Commodity Futures Trading Commission
Industry: Government agency
DescriptionThe U.S. Commodity Futures Trading Commission is an independent agency of the US government created in 1974, that regulates futures and option markets. The Commodities Exchange Act, 7 U.S.C. § 1 et seq., prohibits fraudulent conduct in the trading of futures contracts. Jurisdiction: United States of America Agency executive: J. Christopher Giancarlo, Chairman Employees: 435 (2006) Headquarters: Washington, D.C., United States Founded: 15 April 1975 Number of employees: 435 (2006)
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Commodity Futures Trading Commission Employees
Thomson Reuters June 2014 - Present
Thomson Reuters October 2009 - May 2014
Thomson Reuters March 2004 - September 2009
Commodity Futures Trading Commission June 2002 - August 2002
Cranmer and Cranmer May 2000 - August 2000
Skills
Data Center, Solaris, ITIL, Disaster Recovery, Unix, Veritas Storage..., Veritas Cluster Server, Veritas Volume Manager, Netbackup, TIBCO Rendezvous, Tidal Enterprise..., Windows, HP Service Manager, Siebel, Visio, Microsoft Word, Microsoft Excel, PowerPoint, ITIL v3 Foundations..., BS7799, ISO9001, ISO 27001, Security, Firewalls, Market Data, IT Operations, Microsoft Exchange, Business Continuity, VMware, Virtualization, Vendor Management, Databases, Servers
Education
Boston University 1997 — 2003
BA, Computer Science
Stuyvesant High School 1993 — 1997
Commodity Futures Trading Commission January 2015 - January 2015
Davis Polk & Wardwell LLP May 2014 - August 2014
Massachusetts Attorney General's Office January 2014 - April 2014
New York City Law Department June 2013 - August 2013
New York City Department of City Planning September 2011 - June 2012
Regional Plan Association June 2010 - August 2010
Christie's June 2008 - July 2008
Herrick, Feinstein LLP June 2007 - July 2007
Skills
Research, Legal Writing, Editing, Legal Research, Microsoft Office, Westlaw
Education
Harvard Law School 2012 — 2015
Doctor of Law (J.D.)
Amherst College 2007 — 2011
Bachelor of Arts (B.A.), magna cum laude, Art History
The Brearley School 1994 — 2007
Futures Industry Association January 2013 - Present
Covington & Burling September 2010 - January 2013
Commodity Futures Trading Commission May 2003 - August 2010
U.S. Department of Justice September 1999 - April 2003
Hunton & Williams LLP 1996 - 1999
Skills
Derivatives Regulation, Civil Litigation, Litigation, Securities Regulation, Financial Regulation, Derivatives, Dodd-Frank, Corporate Governance, Commercial Litigation, Hedge Funds, Capital Markets, Trials, Swaps, Product Liability
Education
Washington University in St. Louis School of Law 1992 — 1995
J.D., Law
Vanderbilt University 1988 — 1992
B.A., Political Science
Choate Rosemary Hall 1986 — 1988
Financial Industry Regulatory Authority (FINRA) November 2000 - Present
U.S. Securities and Exchange Commission 1996 - 2000
Commodity Futures Trading Commission 1994 - 1996
US Court of Appeals for Veterans Claims 1992 - 1994
Weil, Gotshal & Manges LLP 1991 - 1992
Skills
Securities, Litigation, Financial Regulation, Investigation, Regulatory Compliance, Securities Regulation, Securities Litigation
Education
Maurice A. Deane School of Law at Hofstra University 1988 — 1991
Doctor of Law (J.D.), Law
American University 1983 — 1987
Bachelor of Arts (BA), International/Global Studies
Financial Stability Oversight Council (FSOC) at the US Department of the Treasury January 2015 - Present
Consumer Financial Protection Bureau May 2011 - Present
Office of the Comptroller of the Currency June 2010 - August 2010
Commodity Futures Trading Commission June 2009 - August 2009
US Senate Committee on Agriculture, Nutrition & Forestry January 2007 - April 2008
White and Case June 2005 - July 2006
Skills
Financial Regulation, Banking Law, Regulatory Analysis, Litigation, FCRA, RESPA, Financial Institutions, Federal Government, Administrative Law, Legal Research, Legislation
Education
Boston University School of Law 2008 — 2011
J.D.
Dartmouth College 2001 — 2005
Bachelor of Arts, Government
American University Business Law Review March 2014 - May 2015
Commodity Futures Trading Commission May 2014 - August 2014
U.S. Securities and Exchange Commission January 2014 - May 2014
Law Offices of Chirag V. Patel, P.A. May 2013 - August 2013
University of Colorado Boulder October 2008 - December 2010
Skills
Microsoft Office, Public Speaking, Research, Budgets, PowerPoint, Microsoft Excel, Microsoft Word, Social Media, Event Planning, Politics, Community Outreach, Legal Writing, Westlaw
Education
American University, Washington College of Law 2012 — 2015
Juris Doctor (J.D.), Banking, Corporate, Finance, and Securities Law
University of Colorado at Boulder 2008 — 2012
Bachelor's Degree, Political Science and Government, Magna Cum Laude
Commodity Futures Trading Commission 2009 - Present
Sprint 1999 - 2009
American Management Association 1997 - 1999
Unitog 1996 - 1997
Skills
Printers, Security, Customer Service, Team Leadership, Root Cause Analysis, Audio Visual Support, Telecommunications, Hardware, Software Documentation, Active Directory, Windows Server, Troubleshooting, Operating Systems, Management, Leadership, System Administration, Training, Technical Support, Servers, Computer Hardware, Analysis, Disaster Recovery, Vendor Management, Integration, System Deployment, Access, Call Centers, Visio, Testing, Networking, Microsoft Exchange, Information Technology, Databases, IT Management, SharePoint, Windows, Windows 7, Windows XP, ITIL, Cloud Computing, Data Center
Education
Central Missouri State University 1991 — 1995
BSBA, CIS & MGT
National American University-Overland Park
Nixon Peabody November 2012 - Present
Lester Schwab Katz & Dwyer, LLP August 2008 - November 2012
Innocence Project August 2007 - May 2008
7 For All Mankind January 2007 - May 2007
McCue, Sussmane & Zapfel, P.C. August 2006 - December 2006
Commodity Futures Trading Commission May 2006 - August 2006
Skills
Legal Research, Litigation, Legal Writing, Civil Litigation, Commercial Litigation, Courts, Appeals, Licensing, Mediation, Securities Regulation, Intellectual Property, Torts, Trials, Dispute Resolution, Contract Negotiation
Education
Benjamin N. Cardozo School of Law, Yeshiva University 2005 — 2008
Doctor of Law (J.D.), Intellectual Property Law
New York University 2001 — 2005
Bachelor of Arts (B.A.), Economics, Politics
Fontbonne Hall Academy 1997 — 2001
High School
Pure Storage May 2015 - September 2015
Commodity Futures Trading Commission January 2015 - March 2015
Summit Consulting, LLC August 2014 - March 2015
Summit Consulting, LLC June 2014 - August 2014
American University October 2013 - August 2014
American University August 2013 - February 2014
UC Davis January 2013 - June 2013
Skills
Econometrics, R, Stata, Statistical Data..., Microsoft Excel, Mathematical Modeling, Statistical Modeling, Real Analysis, Data Analysis, Analytics, Economics, Research, Quantitative Analytics, LaTeX, Time Series Analysis, SPSS, Applied Economics
Education
American University 2013 — 2015
Master of Arts (M.A.), Financial Economic Policy
University of California, Davis 2009 — 2013
Bachelor of Arts & Science (BAS), Mathematics/Economics
Monta Vista 2005 — 2009
Coursera
Drillinginfo March 2012 - Present
Texas Association of REALTORS July 2006 - March 2012
Texas Apartment Association June 2005 - June 2006
Texas Association of REALTORS® June 2000 - June 2005
United States Congressman Lloyd Doggett September 1998 - June 2000
National Association of REALTORS May 1995 - August 1998
United States Senator John D. Rockefeller, IV May 1994 - May 1995
United States Congressman Michael A. Andrews April 1991 - May 1994
United States Senator John Heinz February 1990 - April 1991
Commodity Futures Trading Commission May 1989 - September 1989
Skills
Advocacy, Analysis, Management, Contract Management, Administration, Accounting, Contract Negotiation, Team Leadership, Energy, Real Estate, Strategic Planning, Corporate Law, Licensing, Legal Writing, Corporate Governance, Policy Analysis, Budgets, Intellectual Property, Commercial Real Estate, SaaS, PaaS, Salesforce.com, Oil/Gas, Chemical Engineering, Public Transport, French, Spanish, Literature, Education, Tunneling, Civil Engineering, Linguistics, B2B, Sales Operations, Legislation, Tax, Politics, ESRI, GIS, PPDM, Quantum Computing, Python, Superconductors, Materials Science, Technical Analysis, Railroad Law, Due Diligence, OGC, PostgreSQL, Open Stack
Education
Georgetown University Law Center 1993 — 1998
Master, Law, average
The University of Texas School of Law 1997 — 1997
Trademark Law - Lou Pirkey, B
American University Washington College of Law 1987 — 1990
J.D., law, 3.2
London School of Economics 1985 — 1986
Diploma, International Relations, average
Université Paris-Sorbonne 1984 — 1985
Certificat de Langue, French Language and Literature, Passed
Rice University 1979 — 1984
B.A., English, French, Spanish, 3.2
Universidad Nacional Autónoma de México 1980 — 1980
Summer Program, Spanish Language and Literature
The University of Texas at Austin 1979 — 1979
Transient Student, Passed classes
School Year Abroad 1978 — 1979
French Language and Literature
Phillips Exeter Academy 1975 — 1979
High School, High School, 3.2
Commodity Futures Trading Commission October 2014 - Present
Education
American University, Washington College of Law 2010 — 2011
LL.M
The Ohio State University Moritz College of Law 2005 — 2008
JD
University of Virginia 2000 — 2004
Bachelor's of Arts
UBS AG November 2012 - Present
Commodity Futures Trading Commission September 2010 - November 2012
Fennemore Craig October 2006 - September 2010
United States District Court for the District of Arizona August 2005 - October 2006
Commodity Futures Trading Commission February 2003 - July 2005
King & Spalding, LLP August 2000 - February 2003
Skills
Litigation Support, Litigation, Courts, Securities, Antitrust, Civil Litigation, Competition Law, Commercial Litigation, Legal Research, Criminal Law, Trials, Product Liability, Legal Issues, Securities Regulation, Torts, Corporate Law, Intellectual Property, Private Investigations, ESI, Fraud
Education
Duke University School of Law 1997 — 2000
J.D.
Arizona State University 1993 — 1997
B.A., Political Science
Commodity Futures Trading Commission June 2015 - Present
International Trade Administration March 2015 - June 2015
Peapack Gladstone Bank January 2012 - November 2013
Flemington Veterinary Hospital May 2010 - August 2010
Skills
Financial Analysis, Credit, Microsoft Excel, Stata, Retail Credit Analysis, Risk Analysis, Teamwork, PowerPoint, Social Media, Risk Management, Economics, Credit Risk, Public Speaking, Commercial Banking, Economic Development, Economic Modeling, International Economics, Econometrics, Microsoft Word, Microsoft Office, Moody's Analytics, HootSuite, Economic Policy
Education
American University 2014 — 2016
Master's Degree, International Economic Relations
RMA Commercial Lending School 2012 — 2012
Certificate, Commercial Loans
Penn State University 2007 — 2011
B.S., Economics
Commodity Futures Trading Commission May 2015 - Present
Bryan Cave April 2011 - May 2015
McKenna Long & Aldridge LLP October 2007 - April 2011
Skills
Antitrust Law, Antitrust Counseling, Commercial Litigation, Administrative Law
Education
The George Washington University Law School 2004 — 2007
Doctor of Law (JD)
California State Polytechnic University-Pomona 1999 — 2003
Bachelor of Arts (BA), Political Science
United States Court of Federal Claims May 2015 - Present
United States Senate February 2015 - April 2015
Commodity Futures Trading Commission October 2014 - January 2015
American University Washington College of Law June 2014 - August 2014
Burnham & Gorokhov, PLLC May 2014 - July 2014
Target September 2011 - August 2013
Deuel Drugs, Inc. June 2010 - July 2010
Skills
Microsoft Office, Customer Service, PowerPoint, Microsoft Word, Time Management, Cashiering, Data Entry, Social Media, Teamwork, Facebook, Public Speaking, Retail, Research, Event Planning, Political Campaigns, Legal Research, World History
Education
The George Washington University Law School 2014 — 2016
Juris Doctor (J.D.)
American University, Washington College of Law 2013 — 2014
University of Alabama 2009 — 2013
Bachelor of Arts (BA), History
Gloria-Mundi, LLC July 2012 - September 2013
Woodbine Capital Advisors LP January 2011 - July 2012
Moore Capital Management June 2006 - September 2010
Sabbatical June 2005 - June 2006
Balyasny Asset Management June 2004 - June 2005
SAC Capital October 2002 - June 2004
Caxton Associates February 2000 - October 2002
The Chase Manhattan Bank January 1997 - January 2000
Office of the Comptroller of the Currency October 1994 - January 1997
Commodity Futures Trading Commission July 1990 - October 1994
Skills
Risk Management, Market Risk, Hedge Funds, Risk, Risk Analysis, Asset Management, Asset Managment, Financial Risk, Quantitative Analytics, Fixed Income, Interest Rate..., Finance, Banking, Capital Markets, Derivatives, Financial Markets, Quantitative Finance, Basel II, Bloomberg, Economics, Financial Modeling, Trading Systems, Equities, Investments, Options, Investment Banking, Portfolio Management, FX Options, Emerging Markets, Credit Risk, Alternative Investments
Education
Cornell University 1976 — 1982
Ph.D., Economics
Cornell University 1976 — 1979
MS, Economics
Bentley University 1972 — 1976
BS, Economics
Fox Horan & Camerini LLP December 2014 - Present
Univeristy of Michigan Law Transactional Lab January 2014 - Present
Heritage Health and Housing. New York, New York August 2014 - November 2014
U.S. District Court, Easter District of Michigan, Ann Arbor, Michigan January 2014 - May 2014
University of Michigan law school September 2011 - May 2014
Commodity Futures Trading Commission May 2013 - August 2013
University of Michigan Law. Human Trafficking Clinic May 2012 - August 2012
Memorial Sloan-Kettering Cancer Center February 2011 - August 2011
Broome County Clerk's Office August 2010 - December 2010
Johnson June 2010 - August 2010
Skills
Research, Litigation, Analysis, Microsoft Office, Microsoft Excel, Access, Project Planning, Budgets, Policy, Data Entry, Legal Research
Education
Univeristy of Michigan 2011 — 2014
Candidate for a Doctor of Law (J.D.), Law
Binghamton University 2007 — 2010
Bachelor; Bachelor, History; Philosophy, Politics and Law
Binghamton University 2007 — 2010
B.A., History, Philosophy, Politics and Law
Office of the Comptroller of the Currency May 2013 - Present
Office of the Comptroller of the Currency July 2011 - May 2013
Office of Thrift Supervision, US Treasury June 1999 - July 2011
Commodity Futures Trading Commission March 1996 - June 1999
FDIC March 1994 - March 1996
U.S. Office of Personnel Management 1988 - 1994
Skills
Program Management, Team Leadership, Governance, Government, Process Improvement, Management, Policy, Mobile Technology, Telecommunications, Networking, IT Management, Analysis, Network Security, Enterprise Architecture, Infrastructure, Strategic Planning, Information Technology, Leadership, IT Strategy
Education
Virginia Polytechnic Institute and State University 1995 — 2003
MPA, Public Administration
American University 1984 — 1988
BS, Political Science
Commodity Futures Trading Commission May 2015 - Present
American University Business Law Review October 2014 - Present
Circuit Court for Baltimore City May 2014 - August 2014
University of Richmond August 2010 - May 2013
Skills
Fundraising, Research, Policy Analysis, Microsoft Excel, Legal Research, Westlaw, Editing, Legal Issues, Public Speaking, Social Media, Spanish, Nonprofits
Education
American University Washington College of Law 2014 — 2016
Doctor of Law (J.D.)
University of Richmond 2010 — 2013
Bachelor of Arts (B.A.), Political Science
DuPont Manual High School 2007 — 2009
American University August 2013 - Present
Commodity Futures Trading Commission September 2009 - July 2013
Federal Reserve Bank of Boston July 2006 - August 2009
Skills
Operational Risk, Econometrics, Financial Modeling, Economics, Finance, Valuation, Financial Analysis, Capital Markets, Quantitative Analytics, Stata, Analysis, Macroeconomics
Education
Boston College 2001 — 2006
Doctor of Philosophy (PhD), Economics
Cornell University 1995 — 1999
Bachelor of Arts (B.A.), Economics and English
Vinson & Elkins May 2014 - July 2014
U.S. District Court, District of Columbia January 2014 - May 2014
Commodity Futures Trading Commission May 2013 - August 2013
Education
The George Washington University Law School 2012 — 2015
Clemson University
Bachelor of Science (B.S.), Finance
Barclays Investment Bank June 2013 - Present
Georgetown University Law Center 2008 - Present
American University Washington College of Law December 2011 - June 2013
Commodity Futures Trading Commission 2009 - June 2013
Federal Energy Regulatory Commission March 2005 - July 2009
Joint Financial Management Improvement Program (JFMIP) August 2004 - March 2005
Citi 1998 - 2001
Skills
Derivatives, Corporate Governance, Capital Markets, Commodity, Securities Regulation, Commodity Markets, Investment Banking, Finance, FX Options, Dodd-Frank, Due Diligence
Education
Georgetown University Law Center
Oxford University
Wadham College, Summer Law Program 2001
Saint John's University School of Law
Baruch College
The University of Manchester 1995 — 1996
Study Abroad
Commodity Futures Trading Commission July 2010 - Present
Appalachian Stewardship Foundation September 2010 - Present
National Parks Conservation Association January 2010 - Present
Attorney, International Data Privacy Consultant October 2009 - July 2010
Graduate Management Admission Council October 2003 - September 2009
Hogan and Hartson LLP October 1996 - October 2003
Skills
Environmental Law, Biometrics, Climate Change, International Law, Legal Compliance, Legal Writing, Litigation, Privacy Law, Litigation Support, Intellectual Property, Corporate Law, Employment Law, Policy, Legal Advice, Management, Security, Data Privacy, Nonprofits, Licensing
Education
DIS, Denmark's International Study Program 2000 — 2000
International Relations, concentration in EU and USSR
University of Virginia School of Law 1992 — 1995
JD, Law
American University 1986 — 1990
BA, International Relations, Communications
Oak Ridge High School 1982 — 1986
High School, college prep
Georgetown University Law Center August 2015 - Present
Reed Smith LLP August 2015 - Present
GW University August 2013 - Present
Latham & Watkins October 2011 - August 2015
Winston & Strawn LLP March 2009 - October 2011
McDermott Will and Emery May 2002 - March 2009
Commodity Futures Trading Commission 2001 - 2002
Baker & McKenzie 1996 - 2001
Education
Georgetown University Law Center 2001 — 2002
Master of Laws (LL.M.), Law
The College of Law, London UK 1999 — 1999
QLTT, Law
University of the Pacific - McGeorge School of Law 1993 — 1996
JD, Law
California State University-Sacramento 1989 — 1992
Master's degree, Economics
Paul Hastings September 2015 - Present
American University International Law Review March 2014 - May 2015
U.S. Securities and Exchange Commission January 2015 - April 2015
Commodity Futures Trading Commission September 2014 - November 2014
Fannie Mae June 2014 - August 2014
U.S. Securities and Exchange Commission January 2014 - April 2014
Thompson Hine LLP August 2013 - November 2013
DC Office of Administrative Hearings May 2013 - July 2013
Springboard Enterprises September 2011 - August 2012
AmeriCorps May 2010 - August 2010
Skills
Research, Legal Research, Westlaw, Lexis, Bluebook, Legal Writing
Education
American University, Washington College of Law 2012 — 2015
J.D., cum laude
The George Washington University 2008 — 2012
Bachelor of Arts (B.A.), Psychology
Staples High School 2004 — 2008
High School Diploma
JPMorgan Chase & Co. September 2015 - Present
JPMorgan Chase & Co. January 2015 - Present
Benjamin N. Cardozo School of Law July 2014 - Present
Cardozo Arts & Entertainment Law Journal March 2014 - Present
Commodity Futures Trading Commission August 2014 - December 2014
JPMorgan Chase May 2014 - August 2014
Benjamin N. Cardozo School of Law September 2013 - December 2013
Hon. Doris Ling-Cohan June 2013 - December 2013
Cravath, Swaine & Moore LLP July 2010 - July 2012
MTV Networks June 2009 - August 2009
Skills
Legal Research, Westlaw, Lexis, Legal Writing, Litigation, Document Review, Commercial Litigation, Litigation Support, Trials, Depositions, Appeals, Intellectual Property, Civil Litigation, Legal Assistance, Securities Regulation, LexisNexis
Education
Benjamin N. Cardozo School of Law, Yeshiva University 2012 — 2015
Doctor of Law (JD), Cum Laude
Wellesley College 2006 — 2010
B.A., Cum Laude, Psychology and French
Riverdale Country School 2002 — 2006
Commodity Futures Trading Commission November 2013 - Present
Commodity Futures Trading Commission September 2010 - November 2013
CME Group May 2009 - August 2009
ProWorld Service Corps June 2008 - July 2008
Skills
Analysis, Economics, Financial Services, Policy, Research, Leadership, Data Analysis, Policy Analysis, Microsoft Excel, Financial Literacy..., Fundraising, SAS, Administration, Excel, System Administration, Benefit Cost Analysis, Risk Management, Budgets, Project Planning, Non-profit Volunteering, Volunteer Management, Microsoft Office, Public Speaking, PowerPoint
Education
Alma College 2006 — 2010
Bachelor of Arts, Business Administration; Economics; Finance, Magna Cum Laude
Commodity Futures Trading Commission April 2014 - April 2015
AAC Inc September 2013 - April 2014
Digicon August 2012 - September 2013
Digicon (DCAA) November 2011 - August 2012
Sprint April 2011 - January 2012
Aspire Corperation May 2010 - August 2011
Enterprise Rent-A-Car November 2010 - April 2011
Skills
Windows 7, Active Directory, Windows XP Pro, Security, Asset Management, Quality Assurance, Windows Server, Windows Vista, Microsoft Office, Computer Hardware, Blackberry Enterprise..., Dameware, Network Administration, SCCM, Technical Support, Windows XP, Symantec Endpoint..., LAN-WAN, Cisco Technologies, Adobe Acrobat, TCP/IP, Mobile Devices, Laser Printers, Ghost Imaging, Windows NT, Technical Training, SharePoint Designer, Android, Disaster Recovery, Help Desk Support, Juniper Technologies, Networking, Troubleshooting, Juniper, Deep Freeze, Manage Client..., SOP authoring, Cognos, Clearwell, Putty, VoIP
Education
College of Southern Maryland 2004 — 2010
Computer Science, Computer and Information Sciences and Support Services
3Degrees March 2009 - Present
Law October 2008 - February 2009
Merriman Curhan Ford & Co. June 2008 - September 2008
Law 2007 - 2008
Commodity Futures Trading Commission 2005 - 2006
FINRA 2004 - 2005
Skills
Energy Policy, Corporate Law, Intellectual Property, Corporate Governance, Contract Negotiation, Sustainable Energy, Legal Research, Privacy Law, Civil Litigation, Administrative Law, Securities Regulation, Public Policy
Education
American University Washington College of Law 2002 — 2005
JD, Law
University of Michigan 1997 — 2000
BA, Economics
Hong Kong Mercantile Exchange February 2009 - April 2013
Chicago Climate Exchange November 2003 - February 2009
IntercontinentalExchange November 2002 - May 2003
Chicago Mercantile Exchange, Inc. July 1999 - November 2002
Carr Futures January 1995 - October 1997
Commodity Futures Trading Commission 1992 - 1995
Chicago Board of Trade 1978 - 1991
Education
Chicago-Kent College of Law, Illinois Institute of Technology
JD
University of Illinois at Urbana-Champaign - College of Business
Bachelor of Science, Finance
Law Office of Carl W. Hasselbarth June 2012 - Present
Excelsior College May 2010 - May 2014
Hartmann Financial Group September 2010 - April 2014
Jackson Hewitt January 2011 - April 2011
Legal Aid Society of Northeastern New York, Inc. September 2009 - November 2009
Brooklyn Law School Legal Services, Corp. August 2008 - May 2009
US Securities and Exchange Commission May 2008 - August 2008
Commodity Futures Trading Commission September 2007 - December 2007
Bear Stearns June 2007 - August 2007
The Ayco Company, L.P. June 2003 - January 2006
Skills
Investments
Education
Brooklyn Law School 2006 — 2009
J.D., Law
University of Michigan - Stephen M. Ross School of Business 2001 — 2003
BBA
University of Michigan 1999 — 2001
Guilderland Central High School 1995 — 1999
Nomura Securities July 2012 - Present
Commodity Futures Trading Commission 2010 - 2012
Commodity Futures Trading Commission 2007 - 2009
Commodity Futures Trading Commission 2003 - 2007
LeClairRyan 2001 - 2003
Wright, Robinson, Osthimer & Tatum 1998 - 2000
United States Air Force 1994 - 1998
Skills
Corporate Governance, Derivatives, Financial Regulation, Securities
Education
Boston College Law School 1990 — 1993
Doctor of Law (JD)
Manhattanville College 1986 — 1990
Bachelor's degree
Wolkoff Consulting Services LLC February 2012 - Present
ELX Futures, L.P. October 2008 - February 2012
American Stock Exchange January 2005 - October 2008
NYMEX 1981 - 2003
Commodity Futures Trading Commission 1980 - 1981
Skills
Financial Markets
Education
Boston University School of Law 1977 — 1980
Doctor of Law (J.D.)
Columbia University in the City of New York 1973 — 1977
Bachelor of Arts (B.A.)
Bridgewater Associates February 2013 - Present
Deloitte Consulting August 2011 - February 2013
Morgan Stanley Smith Barney September 2009 - May 2011
Commodity Futures Trading Commission June 2010 - August 2010
Skills
Management Consulting, PowerPoint, Economics, Matlab, Data Analysis, Portfolio Management, Excel, Research, Acquisition Integration, Cost Reduction..., Cost Reduction..., Mergers & Acquisitions, Management
Education
Brown University 2008 — 2011
Sc.B., Applied Math-Economics
New York University
Ely J. Rosenzveig & Associates, P.C. August 2011 - Present
Yeshiva University, Office of the General Counsel January 2011 - May 2011
Hong Kong Securities & Futures Commission May 2010 - August 2010
Commodity Futures Trading Commission May 2009 - May 2010
Torus Capital LLC November 2006 - April 2008
Kidron Strategies Consulting Firm May 2006 - August 2006
Skills
Legal Research, Civil Litigation, Corporate Law, Mediation, Elder Law, Estate Planning, Trusts, Criminal Law, Wills, Employment Law, Securities, Legal Writing, Courts, Investments, Medicaid, Asset Protection, Research, Medicare, Special Needs Trusts, Long-term Care, Politics, Strategy, Tax Law, Securities Regulation, Estate Law, Litigation, Guardianship, Nonprofits
Education
Harvard Law School 2015 — 2015
Harvard Negotiation Institute - Mediating Disputes
Benjamin N. Cardozo School of Law, Yeshiva University 2008 — 2011
JD, Law
Yeshiva University 2003 — 2006
BA, Summa Cum Laude, Political Science
US DOJ 2014 - Present
Eastward Information Technology 2011 - Present
IBM 2011 - Present
FDIC 2011 - Present
ISEP: International Student Exchange Programs 2011 - Present
AETEA Information Technology 2011 - 2011
Commodity Futures Trading Commission 2009 - 2011
Northrop Grumman Corporation 2009 - 2011
Robert Half Technology 2009 - 2009
HealthCare Interactive 2009 - 2009
Skills
Software Development, Data Mining, Software Design, Web Applications, Testing, SQL, Java, XML, Requirements Analysis, .NET, Business Intelligence, C#, Microsoft SQL Server, Web Services, Databases, SOA, C++, Enterprise Architecture, Architecture, Software Engineering, ASP.NET, Data Warehousing, SDLC, Enterprise Software, Data Analysis, Database Design, Software Project..., Agile Methodologies, Integration, Oracle
Education
University of Alabama 2002 — 2005
Ph.D., Electrical and Computer Engineering / Computer Science
University of Alabama 1996 — 1997
MS, Electrical and Computer Engineering / Computer Science
University of Alabama 1994 — 1995
MS, Mineral Engineering
Central South University 1986 — 1988
MS, Mining Engineering
Central South University 1979 — 1983
BS, Mining Engineering
Commodity Futures Trading Commission August 2010 - Present
Sears Holdings Corporation October 2007 - January 2009
Crowe Chizek July 2006 - October 2007
IMC, Inc September 2005 - July 2006
JobFox June 2004 - May 2005
Mindwires, Inc July 2003 - March 2004
TriTek Solutions November 2000 - July 2003
Digital Addiction October 1998 - November 2000
American Management Systems (AMS) March 1994 - October 1998
CompuSearch November 1992 - March 1994
Skills
Enterprise Content..., Business Process..., Enterprise Architecture, Business Process Design, Project Management, Web Services, Business Analysis
Education
Case Western Reserve University 1983 — 1987
BS, Management Information/Decision Systems
West Morris Central High School
Commodity Futures Trading Commission September 2014 - Present
Commodity Futures Trading Commission September 2010 - August 2014
Bureau of Labor Statistics January 2008 - September 2010
Klemm Analysis Group September 2006 - January 2008
Federal Reserve Board 2004 - 2005
Skills
SAS, Economics, Data Analysis, JMP, Data Visualization, Analysis, Quantitative Analytics, Program Management, Government, Econometrics, Statistics, Macroeconomics, Finance, Policy Analysis
Education
Carnegie Mellon University 1999 — 2002
B.S., Managerial Economics; Psychology, GPA: 4.0/4.0
JPMorgan Chase September 2013 - Present
Commodity Futures Trading Commission June 2012 - August 2012
The Honorable Michael L. Katz May 2011 - August 2011
Morgan Stanley June 2008 - June 2010
Morgan Stanley May 2007 - August 2007
Skills
Corporate Finance, Economics, Equities, Derivatives, Securities, Securities Regulation, Alternative Investments, Financial Markets, Mutual Funds, Options, Project Finance, Structured Finance
Education
Benjamin N. Cardozo School of Law, Yeshiva University 2010 — 2013
Doctor of Law (JD)
University of Florida 2004 — 2008
Bachelor of Science (BS), Economics
J.B. Grossman P.A. March 2002 - Present
J.B. Grossman P.A. September 2000 - Present
Nova Southeastern University, Shepard Broad Law Center 1994 - 2003
Adorno & Zeder, P.A January 2000 - March 2002
Law Practice of J.B. Grossman, P.A. December 1989 - December 1999
Geldermann, Inc. (ConAgra) January 1987 - November 1988
Paine, Webber, Jackson and Curtis, Incorporated January 1983 - November 1985
Paine, Webber, Jackson and Curtis, Incorporated January 1982 - December 1983
Servonet Corporation January 1980 - December 1982
Commodity Futures Trading Commission July 1976 - December 1979
Skills
Securities and..., Mediation, Courts, Hedge Funds, Corporate Law, Derivatives, Dispute Resolution, Trading, Litigation, Risk Management, Civil Litigation, Commercial Litigation, Research, Security, Alternative Investments, Disaster Recovery, Trials, Trial Practice, Securities Regulation, Arbitration, Securities Litigation, Torts, Business Litigation, White Collar Criminal..., Class Actions, Creditors' Rights, Alternative Dispute..., Product Liability, Appeals
Education
Georgetown Law Centre 1969 — 1972
Master of Laws (LL.M.), International Business, Trade, and Tax Law
University of Miami 1969 — 1972
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law
Adelphi University 1965 — 1969
Bachelor of Arts (B.A.), Political Science and Government, 1969
NASA Goddard Space Flight Center June 2014 - August 2014
Barry University School of Law January 2014 - April 2014
McBride, Scicchitano & Leacox, PA July 2012 - January 2013
Fiol & Gomez, P.A. March 2011 - August 2011
Commodity Futures Trading Commission June 2010 - August 2010
Skills
Westlaw, Civil Litigation, Legal Assistance, Depositions, Public Speaking, Legal Research, Legal Writing, Lexis, Commercial Litigation, Microsoft Office, Social Networking, Intellectual Property, Litigation, Sports
Education
Barry University - Dwayne O. Andreas School of Law 2012 — 2014
Juris Doctorate (Dec. 2014), Law
Penn State University 2007 — 2010
Bachelor of Arts, Criminal law and Justice with Minor in Sociology
Custom App Ventures LLC (CAV) March 2015 - Present
The Law Offices of Marc J. Lane, a Professional Corporation February 2015 - June 2015
Northern Trust Corporation January 2015 - June 2015
Commodity Futures Trading Commission August 2014 - December 2014
UBS Global Asset Management June 2014 - August 2014
Financial Industry Regulatory Authority January 2014 - May 2014
Chicago Kent College of Law August 2013 - December 2013
UBS Global Asset Management June 2013 - August 2013
The Rogers Law Group NFP July 2011 - August 2012
Sterling Engineering June 2010 - August 2010
Skills
Investment Strategies, Portfolio Management, Securities Regulation, Financial Regulation, Regulatory Compliance, Legal Research, Bankruptcy, Westlaw, Legal Writing, Lexis, Document Drafting, Due Diligence, Microsoft Excel, Detail Oriented, Market Regulation, Investments, ISDA Agreements, LexisNexis, Leadership
Education
Chicago-Kent College of Law, Illinois Institute of Technology 2012 — 2015
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law
Indiana University Bloomington 2007 — 2011
Bachelor of Arts (B.A.), Economics/Political Science, 3.65 Cumulative GPA
Commodity Futures Trading Commission November 2013 - Present
Skills
Litigation, Enforcement, Commodity Exchange Act, Derivatives, Commodity Markets, Depositions, Legal Research, Legal Writing, Legal Issues, Trials
Education
Georgetown University Law Center 2009 — 2010
LL.M., Securities & Financial Regulation
Chicago-Kent College of Law, Illinois Institute of Technology 2008 — 2009
Visiting Student
University of Baltimore 2007 — 2009
M.B.A.
University of Baltimore School of Law 2006 — 2009
J.D., Business Law Concentration
State University of New York at Binghamton 2005 — 2006
M.A., Social, Political, Ethical and Legal Philosophy
Binghamton University 2001 — 2005
B.A., Philosophy, Politics and Law
Commodity Futures Trading Commission November 2014 - Present
McDaniel College July 2012 - October 2013
U.S. Office of Personnel Management (OPM) August 2004 - July 2012
National Institute of Standards and Technology October 2010 - October 2011
National Institutes of Health June 2005 - March 2008
Food and Drug Administration April 1990 - July 2004
Skills
Leadership, Organizational..., Management, Training, Change Management, Team Building, Coaching
Education
American University 1993 — 1995
Masters, Organization Development
University of Maryland College Park 1967 — 1971
B.A., Sociology
Commodity Futures Trading Commission April 2015 - Present
Ropes & Gray LLP May 2005 - April 2015
Tennessee Titans Radio Network 2000 - 2002
Education
American University Washington College of Law 2003 — 2006
Doctor of Law (J.D.)
University of Virginia 1996 — 2000
Bachelor of Arts (B.A.), Psychology
Northern Trust Corporation July 2015 - Present
Northern Trust Corporation June 2014 - June 2015
United States Senate Committee on Banking, Housing, and Urban Affairs March 2013 - June 2013
Commodity Futures Trading Commission May 2012 - March 2013
D.C. Housing and Urban Development May 2011 - August 2011
Liles Parker PLLC September 2010 - January 2011
Westmoreland Community Action/PMSC September 2009 - June 2010
U.S. Senator Robert P. Casey Jr. June 2007 - August 2007
Skills
Legal Research, Legal Writing, Dodd-Frank, Public Policy, Mergers & Acquisitions, Securities Regulation, Derivatives, Interest Rate..., FX Derivatives, Credit Derivatives, ISDA, ISDA negotiations, Research, Public Speaking, Legislative Relations, Corporate Law, International Law, Policy Analysis
Education
American University, Washington College of Law 2010 — 2013
Doctor of Law (JD)
University of Mary Washington 2005 — 2009
Bachelor of Science (B.S.), Business Administration; English
Steptoe and Johnson LLP July 2015 - Present
Squire Patton Boggs LLP February 2014 - July 2015
Commodity Futures Trading Commission July 2004 - July 2013
Skills
Derivatives, Financial Regulation, Commodity Markets, Financial Markets, Economics, Securities
Education
Case Western Reserve University 1973 — 1974
MA, Economics
Case Western Reserve University 1969 — 1973
BA, Economics
Commodity Futures Trading Commission October 2012 - July 2015
Department of Veterans Affairs June 2012 - October 2012
Commodity Futures Trading Commission January 2012 - May 2012
Department of Veterans Affairs November 2011 - December 2011
American University Washington College of Law September 2011 - November 2011
Farmers and Drovers Bank February 2009 - July 2011
Kansas Court of Appeals August 2006 - August 2008
Southern Illinois University, School of Law August 2003 - April 2005
DeZube Miller, P.A. June 2003 - August 2004
University of Kansas, Office of Admissions & Scholarships July 2000 - May 2002
Skills
Legal Research, Legal Writing, Westlaw, Litigation Support, Mediation, Freedom of Information..., Privacy Act, e-discovery, Electronic Discovery..., FOIA Xpress, LexisNexis, Microsoft Excel, Microsoft Word, FOIA, Information Governance, Relativity Database, Federal Records Act, Veterans Law, Library of Congress..., GPO Federal Digital..., Concordance Database, Blue Book Citations, Westlaw Next, Outlook Express, Set up record collection, Litigation, Policy
Education
American University, Washington College of Law 2011 — 2012
LL.M.
Southern Illinois University School of Law 2002 — 2005
JD
University of Kansas 2000 — 2002
BS
Emporia State University 1998 — 2000
Commodity Futures Trading Commission June 2015 - Present
LCH.Clearnet June 2011 - May 2014
LCH.Clearnet LLC April 2013 - January 2014
Options Industry Council December 2006 - June 2011
The Options Clearing Corporation May 2001 - June 2011
New York Stock Exchange September 1995 - May 2001
Commodity Futures Trading Commission June 1991 - June 1995
Commodity Futures Trading Commission August 1993 - December 1993
Commodity Futures Trading Commission April 1987 - May 1991
Commodity Futures Trading Commission October 1990 - March 1991
Skills
Derivatives, Options, Government Relations, Financial Markets
Education
American University, Washington College of Law 1982 — 1984
JD, Law
Dickinson College 1979 — 1980
BA, English
Carnegie Mellon University 1976 — 1978
Morgan, Lewis & Bockius LLP October 2014 - Present
Morgan, Lewis & Bockius LLP October 2010 - October 2014
The Pew Charitable Trusts September 2009 - October 2010
Morgan, Lewis & Bockius LLP May 2008 - August 2008
Commodity Futures Trading Commission June 2007 - September 2007
OppenheimerFunds October 2004 - August 2006
Brown Brothers Harriman June 2000 - January 2004
Skills
M&A, Private Equity, Finance, Securities, Entity Formations, Corporate Law, Due Diligence, Securities Offerings, Securities Regulation, Secured Financing, Asset Dispositions, Corporate Governance, Non-profits, Commercial Contract..., Contract Negotiation, Joint Ventures, Mergers
Education
Cornell Law School 2006 — 2009
J.D., Concentration in Business Law and Regulation
Colby College 1996 — 2000
BA, International Studies, French Studies, Magna Cum Laude
Hamilton College Junior Year Abroad (Paris) 1998 — 1999
French Studies
Riverside Abstract, LLC January 2013 - Present
The Garden City Group 2010 - 2011
Vintage Filings, LLC (a PR Newswire Company) January 2008 - March 2010
Egatniv, LLC (a division of Vintage Filings) August 2007 - December 2007
Guzov Ofsink, LLC May 2006 - October 2006
Commodity Futures Trading Commission 2004 - 2004
Bank of America Merrill Lynch 1998 - 2001
Skills
Corporate Law, Financial Modeling, Private Equity, Real Estate, Commercial Litigation, Securities Regulation, Litigation, Securities, Mergers & Acquisitions, Legal Research
Education
Benjaimin N. Cardozo School of Law 2002 — 2005
J.D., Law
Brandeis University 1998 — 2002
B.A, Economics
Ramaz 1994 — 1997
Bar Admission, New York
Investment Banking Institute
YNA
Commodity Futures Trading Commission September 2012 - Present
Education
Cornell Law School 2009 — 2012
Brown University 2003 — 2007
Ernest E. Badway May 2014 - May 2015
Sam P. Israel P.C. September 2014 - December 2014
Kinetic Partners May 2014 - August 2014
Commodity Futures Trading Commission September 2013 - May 2014
Standard Chartered Bank June 2013 - August 2013
Suite 404 LLC June 2013 - August 2013
TAO Group May 2011 - 2012
The ONE Group November 2010 - September 2011
Skills
Microsoft Excel, Securities Litigation, International Law, Legal Research
Education
Brooklyn Law School 2012 — 2015
Doctor of Law (J.D.)
Baruch College 2009 — 2012
Bachelor of Business Administration, Marketing Management, Cum Laude
Federal Energy Regulatory Commission September 2014 - Present
Jennings, Strouss & Salmon August 2011 - September 2014
FINRA July 2010 - July 2011
Georgetown University Law Center October 2009 - December 2009
US Securities and Exchange Commission January 2009 - April 2009
Commodity Futures Trading Commission September 2008 - December 2008
Pipeline and Hazardous Materials Satefy Administration (DOT) June 2008 - August 2008
Office of U.S. Senator Bill Nelson January 2008 - April 2008
Comité de Inversiones Extranjeras de la Republica de Chile June 2007 - August 2007
Seminole Electric Cooperative, Inc. June 2004 - April 2005
Education
Georgetown University Law Center 2009 — 2011
LL.M., Securities and Financial Regulation
American University Washington College of Law 2006 — 2009
Juris Doctor, Law
University of Florida 2005 — 2006
Master of Engineering, Civil Engineering
University of Florida 1999 — 2005
Bachelor of Science, Civil Engineering
U.S. Securities and Exchange Commission August 2015 - Present
Commodity Futures Trading Commission January 2015 - April 2015
Investment Adviser Association September 2014 - December 2014
U.S. Securities and Exchange Commission- Office of Compliance Inspections & Examinations (IM) May 2014 - August 2014
U.S. Securities and Exchange Commission-Office of International Affairs January 2014 - April 2014
InCap Group, Inc. June 2013 - August 2013
The Court of Appeals of Maryland June 2013 - August 2013
Office of the Public Defender Maryland February 2012 - May 2012
District Court for Howard County Maryland June 2011 - August 2011
Skills
Languages, Aramaic, Hebrew, Public Interest, Westlaw, Legal Research, Legal Writing, Research, Non-profits, English, Community Outreach, Lexis
Education
The George Washington University Law School 2012 — 2015
Doctor of Law (JD), Honors
University of Maryland University College 2009 — 2011
Bachelor's degree, Politcal Science
Yeshiva College of the Nations Capital 2009 — 2011
Bachelor's degree, Talmudic Studies
Federal Reserve Board August 2011 - Present
Robert H. Smith School of Business January 2008 - May 2011
Commodity Futures Trading Commission June 2010 - April 2011
University of Maryland-College Park August 2005 - June 2010
Skills
Stata, Econometrics, Economics, Statistics, Quantitative Analytics, Economic Research, Data Analysis, Financial Economics, SAS, Matlab, Corporate Finance, R
Education
University of Maryland - Robert H. Smith School of Business 2005 — 2011
PhD, Finance
University of Virginia 2004 — 2005
M.A., Economics
Boğaziçi University 1999 — 2004
B.A., Economics
District of Columbia Advisory Neighborhood Commission 1C January 2015 - Present
Georgetown University Law Center 2012 - Present
Commodity Futures Trading Commission 2008 - Present
Georgetown University Law Center January 2012 - May 2012
Commodity Futures Trading Commission September 2011 - March 2012
SNR Denton 2006 - 2008
Spriggs & Hollingsworth 2003 - 2006
Arter & Hadden 2001 - 2003
Skills
Securities Regulation, Derivatives, Litigation, Legal Writing, Corporate Governance, Legal Research, Corporate Law, Mediation, Commodity Markets, Securities, Financial Regulation, Commercial Litigation, International Law, Administrative Law, Trials, Civil Litigation, Government, Corporate Fraud..., Negotiation, Arbitration, Policy Analysis, Due Diligence, High Frequency Trading, Dodd-Frank, Futures
Education
University of Notre Dame Law School 1998 — 2001
JD
Boston College 1994 — 1998
Bachelor of Science in Business Administration, Finance and Marketing
Pinpoint Global Communications June 2015 - Present
Hatfield Advisory Services 2007 - Present
IntercontinentalExchange, Inc. 2007 - Present
Commodity Futures Trading Commission December 2004 - January 2007
Senator John Breaux 1995 - 2004
Expo 1998 1998 - 1998
Skills
Public Policy, Legislative Relations, Politics, Policy Analysis, Legislation, Government, Economics, Legal Research, Litigation, Administrative Law, Policy, Political Campaigns, Mediation, Civil Litigation, Legal Writing, Courts, Constituent Services, Securities Regulation, Westlaw, Federal Government, Coalitions, International Relations, Financial Regulation, Energy Policy, Strategic Communications, Legislative Research, Political Consulting, Grassroots Organizing, Speech Writing, Governmental Affairs, Crisis Management, Crisis Communications, Public Affairs, Securities, International Law, Econometrics, Options, Commodity Markets, Hedging, Electronic Trading, Financial Markets, Hedge Funds
Education
California State University-Fresno 1975 — 1978
Bachelor of Arts (B.A.), History
Roosevelt High School
IsraelStrategist.com June 2011 - Present
BlueStar Global Investors LLC October 2010 - Present
Red Lighthouse Investment Management September 2010 - Present
Global Index Strategies January 2010 - March 2013
Commodity Futures Trading Commission September 2009 - December 2009
Global Index Strategies March 2009 - September 2009
Northern Trust October 2004 - February 2009
IndexUniverse.com June 2002 - October 2004
Barclays Global Investors December 1996 - April 2003
International Finance Corporation July 1992 - December 1996
Skills
Investments, Portfolio Management, Emerging Markets, Investment Management, Equities, Fixed Income, Alternative Investments, Financial Services, Asset Management, Derivatives, Hedge Funds, Wealth Management, Options, Investment Strategies, Currency, Securities, Financial Markets, Mutual Funds, Structured Finance, Corporate Finance, Asset Allocation, Trading Strategies, Venture Capital, Trading, Bonds, Private Equity, Capital Markets, Equity Research, ETFs, Finance, Valuation, Equity Trading, Strategy, Investment Advisory, Economics, Bloomberg, Fund Of Funds
Education
The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS) 1990 — 1992
MA
National University of Singapore 1985 — 1986
Clark University 1980 — 1984
BA
INMED Partnerships for Children October 2014 - Present
Association of Farmworker Opportunity Programs (AFOP) February 2014 - October 2014
The World Bank January 2003 - January 2011
Clifford Chance LLP 2000 - 2002
Commodity Futures Trading Commission January 1999 - May 1999
World Bank Group September 1995 - June 1996
The World Bank October 1992 - June 1996
Fidelity Investments October 1989 - December 1992
Skills
International..., Regulatory Compliance, International Affairs,..., Fundraising, Business..., Banking & Finance, Legal Reform, Public & Private Sectors, Investment Management, Mutual Funds, Mergers & Acquisitions, Due Diligence, Strategy, Policy, Corporate Governance, Analysis, Corporate Finance, International Relations, Corporate Law, Project Finance, Emerging Markets, Investments, Banking, Law Reform, Capacity Building, International..., Economics
Education
American University Washington College of Law 1997 — 2000
JD, International Corporate Law
Schiller International University Heidelberg Germany 1998 — 1999
MIM, International Business Management
University or Massachusetts at Amherst 1984 — 1988
BA, Political Science/International Relations
U.S. House of Representatives August 2015 - Present
U.S. House of Representatives, Committee on Financial Services September 2014 - May 2015
Commodity Futures Trading Commission May 2014 - August 2014
Commodity Futures Trading Commission January 2014 - April 2014
Commodity Futures Trading Commission September 2013 - December 2013
Office of the Attorney General of the State of New York June 2013 - August 2013
Cohen & Steers June 2011 - July 2012
Geneva Worldwide, Inc March 2011 - January 2012
Skills
Research, Lexis, Westlaw, Bloomberg Terminal, Stata, Chinese, Charles River IMS, Spanish, Public Policy, Financial Services, Derivatives
Education
American University, Washington College of Law 2012 — 2015
Doctor of Law (J.D.), Law
New York University, College of Arts & Science 2008 — 2011
B.A., Politics; Political Economy; Psychology (minor)
Greenwich High School 2004 — 2008
Commodity Futures Trading Commission March 2015 - Present
Postal Regulatory Commission January 2014 - March 2015
Postal Regulatory Commission June 2005 - January 2014
House of Representatives Oversight and Government Reform Committee March 2010 - October 2010
Pension Benefit Guaranty Corporation September 2003 - June 2005
Judge Robert E. Gerber, United States Bankruptcy Court, Southern District of New York August 2002 - August 2003
Skills
Litigation, Civil Litigation, Administrative Law, Environmental Law, Legal Research, Policy Analysis, Legal Writing, Government, Public Policy
Education
Tulane University Law School 1999 — 2002
J.D., Law
Boston University 1996 — 1999
BA, Mathematics and History
Cashdollar & Company March 2012 - Present
Commodity Futures Trading Commission November 2009 - December 2011
Cashdollar-Jones & Company March 1989 - November 2009
Representative Ed Jones D-Tn November 1971 - November 1978
Skills
Government, Legislative Relations, Politics, Policy Analysis, Agriculture, Public Affairs, Economics, Public Policy, Public Relations, Legislation, Research, Rural Development, Finance, Public Speaking, Trading, Nonprofits, Speech Writing, Political Campaigns, International Relations, Policy, Community Outreach, Strategic Communications, Crisis Communications, Analysis, International..., Grassroots Organizing, Coalitions, Political Consulting, Federal Government, Media Relations
Education
American University 1972 — 1974
MS
University of Tennessee-Knoxville 1964 — 1968
BS
Commodity Futures Trading Commission September 2011 - Present
Amundi Alternative Investments (France) August 2007 - August 2011
Wilshire Associates August 2003 - July 2007
Jet Propulsion Laboratory May 1997 - August 2003
Skills
VBA, SQL, Portfolio Management, SQL Server, Database Administration, Quantitative Analysis, Statistical Programming, Microsoft Excel, Microsoft SQL Server, Derivatives, Asset Management, Quantitative Analytics, Investments, Hedge Funds, Bloomberg, Financial Modeling, Quantitative Finance, Equities, Analysis, Financial Markets, Asset Allocation, Financial Risk, Due Diligence, Mutual Funds, Equity Research, Risk Management, Alternative Investments, Fixed Income, Finance, Monte Carlo Simulation, Capital Markets, Econometrics, Credit Derivatives, Options, Valuation, Investment Management
Education
Claremont Graduate University 2004 — 2008
PhD, Management Information Systems
Claremont Graduate University 2002 — 2004
MS, Financial Engineering
Claremont Graduate University 2000 — 2003
MS, Management Information Systems
Claremont Graduate University 2000 — 2002
MBA
University of California, Los Angeles 1994 — 1998
BS, Mathematics, Computer Science
Lincoln High School
Hickman Palermo Truong Becker Bingham Wong LLP May 2012 - August 2012
Commodity Futures Trading Commission June 2011 - August 2011
Hon. Lewis Bart Stone, New York State Supreme Court, Criminal Term January 2011 - May 2011
Goldman Sachs December 2007 - April 2010
Infosys July 2006 - April 2010
ABN AMRO Bank N.V. January 2007 - September 2007
Cerner Corporation May 2005 - August 2005
Skills
Patent Prosecution, Software Patents, Software Development, Software Engineering, Hardware Architecture, Computer Architecture, Signal Processing, Digital Signal..., Stochastic Modeling, Monte Carlo Simulation, Options Pricing, Options Strategies, Credit Derivatives, Interest Rate..., Exotic Derivatives, Financial Modeling, Mathematical Modeling, VHDL, C, C++, Java, Python, PL/SQL, RDBMS, Unix, VBA
Education
Benjamin N. Cardozo School of Law, Yeshiva University 2010 — 2013
Doctor of Law (J.D.)
Purdue University 2002 — 2006
B.S., Computer Engineering, Economics
Commodity Futures Trading Commission August 2015 - Present
Commodity Futures Trading Commission November 2014 - August 2015
Commodity Futures Trading Commission October 2011 - November 2014
Commodity Futures Trading Commission October 2010 - October 2011
Sullivan & Cromwell LLP June 2006 - October 2010
Fried Frank September 2005 - June 2006
Education
American University, Washington College of Law 2002 — 2005
Juris Doctor (J.D.), Summa Cum Laude
Dickinson College 1992 — 1997
BA, Spanish
Consumer Financial Protection Bureau October 2013 - Present
Commodity Futures Trading Commission July 2009 - October 2013
Northrop Grumman Corp October 2008 - June 2009
Commodity Futures Trading Commission October 2001 - September 2007
Northrop Grumman/MedDRA MSSO 1999 - 2004
Brown & Williamson Tobacco 1997 - 1998
Education
Bharathidasan University 1991 — 1993
M.Sc, Physics
Guru Nanak College 1988 — 1991
B.S, Physics
Deutsche Bank January 2014 - Present
Commodity Futures Trading Commission May 2012 - October 2013
Commodity Futures Trading Commission December 2008 - May 2012
FINRA June 2004 - December 2008
Skills
Securities, Securities Regulation, Financial Regulation, Securities Litigation, Dodd-Frank, Derivatives, Corporate Governance, Capital Markets, FINRA, Hedge Funds, Regulations, SEC
Education
Georgetown University Law Center 2002 — 2003
LL.M, Securities & Financial Regulation
Albany Law School of Union University 1995 — 1998
Juris Doctor, Law
Hartwick College 1989 — 1993
B.A., Psychology
Commodity Futures Trading Commission March 2015 - Present
Commodity Futures Trading Commission June 2012 - March 2015
Goodwin Procter LLP November 2006 - April 2012
Shearman & Sterling LLP 2004 - 2006
The Honorable Robert W. Lovegreen, United States Magistrate Judge, District of Rhode Island May 2002 - August 2002
Education
Harvard Law School 2001 — 2004
J.D.
Brandeis University 1997 — 2001
B.A., Psychology
Whitney M. Young H.S. 1993 — 1997
Decatur Classical 1985 — 1991
Commodity Futures Trading Commission August 2010 - Present
Milbank, Tweed, Hadley & McCloy LLP October 2008 - August 2010
Skills
Legal Research, Intellectual Property, Legal Writing, Securities Regulation
Education
The George Washington University Law School 2006 — 2008
American University Washington College of Law 2005 — 2006
University of Florida
Kopon Airdo, LLC June 2013 - September 2014
Chicago Kent College of Law January 2013 - May 2013
US Securities and Exchange Commission August 2012 - December 2012
Commodity Futures Trading Commission May 2012 - August 2012
Cook County State's Attorney's Office - Civil Division January 2012 - May 2012
Ballast Group August 2010 - December 2011
Circuit Court of Cook County May 2011 - August 2011
Ernst and Young March 2007 - August 2010
Ernst & Young May 2003 - March 2007
Skills
Due Diligence, Accounting, Financial Modeling, Financial Accounting, Budgets, Strategy, SEC filings, Valuation, Legal Writing, Management, Auditing, Tax, Legal Research, Real Estate, Microsoft Excel, Financial Statements, Spanish, legal, Legal Advice, Document Drafting, Negotiation, Banking
Education
Chicago-Kent College of Law, Illinois Institute of Technology 2010 — 2013
Doctor of Law (JD), Cum Laude
University of Virginia 2003 — 2004
Masters of Accountancy
Indiana University - Kelley School of Business 1999 — 2003
Bachelor of Science, Finance
Lawrence Central High School 1996 — 1999
New Trier High School 1995 — 1996
Epiq Systems September 2014 - February 2015
Levine, Daniels & Allnutt, PLLC November 2011 - September 2014
Fiore & Levine, PLLC (Formerly the Law Office of Daniel S. Fiore) May 2009 - October 2011
American University - General Practice Clinic January 2010 - May 2010
Commodity Futures Trading Commission January 2009 - May 2009
Federal Capital Habeas Project - Office of the Federal Public Defender June 2008 - August 2008
Education
American University, Washington College of Law 2007 — 2010
JD, Law
Northwestern University 2001 — 2005
BA, Psychology
Commodity Futures Trading Commission October 2011 - Present
Commodity Futures Trading Commission April 2007 - October 2011
Commodity Futures Trading Commission September 2002 - April 2007
Fleischman and Walsh (n/k/a Locke Lord LLP) September 2000 - September 2002
Skills
Securities, Corporate Law, Financial Regulation, Securities Regulation, Hedge Funds, Dodd-Frank, Derivatives, Mergers & Acquisitions, Legal Research, Options, Swaps, Legal Writing, Licensing, Intellectual Property, Finance, Litigation, International Law, Corporate Governance, Regulations, Mergers, Forex, Foreign Exchange
Education
Georgetown University Law Center 1999 — 2000
LL.M, Law
Southern Illinois University School of Law 1996 — 1999
JD, Law, Magna Cum Laude
City University of New York-Brooklyn College 1993 — 1997
B.A., Psychology, Cum Laude
Commodity Futures Trading Commission April 2013 - Present
U.S. Army Reserves March 1993 - April 2014
Morgan Stanley October 2000 - April 2013
Brundage, Story, and Rose March 1999 - October 2000
Skills
Operations Management, Microsoft Excel, Team Building, Program Management, Microsoft Office, Team Leadership, Leadership, Customer Service, PowerPoint, Energy, Commodity Markets, Analysis, Microsoft Word
Education
Central Connecticut State University 1996 — 1999
Iona College 1993 — 1996
ComPsych April 2015 - Present
Commodity Futures Trading Commission April 2014 - November 2014
Phonak LLC / Subsidiary of Sonova Group June 2012 - April 2014
ATI Physical Therapy September 2009 - March 2012
FBOP Corporation (multi-bank holding company) October 2006 - September 2009
T-Systems NA / Subsidiary of Deutsche Telekom August 2001 - September 2005
Skills
Windows Server, Active Directory, Troubleshooting, Windows 7, System Administration, Help Desk Support, SharePoint, Disaster Recovery, VMware, IT Management, IT Service Management, Cisco VoIP, Cisco Wireless, Cisco Technologies, Cisco Call Manager, Cisco Routers, Jabber, VNC, Google Apps, Dell Computers, Mobile Devices, Mobile Applications, Lync, Confluence, Project Management, Spark
Education
College of DuPage
Computer Science
Hinsdale South
Diploma, Fine/Studio Arts, General
Sutherland Asbill & Brennan LLP November 2012 - Present
Commodity Futures Trading Commission July 2008 - November 2012
Day Ketterer, Ltd. September 2006 - July 2008
Skills
Litigation, Legal Writing, Civil Litigation, Legal Research, Commercial Litigation, Securities Regulation, Securities Litigation, Administrative Law, Westlaw, Courts, Arbitration, Legal Advice, Mediation, Trials, Class Actions, Intellectual Property, Corporate Governance
Education
Cleveland State University - Cleveland-Marshall College of Law 2003 — 2006
Doctor of Law (J.D.), Law
University of Michigan 1999 — 2003
BA, Psychology
Commodity Futures Trading Commission October 2010 - Present
National Nuclear Security Administration July 2007 - October 2010
National Nuclear Security Administration 2005 - 2007
U.S. Department of Energy August 1995 - December 2005
State Department Federal Credit Union August 1988 - July 1995
Skills
Leadership Development, Policy, Government, Program Management, Change Management, Strategic Planning, Public Speaking, Performance Management, Organizational..., Human Resources, Policy Analysis, Team Building, Organizational..., Employee Engagement, Talent Management, Succession Planning, Workforce Planning, Workshop Facilitation, Training, Community Outreach, Leadership, Advocacy, Career Development, Employee Training, Executive Coaching, Generational Differences, Organizational Design, Project Management, Project Planning, Public Policy, Staff Development, Human Capital, Process Improvement, Recruiting, Management Consulting, Analysis, Employee Relations, Management
Education
Georgetown University 1993 — 1994
Certificate, Training Specialist
University of Maryland College Park 1986 — 1988
B.S., Economics
Andrews University 1984 — 1986
Takoma Academy 1980 — 1984
Management Concepts
Deutsche Bank 2007 - Present
NYMEX 2003 - 2007
Carr Futures 2000 - 2003
Commodity Futures Trading Commission 1998 - 2000
New York Mercantile Exchange 1994 - 1998
Commodity Exchange Inc. 1990 - 1994
Education
Brooklyn Law School 1993 — 1997
JD
International Swaps and Derivatives Association, Inc. November 2014 - Present
Commodity Futures Trading Commmission August 2012 - November 2014
Commodity Futures Trading Commission November 2010 - July 2012
Commodity Futures Trading Commission January 2001 - November 2010
Skills
Economics, Government, Policy Analysis, Financial Regulation, Public Policy, Securities Regulation, Policy, Litigation, Capital Markets, Derivatives, Legislation
Education
American University, Washington College of Law 1995 — 1999
Doctor of Law (JD)
High schiool #9
High schiool #9
Commodity Futures Trading Commission September 2013 - Present
Commodity Futures Trading Commission January 1999 - September 2013
Commodity Futures Trading Commission October 2012 - May 2013
Skills
Legal Research, Securities, Financial Regulation, Litigation, Legal Writing, Securities Regulation, Civil Litigation, Enforcement, Administrative Law, Commercial Litigation, International Law, Corporate Governance, Government, Securities Litigation
Education
Boston University School of Law 1986 — 1989
College of the Holy Cross 1982 — 1986
Wells Fargo January 2015 - Present
JPMorgan Chase July 2011 - July 2014
MF Global March 2004 - June 2011
Prudential Financial December 1999 - March 2004
Commodity Futures Trading Commission April 1996 - December 1999
Skills
Derivatives, Commodities, Financial Regulation, Capital Markets, Financial Markets, Litigation, Compliance, Commodity, Securities Regulation, Corporate Governance, FINRA, Private Equity, Corporate Law, Prime Brokerage, Structured Finance, AML, Due Diligence, Equities, Trading, Hedge Funds, Securities, Alternative Investments, Options, Swaps, Series 7, Dodd-Frank, Fixed Income, Financial Services
Education
Benjamin N. Cardozo School of Law, Yeshiva University 1992 — 1995
JD, Law
Hofstra University 1983 — 1985
MBA, Finance
Hofstra University 1979 — 1983
BBA, Finance
JMP Securities March 2009 - Present
Sabbatical June 2007 - March 2009
ThinkEquity Partners May 2005 - May 2007
Charles Schwab May 2004 - May 2005
NYFIX October 2002 - May 2004
Robertson Stephens August 2000 - October 2002
Citigroup January 1992 - July 2000
Commodity Futures Trading Commission August 1988 - January 1992
Skills
Securities
Education
American University Washington College of Law 1981 — 1984
JD, Law
Boston University 1976 — 1979
BS, Business
Fair Lawn High School
U.S. Consumer Product Safety Commission September 2013 - Present
The New Agenda 2014 - 2014
Dewey & LeBoeuf January 2008 - January 2009
Hillary Clinton for President May 2008 - July 2008
Hillary Clinton for President March 2008 - April 2008
Dewey & LeBoeuf LLP October 2007 - January 2008
LeBoeuf, Lamb, Greene & MacRae April 2005 - October 2007
Debevoise & Plimpton November 1998 - April 2005
Commodity Futures Trading Commission September 1998 - October 2001
The Hebrew University of Jerusalem September 1992 - August 1995
Education
The University of Texas School of Law 1995 — 1998
Doctor of Law (JD)
State University of New York at Binghamton 1988 — 1992
Bachelor of Arts (BA), History, Political Science Judaic Studies, High Honors
Hebrew University of Jerusalem 1990 — 1991
One Year Program - Rothberg School
HHH East
Federal Energy Regulatory Commission May 2015 - Present
American University Washington College of Law August 2013 - Present
Commodity Futures Trading Commission May 2014 - May 2015
Vinson and Elkins September 2011 - August 2013
McDermott Will and Emery October 2007 - August 2011
McDermott Will and Emery October 2007 - September 2008
Skills
Litigation Support, Westlaw, Legal Research, Legal Writing, Microsoft Office, Litigation, Civil Litigation, Trials, Courts, LexisNexis, Commercial Litigation, Intellectual Property, Research
Education
American University, Washington College of Law 2013 — 2016
JD
University of Pittsburgh 2003 — 2007
BA, Legal Studies, Administration of Justice
Consumer Financial Protection Bureau September 2014 - Present
Commodity Futures Trading Commission August 2009 - September 2014
Scottrade December 2008 - July 2009
Smith Barney September 2008 - December 2008
NAU Inc. February 2007 - February 2008
JPMorgan Chase March 2006 - December 2006
United States Marine Corps June 2000 - June 2004
Skills
Microsoft Office, Government, Public Speaking, Project Management, Management, Marketing, Sales, Start-ups, Analysis
Education
Northwestern University 2012 — 2014
CPA Prep Certificate, Accounting, 4.0
DePaul University 2006 — 2009
B.S. in Commerce-Finance; Minor in China Studies, 3.9
Beijing Foreign Studies University 2008 — 2008
Mandarin-Level 1
United States Marine Corps 2000 — 2000
Marine Corps Administrative School
Crye Precision LLC October 2012 - Present
Schwartz & Silverstein, LLP October 2009 - September 2012
Garvey Schubert Barer April 2008 - May 2009
NYSE January 2008 - May 2008
Commodity Futures Trading Commission September 2007 - December 2007
Skills
Intellectual Property, Litigation, Corporate Law, Commercial Litigation, Drafting Agreements, Trademarks, Contract Negotiation, Legal Research
Education
Brooklyn Law School 2006 — 2009
Doctor of Law (JD)
State University of New York at Binghamton 2002 — 2006
Bachelor's Degree, Politics, Philosophy and Law
Law Offices Of Cabot J. Marks August 2009 - Present
Commodity Futures Trading Commission January 2009 - May 2009
Abrams, Gorelick, Friedman & Jacobson, P.C. May 2008 - September 2008
Skills
Civil Litigation, Legal Writing, Legal Research, Litigation, Courts, Commercial Litigation, Appeals, Intellectual Property, Wills, Mediation, Trials, Bankruptcy, Arbitration, Westlaw, Corporate Law, Motions, Depositions, Pleadings, Lexis, Property Law, Business Litigation, Legal Issues, Real Estate, Licensing, Estate Administration, Dispute Resolution, Legal Advice, Contract Law, Trusts, Estate Planning, Appellate Practice, Construction Law, Entertainment Law, Corporate Governance, Jury Trials, Litigation Management, Document Drafting, Legal Compliance, Securities, Securities Litigation, LLC, Real Estate Transactions, Commercial Real Estate, Due Diligence
Education
New York Law School 2006 — 2009
Juris Doctorate
Binghamton University 2002 — 2006
B.A., Political Science
US Securities and Exchange Commission August 2013 - Present
Fried Frank May 2011 - June 2013
Linklaters September 2009 - April 2011
Commodity Futures Trading Commission June 2007 - August 2007
Nova Group Japan April 2004 - April 2006
Education
The George Washington University Law School 2006 — 2009
JD, With Honors, Law
Colby College 1999 — 2003
BA, Mathematics, Philosophy
Windward School 1993 — 1999
Commodity Futures Trading Commission 2012 - Present
Skills
Litigation, Commercial Litigation, Civil Litigation, Legal Research, Legal Writing, Administrative Law, Corporate Law, Corporate Governance, Arbitration, Mediation, Financial Regulation, Alternative Dispute..., Alternative Trading..., Equity Derivatives, Derivatives Trading, Rulemaking, Securities Regulation
Education
Harvard Law School 1997 — 2000
JD
Amherst College
BA
Law Offices of John P. Connolly 1984 - Present
Popham, Haik, Shnobrich, Kaufman, & Doty 1981 - 1984
Commodity Futures Trading Commission 1980 - 1981
Commodity Futures Trading Commission 1977 - 1980
Comptroller General of the United States 1975 - 1977
Skills
Civil Litigation, Commercial Litigation, Securities Arbitration, Appeals, Courts, Mediation, Arbitration, Litigation, Legal Research, Legal Writing, Dispute Resolution, Personal Injury, Family Law, Trials, Trial Practice, Torts
Education
Boston University School of Law 1971 — 1974
Juris Doctor (J.D.)
Boston University 1967 — 1971
Bachelor's Degree, Political Science, Magna Cum Laude
The Glenn M. Jones Law Firm October 2014 - Present
Offit Kurman, P.A. January 2013 - August 2014
Fulbright & Jaworski May 2007 - December 2012
New York State Attorney General's Office June 1999 - May 2007
Commodity Futures Trading Commission February 1997 - June 1999
New York County District Attorney's Office April 1993 - August 1997
Hunton & Williams LLP October 1991 - February 1993
Skills
Securities Litigation, Litigation, Fraud, White Collar Criminal..., Appeals, Criminal Law, Health Care Fraud, Trials, Private Investigations, FCPA, False Claims, Commercial Litigation, Health Law, Hearings, Securities, Internal Investigations, Securities Regulation, Class Actions, Arbitration, Trial Practice, Courts
Education
Northwestern University School of Law 1988 — 1991
JD, law
City University of New York-Hunter College 1983 — 1988
Bachelor of Arts (B.A.), Political Science and Government
Sullivan & Cromwell LLP September 2015 - Present
Commodity Futures Trading Commission January 2015 - April 2015
U.S. District Court for the Northern District of Illinois September 2014 - December 2014
Sullivan & Cromwell LLP May 2014 - August 2014
FXCM August 2012 - March 2013
FXCM October 2011 - August 2012
Forex Capital Markets July 2010 - October 2011
Forex Capital Markets June 2009 - June 2010
Comcast October 2008 - December 2008
FirstCaribbean International Bank June 2008 - August 2008
Skills
Financial Regulation, FSA, Risk Management, CFTC, FX trading, Management, Project Management, KYC, Trading, Capital Markets, AML, Legal Research, OFAC, Investments, Securities, Microsoft Office, Leadership, Mergers & Acquisitions, Finance
Education
Northwestern University School of Law 2013 — 2015
Doctor of Law (J.D.), Law
Caldwell University 2005 — 2009
BS, International Business, Psychology, summa cum laude
Author 2002 - Present
Olsson Frank Weeda Terman Bode Matz PC February 2001 - Present
Viral History Press LLC June 2011 - Present
USDA Risk Management Agency October 1993 - January 2001
Federal Crop Insurance Corporation October 1993 - January 2001
U.S. Senate Committee on Agriculture, Nutrition, and Forestry October 1988 - October 1993
Commodity Futures Trading Commission April 1981 - October 1988
U.S. Senate Committee on Governmental Affairs August 1976 - April 1981
Skills
Legal Research, Writing, Government Relations, Contract Negotiation, Food
Education
Georgetown University Law Center 1973 — 1976
Doctor of Law (J.D.)
Brown University 1969 — 1973
Bachelor of Arts (B.A.), Psychology / Political Science
Albany High School 1966 — 1969
Diploma
National Association of Home Builders 1990 - Present
Mortgage Bankers Association 1988 - 1990
Mortgage Bankers Association 1986 - 1988
Commodity Futures Trading Commission 1983 - 1985
Federal Reserve Board 1979 - 1982
U.S. House of Representatives 1978 - 1979
Skills
Legislative Relations, Real Estate, Public Policy, Residential Homes, Strategic Planning
Education
American University
Master of Arts (MA), Economics
University of Colorado at Boulder
Bachelor of Arts (BA), Economics
Public Allies September 2013 - Present
US Commission on Civil Rights 2012 - Present
The Chicago Commission on Human Relations May 2008 - Present
The Metropolitan Chicago Breast Cancer Task Force May 2010 - August 2013
The Chicago Community Trust January 2012 - December 2012
Robinson Curley & Clayton December 2000 - February 2009
Commodity Futures Trading Commission September 1998 - November 2000
Tressler, Soderstrom, Maloney & Priess January 1996 - September 1998
Skills
Strategic Planning, nonprofit management, Fundraising, program development and..., Leadership, Legal, Grant Writing, Non-profits, Management, Nonprofits, Leadership Development, Program Development, Litigation, Community Outreach, Philanthropy, Grants, Mediation, Legal Writing, Volunteer Management, Trials, Public Policy, Program Evaluation, Interviews, Administrative Law, Capacity Building, Board Development, Staff Development, Non-profit..., Policy, Policy Analysis, Legislation, Community Development, Annual Giving, Coalitions, Legislative Relations, Stewardship, Grassroots Organizing, Politics, Political Campaigns, Human Rights, Economic Development, Social Justice, Legal Research, Non-profit Board..., Government, Youth Development, Social Entrepreneurship, Planned Giving, Community Engagement, Motions
Education
Northwestern University - Kellogg School of Management 2012 — 2012
Certificate in Non Profit Management
Georgetown University Law Center 1991 — 1994
JD, Law
Bradley University 1987 — 1991
B.S., Psychology/Political Science
Commodity Futures Trading Commission July 2009 - Present
Stinson Morrison Hecker LLP July 2007 - July 2009
Quarles & Brady LLP September 2004 - June 2007
Skills
Legal Research, Legal Writing, Litigation, Civil Litigation
Education
University of Kansas School of Law 2001 — 2004
JD, Law
Barry University 1997 — 2001
BS, Political Science
Commodity Futures Trading Commission
Skills
Securities Regulation, Litigation, Financial Regulation, Corporate Law, Securities, Civil Litigation, Legal Research, Securities Litigation, Legal Writing, Administrative Law, Derivatives, Courts, Government, Trials
Education
Santa Clara University School of Law 1979 — 1982
J.D., Law
California State University-Northridge 1973 — 1977
B.A. cum laude, History
Wells Fargo September 2013 - Present
Wells Fargo May 2012 - September 2013
Wells Fargo Advisors, LLC May 2004 - May 2012
Merrill Lynch August 1989 - May 2004
PROSKAUER ROSE 1987 - 1989
FINKELSTEIN, THOMPSON & LEWIS 1985 - 1987
Commodity Futures Trading Commission 1984 - 1985
Education
Boston University School of Law 1981 — 1984
JD
Columbia College 1976 — 1980
BA
FINRA June 2010 - Present
NYSE Regulation October 2004 - June 2010
Citigroup Global Markets Inc May 2003 - September 2004
NASDAQ May 1997 - May 2002
National Association of Securities Dealers (nka, FINRA) April 1995 - May 1997
Commodity Futures Trading Commission June 1993 - April 1994
Skills
Market Structure, Market Regulation, Securities, FINRA, Cash, Equities, Capital Markets, Securities Regulation, Electronic Trading, Trading, Equity Trading, Derivatives, Trading Systems, Financial Markets, Hedge Funds, Options, Market Data, Financial Services, Financial Regulation, Investments, Financial Risk, Equity Derivatives, Regulations, SEC
Education
Boston College Law School 1989 — 1992
JD
State University of New York at Albany 1985 — 1989
BA
Commodity Futures Trading Commission April 2010 - Present
Chicago Mercantile Exchange Inc./Chicago Board of Trade 1991 - 2009
Gottlieb and Schwartz 1988 - 1991
Commodity Futures Trading Commission 1980 - 1988
The Honorable Carlisle E. Pratt, Superior Court Judge, District of Columbia 1979 - 1980
Skills
Derivatives, Financial Risk, Securities Regulation, Litigation, Securities, Mergers & Acquisitions, Legal Research
Education
The George Washington University Law School 1976 — 1979
J.D., Law
University of Pennsylvania 1974 — 1976
M.S.W., Social Work
Allegheny College 1970 — 1974
B.A., Psychology
Proskauer Rose LLP January 2012 - Present
New York City Law Department September 2010 - December 2011
Proskauer Rose LLP June 2009 - August 2009
Commodity Futures Trading Commission September 2008 - December 2008
United States Court of Appeals June 2008 - August 2008
Skills
Litigation, Civil Litigation, Legal Research, Securities Regulation, Legal Writing, Commercial Litigation, Securities Litigation, Civil Rights, Courts, Westlaw, Criminal Law, LexisNexis, Arbitration, Civil Aviation, Employment Law, Trials, Copyright Law, Trial Practice, Legal Advice, Trademarks, Mediation, Trade Secrets, White Collar Criminal..., Intellectual Property, Employment..., Class Actions, Appeals, International Law
Education
Brooklyn Law School 2007 — 2010
Juris Doctorate, Law
State University of New York at Buffalo
Stuyvesant High School
Commodity Futures Trading Commission May 2014 - August 2014
United States District Court - E.D.N.Y. January 2014 - May 2014
Cardozo Arts & Entertainment Law Journal August 2013 - May 2014
Benjamin N. Cardozo School of Law August 2013 - May 2014
New York State Supreme Court, The Honorable Eileen A. Rakower May 2013 - August 2013
Lemberg & Associates, LLC June 2010 - July 2012
Education
Benjamin N. Cardozo School of Law, Yeshiva University 2012 — 2015
Doctor of Law (J.D.)
Brandeis University 2006 — 2010
B.A., Economics
Maastricht University
Commodity Futures Trading Commission November 2010 - Present
Washington Gas April 2006 - October 2010
Colorado Springs Utilities June 2004 - April 2006
Arizona Public Service (APS) 1998 - 2003
Intergroup of Arizona September 1997 - January 1998
Skills
Derivatives
Education
Arizona State University 1980 — 1985
Ph. D
Illinois State University 1977 — 1978
MBA
Osmania University 1972 — 1977
BE
Methodist Boys High School
Alston & Bird LLP August 2015 - Present
Mound Cotton Wollan & Greengrass September 2013 - August 2015
United States House of Representatives January 2013 - April 2013
Commodity Futures Trading Commission May 2012 - August 2012
United States Court of Federal Claims January 2012 - April 2012
USDA July 2011 - August 2011
USDA June 2010 - August 2010
U.S. House of Representatives June 2009 - August 2009
Edison International June 2009 - August 2009
APCO Worldwide September 2008 - December 2008
Skills
Research, Legal Writing, Litigation, Legal Research, Westlaw, Appeals, Social Media, PowerPoint, Microsoft Excel, Public Policy
Education
The George Washington University Law School 2011 — 2013
Juris Doctor (J.D.), Law
Wake Forest University 2006 — 2010
B.A, Political Science; History
Germantown Academy 2000 — 2006
American University Washington College of Law
Goldman Sachs April 2015 - Present
Goldman Sachs March 2014 - Present
Marc Ecko Enterprises October 2013 - December 2013
Commodity Futures Trading Commission January 2013 - May 2013
Wolf Haldenstein Adler Freeman & Herz LLP 2011 - 2012
International Raoul Wallenberg Foundation March 2010 - June 2010
New York State Senate January 2009 - May 2009
Skills
Securities Regulation, Dodd-Frank, Derivatives, Legal Writing, Corporate Law, Legal Research, Depositions, Microsoft Office, Litigation Support, Regulatory Analysis, Financial Regulation, Securities Litigation, Civil Litigation, Compliance, Securities, Investigations
Education
Benjamin N. Cardozo School of Law, Yeshiva University 2010 — 2013
Doctor of Law (JD), Corporate and Securities Law
City University of New York-Queens College 2006 — 2009
Bachelor of Arts (B.A.), Political Science, Jewish Studies, Psychology
Middleton High School September 2014 - Present
Lacordaire Academy September 2007 - June 2014
Commodity Futures Trading Commission 1987 - 1999
Skills
Curriculum Development, Curriculum Design, Teaching, Educational Technology, Tutoring, Editing, Public Speaking, Classroom, Nonprofits, Strategic Planning, Research
Education
Carleton College 1972 — 1977
B.A., economics
New York Board of Trade 1999 - 2007
Commodity Futures Trading Commission 1987 - 1999
New York Mercantile Exchange 1983 - 1987
Commodity Futures Trading Commission 1973 - 1983
United States Marine Corps 1965 - 1968
Skills
Trading, Private Investigations, Enforcement, Investigation, Surveillance, Commodity Markets, Policy, Securities, Risk Management, Crisis Management, Wordperfect, Analysis
Education
Baruch College, City University of New York (CUNY)
MPA, Organizational Theory, Public Policy
Pace University 1968 — 1973
BA, Political Science
Financial Industry Regulatory Authority April 2014 - Present
North American Electric Reliability Corporation January 2014 - April 2014
Commodity Futures Trading Commission May 2013 - December 2013
Financial Industry Regulatory Authority May 2012 - April 2013
US Securities and Exchange Commission September 2012 - December 2012
BNP Paribas January 2008 - August 2011
Education
American University, Washington College of Law 2011 — 2014
Juris Doctor, Law
University of Pittsburgh 2003 — 2007
BS, Finance, Accounting
US Securities and Exchange Commission October 2012 - Present
Commodity Futures Trading Commission November 2011 - October 2012
Commodity Futures Trading Commission July 2004 - November 2011
Commodity Futures Trading Commission June 2003 - June 2004
Beacon Hill Service Corporation August 1996 - February 2003
Skills
Capital Markets, Commodity, Hedge Funds, Market Data, Securities, Derivatives, Risk Management, Options, Currency, Trading
Education
Brooklyn College 2008 — 2010
Bachelor's degree, Accounting
Baruch College 1998 — 2002
Bachelor of Business Administration (BBA), Computer Information Systems
Los Angeles County, Executive Office of the Board of Supervisors, County Equity Oversight Panel, September 2013 - Present
Los Angeles City Attorney's Office June 2012 - December 2012
Appellate Division of the Los Angeles Superior Court July 2011 - May 2012
United States Court of Federal Claims January 2010 - April 2010
Phyllis J. Outlaw & Associates May 2009 - July 2009
Commodity Futures Trading Commission May 2008 - July 2008
Moss Adams February 2007 - May 2007
KPMG LLP September 2003 - June 2006
Skills
Research, Writing, Microsoft Office, Editing, Administration, LexisNexis, Westlaw, Teamwork
Education
Howard University School of Law 2007 — 2010
Juris Doctor
Clark Atlanta University 1998 — 2003
Master of Arts, Accounting, 3.6
Clark Atlanta University 1998 — 2003
Bachelor of Arts, Accounting, 3.7
Commodity Futures Trading Commission March 2000 - Present
Education
Benjamin N. Cardozo School of Law, Yeshiva University 1976 — 1979
J.D.
Connecticut College 1971 — 1975
The Hebrew University 1973 — 1974
The Law Offices of Jeffrey I. Ginsberg, PLLC 2000 - Present
Chicago Board of Trade 1994 - 1995
Commodity Futures Trading Commission 1992 - 1994
Kings County District Attorneys Office 1985 - 1992
Skills
Litigation, Intellectual Property, Legal Writing, Corporate Law, Civil Litigation, Legal Research, Trials, Commercial Litigation, Licensing, Westlaw, Trial Practice, Torts, Personal Injury, Appeals, Personal Injury..., Medical Malpractice
Education
Brooklyn Law School 1982 — 1985
JD, Law
Tulane University 1978 — 1982
BA, History
George W. Hewlett High School
Scotiabank January 2015 - Present
Spirit Yachts Ltd January 2012 - Present
Scotiabank November 2007 - December 2014
Guggenheim Partners 2002 - 2006
RBC Capital Markets 1997 - 2002
Fried Frank 1995 - 1997
Commodity Futures Trading Commission 1994 - 1995
Education
Georgetown University Law Center 1993 — 1995
Master of Laws (LL.M.), Securities & Derivatives Regulation
New York Law School 1990 — 1993
Doctor of Law (J.D.), Banking, Corporate, Finance, and Securities Law
Bucknell University 1985 — 1989
Bachelor of Arts (B.A.)
Levi & Korsinsky, LLP September 2013 - Present
Commodity Futures Trading Commission June 2011 - January 2012
US Securities and Exchange Commission September 2009 - November 2009
Institute of International Banking Law & Practice, Inc. May 2009 - August 2009
Bassett Asset, LLC July 2008 - July 2008
American Homesites, L.L.C. February 2005 - January 2006
Education
American University - Kogod School of Business 2009 — 2012
Master of Business Administration (M.B.A.), Business Administration and Management, General
Georgetown University Law Center 2010 — 2011
Master of Laws (LL.M.), Securities and Financial Regulation
American University, Washington College of Law 2008 — 2010
Doctor of Law (JD)
Florida Coastal School of Law 2007 — 2008
Juris Doctor
The George Washington University 1999 — 2003
Bachelor of Business Administration (BBA), Dual Concentrations in Finance and International Business
Commodity Futures Trading Commission August 1997 - Present
Skills
Government, Legal Research, Legal Writing, Policy, Litigation, Public Policy, Civil Litigation, Policy Analysis, Courts, Commercial Litigation, Anti-Money Laundering...
Education
The London School of Economics and Political Science (LSE) 1985 — 1986
Master of Laws (LL.M.), International Law
Brooklyn Law School 1982 — 1985
Juris Doctor (J.D.), Law
St. John's University 1979 — 1981
Bachelor’s Degree, Finance and Economics
Law Offices of William J. Hickey 2005 - 2007
Board of Governors of the Federal Reserve June 2003 - May 2005
Commodity Futures Trading Commission August 2000 - June 2003
United States District Court August 1999 - July 2000
Education
American University, Washington College of Law 1996 — 1999
JD, cum laude
Dickinson College 1990 — 1994
Bachelor of Arts (B.A.), magna cum laude, Policy & Management Studies
Newtown High School, Newtown CT 1986 — 1990
Commodity Futures Trading Commission June 2008 - Present
Commodity Futures Trading Commission October 2003 - June 2008
Orleans Parish District Attorney's Office 1999 - 2003
Skills
Litigation, Civil Litigation, Government, Public Policy, Criminal Law, Courts, Trials, Administrative Law, Legal Writing, Financial Regulation
Education
Tulane University Law School 1996 — 1999
Bucknell University 1989 — 1993
B.A., Political Science
Isabella Geriatric Center February 2006 - Present
Isabella Geriatric Center January 2012 - January 2014
Pay-O-Matic Check Cashing Corp. March 2005 - February 2006
Commodity Futures Trading Commission September 2004 - December 2004
Skills
Proficient in Microsoft..., Fully bilingual-..., Strong analytical skills, Proficient in Microsoft..., Strong organizational..., Excellent "people"..., Dedicated professional
Education
City University of New York-Herbert H. Lehman College 2014 — 2016
Master's Degree, Science-Business
City University of New York-Herbert H. Lehman College 2008 — 2012
Bachelor's Degree, Accounting
Borough of Manhattan Community College 2001 — 2004
Associate's Degree, Business Management
Commodity Futures Trading Commission October 2011 - Present
Education
American University 1998 — 2000
Master's Degree, Strategic Human Resources Management
Commodity Futures Trading Commission
Education
Brown University
A.B.
University of California, Berkeley - School of Law
Doctor of Law (J.D.)