UBS Financial Services, Inc
Industry: Investment banking company
DescriptionUBS Group AG is a Swiss multinational investment bank and financial services company founded and based in Switzerland. Co-headquartered in the cities of Zürich and Basel, it maintains a presence in all major financial centers as the largest Swiss banking institution in the world. CEO: Sergio Ermotti (15 Nov 2011–) Customer service: 020 7567 8000 Headquarters: Basel, Switzerland Subsidiaries: UBS Limited, UBS Investment Bank,
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UBS Financial Services, Inc Employees
Employee
Years
Job
Industry
Jason Ladner Jason Ladner's UBS Financial Services, Inc Experience 2012 - Present
Job Vice President Wealth Management, Portfolio Manager, CIMA®, CRPC®
Industry Investment Management
Experience
UBS Financial Services, Inc. 2012 - Present
Merrill Lynch 1999 - 2012
Education
Arizona State University, W. P. Carey School of Business
UBS Financial Services, Inc. 2012 - Present
Merrill Lynch 1999 - 2012
Education
Arizona State University, W. P. Carey School of Business
Bennett Lee Bennett Lee's UBS Financial Services, Inc Experience October 2012 - December 2012
Job Full Stack Engineer, iOS/Android Developer, and Designer
Industry Computer Software
Experience
Tapiture June 2014 - Present
Tapiture January 2014 - May 2014
Sidebench Studios January 2014 - May 2014
JUMP Investors October 2013 - December 2013
City National Bank June 2013 - August 2013
UBS Financial Services Inc. October 2012 - December 2012
Panramic January 2011 - December 2012
Skills
Web Development, iOS, Objective-C, Ruby on Rails, C++, Swift, Databases, Java, Ruby, JavaScript, Python, Django, AngularJS, Research, Web Design, Android, PHP, Node.js, JIRA, Google Analytics, Photoshop, Windows, OS X, Linux, HTML 5, CSS3, C#, SQL, Wordpress, Play Framework, ElasticSearch, Swagger, Stash, Shopify, Unity3D, Cassandra
Education
University of Southern California - Marshall School of Business 2010 — 2014
Bachelor of Science (BS), Business Administration
University of Southern California 2010 — 2014
Minor, Computer Science
Tapiture June 2014 - Present
Tapiture January 2014 - May 2014
Sidebench Studios January 2014 - May 2014
JUMP Investors October 2013 - December 2013
City National Bank June 2013 - August 2013
UBS Financial Services Inc. October 2012 - December 2012
Panramic January 2011 - December 2012
Skills
Web Development, iOS, Objective-C, Ruby on Rails, C++, Swift, Databases, Java, Ruby, JavaScript, Python, Django, AngularJS, Research, Web Design, Android, PHP, Node.js, JIRA, Google Analytics, Photoshop, Windows, OS X, Linux, HTML 5, CSS3, C#, SQL, Wordpress, Play Framework, ElasticSearch, Swagger, Stash, Shopify, Unity3D, Cassandra
Education
University of Southern California - Marshall School of Business 2010 — 2014
Bachelor of Science (BS), Business Administration
University of Southern California 2010 — 2014
Minor, Computer Science
Jessica Wert's UBS Financial Services, Inc Experience April 2014 - Present
Job Financial Advisor at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. April 2014 - Present
Deloitte September 2011 - March 2014
Education
Arizona State University 2010 — 2011
Master of Accountancy, Accountancy
Arizona State University 2006 — 2010
Bachelor's degree, Accountancy
UBS Financial Services, Inc. April 2014 - Present
Deloitte September 2011 - March 2014
Education
Arizona State University 2010 — 2011
Master of Accountancy, Accountancy
Arizona State University 2006 — 2010
Bachelor's degree, Accountancy
Jeremy Keller, AAMS® Jeremy Keller, AAMS®'s UBS Financial Services, Inc Experience September 2014 - Present
Job Wealth Strategy Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. September 2014 - Present
UBS Financial Services, Inc. July 2010 - September 2014
UBS Financial Services, Inc. November 2009 - August 2010
UBS Financial Services, Inc. July 2009 - November 2009
Waddell & Reed March 2009 - May 2009
Merrill Lynch September 2008 - February 2009
Education
University of Nevada-Las Vegas 2011 — 2012
Masters in Business Administration, Finance
California State University-Long Beach - College of Business Administration 2003 — 2008
Bachelor of Science, Finance, Bachelor of Science, Marketing
Palo Verde High School 1999 — 2003
UBS Financial Services, Inc. September 2014 - Present
UBS Financial Services, Inc. July 2010 - September 2014
UBS Financial Services, Inc. November 2009 - August 2010
UBS Financial Services, Inc. July 2009 - November 2009
Waddell & Reed March 2009 - May 2009
Merrill Lynch September 2008 - February 2009
Education
University of Nevada-Las Vegas 2011 — 2012
Masters in Business Administration, Finance
California State University-Long Beach - College of Business Administration 2003 — 2008
Bachelor of Science, Finance, Bachelor of Science, Marketing
Palo Verde High School 1999 — 2003
Tasha Webie CFP®, CRPC® Tasha Webie CFP®, CRPC®'s UBS Financial Services, Inc Experience Registered Client Service Associate - UBS Institutional Consulting GroupUBS Financial Services, Inc.$
Job Registered Client Service Associate UBS Institutional Consulting Group at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. Registered Client Service Associate - UBS Institutional Consulting GroupUBS Financial Services, Inc.$
Skills
Client Services, Series 7, Wealth Management, Fixed Income, Series 63, Equities, Uniform Combined State..., Asset Allocation, Securities, Alternative Investments, Mutual Funds, Bloomberg, Hedge Funds, Investments, FINRA, Investment Advisory, Retirement Planning, Portfolio Management, Asset Management, Financial Services
Education
Brewton-Parker College
Bachelor of Arts (BA)
UBS Financial Services, Inc. Registered Client Service Associate - UBS Institutional Consulting GroupUBS Financial Services, Inc.$
Skills
Client Services, Series 7, Wealth Management, Fixed Income, Series 63, Equities, Uniform Combined State..., Asset Allocation, Securities, Alternative Investments, Mutual Funds, Bloomberg, Hedge Funds, Investments, FINRA, Investment Advisory, Retirement Planning, Portfolio Management, Asset Management, Financial Services
Education
Brewton-Parker College
Bachelor of Arts (BA)
Lauren M. Reiser, CFP® Lauren M. Reiser, CFP®'s UBS Financial Services, Inc Experience February 2008 - August 2013
Job Trust Administrator at Wells Fargo Wealth Management
Industry Financial Services
Experience
Wells Fargo September 2013 - Present
UBS Financial Services Inc. February 2008 - August 2013
Wells Fargo Bank August 2006 - February 2008
Cintas June 2005 - March 2006
Skills
Strategy, Investments, Management, Series 7, Asset Management, Equities, Wealth Management, Portfolio Management, Financial Analysis, Mutual Funds, Investment Banking, Finance, Analysis, Business Development, Risk Management, Marketing, Leadership
Education
University of Southern California 2002 — 2005
Bachelor of Arts, Sociology, Spanish, Entrepreneurship
Wells Fargo September 2013 - Present
UBS Financial Services Inc. February 2008 - August 2013
Wells Fargo Bank August 2006 - February 2008
Cintas June 2005 - March 2006
Skills
Strategy, Investments, Management, Series 7, Asset Management, Equities, Wealth Management, Portfolio Management, Financial Analysis, Mutual Funds, Investment Banking, Finance, Analysis, Business Development, Risk Management, Marketing, Leadership
Education
University of Southern California 2002 — 2005
Bachelor of Arts, Sociology, Spanish, Entrepreneurship
Eric Watson Eric Watson's UBS Financial Services, Inc Experience November 2010 - September 2014
Job Partner, Managing Director at Snowden Lane Partners
Industry Financial Services
Experience
Snowden Lane Partners September 2014 - Present
UBS Financial Services, Inc. November 2010 - September 2014
Merrill Lynch October 2001 - November 2010
Prudential Financial September 1997 - September 2001
Education
Bowling Green State University 1989 — 1993
Bachelor's degree, Finance
Snowden Lane Partners September 2014 - Present
UBS Financial Services, Inc. November 2010 - September 2014
Merrill Lynch October 2001 - November 2010
Prudential Financial September 1997 - September 2001
Education
Bowling Green State University 1989 — 1993
Bachelor's degree, Finance
Kathy Frazier Kathy Frazier's UBS Financial Services, Inc Experience November 2013 - Present
Job Financial Advisor at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. November 2013 - Present
Morgan Stanley Wealth Management November 2007 - November 2013
Goldman Sachs August 1987 - December 1999
Education
University of Pennsylvania - The Wharton School 1985 — 1987
Master of Business Administration (M.B.A.), Finance
Amherst College 1979 — 1983
Bachelor of Arts (BA), Economics
The Spence School 1974 — 1979
UBS Financial Services, Inc. November 2013 - Present
Morgan Stanley Wealth Management November 2007 - November 2013
Goldman Sachs August 1987 - December 1999
Education
University of Pennsylvania - The Wharton School 1985 — 1987
Master of Business Administration (M.B.A.), Finance
Amherst College 1979 — 1983
Bachelor of Arts (BA), Economics
The Spence School 1974 — 1979
Jeff Musser's UBS Financial Services, Inc Experience November 1994 - June 2003
Job Director of Investment Management at Adventist Health System/ West
Industry Hospital & Health Care
Experience
Adventist Health System/ West June 2003 - Present
UBS Financial Services, Inc. November 1994 - June 2003
Skills
Asset Managment, Financial Analysis, Portfolio Management, Asset Management, Equities, Investment Management, Start-ups, Mutual Funds, Alternative Investments, Change Management, Private Equity, Finance, Trading, Fixed Income, Capital Markets, Asset Allocation, Valuation, Corporate Finance
Education
Babson College 1980 — 1982
Bachelor of Science in Business Administration, Finance/Accounting
University of Michigan 1978 — 1980
University School 1976 — 1978
Adventist Health System/ West June 2003 - Present
UBS Financial Services, Inc. November 1994 - June 2003
Skills
Asset Managment, Financial Analysis, Portfolio Management, Asset Management, Equities, Investment Management, Start-ups, Mutual Funds, Alternative Investments, Change Management, Private Equity, Finance, Trading, Fixed Income, Capital Markets, Asset Allocation, Valuation, Corporate Finance
Education
Babson College 1980 — 1982
Bachelor of Science in Business Administration, Finance/Accounting
University of Michigan 1978 — 1980
University School 1976 — 1978
Carey Wikstrom Carey Wikstrom's UBS Financial Services, Inc Experience July 2008 - December 2010
Job Project Leader at The Boston Consulting Group
Industry Management Consulting
Experience
The Boston Consulting Group August 2015 - Present
The Boston Consulting Group August 2013 - July 2015
Council of Fashion Designers of America (CFDA) September 2012 - May 2013
NYU Stern School of Business June 2011 - May 2013
The Boston Consulting Group June 2012 - August 2012
Rent The Runway March 2011 - May 2011
UBS Financial Services, Inc. July 2008 - December 2010
Crestwood Advisors, LLP 2007 - 2007
Skills
Finance, Pricing Strategy, Strategy, Retail, Consumer Insight, Organizational design, Apparel, Competitive benchmarking, Market Analysis, Business Strategy, Merchandising
Education
New York University - Leonard N. Stern School of Business 2011 — 2013
Master of Business Administration (MBA), Strategy and Finance
Bentley University 2004 — 2008
Bachelor's of Science, Summa Cum Laude, Finance, Marketing
The Boston Consulting Group August 2015 - Present
The Boston Consulting Group August 2013 - July 2015
Council of Fashion Designers of America (CFDA) September 2012 - May 2013
NYU Stern School of Business June 2011 - May 2013
The Boston Consulting Group June 2012 - August 2012
Rent The Runway March 2011 - May 2011
UBS Financial Services, Inc. July 2008 - December 2010
Crestwood Advisors, LLP 2007 - 2007
Skills
Finance, Pricing Strategy, Strategy, Retail, Consumer Insight, Organizational design, Apparel, Competitive benchmarking, Market Analysis, Business Strategy, Merchandising
Education
New York University - Leonard N. Stern School of Business 2011 — 2013
Master of Business Administration (MBA), Strategy and Finance
Bentley University 2004 — 2008
Bachelor's of Science, Summa Cum Laude, Finance, Marketing
Daniel Fetterolf, CFA, CFP® Daniel Fetterolf, CFA, CFP®'s UBS Financial Services, Inc Experience February 2008 - Present
Job Vice PresidentWealth Management at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. February 2008 - Present
Greenville County Sheriff's Office December 2002 - February 2008
Education
Bob Jones University 1998 — 2002
BA
UBS Financial Services, Inc. February 2008 - Present
Greenville County Sheriff's Office December 2002 - February 2008
Education
Bob Jones University 1998 — 2002
BA
Kali (Galvin) Reed's UBS Financial Services, Inc Experience March 2012 - July 2015
Job Experienced Sales & Leadership Executive seeking Event Coordination & Fundraising Positions
Industry Fund-Raising
Experience
UBS Financial Services, Inc. March 2012 - July 2015
UBS Financial Services, Inc. August 2011 - March 2012
UBS Financial Services, Inc. March 2010 - August 2011
UBS Financial Services, Inc. July 2008 - March 2010
Skills
Series 7, Leadership, Management, Sales, Investments, Wealth Management, Financial Services, Finance
Education
Boston College 2004 — 2008
BS, Business Administration and Management, General
UBS Financial Services, Inc. March 2012 - July 2015
UBS Financial Services, Inc. August 2011 - March 2012
UBS Financial Services, Inc. March 2010 - August 2011
UBS Financial Services, Inc. July 2008 - March 2010
Skills
Series 7, Leadership, Management, Sales, Investments, Wealth Management, Financial Services, Finance
Education
Boston College 2004 — 2008
BS, Business Administration and Management, General
Susan Penczkowski Susan Penczkowski's UBS Financial Services, Inc Experience November 2013 - August 2014
Job Executive/Administrative Assistant with strong interpersonal and planning skills.
Industry Executive Office
Experience
UBS Financial Services, Inc. November 2013 - August 2014
New York State Parking Association January 2011 - December 2012
Allpro Parking, LLC October 2004 - November 2012
Marine Buffalo Associates August 1988 - September 2000
Skills
Team Building, Customer Service, Strategic Planning, Management, Excellent..., Leadership, Operations Management, Coaching, Recruiting, Change Management, Project Management, Microsoft Office, Teamwork, Employee Relations, Analysis, Outlook, Access, Team Leadership, Human Resources, Office Management, Event Coordination, A/P, A/R, Check..., Microsoft Excel, Microsoft Word, Microsoft Outlook, Microsoft Power Point, Microsoft Access
Education
Bryant & Stratton College
Certificate in Real Estate
Cusack Center for Professional Development
Certificate for Real Estate Sales Person
Erie Community College
Certificates in Microsoft Office 2010 & 2013
UBS Financial Services, Inc. November 2013 - August 2014
New York State Parking Association January 2011 - December 2012
Allpro Parking, LLC October 2004 - November 2012
Marine Buffalo Associates August 1988 - September 2000
Skills
Team Building, Customer Service, Strategic Planning, Management, Excellent..., Leadership, Operations Management, Coaching, Recruiting, Change Management, Project Management, Microsoft Office, Teamwork, Employee Relations, Analysis, Outlook, Access, Team Leadership, Human Resources, Office Management, Event Coordination, A/P, A/R, Check..., Microsoft Excel, Microsoft Word, Microsoft Outlook, Microsoft Power Point, Microsoft Access
Education
Bryant & Stratton College
Certificate in Real Estate
Cusack Center for Professional Development
Certificate for Real Estate Sales Person
Erie Community College
Certificates in Microsoft Office 2010 & 2013
Sarah Engelke's UBS Financial Services, Inc Experience June 2015 - Present
Job Client Service Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. June 2015 - Present
UBS Financial Services, Inc. April 2014 - 2015
Jaguar Land Rover Aston Martin Newport Beach November 2011 - August 2014
South Orange County Endocrinology, A Medical Corporation October 2010 - August 2011
Education
California State University-Long Beach 2011 — 2015
Bachelor of Arts (B.A.), Economics
Aliso Niguel High School 2007 — 2011
UBS Financial Services, Inc. June 2015 - Present
UBS Financial Services, Inc. April 2014 - 2015
Jaguar Land Rover Aston Martin Newport Beach November 2011 - August 2014
South Orange County Endocrinology, A Medical Corporation October 2010 - August 2011
Education
California State University-Long Beach 2011 — 2015
Bachelor of Arts (B.A.), Economics
Aliso Niguel High School 2007 — 2011
Kevin Cameron Kevin Cameron's UBS Financial Services, Inc Experience April 2013 - November 2014
Job Professional
Industry Financial Services
Experience
- December 2014 - Present
UBS Financial Services, Inc. April 2013 - November 2014
Morgan Stanley Wealth Management March 2012 - April 2013
Oakland Athletics January 2009 - November 2009
San Diego Padres December 2006 - November 2008
Minnesota Twins June 2001 - December 2006
Skills
Public Speaking, Marketing, Sports Management, Finance, Sports, Leadership, Sports Marketing, Coaching, Customer Service, Sales
Education
Arizona State University, W. P. Carey School of Business 2010 — 2011
Finance
Georgia Institute of Technology 1998 — 2001
Business Management
- December 2014 - Present
UBS Financial Services, Inc. April 2013 - November 2014
Morgan Stanley Wealth Management March 2012 - April 2013
Oakland Athletics January 2009 - November 2009
San Diego Padres December 2006 - November 2008
Minnesota Twins June 2001 - December 2006
Skills
Public Speaking, Marketing, Sports Management, Finance, Sports, Leadership, Sports Marketing, Coaching, Customer Service, Sales
Education
Arizona State University, W. P. Carey School of Business 2010 — 2011
Finance
Georgia Institute of Technology 1998 — 2001
Business Management
Dan Lingeman's UBS Financial Services, Inc Experience 1992 - Present
Job Senior Vice President Wealth Management at UBS Financial Services, Inc. Financial Advisor, Senior PMP Manager
Industry Financial Services
Experience
UBS Financial Services, Inc. 1992 - Present
Education
Michigan State University 1979 — 1981
BS, Mathematics
Ball State University 1974 — 1979
UBS Financial Services, Inc. 1992 - Present
Education
Michigan State University 1979 — 1981
BS, Mathematics
Ball State University 1974 — 1979
Darius O. Zhang's UBS Financial Services, Inc Experience March 2013 - October 2013
Job North America Budget & Planning Finance Intern (Oral Care) at Colgate Palmolive
Industry Consumer Goods
Experience
Colgate Palmolive June 2015 - Present
New York Minute Magazine September 2014 - May 2015
RVM Enterprises, Inc. July 2014 - August 2014
UBS Financial Services, Inc. March 2013 - October 2013
POPBAR October 2011 - November 2011
Dan Quart NYS Assembly Election Campaign August 2011 - September 2011
Citymaps June 2011 - August 2011
Skills
Microsoft Excel, PowerPoint, Research, Financial Analysis, Public Speaking, Teamwork, Economics, Data Analysis, Outlook, Marketing, Time Management, Strategic Financial..., Finance
Education
City University of New York-Baruch College 2011 — 2016
Bachelor of Business Administration (B.B.A.), Finance and Investments
Stuyvesant High School 2007 — 2011
Colgate Palmolive June 2015 - Present
New York Minute Magazine September 2014 - May 2015
RVM Enterprises, Inc. July 2014 - August 2014
UBS Financial Services, Inc. March 2013 - October 2013
POPBAR October 2011 - November 2011
Dan Quart NYS Assembly Election Campaign August 2011 - September 2011
Citymaps June 2011 - August 2011
Skills
Microsoft Excel, PowerPoint, Research, Financial Analysis, Public Speaking, Teamwork, Economics, Data Analysis, Outlook, Marketing, Time Management, Strategic Financial..., Finance
Education
City University of New York-Baruch College 2011 — 2016
Bachelor of Business Administration (B.B.A.), Finance and Investments
Stuyvesant High School 2007 — 2011
Anthony Culazzo Anthony Culazzo's UBS Financial Services, Inc Experience January 2013 - September 2015
Job Assistant Vice President, Complex Risk Officer at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley September 2015 - Present
UBS Financial Services, Inc January 2013 - September 2015
UBS Financial Services, Inc August 2012 - December 2012
UBS Financial Services, Inc March 2012 - August 2012
UBS Financial Services, Inc October 2009 - March 2012
UBS Financial Services, Inc. December 2008 - October 2009
UBS Financial Services, Inc May 2006 - December 2008
Wedbush Securities February 2004 - May 2006
Education
California State University-Long Beach
Bachelor of Science, Business Administration (Finance, Real Estate, Law)
West Valley College
Morgan Stanley September 2015 - Present
UBS Financial Services, Inc January 2013 - September 2015
UBS Financial Services, Inc August 2012 - December 2012
UBS Financial Services, Inc March 2012 - August 2012
UBS Financial Services, Inc October 2009 - March 2012
UBS Financial Services, Inc. December 2008 - October 2009
UBS Financial Services, Inc May 2006 - December 2008
Wedbush Securities February 2004 - May 2006
Education
California State University-Long Beach
Bachelor of Science, Business Administration (Finance, Real Estate, Law)
West Valley College
Angela Meddis's UBS Financial Services, Inc Experience June 2007 - August 2007
Job Law Clerk at United States Attorney's Office
Industry Law Practice
Experience
United States Attorney's Office June 2014 - Present
Third District Court July 2013 - August 2013
Holland and Hart May 2013 - August 2013
Peace Corps Ecuador June 2010 - June 2011
Holland Financial, Inc - RAM Advisory Services February 2009 - February 2010
UBS Financial Services, Inc. June 2007 - August 2007
Merrill Lynch June 2006 - August 2006
Skills
Non-profits, Westlaw, Legal Research, Research, Financial Modeling, Data Analysis, Social Media, Legal Writing, Entrepreneurship, Microsoft Office
Education
Brigham Young University—J. Reuben Clark Law School 2012 — 2015
Juris Doctor Candidate, Law
Columbia University in the City of New York 2004 — 2008
Bachelor of Arts, Economics
United States Attorney's Office June 2014 - Present
Third District Court July 2013 - August 2013
Holland and Hart May 2013 - August 2013
Peace Corps Ecuador June 2010 - June 2011
Holland Financial, Inc - RAM Advisory Services February 2009 - February 2010
UBS Financial Services, Inc. June 2007 - August 2007
Merrill Lynch June 2006 - August 2006
Skills
Non-profits, Westlaw, Legal Research, Research, Financial Modeling, Data Analysis, Social Media, Legal Writing, Entrepreneurship, Microsoft Office
Education
Brigham Young University—J. Reuben Clark Law School 2012 — 2015
Juris Doctor Candidate, Law
Columbia University in the City of New York 2004 — 2008
Bachelor of Arts, Economics
Jesse Rodriquez, CFP®, CPWA®, CRPC®'s UBS Financial Services, Inc Experience October 2011 - Present
Job Senior Vice President Wealth Management, Senior Portfolio Manager at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. October 2011 - Present
Merrill Lynch Wealth Management May 2006 - October 2011
Smith Barney July 1995 - May 2006
Education
The University of Chicago - Booth School of Business 2011 — 2012
Certified Private Wealth Advisor, CPWA®, Executive Education
Rainmaker U 2006 — 2009
College for Financial Planning 1999 — 2001
Denver, CO, CFP®
California State University-Long Beach - College of Business Administration 1993 — 1996
BS, Finance
Patrick Henry High School, San Diego, CA 1988 — 1991
UBS Financial Services, Inc. October 2011 - Present
Merrill Lynch Wealth Management May 2006 - October 2011
Smith Barney July 1995 - May 2006
Education
The University of Chicago - Booth School of Business 2011 — 2012
Certified Private Wealth Advisor, CPWA®, Executive Education
Rainmaker U 2006 — 2009
College for Financial Planning 1999 — 2001
Denver, CO, CFP®
California State University-Long Beach - College of Business Administration 1993 — 1996
BS, Finance
Patrick Henry High School, San Diego, CA 1988 — 1991
Pamela Walsh Pamela Walsh's UBS Financial Services, Inc Experience February 2013 - Present
Job UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services, Inc. February 2013 - Present
Morgan Stanley Smith Barney LLC May 2006 - February 2013
Center For Oral & Facial Enhancements November 2004 - May 2006
SunTrust October 1998 - November 2004
MetLife October 1996 - October 1998
Fidelity Investments November 1993 - August 1996
Computer Service Group May 1993 - October 1993
Education
New Kent High School 1976 — 1981
American InterContinental University
BS, Criminal Justice
UBS Financial Services, Inc. February 2013 - Present
Morgan Stanley Smith Barney LLC May 2006 - February 2013
Center For Oral & Facial Enhancements November 2004 - May 2006
SunTrust October 1998 - November 2004
MetLife October 1996 - October 1998
Fidelity Investments November 1993 - August 1996
Computer Service Group May 1993 - October 1993
Education
New Kent High School 1976 — 1981
American InterContinental University
BS, Criminal Justice
Nicholas Pierandri's UBS Financial Services, Inc Experience April 2007 - March 2009
Job Financial Advisor Rochester Region, Northwest Trust & Investment Division at Northwest Savings Bank
Industry Financial Services
Experience
Syracuse University Men's Hockey - ACHA Division I September 2013 - Present
Northwest Savings Bank October 2013 - April 2015
AXA Advisors October 2010 - October 2013
UBS Financial Services, Inc. April 2007 - March 2009
Skills
Fixed Annuities, Insurance, Finance, Customer Service, Wealth Management, Leadership
Education
Boston College 1995 — 1999
Bachelor of Arts (BA), Economics
Salisbury School
Syracuse University Men's Hockey - ACHA Division I September 2013 - Present
Northwest Savings Bank October 2013 - April 2015
AXA Advisors October 2010 - October 2013
UBS Financial Services, Inc. April 2007 - March 2009
Skills
Fixed Annuities, Insurance, Finance, Customer Service, Wealth Management, Leadership
Education
Boston College 1995 — 1999
Bachelor of Arts (BA), Economics
Salisbury School
Marielle Schurig, CFP®'s UBS Financial Services, Inc Experience December 2010 - Present
Job at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. December 2010 - Present
Morgan Stanley July 2009 - December 2010
Education
Bentley University
BS, Finance; Double Minor, International Studies and Marketing
UBS Financial Services, Inc. December 2010 - Present
Morgan Stanley July 2009 - December 2010
Education
Bentley University
BS, Finance; Double Minor, International Studies and Marketing
Dipen G. Patel, CFP®'s UBS Financial Services, Inc Experience October 2002 - Present
Job .
Industry Investment Management
Experience
UBS Financial Services, Inc. October 2002 - Present
Motorola / ON Semiconductor October 1999 - October 2002
Motorola and Pioneer Electronics May 1997 - November 1999
Motorola May 1994 - October 1997
Education
Vanderbilt University 1997 — 1997
N/A, Japanese
Arizona State University 1990 — 1997
Master of Science (MS), Materials Science and Engineering
Accredited Investment Fiduciary® 2010 — 2010
AIF, AIF
Certified Financial Planner® 2008 — 2008
CFP, CFP
Arizona State University 1990 — 1996
Masters, Materials Science Engineering
UBS Financial Services, Inc. October 2002 - Present
Motorola / ON Semiconductor October 1999 - October 2002
Motorola and Pioneer Electronics May 1997 - November 1999
Motorola May 1994 - October 1997
Education
Vanderbilt University 1997 — 1997
N/A, Japanese
Arizona State University 1990 — 1997
Master of Science (MS), Materials Science and Engineering
Accredited Investment Fiduciary® 2010 — 2010
AIF, AIF
Certified Financial Planner® 2008 — 2008
CFP, CFP
Arizona State University 1990 — 1996
Masters, Materials Science Engineering
Jonathan Kesselman, AWMA®'s UBS Financial Services, Inc Experience July 2013 - Present
Job Wealth Planning Analyst at UBS
Industry Financial Services
Experience
UBS Financial Services, Inc. July 2013 - Present
Fowler Law Firm January 2011 - June 2013
Education
William Mitchell College of Law 2009 — 2012
Doctor of Law (J.D.)
Boston University - School of Management 2004 — 2008
Bachelor of Science in Business Administration
Brooks School 2000 — 2004
UBS Financial Services, Inc. July 2013 - Present
Fowler Law Firm January 2011 - June 2013
Education
William Mitchell College of Law 2009 — 2012
Doctor of Law (J.D.)
Boston University - School of Management 2004 — 2008
Bachelor of Science in Business Administration
Brooks School 2000 — 2004
Blake Sloan's UBS Financial Services, Inc Experience March 2009 - August 2014
Job Associate Vice President at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley August 2014 - Present
UBS Financial Services, Inc. March 2009 - August 2014
Wachovia Securities, LLC October 2006 - March 2009
Zimmer Orthopaedics June 2003 - September 2006
Montgomery Bell Academy June 2002 - June 2003
Education
Auburn University 1999 — 2002
United States Military Academy at West Point 1998 — 1999
Montgomery Bell Academy 1992 — 1998
Morgan Stanley August 2014 - Present
UBS Financial Services, Inc. March 2009 - August 2014
Wachovia Securities, LLC October 2006 - March 2009
Zimmer Orthopaedics June 2003 - September 2006
Montgomery Bell Academy June 2002 - June 2003
Education
Auburn University 1999 — 2002
United States Military Academy at West Point 1998 — 1999
Montgomery Bell Academy 1992 — 1998
Christopher I. O'Brien, ChFC Christopher I. O'Brien, ChFC's UBS Financial Services, Inc Experience 2008 - Present
Job Portfolio Manager; Vice President Investments; Financial Advisor Green Mountain Wealth Management
Industry Financial Services
Experience
UBS Financial Services, Inc. 2008 - Present
Morgan Stanley 2003 - 2008
Murphy, Hesse, Toomey & Lehane, LLP 2002 - 2003
Deloitte & Touche, LLP 1996 - 2002
Education
Boston University School of Law 1998 — 2001
LL.M., Tax Law
Syracuse University College of Law 1993 — 1996
J.D., Business Law
University of Vermont 1987 — 1991
B.S., Business
UBS Financial Services, Inc. 2008 - Present
Morgan Stanley 2003 - 2008
Murphy, Hesse, Toomey & Lehane, LLP 2002 - 2003
Deloitte & Touche, LLP 1996 - 2002
Education
Boston University School of Law 1998 — 2001
LL.M., Tax Law
Syracuse University College of Law 1993 — 1996
J.D., Business Law
University of Vermont 1987 — 1991
B.S., Business
Ted Rutter Ted Rutter's UBS Financial Services, Inc Experience October 2008 - Present
Job Senior Vice President Wealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. October 2008 - Present
Morgan Stanley June 1982 - October 2008
Skills
Series 7, Retirement Planning, Series 63, Asset Allocation, Mutual Funds, Asset Management, Alternative Investments
Education
Amherst College 1976 — 1980
B.A., English & Anthropology
UBS Financial Services, Inc. October 2008 - Present
Morgan Stanley June 1982 - October 2008
Skills
Series 7, Retirement Planning, Series 63, Asset Allocation, Mutual Funds, Asset Management, Alternative Investments
Education
Amherst College 1976 — 1980
B.A., English & Anthropology
Betty Chin's UBS Financial Services, Inc Experience June 2007 - May 2009
Job Edward Jones is expanding in CA!
Industry Financial Services
Experience
Edward Jones August 2011 - Present
JP Morgan July 2010 - August 2011
DeVry Inc. August 2009 - July 2010
UBS Financial Services, Inc. June 2007 - May 2009
Kaplan Test Prep and Admissions August 2002 - July 2007
Volt Services Group January 2001 - August 2002
Skills
Full-cycle Recruiting, SDLC, Talent Acquisition, Applicant Tracking..., Recruiting, Process Improvement, College Recruiting, Onboarding, Change Management, Talent Management, Team Building, Sourcing, Employee Benefits, Human Resources, Interviews, Technical Recruiting, Executive Search, Employee Relations, Internet Recruiting, Succession Planning, Resume Writing, Temporary Placement
Education
California State University-Long Beach
MBA, HRM
University of California, Irvine
BA, Psychology
Edward Jones August 2011 - Present
JP Morgan July 2010 - August 2011
DeVry Inc. August 2009 - July 2010
UBS Financial Services, Inc. June 2007 - May 2009
Kaplan Test Prep and Admissions August 2002 - July 2007
Volt Services Group January 2001 - August 2002
Skills
Full-cycle Recruiting, SDLC, Talent Acquisition, Applicant Tracking..., Recruiting, Process Improvement, College Recruiting, Onboarding, Change Management, Talent Management, Team Building, Sourcing, Employee Benefits, Human Resources, Interviews, Technical Recruiting, Executive Search, Employee Relations, Internet Recruiting, Succession Planning, Resume Writing, Temporary Placement
Education
California State University-Long Beach
MBA, HRM
University of California, Irvine
BA, Psychology
Craig Pickering Craig Pickering's UBS Financial Services, Inc Experience January 2009 - Present
Job First Vice President Wealth Management at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. January 2009 - Present
Merrill Lynch September 2001 - January 2009
McDonald and Company August 1982 - August 2001
Education
Bowling Green State University 1966 — 1970
Bachelor of Science, Marketing
UBS Financial Services, Inc. January 2009 - Present
Merrill Lynch September 2001 - January 2009
McDonald and Company August 1982 - August 2001
Education
Bowling Green State University 1966 — 1970
Bachelor of Science, Marketing
Erik Syverson, CFP® Erik Syverson, CFP®'s UBS Financial Services, Inc Experience May 2008 - Present
Job Branch Manager at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. May 2008 - Present
Morgan Stanley May 1999 - May 2008
Skills
Asset Allocation
Education
Augustana College (SD) 1995 — 1999
Business Administration
UBS Financial Services, Inc. May 2008 - Present
Morgan Stanley May 1999 - May 2008
Skills
Asset Allocation
Education
Augustana College (SD) 1995 — 1999
Business Administration
John Boloian John Boloian's UBS Financial Services, Inc Experience 2008 - October 2011
Job eLearning Content Developer at Nuance Communications
Industry Information Technology and Services
Experience
Nuance Communications October 2011 - Present
UBS Financial Services, Inc. 2008 - October 2011
UBS Wealth Management 2004 - 2008
UBS PaineWebber May 2001 - 2004
Skills
Blended Learning, Training, SharePoint, Program Management, Project Management, Learning Management..., E-Learning, Vendor Management, Analysis, Process Improvement, Access, Change Management, Instructional Design, Organizational..., SaaS, Strategic Planning, Agile Methodologies, Visio
Education
Bentley University 2006 — 2011
Masters, Human Factors in Information Design
University of Massachusetts Lowell 1987 — 1991
Bachelors, Psychology
Nuance Communications October 2011 - Present
UBS Financial Services, Inc. 2008 - October 2011
UBS Wealth Management 2004 - 2008
UBS PaineWebber May 2001 - 2004
Skills
Blended Learning, Training, SharePoint, Program Management, Project Management, Learning Management..., E-Learning, Vendor Management, Analysis, Process Improvement, Access, Change Management, Instructional Design, Organizational..., SaaS, Strategic Planning, Agile Methodologies, Visio
Education
Bentley University 2006 — 2011
Masters, Human Factors in Information Design
University of Massachusetts Lowell 1987 — 1991
Bachelors, Psychology
Kevin G. Mahony Kevin G. Mahony's UBS Financial Services, Inc Experience January 2009 - Present
Job First Vice President Wealth Management /Financial Advisor at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. January 2009 - Present
Merrill Lynch February 2002 - December 2008
Merrill Lynch Trust Company September 1993 - January 2002
Midlantic National Bank July 1989 - September 1993
Manufacturers Hanover Trust March 1983 - June 1989
Skills
Wealth Management, Asset Allocation, Series 7, Asset Management, Investments, Mutual Funds, Portfolio Management, Securities, Series 63, Alternative Investments
Education
Adelphi University 1981 — 1983
BBA, Finance
UBS Financial Services, Inc. January 2009 - Present
Merrill Lynch February 2002 - December 2008
Merrill Lynch Trust Company September 1993 - January 2002
Midlantic National Bank July 1989 - September 1993
Manufacturers Hanover Trust March 1983 - June 1989
Skills
Wealth Management, Asset Allocation, Series 7, Asset Management, Investments, Mutual Funds, Portfolio Management, Securities, Series 63, Alternative Investments
Education
Adelphi University 1981 — 1983
BBA, Finance
Robert Agnew Robert Agnew's UBS Financial Services, Inc Experience December 1992 - December 2007
Job Senior Financial Advisor at Wells Fargo Advisors Financial Network, LLC
Industry Financial Services
Experience
Wells Fargo Advisors Financial Network 2008 - Present
UBS Financial Services, Inc. December 1992 - December 2007
Skills
Asset Allocation, Investments, Retirement Planning, Financial Advisory, Investment Strategies, Finance, Risk Management, Equities, Due Diligence, Retirement, Pensions, Series 63, Mutual Funds, Wealth, Securities
Education
Auburn University
B.S., Economics
Wells Fargo Advisors Financial Network 2008 - Present
UBS Financial Services, Inc. December 1992 - December 2007
Skills
Asset Allocation, Investments, Retirement Planning, Financial Advisory, Investment Strategies, Finance, Risk Management, Equities, Due Diligence, Retirement, Pensions, Series 63, Mutual Funds, Wealth, Securities
Education
Auburn University
B.S., Economics
Thomas (TJ) Long's UBS Financial Services, Inc Experience January 2012 - August 2012
Job Analyst at J.P. Morgan
Industry Banking
Experience
J.P. Morgan June 2014 - Present
J.P. Morgan June 2013 - August 2013
RBS Markets & International Banking October 2012 - December 2012
UBS Financial Services, Inc. January 2012 - August 2012
The Long Group May 2011 - August 2011
Skills
Financial Modeling, Financial Analysis, Finance, Investments, Valuation, Marketing, Bloomberg Terminal, Corporate Finance, Market Research, Leveraged Finance, Financial Statement..., Corporate Branding, Credit Analysis, Segmentation, SPSS, Investment Banking
Education
Boston College 2010 — 2014
Bachelor’s Degree, Carroll School of Management - Concentrations in Finance & Marketing
Bishop Guertin High School 2006 — 2010
Diploma
J.P. Morgan June 2014 - Present
J.P. Morgan June 2013 - August 2013
RBS Markets & International Banking October 2012 - December 2012
UBS Financial Services, Inc. January 2012 - August 2012
The Long Group May 2011 - August 2011
Skills
Financial Modeling, Financial Analysis, Finance, Investments, Valuation, Marketing, Bloomberg Terminal, Corporate Finance, Market Research, Leveraged Finance, Financial Statement..., Corporate Branding, Credit Analysis, Segmentation, SPSS, Investment Banking
Education
Boston College 2010 — 2014
Bachelor’s Degree, Carroll School of Management - Concentrations in Finance & Marketing
Bishop Guertin High School 2006 — 2010
Diploma
Scott Merrill Scott Merrill's UBS Financial Services, Inc Experience April 2013 - Present
Job Senior Vice President Wealth Management / Portfolio Manager at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. April 2013 - Present
Morgan Stanley Smith Barney January 1993 - April 2013
Kidder Peabody March 1986 - January 1993
Education
Arizona State University 1976 — 1980
UBS Financial Services, Inc. April 2013 - Present
Morgan Stanley Smith Barney January 1993 - April 2013
Kidder Peabody March 1986 - January 1993
Education
Arizona State University 1976 — 1980
Matthew J. Rogers Matthew J. Rogers's UBS Financial Services, Inc Experience 1996 - 2014
Job Managing Director, Senior V.P., Investments at Raymond James Financial Inc.
Industry Financial Services
Experience
Raymond James Financial Inc. May 2014 - Present
UBS Financial Services, Inc. 1996 - 2014
Prudential Financial 1992 - 1996
Fidelity Investments 1991 - 1992
Skills
Wealth Management, Finance, Portfolio Management, Equities, Asset Management, Fixed Income, Leadership, Mutual Funds, Hedge Funds, Investments, My team does succession...
Education
Bowdoin College 1987 — 1991
Bachelor of Applied Science (B.A.Sc.), Economics & Government
Cheverus High School 1983 — 1987
Raymond James Financial Inc. May 2014 - Present
UBS Financial Services, Inc. 1996 - 2014
Prudential Financial 1992 - 1996
Fidelity Investments 1991 - 1992
Skills
Wealth Management, Finance, Portfolio Management, Equities, Asset Management, Fixed Income, Leadership, Mutual Funds, Hedge Funds, Investments, My team does succession...
Education
Bowdoin College 1987 — 1991
Bachelor of Applied Science (B.A.Sc.), Economics & Government
Cheverus High School 1983 — 1987
Andrew Slovak Andrew Slovak's UBS Financial Services, Inc Experience January 2001 - December 2011
Job Software Architect at Skava
Industry Retail
Experience
Skava March 2014 - Present
OTG Management June 2012 - March 2014
Savant Systems January 2012 - June 2012
UBS Financial Services, Inc. January 2001 - December 2011
Classfolio February 2007 - 2010
Skills
Project Management, Unix, Agile Methodologies, Software Project..., XML, Java, SQL, HTML, Requirements Analysis, SharePoint, Objective-C, iOS development, Software Architectural..., Business Process..., Cloud Computing, IT Strategy, Business Intelligence, Java Enterprise Edition, Integration, Software Development, Databases, Enterprise Architecture, IT Management, System Architecture, SOA, Software Engineering, Agile Project Management, Scrum, SDLC, Oracle, Mobile Devices, Linux, JavaScript, Solution Architecture, Software Design, Web Services, Spring, Architectures, Perl, MySQL, UML, DB2, iOS Development
Education
Stevens Institute of Technology 2009 — 2012
Master of Science in Information Systems, Information Systems Management
Adelphi University 1996 — 1998
B.S., Education
Union College 1993 — 1995
Liberal Arts
Skava March 2014 - Present
OTG Management June 2012 - March 2014
Savant Systems January 2012 - June 2012
UBS Financial Services, Inc. January 2001 - December 2011
Classfolio February 2007 - 2010
Skills
Project Management, Unix, Agile Methodologies, Software Project..., XML, Java, SQL, HTML, Requirements Analysis, SharePoint, Objective-C, iOS development, Software Architectural..., Business Process..., Cloud Computing, IT Strategy, Business Intelligence, Java Enterprise Edition, Integration, Software Development, Databases, Enterprise Architecture, IT Management, System Architecture, SOA, Software Engineering, Agile Project Management, Scrum, SDLC, Oracle, Mobile Devices, Linux, JavaScript, Solution Architecture, Software Design, Web Services, Spring, Architectures, Perl, MySQL, UML, DB2, iOS Development
Education
Stevens Institute of Technology 2009 — 2012
Master of Science in Information Systems, Information Systems Management
Adelphi University 1996 — 1998
B.S., Education
Union College 1993 — 1995
Liberal Arts
Michael Stabinski's UBS Financial Services, Inc Experience August 2015 - Present
Job Wealth Strategy Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. August 2015 - Present
UBS Financial Services, Inc. May 2014 - August 2015
UBS Financial Services, Inc. October 2012 - May 2014
Flink Smith Law LLC May 2012 - October 2012
Flink Smith Law LLC May 2009 - May 2012
Education
Albany Law School of Union University 2008 — 2011
Doctor of Law (J.D.)
Union Graduate College 2008 — 2011
Master of Business Administration (MBA)
Union College 2004 — 2008
Bachelor of Arts (B.A.), Political Science and Government/Economics
UBS Financial Services, Inc. August 2015 - Present
UBS Financial Services, Inc. May 2014 - August 2015
UBS Financial Services, Inc. October 2012 - May 2014
Flink Smith Law LLC May 2012 - October 2012
Flink Smith Law LLC May 2009 - May 2012
Education
Albany Law School of Union University 2008 — 2011
Doctor of Law (J.D.)
Union Graduate College 2008 — 2011
Master of Business Administration (MBA)
Union College 2004 — 2008
Bachelor of Arts (B.A.), Political Science and Government/Economics
Jane Khalaf Jane Khalaf's UBS Financial Services, Inc Experience April 2011 - August 2014
Job Financial Advisor at Edward Jones
Industry Financial Services
Experience
Edward Jones September 2014 - Present
UBS Financial Services, Inc. April 2011 - August 2014
UBS Financial Services, Inc. February 2008 - April 2011
IA Interior Architects June 2006 - January 2008
Education
Austin College
BA, Communications
Edward Jones September 2014 - Present
UBS Financial Services, Inc. April 2011 - August 2014
UBS Financial Services, Inc. February 2008 - April 2011
IA Interior Architects June 2006 - January 2008
Education
Austin College
BA, Communications
Jeff Dunigan Jeff Dunigan's UBS Financial Services, Inc Experience April 2010 - Present
Job Account Vice President at UBS Financial Services, Inc
Industry Financial Services
Experience
UBS Financial Services, Inc April 2010 - Present
Morgan Stanley Smith Barney January 1990 - March 2010
Skills
Wealth Management, Series 7
Education
University of Southern California
BS, Business Administration
UBS Financial Services, Inc April 2010 - Present
Morgan Stanley Smith Barney January 1990 - March 2010
Skills
Wealth Management, Series 7
Education
University of Southern California
BS, Business Administration
Shannon Webb's UBS Financial Services, Inc Experience March 2012 - April 2015
Job Trust Client Service Administrator at Ropes and Gray
Industry Financial Services
Experience
Ropes and Gray May 2015 - Present
UBS Financial Services, Inc. March 2012 - April 2015
Silver Bridge Advisors 2010 - 2011
Estabrook and Chamberlain Inurance Agency 2003 - 2004
TFC Financial Mangement 2002 - 2003
Atlantic Trust Company 2000 - 2002
Atlantic Trust Company 2000 - 2000
Atlantic Trust Company 1999 - 2000
Atlantic Trust Company 1997 - 1999
BNY Mellon 1996 - 1997
Education
Bridgewater State College 1992 — 1996
BS, Psychology
Ropes and Gray May 2015 - Present
UBS Financial Services, Inc. March 2012 - April 2015
Silver Bridge Advisors 2010 - 2011
Estabrook and Chamberlain Inurance Agency 2003 - 2004
TFC Financial Mangement 2002 - 2003
Atlantic Trust Company 2000 - 2002
Atlantic Trust Company 2000 - 2000
Atlantic Trust Company 1999 - 2000
Atlantic Trust Company 1997 - 1999
BNY Mellon 1996 - 1997
Education
Bridgewater State College 1992 — 1996
BS, Psychology
Steve Tye Steve Tye's UBS Financial Services, Inc Experience August 2001 - Present
Job Wealth Strategy Associate at UBS Financial Services Inc. OnPointe Wealth Partners
Industry Financial Services
Experience
UBS Financial Services, Inc. August 2001 - Present
Education
California State University-Dominguez Hills
Bachelor of Science, Public Administration
UBS Financial Services, Inc. August 2001 - Present
Education
California State University-Dominguez Hills
Bachelor of Science, Public Administration
Eric Barbarita Eric Barbarita's UBS Financial Services, Inc Experience November 2010 - June 2013
Job UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services, Inc. November 2010 - June 2013
UBS Financial Services, Inc. July 2008 - September 2008
American Eagle Outfitters July 2006 - September 2006
Skills
Microsoft Excel, PowerPoint, Microsoft Office, Investments, Asset Allocation, Microsoft Word, Financial Analysis, Marketing, Customer Service, Financial Modeling, Social Media, Valuation, Wealth Management, Program Management, Process Improvement, Fixed Income, Asset Management, Alternative Investments
Education
California Polytechnic State University-San Luis Obispo 2004 — 2009
Industrial Technology, Lean Manufacturing, Sales, Packaging Development
UBS Financial Services, Inc. November 2010 - June 2013
UBS Financial Services, Inc. July 2008 - September 2008
American Eagle Outfitters July 2006 - September 2006
Skills
Microsoft Excel, PowerPoint, Microsoft Office, Investments, Asset Allocation, Microsoft Word, Financial Analysis, Marketing, Customer Service, Financial Modeling, Social Media, Valuation, Wealth Management, Program Management, Process Improvement, Fixed Income, Asset Management, Alternative Investments
Education
California Polytechnic State University-San Luis Obispo 2004 — 2009
Industrial Technology, Lean Manufacturing, Sales, Packaging Development
Sean W. Hardy's UBS Financial Services, Inc Experience March 2013 - Present
Job Senior Vice President Wealth Management at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. March 2013 - Present
UBS Financial Services, Inc. February 2007 - March 2013
McDonald Investments, Inc. March 2001 - February 2007
Merrill Lynch 1998 - 2001
Education
Bowling Green State University 1984 — 1989
B.S.B.A., Marketing & Finance
Westlake High School 1980 — 1984
UBS Financial Services, Inc. March 2013 - Present
UBS Financial Services, Inc. February 2007 - March 2013
McDonald Investments, Inc. March 2001 - February 2007
Merrill Lynch 1998 - 2001
Education
Bowling Green State University 1984 — 1989
B.S.B.A., Marketing & Finance
Westlake High School 1980 — 1984
Garrit V. Wamelink Garrit V. Wamelink's UBS Financial Services, Inc Experience August 1989 - Present
Job First Vice President Wealth Management, CFP®, CIMA® at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. August 1989 - Present
Dunham Tavern Museum 2009 - 2014
Dunham Tavern Museum 2001 - 2009
Education
University of Pennsylvania - The Wharton School 2006 — 2006
Certified Investment Management Analyst
College for Financial Planning 1992 — 1994
Certified Financial Planner
Boston University 1979 — 1983
BS, Business Administration
Mercersburg Academy 1975 — 1979
High School
UBS Financial Services, Inc. August 1989 - Present
Dunham Tavern Museum 2009 - 2014
Dunham Tavern Museum 2001 - 2009
Education
University of Pennsylvania - The Wharton School 2006 — 2006
Certified Investment Management Analyst
College for Financial Planning 1992 — 1994
Certified Financial Planner
Boston University 1979 — 1983
BS, Business Administration
Mercersburg Academy 1975 — 1979
High School
Grant Gochin Grant Gochin's UBS Financial Services, Inc Experience January 2003 - February 2011
Job President at Grant Arthur & Associates Wealth Services, LLC. An Independent Firm
Industry Political Organization
Experience
Grant Arthur & Associates Wealth Services, LLC February 2011 - Present
Consulate of the Republic of Togo April 2009 - Present
Executive Committee of the Los Angeles Consular Corps January 2010 - July 2014
UBS Financial Services, Inc. January 2003 - February 2011
Merrill Lynch July 1997 - January 2003
Skills
Investments, Private Equity, Hedge Funds, Strategic Financial..., Investment Strategies, Retirement Planning, Equities, Fixed Income, Wealth Management, Financial Modeling, Asset Managment, Portfolio Management, Due Diligence, Alternative Investments, Investment Banking, Series 7
Education
California State University-Dominguez Hills
MBA, Finance
Grant Arthur & Associates Wealth Services, LLC February 2011 - Present
Consulate of the Republic of Togo April 2009 - Present
Executive Committee of the Los Angeles Consular Corps January 2010 - July 2014
UBS Financial Services, Inc. January 2003 - February 2011
Merrill Lynch July 1997 - January 2003
Skills
Investments, Private Equity, Hedge Funds, Strategic Financial..., Investment Strategies, Retirement Planning, Equities, Fixed Income, Wealth Management, Financial Modeling, Asset Managment, Portfolio Management, Due Diligence, Alternative Investments, Investment Banking, Series 7
Education
California State University-Dominguez Hills
MBA, Finance
Robert C Allen's UBS Financial Services, Inc Experience May 1986 - Present
Job Senior Vice President Wealth Management, Senior Portfolio Manager, UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. May 1986 - Present
Merrill Lynch 1984 - 1986
Education
Bentley University 1977 — 1979
BS
UBS Financial Services, Inc. May 1986 - Present
Merrill Lynch 1984 - 1986
Education
Bentley University 1977 — 1979
BS
Daniel Cohen, CFP®'s UBS Financial Services, Inc Experience May 2008 - October 2013
Job CEO, Chief Investment Officer at Cohen Investment Advisors
Industry Financial Services
Experience
Cohen Investment Advisors October 2013 - Present
Jewish Federation of New Hampshire June 2010 - Present
UBS Financial Services, Inc. May 2008 - October 2013
Morgan Stanley Smith Barney August 1993 - May 2008
Education
Boston University Questrom School of Business 1987 — 1991
B.S., Finance and accounting
Cohen Investment Advisors October 2013 - Present
Jewish Federation of New Hampshire June 2010 - Present
UBS Financial Services, Inc. May 2008 - October 2013
Morgan Stanley Smith Barney August 1993 - May 2008
Education
Boston University Questrom School of Business 1987 — 1991
B.S., Finance and accounting
Pamela Mitchell, CRPC, CFP® Pamela Mitchell, CRPC, CFP®'s UBS Financial Services, Inc Experience October 2007 - Present
Job CERTIFIED FINANCIAL PLANNER (TM) at UBS
Industry Capital Markets
Experience
UBS Financial Services, Inc. October 2007 - Present
UBS October 2007 - Present
UBS Financial Services October 2007 - May 2010
Strategic Pathways September 1995 - September 2006
Monarch Marking Systems 1984 - 1989
Skills
Strategic Financial..., Series 7, Wealth Management, Finance, Strategic Planning, Certified Financial..., Asset Management, Estate Planning, Investments, Series 63, Retirement Planning, Asset Allocation, Alternative Investments, Tax, Marketing, Portfolio Management
Education
Wright State University 1983 — 1986
Masters of Business Administration, Finance
Bowling Green State University 1979 — 1982
Bachelor of Science, Business Administration
UBS Financial Services, Inc. October 2007 - Present
UBS October 2007 - Present
UBS Financial Services October 2007 - May 2010
Strategic Pathways September 1995 - September 2006
Monarch Marking Systems 1984 - 1989
Skills
Strategic Financial..., Series 7, Wealth Management, Finance, Strategic Planning, Certified Financial..., Asset Management, Estate Planning, Investments, Series 63, Retirement Planning, Asset Allocation, Alternative Investments, Tax, Marketing, Portfolio Management
Education
Wright State University 1983 — 1986
Masters of Business Administration, Finance
Bowling Green State University 1979 — 1982
Bachelor of Science, Business Administration
Brooke Madden's UBS Financial Services, Inc Experience July 2009 - December 2011
Job Catering Event Sales Marketing Coordinator at Giovanni Rana
Industry Marketing and Advertising
Experience
Giovanni Rana September 2015 - Present
Verve Mobile September 2014 - September 2015
Rock in Rio April 2014 - September 2014
Vontobel Asset Management January 2013 - April 2014
Bloomberg December 2011 - January 2013
UBS Financial Services, Inc. July 2009 - December 2011
CNN June 2008 - August 2008
J. Crew May 2007 - June 2008
Lapephelan Marketing & Communications 2007 - 2007
Inter-Residential Housing Association 2006 - 2007
Skills
Advertising, Online Marketing, Marketing, Public Relations, Event Management, Email Marketing, Social Media Marketing, Sales, Social Media, New Business Development, Project Management, Strategy, PowerPoint, Digital Marketing, Marketing Communications, Budgets, Facebook, Public Speaking, Sponsorships, Promotions, Selling, Negotiation, Sponsorship
Education
Fairfield University
Bachelor of Arts, Communication, Mass Media/English Minor
Australian Catholic University
Bachelor of Arts (B.A.), Communication and Media Studies, English Minor
St. Dominics
Giovanni Rana September 2015 - Present
Verve Mobile September 2014 - September 2015
Rock in Rio April 2014 - September 2014
Vontobel Asset Management January 2013 - April 2014
Bloomberg December 2011 - January 2013
UBS Financial Services, Inc. July 2009 - December 2011
CNN June 2008 - August 2008
J. Crew May 2007 - June 2008
Lapephelan Marketing & Communications 2007 - 2007
Inter-Residential Housing Association 2006 - 2007
Skills
Advertising, Online Marketing, Marketing, Public Relations, Event Management, Email Marketing, Social Media Marketing, Sales, Social Media, New Business Development, Project Management, Strategy, PowerPoint, Digital Marketing, Marketing Communications, Budgets, Facebook, Public Speaking, Sponsorships, Promotions, Selling, Negotiation, Sponsorship
Education
Fairfield University
Bachelor of Arts, Communication, Mass Media/English Minor
Australian Catholic University
Bachelor of Arts (B.A.), Communication and Media Studies, English Minor
St. Dominics
Michael Verhulst Michael Verhulst's UBS Financial Services, Inc Experience July 2007 - November 2013
Job President at Wells Fargo Advisors Financial Network | Verhulst Wealth Management
Industry Financial Services
Experience
Wells Fargo Advisors Financial Network Verhulst Wealth Mgmt November 2013 - Present
UBS Financial Services, Inc. July 2007 - November 2013
William Blair and Company April 2002 - July 2007
Credit Suisse First Boston July 2000 - April 2002
Smith Barney January 1992 - July 2000
Chicago Board of Trade April 1990 - January 1992
KPMG Peat Marwick January 1984 - April 1990
Skills
Portfolio Manager, Wealth Advisor, Retirement Plan..., Finance, Financial Services, Investment Strategies, Financial Advisory, Retirement, Accounting, Bonds, Asset Management, Alternative Investments, Financial Analysis, Equities
Education
Loyola University Chicago 1981 — 1984
BA, Public Accounting
Benedictine University 1980 — 1981
Holy Cross 1977 — 1980
Wells Fargo Advisors Financial Network Verhulst Wealth Mgmt November 2013 - Present
UBS Financial Services, Inc. July 2007 - November 2013
William Blair and Company April 2002 - July 2007
Credit Suisse First Boston July 2000 - April 2002
Smith Barney January 1992 - July 2000
Chicago Board of Trade April 1990 - January 1992
KPMG Peat Marwick January 1984 - April 1990
Skills
Portfolio Manager, Wealth Advisor, Retirement Plan..., Finance, Financial Services, Investment Strategies, Financial Advisory, Retirement, Accounting, Bonds, Asset Management, Alternative Investments, Financial Analysis, Equities
Education
Loyola University Chicago 1981 — 1984
BA, Public Accounting
Benedictine University 1980 — 1981
Holy Cross 1977 — 1980
Erik Wheeler Erik Wheeler's UBS Financial Services, Inc Experience October 2001 - Present
Job First Vice President Investments at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. October 2001 - Present
A.G. Edwards March 1993 - October 2000
Prudential Financial 1992 - 1994
First NH Banks 1986 - 1992
Skills
Investments, Finance, Wealth Management, Capital Markets, Series 7, Retirement Planning, Mutual Funds, Asset Allocation, Portfolio Management, Alternative Investments, Asset Management, Series 63, Securities, Investment Advisory, Strategic Financial..., Estate Planning, Investment Strategies, Retirement, Equities, Fixed Income
Education
Boston University 2012 — 2013
School of Financial Planning, CFP Candidate
Southern New Hampshire University 1989 — 1992
BS, Economics / Finance
Concord High School 1980 — 1984
BS, Economics/Finance
UBS Financial Services, Inc. October 2001 - Present
A.G. Edwards March 1993 - October 2000
Prudential Financial 1992 - 1994
First NH Banks 1986 - 1992
Skills
Investments, Finance, Wealth Management, Capital Markets, Series 7, Retirement Planning, Mutual Funds, Asset Allocation, Portfolio Management, Alternative Investments, Asset Management, Series 63, Securities, Investment Advisory, Strategic Financial..., Estate Planning, Investment Strategies, Retirement, Equities, Fixed Income
Education
Boston University 2012 — 2013
School of Financial Planning, CFP Candidate
Southern New Hampshire University 1989 — 1992
BS, Economics / Finance
Concord High School 1980 — 1984
BS, Economics/Finance
Tyson Tibshraeny, Tyson Tibshraeny,'s UBS Financial Services, Inc Experience April 1984 - Present
Job Vice President Wealth Management at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. April 1984 - Present
Merrill Lynch April 1980 - April 1984
Education
Arizona State University - W. P. Carey School of Business 1972 — 1976
BS, Business Administration
UBS Financial Services, Inc. April 1984 - Present
Merrill Lynch April 1980 - April 1984
Education
Arizona State University - W. P. Carey School of Business 1972 — 1976
BS, Business Administration
Barbara Levinson's UBS Financial Services, Inc Experience ParaplannerAmeriprise Financial Services - CJ Charlebois & Assoc./ Russell, Blanchard & DuboisFebruary 2011 - August 2013
Job FINRA Registered Client Service Associate/Paralegal
Industry Financial Services
Experience
UBS Financial Services, Inc. ParaplannerAmeriprise Financial Services - CJ Charlebois & Assoc./ Russell, Blanchard & DuboisFebruary 2011 - August 2013
Equity Services Inc. / National Life Group February 2010 - February 2011
Morgan Stanley & Company, Inc. March 2007 - August 2008
Edward Jones Investments June 2005 - March 2007
Charles Schwab & Co., Inc. February 2000 - December 2005
Skills
FINRA series 7 and 63..., Legal Writing, Legal Research, Life & Health Licenses, Series 65, Financial Services, Mutual Funds, Electronic Trading, Security Operations, Customer Service, FINRA, Financial Planning, Client Services, Estate Planning
Education
Boston University 2009 — 2009
Paralegal Cert., law
Emerson College
Bachelor's degree
UBS Financial Services, Inc. ParaplannerAmeriprise Financial Services - CJ Charlebois & Assoc./ Russell, Blanchard & DuboisFebruary 2011 - August 2013
Equity Services Inc. / National Life Group February 2010 - February 2011
Morgan Stanley & Company, Inc. March 2007 - August 2008
Edward Jones Investments June 2005 - March 2007
Charles Schwab & Co., Inc. February 2000 - December 2005
Skills
FINRA series 7 and 63..., Legal Writing, Legal Research, Life & Health Licenses, Series 65, Financial Services, Mutual Funds, Electronic Trading, Security Operations, Customer Service, FINRA, Financial Planning, Client Services, Estate Planning
Education
Boston University 2009 — 2009
Paralegal Cert., law
Emerson College
Bachelor's degree
Scott G. Wilson, CFP®, CRPC®'s UBS Financial Services, Inc Experience November 2008 - January 2012
Job First Vice President Wealth Management, Wilson Wealth Management Group
Industry Financial Services
Experience
UBS March 2015 - Present
UBS January 2012 - March 2015
UBS Financial Services, Inc. November 2008 - January 2012
Merrill Lynch April 2003 - November 2008
US Army December 2003 - December 2004
GE Capital December 2001 - March 2003
US Army September 1999 - February 2003
GE Capital October 2000 - December 2001
GE Capital August 1999 - October 2000
US Army May 1993 - August 1999
Education
Boston University 1989 — 1993
BS
College for Financial Planning
CFP®, CRPC®
UBS March 2015 - Present
UBS January 2012 - March 2015
UBS Financial Services, Inc. November 2008 - January 2012
Merrill Lynch April 2003 - November 2008
US Army December 2003 - December 2004
GE Capital December 2001 - March 2003
US Army September 1999 - February 2003
GE Capital October 2000 - December 2001
GE Capital August 1999 - October 2000
US Army May 1993 - August 1999
Education
Boston University 1989 — 1993
BS
College for Financial Planning
CFP®, CRPC®
Michelle Tran's UBS Financial Services, Inc Experience March 2014 - June 2015
Job Intern at UBS
Industry Financial Services
Experience
Cal Poly Pomona Foundation, Inc. September 2015 - Present
UBS Financial Services, Inc. March 2014 - June 2015
Ontario Reign October 2013 - May 2015
Toby Keith's I Love This Bar & Grill September 2013 - September 2014
Waddell & Reed January 2014 - March 2014
Blink Bazaar January 2013 - August 2013
Hotel Casa 425 May 2012 - December 2012
Holiday Inn Express & Suites July 2011 - May 2012
Skills
Leadership, Public Speaking, Research, Social Media, PowerPoint
Education
California State Polytechnic University-Pomona 2010 — 2015
Bachelor’s Degree, Business Administration - Finance, Real Estate & Law
Centennial High School 2006 — 2010
Cal Poly Pomona Foundation, Inc. September 2015 - Present
UBS Financial Services, Inc. March 2014 - June 2015
Ontario Reign October 2013 - May 2015
Toby Keith's I Love This Bar & Grill September 2013 - September 2014
Waddell & Reed January 2014 - March 2014
Blink Bazaar January 2013 - August 2013
Hotel Casa 425 May 2012 - December 2012
Holiday Inn Express & Suites July 2011 - May 2012
Skills
Leadership, Public Speaking, Research, Social Media, PowerPoint
Education
California State Polytechnic University-Pomona 2010 — 2015
Bachelor’s Degree, Business Administration - Finance, Real Estate & Law
Centennial High School 2006 — 2010
Allison Martinez Allison Martinez's UBS Financial Services, Inc Experience April 2013 - August 2014
Job Client Associate at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors August 2014 - Present
UBS Financial Services, Inc. April 2013 - August 2014
Alpha Chi Omega Fraternity, Inc. May 2012 - December 2012
Yogurtland March 2011 - May 2012
Yogurtland September 2010 - March 2011
Education
California State University-Fullerton 2010 — 2014
Bachelor of Business Administration (BBA), Concentrating in Finance, Junior
Wells Fargo Advisors August 2014 - Present
UBS Financial Services, Inc. April 2013 - August 2014
Alpha Chi Omega Fraternity, Inc. May 2012 - December 2012
Yogurtland March 2011 - May 2012
Yogurtland September 2010 - March 2011
Education
California State University-Fullerton 2010 — 2014
Bachelor of Business Administration (BBA), Concentrating in Finance, Junior
Peter Klein, CFA's UBS Financial Services, Inc Experience August 1994 - November 2013
Job Creating Legacies for Successful Families & Foundations/ Author of "A Passion for Giving" / Klein Wealth Management
Industry Financial Services
Experience
HighTower November 2013 - Present
UBS Financial Services, Inc. August 1994 - November 2013
Lehman Brothers June 1991 - August 1994
Skills
Investments, Finance, Financial Services, Wealth Management, Portfolio Management, Alternative Investments, Asset Management, Equities, Mutual Funds, Investment Management
Education
The CFA Institute
Investment Analysis & Portfolio Management
City University of New York-Baruch College - Zicklin School of Business 1991 — 1995
MBA, Finance
Yale University - Yale School of Management 2014 — 2014
The Endowment Institute Certificate Program
Columbia University in the City of New York 2011 — 2011
Executive Education--Certifcate, Graduate School of BUsiness--Value Investing
Stony Brook University 1983 — 1987
BA, Economics
The Bronx HS of Science
Westinghouse (Intel) Science Talent Search Award--Semi-Finalist
HighTower November 2013 - Present
UBS Financial Services, Inc. August 1994 - November 2013
Lehman Brothers June 1991 - August 1994
Skills
Investments, Finance, Financial Services, Wealth Management, Portfolio Management, Alternative Investments, Asset Management, Equities, Mutual Funds, Investment Management
Education
The CFA Institute
Investment Analysis & Portfolio Management
City University of New York-Baruch College - Zicklin School of Business 1991 — 1995
MBA, Finance
Yale University - Yale School of Management 2014 — 2014
The Endowment Institute Certificate Program
Columbia University in the City of New York 2011 — 2011
Executive Education--Certifcate, Graduate School of BUsiness--Value Investing
Stony Brook University 1983 — 1987
BA, Economics
The Bronx HS of Science
Westinghouse (Intel) Science Talent Search Award--Semi-Finalist
Carlos J. Freire Borges's UBS Financial Services, Inc Experience March 2007 - Present
Job VicePresident Wealth Management
Industry Financial Services
Experience
UBS Financial Services, Inc. March 2007 - Present
Education
Babson College 2002 — 2006
Bachelor of Science (BS), Entrepreneurship
Colegio San Ignacio de Loyola 1996 — 2002
UBS Financial Services, Inc. March 2007 - Present
Education
Babson College 2002 — 2006
Bachelor of Science (BS), Entrepreneurship
Colegio San Ignacio de Loyola 1996 — 2002
Jeff C. Allen's UBS Financial Services, Inc Experience 2007 - 2010
Job Curious, Driven, Accountable MBA, MA, PMP, Veteran Business Development & Program Management
Industry Financial Services
Experience
Non-Profit and Public Service 2014 - Present
WSDOT 2012 - 2013
US Army & National Guard 2010 - 2012
UBS Financial Services, Inc. 2007 - 2010
US Army March 2007 - June 2008
KeyCorp (McDonald Investments) 2000 - 2006
Washington Army National Guard 2005 - 2005
Merrill Lynch 1992 - 2000
US Army 1987 - 1998
Skills
Consultative Selling, Organizational..., Problem Solving, Decision Making, Investment Advisory, Financial Planning, Risk Management, Personnel, Operational Planning, Logistics Management, Aviation Operations, Crisis Management, Training & Development, Counseling, Vision Development, Systems Management, Military, Strategic Planning, Planning, Team Building, Leadership Development, Security Clearance, Program Management, Budgeting, Administration, Executive Management, Process Improvement, Team Leadership, Operations Management, Change Management, Cross-functional Team..., Mentoring, Public Speaking, New Business Development, Analysis, Negotiation, Financial Analysis, Financial Management, Policy, Organizational..., Project Planning, Mergers, Budgets, Start-ups, Customer Service, Entrepreneurship, System Administration, Command, Strategy, Leadership
Education
Berkeley-Columbia MBA, Antioch MA, West Point BS 1986 — 2013
Summary of Education for Title Summary...
Columbia Business School 2011 — 2012
Master of Business Administration (MBA), Financial Analysis and Direct Investing
University of California, Berkeley - Walter A. Haas School of Business 2011 — 2012
Master of Business Administration (MBA), Strategic Planning and Operational Innovations
Antioch University Seattle 1991 — 1993
Master of Arts, Organizational Systems & Change Management Consulting
United States Military Academy at West Point 1982 — 1986
Bachelor of Science, Mechanical Engineering/Aerospace
Non-Profit and Public Service 2014 - Present
WSDOT 2012 - 2013
US Army & National Guard 2010 - 2012
UBS Financial Services, Inc. 2007 - 2010
US Army March 2007 - June 2008
KeyCorp (McDonald Investments) 2000 - 2006
Washington Army National Guard 2005 - 2005
Merrill Lynch 1992 - 2000
US Army 1987 - 1998
Skills
Consultative Selling, Organizational..., Problem Solving, Decision Making, Investment Advisory, Financial Planning, Risk Management, Personnel, Operational Planning, Logistics Management, Aviation Operations, Crisis Management, Training & Development, Counseling, Vision Development, Systems Management, Military, Strategic Planning, Planning, Team Building, Leadership Development, Security Clearance, Program Management, Budgeting, Administration, Executive Management, Process Improvement, Team Leadership, Operations Management, Change Management, Cross-functional Team..., Mentoring, Public Speaking, New Business Development, Analysis, Negotiation, Financial Analysis, Financial Management, Policy, Organizational..., Project Planning, Mergers, Budgets, Start-ups, Customer Service, Entrepreneurship, System Administration, Command, Strategy, Leadership
Education
Berkeley-Columbia MBA, Antioch MA, West Point BS 1986 — 2013
Summary of Education for Title Summary...
Columbia Business School 2011 — 2012
Master of Business Administration (MBA), Financial Analysis and Direct Investing
University of California, Berkeley - Walter A. Haas School of Business 2011 — 2012
Master of Business Administration (MBA), Strategic Planning and Operational Innovations
Antioch University Seattle 1991 — 1993
Master of Arts, Organizational Systems & Change Management Consulting
United States Military Academy at West Point 1982 — 1986
Bachelor of Science, Mechanical Engineering/Aerospace
Ali Restaino's UBS Financial Services, Inc Experience December 2014 - Present
Job Client Service Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. December 2014 - Present
UBS Financial Services, Inc. May 2012 - December 2014
Butler University Women's Golf Team August 2010 - May 2014
Butler University August 2010 - May 2014
Education
Butler University - College of Business Administration 2010 — 2014
Bachelor of Science (B.S.), Finance
UBS Financial Services, Inc. December 2014 - Present
UBS Financial Services, Inc. May 2012 - December 2014
Butler University Women's Golf Team August 2010 - May 2014
Butler University August 2010 - May 2014
Education
Butler University - College of Business Administration 2010 — 2014
Bachelor of Science (B.S.), Finance
Daniel Hornblower, CFP® , CIMA®'s UBS Financial Services, Inc Experience May 2013 - Present
Job Vice President, Senior Portfolio Manager CFP(R), CIMA(R) at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. May 2013 - Present
Merrill Lynch May 2003 - May 2013
Comerica Securities December 1993 - May 2003
Education
Albion College 1987 — 1991
B.A., Economics and Management
UBS Financial Services, Inc. May 2013 - Present
Merrill Lynch May 2003 - May 2013
Comerica Securities December 1993 - May 2003
Education
Albion College 1987 — 1991
B.A., Economics and Management
Kaitlyn Hitchcock's UBS Financial Services, Inc Experience January 2014 - April 2014
Job Customer Relations Representative at Caterpillar Financial
Industry Financial Services
Experience
Caterpillar Financial June 2015 - Present
Caterpillar Financial May 2014 - July 2014
UBS Financial Services, Inc. January 2014 - April 2014
Belmont University Office of Development January 2012 - December 2013
Tennessee Republican Party August 2012 - December 2012
MedSouth Medical Supply May 2012 - August 2012
MedSouth Medical Supply June 2011 - August 2011
Cato Corporation January 2011 - June 2011
Skills
Leadership, Public Speaking, Event Planning, Microsoft Office, Social Media, Social Networking, Organizational..., PowerPoint, Research, Policy Analysis, Time Management, Data Entry, Cultural Awareness, Spreadsheets, Nonprofits, Public Relations, Fundraising, Customer Service, Social Media Marketing, Business Development, Data Analysis, SalesForce
Education
Belmont University 2011 — 2015
Bachelor of Business Administration (B.B.A.), Economics, Magna Cum Laude, 3.925
Cordova High School 2007 — 2011
Caterpillar Financial June 2015 - Present
Caterpillar Financial May 2014 - July 2014
UBS Financial Services, Inc. January 2014 - April 2014
Belmont University Office of Development January 2012 - December 2013
Tennessee Republican Party August 2012 - December 2012
MedSouth Medical Supply May 2012 - August 2012
MedSouth Medical Supply June 2011 - August 2011
Cato Corporation January 2011 - June 2011
Skills
Leadership, Public Speaking, Event Planning, Microsoft Office, Social Media, Social Networking, Organizational..., PowerPoint, Research, Policy Analysis, Time Management, Data Entry, Cultural Awareness, Spreadsheets, Nonprofits, Public Relations, Fundraising, Customer Service, Social Media Marketing, Business Development, Data Analysis, SalesForce
Education
Belmont University 2011 — 2015
Bachelor of Business Administration (B.B.A.), Economics, Magna Cum Laude, 3.925
Cordova High School 2007 — 2011
Kurt Kemper's UBS Financial Services, Inc Experience May 2011 - August 2012
Job Equity Research Analyst at Hilliard Lyons
Industry Financial Services
Experience
Hilliard Lyons July 2015 - Present
Hilliard Lyons October 2014 - June 2015
Kentucky Retirement Systems January 2014 - September 2014
Commonwealth of Kentucky August 2012 - January 2014
UBS Financial Services, Inc. May 2011 - August 2012
Skills
Investments, Fixed Income, Trading, Bloomberg, Cash Management, ABS, Money Market, FactSet, Financial Analysis, Equities, Valuation
Education
Bellarmine University 2008 — 2012
Bachelor of Arts (BA), Economics and Finance
Hilliard Lyons July 2015 - Present
Hilliard Lyons October 2014 - June 2015
Kentucky Retirement Systems January 2014 - September 2014
Commonwealth of Kentucky August 2012 - January 2014
UBS Financial Services, Inc. May 2011 - August 2012
Skills
Investments, Fixed Income, Trading, Bloomberg, Cash Management, ABS, Money Market, FactSet, Financial Analysis, Equities, Valuation
Education
Bellarmine University 2008 — 2012
Bachelor of Arts (BA), Economics and Finance
Natalie Morello's UBS Financial Services, Inc Experience October 2011 - January 2013
Job Human Resources and Marketing Assistant / Practice Development Liaison
Industry Accounting
Experience
Plante Moran December 2012 - Present
UBS Financial Services, Inc. October 2011 - January 2013
Skills
Human Resources, Marketing
Education
Aquinas College 2007 — 2011
Bachelor's of Science in Business Administration, Marketing
Ferris State University 2006 — 2007
Kenowa Hills High School
Plante Moran December 2012 - Present
UBS Financial Services, Inc. October 2011 - January 2013
Skills
Human Resources, Marketing
Education
Aquinas College 2007 — 2011
Bachelor's of Science in Business Administration, Marketing
Ferris State University 2006 — 2007
Kenowa Hills High School
Joseph P. Katzaroff, CFP®'s UBS Financial Services, Inc Experience June 1988 - Present
Job Senior Vice President Wealth Management
Industry Investment Management
Experience
UBS Financial Services, Inc. June 1988 - Present
Education
California State University-Long Beach 1982 — 1987
Bachelor of Sciene, Business Administration Finance
Los Alamitios High School 1980 — 1982
UBS Financial Services, Inc. June 1988 - Present
Education
California State University-Long Beach 1982 — 1987
Bachelor of Sciene, Business Administration Finance
Los Alamitios High School 1980 — 1982
Marc Foster Marc Foster's UBS Financial Services, Inc Experience October 1979 - Present
Job Senior Vice President Investments at UBS Financial Services, Inc.
Industry Investment Management
Experience
UBS Financial Services, Inc. October 1979 - Present
Education
California State University-Fullerton 1976 — 1979
bachelor's degree, Chemistry
UBS Financial Services, Inc. October 1979 - Present
Education
California State University-Fullerton 1976 — 1979
bachelor's degree, Chemistry
Ginger Kirk Ginger Kirk's UBS Financial Services, Inc Experience January 2013 - Present
Job Sr Wealth Strategy Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. January 2013 - Present
UBS April 2009 - December 2012
Merrill Lynch February 1991 - April 2009
Skills
Strategy, Wealth, Wealth Management, Portfolio Management, Equities, Fixed Income, Asset Management, Investments, Mutual Funds, Financial Planning
Education
Gonzaga University 2002 — 2005
Master of Arts (M.A.), Organizational Leadership
Boise State University 1985 — 1990
Bachelor of Arts (B.A.), Fine/Studio Arts, General
UBS Financial Services, Inc. January 2013 - Present
UBS April 2009 - December 2012
Merrill Lynch February 1991 - April 2009
Skills
Strategy, Wealth, Wealth Management, Portfolio Management, Equities, Fixed Income, Asset Management, Investments, Mutual Funds, Financial Planning
Education
Gonzaga University 2002 — 2005
Master of Arts (M.A.), Organizational Leadership
Boise State University 1985 — 1990
Bachelor of Arts (B.A.), Fine/Studio Arts, General
Christopher Caufield Christopher Caufield's UBS Financial Services, Inc Experience March 1999 - Present
Job Vice President Wealth Management
Industry Financial Services
Experience
UBS Financial Services, Inc. March 1999 - Present
Handex August 1997 - March 1999
JLC Environmental Consultants, Inc. 1993 - 1997
Education
City University of New York-Hunter College 1993 — 1996
B.A., Geology
Bergen Community College 1991 — 1993
NA, Liberal Arts
UBS Financial Services, Inc. March 1999 - Present
Handex August 1997 - March 1999
JLC Environmental Consultants, Inc. 1993 - 1997
Education
City University of New York-Hunter College 1993 — 1996
B.A., Geology
Bergen Community College 1991 — 1993
NA, Liberal Arts
Connie Colacino Connie Colacino's UBS Financial Services, Inc Experience July 2013 - Present
Job Registered Client Service Associate at UBS Financial Services, Inc
Industry Financial Services
Experience
UBS Financial Services, Inc. July 2013 - Present
Morgan Stanley Wealth Management April 2012 - July 2013
Morgan Stanley Wealth Management July 2010 - April 2012
Gaetano's 2008 - 2010
Education
New Jersey City University 2008 — 2010
Bachelor of Science (B.S.), Business Administration and Management, General
Brookdale Community College 2005 — 2007
Associate of Arts (A.A.), Business Administration and Management, General
UBS Financial Services, Inc. July 2013 - Present
Morgan Stanley Wealth Management April 2012 - July 2013
Morgan Stanley Wealth Management July 2010 - April 2012
Gaetano's 2008 - 2010
Education
New Jersey City University 2008 — 2010
Bachelor of Science (B.S.), Business Administration and Management, General
Brookdale Community College 2005 — 2007
Associate of Arts (A.A.), Business Administration and Management, General
Ashley Cecala Ashley Cecala's UBS Financial Services, Inc Experience 2012 - Present
Job Registered Client Service Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. 2012 - Present
Citi September 2008 - May 2012
Education
California State University-Fullerton 2004 — 2008
BA, Finance
UBS Financial Services, Inc. 2012 - Present
Citi September 2008 - May 2012
Education
California State University-Fullerton 2004 — 2008
BA, Finance
Nicolas Martell's UBS Financial Services, Inc Experience July 2011 - June 2013
Job Account Manager, Latin America & Europe at Endeavor
Industry Financial Services
Diane Scarpa, AAMS®, ADPA(sm) Diane Scarpa, AAMS®, ADPA(sm)'s UBS Financial Services, Inc Experience August 2007 - Present
Job Financial Advisor at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. August 2007 - Present
Education
Bryn Mawr College 2003 — 2006
BA, History of Art & Neuroscience
UBS Financial Services, Inc. August 2007 - Present
Education
Bryn Mawr College 2003 — 2006
BA, History of Art & Neuroscience
Pamela Womble, MSOD's UBS Financial Services, Inc Experience May 2005 - June 2008
Job Diversity, Leadership and Organization Development Consultant
Industry Professional Training & Coaching
Experience
Pamela Womble Consulting January 2010 - Present
701 mosaic August 2008 - Present
UBS Financial Services, Inc. May 2005 - June 2008
UBS Financial Services, Inc. 2000 - 2005
American Institute of Certified Public Accountants 1989 - 2000
Skills
Executive Coaching, Leadership Development, Organizational..., Change Management, Succession Planning, Team Building, Leadership, Cultural Diversity, Coaching, Talent Management, Process Improvement, Staff Development, Program Management, Recruiting, Appreciative Inquiry, Career Development, Diversity Recruitment, Diversity Strategy, Diversity Training, Experiential Learning, Leadership Mentoring, Management Consulting, Organizational Learning, Talent Development, Start-ups, Executive Management, Adult Learning Theory &..., Blended Learning, Consultative Selling, Management, Diversity & Inclusion, Equality & Diversity
Education
American University
Master of Science (M.S.)
New York University
Bachelor of Arts (B.A.)
Pamela Womble Consulting January 2010 - Present
701 mosaic August 2008 - Present
UBS Financial Services, Inc. May 2005 - June 2008
UBS Financial Services, Inc. 2000 - 2005
American Institute of Certified Public Accountants 1989 - 2000
Skills
Executive Coaching, Leadership Development, Organizational..., Change Management, Succession Planning, Team Building, Leadership, Cultural Diversity, Coaching, Talent Management, Process Improvement, Staff Development, Program Management, Recruiting, Appreciative Inquiry, Career Development, Diversity Recruitment, Diversity Strategy, Diversity Training, Experiential Learning, Leadership Mentoring, Management Consulting, Organizational Learning, Talent Development, Start-ups, Executive Management, Adult Learning Theory &..., Blended Learning, Consultative Selling, Management, Diversity & Inclusion, Equality & Diversity
Education
American University
Master of Science (M.S.)
New York University
Bachelor of Arts (B.A.)
Thomas Bisceglia's UBS Financial Services, Inc Experience April 2009 - Present
Job Financial Advisor
Industry Financial Services
Experience
UBS Financial Services Inc. April 2009 - Present
Skills
Wealth Management, Series 7, Financial Analysis, Retirement Planning, Asset Allocation, Real Estate Economics
Education
University of Southern California 1997 — 2001
Economics
Bellarmine College Preparatory 1993 — 1997
Economics
UBS Financial Services Inc. April 2009 - Present
Skills
Wealth Management, Series 7, Financial Analysis, Retirement Planning, Asset Allocation, Real Estate Economics
Education
University of Southern California 1997 — 2001
Economics
Bellarmine College Preparatory 1993 — 1997
Economics
Christine Isip's UBS Financial Services, Inc Experience November 2010 - Present
Job Senior Registered Client Service Associate
Industry Financial Services
Experience
UBS Financial Services, Inc. November 2010 - Present
Morgan Stanley Wealth Management June 2006 - November 2010
Wells Fargo Investments February 2005 - May 2006
Education
Azusa Pacific University 2001 — 2004
Bachelor of Science, International Business
International Business Institute 2004 — 2004
UBS Financial Services, Inc. November 2010 - Present
Morgan Stanley Wealth Management June 2006 - November 2010
Wells Fargo Investments February 2005 - May 2006
Education
Azusa Pacific University 2001 — 2004
Bachelor of Science, International Business
International Business Institute 2004 — 2004
Seth Horowitz's UBS Financial Services, Inc Experience March 2010 - Present
Job First Vice President Wealth Management, Senior Portfolio Manager, Corporate Stock Benefit Consultant
Industry Financial Services
Experience
UBS Financial Services, Inc. March 2010 - Present
Morgan Stanley Smith Barney October 2007 - February 2010
Education
Baruch College, City University of New York (CUNY) 1999 — 2001
MBA, Finance
Boston University
UBS Financial Services, Inc. March 2010 - Present
Morgan Stanley Smith Barney October 2007 - February 2010
Education
Baruch College, City University of New York (CUNY) 1999 — 2001
MBA, Finance
Boston University
Mary Nash Godden's UBS Financial Services, Inc Experience January 2014 - August 2014
Job Lincoln Financial
Industry Financial Services
Experience
UBS Financial Services, Inc. January 2014 - August 2014
UBS Financial Services, Inc. August 2013 - December 2013
Morgan Stanley September 2011 - August 2013
Public Allies September 2008 - May 2010
Education
Bryn Mawr College 2004 — 2008
UBS Financial Services, Inc. January 2014 - August 2014
UBS Financial Services, Inc. August 2013 - December 2013
Morgan Stanley September 2011 - August 2013
Public Allies September 2008 - May 2010
Education
Bryn Mawr College 2004 — 2008
Steven Erenfryd's UBS Financial Services, Inc Experience February 2011 - Present
Job Senior Vice President Wealth Management at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. February 2011 - Present
Skills
Investments, Wealth Management, Equities, Asset Management, Hedge Funds, Fixed Income, Portfolio Management, Capital Markets, Series 7, Alternative Investments
Education
State University of New York College at Buffalo 1993 — 1997
Bachelor of Science
Adelphi University
UBS Financial Services, Inc. February 2011 - Present
Skills
Investments, Wealth Management, Equities, Asset Management, Hedge Funds, Fixed Income, Portfolio Management, Capital Markets, Series 7, Alternative Investments
Education
State University of New York College at Buffalo 1993 — 1997
Bachelor of Science
Adelphi University
Kristina Folan's UBS Financial Services, Inc Experience 2006 - Present
Job UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. 2006 - Present
UBS PaineWebber, Inc 1999 - 2003
PaineWebber 1996 - 1999
MFS Investment Management 1994 - 1996
Education
Bentley University
Bachelor’s Degree, Finance
University of Strasbourg, Strasbourg, France
International Business-Study Abroad Program
Suffolk University
Master of Business Administration (M.B.A.), Finance
UBS Financial Services, Inc. 2006 - Present
UBS PaineWebber, Inc 1999 - 2003
PaineWebber 1996 - 1999
MFS Investment Management 1994 - 1996
Education
Bentley University
Bachelor’s Degree, Finance
University of Strasbourg, Strasbourg, France
International Business-Study Abroad Program
Suffolk University
Master of Business Administration (M.B.A.), Finance
Abbie Cabassa's UBS Financial Services, Inc Experience May 2005 - Present
Job Investor Services Specialist at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. May 2005 - Present
Education
Borough of Manhattan Community College
currently enrolled, Business/Finance
UBS Financial Services, Inc. May 2005 - Present
Education
Borough of Manhattan Community College
currently enrolled, Business/Finance
Clifton Tsang's UBS Financial Services, Inc Experience
Job Lead Associate Information Services Division at UBS Financial Services, INC.
Industry Financial Services
Experience
UBS Financial Services, INC.
Education
Baruch College, City University of New York (CUNY) 1995 — 1999
UBS Financial Services, INC.
Education
Baruch College, City University of New York (CUNY) 1995 — 1999
Nick DeLucio's UBS Financial Services, Inc Experience April 2008 - October 2014
Job Vice President , Assistant Complex Director
Industry Financial Services
Experience
RBC Wealth Management October 2014 - Present
UBS Financial Services, Inc. April 2008 - October 2014
Education
California Polytechnic State University-San Luis Obispo 1994 — 1998
RBC Wealth Management October 2014 - Present
UBS Financial Services, Inc. April 2008 - October 2014
Education
California Polytechnic State University-San Luis Obispo 1994 — 1998
Elizabeth L. Elser's UBS Financial Services, Inc Experience 2007 - October 2013
Job Trustee
Industry Investment Management
Experience
Multiple Entities October 2013 - Present
UBS Financial Services, Inc. 2007 - October 2013
Morgan Stanley March 1998 - 2005
EL Elser and Associates 1992 - 1998
The Federalist Society 1990 - 1991
U.S. Department of State 1990 - 1990
House of Commons 1988 - 1989
Skills
Management, Finance, Investments, Wealth Management, Estate Planning
Education
Georgetown University 2001 — 2002
Executive Certificate, Financial Planning
American University 1985 — 1989
BA, Public Communication
Multiple Entities October 2013 - Present
UBS Financial Services, Inc. 2007 - October 2013
Morgan Stanley March 1998 - 2005
EL Elser and Associates 1992 - 1998
The Federalist Society 1990 - 1991
U.S. Department of State 1990 - 1990
House of Commons 1988 - 1989
Skills
Management, Finance, Investments, Wealth Management, Estate Planning
Education
Georgetown University 2001 — 2002
Executive Certificate, Financial Planning
American University 1985 — 1989
BA, Public Communication
Jennifer M. Pope's UBS Financial Services, Inc Experience October 2003 - Present
Job Vice President Wealth Management, Wealth Advisor at UBS Financial Services, Inc
Industry Financial Services
Experience
UBS Financial Services, Inc. October 2003 - Present
Prudential Securities December 1996 - October 2003
Nuveen Investments May 1989 - March 1996
Education
Albion College 1985 — 1989
BA, Economics, Accounting, French
UBS Financial Services, Inc. October 2003 - Present
Prudential Securities December 1996 - October 2003
Nuveen Investments May 1989 - March 1996
Education
Albion College 1985 — 1989
BA, Economics, Accounting, French
Scott D. Brown's UBS Financial Services, Inc Experience October 2008 - November 2012
Job Senior Vice President, Private Client Advisor at US Trust, Bank of America Private Wealth Management
Industry Investment Management
Experience
U.S. Trust, Bank of America Private Wealth Management November 2012 - Present
UBS Financial Services, Inc. October 2008 - November 2012
Lehman Brothers May 2004 - October 2008
Bear, Stearns & Co. Inc. August 2002 - May 2004
Education
Binghamton University 2000 — 2001
MBA
Binghamton University - School of Management 1997 — 2000
BA, Management
U.S. Trust, Bank of America Private Wealth Management November 2012 - Present
UBS Financial Services, Inc. October 2008 - November 2012
Lehman Brothers May 2004 - October 2008
Bear, Stearns & Co. Inc. August 2002 - May 2004
Education
Binghamton University 2000 — 2001
MBA
Binghamton University - School of Management 1997 — 2000
BA, Management
Eric Hernandez's UBS Financial Services, Inc Experience January 2009 - Present
Job Account Vice President Wealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. January 2009 - Present
Morgan Stanley May 2003 - January 2009
Education
University of Southern California 1998 — 2003
BA, Economics and Psychology
La Salle High School 1994 — 1998
UBS Financial Services Inc. January 2009 - Present
Morgan Stanley May 2003 - January 2009
Education
University of Southern California 1998 — 2003
BA, Economics and Psychology
La Salle High School 1994 — 1998
Kelley Tatreau's UBS Financial Services, Inc Experience June 1994 - Present
Job Senior Vice President at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. June 1994 - Present
Skills
Asset Management, Asset Allocation, Retirement Planning, Alternative Investments, Marketing, Wealth Management, Series 7, Management, Strategic Planning, Investments, Project Management, Retirement, Mutual Funds, Series 6, Investment Advisory, Fixed Income, Leadership, Team Building, Equities, Change Management, Project Planning, Process Improvement
Education
Bellevue University
UBS Financial Services, Inc. June 1994 - Present
Skills
Asset Management, Asset Allocation, Retirement Planning, Alternative Investments, Marketing, Wealth Management, Series 7, Management, Strategic Planning, Investments, Project Management, Retirement, Mutual Funds, Series 6, Investment Advisory, Fixed Income, Leadership, Team Building, Equities, Change Management, Project Planning, Process Improvement
Education
Bellevue University
Brian Mulligan's UBS Financial Services, Inc Experience September 2011 - July 2014
Job MBA Candidate at Kellogg School of Management
Industry Management Consulting
Experience
Kellogg School of Management August 2014 - Present
The Chartis Group June 2015 - August 2015
UBS Financial Services, Inc. September 2011 - July 2014
UBS Financial Services, Inc. March 2010 - September 2011
UBS Financial Services, Inc. July 2008 - March 2010
Dorm Delivery Express LLC September 2006 - May 2008
UBS Financial Services, Inc. June 2007 - August 2007
Tiller LLC January 2007 - January 2007
Wyeth Advertising, Inc. May 2006 - August 2006
Skills
Uniform Combined State..., Marketing, Microsoft Office, Vendor Management, Competitive Analysis, Bloomberg Terminal, Change Management, Process Improvement, Product Management, CRM, Mergers & Acquisitions, Investment Advisory, Market Research, Venture Capital, Bonds, Marketing Strategy, Start-ups, Social Media, Insurance, Cross-functional Team...
Education
Northwestern University - Kellogg School of Management 2014 — 2016
Master of Business Administration (M.B.A.)
Bucknell University 2004 — 2008
Bachelor of Science in Business Administration, Management
Summit Senior High School 2000 — 2004
National Outdoor Leadership School 2002 — 2002
Prince William Sound Sea Kayaking
Kellogg School of Management August 2014 - Present
The Chartis Group June 2015 - August 2015
UBS Financial Services, Inc. September 2011 - July 2014
UBS Financial Services, Inc. March 2010 - September 2011
UBS Financial Services, Inc. July 2008 - March 2010
Dorm Delivery Express LLC September 2006 - May 2008
UBS Financial Services, Inc. June 2007 - August 2007
Tiller LLC January 2007 - January 2007
Wyeth Advertising, Inc. May 2006 - August 2006
Skills
Uniform Combined State..., Marketing, Microsoft Office, Vendor Management, Competitive Analysis, Bloomberg Terminal, Change Management, Process Improvement, Product Management, CRM, Mergers & Acquisitions, Investment Advisory, Market Research, Venture Capital, Bonds, Marketing Strategy, Start-ups, Social Media, Insurance, Cross-functional Team...
Education
Northwestern University - Kellogg School of Management 2014 — 2016
Master of Business Administration (M.B.A.)
Bucknell University 2004 — 2008
Bachelor of Science in Business Administration, Management
Summit Senior High School 2000 — 2004
National Outdoor Leadership School 2002 — 2002
Prince William Sound Sea Kayaking
SHAYNE ESCOBAR's UBS Financial Services, Inc Experience 2009 - May 2011
Job Compliance Analyst at LPL Finanical
Industry Financial Services
Experience
LPL Finanical February 2014 - Present
LPL Finanical May 2011 - February 2014
UBS Financial Services, Inc. 2009 - May 2011
UBS INVESTMENT CENTER July 2008 - January 2009
E*TRADE Financial April 2007 - May 2008
E*TRADE FINANCIAL November 2006 - April 2007
E*TRADE Financial March 2006 - November 2006
Skills
Series 7, FINRA, Mutual Funds, Securities, Finance, Securities Regulation, Series 24, Financial Services, Wealth Management, Series 63, Uniform Combined State...
Education
City University of New York-Baruch College 1980 — 1983
Bachelor of Business Administration (BBA), Marketing Research
LPL Finanical February 2014 - Present
LPL Finanical May 2011 - February 2014
UBS Financial Services, Inc. 2009 - May 2011
UBS INVESTMENT CENTER July 2008 - January 2009
E*TRADE Financial April 2007 - May 2008
E*TRADE FINANCIAL November 2006 - April 2007
E*TRADE Financial March 2006 - November 2006
Skills
Series 7, FINRA, Mutual Funds, Securities, Finance, Securities Regulation, Series 24, Financial Services, Wealth Management, Series 63, Uniform Combined State...
Education
City University of New York-Baruch College 1980 — 1983
Bachelor of Business Administration (BBA), Marketing Research
Cheryl Bradford's UBS Financial Services, Inc Experience June 2003 - Present
Job Investment Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. June 2003 - Present
Education
Jones Graduate School of Business, Rice University 1985 — 1987
MBA, Finance
Baylor University 1978 — 1982
B.A., Business
UBS Financial Services, Inc. June 2003 - Present
Education
Jones Graduate School of Business, Rice University 1985 — 1987
MBA, Finance
Baylor University 1978 — 1982
B.A., Business
Francisco J. Landivar's UBS Financial Services, Inc Experience September 2005 - Present
Job UBS Wealth Management
Industry Financial Services
Experience
UBS Financial Services, Inc. September 2005 - Present
Banco Popular North America May 2004 - August 2005
Banco Popular North America September 2000 - April 2003
Banco Popular de Puerto Rico August 1999 - September 2000
Banco Popular de Puerto Rico 1997 - 2000
Skills
Process Improvement, Mergers, Financial Analysis, Mergers & Acquisitions, Investments, Wealth Management, Risk Management, Portfolio Management, Strategic Planning, Management, Banking, Finance, Financial Services, Leadership, Strategic Financial..., Equities, Alternative Investments, Fixed Income, Asset Management, Insurance, Financial Modeling, Financial Planning
Education
Northwestern University - Kellogg School of Management 2002 — 2004
MBA, Finance and Real Estate
American University - Kogod School of Business 1992 — 1996
BSBA, Finance and International Business
Colegio San Ignacio
UBS Financial Services, Inc. September 2005 - Present
Banco Popular North America May 2004 - August 2005
Banco Popular North America September 2000 - April 2003
Banco Popular de Puerto Rico August 1999 - September 2000
Banco Popular de Puerto Rico 1997 - 2000
Skills
Process Improvement, Mergers, Financial Analysis, Mergers & Acquisitions, Investments, Wealth Management, Risk Management, Portfolio Management, Strategic Planning, Management, Banking, Finance, Financial Services, Leadership, Strategic Financial..., Equities, Alternative Investments, Fixed Income, Asset Management, Insurance, Financial Modeling, Financial Planning
Education
Northwestern University - Kellogg School of Management 2002 — 2004
MBA, Finance and Real Estate
American University - Kogod School of Business 1992 — 1996
BSBA, Finance and International Business
Colegio San Ignacio
Belinda Dawson's UBS Financial Services, Inc Experience April 2002 - October 2012
Job Sr. Registered Client Associate at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Well Fargo Advisors, LLC October 2012 - Present
UBS Financial Services, Inc. April 2002 - October 2012
Education
Christian Heritage College 1994 — 1996
BS, Business Management
Arizona State University 1990 — 1993
Business Management
Well Fargo Advisors, LLC October 2012 - Present
UBS Financial Services, Inc. April 2002 - October 2012
Education
Christian Heritage College 1994 — 1996
BS, Business Management
Arizona State University 1990 — 1993
Business Management
Robert J. Hoy's UBS Financial Services, Inc Experience October 2008 - Present
Job Managing Director Private Wealth Management at UBS Financial Services, Inc.
Industry Investment Management
Experience
UBS Financial Services, Inc. October 2008 - Present
Lehman Brothers, Inc. January 1994 - October 2008
Dougherty Capitman & Company January 1992 - January 1994
International Advisors, S.A. (Spain) May 1991 - November 1991
Education
Boston College 1987 — 1991
BA, Economics & Religious Studies
Georgetown University 1990 — 1990
Spanish, Quito, Ecuador - Study abroad School of Languages and Linguistics
Portsmouth Abbey School 1984 — 1987
High School
Greenwich Country Day School 1973 — 1984
UBS Financial Services, Inc. October 2008 - Present
Lehman Brothers, Inc. January 1994 - October 2008
Dougherty Capitman & Company January 1992 - January 1994
International Advisors, S.A. (Spain) May 1991 - November 1991
Education
Boston College 1987 — 1991
BA, Economics & Religious Studies
Georgetown University 1990 — 1990
Spanish, Quito, Ecuador - Study abroad School of Languages and Linguistics
Portsmouth Abbey School 1984 — 1987
High School
Greenwich Country Day School 1973 — 1984
Perry Traina's UBS Financial Services, Inc Experience October 1997 - Present
Job Compliance Officer at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. October 1997 - Present
UBS Wealth Management 1997 - Present
UBS 1997 - 2010
Skills
Securities, Equities, Series 7, Asset Management, FINRA, AML, Outlook, Policy, Series 63, Investments, Financial Analysis, Alternative Investments
Education
Tufts University 1983 — 1987
Bachelor of Arts, Economics
City University of New York-Baruch College - Zicklin School of Business
Master's of Business Administration, HRM/Organizational Behavior
UBS Financial Services, Inc. October 1997 - Present
UBS Wealth Management 1997 - Present
UBS 1997 - 2010
Skills
Securities, Equities, Series 7, Asset Management, FINRA, AML, Outlook, Policy, Series 63, Investments, Financial Analysis, Alternative Investments
Education
Tufts University 1983 — 1987
Bachelor of Arts, Economics
City University of New York-Baruch College - Zicklin School of Business
Master's of Business Administration, HRM/Organizational Behavior
Alexander Velto's UBS Financial Services, Inc Experience January 2013 - Present
Job Senior Vice President at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. January 2013 - Present
Smith Barney May 1991 - January 2013
Smith Barney, EF Hutton 1979 - 2008
EF Hutton 1979 - 1988
Education
California State Polytechnic University-Pomona 1975 — 1979
B.S., Business Admin
UBS Financial Services, Inc. January 2013 - Present
Smith Barney May 1991 - January 2013
Smith Barney, EF Hutton 1979 - 2008
EF Hutton 1979 - 1988
Education
California State Polytechnic University-Pomona 1975 — 1979
B.S., Business Admin
Jessica Schneller's UBS Financial Services, Inc Experience September 2008 - December 2008
Job Doctoral Student in Biomedical Engineering
Industry Research
Experience
National Institutes of Health June 2012 - May 2013
National Heart, Lung & Blood Institute, National Institutes of Health June 2011 - August 2011
Cottrell Fletcher Schinstock Bartol & Cottrell January 2010 - August 2010
Peggy Guggenheim Collection March 2010 - May 2010
Keats-Shelley Memorial House October 2009 - December 2009
UBS Financial Services, Inc. September 2008 - December 2008
National Institutes of Health June 2007 - August 2007
Skills
Western Blotting, Laboratory, Cell, Data Analysis, Research
Education
SUNY Stony Brook 2013 — 2018
Doctor of Philosophy (Ph.D.), Biomedical/Medical Engineering
College of Sciences, George Mason University 2010 — 2012
B.S, Biochemistry Concentration
Barnard College 2004 — 2009
BA, English
Barnard College, Columbia University 2004 — 2009
Bachelor of Arts, English Literature
National Institutes of Health June 2012 - May 2013
National Heart, Lung & Blood Institute, National Institutes of Health June 2011 - August 2011
Cottrell Fletcher Schinstock Bartol & Cottrell January 2010 - August 2010
Peggy Guggenheim Collection March 2010 - May 2010
Keats-Shelley Memorial House October 2009 - December 2009
UBS Financial Services, Inc. September 2008 - December 2008
National Institutes of Health June 2007 - August 2007
Skills
Western Blotting, Laboratory, Cell, Data Analysis, Research
Education
SUNY Stony Brook 2013 — 2018
Doctor of Philosophy (Ph.D.), Biomedical/Medical Engineering
College of Sciences, George Mason University 2010 — 2012
B.S, Biochemistry Concentration
Barnard College 2004 — 2009
BA, English
Barnard College, Columbia University 2004 — 2009
Bachelor of Arts, English Literature
Alex London's UBS Financial Services, Inc Experience June 2013 - May 2015
Job Associate Vice President at Morgan Stanley Private Wealth Management
Industry Financial Services
Experience
Morgan Stanley May 2015 - Present
UBS Financial Services Inc. June 2013 - May 2015
UBS Financial Services Inc. May 2010 - June 2013
UBS Financial Services Inc. December 2009 - May 2010
Churchill Management Group May 2009 - November 2009
Education
University of Southern California 2006 — 2010
Morgan Stanley May 2015 - Present
UBS Financial Services Inc. June 2013 - May 2015
UBS Financial Services Inc. May 2010 - June 2013
UBS Financial Services Inc. December 2009 - May 2010
Churchill Management Group May 2009 - November 2009
Education
University of Southern California 2006 — 2010
Charles McCool's UBS Financial Services, Inc Experience January 2009 - Present
Job Senior Vice President, Investments at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. January 2009 - Present
Morgan Stanley May 2004 - January 2009
Alliance Bernstein 1999 - 2004
Stamford Associates 1994 - 1998
Education
Boston College 1974 — 1978
BA, Economics, Business Concentration
UBS Financial Services, Inc. January 2009 - Present
Morgan Stanley May 2004 - January 2009
Alliance Bernstein 1999 - 2004
Stamford Associates 1994 - 1998
Education
Boston College 1974 — 1978
BA, Economics, Business Concentration
Michael J. Theberge, CFP®, MSFP's UBS Financial Services, Inc Experience April 2007 - August 2010
Job Financial Planner at LPL Financial
Industry Financial Services
Experience
LPL Financial August 2010 - Present
UBS Financial Services, Inc. April 2007 - August 2010
John Hancock/Boston Partners Financial Group, LLC. January 2002 - April 2007
Education
Bentley College - Elkin B. McCallum Graduate School of Business 2004 — 2008
Master of Science (MS), Financial Planning
University Of Southern Maine 1995 — 2000
Bachelor of Science (B.S.), Finance
LPL Financial August 2010 - Present
UBS Financial Services, Inc. April 2007 - August 2010
John Hancock/Boston Partners Financial Group, LLC. January 2002 - April 2007
Education
Bentley College - Elkin B. McCallum Graduate School of Business 2004 — 2008
Master of Science (MS), Financial Planning
University Of Southern Maine 1995 — 2000
Bachelor of Science (B.S.), Finance
Lindsay Priest's UBS Financial Services, Inc Experience November 2012 - Present
Job Harmen and Frank
Industry Financial Services
Experience
UBS Financial Services, Inc. November 2012 - Present
Solstice Capital 2005 - 2005
Skills
Microsoft Excel, CRM, Salesforce.com, Microsoft Office, Banking, Business Analysis, Data Analysis
Education
California State University-Fullerton 2009 — 2013
Bachelor of Arts (BA), Communication/ Entertainment Studies
California State Polytechnic University-Pomona
UBS Financial Services, Inc. November 2012 - Present
Solstice Capital 2005 - 2005
Skills
Microsoft Excel, CRM, Salesforce.com, Microsoft Office, Banking, Business Analysis, Data Analysis
Education
California State University-Fullerton 2009 — 2013
Bachelor of Arts (BA), Communication/ Entertainment Studies
California State Polytechnic University-Pomona
William Sidenfaden's UBS Financial Services, Inc Experience September 1973 - Present
Job Vice PresidentInvestments at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc September 1973 - Present
Education
University of Southern California 1963 — 1969
BS, Business Finance
UBS Financial Services Inc September 1973 - Present
Education
University of Southern California 1963 — 1969
BS, Business Finance
Nozomi Ward's UBS Financial Services, Inc Experience September 2013 - Present
Job UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. September 2013 - Present
Morgan Stanley Smith Barney January 2009 - October 2012
Morgan Stanley Smith Barney May 2000 - October 2012
Smith Barney May 2000 - January 2009
Skills
Series 7, Series 63, Series 65, series 9 & 10, CA Insurance License, Proficient in Microsoft...
Education
Brooks College
Associate of Arts (AA), Fashion Merchandising
UBS Financial Services, Inc. September 2013 - Present
Morgan Stanley Smith Barney January 2009 - October 2012
Morgan Stanley Smith Barney May 2000 - October 2012
Smith Barney May 2000 - January 2009
Skills
Series 7, Series 63, Series 65, series 9 & 10, CA Insurance License, Proficient in Microsoft...
Education
Brooks College
Associate of Arts (AA), Fashion Merchandising
Christine Telish's UBS Financial Services, Inc Experience July 2012 - Present
Job Vice President Investments, UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. July 2012 - Present
PIMCO May 1994 - July 2012
Education
Cal Poly Pomona
BA, Finance
University of California, Irvine
MBA
UBS Financial Services, Inc. July 2012 - Present
PIMCO May 1994 - July 2012
Education
Cal Poly Pomona
BA, Finance
University of California, Irvine
MBA
Kier DeLeo's UBS Financial Services, Inc Experience 2006 - 2009
Job Director, Building Sciences at Citadel Environmental Services, Inc.
Industry Environmental Services
Experience
Citadel Environmental Services, Inc. January 2015 - Present
NorthStar Contracting Group, Inc (formerly LVI Services, Inc) October 2014 - December 2014
LVI Environmental Services, Inc. October 2009 - December 2014
Professional Environmental Marketing Association January 2012 - December 2013
Chase Financial Services 2009 - 2009
UBS Financial Services, Inc. 2006 - 2009
Hillmann Group 1998 - 2005
Skills
Environmental Awareness, Remediation, Asbestos, Due Diligence, Risk Management, Hazardous Waste..., Business Development, Proposal Writing, Management, Contract Negotiation, Sustainability, Construction, Strategic Planning, Contract Management, New Business Development, Environmental..., Environmental Consulting, Environmental Compliance, Waste Management, Environmental Services, Waste, Water, Phase I, Recycling, Soil, Environmental Science, Project Management, Industrial Hygiene, Project Planning
Education
Rutgers University-New Brunswick 1996 — 1998
MS, Ecology
California State University-Dominguez Hills 2012 — 2013
Construction Project Management Certificate Program
Pitzer College 1989 — 1993
BA, Environmental Studies
Citadel Environmental Services, Inc. January 2015 - Present
NorthStar Contracting Group, Inc (formerly LVI Services, Inc) October 2014 - December 2014
LVI Environmental Services, Inc. October 2009 - December 2014
Professional Environmental Marketing Association January 2012 - December 2013
Chase Financial Services 2009 - 2009
UBS Financial Services, Inc. 2006 - 2009
Hillmann Group 1998 - 2005
Skills
Environmental Awareness, Remediation, Asbestos, Due Diligence, Risk Management, Hazardous Waste..., Business Development, Proposal Writing, Management, Contract Negotiation, Sustainability, Construction, Strategic Planning, Contract Management, New Business Development, Environmental..., Environmental Consulting, Environmental Compliance, Waste Management, Environmental Services, Waste, Water, Phase I, Recycling, Soil, Environmental Science, Project Management, Industrial Hygiene, Project Planning
Education
Rutgers University-New Brunswick 1996 — 1998
MS, Ecology
California State University-Dominguez Hills 2012 — 2013
Construction Project Management Certificate Program
Pitzer College 1989 — 1993
BA, Environmental Studies
Hamid Kazemi, CFP®'s UBS Financial Services, Inc Experience April 2007 - Present
Job Investment Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. April 2007 - Present
Education
Keller Graduate School of Management 1990 — 1992
MBS
Arizona State University 1983 — 1987
BS, Computer Science
UBS Financial Services, Inc. April 2007 - Present
Education
Keller Graduate School of Management 1990 — 1992
MBS
Arizona State University 1983 — 1987
BS, Computer Science
Dina Driscoll's UBS Financial Services, Inc Experience December 2007 - January 2008
Job Director of Finance & Ticketing at Cleveland National Air Show
Industry Events Services
Experience
Cleveland National Air Show November 2014 - Present
Cleveland National Air Show May 2014 - October 2014
Penton Media September 2010 - May 2014
Cleveland National Air Show May 2009 - September 2010
UBS Financial Services, Inc. December 2007 - January 2008
AmTrust Bank June 2007 - August 2007
Heinen's 2003 - 2005
Skills
Microsoft Office, PowerPoint, Excel, Word, Accounts Payable, Accounting, Microsoft Word, Microsoft Excel, Financial Reporting, Management, QuickBooks, Training, Finance, Marketing, General Ledger, Human Resources, Account Reconciliation, Customer Service
Education
Baldwin Wallace University 2006 — 2009
Bachelor's, Finance, Marketing
Cuyahoga Community College 2005 — 2007
Associate, Business
Rocky River High School 2001 — 2005
Cleveland National Air Show November 2014 - Present
Cleveland National Air Show May 2014 - October 2014
Penton Media September 2010 - May 2014
Cleveland National Air Show May 2009 - September 2010
UBS Financial Services, Inc. December 2007 - January 2008
AmTrust Bank June 2007 - August 2007
Heinen's 2003 - 2005
Skills
Microsoft Office, PowerPoint, Excel, Word, Accounts Payable, Accounting, Microsoft Word, Microsoft Excel, Financial Reporting, Management, QuickBooks, Training, Finance, Marketing, General Ledger, Human Resources, Account Reconciliation, Customer Service
Education
Baldwin Wallace University 2006 — 2009
Bachelor's, Finance, Marketing
Cuyahoga Community College 2005 — 2007
Associate, Business
Rocky River High School 2001 — 2005
Peter Ding's UBS Financial Services, Inc Experience September 2010 - December 2010
Job Credit Risk at Bank of TokyoMitsubishi UFJ
Industry Banking
Experience
Bank of Tokyo-Mitsubishi UFJ 2013 - Present
Kelly Capital 2011 - 2013
UBS Financial Services, Inc September 2010 - December 2010
Diversified Credit Investments May 2010 - August 2010
Skills
Valuation, SQL, Excel, Bloomberg, Visual Basic
Education
University of Southern California 2007 — 2011
Bachelor of Science, Economics and Mathematics
Torrey Pines High School 2003 — 2007
Bank of Tokyo-Mitsubishi UFJ 2013 - Present
Kelly Capital 2011 - 2013
UBS Financial Services, Inc September 2010 - December 2010
Diversified Credit Investments May 2010 - August 2010
Skills
Valuation, SQL, Excel, Bloomberg, Visual Basic
Education
University of Southern California 2007 — 2011
Bachelor of Science, Economics and Mathematics
Torrey Pines High School 2003 — 2007
Michael Abren's UBS Financial Services, Inc Experience December 2008 - Present
Job Registered Client Service Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. December 2008 - Present
Smith Barney May 2002 - December 2008
Education
Boston College 1998 — 2002
Finance and Marketing
MHS
UBS Financial Services, Inc. December 2008 - Present
Smith Barney May 2002 - December 2008
Education
Boston College 1998 — 2002
Finance and Marketing
MHS
Blair Clancy's UBS Financial Services, Inc Experience October 2010 - July 2015
Job Client Service Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS July 2015 - Present
UBS Financial Services, Inc. October 2010 - July 2015
New York Yankees May 2009 - August 2009
Skills
Bloomberg, Client Relations Skills, Superior Client Service, Financial Services, Financial Goals, Job Coaching, Marketing, Client Focus, Microsoft Excel, Microsoft Office, Microsoft CRM, Event Planning, Corporate Events
Education
Boston College 2006 — 2010
Marketing
The London School of Economics and Political Science (LSE) 2008 — 2008
Human Rights Law
UBS July 2015 - Present
UBS Financial Services, Inc. October 2010 - July 2015
New York Yankees May 2009 - August 2009
Skills
Bloomberg, Client Relations Skills, Superior Client Service, Financial Services, Financial Goals, Job Coaching, Marketing, Client Focus, Microsoft Excel, Microsoft Office, Microsoft CRM, Event Planning, Corporate Events
Education
Boston College 2006 — 2010
Marketing
The London School of Economics and Political Science (LSE) 2008 — 2008
Human Rights Law
Dwight Gimenez's UBS Financial Services, Inc Experience April 2012 - Present
Job Financial Advisor at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. April 2012 - Present
Edward Jones November 2008 - April 2012
Education
University of Southern California
Bachelor of Arts (BA), Economics
UBS Financial Services Inc. April 2012 - Present
Edward Jones November 2008 - April 2012
Education
University of Southern California
Bachelor of Arts (BA), Economics
Timothy Torretta, CFP®'s UBS Financial Services, Inc Experience January 2009 - Present
Job Financial Advisor at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. January 2009 - Present
Merrill Lynch May 2007 - January 2009
Skills
Investment Selection, Investment Education, Dividends, Yield, Interest Rates
Education
Butler University
Bachelor's Degree
Chaminade College Preparatory
UBS Financial Services, Inc. January 2009 - Present
Merrill Lynch May 2007 - January 2009
Skills
Investment Selection, Investment Education, Dividends, Yield, Interest Rates
Education
Butler University
Bachelor's Degree
Chaminade College Preparatory
Zachary Silverman, CFP®'s UBS Financial Services, Inc Experience January 2011 - Present
Job UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. January 2011 - Present
Education
The University of Texas at Austin 2007 — 2010
J.D.
American University - Kogod School of Business 2003 — 2007
BA, Business Administration / International Relations
Memorial Senior High School 2000 — 2003
UBS Financial Services, Inc. January 2011 - Present
Education
The University of Texas at Austin 2007 — 2010
J.D.
American University - Kogod School of Business 2003 — 2007
BA, Business Administration / International Relations
Memorial Senior High School 2000 — 2003
Gerald Montegani, Jr., CFP®, CIMA®'s UBS Financial Services, Inc Experience November 2008 - Present
Job Wealth Advisor at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. November 2008 - Present
Morgan Stanley June 1992 - November 2008
Education
Arizona State University 1985 — 1990
B.S., Finance
UBS Financial Services, Inc. November 2008 - Present
Morgan Stanley June 1992 - November 2008
Education
Arizona State University 1985 — 1990
B.S., Finance
Emily Frenzel's UBS Financial Services, Inc Experience March 2014 - Present
Job Assistant Complex Director at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. March 2014 - Present
UBS Financial Services Inc. August 2011 - March 2014
UBS Financial Services Inc. January 2010 - August 2011
UBS Financial Services, Inc. July 2008 - January 2010
Education
Bucknell University 2004 — 2008
Management
UBS Financial Services Inc. March 2014 - Present
UBS Financial Services Inc. August 2011 - March 2014
UBS Financial Services Inc. January 2010 - August 2011
UBS Financial Services, Inc. July 2008 - January 2010
Education
Bucknell University 2004 — 2008
Management
Matt Baehr's UBS Financial Services, Inc Experience April 2012 - November 2013
Job Financial Advisor at Raymond James
Industry Financial Services
Experience
Raymond James November 2013 - Present
Baehr Challenge LTD for Parkinson's Research March 2009 - Present
UBS Financial Services, Inc. April 2012 - November 2013
Morgan Stanley Smith Barney 2011 - 2012
Spartan Boot Camps, LLC March 2009 - 2012
Skills
Finance, Financial Advisory, Securities, Marketing, Strategic Planning, Leadership, Public Speaking, Investments, Marketing Strategy, Social Media Marketing
Education
Arizona State University
Business Sustainability, W. P. Carey School of Business, 3.5
Corona del Sol 1999 — 2003
Business
Raymond James November 2013 - Present
Baehr Challenge LTD for Parkinson's Research March 2009 - Present
UBS Financial Services, Inc. April 2012 - November 2013
Morgan Stanley Smith Barney 2011 - 2012
Spartan Boot Camps, LLC March 2009 - 2012
Skills
Finance, Financial Advisory, Securities, Marketing, Strategic Planning, Leadership, Public Speaking, Investments, Marketing Strategy, Social Media Marketing
Education
Arizona State University
Business Sustainability, W. P. Carey School of Business, 3.5
Corona del Sol 1999 — 2003
Business
Lara G. Jenkins's UBS Financial Services, Inc Experience January 2014 - September 2014
Job Director, Financial Services Practice Management and Training Professional
Industry Professional Training & Coaching
Experience
UBS Financial Services, Inc. January 2014 - September 2014
UBS Financial Services, Inc. 2012 - 2014
UBS Financial Services, Inc. 2008 - 2012
UBS Financial Services, Inc. 2003 - 2008
UBS Financial Services, Inc. 2000 - 2001
PaineWebber 1999 - 2001
JC Bradford & Co. 1998 - 1999
JC Bradford & Co. 1996 - 1998
JC Bradford & Co. 1995 - 1996
Skills
Strategic Planning, Technology Training..., Team Building, Instruction Motivation, Project & Program..., Relationship Management, Consultative Services, Creative Facilitator, Innovative Management, Organizational..., Master Trainer, Merger Integration, Onsite & Distance..., Communications &..., Public Speaking, Learning & Development..., Critical Thinking, Team Leadership, Time Management, Organization Skills, Staff Development, Program Development, Program Evaluation, Employee Training, Training Delivery, Project Planning, Budget Management, E-Learning, Business Decision Making, Skilled Multi-tasker
Education
Baylor University 1989 — 1993
Bachelor of Arts, Business Administration
UBS Financial Services, Inc. January 2014 - September 2014
UBS Financial Services, Inc. 2012 - 2014
UBS Financial Services, Inc. 2008 - 2012
UBS Financial Services, Inc. 2003 - 2008
UBS Financial Services, Inc. 2000 - 2001
PaineWebber 1999 - 2001
JC Bradford & Co. 1998 - 1999
JC Bradford & Co. 1996 - 1998
JC Bradford & Co. 1995 - 1996
Skills
Strategic Planning, Technology Training..., Team Building, Instruction Motivation, Project & Program..., Relationship Management, Consultative Services, Creative Facilitator, Innovative Management, Organizational..., Master Trainer, Merger Integration, Onsite & Distance..., Communications &..., Public Speaking, Learning & Development..., Critical Thinking, Team Leadership, Time Management, Organization Skills, Staff Development, Program Development, Program Evaluation, Employee Training, Training Delivery, Project Planning, Budget Management, E-Learning, Business Decision Making, Skilled Multi-tasker
Education
Baylor University 1989 — 1993
Bachelor of Arts, Business Administration
Thomas LaFountain's UBS Financial Services, Inc Experience September 2006 - Present
Job Financial Advisor at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. September 2006 - Present
Education
Bowdoin College 1982 — 1986
Biddeford
UBS Financial Services, Inc. September 2006 - Present
Education
Bowdoin College 1982 — 1986
Biddeford
Amy Melner's UBS Financial Services, Inc Experience October 2006 - June 2010
Job Senior Corporate Counsel at Farmers Group, Inc.
Industry Law Practice
Experience
Farmers Group, Inc. October 2013 - Present
Keesal, Young & Logan August 2010 - October 2013
UBS Financial Services Inc. October 2006 - June 2010
Paul, Hastings, Janofsky & Walker LLP October 1999 - September 2006
U.S. District Court, District of Nevada September 1998 - August 1999
Skills
Litigation, Securities Regulation, Employment Law, Legal Research
Education
USC Gould School of Law 1995 — 1998
J.D.
University of Southern California 1991 — 1995
B.A., Social Sciences
Farmers Group, Inc. October 2013 - Present
Keesal, Young & Logan August 2010 - October 2013
UBS Financial Services Inc. October 2006 - June 2010
Paul, Hastings, Janofsky & Walker LLP October 1999 - September 2006
U.S. District Court, District of Nevada September 1998 - August 1999
Skills
Litigation, Securities Regulation, Employment Law, Legal Research
Education
USC Gould School of Law 1995 — 1998
J.D.
University of Southern California 1991 — 1995
B.A., Social Sciences
Ashley Derezes's UBS Financial Services, Inc Experience June 2010 - May 2011
Job Assurance Associate at PwC
Industry Accounting
Experience
PwC June 2012 - August 2012
Group Health Cooperative May 2011 - June 2012
UBS Financial Services, Inc. June 2010 - May 2011
Education
Boston College - Carroll School of Management 2012 — 2013
Master of Accounting, Accounting
University of Washington, Michael G. Foster School of Business 2008 — 2012
Bachelor of Arts (B.A.), Accounting
PwC June 2012 - August 2012
Group Health Cooperative May 2011 - June 2012
UBS Financial Services, Inc. June 2010 - May 2011
Education
Boston College - Carroll School of Management 2012 — 2013
Master of Accounting, Accounting
University of Washington, Michael G. Foster School of Business 2008 — 2012
Bachelor of Arts (B.A.), Accounting
Glenn Schunkewitz's UBS Financial Services, Inc Experience September 2001 - Present
Job Senior Vice President Investments at UBS
Industry Financial Services
Experience
UBS Financial Services, Inc. September 2001 - Present
Education
Albright College 1978 — 1982
BS, Accounting
UBS Financial Services, Inc. September 2001 - Present
Education
Albright College 1978 — 1982
BS, Accounting
Kris Federico's UBS Financial Services, Inc Experience January 2012 - July 2013
Job Financial Services
Industry Financial Services
Experience
UBS FINANCIAL SERVICES INC January 2012 - July 2013
UBS Financial Services, Inc. March 2011 - January 2012
Morgan Stanley Smith Barney August 2007 - March 2011
Quiznos October 2005 - May 2007
Fidelity Investments 1999 - 2005
Education
Boston College - Carroll School of Management 1991 — 1995
Bachelor of Science, Finance
Providence College 2008 — 2010
MBA
UBS FINANCIAL SERVICES INC January 2012 - July 2013
UBS Financial Services, Inc. March 2011 - January 2012
Morgan Stanley Smith Barney August 2007 - March 2011
Quiznos October 2005 - May 2007
Fidelity Investments 1999 - 2005
Education
Boston College - Carroll School of Management 1991 — 1995
Bachelor of Science, Finance
Providence College 2008 — 2010
MBA
W. Scott Fortner's UBS Financial Services, Inc Experience November 1980 - Present
Job Senior Vice President Investments / Senior Portfolio Manager at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. November 1980 - Present
Education
University of Southern California 1975 — 1979
Bachelor of Science (B.S.), Business Administration and Management
Citizens Police Academy
UBS Financial Services Inc. November 1980 - Present
Education
University of Southern California 1975 — 1979
Bachelor of Science (B.S.), Business Administration and Management
Citizens Police Academy
Ryan P. O'Connor, CFP®'s UBS Financial Services, Inc Experience May 2009 - May 2014
Job Private Wealth Advisor at First Kentucky Securities
Industry Financial Services
Experience
First Kentucky Securities Corporation May 2014 - Present
UBS Financial Services, Inc. May 2009 - May 2014
Education
University of Kentucky 2005 — 2009
Bachelor of Business Administration (BBA), Finance
Bellarmine University 2011 — 2012
Accelerated Executive Certificate in Financial Planning
St. Xavier High School (Louisville, KY) 2001 — 2005
St. Margaret Mary Grade School
First Kentucky Securities Corporation May 2014 - Present
UBS Financial Services, Inc. May 2009 - May 2014
Education
University of Kentucky 2005 — 2009
Bachelor of Business Administration (BBA), Finance
Bellarmine University 2011 — 2012
Accelerated Executive Certificate in Financial Planning
St. Xavier High School (Louisville, KY) 2001 — 2005
St. Margaret Mary Grade School
Ninette Hansen's UBS Financial Services, Inc Experience October 1996 - April 2006
Job Financial Services Professional
Industry Financial Services
Experience
UBS Financial Servie, Inc. April 2006 - December 2014
UBS Financial Services, Inc. October 1996 - April 2006
Skills
Financial Services, Risk Management
Education
Berkeley College 2007 — 2010
Bachelor's Degree, Business Administration and Management
UBS Financial Servie, Inc. April 2006 - December 2014
UBS Financial Services, Inc. October 1996 - April 2006
Skills
Financial Services, Risk Management
Education
Berkeley College 2007 — 2010
Bachelor's Degree, Business Administration and Management
JPMorgan Chase
Goldman Sachs
J.P. Morgan
Credit Suisse
Deutsche Bank
Citigroup
JP Morgan Chase
UBS