UBS Financial Services, Inc
Industry: Investment banking company
DescriptionUBS Group AG is a Swiss multinational investment bank and financial services company founded and based in Switzerland. Co-headquartered in the cities of Zürich and Basel, it maintains a presence in all major financial centers as the largest Swiss banking institution in the world. CEO: Sergio Ermotti (15 Nov 2011–) Customer service: 020 7567 8000 Headquarters: Basel, Switzerland Subsidiaries: UBS Limited, UBS Investment Bank,
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UBS Financial Services, Inc Employees
UBS Financial Services Inc. January 2015 - Present
Aeropostale March 2013 - January 2015
Abercrombie & Fitch May 2012 - March 2013
Hollister Co. August 2007 - May 2012
Mahwah Truck Repair July 2008 - August 2009
Education
Montclair State University 2008 — 2012
Passaic County Technical Institute 2004 — 2008
SAIL Capital Partners February 2011 - April 2014
UBS Financial Services Inc May 2010 - February 2011
UBS Financial Services Inc September 2006 - May 2010
Education
Northwestern University - Kellogg School of Management 2014 — 2016
Master of Business Administration (MBA)
Northwestern University - McCormick School of Engineering 2014 — 2016
Master of Science in Design Innovation (MDI), Design and Operations
University of California, Berkeley 2006 — 2010
Molecular and Cell Biology - Immunology and Infectious Diseases, Peace and Conflict Studies
New Penn Financial, LLC March 2015 - Present
Therapeutic Massage by Amber March 2001 - Present
UBS Financial Services Inc September 2012 - March 2015
Highmark Federal Credit Union August 2011 - August 2012
Skills
Sales, Loans, Marketing Management, Administrative Work, Credit, Banking, Mortgage Banking, Customer Service, FHA, Refinance, Loan Origination, Credit Analysis, Residential Mortgages, VA loans, USDA, Social Media Marketing, Online Marketing
Education
National American University 2002 — 2006
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General
UBS Financial Services Inc. October 2013 - Present
Morgan Stanley Smith Barney October 2004 - October 2012
Merrill Lynch September 1996 - March 2004
Education
Oklahoma Wesleyan University 1998 — 2000
Asso, Business Administration and Management, General
SamNova, Incorporated 2010 - Present
Career Concepts, Inc. / CCI Consulting 2014 - Present
Crown Financial Ministries 2013 - Present
Gore 2011 - 2013
The DENEB Group 2010 - 2010
Global Recruiters of Wilmington 2007 - 2010
Robert Half Management Resources 2007 - 2007
UBS Financial Services Inc 2005 - 2007
MeadWestvaco - The Forest Technology Group 2003 - 2005
Paxonix, Inc. 2001 - 2003
Skills
Recruiting, Leadership, Human Resources, Interviews, Team Building, Business Development, Strategy, Sourcing, Resume Writing, Technical Recruiting, Analysis, Management, Consulting, Sales, Coaching, Executive Management, Marketing, Networking, Employee Benefits, Training, Customer Service, Preparation, Hiring, CRM, Start-ups, Marketing Strategy, Temporary Placement, Business Analysis, Professional Services, Management Consulting, Talent Management, Talent Acquisition, Personnel Management, Customer Satisfaction, Vendor Management, Performance Management, Financial Services, System Administration, Internet Recruiting, Time Management, Applicant Tracking..., Manufacturing, Employee Relations, Executive Search, Organizational..., Succession Planning, Cold Calling, PeopleSoft, Strategic Sourcing, Leadership Development
Education
Wilmington University 2001 — 2006
Bachelor’s Degree, Business Administration, Summa Cum Laude
Hesser College 1980 — 1982
AA, Accounting
Hillsborough High School 1973 — 1976
Business
Wells Fargo Advisors August 2014 - Present
UBS Financial Services Inc. September 2000 - August 2014
Prudential Financial August 1994 - September 2000
Dean Witter October 1990 - August 1994
Michigan National Bank 1987 - 1988
Skills
Investments, Wealth Management, Asset Allocation, Risk Management, Finance, Strategy, Alternative Investments, Retirement Planning, Mergers & Acquisitions, Mutual Funds, Investment Advisory, Strategic Planning, Portfolio Management, Marketing, Asset Management, Business Strategy, Leadership, Due Diligence, Business Development, Customer Service, Team Building, Sales Management, Program Management, Negotiation, Public Speaking
Education
University of Pennsylvania - The Wharton School 2006 — 2006
Certified Investment Management Analysts, Finance and Financial Management Services
Michigan State University 1985 — 1989
Business, Financial Administration
East Lansing High School 1981 — 1985
High School, High School Diploma
UBS Financial Services Inc November 2007 - Present
The Valley Club, Sun Valley, Idaho March 2001 - October 2007
Education
Pepperdine University 1990 — 1994
BA, Biology
La Jolla High School 1987 — 1990
UBS Financial Services Inc. October 2013 - Present
Education
New Mexico State University 1981 — 1986
BS, Marketing, Management
Bank of America June 2007 - June 2009
UBS Financial Services Inc. September 2006 - June 2007
The NPD Group Inc. April 2000 - September 2006
Education
New York Institute of Technology-Old Westbury 1999 — 2001
Master of Science (MS)
University of Madras 1995 — 1998
B.S.
UBS Wealth Management August 2012 - August 2014
UBS Financial Services Inc. August 2006 - August 2012
Piper Jaffray November 2004 - August 2006
Skills
Financial Services, Wealth Management, Series 7, Retirement, Asset Allocation, FINRA, Series 66, Financial Planning, Practice Management, Finance, Securities
Education
Minnesota State University, Mankato 1994 — 1999
BS, Finance
FLUXX San Diego May 2015 - Present
SoundGuard March 2015 - Present
NFL/CFL/UFL/AFL/IFL 2011 - Present
Commonwealth Financial Network August 2013 - March 2015
State Street Corporation June 2011 - December 2011
Mount Ida College February 2011 - May 2011
UBS Financial Services Inc January 2011 - May 2011
Mount Ida College September 2007 - May 2011
FinishLine August 2005 - January 2008
Skills
Customer Service, Salesforce.com, PowerPoint, Research, Outlook, Microsoft Office, Microsoft Excel
Education
Mount Ida College 2007 — 2011
Bachelor of Science (BS), Business Administration and Management, General
Mount Ida College 2007 — 2011
Bachelor of Science (B.S.), Business Administration and Management, General
UBS Financial Services Inc. January 2009 - Present
Merrill Lynch December 1996 - January 2009
Olde Discount Stock Brokers August 1994 - December 1996
Education
Miami University 1990 — 1994
Bachelor of Science (B.S.), Business Administration and Management, General
UBS Financial Services Inc. April 2011 - Present
Charles Schwab July 2002 - January 2011
Dreyfus February 1998 - July 2002
Education
Jericho High School 1983 — 1987
Nassau Community College
University of Maryland College Park
UBS Financial Services Inc. February 2007 - Present
McDonald Investments 2005 - 2007
Education
Miami University 2001 — 2005
B.S. - Finance, Entrepreneurship
Ameriprise Financial Services, Inc. August 2014 - Present
UBS Financial Services Inc. May 2003 - August 2014
Prudential Financial January 1993 - May 2003
NCR Corporation November 1991 - January 1992
Education
Michigan State University 1987 — 1991
Bachelor of Arts (BA), Financial Administration
Wharton School of Business
Harris Associates January 2013 - September 2014
UBS Financial Services Inc November 2010 - January 2013
Ziegler September 2009 - November 2010
University of Dreams September 2008 - September 2009
Martin & Howard Associates June 2008 - August 2008
Education
Miami University 2005 — 2009
Bachelor of Science, Finance, Decision Sciences
West Salem School District August 2014 - Present
University of Wisconsin-La Crosse August 2013 - Present
Coulee Region United Soccer Association (CRUSA) February 2015 - Present
Elmbrook School District January 2009 - August 2014
University of Wisconsin-La Crosse August 2013 - June 2014
University of Wisconsin-La Crosse November 2013 - March 2014
UBS Financial Services, Inc January 2011 - August 2013
Brookfield Soccer Association June 2011 - June 2013
Skills
Social Media, Microsoft Excel, Research, Microsoft Office, Microsoft Word, Public Speaking, Sports, PowerPoint, Coaching, Fundraising, Event Planning, Sports Management, Soccer, Event Management, Leadership
Education
Ohio University 2012 — 2014
Masters of Athletic Administration, Sport and Fitness Administration/Management
University of Wisconsin-Milwaukee 2007 — 2011
Bachelor of Arts (BA), Communication & Political Science
Brookfield Central High School 2004 — 2007
USSF
Conversant, LLC May 2015 - Present
Conversant, Inc. April 2014 - May 2015
Conversant Inc. (Formerly Greystripe) November 2012 - April 2014
LBi US March 2012 - November 2012
LBi IconNicholson November 2010 - March 2012
PharmaStrat Inc January 2010 - May 2010
Harvey Management Corporation May 2009 - August 2009
UBS Financial Services Inc June 2008 - August 2008
Skills
Digital Media, Social Media, Media Planning, Market Research, Online Advertising, Account Management, Research, Social Media Marketing, Marketing, Microsoft Excel, Data Analysis, Integrated Marketing, Marketing Strategy, Advertising, Facebook, Social Skills, Digital Strategy, Digital Marketing, Sales
Education
Moravian College 2006 — 2010
bac., Business Management
Moravian College 2006 — 2010
Bachelor of Arts, Business Management
UBS Financial Services Inc. June 2012 - Present
Merrill Lynch February 2008 - June 2012
Morgan Stanley April 2001 - February 2008
America Online September 1999 - March 2001
Dex Media June 1990 - September 1999
Education
Oregon State University 1975 — 1977
Graduated Bachelor of Science, Business Administration, I passed and did it in only 4 years.On time and hard work got it done.
The University of South Dakota 1974 — 1975
Bachelors of Science, Business Administration and Management, General
University of Portland 1973 — 1974
Business
Columbia River High School
UBS Financial Services Inc. 2013 - Present
UBS Financial Services Inc. 2009 - 2013
UBS Financial Services Inc. 2008 - 2009
Morgan Stanley 2006 - 2008
Morgan Stanley 2005 - 2006
Morgan Stanley 2004 - 2005
Morgan Stanley 2000 - 2004
Morgan Stanley 1997 - 2000
Morgan Stanley 1994 - 1997
Morgan Stanley 1993 - 1994
Education
Miami University
UBS Financial Services Inc. August 1999 - Present
UBS Financial Services Inc. August 1999 - Present
UBS Financial Services Inc. August 1999 - Present
Education
Annandale High School
Northern Virginia Community College
Strayer University (VA)
Redwood Capital Group LLC August 2011 - Present
LaSalle Investment Management August 2008 - August 2011
Formations, LLC September 2007 - May 2008
UBS FINANCIAL SERVICES, INC May 2007 - August 2007
Land Title May 2006 - August 2007
Skills
Financial Analysis, Valuation, Asset Managment, Investments, Due Diligence, Acquisitions, Financial Modeling, Real Estate, Real Estate Transactions, Microsoft Excel, Budget, Financial Reporting, PowerPoint, Real Estate Economics, Microsoft Office, Forecasting, Negotiation, Corporate Finance, Asset Management, Finance
Education
Northwestern University - Kellogg School of Management 2014 — 2016
Master of Business Administration (MBA)
University of Colorado at Boulder - Leeds School of Business 2004 — 2008
Bachelor of Science, Business Administration - Finance
UBS Financial Services Inc July 2014 - Present
UBS March 2012 - July 2014
Morgan Stanley (Smith Barney) April 2009 - March 2012
Smith Barney March 2005 - April 2009
UBS September 2004 - March 2005
Citi Smith Barney April 2003 - September 2004
Salomon Smith Barney Inc. September 1998 - April 2003
Skills
Series 7, Series 63
Education
Nassau Community College 1993 — 1994
Criminal Justice and Corrections
Nassau Community College 1993 — 1994
Foreign Languages and Literatures, General
UBS November 2014 - Present
Merrill Lynch April 2014 - November 2014
UBS Financial Services Inc. March 2013 - April 2014
Skills
Series 7, Series 63, Series 65
Education
Middle Tennessee State University
Business, Finance
UBS Financial Services Inc. September 2006 - Present
Ragen MacKenzie March 1998 - September 2006
Black and Company November 1988 - March 1998
Manufacturers Hanover Trust November 1983 - October 1988
Education
The American University Washington D.C 1982 — 1983
Master's degree, International Business
Middlebury College 1977 — 1981
Bachelor of Arts (B.A.), Political Science and French
UBS May 2014 - Present
Grant Thornton LLP April 2013 - April 2014
UBS Financial Services Inc. October 2011 - April 2013
Education
Michigan State University 2007 — 2011
Bachelor of Science (BS), Finance
Michigan State University - The Eli Broad College of Business 2007 — 2011
Bachelor of Science (B.S.), Finance
Morgan Stanley February 2015 - Present
UBS Financial Services Inc. June 2012 - January 2015
Citigroup 1992 - 2005
Education
New York University 1992 — 1995
MA, I/O Psychology
University of Pennsylvania 1974 — 1977
BA, Psychology
St. Stephens Episcopal School 1974 — 1978
HS Diploma, Graduated
UBS Financial Services Inc February 2009 - Present
Merrill Lynch January 1982 - February 2009
Education
University of Nebraska-Lincoln 1976 — 1978
Bachelor of Business Administration (BBA)
Oklahoma State University 1973 — 1976
Business Administration
UBS Financial Services Inc. May 2012 - Present
Education
Pennsylvania State University 1974 — 1976
Bachelor's degree, Food Service and Hotel Administration
Pennsylvania State University-Penn State Abington 1972 — 1974
Father Judge High School 1968 — 1972
UBS AG May 2011 - Present
UBS Financial Services Inc. 2003 - 2011
UBS PaineWebber (UBS Financial Services Inc.) 2001 - 2003
UBS PaineWebber (UBS Financial Services Inc.) 1999 - 2001
Prudential Financial 1996 - 1999
Skills
Financial Services, Internal Communications, Business Analysis, Strategic Planning, Project Management, Marketing Communications, Business Strategy, Analytics, Process Improvement, Leadership, Management, Strategy
Education
Montclair State University 1992 — 1996
BS, Business Administration/Marketing
Fidelity Investments March 2014 - Present
UBS Financial Services Inc February 2013 - February 2014
UBS Financial Services Inc May 2010 - February 2013
UBS Financial Services Inc August 2007 - May 2010
Leafstone Staffing Services/ UBS Financial Services Inc February 2007 - August 2007
East Orange Police Athletic League June 2006 - September 2006
Skills
Options, Equities, Trading, Investments, Securities, Portfolio Management, FINRA Series 99..., Spreadsheets, Management, Trading Systems, Quantitative Analytics, Banking, Financial Analysis, Wealth Management, Asset Allocation, Financial Services, Lean Six Sigma, Finance, Settlement, Equity Trading, Separately Managed..., Account Reconciliation, Wealth Management..., Middle Office, ESOP, stock settlement, Back Office, FINRA, Corporate Actions, Client Services, AML, Training, Risk Management, Analysis, Financial Markets, KYC, Vendor Management, Financial Risk, Electronic Trading, Customer Service, Physical Certificates, Security Clearance, Securities Processing, Transfer Agency, Networking, Problem Resolution
Education
New Jersey City University 2001 — 2006
B.S, Marketing
UBS Financial Services Inc. January 1993 - Present
Morgan Stanley Smith Barney 1989 - 1993
Drexel Burnham Lambert 1985 - 1989
Jefferies & Company 1983 - 1985
Education
Pace University - Lubin School of Business 1976 — 1978
Master of Business Administration (MBA), Finance, General, With Distinction
Queens College 1971 — 1975
Bachelor of Arts (B.A.), Accounting
UBS Financial Services, Inc May 2009 - Present
Education
Western Kentucky University MA 1980 — 1982
MA, MVBA, Industrial Technolgy, Business Admin and Education
Murray State University 1969 — 1973
BS, Industrial Technolgy
Morgan Stanley June 2013 - Present
Financial Services January 2012 - Present
HTK March 2013 - May 2013
Allstate Financial Services September 2006 - December 2011
Financial Industry Regulatory Authority May 2004 - September 2006
UBS Financial Services Inc. February 2004 - May 2004
Deutsche Bank Trust Company Americas August 2003 - November 2003
Datek Online Holdings Corp. December 2000 - April 2003
Alliance Capital March 2000 - December 2000
DAC Planning Group Inc. October 1996 - March 2000
Skills
Compliance, Securities, FINRA, Securities Regulation, Series 7, Series 24, Series 63, Supervisory Skills, Auditing, Insurance, Investments, Equities, Mutual Funds, Coaching, Staff Training, Fundraising, Public Speaking, Presentation Skills..., Deadline Driven, Financial Regulation, Financial Services, Relationship Management, Territory Management, Surveillance, Books and Records..., E-Mail Review, Training, Leadership, AML, Options, Finance, Fixed Annuities, Risk Management, Uniform Combined State..., KYC, Hedge Funds, Trading, OFAC
Education
Montclair State University 1990 — 1996
BA in Liberal Arts, Political Science
Bergen Catholic High School 1986 — 1990
UBS Financial Services Inc. April 2001 - Present
Merrill Lynch June 1991 - April 2001
Education
Murray State University
MPA
Western Kentucky University
UBS Financial Services Inc. March 2013 - Present
Morgan Stanley Wealth Management January 2010 - March 2013
Morgan Stanley Wealth Management January 2010 - March 2013
Skills
Series 7, Wealth Management, Retirement Planning, Mutual Funds, Investments, Asset Allocation, Strategic Financial..., Investment Advisory, Series 63, Retirement, Investment Strategies, Securities, Equities, Financial Advisory
Education
Nova Southeastern University 2008 — 2010
Master of Business Administration (MBA)
University of Miami 2004 — 2008
Bachelor of Arts (BA), English, Criminology, History
GE Capital July 2014 - Present
Barclays Wealth and Investment Management June 2012 - June 2014
UBS Financial Services Inc. August 2010 - June 2012
Holm & O'Hara LLP 2004 - 2006
Skills
Regulatory Compliance, Compliance Assurance, Monitoring & Testing, Branch Exams, Trusts, Legal Writing, Legal Research, Securities, Litigation, Risk Management, Microsoft Office, Outlook, Financial Services, Leadership, Equities
Education
Valparaiso University School of Law
Juris Doctorate
New York University
Bachelor of Arts (B.A.), History, Politics
UBS Financial Services Inc July 2010 - Present
UBS Wealth Management 2010 - Present
Merrill Lynch June 1993 - June 2010
Skills
Risk Management, Capital Markets, Investment Banking, Financial Modeling, Derivatives, Trading, Corporate Finance, Private Equity, Business Strategy, Financial Analysis, Financial Reporting, Bloomberg, Financial Services, Banking, Valuation
Education
Northland College 1987 — 1991
Bachelor of Science (B.S.), Economic Policy
UBS Financial Services Inc. November 2011 - Present
Merrill Lynch June 2005 - November 2011
A.G. Edwards & Sons, Inc. January 2003 - June 2005
Eaton Corporation 2000 - 2002
Blue Ridge Metals Corporation a.k.a.Central Yoshida Corporation January 1996 - December 2000
GE Lighting Systems, Inc. March 1988 - January 1996
Ingersoll Rand May 1985 - March 1988
Education
North Carolina State University 1982 — 1985
Bachelor of Science (BS), Mechanical Engineering
Sithe Global Power, LLC February 2012 - Present
UBS Financial Services Inc March 2010 - October 2011
UBS Financial Services Inc March 2009 - March 2010
Deloitte & Touche LLP June 2008 - August 2008
UBS Financial Services Inc June 2006 - June 2008
Skills
Tax, International Tax, Corporate Tax, Internal Controls, Consolidation, Financial Statements, Tax Returns, Auditing
Education
Bernard Baruch College, Zicklin School of Business 2008 — 2009
Master of Science, Accountancy
Macaulay Honors College 2004 — 2008
BS, Accountancy - Internal Audit
Peking University 2007 — 2007
UBS Financial Services, Inc March 2009 - Present
Smith Barney October 1999 - March 2009
Bank of Boston August 1993 - October 1999
Merrill Lynch March 1986 - August 1993
Education
Northeastern University 1996 — 2000
College of Financial Planning, Financial Planning
Syracuse University 1981 — 1985
BS
International Rescue Committee August 2013 - Present
UBS Financial Services Inc. October 2007 - August 2013
University of Louisiana at Lafayette August 2012 - July 2013
Oklahoma State University LASSO Center February 2012 - May 2012
Oklahoma State University August 2011 - May 2012
UL Lafayette Student Government Association May 2010 - May 2011
Skills
Public Speaking, Event Planning, Research, Microsoft Office, PowerPoint, Social Media, Customer Service, Community Outreach, Marketing, Public Relations, Higher Education, Social Networking, Social Media Marketing, Editing, Nonprofits, Budgets, Data Analysis, Spanish, Time Management, English, Facebook, Service Learning, Volunteer Management, Volunteer Recruiting, Volunteer Training, External Relations, Refugee Resettlement, Resource Development, Fundraising, Teaching English as a..., Writing
Education
Oklahoma State University 2011 — 2012
Masters of Science, International Studies: Human Development, Society, and Education, 4.0
University of Louisiana at Lafayette 2007 — 2011
Bachelor of Arts, English, 3.849
Erath High School 2003 — 2007
H.S. Diploma
UBS Financial Services Inc November 2007 - Present
Smith Barney January 1989 - November 2007
Education
Northwest Nazarene University 1962 — 1969
BA, History and Theology
CEB June 2014 - Present
Attain Capital Management November 2011 - Present
Altegris Investments June 2010 - September 2011
Lehman Brothers January 2006 - August 2008
Man Financial April 2005 - January 2006
UBS Financial Services Inc September 2004 - April 2005
Skills
Alternative Investments, Hedge Funds, Equities, Fixed Income, Bloomberg, Managed Futures, Bonds, Microsoft Excel, Research, Risk Management, Product Development, Marketing, National Account Sales, Relationship Management, Institutional Sales, Due Diligence, PowerPoint, Fixed Income Products, Modeling Portfolios, Commodity Pools, Spread Trading, Series 7, Series 63, Trading, Negotiation, Asset Allocation, Investments, Commodity, Mutual Funds, Wealth Management
Education
University of San Diego 2009 — 2011
MBA, Finance and International Business, 3.97
Miami University
Bachelor of Science, BusinessFinance; international business and business law emphasis's); Marketing
UBS Financial Services Inc. 1993 - Present
Skills
Asset Allocation, Investments, Series 7, CRPC, Certified Financial..., Wealth Management, Negotiation, Financial Analysis, Strategy, Management, Series 63, Strategic Planning, Investment Advisory, Customer Service, Budgets
Education
Michigan State University 1991 — 1995
UBS Financial Services Inc. 2009 - Present
UBS Financial Services Inc. 2005 - 2009
UBS Financial Services Inc. 1997 - 2009
Education
Northwestern University - Kellogg School of Management 2007 — 2009
MBA
Pace University - Lubin School of Business
BBA
UBS Financial Services Inc. September 2013 - Present
Marriott International January 2012 - September 2013
Marriott International June 2010 - December 2011
Education
University of Northern Iowa 2007 — 2009
Bachelor of Arts (BA), Biology, Biomedical
North Iowa Area Community College 2005 — 2006
Associate of Arts and Sciences (AAS), General Studies
UBS Financial Services, Inc 2013 - Present
JPMorgan Private Bank 2010 - 2013
Education
Northwestern University - Kellogg School of Management
Master of Business Administration (MBA)
Southern Methodist University
Bachelor of Arts (B.A.)
Univision Communications Inc. December 2013 - Present
Univision Communications June 2011 - Present
Millennium Management February 2010 - May 2011
UBS Financial Services Inc October 2008 - July 2009
UBS Financial Services Inc November 2006 - October 2008
UBS Financial Services Inc October 2000 - November 2006
Skills
Accounting, GAAP, Financial Modeling, Financial Analysis, Financial Reporting, Sarbanes-Oxley Act, Investments, Asset Managment, PeopleSoft, Internal Controls, Financial Services, Internal Audit, Variance Analysis, US GAAP, Finance, Microsoft Excel
Education
Saint Peter's University
Master of Business Administration (M.B.A.)
New Jersey City University 1995 — 2002
BS, Accounting
St Dominic Academy 1991 — 1995
High School
Holy Rosary Academy 1980 — 1991
Grammar School
UBS Financial Services, Inc December 2008 - Present
Morgan Stanley March 2003 - December 2008
McEwen Odbert Remodeling February 1999 - February 2003
Education
Nebraska Wesleyan University 1995 — 1999
Bachelor of Science, Business Administration
Lincoln Christian School 1991 — 1995
Goldman Sachs Asset Management June 2013 - Present
UBS Financial Services Inc August 2011 - January 2012
Metallurgical Corporation of China Ltd June 2011 - September 2011
Head Office of BNP Paribas (China) Ltd June 2011 - June 2011
Skills
Bloomberg Software, Morningstar, FactSet, Value Line, Basic Java Programming, Advanced user of Excel,..., Intermediate Potter, Microsoft Excel, Investments, Finance, Analysis, Portfolio Management, Bloomberg, Bloomberg Terminal
Education
University of Rochester - Simon Business School 2012 — 2013
Master of Science (M.S.), Business Administration, Finance
Westminster College 2010 — 2012
Bachelor of Arts (B.A.), Dual Degree, Economics, GPA 4.00
Nankai University 2008 — 2012
Bachelor of Economics, Dual Degree, Economics, Ranking 30/134
UBS Financial Services Inc. July 2011 - Present
Morgan Stanley Smith Barney June 2006 - July 2011
Merrill Lynch April 1999 - June 2006
NYSE Euronext September 1997 - April 1999
Education
The College of New Jersey 1989 — 1993
BA, Public/Business Administration
New Jersey City University 1995 — 1997
MA, Education
UBS Financial Services Inc. October 2010 - Present
Wells Fargo Advisors March 2005 - October 2010
Bristol-Myers Squibb September 2002 - May 2004
Education
Stony Brook University 2000 — 2002
Computer Science
Nassau Community College 1998 — 2000
Computer Science
UBS Financial Services Inc. August 2007 - Present
Education
Pace University-Pleasantville/Briarcliff Campus 1989 — 1993
BBA, Accounting
UBS Financial Services Inc. November 2008 - Present
Morgan Stanley August 1999 - November 2008
Merrill Lynch August 1997 - August 1999
Skills
Investments, Finance, Series 7, Wealth Management, Asset Allocation, Retirement Planning, Portfolio Management, Asset Management, Series 63, Strategic Financial..., Investment Advisory
Education
Michigan State University 1992 — 1997
Michigan State University - The Eli Broad College of Business 1992 — 1997
UBS Financial Services Inc 2005 - Present
Piper Jaffray April 1996 - October 2003
Smith Barney November 1975 - April 1996
Skills
Series 63, Asset Allocation, Investment Advisory, Risk Management, Financial Services, Mutual Funds, Series 65, Long-term Care, Banking, Uniform Combined State..., Strategic Planning, Credit, Securities, Wealth Management..., Mortgage Lending, Finance, 401k Rollovers, Public Speaking, Disability Insurance, Leadership
Education
Park University 1969 — 1973
Bachelor of Arts (BA), Sociology
Nutley Senior High School 1965 — 1969
College Prep
UBS Financial Services Inc August 2011 - Present
Merrill Lynch June 2007 - August 2011
UBS June 2002 - June 2007
Morgan Stanley December 2000 - June 2002
Education
Michigan State University
UBS Financial Services Inc. September 2002 - Present
Education
Michigan State University
Finance
Barclays Capital April 2010 - Present
UBS Financial Services Inc. August 2006 - May 2010
Gemini Systems March 2005 - August 2006
NYC DOHMH May 2003 - March 2005
Qwest Communications March 2000 - May 2003
Citibank, N.A. November 1998 - March 2000
Federal Reserve Bank of New York January 1997 - September 1998
Skills
J2EE Application..., Core Java, Spring, Web Development, DHTML, AJAX Frameworks, CSS Javascript, SQL Server, Oracle 9i, Eclipse, SDLC, Web Content Management, Wealth Management, Equity Research, Fixed Income, Oracle
Education
Polytechnic University 1993 — 1996
Bachelor of Science (B.S.), Computer Science
UBS Financial Services Inc. August 2008 - Present
Alliance Bernstein June 2001 - August 2006
Education
New Jersey City University
Associates, Education/ English
UBS Financial Services Inc 2001 - Present
Merrill Lynch 1982 - 2001
Education
Miami University 1971 — 1978
BA, History
Homewood Flossmoor High School 1967 — 1971
UBS Financial Services Inc May 2009 - Present
Citibank Smith Barney December 1997 - May 2009
Hopkins & Sutter 1990 - 1995
Education
North Central College
Morgan Stanley June 2013 - April 2015
Morgan Stanley Smith Barney December 2010 - October 2012
UBS Financial Service, Inc. June 2010 - December 2010
UBS Financial Services Inc. June 2007 - June 2010
UBS Financial Services Inc February 2006 - June 2007
UBS Financial Services Inc September 2005 - February 2006
Skills
Analysis, Data Analysis, Business Analysis, Compliance, Retirement Plans, Annuities, Mutual Funds, Corporate Finance, Accounting, Spanish, Portuguese, Estate Administration, IRAs, Retirement Planning, Fixed Annuities, Insurance, Financial Services, Access, Finance, Retirement, Securities, Asset Management, Risk Management, Equities
Education
Rutgers, The State University of New Jersey-Newark 2000 — 2004
Bachelor, Economics, with a concentration Finance and Accounting, 3.0
Middlesex County College
Mediaocean December 2011 - Present
Knight Capital Group April 2008 - August 2011
Morgan Stanley August 2005 - February 2008
UBS Financial Services Inc. June 2000 - August 2005
NYC.GOV - NYC Dept of Information Technology & Telecommunications April 1997 - June 2000
Skills
Java Enterprise Edition, Oracle, Java, DB2, Hedge Funds, SQL, MySQL, Trading Systems, Equities, Sybase, Options, Eclipse, JDBC, Requirements Analysis, SDLC, Electronic Trading, Core Java, XML, Spring, Linux, Web Services, Databases, JUnit, Unix Shell Scripting
Education
Pace University 1996 — 2000
BS, Computer Science
J.P. Morgan Asset Management June 2015 - Present
Urban Perfumes Corp. September 2010 - Present
Investment Banking Institute February 2010 - November 2011
Pace University September 2009 - June 2010
Pace University 2006 - June 2010
UBS Financial Services Inc. September 2009 - January 2010
Alexander Grasso, Esq., CPA October 2007 - March 2008
N. Tilani Fragrances Inc September 2004 - May 2006
Skills
Finance, Financial Modeling, Valuation, Analysis, Accounting, Mergers & Acquisitions, Bloomberg, QuickBooks, Leadership, Customer Service, Payroll, Management, Microsoft Office, Microsoft Excel, Investment Banking, Financial Analysis, Project Planning, Capital Markets, Equity Research, Public Speaking, Investments, Interviews, LBO, Marketing, Financial Statements, Spanish, Budgets, Time Management, Equities, Inventory Management, Private Equity, Sales, Market Research, Economics, Microsoft Word, Corporate Finance, PowerPoint, Quicken, Corporate Tax, Financial Statement..., Fixed Income, Financial Accounting, Research, Marketing Strategy, Salesforce.com, Portfolio Management, Data Analysis, Lotus Notes
Education
Pace University - Lubin School of Business 2006 — 2010
BBA, Majors: Finance and Business Management, Minors: Law and Economics
Secaucus High School 2002 — 2006
Diploma
PwC October 2015 - Present
The Vanguard Group January 2013 - October 2015
The Vanguard Group March 2011 - January 2013
Burlington County Professional Services Group July 2010 - March 2011
Concord Advisory Group January 2008 - March 2010
Concord Advisory Group September 2006 - January 2008
UBS Financial Services Inc September 2005 - September 2006
Penn State Investment Association August 2003 - May 2005
Skills
Microsoft Excel, Microsoft Access, Fixed Income Products, Mutual Fund Pricing, Morningstar, Investments
Education
Villanova University 2011 — 2014
MBA, Finance, Real Estate, 3.7 GPA
Penn State University 2001 — 2005
Bachelor of Science, Finance, 3.5 GPA
Northern Burlington High School
UBS Financial Services Inc. September 2008 - Present
Morgan Stanley June 1987 - September 2008
Education
Northwestern University 1981 — 1987
Bachelor of Arts
Columbia University, IEOR
ACPM Certified Portfolio Manager, Valedictorian
Wharton School, University of Pennsylvania
Investment Consultant Program
RPG March 2014 - Present
UBS Financial Services Inc September 2012 - December 2012
Lord and Taylor May 2009 - August 2011
Skills
Microsoft Office, Microsoft Excel, Sales, Project Planning, Databases, Finance, PowerPoint, Time Management, Outlook, Microsoft Word, Teamwork, Pension Plans, Compliance, Customer Service
Education
Baruch College, Zicklin School of Business 2011 — 2013
Bachelor of Business Administration (BBA), Business/Managerial Economics, 3.9
Nassau Community College 2010 — 2011
Business Administration, 3.99
Morgan Stanley April 2015 - Present
UBS Financial Services Inc. October 2014 - April 2015
Oxford Global May 2013 - July 2014
UBS Financial Services Inc. April 2009 - May 2013
Franklin Templeton Investments July 2007 - February 2009
Franklin Templeton Investments July 2006 - July 2007
Franklin Templeton Investments July 2005 - July 2006
Bloomberg 2004 - 2005
Susquehanna International Group May 2001 - August 2004
Education
New York University 2009 — 2011
Professional Certificate, Portfolio Management
New York University 2001 — 2005
UBS Financial Services Inc. March 2012 - Present
Morgan Stanley Investment Management June 2007 - March 2012
RBC Wealth Management April 2005 - June 2007
Education
Montclair State University 1978 — 1982
Bachelor of Science (B.S.)
HSBC July 2015 - Present
JPMorgan Chase August 2010 - March 2015
Euphoria Salon & Spa May 2008 - August 2010
Merrill Lynch August 2006 - May 2008
UBS Financial Services Inc May 2004 - May 2006
UBS May 2000 - August 2004
Chase Manhattan Bank February 1994 - May 2000
Chase Manhattan Bank February 1977 - February 1994
Skills
Client Experience, Strategic Planning, Change Management, Financial Services, Program Management, Management, Project Management, Customer Experience, Banking, Team Building, Leadership, Business Analysis, CRM, Integration, Payments, Process Improvement, Software Documentation, Risk Management, Vendor Management, Relationship Management, Analysis, Portfolio Management, Strategy, Finance, Executive Management, Project Planning, ERP, Forecasting, PMO, Business Development, Call Centers, Budgets, Product Development, Business Process, Disaster Recovery, Product Management
Education
Pace University 1986 — 1989
Information Technologies/Computer Science
Robotti & Co. August 2011 - Present
NYC Financial Network Action Consortium January 2011 - August 2011
United Staffing Systems Inc. November 2010 - January 2011
UBS Financial Services Inc October 2009 - December 2009
Fortis Insurance Company (Asia) Limited January 2008 - February 2008
Skills
Advanced knowledge of..., Native fluency in..., Accounting, Financial Analysis, Account Reconciliation, Tax, Microsoft Excel, Payroll, Bloomberg, Financial Modeling, Invoicing, US GAAP, Investments, Internal Audit, Financial Reporting, Financial Accounting, PowerPoint, Auditing, Microsoft Word, Journal Entries, Accruals, Mandarin, GAAP
Education
Pace University - Lubin School of Business 2010 — 2012
Master of Science, Accounting
Xiamen University 2006 — 2010
Bachelor of Arts (B.A.), English Language and Literature/Letters, 3.2
Smart Tuition January 2012 - May 2015
Computershare May 2007 - October 2011
E*Trade Financial August 2006 - March 2007
UBS Financial Services Inc. May 1999 - August 2006
Skills
Account Management, Salesforce.com, Sales, New Business Development, Sales Management, Customer Service, Team Building, CRM, Leadership, Sales Process, Solution Selling, Marketing, Coaching, Key Account Management, Team Leadership, B2B, Marketing Strategy
Education
New Jersey City University 2002 — 2005
Bachelor of Science (B.S.), Sociology
New Jersey City University 1994 — 2005
•B.A., Sociology, Sociology
The Walt Disney Company March 2015 - Present
The Walt Disney Company December 2013 - March 2015
Walt Disney Parks and Resorts June 2013 - December 2013
UBS Financial Services Inc. January 2013 - May 2013
Gibson Guitar May 2012 - August 2012
Skills
Microsoft Excel, Data Analysis, Financial Analysis, Microsoft Word
Education
Northwestern University 2014 — 2016
Master's Degree, Predictive Analytics
Vanderbilt University 2009 — 2013
Bachelor of Arts (BA), Economics and Mathematics
University of St. Andrews 2012 — 2012
Semester Abroad, Economics
London School of Economics and Political Science 2011 — 2011
Summer Abroad Program
UBS Financial Services Inc. October 2002 - Present
Education
Miami University
Bachelor of Science (BS), Finance, General
Coker & Palmer, Inc. September 2012 - Present
UBS Financial Services Inc August 2005 - September 2012
Skills
Wealth Management, Series 7, Investments, Portfolio Management, Mutual Funds, Investment Strategies, Alternative Investments, Asset Managment, Fixed Income, Investment Advisory, Equities, Uniform Combined State..., Retirement Planning, Asset Management, Series 63, Asset Allocation
Education
Millsaps College 1988 — 1993
B.S., Biology
Millsaps College
Bachelor of Science (B.S.), Molecular Biology
UBS Financial Services Inc. May 2012 - Present
Morgan Stanley Smith Barney August 2009 - May 2012
Skills
Financial Plan..., Wealth Management, Portfolio Management, Business Succession..., Financial Plan Goal...
Education
Northern Arizona University 2004 — 2008
B.A.I.L.S., Organizational Communications
UBS July 2013 - Present
JPMorgan Chase July 2012 - July 2013
Sabadell Bank & Trust December 2011 - May 2012
UBS Financial Services Inc December 2010 - May 2011
Vector Marketing Co 2009 - 2010
Flint Financial Group Inc 2007 - 2008
Education
Palm Beach Atlantic University 2008 — 2012
Bachelor of Science, Finance
World Wide Trading, Inc. January 2015 - Present
Simplified Benefits November 2011 - December 2014
Comerica Bank October 2008 - November 2011
Comerica Bank July 2006 - October 2008
UBS Financial Services March 2005 - June 2006
UBS Financial Services Inc. February 2004 - March 2005
BBU Cutting 2003 - 2004
PCComplete 2000 - 2000
Skills
Retail, Banking, Pricing, Customer Service, Excel, PowerPoint, Word, Microsoft Office, Social Media, Customer Relations, Outlook, Research, Vendor Management, Market Research, Microsoft Word, Microsoft Excel, Management, Marketing, Negotiation, Marketing Strategy, Account Management, Leadership, New Business Development, Sales Management, Sales, Public Speaking, Social Networking, Strategic Planning
Education
Oakland University 2007 — 2010
MBA, Entrepreneurship
Yeshiva University 1999 — 2003
BS, Management Information Systems
Southfield Lathrup 1995 — 1999
Morgan Stanley Wealth Management September 2010 - Present
Clark Consulting February 2009 - September 2010
Race Point Strategic Content, Inc. June 2008 - September 2010
Fort Worth Star-Telegram 1910 - 2009
Freelance 1910 - 2009
UBS February 2007 - July 2008
UBS Wealth Management February 2007 - July 2008
UBS Financial Services, Inc February 2007 - June 2008
UBS Financial Serivces 2007 - 2008
Merrill Lynch October 2000 - November 2006
Skills
content, writing, author, Publishing, Custom Publishing, Investigative Reporting, Process Engineering, Online Publishing, Publications, Transportation, Compliance, Series 7, Editing, Series 66, Series 24, FINRA, Journalism, Magazines, Books, Social Media, Public Relations, Blogging, Copy Editing, Promotions, Ebooks, Editorial, Press Releases, Change Management, Media Relations, Newspaper, Proofreading, Newsletters, Integrated Marketing, Retail, Content Development, Corporate Communications, Copywriting, Research, Internal Communications, Content Management, Marketing Communications, Strategic Communications, Web Content, Social Networking, Public Speaking, Marketing Strategy, Fundraising, Digital Media, Advertising, Online Marketing
Education
Northwestern University 1969 — 1970
MSJ, Journalism
University of Illinois at Urbana-Champaign 1965 — 1969
BSJ, Journalism
University of Illinois at Urbana-Champaign 1965 — 1969
BS, Journ
UBS Financial Services Inc. November 2011 - Present
Columbia Partners, L.L.C. Investment Management November 2009 - November 2011
MicroStrategy June 2008 - October 2009
NFL Films May 2007 - August 2007
Education
Penn State University
JPMorgan Chase December 2013 - Present
JPMorgan Chase August 2011 - December 2013
Morgan Stanley June 2009 - July 2011
Citigroup July 2004 - June 2009
AIG January 2004 - July 2004
UBS Financial Services, Inc June 1999 - January 2004
Morgan Stanley December 1997 - June 1999
Proudfoot Reports June 1995 - December 1996
Skills
Project Planning, Project Management, Business Continuity, Disaster Recovery, Business Analysis, SDLC, Management, Program Management, Operational Risk..., Business Continuity..., Risk Assessment, Financial Risk, Risk Management, CBCP, Governance, Financial Services, Enterprise Risk..., Operational Risk, Data Center, Testing
Education
Pace University - Lubin School of Business 1997 — 1999
MBA, Information Systems
University at Albany, SUNY 1991 — 1995
BA, Business Administration, Sociology
TPG Financial January 2014 - Present
Lincoln Financial Distributors April 2012 - January 2014
UBS Financial Services, Inc July 1992 - April 2012
Skills
Series 7, Series 63, Alternative Investments, Mutual Funds, Wealth Management, Investments, Asset Allocation, Portfolio Management, Asset Management, Equities, Retirement Planning, ETFs, Securities, Investment Advisory
Education
New York University 1994 — 1998
MBA, Finance/Marketing
Syracuse University 1988 — 1992
B.S., Finance/Managerial Accounting
Middleburgh Central School
UBS Financial Services Inc. July 2014 - Present
UBS April 2010 - July 2014
UBS July 2007 - April 2010
Apax Partners August 2005 - June 2007
Solaris Capital 2005 - 2005
Fernandez Architects June 2002 - August 2004
Pandisc Music May 1998 - November 1999
Education
Middle Tennessee State University 2000 — 2002
MBA, Information Technology
University of Miami - School of Business 1995 — 1999
BBA, Marketing
Killian Sr. High
UBS Financial Services Inc. January 2001 - Present
Education
Oklahoma City University 1986 — 1990
New English School, for high school 1981 — 1986
gce o levels, highschool
Express Scripts January 2013 - Present
UBS Financial Services Inc. October 1999 - November 2012
NCR Corp. December 1996 - September 1999
Skills
SDLC, Business Analysis, Software Project..., Business Requirements, Portfolio Management, Agile Methodologies, Scrum, Java, J2EE Application..., Web Services, Fixed Income Trading, Payments, Remote Deposit Capture, JavaScript, jQuery, Dynamic HTML, Fixed Income, SOA, Wealth Management, Enterprise Architecture, Sybase, Trading Systems, Websphere, WebSphere
Education
New Jersey Institute of Technology 1993 — 1996
B.S., Computer Science
Vivekanand Education Society's Institute of Technology (VESIT) 1991 — 1993
B.E., Computer Engineering
Ramnivas Ruia Junior College 1989 — 1991
Livingston High School 1988 — 1989
St.Mary's High School (SSC) 1985 — 1988
UBS Associate DirectorUBS Wealth Management2007 - Present
UBS Financial Services, Inc 2002 - Present
Education
Pace University 2002 — 2005
MBA, Financial Management
Pace University - Lubin School of Business 2002 — 2005
MBA, Financial Management
UBS Financial Services Inc 2007 - Present
Education
Northern Illinois University 1987 — 1991
Liquidnet October 2006 - Present
UBS FINANCIAL SERVICES, INC January 2000 - January 2006
Skills
SDLC, Electronic Trading, Equities, SQL, Business Analysis, Order Management, Equity Trading, Vendor Management, Testing, Financial Services, Project Management, Test Management, Quality Assurance, Release Management, JIRA, Toad, Trading Systems, Agile Methodologies, Business Requirements, Databases
Education
New York Institute of Technology 2004 — 2008
BS in Computer Science, Computer Science
CHUBB Institute 1998 — 2000
Diploma, Computer Programming
UBS Financial Services Inc. Sr. Executive AssistantGadzoox Networks Inc.1998 - 2000
Education
Montclair State University 2008 — 2011
UBS Financial Services Inc. March 2007 - Present
UBS Wealth Management 2007 - Present
Footstar 1999 - 2007
Skills
SDLC, Database Design, Performance Tuning, Shell Scripting, Solaris, Multi Tasking, SQL, Oracle PL/SQL..., Relational Databases, Disaster Recovery, Oracle, Unix, Data Warehousing, Unix Shell Scripting, Analysis
Education
Osmania University 1987 — 1991
Vidyodaya High School 1979 — 1985
Oppenheimer & Co. Inc. August 2012 - Present
UBS Financial Services Inc. August 2006 - August 2012
Piper Jaffray December 2002 - August 2006
Merrill Lynch August 1997 - November 2002
Education
St. John's College (NM) 1990 — 1995
Master of Arts (MA), Liberal Arts and Sciences/Liberal Studies
Northwest Nazarene University 1985 — 1990
Philosophy, Philosophy
UBS Financial Services, Inc December 2006 - Present
US Bank September 1997 - December 2006
Skills
Series 7, Series 63
Education
Minnesota State University, Moorhead 1989 — 1993
Central Cass 1984 — 1989
High School, General
Citi July 2011 - Present
UBS Financial Services Inc September 2005 - July 2011
AT&T March 1999 - September 2005
Education
Stevens Institute of Technology 2006 — 2009
MS, Management
University of Wollongong 1997 — 1998
MS, Computer Science
NED University of Engineering and Technology 1991 — 1996
BE, Electrical Engineering
UBS Financial Services Inc. 2007 - Present
UBS 2007 - May 2012
Juvenile Diabetes Research Foundation 2002 - 2005
Education
Xavier University 2005 — 2007
Maters in Education, Human Resources Development
Miami University 1990 — 1994
Bachelor of Arts, Psychology
UBS Financial Services Inc January 2004 - Present
Education
Northwestern University 2008 — 2009
CFP®
Tufts University 1998 — 2002
BA, International Relations
UBS Wealth Management February 2004 - November 2007
UBS Financial Services Inc. 2004 - 2007
Merrill Lynch 1989 - 2003
Merrill Lynch, Pierce, Fenner & Smith Inc. 1989 - 2003
Education
New York University School of Law 1978 — 1983
UBS Financial Services, Inc. May 2013 - Present
UBS Financial Services Inc. October 2009 - May 2013
UBS Financal Services Inc. April 1994 - October 2009
UBS Financial Services Inc. December 1990 - April 1994
PaineWebber August 1980 - December 1990
Education
Missouri State University 1975 — 1979
BFA, Theater
Ladue High School 1972 — 1975
High school
UBS Financial Services, Inc March 1989 - February 2008
UBS Financial Services 1989 - 2008
Education
New Jersey City University 2008 — 2012
UBS Financial Services Inc. August 2007 - April 2009
Prudential 1998 - 2004
Education
Pace University 1989 — 1993
Pace University - Lubin School of Business 1989 — 1993
BBA
Cathedral 1985 — 1989
Elementry 1977 — 1985
Saint Rose of Lima 1977 — 1985
St. Rose of Lima 1977 — 1985
UBS Financial Services Inc September 2009 - September 2012
Edward Jones March 2009 - September 2009
UBS September 1994 - June 2008
UBS Investment Bank 1994 - 2008
UBS Investment Bank 1994 - 2008
UBS / PaineWebber 1994 - 2008
PaineWebber (UBS) 1993 - 2008
Skills
Series 63, Fixed Income, Securities, Bonds, Bloomberg, Trading, Investments, Portfolio Management, Wealth Management, Mutual Funds, Asset Allocation, Asset Managment, Investment Banking, Capital Markets, Investment Strategies, Equities
Education
Southern Methodist University 2005 — 2007
Certificate, CFP
Northwood University 1982 — 1984
BBA, Management
The Merrion Group September 2012 - Present
UBS Financial Services, Inc July 2011 - September 2012
Morgan Stanley January 2010 - July 2011
Timed Investments 2003 - 2008
multitrade 2003 - 2004
Deutsche Bank 1999 - 2002
Goldman Sachs 1992 - 1999
Skills
Electronic Trading, Equity Trading, Hedge Funds, Trading Systems, Series 7, Equities, Fixed Income, Capital Markets, Options, Securities, Series 63, Financial Markets, Trading, Bloomberg, Alternative Investments, Investments
Education
Niagara University 1988 — 1992
BA
Rutgers Preparatory School 1985 — 1988
Lenox Advisors April 2013 - Present
Lenox Advisors April 2010 - March 2013
Ameriprise Financial Services, Inc. December 2009 - April 2010
FRIENDS OF ISLAND ACADEMY January 2009 - December 2009
J.P. Morgan November 2006 - October 2008
SMITH BARNEY May 2004 - November 2006
UBS FINANCIAL SERVICES INC September 2002 - May 2004
Skills
Series 7, Strategic Financial..., Mutual Funds, Wealth Management, Retirement Planning, Asset Allocation, Series 63, Estate Planning, Securities, Financial Planners, Financial Advisory, FINRA, Alternative Investments, Uniform Combined State..., Equities, Series 65, Financial Services, Wealth Management..., Hedge Funds, Retirement, Asset Management, 401k, Finance, Investment Advisory, Portfolio Management, Disability Insurance, Investment Strategies, Investment Management, Life Insurance, Long-term Care
Education
Moravian College 1998 — 2002
BA, Economics
Cordell Financial January 2012 - Present
UBS Financial Services Inc 2007 - 2009
Val Pak Direct Mail 2003 - 2007
Money Mailer Direct Mail 1994 - 2002
Sprint 1988 - 1991
Education
MidAmerica Nazarene University 1991 — 1994
MBA, MBA
University of Missouri-Kansas City 1975 — 1977
BA, Sociology, Communications
Northeast High School--Kansas City
Sweet Harvest Foods Company October 2013 - Present
Shadow Record Books May 2012 - Present
Evolv Health January 2015 - Present
UBS Financial Services Inc. January 2012 - July 2013
RLK Incorporated September 2011 - January 2012
Arrowhead Contracting Inc. September 2009 - September 2011
Ryan Companies US, Inc. April 1991 - November 2008
Skills
Microsoft Word, Microsoft Office, Outlook, PowerPoint, Project Coordination, Microsoft Excel, Budgets, Contract Management, Project Planning, Construction, Project Management, MS Project
Education
Normandale Community College 2009 — 2009
Business
UBS Financial Services Inc. October 2010 - March 2013
UBS Financial Services Inc. October 2006 - March 2010
UBS Financial Services Inc. November 1999 - October 2006
AK Direct Marketing Inc. 1992 - 1999
Brownstone Publishers 1991 - 1992
Thomson Professional Publishing 1990 - 1991
Research Institute of America 1986 - 1990
Education
Penn State University
B.A., Journalism
UBS Financial Services Inc. August 2007 - Present
HSBC July 2006 - August 2007
Education
Pace University - Lubin School of Business 2010 — 2014
MBA, International Business
Pace University 2002 — 2006
BBA, International Management
Bank of America October 2012 - Present
UBS Financial Services Inc. March 2007 - November 2012
Gehring & Satriale August 2004 - March 2007
Kasowitz, Benson, Torres & Friedman LLP June 2000 - August 2004
Schulte Roth & Zabel LLP May 1998 - June 2000
Skills
Litigation, Employment Law, Securities Regulation, Securities, Recruiting, Corporate Law, Corporate Governance, Commercial Litigation, Arbitration, Legal Research, Legal Writing, Securities Litigation, Intellectual Property, Mediation, Licensing, Due Diligence, Civil Litigation, Mergers, Private Equity, AML
Education
New York University School of Law 1994 — 1997
J.D., Law
The George Washington University 1989 — 1993
B.A., Political Science
SEC Investment Company Act of 1940 Registered Funds December 2004 - Present
UBS O'Connor LLC & UBS Alternative & Quantitative LLC November 2012 - Present
UBS Alternative & Quantitative Investments and UBS O'Connor October 2010 - Present
UBS Financial Services Inc. of Puerto Rico January 2006 - June 2010
UBS Financial Services Inc July 2004 - October 2006
LibertyView Capital Management June 1998 - December 2002
PRIVATE CLIENT GROUP January 1996 - January 1998
LEGAL DIVISION January 1995 - January 1996
PaineWebber January 1989 - January 1995
PaineWebber January 1988 - January 1989
Skills
Compliance, SEC reporting, Investment Banking, SEC Filings, SEC filings, Securities, Series 7, Internal Controls, Fixed Income, Mutual Funds, Hedge Funds
Education
Pace University - Lubin School of Business 1983 — 1987
MBA, Finance
Pace University 1977 — 1987
B.B.A, Marketing
UBS Financial Services Inc. October 2008 - October 2012
Jersey City Board of Education September 2005 - October 2008
CSC Consulting August 1992 - June 2005
Education
New Jersey City University 2005 — 2007
Education/Teaching of Individuals in Junior High/Middle School Special Education Programs
Montclair State University 1982 — 1987
BS, Math and Computer Science
UBS Financial Services Inc. January 1988 - Present
Skills
Life & Health Insurance..., Series 63, General Securities...
Education
Palm Beach Community College
UBS Financial Services Inc June 1990 - Present
Visiting Nurse Association (VNA) of Ohio 2010 - August 2013
Chesterland Police Department December 2007 - August 2012
Lvca Inc. September 2007 - July 2009
McDonald Investments September 2003 - February 2007
First Merit September 2002 - September 2003
Phoenix Home Life 1993 - 1994
Education
Miami University 1986 — 1990
BS, Business
Charles F Brush High School 1982 — 1986
China Merchants Securities Co., Ltd. August 2010 - Present
Merrill Lynch & Co. Inc. September 2009 - July 2010
UBS Financial Services Inc. June 2009 - August 2009
Education
Pace University 2008 — 2010
MorganStanley April 2012 - Present
UBS Financial Services Inc. February 2010 - April 2012
UBS Financial Services, Inc January 2009 - January 2010
ArcherFunds Inc 2007 - 2008
Education
Miami University 2004 — 2008
B.S, Business Finance
UBS Financial Services Inc. November 2011 - Present
Midwest Insurance Company January 2009 - November 2011
John Hancock Funds, LLC February 2008 - November 2008
Midwest Insurance Company June 2007 - February 2008
Dreyfus Investments March 2004 - November 2006
Federated Investors July 1999 - December 2003
Federated Investors January 1999 - June 1999
Federated Investors April 1998 - December 1998
Skills
Mutual Funds, Portfolio Management, Insurance, Separately Managed..., Consultative Selling, Retirement, Investments, Asset Allocation, Sales Operations, Wealth Management, Investment Advisory, Alternative Investments, ETFs, High Net Worth..., Finance, Investment Strategies, Strategic Financial..., Investment Management, Hedge Funds, Relationship Management, Private Equity, Capital Markets, Managing Accounts, Financial Planning, Financial Advisory, Series 63, Series 7
Education
Northwestern University - Kellogg School of Management 2011 — 2013
MBA
Purdue University
Bachelor of Arts, Political Science and Communication
UBS Financial Services Inc. March 2001 - Present
Prudential Securities June 1997 - March 2001
Skills
Alternative Investments, Wealth Management..., Asset Allocation, Financial Advisory, Fixed Income, Retirement, Investment Strategies, Retirement Planning, Series 65, Investments, Series 63, Securities, Bonds, Mutual Funds, Series 7, Investment Advisory, Wealth Management
Education
Middle Tennessee State University 1986 — 1991
Bachelor's degree, Secondary Education and Teaching
UBS Financial Services Inc. June 1998 - Present
Education
Michigan State University 1993 — 1998
Oakland University
Personal Financial Planning
UBS Financial Services Inc. Senior Registered Client Service Assoc.UBS2002 - Present
Merrill Lynch May 1989 - 2002
Education
Oakland University
Bachelor of Science (B.S.), Business Administration and Management, General
County of Hudson, New Jersey June 2012 - Present
UBS Financial Services Inc. August 2004 - June 2010
UBS Financial Services 2004 - 2010
Morgan Stanley April 2002 - July 2004
Hartford Financial Products February 2001 - March 2002
AIG December 1997 - February 2001
Skills
Securities, Insurance, Claim, Risk Management
Education
New York Law School 1989 — 1993
JD, Law
Providence College 1979 — 1983
BA, Political Science
Wells Fargo Advisors November 2013 - Present
UBS Financial Services, Inc. November 2011 - November 2013
UBS Financial Services, Inc. March 1998 - November 2013
UBS Financial Services Inc March 1998 - November 2011
Skills
Wealth Management, Equities, Portfolio Management, Investments, Series 7, Fixed Income, Mutual Funds, Derivatives, Asset Management, Banking, Securities, Strategic Financial..., Asset Allocation
Education
North Carolina State University 1982 — 1987
BS, Economics
South Mecklenburg HS 1978 — 1981
Graduated from High School
Jaime Taicher December 2012 - Present
UBS Financial Services Inc. April 2012 - December 2012
UBS Investment Bank October 2000 - September 2011
Salomon Brothers September 1990 - June 2000
Skills
Financial Advisory, Management Consulting, Alternative Investments, Finance, Asset Management, Investments, Securities, Portfolio Management, Private Equity, Bonds, Options, Financial Markets, Trading
Education
Pace University - Lubin School of Business
Master's degree, Taxation
New York University
Bachelor of Science (BS), Accounting
Standard Chartered Bank July 2014 - Present
Standard Chartered Bank November 2011 - July 2014
UBS Financial Services Inc. February 2004 - October 2011
National Futures Association June 1983 - February 2004
Education
Pace University - Lubin School of Business
BBA, Accounting
Securities Industry Institute/Wharton School of Business
UBS Financial Services Inc. 2010 - Present
Merrill Lynch 1998 - 2011
Education
Northwestern University
Robert Half International 2011 - Present
UBS Financial Services Inc 2005 - 2011
Education
Monmouth University 1999 — 2003
BA, Journalism & Public Relations
UBS Financial Services Inc. November 2010 - Present
Education
New York Institute of Technology-Old Westbury
MBA, Finance
College of Financial Planning
Gracie Asset Management June 2014 - Present
US Bancorp Fund Services, LLC October 2012 - June 2014
Applause Theatre and Entertainment Service, Inc 2009 - 2012
UBS Financial Services, Inc 2011 - 2011
Protocol Capital Management, LLC 2011 - 2011
Intercruises Shoreside and Port Services 2004 - 2008
Skills
Microsoft Office, Bloomberg Terminal, Analysis, Customer Service, Excel, Team Leadership, PowerPoint, Problem Solving, Teamwork, Building Relationships, Relationship Management, Financial Modeling, Competitive, Hedge Fund Accounting, Investor Relations, Due Diligence, Financial Products, Organization, Strategic Thinking, Financial Reporting, Market Knowledge, Market Research, Time Management, Leadership, VBA, Accounting, Financial Services, Mutual Funds, Microsoft Excel, Fixed Income, Alternative Investments, Marketing Strategy, Management, Marketing
Education
Pace University - Lubin School of Business 2010 — 2012
MBA, Investment Management, 3.54
William Paterson University, Cotsakos College of Business 2007 — 2010
Bachelor of Business Degree, Management
Drexel University, LeBow College of Business 2006 — 2007
Bachelor of Business Degree
Rutgers Preparatory School (RPS) 2002 — 2006
High School Diploma
UBS Financial Services Inc. September 2013 - Present
Israel Discount Bank 1994 - 2012
Education
Nova Southeastern University 1992 — 1994
Master of Business Administration (MBA)
Universidad de Lima / University of Lima 1969 — 1972
Bachelor of Science (BS), Business Administration and Management, General
UBS Financial Services Inc. June 2010 - Present
Merrill Lynch November 2007 - June 2010
J.P. Morgan October 2003 - November 2007
Skills
Wealth Management, Series 7, Investments, Asset Allocation, Series 63, Insurance, Estate Planning, Fixed Income, Alternative Investments
Education
Michigan State University 1994 — 1998
Bachelor of Arts (B.A.), Finance, General
Davison High School 1990 — 1994
High School/Secondary Diploma Programs
JPMorgan Chase May 2012 - Present
UBS Financial Services Inc. August 2010 - May 2012
Morgan Stanley Smith Barney September 1984 - August 2010
Prudential Bache Securities June 1982 - September 1984
Education
Pace University-New York 1978 — 1982
Bachelor of Business Administration (BBA), Business Administration and Management, General
UBS Financial Services Inc. June 2014 - Present
Wells Fargo Advisors February 2010 - March 2014
Cheun International Foods Inc. October 2009 - January 2010
Scottrade April 2009 - December 2009
Education
University of Missouri - St. Louis 2006 — 2008
Master of Business Administration (MBA), Business Administration and Management, General
University of Missouri - St. Louis 2007 — 2008
Graduate Certificate in Logistics and Supply Chain Management, Logistics, Materials, and Supply Chain Management
Ming Chuan University 1998 — 2002
Bachelor's Degree, Finance, General
UBS Financial Services Inc 2013 - 2014
Morgan Stanley Smith Barney December 2003 - June 2013
Merrill Lynch January 1997 - December 2003
Putnam June 1995 - December 1996
Merrill Lynch April 1994 - May 1995
Boston Financial Data Services January 1991 - April 1994
Skills
Customer Service, Microsoft Office, Investments, Financial Services, Microsoft Word, PowerPoint, Leadership, Finance, Wealth Management, Financial Analysis
Education
Newbury College 1992 — 1994
Paralegal Certificate Program, Legal Assistant/Paralegal
University of Massachusetts Dartmouth 1987 — 1991
Bachelor of Applied Science (BASc), Criminal Justice