NFP Securities
Industry: Company
DescriptionHeadquarters: Austin, TX Parent organization: NFP
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NFP Securities Employees
Employee
Years
Job
Industry
Brian Coventry Brian Coventry's NFP Securities Experience 2005 - 2007
Job Wealth Mgmt Advisor at Coventry Financial Group
Industry Financial Services
Experience
Coventry Financial Group December 2007 - Present
NFP Securities 2005 - 2007
NFP Securities November 2005 - June 2006
NFP Securities January 2003 - November 2005
NFP Securities February 2000 - January 2003
Deutsche Bank Alex Brown January 1998 - February 2000
HD Vest January 1996 - January 1998
Skills
Customer Service, Securities, Series 7, Finance, Series 24, Mutual Funds, Retirement, FINRA, Investment Advisory, Wealth Management, Investments, Series 63, Strategic Planning, Training, Fixed Annuities, Retirement Planning, Series 65, 401k, Uniform Combined State...
Education
Texas A&M University 1991 — 1994
Bachelor of Business Administration (BBA), Marketing
Coventry Financial Group December 2007 - Present
NFP Securities 2005 - 2007
NFP Securities November 2005 - June 2006
NFP Securities January 2003 - November 2005
NFP Securities February 2000 - January 2003
Deutsche Bank Alex Brown January 1998 - February 2000
HD Vest January 1996 - January 1998
Skills
Customer Service, Securities, Series 7, Finance, Series 24, Mutual Funds, Retirement, FINRA, Investment Advisory, Wealth Management, Investments, Series 63, Strategic Planning, Training, Fixed Annuities, Retirement Planning, Series 65, 401k, Uniform Combined State...
Education
Texas A&M University 1991 — 1994
Bachelor of Business Administration (BBA), Marketing
Thomas J. Knight, CFP® Thomas J. Knight, CFP®'s NFP Securities Experience June 2009 - July 2010
Job Chief Operating Officer at Ipsen & Associates
Industry Financial Services
Experience
Ipsen & Associates July 2015 - Present
Legacy Capital Group November 2012 - May 2015
NFP Advisor Services Group July 2010 - November 2012
NFP Securities June 2009 - July 2010
NFP Securities, Inc. March 2007 - June 2009
NFP Securities March 2006 - March 2007
NFP Securities August 2004 - March 2006
Skills
Consultative Selling, Process Development, New Business Development, Management, Sales, Financial Services, Series 7, Selling, Recruiting, Fixed Income, Email Marketing, Process Simulation, Series 63, Business Development, Strategy, Employee Benefits, Financial Planners, Consulting, Training, Insurance
Education
The University of Texas at Austin 1999 — 2004
BA, Economics, Philosophy
Copperas Cove High School 1996 — 1999
Ipsen & Associates July 2015 - Present
Legacy Capital Group November 2012 - May 2015
NFP Advisor Services Group July 2010 - November 2012
NFP Securities June 2009 - July 2010
NFP Securities, Inc. March 2007 - June 2009
NFP Securities March 2006 - March 2007
NFP Securities August 2004 - March 2006
Skills
Consultative Selling, Process Development, New Business Development, Management, Sales, Financial Services, Series 7, Selling, Recruiting, Fixed Income, Email Marketing, Process Simulation, Series 63, Business Development, Strategy, Employee Benefits, Financial Planners, Consulting, Training, Insurance
Education
The University of Texas at Austin 1999 — 2004
BA, Economics, Philosophy
Copperas Cove High School 1996 — 1999
Shane Soltvedt's NFP Securities Experience 2006 - 2006
Job Senior Account Executive at Freightquote.com
Industry Transportation/Trucking/Railroad
Experience
Freightquote.com February 2007 - Present
NFP Securities 2006 - 2006
Wadell & Reed 2003 - 2005
Education
Kansas State University 1998 — 2002
Business Finance
Freightquote.com February 2007 - Present
NFP Securities 2006 - 2006
Wadell & Reed 2003 - 2005
Education
Kansas State University 1998 — 2002
Business Finance
Julie Meadors Julie Meadors's NFP Securities Experience 2003 - 2005
Job Engineering Associate at ACR Engineering, Inc.
Industry Mechanical or Industrial Engineering
Experience
ACR Engineering, Inc. January 2010 - Present
Technical Sales International November 2009 - January 2010
Minyard Distributing June 2008 - September 2008
Advanced Integration Technologies April 2007 - May 2008
Gray Jansing & Associates January 2006 - March 2007
NFP Securities 2003 - 2005
Skills
AutoCAD, Project Management, Lean Manufacturing, HVAC, Construction, Commissioning, LEED, Engineering, Automation, Energy, Energy Management, Project Engineering, Manufacturing, Stormwater Management, Energy Efficiency, Civil Engineering, Microsoft Office, Management, CAD
Education
University of Mississippi 1998 — 2002
BS, Engineering
ACR Engineering, Inc. January 2010 - Present
Technical Sales International November 2009 - January 2010
Minyard Distributing June 2008 - September 2008
Advanced Integration Technologies April 2007 - May 2008
Gray Jansing & Associates January 2006 - March 2007
NFP Securities 2003 - 2005
Skills
AutoCAD, Project Management, Lean Manufacturing, HVAC, Construction, Commissioning, LEED, Engineering, Automation, Energy, Energy Management, Project Engineering, Manufacturing, Stormwater Management, Energy Efficiency, Civil Engineering, Microsoft Office, Management, CAD
Education
University of Mississippi 1998 — 2002
BS, Engineering
Sterling Broadbent, CAMS Sterling Broadbent, CAMS's NFP Securities Experience October 2000 - February 2013
Job AML & Compliance Professional
Industry Financial Services
Experience
Sterling Compliance Services May 2013 - Present
Gerson Lehrman Group March 2013 - Present
NFP Securities October 2000 - February 2013
Morgan Stanley Online January 1999 - October 2000
Zions Bank August 1997 - October 1998
Fidelity Investments October 1995 - April 1997
Skills
Compliance, Risk Management, Securities, FINRA, AML, Series 7, Series 24, Procedure Development, Regulatory Affairs, Bank Secrecy Act, OFAC, Customer Service, Vendor Management, Options, Equities, Fixed Income, Mutual Funds, Due Diligence, Training, Spanish, Certified Anti-Money..., Gramm-Leach-Bliley, Privacy Policies, Microsoft Applications, Registered Investment..., Investment Advisor..., Variable Annuities, FCRA, Margin, Investment Advisory, Mergers & Acquisitions, Leadership, Internal Audit, Alternative Investments, Wealth Management, Fraud, Investments, Retirement Planning, Retirement, Bonds, Financial Advisory, Strategic Financial..., Portfolio Management, Fixed Annuities, Anti Money Laundering, KYC, Financial Services
Education
Southern New Hampshire University 2012 — 2015
International MBA
Kaplan Continuing Education 2006 — 2008
Certificate, Risk Management
University of Utah 1994 — 1998
BS, Economics
Mesa Community College 1988 — 1990
General Studies
California Arcadia Mission 1986 — 1988
Spanish
Westwood High School 1983 — 1985
Sterling Compliance Services May 2013 - Present
Gerson Lehrman Group March 2013 - Present
NFP Securities October 2000 - February 2013
Morgan Stanley Online January 1999 - October 2000
Zions Bank August 1997 - October 1998
Fidelity Investments October 1995 - April 1997
Skills
Compliance, Risk Management, Securities, FINRA, AML, Series 7, Series 24, Procedure Development, Regulatory Affairs, Bank Secrecy Act, OFAC, Customer Service, Vendor Management, Options, Equities, Fixed Income, Mutual Funds, Due Diligence, Training, Spanish, Certified Anti-Money..., Gramm-Leach-Bliley, Privacy Policies, Microsoft Applications, Registered Investment..., Investment Advisor..., Variable Annuities, FCRA, Margin, Investment Advisory, Mergers & Acquisitions, Leadership, Internal Audit, Alternative Investments, Wealth Management, Fraud, Investments, Retirement Planning, Retirement, Bonds, Financial Advisory, Strategic Financial..., Portfolio Management, Fixed Annuities, Anti Money Laundering, KYC, Financial Services
Education
Southern New Hampshire University 2012 — 2015
International MBA
Kaplan Continuing Education 2006 — 2008
Certificate, Risk Management
University of Utah 1994 — 1998
BS, Economics
Mesa Community College 1988 — 1990
General Studies
California Arcadia Mission 1986 — 1988
Spanish
Westwood High School 1983 — 1985
Herb Pontzer Herb Pontzer's NFP Securities Experience 2003 - 2005
Job Managing Principal at BD Advisor Consultants, Inc.
Industry Financial Services
Experience
BD Advisor Consultants, Inc. 2005 - Present
NFP Securities 2003 - 2005
Intersecurities, Inc 1998 - 2003
National Association of Securities Dealers 1986 - 1998
Skills
FINRA, Broker-Dealer, Series 7, Securities, SEC, AML, Financial Services, Insurance, Variable Annuities, Registered Investment..., Series 24, Auditing, Series 63, Mutual Funds, Investment Advisory, Uniform Combined State..., Series 65, Securities Regulation, Series 6, Alternative Investments, Wealth Management, Investments, Anti Money Laundering
Education
American University
Master of Business Administration (MBA), Finance
Georgetown University
Bachelor of Arts (B.A.), Government
BD Advisor Consultants, Inc. 2005 - Present
NFP Securities 2003 - 2005
Intersecurities, Inc 1998 - 2003
National Association of Securities Dealers 1986 - 1998
Skills
FINRA, Broker-Dealer, Series 7, Securities, SEC, AML, Financial Services, Insurance, Variable Annuities, Registered Investment..., Series 24, Auditing, Series 63, Mutual Funds, Investment Advisory, Uniform Combined State..., Series 65, Securities Regulation, Series 6, Alternative Investments, Wealth Management, Investments, Anti Money Laundering
Education
American University
Master of Business Administration (MBA), Finance
Georgetown University
Bachelor of Arts (B.A.), Government
Ivan Cima Ivan Cima's NFP Securities Experience February 2004 - February 2005
Job Head of Latin America Upstream Oil and Gas Research at Wood Mackenzie
Industry Oil & Energy
Experience
Wood Mackenzie January 2011 - Present
Erste Group Bank AG - Erste Corporate Finance January 2009 - December 2010
Slavia Capital May 2008 - December 2008
Wood Mackenzie August 2006 - April 2008
Slavia Capital March 2005 - August 2005
NFP Securities February 2004 - February 2005
Skills
Financial Modeling, Financial Analysis, Private Equity, Valuation, Investment Banking, Corporate Finance, Due Diligence, Mergers, Microsoft Excel, Strategic Planning, Energy, Economics, Analysis, Trading, Business Valuation, Finance, Commodity
Education
Texas A&M University - Mays Business School 2005 — 2006
MBA
Texas A&M University 2000 — 2003
BS, Economics
Wood Mackenzie January 2011 - Present
Erste Group Bank AG - Erste Corporate Finance January 2009 - December 2010
Slavia Capital May 2008 - December 2008
Wood Mackenzie August 2006 - April 2008
Slavia Capital March 2005 - August 2005
NFP Securities February 2004 - February 2005
Skills
Financial Modeling, Financial Analysis, Private Equity, Valuation, Investment Banking, Corporate Finance, Due Diligence, Mergers, Microsoft Excel, Strategic Planning, Energy, Economics, Analysis, Trading, Business Valuation, Finance, Commodity
Education
Texas A&M University - Mays Business School 2005 — 2006
MBA
Texas A&M University 2000 — 2003
BS, Economics
Paul Osterberg Paul Osterberg's NFP Securities Experience June 2001 - January 2006
Job CoFounder and Managing Director at Strategy Basecamp
Industry Management Consulting
Experience
Strategy Basecamp July 2013 - Present
IFX Consulting Group, LLC January 2012 - Present
AFAM Innealta Capital November 2008 - April 2012
NFP January 2006 - November 2008
NFP Securities June 2001 - January 2006
Deloitte Consulting December 1996 - May 2001
Prudential Financial January 1990 - November 1996
Twin Cities Federal (TCF Bank) July 1988 - December 1989
Norwest Bank (Wells Fargo) April 1988 - June 1988
Federal Reserve Bank of Minneapolis June 1987 - March 1988
Skills
IT Strategy, Information Technology, Business Strategy, Business Development, CRM, Financial Analysis, Project Management, Management, Strategic Planning, Strategy, Consulting, Entrepreneurship, Operations Management, Business Planning, Program Management, Financial Services, Risk Management, Investments, Mergers & Acquisitions, Budgets, Securities, Project Planning, Start-ups, Management Consulting, Analysis, Executive Management, Interactive Marketing, Vendor Management, Marketing, Morningstar, Finance
Education
Wharton School, University of Pennsylvania 2005 — 2007
SII
Brown Institute 1995 — 1996
Columbia University in the City of New York 1993 — 1994
University of Minnesota - Carlson School of Management 1985 — 1989
BSB
Kimball 1981 — 1985
Strategy Basecamp July 2013 - Present
IFX Consulting Group, LLC January 2012 - Present
AFAM Innealta Capital November 2008 - April 2012
NFP January 2006 - November 2008
NFP Securities June 2001 - January 2006
Deloitte Consulting December 1996 - May 2001
Prudential Financial January 1990 - November 1996
Twin Cities Federal (TCF Bank) July 1988 - December 1989
Norwest Bank (Wells Fargo) April 1988 - June 1988
Federal Reserve Bank of Minneapolis June 1987 - March 1988
Skills
IT Strategy, Information Technology, Business Strategy, Business Development, CRM, Financial Analysis, Project Management, Management, Strategic Planning, Strategy, Consulting, Entrepreneurship, Operations Management, Business Planning, Program Management, Financial Services, Risk Management, Investments, Mergers & Acquisitions, Budgets, Securities, Project Planning, Start-ups, Management Consulting, Analysis, Executive Management, Interactive Marketing, Vendor Management, Marketing, Morningstar, Finance
Education
Wharton School, University of Pennsylvania 2005 — 2007
SII
Brown Institute 1995 — 1996
Columbia University in the City of New York 1993 — 1994
University of Minnesota - Carlson School of Management 1985 — 1989
BSB
Kimball 1981 — 1985
Alec Herring Alec Herring's NFP Securities Experience October 1997 - January 2000
Job Insurance Designs for Business Owners and Professionals
Industry Financial Services
Experience
The Buchholz Planning Corporation July 2008 - Present
NFP January 2000 - July 2008
NFP Securities October 1997 - January 2000
Skills
Estate Planning
Education
University of Minnesota Law School 1991 — 1994
JD, Law
University of Wisconsin-Madison 1986 — 1991
BA, History
The American College
CLU, Chartered Life Underwriter
University of Pennsylvania - The Wharton School
Executive Education, Building Relationships That Work Program
The University of Texas at Austin - Red McCombs School of Business
Executive Education, Practical Negotiation Skills
The Hebrew University
International Human Rights Law Program
The Buchholz Planning Corporation July 2008 - Present
NFP January 2000 - July 2008
NFP Securities October 1997 - January 2000
Skills
Estate Planning
Education
University of Minnesota Law School 1991 — 1994
JD, Law
University of Wisconsin-Madison 1986 — 1991
BA, History
The American College
CLU, Chartered Life Underwriter
University of Pennsylvania - The Wharton School
Executive Education, Building Relationships That Work Program
The University of Texas at Austin - Red McCombs School of Business
Executive Education, Practical Negotiation Skills
The Hebrew University
International Human Rights Law Program
Cathy Vasilev Cathy Vasilev's NFP Securities Experience March 2005 - March 2010
Job Vice President Compliance Solutions
Industry Management Consulting
Experience
Red Oak Compliance Solutions March 2010 - Present
NFP Securities March 2005 - March 2010
NFP 2005 - March 2010
National Financial Partners 2005 - March 2010
Prudential Financial 2001 - 2005
Smith Barney 2000 - 2001
Tyndale House Publishers 1990 - 2000
Skills
Securities, Series 24, Mutual Funds, Series 7, FINRA, Series 63, Investment Advisory, Fixed Annuities, Investments, Retirement, Insurance, Financial Services, Asset Managment, Equities, Alternative Investments, Life Insurance, Financial Advisory, Risk Management, 401k, Hedge Funds, Relationship Management, Fixed Income, AML, Banking, Due Diligence, Uniform Combined State..., Investment Management, ETFs, Financial Risk, Private Equity, Mergers, Executive Management, ERISA, Strategic Consulting, Mock Audits, GAP Analysis, Advertising Review, Operations Management, Compliance, Compliance Testing, Strategic Financial..., Estate Planning, Retirement Planning, Wealth Management, Business Planning, Asset Management, Asset Allocation, Employee Benefits, Portfolio Management, Wealth Management...
Education
University of Phoenix 2001 — 2007
MBA, Business
Lyons Township
Northern Illinois University
Political Science and Business
Red Oak Compliance Solutions March 2010 - Present
NFP Securities March 2005 - March 2010
NFP 2005 - March 2010
National Financial Partners 2005 - March 2010
Prudential Financial 2001 - 2005
Smith Barney 2000 - 2001
Tyndale House Publishers 1990 - 2000
Skills
Securities, Series 24, Mutual Funds, Series 7, FINRA, Series 63, Investment Advisory, Fixed Annuities, Investments, Retirement, Insurance, Financial Services, Asset Managment, Equities, Alternative Investments, Life Insurance, Financial Advisory, Risk Management, 401k, Hedge Funds, Relationship Management, Fixed Income, AML, Banking, Due Diligence, Uniform Combined State..., Investment Management, ETFs, Financial Risk, Private Equity, Mergers, Executive Management, ERISA, Strategic Consulting, Mock Audits, GAP Analysis, Advertising Review, Operations Management, Compliance, Compliance Testing, Strategic Financial..., Estate Planning, Retirement Planning, Wealth Management, Business Planning, Asset Management, Asset Allocation, Employee Benefits, Portfolio Management, Wealth Management...
Education
University of Phoenix 2001 — 2007
MBA, Business
Lyons Township
Northern Illinois University
Political Science and Business
Ann Y. Fenwick Ann Y. Fenwick's NFP Securities Experience 2000 - Present
Job President at Fenwick Financial Services, LLC
Industry Financial Services
Experience
Fusion Advisor Network 2004 - Present
Fusion Financial Group 2004 - Present
Fenwick Financial Services, LLC April 2000 - Present
NFP Securities 2000 - Present
Skills
Series 7, Investments, Asset Management, Asset Allocation, Estate Planning, Equities, Finance, Financial Advisory, Financial Services, Insurance, Mutual Funds, Retirement, Retirement Planning, Securities, Strategic Financial..., Wealth Management
Education
Towson University 1982 — 1986
Fusion Advisor Network 2004 - Present
Fusion Financial Group 2004 - Present
Fenwick Financial Services, LLC April 2000 - Present
NFP Securities 2000 - Present
Skills
Series 7, Investments, Asset Management, Asset Allocation, Estate Planning, Equities, Finance, Financial Advisory, Financial Services, Insurance, Mutual Funds, Retirement, Retirement Planning, Securities, Strategic Financial..., Wealth Management
Education
Towson University 1982 — 1986
Brian Propes, AIF® Brian Propes, AIF®'s NFP Securities Experience February 2000 - July 2007
Job President at Brokers International Financial Services, LLC
Industry Financial Services
Experience
Brokers International Financial Services, LLC November 2013 - Present
Business Partner Services April 2010 - November 2013
JP Turner & Company, LLC February 2012 - December 2012
Cambridge Investment Research April 2008 - April 2010
NFP Securities February 2000 - July 2007
Securities Consultants International September 1995 - February 2000
Securities Service Network, Inc. November 1992 - September 1995
FSC Securities, Inc. November 1991 - November 1992
Keogler Morgan Securities, Inc. October 1987 - June 1991
NASD District 7 April 1986 - October 1987
Skills
Risk Management, Strategic Planning, Business Planning, Executive Management, Process Improvement, Change Management, Licensing, Strategy, Budgets, Leadership, Management, Business Development, FINRA, CRM, Strategic Financial..., Insurance, Finance, Due Diligence, Budgeting, Consulting, Relationship Management, Financial Planning, Leadership Development
Education
University of Pennsylvania - The Wharton School 2002 — 2004
Certificate of Leadership Development, SII Executive Studies - SIFMA Program
University of Alabama in Huntsville 1981 — 1983
Finance, General
Brokers International Financial Services, LLC November 2013 - Present
Business Partner Services April 2010 - November 2013
JP Turner & Company, LLC February 2012 - December 2012
Cambridge Investment Research April 2008 - April 2010
NFP Securities February 2000 - July 2007
Securities Consultants International September 1995 - February 2000
Securities Service Network, Inc. November 1992 - September 1995
FSC Securities, Inc. November 1991 - November 1992
Keogler Morgan Securities, Inc. October 1987 - June 1991
NASD District 7 April 1986 - October 1987
Skills
Risk Management, Strategic Planning, Business Planning, Executive Management, Process Improvement, Change Management, Licensing, Strategy, Budgets, Leadership, Management, Business Development, FINRA, CRM, Strategic Financial..., Insurance, Finance, Due Diligence, Budgeting, Consulting, Relationship Management, Financial Planning, Leadership Development
Education
University of Pennsylvania - The Wharton School 2002 — 2004
Certificate of Leadership Development, SII Executive Studies - SIFMA Program
University of Alabama in Huntsville 1981 — 1983
Finance, General
Duane Mattson Duane Mattson's NFP Securities Experience November 2006 - April 2008
Job Vice President at Dimensional Fund Advisors
Industry Financial Services
Experience
Dimensional Fund Advisors February 2015 - Present
Dimensional Fund Advisors May 2012 - February 2015
Al Frank Asset Management Innealta Capital March 2010 - May 2012
Austin Capital Management June 2008 - March 2010
NFP Securities November 2006 - April 2008
NFP Securities March 2005 - November 2006
NFP Securities October 2004 - March 2005
JP Morgan Chase March 2004 - October 2004
NFP Securities June 2003 - March 2004
Thrivent Financial for Lutherans 1998 - 2003
Education
University of Minnesota-Twin Cities 1983 — 1987
BA, Journalism
Warren High School
Dimensional Fund Advisors February 2015 - Present
Dimensional Fund Advisors May 2012 - February 2015
Al Frank Asset Management Innealta Capital March 2010 - May 2012
Austin Capital Management June 2008 - March 2010
NFP Securities November 2006 - April 2008
NFP Securities March 2005 - November 2006
NFP Securities October 2004 - March 2005
JP Morgan Chase March 2004 - October 2004
NFP Securities June 2003 - March 2004
Thrivent Financial for Lutherans 1998 - 2003
Education
University of Minnesota-Twin Cities 1983 — 1987
BA, Journalism
Warren High School
Dana Rhodes Dana Rhodes's NFP Securities Experience January 2009 - September 2010
Job VP, Advisory Services at NFP Advisor Services Group
Industry Financial Services
Experience
NFP Advisor Services Group January 2013 - Present
NFP Advisor Services Group September 2010 - Present
NFP Securities January 2009 - September 2010
NFP Securities April 2006 - January 2009
Invesco Ltd. (formerly AIM Investments) January 2004 - March 2006
Invesco Ltd. (formerly AIM Investments) January 2002 - January 2004
Invesco Ltd. (formerly AIM Investments) January 2000 - January 2002
Skills
Mutual Funds, Wealth Management, Series 7, Investments, Financial Services, Financial Advisory, Investment Advisory, Relationship Management
Education
The University of Texas at Austin 1996 — 1999
Bachelor of Arts, Spanish, Business
NFP Advisor Services Group January 2013 - Present
NFP Advisor Services Group September 2010 - Present
NFP Securities January 2009 - September 2010
NFP Securities April 2006 - January 2009
Invesco Ltd. (formerly AIM Investments) January 2004 - March 2006
Invesco Ltd. (formerly AIM Investments) January 2002 - January 2004
Invesco Ltd. (formerly AIM Investments) January 2000 - January 2002
Skills
Mutual Funds, Wealth Management, Series 7, Investments, Financial Services, Financial Advisory, Investment Advisory, Relationship Management
Education
The University of Texas at Austin 1996 — 1999
Bachelor of Arts, Spanish, Business
Larry DeNoia Larry DeNoia's NFP Securities Experience 2003 - Present
Job President at ITI Strategies, Inc.
Industry Financial Services
Experience
NFP Securities 2003 - Present
ITI Strategies, Inc. February 1993 - Present
Skills
Retirement Planning, Estate Planning, Investments, Series 7, Strategic Financial..., Mutual Funds, FINRA, Retirement, Alternative Investments, Financial Planners, Fixed Annuities, Wealth Management, Series 24, Asset Managment, Investment Advisory, Employee Benefits, Asset Management, 401k, Risk Management, Financial Analysis, Insurance, Series 63, Financial Services, Securities, Finance, Asset Allocation, IRAs, Wealth, Financial Advisory, Equities, Life Insurance, Long-term Care, Uniform Combined State..., Financial Goals, Series 6, Personal Finance, Disability Insurance, Variable Annuities, Wealth Management..., Investment Strategies, 401k Rollovers, Wealth Accumulation, Series 65, Tax, Long Term Care Insurance, Retirement Plan..., Pensions, ETFs, Personal Financial..., Investment Management
Education
Saint John's University 1978 — 1983
MBA, Accounting & Taxation
City University of New York-Herbert H. Lehman College 1972 — 1977
BA, Accounting
NFP Securities 2003 - Present
ITI Strategies, Inc. February 1993 - Present
Skills
Retirement Planning, Estate Planning, Investments, Series 7, Strategic Financial..., Mutual Funds, FINRA, Retirement, Alternative Investments, Financial Planners, Fixed Annuities, Wealth Management, Series 24, Asset Managment, Investment Advisory, Employee Benefits, Asset Management, 401k, Risk Management, Financial Analysis, Insurance, Series 63, Financial Services, Securities, Finance, Asset Allocation, IRAs, Wealth, Financial Advisory, Equities, Life Insurance, Long-term Care, Uniform Combined State..., Financial Goals, Series 6, Personal Finance, Disability Insurance, Variable Annuities, Wealth Management..., Investment Strategies, 401k Rollovers, Wealth Accumulation, Series 65, Tax, Long Term Care Insurance, Retirement Plan..., Pensions, ETFs, Personal Financial..., Investment Management
Education
Saint John's University 1978 — 1983
MBA, Accounting & Taxation
City University of New York-Herbert H. Lehman College 1972 — 1977
BA, Accounting
Moira Moynihan-Manoog's NFP Securities Experience 1994 - Present
Job Advisor at NFP Securities
Industry Financial Services
Experience
MSW Financial Partners March 2011 - Present
NFP Securities 1994 - Present
NFP 1995 - 2010
Education
Boston College 1986 — 1990
B.A., Art History
Flagg St. School
MSW Financial Partners March 2011 - Present
NFP Securities 1994 - Present
NFP 1995 - 2010
Education
Boston College 1986 — 1990
B.A., Art History
Flagg St. School
Walker Pierce Walker Pierce's NFP Securities Experience October 2010 - July 2012
Job Studying Medicine, UNTHSC TCOM
Industry Higher Education
Experience
UNT Health Science Center July 2012 - Present
NFP Securities October 2010 - July 2012
NFP Securities October 2008 - November 2010
NFP Securities 2008 - 2009
NFP Securities July 2007 - September 2008
Instinet Corporation October 2000 - September 2004
Protrader 1999 - 2004
Skills
Financial Risk, Series 7, Securities, Equities, Series 63, Mutual Funds, Series 24, Risk Management, AML
Education
The University of Texas at Austin 1991 — 1995
BS, Communications
UNT Health Science Center July 2012 - Present
NFP Securities October 2010 - July 2012
NFP Securities October 2008 - November 2010
NFP Securities 2008 - 2009
NFP Securities July 2007 - September 2008
Instinet Corporation October 2000 - September 2004
Protrader 1999 - 2004
Skills
Financial Risk, Series 7, Securities, Equities, Series 63, Mutual Funds, Series 24, Risk Management, AML
Education
The University of Texas at Austin 1991 — 1995
BS, Communications
Stuart Horowitz Stuart Horowitz's NFP Securities Experience 2005 - 2009
Job President & CEO ASAM Financial Group, Inc.
Industry Investment Management
Experience
Broward College 2008 - Present
ASAM Financial Group, Inc. January 1998 - Present
NFP Securities 2005 - 2009
Publishers Clearing House 1988 - 1996
Skills
Wealth Management, Portfolio Management, Securities, Asset Management, Asset Managment, Investments, Retirement, Investment Advisory, Series 7, Financial Services, FINRA, Finance, Financial Advisory, Estate Planning, Strategic Financial..., Mutual Funds, Management, Retirement Planning, Tax, Financial Planning
Education
Hofstra University 1990 — 1992
MBA, Business
New York University - Leonard N. Stern School of Business 1984 — 1988
BS, Marketing and Management
Broward College 2008 - Present
ASAM Financial Group, Inc. January 1998 - Present
NFP Securities 2005 - 2009
Publishers Clearing House 1988 - 1996
Skills
Wealth Management, Portfolio Management, Securities, Asset Management, Asset Managment, Investments, Retirement, Investment Advisory, Series 7, Financial Services, FINRA, Finance, Financial Advisory, Estate Planning, Strategic Financial..., Mutual Funds, Management, Retirement Planning, Tax, Financial Planning
Education
Hofstra University 1990 — 1992
MBA, Business
New York University - Leonard N. Stern School of Business 1984 — 1988
BS, Marketing and Management
Jim Manouse's NFP Securities Experience 2002 - 2004
Job Senior Vice President of National Accounts at Lodging Opportunity Fund, REIT
Industry Financial Services
Experience
Lodging Opportunity Fund, REIT December 2014 - Present
Hartman Income REIT December 2013 - December 2014
Hanson McClain Strategic Advisors 2011 - 2012
Walton International Group 2008 - 2009
NEXT Financial Group, Inc. 2004 - 2007
NFP Securities 2002 - 2004
American General Life Companies 1996 - 2002
Skills
Wealth Management, Investments, Strategy, Retirement, Relationship Management, Marketing, Marketing Communications, RIA, Mutual Funds, Variable Annuities, Executive Management, Event Planning, Banking Products, Fixed Annuities, Cash Management, Money Market Funds, Retirement Planning, Financial Services, Portfolio Management, Alternative Investments, Strategic Partnerships, Securities, Asset Management, Mergers & Acquisitions, Financial Advisory, Finance
Education
Harvard University 1990 — 1992
Fine and Studio Arts
Binghamton University
BS, Political & Social Science
Lodging Opportunity Fund, REIT December 2014 - Present
Hartman Income REIT December 2013 - December 2014
Hanson McClain Strategic Advisors 2011 - 2012
Walton International Group 2008 - 2009
NEXT Financial Group, Inc. 2004 - 2007
NFP Securities 2002 - 2004
American General Life Companies 1996 - 2002
Skills
Wealth Management, Investments, Strategy, Retirement, Relationship Management, Marketing, Marketing Communications, RIA, Mutual Funds, Variable Annuities, Executive Management, Event Planning, Banking Products, Fixed Annuities, Cash Management, Money Market Funds, Retirement Planning, Financial Services, Portfolio Management, Alternative Investments, Strategic Partnerships, Securities, Asset Management, Mergers & Acquisitions, Financial Advisory, Finance
Education
Harvard University 1990 — 1992
Fine and Studio Arts
Binghamton University
BS, Political & Social Science
Karin Mastervich, IACCP Karin Mastervich, IACCP's NFP Securities Experience July 2008 - October 2009
Job Owner / Managing Member at Vosco Moving Austin
Industry Financial Services
Experience
Vosco Moving Austin May 2014 - Present
One Advocate Group February 2014 - October 2014
Lifetime Strategies Group January 2014 - February 2014
Vosco Moving Austin 2014 - 2014
Red Oak Compliance Solutions October 2010 - November 2013
NFP Securities July 2008 - October 2009
NFP Securities January 2008 - July 2008
NFP January 2007 - December 2007
NFP Securities, Inc. January 2005 - January 2007
NFP Securities 2002 - December 2004
Skills
FINRA, Series 7, Securities, Series 24, Compliance, Registered Investment..., Wealth Management, Series 63, Investment Advisory, Risk Management, Banking, AML, Mutual Funds, Alternative Investments
Education
Texas State University 1997 — 1999
University of Hawaii at Manoa 1996 — 1997
The American College
Chartered Financial Consultant Designation Program
Vosco Moving Austin May 2014 - Present
One Advocate Group February 2014 - October 2014
Lifetime Strategies Group January 2014 - February 2014
Vosco Moving Austin 2014 - 2014
Red Oak Compliance Solutions October 2010 - November 2013
NFP Securities July 2008 - October 2009
NFP Securities January 2008 - July 2008
NFP January 2007 - December 2007
NFP Securities, Inc. January 2005 - January 2007
NFP Securities 2002 - December 2004
Skills
FINRA, Series 7, Securities, Series 24, Compliance, Registered Investment..., Wealth Management, Series 63, Investment Advisory, Risk Management, Banking, AML, Mutual Funds, Alternative Investments
Education
Texas State University 1997 — 1999
University of Hawaii at Manoa 1996 — 1997
The American College
Chartered Financial Consultant Designation Program
Jane De Chene's NFP Securities Experience July 2006 - August 2009
Job Director, Process Engineering
Industry Financial Services
Experience
NFP April 2014 - Present
National Financial Partners December 2012 - April 2014
National Financial Partners September 2010 - December 2012
Tocquigny February 2010 - August 2010
IBM August 2009 - February 2010
NFP Securities July 2006 - August 2009
NFP Insurance Services, Inc. 2006 - August 2009
Electrical Engineering & Computer Science Dept, University of Kansas August 2003 - June 2006
Seward County Community College May 2002 - August 2002
Skills
Requirements Analysis, Rapid Prototyping, Software Project..., Project Management, SQL, Use Case Analysis, Software Quality..., SDLC, Business Process, .NET, Software Development, Business Analysis, Databases, SSRS, Quality Assurance, CRM, Agile Methodologies, Software Documentation, Requirements Gathering, Microsoft SQL Server
Education
The University of Kansas 2002 — 2006
Bachelor of Science, Computer Science
Seward County Community College 2001 — 2002
Associate Degree, Computer Science
NFP April 2014 - Present
National Financial Partners December 2012 - April 2014
National Financial Partners September 2010 - December 2012
Tocquigny February 2010 - August 2010
IBM August 2009 - February 2010
NFP Securities July 2006 - August 2009
NFP Insurance Services, Inc. 2006 - August 2009
Electrical Engineering & Computer Science Dept, University of Kansas August 2003 - June 2006
Seward County Community College May 2002 - August 2002
Skills
Requirements Analysis, Rapid Prototyping, Software Project..., Project Management, SQL, Use Case Analysis, Software Quality..., SDLC, Business Process, .NET, Software Development, Business Analysis, Databases, SSRS, Quality Assurance, CRM, Agile Methodologies, Software Documentation, Requirements Gathering, Microsoft SQL Server
Education
The University of Kansas 2002 — 2006
Bachelor of Science, Computer Science
Seward County Community College 2001 — 2002
Associate Degree, Computer Science
Jason Reeves, CFP® Jason Reeves, CFP®'s NFP Securities Experience February 2010 - December 2011
Job Surveillance Manager at NFP Advisor Services
Industry Financial Services
Experience
NFP Advisor Services April 2015 - Present
NFP Advisor Services March 2014 - April 2015
NFP Advisor Services December 2011 - March 2014
NFP Securities February 2010 - December 2011
Ames & Weinheimer, LLC July 2005 - February 2010
Target October 1998 - July 2005
Belco Oil & Gas 1996 - 1998
Skills
Investments, Insurance, Series 7, Strategic Financial..., Risk Management, Retirement Planning, Fixed Annuities, Mutual Funds, Estate Planning, Asset Managment, Microsoft Excel, Retirement, Portfolio Management, Wealth Management, Series 24, Series 66
Education
Texas State University 2002 — 2006
BBA, Finance, CFP® Certificate
NFP Advisor Services April 2015 - Present
NFP Advisor Services March 2014 - April 2015
NFP Advisor Services December 2011 - March 2014
NFP Securities February 2010 - December 2011
Ames & Weinheimer, LLC July 2005 - February 2010
Target October 1998 - July 2005
Belco Oil & Gas 1996 - 1998
Skills
Investments, Insurance, Series 7, Strategic Financial..., Risk Management, Retirement Planning, Fixed Annuities, Mutual Funds, Estate Planning, Asset Managment, Microsoft Excel, Retirement, Portfolio Management, Wealth Management, Series 24, Series 66
Education
Texas State University 2002 — 2006
BBA, Finance, CFP® Certificate
Chuk Starrett's NFP Securities Experience 2002 - 2003
Job Optimization Specialist at BancVue
Industry Banking
Experience
Kasasa by BancVue April 2015 - Present
Buzz Points, Inc. March 2014 - March 2015
Relevant Solutions March 2013 - March 2014
Velocity Solutions, Inc. January 2012 - March 2013
BancVue June 2006 - January 2012
Java Java, LLC 2004 - 2006
NFP Securities 2002 - 2003
Charles Schwab 1995 - 2001
Skills
Banking, Strategic Planning, Process Improvement, Team Building, Risk Management, Management, Account Management, Sales Management, New Business Development, Leadership, Sales, Business Development, Sales Operations, Marketing, Sales Process, Start-ups, Selling, Lead Generation, CRM, Business Planning, Negotiation, Mergers & Acquisitions, Customer Service, Solution Selling, Product Management
Education
Indiana University Bloomington 1987 — 1992
BA Economics
Madison Heights
Kasasa by BancVue April 2015 - Present
Buzz Points, Inc. March 2014 - March 2015
Relevant Solutions March 2013 - March 2014
Velocity Solutions, Inc. January 2012 - March 2013
BancVue June 2006 - January 2012
Java Java, LLC 2004 - 2006
NFP Securities 2002 - 2003
Charles Schwab 1995 - 2001
Skills
Banking, Strategic Planning, Process Improvement, Team Building, Risk Management, Management, Account Management, Sales Management, New Business Development, Leadership, Sales, Business Development, Sales Operations, Marketing, Sales Process, Start-ups, Selling, Lead Generation, CRM, Business Planning, Negotiation, Mergers & Acquisitions, Customer Service, Solution Selling, Product Management
Education
Indiana University Bloomington 1987 — 1992
BA Economics
Madison Heights
Ryan Penshorn Ryan Penshorn's NFP Securities Experience November 2005 - April 2013
Job Managing Director, Compliance
Industry Financial Services
Experience
Charles Schwab April 2013 - Present
NFP Securities November 2005 - April 2013
Broadway Brokerage Services, Inc. 2005 - 2005
Alliance Bernstein 2003 - 2005
Charles Schwab 1999 - 2002
Morgan Stanley 1998 - 1999
Education
Texas State University 1994 — 1998
BBA, Finance
Charles Schwab April 2013 - Present
NFP Securities November 2005 - April 2013
Broadway Brokerage Services, Inc. 2005 - 2005
Alliance Bernstein 2003 - 2005
Charles Schwab 1999 - 2002
Morgan Stanley 1998 - 1999
Education
Texas State University 1994 — 1998
BBA, Finance
Samantha March Samantha March's NFP Securities Experience November 2010 - August 2012
Job registered financial associate
Industry Financial Services
Experience
U.S. Capital Advisors LLC February 2014 - July 2014
NFP Securities November 2010 - August 2012
Wells Fargo Advisors June 2004 - September 2010
AG Edwards January 2004 - May 2004
Skills
Series 7, series 66, Securities, Mutual Funds, FINRA, Retirement, Trading, Equities, Investments, Financial Services, Alternative Investments, Portfolio Management
Education
The University of New Mexico - Robert O. Anderson School of Management 1999 — 2004
BBA, Finance
U.S. Capital Advisors LLC February 2014 - July 2014
NFP Securities November 2010 - August 2012
Wells Fargo Advisors June 2004 - September 2010
AG Edwards January 2004 - May 2004
Skills
Series 7, series 66, Securities, Mutual Funds, FINRA, Retirement, Trading, Equities, Investments, Financial Services, Alternative Investments, Portfolio Management
Education
The University of New Mexico - Robert O. Anderson School of Management 1999 — 2004
BBA, Finance
Martin Bauer, III, CPA/PFS, CFP Martin Bauer, III, CPA/PFS, CFP's NFP Securities Experience August 2009 - Present
Job Independent Representative at NFP Securities
Industry Financial Services
Experience
NFP Securities August 2009 - Present
Martin J. Bauer, III, CPA, CFP July 1979 - Present
Mycity.com January 2011 - August 2011
First Allied Securities, Inc November 2007 - July 2009
Deloitte Touche July 1972 - April 1976
Skills
Estate Planning, Securities, Accounting, Retirement Planning, Financial Planning, Investments, Insurance, Retirement, Tax, Long Term Care, Planning, Asset Management, Small Business, Wealth, Quickbooks, Financial Analysis, Annuities, Business Planning, Employee Benefits, Wealth Management, Non-profits, IRA's, Fixed Annuities, QuickBooks, Strategic Financial...
Education
California State University-Long Beach 1971 — 1972
MBA, Accounting
Loyola Marymount University 1967 — 1969
BS, Psychology
NFP Securities August 2009 - Present
Martin J. Bauer, III, CPA, CFP July 1979 - Present
Mycity.com January 2011 - August 2011
First Allied Securities, Inc November 2007 - July 2009
Deloitte Touche July 1972 - April 1976
Skills
Estate Planning, Securities, Accounting, Retirement Planning, Financial Planning, Investments, Insurance, Retirement, Tax, Long Term Care, Planning, Asset Management, Small Business, Wealth, Quickbooks, Financial Analysis, Annuities, Business Planning, Employee Benefits, Wealth Management, Non-profits, IRA's, Fixed Annuities, QuickBooks, Strategic Financial...
Education
California State University-Long Beach 1971 — 1972
MBA, Accounting
Loyola Marymount University 1967 — 1969
BS, Psychology
Bill Weaver's NFP Securities Experience August 2009 - Present
Job Data Architect at NFP Securities
Industry Computer Software
Experience
NFP Securities August 2009 - Present
Amicus, Inc. December 2004 - August 2009
FSC December 1994 - November 2004
AIG / FSC Securities 1994 - 2003
Dallas Theological Seminary June 1988 - October 1994
Skills
Informix, Informix 4GL, Sybase Adaptive Server, MySQL, Microsoft SQL Server, SQL Server Management..., SSIS, SSAS 2008, PostgreSQL, DB2, Berkeley DB, Perl, Linux System..., Unix Operating Systems, Shell Scripting, Database Design, Database Administration, ETL, Data Center, Zimbra, Red Hat Linux, Solaris, Broker-Dealer, Financial Services, Data Warehouse..., T-SQL, SSRS, Unix, Software Development, Databases, Enterprise Software, Integration, Management
Education
Dallas Theological Seminary 1988 — 1993
ThM, Pastoral Ministry
Southern Tech (Polytech now) 1985 — 1988
BS, Computer Science
Georgia Institute of Technology 1982 — 1985
none, Industrial Engineering
NFP Securities August 2009 - Present
Amicus, Inc. December 2004 - August 2009
FSC December 1994 - November 2004
AIG / FSC Securities 1994 - 2003
Dallas Theological Seminary June 1988 - October 1994
Skills
Informix, Informix 4GL, Sybase Adaptive Server, MySQL, Microsoft SQL Server, SQL Server Management..., SSIS, SSAS 2008, PostgreSQL, DB2, Berkeley DB, Perl, Linux System..., Unix Operating Systems, Shell Scripting, Database Design, Database Administration, ETL, Data Center, Zimbra, Red Hat Linux, Solaris, Broker-Dealer, Financial Services, Data Warehouse..., T-SQL, SSRS, Unix, Software Development, Databases, Enterprise Software, Integration, Management
Education
Dallas Theological Seminary 1988 — 1993
ThM, Pastoral Ministry
Southern Tech (Polytech now) 1985 — 1988
BS, Computer Science
Georgia Institute of Technology 1982 — 1985
none, Industrial Engineering
Erik Huff's NFP Securities Experience February 2007 - November 2009
Job Qualitydriven strategic leader
Industry Financial Services
Experience
ITA Compliance, LLC March 2013 - Present
Transcend Capital, LLC November 2009 - March 2013
NFP Securities February 2007 - November 2009
CyberTrader, Inc., Charles Schwab & Co. November 1999 - January 2007
Brown & Co. March 1998 - October 1999
John Hancock Financial Services 1997 - 1998
Olde Discount Stock Brokers 1996 - 1996
Skills
Financial Services, FINRA, Equities, Series 24, Securities, Series 7, Mutual Funds, Series 63, Options, Trading, Investments, Alternative Investments, Portfolio Management, Financial Markets, Risk Management, Financial Analysis, Electronic Trading, Hedge Funds, Financial Risk, Wealth Management, Derivatives, Equity Trading, Trading Systems, Asset Management, Fixed Income, AML, ETFs, Due Diligence, OFAC, Bonds, Series 65, Management, Asset Managment, Compliance Officers, Leadership
Education
University of Massachusetts Boston 1991 — 1994
BS
ITA Compliance, LLC March 2013 - Present
Transcend Capital, LLC November 2009 - March 2013
NFP Securities February 2007 - November 2009
CyberTrader, Inc., Charles Schwab & Co. November 1999 - January 2007
Brown & Co. March 1998 - October 1999
John Hancock Financial Services 1997 - 1998
Olde Discount Stock Brokers 1996 - 1996
Skills
Financial Services, FINRA, Equities, Series 24, Securities, Series 7, Mutual Funds, Series 63, Options, Trading, Investments, Alternative Investments, Portfolio Management, Financial Markets, Risk Management, Financial Analysis, Electronic Trading, Hedge Funds, Financial Risk, Wealth Management, Derivatives, Equity Trading, Trading Systems, Asset Management, Fixed Income, AML, ETFs, Due Diligence, OFAC, Bonds, Series 65, Management, Asset Managment, Compliance Officers, Leadership
Education
University of Massachusetts Boston 1991 — 1994
BS
Ellen Sholty's NFP Securities Experience November 2010 - October 2012
Job Bookkeeper
Industry Real Estate
Experience
Terra vista property management April 2015 - Present
The Taubman Company September 2014 - March 2015
The Taubman Company June 2013 - September 2014
NFP Securities November 2010 - October 2012
NFP Securities June 2006 - October 2010
Foresters Equity Services, Inc September 2002 - May 2006
Phil Long Denver Jeep Chrysler November 2001 - July 2002
Phil Long Credit Resources KIA September 1998 - October 2001
Phil Long Mitsubishi August 1997 - September 1998
Skills
Securities, Investments, Microsoft Excel, Outlook, Finance, PowerPoint, Equities, Microsoft Word, Series 6, Laserfiche, SharePoint, Reynolds, AML, Investment Advisory, Financial Services, Series 63, Risk Management, Wealth Management, Uniform Combined State..., FINRA Series 6, Reynolds & Reynolds, JD Edwards, MRI Software, FINRA
Education
Pikes Peak Community College 1992 — 1993
N/A, General Studies
Abilene Christian University 1991 — 1992
Terra vista property management April 2015 - Present
The Taubman Company September 2014 - March 2015
The Taubman Company June 2013 - September 2014
NFP Securities November 2010 - October 2012
NFP Securities June 2006 - October 2010
Foresters Equity Services, Inc September 2002 - May 2006
Phil Long Denver Jeep Chrysler November 2001 - July 2002
Phil Long Credit Resources KIA September 1998 - October 2001
Phil Long Mitsubishi August 1997 - September 1998
Skills
Securities, Investments, Microsoft Excel, Outlook, Finance, PowerPoint, Equities, Microsoft Word, Series 6, Laserfiche, SharePoint, Reynolds, AML, Investment Advisory, Financial Services, Series 63, Risk Management, Wealth Management, Uniform Combined State..., FINRA Series 6, Reynolds & Reynolds, JD Edwards, MRI Software, FINRA
Education
Pikes Peak Community College 1992 — 1993
N/A, General Studies
Abilene Christian University 1991 — 1992
Ben Gallagher's NFP Securities Experience October 2005 - January 2009
Job Finance Manager at Verizon Enterprise Solutions Group
Industry Telecommunications
Experience
Verizon Enterprise Solutions Group December 2012 - Present
Verizon Enterprise Solutions Group February 2012 - December 2012
Verizon Wireless January 2011 - January 2012
Verizon Wireless November 2009 - December 2010
BreakWater Construction February 2009 - July 2009
NFP Securities October 2005 - January 2009
Skills
Team Management, Financial Analysis, Financial Management, Valuation, Risk Management, Process Improvement, Microsoft Excel, Microsoft Office, Strategic Financial..., Forecasting, Team Leadership, Business Analysis, Leadership, Telecommunications, Team Building, Analysis, Management, Financial Planning, Budgets
Education
University of South Carolina - The Moore School of Business 2009 — 2011
MBA, Finance/International Business, 3.8
Albright College 2003 — 2005
Bachelor's, Business Management
Juniata College 2000 — 2002
Finance, General
Verizon Enterprise Solutions Group December 2012 - Present
Verizon Enterprise Solutions Group February 2012 - December 2012
Verizon Wireless January 2011 - January 2012
Verizon Wireless November 2009 - December 2010
BreakWater Construction February 2009 - July 2009
NFP Securities October 2005 - January 2009
Skills
Team Management, Financial Analysis, Financial Management, Valuation, Risk Management, Process Improvement, Microsoft Excel, Microsoft Office, Strategic Financial..., Forecasting, Team Leadership, Business Analysis, Leadership, Telecommunications, Team Building, Analysis, Management, Financial Planning, Budgets
Education
University of South Carolina - The Moore School of Business 2009 — 2011
MBA, Finance/International Business, 3.8
Albright College 2003 — 2005
Bachelor's, Business Management
Juniata College 2000 — 2002
Finance, General
Elizabeth Willmore's NFP Securities Experience June 2001 - November 2004
Job Chief Compliance Officer at AFAM Capital, Inc.
Industry Financial Services
Experience
AFAM Capital, Inc. May 2012 - Present
Presidio Financial Services November 2004 - May 2012
NFP Securities June 2001 - November 2004
TouchTrade, Inc. February 2001 - May 2001
AXA July 2000 - January 2001
Quantlab Financial August 1999 - May 2000
Van Kampen Investments 1995 - 1999
Education
University of Houston
BS, Psychology
West Brook
West Brook
AFAM Capital, Inc. May 2012 - Present
Presidio Financial Services November 2004 - May 2012
NFP Securities June 2001 - November 2004
TouchTrade, Inc. February 2001 - May 2001
AXA July 2000 - January 2001
Quantlab Financial August 1999 - May 2000
Van Kampen Investments 1995 - 1999
Education
University of Houston
BS, Psychology
West Brook
West Brook
Becky Baggett's NFP Securities Experience October 2006 - November 2008
Job Client Associate at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch November 2008 - Present
NFP Securities October 2006 - November 2008
AIG VALIC July 2001 - October 2006
AIM Investments 1999 - 2001
Skills
Series 7, Series 63, Series 65, Salesforce.com
Education
The University of Texas at Austin 1994 — 1998
Merrill Lynch November 2008 - Present
NFP Securities October 2006 - November 2008
AIG VALIC July 2001 - October 2006
AIM Investments 1999 - 2001
Skills
Series 7, Series 63, Series 65, Salesforce.com
Education
The University of Texas at Austin 1994 — 1998
Meghan Rutherford (Moran)'s NFP Securities Experience 2004 - 2008
Job Director, Distribution Marketing
Industry Financial Services
Experience
Saybrus Partners November 2010 - Present
National Financial Partners 2008 - November 2010
NFP Securities 2004 - 2008
The Ayco Company 2000 - 2004
First Albany Companies 1999 - 2000
Skills
Series 7, Mutual Funds, Fixed Annuities, Retirement, Retirement Planning, Wealth Management, Investments, Marketing, Life Insurance, Securities, Financial Services, Relationship Management, Marketing Communications, Financial Advisory
Education
Siena College 1995 — 1999
BS, Marketing Management
Saybrus Partners November 2010 - Present
National Financial Partners 2008 - November 2010
NFP Securities 2004 - 2008
The Ayco Company 2000 - 2004
First Albany Companies 1999 - 2000
Skills
Series 7, Mutual Funds, Fixed Annuities, Retirement, Retirement Planning, Wealth Management, Investments, Marketing, Life Insurance, Securities, Financial Services, Relationship Management, Marketing Communications, Financial Advisory
Education
Siena College 1995 — 1999
BS, Marketing Management
Denise Winter's NFP Securities Experience October 2003 - December 2008
Job Business Analyst Computer Task Group (Contract at IBM)
Industry Financial Services
Experience
Computer Task Group October 2011 - Present
US Treasury - IRS February 2011 - October 2011
HUTTO ISD • ROUND ROCK ISD • LEANDER ISD November 2010 - February 2011
Del Valle ISD – Opportunity Center September 2009 - December 2009
NFP Securities October 2003 - December 2008
Texas Department of Criminal Justice November 2002 - October 2003
Broadwing Communications July 2000 - July 2001
GLOBAL CROSSING/FRONTIER COMMUNICATIONS March 1998 - February 2000
AIS Construction Equipment Company December 1996 - April 1997
Skills
Business Process..., Training, Management, Process Improvement, Finance, Analysis, Leadership, Project Management, Business Analysis, Software Project..., Securities, Series 7, Operations Management, Series 63, Databases, Business Process, Cross-functional Team..., Software Documentation, Contract Management, Contractual Agreements, Compliance Reviews, Financial Audits, Team Leadership, Organizational..., Reporting & Analysis, Report Development, Teaching, Commissioning Management, Sales Compensation, Compensation Structures, Contract Monitoring, Training & Development, Business Requirements, Quality Assurance, User Acceptance Testing, Software Implementation, callidus
Education
T.E.A.C.H Quest, Teacher’s Certification Program 2009 — 2010
Certification, Technology
University of Phoenix 1996 — 1998
MBA, Business, Technology Management
Michigan State University 1991 — 1996
BA, Finance
Computer Task Group October 2011 - Present
US Treasury - IRS February 2011 - October 2011
HUTTO ISD • ROUND ROCK ISD • LEANDER ISD November 2010 - February 2011
Del Valle ISD – Opportunity Center September 2009 - December 2009
NFP Securities October 2003 - December 2008
Texas Department of Criminal Justice November 2002 - October 2003
Broadwing Communications July 2000 - July 2001
GLOBAL CROSSING/FRONTIER COMMUNICATIONS March 1998 - February 2000
AIS Construction Equipment Company December 1996 - April 1997
Skills
Business Process..., Training, Management, Process Improvement, Finance, Analysis, Leadership, Project Management, Business Analysis, Software Project..., Securities, Series 7, Operations Management, Series 63, Databases, Business Process, Cross-functional Team..., Software Documentation, Contract Management, Contractual Agreements, Compliance Reviews, Financial Audits, Team Leadership, Organizational..., Reporting & Analysis, Report Development, Teaching, Commissioning Management, Sales Compensation, Compensation Structures, Contract Monitoring, Training & Development, Business Requirements, Quality Assurance, User Acceptance Testing, Software Implementation, callidus
Education
T.E.A.C.H Quest, Teacher’s Certification Program 2009 — 2010
Certification, Technology
University of Phoenix 1996 — 1998
MBA, Business, Technology Management
Michigan State University 1991 — 1996
BA, Finance
Gina Navarro's NFP Securities Experience CoordinatorNational Financial Partners2001 - Present
Job Business Solutions Coordinator at NFP Securities
Industry Financial Services
Experience
NFP Securities CoordinatorNational Financial Partners2001 - Present
NFP 2001 - 2008
Education
University of Phoenix
BS, Business/IT
NFP Securities CoordinatorNational Financial Partners2001 - Present
NFP 2001 - 2008
Education
University of Phoenix
BS, Business/IT
Jane Arambel Kadillak, AIF's NFP Securities Experience August 2007 - Present
Job President at Aspen Group Benefit Advisors, LLC.
Industry Financial Services
Experience
NFP Securities August 2007 - Present
Aspen Group Benefit Advisors, LLC. November 2005 - Present
Smith & Company February 1995 - November 2005
Principal/Eppler, Guerin & Turner Inc. September 1993 - January 1995
Skills
Retirement Planning, 401k, Employee Benefits, Series 7, Retirement, Insurance, Pensions, Investments, Health Insurance
Education
Colorado State University 1986 — 1990
Moffat County High School
NFP Securities August 2007 - Present
Aspen Group Benefit Advisors, LLC. November 2005 - Present
Smith & Company February 1995 - November 2005
Principal/Eppler, Guerin & Turner Inc. September 1993 - January 1995
Skills
Retirement Planning, 401k, Employee Benefits, Series 7, Retirement, Insurance, Pensions, Investments, Health Insurance
Education
Colorado State University 1986 — 1990
Moffat County High School
Lance Jamerson's NFP Securities Experience April 2006 - April 2009
Job Wealth Manager at Howard Financial Services
Industry Financial Services
Experience
Howard Financial Services October 2013 - Present
Austin Wealth Management November 2011 - September 2013
Revel Financial April 2009 - November 2011
National Financial Partners April 2006 - April 2009
NFP Securities April 2006 - April 2009
NFP April 2006 - April 2009
National Financial Partners 2006 - 2009
National Financial Partners 2006 - 2008
Ameriprise Financial September 2003 - April 2006
American Express Financial Advisors May 2000 - September 2003
Skills
Series 7, Financial Planning, Wealth Management, Estate Planning, Retirement Planning, Investment Advisory, Insurance, Risk Management, Series 24, Succession Planning, Investments, Leadership
Education
The University of Texas at Austin 1996 — 2000
Bachelor of Arts (BA), Economics
The University of Texas at Austin 1996 — 2000
Bachelor's degree, Economics
Howard Financial Services October 2013 - Present
Austin Wealth Management November 2011 - September 2013
Revel Financial April 2009 - November 2011
National Financial Partners April 2006 - April 2009
NFP Securities April 2006 - April 2009
NFP April 2006 - April 2009
National Financial Partners 2006 - 2009
National Financial Partners 2006 - 2008
Ameriprise Financial September 2003 - April 2006
American Express Financial Advisors May 2000 - September 2003
Skills
Series 7, Financial Planning, Wealth Management, Estate Planning, Retirement Planning, Investment Advisory, Insurance, Risk Management, Series 24, Succession Planning, Investments, Leadership
Education
The University of Texas at Austin 1996 — 2000
Bachelor of Arts (BA), Economics
The University of Texas at Austin 1996 — 2000
Bachelor's degree, Economics
Heather Alaniz's NFP Securities Experience July 2006 - Present
Job Supervisor, Producer Compensation at NFP Securities
Industry Financial Services
Experience
NFP Securities July 2006 - Present
NFP Securities February 2002 - July 2006
Education
San Antonio College
NFP Securities July 2006 - Present
NFP Securities February 2002 - July 2006
Education
San Antonio College
Jeremiah Patterson, CFP®'s NFP Securities Experience May 2008 - June 2010
Job Office Manager/Financial Planner at Confidental
Industry Financial Services
Experience
Copelin Financial Advisors July 2009 - Present
NFP Securities May 2008 - June 2010
NFP Securities February 2007 - May 2008
National Financial Partners February 2007 - May 2008
Ameriprise 2006 - 2007
Pilgrim's Pride 2004 - 2005
Pilgrims Pride 2004 - 2005
Skills
Strategic Financial..., Insurance, Series 7, Investments, Asset Managment, Financial Analysis, Risk Management, Series 63, Securities, Wealth Management, Retirement Planning, Equities, Retirement, Investment Advisory, Estate Planning, Portfolio Management
Education
Stephen F. Austin State University 2001 — 2003
Bachelor of Science (BS), Biology, General
Kilgore College 1999 — 2001
Associate of Science (AS)
Copelin Financial Advisors July 2009 - Present
NFP Securities May 2008 - June 2010
NFP Securities February 2007 - May 2008
National Financial Partners February 2007 - May 2008
Ameriprise 2006 - 2007
Pilgrim's Pride 2004 - 2005
Pilgrims Pride 2004 - 2005
Skills
Strategic Financial..., Insurance, Series 7, Investments, Asset Managment, Financial Analysis, Risk Management, Series 63, Securities, Wealth Management, Retirement Planning, Equities, Retirement, Investment Advisory, Estate Planning, Portfolio Management
Education
Stephen F. Austin State University 2001 — 2003
Bachelor of Science (BS), Biology, General
Kilgore College 1999 — 2001
Associate of Science (AS)
Suzanne Feezel's NFP Securities Experience June 2003 - March 2008
Job Founder, Upbeat Marketing
Industry Marketing and Advertising
Experience
Upbeat Marketing January 2010 - Present
Austin T3 March 2008 - July 2010
NFP Securities June 2003 - March 2008
Skills
Content Writing, Social Media, Social Networking, Search Engine Ranking, Marketing Strategy, Marketing Communications, Market Research, Email Marketing, Public Relations, Marketing, Digital Marketing, Marketing Management, Direct Mail, Direct Marketing, Social Media Marketing, Event Planning, SEO, Event Management
Education
The University of Texas at Austin - The Red McCombs School of Business 2000 — 2004
Bachelor of Business Administration (B.B.A.), Marketing
Upbeat Marketing January 2010 - Present
Austin T3 March 2008 - July 2010
NFP Securities June 2003 - March 2008
Skills
Content Writing, Social Media, Social Networking, Search Engine Ranking, Marketing Strategy, Marketing Communications, Market Research, Email Marketing, Public Relations, Marketing, Digital Marketing, Marketing Management, Direct Mail, Direct Marketing, Social Media Marketing, Event Planning, SEO, Event Management
Education
The University of Texas at Austin - The Red McCombs School of Business 2000 — 2004
Bachelor of Business Administration (B.B.A.), Marketing
Aylieff, Brian's NFP Securities Experience Due Diligence AnalystNFP2007 - Present
Job Due Diligence Analyst at NFP Securities
Industry Financial Services
Experience
NFP Securities Due Diligence AnalystNFP2007 - Present
National Financial Partners 2007 - Present
National Financial Partners 2004 - Present
Education
Texas State University 1997 — 2001
NFP Securities Due Diligence AnalystNFP2007 - Present
National Financial Partners 2007 - Present
National Financial Partners 2004 - Present
Education
Texas State University 1997 — 2001
Bredt Norwood's NFP Securities Experience July 2003 - Present
Job General Counsel at NFP Securities
Industry Financial Services
Experience
NFP Securities July 2003 - Present
National Financial Partners Corp. July 2003 - Present
Wells Fargo July 2001 - July 2003
H.D. Vest Financial Services March 1994 - July 2003
McKenzie and Baer November 1989 - March 1994
Education
Southern Methodist University Dedman School of Law 1986 — 1989
JD, Law
The University of Texas at Austin 1982 — 1986
BA, Government
NFP Securities July 2003 - Present
National Financial Partners Corp. July 2003 - Present
Wells Fargo July 2001 - July 2003
H.D. Vest Financial Services March 1994 - July 2003
McKenzie and Baer November 1989 - March 1994
Education
Southern Methodist University Dedman School of Law 1986 — 1989
JD, Law
The University of Texas at Austin 1982 — 1986
BA, Government
Garry Shaw's NFP Securities Experience February 2008 - Present
Job Fixed Income Trader at NFP Securities
Industry Financial Services
Experience
NFP Securities February 2008 - Present
NFP Securities, Inc. February 2008 - 2008
Thomas Group Capital, LLC October 2005 - December 2007
Raymond James September 1997 - October 2002
Simmons National Bank 1994 - 1997
Vining Sparks 1990 - 1994
Education
University of Arkansas 1971 — 1972
accounting
University of Central Arkansas 1965 — 1969
BSE, Mathmatics
NFP Securities February 2008 - Present
NFP Securities, Inc. February 2008 - 2008
Thomas Group Capital, LLC October 2005 - December 2007
Raymond James September 1997 - October 2002
Simmons National Bank 1994 - 1997
Vining Sparks 1990 - 1994
Education
University of Arkansas 1971 — 1972
accounting
University of Central Arkansas 1965 — 1969
BSE, Mathmatics
Mikisha Hooper's NFP Securities Experience 2000 - 2002
Job Family Violence Services Manager at Texas Council on Family Violence
Industry Nonprofit Organization Management
Experience
Texas Council on Family Violence June 2013 - Present
National Domestic Violence Hotline September 2012 - June 2013
National Domestic Violence Hotline October 2010 - August 2012
National Domestic Violence Hotline August 2007 - October 2010
National Domestic Violence Hotline August 2004 - August 2007
Texans for Midwifery-Austin 2003 - 2006
SafePlace July 2002 - December 2004
NFP Securities 2000 - 2002
Skills
Crisis Intervention, Community Organizing, Grant Writing, Fundraising, Community Service, Program & Operations..., Project Management, Social Services, Community Outreach, Mental Health, Program Evaluation, Administrative..., Leadership, Community Development, Youth Development, Non-profit..., Nonprofits, Public Speaking, Program Development, Volunteer Management, Training, Research, Grants, Social Media, Editing
Education
Centenary College of Louisiana 1995 — 2000
B.A., Psychology
Texas Council on Family Violence June 2013 - Present
National Domestic Violence Hotline September 2012 - June 2013
National Domestic Violence Hotline October 2010 - August 2012
National Domestic Violence Hotline August 2007 - October 2010
National Domestic Violence Hotline August 2004 - August 2007
Texans for Midwifery-Austin 2003 - 2006
SafePlace July 2002 - December 2004
NFP Securities 2000 - 2002
Skills
Crisis Intervention, Community Organizing, Grant Writing, Fundraising, Community Service, Program & Operations..., Project Management, Social Services, Community Outreach, Mental Health, Program Evaluation, Administrative..., Leadership, Community Development, Youth Development, Non-profit..., Nonprofits, Public Speaking, Program Development, Volunteer Management, Training, Research, Grants, Social Media, Editing
Education
Centenary College of Louisiana 1995 — 2000
B.A., Psychology
Adam Crooks's NFP Securities Experience April 2006 - July 2013
Job CIS Student
Industry Computer Software
Experience
Westside Church of Christ July 2013 - May 2015
NFP Securities April 2006 - July 2013
Group 1 Automotive May 2004 - May 2005
Education
Texas State Technical College 2003 — 2004
Austin Community College
CJ/LE
Westside Church of Christ July 2013 - May 2015
NFP Securities April 2006 - July 2013
Group 1 Automotive May 2004 - May 2005
Education
Texas State Technical College 2003 — 2004
Austin Community College
CJ/LE
Jeff Custer's NFP Securities Experience November 2010 - Present
Job Trade Supervisor at NFP Securities
Industry Financial Services
Experience
NFP Securities November 2010 - Present
Southwest Securities February 2006 - November 2009
Chase October 2004 - February 2006
Fidelity Investments November 2003 - October 2004
Fidelity Investments July 2000 - November 2003
Edward Jones December 1998 - July 2000
Skills
Series 7, Financial Services, Investments, Portfolio Management, Securities, Banking, Finance, Retirement Planning, Insurance, Trading, Employee Benefits, Financial Advisory, Options, Leadership, Series 63, Training
Education
Southern Methodist University
Bachelor, Business Administration
Southern Methodist University - Cox School of Business
BBA, Marketing
NFP Securities November 2010 - Present
Southwest Securities February 2006 - November 2009
Chase October 2004 - February 2006
Fidelity Investments November 2003 - October 2004
Fidelity Investments July 2000 - November 2003
Edward Jones December 1998 - July 2000
Skills
Series 7, Financial Services, Investments, Portfolio Management, Securities, Banking, Finance, Retirement Planning, Insurance, Trading, Employee Benefits, Financial Advisory, Options, Leadership, Series 63, Training
Education
Southern Methodist University
Bachelor, Business Administration
Southern Methodist University - Cox School of Business
BBA, Marketing
Kelly Dossman's NFP Securities Experience August 2007 - January 2010
Job Financial Advisor at VALIC
Industry Financial Services
Experience
VALIC August 2014 - Present
HD Vest March 2012 - June 2014
NFP Securities August 2007 - January 2010
NFP Securities August 2003 - August 2007
Aflac October 2002 - August 2003
1st University Credit Union March 2001 - October 2002
Nine West July 1998 - October 2000
Scottrade October 1999 - April 2000
Skills
Series 7, Series 63, Life & Health Insurance..., Investment Advisory, Management, Investments, Life Insurance, Equities, Mutual Funds, Wealth Management, Financial Services, Finance, Fixed Income, Alternative Investments, Leadership, FINRA, Retirement, Asset Allocation, Analysis, Bonds, Insurance, Retirement Planning, ETFs, Series 24, Securities, Financial Advisory, Uniform Combined State...
Education
Baylor University 1996 — 1998
BBA, Double Major Economics and Financial Services & Planning
Mclennan Community College 1994 — 1996
Financial Planning and Services
China Spring High School 1990 — 1994
Honors
VALIC August 2014 - Present
HD Vest March 2012 - June 2014
NFP Securities August 2007 - January 2010
NFP Securities August 2003 - August 2007
Aflac October 2002 - August 2003
1st University Credit Union March 2001 - October 2002
Nine West July 1998 - October 2000
Scottrade October 1999 - April 2000
Skills
Series 7, Series 63, Life & Health Insurance..., Investment Advisory, Management, Investments, Life Insurance, Equities, Mutual Funds, Wealth Management, Financial Services, Finance, Fixed Income, Alternative Investments, Leadership, FINRA, Retirement, Asset Allocation, Analysis, Bonds, Insurance, Retirement Planning, ETFs, Series 24, Securities, Financial Advisory, Uniform Combined State...
Education
Baylor University 1996 — 1998
BBA, Double Major Economics and Financial Services & Planning
Mclennan Community College 1994 — 1996
Financial Planning and Services
China Spring High School 1990 — 1994
Honors
John Mouganis's NFP Securities Experience 2002 - 2008
Job Certified Financial Planner at Mouganis Financial Services
Industry Investment Management
Experience
Mouganis Financial Services 2012 - Present
Touchstone Capital, Inc. 2009 - 2012
Touchstone Capital 2009 - 2011
Touchstone Capital 2009 - 2011
NFP Securities 2002 - 2008
Hornor Townsend & Kent 1988 - 2002
Skills
Retirement Planning, Investments, Securities, Retirement, Wealth Management, Finance, Financial Services, Strategic Planning, Investment Management, FINRA, Financial Planning, Financial Planners, Management, Leadership, Financial Advisory, Portfolio Management, Asset Management, Estate Planning, Financial Risk, Financial Analysis
Education
The American College 2011 — 2012
Masters, Financial Services
Institute for Fiduciary Studies 2006 — 2006
Accredited Investment Fiduciary®
The American College 2002 — 2002
Masters of Science in Financial Services, MSFS
College for Financial Planning 1991 — 1991
CERTIFIED FINANCIAL PLANNER™ Practitioner
Westminster College (PA) 1982 — 1986
Bachelor of Arts, Business Administration
Mouganis Financial Services 2012 - Present
Touchstone Capital, Inc. 2009 - 2012
Touchstone Capital 2009 - 2011
Touchstone Capital 2009 - 2011
NFP Securities 2002 - 2008
Hornor Townsend & Kent 1988 - 2002
Skills
Retirement Planning, Investments, Securities, Retirement, Wealth Management, Finance, Financial Services, Strategic Planning, Investment Management, FINRA, Financial Planning, Financial Planners, Management, Leadership, Financial Advisory, Portfolio Management, Asset Management, Estate Planning, Financial Risk, Financial Analysis
Education
The American College 2011 — 2012
Masters, Financial Services
Institute for Fiduciary Studies 2006 — 2006
Accredited Investment Fiduciary®
The American College 2002 — 2002
Masters of Science in Financial Services, MSFS
College for Financial Planning 1991 — 1991
CERTIFIED FINANCIAL PLANNER™ Practitioner
Westminster College (PA) 1982 — 1986
Bachelor of Arts, Business Administration
Michael Elisabeth Taylor's NFP Securities Experience January 2008 - January 2010
Job PATIENT ADVOCACY PROFESSIONAL
Industry Hospital & Health Care
Experience
R Houston Consultants December 2011 - Present
Edward Jones June 2011 - December 2011
NFP Securities January 2008 - January 2010
Waddell & Reed December 2005 - January 2008
Rady Children's Hospital October 1995 - October 2003
Skills
Leadership, Strategic Planning, Policy Analysis and..., Internal & External..., Staff Management, Staff Development, Planning/Organizing, Cultural Sensitivity, Department Budgeting, Building Relationships, Team Building, Problem Solving, Patient Advocacy, Public Speaking, Complaint Management, Microsoft Word, Management, Financial Services, Investments, Social Media, Program Management, Fundraising, Microsoft Office, Marketing, Event Management, Public Relations, Event Planning, Nonprofits
Education
Northern Arizona University 1994 — 1997
Education Specialist, Education
Point Loma Nazarene University 1992 — 1994
Masters, Education
Loyola University Chicago
Point Loma High School
Santa Clara University
Bachelor of Arts, History./Philosophy
R Houston Consultants December 2011 - Present
Edward Jones June 2011 - December 2011
NFP Securities January 2008 - January 2010
Waddell & Reed December 2005 - January 2008
Rady Children's Hospital October 1995 - October 2003
Skills
Leadership, Strategic Planning, Policy Analysis and..., Internal & External..., Staff Management, Staff Development, Planning/Organizing, Cultural Sensitivity, Department Budgeting, Building Relationships, Team Building, Problem Solving, Patient Advocacy, Public Speaking, Complaint Management, Microsoft Word, Management, Financial Services, Investments, Social Media, Program Management, Fundraising, Microsoft Office, Marketing, Event Management, Public Relations, Event Planning, Nonprofits
Education
Northern Arizona University 1994 — 1997
Education Specialist, Education
Point Loma Nazarene University 1992 — 1994
Masters, Education
Loyola University Chicago
Point Loma High School
Santa Clara University
Bachelor of Arts, History./Philosophy
Jerry Korchak's NFP Securities Experience September 2004 - Present
Job Financial Advisor at NFP Securities
Industry Financial Services
Experience
NFP Securities September 2004 - Present
Allstate Financial Services, LLC May 2003 - August 2004
Morgan Stanley October 1989 - December 2002
Skills
Series 7, Retirement Planning, Wealth Management, Mutual Funds, Investment Advisory, Retirement, Series 63, Securities, Investments, Strategic Financial..., Fixed Annuities, Estate Planning, Uniform Combined State..., Equities, Financial Advisory, Asset Management, Alternative Investments, Portfolio Management, FINRA, 401k
Education
Illinois State University
Bachelor of Arts (BA), Economics, Business Administration
NFP Securities September 2004 - Present
Allstate Financial Services, LLC May 2003 - August 2004
Morgan Stanley October 1989 - December 2002
Skills
Series 7, Retirement Planning, Wealth Management, Mutual Funds, Investment Advisory, Retirement, Series 63, Securities, Investments, Strategic Financial..., Fixed Annuities, Estate Planning, Uniform Combined State..., Equities, Financial Advisory, Asset Management, Alternative Investments, Portfolio Management, FINRA, 401k
Education
Illinois State University
Bachelor of Arts (BA), Economics, Business Administration
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY