 — 2005
Juris Doctor, Law, 3.62 (Cum Laude)
Temple University - Fox School of Business and Management 1990 — 1997
Bachelor of Business Administration, Marketing, Risk Management and Insurance, 3.42 (Cum Laude)
Lisa Sachar's US Securities and Exchange Commission Experience February 1995 - July 1999
Job Accounting Consultant at EKG Accounting & Financial Services, LLC
Industry Accounting
Experience
EKG Accounting and Financial Services, LLC December 2011 - Present
Centurion Research Solutions October 2009 - December 2011
Lee Sipe and Associates, a Raymond James Financial Services Company February 2008 - October 2009
US Securities and Exchange Commission February 1995 - July 1999
PwC September 1989 - January 1995
Skills
Accounting, QuickBooks, GAAP, Accounts Payable, Payroll, Small Business, Financial Accounting, CPA, US GAAP, Financial Statements, Tax Preparation, Government Contracting, Forecasting, Auditing, Strategy, Tax, Business Development, Analysis
Education
American University 1985 — 1989
Bachelor of Science (BS), Accounting
EKG Accounting and Financial Services, LLC December 2011 - Present
Centurion Research Solutions October 2009 - December 2011
Lee Sipe and Associates, a Raymond James Financial Services Company February 2008 - October 2009
US Securities and Exchange Commission February 1995 - July 1999
PwC September 1989 - January 1995
Skills
Accounting, QuickBooks, GAAP, Accounts Payable, Payroll, Small Business, Financial Accounting, CPA, US GAAP, Financial Statements, Tax Preparation, Government Contracting, Forecasting, Auditing, Strategy, Tax, Business Development, Analysis
Education
American University 1985 — 1989
Bachelor of Science (BS), Accounting
Benjamin Litchfield's US Securities and Exchange Commission Experience January 2013 - April 2013
Job
Industry Law Practice
Experience
NCUA May 2014 - April 2015
Federal Deposit Insurance Corporation July 2013 - May 2014
DC Superior Court August 2013 - December 2013
US Securities and Exchange Commission January 2013 - April 2013
NCUA June 2012 - August 2012
Skills
Legal Research, Legal Writing, Policy, Westlaw, Research, Securities Regulation, Banking Law, Financial Regulation, Policy Analysis, Corporate Law
Education
American University 2014 — 2016
Master’s Degree, Economics
American University - Kogod School of Business 2014 — 2016
Master’s Degree, Finance
Howard University School of Law 2012 — 2013
Juris Doctor (J.D.), Banking, Corporate, Finance, and Securities Law, Cum Laude
The George Washington University 2005 — 2009
Bachelor’s Degree, Philosophy, Magna Cum Laude
NCUA May 2014 - April 2015
Federal Deposit Insurance Corporation July 2013 - May 2014
DC Superior Court August 2013 - December 2013
US Securities and Exchange Commission January 2013 - April 2013
NCUA June 2012 - August 2012
Skills
Legal Research, Legal Writing, Policy, Westlaw, Research, Securities Regulation, Banking Law, Financial Regulation, Policy Analysis, Corporate Law
Education
American University 2014 — 2016
Master’s Degree, Economics
American University - Kogod School of Business 2014 — 2016
Master’s Degree, Finance
Howard University School of Law 2012 — 2013
Juris Doctor (J.D.), Banking, Corporate, Finance, and Securities Law, Cum Laude
The George Washington University 2005 — 2009
Bachelor’s Degree, Philosophy, Magna Cum Laude
Alexander Krot's US Securities and Exchange Commission Experience September 2009 - November 2009
Job Attorney
Industry Law Practice
Experience
Levi & Korsinsky, LLP September 2013 - Present
Commodity Futures Trading Commission June 2011 - January 2012
US Securities and Exchange Commission September 2009 - November 2009
Institute of International Banking Law & Practice, Inc. May 2009 - August 2009
Bassett Asset, LLC July 2008 - July 2008
American Homesites, L.L.C. February 2005 - January 2006
Education
American University - Kogod School of Business 2009 — 2012
Master of Business Administration (M.B.A.), Business Administration and Management, General
Georgetown University Law Center 2010 — 2011
Master of Laws (LL.M.), Securities and Financial Regulation
American University, Washington College of Law 2008 — 2010
Doctor of Law (JD)
Florida Coastal School of Law 2007 — 2008
Juris Doctor
The George Washington University 1999 — 2003
Bachelor of Business Administration (BBA), Dual Concentrations in Finance and International Business
Levi & Korsinsky, LLP September 2013 - Present
Commodity Futures Trading Commission June 2011 - January 2012
US Securities and Exchange Commission September 2009 - November 2009
Institute of International Banking Law & Practice, Inc. May 2009 - August 2009
Bassett Asset, LLC July 2008 - July 2008
American Homesites, L.L.C. February 2005 - January 2006
Education
American University - Kogod School of Business 2009 — 2012
Master of Business Administration (M.B.A.), Business Administration and Management, General
Georgetown University Law Center 2010 — 2011
Master of Laws (LL.M.), Securities and Financial Regulation
American University, Washington College of Law 2008 — 2010
Doctor of Law (JD)
Florida Coastal School of Law 2007 — 2008
Juris Doctor
The George Washington University 1999 — 2003
Bachelor of Business Administration (BBA), Dual Concentrations in Finance and International Business
Johnna Dumler's US Securities and Exchange Commission Experience May 2005 - Present
Job Special Counsel at US Securities and Exchange Commission
Industry Law Enforcement
Experience
US Securities and Exchange Commission May 2005 - Present
Steptoe & Johnson LLP 2000 - 2005
District of Columbia Superior Court 1998 - 2000
Skills
Corporate Governance, Legal Research, Securities Regulation, Legal Writing, Litigation, Corporate Law, Securities, Civil Litigation, Administrative Law, Courts
Education
American University Washington College of Law 1995 — 1998
Doctor of Law (JD)
Skidmore College 1989 — 1993
BA, Gov't
Fieldston 1985 — 1989
Bank Street College of Education 1975 — 1985
US Securities and Exchange Commission May 2005 - Present
Steptoe & Johnson LLP 2000 - 2005
District of Columbia Superior Court 1998 - 2000
Skills
Corporate Governance, Legal Research, Securities Regulation, Legal Writing, Litigation, Corporate Law, Securities, Civil Litigation, Administrative Law, Courts
Education
American University Washington College of Law 1995 — 1998
Doctor of Law (JD)
Skidmore College 1989 — 1993
BA, Gov't
Fieldston 1985 — 1989
Bank Street College of Education 1975 — 1985
Liliana Burnett's US Securities and Exchange Commission Experience September 2013 - December 2013
Job Presidential Management Fellow at Internal Revenue Service
Industry Law Practice
Experience
Internal Revenue Service October 2014 - Present
Janet R. Spragens Federal Tax Clinic January 2014 - May 2014
Intellectual Property Brief May 2013 - May 2014
US Securities and Exchange Commission September 2013 - December 2013
Federal Deposit Insurance Corporation May 2013 - August 2013
Broadcasting Board of Governors January 2013 - May 2013
CUNA -- Credit Union National Association May 2012 - August 2012
Education
American University, Washington College of Law 2011 — 2014
Doctor of Law (J.D.)
Santa Clara University 2007 — 2011
Bachelor of Arts (BA), History
Internal Revenue Service October 2014 - Present
Janet R. Spragens Federal Tax Clinic January 2014 - May 2014
Intellectual Property Brief May 2013 - May 2014
US Securities and Exchange Commission September 2013 - December 2013
Federal Deposit Insurance Corporation May 2013 - August 2013
Broadcasting Board of Governors January 2013 - May 2013
CUNA -- Credit Union National Association May 2012 - August 2012
Education
American University, Washington College of Law 2011 — 2014
Doctor of Law (J.D.)
Santa Clara University 2007 — 2011
Bachelor of Arts (BA), History
Song Brandon's US Securities and Exchange Commission Experience February 2013 - Present
Job Senior Special Counsel, Office of Chief Counsel, Office of Compliance Inspections and Examinations
Industry Law Enforcement
Experience
US Securities and Exchange Commission February 2013 - Present
Division of Enforcement, US Securities and Exchange Commission June 2010 - February 2013
Office of Mergers and Acquisitions, Division of Corporate Finance May 2008 - July 2010
Office of Healthcare and Insurance, Division of Corporate Finance October 2002 - May 2008
Thacher Proffitt & Wood LLP January 2000 - October 2002
Education
American University
JD and MBA in Finance
Pepperdine University
MA and BA in Clinical Psychology
US Securities and Exchange Commission February 2013 - Present
Division of Enforcement, US Securities and Exchange Commission June 2010 - February 2013
Office of Mergers and Acquisitions, Division of Corporate Finance May 2008 - July 2010
Office of Healthcare and Insurance, Division of Corporate Finance October 2002 - May 2008
Thacher Proffitt & Wood LLP January 2000 - October 2002
Education
American University
JD and MBA in Finance
Pepperdine University
MA and BA in Clinical Psychology
Department of Veterans Affairs
US Census Bureau
U.S. Department of Veterans Affairs
FDA
USAID
US Fish and Wildlife Service
TSA
Defense Logistics Agency