UBS Financial Services, Inc
Industry: Investment banking company
DescriptionUBS Group AG is a Swiss multinational investment bank and financial services company founded and based in Switzerland. Co-headquartered in the cities of Zürich and Basel, it maintains a presence in all major financial centers as the largest Swiss banking institution in the world. CEO: Sergio Ermotti (15 Nov 2011–) Customer service: 020 7567 8000 Headquarters: Basel, Switzerland Subsidiaries: UBS Limited, UBS Investment Bank,
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UBS Financial Services, Inc Employees
Employee
Years
Job
Industry
Frank Hammer Frank Hammer's UBS Financial Services, Inc Experience August 2011 - May 2013
Job Electrician
Industry Construction
Experience
Stansell Electric Company, Inc. July 2013 - Present
FirstCard Merchant Services May 2013 - July 2013
UBS Financial Services, Inc. August 2011 - May 2013
Play-It-Again Sports August 2008 - August 2011
US Navy December 2001 - December 2006
Skills
Leadership, Management, Process Improvement, Analysis, Human Resources, Operations Management, Business Analysis, Sales, Customer Service, Inventory Management, Microsoft Excel, Microsoft Office, Electrical / Power..., Electrical Engineering, AutoCAD, Workplace Safety, Testing /..., Equipment Calibration, Research & Analysis, Problem Solving
Education
Middle Tennessee State University
Bachelor of Business Administration (B.B.A.), Operations Management
Nashville State Community College
Associate of Science (A.S.), Mathematics
Stansell Electric Company, Inc. July 2013 - Present
FirstCard Merchant Services May 2013 - July 2013
UBS Financial Services, Inc. August 2011 - May 2013
Play-It-Again Sports August 2008 - August 2011
US Navy December 2001 - December 2006
Skills
Leadership, Management, Process Improvement, Analysis, Human Resources, Operations Management, Business Analysis, Sales, Customer Service, Inventory Management, Microsoft Excel, Microsoft Office, Electrical / Power..., Electrical Engineering, AutoCAD, Workplace Safety, Testing /..., Equipment Calibration, Research & Analysis, Problem Solving
Education
Middle Tennessee State University
Bachelor of Business Administration (B.B.A.), Operations Management
Nashville State Community College
Associate of Science (A.S.), Mathematics
Dayla Cabeza de Vaca, CFP® Dayla Cabeza de Vaca, CFP®'s UBS Financial Services, Inc Experience 2005 - 2010
Job Certified Financial Planning™ Professional at ICMARC
Industry Financial Services
Experience
ICMA-RC August 2015 - Present
MassMutual Greater Los Angeles November 2010 - August 2015
UBS Financial Services, Inc. 2005 - 2010
UBS Financial Servivces, Inc. 2004 - 2005
Skills
Strategic Financial..., Series 7, Wealth Management, Retirement Planning, Financial Advisory, Financial Planners, Financial Goals, Disability Insurance, Life Insurance, Wealth, Small Business, Insurance, Wealth Accumulation, Estate Planning, Fixed Annuities, Long Term Care Insurance, Uniform Combined State..., Long-term Care, Financial Services, Financial Analysis, College Savings Plans, Pensions, Risk Management, Variable Annuities, Employee Benefits, Nonprofits, Series 63, IRAs, Asset Management, Retirement, Financial Planning
Education
Pepperdine University 1996 — 2000
Bachelor of Arts Degrees, Political Science & Sociology
Universidad de Belgrano
Spanish Language Courses
ICMA-RC August 2015 - Present
MassMutual Greater Los Angeles November 2010 - August 2015
UBS Financial Services, Inc. 2005 - 2010
UBS Financial Servivces, Inc. 2004 - 2005
Skills
Strategic Financial..., Series 7, Wealth Management, Retirement Planning, Financial Advisory, Financial Planners, Financial Goals, Disability Insurance, Life Insurance, Wealth, Small Business, Insurance, Wealth Accumulation, Estate Planning, Fixed Annuities, Long Term Care Insurance, Uniform Combined State..., Long-term Care, Financial Services, Financial Analysis, College Savings Plans, Pensions, Risk Management, Variable Annuities, Employee Benefits, Nonprofits, Series 63, IRAs, Asset Management, Retirement, Financial Planning
Education
Pepperdine University 1996 — 2000
Bachelor of Arts Degrees, Political Science & Sociology
Universidad de Belgrano
Spanish Language Courses
David Boor, CRPC® David Boor, CRPC®'s UBS Financial Services, Inc Experience January 2005 - Present
Job Senior Vice President Wealth Management at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. January 2005 - Present
Merrill Lynch 1983 - 2005
Education
Michigan State University 1982 — 1983
Master of Business Administration (MBA), Finance, General
Michigan State University 1980 — 1982
Bachelor of Arts (BA), Marketing
Michigan Technological University 1978 — 1979
UBS Financial Services, Inc. January 2005 - Present
Merrill Lynch 1983 - 2005
Education
Michigan State University 1982 — 1983
Master of Business Administration (MBA), Finance, General
Michigan State University 1980 — 1982
Bachelor of Arts (BA), Marketing
Michigan Technological University 1978 — 1979
Shawn Hanna, CRPC Shawn Hanna, CRPC's UBS Financial Services, Inc Experience March 2010 - September 2014
Job Chief Investment Officer, Portfolio Management, Wholesaling
Industry Financial Services
Experience
ABMM Financial October 2014 - October 2015
UBS Financial Services, Inc. March 2010 - September 2014
Morgan Stanley Smith Barney October 2007 - March 2010
Merrill Lynch Global Private Client Group October 2003 - October 2007
AXA Advisors 2000 - 2003
Skills
Investments, Series 7, Wealth Management, Portfolio Management, Securities, Finance, Financial Services, Financial Planning, Strategy, Asset Management, Equities, High Net Worth..., Fixed Annuities, Variable Annuities, Mutual Funds, Fundamental Analysis, Wholesale Banking, Investment Management, Chartered Retirement..., Series 63, Life Insurance, Health Insurance, Registered Investment..., Bloomberg Terminal, Financial Industry..., Financial Advisor, Chief Investment Officer, Research, Investment Research, Staff Management, Distribution, Originations, Capital Markets, Due Diligence, Retirement Planning, Risk Management
Education
Radford University 1986 — 1991
Bachelor of Business Administration (B.B.A.)
ABMM Financial October 2014 - October 2015
UBS Financial Services, Inc. March 2010 - September 2014
Morgan Stanley Smith Barney October 2007 - March 2010
Merrill Lynch Global Private Client Group October 2003 - October 2007
AXA Advisors 2000 - 2003
Skills
Investments, Series 7, Wealth Management, Portfolio Management, Securities, Finance, Financial Services, Financial Planning, Strategy, Asset Management, Equities, High Net Worth..., Fixed Annuities, Variable Annuities, Mutual Funds, Fundamental Analysis, Wholesale Banking, Investment Management, Chartered Retirement..., Series 63, Life Insurance, Health Insurance, Registered Investment..., Bloomberg Terminal, Financial Industry..., Financial Advisor, Chief Investment Officer, Research, Investment Research, Staff Management, Distribution, Originations, Capital Markets, Due Diligence, Retirement Planning, Risk Management
Education
Radford University 1986 — 1991
Bachelor of Business Administration (B.B.A.)
Joe Bartlett Joe Bartlett's UBS Financial Services, Inc Experience June 2006 - Present
Job Investment Associate at UBS Financial Services, Inc., Chartered Retirement Planning Counselor
Industry Financial Services
Experience
UBS Financial Services, Inc. June 2006 - Present
McDonald Invesments Inc. June 2006 - February 2007
Education
Oregon State University 2001 — 2006
Business Administration, Accounting, Management
UBS Financial Services, Inc. June 2006 - Present
McDonald Invesments Inc. June 2006 - February 2007
Education
Oregon State University 2001 — 2006
Business Administration, Accounting, Management
Chris Nieman, CFP® Chris Nieman, CFP®'s UBS Financial Services, Inc Experience 2012 - Present
Job Branch Manager at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. 2012 - Present
UBS Financial Services, Inc. November 2007 - November 2012
UBS Financial Services, Inc. December 2004 - October 2007
UBS Financial Services, Inc. (née PaineWebber Inc.) 1998 - 2004
PaineWebber Inc. 1996 - 1998
Education
Northwestern University 2006 — 2007
CERTIFIED FINANCIAL PLANNER ™ Certification Education Program
Villanova University 1990 — 1994
BS Finance
Chaminade High School 1986 — 1990
UBS Financial Services, Inc. 2012 - Present
UBS Financial Services, Inc. November 2007 - November 2012
UBS Financial Services, Inc. December 2004 - October 2007
UBS Financial Services, Inc. (née PaineWebber Inc.) 1998 - 2004
PaineWebber Inc. 1996 - 1998
Education
Northwestern University 2006 — 2007
CERTIFIED FINANCIAL PLANNER ™ Certification Education Program
Villanova University 1990 — 1994
BS Finance
Chaminade High School 1986 — 1990
Ryan Alexander Green Ryan Alexander Green's UBS Financial Services, Inc Experience September 2014 - Present
Job Registered Client Service Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. September 2014 - Present
UBS Financial Services, Inc. June 2013 - September 2014
UBS Financial Services, Inc. September 2012 - June 2013
Education
University of California, San Diego 2011 — 2013
Bachelor of Arts (B.A.), Economics
Pasadena City College 2007 — 2011
AA, General Education
UBS Financial Services, Inc. September 2014 - Present
UBS Financial Services, Inc. June 2013 - September 2014
UBS Financial Services, Inc. September 2012 - June 2013
Education
University of California, San Diego 2011 — 2013
Bachelor of Arts (B.A.), Economics
Pasadena City College 2007 — 2011
AA, General Education
Gillian Porter Gillian Porter's UBS Financial Services, Inc Experience March 2014 - Present
Job UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services, Inc. March 2014 - Present
PNC June 2012 - August 2012
Education
Middlebury College 2009 — 2013
Bachelor of Arts (B.A.), Economics
Queen Mary, U. of London 2011 — 2011
The Ellis School 2006 — 2009
UBS Financial Services, Inc. March 2014 - Present
PNC June 2012 - August 2012
Education
Middlebury College 2009 — 2013
Bachelor of Arts (B.A.), Economics
Queen Mary, U. of London 2011 — 2011
The Ellis School 2006 — 2009
Tracey McConnell Tracey McConnell's UBS Financial Services, Inc Experience August 2000 - February 2004
Job Rhode Island Supreme Court
Industry Government Administration
Experience
State of Rhode Island Judiciary October 2008 - Present
Laborers International Local 808 October 2008 - Present
Rhode Island State House February 2004 - October 2008
UBS Financial Services, Inc. August 2000 - February 2004
Skills
Government, Public Policy, Grant Writing, Policy Analysis, Nonprofits, Community Outreach, Policy, Crisis Management, Emergency Management, Mediation, Community Development, Legislation, Public Relations, Economic Development, Legal Writing, Fundraising, Politics, Leadership, Local Government, Media Relations, International Relations, Strategic Planning, Event Planning, Program Evaluation, Strategic Communications, Project Management, Volunteer Management, Grants, Environmental Policy, Public Speaking, Public Administration, Public Safety, Proposal Writing, Legislative Relations, Legal Research, Budgets, Social Media, Sustainability, Political Science, Program Development, Homeland Security, Political Campaigns, Research
Education
Providence College
Bachelor of Science (B.S.), Business Administration
State of Rhode Island Judiciary October 2008 - Present
Laborers International Local 808 October 2008 - Present
Rhode Island State House February 2004 - October 2008
UBS Financial Services, Inc. August 2000 - February 2004
Skills
Government, Public Policy, Grant Writing, Policy Analysis, Nonprofits, Community Outreach, Policy, Crisis Management, Emergency Management, Mediation, Community Development, Legislation, Public Relations, Economic Development, Legal Writing, Fundraising, Politics, Leadership, Local Government, Media Relations, International Relations, Strategic Planning, Event Planning, Program Evaluation, Strategic Communications, Project Management, Volunteer Management, Grants, Environmental Policy, Public Speaking, Public Administration, Public Safety, Proposal Writing, Legislative Relations, Legal Research, Budgets, Social Media, Sustainability, Political Science, Program Development, Homeland Security, Political Campaigns, Research
Education
Providence College
Bachelor of Science (B.S.), Business Administration
Yvonne (Yvonne C. Thierry) Lester Yvonne (Yvonne C. Thierry) Lester's UBS Financial Services, Inc Experience August 2005 - May 2007
Job Administrative Officer at ATA Services/VA Rocky Mountain Network Contractor
Industry Government Administration
Experience
ATA Services/VA Rocky Mountain Network - Contractor February 2015 - Present
Cherry Creek Athletic Club September 2013 - May 2014
Lockheed Martin July 2013 - May 2014
Southwest & Littleton YMCAs January 2011 - May 2014
Green Mountain Recreation Center November 2010 - July 2011
Rolinc-ATR Staffing @ Frontier Airlines, Inc. December 2009 - July 2011
Ciigroup Smith Barney May 2007 - December 2008
UBS Financial Services, Inc. August 2005 - May 2007
J Scott Securities January 2000 - April 2004
Morgan Stanley Dean Witter August 1991 - January 2000
Skills
Problem Solving, Sales, Financial Services, Communication, Customer Service, Microsoft Office, Microsoft Word, PowerPoint, Public Speaking, Marketing
Education
Palm Beach State College (formerly Palm Beach Junior College) 1981 — 1983
Associate's Degree, Music Theory and Composition, French, Communications, 3.2
Averill Park High School 1973 — 1977
High School Diploma, Music, French, general studies
ATA Services/VA Rocky Mountain Network - Contractor February 2015 - Present
Cherry Creek Athletic Club September 2013 - May 2014
Lockheed Martin July 2013 - May 2014
Southwest & Littleton YMCAs January 2011 - May 2014
Green Mountain Recreation Center November 2010 - July 2011
Rolinc-ATR Staffing @ Frontier Airlines, Inc. December 2009 - July 2011
Ciigroup Smith Barney May 2007 - December 2008
UBS Financial Services, Inc. August 2005 - May 2007
J Scott Securities January 2000 - April 2004
Morgan Stanley Dean Witter August 1991 - January 2000
Skills
Problem Solving, Sales, Financial Services, Communication, Customer Service, Microsoft Office, Microsoft Word, PowerPoint, Public Speaking, Marketing
Education
Palm Beach State College (formerly Palm Beach Junior College) 1981 — 1983
Associate's Degree, Music Theory and Composition, French, Communications, 3.2
Averill Park High School 1973 — 1977
High School Diploma, Music, French, general studies
Dean Breitbach Dean Breitbach's UBS Financial Services, Inc Experience January 2009 - Present
Job Senior Wealth Strategy Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. January 2009 - Present
Smith Barney March 2006 - January 2009
Morgan Stanley March 2001 - March 2006
US Bank August 1999 - March 2001
Skills
Asset Allocation, Wealth Management, Series 7, Series 63, Mutual Funds, Retirement Planning, Investment Advisory, Portfolio Management, Asset Management, Strategic Financial..., Financial Advisory
Education
St. Cloud State University 1995 — 1998
Bachelor of Science (B.S.), Finance, General
North Dakota State University 1993 — 1995
Engineering
UBS Financial Services, Inc. January 2009 - Present
Smith Barney March 2006 - January 2009
Morgan Stanley March 2001 - March 2006
US Bank August 1999 - March 2001
Skills
Asset Allocation, Wealth Management, Series 7, Series 63, Mutual Funds, Retirement Planning, Investment Advisory, Portfolio Management, Asset Management, Strategic Financial..., Financial Advisory
Education
St. Cloud State University 1995 — 1998
Bachelor of Science (B.S.), Finance, General
North Dakota State University 1993 — 1995
Engineering
Timothy Hughes Timothy Hughes's UBS Financial Services, Inc Experience July 2008 - May 2015
Job Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
UBS Financial Services, Inc. July 2008 - May 2015
Merrill Lynch 2002 - 2008
WELLS FARGO ADVISORS, LLC (FORMERLY WACHOVIA SECURITIES, LLC) 1999 - 2002
Morgan Stanley Smith Barney 1994 - 1999
Education
Northern Arizona University, College of Business Administration 1989 — 2004
BSBA, Finance, Minor in Environmental Science
Horizon High School 1984 — 1989
HS Diploma, College/University Preparatory and Advanced High School/Secondary Diploma Program
UBS Financial Services, Inc. July 2008 - May 2015
Merrill Lynch 2002 - 2008
WELLS FARGO ADVISORS, LLC (FORMERLY WACHOVIA SECURITIES, LLC) 1999 - 2002
Morgan Stanley Smith Barney 1994 - 1999
Education
Northern Arizona University, College of Business Administration 1989 — 2004
BSBA, Finance, Minor in Environmental Science
Horizon High School 1984 — 1989
HS Diploma, College/University Preparatory and Advanced High School/Secondary Diploma Program
Robert Lehnhardt Robert Lehnhardt's UBS Financial Services, Inc Experience January 2012 - Present
Job Vice PresidentWealth Managment UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. January 2012 - Present
Merrill Lynch September 1996 - January 2012
First Interstate Bank September 1987 - September 1996
Education
Northern Arizona University, College of Business Administration 1982 — 1986
Bachelor of Science (BS), Business Administration
UBS Financial Services, Inc. January 2012 - Present
Merrill Lynch September 1996 - January 2012
First Interstate Bank September 1987 - September 1996
Education
Northern Arizona University, College of Business Administration 1982 — 1986
Bachelor of Science (BS), Business Administration
Brett Goldstein's UBS Financial Services, Inc Experience February 2009 - Present
Job Senior Vice President UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. February 2009 - Present
Oppenheimer & Co. January 2003 - January 2009
CIBC World Markets October 1998 - January 2003
Education
Quinnipiac University
M.B.A., International Business
UBS Financial Services, Inc. February 2009 - Present
Oppenheimer & Co. January 2003 - January 2009
CIBC World Markets October 1998 - January 2003
Education
Quinnipiac University
M.B.A., International Business
Dustin Tracy CFP® Dustin Tracy CFP®'s UBS Financial Services, Inc Experience 2009 - Present
Job Financial Advisor at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. 2009 - Present
UBS Financial Services, Inc. February 2006 - July 2009
UBS Financial Services, Inc. February 2006 - June 2006
Skills
Equities, Long-term Care, Banking, Investment Banking, Capital Markets, Series 7, Hedge Funds, ETFs, Financial Modeling, Finance, Series 6, Wealth Management, Life Insurance, Investments, Due Diligence
Education
San Diego State University-California State University 2003 — 2006
Bachelor's degree, Economics
UBS Financial Services, Inc. 2009 - Present
UBS Financial Services, Inc. February 2006 - July 2009
UBS Financial Services, Inc. February 2006 - June 2006
Skills
Equities, Long-term Care, Banking, Investment Banking, Capital Markets, Series 7, Hedge Funds, ETFs, Financial Modeling, Finance, Series 6, Wealth Management, Life Insurance, Investments, Due Diligence
Education
San Diego State University-California State University 2003 — 2006
Bachelor's degree, Economics
Cal Wilson Cal Wilson's UBS Financial Services, Inc Experience July 1977 - Present
Job Sr VP investments at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. July 1977 - Present
Education
Milligan College 1966 — 1970
Bachelor's degree, Mathematics
UBS Financial Services, Inc. July 1977 - Present
Education
Milligan College 1966 — 1970
Bachelor's degree, Mathematics
Braydon Hamilton, CFP® CIMA ® Braydon Hamilton, CFP® CIMA ®'s UBS Financial Services, Inc Experience November 2008 - Present
Job Senior Vice President Wealth Management at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. November 2008 - Present
Morgan Stanley July 1995 - November 2008
Education
San Diego State University-California State University 1988 — 1992
B.S., Finance
University of Pennsylvania - The Wharton School
Certified Investment Managment Analyst
UBS Financial Services, Inc. November 2008 - Present
Morgan Stanley July 1995 - November 2008
Education
San Diego State University-California State University 1988 — 1992
B.S., Finance
University of Pennsylvania - The Wharton School
Certified Investment Managment Analyst
Ken Abady Ken Abady's UBS Financial Services, Inc Experience April 2011 - Present
Job Vice President Wealth Mangement at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. April 2011 - Present
Education
San Diego State University-California State University
Bachelor of Arts, Business Administration
UBS Financial Services, Inc. April 2011 - Present
Education
San Diego State University-California State University
Bachelor of Arts, Business Administration
Douglas Cosgrove, CFP® Douglas Cosgrove, CFP®'s UBS Financial Services, Inc Experience January 1994 - Present
Job Senior VicePresident Weath Management
Industry Financial Services
Experience
UBS Financial Services, Inc. January 1994 - Present
Education
San Diego State University-California State University
Business Finance
UBS Financial Services, Inc. January 1994 - Present
Education
San Diego State University-California State University
Business Finance
Kristin Meier, CFP® Kristin Meier, CFP®'s UBS Financial Services, Inc Experience August 2009 - April 2014
Job Loan Officer at Citywide Mortgage, NMLS #1161688
Industry Financial Services
Experience
Citywide Mortgage April 2014 - Present
UBS Financial Services, Inc. August 2009 - April 2014
BofA Merrill Lynch August 2007 - August 2009
Republic Bank & Trust January 2007 - August 2007
Republic Bank & Trust August 2005 - December 2006
Republic Bank & Trust December 2004 - July 2005
Skills
Wealth Management, Mutual Funds, Investments, Retirement Planning
Education
Oklahoma City University 2004 — 2005
Certificate, Financial Planning Program
University of Oklahoma 1999 — 2003
BA, Political Science, Business, Spanish
Citywide Mortgage April 2014 - Present
UBS Financial Services, Inc. August 2009 - April 2014
BofA Merrill Lynch August 2007 - August 2009
Republic Bank & Trust January 2007 - August 2007
Republic Bank & Trust August 2005 - December 2006
Republic Bank & Trust December 2004 - July 2005
Skills
Wealth Management, Mutual Funds, Investments, Retirement Planning
Education
Oklahoma City University 2004 — 2005
Certificate, Financial Planning Program
University of Oklahoma 1999 — 2003
BA, Political Science, Business, Spanish
Scott M. Wendrychowicz Scott M. Wendrychowicz's UBS Financial Services, Inc Experience 2006 - 2007
Job Operations Manager
Industry Financial Services
Experience
Prudential Financial 2013 - 2015
Fidelity Investments 2010 - 2013
Fidelity Investments 2008 - 2010
Northeast Private Client Group 2007 - 2008
UBS Financial Services, Inc. 2006 - 2007
UBS Financial Services, Inc 2004 - 2006
UBS Financial Services, Inc 2003 - 2004
UBS Financial Services, Inc 2002 - 2003
UBS Financial Services, Inc 1996 - 2002
Grey Advertising Inc 1995 - 1996
Education
Ramapo College of NJ 1991 — 1995
BS, Management & Marketing
Prudential Financial 2013 - 2015
Fidelity Investments 2010 - 2013
Fidelity Investments 2008 - 2010
Northeast Private Client Group 2007 - 2008
UBS Financial Services, Inc. 2006 - 2007
UBS Financial Services, Inc 2004 - 2006
UBS Financial Services, Inc 2003 - 2004
UBS Financial Services, Inc 2002 - 2003
UBS Financial Services, Inc 1996 - 2002
Grey Advertising Inc 1995 - 1996
Education
Ramapo College of NJ 1991 — 1995
BS, Management & Marketing
Ella Whitley Ella Whitley's UBS Financial Services, Inc Experience 2005 - 2005
Job Trainer | Project Manager | ITIL Consultant | Speaker | Writer
Industry Professional Training & Coaching
Experience
New Horizons CLC NH Northeast September 2011 - March 2014
US Census Bureau 2009 - 2010
Self Employed - Independent Consultant 2006 - 2009
UBS Financial Services, Inc. 2005 - 2005
Contract Assignments 2000 - 2004
TCIM Services 1997 - 2000
Sybase, Inc. 1995 - 1996
Skills
ITIL Certified..., Microsoft Office..., Public Speaking, Project Management, PowerPoint, Microsoft Word, Outlook, ITIL Foundations..., Microsoft Excel, Business Analysis, Human Resources, Management, Visio, Leadership Development, Coaching, Account Management, Call Centers, Customer Service, Leadership, Research, Team Building, Training, Software Documentation, Program Management, Sales, Microsoft Office, Quality Assurance, MS Project, Team Leadership, Access, Organizational..., Consulting, Customer Satisfaction, Employee Training, Marketing, Instructional Design, Instructor-led Training, Cross-functional Team..., Staff Development, Training Delivery, System Administration, Change Management, Strategy
Education
New York University
Attended, Information Technologies Certificate Program
North Carolina A&T State University
Bachelor of Science, magna cum laude, Education
New Horizons CLC NH Northeast September 2011 - March 2014
US Census Bureau 2009 - 2010
Self Employed - Independent Consultant 2006 - 2009
UBS Financial Services, Inc. 2005 - 2005
Contract Assignments 2000 - 2004
TCIM Services 1997 - 2000
Sybase, Inc. 1995 - 1996
Skills
ITIL Certified..., Microsoft Office..., Public Speaking, Project Management, PowerPoint, Microsoft Word, Outlook, ITIL Foundations..., Microsoft Excel, Business Analysis, Human Resources, Management, Visio, Leadership Development, Coaching, Account Management, Call Centers, Customer Service, Leadership, Research, Team Building, Training, Software Documentation, Program Management, Sales, Microsoft Office, Quality Assurance, MS Project, Team Leadership, Access, Organizational..., Consulting, Customer Satisfaction, Employee Training, Marketing, Instructional Design, Instructor-led Training, Cross-functional Team..., Staff Development, Training Delivery, System Administration, Change Management, Strategy
Education
New York University
Attended, Information Technologies Certificate Program
North Carolina A&T State University
Bachelor of Science, magna cum laude, Education
Thomas Zur, CRPC, CPWA Thomas Zur, CRPC, CPWA's UBS Financial Services, Inc Experience September 2010 - Present
Job Senior Vice President Investments at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. September 2010 - Present
Merrill Lynch January 1996 - October 2010
Education
Northern Illinois University
Finance & Economics
UBS Financial Services, Inc. September 2010 - Present
Merrill Lynch January 1996 - October 2010
Education
Northern Illinois University
Finance & Economics
Paul A. Corbeil Paul A. Corbeil's UBS Financial Services, Inc Experience May 1993 - Present
Job Sr. Vice PresidentWealth Management at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. May 1993 - Present
McDonald Investments, Inc. 1993 - 2007
Aramark Uniform Services November 1991 - May 1993
American Express March 1989 - November 1991
The Pittsburgh Pirates Baseball Club December 1988 - March 1989
Education
Ohio Wesleyan University 1984 — 1988
Bachelor of Arts (B.A.), Economics/Management
Hampton High School 1980 — 1984
UBS Financial Services, Inc. May 1993 - Present
McDonald Investments, Inc. 1993 - 2007
Aramark Uniform Services November 1991 - May 1993
American Express March 1989 - November 1991
The Pittsburgh Pirates Baseball Club December 1988 - March 1989
Education
Ohio Wesleyan University 1984 — 1988
Bachelor of Arts (B.A.), Economics/Management
Hampton High School 1980 — 1984
Robert Allred's UBS Financial Services, Inc Experience September 1998 - Present
Job Senior Vice President Wealth Management at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. September 1998 - Present
Education
Randolph-Macon College 1994 — 1998
Bachelor of Arts, Business/ Economics
UBS Financial Services, Inc. September 1998 - Present
Education
Randolph-Macon College 1994 — 1998
Bachelor of Arts, Business/ Economics
Rebecca Janisch Rebecca Janisch's UBS Financial Services, Inc Experience February 2009 - Present
Job Investment Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. February 2009 - Present
Smith Barney May 2006 - February 2009
Smith Barney March 1998 - May 2006
Skills
Wealth Management, Series 7
Education
University of Minnesota-Twin Cities 1992 — 1995
B. S., Applied Economics
Northern Arizona University 1991 — 1992
UBS Financial Services, Inc. February 2009 - Present
Smith Barney May 2006 - February 2009
Smith Barney March 1998 - May 2006
Skills
Wealth Management, Series 7
Education
University of Minnesota-Twin Cities 1992 — 1995
B. S., Applied Economics
Northern Arizona University 1991 — 1992
Scott A. Wilson Scott A. Wilson's UBS Financial Services, Inc Experience July 2001 - Present
Job First Vice President Wealth Management at UBS
Industry Financial Services
Experience
UBS FInancial Services, Inc. July 2001 - Present
Education
University of North Carolina School of Law
JD
North Carolina State University 1970 — 1974
BA, Politics
UBS FInancial Services, Inc. July 2001 - Present
Education
University of North Carolina School of Law
JD
North Carolina State University 1970 — 1974
BA, Politics
Joel R. Nichols, CFP®, CFS®'s UBS Financial Services, Inc Experience April 2006 - Present
Job Financial Advisor
Industry Financial Services
Experience
UBS Financial Services, Inc. April 2006 - Present
MassMutual Financial Group August 2004 - April 2006
Young Life September 1994 - August 2004
Education
University of Georgia - Terry College of Business 2008 — 2008
Financial Planning Certificate, Executive Program For Financial Planning
Institute of Business and Finance 2005 — 2007
MSFS, Portfolio Construction, Estate Planning
Presbyterian College 1990 — 1994
BA, History
Pace Academy 1977 — 1990
High School Diploma
UBS Financial Services, Inc. April 2006 - Present
MassMutual Financial Group August 2004 - April 2006
Young Life September 1994 - August 2004
Education
University of Georgia - Terry College of Business 2008 — 2008
Financial Planning Certificate, Executive Program For Financial Planning
Institute of Business and Finance 2005 — 2007
MSFS, Portfolio Construction, Estate Planning
Presbyterian College 1990 — 1994
BA, History
Pace Academy 1977 — 1990
High School Diploma
Janette Stenstrom Janette Stenstrom's UBS Financial Services, Inc Experience 2006 - 2009
Job Owner, Cake Designer
Industry Retail
Experience
All Things Cake 2009 - Present
UBS Financial Services, Inc. 2006 - 2009
Callan Associates 1997 - 2000
Education
Principia College 1993 — 1997
All Things Cake 2009 - Present
UBS Financial Services, Inc. 2006 - 2009
Callan Associates 1997 - 2000
Education
Principia College 1993 — 1997
Andrew Wegner's UBS Financial Services, Inc Experience July 2010 - September 2014
Job Internal Sales Consultant at Invesco
Industry Financial Services
Experience
Invesco Ltd. September 2014 - Present
UBS Financial Services, Inc. July 2010 - September 2014
Northwestern Mutual Financial Network June 2009 - June 2010
Toyota Financial Services May 2008 - August 2008
Education
Purdue University 2005 — 2009
Bachelor of Science in Management, Finance, Marketing
Invesco Ltd. September 2014 - Present
UBS Financial Services, Inc. July 2010 - September 2014
Northwestern Mutual Financial Network June 2009 - June 2010
Toyota Financial Services May 2008 - August 2008
Education
Purdue University 2005 — 2009
Bachelor of Science in Management, Finance, Marketing
Thomas Badger Thomas Badger's UBS Financial Services, Inc Experience January 2009 - Present
Job Vice President Wealth Management, Financial Advisor at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. January 2009 - Present
Morgan Stanley September 1996 - January 2009
Education
The Wharton School, University of Pennsylvania 2005 — 2006
Investment Consultant Program
Rutgers, The State University of New Jersey-New Brunswick 1988 — 1992
B.A., Sociology
Bridgewater-Raritan East
UBS Financial Services, Inc. January 2009 - Present
Morgan Stanley September 1996 - January 2009
Education
The Wharton School, University of Pennsylvania 2005 — 2006
Investment Consultant Program
Rutgers, The State University of New Jersey-New Brunswick 1988 — 1992
B.A., Sociology
Bridgewater-Raritan East
Philip Cutler Philip Cutler's UBS Financial Services, Inc Experience July 2008 - August 2008
Job Associate at Nomura Securities
Industry Financial Services
Experience
Nomura Securities May 2014 - Present
Nomura Securities July 2012 - April 2014
Nomura Securities June 2011 - August 2011
Wells Fargo Advisors, LLC. December 2009 - January 2010
UBS Financial Services, Inc. July 2008 - August 2008
Sound View Sports Camp June 2008 - August 2008
Skills
Equities, Capital Markets, Financial Markets, Data Analysis, Corporate Finance, Macroeconomics, Business Strategy, Client Services, Fixed Income, Risk Management, Prime Brokerage, Hedge Funds, Client Service Oriented, Economics, Investments, Series 7, Electronic Trading, Bloomberg
Education
Middlebury College 2008 — 2012
B.A., Economics
Dartmouth College - The Tuck School of Business at Dartmouth 2010 — 2010
Business Bridge
Brunswick School 1994 — 2008
Nomura Securities May 2014 - Present
Nomura Securities July 2012 - April 2014
Nomura Securities June 2011 - August 2011
Wells Fargo Advisors, LLC. December 2009 - January 2010
UBS Financial Services, Inc. July 2008 - August 2008
Sound View Sports Camp June 2008 - August 2008
Skills
Equities, Capital Markets, Financial Markets, Data Analysis, Corporate Finance, Macroeconomics, Business Strategy, Client Services, Fixed Income, Risk Management, Prime Brokerage, Hedge Funds, Client Service Oriented, Economics, Investments, Series 7, Electronic Trading, Bloomberg
Education
Middlebury College 2008 — 2012
B.A., Economics
Dartmouth College - The Tuck School of Business at Dartmouth 2010 — 2010
Business Bridge
Brunswick School 1994 — 2008
Brendan Lynch Brendan Lynch's UBS Financial Services, Inc Experience August 2011 - June 2015
Job Wealth Management Analyst at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley June 2015 - Present
UBS Financial Services, Inc. August 2011 - June 2015
Merrill Lynch November 2010 - May 2011
Education
San Diego State University-California State University 2006 — 2011
Financial Services
Bill Good Marketing 2013 — 2013
University of Oxford 2009 — 2009
Managerial Economics, International Politics
Morgan Stanley June 2015 - Present
UBS Financial Services, Inc. August 2011 - June 2015
Merrill Lynch November 2010 - May 2011
Education
San Diego State University-California State University 2006 — 2011
Financial Services
Bill Good Marketing 2013 — 2013
University of Oxford 2009 — 2009
Managerial Economics, International Politics
Joseph W. Powers, CFP®, CLU® Joseph W. Powers, CFP®, CLU®'s UBS Financial Services, Inc Experience January 2000 - Present
Job Senior Vice President Wealth Management at UBS
Industry Financial Services
Experience
UBS Financial Services, Inc. January 2000 - Present
Citibank/Citicorp Investment Services March 1995 - January 2000
George K. Baum & Company January 1994 - February 1995
Education
New York University 1997 — 1998
Certificate in Financial Planning, Financial Planning
University of Vermont 1991 — 1993
M.B.A., Business
Villanova University 1983 — 1987
B.S., Business Administration
UBS Financial Services, Inc. January 2000 - Present
Citibank/Citicorp Investment Services March 1995 - January 2000
George K. Baum & Company January 1994 - February 1995
Education
New York University 1997 — 1998
Certificate in Financial Planning, Financial Planning
University of Vermont 1991 — 1993
M.B.A., Business
Villanova University 1983 — 1987
B.S., Business Administration
Mark H. Heller, CLU, CFP Mark H. Heller, CLU, CFP's UBS Financial Services, Inc Experience April 2008 - Present
Job First Vice PresidentInvestments at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. April 2008 - Present
Capital One Bank April 2002 - March 2008
Skills
Retirement Planning, 401k, Retirement, Pensions, Mutual Funds, Wealth Management, Defined Benefit, Estate Planning, Investments, Retirement Plan..., Series 7, Strategic Financial...
Education
Randolph-Macon College 1974 — 1978
B.S., Mathematics
UBS Financial Services, Inc. April 2008 - Present
Capital One Bank April 2002 - March 2008
Skills
Retirement Planning, 401k, Retirement, Pensions, Mutual Funds, Wealth Management, Defined Benefit, Estate Planning, Investments, Retirement Plan..., Series 7, Strategic Financial...
Education
Randolph-Macon College 1974 — 1978
B.S., Mathematics
Pete Andreasen, CFP®, CRPC® Pete Andreasen, CFP®, CRPC®'s UBS Financial Services, Inc Experience 1999 - Present
Job First Vice President Wealth Management
Industry Financial Services
Experience
UBS Financial Services, Inc. 1999 - Present
Education
Naval Postgraduate School 1993 — 1995
MS, Electrical Engineering
Nova Southeastern University 1986 — 1988
MBA, Business Administration
United States Naval Academy 1976 — 1980
BS, Aeronautical Engineering
UBS Financial Services, Inc. 1999 - Present
Education
Naval Postgraduate School 1993 — 1995
MS, Electrical Engineering
Nova Southeastern University 1986 — 1988
MBA, Business Administration
United States Naval Academy 1976 — 1980
BS, Aeronautical Engineering
Monish Verma Monish Verma's UBS Financial Services, Inc Experience February 2009 - Present
Job Senior Vice President at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services, Inc. February 2009 - Present
Morgan Stanley Smith Barney January 1995 - February 2009
Education
Michigan State University 1989 — 1993
bachelors of Science in Communication Pre-law with a minor in business
UBS Financial Services, Inc. February 2009 - Present
Morgan Stanley Smith Barney January 1995 - February 2009
Education
Michigan State University 1989 — 1993
bachelors of Science in Communication Pre-law with a minor in business
Mike Hyatt Mike Hyatt's UBS Financial Services, Inc Experience 1st Lieutenant, InfantryUnited States ArmyJanuary 1969 - March 1973
Job Senior Vice President Investments at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. 1st Lieutenant, InfantryUnited States ArmyJanuary 1969 - March 1973
Education
Texas Christian University 1973 — 1975
MBA, Management
Oklahoma State University 1962 — 1966
BS, Finance
UBS Financial Services, Inc. 1st Lieutenant, InfantryUnited States ArmyJanuary 1969 - March 1973
Education
Texas Christian University 1973 — 1975
MBA, Management
Oklahoma State University 1962 — 1966
BS, Finance
Carlos A. Rueda Carlos A. Rueda's UBS Financial Services, Inc Experience April 2006 - April 2009
Job Product Manager, Cash Programs
Industry Financial Services
Experience
TD Ameritrade July 2010 - Present
UBS Financial Services, Inc. April 2006 - April 2009
Skills
Banking, Analysis, Business Strategy, Cash Management, Credit Cards, Data Analysis, Financial Services, Management, Market Research, Portfolio Management, Program Management, Risk Management
Education
NBHS
Saint Peter's University
BS, Biology
TD Ameritrade July 2010 - Present
UBS Financial Services, Inc. April 2006 - April 2009
Skills
Banking, Analysis, Business Strategy, Cash Management, Credit Cards, Data Analysis, Financial Services, Management, Market Research, Portfolio Management, Program Management, Risk Management
Education
NBHS
Saint Peter's University
BS, Biology
Bryan Vandergriff's UBS Financial Services, Inc Experience January 2008 - Present
Job Senior Wealth Strategy Associate
Industry Financial Services
Experience
UBS Financial Services, Inc. January 2008 - Present
Smith Barney December 2000 - January 2008
Smith Barney March 1998 - December 2000
Copeland's Sports 1995 - 1998
Kootenai Medical Center 1994 - 1995
Education
Portland State University - School of Business 1997 — 1999
Bachelor of Science (B.S.), Business Administration: Finance
Coeur d' Alene High School 1990 — 1994
UBS Financial Services, Inc. January 2008 - Present
Smith Barney December 2000 - January 2008
Smith Barney March 1998 - December 2000
Copeland's Sports 1995 - 1998
Kootenai Medical Center 1994 - 1995
Education
Portland State University - School of Business 1997 — 1999
Bachelor of Science (B.S.), Business Administration: Finance
Coeur d' Alene High School 1990 — 1994
Paula Gruber Paula Gruber's UBS Financial Services, Inc Experience May 2009 - Present
Job Registered Client Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. May 2009 - Present
Smith Barney August 2000 - May 2009
Education
Pace University - Lubin School of Business 1999 — 2001
Bachelor of Business Administration (B.B.A.), Marketing/Marketing Management, General
Stony Brook University 1997 — 1999
UBS Financial Services, Inc. May 2009 - Present
Smith Barney August 2000 - May 2009
Education
Pace University - Lubin School of Business 1999 — 2001
Bachelor of Business Administration (B.B.A.), Marketing/Marketing Management, General
Stony Brook University 1997 — 1999
Paul Vandenheede Paul Vandenheede's UBS Financial Services, Inc Experience April 2010 - Present
Job First Vice President Investments, UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. April 2010 - Present
Morgan Stanley September 1989 - April 2010
Skills
Portfolio Management, Wealth Management, Public Speaking, Asset Management, Strategic Planning, Investments, Finance, Series 7, Leadership
Education
Michigan State University 1978 — 1983
Bachelor of Science (B.S.), Economics
UBS Financial Services, Inc. April 2010 - Present
Morgan Stanley September 1989 - April 2010
Skills
Portfolio Management, Wealth Management, Public Speaking, Asset Management, Strategic Planning, Investments, Finance, Series 7, Leadership
Education
Michigan State University 1978 — 1983
Bachelor of Science (B.S.), Economics
Richard B. Welsh Richard B. Welsh's UBS Financial Services, Inc Experience 2007 - 2011
Job President of Welsh Financial Group at LPL Financial
Industry Investment Management
Experience
Welsh Financial Group at LPL Financial 2011 - Present
UBS Financial Services, Inc. 2007 - 2011
Legg Mason Wood Walker 1997 - 2007
Partner's Consulting Group 1996 - 1997
The Investment Center, Inc. 1990 - 1996
Chubb Insurance Company 1983 - 1989
Skills
Wealth Management, Retirement Planning, Investments, Finance, Investment Management, Series 7, Mutual Funds, Financial Services, Series 63, Investment Advisory, Securities, Portfolio Management, Asset Allocation, Estate Planning, Strategic Financial..., Financial Advisory, Asset Managment, Alternative Investments, Fixed Income, Financial Analysis, Long Term Care Insurance
Education
Chubb Institute of Computer Technology
Computer Programer, Computer Programming COBAL, IJL, etc.
Rutgers, The State University of New Jersey-New Brunswick 1989 — 1989
Bernards High School
Welsh Financial Group at LPL Financial 2011 - Present
UBS Financial Services, Inc. 2007 - 2011
Legg Mason Wood Walker 1997 - 2007
Partner's Consulting Group 1996 - 1997
The Investment Center, Inc. 1990 - 1996
Chubb Insurance Company 1983 - 1989
Skills
Wealth Management, Retirement Planning, Investments, Finance, Investment Management, Series 7, Mutual Funds, Financial Services, Series 63, Investment Advisory, Securities, Portfolio Management, Asset Allocation, Estate Planning, Strategic Financial..., Financial Advisory, Asset Managment, Alternative Investments, Fixed Income, Financial Analysis, Long Term Care Insurance
Education
Chubb Institute of Computer Technology
Computer Programer, Computer Programming COBAL, IJL, etc.
Rutgers, The State University of New Jersey-New Brunswick 1989 — 1989
Bernards High School
Renee Joris Renee Joris's UBS Financial Services, Inc Experience 1993 - 2012
Job Administrative Assistant Seeking Opportunities in Profit or Nonprofit Organizations
Industry Financial Services
Experience
Robert W. Baird & Co. 2014 - 2014
UBS Financial Services, Inc. 1993 - 2012
Gradison McDonald Investments 1993 - 2012
Skills
Administrative..., Customer Service, Microsoft Word, Microsoft Excel, Communication Skills, Problem Solving, Highly detail oriented, Conscientious, Integrity, Team-oriented, Empathy, Adaptable & a quick..., Teamwork
Education
Northern Illinois University 1981 — 1984
Bachelor of Science (B.S.), Business Administration and Management, General
Robert W. Baird & Co. 2014 - 2014
UBS Financial Services, Inc. 1993 - 2012
Gradison McDonald Investments 1993 - 2012
Skills
Administrative..., Customer Service, Microsoft Word, Microsoft Excel, Communication Skills, Problem Solving, Highly detail oriented, Conscientious, Integrity, Team-oriented, Empathy, Adaptable & a quick..., Teamwork
Education
Northern Illinois University 1981 — 1984
Bachelor of Science (B.S.), Business Administration and Management, General
HENRY JAKOBSZE HENRY JAKOBSZE's UBS Financial Services, Inc Experience July 1996 - Present
Job Vice President Wealth Management at UBS
Industry Investment Management
Experience
UBS Financial Services, Inc. July 1996 - Present
FedEx January 1985 - July 1996
Drexel Burnham Lambert December 1985 - March 1987
Education
Saint Mary's University of Minnesota 1980 — 1983
Bachelor of Arts, Business Administration, Marketing, Psychology
St. Patrick High School, Chicago 1975 — 1979
UBS Financial Services, Inc. July 1996 - Present
FedEx January 1985 - July 1996
Drexel Burnham Lambert December 1985 - March 1987
Education
Saint Mary's University of Minnesota 1980 — 1983
Bachelor of Arts, Business Administration, Marketing, Psychology
St. Patrick High School, Chicago 1975 — 1979
Allen Konkin Allen Konkin's UBS Financial Services, Inc Experience March 2003 - October 2006
Job Relationship Management/Key Accounts at Wealth Management Systems Inc.
Industry Financial Services
Experience
Wealth Management Systems Inc. April 2013 - Present
BIC Group November 2012 - March 2013
Wilmington Trust Fiduciary Services Company (An affiliate of M&T Bank) October 2008 - April 2012
UBS Financial Services, Inc., UBS Fiduciary Trust Company October 2006 - October 2008
UBS Financial Services, Inc. March 2003 - October 2006
UBS Financial Services, Inc. October 1999 - March 2003
PaineWebber, PW Trust Company April 1997 - October 1999
PaineWebber January 1995 - April 1997
PaineWebber January 1991 - January 1995
Skills
Mutual Funds, Separately Managed..., Wealth Management, Asset Allocation, 401(k) Participant..., Defined Benefit, Defined Contribution, Fee Based Consulting, Sales Presentations, Group Presentations, Relationship Management, Superior Client Service, Institutional Trust..., Collective Investment..., Sales Tool Development, Financial Advisor..., Marketing Strategy, Stable Value Funds, Sales Management, Investments, Fixed Income, Asset Management, Retirement Planning, Alternative Investments, Portfolio Management, Financial Services
Education
Rutgers, The State University of New Jersey-New Brunswick
Economics
FINRA Series 7 & 63
Wealth Management Systems Inc. April 2013 - Present
BIC Group November 2012 - March 2013
Wilmington Trust Fiduciary Services Company (An affiliate of M&T Bank) October 2008 - April 2012
UBS Financial Services, Inc., UBS Fiduciary Trust Company October 2006 - October 2008
UBS Financial Services, Inc. March 2003 - October 2006
UBS Financial Services, Inc. October 1999 - March 2003
PaineWebber, PW Trust Company April 1997 - October 1999
PaineWebber January 1995 - April 1997
PaineWebber January 1991 - January 1995
Skills
Mutual Funds, Separately Managed..., Wealth Management, Asset Allocation, 401(k) Participant..., Defined Benefit, Defined Contribution, Fee Based Consulting, Sales Presentations, Group Presentations, Relationship Management, Superior Client Service, Institutional Trust..., Collective Investment..., Sales Tool Development, Financial Advisor..., Marketing Strategy, Stable Value Funds, Sales Management, Investments, Fixed Income, Asset Management, Retirement Planning, Alternative Investments, Portfolio Management, Financial Services
Education
Rutgers, The State University of New Jersey-New Brunswick
Economics
FINRA Series 7 & 63
Michael A. Pici Michael A. Pici's UBS Financial Services, Inc Experience October 2005 - Present
Job Vice President Wealth Management, UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. October 2005 - Present
Western New England College 1990 - 2005
MassMutual 1989 - 2005
Aetna 1977 - 1989
Education
University of New Haven 1987 — 1989
MBA, Management
Temple University 1977 — 1978
Graduate School of Economics
Rowan University 1973 — 1976
BA, Business/Economics
UBS Financial Services, Inc. October 2005 - Present
Western New England College 1990 - 2005
MassMutual 1989 - 2005
Aetna 1977 - 1989
Education
University of New Haven 1987 — 1989
MBA, Management
Temple University 1977 — 1978
Graduate School of Economics
Rowan University 1973 — 1976
BA, Business/Economics
Angel Atanasov Angel Atanasov's UBS Financial Services, Inc Experience January 2008 - February 2009
Job Resultsdriven Purchasing Manager/IT Manager with accomplishments in need analysis, sourcing and negotiations.
Industry Information Technology and Services
Experience
RBS 2015 - 2015
GE Capital July 2014 - December 2014
Independent Consultant March 2009 - December 2014
UBS Financial Services, Inc. January 2008 - February 2009
Get Physical Software August 2003 - January 2008
ENT and ALLERGY ASSOCIATES - Regional healthcare company August 2001 - July 2003
ACCUHEALTH, INC. - Regional healthcare company September 1999 - July 2001
Multimex Group July 1994 - September 1999
COMPASS GROUP - Restaurant Associates and Flik International February 1990 - July 1994
Skills
Vendor Management, Outsourcing, Vendor Relations, Cost Reduction, Sourcing, Strategic Sourcing, Process Improvement, Contract Negotiations, ERP, Business Management, Contract Negotiation, Supplier Management, Change Management, Process Engineering, Procurement, Business Process..., Business Analysis, Contract Management, Executive Management, Operations Management, Program Management, Negotiation, Team Management, Team Leadership, Consultancy, Team Building, Business Strategy, Strategic Planning, IT Strategy, Service Delivery, IT Outsourcing, Governance, Business Intelligence, International Business, Strategy Development, Purchasing, New Business Development, IT Management, Management Consulting, Acquisition Integration, IT Service Management, Project Implementation, Customer Relations, Mergers, Risk Management, Quality Assurance, Project Management, Mergers & Acquisitions, Strategy, Business Process
Education
New York University 1981 — 1985
Certificate Program, Information Systems
Sofia University St. Kliment Ohridski 1969 — 1974
BA, Linguistics, Italian Studies
RBS 2015 - 2015
GE Capital July 2014 - December 2014
Independent Consultant March 2009 - December 2014
UBS Financial Services, Inc. January 2008 - February 2009
Get Physical Software August 2003 - January 2008
ENT and ALLERGY ASSOCIATES - Regional healthcare company August 2001 - July 2003
ACCUHEALTH, INC. - Regional healthcare company September 1999 - July 2001
Multimex Group July 1994 - September 1999
COMPASS GROUP - Restaurant Associates and Flik International February 1990 - July 1994
Skills
Vendor Management, Outsourcing, Vendor Relations, Cost Reduction, Sourcing, Strategic Sourcing, Process Improvement, Contract Negotiations, ERP, Business Management, Contract Negotiation, Supplier Management, Change Management, Process Engineering, Procurement, Business Process..., Business Analysis, Contract Management, Executive Management, Operations Management, Program Management, Negotiation, Team Management, Team Leadership, Consultancy, Team Building, Business Strategy, Strategic Planning, IT Strategy, Service Delivery, IT Outsourcing, Governance, Business Intelligence, International Business, Strategy Development, Purchasing, New Business Development, IT Management, Management Consulting, Acquisition Integration, IT Service Management, Project Implementation, Customer Relations, Mergers, Risk Management, Quality Assurance, Project Management, Mergers & Acquisitions, Strategy, Business Process
Education
New York University 1981 — 1985
Certificate Program, Information Systems
Sofia University St. Kliment Ohridski 1969 — 1974
BA, Linguistics, Italian Studies
Ryan J. Burke Ryan J. Burke's UBS Financial Services, Inc Experience December 2012 - November 2013
Job ODI Analyst at Strategyn
Industry Management Consulting
Experience
Strategyn April 2015 - Present
LeighFisher November 2013 - April 2015
UBS Financial Services, Inc. December 2012 - November 2013
LeighFisher January 2011 - December 2012
US Department of Defense January 2010 - January 2011
International Model United Nations Association October 2006 - March 2010
Goaltending Development Services March 2004 - August 2008
Skills
Policy, Research, Analysis, Strategic Planning, Public Speaking, Event Planning, Goal-driven leader, Wealth Management, International Relations, Qualitative Research, Policy Analysis, Data Analysis, Public Policy, Program Management, Business Development, Leadership, Management, Strategy, Bikram Yoga, Knitting, Circus Arts, Microsoft Office, Market Research
Education
Naval Postgraduate School 2010 — 2011
Global Public Policy
University of South Carolina-Columbia 2006 — 2009
BS, Economics & International Business
Strategyn April 2015 - Present
LeighFisher November 2013 - April 2015
UBS Financial Services, Inc. December 2012 - November 2013
LeighFisher January 2011 - December 2012
US Department of Defense January 2010 - January 2011
International Model United Nations Association October 2006 - March 2010
Goaltending Development Services March 2004 - August 2008
Skills
Policy, Research, Analysis, Strategic Planning, Public Speaking, Event Planning, Goal-driven leader, Wealth Management, International Relations, Qualitative Research, Policy Analysis, Data Analysis, Public Policy, Program Management, Business Development, Leadership, Management, Strategy, Bikram Yoga, Knitting, Circus Arts, Microsoft Office, Market Research
Education
Naval Postgraduate School 2010 — 2011
Global Public Policy
University of South Carolina-Columbia 2006 — 2009
BS, Economics & International Business
Joy Melton, MBA's UBS Financial Services, Inc Experience July 2002 - March 2005
Job Financial Advisor at Northwestern Mutual
Industry Financial Services
Experience
Northwestern Mutual June 2011 - Present
Midtown Partners & Co., LLC June 2005 - April 2011
UBS Financial Services, Inc. July 2002 - March 2005
Atlas Model Railroad Co. 1993 - 2002
Education
Rutgers, The State University of New Jersey-Newark 1997 — 2001
MBA
Rutgers University-New Brunswick 1990 — 1993
BA, Communications
Northwestern Mutual June 2011 - Present
Midtown Partners & Co., LLC June 2005 - April 2011
UBS Financial Services, Inc. July 2002 - March 2005
Atlas Model Railroad Co. 1993 - 2002
Education
Rutgers, The State University of New Jersey-Newark 1997 — 2001
MBA
Rutgers University-New Brunswick 1990 — 1993
BA, Communications
Dasha Feuerstein's UBS Financial Services, Inc Experience April 2004 - 2009
Job Executive Assistant at Bain Capital
Industry Financial Services
Experience
Bain Capital July 2010 - Present
Beazley January 2009 - January 2010
UBS Financial Services, Inc. April 2004 - 2009
Education
Montclair State University 2004 — 2008
Bachelor's degree, Business Administration: Marketing
Bain Capital July 2010 - Present
Beazley January 2009 - January 2010
UBS Financial Services, Inc. April 2004 - 2009
Education
Montclair State University 2004 — 2008
Bachelor's degree, Business Administration: Marketing
Michael Ajlouny's UBS Financial Services, Inc Experience January 2009 - Present
Job Senior Vice President, UBS Financial Service, Inc.
Industry Investment Management
Experience
UBS Financial Services, Inc. January 2009 - Present
Merrill Lynch November 1994 - January 2009
Education
Western Michigan University - Haworth College of Business 1984 — 1986
BBA, Accountancy
Michigan State University 1981 — 1984
Accounting
Livonia Bentley 1978 — 1981
UBS Financial Services, Inc. January 2009 - Present
Merrill Lynch November 1994 - January 2009
Education
Western Michigan University - Haworth College of Business 1984 — 1986
BBA, Accountancy
Michigan State University 1981 — 1984
Accounting
Livonia Bentley 1978 — 1981
Matt Giordano Matt Giordano's UBS Financial Services, Inc Experience April 2009 - Present
Job UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. April 2009 - Present
Education
Rider University
UBS Financial Services, Inc. April 2009 - Present
Education
Rider University
Kim R. Jenson Kim R. Jenson's UBS Financial Services, Inc Experience January 2013 - Present
Job Complex Director at UBS Wealth Management
Industry Financial Services
Experience
UBS Financial Services, Inc. January 2013 - Present
UBS Wealth Management 2010 - 2013
UBS Wealth Management 2009 - 2010
Piper Jaffray / UBS 1991 - 2009
Norwest Bank (Wells Fargo) 1979 - 1991
Education
Minnesota State University, Mankato 1989 — 1992
BS, Management/Marketing
UBS Financial Services, Inc. January 2013 - Present
UBS Wealth Management 2010 - 2013
UBS Wealth Management 2009 - 2010
Piper Jaffray / UBS 1991 - 2009
Norwest Bank (Wells Fargo) 1979 - 1991
Education
Minnesota State University, Mankato 1989 — 1992
BS, Management/Marketing
Mark Holcomb, CRPC Mark Holcomb, CRPC's UBS Financial Services, Inc Experience Vice President-Senior Financial AdvisorMerrill LynchDecember 1983 - February 2009
Job Branch Manager, Vice PresidentInvestments at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. Vice President-Senior Financial AdvisorMerrill LynchDecember 1983 - February 2009
Education
Rochester Institute of Technology 1979 — 1981
Bachelor, Business Administration-Marketing
UBS Financial Services, Inc. Vice President-Senior Financial AdvisorMerrill LynchDecember 1983 - February 2009
Education
Rochester Institute of Technology 1979 — 1981
Bachelor, Business Administration-Marketing
Diana Fabian Diana Fabian's UBS Financial Services, Inc Experience June 1996 - March 2001
Job Financial Services Professional
Industry Financial Services
Experience
National Financial Services, LLC July 2003 - October 2007
Correspondent Services Corporation March 2001 - July 2003
UBS Financial Services, Inc. June 1996 - March 2001
Skills
Customer Service, Compliance
Education
Rutgers, The State University of New Jersey - Rutgers Business School
Bachelor of Science (B.S.), Finance, General
National Financial Services, LLC July 2003 - October 2007
Correspondent Services Corporation March 2001 - July 2003
UBS Financial Services, Inc. June 1996 - March 2001
Skills
Customer Service, Compliance
Education
Rutgers, The State University of New Jersey - Rutgers Business School
Bachelor of Science (B.S.), Finance, General
Eric Schenk Eric Schenk's UBS Financial Services, Inc Experience March 2015 - Present
Job Financial Advisor
Industry Financial Services
Experience
UBS Financial Services, Inc. March 2015 - Present
Education
Rowan University
Bachelor of Science (B.S.)
UBS Financial Services, Inc. March 2015 - Present
Education
Rowan University
Bachelor of Science (B.S.)
Ali Panahpour Ali Panahpour's UBS Financial Services, Inc Experience October 2008 - Present
Job First Vice President UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. October 2008 - Present
Merrill Lynch November 2002 - November 2008
Prudential Securities May 1998 - November 2002
Education
Portland State University 1993 — 1997
Portland State University - School of Business 1993 — 1997
Lake Oswego High School
UBS Financial Services, Inc. October 2008 - Present
Merrill Lynch November 2002 - November 2008
Prudential Securities May 1998 - November 2002
Education
Portland State University 1993 — 1997
Portland State University - School of Business 1993 — 1997
Lake Oswego High School
Rebecca Genter Rebecca Genter's UBS Financial Services, Inc Experience June 2008 - August 2008
Job Marketing Program Coordinator
Industry Hospital & Health Care
Experience
Healthix September 2015 - Present
GNYHA Ventures May 2014 - January 2015
AmeriHealth Caritas March 2013 - May 2014
AmeriHealth Caritas February 2012 - March 2013
AmeriHealth Caritas (previously The AmeriHealth Mercy Family of Companies) September 2010 - February 2012
AmeriHealth Caritas (previously The AmeriHealth Mercy Family of Companies) June 2010 - September 2010
The EHL Consulting Group, Inc. May 2009 - August 2009
UBS Financial Services, Inc. June 2008 - August 2008
Skills
Microsoft Office, PowerPoint, Excel, Visio, Data Analysis, Market Research, Analysis, Business Development, Policy, Healthcare, Project Management, Grant Writing, Marketing, SharePoint, Strategy, Microsoft Excel, Product Development, Management, Strategic Planning, Fundraising, Nonprofits, Access
Education
Penn State University 2006 — 2010
Smeal College of Business - Bachelor of Science, Marketing
Istituto Lorenzo de' Medici 2009 — 2009
Study Abroad Program
Healthix September 2015 - Present
GNYHA Ventures May 2014 - January 2015
AmeriHealth Caritas March 2013 - May 2014
AmeriHealth Caritas February 2012 - March 2013
AmeriHealth Caritas (previously The AmeriHealth Mercy Family of Companies) September 2010 - February 2012
AmeriHealth Caritas (previously The AmeriHealth Mercy Family of Companies) June 2010 - September 2010
The EHL Consulting Group, Inc. May 2009 - August 2009
UBS Financial Services, Inc. June 2008 - August 2008
Skills
Microsoft Office, PowerPoint, Excel, Visio, Data Analysis, Market Research, Analysis, Business Development, Policy, Healthcare, Project Management, Grant Writing, Marketing, SharePoint, Strategy, Microsoft Excel, Product Development, Management, Strategic Planning, Fundraising, Nonprofits, Access
Education
Penn State University 2006 — 2010
Smeal College of Business - Bachelor of Science, Marketing
Istituto Lorenzo de' Medici 2009 — 2009
Study Abroad Program
Caroline Avedian's UBS Financial Services, Inc Experience July 2013 - Present
Job .
Industry Financial Services
Experience
UBS Financial Services, Inc. July 2013 - Present
Financial Analysis and Management Education December 2012 - May 2013
UBS Financial Services, Inc. May 2012 - May 2013
Financial Analysis and Management Education (FAME) May 2012 - December 2012
Financial Analysis and Management Education (FAME) December 2011 - May 2012
Union Financial Partners June 2010 - April 2012
Education
San Francisco State University 2009 — 2013
Business, Finance
UBS Financial Services, Inc. July 2013 - Present
Financial Analysis and Management Education December 2012 - May 2013
UBS Financial Services, Inc. May 2012 - May 2013
Financial Analysis and Management Education (FAME) May 2012 - December 2012
Financial Analysis and Management Education (FAME) December 2011 - May 2012
Union Financial Partners June 2010 - April 2012
Education
San Francisco State University 2009 — 2013
Business, Finance
Gabriel Caponetto Jr's UBS Financial Services, Inc Experience August 2015 - Present
Job Wealth Planning Analyst at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. August 2015 - Present
UBS Private Wealth Management December 2013 - August 2015
Education
Monmouth University 2003 — 2008
B.S., Finance
UBS Financial Services, Inc. August 2015 - Present
UBS Private Wealth Management December 2013 - August 2015
Education
Monmouth University 2003 — 2008
B.S., Finance
Leah Jane Long Leah Jane Long's UBS Financial Services, Inc Experience April 2013 - Present
Job Registered Client Service Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. April 2013 - Present
Triangle Transit June 2012 - March 2013
Triangle Transit August 2011 - May 2012
Education
North Carolina State University 2007 — 2011
BA, Communication: Media, Minor: Journalism
UBS Financial Services, Inc. April 2013 - Present
Triangle Transit June 2012 - March 2013
Triangle Transit August 2011 - May 2012
Education
North Carolina State University 2007 — 2011
BA, Communication: Media, Minor: Journalism
Susan Hutcheon Susan Hutcheon's UBS Financial Services, Inc Experience October 2011 - Present
Job Account Vice President Wealth Management at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. October 2011 - Present
UBS October 2011 - Present
Merrill Lynch October 1997 - October 2011
Merrill Lynch October 1997 - October 2011
Skills
Series 7, Wealth Management, Series 63, Portfolio Management
Education
Northeastern University 1980 — 1985
Bachelor's Degree, Journalism
Winchester High School 1976 — 1980
High School
UBS Financial Services, Inc. October 2011 - Present
UBS October 2011 - Present
Merrill Lynch October 1997 - October 2011
Merrill Lynch October 1997 - October 2011
Skills
Series 7, Wealth Management, Series 63, Portfolio Management
Education
Northeastern University 1980 — 1985
Bachelor's Degree, Journalism
Winchester High School 1976 — 1980
High School
Megan Cassell Megan Cassell's UBS Financial Services, Inc Experience May 2012 - Present
Job Assistant Operations Manager at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. May 2012 - Present
Morgan Stanley Private Wealth Management March 2011 - May 2012
Morgan Stanley Smith Barney January 2008 - March 2011
Oppenheimer & Co. 2006 - 2008
BrownCo / JP Morgan 2004 - 2006
Education
Salem State College
Bachelor of Science, Communications
UBS Financial Services, Inc. May 2012 - Present
Morgan Stanley Private Wealth Management March 2011 - May 2012
Morgan Stanley Smith Barney January 2008 - March 2011
Oppenheimer & Co. 2006 - 2008
BrownCo / JP Morgan 2004 - 2006
Education
Salem State College
Bachelor of Science, Communications
Susan Hume Susan Hume's UBS Financial Services, Inc Experience June 1990 - Present
Job VP Wealth Management UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. June 1990 - Present
Skills
Wealth Management, Capital Markets, Strategic Planning, Fixed Income, Leadership, Community Outreach, Equities, Alternative Investments, Securities, Hedge Funds, Public Speaking, Portfolio Management, Nonprofits, Series 7
Education
Mount Holyoke College 1974 — 1979
B.A., International Relations
UBS Financial Services, Inc. June 1990 - Present
Skills
Wealth Management, Capital Markets, Strategic Planning, Fixed Income, Leadership, Community Outreach, Equities, Alternative Investments, Securities, Hedge Funds, Public Speaking, Portfolio Management, Nonprofits, Series 7
Education
Mount Holyoke College 1974 — 1979
B.A., International Relations
Greg Perram, CFP® Greg Perram, CFP®'s UBS Financial Services, Inc Experience 2011 - Present
Job Vice President Wealth Management at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. 2011 - Present
Fifth Third Bank 2009 - 2011
PNC 2003 - 2009
MAI Wealth Advisors, LLC 1998 - 2002
Chess Financial Corporation July 1994 - May 1997
Education
Weatherhead School of Management at Case Western Reserve University 1997 — 1998
MBA, Finance
Ohio University 1990 — 1994
BBA, Finance
Walsh Jesuit High School 1986 — 1990
Diploma, College Preparatory
UBS Financial Services, Inc. 2011 - Present
Fifth Third Bank 2009 - 2011
PNC 2003 - 2009
MAI Wealth Advisors, LLC 1998 - 2002
Chess Financial Corporation July 1994 - May 1997
Education
Weatherhead School of Management at Case Western Reserve University 1997 — 1998
MBA, Finance
Ohio University 1990 — 1994
BBA, Finance
Walsh Jesuit High School 1986 — 1990
Diploma, College Preparatory
William Vanden Brul William Vanden Brul's UBS Financial Services, Inc Experience October 1992 - Present
Job Vice President Investments at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. October 1992 - Present
Chase Manhattan Bank September 1980 - October 1992
Education
Rochester Institute of Technology 1975 — 1980
BS, Business Adminstration
UBS Financial Services, Inc. October 1992 - Present
Chase Manhattan Bank September 1980 - October 1992
Education
Rochester Institute of Technology 1975 — 1980
BS, Business Adminstration
Charles Ducharme, CFP® Charles Ducharme, CFP®'s UBS Financial Services, Inc Experience June 2002 - Present
Job Vice President Wealth Management at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. June 2002 - Present
IKON Office Solutions March 1999 - March 2002
San Francisco Unified School District October 1990 - March 1999
Education
University of San Francisco 1996 — 1999
MS
San Francisco State University 1990 — 1994
BA
St Ignatius College Preparatory
UBS Financial Services, Inc. June 2002 - Present
IKON Office Solutions March 1999 - March 2002
San Francisco Unified School District October 1990 - March 1999
Education
University of San Francisco 1996 — 1999
MS
San Francisco State University 1990 — 1994
BA
St Ignatius College Preparatory
C. Scott Sutcliff C. Scott Sutcliff's UBS Financial Services, Inc Experience January 2009 - Present
Job Vice President Investments at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. January 2009 - Present
Merrill Lynch September 1992 - January 2009
Education
San Diego State University-California State University 1986 — 1988
Bachelor of Science, Finance
UBS Financial Services, Inc. January 2009 - Present
Merrill Lynch September 1992 - January 2009
Education
San Diego State University-California State University 1986 — 1988
Bachelor of Science, Finance
Ed Persia - PKC Financial Group Ed Persia - PKC Financial Group's UBS Financial Services, Inc Experience January 2012 - Present
Job Wealth Management at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. January 2012 - Present
Merrill Lynch July 2011 - January 2012
Education
Princeton University 2000 — 2004
Bachelor of Arts (B.A.), Politics
UBS Financial Services, Inc. January 2012 - Present
Merrill Lynch July 2011 - January 2012
Education
Princeton University 2000 — 2004
Bachelor of Arts (B.A.), Politics
Bradford Vannelli Bradford Vannelli's UBS Financial Services, Inc Experience March 2012 - Present
Job Financial Advisor
Industry Financial Services
Experience
UBS Financial Services, Inc. March 2012 - Present
Merrill Lynch September 1999 - March 2012
Bank One May 1998 - August 1999
Skills
Series 7, Series 63, Series 65
Education
Oakland University 1994 — 1998
BS, Finance
UBS Financial Services, Inc. March 2012 - Present
Merrill Lynch September 1999 - March 2012
Bank One May 1998 - August 1999
Skills
Series 7, Series 63, Series 65
Education
Oakland University 1994 — 1998
BS, Finance
Luke Dillon's UBS Financial Services, Inc Experience March 2015 - Present
Job Westside Wealth Management at UBS Financial Services, Inc.
Industry Investment Management
Experience
UBS Financial Services, Inc. March 2015 - Present
UBS Financial Services, Inc. April 2013 - February 2015
EMF Financial Products, LLC June 2005 - September 2012
Merrill Lynch, The Regan Group April 2004 - August 2004
Education
Rutgers University-New Brunswick 2001 — 2005
Economics, Economics
UBS Financial Services, Inc. March 2015 - Present
UBS Financial Services, Inc. April 2013 - February 2015
EMF Financial Products, LLC June 2005 - September 2012
Merrill Lynch, The Regan Group April 2004 - August 2004
Education
Rutgers University-New Brunswick 2001 — 2005
Economics, Economics
Kyle Spencer Kyle Spencer's UBS Financial Services, Inc Experience June 2013 - June 2014
Job Vice President / Compliance Consultant at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors June 2014 - Present
UBS Financial Services, Inc. June 2013 - June 2014
Wells Fargo Advisors, LLC July 2011 - May 2013
Wells Fargo Advisors, LLC August 2009 - July 2011
Wells Fargo Advisors, LLC May 2007 - August 2009
Pfizer October 1997 - October 2004
Choice One Mortgage 1996 - 1997
Johnson & Johnson 1995 - 1997
Education
Rensselaer Polytechnic Institute at Hartford 2002 — 2005
MBA, Concentration Finance
University of Florida 1990 — 1994
Bachelor of Science, Chemistry
Wells Fargo Advisors June 2014 - Present
UBS Financial Services, Inc. June 2013 - June 2014
Wells Fargo Advisors, LLC July 2011 - May 2013
Wells Fargo Advisors, LLC August 2009 - July 2011
Wells Fargo Advisors, LLC May 2007 - August 2009
Pfizer October 1997 - October 2004
Choice One Mortgage 1996 - 1997
Johnson & Johnson 1995 - 1997
Education
Rensselaer Polytechnic Institute at Hartford 2002 — 2005
MBA, Concentration Finance
University of Florida 1990 — 1994
Bachelor of Science, Chemistry
Eric Shippy's UBS Financial Services, Inc Experience October 2011 - June 2014
Job Investment Professional at J.P. Morgan Private Bank
Industry Financial Services
Experience
J.P. Morgan Private Bank June 2014 - Present
UBS Financial Services, Inc. October 2011 - June 2014
Lydian Bank & Trust November 2008 - October 2011
Education
Palm Beach Atlantic University 2012 — 2014
Master of Business Administration (M.B.A.)
Palm Beach Atlantic University 2006 — 2009
B.S., Applied Finance & Accounting
J.P. Morgan Private Bank June 2014 - Present
UBS Financial Services, Inc. October 2011 - June 2014
Lydian Bank & Trust November 2008 - October 2011
Education
Palm Beach Atlantic University 2012 — 2014
Master of Business Administration (M.B.A.)
Palm Beach Atlantic University 2006 — 2009
B.S., Applied Finance & Accounting
Joel Breiter Joel Breiter's UBS Financial Services, Inc Experience February 1998 - December 2013
Job Executive Director Investments at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. December 2013 - Present
UBS Financial Services, Inc. February 1998 - December 2013
Skills
Asset Allocation, 401k Rollovers, Insurance, Investments, Retirement, Wealth Management..., Wealth-Preservation..., Multigenerational..., Retirement Savings, Tax-Efficient Stategies, Tax -Efficient...
Education
Pace University - Lubin School of Business 1981 — 1983
Oppenheimer & Co. Inc. December 2013 - Present
UBS Financial Services, Inc. February 1998 - December 2013
Skills
Asset Allocation, 401k Rollovers, Insurance, Investments, Retirement, Wealth Management..., Wealth-Preservation..., Multigenerational..., Retirement Savings, Tax-Efficient Stategies, Tax -Efficient...
Education
Pace University - Lubin School of Business 1981 — 1983
Anne Sutcliff (Buginas), CFP®, CRPC®, CRPS® Anne Sutcliff (Buginas), CFP®, CRPC®, CRPS®'s UBS Financial Services, Inc Experience October 2010 - Present
Job UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. October 2010 - Present
Merrill Lynch 2004 - September 2010
Nationwide Financial 2003 - 2004
UBS Financial Services, Inc. 2002 - 2003
Prudential Financial 1990 - 2002
Education
San Diego State University-California State University
BS, Finance
UBS Financial Services, Inc. October 2010 - Present
Merrill Lynch 2004 - September 2010
Nationwide Financial 2003 - 2004
UBS Financial Services, Inc. 2002 - 2003
Prudential Financial 1990 - 2002
Education
San Diego State University-California State University
BS, Finance
Ryan Paschen Ryan Paschen's UBS Financial Services, Inc Experience November 2013 - Present
Job Financial Advisor at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. November 2013 - Present
UBS Financial Services, Inc. March 2013 - November 2013
UBS Financial Services, Inc. January 2008 - March 2013
Steve Madden November 2005 - May 2010
Plastech May 2006 - November 2006
Plastech May 2004 - August 2005
Education
Oakland University 2006 — 2010
B.S., Economics
Lutheran Northwest 1999 — 2003
High School
Our Shepherd
UBS Financial Services, Inc. November 2013 - Present
UBS Financial Services, Inc. March 2013 - November 2013
UBS Financial Services, Inc. January 2008 - March 2013
Steve Madden November 2005 - May 2010
Plastech May 2006 - November 2006
Plastech May 2004 - August 2005
Education
Oakland University 2006 — 2010
B.S., Economics
Lutheran Northwest 1999 — 2003
High School
Our Shepherd
Gary Grossblatt, CFP®, CRPS®'s UBS Financial Services, Inc Experience September 2013 - Present
Job UBS Financial Services Inc. Vice President, Portfolio Manager, Complex Sales Manager
Industry Financial Services
Experience
UBS Financial Services, Inc. September 2013 - Present
Merrill Lynch 2008 - 2013
UBS Financial Services, Inc. June 2004 - May 2008
Macys, NJ and Seattle Divisions September 1999 - June 2004
Lamonts Apparel 1997 - 1999
Robinsons-May 1987 - 1997
Bullocks Wilshire 1985 - 1988
Education
San Diego State University-California State University 1977 — 1982
BA, Political Science
UBS Financial Services, Inc. September 2013 - Present
Merrill Lynch 2008 - 2013
UBS Financial Services, Inc. June 2004 - May 2008
Macys, NJ and Seattle Divisions September 1999 - June 2004
Lamonts Apparel 1997 - 1999
Robinsons-May 1987 - 1997
Bullocks Wilshire 1985 - 1988
Education
San Diego State University-California State University 1977 — 1982
BA, Political Science
Amirali Honari's UBS Financial Services, Inc Experience July 2007 - October 2009
Job CFO at Arian Milan
Industry Financial Services
Experience
Arian Milan July 2010 - May 2012
UBS Financial Services, Inc. July 2007 - October 2009
Vision Enterprises July 1999 - July 2005
USA Meso 2004 - 2005
Skills
Analysis, Financial Modeling, Finance, Investments, Team Leadership, Portfolio Management, Business Development, Project Planning, Negotiation, Mergers & Acquisitions, Financial Analysis, Valuation, Credit, Business Strategy, Forecasting, Management, Strategic Planning
Education
San Diego State University-California State University 2004 — 2006
MBA, Finance
San Diego State University-California State University 2000 — 2004
BA, Business Economics
Arian Milan July 2010 - May 2012
UBS Financial Services, Inc. July 2007 - October 2009
Vision Enterprises July 1999 - July 2005
USA Meso 2004 - 2005
Skills
Analysis, Financial Modeling, Finance, Investments, Team Leadership, Portfolio Management, Business Development, Project Planning, Negotiation, Mergers & Acquisitions, Financial Analysis, Valuation, Credit, Business Strategy, Forecasting, Management, Strategic Planning
Education
San Diego State University-California State University 2004 — 2006
MBA, Finance
San Diego State University-California State University 2000 — 2004
BA, Business Economics
Christopher McComas's UBS Financial Services, Inc Experience July 2003 - April 2006
Job Unix Systems Administrator at NYSE Euronext
Industry Information Technology and Services
Experience
New York Stock Exchange October 2006 - Present
UBS Financial Services, Inc. July 2003 - April 2006
Exodus/Cable & Wireless March 2000 - February 2003
Mentor Graphics 1998 - 2000
Unisource Worldwide Inc./Norel Systems 1997 - 1998
Department of Engineering County of Essex New Jersey 1992 - 1994
Skills
Solaris, Unix, Data Center, Linux, Disaster Recovery, ITIL, Red Hat Linux, Servers, FreeBSD, VMware, Shell Scripting, TCP/IP, DNS, System Administration, RedHat, Linux System..., AIX, High Availability, Unix Shell Scripting, Operating Systems, Troubleshooting, Low Latency, Bash, Enterprise Architecture, Apache, Business Continuity, Citrix, Cluster, IT Management, IT Operations, IT Service Management, Incident Management, Infrastructure, Cisco Technologies, Perl, SAN, Veritas Cluster Server
Education
Rensselaer Polytechnic Institute 1991 — 1994
New York Stock Exchange October 2006 - Present
UBS Financial Services, Inc. July 2003 - April 2006
Exodus/Cable & Wireless March 2000 - February 2003
Mentor Graphics 1998 - 2000
Unisource Worldwide Inc./Norel Systems 1997 - 1998
Department of Engineering County of Essex New Jersey 1992 - 1994
Skills
Solaris, Unix, Data Center, Linux, Disaster Recovery, ITIL, Red Hat Linux, Servers, FreeBSD, VMware, Shell Scripting, TCP/IP, DNS, System Administration, RedHat, Linux System..., AIX, High Availability, Unix Shell Scripting, Operating Systems, Troubleshooting, Low Latency, Bash, Enterprise Architecture, Apache, Business Continuity, Citrix, Cluster, IT Management, IT Operations, IT Service Management, Incident Management, Infrastructure, Cisco Technologies, Perl, SAN, Veritas Cluster Server
Education
Rensselaer Polytechnic Institute 1991 — 1994
Josephine Daley's UBS Financial Services, Inc Experience June 2004 - December 2007
Job Director at UBS
Industry Financial Services
Vanessa Valinoti's UBS Financial Services, Inc Experience August 2007 - July 2010
Job Vice President at Lazard Freres & Co.
Industry Accounting
Experience
Lazard Freres & Co. April 2010 - Present
UBS Financial Services, Inc. August 2007 - July 2010
NRG Energy, Inc. December 2005 - July 2007
Tyco November 2004 - September 2005
Hanson Bldg Materials America August 2000 - September 2004
AT&T 1996 - 2000
Deloitte & Touche LLP December 1987 - March 1996
Skills
Corporate Finance, Tax, Sarbanes-Oxley Act, Financial Analysis, Accounting, Management, Financial Reporting, Mergers & Acquisitions, Corporate Tax, Due Diligence, Tax Accounting, Financial Modeling, International Tax, US GAAP
Education
Pace University - Lubin School of Business 1986 — 1990
BBA
Lazard Freres & Co. April 2010 - Present
UBS Financial Services, Inc. August 2007 - July 2010
NRG Energy, Inc. December 2005 - July 2007
Tyco November 2004 - September 2005
Hanson Bldg Materials America August 2000 - September 2004
AT&T 1996 - 2000
Deloitte & Touche LLP December 1987 - March 1996
Skills
Corporate Finance, Tax, Sarbanes-Oxley Act, Financial Analysis, Accounting, Management, Financial Reporting, Mergers & Acquisitions, Corporate Tax, Due Diligence, Tax Accounting, Financial Modeling, International Tax, US GAAP
Education
Pace University - Lubin School of Business 1986 — 1990
BBA
Huy Pham's UBS Financial Services, Inc Experience April 2014 - Present
Job Financial Advisor at UBS Financial Services, Inc.
Industry Investment Management
Experience
UBS Financial Services, Inc. April 2014 - Present
MLV & Co December 2009 - 2012
FIC Capital, Inc. 2007 - 2009
Basso Capital Management 2002 - 2007
Forest Investment Management 2000 - 2002
Highbridge Capital Management January 1999 - September 1999
Genetics Institute (Wyeth) 1997 - 1998
AutoImmune Inc 1993 - 1997
Education
New York University - Leonard N. Stern School of Business 1998 — 2000
MBA, Finance
Rensselaer Polytechnic Institute
BS, Chemical Engineering
UBS Financial Services, Inc. April 2014 - Present
MLV & Co December 2009 - 2012
FIC Capital, Inc. 2007 - 2009
Basso Capital Management 2002 - 2007
Forest Investment Management 2000 - 2002
Highbridge Capital Management January 1999 - September 1999
Genetics Institute (Wyeth) 1997 - 1998
AutoImmune Inc 1993 - 1997
Education
New York University - Leonard N. Stern School of Business 1998 — 2000
MBA, Finance
Rensselaer Polytechnic Institute
BS, Chemical Engineering
Charlie Lawson's UBS Financial Services, Inc Experience September 2010 - Present
Job Financial Advisor at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. September 2010 - Present
Edward Jones December 2007 - November 2010
Baffin, Inc. 2004 - 2007
Pacific Westeel Racking 2001 - 2004
J.H. Ryder Machinery Ltd. 2000 - 2001
Education
St. Mary's College of California 2012 — 2013
Master of Science, Financial Analysis and Investment Management
Mount Allison University 1994 — 1998
Bachelor of Commerce, Marketing
UBS Financial Services, Inc. September 2010 - Present
Edward Jones December 2007 - November 2010
Baffin, Inc. 2004 - 2007
Pacific Westeel Racking 2001 - 2004
J.H. Ryder Machinery Ltd. 2000 - 2001
Education
St. Mary's College of California 2012 — 2013
Master of Science, Financial Analysis and Investment Management
Mount Allison University 1994 — 1998
Bachelor of Commerce, Marketing
Bill Rixon's UBS Financial Services, Inc Experience October 2006 - Present
Job Financial Services
Industry Financial Services
Experience
UBS Financial Services, Inc. October 2006 - Present
Medical Resources, Inc. January 2001 - September 2006
Skills
Valuation, Financial Analysis, Corporate Finance, Financial Modeling, Strategic Financial..., Financial Reporting, Budgets, Finance, Risk Management, Project Management, Process Improvement
Education
Montclair State University
UBS Financial Services, Inc. October 2006 - Present
Medical Resources, Inc. January 2001 - September 2006
Skills
Valuation, Financial Analysis, Corporate Finance, Financial Modeling, Strategic Financial..., Financial Reporting, Budgets, Finance, Risk Management, Project Management, Process Improvement
Education
Montclair State University
Anil Kakar's UBS Financial Services, Inc Experience 2006 - Present
Job Financial Advisor at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. 2006 - Present
Education
University of Miami - School of Business 2002 — 2003
MBA, International Business
Michigan State University 1990 — 1995
Bachelor of Arts, Hospitality Management, Eli Broad College of Business
UBS Financial Services, Inc. 2006 - Present
Education
University of Miami - School of Business 2002 — 2003
MBA, International Business
Michigan State University 1990 — 1995
Bachelor of Arts, Hospitality Management, Eli Broad College of Business
Marisa Sanchez's UBS Financial Services, Inc Experience June 2014 - April 2015
Job Marketing Assistant at RIC Insurance General Agency, Inc.
Industry Insurance
Experience
RIC Insurance General Agency, Inc April 2015 - Present
UBS Financial Services, Inc. June 2014 - April 2015
The Ayco Company January 2011 - June 2014
Side By Side Financials May 2010 - October 2010
Aon September 2008 - October 2009
Warren E&P October 2006 - July 2008
Education
Pace University 2008 — 2010
Master of Arts, Psychology
University of California, Irvine 2004 — 2006
Bachelor's degree, Psychology
RIC Insurance General Agency, Inc April 2015 - Present
UBS Financial Services, Inc. June 2014 - April 2015
The Ayco Company January 2011 - June 2014
Side By Side Financials May 2010 - October 2010
Aon September 2008 - October 2009
Warren E&P October 2006 - July 2008
Education
Pace University 2008 — 2010
Master of Arts, Psychology
University of California, Irvine 2004 — 2006
Bachelor's degree, Psychology
Scott Holstead's UBS Financial Services, Inc Experience January 2003 - May 2009
Job Senior Vice PresidentWealth Management at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch May 2009 - Present
UBS Financial Services, Inc. January 2003 - May 2009
Goldman Sachs June 1999 - December 2002
Skills
Equities, Asset Allocation, Private Equity, Hedge Funds, Commodities, Fixed Income, Banking, Financial Analysis, Due Diligence, Valuation, Financial Modeling, Strategic Financial..., Emerging Markets, Wealth Management, Investment Advisory, Finance, Investments, Financial Advisory, Retirement Planning, Investment Banking, Capital Markets, Series 7, Asset Management, Alternative Investments, Portfolio Management, Securities, Investment Management, Wealth Management..., Financial Planning
Education
Rice University 2006 — 2006
Certified Financial Planner Certification Education Course
University of Michigan - Stephen M. Ross School of Business 1998 — 2000
Master of Business Administration (M.B.A.)
Washington and Lee University 1988 — 1992
BA, Economics & Politics
Oxford University 1991 — 1991
British Studies at Oxford
St. John's School 1975 — 1988
National Outdoor Leadership School (NOLS) 1984 — 1984
Wind River Wilderness
Merrill Lynch May 2009 - Present
UBS Financial Services, Inc. January 2003 - May 2009
Goldman Sachs June 1999 - December 2002
Skills
Equities, Asset Allocation, Private Equity, Hedge Funds, Commodities, Fixed Income, Banking, Financial Analysis, Due Diligence, Valuation, Financial Modeling, Strategic Financial..., Emerging Markets, Wealth Management, Investment Advisory, Finance, Investments, Financial Advisory, Retirement Planning, Investment Banking, Capital Markets, Series 7, Asset Management, Alternative Investments, Portfolio Management, Securities, Investment Management, Wealth Management..., Financial Planning
Education
Rice University 2006 — 2006
Certified Financial Planner Certification Education Course
University of Michigan - Stephen M. Ross School of Business 1998 — 2000
Master of Business Administration (M.B.A.)
Washington and Lee University 1988 — 1992
BA, Economics & Politics
Oxford University 1991 — 1991
British Studies at Oxford
St. John's School 1975 — 1988
National Outdoor Leadership School (NOLS) 1984 — 1984
Wind River Wilderness
Leo Esses, CFP®'s UBS Financial Services, Inc Experience March 2006 - February 2012
Job Financial Services Representative, Financial Advisor at MetLife Premier Client Group of New York City
Industry Financial Services
Experience
MetLife Premier Client Group of New York City February 2012 - Present
UBS Financial Services, Inc. March 2006 - February 2012
AXA Advisors, LLC May 2005 - March 2006
AXA Advisors May 2002 - April 2005
Education
Rutgers, The State University of New Jersey-New Brunswick 2001 — 2005
Bachelor of Science, Finance
MetLife Premier Client Group of New York City February 2012 - Present
UBS Financial Services, Inc. March 2006 - February 2012
AXA Advisors, LLC May 2005 - March 2006
AXA Advisors May 2002 - April 2005
Education
Rutgers, The State University of New Jersey-New Brunswick 2001 — 2005
Bachelor of Science, Finance
Josh Brien's UBS Financial Services, Inc Experience January 2007 - February 2013
Job Account Executive at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott February 2013 - Present
UBS Financial Services, Inc. January 2007 - February 2013
UBS Financial Services, Inc. December 2004 - January 2007
Skills
Series 7, Series 66, Mutual Funds, Strategic Financial..., Financial Modeling, Financial Analysis, Finance, Wealth Management, Asset Allocation, Investment Advisory, Alternative Investments, Retirement Planning, Investment Strategies, Securities, Equities, Fixed Income
Education
North Carolina State University 1999 — 2004
BS, Business Management
Janney Montgomery Scott February 2013 - Present
UBS Financial Services, Inc. January 2007 - February 2013
UBS Financial Services, Inc. December 2004 - January 2007
Skills
Series 7, Series 66, Mutual Funds, Strategic Financial..., Financial Modeling, Financial Analysis, Finance, Wealth Management, Asset Allocation, Investment Advisory, Alternative Investments, Retirement Planning, Investment Strategies, Securities, Equities, Fixed Income
Education
North Carolina State University 1999 — 2004
BS, Business Management
Rita Chase's UBS Financial Services, Inc Experience June 2004 - December 2006
Job Paralegal at Pfizer Inc
Industry Pharmaceuticals
Experience
Pfizer Inc January 2007 - Present
UBS Financial Services, Inc. June 2004 - December 2006
Moses & Singer LLP 2000 - 2004
Dewey & LeBoeuf LLP 1998 - 1999
Cravath, Swaine & Moore LLP 1989 - 1998
Education
Penn State University
BS, Administration of Justice
Pfizer Inc January 2007 - Present
UBS Financial Services, Inc. June 2004 - December 2006
Moses & Singer LLP 2000 - 2004
Dewey & LeBoeuf LLP 1998 - 1999
Cravath, Swaine & Moore LLP 1989 - 1998
Education
Penn State University
BS, Administration of Justice
Michael Brooks, CFP®'s UBS Financial Services, Inc Experience August 2007 - Present
Job Financial Advisor at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. August 2007 - Present
Merrill Lynch September 2005 - August 2007
Education
Old Dominion University 2003 — 2005
MBA, Finance
Old Dominion University - College of Business and Public Administration 1999 — 2003
BS, Business Administration and Management, General
UBS Financial Services, Inc. August 2007 - Present
Merrill Lynch September 2005 - August 2007
Education
Old Dominion University 2003 — 2005
MBA, Finance
Old Dominion University - College of Business and Public Administration 1999 — 2003
BS, Business Administration and Management, General
Edward P. Miner, MBA's UBS Financial Services, Inc Experience 2002 - 2008
Job Director, Client Services at Fiserv
Industry Financial Services
Experience
Fiserv November 2009 - Present
Assent LLC August 2008 - November 2009
UBS Wealth Management December 2001 - January 2008
UBS Financial Services, Inc. 2002 - 2008
Merrill Lynch April 1990 - December 2001
Dean Witter Reynolds 1988 - 1989
Charles Schwab 1985 - 1988
Skills
Portfolio Management, Program Management, Investments, Financial Services, Equities, Business Analysis, Risk Management, Asset Management, Wealth Management, Finance, Mutual Funds, Strategy, Series 7, Fixed Income, Securities, Relationship Management, Vendor Management, Financial Advisory, Project Management
Education
Monmouth University 1993 — 1995
MBA, Accounting
Rider University 1985 — 1988
B.S., Finance
Franklin High School, Franklin Twp NJ
Fiserv November 2009 - Present
Assent LLC August 2008 - November 2009
UBS Wealth Management December 2001 - January 2008
UBS Financial Services, Inc. 2002 - 2008
Merrill Lynch April 1990 - December 2001
Dean Witter Reynolds 1988 - 1989
Charles Schwab 1985 - 1988
Skills
Portfolio Management, Program Management, Investments, Financial Services, Equities, Business Analysis, Risk Management, Asset Management, Wealth Management, Finance, Mutual Funds, Strategy, Series 7, Fixed Income, Securities, Relationship Management, Vendor Management, Financial Advisory, Project Management
Education
Monmouth University 1993 — 1995
MBA, Accounting
Rider University 1985 — 1988
B.S., Finance
Franklin High School, Franklin Twp NJ
Robert Dolle's UBS Financial Services, Inc Experience February 2015 - Present
Job Client Service Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. February 2015 - Present
Citi October 2014 - February 2015
J.P. Morgan June 2011 - September 2014
The Salvation Army May 2009 - June 2011
Merrill Lynch February 2007 - November 2008
Skills
Talent Acquisition, Leadership, Investments, Management, Employee Relations, Contract Negotiation, Business Development, Finance, Customer Service, Forecasting, Financial Services, Training, Budgets, Financial Analysis, Performance Management, Microsoft Excel, Sales, Microsoft Word, Time Management, PowerPoint, Outlook, Microsoft Office, Strategic Planning, Strategic Financial..., Banking, Retirement Planning, Credit, Asset Management, Loans, Strategic Partnerships, Portfolio Management, Mutual Funds, Analysis, Wealth Management, Equities, Retirement, Financial Planning, Relationship Management
Education
Queens College 2006 — 2008
BA, Economics/Finance/Accounting
Holy Spirit at Geist
VS South
Bachelor of Arts (BA) - Economics
UBS Financial Services, Inc. February 2015 - Present
Citi October 2014 - February 2015
J.P. Morgan June 2011 - September 2014
The Salvation Army May 2009 - June 2011
Merrill Lynch February 2007 - November 2008
Skills
Talent Acquisition, Leadership, Investments, Management, Employee Relations, Contract Negotiation, Business Development, Finance, Customer Service, Forecasting, Financial Services, Training, Budgets, Financial Analysis, Performance Management, Microsoft Excel, Sales, Microsoft Word, Time Management, PowerPoint, Outlook, Microsoft Office, Strategic Planning, Strategic Financial..., Banking, Retirement Planning, Credit, Asset Management, Loans, Strategic Partnerships, Portfolio Management, Mutual Funds, Analysis, Wealth Management, Equities, Retirement, Financial Planning, Relationship Management
Education
Queens College 2006 — 2008
BA, Economics/Finance/Accounting
Holy Spirit at Geist
VS South
Bachelor of Arts (BA) - Economics
Collums, Nathan's UBS Financial Services, Inc Experience 2008 - Present
Job Financial Advisor at UBS Financial
Industry Financial Services
Experience
UBS Financial Services, Inc. 2008 - Present
Education
Samford University 1996 — 2000
UBS Financial Services, Inc. 2008 - Present
Education
Samford University 1996 — 2000
Brian Disher's UBS Financial Services, Inc Experience August 2007 - Present
Job Financial Advisor at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. August 2007 - Present
Smith Barney April 2002 - August 2007
Education
Samford University 1999 — 2000
MBA, Master of Business Administration
Samford University 1992 — 1996
UBS Financial Services, Inc. August 2007 - Present
Smith Barney April 2002 - August 2007
Education
Samford University 1999 — 2000
MBA, Master of Business Administration
Samford University 1992 — 1996
Peter L Leibowitz's UBS Financial Services, Inc Experience July 2008 - Present
Job Associate Director at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. July 2008 - Present
UBS Global Financial Servies 2008 - 2009
Citigroup Global Markets Inc 2000 - 2008
Citibank, N.A. 1996 - 1998
Cigna Retirement & Investment Services 1993 - 1996
Education
Norwich University 1988 — 1992
Xavier High School 1984 — 1988
UBS Financial Services, Inc. July 2008 - Present
UBS Global Financial Servies 2008 - 2009
Citigroup Global Markets Inc 2000 - 2008
Citibank, N.A. 1996 - 1998
Cigna Retirement & Investment Services 1993 - 1996
Education
Norwich University 1988 — 1992
Xavier High School 1984 — 1988
Joseph McKeever's UBS Financial Services, Inc Experience June 2014 - Present
Job Senior Vice President Wealth Management UBS Financial Services, Inc.
Industry Banking
Experience
UBS Financial Services, Inc. June 2014 - Present
J.P. Morgan Private Bank August 2002 - June 2014
Education
Rowan University 1998 — 2002
Bachelor's Degree, B.A with a specialization in Finance
UBS Financial Services, Inc. June 2014 - Present
J.P. Morgan Private Bank August 2002 - June 2014
Education
Rowan University 1998 — 2002
Bachelor's Degree, B.A with a specialization in Finance
M. Ann Page, CIMA® CRPC®'s UBS Financial Services, Inc Experience May 2013 - Present
Job Assistant Complex Director at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. May 2013 - Present
UBS Financial Services Inc. October 2009 - May 2013
UBS Financal Services Inc. April 1994 - October 2009
UBS Financial Services Inc. December 1990 - April 1994
PaineWebber August 1980 - December 1990
Education
Missouri State University 1975 — 1979
BFA, Theater
Ladue High School 1972 — 1975
High school
UBS Financial Services, Inc. May 2013 - Present
UBS Financial Services Inc. October 2009 - May 2013
UBS Financal Services Inc. April 1994 - October 2009
UBS Financial Services Inc. December 1990 - April 1994
PaineWebber August 1980 - December 1990
Education
Missouri State University 1975 — 1979
BFA, Theater
Ladue High School 1972 — 1975
High school
Vrajesh Patel's UBS Financial Services, Inc Experience January 2007 - May 2007
Job Vice President at Citgroup
Industry Financial Services
Experience
Citi Hedge Fund Administration, GTS December 2007 - Present
First Investors Corporation July 2007 - October 2007
Rutgers University April 2006 - August 2007
UBS Financial Services, Inc. January 2007 - May 2007
Skills
Fixed Income, Hedge Funds, Account Reconciliation, Commodity, Financial Services, Mutual Funds, Investments, Options, Securities, Trading, Portfolio Management, Derivatives, Bloomberg, Financial Analysis
Education
Rutgers, The State University of New Jersey-Newark 2004 — 2007
Bachelor of Science (B.S.), Finance, General
Citi Hedge Fund Administration, GTS December 2007 - Present
First Investors Corporation July 2007 - October 2007
Rutgers University April 2006 - August 2007
UBS Financial Services, Inc. January 2007 - May 2007
Skills
Fixed Income, Hedge Funds, Account Reconciliation, Commodity, Financial Services, Mutual Funds, Investments, Options, Securities, Trading, Portfolio Management, Derivatives, Bloomberg, Financial Analysis
Education
Rutgers, The State University of New Jersey-Newark 2004 — 2007
Bachelor of Science (B.S.), Finance, General
Bianca Urdes's UBS Financial Services, Inc Experience April 2005 - Present
Job Financial Advisor, UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. April 2005 - Present
Education
Portland State University 2002 — 2007
MBA in Finance
"Dimitrie Cantemir" Law School Cluj- Napoca
Law
UBS Financial Services, Inc.
Wealth Management Education Program
UBS Financial Services, Inc.
Wealth Advisor Program
UBS Financial Services, Inc.
Portfolio Management Program
UBS Financial Services, Inc. April 2005 - Present
Education
Portland State University 2002 — 2007
MBA in Finance
"Dimitrie Cantemir" Law School Cluj- Napoca
Law
UBS Financial Services, Inc.
Wealth Management Education Program
UBS Financial Services, Inc.
Wealth Advisor Program
UBS Financial Services, Inc.
Portfolio Management Program
Claudia Coebler's UBS Financial Services, Inc Experience June 2008 - March 2010
Job Senior Designer, Director at UBS Wealth Management Americas
Industry Financial Services
Experience
UBS Wealth Management Americas March 2010 - Present
UBS Financial Services, Inc. June 2008 - March 2010
UBS Financial Services, Inc. June 2006 - June 2008
Prudential Annuities 2004 - 2006
Prudential Investments 2002 - 2004
Prudential Securities & Investments 1993 - 2002
Self-employed 1992 - 1993
Soap Opera Update Magazine 1991 - 1992
Skills
Graphic Design, Financial Services, Creative Strategy, Marketing Communications, Creative Work, Direct Mail, Marketing Strategy, Advertising, Adobe Acrobat, Marketing, Layout, Art Direction, Newsletters, Brochures, Strategy, Email Marketing, Direct Marketing, Marketing Management, Branding & Identity, Corporate Branding, Brand Development, Creative Direction, Management, Collateral, Integrated Marketing, Graphics, Web Design, Adobe Creative Suite, Corporate Identity, InDesign, Corporate Communications, Digital Marketing, Website Development, Online Marketing, Content Management, Social Media Marketing, User Experience
Education
Muskingum College 1971 — 1975
BA, Fine Arts, English
Parsons School of Design
· The New School
UBS Wealth Management Americas March 2010 - Present
UBS Financial Services, Inc. June 2008 - March 2010
UBS Financial Services, Inc. June 2006 - June 2008
Prudential Annuities 2004 - 2006
Prudential Investments 2002 - 2004
Prudential Securities & Investments 1993 - 2002
Self-employed 1992 - 1993
Soap Opera Update Magazine 1991 - 1992
Skills
Graphic Design, Financial Services, Creative Strategy, Marketing Communications, Creative Work, Direct Mail, Marketing Strategy, Advertising, Adobe Acrobat, Marketing, Layout, Art Direction, Newsletters, Brochures, Strategy, Email Marketing, Direct Marketing, Marketing Management, Branding & Identity, Corporate Branding, Brand Development, Creative Direction, Management, Collateral, Integrated Marketing, Graphics, Web Design, Adobe Creative Suite, Corporate Identity, InDesign, Corporate Communications, Digital Marketing, Website Development, Online Marketing, Content Management, Social Media Marketing, User Experience
Education
Muskingum College 1971 — 1975
BA, Fine Arts, English
Parsons School of Design
· The New School
Gary Stiens's UBS Financial Services, Inc Experience August 2002 - August 2003
Job Financial Analyst I Investment Analyst Seeking New Opportunity
Industry Telecommunications
Experience
In Transition May 2015 - Present
CenturyLink September 2013 - May 2015
Savvis, a CenturyLink company September 2008 - September 2013
Savvis, a CenturyLink company January 2006 - September 2008
Accountemps October 2004 - January 2006
Flagstone Securities, LLC September 2003 - September 2004
UBS Financial Services, Inc. August 2002 - August 2003
Rockhouse Securities, LLC October 2001 - July 2002
Huntleigh Securities, Inc. October 1999 - October 2001
Stifel Financial July 1999 - October 1999
Skills
Financial Analysis, Sales Compensation, Finance, Commission Analysis, Issue Resolution, Due Diligence, Investigative Research, Data Analysis, Critical Thinking, Internal Communications, Business Analysis, Financial Variance..., Financial Statement..., MS Excel Pivot Tables, Financial Forecasting, Root Cause Analysis, Vlookup, Investment Research, Data Reconciliation, What-if Analysis, Data Mining, Process and Data..., Cross-functional...
Education
Saint Louis University
Master’s Degree, Finance
University of Missouri-Saint Louis
Bachelor’s Degree, Finance
In Transition May 2015 - Present
CenturyLink September 2013 - May 2015
Savvis, a CenturyLink company September 2008 - September 2013
Savvis, a CenturyLink company January 2006 - September 2008
Accountemps October 2004 - January 2006
Flagstone Securities, LLC September 2003 - September 2004
UBS Financial Services, Inc. August 2002 - August 2003
Rockhouse Securities, LLC October 2001 - July 2002
Huntleigh Securities, Inc. October 1999 - October 2001
Stifel Financial July 1999 - October 1999
Skills
Financial Analysis, Sales Compensation, Finance, Commission Analysis, Issue Resolution, Due Diligence, Investigative Research, Data Analysis, Critical Thinking, Internal Communications, Business Analysis, Financial Variance..., Financial Statement..., MS Excel Pivot Tables, Financial Forecasting, Root Cause Analysis, Vlookup, Investment Research, Data Reconciliation, What-if Analysis, Data Mining, Process and Data..., Cross-functional...
Education
Saint Louis University
Master’s Degree, Finance
University of Missouri-Saint Louis
Bachelor’s Degree, Finance
Chris Senora's UBS Financial Services, Inc Experience 1991 - 2009
Job Vice President, Societe Generale
Industry Financial Services
Experience
Federal Reserve Bank of New York April 2015 - Present
Societe Generale September 2009 - April 2015
UBS Financial Services, Inc. 1991 - 2009
Skills
Investment Banking, Portfolio Management, Banking, Fixed Income, FX Options, Securities, Risk Management, Capital Markets, Equities, Financial Services, Wealth Management, Asset Management, Business Analysis, Financial Analysis
Education
Penn State University 1992 — 1996
Bachelor's degree, Accounting
Federal Reserve Bank of New York April 2015 - Present
Societe Generale September 2009 - April 2015
UBS Financial Services, Inc. 1991 - 2009
Skills
Investment Banking, Portfolio Management, Banking, Fixed Income, FX Options, Securities, Risk Management, Capital Markets, Equities, Financial Services, Wealth Management, Asset Management, Business Analysis, Financial Analysis
Education
Penn State University 1992 — 1996
Bachelor's degree, Accounting
Debra A Bushman's UBS Financial Services, Inc Experience October 2010 - Present
Job UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. October 2010 - Present
Merrill Lynch September 2006 - October 2010
Prudential Securities June 1971 - September 2002
Skills
Series 7, Wealth Management, Mutual Funds, Series 63, Investments, Securities, Financial Services, Asset Management, Finance, Portfolio Management
Education
Pace University 1970 — 1972
BA Business, Finance
St. Brendan's Highschool 1966 — 1970
4 years
St. Edmund's Elementary School 1957 — 1966
8th Grade
UBS Financial Services, Inc. October 2010 - Present
Merrill Lynch September 2006 - October 2010
Prudential Securities June 1971 - September 2002
Skills
Series 7, Wealth Management, Mutual Funds, Series 63, Investments, Securities, Financial Services, Asset Management, Finance, Portfolio Management
Education
Pace University 1970 — 1972
BA Business, Finance
St. Brendan's Highschool 1966 — 1970
4 years
St. Edmund's Elementary School 1957 — 1966
8th Grade
Courtney Dodd's UBS Financial Services, Inc Experience 2005 - 2007
Job Investment Services Professional Alternative Investments
Industry Financial Services
Experience
Aurora Investment Management 2010 - 2013
The Northern Trust Company - Private Client Services 2007 - 2010
UBS Financial Services, Inc. 2005 - 2007
Skills
Alternative Investments, Investments, Hedge Funds, Equities, Private Equity, Mutual Funds, Securities, Asset Management, Fixed Income, Investment Management, Asset Allocation, Financial Services, Wealth Management, Investment Advisory, Strategic Planning
Education
Northwestern University 2000 — 2002
MS, School of Communications - Managerial Communications
University of Pennsylvania 1995 — 1998
BS, The Wharton School of Business - Entrepreneurial Management
Aurora Investment Management 2010 - 2013
The Northern Trust Company - Private Client Services 2007 - 2010
UBS Financial Services, Inc. 2005 - 2007
Skills
Alternative Investments, Investments, Hedge Funds, Equities, Private Equity, Mutual Funds, Securities, Asset Management, Fixed Income, Investment Management, Asset Allocation, Financial Services, Wealth Management, Investment Advisory, Strategic Planning
Education
Northwestern University 2000 — 2002
MS, School of Communications - Managerial Communications
University of Pennsylvania 1995 — 1998
BS, The Wharton School of Business - Entrepreneurial Management
Richard Panchery's UBS Financial Services, Inc Experience November 2000 - Present
Job Institutional Consulting Product Team @ UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services, Inc. November 2000 - Present
Pershing September 1999 - October 2000
Citibank 1997 - 1999
Skills
Series 7, Wealth Management, Financial Services, Fixed Income, Mutual Funds, Alternative Investments, Securities, Asset Allocation, Asset Managment, Vendor Management, SDLC, Business Process..., Risk Management, Investments, Business Analysis, Banking, Software Project..., Process Improvement, Change Management, Project Management
Education
Rowan University 1993 — 1995
BS, Bus Admin & Finance
UBS Financial Services, Inc. November 2000 - Present
Pershing September 1999 - October 2000
Citibank 1997 - 1999
Skills
Series 7, Wealth Management, Financial Services, Fixed Income, Mutual Funds, Alternative Investments, Securities, Asset Allocation, Asset Managment, Vendor Management, SDLC, Business Process..., Risk Management, Investments, Business Analysis, Banking, Software Project..., Process Improvement, Change Management, Project Management
Education
Rowan University 1993 — 1995
BS, Bus Admin & Finance
Bridget Pantaleo's UBS Financial Services, Inc Experience May 2011 - Present
Job Managing Director, Chief Operting Officer for Global Infrastructure Services, Group Technology at UBS
Industry Financial Services
Experience
UBS May 2014 - Present
UBS Financial Services, Inc. May 2011 - Present
TD Ameritrade September 2009 - June 2011
Merrill Lynch July 2006 - November 2009
Pershing July 1997 - February 2006
Skills
Analytics, Portfolio Management, SDLC, Strategy, Wealth Management, Financial Services, Governance, Business Transformation, Securities, IT Strategy, Series 7, Fixed Income, Information Technology, Back Office, Trading Systems, Program Management, Management, Risk Management, Vendor Management, Mutual Funds, Equities, Business Analysis, PMO, Bonds
Education
Pace University - Lubin School of Business 1990 — 1993
MBA, Finance
Villanova University 1981 — 1985
BS Business Administration, Finance
UBS May 2014 - Present
UBS Financial Services, Inc. May 2011 - Present
TD Ameritrade September 2009 - June 2011
Merrill Lynch July 2006 - November 2009
Pershing July 1997 - February 2006
Skills
Analytics, Portfolio Management, SDLC, Strategy, Wealth Management, Financial Services, Governance, Business Transformation, Securities, IT Strategy, Series 7, Fixed Income, Information Technology, Back Office, Trading Systems, Program Management, Management, Risk Management, Vendor Management, Mutual Funds, Equities, Business Analysis, PMO, Bonds
Education
Pace University - Lubin School of Business 1990 — 1993
MBA, Finance
Villanova University 1981 — 1985
BS Business Administration, Finance
Linda Kurtin's UBS Financial Services, Inc Experience July 2011 - Present
Job Client Service Associate
Industry Financial Services
Experience
UBS Financial Services, Inc. July 2011 - Present
Education
National University
Master of Business Administration (M.B.A.), Marketing
The Ohio State University
B.A., Health Care Administration
UBS Financial Services, Inc. July 2011 - Present
Education
National University
Master of Business Administration (M.B.A.), Marketing
The Ohio State University
B.A., Health Care Administration
Ilene Balsam Marquardt's UBS Financial Services, Inc Experience April 2008 - Present
Job Managing Director, Sr. Deputy General Counsel; Head, Litigation and Regulatory, UBS
Industry Financial Services
Experience
UBS Financial Services, Inc. April 2008 - Present
UBS Financial Services (PaineWebber) 1994 - 2008
Morgan, Lewis & Bockius LLP September 1988 - July 1994
Education
New York University School of Law 1985 — 1988
Juris Doctor
Northwestern University 1981 — 1985
BA, English
UBS Financial Services, Inc. April 2008 - Present
UBS Financial Services (PaineWebber) 1994 - 2008
Morgan, Lewis & Bockius LLP September 1988 - July 1994
Education
New York University School of Law 1985 — 1988
Juris Doctor
Northwestern University 1981 — 1985
BA, English
John A. Mascarello's UBS Financial Services, Inc Experience December 2002 - March 2005
Job Associate General Counsel and Senior Vice President at Zurich Insurance Group
Industry Insurance
Experience
Zurich Insurance Group January 2009 - Present
Goldman, Sachs & Co. April 2007 - November 2008
The Bank of New York Mellon Corporation April 2005 - April 2007
UBS Financial Services, Inc. December 2002 - March 2005
New York Stock Exchange, Inc. - Division of Enforcement January 1997 - December 2002
Skills
FCPA, Internal Investigations, AML
Education
New York University School of Law 1988 — 1991
JD, Law
University of Pennsylvania 1984 — 1988
B.A., History
Zurich Insurance Group January 2009 - Present
Goldman, Sachs & Co. April 2007 - November 2008
The Bank of New York Mellon Corporation April 2005 - April 2007
UBS Financial Services, Inc. December 2002 - March 2005
New York Stock Exchange, Inc. - Division of Enforcement January 1997 - December 2002
Skills
FCPA, Internal Investigations, AML
Education
New York University School of Law 1988 — 1991
JD, Law
University of Pennsylvania 1984 — 1988
B.A., History
Arthur Starikov's UBS Financial Services, Inc Experience September 1998 - August 2007
Job Project Manager AVP at Deutsche Bank
Industry Information Technology and Services
Experience
Deutsche Bank December 2014 - Present
Deutsche Bank January 2014 - November 2014
Bottomline Technologies June 2013 - January 2014
Morgan Stanley Smith Barney January 2010 - June 2013
Computer Technology Services, Inc. October 2007 - January 2009
UBS Financial Services, Inc. September 1998 - August 2007
AIG (American International Group) September 1997 - July 1998
Skills
Software Documentation, Quality Assurance, SDLC, User Acceptance Testing, Program Management, Testing, Scrum, Test Cases, Project Management, Regression Testing
Education
City University of New York
B.S., Business
Globe Institute of Technology 1996 — 1997
Professional Certification, Computer Programming
Nassau Community College 1992 — 1994
A.A.S, Marketing
Deutsche Bank December 2014 - Present
Deutsche Bank January 2014 - November 2014
Bottomline Technologies June 2013 - January 2014
Morgan Stanley Smith Barney January 2010 - June 2013
Computer Technology Services, Inc. October 2007 - January 2009
UBS Financial Services, Inc. September 1998 - August 2007
AIG (American International Group) September 1997 - July 1998
Skills
Software Documentation, Quality Assurance, SDLC, User Acceptance Testing, Program Management, Testing, Scrum, Test Cases, Project Management, Regression Testing
Education
City University of New York
B.S., Business
Globe Institute of Technology 1996 — 1997
Professional Certification, Computer Programming
Nassau Community College 1992 — 1994
A.A.S, Marketing
Linda Rushnak's UBS Financial Services, Inc Experience June 2006 - August 2006
Job Regulatory Attorney at NECA
Industry Telecommunications
Experience
NECA June 2010 - Present
State of New Jersey September 2008 - September 2009
UBS Financial Services, Inc. June 2006 - August 2006
Westwave Communications 2000 - 2002
Tekelec January 2000 - October 2000
Network Technologies International 1996 - 1999
Inter-Tel 1995 - 1996
RAM Mobile Data 1993 - 1995
AT&T Bell Laboratories 1986 - 1993
Skills
Legal Research, Analysis, Legal Writing, Telecommunications, VoIP, Program Management, Team Leadership
Education
Rutgers University School of Law - Newark 2004 — 2007
JD, Law
Stanford University 1986 — 1987
MS, Operations Research
Rutgers University-New Brunswick 1982 — 1986
BA, Mathematics & Economics
NECA June 2010 - Present
State of New Jersey September 2008 - September 2009
UBS Financial Services, Inc. June 2006 - August 2006
Westwave Communications 2000 - 2002
Tekelec January 2000 - October 2000
Network Technologies International 1996 - 1999
Inter-Tel 1995 - 1996
RAM Mobile Data 1993 - 1995
AT&T Bell Laboratories 1986 - 1993
Skills
Legal Research, Analysis, Legal Writing, Telecommunications, VoIP, Program Management, Team Leadership
Education
Rutgers University School of Law - Newark 2004 — 2007
JD, Law
Stanford University 1986 — 1987
MS, Operations Research
Rutgers University-New Brunswick 1982 — 1986
BA, Mathematics & Economics
Stacie Yee's UBS Financial Services, Inc Experience July 2008 - October 2008
Job Implementation Project Manager at J.P. Morgan
Industry Banking
Experience
J.P. Morgan February 2015 - Present
J.P. Morgan January 2013 - January 2015
PNC Bank, NA April 2010 - January 2013
PNC Bank, NA February 2009 - April 2010
UBS Financial Services, Inc. July 2008 - October 2008
National Basketball Association (NBA) August 2006 - August 2007
Skills
Microsoft Office, Internet Explorer, PeopleSoft, Lotus Notes, Financial Analysis, Finance, Customer Service, Leadership, Analysis, Management, Credit, Risk Management, Financial Services, Microsoft Excel, Project Management
Education
Rutgers University-New Brunswick 2006 — 2008
Bachelors of Science, Finance, Minor in Psychology
Stockton University 2004 — 2006
Bachelors of Science, Business Administration
J.P. Morgan February 2015 - Present
J.P. Morgan January 2013 - January 2015
PNC Bank, NA April 2010 - January 2013
PNC Bank, NA February 2009 - April 2010
UBS Financial Services, Inc. July 2008 - October 2008
National Basketball Association (NBA) August 2006 - August 2007
Skills
Microsoft Office, Internet Explorer, PeopleSoft, Lotus Notes, Financial Analysis, Finance, Customer Service, Leadership, Analysis, Management, Credit, Risk Management, Financial Services, Microsoft Excel, Project Management
Education
Rutgers University-New Brunswick 2006 — 2008
Bachelors of Science, Finance, Minor in Psychology
Stockton University 2004 — 2006
Bachelors of Science, Business Administration
Rana Audain's UBS Financial Services, Inc Experience March 1999 - March 2004
Job Account Manager
Industry Education Management
Experience
Smart Tuition September 2010 - Present
Advanced Health Media May 2010 - September 2010
Advogent/Cardinal Health March 2004 - October 2008
UBS Financial Services, Inc. March 1999 - March 2004
Skills
Event Planning, Account Management, Budgets, Customer Service, Event Management, Project Management, Microsoft Office, Marketing, Team Leadership, Sales, Outlook, Vendor Management, Change Management, Social Media Marketing, Microsoft Excel, Team Building, Logistics, Public Speaking, PowerPoint, Budget
Education
Raritan Valley Community College 2009 — 2010
Certification, Meetings/Event Planning
Rutgers University-New Brunswick 1993 — 1998
B.A., English
Smart Tuition September 2010 - Present
Advanced Health Media May 2010 - September 2010
Advogent/Cardinal Health March 2004 - October 2008
UBS Financial Services, Inc. March 1999 - March 2004
Skills
Event Planning, Account Management, Budgets, Customer Service, Event Management, Project Management, Microsoft Office, Marketing, Team Leadership, Sales, Outlook, Vendor Management, Change Management, Social Media Marketing, Microsoft Excel, Team Building, Logistics, Public Speaking, PowerPoint, Budget
Education
Raritan Valley Community College 2009 — 2010
Certification, Meetings/Event Planning
Rutgers University-New Brunswick 1993 — 1998
B.A., English
Ana Ponce de Leon-Dios's UBS Financial Services, Inc Experience September 2012 - Present
Job Client Service Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. September 2012 - Present
Various November 2009 - September 2012
New York Community Media Alliance September 2008 - August 2011
Rabbit Content September 2008 - November 2009
Skills
Final Cut Pro, Video, Project Management, Research, Post Production, Television, Photoshop, Microsoft Word, Social Media, Video Production, Advertising, Event Planning, Microsoft Excel, Digital Marketing, Film, Social Media Marketing, Editing, Social Networking, Digital Media, Photography, Blogging
Education
Emerson 2003 — 2005
Bachelor of Arts (B.A.), Video / Film
Mills College 2001 — 2003
UBS Financial Services, Inc. September 2012 - Present
Various November 2009 - September 2012
New York Community Media Alliance September 2008 - August 2011
Rabbit Content September 2008 - November 2009
Skills
Final Cut Pro, Video, Project Management, Research, Post Production, Television, Photoshop, Microsoft Word, Social Media, Video Production, Advertising, Event Planning, Microsoft Excel, Digital Marketing, Film, Social Media Marketing, Editing, Social Networking, Digital Media, Photography, Blogging
Education
Emerson 2003 — 2005
Bachelor of Arts (B.A.), Video / Film
Mills College 2001 — 2003
Rebecca Yeh's UBS Financial Services, Inc Experience July 2008 - Present
Job Financial Advisor at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. July 2008 - Present
Principal Financial Group October 2006 - May 2008
Citibank December 2004 - September 2006
Stamford Mortgage Company January 2002 - November 2004
Citigroup March 1987 - November 1987
Education
New York University - Leonard N. Stern School of Business 1979 — 1981
MBA, Finance
Northeastern University 1975 — 1976
MS, Economics
Tunghai University 1970 — 1974
BS, Economics
UBS Financial Services, Inc. July 2008 - Present
Principal Financial Group October 2006 - May 2008
Citibank December 2004 - September 2006
Stamford Mortgage Company January 2002 - November 2004
Citigroup March 1987 - November 1987
Education
New York University - Leonard N. Stern School of Business 1979 — 1981
MBA, Finance
Northeastern University 1975 — 1976
MS, Economics
Tunghai University 1970 — 1974
BS, Economics
Kathleen Titus's UBS Financial Services, Inc Experience 2009 - Present
Job Corporate Stock Benefit Consultant at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS February 2009 - Present
UBS Financial Services, Inc. 2009 - Present
Citi Smith Barney 1995 - 2008
Education
Niagara University 1984 — 1988
BS, Psychology
UBS February 2009 - Present
UBS Financial Services, Inc. 2009 - Present
Citi Smith Barney 1995 - 2008
Education
Niagara University 1984 — 1988
BS, Psychology
Sue Carrai's UBS Financial Services, Inc Experience 2002 - Present
Job Sr. Registered Client Service Assoc. at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. 2002 - Present
Education
New England Conservatory of Music 1974 — 1978
BM, Violin performance
Wakefield Memorial High School
Diploma
UBS Financial Services, Inc. 2002 - Present
Education
New England Conservatory of Music 1974 — 1978
BM, Violin performance
Wakefield Memorial High School
Diploma
Nicol Bell's UBS Financial Services, Inc Experience May 2006 - Present
Job Director, Associate General Counsel/Project Manager of Supervisory Controls at UBS
Industry Financial Services
Experience
UBS Financial Services, Inc. May 2006 - Present
NASD May 2000 - May 2006
Law Office of Doreen Ryan May 1999 - May 2000
Miller, Meyerson, Schwartz & Corbo April 1998 - May 1999
Essex County Superior Court, Family Division September 1996 - December 1997
City News Publishing Company August 1992 - July 1993
Skills
Compliance, Policy Analysis, Regulatory Analysis, Supervisory Controls, Procedure Review, Risk Assessment, Policy Writing, Procedure Manuals, Training, Content Development, Project Planning, Program Development, Process Management, Supervision, Report Writing, Regulatory Examinations
Education
Rutgers University School of Law - Newark 1993 — 1996
JD
Rutgers, The State University of New Jersey-New Brunswick 1984 — 1996
BA
UBS Financial Services, Inc. May 2006 - Present
NASD May 2000 - May 2006
Law Office of Doreen Ryan May 1999 - May 2000
Miller, Meyerson, Schwartz & Corbo April 1998 - May 1999
Essex County Superior Court, Family Division September 1996 - December 1997
City News Publishing Company August 1992 - July 1993
Skills
Compliance, Policy Analysis, Regulatory Analysis, Supervisory Controls, Procedure Review, Risk Assessment, Policy Writing, Procedure Manuals, Training, Content Development, Project Planning, Program Development, Process Management, Supervision, Report Writing, Regulatory Examinations
Education
Rutgers University School of Law - Newark 1993 — 1996
JD
Rutgers, The State University of New Jersey-New Brunswick 1984 — 1996
BA
Dominic Schagar's UBS Financial Services, Inc Experience 2007 - 2012
Job Investment Consultant at UBS Global Asset Management
Industry Financial Services
Experience
UBS Global Asset Management May 2013 - Present
UBS Global Asset Management 2012 - May 2013
UBS Financial Services, Inc. 2007 - 2012
Skills
Asset Management
Education
Pace University - Lubin School of Business 2003 — 2007
UBS Global Asset Management May 2013 - Present
UBS Global Asset Management 2012 - May 2013
UBS Financial Services, Inc. 2007 - 2012
Skills
Asset Management
Education
Pace University - Lubin School of Business 2003 — 2007
Patrick R. DiSimone, CFP®'s UBS Financial Services, Inc Experience August 2015 - Present
Job Wealth Strategy Associate, UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. August 2015 - Present
UBS Financial Services, Inc. January 2013 - Present
Education
Rutgers, The State University of New Jersey-New Brunswick 2006 — 2010
Bachelor of Arts, Economics
UBS Financial Services, Inc. August 2015 - Present
UBS Financial Services, Inc. January 2013 - Present
Education
Rutgers, The State University of New Jersey-New Brunswick 2006 — 2010
Bachelor of Arts, Economics
Dan Griep's UBS Financial Services, Inc Experience August 2006 - Present
Job Senior Vice President Wealth Management
Industry Financial Services
Experience
UBS Financial Services, Inc. August 2006 - Present
Piper Jaffray June 1993 - August 2006
Skills
Series 63, Wealth Management, Retirement, Financial Analysis, Strategic Financial..., Securities
Education
University of St. Thomas 1991 — 1993
Business
Minnesota State University, Mankato 1979 — 1984
BS, Business
UBS Financial Services, Inc. August 2006 - Present
Piper Jaffray June 1993 - August 2006
Skills
Series 63, Wealth Management, Retirement, Financial Analysis, Strategic Financial..., Securities
Education
University of St. Thomas 1991 — 1993
Business
Minnesota State University, Mankato 1979 — 1984
BS, Business
Fred Macholz's UBS Financial Services, Inc Experience November 2011 - November 2013
Job Financial Advisor at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors November 2013 - Present
UBS Financial Services, Inc. November 2011 - November 2013
UBS Financial Services, Inc. March 1998 - November 2013
UBS Financial Services Inc March 1998 - November 2011
Skills
Wealth Management, Equities, Portfolio Management, Investments, Series 7, Fixed Income, Mutual Funds, Derivatives, Asset Management, Banking, Securities, Strategic Financial..., Asset Allocation
Education
North Carolina State University 1982 — 1987
BS, Economics
South Mecklenburg HS 1978 — 1981
Graduated from High School
Wells Fargo Advisors November 2013 - Present
UBS Financial Services, Inc. November 2011 - November 2013
UBS Financial Services, Inc. March 1998 - November 2013
UBS Financial Services Inc March 1998 - November 2011
Skills
Wealth Management, Equities, Portfolio Management, Investments, Series 7, Fixed Income, Mutual Funds, Derivatives, Asset Management, Banking, Securities, Strategic Financial..., Asset Allocation
Education
North Carolina State University 1982 — 1987
BS, Economics
South Mecklenburg HS 1978 — 1981
Graduated from High School
Tosveena Thomas's UBS Financial Services, Inc Experience 2010 - 2010
Job Cost Accountant at BioRad Laboratories
Industry Biotechnology
Experience
Bio-Rad Laboratories May 2012 - Present
Bio-Rad Laboratories June 2011 - May 2012
Saint Mary's College of California May 2010 - August 2010
UBS Financial Services, Inc. 2010 - 2010
Skills
Analysis, Budgeting, Research, Outlook, Microsoft Excel, PowerPoint, Microsoft Office, Microsoft Word, Data Analysis, Financial Analysis, Market Research, Accounting, Forecasting, Finance, Marketing, Sales, Access, Social Media, Teamwork, Budgets, Variance Analysis, Process Improvement
Education
Saint Mary's College of California 2014 — 2015
Master of Business Administration (MBA)
Saint Mary's College of California 2007 — 2011
B.S.E Business Administration, Business Administration with Financial Services concentration
Queen Mary, U. of London 2009 — 2009
Business Adminstration
Bio-Rad Laboratories May 2012 - Present
Bio-Rad Laboratories June 2011 - May 2012
Saint Mary's College of California May 2010 - August 2010
UBS Financial Services, Inc. 2010 - 2010
Skills
Analysis, Budgeting, Research, Outlook, Microsoft Excel, PowerPoint, Microsoft Office, Microsoft Word, Data Analysis, Financial Analysis, Market Research, Accounting, Forecasting, Finance, Marketing, Sales, Access, Social Media, Teamwork, Budgets, Variance Analysis, Process Improvement
Education
Saint Mary's College of California 2014 — 2015
Master of Business Administration (MBA)
Saint Mary's College of California 2007 — 2011
B.S.E Business Administration, Business Administration with Financial Services concentration
Queen Mary, U. of London 2009 — 2009
Business Adminstration
Patricia Lin's UBS Financial Services, Inc Experience March 2012 - June 2012
Job Clinical Data Analyst at Blue Cross Blue Shield Association
Industry Hospital & Health Care
Experience
Blue Cross Blue Shield Association September 2014 - Present
bswift July 2013 - September 2014
Credit Suisse June 2012 - August 2012
UBS Financial Services, Inc. March 2012 - June 2012
Kellogg School of Management September 2010 - June 2012
Symphony Space June 2011 - September 2011
Pell Street Summer Mentorship Program June 2008 - August 2010
Education
Northwestern University 2010 — 2013
Bachelor of Arts
Stuyvesant High School 2005 — 2009
Blue Cross Blue Shield Association September 2014 - Present
bswift July 2013 - September 2014
Credit Suisse June 2012 - August 2012
UBS Financial Services, Inc. March 2012 - June 2012
Kellogg School of Management September 2010 - June 2012
Symphony Space June 2011 - September 2011
Pell Street Summer Mentorship Program June 2008 - August 2010
Education
Northwestern University 2010 — 2013
Bachelor of Arts
Stuyvesant High School 2005 — 2009
Matthew D'Addario's UBS Financial Services, Inc Experience September 2013 - Present
Job Wealth Strategy Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. September 2013 - Present
UBS Financial Services, Inc. October 2012 - September 2013
Rockwell Global Capital June 2011 - June 2012
Morgan Stanley Smith Barney June 2010 - August 2010
Citi Smith Barney June 2008 - August 2008
Education
Penn State University 2007 — 2011
B.S., Economics
Smeal College of Business
B.S, Economics
Spring 2011Pennsylvania State University: University
Bachelor of Science (B.S.), Economics
UBS Financial Services, Inc. September 2013 - Present
UBS Financial Services, Inc. October 2012 - September 2013
Rockwell Global Capital June 2011 - June 2012
Morgan Stanley Smith Barney June 2010 - August 2010
Citi Smith Barney June 2008 - August 2008
Education
Penn State University 2007 — 2011
B.S., Economics
Smeal College of Business
B.S, Economics
Spring 2011Pennsylvania State University: University
Bachelor of Science (B.S.), Economics
Jackson Miller's UBS Financial Services, Inc Experience November 2012 - May 2014
Job Operations Associate at WBB Securities LLC
Industry Financial Services
Experience
WBB Securities LLC March 2015 - Present
Bank of America June 2014 - March 2015
UBS Financial Services, Inc. November 2012 - May 2014
Folio Dynamix Advisors May 2012 - August 2012
UBS January 2012 - May 2012
Skills
Cold Calling, Appointment Generation, Data Analysis, Budget Analysis, Microsoft Excel, Microsoft Office, Customer Service, Fixed Income, Portfolio Management, Bloomberg, Valuation, Equities, Microsoft Word, PowerPoint, Investments, Strategic Financial..., Financial Analysis, Social Media, Financial Modeling, Financial Planning
Education
San Diego State University-California State University 2010 — 2014
Bachelor of Science (BS), Finance
WBB Securities LLC March 2015 - Present
Bank of America June 2014 - March 2015
UBS Financial Services, Inc. November 2012 - May 2014
Folio Dynamix Advisors May 2012 - August 2012
UBS January 2012 - May 2012
Skills
Cold Calling, Appointment Generation, Data Analysis, Budget Analysis, Microsoft Excel, Microsoft Office, Customer Service, Fixed Income, Portfolio Management, Bloomberg, Valuation, Equities, Microsoft Word, PowerPoint, Investments, Strategic Financial..., Financial Analysis, Social Media, Financial Modeling, Financial Planning
Education
San Diego State University-California State University 2010 — 2014
Bachelor of Science (BS), Finance
Steven Miller, CFP®'s UBS Financial Services, Inc Experience November 2011 - Present
Job Financial Advisor at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. November 2011 - Present
Morgan Stanley Smith Barney August 1997 - November 2011
Education
Pepperdine University, The George L. Graziadio School of Business and Management 1988 — 1989
Master of Business Administration (MBA)
UCSB 1982 — 1986
Bachelor's degree, Business/Managerial Economics
UBS Financial Services, Inc. November 2011 - Present
Morgan Stanley Smith Barney August 1997 - November 2011
Education
Pepperdine University, The George L. Graziadio School of Business and Management 1988 — 1989
Master of Business Administration (MBA)
UCSB 1982 — 1986
Bachelor's degree, Business/Managerial Economics
Henry Murakami's UBS Financial Services, Inc Experience November 2011 - Present
Job First Vice President Wealth Management
Industry Financial Services
Experience
UBS Financial Services, Inc. November 2011 - Present
Morgan Stanley 32yrs January 1980 - November 2011
US Army 1965 - 1967
Skills
Series 7, Retirement Planning, Investments, Financial Services
Education
San Francisco State University
Bachelor of Science, Mktg/Finance
UBS Financial Services, Inc. November 2011 - Present
Morgan Stanley 32yrs January 1980 - November 2011
US Army 1965 - 1967
Skills
Series 7, Retirement Planning, Investments, Financial Services
Education
San Francisco State University
Bachelor of Science, Mktg/Finance
Douglas Rich's UBS Financial Services, Inc Experience August 2013 - Present
Job Wealth Strategy Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. August 2013 - Present
UBS Financial Services, Inc. 2010 - 2013
Education
Penn State University 2006 — 2010
Bachelor of Science (BS), Economics
UBS Financial Services, Inc. August 2013 - Present
UBS Financial Services, Inc. 2010 - 2013
Education
Penn State University 2006 — 2010
Bachelor of Science (BS), Economics
JPMorgan Chase
Goldman Sachs
J.P. Morgan
Credit Suisse
Deutsche Bank
Citigroup
JP Morgan Chase
UBS