UBS Financial Services, Inc
Industry: Investment banking company
DescriptionUBS Group AG is a Swiss multinational investment bank and financial services company founded and based in Switzerland. Co-headquartered in the cities of Zürich and Basel, it maintains a presence in all major financial centers as the largest Swiss banking institution in the world. CEO: Sergio Ermotti (15 Nov 2011–) Customer service: 020 7567 8000 Headquarters: Basel, Switzerland Subsidiaries: UBS Limited, UBS Investment Bank,
UBS Financial Services, Inc List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at UBS Financial Services, Inc. You can filter them based on skills, years of employment, job, education, department, and prior employment.
UBS Financial Services, Inc Salaries. You can even request information on how much does UBS Financial Services, Inc pay if you want to. Learn about salaries, pros and cons of working for UBS Financial Services, Inc directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
2,397 UBS Financial Services, Inc employees in database. Find out everything there's to know about UBS Financial Services, Inc employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
UBS Financial Services, Inc Employees
Employee
Years
Job
Industry
David Taub David Taub's UBS Financial Services, Inc Experience February 2010 - August 2010
Job Sr. Research Analyst, Media Analytics at Nielsen Entertainment
Industry Market Research
Experience
Nielsen March 2015 - Present
BuzzBack Market Research January 2014 - March 2015
BuzzBack Market Research January 2013 - January 2014
BuzzBack Market Research June 2011 - January 2013
Lawline.com August 2010 - May 2011
UBS Financial Services Inc February 2010 - August 2010
Skills
Marketing Research, Market Research, Data Analysis, Management, Microsoft Excel, Testing, Segmentation, Report Writing, PowerPoint, Conjoint Analysis, Logistic Regression, Modeling, Forecasting, Quantitative Research, SPSS, Customer Insight, Online Research, Analytics, Questionnaire Design, Research, Consumer Insight
Education
CUNY Hunter College 2009 — 2014
Master of Arts (M.A.) and Bachelor of Arts (B.A.), Economics
Boston University 2007 — 2009
Roslyn High School 2003 — 2007
Nielsen March 2015 - Present
BuzzBack Market Research January 2014 - March 2015
BuzzBack Market Research January 2013 - January 2014
BuzzBack Market Research June 2011 - January 2013
Lawline.com August 2010 - May 2011
UBS Financial Services Inc February 2010 - August 2010
Skills
Marketing Research, Market Research, Data Analysis, Management, Microsoft Excel, Testing, Segmentation, Report Writing, PowerPoint, Conjoint Analysis, Logistic Regression, Modeling, Forecasting, Quantitative Research, SPSS, Customer Insight, Online Research, Analytics, Questionnaire Design, Research, Consumer Insight
Education
CUNY Hunter College 2009 — 2014
Master of Arts (M.A.) and Bachelor of Arts (B.A.), Economics
Boston University 2007 — 2009
Roslyn High School 2003 — 2007
Hunter Wynne's UBS Financial Services, Inc Experience June 2015 - Present
Job Financial Advisor
Industry Financial Services
Experience
UBS Financial Services Inc. June 2015 - Present
The Washington Group May 2013 - June 2015
Winton Holdings January 2007 - August 2014
India Western Capital Partners April 2010 - January 2013
Jesup & Lamont Securities August 2009 - March 2010
Education
Boston University - School of Management
Bachelor of Science, Business Administration
UBS Financial Services Inc. June 2015 - Present
The Washington Group May 2013 - June 2015
Winton Holdings January 2007 - August 2014
India Western Capital Partners April 2010 - January 2013
Jesup & Lamont Securities August 2009 - March 2010
Education
Boston University - School of Management
Bachelor of Science, Business Administration
Brent T. Barnhart Brent T. Barnhart's UBS Financial Services, Inc Experience December 2009 - Present
Job Account Vice President at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. December 2009 - Present
Education
Boston University - School of Management 2004 — 2008
Bachelor of Business Administration (B.B.A.), Finance
The London School of Economics and Political Science (LSE) 2005 — 2005
UBS Financial Services Inc. December 2009 - Present
Education
Boston University - School of Management 2004 — 2008
Bachelor of Business Administration (B.B.A.), Finance
The London School of Economics and Political Science (LSE) 2005 — 2005
Sarah Perlman Sarah Perlman's UBS Financial Services, Inc Experience August 2012 - March 2014
Job Equity Capital Markets at UBS Investment Bank
Industry Investment Banking
Experience
UBS Investment Bank April 2014 - Present
UBS Financial Services Inc August 2012 - March 2014
UBS Financial Services Inc June 2011 - August 2011
Merrill Lynch September 2010 - December 2010
Paraco Gas June 2010 - August 2010
UBS 2009 - 2009
Skills
Bloomberg, Excel, PowerPoint, Factset, French, Series 7, Series 66
Education
Bryant University 2008 — 2012
Bachelor of Science, Business Administration
Bryant University Class of 2012 2008 — 2012
Bachelor of Science, Business Administration; Finance; Business and Management Program
Ridgefield High School 2004 — 2008
UBS Investment Bank April 2014 - Present
UBS Financial Services Inc August 2012 - March 2014
UBS Financial Services Inc June 2011 - August 2011
Merrill Lynch September 2010 - December 2010
Paraco Gas June 2010 - August 2010
UBS 2009 - 2009
Skills
Bloomberg, Excel, PowerPoint, Factset, French, Series 7, Series 66
Education
Bryant University 2008 — 2012
Bachelor of Science, Business Administration
Bryant University Class of 2012 2008 — 2012
Bachelor of Science, Business Administration; Finance; Business and Management Program
Ridgefield High School 2004 — 2008
Joseph Vicinanzo Joseph Vicinanzo's UBS Financial Services, Inc Experience December 2009 - March 2010
Job Tutor at Self Employed
Industry Primary/Secondary Education
Experience
Holy Family Academy January 2015 - Present
Self Employed August 2013 - Present
UNH School of Law August 2013 - January 2014
Engility Corp for the Student and Exchange Visitor Program of Homeland Security June 2012 - June 2013
Virginia Growth, Opportunity, and Prosperity Fund October 2011 - May 2012
197th Fires Brigade September 2010 - September 2011
UBS Financial Services, Inc December 2009 - March 2010
Josiah Bartlett Center for Public Policy May 2008 - August 2008
Skills
Administrative..., Politics, Research, Public Speaking, Editing, Political Science, Microsoft Office, Microsoft Excel, Nonprofits, Administrative Law, Event Planning, International Relations, History, Creative Writing, PowerPoint, Social Media, Legal Assistance, Leadership, Government, Teaching, Event Management, Fundraising, Copy Editing, Customer Service, Blogging, Legal Writing, Political Campaigns, Community Outreach, Non-profits, Microsoft Word, Public Relations, Policy Analysis, French, Public Policy, Critical Thinking, Proofreading
Education
Liberty University 2014 — 2016
Master of Arts in Teaching, Secondary Education and Teaching
University of New Hampshire School of Law 2013 — 2014
The Adjutant General's School 2010 — 2010
MOS 27D, Army Paralegal Specialist Advanced Individual Training
Christendom College 2005 — 2009
Bachelor of Arts, Political Science and Economics
Holy Family Academy January 2015 - Present
Self Employed August 2013 - Present
UNH School of Law August 2013 - January 2014
Engility Corp for the Student and Exchange Visitor Program of Homeland Security June 2012 - June 2013
Virginia Growth, Opportunity, and Prosperity Fund October 2011 - May 2012
197th Fires Brigade September 2010 - September 2011
UBS Financial Services, Inc December 2009 - March 2010
Josiah Bartlett Center for Public Policy May 2008 - August 2008
Skills
Administrative..., Politics, Research, Public Speaking, Editing, Political Science, Microsoft Office, Microsoft Excel, Nonprofits, Administrative Law, Event Planning, International Relations, History, Creative Writing, PowerPoint, Social Media, Legal Assistance, Leadership, Government, Teaching, Event Management, Fundraising, Copy Editing, Customer Service, Blogging, Legal Writing, Political Campaigns, Community Outreach, Non-profits, Microsoft Word, Public Relations, Policy Analysis, French, Public Policy, Critical Thinking, Proofreading
Education
Liberty University 2014 — 2016
Master of Arts in Teaching, Secondary Education and Teaching
University of New Hampshire School of Law 2013 — 2014
The Adjutant General's School 2010 — 2010
MOS 27D, Army Paralegal Specialist Advanced Individual Training
Christendom College 2005 — 2009
Bachelor of Arts, Political Science and Economics
Elizabet Soltero's UBS Financial Services, Inc Experience March 2014 - December 2014
Job Retail Consultant, Sprint
Industry Retail
Experience
Sprint December 2014 - Present
UBS Financial Services Inc. March 2014 - December 2014
Foot Locker June 2011 - December 2014
The Children's Place November 2011 - December 2011
Skills
Microsoft Office, Social Media, Outlook, Customer Service, PowerPoint, Time Management, Microsoft Word, Microsoft Excel, Social Networking, Sales, Teamwork
Education
California State University-Fullerton 2010 — 2015
Bachelor of Arts (B.A.), Accounting and Finance
Lennox Math, Science, and Technology Academy 2006 — 2010
Highschool diploma
Sprint December 2014 - Present
UBS Financial Services Inc. March 2014 - December 2014
Foot Locker June 2011 - December 2014
The Children's Place November 2011 - December 2011
Skills
Microsoft Office, Social Media, Outlook, Customer Service, PowerPoint, Time Management, Microsoft Word, Microsoft Excel, Social Networking, Sales, Teamwork
Education
California State University-Fullerton 2010 — 2015
Bachelor of Arts (B.A.), Accounting and Finance
Lennox Math, Science, and Technology Academy 2006 — 2010
Highschool diploma
Peter Waldron, CFP, CRPC's UBS Financial Services, Inc Experience October 2011 - Present
Job Sr. Vice President Wealth Management
Industry Financial Services
Experience
UBS Financial Services Inc. October 2011 - Present
Morgan Stanley Smith Barney January 2009 - November 2011
Merrill Lynch August 2005 - January 2009
Pulte Homes December 2003 - August 2005
Education
Brigham Young University 1998 — 2002
BS, Accountancy
UBS Financial Services Inc. October 2011 - Present
Morgan Stanley Smith Barney January 2009 - November 2011
Merrill Lynch August 2005 - January 2009
Pulte Homes December 2003 - August 2005
Education
Brigham Young University 1998 — 2002
BS, Accountancy
Dulguun Batjargal Dulguun Batjargal's UBS Financial Services, Inc Experience April 2008 - January 2014
Job Broker at #1 Realty in the US
Industry Real Estate
Experience
Keller Williams Realty, Inc May 2014 - Present
Merrill Lynch October 2012 - April 2014
UBS Financial Services Inc. April 2008 - January 2014
Skills
Investments, Banking, Financial Analysis, Strategic Financial..., Investment Banking, Portfolio Management, Strategic Planning, Financial Modeling, Business Planning, Financial Planning, Corporate Finance, Negotiation, Microsoft Office, Series 7, Insurance, Customer Service, Equities, Risk Management, Series 66, California Health and..., California Notary Public, Real Estate Investment
Education
California State University-Long Beach - College of Business Administration 2004 — 2007
BS, Finance Real Estate and Law
Keller Williams Realty, Inc May 2014 - Present
Merrill Lynch October 2012 - April 2014
UBS Financial Services Inc. April 2008 - January 2014
Skills
Investments, Banking, Financial Analysis, Strategic Financial..., Investment Banking, Portfolio Management, Strategic Planning, Financial Modeling, Business Planning, Financial Planning, Corporate Finance, Negotiation, Microsoft Office, Series 7, Insurance, Customer Service, Equities, Risk Management, Series 66, California Health and..., California Notary Public, Real Estate Investment
Education
California State University-Long Beach - College of Business Administration 2004 — 2007
BS, Finance Real Estate and Law
Svetlana (Koltun) Freeland Svetlana (Koltun) Freeland's UBS Financial Services, Inc Experience October 2007 - January 2014
Job Director of Operations at IFAM Capital
Industry Financial Services
Experience
IFAM Capital January 2014 - Present
UBS Financial Services Inc October 2007 - January 2014
Smith Barney 2004 - 2007
Smith Barney 1995 - 2004
Education
City University of New York-Brooklyn College 1996 — 1998
BS, Business Finance and Management
Pace University - Lubin School of Business 1993 — 1996
Management Information Systems
Edward R Murrow High School 1989 — 1993
Business
IFAM Capital January 2014 - Present
UBS Financial Services Inc October 2007 - January 2014
Smith Barney 2004 - 2007
Smith Barney 1995 - 2004
Education
City University of New York-Brooklyn College 1996 — 1998
BS, Business Finance and Management
Pace University - Lubin School of Business 1993 — 1996
Management Information Systems
Edward R Murrow High School 1989 — 1993
Business
Madeleine Antekelian Madeleine Antekelian's UBS Financial Services, Inc Experience 2001 - Present
Job Senior Vice President Wealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. 2001 - Present
Salomon Smith Barney 1979 - 2001
Education
California State University-Northridge
BA, Business Administration
UBS Financial Services Inc. 2001 - Present
Salomon Smith Barney 1979 - 2001
Education
California State University-Northridge
BA, Business Administration
Anthony Culazzo Anthony Culazzo's UBS Financial Services, Inc Experience January 2013 - September 2015
Job Assistant Vice President, Complex Risk Officer at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley September 2015 - Present
UBS Financial Services, Inc January 2013 - September 2015
UBS Financial Services, Inc August 2012 - December 2012
UBS Financial Services, Inc March 2012 - August 2012
UBS Financial Services, Inc October 2009 - March 2012
UBS Financial Services, Inc. December 2008 - October 2009
UBS Financial Services, Inc May 2006 - December 2008
Wedbush Securities February 2004 - May 2006
Education
California State University-Long Beach
Bachelor of Science, Business Administration (Finance, Real Estate, Law)
West Valley College
Morgan Stanley September 2015 - Present
UBS Financial Services, Inc January 2013 - September 2015
UBS Financial Services, Inc August 2012 - December 2012
UBS Financial Services, Inc March 2012 - August 2012
UBS Financial Services, Inc October 2009 - March 2012
UBS Financial Services, Inc. December 2008 - October 2009
UBS Financial Services, Inc May 2006 - December 2008
Wedbush Securities February 2004 - May 2006
Education
California State University-Long Beach
Bachelor of Science, Business Administration (Finance, Real Estate, Law)
West Valley College
Alexander David Murray Alexander David Murray's UBS Financial Services, Inc Experience May 2010 - May 2014
Job VP Financial Advisor at JPMorgan Securities LLC
Industry Financial Services
Experience
JPMorgan Securities LLC June 2014 - Present
UBS Financial Services Inc. May 2010 - May 2014
Murray & Marek LLP January 2007 - May 2011
Boeing Satellite Systems May 2004 - December 2008
Education
University of Southern California - Marshall School of Business
Master of Business Administration (MBA)
California State University-Long Beach
Double Major, BArts Economics / BSci International Business
Universidade Federal de Santa Catarina
Semester Abroad, Economics / Portuguese
JPMorgan Securities LLC June 2014 - Present
UBS Financial Services Inc. May 2010 - May 2014
Murray & Marek LLP January 2007 - May 2011
Boeing Satellite Systems May 2004 - December 2008
Education
University of Southern California - Marshall School of Business
Master of Business Administration (MBA)
California State University-Long Beach
Double Major, BArts Economics / BSci International Business
Universidade Federal de Santa Catarina
Semester Abroad, Economics / Portuguese
Celina Pugh Celina Pugh's UBS Financial Services, Inc Experience January 2012 - Present
Job Client Service Associate at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc January 2012 - Present
UBS Financial Services Inc January 2010 - December 2011
S&N Construction August 2006 - December 2009
Education
California State University-Fullerton 2006 — 2011
Communications, Public Relations
Arcadia High School 2002 — 2006
High school diploma
UBS Financial Services Inc January 2012 - Present
UBS Financial Services Inc January 2010 - December 2011
S&N Construction August 2006 - December 2009
Education
California State University-Fullerton 2006 — 2011
Communications, Public Relations
Arcadia High School 2002 — 2006
High school diploma
Ronald Giancristofaro's UBS Financial Services, Inc Experience July 1995 - Present
Job Senior Vice President Wealth Management at UBS Financial Services Inc.
Industry
Experience
UBS Financial Services Inc. July 1995 - Present
Education
Boston College 1991 — 1995
Bachelor's degree, Finance, General
UBS Financial Services Inc. July 1995 - Present
Education
Boston College 1991 — 1995
Bachelor's degree, Finance, General
Jason M. Katz, CIMA®'s UBS Financial Services, Inc Experience 1994 - Present
Job Managing Director at UBS Financial Services Inc
Industry Investment Management
Experience
UBS Financial Services Inc 1994 - Present
Education
Boston University Questrom School of Business 1988 — 1992
Finance
UBS Financial Services Inc 1994 - Present
Education
Boston University Questrom School of Business 1988 — 1992
Finance
Jan Kidd Jan Kidd's UBS Financial Services, Inc Experience August 2008 - April 2012
Job First Bank Virginia
Industry Banking
Experience
First Bank Virginia November 2014 - Present
Greater Augusta Regional Chamber of Commerce December 2012 - November 2014
Weaver Insurance and Financial Advisors April 2012 - November 2014
UBS Financial Services Inc. August 2008 - April 2012
Education
Bridgewater College
Bachelor of Science (BS), Double Major in Business Administration and Fashion Merchandising
Bath County High School 1992 — 1996
First Bank Virginia November 2014 - Present
Greater Augusta Regional Chamber of Commerce December 2012 - November 2014
Weaver Insurance and Financial Advisors April 2012 - November 2014
UBS Financial Services Inc. August 2008 - April 2012
Education
Bridgewater College
Bachelor of Science (BS), Double Major in Business Administration and Fashion Merchandising
Bath County High School 1992 — 1996
Christopher Soto's UBS Financial Services, Inc Experience March 2009 - Present
Job Financial Advisor at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. March 2009 - Present
Merrill Lynch 2008 - 2009
Education
California State University-Fullerton
Finance
UBS Financial Services Inc. March 2009 - Present
Merrill Lynch 2008 - 2009
Education
California State University-Fullerton
Finance
Heather Kono's UBS Financial Services, Inc Experience February 2013 - Present
Job UBS Financial Services, Inc.
Industry Investment Management
Experience
UBS Financial Services Inc February 2013 - Present
Cleveland Clinic 2012 - 2013
Custom Design Environments 2002 - 2012
Education
Cleveland State University 2002 — 2006
Bachelor of Arts (B.A.), Speech and Hearing
Gilmour Academy 1998 — 2001
UBS Financial Services Inc February 2013 - Present
Cleveland Clinic 2012 - 2013
Custom Design Environments 2002 - 2012
Education
Cleveland State University 2002 — 2006
Bachelor of Arts (B.A.), Speech and Hearing
Gilmour Academy 1998 — 2001
Glen W. Darby Glen W. Darby's UBS Financial Services, Inc Experience August 2014 - Present
Job Senior Vice PresidentWealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. August 2014 - Present
Barclays July 2011 - August 2014
Merrill Lynch August 1983 - July 2011
Education
Bowdoin College 1978 — 1982
Bachelor of Arts (B.A.), Economics
Middlesex School 1974 — 1978
UBS Financial Services Inc. August 2014 - Present
Barclays July 2011 - August 2014
Merrill Lynch August 1983 - July 2011
Education
Bowdoin College 1978 — 1982
Bachelor of Arts (B.A.), Economics
Middlesex School 1974 — 1978
Judy Kaufman Judy Kaufman's UBS Financial Services, Inc Experience March 2012 - Present
Job Team Administrator The Ellentuck Wealth Management Group at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services Inc. March 2012 - Present
Morgan Stanley January 2003 - March 2012
Skills
Alternative Investments, Securities
Education
California State University-Northridge 2000 — 2003
Bachelor of Art, History
UBS Financial Services Inc. March 2012 - Present
Morgan Stanley January 2003 - March 2012
Skills
Alternative Investments, Securities
Education
California State University-Northridge 2000 — 2003
Bachelor of Art, History
Farid Mirzababayev's UBS Financial Services, Inc Experience January 2007 - July 2008
Job Treasury Management at East West Bank
Industry Financial Services
Experience
East West Bank October 2014 - Present
Comerica Bank March 2010 - October 2014
Oppenheimer & Co, Inc. July 2008 - January 2010
UBS Financial Services Inc. January 2007 - July 2008
Morgan Stanley Investment Management March 2002 - January 2007
Skills
Portfolio Management, Entrepreneur, Customer Relations, Team Leadership, Process Improvement, Multi Tasking, Foreign Languages, Real Estate, Marketing Strategy, Account Management, Market Research, Investment Properties, Project Management, Entrepreneurship, Banking, Customer Service, Investments, Strategy, Financial Analysis, Credit, Business Strategy, Analysis, Management, Risk Management, Financial Services, Marketing, Asset Management, Wealth Management, Business Development, Credit Analysis, Finance, Business Planning, Investment Banking, Private Equity, Securities, Forecasting, Mergers & Acquisitions, Training, Financial Risk, Insurance, Accounting, Retail Banking, Sales, Commercial Banking, Corporate Finance, Asset Allocation, Due Diligence, Financial Modeling, Strategic Financial..., Loans
Education
Abraham Lincoln School of Law 2011 — 2014
J.D. Juris Doctor, Law
California State University-Northridge 2003 — 2006
B.S., Political Science/Foreign Relations
Santa Monica College 2000 — 2003
A.A., Economics, Major in Finance
Fairfax High School 1997 — 2000
Diploma, General Studies, Fairfax High School, Los Angeles Califronia
East West Bank October 2014 - Present
Comerica Bank March 2010 - October 2014
Oppenheimer & Co, Inc. July 2008 - January 2010
UBS Financial Services Inc. January 2007 - July 2008
Morgan Stanley Investment Management March 2002 - January 2007
Skills
Portfolio Management, Entrepreneur, Customer Relations, Team Leadership, Process Improvement, Multi Tasking, Foreign Languages, Real Estate, Marketing Strategy, Account Management, Market Research, Investment Properties, Project Management, Entrepreneurship, Banking, Customer Service, Investments, Strategy, Financial Analysis, Credit, Business Strategy, Analysis, Management, Risk Management, Financial Services, Marketing, Asset Management, Wealth Management, Business Development, Credit Analysis, Finance, Business Planning, Investment Banking, Private Equity, Securities, Forecasting, Mergers & Acquisitions, Training, Financial Risk, Insurance, Accounting, Retail Banking, Sales, Commercial Banking, Corporate Finance, Asset Allocation, Due Diligence, Financial Modeling, Strategic Financial..., Loans
Education
Abraham Lincoln School of Law 2011 — 2014
J.D. Juris Doctor, Law
California State University-Northridge 2003 — 2006
B.S., Political Science/Foreign Relations
Santa Monica College 2000 — 2003
A.A., Economics, Major in Finance
Fairfax High School 1997 — 2000
Diploma, General Studies, Fairfax High School, Los Angeles Califronia
Liz Clifford Liz Clifford's UBS Financial Services, Inc Experience May 2004 - September 2006
Job Director Advisory Consulting at UBS
Industry Financial Services
Experience
UBS August 2015 - Present
PIMCO January 2013 - July 2015
Nuveen Investments April 2011 - January 2013
UBS Global Asset Management February 2009 - February 2010
UBS Global Asset Management October 2008 - February 2009
UBS Global Asset Management January 2006 - July 2008
UBS Global Asset Management September 2006 - June 2007
UBS Financial Services, Inc May 2004 - September 2006
UBS PaineWebber April 2001 - May 2004
Mutchler Pharmaceuticals Inc October 1999 - March 2001
Skills
Wealth Management, Investments, Marketing, Consulting, Series 7, Asset Allocation, Series 63, Fixed Income, Asset Managment, Investment Advisory, Equities, Securities, Asset Management
Education
Bucknell University 1995 — 1999
B.S, Chemical Engineering
The Ursuline School
UBS August 2015 - Present
PIMCO January 2013 - July 2015
Nuveen Investments April 2011 - January 2013
UBS Global Asset Management February 2009 - February 2010
UBS Global Asset Management October 2008 - February 2009
UBS Global Asset Management January 2006 - July 2008
UBS Global Asset Management September 2006 - June 2007
UBS Financial Services, Inc May 2004 - September 2006
UBS PaineWebber April 2001 - May 2004
Mutchler Pharmaceuticals Inc October 1999 - March 2001
Skills
Wealth Management, Investments, Marketing, Consulting, Series 7, Asset Allocation, Series 63, Fixed Income, Asset Managment, Investment Advisory, Equities, Securities, Asset Management
Education
Bucknell University 1995 — 1999
B.S, Chemical Engineering
The Ursuline School
Ronald W. Phillis Ronald W. Phillis's UBS Financial Services, Inc Experience May 2011 - Present
Job Private Wealth Management at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. May 2011 - Present
Banc of America Securities August 2005 - September 2006
Banc of America Securities April 2002 - September 2005
Goldman Sachs, Inc. November 1997 - April 2002
Fidelity Management and Research Company June 1996 - August 1996
Houlihan Lokey May 1991 - April 1995
Education
NYU Stern School of Business 1995 — 1997
MBA, Finance
California State University-Northridge 1987 — 1990
B.S., Finance
UBS Financial Services Inc. May 2011 - Present
Banc of America Securities August 2005 - September 2006
Banc of America Securities April 2002 - September 2005
Goldman Sachs, Inc. November 1997 - April 2002
Fidelity Management and Research Company June 1996 - August 1996
Houlihan Lokey May 1991 - April 1995
Education
NYU Stern School of Business 1995 — 1997
MBA, Finance
California State University-Northridge 1987 — 1990
B.S., Finance
Carla Stirling Carla Stirling's UBS Financial Services, Inc Experience July 2013 - June 2015
Job Equestrian Center at Fairmont Hotels & Resorts
Industry Financial Services
Experience
Fairmont Hotels & Resorts June 2015 - Present
UBS Financial Services Inc. July 2013 - June 2015
Pratt & Whitney February 2011 - May 2013
Nordstrom February 2010 - February 2011
Mary's Tack & Feed March 2005 - January 2010
Education
Cal State San Marcos 2011 — 2013
Bachelor of Science (BS), Finance, General
MiraCosta College 2008 — 2011
Associate of Arts (AA), Business Administration and Management, General
Fairmont Hotels & Resorts June 2015 - Present
UBS Financial Services Inc. July 2013 - June 2015
Pratt & Whitney February 2011 - May 2013
Nordstrom February 2010 - February 2011
Mary's Tack & Feed March 2005 - January 2010
Education
Cal State San Marcos 2011 — 2013
Bachelor of Science (BS), Finance, General
MiraCosta College 2008 — 2011
Associate of Arts (AA), Business Administration and Management, General
Bron Torres Bron Torres's UBS Financial Services, Inc Experience January 2006 - March 2007
Job
Industry Information Technology and Services
Experience
Deloitte January 2011 - November 2013
Kaiser Permanente IT March 2009 - January 2011
NBC Universal February 2009 - March 2009
Expedia Inc. July 2008 - September 2008
Chapman University August 2007 - June 2008
UBS Financial Services Inc. January 2006 - March 2007
GSS Group LLC. July 2002 - December 2006
Washington Mutual March 1999 - July 2002
Skills
CISSP, Security Metrics, Risk Management, Risk Assessment, Penetration Testing, HIPAA, HITRUST, Business Continuity..., Disaster Recovery, Network Security, Application Security..., Mobile Device Security, Biomedical Device..., Threat & Vulnerability..., Security, Mobile Devices, Information Security, Information Security..., Governance, PCI DSS, Business Continuity, IT Audit, Management, Vendor Management, IT Strategy, Leadership
Education
Chapman University, The George L. Argyros School of Business and Economics 2007 — 2009
Master of Business Administration, Finance, Marketing
California State University-Monterey Bay 2002 — 2004
College of the Canyons 1999 — 2002
Associate of Science, Business
Deloitte January 2011 - November 2013
Kaiser Permanente IT March 2009 - January 2011
NBC Universal February 2009 - March 2009
Expedia Inc. July 2008 - September 2008
Chapman University August 2007 - June 2008
UBS Financial Services Inc. January 2006 - March 2007
GSS Group LLC. July 2002 - December 2006
Washington Mutual March 1999 - July 2002
Skills
CISSP, Security Metrics, Risk Management, Risk Assessment, Penetration Testing, HIPAA, HITRUST, Business Continuity..., Disaster Recovery, Network Security, Application Security..., Mobile Device Security, Biomedical Device..., Threat & Vulnerability..., Security, Mobile Devices, Information Security, Information Security..., Governance, PCI DSS, Business Continuity, IT Audit, Management, Vendor Management, IT Strategy, Leadership
Education
Chapman University, The George L. Argyros School of Business and Economics 2007 — 2009
Master of Business Administration, Finance, Marketing
California State University-Monterey Bay 2002 — 2004
College of the Canyons 1999 — 2002
Associate of Science, Business
Karthik Nagalingam Karthik Nagalingam's UBS Financial Services, Inc Experience May 2012 - July 2012
Job Equity Derivatives Research Associate
Industry Financial Services
Experience
Deutsche Bank July 2015 - Present
Bank of Tokyo-Mitsubishi UFJ June 2014 - August 2014
Bank of Tokyo-Mitsubishi UFJ May 2013 - August 2013
Columbia University July 2012 - August 2012
UBS Financial Services, Inc May 2012 - July 2012
Princeton Day School September 2010 - June 2011
Skills
Microsoft Excel, Microsoft Word, PowerPoint, News Writing, Ruby on Rails, Regression Analysis, Lindo, InDesign, Research, Finance, Teamwork, SPSS, Microsoft Office, Public Speaking, Data Analysis, Analysis, Python, Social Media, Leadership, Marketing, Matlab
Education
Carnegie Mellon University 2011 — 2015
Bachelor of Science, Business Administration and Finance
Princeton Day School 2006 — 2011
Deutsche Bank July 2015 - Present
Bank of Tokyo-Mitsubishi UFJ June 2014 - August 2014
Bank of Tokyo-Mitsubishi UFJ May 2013 - August 2013
Columbia University July 2012 - August 2012
UBS Financial Services, Inc May 2012 - July 2012
Princeton Day School September 2010 - June 2011
Skills
Microsoft Excel, Microsoft Word, PowerPoint, News Writing, Ruby on Rails, Regression Analysis, Lindo, InDesign, Research, Finance, Teamwork, SPSS, Microsoft Office, Public Speaking, Data Analysis, Analysis, Python, Social Media, Leadership, Marketing, Matlab
Education
Carnegie Mellon University 2011 — 2015
Bachelor of Science, Business Administration and Finance
Princeton Day School 2006 — 2011
Giancarlo Moran Giancarlo Moran's UBS Financial Services, Inc Experience May 2005 - Present
Job .
Industry Financial Services
Experience
UBS Financial Services Inc May 2005 - Present
Wachovia Securities, LLC 2000 - 2004
North Fork Bank 1997 - 2000
Education
City University of New York-College of Staten Island 1995 — 1997
UBS Financial Services Inc May 2005 - Present
Wachovia Securities, LLC 2000 - 2004
North Fork Bank 1997 - 2000
Education
City University of New York-College of Staten Island 1995 — 1997
Lisa B. Puntillo Lisa B. Puntillo's UBS Financial Services, Inc Experience June 2008 - Present
Job Senior Vice President at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. June 2008 - Present
Solomon Smith Barney December 2000 - June 2008
Sanford C. Bernstein January 1995 - December 2000
Skills
Private Equity, Due Diligence, Equities, Finance, Corporate Finance, Financial Services, IPO, Commercial Real Estate, Bloomberg, Financial Analysis, Investments, Investment Management, Investment Strategies, Leadership
Education
New York University
Master of Business Administration (MBA), Finance, General
Carnegie Mellon University
Bachelor of Fine Arts (BFA)
UBS Financial Services Inc. June 2008 - Present
Solomon Smith Barney December 2000 - June 2008
Sanford C. Bernstein January 1995 - December 2000
Skills
Private Equity, Due Diligence, Equities, Finance, Corporate Finance, Financial Services, IPO, Commercial Real Estate, Bloomberg, Financial Analysis, Investments, Investment Management, Investment Strategies, Leadership
Education
New York University
Master of Business Administration (MBA), Finance, General
Carnegie Mellon University
Bachelor of Fine Arts (BFA)
Larry Smith, CFP,CIMA Larry Smith, CFP,CIMA's UBS Financial Services, Inc Experience November 1990 - Present
Job OnPointe Wealth Partners "Navigation for Life"
Industry Financial Services
Experience
UBS Financial Services Inc. November 1990 - Present
Skills
Wealth Management..., Certified Financial..., Certified Investment..., Retirement Planning, Estate Planning, Financial Markets, Strategic Partnerships
Education
Claremont Graduate University - Peter F. Drucker and Masatoshi Ito Graduate School of Management 1989 — 1991
MBA, Finance
Cal Poly Pomona 1975 — 1978
Bachelor of Science, Business
UBS Financial Services Inc. November 1990 - Present
Skills
Wealth Management..., Certified Financial..., Certified Investment..., Retirement Planning, Estate Planning, Financial Markets, Strategic Partnerships
Education
Claremont Graduate University - Peter F. Drucker and Masatoshi Ito Graduate School of Management 1989 — 1991
MBA, Finance
Cal Poly Pomona 1975 — 1978
Bachelor of Science, Business
Mindy Qua, AIF, CRPS's UBS Financial Services, Inc Experience 2007 - May 2012
Job Financial Advisor at McDonald Partners
Industry Investment Management
Experience
McDonald Partners May 2012 - Present
UBS Financial Services Inc. 2007 - May 2012
McDonald Investments January 1998 - February 2007
KeyCorp 1995 - 1998
Skills
401k, Series 7, Capital IQ, Series 63, Retirement Plan..., Mutual Funds, Asset Allocation, Investment Advisory, Retirement, Investment Strategies, Finance, Investments, Alternative Investments, Wealth Management, Securities, Investment Management
Education
Cleveland State University
Bachelors, Finance
McDonald Partners May 2012 - Present
UBS Financial Services Inc. 2007 - May 2012
McDonald Investments January 1998 - February 2007
KeyCorp 1995 - 1998
Skills
401k, Series 7, Capital IQ, Series 63, Retirement Plan..., Mutual Funds, Asset Allocation, Investment Advisory, Retirement, Investment Strategies, Finance, Investments, Alternative Investments, Wealth Management, Securities, Investment Management
Education
Cleveland State University
Bachelors, Finance
Carl Chiu Carl Chiu's UBS Financial Services, Inc Experience May 2013 - Present
Job AML Financial Crime Analyst at UBS
Industry Financial Services
Experience
UBS Financial Services Inc May 2013 - Present
CEEJ, LLC, International Marketing & Entertainment January 2012 - April 2013
John Jay College February 2012 - December 2012
FILLMORE REAL ESTATE May 2011 - June 2012
KPMG February 2012 - May 2012
Indus Sunrise, Inc February 2008 - May 2009
Law Office of Marjorie Siegel February 2007 - February 2009
CSI Ground Operations, Inc. July 2004 - May 2005
Skills
Microsoft Office, Typing 120 WPM, Financial Analysis, Data Analysis, Access, Risk Management, Social Networking, Sales, Auditing, Accounting, PowerPoint, Social Media, Research, Microsoft Excel, Outlook, Public Speaking, Typing, Management, Customer Service, QuickBooks, Microsoft Word, Strategic Planning, Project Management, Marketing Strategy, Team Leadership, Leadership, Time Management, Finance, Negotiation, Policy
Education
City University of New York-John Jay College of Criminal Justice
BS, Economics, Forensic Financial Analysis
Coursera.org
Information Security & Risk Management in Context
Kingsborough Community College
Occupational Therapy
UBS Financial Services Inc May 2013 - Present
CEEJ, LLC, International Marketing & Entertainment January 2012 - April 2013
John Jay College February 2012 - December 2012
FILLMORE REAL ESTATE May 2011 - June 2012
KPMG February 2012 - May 2012
Indus Sunrise, Inc February 2008 - May 2009
Law Office of Marjorie Siegel February 2007 - February 2009
CSI Ground Operations, Inc. July 2004 - May 2005
Skills
Microsoft Office, Typing 120 WPM, Financial Analysis, Data Analysis, Access, Risk Management, Social Networking, Sales, Auditing, Accounting, PowerPoint, Social Media, Research, Microsoft Excel, Outlook, Public Speaking, Typing, Management, Customer Service, QuickBooks, Microsoft Word, Strategic Planning, Project Management, Marketing Strategy, Team Leadership, Leadership, Time Management, Finance, Negotiation, Policy
Education
City University of New York-John Jay College of Criminal Justice
BS, Economics, Forensic Financial Analysis
Coursera.org
Information Security & Risk Management in Context
Kingsborough Community College
Occupational Therapy
Bill Dore Bill Dore's UBS Financial Services, Inc Experience January 1973 - Present
Job Vice President Investments at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. January 1973 - Present
Education
Boston University Questrom School of Business 1965 — 1969
Bachelor of Science, Business
Choate Rosemary Hall 1960 — 1965
UBS Financial Services Inc. January 1973 - Present
Education
Boston University Questrom School of Business 1965 — 1969
Bachelor of Science, Business
Choate Rosemary Hall 1960 — 1965
Peter Beswerchij Peter Beswerchij's UBS Financial Services, Inc Experience January 2006 - Present
Job First Vice President Wealth Management
Industry Financial Services
Experience
UBS Financial Services Inc. January 2006 - Present
Education
Boston College - Wallace E. Carroll Graduate School of Management 1987 — 1989
M.S., Finance
Houston Baptist University - College of Business and Economics 1983 — 1985
B.S., Finance
UBS Financial Services Inc. January 2006 - Present
Education
Boston College - Wallace E. Carroll Graduate School of Management 1987 — 1989
M.S., Finance
Houston Baptist University - College of Business and Economics 1983 — 1985
B.S., Finance
Kaitlyn Rose's UBS Financial Services, Inc Experience September 2013 - May 2015
Job Sales Associate at Deutsche Bank
Industry Financial Services
Experience
Deutsche Bank May 2015 - Present
UBS Financial Services Inc September 2013 - May 2015
UBS Financial Services Inc June 2008 - September 2013
UBS Financial Services June 2007 - June 2008
Education
Boston College 2007 — 2008
MA, Developmental & Educational Psychology
Boston College 2003 — 2007
BA, Psychology
Deutsche Bank May 2015 - Present
UBS Financial Services Inc September 2013 - May 2015
UBS Financial Services Inc June 2008 - September 2013
UBS Financial Services June 2007 - June 2008
Education
Boston College 2007 — 2008
MA, Developmental & Educational Psychology
Boston College 2003 — 2007
BA, Psychology
Noah Blumenthal Noah Blumenthal's UBS Financial Services, Inc Experience 1998 - 2003
Job CEO of SavvyRoo and Chancellor at SavvyRooU
Industry Internet
Experience
SavvyRooU December 2014 - Present
SavvyRoo January 2013 - Present
Leading Principles, Inc. September 2003 - Present
Berrett-Koehler Authors Co-op September 2008 - September 2010
Berrett-Koehler 2007 - August 2009
UBS December 1998 - August 2003
UBS Financial Services Inc. 1998 - 2003
Chase 1998 - 1998
Chase 1998 - 1998
Skills
Leadership Development, Executive Coaching, Personal Development, Leadership, Organizational..., Conflict Resolution
Education
Columbia University in the City of New York 1996 — 1999
Organizational Psychology
Teachers College of Columbia University 1996 — 1998
ABD, Organizational Psychology
Brandeis University 1990 — 1994
BA, Psychology
SavvyRooU December 2014 - Present
SavvyRoo January 2013 - Present
Leading Principles, Inc. September 2003 - Present
Berrett-Koehler Authors Co-op September 2008 - September 2010
Berrett-Koehler 2007 - August 2009
UBS December 1998 - August 2003
UBS Financial Services Inc. 1998 - 2003
Chase 1998 - 1998
Chase 1998 - 1998
Skills
Leadership Development, Executive Coaching, Personal Development, Leadership, Organizational..., Conflict Resolution
Education
Columbia University in the City of New York 1996 — 1999
Organizational Psychology
Teachers College of Columbia University 1996 — 1998
ABD, Organizational Psychology
Brandeis University 1990 — 1994
BA, Psychology
Joe Palko, CFP® Joe Palko, CFP®'s UBS Financial Services, Inc Experience April 2007 - February 2013
Job Financial Advisor at McDonald Partners
Industry Financial Services
Experience
McDonald Partners February 2013 - Present
Cleveland Engineering Society July 2012 - Present
Crown Point Ecology Center 2007 - Present
UBS Financial Services Inc. April 2007 - February 2013
Connecticut Reserve Technologies February 1997 - April 2007
TRW 1994 - 1997
Cleveland State University 1989 - 1994
Education
Boston University 2005 — 2006
Certificate for Financial Planners, Financial Planning
Cleveland State University 1989 — 1992
Master of Science in Engineering Mechanics, Engineering Mechanics
Cleveland State University 1984 — 1989
Bachelor's in Civil Engineering, Civil Engineering
Holy Name 1980 — 1984
McDonald Partners February 2013 - Present
Cleveland Engineering Society July 2012 - Present
Crown Point Ecology Center 2007 - Present
UBS Financial Services Inc. April 2007 - February 2013
Connecticut Reserve Technologies February 1997 - April 2007
TRW 1994 - 1997
Cleveland State University 1989 - 1994
Education
Boston University 2005 — 2006
Certificate for Financial Planners, Financial Planning
Cleveland State University 1989 — 1992
Master of Science in Engineering Mechanics, Engineering Mechanics
Cleveland State University 1984 — 1989
Bachelor's in Civil Engineering, Civil Engineering
Holy Name 1980 — 1984
Mitch Herd's UBS Financial Services, Inc Experience January 2002 - January 2003
Job Broker at Charles Schwab
Industry Financial Services
Experience
Charles Schwab February 2014 - Present
E*TRADE Capital Management August 2011 - February 2014
US Bancorp Investments, Inc January 2010 - January 2011
UnionBanc Investment Services, Inc January 2006 - January 2010
WM Financial Services/Washington Mutual January 2003 - January 2005
UBS Financial Services, Inc January 2002 - January 2003
Skills
Salesforce.com, Investments, Portfolio Management, Insurance, Customer Satisfaction, Financial Services, Separately Managed..., Unified Managed Accounts, Financial Risk..., Sales, Customer Service, Asset Allocation, New Business Development, Solution Selling, Selling Skills, Customer Engagement, Value Selling, Building Relationships, Lasting Relationships, Mutual Funds, Consultative Selling..., Financial Risk, Financial Markets, Series 7, Business Development, Risk Tolerance, Financial Analysis, Relationship Management, Wealth Management
Education
California State University-Bakersfield 1989 — 1995
Bachelor of Applied Science (B.A.Sc.), Geology/Earth Science, General
Arvin High
Charles Schwab February 2014 - Present
E*TRADE Capital Management August 2011 - February 2014
US Bancorp Investments, Inc January 2010 - January 2011
UnionBanc Investment Services, Inc January 2006 - January 2010
WM Financial Services/Washington Mutual January 2003 - January 2005
UBS Financial Services, Inc January 2002 - January 2003
Skills
Salesforce.com, Investments, Portfolio Management, Insurance, Customer Satisfaction, Financial Services, Separately Managed..., Unified Managed Accounts, Financial Risk..., Sales, Customer Service, Asset Allocation, New Business Development, Solution Selling, Selling Skills, Customer Engagement, Value Selling, Building Relationships, Lasting Relationships, Mutual Funds, Consultative Selling..., Financial Risk, Financial Markets, Series 7, Business Development, Risk Tolerance, Financial Analysis, Relationship Management, Wealth Management
Education
California State University-Bakersfield 1989 — 1995
Bachelor of Applied Science (B.A.Sc.), Geology/Earth Science, General
Arvin High
Alan Reisfield Alan Reisfield's UBS Financial Services, Inc Experience April 2008 - Present
Job Financial Advisor at UBS
Industry Financial Services
Experience
UBS Financial Services Inc. April 2008 - Present
Morgan Stanley Smith Barney May 1993 - April 2008
JH Cohn, LLP September 1989 - April 1993
Education
Clarion University of Pennsylvania 1985 — 1989
Bachelor of Business Administration (B.B.A.), Accounting
UBS Financial Services Inc. April 2008 - Present
Morgan Stanley Smith Barney May 1993 - April 2008
JH Cohn, LLP September 1989 - April 1993
Education
Clarion University of Pennsylvania 1985 — 1989
Bachelor of Business Administration (B.B.A.), Accounting
Jon Mallon Jon Mallon's UBS Financial Services, Inc Experience July 2011 - February 2014
Job Regional Executive / Director at Deutsche Bank
Industry Financial Services
Experience
Deutsche Bank October 2014 - Present
Deutsche Bank February 2014 - October 2014
UBS Financial Services Inc. July 2011 - February 2014
Morgan Stanley Smith Barney March 2010 - June 2011
Morgan Stanley December 2006 - March 2010
Mallon Associates April 2001 - December 2006
Lehman Brothers September 1998 - April 2001
Lehman Brothers October 1995 - September 1998
Morgan Stanley November 1992 - September 1995
Education
Bucknell University 1987 — 1991
BSBA, Finance, Economics
Greenwich High 1984 — 1987
Brunswick
Deutsche Bank October 2014 - Present
Deutsche Bank February 2014 - October 2014
UBS Financial Services Inc. July 2011 - February 2014
Morgan Stanley Smith Barney March 2010 - June 2011
Morgan Stanley December 2006 - March 2010
Mallon Associates April 2001 - December 2006
Lehman Brothers September 1998 - April 2001
Lehman Brothers October 1995 - September 1998
Morgan Stanley November 1992 - September 1995
Education
Bucknell University 1987 — 1991
BSBA, Finance, Economics
Greenwich High 1984 — 1987
Brunswick
Drew Iacovazzi's UBS Financial Services, Inc Experience September 2008 - May 2011
Job Associate, Wealth Transfer Lindberg & Ripple
Industry Financial Services
Experience
Lindberg & Ripple August 2011 - Present
UBS Financial Services Inc September 2008 - May 2011
Mark Zydanowicz - Congressional Campaign May 2010 - August 2010
Skills
Analysis, Research, Public Speaking, Strategic Planning, Insurance, Life Insurance
Education
The American College 2015 — 2016
CFP - Certified Financial Planner, Financial Services
Champlain College 2007 — 2011
Bachelor's Degree, Business, Finance, Management
Hall High School 2003 — 2007
High School
National Outdoor Leadership School 2006 — 2006
Outdoor Leadership
Lindberg & Ripple August 2011 - Present
UBS Financial Services Inc September 2008 - May 2011
Mark Zydanowicz - Congressional Campaign May 2010 - August 2010
Skills
Analysis, Research, Public Speaking, Strategic Planning, Insurance, Life Insurance
Education
The American College 2015 — 2016
CFP - Certified Financial Planner, Financial Services
Champlain College 2007 — 2011
Bachelor's Degree, Business, Finance, Management
Hall High School 2003 — 2007
High School
National Outdoor Leadership School 2006 — 2006
Outdoor Leadership
Melinda Carmichael, CIMA's UBS Financial Services, Inc Experience August 2008 - Present
Job Sr Vice President, UBS Financial Services Inc. Pasadena,CA
Industry Financial Services
Experience
UBS Financial Services Inc. August 2008 - Present
Morgan Stanley March 1982 - August 2008
Skills
Wealth Management..., Certified Investment..., Retirement Planning, 401k Rollovers, Investment Advisory, Investment Strategies, Portfolio Management, Alternative Investments, Series 65, Series 63, Series 7, Uniform Combined State...
Education
Chapman University 1966 — 1969
Education
Foothill High School 1962 — 1966
UBS Financial Services Inc. August 2008 - Present
Morgan Stanley March 1982 - August 2008
Skills
Wealth Management..., Certified Investment..., Retirement Planning, 401k Rollovers, Investment Advisory, Investment Strategies, Portfolio Management, Alternative Investments, Series 65, Series 63, Series 7, Uniform Combined State...
Education
Chapman University 1966 — 1969
Education
Foothill High School 1962 — 1966
Pierre Guigui's UBS Financial Services, Inc Experience April 2009 - September 2010
Job Director Investment Counselor
Industry Financial Services
Experience
Citigroup September 2010 - Present
UBS Financial Services Inc. April 2009 - September 2010
UBS Financial Services Inc. December 2006 - April 2009
USB AG September 2003 - December 2006
Zurich Financial Services September 2002 - September 2003
Citigroup Inc. June 1998 - July 2002
Citibank N.A., Zurich, Switzerland September 1994 - June 1998
Citibank AG, Frankfurt, Germany March 1989 - September 1994
First Chicago April 1985 - March 1989
Skills
Alternative Investments, Finance, Wealth Management, Private Banking, Corporate Finance, Asset Allocation, Capital Markets, Insurance, Portfolio Management, Investments, Risk Management, Equities, Estate Planning, Management, Financial Services, Asset Management, Leadership, Banking, Investment Banking, Financial Markets
Education
Boston University 1975 — 1979
Bachelor of Arts, BA
Citigroup September 2010 - Present
UBS Financial Services Inc. April 2009 - September 2010
UBS Financial Services Inc. December 2006 - April 2009
USB AG September 2003 - December 2006
Zurich Financial Services September 2002 - September 2003
Citigroup Inc. June 1998 - July 2002
Citibank N.A., Zurich, Switzerland September 1994 - June 1998
Citibank AG, Frankfurt, Germany March 1989 - September 1994
First Chicago April 1985 - March 1989
Skills
Alternative Investments, Finance, Wealth Management, Private Banking, Corporate Finance, Asset Allocation, Capital Markets, Insurance, Portfolio Management, Investments, Risk Management, Equities, Estate Planning, Management, Financial Services, Asset Management, Leadership, Banking, Investment Banking, Financial Markets
Education
Boston University 1975 — 1979
Bachelor of Arts, BA
Molly Kesler Harley Molly Kesler Harley's UBS Financial Services, Inc Experience November 2008 - Present
Job First Vice President Wealth Management, UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. November 2008 - Present
Davidson Companies May 1995 - November 2008
RBC Dain Rauscher April 1986 - May 1995
Education
Brigham Young University 1975 — 1975
Business
Flathead High School 1969 — 1972
UBS Financial Services Inc. November 2008 - Present
Davidson Companies May 1995 - November 2008
RBC Dain Rauscher April 1986 - May 1995
Education
Brigham Young University 1975 — 1975
Business
Flathead High School 1969 — 1972
Carl Eckelman Carl Eckelman's UBS Financial Services, Inc Experience January 1998 - Present
Job Senior VicePresident Wealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. January 1998 - Present
Skills
Strategic Planning, Customer Service, Investments, Retirement Planning, Social Security, Fixed Income
Education
Central New Mexico Community College
Liberal Arts and Sciences, General Studies and Humanities
UBS Financial Services Inc. January 1998 - Present
Skills
Strategic Planning, Customer Service, Investments, Retirement Planning, Social Security, Fixed Income
Education
Central New Mexico Community College
Liberal Arts and Sciences, General Studies and Humanities
Adam Koyanagi Adam Koyanagi's UBS Financial Services, Inc Experience September 2014 - Present
Job Financial Advisor at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services, Inc September 2014 - Present
Education
California State University-Fullerton
Bachelor's Degree
UBS Financial Services, Inc September 2014 - Present
Education
California State University-Fullerton
Bachelor's Degree
Alexandre Dieudonne Alexandre Dieudonne's UBS Financial Services, Inc Experience February 2012 - Present
Job IT Analyst
Industry Information Technology and Services
Experience
UBS Financial Services Inc February 2012 - Present
FDM Group July 2011 - Present
Skills
SQL, ITIL, SDLC, Troubleshooting, Unix, Shell Scripting, Linux, Databases, Operating Systems, Windows, VBA, Visio, PL/SQL, Integration, Access, Visual Basic, Microsoft Office, Change Management, Requirements Analysis, Support Documentation, Unix Shell Scripting, SSIS, Microsoft SQL Server, T-SQL, Informatica, Cognos Report Studio
Education
City University of New York-Hunter College 2006 — 2011
Bachelor of Arts, Computer Science
UBS Financial Services Inc February 2012 - Present
FDM Group July 2011 - Present
Skills
SQL, ITIL, SDLC, Troubleshooting, Unix, Shell Scripting, Linux, Databases, Operating Systems, Windows, VBA, Visio, PL/SQL, Integration, Access, Visual Basic, Microsoft Office, Change Management, Requirements Analysis, Support Documentation, Unix Shell Scripting, SSIS, Microsoft SQL Server, T-SQL, Informatica, Cognos Report Studio
Education
City University of New York-Hunter College 2006 — 2011
Bachelor of Arts, Computer Science
Jeff Allen, CFP®, CTFA's UBS Financial Services, Inc Experience August 2007 - Present
Job Vice President at UBS Financial Services Inc.
Industry Investment Management
Experience
UBS Financial Services Inc. August 2007 - Present
US Trust Bank of America Private Wealth Management January 2001 - August 2007
Education
Campbell University 1998 — 2000
Bachelor of Business Administration, Trust Management and Financial Planning
East Carolina University 1996 — 1998
Business
UBS Financial Services Inc. August 2007 - Present
US Trust Bank of America Private Wealth Management January 2001 - August 2007
Education
Campbell University 1998 — 2000
Bachelor of Business Administration, Trust Management and Financial Planning
East Carolina University 1996 — 1998
Business
Andrew Gaglione Andrew Gaglione's UBS Financial Services, Inc Experience February 2009 - Present
Job Vice President Wealth Management, Portfolio ManagerUBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services, Inc February 2009 - Present
Gaglione Bros Famous Steaks and Subs January 2004 - Present
Morgan Stanley Smith Barney August 1998 - February 2009
Education
California State University-Chico
UBS Financial Services, Inc February 2009 - Present
Gaglione Bros Famous Steaks and Subs January 2004 - Present
Morgan Stanley Smith Barney August 1998 - February 2009
Education
California State University-Chico
Donald Giacomelli Donald Giacomelli's UBS Financial Services, Inc Experience 1993 - Present
Job Senior Vice President at UBS Financial Services, Inc
Industry Financial Services
Experience
UBS Financial Services, Inc 1993 - Present
Merrill Lynch 1974 - 1993
Education
Bucknell University 1967 — 1971
BSBA, Accounting
UBS Financial Services, Inc 1993 - Present
Merrill Lynch 1974 - 1993
Education
Bucknell University 1967 — 1971
BSBA, Accounting
David Wolfley CRPC®'s UBS Financial Services, Inc Experience September 2011 - Present
Job Senior Vice President Wealth Management, Portfolio Manager at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. September 2011 - Present
Wells Fargo Advisors, LLC March 2006 - September 2011
Smith Barney April 1999 - March 2006
Education
California State University-Long Beach - College of Business Administration 1996 — 1998
Finance
UBS Financial Services Inc. September 2011 - Present
Wells Fargo Advisors, LLC March 2006 - September 2011
Smith Barney April 1999 - March 2006
Education
California State University-Long Beach - College of Business Administration 1996 — 1998
Finance
Linda K. Lyons, CFP®, CIMA®'s UBS Financial Services, Inc Experience 2000 - Present
Job Vice PresidentWealth Management UBS Financial Services Inc. OnPointe Wealth Partners
Industry Financial Services
Experience
UBS Financial Services Inc. 2000 - Present
Frame n Lens 1997 - 1998
McMullen Argus Publishing 1996 - 1997
Hub Distributing 1988 - 1996
Education
California State University-Fullerton - College of Business and Economics 1980 — 1983
Bachelor of Arts, Accounting
University of La Verne 1979 — 1980
UBS Financial Services Inc. 2000 - Present
Frame n Lens 1997 - 1998
McMullen Argus Publishing 1996 - 1997
Hub Distributing 1988 - 1996
Education
California State University-Fullerton - College of Business and Economics 1980 — 1983
Bachelor of Arts, Accounting
University of La Verne 1979 — 1980
Matthew Garnett's UBS Financial Services, Inc Experience January 2008 - Present
Job Financial Advisor at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. January 2008 - Present
The Connection, Inc. 2004 - 2008
Private 1996 - 2008
Silver Hill Hospital 2003 - 2004
Education
University of Bridgeport 1999 — 2002
MS, Counseling
Bucknell University 1990 — 1994
BA, Psychology, Business, English, History
Darien High School 1986 — 1990
HSD
UBS Financial Services Inc. January 2008 - Present
The Connection, Inc. 2004 - 2008
Private 1996 - 2008
Silver Hill Hospital 2003 - 2004
Education
University of Bridgeport 1999 — 2002
MS, Counseling
Bucknell University 1990 — 1994
BA, Psychology, Business, English, History
Darien High School 1986 — 1990
HSD
Sally Vail's UBS Financial Services, Inc Experience November 1985 - Present
Job Senior Vice PresidentInvestments at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. November 1985 - Present
Kidder Peabody November 1985 - October 1986
Education
Boston University
Staples High School
UBS Financial Services Inc. November 1985 - Present
Kidder Peabody November 1985 - October 1986
Education
Boston University
Staples High School
James Nowakowski James Nowakowski's UBS Financial Services, Inc Experience January 1992 - Present
Job Senior Vice President
Industry Financial Services
Experience
UBS Financial Services Inc. January 1992 - Present
Education
Central Michigan University
M.S.A., Business Administration
Wayne State University
B.S., Business Administration
UBS Financial Services Inc. January 1992 - Present
Education
Central Michigan University
M.S.A., Business Administration
Wayne State University
B.S., Business Administration
John A. Rodgers, CFP® John A. Rodgers, CFP®'s UBS Financial Services, Inc Experience November 1999 - August 2012
Job CFP and owner at Foundation Wealth Management. Wells Fargo Advisors
Industry Financial Services
Experience
FOUNDATION WEALTH MANAGEMENT (Wells Fargo Advisors FINET) August 2012 - Present
UBS Financial Services Inc. November 1999 - August 2012
Education
University of La Verne 2000 — 2003
MBA, Marketing and Management
College for Financial Planning 1987 — 1991
CFP®, Financial planning
California State University-Bakersfield 1973 — 1975
MA, Educational administration
University of South Florida 1969 — 1970
MA, Education
University of South Florida 1965 — 1969
BA, Chemistry
FOUNDATION WEALTH MANAGEMENT (Wells Fargo Advisors FINET) August 2012 - Present
UBS Financial Services Inc. November 1999 - August 2012
Education
University of La Verne 2000 — 2003
MBA, Marketing and Management
College for Financial Planning 1987 — 1991
CFP®, Financial planning
California State University-Bakersfield 1973 — 1975
MA, Educational administration
University of South Florida 1969 — 1970
MA, Education
University of South Florida 1965 — 1969
BA, Chemistry
Richard Eastburn's UBS Financial Services, Inc Experience 1985 - Present
Job Financial Advisor, Vice President Wealth Management UBS Financial Services, Inc
Industry Financial Services
Experience
UBS Financial Services Inc. 1985 - Present
McDonald Investments 1996 - 2007
The Ohio Company July 1985 - January 1996
Skills
Wealth Management, Investments, Retirement Planning, Strategic Financial..., Investment Advisory, Portfolio Management, Financial Analysis, Series 7, Asset Management, Estate Planning, Strategic Planning
Education
Cleveland State University 1970 — 1976
Bachelor of Arts (BA)
UBS Financial Services Inc. 1985 - Present
McDonald Investments 1996 - 2007
The Ohio Company July 1985 - January 1996
Skills
Wealth Management, Investments, Retirement Planning, Strategic Financial..., Investment Advisory, Portfolio Management, Financial Analysis, Series 7, Asset Management, Estate Planning, Strategic Planning
Education
Cleveland State University 1970 — 1976
Bachelor of Arts (BA)
Eusebio Hooke Eusebio Hooke's UBS Financial Services, Inc Experience March 2000 - March 2006
Job Experienced Corporate Actions Specialist
Industry Financial Services
Experience
DTCC September 2010 - Present
Sumitomo Trust Bank June 2009 - September 2009
Pershing October 2007 - June 2009
Sumitomo Trust Bank (USA) March 2006 - September 2007
UBS Financial Services Inc March 2000 - March 2006
Skills
Trading, Equities, Mutual Funds, Financial Markets, Corporate Actions
Education
City University of New York City College 1990 — 1995
BS, Biology
DTCC September 2010 - Present
Sumitomo Trust Bank June 2009 - September 2009
Pershing October 2007 - June 2009
Sumitomo Trust Bank (USA) March 2006 - September 2007
UBS Financial Services Inc March 2000 - March 2006
Skills
Trading, Equities, Mutual Funds, Financial Markets, Corporate Actions
Education
City University of New York City College 1990 — 1995
BS, Biology
Talha Farooq's UBS Financial Services, Inc Experience May 2015 - Present
Job Wealth Management Intern at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. May 2015 - Present
LPL Financial February 2015 - May 2015
Three Star Video Games November 2010 - January 2015
Skills
Finance, Financial Services, Accounting, Financial Analysis, Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Google Docs, Google Drive, Social Media, Phone Etiquette, Customer Service, Leadership, Team Building, QuickBooks, Public Speaking, Communication, Sales, Time Management, Teamwork, Outlook, Access
Education
California State University-Long Beach 2014 — 2018
Bachelor's Degree, Accounting and Finance
Torrance High School 2010 — 2014
High School, High School/Secondary Diplomas and Certificates
UBS Financial Services Inc. May 2015 - Present
LPL Financial February 2015 - May 2015
Three Star Video Games November 2010 - January 2015
Skills
Finance, Financial Services, Accounting, Financial Analysis, Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Google Docs, Google Drive, Social Media, Phone Etiquette, Customer Service, Leadership, Team Building, QuickBooks, Public Speaking, Communication, Sales, Time Management, Teamwork, Outlook, Access
Education
California State University-Long Beach 2014 — 2018
Bachelor's Degree, Accounting and Finance
Torrance High School 2010 — 2014
High School, High School/Secondary Diplomas and Certificates
James Small James Small's UBS Financial Services, Inc Experience January 2009 - Present
Job Senior Vice President Investments at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. January 2009 - Present
Morgan Stanley January 1990 - January 1995
Education
Bowdoin College
History
UBS Financial Services Inc. January 2009 - Present
Morgan Stanley January 1990 - January 1995
Education
Bowdoin College
History
Yvonne Gaines Yvonne Gaines's UBS Financial Services, Inc Experience 2001 - 2005
Job Senior Organizational Development Strategist
Industry Hospital & Health Care
Experience
1199 SEIU Funds 2015 - Present
MEMORIAL SLOAN KETTERING CANCER CENTER 2006 - 2015
MEMORIAL SLOAN-KETTERING CANCER CENTER 2005 - 2006
UBS FINANCIAL SERVICES, INC 2001 - 2005
FORT POINT PARTNERS, INC 2000 - 2001
Accenture 1997 - 2000
Skills
Management, Psychology, Executive Coaching, Talent Management, Leadership Development, Organizational..., Organizational..., Culture Change, Performance Management, Executive Development, 360 Feedback, Strategy, Training, Leadership, Employee Benefits, Employee Training, Human Resources, Consulting, Healthcare, Change Management
Education
City University of New York City College
Bachelor of Arts
Stevens Institute of Technology
Masters of Science
1199 SEIU Funds 2015 - Present
MEMORIAL SLOAN KETTERING CANCER CENTER 2006 - 2015
MEMORIAL SLOAN-KETTERING CANCER CENTER 2005 - 2006
UBS FINANCIAL SERVICES, INC 2001 - 2005
FORT POINT PARTNERS, INC 2000 - 2001
Accenture 1997 - 2000
Skills
Management, Psychology, Executive Coaching, Talent Management, Leadership Development, Organizational..., Organizational..., Culture Change, Performance Management, Executive Development, 360 Feedback, Strategy, Training, Leadership, Employee Benefits, Employee Training, Human Resources, Consulting, Healthcare, Change Management
Education
City University of New York City College
Bachelor of Arts
Stevens Institute of Technology
Masters of Science
Nicholas W. Helfenstein's UBS Financial Services, Inc Experience May 2008 - April 2011
Job Capital Development & Investor Relations at Millennium Partners
Industry Investment Management
Experience
Millennium Partners April 2011 - Present
UBS Financial Services Inc. May 2008 - April 2011
UBS Financial Services Inc. July 2006 - June 2008
Education
Boston College 2002 — 2006
Chaminade High School 1998 — 2002
Millennium Partners April 2011 - Present
UBS Financial Services Inc. May 2008 - April 2011
UBS Financial Services Inc. July 2006 - June 2008
Education
Boston College 2002 — 2006
Chaminade High School 1998 — 2002
Jack A. Aleksanyan's UBS Financial Services, Inc Experience July 2012 - January 2013
Job Consultant at Booz Allen Hamilton
Industry Management Consulting
Experience
Booz Allen Hamilton June 2014 - Present
Morgan Stanley February 2013 - May 2014
UBS Financial Services Inc. July 2012 - January 2013
UBS Financial Services Inc. August 2010 - June 2012
Skills
Asset Allocation, Bloomberg, Financial Modeling, Valuation, Analysis, Investment Strategies, Portfolio Management, Asset Management, Management, Financial Reporting, Accounting, Data Analysis, Entrepreneurship, Business Strategy, Management Consulting, Process Improvement, Project Management
Education
Indiana University - Kelley School of Business 2014 — 2016
Business Analytics Graduate Program, GPA 3.5/4.0
California State University-Long Beach 2008 — 2012
Bachelor of Science (B.S.), Finance
Booz Allen Hamilton June 2014 - Present
Morgan Stanley February 2013 - May 2014
UBS Financial Services Inc. July 2012 - January 2013
UBS Financial Services Inc. August 2010 - June 2012
Skills
Asset Allocation, Bloomberg, Financial Modeling, Valuation, Analysis, Investment Strategies, Portfolio Management, Asset Management, Management, Financial Reporting, Accounting, Data Analysis, Entrepreneurship, Business Strategy, Management Consulting, Process Improvement, Project Management
Education
Indiana University - Kelley School of Business 2014 — 2016
Business Analytics Graduate Program, GPA 3.5/4.0
California State University-Long Beach 2008 — 2012
Bachelor of Science (B.S.), Finance
Alexandria Estrada Alexandria Estrada's UBS Financial Services, Inc Experience January 2015 - Present
Job Client Service Associate at UBS
Industry Financial Services
Experience
UBS Financial Services Inc. January 2015 - Present
Education
California State University-Fullerton 2010 — 2014
Bachelor of Arts (B.A.)
Ontario Christian High School 2006 — 2010
UBS Financial Services Inc. January 2015 - Present
Education
California State University-Fullerton 2010 — 2014
Bachelor of Arts (B.A.)
Ontario Christian High School 2006 — 2010
Emily Minnich, CFP®'s UBS Financial Services, Inc Experience May 2005 - Present
Job
Industry Financial Services
Experience
UBS Financial Services Inc. May 2005 - Present
Wachovia Securities, LLC June 2003 - May 2005
Education
Bowling Green State University 1997 — 2001
BSBA, Business & Marketing
UBS Financial Services Inc. May 2005 - Present
Wachovia Securities, LLC June 2003 - May 2005
Education
Bowling Green State University 1997 — 2001
BSBA, Business & Marketing
Alexander Mufel Alexander Mufel's UBS Financial Services, Inc Experience September 2006 - March 2008
Job Middle Office Credit/UST Trade Support
Industry Financial Services
Experience
Crédit Agricole CIB July 2015 - Present
RAJE May 2008 - Present
WhoTrades, Inc. January 2015 - July 2015
Gagnon Securities April 2014 - December 2014
ICAP September 2008 - April 2014
UBS Financial Services September 2006 - April 2008
UBS Financial Services Inc September 2006 - March 2008
Skills
Equities, Trading, Series 7, Credit Derivatives, Settlement, Equity Derivatives, Capital Markets, Bonds, Options, Derivatives, FINRA, CDS, Fixed Income, Bloomberg, Middle Office, Management, Settlements, Swaps, Securities, Financial Markets, Trading Systems, Analysis, Electronic Trading, Axys, Moxy
Education
City University of New York-College of Staten Island 2002 — 2006
Bachelors of Science, Finance/Marketing
College of Staten Island (CUNY) 2002 — 2006
Bachelor of Science 2006Dual, Finance/Marketing
Crédit Agricole CIB July 2015 - Present
RAJE May 2008 - Present
WhoTrades, Inc. January 2015 - July 2015
Gagnon Securities April 2014 - December 2014
ICAP September 2008 - April 2014
UBS Financial Services September 2006 - April 2008
UBS Financial Services Inc September 2006 - March 2008
Skills
Equities, Trading, Series 7, Credit Derivatives, Settlement, Equity Derivatives, Capital Markets, Bonds, Options, Derivatives, FINRA, CDS, Fixed Income, Bloomberg, Middle Office, Management, Settlements, Swaps, Securities, Financial Markets, Trading Systems, Analysis, Electronic Trading, Axys, Moxy
Education
City University of New York-College of Staten Island 2002 — 2006
Bachelors of Science, Finance/Marketing
College of Staten Island (CUNY) 2002 — 2006
Bachelor of Science 2006Dual, Finance/Marketing
David Mietty David Mietty's UBS Financial Services, Inc Experience July 1999 - Present
Job Director Wealth Management Consultant at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. July 1999 - Present
UBS FINANCIAL SERVICES, INC July 1999 - Present
Comerica Bank August 1996 - July 1999
National City Bank January 1994 - January 1996
National City Private Client Group 1986 - 1996
National City Bank September 1986 - December 1993
Ameritrust 1984 - 1986
Ameritrust 1982 - 1984
Skills
Wealth Management, Strategic Financial..., Estate Planning
Education
Investment Management Consultants Association 2006 — 2008
CPWA(SM), Chartered Private Wealth Advisor (SM)
Weatherhead School of Management at Case Western Reserve University 1980 — 1985
Master of Business Administration, Finance
Case Western Reserve University School of Law 1981 — 1984
Juris Doctor, Corporate Law and Taxation
American Bankers Association
Certificate, National Trust School
Case Western Reserve University 1979 — 1980
Bachelor of Arts, Psychology / English
Marian University 1975 — 1978
Music / Art
College of Financial Planning
CFP (R), Certified Financial Planner (R)
UBS Financial Services Inc. July 1999 - Present
UBS FINANCIAL SERVICES, INC July 1999 - Present
Comerica Bank August 1996 - July 1999
National City Bank January 1994 - January 1996
National City Private Client Group 1986 - 1996
National City Bank September 1986 - December 1993
Ameritrust 1984 - 1986
Ameritrust 1982 - 1984
Skills
Wealth Management, Strategic Financial..., Estate Planning
Education
Investment Management Consultants Association 2006 — 2008
CPWA(SM), Chartered Private Wealth Advisor (SM)
Weatherhead School of Management at Case Western Reserve University 1980 — 1985
Master of Business Administration, Finance
Case Western Reserve University School of Law 1981 — 1984
Juris Doctor, Corporate Law and Taxation
American Bankers Association
Certificate, National Trust School
Case Western Reserve University 1979 — 1980
Bachelor of Arts, Psychology / English
Marian University 1975 — 1978
Music / Art
College of Financial Planning
CFP (R), Certified Financial Planner (R)
Jennifer Blandford Jennifer Blandford's UBS Financial Services, Inc Experience January 2009 - Present
Job Wealth Strategy Associate at UBS Financial Services, Inc
Industry Financial Services
Experience
UBS Financial Services, Inc January 2009 - Present
Morgan Stanley October 2004 - January 2009
Guardian Care, Inc. January 1994 - October 2004
Education
Central Michigan University
Bachelor of Science (BS), Public Administration
UBS Financial Services, Inc January 2009 - Present
Morgan Stanley October 2004 - January 2009
Guardian Care, Inc. January 1994 - October 2004
Education
Central Michigan University
Bachelor of Science (BS), Public Administration
Katelyn Dougan Katelyn Dougan's UBS Financial Services, Inc Experience January 2011 - May 2014
Job Administrative Assistant
Industry Marketing and Advertising
Experience
REMAX Town Center February 2015 - Present
UBS Financial Services Inc. January 2011 - May 2014
Color Me Mine November 2008 - February 2011
Capital University May 2008 - August 2009
Skills
Microsoft Excel, Customer Service, Microsoft Office, Marketing, Event Planning, Marketing Communications, Microsoft Word, Event Management
Education
Capital University 2006 — 2010
Bachelor of Arts, Marketing
REMAX Town Center February 2015 - Present
UBS Financial Services Inc. January 2011 - May 2014
Color Me Mine November 2008 - February 2011
Capital University May 2008 - August 2009
Skills
Microsoft Excel, Customer Service, Microsoft Office, Marketing, Event Planning, Marketing Communications, Microsoft Word, Event Management
Education
Capital University 2006 — 2010
Bachelor of Arts, Marketing
Ron Doucette Ron Doucette's UBS Financial Services, Inc Experience September 1986 - Present
Job Vice PresidentWealth Management, UBS Financial Services, Inc.
Industry Investment Management
Experience
UBS Financial Services Inc. September 1986 - Present
Sunkist2 Travel Escapes 1985 - Present
PaineWebber 1995 - 2003
Kidder, Peabody & Co. 1986 - 1995
Moseley, Hallgarten, Estabrook & Weeden 1980 - 1985
Education
IMC Investment Management Consultant Program 1999 — 2000
Certificate, Investment Management Consultant
Central Connecticut State University 1973 — 1977
Bachelor of Science, Finance/Marketing
School of Preferred Portfolio Management
Certificate-PMP designation, Portfolio Managements
Suffolk University Law School
Trusts & Estates, Taxation
UBS Financial Services Inc. September 1986 - Present
Sunkist2 Travel Escapes 1985 - Present
PaineWebber 1995 - 2003
Kidder, Peabody & Co. 1986 - 1995
Moseley, Hallgarten, Estabrook & Weeden 1980 - 1985
Education
IMC Investment Management Consultant Program 1999 — 2000
Certificate, Investment Management Consultant
Central Connecticut State University 1973 — 1977
Bachelor of Science, Finance/Marketing
School of Preferred Portfolio Management
Certificate-PMP designation, Portfolio Managements
Suffolk University Law School
Trusts & Estates, Taxation
Gary S. Rosenberg, CFP® Gary S. Rosenberg, CFP®'s UBS Financial Services, Inc Experience December 2008 - Present
Job First Vice President Wealth Management
Industry Financial Services
Experience
UBS December 2008 - Present
UBS Financial Services Inc. December 2008 - Present
Morgan Stanley March 1984 - December 2008
Education
California State University-Fullerton, Mihaylo College of Business and Economics
Business, Finance, Economics
UBS December 2008 - Present
UBS Financial Services Inc. December 2008 - Present
Morgan Stanley March 1984 - December 2008
Education
California State University-Fullerton, Mihaylo College of Business and Economics
Business, Finance, Economics
Janet Deutschmeister Janet Deutschmeister's UBS Financial Services, Inc Experience 2005 - 2010
Job Finance Professional with strong P&L analysis and Management Reporting skills
Industry Financial Services
Experience
AIG April 2014 - Present
MetLife 2013 - 2013
Deutsche Bank 2011 - 2012
UBS Financial Services Inc. 2005 - 2010
UBS Wealth Management 2003 - 2005
Deutsche Bank, New York 1997 - 2002
Bankers Trust New York 1992 - 1997
Metromedia 1986 - 1992
Skills
Management Reporting, P&L Analysis, Budgeting, Forecasting, Expense Analysis, Advanced Excel, Budget Reconciliation, Data Reconciliation, Expenses, Management, Budgets, Finance, Banking, Financial Reporting, Strategy, Strategic Financial..., Analysis, Financial Analysis, Variance Analysis, Corporate Finance, SAP, Financial Services, Financial Modeling, Executive Management, Essbase, Strategic Planning, Managerial Finance, Financial Risk, Consolidation, Business Analysis, Wealth Management, Mergers & Acquisitions, Equities
Education
Carnegie Mellon University
BSCE, Civil Engineering
Columbia Business School
Master of Business Administration (MBA), Finance, General
AIG April 2014 - Present
MetLife 2013 - 2013
Deutsche Bank 2011 - 2012
UBS Financial Services Inc. 2005 - 2010
UBS Wealth Management 2003 - 2005
Deutsche Bank, New York 1997 - 2002
Bankers Trust New York 1992 - 1997
Metromedia 1986 - 1992
Skills
Management Reporting, P&L Analysis, Budgeting, Forecasting, Expense Analysis, Advanced Excel, Budget Reconciliation, Data Reconciliation, Expenses, Management, Budgets, Finance, Banking, Financial Reporting, Strategy, Strategic Financial..., Analysis, Financial Analysis, Variance Analysis, Corporate Finance, SAP, Financial Services, Financial Modeling, Executive Management, Essbase, Strategic Planning, Managerial Finance, Financial Risk, Consolidation, Business Analysis, Wealth Management, Mergers & Acquisitions, Equities
Education
Carnegie Mellon University
BSCE, Civil Engineering
Columbia Business School
Master of Business Administration (MBA), Finance, General
Paul A. Toby Paul A. Toby's UBS Financial Services, Inc Experience February 2009 - Present
Job Senior Vice President
Industry Financial Services
Experience
UBS Financial Services Inc. February 2009 - Present
Morgan Stanley Smith Barney January 1994 - February 2009
Education
Central Michigan University
Finance and Marketing
UBS Financial Services Inc. February 2009 - Present
Morgan Stanley Smith Barney January 1994 - February 2009
Education
Central Michigan University
Finance and Marketing
Joseph Marrocco's UBS Financial Services, Inc Experience 2010 - Present
Job Senior Vice PresidentInvestments at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc 2010 - Present
Wells Fargo Advisors 2006 - 2010
Morgan Stanley 2002 - 2006
Smith Barney 1996 - 2002
Education
Boston College 1981 — 1985
Bachelors, Economics
Hingham High School 1979 — 1981
UBS Financial Services Inc 2010 - Present
Wells Fargo Advisors 2006 - 2010
Morgan Stanley 2002 - 2006
Smith Barney 1996 - 2002
Education
Boston College 1981 — 1985
Bachelors, Economics
Hingham High School 1979 — 1981
Brett Sullivan, CAMS Brett Sullivan, CAMS's UBS Financial Services, Inc Experience July 2012 - Present
Job Financial Crimes/AML Investigations at UBS.
Industry Financial Services
Experience
UBS Financial Services Inc. July 2012 - Present
NYC Business Integrity Commission July 2011 - 2012
Waterfront Commission of New York Harbor January 2011 - June 2011
Kings County District Attorney September 2010 - January 2011
New York State Senate - Office of Senator Martin J. Golden 2008 - 2011
Skills
Accurint, CP Clear, Microsoft Office, Analyst Notebook, Lexis Nexis, PACER, Research in various..., Ability to function in..., Written & Verbal..., Managing difficult..., Microsoft Excel
Education
John Jay College of Criminal Justice 2010 — 2011
M.A., Criminal Justice, 3.8
Brooklyn College 2004 — 2007
B.A., History; Political Science, 3.9
UBS Financial Services Inc. July 2012 - Present
NYC Business Integrity Commission July 2011 - 2012
Waterfront Commission of New York Harbor January 2011 - June 2011
Kings County District Attorney September 2010 - January 2011
New York State Senate - Office of Senator Martin J. Golden 2008 - 2011
Skills
Accurint, CP Clear, Microsoft Office, Analyst Notebook, Lexis Nexis, PACER, Research in various..., Ability to function in..., Written & Verbal..., Managing difficult..., Microsoft Excel
Education
John Jay College of Criminal Justice 2010 — 2011
M.A., Criminal Justice, 3.8
Brooklyn College 2004 — 2007
B.A., History; Political Science, 3.9
Richard Markey Richard Markey's UBS Financial Services, Inc Experience February 1988 - Present
Job Wealth Advisor at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc February 1988 - Present
Drexel Burnham Lambert February 1985 - February 1988
Merrill Lynch January 1982 - February 1985
Education
Bryant University 1974 — 1978
Bachelor of Science, Finance, Management, Marketing
St Mary High School 1970 — 1974
UBS Financial Services Inc February 1988 - Present
Drexel Burnham Lambert February 1985 - February 1988
Merrill Lynch January 1982 - February 1985
Education
Bryant University 1974 — 1978
Bachelor of Science, Finance, Management, Marketing
St Mary High School 1970 — 1974
Nick Antonio Nick Antonio's UBS Financial Services, Inc Experience 2004 - 2010
Job Financial Services
Industry Financial Services
Experience
UBS Financial Services, Inc 2004 - 2010
City of Sacramento 2002 - 2003
Salomon Smith Barney June 1998 - June 2002
Education
California State University-Sacramento
Bachelor of Science, Criminal Justice
University of California, Davis
UBS Financial Services, Inc 2004 - 2010
City of Sacramento 2002 - 2003
Salomon Smith Barney June 1998 - June 2002
Education
California State University-Sacramento
Bachelor of Science, Criminal Justice
University of California, Davis
Dan DeBiase Dan DeBiase's UBS Financial Services, Inc Experience May 2006 - April 2009
Job Talent Acquisition at Edward Jones
Industry Financial Services
Experience
Edward Jones January 2012 - Present
First Clearing , Affiliate of Wells Fargo March 2011 - January 2012
Korn/Ferry Futurestep October 2010 - January 2011
Korn Ferry/Futurestep October 2010 - January 2011
Private Wealth Management Talent Solutions May 2009 - October 2010
UBS Financial Services Inc May 2006 - April 2009
UBS Financial Services, Inc May 2006 - April 2009
Montauk Financial Group October 2001 - April 2006
Montauk Financial Group August 2001 - March 2006
Quick & Reilly March 2000 - June 2001
Skills
Executive Search, Recruiting, Talent Acquisition, Applicant Tracking..., Talent Management, College Recruiting, Succession Planning, Leadership, Cold Calling, Interviews, Onboarding, Sourcing, Internet Recruiting, Training, Temporary Placement
Education
City University of New York-Brooklyn College 1971 — 1974
Business Administration
Brooklyn College
Edward Jones January 2012 - Present
First Clearing , Affiliate of Wells Fargo March 2011 - January 2012
Korn/Ferry Futurestep October 2010 - January 2011
Korn Ferry/Futurestep October 2010 - January 2011
Private Wealth Management Talent Solutions May 2009 - October 2010
UBS Financial Services Inc May 2006 - April 2009
UBS Financial Services, Inc May 2006 - April 2009
Montauk Financial Group October 2001 - April 2006
Montauk Financial Group August 2001 - March 2006
Quick & Reilly March 2000 - June 2001
Skills
Executive Search, Recruiting, Talent Acquisition, Applicant Tracking..., Talent Management, College Recruiting, Succession Planning, Leadership, Cold Calling, Interviews, Onboarding, Sourcing, Internet Recruiting, Training, Temporary Placement
Education
City University of New York-Brooklyn College 1971 — 1974
Business Administration
Brooklyn College
Bishara Bahbah, CIMA, CWS Bishara Bahbah, CIMA, CWS's UBS Financial Services, Inc Experience January 2012 - Present
Job Wealth Advisor, Senior Portfolio Manager, Senior Managed Account Consultant
Industry Financial Services
Experience
UBS Financial Services Inc. January 2012 - Present
John Wiley and Sons March 2009 - Present
Al-Quds University January 2009 - Present
Morgan Stanley Smith Barney April 2001 - January 2012
International Marketing & Fund Raising Associates, Inc. January 1988 - December 2002
Television Development Partners, Inc. June 1996 - May 2000
Harvard University August 1990 - August 1996
United Palestinian Appeal, Inc. May 1985 - December 1987
St. Martin's Press, NY April 1986 - April 1986
Brigham Young University January 1985 - May 1985
Education
Harvard University 1979 — 1983
PhD, Government
Brigham Young University 1976 — 1979
Bachelor of Arts, International Relations
College De Freres 1964 — 1976
Tawjihi Diploma, GCE, Science
UBS Financial Services Inc. January 2012 - Present
John Wiley and Sons March 2009 - Present
Al-Quds University January 2009 - Present
Morgan Stanley Smith Barney April 2001 - January 2012
International Marketing & Fund Raising Associates, Inc. January 1988 - December 2002
Television Development Partners, Inc. June 1996 - May 2000
Harvard University August 1990 - August 1996
United Palestinian Appeal, Inc. May 1985 - December 1987
St. Martin's Press, NY April 1986 - April 1986
Brigham Young University January 1985 - May 1985
Education
Harvard University 1979 — 1983
PhD, Government
Brigham Young University 1976 — 1979
Bachelor of Arts, International Relations
College De Freres 1964 — 1976
Tawjihi Diploma, GCE, Science
James DeCesare James DeCesare's UBS Financial Services, Inc Experience December 2002 - February 2006
Job IT Director/Systems Analyst
Industry Financial Services
Experience
CONCERT Advisor Services LLC January 2007 - Present
AIG Royal Alliance Associates February 2006 - January 2007
UBS Financial Services Inc December 2002 - February 2006
Philips 1982 - 1990
Signetics Corporation 1982 - 1990
Education
California State University-Northridge 1975 — 1979
Bachelor of Science, Engineering
CONCERT Advisor Services LLC January 2007 - Present
AIG Royal Alliance Associates February 2006 - January 2007
UBS Financial Services Inc December 2002 - February 2006
Philips 1982 - 1990
Signetics Corporation 1982 - 1990
Education
California State University-Northridge 1975 — 1979
Bachelor of Science, Engineering
Wendy Kallio's UBS Financial Services, Inc Experience December 2003 - July 2007
Job Americas Learning Portfolio Engineer at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services August 2012 - Present
UBS Financial Services January 2011 - August 2012
UBS Financial Services January 2009 - December 2010
UBS Financial Services July 2007 - December 2008
UBS Financial Services Inc. December 2003 - July 2007
PaineWebber June 1998 - November 2003
Skills
Series 63, Portfolio Management, Leadership, Financial Analysis, Series 7, Management, Risk Management, Banking, Alternative Investments, Vendor Management
Education
Bucknell University 1995 — 1999
BS, Management
UBS Financial Services August 2012 - Present
UBS Financial Services January 2011 - August 2012
UBS Financial Services January 2009 - December 2010
UBS Financial Services July 2007 - December 2008
UBS Financial Services Inc. December 2003 - July 2007
PaineWebber June 1998 - November 2003
Skills
Series 63, Portfolio Management, Leadership, Financial Analysis, Series 7, Management, Risk Management, Banking, Alternative Investments, Vendor Management
Education
Bucknell University 1995 — 1999
BS, Management
Susan E. Owens's UBS Financial Services, Inc Experience January 2013 - June 2013
Job AVP, Enterprise Advice Implementation at USAA
Industry Financial Services
Experience
USAA June 2013 - Present
UBS Financial Services Inc. January 2013 - June 2013
UBS Financial Services Inc. December 2011 - December 2012
UBS Financial Services Inc. 2006 - 2011
Tucker Ellis & West LLP 2003 - 2006
LaSalle National Bank/ABN AMRO 1990 - 1997
Skills
Wealth Management, Personal Financial..., Retirement Planning, Estate Planning, Consultative Approach, Leadership, Strategic Thinking, Asset Allocation, Strategic Financial..., Equities, Retirement, Series 7, Series 63, Wealth Management..., Investment Advisory, Investment Strategies, Series 24, Uniform Combined State..., Financial Advisory, Series 65, High Net Worth..., Investment Management, Wealth, Asset Management, Finance
Education
University of Michigan 1986 — 1989
Bachelor of Arts (B.A.), Psychology & Communications
Cleveland State University - Cleveland-Marshall College of Law 2001 — 2004
Doctor of Law (J.D.)
USAA June 2013 - Present
UBS Financial Services Inc. January 2013 - June 2013
UBS Financial Services Inc. December 2011 - December 2012
UBS Financial Services Inc. 2006 - 2011
Tucker Ellis & West LLP 2003 - 2006
LaSalle National Bank/ABN AMRO 1990 - 1997
Skills
Wealth Management, Personal Financial..., Retirement Planning, Estate Planning, Consultative Approach, Leadership, Strategic Thinking, Asset Allocation, Strategic Financial..., Equities, Retirement, Series 7, Series 63, Wealth Management..., Investment Advisory, Investment Strategies, Series 24, Uniform Combined State..., Financial Advisory, Series 65, High Net Worth..., Investment Management, Wealth, Asset Management, Finance
Education
University of Michigan 1986 — 1989
Bachelor of Arts (B.A.), Psychology & Communications
Cleveland State University - Cleveland-Marshall College of Law 2001 — 2004
Doctor of Law (J.D.)
Kristin Hetzer CMT's UBS Financial Services, Inc Experience March 2001 - March 2005
Job Principal at Royal Palms Capital LLC and Owner, Royal Palms Capital LLC
Industry Financial Services
Experience
Royal Palms Capital LLC April 2005 - Present
UBS Financial Services, Inc March 2001 - March 2005
Prudential Securities January 1994 - March 2001
Prudential Securities January 1988 - March 2001
Kidder Peabody & Company January 1986 - January 1988
Merrill Lynch Pierce Fenner & Smith January 1982 - January 1986
Wyeth Laboratories January 1978 - January 1982
Skills
Wealth Management, Retirement Planning, Strategic Financial..., Financial Advisory, Management, Management Consulting, Investments, Alternative Investments, Hedge Funds, Brokerage, Securities, Fixed Income
Education
University of Pennsylvania - The Wharton School 2000 — 2000
CIMA, Investment Management Analyst
College of Financial Planning 1987 — 1989
CFP, Financial Planning
California State University-Long Beach 1979 — 1981
economics, businesslaw, accounting and finance
Hope College 1974 — 1978
Bachelors of Arts, Biology
Royal Palms Capital LLC April 2005 - Present
UBS Financial Services, Inc March 2001 - March 2005
Prudential Securities January 1994 - March 2001
Prudential Securities January 1988 - March 2001
Kidder Peabody & Company January 1986 - January 1988
Merrill Lynch Pierce Fenner & Smith January 1982 - January 1986
Wyeth Laboratories January 1978 - January 1982
Skills
Wealth Management, Retirement Planning, Strategic Financial..., Financial Advisory, Management, Management Consulting, Investments, Alternative Investments, Hedge Funds, Brokerage, Securities, Fixed Income
Education
University of Pennsylvania - The Wharton School 2000 — 2000
CIMA, Investment Management Analyst
College of Financial Planning 1987 — 1989
CFP, Financial Planning
California State University-Long Beach 1979 — 1981
economics, businesslaw, accounting and finance
Hope College 1974 — 1978
Bachelors of Arts, Biology
David S. Cromack's UBS Financial Services, Inc Experience April 2010 - Present
Job at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. April 2010 - Present
Morgan Keegan May 2009 - April 2010
UBS Financial Services Inc. November 2004 - April 2009
CenterPoint Energy 1999 - 2004
Education
The University of Texas at Austin - The Red McCombs School of Business 1993 — 1995
MBA
Brown University 1988 — 1992
BA, Economics
Mirabeau B. Lamar HS 1986 — 1988
UBS Financial Services Inc. April 2010 - Present
Morgan Keegan May 2009 - April 2010
UBS Financial Services Inc. November 2004 - April 2009
CenterPoint Energy 1999 - 2004
Education
The University of Texas at Austin - The Red McCombs School of Business 1993 — 1995
MBA
Brown University 1988 — 1992
BA, Economics
Mirabeau B. Lamar HS 1986 — 1988
Grant Ponder's UBS Financial Services, Inc Experience 2011 - Present
Job Rodeo Wealth Management Group at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. 2011 - Present
ea apparel 2010 - 2012
Northern Trust 2007 - 2010
Merrill Lynch 2005 - 2007
Four Seasons Hotels and Resorts 2001 - 2005
Education
Boston University 1996 — 2000
UBS Financial Services Inc. 2011 - Present
ea apparel 2010 - 2012
Northern Trust 2007 - 2010
Merrill Lynch 2005 - 2007
Four Seasons Hotels and Resorts 2001 - 2005
Education
Boston University 1996 — 2000
Patricia Felis's UBS Financial Services, Inc Experience October 1991 - September 2004
Job Administrative Assistant at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services May 1983 - Present
UBS Financial Services Inc. October 1991 - September 2004
Education
City University of New York-College of Staten Island 1964 — 1966
AAS, Business Administration
UBS Financial Services May 1983 - Present
UBS Financial Services Inc. October 1991 - September 2004
Education
City University of New York-College of Staten Island 1964 — 1966
AAS, Business Administration
Joseph Valdivia, CRPC®'s UBS Financial Services, Inc Experience January 2002 - October 2008
Job Experienced Finance Professional
Industry Financial Services
Experience
AIG November 2011 - Present
Ameriprise Financial October 2008 - April 2010
UBS Financial Services, Inc January 2002 - October 2008
UBS Financial Services, Inc January 2000 - January 2002
Lucky Stores/Albertson's January 1995 - January 2001
Education
California State University-Northridge 1995 — 1997
California State University-Northridge
International Business Administration; Finance
Pasadena City College
Associate of Arts
AIG November 2011 - Present
Ameriprise Financial October 2008 - April 2010
UBS Financial Services, Inc January 2002 - October 2008
UBS Financial Services, Inc January 2000 - January 2002
Lucky Stores/Albertson's January 1995 - January 2001
Education
California State University-Northridge 1995 — 1997
California State University-Northridge
International Business Administration; Finance
Pasadena City College
Associate of Arts
Judith Montero's UBS Financial Services, Inc Experience 2000 - Present
Job Project Manager
Industry Computer Software
Experience
UBS Financial Services Inc. 2000 - Present
UBS/PaineWebber 2000 - 2004
Information Builders January 1997 - May 2000
Education
Stevens Institute of Technology 2003 — 2005
Master, Information Systems - Project Management
City University of New York City College 1995 — 1999
UBS Financial Services Inc. 2000 - Present
UBS/PaineWebber 2000 - 2004
Information Builders January 1997 - May 2000
Education
Stevens Institute of Technology 2003 — 2005
Master, Information Systems - Project Management
City University of New York City College 1995 — 1999
Jason Sinclair, CIMA®'s UBS Financial Services, Inc Experience December 2008 - Present
Job Vice President Investments, UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. December 2008 - Present
Morgan Stanley May 1999 - December 2008
Skills
Series 7, Investment Management, Portfolio Management
Education
California State University-Chico 1989 — 1995
UBS Financial Services Inc. December 2008 - Present
Morgan Stanley May 1999 - December 2008
Skills
Series 7, Investment Management, Portfolio Management
Education
California State University-Chico 1989 — 1995
Peter J. Cotter's UBS Financial Services, Inc Experience September 2001 - Present
Job UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. September 2001 - Present
Education
Boston College 1985 — 1989
Bachelor of Science (BS), Finance & Marketing
Cohasset High School 1981 — 1985
Diploma
UBS Financial Services Inc. September 2001 - Present
Education
Boston College 1985 — 1989
Bachelor of Science (BS), Finance & Marketing
Cohasset High School 1981 — 1985
Diploma
Margaret Arroyo's UBS Financial Services, Inc Experience March 2005 - October 2006
Job Admin Prof/Comm Instructor
Industry Education Management
Experience
Manhattanville College August 2011 - July 2013
Iona College January 2013 - May 2013
St. Raymond Elementary School/St. Raymond Academy October 2009 - July 2012
The College of New Rochelle October 2011 - January 2012
The College of Allied Health November 2006 - October 2009
Mandl School, The College of Allied Health 2006 - 2009
UBS Financial Services, Inc March 2005 - October 2006
Skills
Research, Administration, Event Management, English, Analysis, Effective team-player, ..., Editing, Public Speaking, Newsletters, Classroom, Nonprofits, PowerPoint, Microsoft Word, Microsoft Office, Event Planning, Fundraising, Creative Writing, Curriculum Development, Team Building, Higher Education, Proofreading, Marketing, Community Outreach, Management
Education
The College of New Rochelle 2002 — 2004
MS, Communication Studies
City University of New York-Herbert H. Lehman College 1995 — 1995
completed Spanish courses, Spanish
Iona College 1990 — 1995
BA, Journalism
St Raymond Academy 1986 — 1990
Diploma, General Studies
Manhattanville College August 2011 - July 2013
Iona College January 2013 - May 2013
St. Raymond Elementary School/St. Raymond Academy October 2009 - July 2012
The College of New Rochelle October 2011 - January 2012
The College of Allied Health November 2006 - October 2009
Mandl School, The College of Allied Health 2006 - 2009
UBS Financial Services, Inc March 2005 - October 2006
Skills
Research, Administration, Event Management, English, Analysis, Effective team-player, ..., Editing, Public Speaking, Newsletters, Classroom, Nonprofits, PowerPoint, Microsoft Word, Microsoft Office, Event Planning, Fundraising, Creative Writing, Curriculum Development, Team Building, Higher Education, Proofreading, Marketing, Community Outreach, Management
Education
The College of New Rochelle 2002 — 2004
MS, Communication Studies
City University of New York-Herbert H. Lehman College 1995 — 1995
completed Spanish courses, Spanish
Iona College 1990 — 1995
BA, Journalism
St Raymond Academy 1986 — 1990
Diploma, General Studies
Christine Luludis-Lockard's UBS Financial Services, Inc Experience April 2008 - July 2009
Job Registered Financial Associate
Industry Financial Services
Experience
Cary Street Partners January 2012 - Present
UBS Financial Services Inc April 2008 - July 2009
Stifel Nicolaus & Co, Inc. March 2003 - April 2008
Skills
Human Resources, Financial Services, Series 7, Securities, Mutual Funds, Investments, Retirement Planning, Wealth Management, Equities, Fixed Income, Retirement, Portfolio Management
Education
Rutgers University-New Brunswick 1996 — 1998
Bachelor of Arts (B.A.), Political Science and Government
Brookdale Community College 1989 — 1991
Associate of Arts (A.A.), Computer Science & Art
Cary Street Partners January 2012 - Present
UBS Financial Services Inc April 2008 - July 2009
Stifel Nicolaus & Co, Inc. March 2003 - April 2008
Skills
Human Resources, Financial Services, Series 7, Securities, Mutual Funds, Investments, Retirement Planning, Wealth Management, Equities, Fixed Income, Retirement, Portfolio Management
Education
Rutgers University-New Brunswick 1996 — 1998
Bachelor of Arts (B.A.), Political Science and Government
Brookdale Community College 1989 — 1991
Associate of Arts (A.A.), Computer Science & Art
Kenneth Winn's UBS Financial Services, Inc Experience 2013 - Present
Job Financial Advisor at UBS Financial Services Inc
Industry Financial Services
Douglas Massey's UBS Financial Services, Inc Experience 2006 - Present
Job Vice President Investments at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc. 2006 - Present
HBO Central Europe September 2001 - January 2003
Education
Clemson University 1997 — 2001
Valley Forge Military Academy & College 1995 — 1997
Universidad de Sevilla
UBS Financial Services Inc. 2006 - Present
HBO Central Europe September 2001 - January 2003
Education
Clemson University 1997 — 2001
Valley Forge Military Academy & College 1995 — 1997
Universidad de Sevilla
Tiffany Rozek's UBS Financial Services, Inc Experience 2010 - Present
Job Account Vice President at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. 2010 - Present
Merrill Lynch 2007 - 2010
Education
Clemson University 1994 — 1999
BS, Chemical Engineering
UBS Financial Services Inc. 2010 - Present
Merrill Lynch 2007 - 2010
Education
Clemson University 1994 — 1999
BS, Chemical Engineering
Townsend Quinn's UBS Financial Services, Inc Experience May 2006 - Present
Job Senior Vice President Wealth Management at UBS Financial Services, Inc
Industry Investment Management
Experience
UBS Financial Services, Inc May 2006 - Present
Branch Banking and Trust August 2002 - May 2006
Education
Campbell University 1997 — 2001
Business, Trust Management and Investment Management
Virginia Episcopal School 1995 — 1997
UBS Financial Services, Inc May 2006 - Present
Branch Banking and Trust August 2002 - May 2006
Education
Campbell University 1997 — 2001
Business, Trust Management and Investment Management
Virginia Episcopal School 1995 — 1997
Robert Mourad CFP®, CIMA®'s UBS Financial Services, Inc Experience September 2011 - Present
Job Portfolio Strategy Consultant at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. September 2011 - Present
UBS Financial Services Inc. August 1994 - Present
Skills
Wealth Management, Investments, Series 7, Portfolio Management, Equities, Alternative Investments, Investment Strategies
Education
Pepperdine University, The George L. Graziadio School of Business and Management 1995 — 1997
Master of Business Administration (M.B.A.)
California State University-Long Beach 1989 — 1994
Bachelor of Science (BS), Finance, General
UBS Financial Services Inc. September 2011 - Present
UBS Financial Services Inc. August 1994 - Present
Skills
Wealth Management, Investments, Series 7, Portfolio Management, Equities, Alternative Investments, Investment Strategies
Education
Pepperdine University, The George L. Graziadio School of Business and Management 1995 — 1997
Master of Business Administration (M.B.A.)
California State University-Long Beach 1989 — 1994
Bachelor of Science (BS), Finance, General
Marisa La Spina's UBS Financial Services, Inc Experience April 2012 - January 2015
Job Graduate Student at LIU Post MS in Clinical Laboratory Science
Industry Hospital & Health Care
Experience
LIU Post September 2012 - July 2015
UBS Financial Services, Inc April 2012 - January 2015
Bank of America Merrill Lynch May 2009 - April 2012
Merrill Lynch March 2007 - May 2009
Skills
Customer Service, Fixed Income, Data Analysis, Investments, Series 7, Wealth Management, Retirement Planning
Education
LIU Post 2012 — 2015
Master of Science (MS), Clinical Laboratory Science/Medical Technology/Technologist, 4.0
Boston University 2002 — 2007
Bachelor of Science (BS), Nutrition Sciences
LIU Post September 2012 - July 2015
UBS Financial Services, Inc April 2012 - January 2015
Bank of America Merrill Lynch May 2009 - April 2012
Merrill Lynch March 2007 - May 2009
Skills
Customer Service, Fixed Income, Data Analysis, Investments, Series 7, Wealth Management, Retirement Planning
Education
LIU Post 2012 — 2015
Master of Science (MS), Clinical Laboratory Science/Medical Technology/Technologist, 4.0
Boston University 2002 — 2007
Bachelor of Science (BS), Nutrition Sciences
Carolyn Conover's UBS Financial Services, Inc Experience October 2013 - Present
Job Financial Advisor at UBS Financial Services
Industry Investment Management
Experience
UBS Financial Services Inc October 2013 - Present
UBS Financial Services Inc August 2008 - October 2013
Goldman Sachs June 2006 - August 2008
Education
Bucknell University 2002 — 2006
BS, Business Administration
UBS Financial Services Inc October 2013 - Present
UBS Financial Services Inc August 2008 - October 2013
Goldman Sachs June 2006 - August 2008
Education
Bucknell University 2002 — 2006
BS, Business Administration
Richard Freedman's UBS Financial Services, Inc Experience May 2011 - Present
Job First Vice President Wealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. May 2011 - Present
Morgan Stanley Smith Barney July 1991 - May 2011
merrill lynch 1987 - 1989
Education
Cleveland State University 1981 — 1984
Bachelor of Buisness Administration, Accounting
Cleveland Hts. High 1978 — 1981
UBS Financial Services Inc. May 2011 - Present
Morgan Stanley Smith Barney July 1991 - May 2011
merrill lynch 1987 - 1989
Education
Cleveland State University 1981 — 1984
Bachelor of Buisness Administration, Accounting
Cleveland Hts. High 1978 — 1981
Angela D'Ambrosio's UBS Financial Services, Inc Experience September 1997 - September 2000
Job Portfolio Associate at Third Avenue Management LLC
Industry Financial Services
Experience
BLOOMINGDALE'S March 2010 - June 2015
THIRD AVENUE MANAGEMENT, LLC June 2005 - November 2008
ESTABROOK CAPITAL MANAGEMENT, LLC September 2000 - May 2005
UBS FINANCIAL SERVICES, INC September 1997 - September 2000
FIRST CAMBRIDGE SECURITIES CORP August 1996 - May 1997
Skills
Account Reconciliation, Accounts Payable, Bloomberg, Portfolio Management
Education
City University of New York-Herbert H. Lehman College
B.A., PSYCHOLOGY
Pace University
Business Administration
BLOOMINGDALE'S March 2010 - June 2015
THIRD AVENUE MANAGEMENT, LLC June 2005 - November 2008
ESTABROOK CAPITAL MANAGEMENT, LLC September 2000 - May 2005
UBS FINANCIAL SERVICES, INC September 1997 - September 2000
FIRST CAMBRIDGE SECURITIES CORP August 1996 - May 1997
Skills
Account Reconciliation, Accounts Payable, Bloomberg, Portfolio Management
Education
City University of New York-Herbert H. Lehman College
B.A., PSYCHOLOGY
Pace University
Business Administration
Marshall Nachbar's UBS Financial Services, Inc Experience July 2004 - November 2007
Job Attorney at Law at Marshall J. Nachbar
Industry Financial Services
Experience
Marshall J. Nachbar March 2008 - Present
UBS Financial Services Inc. July 2004 - November 2007
Prudential Securities Incorporated May 1991 - June 2004
prudential securitites 1991 - 2004
Prudential Financial 1991 - 2004
PaineWebber Incorporated May 1988 - May 1991
EF Hutton & Co. Inc. April 1984 - May 1991
E F Hutton 1984 - 1988
Skills
Securities, FINRA, Series 7, AML, Series 24, Mutual Funds, Hedge Funds, Asset Managment, Equities, Series 63, Capital Markets, Asset Management, Financial Services, Estate Planning, Corporate Law, Estate Tax Planning, Arbitration, Finance, Wills, Trusts, Mediation, Corporate Governance, Legal Writing, Courts, Due Diligence, Private Equity, Financial Advisory, Mergers & Acquisitions, Financial Regulation, Alternative Investments, Securities Litigation, OFAC
Education
Long Island University 1996 — 2001
MS, Library and Information Science
Cleveland State University - Cleveland-Marshall College of Law 1969 — 1972
JD, Law
New York University 1963 — 1967
BA, History
Marshall J. Nachbar March 2008 - Present
UBS Financial Services Inc. July 2004 - November 2007
Prudential Securities Incorporated May 1991 - June 2004
prudential securitites 1991 - 2004
Prudential Financial 1991 - 2004
PaineWebber Incorporated May 1988 - May 1991
EF Hutton & Co. Inc. April 1984 - May 1991
E F Hutton 1984 - 1988
Skills
Securities, FINRA, Series 7, AML, Series 24, Mutual Funds, Hedge Funds, Asset Managment, Equities, Series 63, Capital Markets, Asset Management, Financial Services, Estate Planning, Corporate Law, Estate Tax Planning, Arbitration, Finance, Wills, Trusts, Mediation, Corporate Governance, Legal Writing, Courts, Due Diligence, Private Equity, Financial Advisory, Mergers & Acquisitions, Financial Regulation, Alternative Investments, Securities Litigation, OFAC
Education
Long Island University 1996 — 2001
MS, Library and Information Science
Cleveland State University - Cleveland-Marshall College of Law 1969 — 1972
JD, Law
New York University 1963 — 1967
BA, History
Bharti Shewalkar's UBS Financial Services, Inc Experience September 2011 - December 2011
Job Retail banking project
Industry Financial Services
Experience
Capco April 2012 - Present
UBS Financial Services Inc. September 2011 - December 2011
Key Bank and Cleveland State University sponsored – Student Investment Managed Fund August 2011 - December 2011
GTL Infrastructure Ltd August 2006 - November 2008
Taj Lands End , Mumbai September 2005 - June 2006
Indicus Software October 2002 - July 2004
Skills
Employee Relations, Recruitment/Retention, Performance Management, Organizational..., HRIS, Investment Strategies, MS Office Suite, Excel, PowerPoint, Word, Training & Development, Financial Analysis, Financial Planning, Financial Management, Financial Reporting, Corporate Finance, Portfolio Management, Project Planning, Microsoft Excel, Microsoft Office, Analysis, Management, Human Resources, Project Management, Business Analysis
Education
Cleveland State University 2010 — 2011
MBA, Finance
University of Pune 2001 — 2002
Diploma, Labor Law
University of Pune 2000 — 2002
MBA, Human Resources Management
University of Pune 1997 — 2000
Bachelor, Accounting
Capco April 2012 - Present
UBS Financial Services Inc. September 2011 - December 2011
Key Bank and Cleveland State University sponsored – Student Investment Managed Fund August 2011 - December 2011
GTL Infrastructure Ltd August 2006 - November 2008
Taj Lands End , Mumbai September 2005 - June 2006
Indicus Software October 2002 - July 2004
Skills
Employee Relations, Recruitment/Retention, Performance Management, Organizational..., HRIS, Investment Strategies, MS Office Suite, Excel, PowerPoint, Word, Training & Development, Financial Analysis, Financial Planning, Financial Management, Financial Reporting, Corporate Finance, Portfolio Management, Project Planning, Microsoft Excel, Microsoft Office, Analysis, Management, Human Resources, Project Management, Business Analysis
Education
Cleveland State University 2010 — 2011
MBA, Finance
University of Pune 2001 — 2002
Diploma, Labor Law
University of Pune 2000 — 2002
MBA, Human Resources Management
University of Pune 1997 — 2000
Bachelor, Accounting
Glenn Wiessner, CFP ®'s UBS Financial Services, Inc Experience November 2004 - Present
Job Director, Branch Manager at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc. November 2004 - Present
Morgan Stanley March 1998 - November 2004
Education
California State Polytechnic University-Pomona 1994 — 1996
MBA, Marketing
UBS Financial Services Inc. November 2004 - Present
Morgan Stanley March 1998 - November 2004
Education
California State Polytechnic University-Pomona 1994 — 1996
MBA, Marketing
William Booker's UBS Financial Services, Inc Experience April 2010 - Present
Job Financial Advisor at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc. April 2010 - Present
Merrill Lynch July 2005 - April 2010
Merrill Lynch 1992 - 2003
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business 1980 — 1981
Master of Business Administration, Finance
California University of Pennsylvania 1970 — 1974
Bachelor of Arts, Political Science
UBS Financial Services Inc. April 2010 - Present
Merrill Lynch July 2005 - April 2010
Merrill Lynch 1992 - 2003
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business 1980 — 1981
Master of Business Administration, Finance
California University of Pennsylvania 1970 — 1974
Bachelor of Arts, Political Science
RoseMary Green's UBS Financial Services, Inc Experience May 1996 - December 2008
Job Sales Associate at ERA Welcome Realty
Industry Real Estate
Experience
ERA Welcome Realty April 2009 - Present
UBS Financial Services Inc May 1996 - December 2008
Donaldson, Lufkin & Jenrette 1989 - 1996
Skills
Management, Series 7, Project Management, Real Estate, Wealth Management, Technical Writing, Compliance, Financial Services, Series 24, Customer Service, Negotiation, Market Knowledge, Marketing, First Time Home Buyers, Sellers, Condos, Residential Homes
Education
Saint John's University 1980 — 1982
Business
City University of New York-College of Staten Island
Associate of Arts (A.A.), Liberal Arts
ERA Welcome Realty April 2009 - Present
UBS Financial Services Inc May 1996 - December 2008
Donaldson, Lufkin & Jenrette 1989 - 1996
Skills
Management, Series 7, Project Management, Real Estate, Wealth Management, Technical Writing, Compliance, Financial Services, Series 24, Customer Service, Negotiation, Market Knowledge, Marketing, First Time Home Buyers, Sellers, Condos, Residential Homes
Education
Saint John's University 1980 — 1982
Business
City University of New York-College of Staten Island
Associate of Arts (A.A.), Liberal Arts
Alok Banerjee's UBS Financial Services, Inc Experience November 2000 - December 2008
Job Information Technology and Services Professional
Industry Information Technology and Services
Experience
MODIS INC(Formerly Agilon) Consultant in Citi Bank September 2009 - July 2013
UBS Financial Services Inc. November 2000 - December 2008
PaineWebber February 1988 - November 2000
Skills
Testing, Troubleshooting, Analysis, Databases, Programming, Customer Service, Time Management, Portfolio Management, SQL, SDLC, Tax, Unix, Microsoft SQL Server, Oracle, COBOL, Requirements Analysis, Visio, Access, DB2, Quality Assurance, Networking
Education
City University of New York
Certificate, Computer programming
MODIS INC(Formerly Agilon) Consultant in Citi Bank September 2009 - July 2013
UBS Financial Services Inc. November 2000 - December 2008
PaineWebber February 1988 - November 2000
Skills
Testing, Troubleshooting, Analysis, Databases, Programming, Customer Service, Time Management, Portfolio Management, SQL, SDLC, Tax, Unix, Microsoft SQL Server, Oracle, COBOL, Requirements Analysis, Visio, Access, DB2, Quality Assurance, Networking
Education
City University of New York
Certificate, Computer programming
Robert Brody's UBS Financial Services, Inc Experience December 2008 - Present
Job Senior Vice President Wealth Management
Industry Financial Services
Experience
UBS Financial Services Inc December 2008 - Present
UBS Financial Services Inc. December 2008 - Present
Morgan Stanley February 2000 - December 2008
Education
Boston University - School of Management 1983 — 1987
Finance
UBS Financial Services Inc December 2008 - Present
UBS Financial Services Inc. December 2008 - Present
Morgan Stanley February 2000 - December 2008
Education
Boston University - School of Management 1983 — 1987
Finance
Tammy Bawnik's UBS Financial Services, Inc Experience March 1994 - Present
Job Deputy General Counsel at UBS Financial Services
Industry Law Practice
Experience
UBS Financial Services Inc. March 1994 - Present
Weil Gotshal and Manges October 1988 - October 1994
Skills
Securities, ERISA, Broker-dealer operations, Investments, Corporate Governance, Mutual Funds, Wealth Management, Retirement Plan Products, Corporate Benefit Plans, FINRA, Securities Regulation, Legal Compliance, Wealth Management..., Broker-Dealer, Financial Regulation, Financial Services, Retirement, Insurance, Series 7, Financial Advisory
Education
Case Western Reserve University School of Law
J.D.
State University of New York at Albany
BSW, Social Work
UBS Financial Services Inc. March 1994 - Present
Weil Gotshal and Manges October 1988 - October 1994
Skills
Securities, ERISA, Broker-dealer operations, Investments, Corporate Governance, Mutual Funds, Wealth Management, Retirement Plan Products, Corporate Benefit Plans, FINRA, Securities Regulation, Legal Compliance, Wealth Management..., Broker-Dealer, Financial Regulation, Financial Services, Retirement, Insurance, Series 7, Financial Advisory
Education
Case Western Reserve University School of Law
J.D.
State University of New York at Albany
BSW, Social Work
Eric Franz's UBS Financial Services, Inc Experience May 2012 - Present
Job Financial Advisor, UBS Financial Services Inc. Ladner Franz Group
Industry Investment Management
Experience
UBS Financial Services Inc. May 2012 - Present
Merrill Lynch August 2009 - May 2012
K. Hovnanian Homes July 2008 - July 2009
Arizona Village Communities September 2007 - May 2008
Richmond American Homes July 2006 - September 2007
Lennar November 1996 - July 2006
UDC Homes June 1988 - November 1996
Education
California State University-Dominguez Hills 1984 — 1987
Bachelor of Science Business Administration, Accounting
UBS Financial Services Inc. May 2012 - Present
Merrill Lynch August 2009 - May 2012
K. Hovnanian Homes July 2008 - July 2009
Arizona Village Communities September 2007 - May 2008
Richmond American Homes July 2006 - September 2007
Lennar November 1996 - July 2006
UDC Homes June 1988 - November 1996
Education
California State University-Dominguez Hills 1984 — 1987
Bachelor of Science Business Administration, Accounting
Mark Spitzer,CRPS's UBS Financial Services, Inc Experience January 1999 - Present
Job Vice PresidentWealth Management
Industry Financial Services
Experience
UBS Financial Services Inc. January 1999 - Present
Key Bank 1999 - 2007
Spitzer Auto World January 1973 - June 1998
Education
Bowling Green State University 1969 — 1973
BS, Business Adminstration
UBS Financial Services Inc. January 1999 - Present
Key Bank 1999 - 2007
Spitzer Auto World January 1973 - June 1998
Education
Bowling Green State University 1969 — 1973
BS, Business Adminstration
Ranjeev Hira's UBS Financial Services, Inc Experience July 2014 - Present
Job Registered Client Services Associate
Industry Financial Services
Experience
UBS Financial Services Inc. July 2014 - Present
Wells Fargo Home Mortgage July 2013 - June 2014
UnionBanc Investment Services September 2010 - July 2013
Union Bank November 2009 - July 2013
Education
California State University-Sacramento 2005 — 2008
Bachelors, Economics
UBS Financial Services Inc. July 2014 - Present
Wells Fargo Home Mortgage July 2013 - June 2014
UnionBanc Investment Services September 2010 - July 2013
Union Bank November 2009 - July 2013
Education
California State University-Sacramento 2005 — 2008
Bachelors, Economics
Richard Maloney's UBS Financial Services, Inc Experience January 2003 - Present
Job Executive Director at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. January 2003 - Present
Manchel, Maloney & Brennan P.C. 1998 - 2002
Choate, Hall & Stewart 1992 - 1997
Education
Boston College Law School 1990 — 1993
JD
Trinity College-Hartford 1985 — 1989
BA Honors, History
UBS Financial Services Inc. January 2003 - Present
Manchel, Maloney & Brennan P.C. 1998 - 2002
Choate, Hall & Stewart 1992 - 1997
Education
Boston College Law School 1990 — 1993
JD
Trinity College-Hartford 1985 — 1989
BA Honors, History
Dominic Nieto, CFP, CIMA's UBS Financial Services, Inc Experience November 2008 - Present
Job Senior Vice President Investments
Industry Financial Services
Experience
UBS Financial Services Inc. November 2008 - Present
Morgan Stanley June 1987 - November 2008
Education
Central Michigan University
Finance
edsel ford
UBS Financial Services Inc. November 2008 - Present
Morgan Stanley June 1987 - November 2008
Education
Central Michigan University
Finance
edsel ford
Brandi Schnathorst's UBS Financial Services, Inc Experience April 2014 - Present
Job Financial Services
Industry Financial Services
Experience
UBS Financial Services Inc. April 2014 - Present
Merrill Lynch January 2008 - April 2014
American Financial Network 2004 - 2008
American Express 2002 - 2004
Education
California Lutheran University 2007 — 2010
M.B.A., Financial Planning
Iowa State University - College of Business 1997 — 2002
B.S., Finance and Marketing
UBS Financial Services Inc. April 2014 - Present
Merrill Lynch January 2008 - April 2014
American Financial Network 2004 - 2008
American Express 2002 - 2004
Education
California Lutheran University 2007 — 2010
M.B.A., Financial Planning
Iowa State University - College of Business 1997 — 2002
B.S., Finance and Marketing
Stephanie Vanderham's UBS Financial Services, Inc Experience 2011 - 2014
Job UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. 2011 - 2014
Wynn Resorts January 2009 - December 2011
Wynn Resorts March 2008 - January 2009
Education
California State University-Fullerton 1997 — 2000
B.A., Communications--TV/Film
UBS Financial Services Inc. 2011 - 2014
Wynn Resorts January 2009 - December 2011
Wynn Resorts March 2008 - January 2009
Education
California State University-Fullerton 1997 — 2000
B.A., Communications--TV/Film
Orlon Prospere's UBS Financial Services, Inc Experience August 2006 - April 2009
Job Experienced Business Analyst, Quality Analyst, Data Analyst and Project Manager
Industry Financial Services
Experience
EAW Medical Care May 2009 - Present
UBS FINANCIAL SERVICES INC August 2006 - April 2009
PARIBAS (Decorum Consulting) April 2006 - May 2006
HSBC BANK USA February 2006 - March 2006
HSBC BANK November 2005 - December 2005
GOLDMAN SACHS (Execu-Search) June 2005 - September 2005
Citibank (Advantage Human Resourcing) September 2004 - December 2004
Citibank (Advantage Human Resourcing) May 2000 - January 2004
LEWCO SECURITIES CORP June 1996 - May 2000
Skills
Visio, Management, Databases, SDLC, Business Analysis, Microsoft Excel, Microsoft Access, MS Project, Quality Center, Quality Assurance, Networking, Network Administration, Wireless Networking, Microsoft Word, Reporting & Analysis, User Acceptance Testing, Employee Training, Web Applications, Investment Banking, Wealth Management, SOX Compliancy, Dodd-Frank, Technical Support, Project Management, PowerPoint, Regression Testing, Financial Statements, Confirmation, Medical Records, Access, Banking
Education
City University of New York-John Jay College of Criminal Justice 1997 — 2001
Bachelor of Arts, Government
NEW YORK INSTITUTE OF FINANCE
EAW Medical Care May 2009 - Present
UBS FINANCIAL SERVICES INC August 2006 - April 2009
PARIBAS (Decorum Consulting) April 2006 - May 2006
HSBC BANK USA February 2006 - March 2006
HSBC BANK November 2005 - December 2005
GOLDMAN SACHS (Execu-Search) June 2005 - September 2005
Citibank (Advantage Human Resourcing) September 2004 - December 2004
Citibank (Advantage Human Resourcing) May 2000 - January 2004
LEWCO SECURITIES CORP June 1996 - May 2000
Skills
Visio, Management, Databases, SDLC, Business Analysis, Microsoft Excel, Microsoft Access, MS Project, Quality Center, Quality Assurance, Networking, Network Administration, Wireless Networking, Microsoft Word, Reporting & Analysis, User Acceptance Testing, Employee Training, Web Applications, Investment Banking, Wealth Management, SOX Compliancy, Dodd-Frank, Technical Support, Project Management, PowerPoint, Regression Testing, Financial Statements, Confirmation, Medical Records, Access, Banking
Education
City University of New York-John Jay College of Criminal Justice 1997 — 2001
Bachelor of Arts, Government
NEW YORK INSTITUTE OF FINANCE
Nellie Pattavina's UBS Financial Services, Inc Experience July 2006 - Present
Job Associate Director at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. July 2006 - Present
HSBC January 2005 - June 2006
Salomon Smith Barney July 2000 - December 2004
Education
Boston University 1996 — 2000
BA, International Relations
UBS Financial Services Inc. July 2006 - Present
HSBC January 2005 - June 2006
Salomon Smith Barney July 2000 - December 2004
Education
Boston University 1996 — 2000
BA, International Relations
Meredith Eisen's UBS Financial Services, Inc Experience September 2013 - Present
Job Senior Client Service Associate at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc September 2013 - Present
J.P. Morgan July 2012 - September 2013
AllianceBernstein June 2010 - August 2012
Morgan Stanley Smith Barney May 2007 - June 2010
Morgan Stanley Investment Management December 2003 - April 2007
Education
California State University-Chico 1999 — 2003
Psychology
UBS Financial Services Inc September 2013 - Present
J.P. Morgan July 2012 - September 2013
AllianceBernstein June 2010 - August 2012
Morgan Stanley Smith Barney May 2007 - June 2010
Morgan Stanley Investment Management December 2003 - April 2007
Education
California State University-Chico 1999 — 2003
Psychology
Karim Amiryani's UBS Financial Services, Inc Experience October 2008 - Present
Job Financial Advisor at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. October 2008 - Present
Morgan Stanley 2004 - 2008
Sensa Beverage 1993 - 2003
Barclays Bank PLC 1990 - 1992
Education
The George Washington University
Master of Business Administration (MBA), Finance & Investments
Case Western Reserve University
Bachelors of Science, Systems & Control Engineering
UBS Financial Services Inc. October 2008 - Present
Morgan Stanley 2004 - 2008
Sensa Beverage 1993 - 2003
Barclays Bank PLC 1990 - 1992
Education
The George Washington University
Master of Business Administration (MBA), Finance & Investments
Case Western Reserve University
Bachelors of Science, Systems & Control Engineering
Emily Frenzel's UBS Financial Services, Inc Experience March 2014 - Present
Job Assistant Complex Director at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. March 2014 - Present
UBS Financial Services Inc. August 2011 - March 2014
UBS Financial Services Inc. January 2010 - August 2011
UBS Financial Services, Inc. July 2008 - January 2010
Education
Bucknell University 2004 — 2008
Management
UBS Financial Services Inc. March 2014 - Present
UBS Financial Services Inc. August 2011 - March 2014
UBS Financial Services Inc. January 2010 - August 2011
UBS Financial Services, Inc. July 2008 - January 2010
Education
Bucknell University 2004 — 2008
Management
Keith Rivera, CIMA's UBS Financial Services, Inc Experience 2005 - Present
Job Senior Vice President Investments, Institutional Consultant, Senior. Portfolio Manager
Industry Financial Services
Experience
UBS Financial Services, Inc 2005 - Present
Morgan Stanley January 1995 - December 2005
Morgan Stanley 1984 - 1995
Education
Wharton School of Business
Certified Investment Management Analyst (CIMA)
Brigham Young University 1970 — 1974
Business, Management, Marketing, and Related Support Services
UBS Financial Services, Inc 2005 - Present
Morgan Stanley January 1995 - December 2005
Morgan Stanley 1984 - 1995
Education
Wharton School of Business
Certified Investment Management Analyst (CIMA)
Brigham Young University 1970 — 1974
Business, Management, Marketing, and Related Support Services
Kristi Heidkamp's UBS Financial Services, Inc Experience April 2010 - June 2010
Job Associate Recruiter at BNY Mellon Wealth Management
Industry Financial Services
Experience
BNY Mellon Wealth Management March 2015 - Present
BNY Mellon April 2013 - Present
BNY Mellon July 2010 - April 2013
BNY Mellon July 2010 - March 2012
UBS Financial Services, Inc April 2010 - June 2010
Schneider Downs & Co. Inc July 2006 - December 2008
University of Pittsburgh June 2004 - August 2004
Skills
Talent Acquisition, PeopleSoft, Lotus Notes, Microsoft Office, Employee Relations, Interviews, Microsoft Excel, Recruiting, Employee Benefits, New Hire Orientations, Onboarding, Compliance, Taleo, Payroll, Policy, Management, Hiring, Background Checks, Human Resources, Applicant Tracking..., HRIS
Education
La Roche College 2012 — 2015
Master of Science (M.S.), Human Resource Management
California University of Pennsylvania 2006 — 2009
BS, Human Resources Management
South Park High School
BNY Mellon Wealth Management March 2015 - Present
BNY Mellon April 2013 - Present
BNY Mellon July 2010 - April 2013
BNY Mellon July 2010 - March 2012
UBS Financial Services, Inc April 2010 - June 2010
Schneider Downs & Co. Inc July 2006 - December 2008
University of Pittsburgh June 2004 - August 2004
Skills
Talent Acquisition, PeopleSoft, Lotus Notes, Microsoft Office, Employee Relations, Interviews, Microsoft Excel, Recruiting, Employee Benefits, New Hire Orientations, Onboarding, Compliance, Taleo, Payroll, Policy, Management, Hiring, Background Checks, Human Resources, Applicant Tracking..., HRIS
Education
La Roche College 2012 — 2015
Master of Science (M.S.), Human Resource Management
California University of Pennsylvania 2006 — 2009
BS, Human Resources Management
South Park High School
Lydia Oppmann's UBS Financial Services, Inc Experience January 1981 - June 2012
Job Community Volunteer
Industry Financial Services
Experience
Cleveland Institute of Music June 2012 - Present
UBS Financial Services, Inc January 1981 - June 2012
Cleveland Institute of Music June 1969 - May 1971
Massachusetts Institute of Technology June 1967 - June 1969
Skills
Series 7, Asset Management, Series 63, Asset Allocation, Wealth Management, Investments, Portfolio Management, Mutual Funds, Equities
Education
Case Western Reserve University 1966 — 1967
M,S,, Information Science (Library)
Smith College 1962 — 1966
B.A., Art History
Hathaway Brown School 1958 — 1962
high school
Cleveland Institute of Music June 2012 - Present
UBS Financial Services, Inc January 1981 - June 2012
Cleveland Institute of Music June 1969 - May 1971
Massachusetts Institute of Technology June 1967 - June 1969
Skills
Series 7, Asset Management, Series 63, Asset Allocation, Wealth Management, Investments, Portfolio Management, Mutual Funds, Equities
Education
Case Western Reserve University 1966 — 1967
M,S,, Information Science (Library)
Smith College 1962 — 1966
B.A., Art History
Hathaway Brown School 1958 — 1962
high school
C Richard Carlson's UBS Financial Services, Inc Experience 1960 - Present
Job UBS Financial Services Inc.
Industry Investment Management
Experience
UBS Financial Services Inc. 1960 - Present
Peabody Essex Museum 1985 - 2015
Perkins School for the Blind 1971 - 2014
Education
Boston University
UBS Financial Services Inc. 1960 - Present
Peabody Essex Museum 1985 - 2015
Perkins School for the Blind 1971 - 2014
Education
Boston University
Echelle Norman's UBS Financial Services, Inc Experience 1994 - 2008
Job Clinical Coordinator/Deputy Director at Odyssey House, Inc. Lafayette Young Adult Transitional Youth Facility
Industry Hospital & Health Care
Experience
Odyssey House, Inc. October 2014 - Present
Odyssey House, Inc. February 2014 - October 2014
Odyssey House March 2011 - February 2014
Beth Isreal Medical Center MMTP August 2010 - March 2011
Create Inc. July 2010 - January 2011
UBS Financial Services Inc. 1994 - 2008
Morgan Stanley Smith Barney 1990 - 1994
Skills
Healthcare, Social Services, Mental Health, Case Managment, Rehabilitation, Healthcare Management, Hospitals, Tax Reporting, Cost Basis Reporting, Training, Financial Statement..., Account Reconciliation, Securities, Program Development, Community Outreach, Job Search Strategies, Vocational..., Job Readiness, Resume Writing, Group Therapy, Crisis Intervention, Career Counseling, Volunteer Management, Vocational Evaluation, Disabilities, Substance Abuse..., Prevention, Job Coaching, Substance Use Disorders, Career Development, Mental Health Counseling, Psychotherapy, Conflict Resolution, Rehabilitation..., Behavioral Health, Career Assessment, Adolescents, Case Management, Interventions, Workshop Facilitation, Solution Focused
Education
Commission on Rehabilitation Counselor Certification 2013 — 2018
Certified Rehabilitation Counselor, Vocational Rehabilitation Counseling
City University of New York-Hunter College 2011 — 2014
MS.Ed, CRC, CASAC-T, Vocational Rehabilitation Counseling/Counselor
Calvary Hospital 2011 — 2011
Certificate of Completion, Bereavement and Grief Related Issues
The Resource Training Center 2009 — 2010
CASAC-T / Credentialed Alcohol & Substance Abuse Counselor - Trainee, Human Services
ARRIVE/Expoinents
Certificate of Completion, HIV/AIDS Education and Substance Abuse Training Program
Living Works
Certificate of Completion, ASIST / Applied Suicide Intervention Skills Training
The New York City Police Department
Certificate of Completion, Citzens Police Academy
New York Institute of Technology-Manhattan Campus 2008 — 2009
Bachelor of Science (BS), Business Administration/Marketing
Wood Tobe-Coburn School 1986 — 1987
Marketing
Odyssey House, Inc. October 2014 - Present
Odyssey House, Inc. February 2014 - October 2014
Odyssey House March 2011 - February 2014
Beth Isreal Medical Center MMTP August 2010 - March 2011
Create Inc. July 2010 - January 2011
UBS Financial Services Inc. 1994 - 2008
Morgan Stanley Smith Barney 1990 - 1994
Skills
Healthcare, Social Services, Mental Health, Case Managment, Rehabilitation, Healthcare Management, Hospitals, Tax Reporting, Cost Basis Reporting, Training, Financial Statement..., Account Reconciliation, Securities, Program Development, Community Outreach, Job Search Strategies, Vocational..., Job Readiness, Resume Writing, Group Therapy, Crisis Intervention, Career Counseling, Volunteer Management, Vocational Evaluation, Disabilities, Substance Abuse..., Prevention, Job Coaching, Substance Use Disorders, Career Development, Mental Health Counseling, Psychotherapy, Conflict Resolution, Rehabilitation..., Behavioral Health, Career Assessment, Adolescents, Case Management, Interventions, Workshop Facilitation, Solution Focused
Education
Commission on Rehabilitation Counselor Certification 2013 — 2018
Certified Rehabilitation Counselor, Vocational Rehabilitation Counseling
City University of New York-Hunter College 2011 — 2014
MS.Ed, CRC, CASAC-T, Vocational Rehabilitation Counseling/Counselor
Calvary Hospital 2011 — 2011
Certificate of Completion, Bereavement and Grief Related Issues
The Resource Training Center 2009 — 2010
CASAC-T / Credentialed Alcohol & Substance Abuse Counselor - Trainee, Human Services
ARRIVE/Expoinents
Certificate of Completion, HIV/AIDS Education and Substance Abuse Training Program
Living Works
Certificate of Completion, ASIST / Applied Suicide Intervention Skills Training
The New York City Police Department
Certificate of Completion, Citzens Police Academy
New York Institute of Technology-Manhattan Campus 2008 — 2009
Bachelor of Science (BS), Business Administration/Marketing
Wood Tobe-Coburn School 1986 — 1987
Marketing
Kathleen Kesselem's UBS Financial Services, Inc Experience February 2013 - Present
Job Client Service Associate at UBS Financial Services, Inc
Industry Financial Services
Experience
UBS Financial Services, Inc February 2013 - Present
UBS Financial Services, Inc. September 2011 - February 2013
Skills
Securities
Education
Cleveland State University 2007 — 2010
Bachelor of Science (B.S.), Psychology
Gannon University
UBS Financial Services, Inc February 2013 - Present
UBS Financial Services, Inc. September 2011 - February 2013
Skills
Securities
Education
Cleveland State University 2007 — 2010
Bachelor of Science (B.S.), Psychology
Gannon University
Garrett Peterson's UBS Financial Services, Inc Experience March 2008 - May 2014
Job Administrative Manager at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. March 2008 - May 2014
Wachovia Securities, LLC March 2000 - June 2007
Education
Boston University
Bachelor's Degree
UBS Financial Services Inc. March 2008 - May 2014
Wachovia Securities, LLC March 2000 - June 2007
Education
Boston University
Bachelor's Degree
Kris Federico's UBS Financial Services, Inc Experience January 2012 - July 2013
Job Financial Services
Industry Financial Services
Experience
UBS FINANCIAL SERVICES INC January 2012 - July 2013
UBS Financial Services, Inc. March 2011 - January 2012
Morgan Stanley Smith Barney August 2007 - March 2011
Quiznos October 2005 - May 2007
Fidelity Investments 1999 - 2005
Education
Boston College - Carroll School of Management 1991 — 1995
Bachelor of Science, Finance
Providence College 2008 — 2010
MBA
UBS FINANCIAL SERVICES INC January 2012 - July 2013
UBS Financial Services, Inc. March 2011 - January 2012
Morgan Stanley Smith Barney August 2007 - March 2011
Quiznos October 2005 - May 2007
Fidelity Investments 1999 - 2005
Education
Boston College - Carroll School of Management 1991 — 1995
Bachelor of Science, Finance
Providence College 2008 — 2010
MBA
Christy Frank's UBS Financial Services, Inc Experience
Job Senior Registered Client Service Associate at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.
Education
California State University-Sacramento 2005 — 2007
MBA, Business Administration and Management, General
California State University-Sacramento 1998 — 2003
BS, Marketing
UBS Financial Services Inc.
Education
California State University-Sacramento 2005 — 2007
MBA, Business Administration and Management, General
California State University-Sacramento 1998 — 2003
BS, Marketing
JPMorgan Chase
Goldman Sachs
J.P. Morgan
Credit Suisse
Deutsche Bank
Citigroup
JP Morgan Chase
UBS