National Futures Association

Description

The National Futures Association is the self-regulatory organization for the U.S. derivatives industry, including on-exchange traded futures, retail off-exchange foreign currency and OTC derivatives. NFA is headquartered in Chicago and maintains an office in New York City. Founded: 1982 Jurisdiction: United States of America Headquarters: Chicago, Illinois, United States

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National Futures Association Employees

Employee
Years
Job
Industry
Ivan Chesnokov Ivan Chesnokov Greater New York City Area Details
Ivan Chesnokov's National Futures Association Experience February 2015 - Present
Job
Industry Financial Services
Experience
Citi  June 2015 - Present
National Futures Association   February 2015 - Present
Citi  June 2014 - August 2014
J.P. Morgan   October 2013 - May 2014
Citi  June 2013 - August 2013
NYSE Euronext  February 2013 - May 2013
Bank of America  2010 - 2011

Education
City University of New York-Baruch College - Zicklin School of Business   2010 — 2014
Bachelor of Business Administration (BBA)

Hani Francis Hani Francis Greater New York City Area Details
Hani Francis's National Futures Association Experience June 2015 - Present
Job Compliance Examiner at National Futures Association
Industry Financial Services
Experience
National Futures Association   June 2015 - Present
Fordham University  August 2014 - May 2015
Lacoste  September 2014 - December 2014
J.P. Morgan   June 2014 - August 2014
Bank Audi sal  June 2013 - August 2013
The Permanent Mission of Lebanon to the United Nations   July 2012 - August 2012
PKF International Limited   July 2011 - August 2011

Skills
Microsoft Office, PowerPoint, Microsoft Word, English, Social Media, Microsoft Excel, French, Arabic, Bloomberg Software, Economics, Spanish, Investment Banking, Financial Analysis, Analysis, Valuation, Teamwork, Public Speaking

Education
Fordham University   2011 — 2015
Bachelor of Science (B.Sc.) in Business Administration, Concentrations: Finance & International Business, Minor: Economics

Heythrop College, U. of London   2013 — 2013
Study Abroad

Lycée Français de New York   2005 — 2011
French Baccalaureate (with Honors, OIB: Option Internationale du Baccalauréat), Concentrations: Mathematics & Economics

Paul Wells Paul Wells Buffalo/Niagara, New York Area Details
Paul Wells's National Futures Association Experience 1986 - 1993
Job Partner at Lippes Mathias Wexler Friedman LLP
Industry Law Practice
Experience
Lippes Mathias Wexler Friedman LLP  2006 - Present
Benderson Development Company   1995 - 2006
Mudge Rose Guthrie Alexander Ferdon LLP   1993 - 1995
National Futures Association   1986 - 1993

Skills
Shopping Centers, Real Estate, Real Estate Development, Corporate Law, Leases, Contract Negotiation, Landlord, 1031 Exchanges, Mixed-use, Dispositions, Real Estate Transactions, Negotiation, Loans, Real Estate Finance, Negotiating Contracts, Tenant, Real Property

Education
Fordham University School of Law   1989 — 1992
Juris Doctor

University of Dayton   1981 — 1985
BS

St. Joseph's Collegiate Institute

Elizabeth A. Kim Elizabeth A. Kim New York, New York Details
Elizabeth A. Kim's National Futures Association Experience November 2013 - Present
Job Manager, OTC Derivatives at National Futures Association
Industry Financial Services
Experience
National Futures Association   November 2013 - Present
Deutsche Bank  2007 - 2013
Xmark Asset Management   2005 - 2007
Climate Change Capital Bank   2003 - 2003

Education
University of Oxford - Said Business School
Master of Business Administration (M.B.A.)

Columbia University in the City of New York
MPH

Boston University
BA

David Mengle David Mengle Greater New York City Area Details
David Mengle's National Futures Association Experience April 2012 - Present
Job Senior Risk Advisor, OTC Derivatives at National Futures Association
Industry Financial Services
Experience
National Futures Association   April 2012 - Present
Fordham University Graduate School of Business  September 1992 - December 2011
International Swaps and Derivatives Association   2001 - 2011
J.P. Morgan   1991 - 2001
Federal Reserve Bank of Richmond  1984 - 1991
Occidental College  1981 - 1982

Skills
Risk Management, Credit Derivatives, Interest Rate..., Fixed Income, Capital Markets, ISDA, Financial Risk, Equities, Financial Markets, Trading, Valuation, Economics, Analysis

Education
University of California, Los Angeles   1978 — 1983
PhD

American University   1976 — 1978
MA

The Citadel   1966 — 1970
Bachelor of Arts (B.A.)

Stephen Andrew Clifford, Esq. Stephen Andrew Clifford, Esq. New York, New York Details
Stephen Andrew Clifford, Esq.'s National Futures Association Experience August 2013 - December 2014
Job Associate at Commerzbank AG
Industry Law Practice
Experience
Commerzbank AG  January 2015 - Present
Asempa   January 2013 - June 2015
National Futures Association   August 2013 - December 2014
U.S. Securities and Exchange Commission   January 2013 - May 2013
U.S. Merit Systems Protection Board   May 2012 - August 2012
City of Flint, City Attorney's Office   May 2011 - August 2011

Skills
Legal Research, Legal Writing, Westlaw, Public Policy, Lexis, Policy Analysis, Mediation, Litigation, Administrative Law, Courts, Civil Litigation, Government, Securities Regulation, Dodd-Frank, Microsoft Excel, Microsoft Office, Employment Law, Legislation, Negotiation, Research, LexisNexis

Education
The Catholic University of America, Columbus School of Law   2010 — 2013
Doctor of Law (JD), Cum Laude

Colorado State University   2005 — 2009
Bachelor of Science (BS), Political Science and Government

Stellenbosch University/Universiteit Stellenbosch   2008 — 2008
African History/ African Politics, Transitional Justice

David Franczyk David Franczyk Naperville, Illinois Details
David Franczyk's National Futures Association Experience November 2013 - Present
Job Software Developer at National Futures Association
Industry Financial Services
Experience
National Futures Association   November 2013 - Present
Portfolio Pathway LLC   May 2012 - November 2013
Precision Steel Warehouse, Inc   December 2004 - May 2012

Skills
Visual Basic, SQL, HTML, LINQ, VB.NET, Windows Services, WPF, ADO.NET, Visual Studio

Education
University Of Illinois at Chicago   2002 — 2004
Mathematics and Computer Science

College of DuPage   1999 — 2002
Associates in Liberal Arts and Sciences

LaShonda Milton, CPA, CFE, CGMA LaShonda Milton, CPA, CFE, CGMA Greater Chicago Area Details
LaShonda Milton, CPA, CFE, CGMA's National Futures Association Experience January 2013 - July 2015
Job LaShonda Milton, CPA | Accounting & Finance Executive | Servant Leader | Distinguished Toastmaster
Industry Accounting
Experience
District 30 Toastmasters  July 2015 - Present
MBA Consulting Inc.   January 2000 - Present
National Futures Association   January 2013 - July 2015
District 30 Toastmasters  July 2012 - June 2013
City Colleges of Chicago  April 2006 - October 2010
S. P. King & Associates, LLC   May 2000 - December 2005

Skills
Quickbooks ProAdvisor, Microsoft Office, PeopleSoft, Turbo Tax, Peachtree, Fraud, ADP Payroll, Access, Account Reconciliation, Accounting, Accounts Payable, Accounts Receivable, Analysis, Auditing, Bank Reconciliation, Bookkeeping, Budgets, CPA, Cash Flow, Cost Accounting, Customer Service, Finance, Financial Accounting, Financial Analysis, Financial Audits, Financial Modeling, Financial Reporting, Financial Statements, Fixed Assets, Forecasting, GAAP, General Ledger, Internal Audit, Internal Controls, Invoicing, Journal Entries, Leadership, Management, Management Consulting, Managerial Finance, Microsoft Excel, Microsoft Word, Non-profits, Nonprofits, Outlook, Payroll, Policy, PowerPoint, Process Improvement, Project Planning

Education
Argosy University Chicago   2013 — 2014
Master of Business Administration (MBA)

DePaul University
BS, Accounting

Janet Saran Janet Saran Naperville, Illinois Details
Janet Saran's National Futures Association Experience 1982 - 1987
Job National Marketing Director (Juice Plus)
Industry Health, Wellness and Fitness
Experience
Virtual Franchise - NSA (JuicePlus)   October 2000 - Present
Private Collection Inc.   1987 - 2000
National Futures Association   1982 - 1987
Chicago Board of Trade  1975 - 1982

Skills
Leadership & Development, Health Education, Building Franchises, Wellness & Prevention, Training, Public Speaking, Nutritional Education, Coaching, Team Building, Small Business, Entrepreneurship, Personal Development, Vision Building, Marketing, Wellness, Fitness, Nonprofits, Nutrition Education, Healthcare, Working with Health..., Helping Health Care..., Working wth Doctors, Nutrition, Supplements, Wellness Coaching, Home Based Business, Holistic Health, Personal Training, Nutritional Counseling, Weight, Lifestyle Coaching, Lifestyle

Education
DePaul University   1972 — 1975
Bachelor of Arts (B.A.), Accounting

Elias Santillan Elias Santillan United States Details
Elias Santillan's National Futures Association Experience June 2014 - Present
Job Compliance Examiner at the National Futures Association
Industry Financial Services
Experience
National Futures Association   June 2014 - Present
MDI Investments  March 2013 - June 2013

Skills
Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Collaborative Problem...

Education
DePaul University   2011 — 2014
Bachelor of Science (B.S.), Finance

Wei (Jennifer) Jiang Wei (Jennifer) Jiang Chicago, Illinois Details
Wei (Jennifer) Jiang's National Futures Association Experience September 2013 - September 2014
Job Solution Analyst at Applied Strategies Consulting
Industry
Experience
Applied Strategies Consulting  December 2014 - Present
National Futures Association   September 2013 - September 2014
Illinois Institute of Technology  January 2013 - June 2013
Xinlianyi Accounting Frim   January 2012 - April 2012

Skills
Financial Modeling, Futures, Options, Derivatives, VBA, Excel, Eviews, Quantitative Analytics, Research, Financial Markets, Equities, Microsoft Excel, Quantitative Finance, Bloomberg, Risk Management, Technical Analysis, Financial Engineering, Equity Valuation, Matlab, Bonds, Mandarin, Portfolio Management, Statistics, Statistical Modeling, Fixed Income, Valuation, Monte Carlo Simulation, Trading, Equity Research, Data Analysis

Education
Illinois Institute of Technology   2012 — 2014
Master's degree, Finance, General

Shandong University of Finance and Economics   2008 — 2012
Bachelor's degree, Finance, General

Liam O'Flaherty Liam O'Flaherty Greater New York City Area Details
Liam O'Flaherty's National Futures Association Experience December 2014 - Present
Job Compliance Examiner II at National Futures Association
Industry Financial Services
Experience
National Futures Association   December 2014 - Present
National Futures Association   January 2014 - November 2014
VerTerra Inc   June 2013 - August 2013
Town Residential  June 2013 - August 2013
Fordham University  January 2012 - May 2012

Education
Fordham University   2010 — 2014
Bachelor's Degree, International Political Economy, Magna Cum Laude

CIEE   2013 — 2013
International Business, International Economics, Spanish

ALON NURIEL ALON NURIEL Greater New York City Area Details
ALON NURIEL's National Futures Association Experience June 2015 - Present
Job Compliance Examiner At NFA
Industry Financial Services
Experience
National Futures Association   June 2015 - Present
HFZ Capital Group  December 2014 - May 2015
John Varvatos Enterprises  October 2014 - December 2014
Bank Hapoalim  March 2014 - August 2014
Cafe k   December 2004 - March 2014

Skills
Inventory Control, Customer Service, Inventory Management, Retail, Profit, Store Management, Loss Prevention, Cashiering, Merchandising, Customer Satisfaction, Forecasting, Time Management, Visual Merchandising, Retail Sales, Data Entry, Budgets, Hiring, Microsoft Excel, Purchasing, Microsoft Word, Payroll, Operations Management, Process Scheduler, Microsoft Office, Financial Analysis, Accounting, Management, Finance, PowerPoint

Education
City University of New York-Brooklyn College   2014 — 2016
Master of Science (MS), Business Economics- Accounting

City University of New York-Brooklyn College   2009 — 2013
Bachelor's degree, Accounting, 3.8

Karl Obey Karl Obey Greater New York City Area Details
Karl Obey's National Futures Association Experience November 2013 - Present
Job National Futures Association Manager OTC Swaps
Industry Banking
Experience
National Futures Association   November 2013 - Present
Bank of Tokyo-Mitsubishi UFJ  December 2011 - Present
BNP Paribas  January 2010 - Present
Fortis Bank  2005 - Present
Fortis Bank US   2005 - Present
JPMorgan Chase  September 1994 - April 2003
prudential  1990 - 1994

Skills
Investment Banking, Capital Markets, Risk Management, Credit Risk, Fixed Income, Derivatives, Financial Risk, FX Options, Market Risk, Banking, Credit

Education
Fordham University
BA, Economics

Courtney B. Collins Courtney B. Collins Chicago, Illinois Details
Courtney B. Collins's National Futures Association Experience June 2003 - June 2004
Job Consultant at Clean Energy Trust
Industry Nonprofit Organization Management
Experience
Clean Energy Trust  February 2015 - Present
University of Illinois at Chicago  October 2012 - September 2014
SocialCanvas   January 2012 - August 2012
Clean Energy Trust  December 2010 - August 2012
Nuveen Investments  May 2007 - August 2010
Bank of America  June 2004 - December 2006
National Futures Association   June 2003 - June 2004

Skills
Business Strategy, Portfolio Management, Economics, Financial Analysis, Project Management, Writing and Creative, Entrepreneurship, Social Entrepreneurship, Energy, Business Writing and..., Technology, University Research, Non-Profit, Research, Nonprofits, Leadership, Management, Strategic Planning, Competitive Analysis, Data Analysis, Finance, Financial Modeling, Valuation, Corporate Finance, Venture Capital, Strategy, Start-ups, Analytics, Equities

Education
University of Chicago   2010 — 2012
MBA, Booth School of Business, Economics, Entrepreneurship, Strategy, Managerial and Organizational Behavior, General Management.

University of Illinois at Urbana-Champaign   1999 — 2003
Bachelor of Science, College of Business, Finance

ESCP Europe / ESCP-EAP   2001 — 2001
Management, Finance

Hinsdale Central High School

Megan Pluskis Megan Pluskis Denver, Colorado Details
Megan Pluskis's National Futures Association Experience January 2006 - August 2008
Job UX/Content Strategist
Industry Internet
Experience
Humana  May 2014 - Present
Freelance  October 2014 - August 2015
Aon  January 2014 - April 2014
Siegel & Gale  January 2010 - December 2013
Siegel+Gale  June 2009 - August 2009
National Futures Association   January 2006 - August 2008
Sidley Austin LLP  August 2005 - January 2006
Penguin Group USA  October 2004 - August 2005

Skills
Content Strategy, Information Architecture, Corporate Communications, Corporate Branding, Usability Testing, Quantitative Research, Focus Groups, Technical Writing, Editing, Plain Language, InDesign, User Experience, Marketing Communications, Report Writing, Information Design, Persona, Copywriting, Web Content, Brand Architecture, Axure, Copy Editing, Strategic Communications, Branding & Identity, User Research, CMS, Digital Strategy, Content Development, User Experience Design, Content Management, User-centered Design, Usability, Experience Design, Interaction Design, Web Content Management

Education
Carnegie Mellon University   2008 — 2009
MA, Professional Writing

Grinnell College   2000 — 2004
BA, English

Gregory Sabarese J.D. Gregory Sabarese J.D. Chicago, Illinois Details
Gregory Sabarese J.D.'s National Futures Association Experience September 2014 - Present
Job Compliance Examiner OTC Derivatives
Industry Capital Markets
Experience
National Futures Association   September 2014 - Present
Chicago Stock Exchange  September 2012 - October 2014
Anderson Economic Group  January 2012 - September 2012
Norman H. Lehrer, P.C.   September 2008 - September 2011
Sargent Shriver National Center on Poverty Law  August 2010 - January 2011
Thomson Reuters  2008 - 2011
Apple Inc.  May 2006 - August 2008

Skills
Compliance, Securities Regulation, Hedge Funds, Financial Analysis, Accounting, Securities, Fraud, Auditing, Market Access, Financial Services, Microsoft Excel, Anti-Money Laundering, Broker-Dealer Compliance, Reg NMS, HFT, Insider Trading, Valuation, Consumer Law, Professional Writing, Alcoholic Beverages, Automotive, Westlaw, AML, Due Diligence, WebCRD, Legal Research, Legal Writing

Education
The John Marshall Law School   2008 — 2011
JD, Securities, Consumer Fraud & Corporate Law, Top 1/3

University of Pennsylvania   2006 — 2008
MA: Critical Theory of Society, Political Economy, Social Theory

Wheaton College   2001 — 2004
BA & BS, Psychology & Theology, 3.82

Harvard University   2000 — 2000

University of Chicago
Certificate in Finance & Accounting

Yaniv Lusky Yaniv Lusky Greater Chicago Area Details
Yaniv Lusky's National Futures Association Experience July 2013 - Present
Job Senior Applications Developer at National Futures Association
Industry Information Technology and Services
Experience
National Futures Association   July 2013 - Present
National Futures Association   May 2011 - July 2013
Trading Technologies  August 2009 - May 2011
Acresso Software  May 2008 - April 2009
Seyfarth Shaw  July 2005 - May 2008
University of Wisconsin-Madison  September 2004 - May 2005
University of Wisconsin-Madison  September 2004 - May 2005
University of Wisconsin-Madison  September 2003 - July 2004

Skills
C#, VB.NET, C++, HTML + CSS, JavaScript, VBScript, FIX, PL/SQL, Visual Studio, Access, MS Office Suite, MS Project, Visio, WebFOCUS, Project Management, Technical Support, Cloud Computing, Software Documentation, System Design, Database Design, Trading Systems, Electronic Trading, SQL, Troubleshooting, Windows Server, Oracle, Netezza, Data Warehousing, ASP.NET, .NET, SDLC, HTML

Education
DePaul University   2012 — 2013
Post-Master's Certificate, Project Management

DePaul University   2007 — 2009
MS, Business Information Technology

University of Wisconsin-Madison   2001 — 2005
BS, Psychology

Jeremy Gold Jeremy Gold New York, New York Details
Jeremy Gold's National Futures Association Experience December 2014 - July 2015
Job Legal and Compliance Institutional Bank
Industry Law Practice
Experience
Morgan Stanley  July 2015 - Present
National Futures Association   December 2014 - July 2015
National Futures Association   2013 - November 2014
Aleutian Capital Partners  September 2011 - May 2012
PILnet   May 2011 - November 2011
Mintz & Fraade P.C   January 2011 - June 2011
Fordham Law Mediation Clinic   January 2011 - May 2011

Skills
Legal Research, Legal Writing, Westlaw, Financial Analysis, Due Diligence, Economic Development, Lexis, Capital Markets, Private Equity, Financial Modeling, Corporate Finance, Research, LBO, Business Strategy, Data Analysis, Economics, Financial Regulation, Securities Regulation, Legal Compliance, Legal Assistance, Courts, Investment Banking, Investments, Dodd-Frank, Securities, Regulatory Examinations, Finance, Microsoft Excel, Derivatives, Banking

Education
Fordham University School of Law   2009 — 2012
J.D, Law

New York University New   2005 — 2009
B.A, Economics

Latymer Upper School   1998 — 2005
3 A-Levels, 4 AS Levels, Economics, English Literature, Early Modern History, Pure Maths

Grazia Gatti Grazia Gatti Greater New York City Area Details
Grazia Gatti's National Futures Association Experience October 2013 - Present
Job Compliance Program Manager at MFS Investment Management
Industry Financial Services
Experience
MFS Investment Management  December 2014 - Present
National Futures Association   October 2013 - Present
Mitsubishi UFJ Securities  September 2011 - August 2013
Rabobank International London Branch   August 2009 - August 2011
Dewey & LeBoeuf LLP  September 2007 - September 2008
at Boston University School of Law for Tamar Frankel, Professor of Law   October 2006 - January 2007
Withers LLp  September 2004 - December 2004
Studio Legale Chiaia Noya   November 2002 - November 2004

Skills
Capital Markets, Investments, Corporate Law, Due Diligence, International Law, Financial Markets, Derivatives, Financial Regulation, Finance, Dodd-Frank, Securities Regulation, Litigation, Corporate Governance, Investment Banking, Equities

Education
Boston University School of Law   2005 — 2006
LL.M., American Law, International Business Practice

Università degli Studi di Bari   2002 — 2003
Post-Graduate School in Legal Professions, Law

Università degli Studi di Bari
Law, Law

Bryan Langlotz Bryan Langlotz Greater New York City Area Details
Bryan Langlotz's National Futures Association Experience January 2014 - Present
Job Compliance Examiner II at National Futures Association
Industry Financial Services
Experience
National Futures Association   January 2014 - Present
Holiday Inn  2012 - January 2014
The Change Group   September 2010 - January 2012
Guitar Center  January 2009 - September 2010

Education
Baruch College   2011 — 2013
Bachelor of Business Administration (B.B.A.), Finance and Investments (Minor: Mathematics)

Christine Hernandez, JD, CFE Christine Hernandez, JD, CFE Miami, Florida Details
Christine Hernandez, JD, CFE's National Futures Association Experience September 2013 - December 2014
Job AttorneyAdviser, U.S. Securities and Exchange Commission, Miami Regional Office
Industry Legal Services
Experience
U.S. Securities and Exchange Commission   June 2015 - Present
Banco Santander  January 2015 - June 2015
National Futures Association   September 2013 - December 2014
Moody's Corporation  April 2013 - September 2013
Alpari (US), LLC   September 2012 - December 2012
NYC Department of Finance  June 2012 - August 2012
EFG Asset Management  January 2012 - April 2012
Financial Industry Regulatory Authority  September 2011 - November 2011
Moody's Investors Service  June 2011 - August 2011
C Cakes   February 2006 - August 2010

Skills
Legal Research, Due Diligence, Legal Writing, Westlaw, Securities, Bilingual-Spanish, Compliance, Hedge Funds, Corporate Governance, Legal Compliance, Securities Regulation, Financial Regulation, FINRA, AML, Policy, Corporate Law, Litigation, Anti Money Laundering

Education
Brooklyn Law School   2010 — 2013
Juris Doctor, Corporate and Securities Law

Universita di Bologna   2012 — 2012
Law

Florida International University
Bachelor of Arts, Psychology

Joshua Iverson Joshua Iverson Greater Chicago Area Details
Joshua Iverson's National Futures Association Experience March 2011 - April 2013
Job Chief Examiner at the CBOE Futures Exchange
Industry Accounting
Experience
CBOE  April 2013 - Present
National Futures Association   March 2011 - April 2013
National Futures Association   June 2008 - August 2010

Skills
Financial Analysis, Auditing, Accounting, Finance, Anti Money Laundering, Analysis, Microsoft Excel, Risk Management, Financial Statements, Derivatives, AML, Financial Audits, Internal Controls

Education
DePaul University   2011 — 2016
Master of Science (MS), Computational Finance, 3.8

University of Wisconsin-Madison - School of Business   2004 — 2008
BBA, Accounting

Lincoln Park High School   2000 — 2004
High School, N/A

Jeffry Bauer Jeffry Bauer Greater Detroit Area Details
Jeffry Bauer's National Futures Association Experience 1988 - 2014
Job Attorney at Jeffry M. Bauer, JD, P.C.
Industry Law Practice
Experience
Jeffry M. Bauer, JD, P.C.   March 1984 - Present
American Red Cross  September 1983 - Present
Make-A-Wish Michigan  2002 - January 2014
Financial Industry Regulatory Authority  1986 - January 2014
National Futures Association   1988 - 2014
MDOT MITSC   1998 - 2001

Skills
Arbitration, Dispute Resolution, Telecommunications, Mediation, Communications Law, Commercial Litigation, Alternative Dispute..., Securities, Litigation, Contract Negotiation, Compliance, Negotiation, Strategic Planning, Due Diligence, Public Speaking, Civil Litigation, Program Management, Problem Solving, Legal Research, Insurance, Non-profits, Mergers, Courts, Appeals, Employment Law, Budgets, Bankruptcy, Research, Customer Service, Fundraising, Legal Writing, Nonprofits, Policy, Corporate Governance, Hearings, Licensing, Government, Trials, Corporate Law, Legal Assistance, Family Law, Administrative Law, Criminal Defense, Fraud, Criminal Law, Litigation Management

Education
Naval Justice School   1981 — 1981
Art. 27 T/DC, Military Law

University of Detroit Mercy School of Law   1977 — 1980
JD, Commercial Law

Boston College   1975 — 1977
BA, Government/Economics

University Liggett School   1960 — 1973
diploma, General Studies

Francesco Damiano Francesco Damiano Bronx, New York Details
Francesco Damiano's National Futures Association Experience June 2015 - Present
Job Senior at Fordham College Rose Hill
Industry
Experience
National Futures Association   June 2015 - Present
Merrill Lynch  September 2014 - December 2014
Studio Demarziani   February 2014 - May 2014
Global Outreach  December 2012 - January 2013
Garcia and Turula, Esq.   June 2011 - August 2012

Skills
Tax, Organization, Leadership, Microsoft Excel, Microsoft Word, Italian, Customer Service, Editing, Event Planning

Education
Fordham University   2011 — 2015
Economics

Faith Bowen Faith Bowen New York, New York Details
Faith Bowen's National Futures Association Experience January 2013 - August 2014
Job Hedge Fund Compliance
Industry Financial Services
Experience
Capstone Investment Advisors  August 2014 - Present
National Futures Association   January 2013 - August 2014
BCM Energy Partners   January 2012 - November 2012
Oppenheimer & Co.   August 2010 - July 2011
History Starts Now   January 2009 - March 2011
Trusted Insight, Inc.   May 2010 - November 2010
CBS News  January 2010 - April 2010
The King's College  January 2009 - December 2009
The Student Voice  2008 - 2009

Skills
Leadership, Microsoft Excel, Research, PowerPoint, Analysis, Investments, Public Speaking, Finance, Marketing, Hedge Funds, Financial Reporting, SEC filings, Financial Analysis, Accounting, Management

Education
City University of New York-Baruch College   2011 — 2012
Finance and Investments, Finance

The King's College   2008 — 2010
Business Management, Business

Sarwat Ali Sarwat Ali Greater Chicago Area Details
Sarwat Ali's National Futures Association Experience January 2014 - Present
Job Compliance Examiner at National Futures Association
Industry Financial Services
Experience
National Futures Association   January 2014 - Present
UIC Applied Health and Sciences   September 2013 - December 2013
RR Donnelley  May 2012 - August 2012
Secretary of State - Elgin, DMV   May 2011 - August 2011

Skills
Microsoft Office, Microsoft Excel, Customer Service, Microsoft Word, PowerPoint, Data Entry, Access, Time Management, Financial Statements, QuickBooks, Accounts Payable, Financial Analysis, Leadership

Education
University of Illinois at Chicago   2011 — 2013
Bachelor of Business Administration (B.B.A.), Accounting

Harper College   2009 — 2011

Brandon Tasco Brandon Tasco Detroit, Michigan Details
Brandon Tasco's National Futures Association Experience January 2007 - September 2010
Job Finance Associate
Industry Oil & Energy
Experience
DTE Energy  June 2014 - Present
U.S. Commodity Futures Trading Commission   September 2010 - May 2014
National Trust for Historic Preservation  January 2013 - December 2013
National Futures Association   January 2007 - September 2010

Skills
Financial Analysis, Financial Reporting, Auditing, Accounting, Fraud, Derivatives, Risk Management, Commodity, SEC filings, Internal Controls, Microsoft Excel, Trading, Sarbanes-Oxley Act, Analysis, Due Diligence, Financial Risk, Management, Finance, Investments

Education
The George Washington University - School of Business
MBA, Finance/Accounting

Georgetown University

Michigan State University
Bachelor of Arts, Finance

Matthew Dolgin Matthew Dolgin Greater Chicago Area Details
Matthew Dolgin's National Futures Association Experience September 2014 - Present
Job Compliance Examiner, OTC Derivatives at National Futures Association
Industry Capital Markets
Experience
National Futures Association   September 2014 - Present
University of Notre Dame  December 2013 - May 2014
Cook County State's Attorney's Office   May 2009 - May 2011
East Bank Club  October 2001 - January 2007
Philadelphia Phillies  February 2001 - September 2001

Skills
Legal Writing, Research, Analysis, Training, Sports, Corporate Finance, Investments, Accounting, Trials, Data Analysis, Microsoft Excel, Public Speaking

Education
University of Notre Dame - Mendoza College of Business   2012 — 2014
Master of Business Administration (MBA), Investments, Accounting, Corporate Finance, 3.91

Chicago-Kent College of Law, Illinois Institute of Technology   2008 — 2011
Juris Doctor, 3.55

Northern Illinois University   1997 — 2000
Bachelor of Science (BS), Kinesiology and Exercise Science, 3.37

Ann Chamberlain Ann Chamberlain Greater Atlanta Area Details
Ann Chamberlain's National Futures Association Experience September 1990 - March 2004
Job Compensation Consultant at Georgia Institute of Technology
Industry Human Resources
Experience
Georgia Institute of Technology  November 2014 - Present
The Community Foundation for Greater Atlanta  March 2011 - October 2014
Global Village Project   August 2010 - July 2012
Capital Associated Industries, CAI   April 2007 - April 2011
Ten Thousand Villages  December 2006 - May 2009
National Futures Association   September 1990 - March 2004

Skills
HRIS, Personnel Management, Human Resources, Employee Relations, Nonprofits, Training, Public Relations, Public Speaking, Employee Benefits, Organizational...

Education
Loyola University Chicago   1992 — 1995
MS, Human Resources, Industrial Relations

Washington University in St. Louis   1985 — 1988
BA, Economics

Georgetown University   1984 — 1985
School of Foreign Service

Lisa Buckser-Schulz Lisa Buckser-Schulz Greater New York City Area Details
Lisa Buckser-Schulz's National Futures Association Experience 1986 - 1988
Job Legal Operations Consultant at RGP
Industry Legal Services
Experience
RGP  June 2015 - Present
Alloy Group   April 2015 - Present
The Garden City Group  2010 - 2015
A.B. Data   2007 - 2010
Labaton Sucharow   2002 - 2007
Bernstein Litowitz Berger & Grossmann  1996 - 2002
Schulte Roth & Zabel LLP  1993 - 1996
Spicer & Oppenheim  1988 - 1990
National Futures Association   1986 - 1988

Skills
Class Actions, Litigation, Project Management, Securities Litigation, Commercial Litigation, Civil Litigation, Corporate Law, Arbitration, Litigation Support, Legal Research, Legal Writing, Litigation Management, Bankruptcy, Competition Law, Courts, Securities

Education
Fordham University School of Law   1989 — 1993
JD, Law

Rutgers University-New Brunswick   1982 — 1986
B.S., Accounting

Paul Groth Paul Groth Greater Chicago Area Details
Paul Groth's National Futures Association Experience September 2014 - Present
Job Network Analyst at National Futures Association
Industry Information Technology and Services
Experience
National Futures Association   September 2014 - Present
AbbVie  January 2013 - August 2014
Abbott Labs  October 2010 - January 2013
South Elgin Lions Club   1999 - 2011
Motorola, Inc  April 1999 - July 2010
Sotos TV Inc.   August 1992 - April 1999
Sotos TV Inc   January 1992 - January 1999

Skills
Windows 7, Microsoft Technologies, Windows Server, System Administration, VMware Infrastructure, System Deployment, Active Directory, Technical Support, Group Policy, Hardware, Networking, Databases, Windows, VMware, Security, Disaster Recovery, SharePoint, Microsoft SQL Server, Servers, DHCP, XP, Troubleshooting, Software Installation, Virtualization, Citrix, TCP/IP, DNS

Education
Illinois Institute of Technology   2003 — 2005

Elgin Community College
AAS, Electronics

Illinois Institute of Technology
MS, System Administration

Larkin High School, Elgin IL.

Southern Illinois University
BS, Advanced Communications

Angela Loeffler Angela Loeffler Greater Chicago Area Details
Angela Loeffler's National Futures Association Experience 1998 - 2000
Job Benefits Analyst
Industry Financial Services
Experience
Chicago Policemen's Annuity and benefit Fund   May 2015 - Present
The Robinson Financial Group   December 2014 - February 2015
Teamsters Local 727   September 2012 - May 2014
MB Financial Bank  June 2010 - September 2012
VALIC  October 2008 - June 2010
Ameriprise Financial  December 2004 - October 2008
Fleet Capital Leasing  2000 - 2004
National Futures Association   1998 - 2000
McCullough, Campbell & Lane   1996 - 1998

Skills
Series 7, Estate Planning, Strategic Financial..., Retirement Planning, Wealth Management, Uniform Combined State..., Investments, Asset Allocation, Mutual Funds, Securities, Equities, Retirement, Financial Planners, Financial Goals, Portfolio Management, Investment Strategies, Asset Managment, Financial Advisory, Insurance, Financial Analysis, Financial Services, Fixed Annuities, Investment Advisory, Life Insurance, Pensions, Fixed Income, Finance, Asset Management, Tax, Series 63, Mortgage Lending, Alternative Investments, Financial Modeling, Financial Planning, 401k

Education
DePaul University   1999 — 2004
MBA, Finance

University of Iowa   1993 — 1996
B.S., Economics

Steven Lora Steven Lora Brooklyn, New York Details
Steven Lora's National Futures Association Experience January 2015 - Present
Job Risk Analyst at National Futures Association
Industry Research
Experience
National Futures Association   January 2015 - Present
Polysophy Inc.   November 2011 - Present
National Futures Association   October 2014 - January 2015
United States Marine Corps  August 2006 - September 2014
New York City College of Technology  July 2012 - January 2013
Alternative Assets Investment Management   September 2012 - November 2012
New York City College of Technology  July 2011 - June 2012
Rutgers University  June 2011 - August 2011
New York City College of Technology  January 2010 - June 2011

Skills
Research, Microsoft Office, Matlab, Public Speaking, PowerPoint, C++, Teaching, Microsoft Excel, Java, Social Media, Microsoft Word, Higher Education, HTML, SQL, Customer Service, Financial Analysis, Statistical Data..., Mathematical Modeling, Grant Writing, Photoshop, Tableau

Education
CUNY New York City College of Technology   2008 — 2012
Bachelor of Science (B.S.), Applied Mathematics, 3.4

Nataliya Manina, MBA/CPA/CFE Nataliya Manina, MBA/CPA/CFE Chicago, Illinois Details
Nataliya Manina, MBA/CPA/CFE's National Futures Association Experience November 2010 - October 2013
Job Chief Compliance Officer at G.H. Financials
Industry Financial Services
Experience
G.H. Financials   October 2013 - Present
National Futures Association   November 2010 - October 2013
CME Group  March 2009 - February 2010

Skills
Certified Public..., Series 3, Certified Fraud Examiner, Financial Risk, FINRA, CPA, Auditing, Accounting, Analysis, AML, Financial Regulation, Risk Management

Education
DePaul University - Charles H. Kellstadt Graduate School of Business   2006 — 2008
Master of Business Administration (M.B.A.), Accounting and Finance

Belarusian State University   2000 — 2005
Bachelor's and Master's degree, Law

Christopher Michaelson Christopher Michaelson Chicago, Illinois Details
Christopher Michaelson's National Futures Association Experience March 2012 - Present
Job Manager, Risk Management, Compliance Department at National Futures Association
Industry Financial Services
Experience
National Futures Association   March 2012 - Present
National Futures Association   June 2010 - February 2012
National Futures Association   July 2009 - May 2010
National Futures Association   January 2007 - June 2009
Coleman Group Management Consulting   October 2005 - July 2006

Skills
Risk Management, Management, Analysis, Financial Analysis, Derivatives, Program Management, Business Process, Project Management, Financial Risk, Business Analysis, Auditing, SQL, Tableau, Query Writing

Education
DePaul University   2001 — 2005
Bachelor of Science in Commerce, Economics, Cumulative GPA: 3.78/4.00; Major GPA: 4.00/4.00

David Koziol David Koziol Greater Chicago Area Details
David Koziol's National Futures Association Experience April 2013 - Present
Job Application Developer at National Futures Association
Industry Computer Software
Experience
National Futures Association   April 2013 - Present
Castle Rock Innovations  May 2007 - April 2013
Chapman and Cutler LLP  April 2001 - June 2006
Netdox   September 1997 - September 1998
Morgan Stanley Dean Witter  February 1992 - September 1994

Skills
C#, .NET, Software Development, Software Design, Information Technology, IT Strategy, Microsoft SQL Server, Business Intelligence, ASP.NET, LINQ, Perl, XML, Unix, C, SQL, R, C++, SAS, Requirements Analysis, VB.NET, Solaris, Web Applications, Software Development..., Databases, Data Mining, Software Project..., Oracle, Business Analysis, Visual Basic, Visual Studio, Linux, Testing, Python, T-SQL, OOP, Programming, Database Design, Java, Enterprise Architecture

Education
DePaul University
Master of Science (MS), Applied Mathematics

University of Illinois at Chicago
Bachelor of Science (B.S.), Computer Science

Illinois Institute of Technology
Certificate in Unix/C/C++ Programming

Marjorie Forestal Marjorie Forestal Greater New York City Area Details
Marjorie Forestal's National Futures Association Experience July 1990 - July 2000
Job Principal at Deloitte Advisory
Industry Financial Services
Experience
Deloitte & Touche LLP  July 2000 - Present
National Futures Association   July 1990 - July 2000

Skills
Financial Risk, Enterprise Risk..., Risk Management, Banking, Internal Controls

Education
Baruch College
BS, Accounting

Arrika Schneider, MBA Arrika Schneider, MBA Greater Chicago Area Details
Arrika Schneider, MBA's National Futures Association Experience 1995 - 2002
Job Global internal auditor for Fortune 500’s | skilled in ECommerce | SarbanesOxley expert | TopLinked.com | MBA
Industry Marketing and Advertising
Experience
United Airlines  November 2012 - Present
United Airlines  August 2010 - November 2012
McCann Erickson  2004 - 2008
Interpublic Group of Companies  2003 - 2004
Interpublic Group of Companies  2002 - 2003
National Futures Association   1995 - 2002

Skills
Internal Controls, SOX, Financial Analysis, Project Management, Internal Audit, Management, Financial Modeling, Accounting, Sarbanes-Oxley Act, Process Improvement, Program Management, Analysis, Risk Assessment, Auditing, Risk Management, Finance, Business Process, Governance, Project Planning, Sarbanes-Oxley

Education
DePaul University - Charles H. Kellstadt Graduate School of Business   1998 — 2000
MBA

University of Iowa   1991 — 1995
BBA

Anne Montminy Anne Montminy Greater New York City Area Details
Anne Montminy's National Futures Association Experience July 2015 - Present
Job Senior Compliance Examiner at National Futures Association
Industry Law Practice
Experience
National Futures Association   July 2015 - Present
Neota Logic Inc  November 2014 - July 2015
Goldman Sachs  December 2013 - October 2014
Goldman Sachs  January 2012 - December 2013
Goldman Sachs  September 2011 - January 2012
CBC  2007 - 2012
Steptoe & Johnson LLP  January 2008 - July 2009
Howard Rice  August 2004 - June 2006
Clifford Chance US, LLP  October 2003 - July 2004

Skills
Legal Writing, Litigation, Securities Regulation, Securities, Due Diligence

Education
New York University School of Law   2001 — 2002
LL.M, Law

Universite de Montreal   1996 — 1999
LL.B, Law

John Abbott College   1992 — 1995
D.E.C., Health Sciences

Kevin Dan Kevin Dan Greater Chicago Area Details
Kevin Dan's National Futures Association Experience April 2012 - Present
Job Financial Markets Professional
Industry Financial Services
Experience
National Futures Association   April 2012 - Present
Henning-Carey Trading  February 2010 - March 2012
DRW Trading Group  June 2006 - February 2010
Goldman Sachs - Spear Leeds and Kellogg NYSE Division   September 2001 - May 2006
Cargill Investor Services Inc.  May 2000 - August 2000

Skills
Trading, Equities, Fixed Income, Options, Hedge Funds, Banking, Financial Markets

Education
Loyola University Chicago School of Law   2014 — 2018
Juris Doctor (J.D.)

DePaul University - Charles H. Kellstadt Graduate School of Business   2007 — 2009
MBA, Finance

Villanova University   1997 — 2001
Bachelor of Science (BS), Finance

Fenwick High School   1994 — 1997

Lance Murray, CFE Lance Murray, CFE Greater Chicago Area Details
Lance Murray, CFE's National Futures Association Experience October 2013 - January 2015
Job Deputy CCO
Industry Investment Management
Experience
HighTower  2015 - Present
National Futures Association   October 2013 - January 2015
LDM Securities Consulting   January 2011 - October 2013
Terra Nova Financial  June 2009 - December 2010
Optiver  2008 - 2009
KPMG  2002 - 2008
Financial Industry Regulatory Authority  1996 - 2002

Skills
Securities Regulation, Compliance, Back Office, Operations, Financial Reporting, Proprietary Trading, Equities Trading, Options Trading, Advertising, AML, Registration, Soft Dollar, Foreign Finders, Options, Securities, Trading, Prime Brokerage, Market Making, Broker-Dealer, Trading Systems, Fixed Income, Corporate Actions, Derivatives, SEC, FINRA, Asset Management, Financial Markets, Financial Risk, Hedge Funds, Start-ups, Capital Markets, Series 7, Risk Management, Operational Risk, Equities, Alternative Investments, Financial Services, Finance, Investments, Auditing, Portfolio Management, Internal Controls, Equity Derivatives, Fund Of Funds, Bloomberg, Anti Money Laundering

Education
Boston University
BS, Finance

Gordon Tech HS

Nancy Eble, CFE Nancy Eble, CFE Greater Chicago Area Details
Nancy Eble, CFE's National Futures Association Experience February 2014 - Present
Job Senior Financial Analyst at National Futures Association
Industry Financial Services
Experience
National Futures Association   February 2014 - Present
Goldman Sachs  2010 - 2013
Goldman Sachs/First Options of Chicago   1998 - 2010
First Options of Chicago, Inc.   1989 - 1996
Continental Grain Company  1986 - 1989

Skills
Trading, Excel, Access, Financial Analysis, Problem Solving, Word, Analysis, Accounting, Derivatives, Corporate Finance, Research, Microsoft Excel, Options, Project Management, Hedging, Risk Management, Management, Equities, Equity Derivatives, Trading Systems, Commodity, Financial Modeling, Microsoft Word, Fixed Income, Electronic Trading, Securities, Bloomberg, Series 7, Alternative Investments, Capital Markets, Prime Brokerage

Education
DePaul University - Charles H. Kellstadt Graduate School of Business   1989 — 1995
MBA, Accounting

University of Illinois at Urbana-Champaign   1981 — 1985
Bachelor of Science (B.S.)

Hinsdale Central

Michael Perovanovic Michael Perovanovic Greater Chicago Area Details
Michael Perovanovic's National Futures Association Experience June 2013 - March 2015
Job Internal Audit Lead at Accretive Health
Industry Accounting
Experience
Accretive Health  March 2015 - Present
National Futures Association   June 2013 - March 2015
UIC College of Social Work   September 2012 - May 2013
Wintrust Financial Corporation  May 2012 - August 2012
Target Corporation Store   September 2007 - August 2012
Marsh & McLennan Companies, Inc   June 2011 - May 2012

Skills
Accounting, Microsoft Excel, Peachtree, Microsoft Word, Microsoft Office, PowerPoint, Financial Analysis, Financial Reporting, QuickBooks, Auditing, Customer Service, Financial Accounting, Internal Controls, General Ledger, Teamwork, Analysis, Internal Audit, Access, Account Reconciliation, Accounts Payable

Education
University of Illinois at Chicago   2011 — 2013
Bachelor of Science (B.S.), Accounting

College of DuPage   2009 — 2010
Associate of Arts (A.A.), Accounting

Wheaton North High School   2006 — 2009
High School Diploma

Aaron Sanabria Aaron Sanabria Chicago, Illinois Details
Aaron Sanabria's National Futures Association Experience June 2014 - Present
Job Compliance Examiner at National Futures Association
Industry Accounting
Experience
National Futures Association   June 2014 - Present
Rosenthal Collins Group  May 2012 - June 2014
Anthony's Homemade Italian Ice   August 2011 - April 2012
Kempster Keller & Lenz-Calvo   June 2009 - August 2009
Kempster Keller & Lenz-Calvo   June 2008 - August 2008

Skills
Accounting, Financial Statements, Finance, PowerPoint, Microsoft Word, Access, Account Reconciliation, Financial Statement..., Outlook, Auditing, Financial Reporting, Accounts Receivable, Analysis

Education
DePaul University   2011 — 2014
Bachelor of Science in Commerce, Accounting and Finance

The Ohio State University   2010 — 2011

Melissa Dundon, CFE Melissa Dundon, CFE Charlotte, North Carolina Details
Melissa Dundon, CFE's National Futures Association Experience May 2012 - December 2014
Job Assistant Vice President Compliance Consultant at Wells Fargo Securities
Industry Financial Services
Experience
Wells Fargo Securities  June 2015 - Present
Ascendo Resources  December 2014 - June 2015
National Futures Association   May 2012 - December 2014
Corporate Resolutions Inc  December 2010 - April 2012
MF Global  August 2007 - July 2010
NorthShore University HealthSystem  October 2006 - August 2007
MF Global  2004 - 2005

Skills
Microsoft Excel, Series 3, Dodd-Frank, Microsoft Office, Word, Customer Service, Adobe Photoshop, Adobe Illustrator, SPSS, LexisNexis, Microsoft Word, FINRA, Due Diligence, Software Documentation, Photoshop, Derivatives, Illustrator, Research, Risk Management, Fraud, Analysis, Policy, Securities, Management, AML, Financial Risk, Risk Assessment, Financial Regulation, Access

Education
John Jay College of Criminal Justice   2010 — 2011
MA, Criminal Justice - Computer Applications in Criminal Justice

University of Minnesota-Twin Cities   2003 — 2006
BA, Psychology

New Trier High School

Jaci Stone Jaci Stone Greater Omaha Area Details
Jaci Stone's National Futures Association Experience June 1987 - February 1998
Job Director at CFO Systems LLC
Industry Accounting
Experience
CFO Systems LLC  February 2015 - Present
Rhythm Designs and Dancewear LLC   October 2014 - Present
Interpublic Group  March 2007 - February 2014
IPG  February 2005 - March 2007
IPG  January 2002 - January 2005
IPG  June 2001 - January 2002
True North Communications, Inc.   February 1998 - June 2001
National Futures Association   June 1987 - February 1998

Skills
Shared Services, Sarbanes-Oxley Act, Internal Controls, Financial Reporting, Internal Audit, Cash Management, Management, Business Process..., Collaboration, Strategic Planning, Forecasting, Financial Analysis, Vendor Management, Revenue Recognition, Financial Services, Sarbanes-Oxley, Budgets, Managerial Finance, SAP, Accounting, Accounts Payable, Mergers & Acquisitions

Education
Bradley University: Foster College of Business
Bachelor of Arts (B.A.), Accounting

Bradley University
Bachelor of Science (B.S.), Computer Science

Catherine (Gifford) Thompson Catherine (Gifford) Thompson Columbus, Ohio Area Details
Catherine (Gifford) Thompson's National Futures Association Experience 2004 - 2005
Job Audit Manager at JPMorganChase
Industry Financial Services
Experience
JPMorganChase  Manage audit coverage across Consumer and Business Banking, with a focus on Consumer Compliance and Customer Experience.Internal AuditorNationwide Insurance2005 - 2006
National Futures Association   2004 - 2005
Ashton Partners  June 2003 - June 2004
Make-A-Wish® Illinois  March 2003 - June 2003
Make-A-Wish® Illinois  September 2002 - November 2002

Skills
Internal Audit, Banking, Financial Risk, Financial Services, AML, Derivatives, Microsoft Excel, KYC, Bank Secrecy Act, Risk Management

Education
DePaul University   2000 — 2004
Bachelor of Science (BS), Finance

William D. Weldon William D. Weldon Greater Chicago Area Details
William D. Weldon's National Futures Association Experience January 2005 - August 2006
Job Senior Mortgage Banker at United Home Loans
Industry Accounting
Experience
United Home Loans  February 2012 - Present
Advantage Futures  August 2006 - December 2011
National Futures Association   January 2005 - August 2006

Skills
Loans, Finance, Credit Analysis, Credit, Mortgage Banking, Mortgage Lending, Portfolio Management, Banking, Hedge Funds, Financial Statement..., Asset Management, Financial Analysis, Employee Benefits, Sales

Education
DePaul University - Charles H. Kellstadt Graduate School of Business   2007 — 2009
MBA

University of Dayton   2000 — 2004
ACC, Accounting

Benet Academy   1996 — 2000

Nathan Ignoffo Nathan Ignoffo Chicago, Illinois Details
Nathan Ignoffo's National Futures Association Experience January 2015 - Present
Job Examiner II at National Futures Association
Industry Financial Services
Experience
National Futures Association   January 2015 - Present
National Futures Association   January 2014 - December 2014
Wintrust Financial  June 2013 - January 2014
IGS Energy  June 2012 - August 2012
Eli's Cheesecake  February 2009 - May 2012
Crocs, Inc  January 2007 - February 2008

Skills
Futures, Management, Teamwork, Time Management, Finance, Microsoft Office, Commodity Markets, Sales, Options, Merchandising, Customer Service, Retail Sales, Social Networking, Retail Marketing, Financial Statement...

Education
Indiana University - Kelley School of Business   2009 — 2013
Bachelor's Degree, Finance

Guanghua School of Management   2012 — 2012
Traditional Chinese Business Practices

University of Oxford - Said Business School   2011 — 2011
Cross-Cultural Management

Teri Donovan Teri Donovan Greater Chicago Area Details
Teri Donovan's National Futures Association Experience October 1987 - August 1995
Job Americas Services Leader at Stratus Technologies
Industry Information Technology and Services
Experience
Stratus Technologies  January 2012 - Present
Stratus Technologies  October 2006 - January 2012
Stratus Technologies  May 2000 - October 2006
Stratus Technologies  March 1997 - May 2000
Stratus Technologies  September 1995 - March 1997
National Futures Association   October 1987 - August 1995
Elkay Manufacturing  May 1986 - September 1987

Skills
Professional Services, Cloud Computing, Storage, SaaS, Virtualization, Managed Services, Solution Selling, Enterprise Software, Strategic Partnerships, Partner Management, Channel, Service Delivery, Team Management, Data Center, Channel Partners, Disaster Recovery, Vendor Management, Management, Pre-sales, Cross-functional Team..., Product Management, Outsourcing, Integration, IT Service Management, IT Management, Salesforce.com, Program Management, ITIL, VoIP, Team Leadership, Requirements Analysis, Business Alliances, Sales Process, Business Continuity, CRM, Business Intelligence, ERP, Go-to-market Strategy, IT Strategy, Networking, IT Operations, Sales Enablement, Start-ups, Unified Communications, Business Development, Telecommunications, VMware, Enterprise Architecture, Mobile Devices, Account Management

Education
DePaul University - Charles H. Kellstadt Graduate School of Business   1992 — 1996
MBA With Distinction, Finance

Northern Illinois University   1982 — 1986
BS, Computer Science

Emma Troccoli Emma Troccoli Greater Chicago Area Details
Emma Troccoli's National Futures Association Experience October 2013 - Present
Job Supervisor, Operations & Analytics, Office of Professional Development at National Futures Association
Industry Financial Services
Experience
National Futures Association   October 2013 - Present
National Futures Association   December 2012 - October 2013
National Futures Association   January 2011 - January 2013

Skills
Financial Regulation, PowerPoint, Financial Audits, US GAAP reporting, Analysis, Adobe Captivate

Education
Eastern Illinois University   2005 — 2009
Bachelor of Science in Business, Accounting/Finance

Eastern Illinois University   2005 — 2009
Accounting Major, Finance Minor

Zachary Zimmern Zachary Zimmern Greater New York City Area Details
Zachary Zimmern's National Futures Association Experience September 2013 - March 2015
Job Derivatives Products Compliance Officer at UBS
Industry Financial Services
Experience
UBS  March 2015 - Present
National Futures Association   September 2013 - March 2015
Citi  February 2013 - September 2013
Financial Industry Regulatory Authority  September 2012 - December 2012

Skills
Securities, AML, Securities Regulation, FINRA, Due Diligence, Financial Regulation, Fixed Income, Investments, Equities, Capital Markets

Education
Brooklyn Law School   2009 — 2012
JD

Yeshiva University   2003 — 2008
BA; AA, Economics and Sociology; Judaic Studies

Bob Lawson, CFE®, AIF®, RFC®, LUTCF® Bob Lawson, CFE®, AIF®, RFC®, LUTCF® Greater Minneapolis-St. Paul Area Details
Bob Lawson, CFE®, AIF®, RFC®, LUTCF®'s National Futures Association Experience February 2012 - Present
Job President, Barrington Capital Management, Inc. | Securities Litigation Consultant | FINRA & NFA Arbitratror | Mediator
Industry Financial Services
Experience
Gardner Financial Services/ Gardner Advisors   September 2015 - Present
Barrington Capital Management, Inc.   February 1988 - Present
Barrington Capital Management, Inc.   2010 - Present
Financial Industry Regulatory Authority  August 2009 - Present
Barrington Capital Management, Inc.   August 2014 - Present
National Futures Association   February 2012 - Present
Barrington Capital Management, Inc.   June 2006 - Present
thinkorswim by TD Ameritrade, Inc.   June 2006 - August 2010
Raymond James Financial Services, Inc.   April 1998 - June 2004
Shearson Lehman American Express  February 1985 - September 1987

Skills
Securities Expert..., Fiduciary Management, Investments, Certified Fraud Examiner, Financial Expert Witness, Fiduciary Standards of..., Securities, Investment Advisory, Arbitration, Mediation, Securities Arbitration, FINRA, Securities Fraud, Advanced Investment..., High-Impact..., Litigation Support, Portfolio Hedging, Registered Securities..., Expert Witness, Portfolio Management, Wealth Management, Fraud Detection, Options, Discovery Review &..., Litigation Consulting, Registered Options..., Investment Management, Asset Managment, Fixed Income, Financial Services, Strategic Financial..., Equities, Fixed Annuities, Retirement Planning, Due Diligence, Wealth Management..., Financial Advisory, Asset Management, Insurance, Stocks, Risk Management, Alternative Investments, Hedge Funds, ETFs, Credit & Debit Spreads, Stock Collars, Preferred Stocks, High Net Worth..., Commodities and Futures..., Mutual Funds

Education
Hamline University School of Law   2011 — 2014
Arbitration & Mediation Certificate, U.S. Arbitration Law and Practice Mediation

FINRA   2009 — 2010
FINRA Dispute Resolution Arbitrator, Dispute Resolution, Qualified through the National Arbitration and Mediation Committee - FINRA

International Association of Registered Financial Consultants   1997 — 1997
Registered Financial Consultant (RFC), Financial Planning

The American College   1983 — 1991
Life Underwriter Training Council Fellow, Insurance Risk Management

The American College   1982 — 1991
LUTCF, Financial Services

Aaron Horn Aaron Horn New York, New York Details
Aaron Horn's National Futures Association Experience November 2012 - Present
Job OTC Derivatives Examiner at National Futures Association
Industry Financial Services
Experience
National Futures Association   November 2012 - Present
Committee on Capital Markets Regulation  August 2012 - November 2012
Credit Suisse  June 2012 - August 2012
NASDAQ OMX  June 2011 - June 2012
Manatt, Phelps & Phillips, LLP   2006 - 2008

Skills
Compliance, Project Management, Investment Banking, Legal, Swaps, Derivatives, Financial Regulation

Education
Georgetown University Law Center
Doctor of Law (J.D.)

The University of Texas at El Paso
Bachelor's degree, cum laude

University of Amsterdam

Christa Graverson Christa Graverson Milwaukee, Wisconsin Details
Christa Graverson's National Futures Association Experience June 2003 - January 2005
Job Director of Regulation & Policy at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co.   August 2014 - Present
Robert W. Baird & Co.   August 2013 - August 2014
Robert W. Baird & Co.   September 2012 - August 2013
Robert W. Baird & Co.   January 2010 - September 2012
Robert W. Baird & Co.   January 2005 - January 2010
National Futures Association   June 2003 - January 2005

Skills
FINRA, Securities, Policy, Strategic Planning, Mutual Funds, Series 7

Education
DePaul University   1999 — 2003
Bachelor of Science, Accounting

Mount Mary University   2008 — 2012
Master of Arts (M.A.), English

Allison Durkee Allison Durkee Greater Chicago Area Details
Allison Durkee's National Futures Association Experience May 2006 - September 2008
Job Operations Analyst at Macquarie Group
Industry Financial Services
Experience
Aviva Investors  February 2013 - Present
Macquarie Group  October 2011 - January 2013
MF Global  June 2011 - September 2011
MF Global  September 2008 - June 2011
National Futures Association   May 2006 - September 2008

Education
University of Iowa - Henry B. Tippie College of Business   2001 — 2006
Bachelor of Business Administration, Finance

DePaul University
NonDegree, Accounting Studies

Klaudia Surowaniec Klaudia Surowaniec Greater Chicago Area Details
Klaudia Surowaniec's National Futures Association Experience June 2012 - Present
Job Compliance Examiner at National Futures Association
Industry Capital Markets
Experience
National Futures Association   June 2012 - Present
Bank of America  August 2007 - May 2012

Education
University of Illinois at Chicago   2009 — 2011
Bachelor of Science, Finance

Harper College   2007 — 2009
Associates of Arts, Business

Sam Budlong Sam Budlong Bronx, New York Details
Sam Budlong's National Futures Association Experience June 2015 - Present
Job Compliance Examiner at National Futures Association
Industry International Affairs
Experience
National Futures Association   June 2015 - Present
Fordham University  September 2014 - Present
Fordham University  September 2010 - Present
BGC Partners  June 2014 - August 2014
Fordham University  June 2013 - October 2013
J.Crew  February 2012 - June 2012

Skills
International Relations, Economics, Spanish-speaking, Spanish, Communication, Social Networking, Microsoft Excel, Writing, Politics, Stata, Microsoft Office, PowerPoint, Public Speaking, Mathematics, Microsoft Word, Social Media, Research, Development Economics, Financial Analysis, Financial Economics, Econometrics, International Finance

Education
Fordham University - Graduate School of Arts and Sciences   2014 — 2015
Master of Arts (M.A.), Economics

Fordham University   2010 — 2014
Bachelor of Arts (B.A.), International Political Economy

Hackley School   2006 — 2010
High School Diploma, Liberal Arts and Sciences/Liberal Studies

Ashley M. Belich, J.D. Ashley M. Belich, J.D. Greater Chicago Area Details
Ashley M. Belich, J.D.'s National Futures Association Experience November 2013 - Present
Job Financial Litigation and Regulatory Compliance
Industry Law Practice
Experience
National Futures Association   November 2013 - Present
Patton & Ryan LLC  August 2013 - November 2013
Kopecky, Schumacher & Bleakley, P.C.   November 2011 - August 2013
Law Offices of Chicago-Kent College of Law  January 2011 - May 2011
Edelson McGuire LLC  May 2010 - August 2010
Edelson McGuire LLC  September 2009 - April 2010
Cook County State's Attorney's Office   May 2009 - August 2009

Skills
Civil Litigation, Commercial Litigation, Corporate Law, Employment Law, Legal Issues, Securities, Legal Research, Legal Writing, Litigation, Trusts, Finance, Arbitration, Courts, Trials, Securities Regulation

Education
Chicago-Kent College of Law, Illinois Institute of Technology   2008 — 2011
J.D., Banking, Corporate, Finance, and Securities Law

University of Illinois at Urbana-Champaign   2004 — 2008
B.A., Political Science Major, French Minor

Sujeet Sah, MBA Sujeet Sah, MBA Houston, Texas Area Details
Sujeet Sah, MBA's National Futures Association Experience June 2008 - March 2010
Job Senior Internal Control IT Analyst
Industry Insurance
Experience
HCC Insurance  June 2013 - Present
Ernst & Young  June 2012 - June 2013
Amedisys  November 2011 - June 2012
National Futures Association   June 2008 - March 2010
Unisource Worldwide Inc  May 2007 - June 2008
Safeco Insurance  February 2004 - May 2007
GMAC Insurance  March 2002 - February 2004
Federal-Mogul  March 1999 - March 2002

Skills
Accounting, Compliance, Audit, Risk Assessment, Risk, Auditing, Financial Analysis, Risk Management, Internal Controls, Financial Risk, Internal Audit, Financial Reporting, Sarbanes-Oxley Act, Enterprise Risk..., Financial Accounting, GAAP, IT Audit, Process Improvement, Sarbanes-Oxley

Education
Webster University   2004 — 2007
MBA, Business Administration

Columbia College   2002 — 2004
Bachelors, Accounting, Finance, Marketing, Economics, IT, Math, Systems Analysis, Programming

Louisiana State University

Christopher Copley Christopher Copley New York, New York Details
Christopher Copley's National Futures Association Experience June 2014 - Present
Job Compliance Examiner at National Futures Association
Industry Financial Services
Experience
National Futures Association   June 2014 - Present
Haver Analytics  October 2013 - May 2014
Morgan Stanley  May 2013 - August 2013
NBCUniversal, Inc.   October 2010 - May 2013
University of South Florida  August 2008 - May 2010

Skills
Statistics, Financial Analysis, Leadership, Financial Modeling, Microsoft Excel, Financial Markets, Sales, Bloomberg Terminal, German, French, Spanish, Italian, Reuters 3000, Spreadsheets, Database Systems, Information Systems, Futures, Options, Swaps

Education
Baruch College   2011 — 2014
Bachelor of Business Administration (B.B.A.), Finance, General, 3.5

Univeristy of Central Florida   2001 — 2005
Bachelor of Arts (B.A.), History, 3.45

USF

Mike India Mike India Greater Chicago Area Details
Mike India's National Futures Association Experience January 2003 - October 2004
Job Senior Manager Value Creation Strategy / Transaction Advisory Services at Ernst & Young
Industry Management Consulting
Experience
EY  August 2013 - Present
IBM  May 2012 - August 2013
SNR Denton  April 2009 - May 2012
Huron Consulting Group  October 2004 - April 2009
National Futures Association   January 2003 - October 2004

Education
University of Notre Dame
Masters of Business Administration (M.B.A.), Cum Laude

DePaul University
B.S. in Commerce, Economics, American Studies

Georgetown University
Bryce Hawlow Institute for Business & Government Relations

Barrington High School

Cindy Joy Olsen Cindy Joy Olsen Greater Chicago Area Details
Cindy Joy Olsen's National Futures Association Experience July 1992 - February 1994
Job Marketing & Communications, CIO Organization at Accenture
Industry Marketing and Advertising
Experience
Accenture  January 2010 - Present
Chicago Skyline Marketing   September 2008 - Present
Accenture  November 2003 - August 2008
Accenture  September 2002 - October 2003
Accenture  September 2000 - August 2002
Accenture  March 1994 - August 2000
National Futures Association   July 1992 - February 1994
Futures Magazine  May 1990 - June 1992
American Civil Liberties Union  November 1989 - April 1990

Skills
Strategy, Program Management, Management Consulting, Leadership, Marketing, Outsourcing, Business Strategy, Analytics, Sales, New Business Development, Budgets, CRM, Business Process..., Consulting, Marketing Communications

Education
DePaul University   1991 — 1996
MBA, Marketing concentration

Wheaton College   1985 — 1989
Bachelor of Arts (B.A.), Communications

Amity High School   1981 — 1985

Ben Kim Ben Kim Greater Chicago Area Details
Ben Kim's National Futures Association Experience 1997 - 1998
Job Oracle DBA
Industry Internet
Experience
OfficeMax  February 2012 - Present
Orbtz   2000 - February 2012
Oracle  October 1998 - June 2000
Ameritech New Media  1997 - 1998
National Futures Association   1997 - 1998
United Stationers  1996 - 1997
market knowledge  1994 - 1996

Skills
Unix, Agile Methodologies, Performance Tuning, Data Modeling, Scalability, Data Warehousing, Oracle RAC, MySQL, Databases, Disaster Recovery, Sybase, Database Design, Software Development, Oracle, High Availability, Enterprise Architecture, DB2, SQL Tuning, Microsoft SQL Server, Business Intelligence, Linux, ETL, Solaris, Unix Shell Scripting, Shell Scripting

Education
DePaul University
BS, Computer Science

Veera Reungasavadech Veera Reungasavadech Chicago, Illinois Details
Veera Reungasavadech's National Futures Association Experience 2003 - 2004
Job Senior Associate Financial Advisory Services
Industry Accounting
Experience
McGladrey  November 2013 - Present
JCF International Ltd.   June 2012 - October 2013
McGladrey  May 2011 - March 2012
Corvus Group   April 2009 - May 2011
RSM McGladrey  January 2007 - February 2009
Huron Consulting Group  February 2005 - January 2007
National Futures Association   2003 - 2004

Skills
Business Valuation, Financial Modeling, Due Diligence, Valuation, Financial Analysis, Quantum Control, Corporate Finance, Financial Reporting, Restructuring, Auditing, GAAP, US GAAP, Financial Accounting, Finance, Internal Audit, Sarbanes-Oxley Act, SEC filings, Mergers & Acquisitions, Accounting, Internal Controls, Account Reconciliation, Analysis, Cash Flow, Cash Flow Forecasting, Cost Accounting, Enterprise Risk..., Financial Risk, Financial Statements, Forecasting, Forensic Accounting, Hyperion Enterprise, General Ledger, Managerial Finance, Private Equity, Risk Management, Strategic Financial..., Tax, Variance Analysis

Education
DePaul University   2000 — 2003
B.S., Finance and Economics

Veronica Jedzejec Veronica Jedzejec Greater New York City Area Details
Veronica Jedzejec's National Futures Association Experience September 2014 - Present
Job Associate Director OTC Derivatives at National Futures Association
Industry Financial Services
Experience
National Futures Association   September 2014 - Present
National Futures Association   August 2012 - September 2014
National Futures Association   June 2005 - August 2012

Skills
FINRA, Derivatives, AML, Commodity, Options, Securities, Capital Markets, Trading, Fixed Income, Hedge Funds, Equities, Financial Risk, Due Diligence, Financial Markets

Education
DePaul University - Charles H. Kellstadt Graduate School of Business   2007 — 2010
MBA, Managerial Finance

University of Iowa - Henry B. Tippie College of Business   2001 — 2005
BS, Finance

Warsaw School of Economics   2004 — 2004
Finance

Josh Stahl Josh Stahl Saint Louis, Missouri Details
Josh Stahl's National Futures Association Experience June 2005 - January 2009
Job Compliance Officer at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors  June 2013 - Present
Wells Fargo Securities  December 2011 - June 2013
Newedge USA, LLC  January 2009 - December 2011
National Futures Association   June 2005 - January 2009

Skills
Securities, Derivatives, Risk Management, AML, Capital Markets, Equities, FINRA, Financial Regulation, Financial Services, Hedge Funds, Options, Series 7

Education
Fontbonne University   2002 — 2005

Rose-Hulman Institute of Technology

Paul Kiesling Paul Kiesling Greater Chicago Area Details
Paul Kiesling's National Futures Association Experience June 2003 - January 2006
Job Director Operational Due Diligence & Risk at Lighthouse Investment Partners
Industry Investment Management
Experience
Lighthouse Investment Partners  January 2014 - Present
Lighthouse Investment Partners  August 2012 - December 2013
Abu Dhabi Investment Authority  September 2010 - August 2012
Lighthouse Investment Partners  February 2006 - August 2010
National Futures Association   June 2003 - January 2006

Skills
Hedge Funds, Equities, Fund Of Funds, Fixed Income, Alternative Investments, Separately Managed..., Prime Brokerage, Start-up Consulting, Long/Short Equity

Education
DePaul University   1999 — 2003
Bachelor of Science (BS), Finance

Stillwater Area High School

Christopher Reiff Christopher Reiff Greater Chicago Area Details
Christopher Reiff's National Futures Association Experience June 2005 - August 2012
Job Securities Compliance Examiner at US Securities and Exchange Commission
Industry Financial Services
Experience
US Securities and Exchange Commission  August 2012 - Present
National Futures Association   June 2005 - August 2012

Education
DePaul University - Charles H. Kellstadt Graduate School of Business   2004 — 2007

Hope College   1994 — 1998
BS, Biology and Mathematics

Heitzman, Kim Heitzman, Kim Greater Chicago Area Details
Heitzman, Kim's National Futures Association Experience April 2002 - Present
Job Applications Developer at National Futures Association
Industry Computer Software
Experience
National Futures Association   April 2002 - Present
Federal Reserve Bank of Chicago  June 1997 - April 2002

Skills
.NET, Databases, SQL

Education
DePaul University   1993 — 1996
MBA, Information Systems

University of Illinois at Urbana-Champaign   1984 — 1988
B.A., Finance

James Sentman James Sentman Greater Chicago Area Details
James Sentman's National Futures Association Experience June 1995 - July 1996
Job Supervisor Inventory Control/Finance at OfficeMax
Industry Logistics and Supply Chain
Experience
OfficeMax  December 2007 - Present
After Hours Formalwear  April 2005 - December 2007
Houston Harvest Inc.  June 2004 - March 2005
Expert Corporation   February 2003 - March 2004
Hendrickson Stamping   August 1996 - October 2002
National Futures Association   June 1995 - July 1996
Miner Enterprises, Inc.   August 1988 - November 1994

Skills
Process Improvement, Training, Inventory Control, Leadership, Management, Strategy

Education
DePaul University   1993 — 1995
BA, Accounting

Charles J. Douyon Charles J. Douyon Chicago, Illinois Details
Charles J. Douyon's National Futures Association Experience September 2013 - August 2014
Job Associate at Grosvenor Capital Management
Industry Law Practice
Experience
GCM Grosvenor  December 2014 - Present
National Futures Association   September 2013 - August 2014
US Securities and Exchange Commission  September 2011 - November 2011
Morgan Stanley  December 2005 - May 2007

Skills
Due Diligence, Securities Regulation, Securities, Legal Research, Private Equity, Corporate Law, Legal Writing, Litigation, Hedge Funds, Westlaw, Investments, Mediation, Mergers, Mergers & Acquisitions, Derivatives, Fixed Income

Education
Northwestern University School of Law
Juris Doctorate

Fordham University School of Law
Banking, Corporate and Finance Law LLM

Berkeley College
BBA, Finance and Management

Anna Ciecierega Anna Ciecierega Greater Chicago Area Details
Anna Ciecierega's National Futures Association Experience 2001 - 2005
Job Treasury Manager
Industry Packaging and Containers
Experience
Signode Industrial Group, LLC  May 2015 - Present
Rpai   January 2015 - May 2015
USG  February 2011 - January 2015
USG Corp  June 2007 - February 2012
USG  December 2005 - June 2007
National Futures Association   2001 - 2005
National Futures Association (NFA)   2001 - 2005

Skills
Accounting, Budgets, Financial Accounting, Financial Analysis, Financial Reporting, Forecasting, Internal Audit, Internal Controls, General Ledger, Management, Process Improvement, Sarbanes-Oxley Act, Cost Accounting, Finance

Education
DePaul University - Charles H. Kellstadt Graduate School of Business   2005 — 2007
Masters of Business Administration, Managerial Finance

Parco Cannon Parco Cannon Greater New York City Area Details
Parco Cannon's National Futures Association Experience October 2002 - May 2004
Job Internal Audit, Corporate Functions, Risk Management & Corporate Treasury
Industry Financial Services
Experience
GE Capital  November 2013 - Present
SunTrust Bank  January 2013 - November 2013
Federal Reserve Bank of New York  July 2010 - January 2013
Freddie Mac  September 2006 - July 2010
General Motors Corporation  December 2004 - September 2006
Wachovia Securities  May 2004 - December 2004
National Futures Association   October 2002 - May 2004
Morgan Stanley  March 2001 - October 2002
NYSE  November 1999 - March 2001
Citi  March 1998 - November 1999

Skills
Capital Markets, Risk Management, Credit Risk, Auditing, Internal Controls, Structured Finance, Market Risk, Derivatives, Financial Modeling, Cash Management, Banking Relationships, Equities, Securities, Commercial Paper, Municipal Bonds, Money Market Funds, Operational Risk, Regulatory Examinations, ALM, Treasury, Valuation, Counterparty Risk, Liquidity Risk, Prime Brokerage, Acquisitions, ABS, Bonds, Governance, Real Estate, Mergers, Compliance, Internal Audit, Enterprise Risk...

Education
Georgetown University
Master of Science (M.S.)

Georgia Southern University
Master of Business Administration (MBA)

Pace University
Bachelor of Business Administration (B.B.A.), Economics

F. Carson Beegle F. Carson Beegle Chicago, Illinois Details
F. Carson Beegle's National Futures Association Experience January 2014 - Present
Job Investigator at National Futures Association
Industry Financial Services
Experience
National Futures Association   January 2014 - Present
Knautz Group   January 2007 - January 2014
SMW Trading Company, Inc.   July 2003 - January 2007

Skills
Microsoft Excel, Microsoft Office, PowerPoint, Microsoft Word, Banking, Project Management, Risk Management, Strategic Planning, Investments, Business Analysis, Financial Analysis, Commodity, Trading, Options, Customer Service, Portfolio Management, Derivatives, Financial Markets

Education
Butler University   1998 — 2003
International Management/Finance, International Finance with a minor in German, 3.05

Humboldt University   2000 — 2001
Study Abroad, European Union and the Euro currency

Worthington High School   1995 — 1998
3.35

Kevin Behr Kevin Behr Greater Denver Area Details
Kevin Behr's National Futures Association Experience April 1990 - August 1997
Job Commodity, Finance, IS, and Procurement Professional
Industry Food Production
Experience
Alstom Transport  June 2012 - May 2013
International Assignment   June 2008 - September 2010
Kraft Foods Group  June 2006 - March 2008
Kraft Foods Group  June 2001 - June 2006
Kraft Foods Group  February 2000 - June 2001
Kraft Foods Group  August 1997 - February 2000
National Futures Association   April 1990 - August 1997
Geldermann, Inc  September 1988 - April 1990
National Futures Association   June 1986 - September 1988

Skills
Commodities, Hedge Accounting, Software Project..., Commodity, Management, Project Management, Procurement, Analysis, Strategy, Forecasting, Financial Analysis, Budgets, Cross-functional Team..., Business Process..., ERP, Supply Chain, Trading, Business Process, Vendor Management, Program Management, Outsourcing, Strategic Sourcing, Global Sourcing, Supply Chain Management, Process Improvement, Leadership, Sourcing, SAP, E-procurement, Logistics

Education
DePaul University   1994 — 1997
MBA, Finance

University of Iowa   1982 — 1986
BBA, Finance

Ruthmony Hong Brininger Ruthmony Hong Brininger Greater Chicago Area Details
Ruthmony Hong Brininger's National Futures Association Experience May 2015 - Present
Job Web Content Manager at NFA
Industry Public Relations and Communications
Experience
National Futures Association   May 2015 - Present
National Futures Association   September 2011 - April 2015
National Futures Association   July 2008 - September 2011
National Futures Association   May 2006 - June 2008
Elite Customer Solutions, BP North American Products   July 2006 - October 2006
Elite Customer Solutions, BP North American Products   July 2005 - June 2006
Elite Customer Solutions, BP North American Products   May 2005 - June 2005
NORC  October 2004 - April 2005
Spurlock Museum  September 2001 - November 2003

Skills
Communications, Project Management, Web Architecture, Web Content Management, Content Strategy, Web Design, Multimedia Development, Networking, Problem Solving, Analytical Skills, Quality Assurance, Training, Learning Technology, Research, Coaching, HTML, Photoshop, CSS, Flash, Captivate, Social Media

Education
DePaul University   2007 — 2010
MS, Instructional Technology Systems

University of Illinois at Urbana-Champaign   2000 — 2004
BFA, Arts & Crafts (Metals), Minor in Information Technology Studies

Joseph Jorgensen, CFA, FRM Joseph Jorgensen, CFA, FRM Greater Chicago Area Details
Joseph Jorgensen, CFA, FRM's National Futures Association Experience May 2014 - Present
Job Assocciate Director Risk Management at National Futures Association
Industry Investment Management
Experience
National Futures Association   May 2014 - Present
Northern Trust Asset Management  August 2008 - April 2014
Northern Trust  June 2005 - August 2008
Alloya Federal Credit Union   2004 - 2005
National Futures Association   1998 - 2004

Skills
Chartered Financial..., Financial Risk...

Education
DePaul University - Charles H. Kellstadt Graduate School of Business   1999 — 2002
Master of Business Administration (MBA), Finance, General

University of Iowa   1993 — 1998
Bachelor's degree, Finance, General

William K. O'Connor, CFA William K. O'Connor, CFA Greater Chicago Area Details
William K. O'Connor, CFA's National Futures Association Experience January 1985 - January 1988
Job Senior Portfolio Manager at Ziegler Lotsoff Capital Management, LLC
Industry Investment Management
Experience
Ziegler Lotsoff Capital Management, LLC   July 2014 - Present
Incapital  2009 - July 2014
Allstate Investments LLC  December 1988 - March 2009
National Futures Association   January 1985 - January 1988

Skills
Fixed Income, Investments, Portfolio Management, Financial Analysis, Capital Markets, Options, Bloomberg, Alternative Investments, Series 7, Securities, Hedge Funds, Asset Allocation, Series 63, Equities, Bonds

Education
DePaul University - Charles H. Kellstadt Graduate School of Business
MBA, Finance and Accounting

Northern Illinois University   1981 — 1985
B.S., Finance and Accounting

Patricia Donahue Patricia Donahue Greater Chicago Area Details
Patricia Donahue's National Futures Association Experience 1991 - 2003
Job at Rosenthal Collins Group
Industry Financial Services
Experience
Rosenthal Collins Group  October 2010 - Present
Patricia Donahue, Attorney at Law   December 2008 - September 2010
MFGlobal   November 2005 - November 2008
Refco  2003 - 2005
National Futures Association   1991 - 2003
DePaul College of Law  1990 - 1991
Commodity Futures Trading Commission  1984 - 1990

Skills
Trials, Management, Commodity, Arbitration, Derivatives, Legal Writing

Education
DePaul University College of Law   1979 — 1983
JD, Law

Aaron Housten Aaron Housten Greater Chicago Area Details
Aaron Housten's National Futures Association Experience July 2013 - Present
Job Senior Network Analyst at National Futures Association
Industry Information Technology and Services
Experience
National Futures Association   July 2013 - Present
National Futures Association   March 1999 - June 2013
Microhard Technologies, Inc.   March 1997 - March 1999
Vickery Construction   April 1995 - August 1996
Doyle Sailmakers  March 1994 - April 1995
Illinois Institute of Technology  June 1993 - March 1994
CNN  March 1989 - August 1992

Skills
Troubleshooting, Networking

Education
Illinois Institute of Technology   1984 — 1988
BA, English

Dan Unti Dan Unti Greater Chicago Area Details
Dan Unti's National Futures Association Experience October 2014 - Present
Job Associate Director, Market Regulation National Futures Association
Industry Financial Services
Experience
National Futures Association   October 2014 - Present
National Futures Association   January 2008 - September 2014
NFA  February 2001 - January 2008

Skills
Derivatives, Trading, Analysis

Education
DePaul University - Charles H. Kellstadt Graduate School of Business   1995 — 1998
MBA, Finance

Marquette University
B.S. Accounting

John Rynn John Rynn Greater New York City Area Details
John Rynn's National Futures Association Experience January 1994 - June 1996
Job Financial Services Professional
Industry Financial Services
Experience
MacKay Shields  2005 - Present
Credit Suisse Asset Management  2003 - 2005
Goldman Sachs Asset Management  2002 - 2003
Deutsche Asset Management  1999 - 2002
Deutsche Bank - formerly Bankers Trust  1997 - 1999
National Futures Association   January 1994 - June 1996

Skills
Fixed Income, Mutual Funds, Derivatives, Trading, Asset Management, Creative Development, Creative Problem Solving, Securities

Education
Pace University   1999 — 2001
MBA, Finance

City University of New York-Baruch College   1988 — 1992
Bachelor of Business Administration (BBA), Accounting

Cliffe Allen Cliffe Allen Greater New York City Area Details
Cliffe Allen's National Futures Association Experience 2014 - Present
Job Director, OTC Derivatives at National Futures Association
Industry Financial Services
Experience
National Futures Association   2014 - Present
Morgan Stanley  February 1998 - March 2014
Morgan Stanley  2011 - 2014
Morgan Stanley  2009 - 2011
Morgan Stanley  2007 - 2009
Morgan Stanley  2004 - 2007
Morgan Stanley  2001 - 2004
Morgan Stanley  1998 - 2001
National Futures Association   1995 - 1998

Skills
Capital Markets, Derivatives, Equities, Fixed Income, Hedge Funds, Investment Banking, Middle Office, Operational Risk, Operational Risk..., Options, Prime Brokerage, Securities, Swaps

Education
Baruch College, City University of New York (CUNY)   1989 — 1994
BBA, Accounting

Alan Lash, CPA Alan Lash, CPA Greater New York City Area Details
Alan Lash, CPA's National Futures Association Experience 1988 - 1990
Job Lash & Associates, LLC
Industry Financial Services
Experience
Lash & Associates, LLC   December 2008 - Present
CME Group  2009 - Present
Alan Lash, CPA   1990 - November 2008
National Futures Association   1988 - 1990
Elder Futures, Inc.   1986 - 1988
New York Mercantile Exchange  1985 - 1986
Commodity Exchange, Inc.   1983 - 1985
Commodity Exchange, Inc.   1980 - 1983
Laventhol & Haworth   1979 - 1980

Skills
Trading Systems, Equities, Derivatives, Investments, Trading, Research

Education
Georgia State University
Masters of Professional Accountancy

State University of New York at Albany

Sean Yu Sean Yu New York, New York Details
Sean Yu's National Futures Association Experience May 2014 - Present
Job Senior Risk Analyst at National Futures Association
Industry Financial Services
Experience
National Futures Association   May 2014 - Present
Citi  March 2009 - May 2014
Traiana  October 2003 - September 2006

Skills
Banking, Risk Management, Portfolio Management, Credit, Credit Risk, Financial Risk, Financial Modeling, Equities, Derivatives

Education
City University of New York-Baruch College - Zicklin School of Business   2006 — 2008
MS, Quantitative Methods and Modeling

New York University   1994 — 1998
Bachelor of Science (BS), Economics

The Bronx High School of Science   1992 — 1994
High School Diploma, Biology

Kimberly Nordhoff Kimberly Nordhoff Chicago, Illinois Details
Kimberly Nordhoff's National Futures Association Experience June 2011 - March 2012
Job Compliance Officer at CME Group
Industry Investment Management
Experience
CME Group  January 2014 - Present
U.S. Bank   June 2013 - January 2014
INTL FCStone Inc.  March 2012 - May 2013
National Futures Association   June 2011 - March 2012
National Futures Association   June 2010 - May 2011
National Futures Association   January 2009 - May 2010

Skills
Financial Analysis, Derivatives, Financial Risk, Capital Markets, Risk Management, Due Diligence, Auditing, Financial Markets, Accounting, Internal Controls

Education
DePaul University College of Law   2015 — 2019
Doctor of Law (J.D.)

Michigan State University   2005 — 2008
Bachelor of Arts (B.A.), Finance

Harrison High School   2001 — 2005

Keren Salem Keren Salem Greater New York City Area Details
Keren Salem's National Futures Association Experience January 1999 - November 2002
Job at Bank of América Merrill Lynch
Industry Financial Services
Experience
Bank of América Merrill Lynch   July 2011 - Present
Royal Bank of Scotland  June 2010 - July 2011
Merrill Lynch  March 2006 - July 2010
NASD  November 2002 - March 2006
National Futures Association   January 1999 - November 2002
NFA  1999 - 2002

Education
Baruch College, City University of New York (CUNY)   1996 — 1999
BBA, Accountancy

Jerry Nudge Jerry Nudge Greater New York City Area Details
Jerry Nudge's National Futures Association Experience 1984 - 1986
Job Associate Director, Commodity Futures Trading Commission
Industry Banking
Experience
Commodity Futures Trading Commission  July 2009 - Present
Morgan Stanley  April 2009 - July 2009
Citigroup  1994 - 2009
Drexel Burnham Lambert  June 1986 - June 1989
National Futures   June 1984 - June 1986
National Futures Association   1984 - 1986

Education
Fordham University   1980 — 1984
BS, Accounting

Brooks Zimmer Brooks Zimmer Chicago, Illinois Details
Brooks Zimmer's National Futures Association Experience June 2014 - Present
Job Certified Fraud Examiner
Industry Financial Services
Experience
National Futures Association   June 2014 - Present
Lindquist LLP  July 2013 - November 2013
FXCM  September 2011 - February 2012
Forex Capital Markets  July 2010 - September 2011
FXCM  July 2010 - September 2011
CSULB Student Managed Investment Fund   September 2008 - June 2009
Target  May 2008 - August 2008

Skills
Portfolio Management, Investments, Financial Modeling, Bloomberg, Financial Analysis, Financial Services, Fixed Income, Microsoft Excel, Superior Client Service, Regulatory Compliance, series 3, series 34, Finance, Financial Markets

Education
California State University-Long Beach   2006 — 2009
BS, Finance Investments

California State University-Long Beach - College of Business Administration   2006 — 2009
BS, Finance Investments

Jamila Piracci Jamila Piracci New York, New York Details
Jamila Piracci's National Futures Association Experience July 2011 - Present
Job Regulatory compliance
Industry Public Policy
Experience
National Futures Association   July 2011 - Present
International Swaps & Derivatives Association   July 2005 - December 2006

Education
Cornell Law School   1996 — 2000
J.D.

Cornell University - Johnson Graduate School of Management   1997 — 1999
M.B.A., Finance

Harvard College   1991 — 1995
A.B., Government

Michael Chien Michael Chien Greater New York City Area Details
Michael Chien's National Futures Association Experience 1997 - 1998
Job Vice President at Deutsche Bank
Industry Financial Services
Experience
Deutsche Bank  AVP - Operational Risk ControlCredit Suisse2001 - 2004
Spear, Leeds and Kellogg  1998 - 2001
National Futures Association   1997 - 1998

Education
Baruch College, City University of New York (CUNY)   1994 — 1997
BBA, Accounting

Tulin (Aldas) Gioia Tulin (Aldas) Gioia Greater New York City Area Details
Tulin (Aldas) Gioia's National Futures Association Experience July 2015 - Present
Job Senior Human Resources Generalist at National Futures Association
Industry Financial Services
Experience
National Futures Association   July 2015 - Present
National Futures Association   April 2013 - June 2015
Wagner College  June 2007 - September 2012
Eastern Association of Colleges and Employers  July 2010 - July 2012
Eastern Association of Colleges and Employers  July 2009 - July 2010
Wagner College  August 2006 - June 2007
Wagner College  August 2004 - August 2006
Binghamton University  August 2002 - May 2004

Skills
Human Resources, Recruiting, Interviews, Interviewing, Event Planning, Event Management, College Recruiting, Employee Benefits, Employee Relations, Sourcing, Onboarding, Resume Writing, Career Counseling, Career Development, Microsoft Office, Student Development, Leadership, Higher Education, Job Search, Training, Cover Letters, Editing, Public Speaking, Time Management, Interview Preparation, Student Affairs, Fundraising, Teaching, Program Development, Program Management, Counseling, Leadership Development, Academic Advising, Staff Development, Career Services, Campus, Student Services

Education
Wagner College   2004 — 2006
Master of Science, Education

Binghamton University   2000 — 2004
BA, English, Cinema

Guillermo (William) Fidel Guillermo (William) Fidel Miami/Fort Lauderdale Area Details
Guillermo (William) Fidel's National Futures Association Experience 1983 - 1985
Job SVP Head of Internal Audit Operations LATAM for Citibank
Industry Banking
Experience
Citi  July 2014 - Present
Standard Chartered Bank  July 1999 - June 2014
American Express Bank - Uruguay   January 1995 - July 1999
American Express Bank  September 1988 - December 1994
Equitable Life  1985 - 1988
National Futures Association   1983 - 1985

Skills
Private Banking, Compliance, AML, Business Process, Banking, Operational Risk, Payments, Finance, Auditing, Management, KYC, Trade Finance, Credit, Retail Banking, Due Diligence, Financial Risk, Leadership, Credit Risk, Strategy, Operational Risk..., Risk Management, Analysis

Education
Baruch College, City University of New York (CUNY)   1978 — 1983
BBA, Accounting

Karen Mercera Karen Mercera Greater New York City Area Details
Karen Mercera's National Futures Association Experience June 2001 - March 2005
Job Vice President, Internal Audit
Industry Financial Services
Experience
Morgan Stanley  March 2005 - Present
Barclays  March 2013 - April 2014
Morgan Stanley Smith Barney  November 2010 - March 2013
Morgan Stanley  March 2005 - October 2010
National Futures Association   June 2001 - March 2005

Skills
Microsoft Word, Microsoft Excel, PowerPoint, Visio, Pentana Audit Workpaper..., Auditing, Fixed Income, Capital Markets, Data Analysis, Financial Risk, Equities, Finance, Securities, Alternative Investments, Trading, Hedge Funds, Banking, Financial Services, Risk Management, Operational Risk

Education
Fordham University   1997 — 2001
BS

Lisa Pucci Lisa Pucci Phoenix, Arizona Area Details
Lisa Pucci's National Futures Association Experience February 1997 - September 1997
Job Officer, Business Systems Consultant, Enterprise Database Management at Wells Fargo
Industry Banking
Experience
Wells Fargo  June 2015 - Present
Wells Fargo  June 2014 - June 2015
Wells Fargo  September 2006 - May 2014
TAC Worldwide  April 2005 - September 2006
Oakwood Worldwide  February 2002 - January 2005
Oakwood Worldwide  February 2000 - February 2002
Oakwood Worldwide  November 1998 - February 2000
American Association of Law Libraries  September 1997 - October 1998
National Futures Association   February 1997 - September 1997
Bank Administration Institute  April 1993 - February 1997

Skills
Process Improvement, Customer Relations, Problem Solving, Teacher Training, Budgets, Sales, Project Management, Microsoft Office, Business Analysis, Recruiting, Social Networking, Change Management, Customer Service, Vendor Negotiations, Purchase Management, Forecasting, Negotiation, Project Planning

Education
Barat College of DePaul University   1982 — 1987
BA, Elementary Education/Psychology

Keble College of Oxford University, Oxford England, Centre of Medieval and Renaissance Studies   1985 — 1985
Medieval History

Jan Waye Jan Waye Alamosa, Colorado Details
Jan Waye's National Futures Association Experience 2005 - 2015
Job Waye Land & Cattle
Industry Ranching
Experience
Waye Land & Cattle   2007 - Present
National Futures Association   2005 - 2015
Cargill Investor Services  1988 - 2003
Cargill, Inc.   1970 - 2002

Skills
Options, Commodities, Trading, Compliance, Derivatives, Financial Analysis, Risk Management, Due Diligence, Business Analysis, Hedge Funds, Series 7, Financial Markets, Commodity, Strategy, Trading Systems, Financial Services, Equities, Management, Leadership

Education
Concordia College
BA, Speech & Economics

Patrick Duffner Patrick Duffner Greater Chicago Area Details
Patrick Duffner's National Futures Association Experience April 1993 - August 1995
Job Data Architect / Database Administrator at Berlin Packaging
Industry Information Services
Experience
Berlin Packaging  March 2015 - Present
Athletico  May 2014 - February 2015
Heartland Consultants   May 2006 - May 2014
Speed Trading Group LLC   April 2004 - April 2006
Spectrum Synergetic   December 2003 - April 2004
Pax Clearing Corporation  June 2002 - December 2003
Liquidity DIrect   January 2000 - May 2002
Technium  August 1995 - February 2001
National Futures Association   April 1993 - August 1995
Kemper Insurance  December 1990 - April 1993

Skills
Microsoft SQL Server, Databases, SDLC, Requirements Analysis, Integration, Enterprise Architecture, Oracle, SQL, Unix, SharePoint, Business Analysis, T-SQL, Visio, IIS, .NET, C#, Business Intelligence, VMware, ASP.NET, Agile Methodologies, VB.NET, C++, Software Project..., Software Development, Java, JavaScript, ATL COM, Assembler, COBOL, CICS, SSIS, SAS programming, SSRS, Microsoft Dynamics, Microsoft Dynamics CRM, Microsoft Dynamics GP, eConnect, Great Plains Software, Microsoft CRM

Education
Northern Illinois University   1986 — 1990
BS Applied Computer Science

DePaul University
MS Computer Science – Database Systems

Susan E. Courtright Susan E. Courtright Greater Los Angeles Area Details
Susan E. Courtright's National Futures Association Experience April 1984 - July 2012
Job GHOSTWRITER of Fiction and NonFiction at The Courtright Company
Industry Entertainment
Experience
The Argonaut  March 2014 - Present
The Courtright Company   February 2013 - Present
The Courtright Company - cinema international   January 1985 - April 2014
Santa Monica Public Library  2006 - 2014
UCLA Alumni Association  1969 - 2014
Wendy Greuel for Mayor of Los Angeles   2012 - 2013
Peregrine Financial Group  November 2009 - July 2012
National Futures Association   April 1984 - July 2012
Organizing for America  2011 - 2012
Global Futures Group   June 2007 - September 2008

Skills
Journalism, Online Journalism, Newspaper, Editorial, Business Journalism, Screenwriting, Screenwriter, Television, Creative Writing, Criminal Investigations, Criminology, Roman history, American History, Teaching English as a..., English Literature, English grammar, Newspapers, Blogging, Copywriting, Editing, Film, Social Networking, Copy Editing, Film Production, Social Media, Management, Public Speaking, Public Relations, Research, Books, Marketing, Critical Thinking, Digital Media, Publications, Entrepreneurship, Social Media Marketing, Interviews, Proofreading, Event Planning, Fundraising, Portfolio Management, Online Marketing, Training, Marketing Communications, Teaching, Nonprofits, PowerPoint, Microsoft Word, Financial Markets, Motivational Speaking

Education
UCLA   2003 — 2010
Screenwriters on Screenwriting, Adult and Continuing Education and Teaching

Cabrillo College   1992 — 1994
Guest Lecturer, Screenwriting

Boston University Satellite Program   1977 — 1979
European study, Statistics, Criminology, 4+

New Mexico State University   1975 — 1976
Guest Lecturer, Argumentation/Debate Communications Program, Adult Education

UCLA - Letters and Science 1969   1964 — 1969
Bachelor's degree, Communications & Psychology

University of Oklahoma - graduation studies
Communication, Journalism, and Related Programs

Steve Polkoff Steve Polkoff Greater Chicago Area Details
Steve Polkoff's National Futures Association Experience February 2014 - Present
Job Manager at National Futures Association
Industry Accounting
Experience
National Futures Association   February 2014 - Present
L J Soldinger Associates LLC   1996 - February 2014

Skills
SEC reporting, Audit, IFRS, GAAP, Accounting, Financial Statements, SEC filings, Auditing, Mergers, US GAAP, Financial Reporting, Management Consulting, IPO, Due Diligence, Cash Flow, Tax, CPA, Corporate Tax, Public Companies, Mergers & Acquisitions, Internal Controls, Sarbanes-Oxley Act

Education
DePaul University - Charles H. Kellstadt Graduate School of Business
MBA, Finance

University of Iowa - Henry B. Tippie College of Business
BBA, Accounting

Jennifer Hurder Jennifer Hurder Chicago, Illinois Details
Jennifer Hurder's National Futures Association Experience June 1995 - February 1998
Job Executive Director, Corporate Development & Finance at CME Group
Industry Financial Services
Experience
CME Group  September 2001 - Present
CNA Insurance  August 2000 - September 2001
Oil-Dri Corporation of America  February 1998 - August 2000
National Futures Association   June 1995 - February 1998

Skills
Strategy, Mergers, Cross-functional Team..., Financial Markets, Negotiation, Derivatives, Financial Modeling, Valuation, Corporate Finance, Due Diligence, Acquisition Integration, Mergers & Acquisitions

Education
DePaul University - Charles H. Kellstadt Graduate School of Business   1998 — 2003
MBA, Finance

University of Iowa   1991 — 1995
BBA, Finance

Tom Plasman Tom Plasman Greater Chicago Area Details
Tom Plasman's National Futures Association Experience May 2013 - Present
Job Investigator II at National Futures Association
Industry Accounting
Experience
National Futures Association   May 2013 - Present
Schneider National  January 2010 - January 2012
Hope College Ticket Office   October 2007 - January 2010

Skills
Microsoft Office, Strategic Financial..., Management, Sales Operations

Education
Northern Illinois University - College of Business   2012 — 2013
Masters, Accounting

Hope College   2005 — 2009
Bachelor's, Management

Chris Devona Chris Devona Greater Chicago Area Details
Chris Devona's National Futures Association Experience 1985 - 1998
Job Information Technology Manager
Industry Information Technology and Services
Experience
HSBC  2006 - 2009
Household International  2000 - 2006
Household International  1998 - 2000
National Futures Association   1985 - 1998
Zenith Electronics  1983 - 1985
YMCA  1980 - 1982

Skills
Business Analysis, Analytics, Program Management, Vendor Management, Project Management, IT Management, IT Risk Management, Banking, Databases, SDLC, IT Strategy, Software Project..., Requirements Analysis, Visio, Integration, Business Intelligence

Education
Northern Illinois University   1981 — 1983
M.S., Management Information Systems

Augustana College   1977 — 1981
B.A., Business - Computer Scence

Paul Urbaszewski Paul Urbaszewski Greater Chicago Area Details
Paul Urbaszewski's National Futures Association Experience June 1999 - June 2001
Job CPA
Industry Financial Services
Experience
Vogel Consulting LLC   October 2007 - June 2009
Vogel Consulting  2007 - 2008
RSM McGladrey Inc  December 2005 - September 2007
Brookfield Properties  June 2001 - December 2005
National Futures Association   June 1999 - June 2001

Education
Illinois Wesleyan University
BA Accounting

DePaul University
Masters, Taxation

Victor Lien Victor Lien New York, New York Details
Victor Lien's National Futures Association Experience August 2015 - Present
Job Compliance Examiner at National Futures Association
Industry Financial Services
Experience
National Futures Association   August 2015 - Present
Sumitomo Mitsui Banking Corporation  January 2014 - August 2015
New York State Department of Taxation and Finance  September 2013 - December 2013

Skills
Regulatory Compliance, Risk Management, Operational Risk..., Internal Audit, Research, Microsoft Excel, Customer Service, Microsoft Office, Marketing, Microsoft Word, SWIFT Payments, Oracle Applications, FX Swaps, FX Derivatives, Accounts Payable, PowerPoint, Accounting, Derivatives, Foreign Exchange, Financial Analysis

Education
City University of New York-Brooklyn College   2013 — 2014
Bachelor of Science (B.S.), Accounting

SUNY Binghamton   2010 — 2012
Bachelors of Arts, English Language and Literature/Letters

Mary Alice Patton Mary Alice Patton Greater Chicago Area Details
Mary Alice Patton's National Futures Association Experience October 1989 - Present
Job Legal Support Manager at National Futures Association
Industry Financial Services
Experience
National Futures Association   October 1989 - Present

Skills
Team Management, Public Speaking, Public Policy, Supervisory Skills, Legal Writing, Paralegals, Microsoft Excel, Communication Skills, Policy Analysis

Education
DePaul University   1998 — 2002
MS, Public Services Management

Roosevelt University   1984 — 1985
Certificate, Paralegal Studies

Michigan State University   1972 — 1976
B.A., Urban and Metropolitan Studies

Ira Grubman Ira Grubman Greater New York City Area Details
Ira Grubman's National Futures Association Experience 1995 - 2002
Job Sr. Vice President at Citigroup
Industry Financial Services
Experience
Citigroup  July 2006 - Present
Morgan Stanley Capital International  2002 - 2006
National Futures Association   1995 - 2002

Education
New York University - Leonard N. Stern School of Business   2000 — 2003
MBA, Finance

Hofstra University   1991 — 1995
BBA, Accounting

Julia Lippitt Wood Julia Lippitt Wood Chicago, Illinois Details
Julia Lippitt Wood's National Futures Association Experience December 2013 - Present
Job Staff Attorney at National Futures Association
Industry Law Practice
Experience
National Futures Association   December 2013 - Present
Office of Administrative Law Judges, U.S. Department of Labor   September 2011 - September 2013
U.S. DEPARTMENT OF HEALTH & HUMAN SERVICES, Departmental Appeals Board   May 2010 - August 2010
Hon. James P. Flannery, Cook County Circuit Court, Law Division   June 2009 - August 2009
University of Chicago, Center for Elementary Mathematics and Science Education   June 2006 - June 2008
Jenner & Block  July 2005 - June 2006

Skills
Legal Writing, Employment Law, Westlaw, Courts, Legal Research, Public Policy, Litigation

Education
University of Illinois College of Law   2008 — 2011
J.D., Magna Cum Laude

Carleton College   2001 — 2005
B.A., History, French and Francophone Studies

Oak Park River Forest High School   1997 — 2001

Ping Situ Ping Situ New York, New York Details
Ping Situ's National Futures Association Experience July 2015 - Present
Job MBA, Finance, 2015
Industry Financial Services
Experience
National Futures Association   July 2015 - Present
Association for Corporate Growth  February 2015 - April 2015
Ford Motor Credit Company  June 2014 - August 2014
Caimeiju a division of Language Media Agency Inc.   February 2013 - July 2014
Connection 18 Inc   February 2013 - August 2013
Kingson Law Firm   January 2011 - February 2012
SNAVS Foreign Investment Advisory Ltd.   April 2010 - January 2011
JOS International Business Consultant   January 2009 - April 2010
Enterprise Ireland  August 2008 - November 2008

Skills
Financial Modeling, Financial Analysis, DCF Valuation, Capital Structure, Option Pricing Models, Corporate Finance, Business Analysis, Project Management, Market Research, International Trade, Black-Scholes, International Business, Research, Management Consulting, Business Development, Business Strategy, Data Analysis, Strategic Planning, Quantative Analysis, Forecasting, Negotiation, Gap Analysis, Data Mapping, Leadership, Dodd-Frank

Education
City University of New York-Baruch College   2013 — 2015
Master of Business Administration (M.B.A.), Finance, 3.86

Sun Yat-Sen University   2004 — 2008
Bachelor of Arts (B.A.), English, 3.60

Zhalina Alexander-Barnes Zhalina Alexander-Barnes Greater Atlanta Area Details
Zhalina Alexander-Barnes's National Futures Association Experience August 1989 - December 1994
Job Senior Property Accountant at CB Richard Ellis
Industry Real Estate
Experience
CB Richard Ellis  June 2013 - Present
Wood Residential Services Inc.   January 2013 - May 2013
Colonial Properties Trust  May 2006 - September 2012
Jones Lang LaSalle  May 1999 - April 2006
PricewaterhouseCoopers  August 1997 - April 1999
Equitable Life Assurance Society  April 1995 - July 1997
National Futures Association   August 1989 - December 1994

Skills
Auditing, Accounting, Finance, Accounts Payable, General Ledger, Financial Accounting, Variance Analysis, Training, Cash Flow, Internal Controls, Microsoft Excel and...

Education
Clark Atlanta University   1985 — 1989
BA, Accounting

J. Allen Como J. Allen Como Stuart, Florida Details
J. Allen Como's National Futures Association Experience November 1982 - September 1983
Job Gainfully retired, too busy with family and community projects as well as traveling to go back to work.
Industry Accounting
Experience
Dunn Capital Management Inc.   September 1983 - June 2007
National Futures Association   November 1982 - September 1983
Bergen Brunswig Corporation  April 1980 - August 1982
Alexander Grant & Co, CPA   June 1977 - April 1980

Skills
Business Strategy, Financial Analysis, Accounting, Financial Reporting, Auditing, Financial Accounting

Education
University of Southern California   1975 — 1977
B.S., Accounting

George Mason University   1974 — 1975
Accounting and Business/Management

United States Naval Academy   1972 — 1974
Engineering

Andrew Smolenski Andrew Smolenski Greater Chicago Area Details
Andrew Smolenski's National Futures Association Experience June 1999 - August 2000
Job Manager, Operations/Cash Management at optionsXpress
Industry Financial Services
Experience
optionsXpress  March 2004 - Present
Bartlett Fire Protection District  May 2005 - Present
North American Jet  April 2003 - March 2004
CBOE  May 2001 - March 2002
Aegon  September 2000 - May 2001
National Futures Association   June 1999 - August 2000

Skills
Series 7, Project Management, Microsoft Office, Firefighting, Emergency Services, Outlook, EMS, Risk Management, Management, Public Safety, Fire Safety, Rescue, Government, Aviation, Disaster Response, Social Media, Finance, Leadership

Education
DePaul University   1995 — 1999
BS, Major in Finance, Minor in Accounting

Delta Connection Academy   2002 — 2003
FAA Pilot Certifications, Airline/Commercial/Professional Pilot and Flight Crew

Loyola Academy   1991 — 1995
High School, College/University Preparatory and Advanced High School/Secondary Diploma Program

Dave Devona Dave Devona Greater Chicago Area Details
Dave Devona's National Futures Association Experience August 1992 - January 1998
Job Advisor, Application Development at CVS Caremark Corporation
Industry Pharmaceuticals
Experience
CVS Caremark Corporation  March 2013 - Present
CVS Caremark Corporation  October 2006 - March 2013
Caremark  September 2000 - October 2006
Datapro Development   January 1998 - September 2000
National Futures Association   August 1992 - January 1998
Sears Roebuck and Company  January 1991 - August 1992

Skills
Business Analysis, Vendor Management, Process Improvement, Integration, Requirements Analysis, SQL, DB2, Software Documentation, COBOL, Strategic Planning, JCL, Oracle, Management, New Business Development, Databases

Education
DePaul University - Charles H. Kellstadt Graduate School of Business   1993 — 1996
MBA, Human Resource Management/Leadership and Organization Development

University of Iowa   1985 — 1989
BA, Economics/Business Administration

Melissa Glasbrenner Melissa Glasbrenner Greater Chicago Area Details
Melissa Glasbrenner's National Futures Association Experience November 2008 - June 2010
Job Futures Trading Investigator at Commodity Futures Trading Commission
Industry Financial Services
Experience
Commodity Futures Trading Commission  June 2010 - Present
National Futures Association   November 2008 - June 2010
National Futures Association   2005 - 2010

Skills
Fraud, AML

Education
DePaul University   2001 — 2005
Bachelor of Science, Accounting

Edward Youn Edward Youn Greater New York City Area Details
Edward Youn's National Futures Association Experience November 2012 - September 2014
Job Advisory Senior at Ernst & Young
Industry Financial Services
Experience
EY  September 2014 - Present
National Futures Association   November 2012 - September 2014

Skills
Financial Analysis, Accounting, Pro Forma Development, Financial Accounting, Investments, Capital Markets, Auditing

Education
Boston College   2008 — 2012
Bachelor of Science, Finance, Accounting

Bayside High School

Corey Little Corey Little Chicago, Illinois Details
Corey Little's National Futures Association Experience September 2013 - Present
Job Senior Compliance Examiner at National Futures Association
Industry Financial Services
Experience
National Futures Association   September 2013 - Present
JPMorgan Chase  March 2013 - September 2013
Krislov and Associates   October 2011 - November 2012
Financial Industry Regulatory Authority  May 2011 - December 2011
Hon. George Lindberg, US District Court, Northern District of Illinois   August 2010 - January 2011
Office of Congressman Mel Watt (NC-12)   November 2007 - August 2009
Office of Congressman Mel Watt (NC-12)   December 2006 - November 2007

Skills
Legal Research

Education
Chicago-Kent College of Law, Illinois Institute of Technology   2009 — 2012
Doctor of Law (J.D.) - Cum Laude

Washington and Lee University   2000 — 2004
Bachelor of Arts, Political Science and Government

Saraswati Joshi Saraswati Joshi Chicago, Illinois Details
Saraswati Joshi's National Futures Association Experience March 2013 - Present
Job CIA, CISA, CFE
Industry Financial Services
Experience
National Futures Association   March 2013 - Present
Saralee Corporation / Hillshire Brands   April 2007 - February 2013
Deloitte  January 2004 - April 2007

Education
University of Mississippi   2002 — 2004
Master of Business Administration (M.B.A.)

Goa University   1996 — 2000
Engineer's Degree, Computer Engineering

Christopher Colon, CFE Christopher Colon, CFE New York, New York Details
Christopher Colon, CFE's National Futures Association Experience January 2014 - Present
Job Compliance Examiner at National Futures Association
Industry Financial Services
Experience
National Futures Association   January 2014 - Present
MetLife  April 2013 - January 2014
Newark Food Service Equipment LLC   December 2010 - February 2013
Goldman Sachs  June 2007 - September 2010
Pershing, a BNY Mellon company  June 1998 - June 2007

Skills
Risk Management, Auditing, Futures, Futures Trading, Commodity Risk..., Compliance, AML, Options, Financial Audits, Internal Audit, External Audit, Currency Futures, Securities, Fixed Income, Financial Analysis, Financial Services, Project Management, Settlement, Microsoft Office, PowerPoint, Management, Analysis, Equities, Prime Brokerage, Budgets, Process Improvement, Hedge Funds, Certified Fraud Examiner

Education
Fairleigh Dickinson University   1994 — 1998
Bachelor of Science: Business Management, Business Management

Sym Batong Sym Batong Greater New York City Area Details
Sym Batong's National Futures Association Experience September 2014 - Present
Job Compliance Examiner at National Futures Association
Industry Financial Services
Experience
National Futures Association   September 2014 - Present
TUDOR INVESTMENT CORPORATION  June 2014 - August 2014
NYSE Euronext  August 2013 - January 2014
NYSE Euronext  June 2013 - August 2013
Hudson City Savings Bank  February 2013 - June 2013
United States Army Reserve  December 2005 - February 2010
Bank of America  November 2004 - December 2005
United States Army Reserve  February 2001 - November 2005

Education
Fairleigh Dickinson University-Metropolitan Campus   2008 — 2011
Bachelor's degree, Accounting

Bergen Community College
Associate of Science, Business Management

Gita Coupal Gita Coupal Greater New York City Area Details
Gita Coupal's National Futures Association Experience November 2012 - Present
Job Senior Compliance Examiner at National Futures Association
Industry Investment Banking
Experience
National Futures Association   November 2012 - Present
UBS Investment Bank  July 2004 - 2011

Education
Carnegie Mellon University   1999 — 2003
BS, Mathematics

Joe Patrick Joe Patrick Greater Chicago Area Details
Joe Patrick's National Futures Association Experience June 1996 - August 2010
Job Futures Trading Investigator at Commodity Futures Trading Commission
Industry Government Administration
Experience
Commodity Futures Trading Commission  August 2010 - Present
National Futures Association   June 1996 - August 2010
BP  March 2005 - July 2005

Skills
Securities, Swaps, Options, Commodity, Financial Analysis, Trading, Hedge Funds, Microsoft Excel, Project Management, Microsoft Word, Accounting, Government, Management, Risk Assessment, Research, Internal Controls, Business Strategy

Education
University of Illinois at Chicago   1993 — 1996
Bachelor of Science (BS), Accounting

DePaul University

Jose Koehler Jose Koehler Greater Chicago Area Details
Jose Koehler's National Futures Association Experience July 2008 - Present
Job Sr. Applications Developer at National Futures Association
Industry Financial Services
Experience
National Futures Association   July 2008 - Present
Sallie Mae  November 2001 - July 2008
Panasonic  February 2001 - July 2001
Adecco  October 1998 - December 2000
Somoza Academy   September 1994 - October 1998
National Cancer Institute  September 1989 - September 1994

Education
Netcom Learning   2011 — 2011

Netcom Learning   2010 — 2010

DePaul University   2009 — 2009

University of Havana   1984 — 1989
BSc,MSc, Computer Science

Jennifer L Baldwin Jennifer L Baldwin Greater Chicago Area Details
Jennifer L Baldwin's National Futures Association Experience 2012 - February 2013
Job Accounts Payable Accountant at National Futures Association
Industry Financial Services
Experience
National Futures Association   2012 - February 2013
Bank One, N.A.   November 1996 - November 2002
Davis Selected Advisers  2000 - 2002
Cole Taylor Bank  April 1993 - November 1996

Education
Keller Graduate School of Management   2013 — 2016
Master of Business Administration (MBA)

DePaul University   2005 — 2009
Bachelor of Arts

Lance Lim Lance Lim Chicago, Illinois Details
Lance Lim's National Futures Association Experience June 1996 - Present
Job senior network analyst at National Futures Association
Industry Financial Services
Experience
National Futures Association   June 1996 - Present

Skills
MCSE 2003, A+ Certified

Education
DePaul University   1998 — 2001
Master's degree, Management Information Systems, General

University of Wisconsin-Madison   1987 — 1992
Bachelor's degree, Business Administration and Management, General

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