First Allied Securities, Inc.
Industry: Company
DescriptionFounded: 1994 Parent organization: FAS Holdings, Inc. Subsidiary: First Allied Securities, Inc., Asset Management Arm
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First Allied Securities, Inc. Employees
Employee
Years
Job
Industry
Eric Webster Eric Webster's First Allied Securities, Inc. Experience May 2005 - Present
Job Financial Consultant & Investment Advisor at First Allied Securities
Industry Financial Services
Experience
First Allied Securities, Inc. May 2005 - Present
Round Hill Securities, Inc. February 1997 - May 2005
Norcross Securities Inc. November 1994 - February 1997
Skills
Retirement Planning, Mutual Funds, Financial Services, Series 7, 401k, Investments, Asset Allocation, Portfolio Management, Series 63, IRAs, Insurance, Financial Advisory, Variable Annuities, FINRA, Financial Risk, Foreign Investment, Fixed Annuities, Job Scanning, Wealth Management, Investment Advisory, Asset Managment, 401k Rollovers, Alternative Investments, Securities
Education
University of Arizona 1988 — 1993
BA, Emphasis in Business/Economics/Geography
University of Phoenix 1997 — 1999
MBA, Business
Securities & Insurance licensing
First Allied Securities, Inc. May 2005 - Present
Round Hill Securities, Inc. February 1997 - May 2005
Norcross Securities Inc. November 1994 - February 1997
Skills
Retirement Planning, Mutual Funds, Financial Services, Series 7, 401k, Investments, Asset Allocation, Portfolio Management, Series 63, IRAs, Insurance, Financial Advisory, Variable Annuities, FINRA, Financial Risk, Foreign Investment, Fixed Annuities, Job Scanning, Wealth Management, Investment Advisory, Asset Managment, 401k Rollovers, Alternative Investments, Securities
Education
University of Arizona 1988 — 1993
BA, Emphasis in Business/Economics/Geography
University of Phoenix 1997 — 1999
MBA, Business
Securities & Insurance licensing
Robert Prime Robert Prime's First Allied Securities, Inc. Experience November 2008 - June 2009
Job Sr. Financial Analyst at bioTheranostics
Industry Biotechnology
Experience
bioTheranostics August 2010 - Present
Marriott Hotels July 2007 - January 2011
First Allied Securities, Inc. November 2008 - June 2009
Skills
Finance, Financial Analysis, Financial Modeling, Corporate Finance, Forecasting, Strategic Financial..., Financial Accounting, Cost Accounting, Certified Fraud Examiner, Financial Forecasting, Financial Audits, Managerial Finance, Microsoft Excel, Microsoft Word, SAP ERP, QuickBooks, Financial Planning
Education
California State University-Fullerton, Mihaylo College of Business and Economics 2008 — 2010
Master of Business Administration (M.B.A.), Banking, Corporate, Finance, and Securities Law
California State University-Fullerton 2004 — 2008
Bachelor of Business Administration (B.B.A.), Finance, General
bioTheranostics August 2010 - Present
Marriott Hotels July 2007 - January 2011
First Allied Securities, Inc. November 2008 - June 2009
Skills
Finance, Financial Analysis, Financial Modeling, Corporate Finance, Forecasting, Strategic Financial..., Financial Accounting, Cost Accounting, Certified Fraud Examiner, Financial Forecasting, Financial Audits, Managerial Finance, Microsoft Excel, Microsoft Word, SAP ERP, QuickBooks, Financial Planning
Education
California State University-Fullerton, Mihaylo College of Business and Economics 2008 — 2010
Master of Business Administration (M.B.A.), Banking, Corporate, Finance, and Securities Law
California State University-Fullerton 2004 — 2008
Bachelor of Business Administration (B.B.A.), Finance, General
Chad A. Bunnell - The Tall Bald Guy Chad A. Bunnell - The Tall Bald Guy's First Allied Securities, Inc. Experience 2014 - 2015
Job Managing Partner at First Coast Advisory Group, LLC
Industry Financial Services
Experience
First Coast Advisory Group, LLC May 2014 - Present
The RBC Financial Group May 2014 - Present
First Allied Securities, Inc. 2014 - 2015
First Allied Securities, Inc. 2014 - 2015
First Allied Securities, Inc. 2014 - 2015
New York Life Insurance Company April 2009 - March 2014
Wachovia, A Wells Fargo Company 2008 - 2009
Skills
Fixed Annuities, Retirement Planning, Long-term Care, Educational Consulting, Mutual Funds, Term Life Insurance, Whole Life, College Savings Plans, Universal Life, Variable Life, Guaranteed Lifetime..., Macro Analysis, Asset Protection, Executive Compensation..., Business Owner Planning, 401k Rollovers, Long Term Care Insurance, Disability Insurance, Life Insurance, 401k, Insurance, Retirement, Estate Planning, Small Business, IRAs
Education
University of Kentucky
University of Kentucky
Business Administration
First Coast Advisory Group, LLC May 2014 - Present
The RBC Financial Group May 2014 - Present
First Allied Securities, Inc. 2014 - 2015
First Allied Securities, Inc. 2014 - 2015
First Allied Securities, Inc. 2014 - 2015
New York Life Insurance Company April 2009 - March 2014
Wachovia, A Wells Fargo Company 2008 - 2009
Skills
Fixed Annuities, Retirement Planning, Long-term Care, Educational Consulting, Mutual Funds, Term Life Insurance, Whole Life, College Savings Plans, Universal Life, Variable Life, Guaranteed Lifetime..., Macro Analysis, Asset Protection, Executive Compensation..., Business Owner Planning, 401k Rollovers, Long Term Care Insurance, Disability Insurance, Life Insurance, 401k, Insurance, Retirement, Estate Planning, Small Business, IRAs
Education
University of Kentucky
University of Kentucky
Business Administration
Mark Quinn Mark Quinn's First Allied Securities, Inc. Experience February 2010 - January 2015
Job Director of Regulatory Affairs at Cetera Financial Group
Industry Financial Services
Experience
Cetera Financial Group January 2015 - Present
First Allied Securities, Inc. February 2010 - January 2015
Royal Alliance Associates November 1998 - June 2008
Skills
Alternative Investments, Mutual Funds, Securities, Asset Management, Investments, Series 7, Investment Advisory, Asset Allocation, FINRA, Wealth Management
Education
University of Denver 1978 — 1981
Master of Business Administration (M.B.A.), Business Administration
University of Denver 1978 — 1981
Doctor of Law (J.D.), Law
Arizona State University 1975 — 1978
Bachelor of Science (B.S.), Finance
Cetera Financial Group January 2015 - Present
First Allied Securities, Inc. February 2010 - January 2015
Royal Alliance Associates November 1998 - June 2008
Skills
Alternative Investments, Mutual Funds, Securities, Asset Management, Investments, Series 7, Investment Advisory, Asset Allocation, FINRA, Wealth Management
Education
University of Denver 1978 — 1981
Master of Business Administration (M.B.A.), Business Administration
University of Denver 1978 — 1981
Doctor of Law (J.D.), Law
Arizona State University 1975 — 1978
Bachelor of Science (B.S.), Finance
Jean Merriman's First Allied Securities, Inc. Experience April 2014 - September 2015
Job Experienced Due Diligence Professional Looking for Consulting Work for BD's, Sponsors and Third Party DD Firms
Industry Financial Services
Experience
Consultant - Due Diligence September 2015 - Present
First Allied Securities, Inc. April 2014 - September 2015
First Allied Securities August 2002 - September 2015
Millennium Financial 1999 - 2002
Insight Securities & Trading 1996 - 1998
Southwest Business Corporation 1993 - 1996
Skills
Due Diligence, Business Process..., Alternative Investments, Relationship Management, Marketing, Mutual Funds, Investment Advisory, Financial Analysis, Budget, Securities, Series 24, Investments, Asset Managment, Private Equity, Investment Strategies, Hedge Funds, Wealth Management, Series 7, Series 65, Portfolio Management, Asset Allocation, Equities, Risk Management, Series 63, Series 27
Education
University of Missouri-Saint Louis 1988 — 1990
BSBA, Management & Organizational Behavior
The University of Texas at Arlington 1986 — 1988
Consultant - Due Diligence September 2015 - Present
First Allied Securities, Inc. April 2014 - September 2015
First Allied Securities August 2002 - September 2015
Millennium Financial 1999 - 2002
Insight Securities & Trading 1996 - 1998
Southwest Business Corporation 1993 - 1996
Skills
Due Diligence, Business Process..., Alternative Investments, Relationship Management, Marketing, Mutual Funds, Investment Advisory, Financial Analysis, Budget, Securities, Series 24, Investments, Asset Managment, Private Equity, Investment Strategies, Hedge Funds, Wealth Management, Series 7, Series 65, Portfolio Management, Asset Allocation, Equities, Risk Management, Series 63, Series 27
Education
University of Missouri-Saint Louis 1988 — 1990
BSBA, Management & Organizational Behavior
The University of Texas at Arlington 1986 — 1988
Deborah Riherd Deborah Riherd's First Allied Securities, Inc. Experience May 1996 - August 1997
Job Senior Associate attorney at Devlin Naylor & Turbyfill PLLC
Industry Law Practice
Experience
Devlin Naylor & Turbyfill PLLC August 2004 - Present
Texas Court of Criminal Appeals August 2003 - July 2004
Maloney, Martin & Mitchell LLP June 2002 - August 2003
T. Wade Welch & Associates May 2001 - May 2002
AIM Mgmt. Group, Inc. September 1997 - January 2000
First Allied Securities, Inc. May 1996 - August 1997
Skills
Legal Writing, Litigation, Commercial Litigation, Legal Research, Civil Litigation, Appeals, Hearings, Criminal Defense, Motions, Business Litigation, Courts, Depositions, Appellate Practice, Transactional Law, Family Law
Education
South Texas College of Law 2000 — 2002
J.D. cum laude, law
University of Houston 1990 — 1991
Bachelor of Arts, Political Science - Pre-Law
Devlin Naylor & Turbyfill PLLC August 2004 - Present
Texas Court of Criminal Appeals August 2003 - July 2004
Maloney, Martin & Mitchell LLP June 2002 - August 2003
T. Wade Welch & Associates May 2001 - May 2002
AIM Mgmt. Group, Inc. September 1997 - January 2000
First Allied Securities, Inc. May 1996 - August 1997
Skills
Legal Writing, Litigation, Commercial Litigation, Legal Research, Civil Litigation, Appeals, Hearings, Criminal Defense, Motions, Business Litigation, Courts, Depositions, Appellate Practice, Transactional Law, Family Law
Education
South Texas College of Law 2000 — 2002
J.D. cum laude, law
University of Houston 1990 — 1991
Bachelor of Arts, Political Science - Pre-Law
James Mastri James Mastri's First Allied Securities, Inc. Experience May 2005 - March 2007
Job Senior Software Engineer in Test / Automation Guru
Industry Financial Services
Experience
Intuit February 2014 - Present
Intuit September 2013 - February 2014
Sony Online Entertainment August 2010 - October 2013
Sony Online Entertainment April 2009 - August 2010
Sony Online Entertainment April 2007 - April 2009
First Allied Securities, Inc May 2005 - March 2007
Accredited Home Lenders September 2004 - January 2005
Advoy at Baxter Healthcare March 2003 - August 2004
Skills
Testing, Test Automation, User Acceptance Testing, Test Planning, Selenium, SDLC, Manual Testing, Java, JavaScript, jQuery UI, jQuery, Web Design, Web Development, Website Development, CSS, JSON, Servlets, DHTML, QTP, MySQL, Web Applications, SQL, XML, User Interface, Eclipse, Software Development, Programming, Visual Basic, Software Quality..., REST, Web Services, SOAP, Apache, Software Engineering, Databases, Web Testing, Agile Methodologies, Maven, Perforce, PHP, AJAX, HTML, JMeter, WebSockets, JUnit, Distributed Systems, Team Management, Backbone.js, Design Patterns, TestNG
Education
University of California, San Diego 1998 — 2003
Mathmatics / Computer Science
Intuit February 2014 - Present
Intuit September 2013 - February 2014
Sony Online Entertainment August 2010 - October 2013
Sony Online Entertainment April 2009 - August 2010
Sony Online Entertainment April 2007 - April 2009
First Allied Securities, Inc May 2005 - March 2007
Accredited Home Lenders September 2004 - January 2005
Advoy at Baxter Healthcare March 2003 - August 2004
Skills
Testing, Test Automation, User Acceptance Testing, Test Planning, Selenium, SDLC, Manual Testing, Java, JavaScript, jQuery UI, jQuery, Web Design, Web Development, Website Development, CSS, JSON, Servlets, DHTML, QTP, MySQL, Web Applications, SQL, XML, User Interface, Eclipse, Software Development, Programming, Visual Basic, Software Quality..., REST, Web Services, SOAP, Apache, Software Engineering, Databases, Web Testing, Agile Methodologies, Maven, Perforce, PHP, AJAX, HTML, JMeter, WebSockets, JUnit, Distributed Systems, Team Management, Backbone.js, Design Patterns, TestNG
Education
University of California, San Diego 1998 — 2003
Mathmatics / Computer Science
Ria Gost Ria Gost's First Allied Securities, Inc. Experience May 2014 - December 2014
Job Sr. Compliance Analyst, CUSO Financial Services, LP / Sorrento Pacific LLC
Industry Financial Services
Experience
CUSO Financial Services, LP January 2015 - Present
Financial Industry Regulatory Authority (FINRA) August 2013 - Present
WorldMeets.US January 2007 - Present
First Allied Securities, Inc. May 2014 - December 2014
Compliance And Operations Solutions (CAOS) May 2013 - April 2014
The Retirement Group September 2013 - December 2013
Law Office of David Sean Dufek May 2013 - August 2013
Sprott Asset Management USA Inc. December 2005 - August 2012
Sprott Global Resource Investments, Ltd March 2002 - August 2012
Taipei Times August 2000 - January 2002
Skills
Investments, Due Diligence, Equities, Finance, Hedge Funds, Securities, Mutual Funds, Financial Risk, Alternative Investments, Management, Risk Management, Capital Markets, Trading, Investment Management, Venture Capital, Asset Management, Investor Relations, Financial Analysis, Series 63, Economics, Financial Markets, Private Equity, Investment Banking, Series 7, Asset Managment, Series 6, 7, 63, 24,...
Education
Scripps College 1992 — 1996
Bachelor of Arts (BA), International Business
National University 2013 — 2015
Masters degree, Psychology
CUSO Financial Services, LP January 2015 - Present
Financial Industry Regulatory Authority (FINRA) August 2013 - Present
WorldMeets.US January 2007 - Present
First Allied Securities, Inc. May 2014 - December 2014
Compliance And Operations Solutions (CAOS) May 2013 - April 2014
The Retirement Group September 2013 - December 2013
Law Office of David Sean Dufek May 2013 - August 2013
Sprott Asset Management USA Inc. December 2005 - August 2012
Sprott Global Resource Investments, Ltd March 2002 - August 2012
Taipei Times August 2000 - January 2002
Skills
Investments, Due Diligence, Equities, Finance, Hedge Funds, Securities, Mutual Funds, Financial Risk, Alternative Investments, Management, Risk Management, Capital Markets, Trading, Investment Management, Venture Capital, Asset Management, Investor Relations, Financial Analysis, Series 63, Economics, Financial Markets, Private Equity, Investment Banking, Series 7, Asset Managment, Series 6, 7, 63, 24,...
Education
Scripps College 1992 — 1996
Bachelor of Arts (BA), International Business
National University 2013 — 2015
Masters degree, Psychology
Michelle Hu Michelle Hu's First Allied Securities, Inc. Experience June 2006 - Present
Job
Industry Financial Services
Experience
First Allied Securities, Inc. June 2006 - Present
Interfirst Capital Corporation September 1995 - June 2006
Varian, Inc. 1987 - 1993
Education
MBA, San Jose State University 1982 — 1985
Master of Business Administration (MBA), Finance, General
University of Illinois at Urbana-Champaign 1976 — 1978
Master in Education, Early Childhood Education
National Taiwan University 1971 — 1975
Bachelor's degree, Philosophy
First Allied Securities, Inc. June 2006 - Present
Interfirst Capital Corporation September 1995 - June 2006
Varian, Inc. 1987 - 1993
Education
MBA, San Jose State University 1982 — 1985
Master of Business Administration (MBA), Finance, General
University of Illinois at Urbana-Champaign 1976 — 1978
Master in Education, Early Childhood Education
National Taiwan University 1971 — 1975
Bachelor's degree, Philosophy
Don Allenbrand's First Allied Securities, Inc. Experience May 2008 - Present
Job Founder/President at Wealth Enhancement Group, Inc.
Industry Investment Management
Experience
First Allied Securities, Inc. May 2008 - Present
Wealth Enhancement Group, Inc. April 1992 - Present
FFP Securities, Inc./FFP Advisory Services Inc. April 1992 - May 2008
Robert W. Baird & Co. January 1991 - May 1992
Northwestern Mutual Investment Services January 1991 - May 1992
Linsco/Private Ledger Corp. August 1989 - December 1990
Donald D Allenbrand, CPA, PC December 1979 - August 1989
Arthur Andersen & Co. December 1973 - December 1979
United States Air Force March 1967 - December 1970
Skills
Wealth Management, Portfolio Management, Estate Planning, Financial Advisory, Retirement Planning, Financial Planning, Securities, Investments, Finance, Asset Management, Financial Services, Wealth, Investment Advisory, Wealth Management...
Education
Cannon Financial Institute - Georgia Tech 2008 — 2008
Certified Wealth Strategist®, Certified Wealth Strategist® (CWS®) Certification Courses
Cannon Financial Institute - Duke University 2007 — 2007
Certified Wealth Strategist®, Certified Wealth Strategist® (CWS®) Certification Courses
Northwest Missouri State University 1970 — 1973
Bachelor of Science (BS), Accounting, Highest Honors
Cannon Financial
Cannon Financial
First Allied Securities, Inc. May 2008 - Present
Wealth Enhancement Group, Inc. April 1992 - Present
FFP Securities, Inc./FFP Advisory Services Inc. April 1992 - May 2008
Robert W. Baird & Co. January 1991 - May 1992
Northwestern Mutual Investment Services January 1991 - May 1992
Linsco/Private Ledger Corp. August 1989 - December 1990
Donald D Allenbrand, CPA, PC December 1979 - August 1989
Arthur Andersen & Co. December 1973 - December 1979
United States Air Force March 1967 - December 1970
Skills
Wealth Management, Portfolio Management, Estate Planning, Financial Advisory, Retirement Planning, Financial Planning, Securities, Investments, Finance, Asset Management, Financial Services, Wealth, Investment Advisory, Wealth Management...
Education
Cannon Financial Institute - Georgia Tech 2008 — 2008
Certified Wealth Strategist®, Certified Wealth Strategist® (CWS®) Certification Courses
Cannon Financial Institute - Duke University 2007 — 2007
Certified Wealth Strategist®, Certified Wealth Strategist® (CWS®) Certification Courses
Northwest Missouri State University 1970 — 1973
Bachelor of Science (BS), Accounting, Highest Honors
Cannon Financial
Cannon Financial
Tim Wells's First Allied Securities, Inc. Experience Sr. Systems EngineerLocal CorporationMay 2012 - June 2015
Job Systems Engineer at First Allied Securities, Inc.
Industry Information Technology and Services
Experience
First Allied Securities, Inc. Sr. Systems EngineerLocal CorporationMay 2012 - June 2015
Allied Digital January 2012 - May 2012
AUTOCLUB ENTERPRISES (Auto Club Southern California and affiliates) August 2007 - January 2012
AMERIQUEST MORTGAGE November 2004 - August 2007
CONTRACTOR - DEVELOPMENT GURU February 2004 - November 2004
SASCO Electric April 2002 - December 2003
Skills
Windows Server, Microsoft Exchange, DHCP, TCP/IP, Video Conferencing, Active Directory, DNS, Servers, Troubleshooting, Disaster Recovery, Virtualization, Data Center, System Administration, Firewalls, Windows 7, ITIL, Integration, IT Management, SAN, VMware, Blackberry Enterprise..., HP, Operating Systems, Hardware, Microsoft SQL Server, Networking, System Deployment, Powershell, Infrastructure, Cluster, Storage
Education
California State University-Long Beach 2000 — 2002
Bachelors of Science, Business Administration Specializing in Information Systems
California Polytechnic State University-San Luis Obispo 1997 — 1998
Engineering, Information Systems
First Allied Securities, Inc. Sr. Systems EngineerLocal CorporationMay 2012 - June 2015
Allied Digital January 2012 - May 2012
AUTOCLUB ENTERPRISES (Auto Club Southern California and affiliates) August 2007 - January 2012
AMERIQUEST MORTGAGE November 2004 - August 2007
CONTRACTOR - DEVELOPMENT GURU February 2004 - November 2004
SASCO Electric April 2002 - December 2003
Skills
Windows Server, Microsoft Exchange, DHCP, TCP/IP, Video Conferencing, Active Directory, DNS, Servers, Troubleshooting, Disaster Recovery, Virtualization, Data Center, System Administration, Firewalls, Windows 7, ITIL, Integration, IT Management, SAN, VMware, Blackberry Enterprise..., HP, Operating Systems, Hardware, Microsoft SQL Server, Networking, System Deployment, Powershell, Infrastructure, Cluster, Storage
Education
California State University-Long Beach 2000 — 2002
Bachelors of Science, Business Administration Specializing in Information Systems
California Polytechnic State University-San Luis Obispo 1997 — 1998
Engineering, Information Systems
John Suazo John Suazo's First Allied Securities, Inc. Experience March 2015 - June 2015
Job Systems Administrator & Network Security Analyst
Industry Information Technology and Services
Experience
First Allied Securities, Inc. March 2015 - June 2015
ASI System Integration 2012 - January 2014
Skills
IT Service Management, Active Directory, Windows Server, Microsoft Exchange, SharePoint, Ticketing Software, Windows 7, System Administration, Entitlements, Onboarding, Offboarding, Virtualization, Computer Hardware, Disaster Recovery, Troubleshooting, Technical Support, Operating Systems, Data Center, Hardware, RDP, WebEx, Cisco VoIP, Office 365, MDT, SCCM
Education
DeVry University
Network Communications & Management, Jr.
First Allied Securities, Inc. March 2015 - June 2015
ASI System Integration 2012 - January 2014
Skills
IT Service Management, Active Directory, Windows Server, Microsoft Exchange, SharePoint, Ticketing Software, Windows 7, System Administration, Entitlements, Onboarding, Offboarding, Virtualization, Computer Hardware, Disaster Recovery, Troubleshooting, Technical Support, Operating Systems, Data Center, Hardware, RDP, WebEx, Cisco VoIP, Office 365, MDT, SCCM
Education
DeVry University
Network Communications & Management, Jr.
Garrett Merrill's First Allied Securities, Inc. Experience July 2007 - August 2009
Job Managing Director, Supervision at First Allied Securities
Industry Financial Services
Experience
First Allied Securities August 2009 - Present
First Allied Securities, Inc. July 2007 - August 2009
Protiviti November 2006 - July 2007
Northern Trust Corporation November 2003 - October 2006
Howe Barnes Investments, Inc. January 2001 - October 2003
Skills
Series 4, Series 7, Series 24, Series 51, Series 63, Series 65, Risk Management, Regulatory Affairs, Supervision, Compliance, Securities, Investment Advisory, Equities, Fixed Income, Mutual Funds, Alternative Investments
Education
DePaul University
Bachelor of Science (B.S.), Finance
First Allied Securities August 2009 - Present
First Allied Securities, Inc. July 2007 - August 2009
Protiviti November 2006 - July 2007
Northern Trust Corporation November 2003 - October 2006
Howe Barnes Investments, Inc. January 2001 - October 2003
Skills
Series 4, Series 7, Series 24, Series 51, Series 63, Series 65, Risk Management, Regulatory Affairs, Supervision, Compliance, Securities, Investment Advisory, Equities, Fixed Income, Mutual Funds, Alternative Investments
Education
DePaul University
Bachelor of Science (B.S.), Finance
Brian D. Kim, CFA Brian D. Kim, CFA's First Allied Securities, Inc. Experience April 2015 - Present
Job Product Manager, Wealth Management at First Allied Securities, Inc.
Industry Financial Services
Experience
First Allied Securities, Inc. April 2015 - Present
LPL Financial October 2013 - March 2015
LPL Financial January 2012 - September 2013
TD Ameritrade September 2010 - December 2011
Skills
Series 7, Investments, Equities, Mutual Funds, Series 63, Portfolio Management, Microsoft Excel
Education
University of California, San Diego 2004 — 2009
B.A., Economics
University of California, San Diego
Minor, Biology
First Allied Securities, Inc. April 2015 - Present
LPL Financial October 2013 - March 2015
LPL Financial January 2012 - September 2013
TD Ameritrade September 2010 - December 2011
Skills
Series 7, Investments, Equities, Mutual Funds, Series 63, Portfolio Management, Microsoft Excel
Education
University of California, San Diego 2004 — 2009
B.A., Economics
University of California, San Diego
Minor, Biology
Terry Garland Terry Garland's First Allied Securities, Inc. Experience 2008 - 2015
Job CEO at Garland and Associates
Industry Financial Services
Experience
Garland and Associates 1992 - Present
First Allied Securities, Inc. 2008 - 2015
First Allied Securities, Inc. 2008 - 2015
Skills
Customer Service, Financial Advisory, Wealth Management, Retirement Planning, Retirement Benefits for..., Estate Planning, Succession Planning, Investment Advisory, Strategic Financial..., Promotions, Client Relations Skills, Personal Finance, Business Development, Finance, Financial Planning
Education
Drake University
University of Pennsylvania - The Wharton School
Garland and Associates 1992 - Present
First Allied Securities, Inc. 2008 - 2015
First Allied Securities, Inc. 2008 - 2015
Skills
Customer Service, Financial Advisory, Wealth Management, Retirement Planning, Retirement Benefits for..., Estate Planning, Succession Planning, Investment Advisory, Strategic Financial..., Promotions, Client Relations Skills, Personal Finance, Business Development, Finance, Financial Planning
Education
Drake University
University of Pennsylvania - The Wharton School
James Ison, MSA, CFP ® James Ison, MSA, CFP ®'s First Allied Securities, Inc. Experience January 2010 - October 2013
Job CFP ® practitioner and tax planner for professionals and retirees.
Industry Financial Services
Experience
Ison Financial Planning October 2013 - Present
Ison Tax & Accounting January 2014 - Present
Hermening Financial Group LLC January 2010 - October 2013
First Allied Securities, Inc. January 2010 - October 2013
AXA Advisors January 2006 - December 2009
US Army May 1997 - May 2006
Skills
Retirement Planning, Financial Advisory, Strategic Financial..., Financial Planning, Retirement, Investments, Wealth Management, Finance, Insurance, Financial Analysis, Series 7, IRAs, Wealth, Tax, Portfolio Management, Business Planning, Asset Allocation, Financial Planners, Wealth Transfer, Wealth Preservation, Personal Finance, Estate Planning, Mutual Funds, Investment Advisory, 401k, Fixed Annuities, Securities, Investment Management, Wealth Accumulation, Financial Goals, Certified Financial..., Roth IRA, FINRA, Tax Preparation, Tax Accounting, Personal Tax Planning, Tax Returns, Traditional IRA, SEP IRA, Simple IRA, Life Insurance, Small Business Tax, Public Speaking
Education
Kaplan University-Davenport Campus 2013 — 2015
Masters of Science in Accounting, Taxation, 4.0
University of Wisconsin-Whitewater 2004 — 2006
BBA-Finance, Emphasis: Financial Planning
University of Wisconsin-Marathon County 2000 — 2004
Associates, General
Ison Financial Planning October 2013 - Present
Ison Tax & Accounting January 2014 - Present
Hermening Financial Group LLC January 2010 - October 2013
First Allied Securities, Inc. January 2010 - October 2013
AXA Advisors January 2006 - December 2009
US Army May 1997 - May 2006
Skills
Retirement Planning, Financial Advisory, Strategic Financial..., Financial Planning, Retirement, Investments, Wealth Management, Finance, Insurance, Financial Analysis, Series 7, IRAs, Wealth, Tax, Portfolio Management, Business Planning, Asset Allocation, Financial Planners, Wealth Transfer, Wealth Preservation, Personal Finance, Estate Planning, Mutual Funds, Investment Advisory, 401k, Fixed Annuities, Securities, Investment Management, Wealth Accumulation, Financial Goals, Certified Financial..., Roth IRA, FINRA, Tax Preparation, Tax Accounting, Personal Tax Planning, Tax Returns, Traditional IRA, SEP IRA, Simple IRA, Life Insurance, Small Business Tax, Public Speaking
Education
Kaplan University-Davenport Campus 2013 — 2015
Masters of Science in Accounting, Taxation, 4.0
University of Wisconsin-Whitewater 2004 — 2006
BBA-Finance, Emphasis: Financial Planning
University of Wisconsin-Marathon County 2000 — 2004
Associates, General
Dan Mayes, CWS®, CExP™ Dan Mayes, CWS®, CExP™'s First Allied Securities, Inc. Experience January 2014 - Present
Job SVP Succession Planning and Business Acquisition at First Allied Securities, Inc.
Industry Financial Services
Experience
First Allied Securities, Inc. January 2014 - Present
First Allied Securities, Inc. June 2012 - December 2013
First Allied Securities, Inc. February 2008 - June 2012
Skills
Financial Analysis, Business Analysis, Investments, Risk Management, Finance, Strategic Financial..., Succession Planning, Business Acquisition, Consulting
Education
Fort Lewis College 1985 — 1989
Business Administration, Finance
First Allied Securities, Inc. January 2014 - Present
First Allied Securities, Inc. June 2012 - December 2013
First Allied Securities, Inc. February 2008 - June 2012
Skills
Financial Analysis, Business Analysis, Investments, Risk Management, Finance, Strategic Financial..., Succession Planning, Business Acquisition, Consulting
Education
Fort Lewis College 1985 — 1989
Business Administration, Finance
Lauren Rogers Lauren Rogers's First Allied Securities, Inc. Experience May 2010 - August 2010
Job Client Relations Manager at Lodestar, LLC
Industry Marketing and Advertising
Experience
Lodestar LLC December 2013 - Present
Poole & TenBroeck Wealth Management Group February 2013 - November 2013
Ivera Medical Corporation August 2012 - February 2013
First Allied Securities, Inc May 2010 - August 2010
Skills
Microsoft Office, Microsoft Excel, PowerPoint, Microsoft Word, Customer Service, Research, Financial Analysis, Financial Reporting, Communication Skills, Business Writing, Presenter, Business Planning, CRM, Sales, Communication
Education
University of Colorado - Leeds School of Business 2008 — 2012
Bachelor of Science, Business Administration with a Finance Emphasis, 3.2
University of New Haven 2011 — 2011
Study Abroad Program in Barcelona, Spain, International Business, 3.5
Lodestar LLC December 2013 - Present
Poole & TenBroeck Wealth Management Group February 2013 - November 2013
Ivera Medical Corporation August 2012 - February 2013
First Allied Securities, Inc May 2010 - August 2010
Skills
Microsoft Office, Microsoft Excel, PowerPoint, Microsoft Word, Customer Service, Research, Financial Analysis, Financial Reporting, Communication Skills, Business Writing, Presenter, Business Planning, CRM, Sales, Communication
Education
University of Colorado - Leeds School of Business 2008 — 2012
Bachelor of Science, Business Administration with a Finance Emphasis, 3.2
University of New Haven 2011 — 2011
Study Abroad Program in Barcelona, Spain, International Business, 3.5
Michelle St. Marie Michelle St. Marie's First Allied Securities, Inc. Experience June 2013 - August 2014
Job Staff Writer at The Odyssey // Olympia Media Group
Industry Marketing and Advertising
Experience
First Allied Securities June 2013 - Present
The Odyssey // Olympia Media Group August 2014 - Present
The Bay Club Company May 2013 - Present
First Allied Securities, Inc. June 2013 - August 2014
Skills
PowerPoint, Social Media, Marketing, Microsoft Word, Customer Service, Microsoft Office, Microsoft Excel, Time Management, Data Entry, Research, Photography, Communication, Advertising, Photoshop, InDesign
Education
Penn State University 2012 — 2016
Communications, Advertising, Junior
IES Barcelona
Business and Liberal Arts
Cathedral Catholic High School 2008 — 2012
GED
First Allied Securities June 2013 - Present
The Odyssey // Olympia Media Group August 2014 - Present
The Bay Club Company May 2013 - Present
First Allied Securities, Inc. June 2013 - August 2014
Skills
PowerPoint, Social Media, Marketing, Microsoft Word, Customer Service, Microsoft Office, Microsoft Excel, Time Management, Data Entry, Research, Photography, Communication, Advertising, Photoshop, InDesign
Education
Penn State University 2012 — 2016
Communications, Advertising, Junior
IES Barcelona
Business and Liberal Arts
Cathedral Catholic High School 2008 — 2012
GED
Dan Cavise Dan Cavise's First Allied Securities, Inc. Experience September 2015 - Present
Job Wealth Manager at First Allied Securities, Inc.
Industry Investment Management
Experience
First Allied Securities, Inc. September 2015 - Present
Gateway Investments LLC January 2008 - August 2015
Merrill Lynch December 2006 - January 2008
Skills
Investment Advisory, Retirement Planning, Investments, Series 7, Wealth Management, Asset Allocation, Bloomberg, Estate Planning, Securities, Series 63, Mutual Funds, Equities, Investment Strategies, Retirement, Fixed Annuities, Strategic Financial..., Fixed Income, Financial Analysis, Alternative Investments, Portfolio Management, Financial Markets, Financial Modeling, Options, Finance
Education
American University 2000 — 2004
BA, Finance and Public Communication
First Allied Securities, Inc. September 2015 - Present
Gateway Investments LLC January 2008 - August 2015
Merrill Lynch December 2006 - January 2008
Skills
Investment Advisory, Retirement Planning, Investments, Series 7, Wealth Management, Asset Allocation, Bloomberg, Estate Planning, Securities, Series 63, Mutual Funds, Equities, Investment Strategies, Retirement, Fixed Annuities, Strategic Financial..., Fixed Income, Financial Analysis, Alternative Investments, Portfolio Management, Financial Markets, Financial Modeling, Options, Finance
Education
American University 2000 — 2004
BA, Finance and Public Communication
G. Brad Fries, CFP, EA , CWS G. Brad Fries, CFP, EA , CWS's First Allied Securities, Inc. Experience February 2000 - Present
Job Applied Financial Management, LLC
Industry Financial Services
Experience
First Allied Securities, Inc. February 2000 - Present
Applied Financial Management LLC December 1985 - Present
Skills
Certified Financial..., IRS Enrolled Agent, Certified Wealth..., Securities, Investments, Financial Services, FINRA, Series 7, Uniform Combined State..., Retirement Planning, Investment Advisory, Financial Advisory, Wealth Management, Series 63, IRAs, Asset Allocation, Retirement, Mutual Funds, Series 24, Estate Planning, Fixed Annuities, 401k, Strategic Financial...
Education
University of Phoenix 1994 — 1997
BS, Business Administration
Pacific Palisades High School 1970 — 1973
First Allied Securities, Inc. February 2000 - Present
Applied Financial Management LLC December 1985 - Present
Skills
Certified Financial..., IRS Enrolled Agent, Certified Wealth..., Securities, Investments, Financial Services, FINRA, Series 7, Uniform Combined State..., Retirement Planning, Investment Advisory, Financial Advisory, Wealth Management, Series 63, IRAs, Asset Allocation, Retirement, Mutual Funds, Series 24, Estate Planning, Fixed Annuities, 401k, Strategic Financial...
Education
University of Phoenix 1994 — 1997
BS, Business Administration
Pacific Palisades High School 1970 — 1973
Dan Sackman Dan Sackman's First Allied Securities, Inc. Experience January 2011 - Present
Job Financial Consultant at First Allied Securities
Industry Financial Services
Experience
First Allied Securities, Inc. January 2011 - Present
Skills
Retirement, Fixed Annuities, Series 7, Series 63, Retirement Planning, 401k, Health Insurance, Long-term Care, Investments, Mutual Funds, Insurance, Financial Planning, Estate Planning, Variable Annuities, Long Term Care Insurance, Life Insurance, FINRA, Financial Analysis, Strategic Financial..., Small Business, Retirement Income...
Education
Eastern Illinois University 2005 — 2010
BS, Finance, Management
Florida State University 2004 — 2005
BS, Business Management
Warren Township High School 2000 — 2004
First Allied Securities, Inc. January 2011 - Present
Skills
Retirement, Fixed Annuities, Series 7, Series 63, Retirement Planning, 401k, Health Insurance, Long-term Care, Investments, Mutual Funds, Insurance, Financial Planning, Estate Planning, Variable Annuities, Long Term Care Insurance, Life Insurance, FINRA, Financial Analysis, Strategic Financial..., Small Business, Retirement Income...
Education
Eastern Illinois University 2005 — 2010
BS, Finance, Management
Florida State University 2004 — 2005
BS, Business Management
Warren Township High School 2000 — 2004
Jon Topolski's First Allied Securities, Inc. Experience August 2009 - Present
Job Vice President Texas Region at Vineyard Financial Group
Industry Financial Services
Experience
Vineyard Financial Group August 2009 - Present
Vineyard Tax Preparation and Management January 2013 - Present
First Allied Securities Inc. August 2009 - Present
St. Stephen's Episcopal School January 2011 - May 2011
UBS Financial Services September 2005 - April 2009
Houston Astros June 1999 - April 2005
Skills
Investment Advisory, Financial Advisory, Finance, Employee Benefits, Analysis, Retirement Planning, Strategic Financial..., Retirement, Series 7, Investments, Wealth Management, Series 63, Estate Planning, Asset Allocation, Mutual Funds, Project Planning, Securities, 401k, Portfolio Management, Asset Management
Education
Baylor University 1995 — 2000
BBA, Finance, Financial Services Planning
Vineyard Financial Group August 2009 - Present
Vineyard Tax Preparation and Management January 2013 - Present
First Allied Securities Inc. August 2009 - Present
St. Stephen's Episcopal School January 2011 - May 2011
UBS Financial Services September 2005 - April 2009
Houston Astros June 1999 - April 2005
Skills
Investment Advisory, Financial Advisory, Finance, Employee Benefits, Analysis, Retirement Planning, Strategic Financial..., Retirement, Series 7, Investments, Wealth Management, Series 63, Estate Planning, Asset Allocation, Mutual Funds, Project Planning, Securities, 401k, Portfolio Management, Asset Management
Education
Baylor University 1995 — 2000
BBA, Finance, Financial Services Planning
Christopher Douglas Smith Christopher Douglas Smith's First Allied Securities, Inc. Experience August 2012 - December 2012
Job Alternative Energy Solutions Coordinator
Industry Renewables & Environment
Experience
The Labor Management Cooperation Committee with NECA & The IBEW August 2013 - Present
E-Capital Development November 2013 - Present
Umarov Construction Inc. May 2011 - Present
ProAutomated January 2013 - July 2013
First Allied Securities Inc. August 2012 - December 2012
Collegium Housing and Parking May 2010 - September 2011
Skills
Renewable Energy, Energy Efficiency, Microsoft Office, Finance, Oil & Gas Industry, Business Development, Stock Trading, Alternative Energy, Leadership, Energy Engineering, Public Speaking, Lighting Controls, Economic Forecasting, Data Analysis, Hedging, Econometrics, Securities Market, Team Leadership, Commodity Markets, Stock Management, Commodity Risk..., Financial Risk..., Microsoft Excel, Solar System Design, Construction Finance
Education
Penn State University 2008 — 2012
Bachelor of Applied Science (B.A.Sc.), Energy Business, and Finance, 3.65
The Labor Management Cooperation Committee with NECA & The IBEW August 2013 - Present
E-Capital Development November 2013 - Present
Umarov Construction Inc. May 2011 - Present
ProAutomated January 2013 - July 2013
First Allied Securities Inc. August 2012 - December 2012
Collegium Housing and Parking May 2010 - September 2011
Skills
Renewable Energy, Energy Efficiency, Microsoft Office, Finance, Oil & Gas Industry, Business Development, Stock Trading, Alternative Energy, Leadership, Energy Engineering, Public Speaking, Lighting Controls, Economic Forecasting, Data Analysis, Hedging, Econometrics, Securities Market, Team Leadership, Commodity Markets, Stock Management, Commodity Risk..., Financial Risk..., Microsoft Excel, Solar System Design, Construction Finance
Education
Penn State University 2008 — 2012
Bachelor of Applied Science (B.A.Sc.), Energy Business, and Finance, 3.65
Marcus Silverberg Marcus Silverberg's First Allied Securities, Inc. Experience December 2014 - Present
Job Sr. Financial Advisor at First Allied Securities
Industry Financial Services
Experience
First Allied Securities, Inc. December 2014 - Present
Skills
Securities, Investments, Series 7, Retirement Planning, Series 63, Insurance, Investment Advisory, Wealth Management, Finance, Series 65, IRAs, Mutual Funds, 401k, Financial Services, Retirement, Portfolio Management, Asset Allocation, Fixed Annuities, Investment Strategies, Uniform Combined State..., 401k Rollovers, Alternative Investments, Asset Management, Strategic Financial..., Fixed Income, Investment Management, Series 24, Separately Managed..., Wealth, Financial Planners, Life Insurance, Equities, Wealth Management..., 529 Plans, Roth IRA, Financial Risk, Wealth Accumulation, Long-term Care, Risk Management, Series 6, Disability Insurance, Bonds, Financial Markets, Hedge Funds, Long Term Care Insurance, Options, Stocks, Term Life Insurance, Trading, Client Counseling
Education
Long Island University, C.W. Post Campus
First Allied Securities, Inc. December 2014 - Present
Skills
Securities, Investments, Series 7, Retirement Planning, Series 63, Insurance, Investment Advisory, Wealth Management, Finance, Series 65, IRAs, Mutual Funds, 401k, Financial Services, Retirement, Portfolio Management, Asset Allocation, Fixed Annuities, Investment Strategies, Uniform Combined State..., 401k Rollovers, Alternative Investments, Asset Management, Strategic Financial..., Fixed Income, Investment Management, Series 24, Separately Managed..., Wealth, Financial Planners, Life Insurance, Equities, Wealth Management..., 529 Plans, Roth IRA, Financial Risk, Wealth Accumulation, Long-term Care, Risk Management, Series 6, Disability Insurance, Bonds, Financial Markets, Hedge Funds, Long Term Care Insurance, Options, Stocks, Term Life Insurance, Trading, Client Counseling
Education
Long Island University, C.W. Post Campus
Graig 'Sav' Stanton's First Allied Securities, Inc. Experience February 2005 - April 2006
Job Founder at TheNewPrint representing: Eternia | Supastition | Hasan Salaam | LaureLuxe
Industry Music
Experience
TheNewPrint January 2010 - Present
Freelance February 2003 - Present
Fat Beats May 2008 - January 2011
TheUnderGroundComeUp February 2008 - January 2011
First Allied Securities, Inc February 2005 - April 2006
AXA Financial September 2004 - November 2005
National Bureau of Economic Research February 2003 - December 2004
Education
Queens College 2001 — 2003
Bachelor of Arts (BA), Economics & Fianance
Nassau Community College 1998 — 2000
Associate of Arts (AA), Liberal Arts and Sciences/Liberal Studies
TheNewPrint January 2010 - Present
Freelance February 2003 - Present
Fat Beats May 2008 - January 2011
TheUnderGroundComeUp February 2008 - January 2011
First Allied Securities, Inc February 2005 - April 2006
AXA Financial September 2004 - November 2005
National Bureau of Economic Research February 2003 - December 2004
Education
Queens College 2001 — 2003
Bachelor of Arts (BA), Economics & Fianance
Nassau Community College 1998 — 2000
Associate of Arts (AA), Liberal Arts and Sciences/Liberal Studies
Patty Robbins Patty Robbins's First Allied Securities, Inc. Experience January 2015 - April 2015
Job PostBar Law Clerk at Hanna Brophy
Industry Law Practice
Experience
Hanna Brophy August 2015 - Present
BARBRI Inc. September 2012 - August 2015
California Board of Equalization Tax Appeals Assistance Program January 2015 - May 2015
First Allied Securities, Inc. January 2015 - April 2015
Reilly & Associates January 2014 - October 2014
Higgs Fletcher & Mack June 2014 - August 2014
University of San Diego School of Law January 2014 - July 2014
Employee Rights Center June 2013 - December 2013
San Bernardino Superior Court Resource Center May 2013 - September 2013
JP Morgan Chase May 2009 - June 2012
Education
University of San Diego School of Law 2012 — 2015
Doctor of Law (J.D.), International Law, Business & Corporate Law
University of Copenhagen Faculty of Law 2014 — 2014
Doctor of Law (J.D.)
California State University-San Marcos - College of Business Administration 2010 — 2012
Bachelor of Business Administration (B.B.A.), Management, Entrepreneurship, Magna Cum Laude
MiraCosta College 2009 — 2010
Associate of Arts in University Studies (A.A.), Business Administration, 3.708
San Dieguito High School Academy 2005 — 2009
Hanna Brophy August 2015 - Present
BARBRI Inc. September 2012 - August 2015
California Board of Equalization Tax Appeals Assistance Program January 2015 - May 2015
First Allied Securities, Inc. January 2015 - April 2015
Reilly & Associates January 2014 - October 2014
Higgs Fletcher & Mack June 2014 - August 2014
University of San Diego School of Law January 2014 - July 2014
Employee Rights Center June 2013 - December 2013
San Bernardino Superior Court Resource Center May 2013 - September 2013
JP Morgan Chase May 2009 - June 2012
Education
University of San Diego School of Law 2012 — 2015
Doctor of Law (J.D.), International Law, Business & Corporate Law
University of Copenhagen Faculty of Law 2014 — 2014
Doctor of Law (J.D.)
California State University-San Marcos - College of Business Administration 2010 — 2012
Bachelor of Business Administration (B.B.A.), Management, Entrepreneurship, Magna Cum Laude
MiraCosta College 2009 — 2010
Associate of Arts in University Studies (A.A.), Business Administration, 3.708
San Dieguito High School Academy 2005 — 2009
Chris Rhanor Chris Rhanor's First Allied Securities, Inc. Experience October 2014 - Present
Job Branch Auditor at First Allied Securities, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
First Allied Securities, Inc. October 2014 - Present
First Allied Securities, Inc. October 2010 - October 2014
First Allied Securities, Inc. May 2008 - August 2010
Northwestern Mutual September 2007 - May 2008
LPL Financial December 2004 - May 2007
American Express November 2003 - April 2004
State Farm Insurance June 2001 - December 2002
Education
Illinois State University 1997 — 2001
B.S., Finance
Rockford East High School 1993 — 1997
First Allied Securities, Inc. October 2014 - Present
First Allied Securities, Inc. October 2010 - October 2014
First Allied Securities, Inc. May 2008 - August 2010
Northwestern Mutual September 2007 - May 2008
LPL Financial December 2004 - May 2007
American Express November 2003 - April 2004
State Farm Insurance June 2001 - December 2002
Education
Illinois State University 1997 — 2001
B.S., Finance
Rockford East High School 1993 — 1997
W. David Routh, CFP(R) W. David Routh, CFP(R)'s First Allied Securities, Inc. Experience October 1996 - Present
Job D R Summit Wealth Management Inc.
Industry Financial Services
Experience
D R Summit Wealth Management Inc. January 2010 - Present
First Allied Securities Inc October 1996 - Present
Education
Oregon State University
Business Administration, Finance and Economics
Seattle University
Masters in Business Adminisration, MBA
D R Summit Wealth Management Inc. January 2010 - Present
First Allied Securities Inc October 1996 - Present
Education
Oregon State University
Business Administration, Finance and Economics
Seattle University
Masters in Business Adminisration, MBA
David (Trey) Bizé David (Trey) Bizé's First Allied Securities, Inc. Experience September 1999 - Present
Job CERTIFIED FINANCIAL PLANNER (TM)
Industry Financial Services
Experience
First Allied Securities, Inc. September 1999 - Present
Bizé & Associates, Inc. September 1992 - June 1999
Texas Utilities September 1982 - September 1992
US Navy June 1977 - May 1982
Skills
Retirement Planning, Estate Planning, Financial Services, Securities, Financial Planners, Strategic Financial..., Financial Goals, Personal Finance, Financial Planning, Wealth Management, FINRA, Financial Analysis, Asset Allocation, Tax Planning, Insurance, Mutual Funds, Alternative Investments
Education
Rice University 1973 — 1977
Bachelor, Physics and Math
Benson High (Omaha, NE) 1970 — 1973
First Allied Securities, Inc. September 1999 - Present
Bizé & Associates, Inc. September 1992 - June 1999
Texas Utilities September 1982 - September 1992
US Navy June 1977 - May 1982
Skills
Retirement Planning, Estate Planning, Financial Services, Securities, Financial Planners, Strategic Financial..., Financial Goals, Personal Finance, Financial Planning, Wealth Management, FINRA, Financial Analysis, Asset Allocation, Tax Planning, Insurance, Mutual Funds, Alternative Investments
Education
Rice University 1973 — 1977
Bachelor, Physics and Math
Benson High (Omaha, NE) 1970 — 1973
Andrew Markham Andrew Markham's First Allied Securities, Inc. Experience 2008 - Present
Job Owner, Markham Financial Services, Inc.
Industry Financial Services
Experience
First Allied Securities Inc 2008 - Present
First Allied Securities 2007 - Present
Markham Financial Services, Inc. June 1989 - Present
Skills
Fixed Income Strategies, Long Term Care Insurance, Retirement Planning, Tax-advantaged..., Municipal Bonds, Investment Decisions, Estate Planning
Education
University of California, Irvine 1987 — 1989
Bachelor of Science (BS), Mathematics
First Allied Securities Inc 2008 - Present
First Allied Securities 2007 - Present
Markham Financial Services, Inc. June 1989 - Present
Skills
Fixed Income Strategies, Long Term Care Insurance, Retirement Planning, Tax-advantaged..., Municipal Bonds, Investment Decisions, Estate Planning
Education
University of California, Irvine 1987 — 1989
Bachelor of Science (BS), Mathematics
Jeffrey Hendershot Jeffrey Hendershot's First Allied Securities, Inc. Experience April 2015 - Present
Job VP, Business Consulting Group at First Allied Securities, Inc.
Industry Financial Services
Experience
First Allied Securities, Inc. April 2015 - Present
LPL Financial February 2011 - April 2013
Nationwide Funds Group November 2007 - December 2008
Nationwide Financial 2000 - 2007
Nationwide Financial 1999 - 2000
Nationwide Financial 1996 - 1999
Nationwide Insurance 1992 - 1996
The Ohio Company (Fifth Third Securities) 1990 - 1991
Skills
Series 7, Mutual Funds, Life Insurance, Financial Advisory, Long-term Care, Retirement, Fixed Annuities, Securities, Investments, 401k, Financial Planning, Investment Strategies, Negotiation, Series 6, Series 63, Financial Services, Creative Writing, New Business Development, Investment Advisory, Finance, Retirement Planning, Wealth Management, Technical Writing, Team Leadership, Alternative Investments, Contract Negotiation, Strategic Planning, Asset Allocation, Strategic Partnerships, User Experience, Team Building, Pensions, Variable Annuities, Management, Insurance, Sales, Relationship Management, FINRA
Education
Franklin University
MBA, Businesss Administration
The Ohio State University Fisher College of Business
BSBA, Business Administration
First Allied Securities, Inc. April 2015 - Present
LPL Financial February 2011 - April 2013
Nationwide Funds Group November 2007 - December 2008
Nationwide Financial 2000 - 2007
Nationwide Financial 1999 - 2000
Nationwide Financial 1996 - 1999
Nationwide Insurance 1992 - 1996
The Ohio Company (Fifth Third Securities) 1990 - 1991
Skills
Series 7, Mutual Funds, Life Insurance, Financial Advisory, Long-term Care, Retirement, Fixed Annuities, Securities, Investments, 401k, Financial Planning, Investment Strategies, Negotiation, Series 6, Series 63, Financial Services, Creative Writing, New Business Development, Investment Advisory, Finance, Retirement Planning, Wealth Management, Technical Writing, Team Leadership, Alternative Investments, Contract Negotiation, Strategic Planning, Asset Allocation, Strategic Partnerships, User Experience, Team Building, Pensions, Variable Annuities, Management, Insurance, Sales, Relationship Management, FINRA
Education
Franklin University
MBA, Businesss Administration
The Ohio State University Fisher College of Business
BSBA, Business Administration
J Eric Brinley, CFP®, CWS® J Eric Brinley, CFP®, CWS®'s First Allied Securities, Inc. Experience June 2008 - Present
Job Certified Financial Planner Professional at First Allied Securities, Inc.
Industry Financial Services
Experience
First Allied Securities, Inc. June 2008 - Present
FFP Securities, Inc. May 1995 - June 2008
Skills
Personal Financial..., Retirement Planning, Retirement Income..., Qualified Retirement..., College Savings Plans, Investment Management, Investments, Alternative Investments, Life Insurance
Education
University of Missouri-Columbia 1974 — 1980
BS, Education
First Allied Securities, Inc. June 2008 - Present
FFP Securities, Inc. May 1995 - June 2008
Skills
Personal Financial..., Retirement Planning, Retirement Income..., Qualified Retirement..., College Savings Plans, Investment Management, Investments, Alternative Investments, Life Insurance
Education
University of Missouri-Columbia 1974 — 1980
BS, Education
Melendre Peralta's First Allied Securities, Inc. Experience June 2015 - Present
Job Contractor @ First Allied Securities
Industry Investment Management
Experience
First Allied Securities, Inc. June 2015 - Present
Brandes Investment Partners (Europe) Limited January 2005 - March 2013
Brandes Investment Partners (Europe) Limited January 2001 - January 2005
American Specialty Health January 2000 - January 2001
Skills
Investment Management, Investments, Securities, Microsoft Excel, Portfolio Management, Asset Managment, Financial Services, Separately Managed..., Asset Management, Computer literate •MS..., •Customer Service, •Data Entry, •Proficient in 10-key, •Project Management, •Barcode Systems, •Data Storage, •Database/Calendar..., •Business..., Customer Service, PowerPoint, Financial Analysis
Education
National City Adult School
Business Software/Operator
Chula Vista Adult School 1998 — 1998
Business and Computer Applicaitons
University of Luzon 1988 — 1992
Bachelor of Science in Education, Elementary Education and Teaching (board exam passer)
University of Luzon 1988 — 1988
Associate Secretarial
First Allied Securities, Inc. June 2015 - Present
Brandes Investment Partners (Europe) Limited January 2005 - March 2013
Brandes Investment Partners (Europe) Limited January 2001 - January 2005
American Specialty Health January 2000 - January 2001
Skills
Investment Management, Investments, Securities, Microsoft Excel, Portfolio Management, Asset Managment, Financial Services, Separately Managed..., Asset Management, Computer literate •MS..., •Customer Service, •Data Entry, •Proficient in 10-key, •Project Management, •Barcode Systems, •Data Storage, •Database/Calendar..., •Business..., Customer Service, PowerPoint, Financial Analysis
Education
National City Adult School
Business Software/Operator
Chula Vista Adult School 1998 — 1998
Business and Computer Applicaitons
University of Luzon 1988 — 1992
Bachelor of Science in Education, Elementary Education and Teaching (board exam passer)
University of Luzon 1988 — 1988
Associate Secretarial
V. John Threlkeld, CWS® V. John Threlkeld, CWS®'s First Allied Securities, Inc. Experience September 2007 - March 2015
Job Certified Wealth Strategist®, President & Founding Partner Advantage Wealth Advisors Alamo, CA
Industry Financial Services
Experience
Advantage Wealth Advisors October 2003 - Present
First Allied Securities, Inc. September 2007 - March 2015
Financial Network Investment Corporation, Member SIPC June 2004 - September 2007
Wachovia Securities Financial Network October 2003 - June 2004
UBS August 2002 - October 2003
Morgan Stanley January 1998 - August 2002
PaineWebber August 1996 - January 1998
Skills
Wealth Management, Retirement Planning, Financial Planning, Asset Management, Portfolio Management, Investments, Insurance, Securities, Investment Strategies, Annuities, Alternative Investments, Fixed Income, Series 7, Wealth, Finance, Series 63, Mutual Funds, Asset Allocation, Financial Services, Investment Advisory, Uniform Combined State...
Education
Pepperdine University 1994 — 1996
Business Administration / Finance
Loyola Marymount University 1994 — 1995
Air Science / AFROTC
University of California, Berkeley 1993 — 1994
Pre-Business
Advantage Wealth Advisors October 2003 - Present
First Allied Securities, Inc. September 2007 - March 2015
Financial Network Investment Corporation, Member SIPC June 2004 - September 2007
Wachovia Securities Financial Network October 2003 - June 2004
UBS August 2002 - October 2003
Morgan Stanley January 1998 - August 2002
PaineWebber August 1996 - January 1998
Skills
Wealth Management, Retirement Planning, Financial Planning, Asset Management, Portfolio Management, Investments, Insurance, Securities, Investment Strategies, Annuities, Alternative Investments, Fixed Income, Series 7, Wealth, Finance, Series 63, Mutual Funds, Asset Allocation, Financial Services, Investment Advisory, Uniform Combined State...
Education
Pepperdine University 1994 — 1996
Business Administration / Finance
Loyola Marymount University 1994 — 1995
Air Science / AFROTC
University of California, Berkeley 1993 — 1994
Pre-Business
Susan (King) Kincaid, CWS® Susan (King) Kincaid, CWS®'s First Allied Securities, Inc. Experience June 2010 - 2014
Job
Industry Financial Services
Experience
First Allied Securities, Inc. June 2010 - 2014
First Allied Advisory Services, Inc/First Allied Securities, Inc August 2008 - June 2010
Gateway Lending January 2005 - August 2008
Skills
Sales Management, Leadership Development, Direct Marketing, Consultative Sales..., Product Marketing, Sales Prospecting, Relationship Marketing, Relationship Management, Salesforce.com, Facilitations, Investment Advisory, Investment Strategies, PowerPoint, Microsoft Excel, Microsoft Word, Sales Presentations, Client Relations Skills, Client Development, Strategic Planning, Marketing Strategy, Marketing Communications, Direct Sales, Business Strategy, Investments, Strategic Financial..., Account Management, Retirement Planning, Securities, New Business Development, Mortgage Lending, Residential Mortgages, Recruiting, Portfolio Management, Leadership, Financial Services, Financial Advisory, Asset Management, Insurance, Life Insurance, Retirement, Asset Allocation, Wealth Management..., Wealth, ETFs, Business Planning, Sales, Marketing, Finance
Education
University of Missouri, Saint Louis
Bachelor of Science Degree, Business; Marketing
University of Missouri-Saint Louis
Bachelor's degree, Business/Marketing
First Allied Securities, Inc. June 2010 - 2014
First Allied Advisory Services, Inc/First Allied Securities, Inc August 2008 - June 2010
Gateway Lending January 2005 - August 2008
Skills
Sales Management, Leadership Development, Direct Marketing, Consultative Sales..., Product Marketing, Sales Prospecting, Relationship Marketing, Relationship Management, Salesforce.com, Facilitations, Investment Advisory, Investment Strategies, PowerPoint, Microsoft Excel, Microsoft Word, Sales Presentations, Client Relations Skills, Client Development, Strategic Planning, Marketing Strategy, Marketing Communications, Direct Sales, Business Strategy, Investments, Strategic Financial..., Account Management, Retirement Planning, Securities, New Business Development, Mortgage Lending, Residential Mortgages, Recruiting, Portfolio Management, Leadership, Financial Services, Financial Advisory, Asset Management, Insurance, Life Insurance, Retirement, Asset Allocation, Wealth Management..., Wealth, ETFs, Business Planning, Sales, Marketing, Finance
Education
University of Missouri, Saint Louis
Bachelor of Science Degree, Business; Marketing
University of Missouri-Saint Louis
Bachelor's degree, Business/Marketing
KT Fereday KT Fereday's First Allied Securities, Inc. Experience July 2007 - July 2008
Job 1st Vice President, New Business Development, National Planning Corporation
Industry Financial Services
Experience
Advisor Planning Solutions August 2011 - June 2012
Summit Brokerage Services February 2011 - August 2011
Royal Alliance Associates October 2008 - February 2011
First Allied Securities, Inc. July 2007 - July 2008
National Planning Corporation September 1998 - May 2007
Calvert Securities March 1993 - September 1998
Skills
Series 63, Series 24, Recruiting, Business Development, FINRA, Series 7, Financial Advisory, Exceptional People..., Investment Advisory, Financial Services, Collaborative Problem..., Investments, Asset Allocation, Tenacious Work Ethic, Wealth Management, Retirement, Retirement Planning, Securities, Uniform Combined State..., Mutual Funds, 401k
Education
University of Maryland University College 1992 — 1995
Advisor Planning Solutions August 2011 - June 2012
Summit Brokerage Services February 2011 - August 2011
Royal Alliance Associates October 2008 - February 2011
First Allied Securities, Inc. July 2007 - July 2008
National Planning Corporation September 1998 - May 2007
Calvert Securities March 1993 - September 1998
Skills
Series 63, Series 24, Recruiting, Business Development, FINRA, Series 7, Financial Advisory, Exceptional People..., Investment Advisory, Financial Services, Collaborative Problem..., Investments, Asset Allocation, Tenacious Work Ethic, Wealth Management, Retirement, Retirement Planning, Securities, Uniform Combined State..., Mutual Funds, 401k
Education
University of Maryland University College 1992 — 1995
Mark Pedersen's First Allied Securities, Inc. Experience November 2007 - July 2008
Job Institutional Sales at TD Ameritrade
Industry Financial Services
Experience
TD Ameritrade January 2012 - Present
Priority Capital Group May 2009 - March 2011
LPL Financial September 2008 - March 2009
First Allied Securities, Inc November 2007 - July 2008
Dunham & Associates October 2005 - November 2007
American Express September 1995 - October 2005
Skills
Relationship Management, Team Management, Financial Services, Series 7, Series 63, Series 65, FINRA Series 66, Mutual Funds, Investments, Strategic Financial..., Wealth Management, Finance, CRM, Insurance, Alternative Investments, Investment Advisory, Asset Allocation, Financial Advisory, Strategic Planning, Sales Management, FINRA Series 7, Financial Planning, Real Estate, Wholesaling, FINRA, Sales Presentations, Asset Management, Annuities, Retirement Planning, Securities, Team Leadership, Lean Management, Management, RIA, Project Management, Business Development, Business Transition..., Practice Management, IAR
Education
University of Minnesota-Twin Cities 1990 — 1995
Bachelor of Arts, Sociology
Delano Senior High
University of Minnesota Duluth
University of Minnesota-Twin Cities
TD Ameritrade January 2012 - Present
Priority Capital Group May 2009 - March 2011
LPL Financial September 2008 - March 2009
First Allied Securities, Inc November 2007 - July 2008
Dunham & Associates October 2005 - November 2007
American Express September 1995 - October 2005
Skills
Relationship Management, Team Management, Financial Services, Series 7, Series 63, Series 65, FINRA Series 66, Mutual Funds, Investments, Strategic Financial..., Wealth Management, Finance, CRM, Insurance, Alternative Investments, Investment Advisory, Asset Allocation, Financial Advisory, Strategic Planning, Sales Management, FINRA Series 7, Financial Planning, Real Estate, Wholesaling, FINRA, Sales Presentations, Asset Management, Annuities, Retirement Planning, Securities, Team Leadership, Lean Management, Management, RIA, Project Management, Business Development, Business Transition..., Practice Management, IAR
Education
University of Minnesota-Twin Cities 1990 — 1995
Bachelor of Arts, Sociology
Delano Senior High
University of Minnesota Duluth
University of Minnesota-Twin Cities
Renee Kerr Renee Kerr's First Allied Securities, Inc. Experience November 2008 - 2012
Job Client Service Coordinator Team Lead at Altegris
Industry Financial Services
Experience
Altegris 2012 - Present
First Allied Securities, Inc November 2008 - 2012
Charles Schwab & Co 2007 - 2008
Linsco Private Ledger (LPL) Financial 2005 - 2007
Tommy Bahama 2002 - 2005
Education
Grossmont College 2009 — 2010
Altegris 2012 - Present
First Allied Securities, Inc November 2008 - 2012
Charles Schwab & Co 2007 - 2008
Linsco Private Ledger (LPL) Financial 2005 - 2007
Tommy Bahama 2002 - 2005
Education
Grossmont College 2009 — 2010
Vincent Neal Vincent Neal's First Allied Securities, Inc. Experience March 2014 - Present
Job Senior Advertising Compliance Analyst at First Allied Securities, Inc.
Industry Financial Services
Experience
First Allied Securities, Inc. March 2014 - Present
LPL Financial September 2011 - March 2014
AIG Advisor Group September 2007 - September 2011
AIG Advisor Group September 2006 - September 2007
MetLife Financial Services January 2005 - August 2006
Charles Schwab September 2003 - August 2004
Charles Schwab November 2000 - September 2003
United State Postal Service January 1984 - November 2000
Skills
FINRA, Securities, Series 7, Series 63, Mutual Funds, Series 24, Uniform Combined State..., Alternative Investments, AML, Investment Advisory, Finance, Insurance, Wealth Management, Bonds, Financial Advisory, Investments, Securities Regulation, ETFs, Process Improvement, Fixed Annuities, Equities, Fixed Income, Financial Services, Asset Management, Asset Allocation, Trading, Due Diligence, Options, Retirement Planning, Series 6, Asset Managment, Risk Management, Bloomberg, Hedge Funds, Long-term Care, Retirement, 401k, Estate Planning, Management, IRAs, Strategic Financial..., Bank Secrecy Act, Recruiting, Financial Analysis, Training, Disability Insurance, Investment Strategies, Portfolio Management, Series 66
Education
Scottsdale Community College 2004 — 2004
Graphic Arts
Mesa Community College
First Allied Securities, Inc. March 2014 - Present
LPL Financial September 2011 - March 2014
AIG Advisor Group September 2007 - September 2011
AIG Advisor Group September 2006 - September 2007
MetLife Financial Services January 2005 - August 2006
Charles Schwab September 2003 - August 2004
Charles Schwab November 2000 - September 2003
United State Postal Service January 1984 - November 2000
Skills
FINRA, Securities, Series 7, Series 63, Mutual Funds, Series 24, Uniform Combined State..., Alternative Investments, AML, Investment Advisory, Finance, Insurance, Wealth Management, Bonds, Financial Advisory, Investments, Securities Regulation, ETFs, Process Improvement, Fixed Annuities, Equities, Fixed Income, Financial Services, Asset Management, Asset Allocation, Trading, Due Diligence, Options, Retirement Planning, Series 6, Asset Managment, Risk Management, Bloomberg, Hedge Funds, Long-term Care, Retirement, 401k, Estate Planning, Management, IRAs, Strategic Financial..., Bank Secrecy Act, Recruiting, Financial Analysis, Training, Disability Insurance, Investment Strategies, Portfolio Management, Series 66
Education
Scottsdale Community College 2004 — 2004
Graphic Arts
Mesa Community College
Nicholas Gudz Nicholas Gudz's First Allied Securities, Inc. Experience November 2007 - June 2008
Job Building Trusted Partnerships Between Advisors
Industry Financial Services
Experience
Succession Link Managing PartnerStarPoint ConsultingDecember 2008 - Present
Succession Link 2013 - Present
Absolute Capital Management June 2008 - May 2009
First Allied Securities, Inc. November 2007 - June 2008
Dunham & Associates 2006 - 2007
Goldman Sachs December 2003 - 2005
Skills
Business Development, Financial Services, Recruiting, Consulting, Financial Advisory, Relationship Management, Finance, New Business Development, Due Diligence, Business Strategy, Risk Management, Business Planning, Strategic Planning, Strategy, Mergers & Acquisitions, Financial Analysis, Management, Marketing, Retirement, Selling, Leadership, Sales
Education
Northeastern University 1998 — 2002
BSBA, Finance
Fairport High School
Succession Link Managing PartnerStarPoint ConsultingDecember 2008 - Present
Succession Link 2013 - Present
Absolute Capital Management June 2008 - May 2009
First Allied Securities, Inc. November 2007 - June 2008
Dunham & Associates 2006 - 2007
Goldman Sachs December 2003 - 2005
Skills
Business Development, Financial Services, Recruiting, Consulting, Financial Advisory, Relationship Management, Finance, New Business Development, Due Diligence, Business Strategy, Risk Management, Business Planning, Strategic Planning, Strategy, Mergers & Acquisitions, Financial Analysis, Management, Marketing, Retirement, Selling, Leadership, Sales
Education
Northeastern University 1998 — 2002
BSBA, Finance
Fairport High School
Chad Boulware Chad Boulware's First Allied Securities, Inc. Experience August 2000 - October 2002
Job Service Center Analyst at NuAxis Innovations
Industry Information Technology and Services
Experience
The Active Network July 2012 - November 2013
Audi of America, LLC May 2008 - January 2011
Graduate Management Admission Council March 2003 - May 2008
First Allied Securities, Inc. August 2000 - October 2002
Skills
Apple, Windows, Adobe Creative Suite, Apple Software, Microsoft Office, Visio, Organizational Learning, SumTotal, Learning Management..., Non-profits, Product Marketing, Creative Development, Training & Development, HRIS, Graphic Design, Vendor Management..., Desktop Publishing, SharePoint, Creative Direction, Technical Support, Strategy, Microsoft Excel, Management, Employee Training, SaaS, Nonprofits, Creative Solutions, Vendor Management, Program Management, Strategic Planning
Education
Louisiana Tech University 1996 — 1999
BS, Marketing
Marymount Collage 1994 — 1996
AS, Math and Science
Beavercreek HS 1989 — 1993
The Active Network July 2012 - November 2013
Audi of America, LLC May 2008 - January 2011
Graduate Management Admission Council March 2003 - May 2008
First Allied Securities, Inc. August 2000 - October 2002
Skills
Apple, Windows, Adobe Creative Suite, Apple Software, Microsoft Office, Visio, Organizational Learning, SumTotal, Learning Management..., Non-profits, Product Marketing, Creative Development, Training & Development, HRIS, Graphic Design, Vendor Management..., Desktop Publishing, SharePoint, Creative Direction, Technical Support, Strategy, Microsoft Excel, Management, Employee Training, SaaS, Nonprofits, Creative Solutions, Vendor Management, Program Management, Strategic Planning
Education
Louisiana Tech University 1996 — 1999
BS, Marketing
Marymount Collage 1994 — 1996
AS, Math and Science
Beavercreek HS 1989 — 1993
Garrett Friedrich Garrett Friedrich's First Allied Securities, Inc. Experience January 2014 - Present
Job Graphic Design & Marketing Wizard
Industry Marketing and Advertising
Experience
First Allied Securities, Inc. January 2014 - Present
Arizona State University May 2009 - January 2014
National Association of College and University Residence Halls, Inc. August 2009 - June 2013
SUPERVALU October 2006 - August 2008
Skills
Adobe InDesign, Adobe Photoshop, Microsoft Office, Typing - 122 WPM, Public Speaking, Event Planning, Operating Budgets, PowerPoint, Microsoft Word, Customer Service, Microsoft Excel, Leadership, Teamwork, Higher Education, Management, Critical Thinking, Social Media, Blogging, Marketing
Education
Arizona State University, W. P. Carey School of Business 2012 — 2013
Master of Science (M.S.), Management
Arizona State University, College of Liberal Arts & Sciences 2008 — 2012
Bachelor of Science (B.S.), Geography
First Allied Securities, Inc. January 2014 - Present
Arizona State University May 2009 - January 2014
National Association of College and University Residence Halls, Inc. August 2009 - June 2013
SUPERVALU October 2006 - August 2008
Skills
Adobe InDesign, Adobe Photoshop, Microsoft Office, Typing - 122 WPM, Public Speaking, Event Planning, Operating Budgets, PowerPoint, Microsoft Word, Customer Service, Microsoft Excel, Leadership, Teamwork, Higher Education, Management, Critical Thinking, Social Media, Blogging, Marketing
Education
Arizona State University, W. P. Carey School of Business 2012 — 2013
Master of Science (M.S.), Management
Arizona State University, College of Liberal Arts & Sciences 2008 — 2012
Bachelor of Science (B.S.), Geography
Kshitij (Chris) Lanjewar Kshitij (Chris) Lanjewar's First Allied Securities, Inc. Experience 2007 - 2015
Job Sr. QA Engineer
Industry Financial Services
Experience
First Allied Securities July 2007 - Present
First Allied Securities, Inc. 2007 - 2015
Education
University of San Diego 2002 — 2002
Visvesvaraya National Institute of Technology 1994 — 1994
BArch, Architecture
Somalwar
First Allied Securities July 2007 - Present
First Allied Securities, Inc. 2007 - 2015
Education
University of San Diego 2002 — 2002
Visvesvaraya National Institute of Technology 1994 — 1994
BArch, Architecture
Somalwar
Martin Brusko Martin Brusko's First Allied Securities, Inc. Experience June 2014 - August 2014
Job Credit Analyst at LightStream, division of SunTrust Bank
Industry Financial Services
Experience
LightStream, a division of SunTrust Bank June 2015 - Present
CFG Wealth Management October 2014 - December 2014
First Allied Securities, Inc. June 2014 - August 2014
soccerloco June 2012 - October 2012
West Highland Pacific Recreational Center May 2012 - September 2012
Beach City Burrito May 2008 - January 2009
Skills
Microsoft Excel, Public Speaking, Microsoft Office, Customer Service, Finance, Microsoft Word, Strategic Planning, Financial Calculations, Social Media, PowerPoint, Budgets, Sales, Research, Photoshop, HTML, Outlook, English, Negotiation, Editing
Education
San Diego State University-California State University 2011 — 2015
Bachelor of Science (B.S.), Finance, General
Torrey Pines Highschool 2007 — 2010
LightStream, a division of SunTrust Bank June 2015 - Present
CFG Wealth Management October 2014 - December 2014
First Allied Securities, Inc. June 2014 - August 2014
soccerloco June 2012 - October 2012
West Highland Pacific Recreational Center May 2012 - September 2012
Beach City Burrito May 2008 - January 2009
Skills
Microsoft Excel, Public Speaking, Microsoft Office, Customer Service, Finance, Microsoft Word, Strategic Planning, Financial Calculations, Social Media, PowerPoint, Budgets, Sales, Research, Photoshop, HTML, Outlook, English, Negotiation, Editing
Education
San Diego State University-California State University 2011 — 2015
Bachelor of Science (B.S.), Finance, General
Torrey Pines Highschool 2007 — 2010
Kevin M. Keefe, CFA's First Allied Securities, Inc. Experience May 2014 - Present
Job President and CEO, First Allied Securities, Inc.
Industry Financial Services
Experience
First Allied Securities, Inc. May 2014 - Present
AIG Advisor Group November 2010 - March 2014
FUSE Research Network March 2009 - November 2010
LPL Financial July 2004 - March 2009
BISYS January 2003 - June 2004
Financial Research Corporation (FRC), a BISYS Company October 2000 - January 2003
Mutualfunds.com 2000 - 2000
Fidelity Investments 1998 - 2000
New England Financial June 1993 - June 1998
Pioneer Investments February 1987 - August 1990
Skills
Wealth Management, Investments, Mutual Funds, Asset Managment, ETFs, Investment Advisory, Portfolio Management, Retirement Planning, Business Planning, Equities, Asset Management, Leadership, Strategy, Retirement, Strategic Financial..., Investment Strategies, CRM, Securities, Due Diligence, Wealth Management..., Relationship Management, Alternative Investments, Business Development, Series 63, Financial Advisory, Financial Services, Asset Allocation, Series 7, Financial Risk, Finance, Investment Management, Hedge Funds, Fixed Income, Series 24, Wealth, FINRA, Series 65, Uniform Combined State..., Bonds, Financial Markets, 401k, Separately Managed..., Financial Planning
Education
Suffolk University - Sawyer Business School
First Allied Securities, Inc. May 2014 - Present
AIG Advisor Group November 2010 - March 2014
FUSE Research Network March 2009 - November 2010
LPL Financial July 2004 - March 2009
BISYS January 2003 - June 2004
Financial Research Corporation (FRC), a BISYS Company October 2000 - January 2003
Mutualfunds.com 2000 - 2000
Fidelity Investments 1998 - 2000
New England Financial June 1993 - June 1998
Pioneer Investments February 1987 - August 1990
Skills
Wealth Management, Investments, Mutual Funds, Asset Managment, ETFs, Investment Advisory, Portfolio Management, Retirement Planning, Business Planning, Equities, Asset Management, Leadership, Strategy, Retirement, Strategic Financial..., Investment Strategies, CRM, Securities, Due Diligence, Wealth Management..., Relationship Management, Alternative Investments, Business Development, Series 63, Financial Advisory, Financial Services, Asset Allocation, Series 7, Financial Risk, Finance, Investment Management, Hedge Funds, Fixed Income, Series 24, Wealth, FINRA, Series 65, Uniform Combined State..., Bonds, Financial Markets, 401k, Separately Managed..., Financial Planning
Education
Suffolk University - Sawyer Business School
Myles Davis Myles Davis's First Allied Securities, Inc. Experience May 2015 - Present
Job Supervision Associate at First Allied Securities, Inc.
Industry Financial Services
Experience
First Allied Securities, Inc. May 2015 - Present
First Allied Securities, Inc. June 2014 - August 2014
Ralphs Grocery Company October 2010 - August 2013
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Teamwork, Photoshop, Social Media, Public Speaking, C++, English, Java, HTML, C, Windows, Matlab, Event Planning, AutoCAD, Time Management
Education
Point Loma Nazarene University 2013 — 2015
Bachelor of Business Administration (B.B.A.), Finance, General
San Diego Mesa College 2010 — 2013
Associate of Science (A.S.), Business Administration and Management, General
First Allied Securities, Inc. May 2015 - Present
First Allied Securities, Inc. June 2014 - August 2014
Ralphs Grocery Company October 2010 - August 2013
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Customer Service, Research, Teamwork, Photoshop, Social Media, Public Speaking, C++, English, Java, HTML, C, Windows, Matlab, Event Planning, AutoCAD, Time Management
Education
Point Loma Nazarene University 2013 — 2015
Bachelor of Business Administration (B.B.A.), Finance, General
San Diego Mesa College 2010 — 2013
Associate of Science (A.S.), Business Administration and Management, General
Bo McKinney Bo McKinney's First Allied Securities, Inc. Experience April 2008 - Present
Job CEO, EAGLE Wealth Management Group. LLC
Industry Investment Management
Experience
Eagle Wealth Management Group, LLC April 2008 - Present
First Allied Securities, Inc April 2008 - Present
Taylor Family YMCA 2005 - 2011
YMCA of Greater Williamson County 2005 - 2011
Edward Jones 1985 - 2008
Shearson / American Express 1983 - 1985
Skills
Wealth Management, Retirement Planning, Series 7, Financial Advisory, Investment Advisory, Investment Strategies, Asset Allocation, Investments, Estate Planning, Strategic Financial..., Mutual Funds, Fixed Annuities, IRAs, Securities, Series 63, Wealth, Retirement, Wealth Accumulation, 401k, Investment Management, Commercial Lending, Insurance, Financial Services, FINRA, Finance, Financial Planners, Employee Benefits, Asset Management, Wealth Management..., Alternative Investments, ETFs, Portfolio Management
Education
Institute of Business and Finance 2008 — 2012
Certified Income Specialist (CIS) & Certified Fund Specialist (CFS), Financial Planning and Services
College of Financial Planning, Denver, CO 1983 — 1987
Certified Financial Planner, Financial Planning
Texas A&M University-Commerce 1975 — 1979
music
Eagle Wealth Management Group, LLC April 2008 - Present
First Allied Securities, Inc April 2008 - Present
Taylor Family YMCA 2005 - 2011
YMCA of Greater Williamson County 2005 - 2011
Edward Jones 1985 - 2008
Shearson / American Express 1983 - 1985
Skills
Wealth Management, Retirement Planning, Series 7, Financial Advisory, Investment Advisory, Investment Strategies, Asset Allocation, Investments, Estate Planning, Strategic Financial..., Mutual Funds, Fixed Annuities, IRAs, Securities, Series 63, Wealth, Retirement, Wealth Accumulation, 401k, Investment Management, Commercial Lending, Insurance, Financial Services, FINRA, Finance, Financial Planners, Employee Benefits, Asset Management, Wealth Management..., Alternative Investments, ETFs, Portfolio Management
Education
Institute of Business and Finance 2008 — 2012
Certified Income Specialist (CIS) & Certified Fund Specialist (CFS), Financial Planning and Services
College of Financial Planning, Denver, CO 1983 — 1987
Certified Financial Planner, Financial Planning
Texas A&M University-Commerce 1975 — 1979
music
Eli Sandler, CWS®'s First Allied Securities, Inc. Experience July 2009 - Present
Job “It's about simplifying your financial life by providing independent, creative financial strategies & attentive service”
Industry Financial Services
Experience
First Allied Securities, Inc. July 2009 - Present
Financial Advisor May 1997 - July 2009
Skills
Due to FINRA..., Investment Advisory, Retirement Planning, Retirement Plan..., 401k Rollovers, IRA's, Social Security..., 401k, Profit Sharing, Pensions, Defined Benefit, Long Term Care Insurance, Life Insurance, Annuities, Alternative Investments, Portfolio Management, Investment Strategies, Mutual Funds, Financial Advisory, Disability Insurance
Education
Cannon Financial Institute 2009 — 2010
CWS®, Certified Wealth Strategist®
Pace University - Lubin School of Business 2000 — 2002
CFP®, Certified Financial Planner Curriculum
First Allied Securities, Inc. July 2009 - Present
Financial Advisor May 1997 - July 2009
Skills
Due to FINRA..., Investment Advisory, Retirement Planning, Retirement Plan..., 401k Rollovers, IRA's, Social Security..., 401k, Profit Sharing, Pensions, Defined Benefit, Long Term Care Insurance, Life Insurance, Annuities, Alternative Investments, Portfolio Management, Investment Strategies, Mutual Funds, Financial Advisory, Disability Insurance
Education
Cannon Financial Institute 2009 — 2010
CWS®, Certified Wealth Strategist®
Pace University - Lubin School of Business 2000 — 2002
CFP®, Certified Financial Planner Curriculum
Michael Bullis Michael Bullis's First Allied Securities, Inc. Experience February 2007 - January 2015
Job Principal/Branch Manager at Bullis Wealth Strategies, Inc. / Raymond James Financial Services, Inc.
Industry Financial Services
Experience
Bullis Wealth Strategies, Inc. / Raymond James Financial Services, Inc. January 2015 - Present
First Allied Securities, Inc. February 2007 - January 2015
Community Financial July 2003 - March 2007
Skills
Retirement Planning, Financial Planning, Investments, Series 7, Wealth Management, Retirement, Asset Management, Securities, Mutual Funds, Asset Allocation, Portfolio Management, Estate Planning, Insurance, Investment Advisory, 401k, Annuities, Series 66, Bonds, Alternative Investments, Long Term Care
Education
Ferris State University 1991 — 1995
B.S., Finance
Ferris State University 1991 — 1995
Bachelor’s Degree, Finance
Bullis Wealth Strategies, Inc. / Raymond James Financial Services, Inc. January 2015 - Present
First Allied Securities, Inc. February 2007 - January 2015
Community Financial July 2003 - March 2007
Skills
Retirement Planning, Financial Planning, Investments, Series 7, Wealth Management, Retirement, Asset Management, Securities, Mutual Funds, Asset Allocation, Portfolio Management, Estate Planning, Insurance, Investment Advisory, 401k, Annuities, Series 66, Bonds, Alternative Investments, Long Term Care
Education
Ferris State University 1991 — 1995
B.S., Finance
Ferris State University 1991 — 1995
Bachelor’s Degree, Finance
Bradford Creger Bradford Creger's First Allied Securities, Inc. Experience December 2007 - Present
Job President/CEO at Total Financial Resource Group, Inc.
Industry Financial Services
Experience
Total Financial Resource Group, Inc. June 2000 - Present
Total Financial Resource Advisory, Inc. June 2001 - Present
Total Financial Resource Insurance Associates, Inc. June 2000 - Present
First Allied Securities, Inc. December 2007 - Present
Associated Securities Corp June 2001 - December 2007
Alliance Advisory & Securities, Inc June 2000 - June 2001
Cigna Financial Advisors August 1993 - June 2000
Skills
Comprehensive Wealth..., Estate Tax Reduction..., Business..., Retirement Planning, Investment Management, Insurance & Risk..., Charitable Gift Planning, Financial Planners, Financial Services, Portfolio Management, Life Insurance, Disability Insurance, Long-term Care, 401k Rollovers, IRAs, Mergers & Acquisitions, Estate Planning, Investment Strategies, Alternative Investments
Education
University of California, Los Angeles 1983 — 1989
BA, Economics
Total Financial Resource Group, Inc. June 2000 - Present
Total Financial Resource Advisory, Inc. June 2001 - Present
Total Financial Resource Insurance Associates, Inc. June 2000 - Present
First Allied Securities, Inc. December 2007 - Present
Associated Securities Corp June 2001 - December 2007
Alliance Advisory & Securities, Inc June 2000 - June 2001
Cigna Financial Advisors August 1993 - June 2000
Skills
Comprehensive Wealth..., Estate Tax Reduction..., Business..., Retirement Planning, Investment Management, Insurance & Risk..., Charitable Gift Planning, Financial Planners, Financial Services, Portfolio Management, Life Insurance, Disability Insurance, Long-term Care, 401k Rollovers, IRAs, Mergers & Acquisitions, Estate Planning, Investment Strategies, Alternative Investments
Education
University of California, Los Angeles 1983 — 1989
BA, Economics
Terrence C. Porter II's First Allied Securities, Inc. Experience 2003 - 2006
Job 12 years investment experience
Industry Financial Services
Experience
Me Founding DirectorAdams Avenue Crossing2008 - 2013
First Allied Securities, Inc. 2003 - 2006
Smith Barney 1998 - 2003
Merrill Lynch 1993 - 1998
Los Angeles Times 1992 - 1992
Green Bay Press-Gazette 1992 - 1992
St. Louis Post-Dispatch 1988 - 1991
Skills
Investments, Wealth Management, Financial Planning, Asset Allocation, Retirement Planning, Investment Advisory..., 401k, Public Speaking, Marketing, Writing, Strategy, Strategic Vision
Education
Bethel Seminary San Diego 2006 — 2009
Master of Arts (M.A.), Magna Cum Laude
University of Missouri-Columbia 1988 — 1991
Bachelor of Arts (B.A.), English Language and Literature, General
Me Founding DirectorAdams Avenue Crossing2008 - 2013
First Allied Securities, Inc. 2003 - 2006
Smith Barney 1998 - 2003
Merrill Lynch 1993 - 1998
Los Angeles Times 1992 - 1992
Green Bay Press-Gazette 1992 - 1992
St. Louis Post-Dispatch 1988 - 1991
Skills
Investments, Wealth Management, Financial Planning, Asset Allocation, Retirement Planning, Investment Advisory..., 401k, Public Speaking, Marketing, Writing, Strategy, Strategic Vision
Education
Bethel Seminary San Diego 2006 — 2009
Master of Arts (M.A.), Magna Cum Laude
University of Missouri-Columbia 1988 — 1991
Bachelor of Arts (B.A.), English Language and Literature, General
Gregory Finney Gregory Finney's First Allied Securities, Inc. Experience June 2015 - Present
Job AVP, Client Service ManagerWest Coast Service Team at First Allied Securities, Inc.
Industry Financial Services
Experience
First Allied Securities, Inc. June 2015 - Present
Spire Investment Partners, LLC October 2012 - February 2015
ICMA-RC December 2011 - September 2012
Ferris Baker Watts Inc December 2007 - April 2009
Skills
Proficient in Microsoft..., Financial Services, Equities, Portfolio Management, Asset Management, Mutual Funds, Investments, Financial Analysis, Finance, Banking, Financial Operations, Management
Education
Syracuse University 1980 — 1984
Business Administration, Management and Operations
First Allied Securities, Inc. June 2015 - Present
Spire Investment Partners, LLC October 2012 - February 2015
ICMA-RC December 2011 - September 2012
Ferris Baker Watts Inc December 2007 - April 2009
Skills
Proficient in Microsoft..., Financial Services, Equities, Portfolio Management, Asset Management, Mutual Funds, Investments, Financial Analysis, Finance, Banking, Financial Operations, Management
Education
Syracuse University 1980 — 1984
Business Administration, Management and Operations
Nikki Goodman Nikki Goodman's First Allied Securities, Inc. Experience November 2013 - November 2014
Job Investments Coordinator at The Financial Group
Industry Financial Services
Experience
Lincoln Financial Advisors December 2014 - Present
First Allied Securities, Inc. November 2013 - November 2014
First Allied Securities, Inc. January 2011 - March 2013
Greater Oklahoma City Chamber August 2010 - December 2010
Skills
Series 7, Series 63, Microsoft Excel, InDesign, Photoshop, Illustrator, Salesforce.com, HTML, Event Planning, Business Development
Education
University of Oklahoma 2006 — 2010
Bachelor's degree, Advertising
Lincoln Financial Advisors December 2014 - Present
First Allied Securities, Inc. November 2013 - November 2014
First Allied Securities, Inc. January 2011 - March 2013
Greater Oklahoma City Chamber August 2010 - December 2010
Skills
Series 7, Series 63, Microsoft Excel, InDesign, Photoshop, Illustrator, Salesforce.com, HTML, Event Planning, Business Development
Education
University of Oklahoma 2006 — 2010
Bachelor's degree, Advertising
Brenda Allerton Brenda Allerton's First Allied Securities, Inc. Experience 2002 - 2003
Job Advisory Board Member at Roundup River Ranch
Industry Nonprofit Organization Management
Experience
Roundup River Ranch 2012 - Present
Roundup River Ranch 2009 - 2012
StillPoint Advisors 2004 - 2009
Wells Fargo 2003 - 2004
First Allied Securities, Inc. 2002 - 2003
Resort Communications 2000 - 2002
Sentra Securities 1999 - 2000
Chase Global Investor Services 1998 - 1999
Skills
Business Development, At Multitasking, Fundraising, Employee Training, Strategic Planning, Team Leadership, Disaster Recovery, Contract Negotiation, Regulatory Compliance, Sales Management, Staff Management, Staff Development, Cost Control
Education
University of Rhode Island 1988 — 1992
Bachelor’s Degree, Journalism and Public Relations
Roundup River Ranch 2012 - Present
Roundup River Ranch 2009 - 2012
StillPoint Advisors 2004 - 2009
Wells Fargo 2003 - 2004
First Allied Securities, Inc. 2002 - 2003
Resort Communications 2000 - 2002
Sentra Securities 1999 - 2000
Chase Global Investor Services 1998 - 1999
Skills
Business Development, At Multitasking, Fundraising, Employee Training, Strategic Planning, Team Leadership, Disaster Recovery, Contract Negotiation, Regulatory Compliance, Sales Management, Staff Management, Staff Development, Cost Control
Education
University of Rhode Island 1988 — 1992
Bachelor’s Degree, Journalism and Public Relations
Andrew Luna Andrew Luna's First Allied Securities, Inc. Experience June 2014 - August 2014
Job Fraud Analyst at Lightstream, a division of SunTrust Bank
Industry Financial Services
Experience
Lightstream, a division of SunTrust Bank June 2015 - Present
First Allied Securities, Inc. June 2014 - August 2014
LPL Financial March 2014 - May 2014
Mu Sigma Consulting August 2013 - January 2014
City of San Ramon Parks and Community Services January 2009 - August 2013
Vans June 2012 - August 2012
Skills
Customer Service, Teamwork, Time Management, Public Speaking, Social Networking, Organization, Sales, Social Media, Team Leadership, Outdoor Recreation, Accounting, Leadership, PowerPoint, Microsoft Excel, Facebook, Leadership Development, Outlook, Google Docs, Close Attention to..., Microsoft Office, Event Planning, Fundraising, Social Media Marketing, Business Planning, Research, Budgets, Highly personable, Microsoft Word, Spanish, Event Management, Project Management, Management Consulting, Financial Planning
Education
San Diego State University-California State University 2011 — 2015
Bachelor's Degree, Business Administration-Financial Services, Graduate
De La Salle High School 2007 — 2011
High School Diploma
Lightstream, a division of SunTrust Bank June 2015 - Present
First Allied Securities, Inc. June 2014 - August 2014
LPL Financial March 2014 - May 2014
Mu Sigma Consulting August 2013 - January 2014
City of San Ramon Parks and Community Services January 2009 - August 2013
Vans June 2012 - August 2012
Skills
Customer Service, Teamwork, Time Management, Public Speaking, Social Networking, Organization, Sales, Social Media, Team Leadership, Outdoor Recreation, Accounting, Leadership, PowerPoint, Microsoft Excel, Facebook, Leadership Development, Outlook, Google Docs, Close Attention to..., Microsoft Office, Event Planning, Fundraising, Social Media Marketing, Business Planning, Research, Budgets, Highly personable, Microsoft Word, Spanish, Event Management, Project Management, Management Consulting, Financial Planning
Education
San Diego State University-California State University 2011 — 2015
Bachelor's Degree, Business Administration-Financial Services, Graduate
De La Salle High School 2007 — 2011
High School Diploma
Bob Schmelzer's First Allied Securities, Inc. Experience October 2013 - Present
Job Vice President First Allied Securities/Asset Advisory Services
Industry Financial Services
Experience
First Allied Securities, Inc. October 2013 - Present
First Empire Securities, Inc June 2012 - July 2013
Credit Agricole CIB November 2010 - June 2012
Financial Sciences 2003 - 2009
National Australia Bank 2000 - 2002
CIT 1989 - 2000
Citibank 1986 - 1989
Skills
Fixed Income, Capital Markets, Bonds, Securities, Investments, Bloomberg, Cash Management, Treasury Management, Money Market, Mutual Funds
Education
Columbia University in the City of New York 1979 — 1982
BA
First Allied Securities, Inc. October 2013 - Present
First Empire Securities, Inc June 2012 - July 2013
Credit Agricole CIB November 2010 - June 2012
Financial Sciences 2003 - 2009
National Australia Bank 2000 - 2002
CIT 1989 - 2000
Citibank 1986 - 1989
Skills
Fixed Income, Capital Markets, Bonds, Securities, Investments, Bloomberg, Cash Management, Treasury Management, Money Market, Mutual Funds
Education
Columbia University in the City of New York 1979 — 1982
BA
Patrick Dailey Patrick Dailey's First Allied Securities, Inc. Experience December 2000 - October 2008
Job Compliance Officer at Acorns
Industry Financial Services
Experience
Acorns March 2015 - Present
Northwestern Mutual April 2013 - December 2014
Independent Firm June 2012 - January 2013
Western International Securities Inc December 2008 - June 2012
First Allied Securities Inc December 2000 - October 2008
Skills
Options, Series 7, Series 24, Equity Trading, Series 63, Series 65, Insurance, Mutual Funds, Alternative Investments, Investment Advisory, Risk Management, Financial Risk, OFAC, Securities, Investments, FINRA, Asset Management, Financial Services
Education
University of Southern California
B.A, Liberal Arts and Sciences/Liberal Studies
Acorns March 2015 - Present
Northwestern Mutual April 2013 - December 2014
Independent Firm June 2012 - January 2013
Western International Securities Inc December 2008 - June 2012
First Allied Securities Inc December 2000 - October 2008
Skills
Options, Series 7, Series 24, Equity Trading, Series 63, Series 65, Insurance, Mutual Funds, Alternative Investments, Investment Advisory, Risk Management, Financial Risk, OFAC, Securities, Investments, FINRA, Asset Management, Financial Services
Education
University of Southern California
B.A, Liberal Arts and Sciences/Liberal Studies
Sarah Martin Dramshek's First Allied Securities, Inc. Experience January 2015 - Present
Job First Allied Securities, Inc.
Industry Financial Services
Experience
First Allied Securities, Inc. January 2015 - Present
ResMed June 2013 - January 2015
Imaging Healthcare Specialists August 2012 - June 2013
Avalon Ventures 2008 - 2012
Chumby Industries 2007 - 2008
Capital Real Estate Finance 2004 - 2007
Skills
Calendaring, Event Planning, Travel Arrangements, Management, Administrative..., Human Resources, Spreadsheets, Editing, Travel Management, Budgets, Time Management, PeopleSoft, Facebook, Microsoft Office, Office Management, Multitasking Skills, Executive Support, PowerPoint, Accounts Payable, Payroll, Outlook, Microsoft Word, Customer Service, Finance, Logistics, General Administrative..., Leadership, Microsoft Excel, Administrative..., Executive..., Strategic Planning
Education
Bloomsburg University of Pennsylvania
National University
First Allied Securities, Inc. January 2015 - Present
ResMed June 2013 - January 2015
Imaging Healthcare Specialists August 2012 - June 2013
Avalon Ventures 2008 - 2012
Chumby Industries 2007 - 2008
Capital Real Estate Finance 2004 - 2007
Skills
Calendaring, Event Planning, Travel Arrangements, Management, Administrative..., Human Resources, Spreadsheets, Editing, Travel Management, Budgets, Time Management, PeopleSoft, Facebook, Microsoft Office, Office Management, Multitasking Skills, Executive Support, PowerPoint, Accounts Payable, Payroll, Outlook, Microsoft Word, Customer Service, Finance, Logistics, General Administrative..., Leadership, Microsoft Excel, Administrative..., Executive..., Strategic Planning
Education
Bloomsburg University of Pennsylvania
National University
Luke Thibodeau Luke Thibodeau's First Allied Securities, Inc. Experience 2006 - 2008
Job Network Engineer at The Masiero Technology Group
Industry Information Technology and Services
Experience
The Masiero Technology Group April 2015 - Present
Sole Proprietorship 2007 - Present
Randstad Technologies US December 2014 - February 2015
ITEA (IT Experts Alliance) February 2008 - April 2009
First Allied Securities, Inc. 2006 - 2008
Sherwood Shutter Corporation January 2005 - January 2007
NRPI 2006 - 2007
Skills
Cerberus, Barracuda Spam Filter, DNS Administration, DNS, DHCP, IPv6, IPv4, Numara Footprints, Zenith Backup, Terminal Server, Terminal Emulation, RAID, HP LaserJet, HP Printers, Backup Exec, Backup & Recovery..., QoS, NAT, Windows 8, Windows 7, Windows XP, QuickBooks, Active Directory, Ghost Imaging, Cisco IOS, Microsoft Exchange, Microsoft Office, Lenovo, IT Asset Management, Surveillance, IP CCTV, LogMeIn, GoToAssist, GoToMeeting, Putty, Typing, VPN, SSLVPN, OpenVPN, VLAN, Wireless Networking, Cisco Wireless, Wireless Security, Wireless Mesh, Proxy, Asterisk, CCTV, Audio Visual Support, Crestron, Technical Presentations
Education
Santiago Canyon College 2005 — 2007
Associate's degree, Associate of arts
El Modena
The Masiero Technology Group April 2015 - Present
Sole Proprietorship 2007 - Present
Randstad Technologies US December 2014 - February 2015
ITEA (IT Experts Alliance) February 2008 - April 2009
First Allied Securities, Inc. 2006 - 2008
Sherwood Shutter Corporation January 2005 - January 2007
NRPI 2006 - 2007
Skills
Cerberus, Barracuda Spam Filter, DNS Administration, DNS, DHCP, IPv6, IPv4, Numara Footprints, Zenith Backup, Terminal Server, Terminal Emulation, RAID, HP LaserJet, HP Printers, Backup Exec, Backup & Recovery..., QoS, NAT, Windows 8, Windows 7, Windows XP, QuickBooks, Active Directory, Ghost Imaging, Cisco IOS, Microsoft Exchange, Microsoft Office, Lenovo, IT Asset Management, Surveillance, IP CCTV, LogMeIn, GoToAssist, GoToMeeting, Putty, Typing, VPN, SSLVPN, OpenVPN, VLAN, Wireless Networking, Cisco Wireless, Wireless Security, Wireless Mesh, Proxy, Asterisk, CCTV, Audio Visual Support, Crestron, Technical Presentations
Education
Santiago Canyon College 2005 — 2007
Associate's degree, Associate of arts
El Modena
Donna Pearson Halinski Donna Pearson Halinski's First Allied Securities, Inc. Experience June 2007 - Present
Job First Allied Securities, Inc.Corporate Media, Meetings and Events
Industry Financial Services
Experience
First Allied Securities, Inc. June 2007 - Present
First Allied Securities March 2007 - Present
First Allied, family of Advanced Equities, Inc. 2007 - 2009
First Financial Planners March 2000 - 2007
Free Lance, Myself March 1973 - May 2000
Skills
Event Management, Social Networking, Social Media, Marketing, Strategic Planning, Public Speaking, Public Relations, Event Planning, Marketing Strategy, Business Strategy, Market Research, Advertising, Strategic Communications, Leadership, Outlook, Copywriting, Project Management, Sales, Teamwork, Time Management, Publishing, Social Media Marketing, Copy Editing, Microsoft Word, Relationship Management, Microsoft Office, FINRA, PowerPoint, Facebook, Marketing Communications, Training, Contract Negotiation, Corporate Communications, Strategy, Publications, Series 7, Nonprofits, Online Advertising, Management, Lead Generation, Digital Marketing, Fundraising, Business Development
Education
University of Arkansas at Fayetteville 1970 — 1974
Bachelor of Arts (BA), Design; Fine Arts; Art History
Affton High School 1966 — 1970
10-12 (9th grade Center-Guant High School)
First Allied Securities, Inc. June 2007 - Present
First Allied Securities March 2007 - Present
First Allied, family of Advanced Equities, Inc. 2007 - 2009
First Financial Planners March 2000 - 2007
Free Lance, Myself March 1973 - May 2000
Skills
Event Management, Social Networking, Social Media, Marketing, Strategic Planning, Public Speaking, Public Relations, Event Planning, Marketing Strategy, Business Strategy, Market Research, Advertising, Strategic Communications, Leadership, Outlook, Copywriting, Project Management, Sales, Teamwork, Time Management, Publishing, Social Media Marketing, Copy Editing, Microsoft Word, Relationship Management, Microsoft Office, FINRA, PowerPoint, Facebook, Marketing Communications, Training, Contract Negotiation, Corporate Communications, Strategy, Publications, Series 7, Nonprofits, Online Advertising, Management, Lead Generation, Digital Marketing, Fundraising, Business Development
Education
University of Arkansas at Fayetteville 1970 — 1974
Bachelor of Arts (BA), Design; Fine Arts; Art History
Affton High School 1966 — 1970
10-12 (9th grade Center-Guant High School)
Jonathan L. Hölljes Jonathan L. Hölljes's First Allied Securities, Inc. Experience 2006 - 2011
Job Director of Employee Benefits
Industry Financial Services
Experience
The Carillon Group May 2012 - Present
Multi-Capital LLC July 2011 - April 2012
First Allied Securities, Inc. 2006 - 2011
Skills
Management, Finance, Strategic Planning, Strategy, Wealth
Education
Cannon Financial Institute 2007 — 2008
Certified Wealth Strategist, Financial Planning and Services
The American College 1983 — 1996
ChFC, CLU, LUTCF, REBC, Financial Planning and Services
University of Richmond 1976 — 1980
Bachelor of Arts (B.A.), Psychology
McDonogh School, Owings Mills , MD 1975 — 1976
HSD
The Carillon Group May 2012 - Present
Multi-Capital LLC July 2011 - April 2012
First Allied Securities, Inc. 2006 - 2011
Skills
Management, Finance, Strategic Planning, Strategy, Wealth
Education
Cannon Financial Institute 2007 — 2008
Certified Wealth Strategist, Financial Planning and Services
The American College 1983 — 1996
ChFC, CLU, LUTCF, REBC, Financial Planning and Services
University of Richmond 1976 — 1980
Bachelor of Arts (B.A.), Psychology
McDonogh School, Owings Mills , MD 1975 — 1976
HSD
Robert S. Wright Robert S. Wright's First Allied Securities, Inc. Experience Financial ConsultantRBC Dain RauscherAugust 1991 - September 2001
Job Financial Consultant at First Allied Securities, Inc.
Industry Financial Services
Experience
First Allied Securities, Inc. Financial ConsultantRBC Dain RauscherAugust 1991 - September 2001
Skills
Retirement Planning, Investment Advisory, Portfolio Management, Wealth Management, Finance, Investment Strategies, Series 7, Fixed Annuities, Asset Allocation, Mutual Funds, Series 63, Securities, Retirement
Education
University of Oregon 1978 — 1983
BS, Finance and Marketing
University of Hawaii at Manoa 1977 — 1978
First Allied Securities, Inc. Financial ConsultantRBC Dain RauscherAugust 1991 - September 2001
Skills
Retirement Planning, Investment Advisory, Portfolio Management, Wealth Management, Finance, Investment Strategies, Series 7, Fixed Annuities, Asset Allocation, Mutual Funds, Series 63, Securities, Retirement
Education
University of Oregon 1978 — 1983
BS, Finance and Marketing
University of Hawaii at Manoa 1977 — 1978
Kim Weiler's First Allied Securities, Inc. Experience December 2007 - June 2010
Job Experienced Professional, Seeking Employment
Industry Financial Services
Experience
First Allied Securities, Inc. December 2007 - June 2010
Commonwealth Financial Network January 2007 - July 2007
LPL Financial Services 2004 - 2007
Education
San Diego State University-California State University 1998 — 2003
BA, Communications
First Allied Securities, Inc. December 2007 - June 2010
Commonwealth Financial Network January 2007 - July 2007
LPL Financial Services 2004 - 2007
Education
San Diego State University-California State University 1998 — 2003
BA, Communications
Andrew Rothman Andrew Rothman's First Allied Securities, Inc. Experience August 2014 - September 2014
Job Financial Analyst at Transworld Systems
Industry Financial Services
Experience
Transworld Systems February 2015 - Present
First Allied Securities, Inc. August 2014 - September 2014
Rothman Securities, Inc. August 2011 - August 2014
Ameriprise Financial Services, Inc. June 2011 - August 2011
Skills
Financial Analysis, Finance, Microsoft Excel, Financial Reporting, Financial Planning, Microsoft Word, Data Entry, CRM, Financial Services, Leadership, Microsoft Office, PowerPoint, Management
Education
Towson University 2007 — 2011
Bachelor of Science (BS), Business Administration, Finance
Transworld Systems February 2015 - Present
First Allied Securities, Inc. August 2014 - September 2014
Rothman Securities, Inc. August 2011 - August 2014
Ameriprise Financial Services, Inc. June 2011 - August 2011
Skills
Financial Analysis, Finance, Microsoft Excel, Financial Reporting, Financial Planning, Microsoft Word, Data Entry, CRM, Financial Services, Leadership, Microsoft Office, PowerPoint, Management
Education
Towson University 2007 — 2011
Bachelor of Science (BS), Business Administration, Finance
Doris Kaucher Doris Kaucher's First Allied Securities, Inc. Experience January 2014 - Present
Job Registered Representitive at Paradigm Wealth Management, LLC
Industry Financial Services
Experience
First Allied Securities, Inc. January 2014 - Present
Invest Financial May 2008 - January 2014
D. Kaucher and Associates, LLC May 2008 - January 2014
Skills
Professional..., Retirement, Insurance, Mutual Funds, IRAs, Term Life Insurance, Disability Insurance, 401k, Wealth Management, Financial Planners, Securities, Investment Strategies, Variable Annuities
Education
Delaware Valley College
Accounting and Business/Management
Pennsylvania State University-Penn State Abington
Drafting and Design Technology
Slippery Rock State College
Business Science
First Allied Securities, Inc. January 2014 - Present
Invest Financial May 2008 - January 2014
D. Kaucher and Associates, LLC May 2008 - January 2014
Skills
Professional..., Retirement, Insurance, Mutual Funds, IRAs, Term Life Insurance, Disability Insurance, 401k, Wealth Management, Financial Planners, Securities, Investment Strategies, Variable Annuities
Education
Delaware Valley College
Accounting and Business/Management
Pennsylvania State University-Penn State Abington
Drafting and Design Technology
Slippery Rock State College
Business Science
Jeff Brookshire Jeff Brookshire's First Allied Securities, Inc. Experience April 2002 - Present
Job Certified Financial Planner
Industry Financial Services
Experience
Pacific Wealth Strategies Group, Inc. August 2007 - Present
First Allied Securities, Inc. April 2002 - Present
Alpha Resource Center of Santa Barbara July 2009 - June 2013
Edward Jones September 1997 - April 2002
Skills
Series 7, FINRA, Securities, Fixed Annuities, Alternative Investments, Investments, Strategic Financial..., Asset Managment, Portfolio Management, Retirement Planning, Investment Advisory, Wealth Management, Asset Allocation, Retirement, Financial Analysis, Financial Advisory, Mutual Funds, Investment Strategies, Private Equity, Series 63
Education
University of California, Santa Barbara 1987 — 1992
BA, Economics
Bellarmine College Preparatory 1984 — 1987
Pacific Wealth Strategies Group, Inc. August 2007 - Present
First Allied Securities, Inc. April 2002 - Present
Alpha Resource Center of Santa Barbara July 2009 - June 2013
Edward Jones September 1997 - April 2002
Skills
Series 7, FINRA, Securities, Fixed Annuities, Alternative Investments, Investments, Strategic Financial..., Asset Managment, Portfolio Management, Retirement Planning, Investment Advisory, Wealth Management, Asset Allocation, Retirement, Financial Analysis, Financial Advisory, Mutual Funds, Investment Strategies, Private Equity, Series 63
Education
University of California, Santa Barbara 1987 — 1992
BA, Economics
Bellarmine College Preparatory 1984 — 1987
Theresa Goldsmith Theresa Goldsmith's First Allied Securities, Inc. Experience March 2012 - Present
Job Financial Advisor First Allied Securities, Inc.
Industry Financial Services
Experience
First Allied Securities, Inc. March 2012 - Present
Wells Fargo Advisors April 1990 - January 2012
Bateman, Eichman, Hill, Richards 1981 - 1990
Skills
Securities, Investments, Financial Services, FINRA, Series 63, Finance, Series 7, Retirement Planning, Asset Allocation, Wealth Management, Mutual Funds, Strategic Financial..., Retirement, Investment Advisory
Education
Series 7
Series 22
Series 63
CA Insurance License #0671312
Long Beach City College
Business Administration
First Allied Securities, Inc. March 2012 - Present
Wells Fargo Advisors April 1990 - January 2012
Bateman, Eichman, Hill, Richards 1981 - 1990
Skills
Securities, Investments, Financial Services, FINRA, Series 63, Finance, Series 7, Retirement Planning, Asset Allocation, Wealth Management, Mutual Funds, Strategic Financial..., Retirement, Investment Advisory
Education
Series 7
Series 22
Series 63
CA Insurance License #0671312
Long Beach City College
Business Administration
Isaiah Mitchell Isaiah Mitchell's First Allied Securities, Inc. Experience November 2006 - January 2013
Job Manager of Insurance
Industry Financial Services
Experience
Independent Financial Group LLC September 2013 - Present
ING Financial Partners February 2013 - September 2013
First Allied Securities, Inc. November 2006 - January 2013
AIG SunAmerica February 2004 - October 2006
WS Griffith Securities, Inc. November 2000 - January 2004
Skills
Series 7, Series 63, Alternative Investments, Wealth Management, Securities, Retirement Planning, Mutual Funds, Investment Strategies, Retirement, Investments, Asset Allocation, Investment Advisory, Motivated self-starter, Financial Advisory, Private Equity, Building Relationships, Financial Planning, Asset Management, Financial Services
Education
San Diego State University-California State University 1996 — 2000
Economics, Economics
Independent Financial Group LLC September 2013 - Present
ING Financial Partners February 2013 - September 2013
First Allied Securities, Inc. November 2006 - January 2013
AIG SunAmerica February 2004 - October 2006
WS Griffith Securities, Inc. November 2000 - January 2004
Skills
Series 7, Series 63, Alternative Investments, Wealth Management, Securities, Retirement Planning, Mutual Funds, Investment Strategies, Retirement, Investments, Asset Allocation, Investment Advisory, Motivated self-starter, Financial Advisory, Private Equity, Building Relationships, Financial Planning, Asset Management, Financial Services
Education
San Diego State University-California State University 1996 — 2000
Economics, Economics
Martin Bauer, III, CPA/PFS, CFP Martin Bauer, III, CPA/PFS, CFP's First Allied Securities, Inc. Experience November 2007 - July 2009
Job Independent Representative at NFP Securities
Industry Financial Services
Experience
NFP Securities August 2009 - Present
Martin J. Bauer, III, CPA, CFP July 1979 - Present
Mycity.com January 2011 - August 2011
First Allied Securities, Inc November 2007 - July 2009
Deloitte Touche July 1972 - April 1976
Skills
Estate Planning, Securities, Accounting, Retirement Planning, Financial Planning, Investments, Insurance, Retirement, Tax, Long Term Care, Planning, Asset Management, Small Business, Wealth, Quickbooks, Financial Analysis, Annuities, Business Planning, Employee Benefits, Wealth Management, Non-profits, IRA's, Fixed Annuities, QuickBooks, Strategic Financial...
Education
California State University-Long Beach 1971 — 1972
MBA, Accounting
Loyola Marymount University 1967 — 1969
BS, Psychology
NFP Securities August 2009 - Present
Martin J. Bauer, III, CPA, CFP July 1979 - Present
Mycity.com January 2011 - August 2011
First Allied Securities, Inc November 2007 - July 2009
Deloitte Touche July 1972 - April 1976
Skills
Estate Planning, Securities, Accounting, Retirement Planning, Financial Planning, Investments, Insurance, Retirement, Tax, Long Term Care, Planning, Asset Management, Small Business, Wealth, Quickbooks, Financial Analysis, Annuities, Business Planning, Employee Benefits, Wealth Management, Non-profits, IRA's, Fixed Annuities, QuickBooks, Strategic Financial...
Education
California State University-Long Beach 1971 — 1972
MBA, Accounting
Loyola Marymount University 1967 — 1969
BS, Psychology
Kristina Koch's First Allied Securities, Inc. Experience September 2015 - Present
Job Executive Assistant at First Allied Securities, Inc.
Industry Executive Office
Experience
First Allied Securities, Inc. September 2015 - Present
Brock Real Estate Services December 2008 - August 2015
Marcus & Millichap February 2007 - October 2008
Charles River Associates March 2002 - January 2007
SLAC National Accelerator Laboratory September 1994 - March 2002
Graham & James May 1990 - June 1994
Mancini Law Group June 1986 - January 1990
Skills
I have the expertise in..., Newsletters, Management, Editing, Customer Service, Microsoft Excel, Budgets, Proofreading, Microsoft Word, Calendaring, Outlook, Administrative..., Microsoft Office, Event Planning, Social Networking, Process Improvement, Travel Arrangements, Bookkeeping, Brochures, Employee Benefits, Small Business, Corporate Law, 10 Key, Networking, Nonprofits, Outsourcing, PowerPoint, Project Management, QuickBooks, Typing, Windows, Writing, Creative Writing, Visio, Research, Fundraising, Confidentiality, Leadership, Training, Office Management, Access, Human Resources, Payroll, Employee Relations, Real Estate, Marketing, Administrative...
Education
Institute for Business and Technology 1984 — 1986
Executive Assistant Certification, Business Administration and Management, General, 4.0
First Allied Securities, Inc. September 2015 - Present
Brock Real Estate Services December 2008 - August 2015
Marcus & Millichap February 2007 - October 2008
Charles River Associates March 2002 - January 2007
SLAC National Accelerator Laboratory September 1994 - March 2002
Graham & James May 1990 - June 1994
Mancini Law Group June 1986 - January 1990
Skills
I have the expertise in..., Newsletters, Management, Editing, Customer Service, Microsoft Excel, Budgets, Proofreading, Microsoft Word, Calendaring, Outlook, Administrative..., Microsoft Office, Event Planning, Social Networking, Process Improvement, Travel Arrangements, Bookkeeping, Brochures, Employee Benefits, Small Business, Corporate Law, 10 Key, Networking, Nonprofits, Outsourcing, PowerPoint, Project Management, QuickBooks, Typing, Windows, Writing, Creative Writing, Visio, Research, Fundraising, Confidentiality, Leadership, Training, Office Management, Access, Human Resources, Payroll, Employee Relations, Real Estate, Marketing, Administrative...
Education
Institute for Business and Technology 1984 — 1986
Executive Assistant Certification, Business Administration and Management, General, 4.0
Chris Haas's First Allied Securities, Inc. Experience June 2013 - February 2015
Job Senior Software Engineer Express at ServiceNow – The Enterprise Cloud Company
Industry Information Technology and Services
Experience
ServiceNow – The Enterprise Cloud Company June 2015 - Present
Inforward January 2011 - Present
Fairway Technologies February 2015 - June 2015
First Allied Securities, Inc. June 2013 - February 2015
Redwood Logistics (formerly TSE) August 2013 - February 2014
NestWise January 2013 - May 2013
LPL Financial January 2012 - March 2013
LPL Financial November 2005 - November 2011
Aon Hewitt December 2001 - November 2005
Skills
WCF, AngularJS, Bootstrap, .NET, Web Services, SOA, C#, Entity Framework, Microsoft SQL Server, Agile Methodologies, Web Applications, SQL, JavaScript, Software Development, SDLC, Web Development, Databases, ASP.NET MVC, Enterprise Architecture, ASP.NET, jQuery, HTML 5, E-commerce, Scrum, CRM, Product Management, Web Design, Visual Studio, T-SQL, AJAX, CSS, Project Management, Database Design, TFS, Oracle, Entrepreneurial Skills, Multi-threaded..., Financial Software..., Git
Education
Indiana University - Kelley School of Business 1998 — 2001
Bachelor of Science, Business, Computer Information Systems
ServiceNow – The Enterprise Cloud Company June 2015 - Present
Inforward January 2011 - Present
Fairway Technologies February 2015 - June 2015
First Allied Securities, Inc. June 2013 - February 2015
Redwood Logistics (formerly TSE) August 2013 - February 2014
NestWise January 2013 - May 2013
LPL Financial January 2012 - March 2013
LPL Financial November 2005 - November 2011
Aon Hewitt December 2001 - November 2005
Skills
WCF, AngularJS, Bootstrap, .NET, Web Services, SOA, C#, Entity Framework, Microsoft SQL Server, Agile Methodologies, Web Applications, SQL, JavaScript, Software Development, SDLC, Web Development, Databases, ASP.NET MVC, Enterprise Architecture, ASP.NET, jQuery, HTML 5, E-commerce, Scrum, CRM, Product Management, Web Design, Visual Studio, T-SQL, AJAX, CSS, Project Management, Database Design, TFS, Oracle, Entrepreneurial Skills, Multi-threaded..., Financial Software..., Git
Education
Indiana University - Kelley School of Business 1998 — 2001
Bachelor of Science, Business, Computer Information Systems
Thomas Zochowski's First Allied Securities, Inc. Experience August 2010 - Present
Job Managing Director Technology Operations at First Allied Securities, Inc.
Industry Information Technology and Services
Experience
First Allied Securities, Inc. August 2010 - Present
First Allied Securities, Inc. March 2008 - August 2010
Fremont Investment & Loan December 2005 - December 2007
Fremont Investment & Loan August 2004 - December 2005
Fremont Investment & Loan November 2003 - August 2004
KH&H, LLC 1997 - 2002
Skills
Project Management, Strategic Planning, Process Improvement, Management, Leadership, IT Management, Telecommunications, Networking, Team Building, Vendor Management, VMware, IT Strategy, Integration, Cloud Computing, Business Analysis, IT Operations, Citrix, Team Leadership, Information Technology, Technical Support, Business Development, Disaster Recovery, Troubleshooting, SDLC, Data Center, Enterprise Architecture, Operating Systems, Budgets, Business Strategy, Executive Management, Program Management, Risk Management, Process Simulation, Business Intelligence, Enterprise Software, Network Administration, Customer Service, Change Management, Strategy, Product Development, Outsourcing, SaaS, Security, Project Planning, CRM, Governance, Business Process, Business Process..., Software Documentation, Team Management
Education
Pace University 1993 — 1997
BA, Computer Science
First Allied Securities, Inc. August 2010 - Present
First Allied Securities, Inc. March 2008 - August 2010
Fremont Investment & Loan December 2005 - December 2007
Fremont Investment & Loan August 2004 - December 2005
Fremont Investment & Loan November 2003 - August 2004
KH&H, LLC 1997 - 2002
Skills
Project Management, Strategic Planning, Process Improvement, Management, Leadership, IT Management, Telecommunications, Networking, Team Building, Vendor Management, VMware, IT Strategy, Integration, Cloud Computing, Business Analysis, IT Operations, Citrix, Team Leadership, Information Technology, Technical Support, Business Development, Disaster Recovery, Troubleshooting, SDLC, Data Center, Enterprise Architecture, Operating Systems, Budgets, Business Strategy, Executive Management, Program Management, Risk Management, Process Simulation, Business Intelligence, Enterprise Software, Network Administration, Customer Service, Change Management, Strategy, Product Development, Outsourcing, SaaS, Security, Project Planning, CRM, Governance, Business Process, Business Process..., Software Documentation, Team Management
Education
Pace University 1993 — 1997
BA, Computer Science
Ashley Marino Pedersen, AIF®'s First Allied Securities, Inc. Experience January 2008 - October 2008
Job Sr. Product Manager at LPL Financial
Industry Financial Services
Experience
LPL Financial April 2015 - Present
LPL Financial October 2010 - April 2015
Westin Hotels & Resorts February 2010 - October 2010
Westin Hotels & Resorts December 2008 - February 2010
First Allied Securities, Inc. January 2008 - October 2008
Dunham & Associates February 2007 - January 2008
ING Funds August 2005 - February 2007
Morgan Stanley 2005 - 2005
UBS Wealth Management January 2000 - March 2004
Skills
Series 7, Financial Services, Wealth Management, Retirement Planning, Mutual Funds, Portfolio Management, Series 63, Asset Allocation, Investment Strategies, Alternative Investments, Investment Advisory, Securities, 401k, FINRA, Retirement
Education
University of California, Irvine 1997 — 2001
BA
LPL Financial April 2015 - Present
LPL Financial October 2010 - April 2015
Westin Hotels & Resorts February 2010 - October 2010
Westin Hotels & Resorts December 2008 - February 2010
First Allied Securities, Inc. January 2008 - October 2008
Dunham & Associates February 2007 - January 2008
ING Funds August 2005 - February 2007
Morgan Stanley 2005 - 2005
UBS Wealth Management January 2000 - March 2004
Skills
Series 7, Financial Services, Wealth Management, Retirement Planning, Mutual Funds, Portfolio Management, Series 63, Asset Allocation, Investment Strategies, Alternative Investments, Investment Advisory, Securities, 401k, FINRA, Retirement
Education
University of California, Irvine 1997 — 2001
BA
John Osterloh's First Allied Securities, Inc. Experience February 2015 - Present
Job System Engineer at First Allied Securities, Inc.
Industry Aviation & Aerospace
Dan Umansky's First Allied Securities, Inc. Experience June 2014 - Present
Job SVP, Business Consulting Group, First Allied
Industry Financial Services
Experience
First Allied Securities, Inc. June 2014 - Present
KAR Consulting, Inc. January 2013 - May 2014
LPL Financial Services August 2007 - January 2013
AIG 2000 - 2007
Essex Corporation 1997 - 2000
Wells Fargo and HomeFed Bank 1989 - 1994
Merrill Lynch 1986 - 1989
Skills
Series 7, Wealth Management, Series 63, Management Consulting, Mutual Funds, Retirement Planning, Investment Advisory, Coaching, Retirement, Securities, Fixed Annuities, Investments, Alternative Investments, Financial Services, Management, Business Planning, Financial Advisory, Training, Business Development, Finance, FINRA, Asset Allocation, Strategic Financial..., Banking, 401k, Mergers & Acquisitions
Education
University of California, Los Angeles 1982 — 1986
University of California, Los Angeles
First Allied Securities, Inc. June 2014 - Present
KAR Consulting, Inc. January 2013 - May 2014
LPL Financial Services August 2007 - January 2013
AIG 2000 - 2007
Essex Corporation 1997 - 2000
Wells Fargo and HomeFed Bank 1989 - 1994
Merrill Lynch 1986 - 1989
Skills
Series 7, Wealth Management, Series 63, Management Consulting, Mutual Funds, Retirement Planning, Investment Advisory, Coaching, Retirement, Securities, Fixed Annuities, Investments, Alternative Investments, Financial Services, Management, Business Planning, Financial Advisory, Training, Business Development, Finance, FINRA, Asset Allocation, Strategic Financial..., Banking, 401k, Mergers & Acquisitions
Education
University of California, Los Angeles 1982 — 1986
University of California, Los Angeles
Roanne Martinez's First Allied Securities, Inc. Experience June 2000 - Present
Job VP, Business Consulting Group
Industry Financial Services
Experience
First Allied Securities, Inc. June 2000 - Present
AXA Equitable May 1998 - June 2000
Mutual of New York June 1996 - May 1998
Salomon Smith Barney April 1995 - June 1996
Skills
Finance, Financial Services, Fixed Annuities, Series 63, Variable Annuities
Education
San Diego State University-California State University 1994 — 1997
Bachelors Degree, Business Management
First Allied Securities, Inc. June 2000 - Present
AXA Equitable May 1998 - June 2000
Mutual of New York June 1996 - May 1998
Salomon Smith Barney April 1995 - June 1996
Skills
Finance, Financial Services, Fixed Annuities, Series 63, Variable Annuities
Education
San Diego State University-California State University 1994 — 1997
Bachelors Degree, Business Management
Rick May's First Allied Securities, Inc. Experience February 2008 - January 2013
Job Investment Consultant and Manager for Institutional Investors and High Net Worth Individuals
Industry Financial Services
Experience
678-361-6665 September 2013 - Present
F.D. May Investment Consultiing February 2009 - September 2013
First Allied Securities, Inc. February 2008 - January 2013
Bernstein Global Wealth Management May 2006 - June 2007
Trim Tabs Investment Research February 2005 - May 2006
Ned Davis Research, Inc. May 1994 - June 2004
The Robinson Humphrey Company 1984 - 1994
Skills
Alternative Investments, Wealth Management, Relationship Management, Portfolio Management, Private Equity, Hedge Funds, Asset Management, Risk Management, Investment Strategies, Asset Allocation, Strategic Planning, Equities, Series 7, Series 24, Financial Planning, Venture Capital, Retirement Planning, New Business Development, Estate Planning, Due Diligence/Compliance, Investment Advisory, Investments, Due Diligence, Retirement, Valuation, Mutual Funds, Strategic Financial..., High Net Worth..., Finance, Trading, Securities, Wealth, Investment Management, Fixed Income, Banking, Series 63, Capital Markets, Equity Research, ETFs, Financial Advisory, Wealth Management...
Education
University of Tennessee-Knoxville - College of Business Administration 1975 — 1977
MBA, Finance
Haslam College of Business at the University of Tennessee 1971 — 1975
BSBA, Marketing
678-361-6665 September 2013 - Present
F.D. May Investment Consultiing February 2009 - September 2013
First Allied Securities, Inc. February 2008 - January 2013
Bernstein Global Wealth Management May 2006 - June 2007
Trim Tabs Investment Research February 2005 - May 2006
Ned Davis Research, Inc. May 1994 - June 2004
The Robinson Humphrey Company 1984 - 1994
Skills
Alternative Investments, Wealth Management, Relationship Management, Portfolio Management, Private Equity, Hedge Funds, Asset Management, Risk Management, Investment Strategies, Asset Allocation, Strategic Planning, Equities, Series 7, Series 24, Financial Planning, Venture Capital, Retirement Planning, New Business Development, Estate Planning, Due Diligence/Compliance, Investment Advisory, Investments, Due Diligence, Retirement, Valuation, Mutual Funds, Strategic Financial..., High Net Worth..., Finance, Trading, Securities, Wealth, Investment Management, Fixed Income, Banking, Series 63, Capital Markets, Equity Research, ETFs, Financial Advisory, Wealth Management...
Education
University of Tennessee-Knoxville - College of Business Administration 1975 — 1977
MBA, Finance
Haslam College of Business at the University of Tennessee 1971 — 1975
BSBA, Marketing
Elizabeth Downs's First Allied Securities, Inc. Experience January 2001 - June 2006
Job Vice President, Communications at Anthology Communications
Industry Government Administration
Experience
Anthology Communications 2011 - Present
CTGi 2010 - 2011
Microfinance Information Exchange 2007 - 2010
First Allied Securities, Inc. January 2001 - June 2006
Welk Resort Group 1996 - 1998
Skills
Social Media, Strategic Communications, Corporate Communications, Marketing Communications, Strategic Planning, Strategy, Crisis Communications, Internal Communications, Integrated Marketing, Nonprofits, Leadership, Marketing, Advertising, Brand Development, Public Relations
Education
San Diego State University-California State University
English Language and Literature/Letters
Anthology Communications 2011 - Present
CTGi 2010 - 2011
Microfinance Information Exchange 2007 - 2010
First Allied Securities, Inc. January 2001 - June 2006
Welk Resort Group 1996 - 1998
Skills
Social Media, Strategic Communications, Corporate Communications, Marketing Communications, Strategic Planning, Strategy, Crisis Communications, Internal Communications, Integrated Marketing, Nonprofits, Leadership, Marketing, Advertising, Brand Development, Public Relations
Education
San Diego State University-California State University
English Language and Literature/Letters
David Freireich's First Allied Securities, Inc. Experience 2008 - Present
Job AVP, Software Quality Assurance at First Allied Securities
Industry Computer Software
Experience
First Allied Securities, Inc. 2008 - Present
Autonomy, Inc. (formerly Verity, Inc.) June 2005 - July 2008
Verity, Inc. (formerly Cardiff) February 2004 - November 2005
Cardiff Software, Inc. January 2000 - February 2004
Cardiff Software, Inc. January 1997 - January 2000
Skills
Software Quality..., Quality Assurance, Agile Methodologies, XML, Microsoft SQL Server, Test Automation, SQL, Black Box Testing, Software Development, Visio, Bug Tracking, Training, Project Management, Scrum, Cloud Computing, JIRA, HTML, SDLC, Agile Project Management, Agile Testing, TFS, Communication, Offshore Management, JavaScript, Ubuntu, Linux, Testing, Test Planning, Web Applications, User Acceptance Testing, Regression Testing, Enterprise Software, .NET
Education
Coleman College 1995 — 1996
Computer Science
Coleman College
Computer Science
First Allied Securities, Inc. 2008 - Present
Autonomy, Inc. (formerly Verity, Inc.) June 2005 - July 2008
Verity, Inc. (formerly Cardiff) February 2004 - November 2005
Cardiff Software, Inc. January 2000 - February 2004
Cardiff Software, Inc. January 1997 - January 2000
Skills
Software Quality..., Quality Assurance, Agile Methodologies, XML, Microsoft SQL Server, Test Automation, SQL, Black Box Testing, Software Development, Visio, Bug Tracking, Training, Project Management, Scrum, Cloud Computing, JIRA, HTML, SDLC, Agile Project Management, Agile Testing, TFS, Communication, Offshore Management, JavaScript, Ubuntu, Linux, Testing, Test Planning, Web Applications, User Acceptance Testing, Regression Testing, Enterprise Software, .NET
Education
Coleman College 1995 — 1996
Computer Science
Coleman College
Computer Science
Joshua Vance's First Allied Securities, Inc. Experience July 2013 - Present
Job Sr. BI Engineer at First Allied Securities, Inc.
Industry Information Technology and Services
Experience
First Allied Securities, Inc. July 2013 - Present
Websense December 2008 - July 2013
Fairfield Residential January 2004 - November 2008
Fairfield Residential December 2003 - November 2008
Skills
ETL, Data Warehousing, Business Intelligence, SQL, SQL Server, T-SQL, SSIS, Data Marts, Crystal Reports, Visual Basic, .NET, Architecture, SSAS, Performance Tuning, Microsoft SQL Server
Education
University of California San Diego - School of Extended Studies and Public Programs 1998 — 2000
No, Information Technology
Milwaukee Area Technical College 1992 — 1992
No, Electrical and Electronics Engineering
First Allied Securities, Inc. July 2013 - Present
Websense December 2008 - July 2013
Fairfield Residential January 2004 - November 2008
Fairfield Residential December 2003 - November 2008
Skills
ETL, Data Warehousing, Business Intelligence, SQL, SQL Server, T-SQL, SSIS, Data Marts, Crystal Reports, Visual Basic, .NET, Architecture, SSAS, Performance Tuning, Microsoft SQL Server
Education
University of California San Diego - School of Extended Studies and Public Programs 1998 — 2000
No, Information Technology
Milwaukee Area Technical College 1992 — 1992
No, Electrical and Electronics Engineering
Tamara Barone's First Allied Securities, Inc. Experience January 2013 - Present
Job Branch Operations Manager at First Allied DBA Northern Advisory Group
Industry Financial Services
Experience
First Allied Securities, Inc. January 2013 - Present
Summit Equities October 2010 - July 2012
MassMutual October 2010 - October 2011
Skills
Retirement Planning, Financial Analysis, Sales, Mutual Funds, Risk Management, Wealth Management, Retirement, Disability Insurance, Financial Planning, Health Insurance
Education
Ramapo College of NJ 1993 — 1997
BA, Business
Kinnelon
First Allied Securities, Inc. January 2013 - Present
Summit Equities October 2010 - July 2012
MassMutual October 2010 - October 2011
Skills
Retirement Planning, Financial Analysis, Sales, Mutual Funds, Risk Management, Wealth Management, Retirement, Disability Insurance, Financial Planning, Health Insurance
Education
Ramapo College of NJ 1993 — 1997
BA, Business
Kinnelon
Debora Osberg's First Allied Securities, Inc. Experience March 2015 - Present
Job Human Capital Consultant at First Allied Securities, Inc.
Industry Human Resources
Experience
First Allied Securities, Inc. March 2015 - Present
Cal-Comp USA August 2013 - March 2015
Certona July 2012 - October 2012
Crunch Fitness April 2009 - March 2012
PhotoThera April 2008 - November 2008
GKN Aerospace May 2005 - March 2008
Sanyo April 1987 - May 2005
Skills
Employee Relations, Performance Management, Onboarding, HR Policies, Recruiting, Human Resources, Benefits Administration, Personnel Management, Employee Benefits, Leadership Development, Training, Payroll, Coaching, Leadership, Management, Policy, Hiring, Organizational..., HRIS, System Administration, Employment Law, Deferred Compensation, Employee Handbooks, Temporary Placement, Talent Acquisition, Interviews, Talent Management, Employee Training, Program Management, Applicant Tracking..., Strategy, Administration, Strategic HR
Education
Chapman University
SHRM
PHR Certification
Sam Houston State University
Criminal Justice/Law Enforcement Administration
First Allied Securities, Inc. March 2015 - Present
Cal-Comp USA August 2013 - March 2015
Certona July 2012 - October 2012
Crunch Fitness April 2009 - March 2012
PhotoThera April 2008 - November 2008
GKN Aerospace May 2005 - March 2008
Sanyo April 1987 - May 2005
Skills
Employee Relations, Performance Management, Onboarding, HR Policies, Recruiting, Human Resources, Benefits Administration, Personnel Management, Employee Benefits, Leadership Development, Training, Payroll, Coaching, Leadership, Management, Policy, Hiring, Organizational..., HRIS, System Administration, Employment Law, Deferred Compensation, Employee Handbooks, Temporary Placement, Talent Acquisition, Interviews, Talent Management, Employee Training, Program Management, Applicant Tracking..., Strategy, Administration, Strategic HR
Education
Chapman University
SHRM
PHR Certification
Sam Houston State University
Criminal Justice/Law Enforcement Administration
Vandee Shelton's First Allied Securities, Inc. Experience February 2015 - Present
Job Transitions Manager at First Allied Securities
Industry Financial Services
Experience
First Allied Securities, Inc. February 2015 - Present
First Allied Securities, Inc. October 2013 - February 2015
Western Financial Corporation September 2008 - September 2012
Wells Fargo May 2007 - September 2008
Sagient Research February 2005 - May 2007
Griffin, Mills & Long, LLC June 2003 - February 2005
Skills
Financial Analysis, Banking, Financial Modeling, Project Management, Customer Service
Education
San Diego State University-California State University
Bachelor of Arts (BA), Economics
National University
Master of Business Administration (MBA), Finance
First Allied Securities, Inc. February 2015 - Present
First Allied Securities, Inc. October 2013 - February 2015
Western Financial Corporation September 2008 - September 2012
Wells Fargo May 2007 - September 2008
Sagient Research February 2005 - May 2007
Griffin, Mills & Long, LLC June 2003 - February 2005
Skills
Financial Analysis, Banking, Financial Modeling, Project Management, Customer Service
Education
San Diego State University-California State University
Bachelor of Arts (BA), Economics
National University
Master of Business Administration (MBA), Finance
L. Gary Ramos's First Allied Securities, Inc. Experience December 1994 - Present
Job Vice President of Equity Trading at First Allied Securities, Inc.
Industry Financial Services
Experience
First Allied Securities, Inc. December 1994 - Present
First Affiliated Securities 1987 - 1996
Skills
Series 7
Education
University of California, Los Angeles 1981 — 1986
B.A., Political Science, Political Economy
University of California, San Diego
First Allied Securities, Inc. December 1994 - Present
First Affiliated Securities 1987 - 1996
Skills
Series 7
Education
University of California, Los Angeles 1981 — 1986
B.A., Political Science, Political Economy
University of California, San Diego
Brian Ragen's First Allied Securities, Inc. Experience May 2000 - July 2002
Job Registered Principal Home Office OSJ at Triad Advisors
Industry Financial Services
Experience
Triad Advisors October 2012 - Present
MidSouth Capital Inc January 2008 - May 2012
Morgan Stanley September 2005 - December 2007
North Coast Securities Inc July 2004 - September 2005
Leadership Financial Corp March 2003 - December 2004
First Allied Securities Inc May 2000 - July 2002
Skills
FINRA Series..., Regulatory Compliance, Asset Management, Securities, Wealth Management, Equities, Investments, Series 7, Portfolio Management, Investment Advisory, Alternative Investments, Fixed Income
Education
Marist School, Atlanta GA
Mercer University
Triad Advisors October 2012 - Present
MidSouth Capital Inc January 2008 - May 2012
Morgan Stanley September 2005 - December 2007
North Coast Securities Inc July 2004 - September 2005
Leadership Financial Corp March 2003 - December 2004
First Allied Securities Inc May 2000 - July 2002
Skills
FINRA Series..., Regulatory Compliance, Asset Management, Securities, Wealth Management, Equities, Investments, Series 7, Portfolio Management, Investment Advisory, Alternative Investments, Fixed Income
Education
Marist School, Atlanta GA
Mercer University
Nick Cusato's First Allied Securities, Inc. Experience May 2014 - April 2015
Job Trader, Research Analyst at Ariston Services Group, LLC
Industry Capital Markets
Experience
Ariston Services Group, LLC April 2015 - Present
First Allied Securities, Inc. May 2014 - April 2015
Noble Americas Energy Solutions, LLC September 2010 - August 2011
Baxa Corporation June 2010 - August 2010
The SoCo Group, Inc. November 2009 - December 2009
Geary Interactive 2008 - 2008
Skills
Financial Analysis, Forecasting, Finance, Credit, Valuation, Budgets, Financial Modeling, Accounts Receivable, Sales, Risk Management, VBA, R
Education
Cass Business School 2012 — 2013
Master of Science (MSc), Investment Management
University of Denver - Daniels College of Business 2006 — 2010
BSBA, Finance
Ariston Services Group, LLC April 2015 - Present
First Allied Securities, Inc. May 2014 - April 2015
Noble Americas Energy Solutions, LLC September 2010 - August 2011
Baxa Corporation June 2010 - August 2010
The SoCo Group, Inc. November 2009 - December 2009
Geary Interactive 2008 - 2008
Skills
Financial Analysis, Forecasting, Finance, Credit, Valuation, Budgets, Financial Modeling, Accounts Receivable, Sales, Risk Management, VBA, R
Education
Cass Business School 2012 — 2013
Master of Science (MSc), Investment Management
University of Denver - Daniels College of Business 2006 — 2010
BSBA, Finance
James E. Pede, Jr., CFP, CLU, ChFC's First Allied Securities, Inc. Experience 1982 - Present
Job Pede & Strand Financial Services
Industry Financial Services
Experience
First Allied Securities, Inc. 1982 - Present
Skills
Financial Services, Securities, Retirement Planning, FINRA, Investments, Series 63, Retirement, Series 7
Education
St. Olaf College 1978 — 1981
BA
First Allied Securities, Inc. 1982 - Present
Skills
Financial Services, Securities, Retirement Planning, FINRA, Investments, Series 63, Retirement, Series 7
Education
St. Olaf College 1978 — 1981
BA
Charles Dodson's First Allied Securities, Inc. Experience 2003 - 2007
Job Vice President & Chief Compliance Officer at J.A. Glynn Investments LLC / JAG Capital Management, LLC
Industry Investment Management
Experience
J.A. Glynn & Co January 2007 - Present
First Allied Securities, Inc. 2003 - 2007
First Allied Securities, Inc. 2002 - 2007
RBC Dain 2000 - 2002
Walnut Street Securities 1994 - 2000
Skills
Investments, Series 7, Asset Allocation, Due Diligence, FINRA, Equities, Investment Advisory
Education
Southeast Missouri State University 1984 — 1986
B.S., Business Adminsistration & Finance
J.A. Glynn & Co January 2007 - Present
First Allied Securities, Inc. 2003 - 2007
First Allied Securities, Inc. 2002 - 2007
RBC Dain 2000 - 2002
Walnut Street Securities 1994 - 2000
Skills
Investments, Series 7, Asset Allocation, Due Diligence, FINRA, Equities, Investment Advisory
Education
Southeast Missouri State University 1984 — 1986
B.S., Business Adminsistration & Finance
Cheri Chen's First Allied Securities, Inc. Experience February 2000 - June 2003
Job Accountant or Sr Accountant
Industry Defense & Space
Experience
Continental Maritime San Diego June 2015 - Present
H & R Block January 2001 - Present
TearLab Corporation May 2011 - June 2015
BAE Systems May 2010 - January 2011
Continental Maritime December 2009 - May 2010
JMAR August 2008 - August 2009
NASSCO April 2007 - August 2008
JMAR Technologies, Inc September 2003 - April 2007
First Allied Securities, Inc February 2000 - June 2003
Handlery Hotel and Resort December 1994 - January 2000
Skills
DCAA, Government, Accounting, Financial Reporting, Auditing, Audit, Compliance, SOX, CAS, DFAR, Policy, Internal Audit, Government Contracting, Tax, Billing, Fixed Assets, Analysis, Preparation, Journal Entries, General Ledger, Accruals, Reconciliation, GAAP, Quickbooks, Accounts Payable, FAR, Sarbanes-Oxley Act, Account Reconciliation, Invoicing, Process Improvement, Financial Audits, QuickBooks, Income Tax, Payroll, Microsoft Excel, Financial Accounting, Cash Management, Balance, Expenses, Variance Analysis, Finance, Accounts Receivable, Sales Tax, Financial Statements
Education
St. Cloud State University 1983 — 1988
B.S; B.A, Computer Science; Mathematics
Continental Maritime San Diego June 2015 - Present
H & R Block January 2001 - Present
TearLab Corporation May 2011 - June 2015
BAE Systems May 2010 - January 2011
Continental Maritime December 2009 - May 2010
JMAR August 2008 - August 2009
NASSCO April 2007 - August 2008
JMAR Technologies, Inc September 2003 - April 2007
First Allied Securities, Inc February 2000 - June 2003
Handlery Hotel and Resort December 1994 - January 2000
Skills
DCAA, Government, Accounting, Financial Reporting, Auditing, Audit, Compliance, SOX, CAS, DFAR, Policy, Internal Audit, Government Contracting, Tax, Billing, Fixed Assets, Analysis, Preparation, Journal Entries, General Ledger, Accruals, Reconciliation, GAAP, Quickbooks, Accounts Payable, FAR, Sarbanes-Oxley Act, Account Reconciliation, Invoicing, Process Improvement, Financial Audits, QuickBooks, Income Tax, Payroll, Microsoft Excel, Financial Accounting, Cash Management, Balance, Expenses, Variance Analysis, Finance, Accounts Receivable, Sales Tax, Financial Statements
Education
St. Cloud State University 1983 — 1988
B.S; B.A, Computer Science; Mathematics
Gregory Cater, CWS®'s First Allied Securities, Inc. Experience 2000 - Present
Job Registered Principal at First Allied Securities, Inc.
Industry Financial Services
Experience
First Allied Securities, Inc. 2000 - Present
Financial Industry Regulatory Authority 1989 - Present
The GMS Group, a wholly owned subsidiary of Gruntal 1990 - 2000
Dean Witter Reynolds Inc. 1979 - 1989
Skills
Municipal Bonds, Corporate Bonds, Fixed Income, Valuation, Due Diligence, Financial Risk, Macroeconomics, Securities Regulation
Education
Texas A&M University
Bachelor of Science (B.S.), Economics
First Allied Securities, Inc. 2000 - Present
Financial Industry Regulatory Authority 1989 - Present
The GMS Group, a wholly owned subsidiary of Gruntal 1990 - 2000
Dean Witter Reynolds Inc. 1979 - 1989
Skills
Municipal Bonds, Corporate Bonds, Fixed Income, Valuation, Due Diligence, Financial Risk, Macroeconomics, Securities Regulation
Education
Texas A&M University
Bachelor of Science (B.S.), Economics
Sandy Pappalardo's First Allied Securities, Inc. Experience January 2000 - January 2001
Job Vice President Branch Supervision CUSO Financial Services, LP and Sorrento Pacific Financial, LLC
Industry Financial Services
Experience
CUSO Financial Services, LP and Sorrento Pacific Financial, LLC July 2015 - Present
Puplava Securities, Inc./Puplava Financial Services, Inc. July 2013 - July 2015
CUSO Financial Services February 2013 - May 2013
Core Compliance & Legal Services May 2012 - February 2013
Puplava Financial Services, Inc./Puplava Securities, Inc. January 2007 - May 2012
ACA Compliance Group January 2003 - December 2006
Legacy Advisors, LLC January 2001 - January 2003
First Allied Securities, Inc January 2000 - January 2001
Puplava Financial Services, Inc./Puplava Securities, Inc. January 1992 - January 2000
Skills
Compliance, Supervisory Skills, Administration, Scheduling, Payroll Processing, Insurance, Series 7, Licensing, Securities, SEC reporting, Executive Management, Risk Management, Due Diligence, SEC, Hedge Funds, FINRA, Financial Services, Investment Advisory
Education
University of New Hampshire - Whittemore School of Business and Economics
BA, Economics
CUSO Financial Services, LP and Sorrento Pacific Financial, LLC July 2015 - Present
Puplava Securities, Inc./Puplava Financial Services, Inc. July 2013 - July 2015
CUSO Financial Services February 2013 - May 2013
Core Compliance & Legal Services May 2012 - February 2013
Puplava Financial Services, Inc./Puplava Securities, Inc. January 2007 - May 2012
ACA Compliance Group January 2003 - December 2006
Legacy Advisors, LLC January 2001 - January 2003
First Allied Securities, Inc January 2000 - January 2001
Puplava Financial Services, Inc./Puplava Securities, Inc. January 1992 - January 2000
Skills
Compliance, Supervisory Skills, Administration, Scheduling, Payroll Processing, Insurance, Series 7, Licensing, Securities, SEC reporting, Executive Management, Risk Management, Due Diligence, SEC, Hedge Funds, FINRA, Financial Services, Investment Advisory
Education
University of New Hampshire - Whittemore School of Business and Economics
BA, Economics
Ronald Marsh's First Allied Securities, Inc. Experience May 2004 - Present
Job Securities offered through First Allied Securities, Inc., member FINRA & SIPC
Industry Financial Services
Experience
First Allied Securities, Inc. May 2004 - Present
Skills
Microsoft Office, Customer Service, English, Windows, Research, Outlook
Education
Reed College 1978 — 1983
BA, Religion
First Allied Securities, Inc. May 2004 - Present
Skills
Microsoft Office, Customer Service, English, Windows, Research, Outlook
Education
Reed College 1978 — 1983
BA, Religion
Christiane Melano's First Allied Securities, Inc. Experience April 2015 - Present
Job First Allied Securities, Inc.
Industry Financial Services
Experience
First Allied Securities, Inc. April 2015 - Present
Kaiser Permanente January 2015 - April 2015
Vanguard January 2013 - August 2014
Vanguard September 2010 - January 2013
Skills
Broker-Dealer Operations, Back Office, Asset Transfers, ACATS, Offshore Operations, Alternative Investments, DTC, Financial Services, Series 6, Series 63, Mutual Funds, Institutional..., Asset Management, SharePoint..., Customer Service, Microsoft Excel, Leadership, PowerPoint, Microsoft Word, Microsoft Office, 401k Rollovers, English to Spanish
Education
The University of Texas at El Paso 2005 — 2010
Bachelors of Business Administration, Finance and International Business (concentration: Spanish)
First Allied Securities, Inc. April 2015 - Present
Kaiser Permanente January 2015 - April 2015
Vanguard January 2013 - August 2014
Vanguard September 2010 - January 2013
Skills
Broker-Dealer Operations, Back Office, Asset Transfers, ACATS, Offshore Operations, Alternative Investments, DTC, Financial Services, Series 6, Series 63, Mutual Funds, Institutional..., Asset Management, SharePoint..., Customer Service, Microsoft Excel, Leadership, PowerPoint, Microsoft Word, Microsoft Office, 401k Rollovers, English to Spanish
Education
The University of Texas at El Paso 2005 — 2010
Bachelors of Business Administration, Finance and International Business (concentration: Spanish)
Bridget Lynch's First Allied Securities, Inc. Experience November 2013 - Present
Job Sr. Software Developer at First Allied Securities, Inc.
Industry Nonprofit Organization Management
Experience
First Allied Securities, Inc. November 2013 - Present
First Allied Securities October 2012 - November 2013
San Diego State University Research Foundation April 2007 - October 2012
Unisys February 2004 - April 2007
Skills
CSS, jQuery, HTML 5, JavaScript, XML, HTML, ASP.NET, IIS, CSS3, C#, Visual Studio, VBScript
Education
Penn State University 1998 — 2003
BA, Web Design
First Allied Securities, Inc. November 2013 - Present
First Allied Securities October 2012 - November 2013
San Diego State University Research Foundation April 2007 - October 2012
Unisys February 2004 - April 2007
Skills
CSS, jQuery, HTML 5, JavaScript, XML, HTML, ASP.NET, IIS, CSS3, C#, Visual Studio, VBScript
Education
Penn State University 1998 — 2003
BA, Web Design
Scott Burkhardt's First Allied Securities, Inc. Experience November 2012 - August 2015
Job Analyst Product Review at Edward Jones
Industry Financial Services
Experience
Edward Jones August 2015 - Present
First Allied Securities, Inc. November 2012 - August 2015
Scottrade February 2012 - November 2012
Mass Mutual January 2008 - February 2012
Education
University of Missouri-Columbia 2005 — 2007
Bachelor's Degree, Accounting and Finance; Economics
Missouri State University 2004 — 2005
Business
Edward Jones August 2015 - Present
First Allied Securities, Inc. November 2012 - August 2015
Scottrade February 2012 - November 2012
Mass Mutual January 2008 - February 2012
Education
University of Missouri-Columbia 2005 — 2007
Bachelor's Degree, Accounting and Finance; Economics
Missouri State University 2004 — 2005
Business
Dean Ojeda's First Allied Securities, Inc. Experience 2000 - 2006
Job Plan Administrator II at OneAmerica, LLC
Industry Banking
Experience
OneAmerica Financial Partners Inc. October 2007 - Present
First Allied Securities, Inc. 2000 - 2006
Union Bank 1994 - 2000
Skills
Wealth Management, Securities, Mutual Funds, Portfolio Management, Investments, Strategic Financial..., Financial Analysis, Asset Allocation, Banking, Equities, 401k, Retirement, Financial Modeling, Wealth Management..., High Net Worth..., Financial Services
Education
Southwestern College
OneAmerica Financial Partners Inc. October 2007 - Present
First Allied Securities, Inc. 2000 - 2006
Union Bank 1994 - 2000
Skills
Wealth Management, Securities, Mutual Funds, Portfolio Management, Investments, Strategic Financial..., Financial Analysis, Asset Allocation, Banking, Equities, 401k, Retirement, Financial Modeling, Wealth Management..., High Net Worth..., Financial Services
Education
Southwestern College
Justin Pinto's First Allied Securities, Inc. Experience December 2008 - Present
Job
Industry Financial Services
Experience
First Allied Securities, Inc December 2008 - Present
Montauk Financial Group January 2008 - December 2008
Montauk Financial Group September 2003 - December 2007
Montauk Financial Group February 2001 - September 2003
Skills
Series 7, General..., Series 65, Uniform..., Series 63, Uniform...
Education
University at Albany, State University of New York
Bachelor of Science, Chemistry
Brookdale Community College
Associate, Science
First Allied Securities, Inc December 2008 - Present
Montauk Financial Group January 2008 - December 2008
Montauk Financial Group September 2003 - December 2007
Montauk Financial Group February 2001 - September 2003
Skills
Series 7, General..., Series 65, Uniform..., Series 63, Uniform...
Education
University at Albany, State University of New York
Bachelor of Science, Chemistry
Brookdale Community College
Associate, Science
Tim Courchaine's First Allied Securities, Inc. Experience September 2014 - Present
Job Associate Vice President, GPS Group at First Allied Securities
Industry Financial Services
Experience
First Allied Securities, Inc. September 2014 - Present
State Street June 2013 - August 2014
State Street January 2013 - June 2013
State Street February 2008 - January 2013
Skills
Fixed Income, Analysis, Valuation, Equities, Financial Analysis
Education
Brown University 2002 — 2006
First Allied Securities, Inc. September 2014 - Present
State Street June 2013 - August 2014
State Street January 2013 - June 2013
State Street February 2008 - January 2013
Skills
Fixed Income, Analysis, Valuation, Equities, Financial Analysis
Education
Brown University 2002 — 2006
Erica Kretsch's First Allied Securities, Inc. Experience December 2013 - Present
Job
Industry Computer Software
Experience
First Allied Securities, Inc. December 2013 - Present
Fish & Richardson P.C. March 2013 - October 2013
FanBox May 2010 - January 2013
Skills
C#, SQL, JavaScript, HTML, CSS, Visual Studio, Microsoft SQL Server, XML, jQuery, .NET, ASP.NET, Software Development
Education
Neumont University 2007 — 2010
Bachelor of Science (B.S.), Computer Science
First Allied Securities, Inc. December 2013 - Present
Fish & Richardson P.C. March 2013 - October 2013
FanBox May 2010 - January 2013
Skills
C#, SQL, JavaScript, HTML, CSS, Visual Studio, Microsoft SQL Server, XML, jQuery, .NET, ASP.NET, Software Development
Education
Neumont University 2007 — 2010
Bachelor of Science (B.S.), Computer Science
Deloitte
PwC
Ernst & Young
Walgreens
Procter & Gamble
KPMG
PricewaterhouseCoopers
EY