UBS Financial Services, Inc

Industry: Investment banking company

Description

UBS Group AG is a Swiss multinational investment bank and financial services company founded and based in Switzerland. Co-headquartered in the cities of Zürich and Basel, it maintains a presence in all major financial centers as the largest Swiss banking institution in the world. CEO: Sergio Ermotti (15 Nov 2011–) Customer service: 020 7567 8000 Headquarters: Basel, Switzerland Subsidiaries: UBS Limited, UBS Investment Bank,

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UBS Financial Services, Inc Employees

Employee
Years
Job
Industry
Jason Gamio Jason Gamio Greater New York City Area Details
Jason Gamio's UBS Financial Services, Inc Experience January 2015 - Present
Job Client Service Associate at UBS Wealth Management
Industry Financial Services
Experience
UBS Financial Services Inc.  January 2015 - Present
Aeropostale  March 2013 - January 2015
Abercrombie & Fitch  May 2012 - March 2013
Hollister Co.  August 2007 - May 2012
Mahwah Truck Repair   July 2008 - August 2009

Education
Montclair State University   2008 — 2012

Passaic County Technical Institute   2004 — 2008

Alyssa Lorenz Alyssa Lorenz Greater Chicago Area Details
Alyssa Lorenz's UBS Financial Services, Inc Experience May 2010 - February 2011
Job Global Strategic Marketing Intern at Ethicon, Inc.
Industry Health, Wellness and Fitness
Experience
SAIL Capital Partners  February 2011 - April 2014
UBS Financial Services Inc  May 2010 - February 2011
UBS Financial Services Inc  September 2006 - May 2010

Education
Northwestern University - Kellogg School of Management   2014 — 2016
Master of Business Administration (MBA)

Northwestern University - McCormick School of Engineering   2014 — 2016
Master of Science in Design Innovation (MDI), Design and Operations

University of California, Berkeley   2006 — 2010
Molecular and Cell Biology - Immunology and Infectious Diseases, Peace and Conflict Studies

Amber Rasmussen Amber Rasmussen Rapid City, South Dakota Details
Amber Rasmussen's UBS Financial Services, Inc Experience September 2012 - March 2015
Job Mortgage Specialist at New Penn Financial, LLC
Industry Financial Services
Experience
New Penn Financial, LLC  March 2015 - Present
Therapeutic Massage by Amber   March 2001 - Present
UBS Financial Services Inc  September 2012 - March 2015
Highmark Federal Credit Union  August 2011 - August 2012

Skills
Sales, Loans, Marketing Management, Administrative Work, Credit, Banking, Mortgage Banking, Customer Service, FHA, Refinance, Loan Origination, Credit Analysis, Residential Mortgages, VA loans, USDA, Social Media Marketing, Online Marketing

Education
National American University   2002 — 2006
Bachelor of Business Administration (B.B.A.), Business Administration and Management, General

Brandy Springer Brandy Springer Little Rock, Arkansas Details
Brandy Springer's UBS Financial Services, Inc Experience October 2013 - Present
Job Senior Wealth Strategy Associate Winburn Financial Group at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  October 2013 - Present
Morgan Stanley Smith Barney  October 2004 - October 2012
Merrill Lynch  September 1996 - March 2004

Education
Oklahoma Wesleyan University   1998 — 2000
Asso, Business Administration and Management, General

Ed Samuel (6500+) Ed Samuel (6500+) Greater Philadelphia Area Details
Ed Samuel (6500+)'s UBS Financial Services, Inc Experience 2005 - 2007
Job Career and Transition Coach, Career Direct/DISC P.I.D. Consultant, Recruiter, Crown Ministries Project Leader, Founder
Industry Staffing and Recruiting
Experience
SamNova, Incorporated   2010 - Present
Career Concepts, Inc. / CCI Consulting   2014 - Present
Crown Financial Ministries  2013 - Present
Gore  2011 - 2013
The DENEB Group   2010 - 2010
Global Recruiters of Wilmington   2007 - 2010
Robert Half Management Resources  2007 - 2007
UBS Financial Services Inc  2005 - 2007
MeadWestvaco - The Forest Technology Group   2003 - 2005
Paxonix, Inc.   2001 - 2003

Skills
Recruiting, Leadership, Human Resources, Interviews, Team Building, Business Development, Strategy, Sourcing, Resume Writing, Technical Recruiting, Analysis, Management, Consulting, Sales, Coaching, Executive Management, Marketing, Networking, Employee Benefits, Training, Customer Service, Preparation, Hiring, CRM, Start-ups, Marketing Strategy, Temporary Placement, Business Analysis, Professional Services, Management Consulting, Talent Management, Talent Acquisition, Personnel Management, Customer Satisfaction, Vendor Management, Performance Management, Financial Services, System Administration, Internet Recruiting, Time Management, Applicant Tracking..., Manufacturing, Employee Relations, Executive Search, Organizational..., Succession Planning, Cold Calling, PeopleSoft, Strategic Sourcing, Leadership Development

Education
Wilmington University   2001 — 2006
Bachelor’s Degree, Business Administration, Summa Cum Laude

Hesser College   1980 — 1982
AA, Accounting

Hillsborough High School   1973 — 1976
Business

Craig Danker CIMA®, CRPC® Craig Danker CIMA®, CRPC® Greater San Diego Area Details
Craig Danker CIMA®, CRPC®'s UBS Financial Services, Inc Experience September 2000 - August 2014
Job Financial Advisor First Vice President Investments at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors  August 2014 - Present
UBS Financial Services Inc.  September 2000 - August 2014
Prudential Financial  August 1994 - September 2000
Dean Witter  October 1990 - August 1994
Michigan National Bank  1987 - 1988

Skills
Investments, Wealth Management, Asset Allocation, Risk Management, Finance, Strategy, Alternative Investments, Retirement Planning, Mergers & Acquisitions, Mutual Funds, Investment Advisory, Strategic Planning, Portfolio Management, Marketing, Asset Management, Business Strategy, Leadership, Due Diligence, Business Development, Customer Service, Team Building, Sales Management, Program Management, Negotiation, Public Speaking

Education
University of Pennsylvania - The Wharton School   2006 — 2006
Certified Investment Management Analysts, Finance and Financial Management Services

Michigan State University   1985 — 1989
Business, Financial Administration

East Lansing High School   1981 — 1985
High School, High School Diploma

Fairfield Greg Fairfield Greg Hailey, Idaho Details
Fairfield Greg's UBS Financial Services, Inc Experience November 2007 - Present
Job Financial Advisor / UBS
Industry Financial Services
Experience
UBS Financial Services Inc  November 2007 - Present
The Valley Club, Sun Valley, Idaho   March 2001 - October 2007

Education
Pepperdine University   1990 — 1994
BA, Biology

La Jolla High School   1987 — 1990

Ronnie Cobb Ronnie Cobb Portland, Oregon Area Details
Ronnie Cobb's UBS Financial Services, Inc Experience October 2013 - Present
Job Sr. Registered Client Service Associate
Industry Financial Services
Experience
UBS Financial Services Inc.  October 2013 - Present

Education
New Mexico State University   1981 — 1986
BS, Marketing, Management

Aarati Ramanand, PMP Aarati Ramanand, PMP New Hyde Park, New York Details
Aarati Ramanand, PMP's UBS Financial Services, Inc Experience September 2006 - June 2007
Job Project/Program Management Professional
Industry Information Technology and Services
Experience
Bank of America  June 2007 - June 2009
UBS Financial Services Inc.  September 2006 - June 2007
The NPD Group Inc.  April 2000 - September 2006

Education
New York Institute of Technology-Old Westbury   1999 — 2001
Master of Science (MS)

University of Madras   1995 — 1998
B.S.

David P. Kopischke, CFP® David P. Kopischke, CFP® Greater Minneapolis-St. Paul Area Details
David P. Kopischke, CFP®'s UBS Financial Services, Inc Experience August 2006 - August 2012
Job Wealth Management
Industry Financial Services
Experience
UBS Wealth Management  August 2012 - August 2014
UBS Financial Services Inc.  August 2006 - August 2012
Piper Jaffray  November 2004 - August 2006

Skills
Financial Services, Wealth Management, Series 7, Retirement, Asset Allocation, FINRA, Series 66, Financial Planning, Practice Management, Finance, Securities

Education
Minnesota State University, Mankato   1994 — 1999
BS, Finance

Paul Shaughnessy Paul Shaughnessy San Diego, California Details
Paul Shaughnessy's UBS Financial Services, Inc Experience January 2011 - May 2011
Job Vice President of Sales and Business Development at Serenity LLC
Industry Hospitality
Experience
FLUXX San Diego  May 2015 - Present
SoundGuard   March 2015 - Present
NFL/CFL/UFL/AFL/IFL   2011 - Present
Commonwealth Financial Network  August 2013 - March 2015
State Street Corporation  June 2011 - December 2011
Mount Ida College  February 2011 - May 2011
UBS Financial Services Inc  January 2011 - May 2011
Mount Ida College  September 2007 - May 2011
FinishLine  August 2005 - January 2008

Skills
Customer Service, Salesforce.com, PowerPoint, Research, Outlook, Microsoft Office, Microsoft Excel

Education
Mount Ida College   2007 — 2011
Bachelor of Science (BS), Business Administration and Management, General

Mount Ida College   2007 — 2011
Bachelor of Science (B.S.), Business Administration and Management, General

Thomas Dattilo Thomas Dattilo Cleveland/Akron, Ohio Area Details
Thomas Dattilo's UBS Financial Services, Inc Experience January 2009 - Present
Job Senior Vice PresidentWealth Management, Financial Advisor, CFP(R) at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  January 2009 - Present
Merrill Lynch  December 1996 - January 2009
Olde Discount Stock Brokers  August 1994 - December 1996

Education
Miami University   1990 — 1994
Bachelor of Science (B.S.), Business Administration and Management, General

Michael Ratner Michael Ratner Boca Raton, Florida Details
Michael Ratner's UBS Financial Services, Inc Experience April 2011 - Present
Job Vice President Wealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  April 2011 - Present
Charles Schwab  July 2002 - January 2011
Dreyfus  February 1998 - July 2002

Education
Jericho High School   1983 — 1987

Nassau Community College

University of Maryland College Park

Josh Basen Josh Basen Cleveland/Akron, Ohio Area Details
Josh Basen's UBS Financial Services, Inc Experience February 2007 - Present
Job Vice President Wealth Management
Industry Financial Services
Experience
UBS Financial Services Inc.  February 2007 - Present
McDonald Investments  2005 - 2007

Education
Miami University   2001 — 2005
B.S. - Finance, Entrepreneurship

Kenneth Bolda Kenneth Bolda Greater Detroit Area Details
Kenneth Bolda's UBS Financial Services, Inc Experience May 2003 - August 2014
Job Associate Vice President at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc.   August 2014 - Present
UBS Financial Services Inc.  May 2003 - August 2014
Prudential Financial  January 1993 - May 2003
NCR Corporation  November 1991 - January 1992

Education
Michigan State University   1987 — 1991
Bachelor of Arts (BA), Financial Administration

Wharton School of Business

Kelsey Myers Kelsey Myers Greater Chicago Area Details
Kelsey Myers's UBS Financial Services, Inc Experience November 2010 - January 2013
Job Financial Services
Industry Financial Services
Experience
Harris Associates  January 2013 - September 2014
UBS Financial Services Inc  November 2010 - January 2013
Ziegler  September 2009 - November 2010
University of Dreams  September 2008 - September 2009
Martin & Howard Associates   June 2008 - August 2008

Education
Miami University   2005 — 2009
Bachelor of Science, Finance, Decision Sciences

Nicole Hirsch Nicole Hirsch La Crosse, Wisconsin Details
Nicole Hirsch's UBS Financial Services, Inc Experience January 2011 - August 2013
Job Assistant Soccer Coach at UWLa Crosse
Industry Sports
Experience
West Salem School District   August 2014 - Present
University of Wisconsin-La Crosse  August 2013 - Present
Coulee Region United Soccer Association (CRUSA)   February 2015 - Present
Elmbrook School District  January 2009 - August 2014
University of Wisconsin-La Crosse  August 2013 - June 2014
University of Wisconsin-La Crosse  November 2013 - March 2014
UBS Financial Services, Inc   January 2011 - August 2013
Brookfield Soccer Association   June 2011 - June 2013

Skills
Social Media, Microsoft Excel, Research, Microsoft Office, Microsoft Word, Public Speaking, Sports, PowerPoint, Coaching, Fundraising, Event Planning, Sports Management, Soccer, Event Management, Leadership

Education
Ohio University   2012 — 2014
Masters of Athletic Administration, Sport and Fitness Administration/Management

University of Wisconsin-Milwaukee   2007 — 2011
Bachelor of Arts (BA), Communication & Political Science

Brookfield Central High School   2004 — 2007

USSF

Matthew Paterno Matthew Paterno Greater New York City Area Details
Matthew Paterno's UBS Financial Services, Inc Experience June 2008 - August 2008
Job Client Strategist at Conversant, LLC
Industry Marketing and Advertising
Experience
Conversant, LLC  May 2015 - Present
Conversant, Inc.   April 2014 - May 2015
Conversant Inc. (Formerly Greystripe)   November 2012 - April 2014
LBi US  March 2012 - November 2012
LBi IconNicholson  November 2010 - March 2012
PharmaStrat Inc  January 2010 - May 2010
Harvey Management Corporation   May 2009 - August 2009
UBS Financial Services Inc  June 2008 - August 2008

Skills
Digital Media, Social Media, Media Planning, Market Research, Online Advertising, Account Management, Research, Social Media Marketing, Marketing, Microsoft Excel, Data Analysis, Integrated Marketing, Marketing Strategy, Advertising, Facebook, Social Skills, Digital Strategy, Digital Marketing, Sales

Education
Moravian College   2006 — 2010
bac., Business Management

Moravian College   2006 — 2010
Bachelor of Arts, Business Management

Michael Clancy CDFA Michael Clancy CDFA Portland, Oregon Area Details
Michael Clancy CDFA's UBS Financial Services, Inc Experience June 2012 - Present
Job Vice President Wealth Advisor, Retirement & Social Security Planner.
Industry Financial Services
Experience
UBS Financial Services Inc.  June 2012 - Present
Merrill Lynch  February 2008 - June 2012
Morgan Stanley  April 2001 - February 2008
America Online  September 1999 - March 2001
Dex Media  June 1990 - September 1999

Education
Oregon State University   1975 — 1977
Graduated Bachelor of Science, Business Administration, I passed and did it in only 4 years.On time and hard work got it done.

The University of South Dakota   1974 — 1975
Bachelors of Science, Business Administration and Management, General

University of Portland   1973 — 1974
Business

Columbia River High School

John T. Egan John T. Egan Cleveland, Ohio Details
John T. Egan's UBS Financial Services, Inc Experience 2013 - Present
Job Executive Director Branch Manager at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  2013 - Present
UBS Financial Services Inc.  2009 - 2013
UBS Financial Services Inc.  2008 - 2009
Morgan Stanley  2006 - 2008
Morgan Stanley  2005 - 2006
Morgan Stanley  2004 - 2005
Morgan Stanley  2000 - 2004
Morgan Stanley  1997 - 2000
Morgan Stanley  1994 - 1997
Morgan Stanley  1993 - 1994

Education
Miami University

Freddy Rosenthal Freddy Rosenthal Vienna, Virginia Details
Freddy Rosenthal's UBS Financial Services, Inc Experience August 1999 - Present
Job Sr. Registered Associate at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  August 1999 - Present
UBS Financial Services Inc.  August 1999 - Present
UBS Financial Services Inc.  August 1999 - Present

Education
Annandale High School

Northern Virginia Community College

Strayer University (VA)

Courtney Crowder Courtney Crowder Chicago, Illinois Details
Courtney Crowder's UBS Financial Services, Inc Experience May 2007 - August 2007
Job Senior Associate Acquisitions at Redwood Capital Group, LLC
Industry Commercial Real Estate
Experience
Redwood Capital Group LLC   August 2011 - Present
LaSalle Investment Management  August 2008 - August 2011
Formations, LLC  September 2007 - May 2008
UBS FINANCIAL SERVICES, INC   May 2007 - August 2007
Land Title  May 2006 - August 2007

Skills
Financial Analysis, Valuation, Asset Managment, Investments, Due Diligence, Acquisitions, Financial Modeling, Real Estate, Real Estate Transactions, Microsoft Excel, Budget, Financial Reporting, PowerPoint, Real Estate Economics, Microsoft Office, Forecasting, Negotiation, Corporate Finance, Asset Management, Finance

Education
Northwestern University - Kellogg School of Management   2014 — 2016
Master of Business Administration (MBA)

University of Colorado at Boulder - Leeds School of Business   2004 — 2008
Bachelor of Science, Business Administration - Finance

Tara Lynn Casey Tara Lynn Casey Greater New York City Area Details
Tara Lynn Casey's UBS Financial Services, Inc Experience July 2014 - Present
Job Director Complex Administrative Manager
Industry Financial Services
Experience
UBS Financial Services Inc  July 2014 - Present
UBS  March 2012 - July 2014
Morgan Stanley (Smith Barney)   April 2009 - March 2012
Smith Barney  March 2005 - April 2009
UBS  September 2004 - March 2005
Citi Smith Barney  April 2003 - September 2004
Salomon Smith Barney Inc.  September 1998 - April 2003

Skills
Series 7, Series 63

Education
Nassau Community College   1993 — 1994
Criminal Justice and Corrections

Nassau Community College   1993 — 1994
Foreign Languages and Literatures, General

Kim Mankin Kim Mankin Nashville, Tennessee Details
Kim Mankin's UBS Financial Services, Inc Experience March 2013 - April 2014
Job UBS Financial Services Inc
Industry Financial Services
Experience
UBS  November 2014 - Present
Merrill Lynch  April 2014 - November 2014
UBS Financial Services Inc.  March 2013 - April 2014

Skills
Series 7, Series 63, Series 65

Education
Middle Tennessee State University
Business, Finance

Tom Savinar Tom Savinar Portland, Oregon Details
Tom Savinar's UBS Financial Services, Inc Experience September 2006 - Present
Job Senior Vice President, Senior Portfolio Manager
Industry Financial Services
Experience
UBS Financial Services Inc.  September 2006 - Present
Ragen MacKenzie  March 1998 - September 2006
Black and Company   November 1988 - March 1998
Manufacturers Hanover Trust  November 1983 - October 1988

Education
The American University Washington D.C   1982 — 1983
Master's degree, International Business

Middlebury College   1977 — 1981
Bachelor of Arts (B.A.), Political Science and French

Sara Bresnahan Sara Bresnahan Greater Detroit Area Details
Sara Bresnahan's UBS Financial Services, Inc Experience October 2011 - April 2013
Job Registered Client Service Associate at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS  May 2014 - Present
Grant Thornton LLP  April 2013 - April 2014
UBS Financial Services Inc.  October 2011 - April 2013

Education
Michigan State University   2007 — 2011
Bachelor of Science (BS), Finance

Michigan State University - The Eli Broad College of Business   2007 — 2011
Bachelor of Science (B.S.), Finance

Elizabeth Baker Elizabeth Baker Boston, Massachusetts Details
Elizabeth Baker's UBS Financial Services, Inc Experience June 2012 - January 2015
Job Morgan Stanley, Vice President, Complex Business Development Manager
Industry Financial Services
Experience
Morgan Stanley  February 2015 - Present
UBS Financial Services Inc.  June 2012 - January 2015
Citigroup  1992 - 2005

Education
New York University   1992 — 1995
MA, I/O Psychology

University of Pennsylvania   1974 — 1977
BA, Psychology

St. Stephens Episcopal School   1974 — 1978
HS Diploma, Graduated

Larry Sock Larry Sock Lincoln, Nebraska Area Details
Larry Sock's UBS Financial Services, Inc Experience February 2009 - Present
Job Financial Advisor, Vice PresidentWealth Management at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc  February 2009 - Present
Merrill Lynch  January 1982 - February 2009

Education
University of Nebraska-Lincoln   1976 — 1978
Bachelor of Business Administration (BBA)

Oklahoma State University   1973 — 1976
Business Administration

Stanley Kozub Stanley Kozub Virginia Beach, Virginia Details
Stanley Kozub's UBS Financial Services, Inc Experience May 2012 - Present
Job Vice PresidentWealth Management
Industry Financial Services
Experience
UBS Financial Services Inc.  May 2012 - Present

Education
Pennsylvania State University   1974 — 1976
Bachelor's degree, Food Service and Hotel Administration

Pennsylvania State University-Penn State Abington   1972 — 1974

Father Judge High School   1968 — 1972

Antonio Cammarano Antonio Cammarano Greater New York City Area Details
Antonio Cammarano's UBS Financial Services, Inc Experience 2003 - 2011
Job Director, Group Marketing & Communications Services
Industry Financial Services
Experience
UBS AG  May 2011 - Present
UBS Financial Services Inc.  2003 - 2011
UBS PaineWebber (UBS Financial Services Inc.)   2001 - 2003
UBS PaineWebber (UBS Financial Services Inc.)   1999 - 2001
Prudential Financial  1996 - 1999

Skills
Financial Services, Internal Communications, Business Analysis, Strategic Planning, Project Management, Marketing Communications, Business Strategy, Analytics, Process Improvement, Leadership, Management, Strategy

Education
Montclair State University   1992 — 1996
BS, Business Administration/Marketing

Mark French Mark French Greater New York City Area Details
Mark French's UBS Financial Services, Inc Experience February 2013 - February 2014
Job Brokerage Operations Representative III at Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments  March 2014 - Present
UBS Financial Services Inc  February 2013 - February 2014
UBS Financial Services Inc  May 2010 - February 2013
UBS Financial Services Inc  August 2007 - May 2010
Leafstone Staffing Services/ UBS Financial Services Inc   February 2007 - August 2007
East Orange Police Athletic League   June 2006 - September 2006

Skills
Options, Equities, Trading, Investments, Securities, Portfolio Management, FINRA Series 99..., Spreadsheets, Management, Trading Systems, Quantitative Analytics, Banking, Financial Analysis, Wealth Management, Asset Allocation, Financial Services, Lean Six Sigma, Finance, Settlement, Equity Trading, Separately Managed..., Account Reconciliation, Wealth Management..., Middle Office, ESOP, stock settlement, Back Office, FINRA, Corporate Actions, Client Services, AML, Training, Risk Management, Analysis, Financial Markets, KYC, Vendor Management, Financial Risk, Electronic Trading, Customer Service, Physical Certificates, Security Clearance, Securities Processing, Transfer Agency, Networking, Problem Resolution

Education
New Jersey City University   2001 — 2006
B.S, Marketing

Greg Simon Greg Simon Greater New York City Area Details
Greg Simon's UBS Financial Services, Inc Experience January 1993 - Present
Job Senior Vice President Wealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  January 1993 - Present
Morgan Stanley Smith Barney  1989 - 1993
Drexel Burnham Lambert  1985 - 1989
Jefferies & Company  1983 - 1985

Education
Pace University - Lubin School of Business   1976 — 1978
Master of Business Administration (MBA), Finance, General, With Distinction

Queens College   1971 — 1975
Bachelor of Arts (B.A.), Accounting

James Jim Onkst James Jim Onkst Louisville, Kentucky Area Details
James Jim Onkst's UBS Financial Services, Inc Experience May 2009 - Present
Job Vice President UBS Financial Services, Inc
Industry Financial Services
Experience
UBS Financial Services, Inc   May 2009 - Present

Education
Western Kentucky University MA   1980 — 1982
MA, MVBA, Industrial Technolgy, Business Admin and Education

Murray State University   1969 — 1973
BS, Industrial Technolgy

Joseph Martino Joseph Martino Greater New York City Area Details
Joseph Martino's UBS Financial Services, Inc Experience February 2004 - May 2004
Job Compliance Professional at Seeking Next Opportunity at Financial Services
Industry Financial Services
Experience
Morgan Stanley  June 2013 - Present
Financial Services  January 2012 - Present
HTK   March 2013 - May 2013
Allstate Financial Services  September 2006 - December 2011
Financial Industry Regulatory Authority  May 2004 - September 2006
UBS Financial Services Inc.  February 2004 - May 2004
Deutsche Bank Trust Company Americas  August 2003 - November 2003
Datek Online Holdings Corp.  December 2000 - April 2003
Alliance Capital  March 2000 - December 2000
DAC Planning Group Inc.   October 1996 - March 2000

Skills
Compliance, Securities, FINRA, Securities Regulation, Series 7, Series 24, Series 63, Supervisory Skills, Auditing, Insurance, Investments, Equities, Mutual Funds, Coaching, Staff Training, Fundraising, Public Speaking, Presentation Skills..., Deadline Driven, Financial Regulation, Financial Services, Relationship Management, Territory Management, Surveillance, Books and Records..., E-Mail Review, Training, Leadership, AML, Options, Finance, Fixed Annuities, Risk Management, Uniform Combined State..., KYC, Hedge Funds, Trading, OFAC

Education
Montclair State University   1990 — 1996
BA in Liberal Arts, Political Science

Bergen Catholic High School   1986 — 1990

Dow Ryan Dow Ryan Louisville, Kentucky Area Details
Dow Ryan's UBS Financial Services, Inc Experience April 2001 - Present
Job Financial Advisor at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  April 2001 - Present
Merrill Lynch  June 1991 - April 2001

Education
Murray State University
MPA

Western Kentucky University

Priscilla Sabates Priscilla Sabates Boca Raton, Florida Details
Priscilla Sabates's UBS Financial Services, Inc Experience March 2013 - Present
Job Financial Advisor at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc.  March 2013 - Present
Morgan Stanley Wealth Management  January 2010 - March 2013
Morgan Stanley Wealth Management  January 2010 - March 2013

Skills
Series 7, Wealth Management, Retirement Planning, Mutual Funds, Investments, Asset Allocation, Strategic Financial..., Investment Advisory, Series 63, Retirement, Investment Strategies, Securities, Equities, Financial Advisory

Education
Nova Southeastern University   2008 — 2010
Master of Business Administration (MBA)

University of Miami   2004 — 2008
Bachelor of Arts (BA), English, Criminology, History

Hellen Vouthounis Hellen Vouthounis Greater New York City Area Details
Hellen Vouthounis's UBS Financial Services, Inc Experience August 2010 - June 2012
Job Compliance Testing Analyst at GE Capital
Industry
Experience
GE Capital  July 2014 - Present
Barclays Wealth and Investment Management  June 2012 - June 2014
UBS Financial Services Inc.  August 2010 - June 2012
Holm & O'Hara LLP   2004 - 2006

Skills
Regulatory Compliance, Compliance Assurance, Monitoring & Testing, Branch Exams, Trusts, Legal Writing, Legal Research, Securities, Litigation, Risk Management, Microsoft Office, Outlook, Financial Services, Leadership, Equities

Education
Valparaiso University School of Law
Juris Doctorate

New York University
Bachelor of Arts (B.A.), History, Politics

Richard Jambrina, CRPC Richard Jambrina, CRPC Florham Park, New Jersey Details
Richard Jambrina, CRPC's UBS Financial Services, Inc Experience July 2010 - Present
Job UBS Financial Services Inc, Senior Vice President Investments
Industry Financial Services
Experience
UBS Financial Services Inc  July 2010 - Present
UBS Wealth Management  2010 - Present
Merrill Lynch  June 1993 - June 2010

Skills
Risk Management, Capital Markets, Investment Banking, Financial Modeling, Derivatives, Trading, Corporate Finance, Private Equity, Business Strategy, Financial Analysis, Financial Reporting, Bloomberg, Financial Services, Banking, Valuation

Education
Northland College   1987 — 1991
Bachelor of Science (B.S.), Economic Policy

Don Huneycutt Don Huneycutt Asheville, North Carolina Area Details
Don Huneycutt's UBS Financial Services, Inc Experience November 2011 - Present
Job Financial Advisor at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  November 2011 - Present
Merrill Lynch  June 2005 - November 2011
A.G. Edwards & Sons, Inc.   January 2003 - June 2005
Eaton Corporation  2000 - 2002
Blue Ridge Metals Corporation a.k.a.Central Yoshida Corporation   January 1996 - December 2000
GE Lighting Systems, Inc.   March 1988 - January 1996
Ingersoll Rand  May 1985 - March 1988

Education
North Carolina State University   1982 — 1985
Bachelor of Science (BS), Mechanical Engineering

Enrico Martinez Enrico Martinez Valley Stream, New York Details
Enrico Martinez's UBS Financial Services, Inc Experience March 2010 - October 2011
Job Senior Tax Analyst at Sithe Global
Industry Accounting
Experience
Sithe Global Power, LLC  February 2012 - Present
UBS Financial Services Inc  March 2010 - October 2011
UBS Financial Services Inc  March 2009 - March 2010
Deloitte & Touche LLP  June 2008 - August 2008
UBS Financial Services Inc  June 2006 - June 2008

Skills
Tax, International Tax, Corporate Tax, Internal Controls, Consolidation, Financial Statements, Tax Returns, Auditing

Education
Bernard Baruch College, Zicklin School of Business   2008 — 2009
Master of Science, Accountancy

Macaulay Honors College   2004 — 2008
BS, Accountancy - Internal Audit

Peking University   2007 — 2007

Christine Carona Christine Carona Greater Boston Area Details
Christine Carona's UBS Financial Services, Inc Experience March 2009 - Present
Job Sr. Vice President Wealth Management at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc   March 2009 - Present
Smith Barney  October 1999 - March 2009
Bank of Boston  August 1993 - October 1999
Merrill Lynch  March 1986 - August 1993

Education
Northeastern University   1996 — 2000
College of Financial Planning, Financial Planning

Syracuse University   1981 — 1985
BS

Katie Bercegeay Katie Bercegeay Charlottesville, Virginia Details
Katie Bercegeay's UBS Financial Services, Inc Experience October 2007 - August 2013
Job Volunteer & Donations Coordinator at International Rescue Committee
Industry Nonprofit Organization Management
Experience
International Rescue Committee  August 2013 - Present
UBS Financial Services Inc.  October 2007 - August 2013
University of Louisiana at Lafayette  August 2012 - July 2013
Oklahoma State University LASSO Center   February 2012 - May 2012
Oklahoma State University  August 2011 - May 2012
UL Lafayette Student Government Association   May 2010 - May 2011

Skills
Public Speaking, Event Planning, Research, Microsoft Office, PowerPoint, Social Media, Customer Service, Community Outreach, Marketing, Public Relations, Higher Education, Social Networking, Social Media Marketing, Editing, Nonprofits, Budgets, Data Analysis, Spanish, Time Management, English, Facebook, Service Learning, Volunteer Management, Volunteer Recruiting, Volunteer Training, External Relations, Refugee Resettlement, Resource Development, Fundraising, Teaching English as a..., Writing

Education
Oklahoma State University   2011 — 2012
Masters of Science, International Studies: Human Development, Society, and Education, 4.0

University of Louisiana at Lafayette   2007 — 2011
Bachelor of Arts, English, 3.849

Erath High School   2003 — 2007
H.S. Diploma

Kelly R. Davis Kelly R. Davis Boise, Idaho Area Details
Kelly R. Davis's UBS Financial Services, Inc Experience November 2007 - Present
Job Vice PresidentInvestments at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc  November 2007 - Present
Smith Barney  January 1989 - November 2007

Education
Northwest Nazarene University   1962 — 1969
BA, History and Theology

Jessica Powers Jessica Powers Chicago, Illinois Details
Jessica Powers's UBS Financial Services, Inc Experience September 2004 - April 2005
Job Account Director Human Resources at CEB
Industry Capital Markets
Experience
CEB  June 2014 - Present
Attain Capital Management  November 2011 - Present
Altegris Investments  June 2010 - September 2011
Lehman Brothers  January 2006 - August 2008
Man Financial  April 2005 - January 2006
UBS Financial Services Inc  September 2004 - April 2005

Skills
Alternative Investments, Hedge Funds, Equities, Fixed Income, Bloomberg, Managed Futures, Bonds, Microsoft Excel, Research, Risk Management, Product Development, Marketing, National Account Sales, Relationship Management, Institutional Sales, Due Diligence, PowerPoint, Fixed Income Products, Modeling Portfolios, Commodity Pools, Spread Trading, Series 7, Series 63, Trading, Negotiation, Asset Allocation, Investments, Commodity, Mutual Funds, Wealth Management

Education
University of San Diego   2009 — 2011
MBA, Finance and International Business, 3.97

Miami University
Bachelor of Science, BusinessFinance; international business and business law emphasis's); Marketing

Kevin Nowakowski Kevin Nowakowski Greater Detroit Area Details
Kevin Nowakowski's UBS Financial Services, Inc Experience 1993 - Present
Job Vice President Investments
Industry Financial Services
Experience
UBS Financial Services Inc.  1993 - Present

Skills
Asset Allocation, Investments, Series 7, CRPC, Certified Financial..., Wealth Management, Negotiation, Financial Analysis, Strategy, Management, Series 63, Strategic Planning, Investment Advisory, Customer Service, Budgets

Education
Michigan State University   1991 — 1995

David H. Bigler David H. Bigler Greater Los Angeles Area Details
David H. Bigler's UBS Financial Services, Inc Experience 2009 - Present
Job Managing Director at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  2009 - Present
UBS Financial Services Inc.  2005 - 2009
UBS Financial Services Inc.  1997 - 2009

Education
Northwestern University - Kellogg School of Management   2007 — 2009
MBA

Pace University - Lubin School of Business
BBA

Megan L. Coborn Megan L. Coborn Minneapolis, Minnesota Details
Megan L. Coborn's UBS Financial Services, Inc Experience September 2013 - Present
Job Client Service Associate
Industry Financial Services
Experience
UBS Financial Services Inc.  September 2013 - Present
Marriott International  January 2012 - September 2013
Marriott International  June 2010 - December 2011

Education
University of Northern Iowa   2007 — 2009
Bachelor of Arts (BA), Biology, Biomedical

North Iowa Area Community College   2005 — 2006
Associate of Arts and Sciences (AAS), General Studies

John Saalfield John Saalfield Dallas, Texas Details
John Saalfield's UBS Financial Services, Inc Experience 2013 - Present
Job Vice President at UBS
Industry Financial Services
Experience
UBS Financial Services, Inc   2013 - Present
JPMorgan Private Bank  2010 - 2013

Education
Northwestern University - Kellogg School of Management
Master of Business Administration (MBA)

Southern Methodist University
Bachelor of Arts (B.A.)

Arlene Hernandez Arlene Hernandez Greater New York City Area Details
Arlene Hernandez's UBS Financial Services, Inc Experience October 2008 - July 2009
Job
Industry Broadcast Media
Experience
Univision Communications Inc.  December 2013 - Present
Univision Communications  June 2011 - Present
Millennium Management  February 2010 - May 2011
UBS Financial Services Inc  October 2008 - July 2009
UBS Financial Services Inc  November 2006 - October 2008
UBS Financial Services Inc  October 2000 - November 2006

Skills
Accounting, GAAP, Financial Modeling, Financial Analysis, Financial Reporting, Sarbanes-Oxley Act, Investments, Asset Managment, PeopleSoft, Internal Controls, Financial Services, Internal Audit, Variance Analysis, US GAAP, Finance, Microsoft Excel

Education
Saint Peter's University
Master of Business Administration (M.B.A.)

New Jersey City University   1995 — 2002
BS, Accounting

St Dominic Academy   1991 — 1995
High School

Holy Rosary Academy   1980 — 1991
Grammar School

Timothy McEwen, CFP® Timothy McEwen, CFP® United States Details
Timothy McEwen, CFP®'s UBS Financial Services, Inc Experience December 2008 - Present
Job Senior Vice President — Wealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc   December 2008 - Present
Morgan Stanley  March 2003 - December 2008
McEwen Odbert Remodeling   February 1999 - February 2003

Education
Nebraska Wesleyan University   1995 — 1999
Bachelor of Science, Business Administration

Lincoln Christian School   1991 — 1995

Cynthia (Xinrui) Yan Cynthia (Xinrui) Yan Rochester, New York Details
Cynthia (Xinrui) Yan's UBS Financial Services, Inc Experience August 2011 - January 2012
Job Analyst at Goldman Sachs Asset Management
Industry Financial Services
Experience
Goldman Sachs Asset Management  June 2013 - Present
UBS Financial Services Inc  August 2011 - January 2012
Metallurgical Corporation of China Ltd   June 2011 - September 2011
Head Office of BNP Paribas (China) Ltd   June 2011 - June 2011

Skills
Bloomberg Software, Morningstar, FactSet, Value Line, Basic Java Programming, Advanced user of Excel,..., Intermediate Potter, Microsoft Excel, Investments, Finance, Analysis, Portfolio Management, Bloomberg, Bloomberg Terminal

Education
University of Rochester - Simon Business School   2012 — 2013
Master of Science (M.S.), Business Administration, Finance

Westminster College   2010 — 2012
Bachelor of Arts (B.A.), Dual Degree, Economics, GPA 4.00

Nankai University   2008 — 2012
Bachelor of Economics, Dual Degree, Economics, Ranking 30/134

Greg Bruno Greg Bruno Short Hills, New Jersey Details
Greg Bruno's UBS Financial Services, Inc Experience July 2011 - Present
Job Vice President, UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  July 2011 - Present
Morgan Stanley Smith Barney  June 2006 - July 2011
Merrill Lynch  April 1999 - June 2006
NYSE Euronext  September 1997 - April 1999

Education
The College of New Jersey   1989 — 1993
BA, Public/Business Administration

New Jersey City University   1995 — 1997
MA, Education

Christopher Went Christopher Went Greater Philadelphia Area Details
Christopher Went's UBS Financial Services, Inc Experience October 2010 - Present
Job Wealth Strategy Associate at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  October 2010 - Present
Wells Fargo Advisors  March 2005 - October 2010
Bristol-Myers Squibb  September 2002 - May 2004

Education
Stony Brook University   2000 — 2002
Computer Science

Nassau Community College   1998 — 2000
Computer Science

Andrew Tenaglia Andrew Tenaglia Roseville, California Details
Andrew Tenaglia's UBS Financial Services, Inc Experience August 2007 - Present
Job Financial Advisor at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  August 2007 - Present

Education
Pace University-Pleasantville/Briarcliff Campus   1989 — 1993
BBA, Accounting

Jonathan Adamsky Jonathan Adamsky Greater New York City Area Details
Jonathan Adamsky's UBS Financial Services, Inc Experience November 2008 - Present
Job Advising an Exclusive Group of High Achieving Business People
Industry Financial Services
Experience
UBS Financial Services Inc.  November 2008 - Present
Morgan Stanley  August 1999 - November 2008
Merrill Lynch  August 1997 - August 1999

Skills
Investments, Finance, Series 7, Wealth Management, Asset Allocation, Retirement Planning, Portfolio Management, Asset Management, Series 63, Strategic Financial..., Investment Advisory

Education
Michigan State University   1992 — 1997

Michigan State University - The Eli Broad College of Business   1992 — 1997

Rich McGaughey Rich McGaughey Kansas City, Missouri Area Details
Rich McGaughey's UBS Financial Services, Inc Experience 2005 - Present
Job Vice PresidentInvestments at UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc  2005 - Present
Piper Jaffray  April 1996 - October 2003
Smith Barney  November 1975 - April 1996

Skills
Series 63, Asset Allocation, Investment Advisory, Risk Management, Financial Services, Mutual Funds, Series 65, Long-term Care, Banking, Uniform Combined State..., Strategic Planning, Credit, Securities, Wealth Management..., Mortgage Lending, Finance, 401k Rollovers, Public Speaking, Disability Insurance, Leadership

Education
Park University   1969 — 1973
Bachelor of Arts (BA), Sociology

Nutley Senior High School   1965 — 1969
College Prep

Jeffrey Smith, CFP® ChFC® CRPC® Jeffrey Smith, CFP® ChFC® CRPC® Greater Detroit Area Details
Jeffrey Smith, CFP® ChFC® CRPC®'s UBS Financial Services, Inc Experience August 2011 - Present
Job Vice President Wealth Management, Complex Sales Manager
Industry Financial Services
Experience
UBS Financial Services Inc  August 2011 - Present
Merrill Lynch  June 2007 - August 2011
UBS  June 2002 - June 2007
Morgan Stanley  December 2000 - June 2002

Education
Michigan State University

Andrew D. Bocknek, CFP® Andrew D. Bocknek, CFP® Greater Detroit Area Details
Andrew D. Bocknek, CFP®'s UBS Financial Services, Inc Experience September 2002 - Present
Job Vice President Wealth Management
Industry Financial Services
Experience
UBS Financial Services Inc.  September 2002 - Present

Education
Michigan State University
Finance

Alex Len Alex Len Greater New York City Area Details
Alex Len's UBS Financial Services, Inc Experience August 2006 - May 2010
Job Assistant Vice President at Barclays Capital
Industry Financial Services
Experience
Barclays Capital  April 2010 - Present
UBS Financial Services Inc.  August 2006 - May 2010
Gemini Systems  March 2005 - August 2006
NYC DOHMH  May 2003 - March 2005
Qwest Communications  March 2000 - May 2003
Citibank, N.A.   November 1998 - March 2000
Federal Reserve Bank of New York  January 1997 - September 1998

Skills
J2EE Application..., Core Java, Spring, Web Development, DHTML, AJAX Frameworks, CSS Javascript, SQL Server, Oracle 9i, Eclipse, SDLC, Web Content Management, Wealth Management, Equity Research, Fixed Income, Oracle

Education
Polytechnic University   1993 — 1996
Bachelor of Science (B.S.), Computer Science

Paula Escobar Paula Escobar Greater New York City Area Details
Paula Escobar's UBS Financial Services, Inc Experience August 2008 - Present
Job Client Service Associate at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  August 2008 - Present
Alliance Bernstein  June 2001 - August 2006

Education
New Jersey City University
Associates, Education/ English

James 'Jed' Dean James 'Jed' Dean Santa Fe, New Mexico Area Details
James 'Jed' Dean's UBS Financial Services, Inc Experience 2001 - Present
Job Vice President Wealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc  2001 - Present
Merrill Lynch  1982 - 2001

Education
Miami University   1971 — 1978
BA, History

Homewood Flossmoor High School   1967 — 1971

M. Peggy Thompson M. Peggy Thompson Las Vegas, Nevada Area Details
M. Peggy Thompson's UBS Financial Services, Inc Experience May 2009 - Present
Job Senior Registered Client Service Associate
Industry Financial Services
Experience
UBS Financial Services Inc  May 2009 - Present
Citibank Smith Barney   December 1997 - May 2009
Hopkins & Sutter  1990 - 1995

Education
North Central College

Ramon Sieira Ramon Sieira Greater New York City Area Details
Ramon Sieira's UBS Financial Services, Inc Experience June 2007 - June 2010
Job Retirement Account Specialist
Industry Financial Services
Experience
Morgan Stanley  June 2013 - April 2015
Morgan Stanley Smith Barney  December 2010 - October 2012
UBS Financial Service, Inc.   June 2010 - December 2010
UBS Financial Services Inc.  June 2007 - June 2010
UBS Financial Services Inc  February 2006 - June 2007
UBS Financial Services Inc  September 2005 - February 2006

Skills
Analysis, Data Analysis, Business Analysis, Compliance, Retirement Plans, Annuities, Mutual Funds, Corporate Finance, Accounting, Spanish, Portuguese, Estate Administration, IRAs, Retirement Planning, Fixed Annuities, Insurance, Financial Services, Access, Finance, Retirement, Securities, Asset Management, Risk Management, Equities

Education
Rutgers, The State University of New Jersey-Newark   2000 — 2004
Bachelor, Economics, with a concentration Finance and Accounting, 3.0

Middlesex County College

Steve (Vyacheslav) Betser Steve (Vyacheslav) Betser Greater New York City Area Details
Steve (Vyacheslav) Betser's UBS Financial Services, Inc Experience June 2000 - August 2005
Job Sr. Java Developer at Mediaocean
Industry Information Technology and Services
Experience
Mediaocean  December 2011 - Present
Knight Capital Group  April 2008 - August 2011
Morgan Stanley  August 2005 - February 2008
UBS Financial Services Inc.  June 2000 - August 2005
NYC.GOV - NYC Dept of Information Technology & Telecommunications   April 1997 - June 2000

Skills
Java Enterprise Edition, Oracle, Java, DB2, Hedge Funds, SQL, MySQL, Trading Systems, Equities, Sybase, Options, Eclipse, JDBC, Requirements Analysis, SDLC, Electronic Trading, Core Java, XML, Spring, Linux, Web Services, Databases, JUnit, Unix Shell Scripting

Education
Pace University   1996 — 2000
BS, Computer Science

Amit Tilani Amit Tilani Greater New York City Area Details
Amit Tilani's UBS Financial Services, Inc Experience September 2009 - January 2010
Job Investment Performance Analyst at J.P. Morgan Asset Management
Industry Financial Services
Experience
J.P. Morgan Asset Management   June 2015 - Present
Urban Perfumes Corp.   September 2010 - Present
Investment Banking Institute  February 2010 - November 2011
Pace University  September 2009 - June 2010
Pace University  2006 - June 2010
UBS Financial Services Inc.  September 2009 - January 2010
Alexander Grasso, Esq., CPA   October 2007 - March 2008
N. Tilani Fragrances Inc   September 2004 - May 2006

Skills
Finance, Financial Modeling, Valuation, Analysis, Accounting, Mergers & Acquisitions, Bloomberg, QuickBooks, Leadership, Customer Service, Payroll, Management, Microsoft Office, Microsoft Excel, Investment Banking, Financial Analysis, Project Planning, Capital Markets, Equity Research, Public Speaking, Investments, Interviews, LBO, Marketing, Financial Statements, Spanish, Budgets, Time Management, Equities, Inventory Management, Private Equity, Sales, Market Research, Economics, Microsoft Word, Corporate Finance, PowerPoint, Quicken, Corporate Tax, Financial Statement..., Fixed Income, Financial Accounting, Research, Marketing Strategy, Salesforce.com, Portfolio Management, Data Analysis, Lotus Notes

Education
Pace University - Lubin School of Business   2006 — 2010
BBA, Majors: Finance and Business Management, Minors: Law and Economics

Secaucus High School   2002 — 2006
Diploma

Michael Bruni Michael Bruni Greater New York City Area Details
Michael Bruni's UBS Financial Services, Inc Experience September 2005 - September 2006
Job Senior Associate | Financial Services | Asset Management Advisory
Industry Management Consulting
Experience
PwC  October 2015 - Present
The Vanguard Group  January 2013 - October 2015
The Vanguard Group  March 2011 - January 2013
Burlington County Professional Services Group   July 2010 - March 2011
Concord Advisory Group   January 2008 - March 2010
Concord Advisory Group   September 2006 - January 2008
UBS Financial Services Inc  September 2005 - September 2006
Penn State Investment Association  August 2003 - May 2005

Skills
Microsoft Excel, Microsoft Access, Fixed Income Products, Mutual Fund Pricing, Morningstar, Investments

Education
Villanova University   2011 — 2014
MBA, Finance, Real Estate, 3.7 GPA

Penn State University   2001 — 2005
Bachelor of Science, Finance, 3.5 GPA

Northern Burlington High School

Thomas Massey Thomas Massey Chesterland, Ohio Details
Thomas Massey's UBS Financial Services, Inc Experience September 2008 - Present
Job Sr. Portfolio Manager at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  September 2008 - Present
Morgan Stanley  June 1987 - September 2008

Education
Northwestern University   1981 — 1987
Bachelor of Arts

Columbia University, IEOR
ACPM Certified Portfolio Manager, Valedictorian

Wharton School, University of Pennsylvania
Investment Consultant Program

Veronica Litvinski Veronica Litvinski Malverne, New York Details
Veronica Litvinski's UBS Financial Services, Inc Experience September 2012 - December 2012
Job Compliance Associate at RPG
Industry Financial Services
Experience
RPG  March 2014 - Present
UBS Financial Services Inc  September 2012 - December 2012
Lord and Taylor  May 2009 - August 2011

Skills
Microsoft Office, Microsoft Excel, Sales, Project Planning, Databases, Finance, PowerPoint, Time Management, Outlook, Microsoft Word, Teamwork, Pension Plans, Compliance, Customer Service

Education
Baruch College, Zicklin School of Business   2011 — 2013
Bachelor of Business Administration (BBA), Business/Managerial Economics, 3.9

Nassau Community College   2010 — 2011
Business Administration, 3.99

Jennifer Barry Jennifer Barry Greater New York City Area Details
Jennifer Barry's UBS Financial Services, Inc Experience October 2014 - April 2015
Job Group Director at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley  April 2015 - Present
UBS Financial Services Inc.  October 2014 - April 2015
Oxford Global   May 2013 - July 2014
UBS Financial Services Inc.  April 2009 - May 2013
Franklin Templeton Investments  July 2007 - February 2009
Franklin Templeton Investments  July 2006 - July 2007
Franklin Templeton Investments  July 2005 - July 2006
Bloomberg  2004 - 2005
Susquehanna International Group  May 2001 - August 2004

Education
New York University   2009 — 2011
Professional Certificate, Portfolio Management

New York University   2001 — 2005

Joseph Modero CRPC® Joseph Modero CRPC® Greater New York City Area Details
Joseph Modero CRPC®'s UBS Financial Services, Inc Experience March 2012 - Present
Job Wealth Management Professional
Industry Financial Services
Experience
UBS Financial Services Inc.  March 2012 - Present
Morgan Stanley Investment Management  June 2007 - March 2012
RBC Wealth Management  April 2005 - June 2007

Education
Montclair State University   1978 — 1982
Bachelor of Science (B.S.)

Evelyn Anderson Evelyn Anderson Greater New York City Area Details
Evelyn Anderson's UBS Financial Services, Inc Experience May 2004 - May 2006
Job Senior Compliance Risk Assessment Officer at HSBC
Industry Financial Services
Experience
HSBC  July 2015 - Present
JPMorgan Chase  August 2010 - March 2015
Euphoria Salon & Spa   May 2008 - August 2010
Merrill Lynch  August 2006 - May 2008
UBS Financial Services Inc  May 2004 - May 2006
UBS  May 2000 - August 2004
Chase Manhattan Bank  February 1994 - May 2000
Chase Manhattan Bank  February 1977 - February 1994

Skills
Client Experience, Strategic Planning, Change Management, Financial Services, Program Management, Management, Project Management, Customer Experience, Banking, Team Building, Leadership, Business Analysis, CRM, Integration, Payments, Process Improvement, Software Documentation, Risk Management, Vendor Management, Relationship Management, Analysis, Portfolio Management, Strategy, Finance, Executive Management, Project Planning, ERP, Forecasting, PMO, Business Development, Call Centers, Budgets, Product Development, Business Process, Disaster Recovery, Product Management

Education
Pace University   1986 — 1989
Information Technologies/Computer Science

Longsheng Ye Longsheng Ye Brooklyn, New York Details
Longsheng Ye's UBS Financial Services, Inc Experience October 2009 - December 2009
Job Accounting Intern
Industry Accounting
Experience
Robotti & Co.   August 2011 - Present
NYC Financial Network Action Consortium   January 2011 - August 2011
United Staffing Systems Inc.   November 2010 - January 2011
UBS Financial Services Inc  October 2009 - December 2009
Fortis Insurance Company (Asia) Limited   January 2008 - February 2008

Skills
Advanced knowledge of..., Native fluency in..., Accounting, Financial Analysis, Account Reconciliation, Tax, Microsoft Excel, Payroll, Bloomberg, Financial Modeling, Invoicing, US GAAP, Investments, Internal Audit, Financial Reporting, Financial Accounting, PowerPoint, Auditing, Microsoft Word, Journal Entries, Accruals, Mandarin, GAAP

Education
Pace University - Lubin School of Business   2010 — 2012
Master of Science, Accounting

Xiamen University   2006 — 2010
Bachelor of Arts (B.A.), English Language and Literature/Letters, 3.2

Gina Scardigno Gina Scardigno Avenel, New Jersey Details
Gina Scardigno's UBS Financial Services, Inc Experience May 1999 - August 2006
Job Account Manager at Smart Tuition
Industry Education Management
Experience
Smart Tuition  January 2012 - May 2015
Computershare  May 2007 - October 2011
E*Trade Financial  August 2006 - March 2007
UBS Financial Services Inc.  May 1999 - August 2006

Skills
Account Management, Salesforce.com, Sales, New Business Development, Sales Management, Customer Service, Team Building, CRM, Leadership, Sales Process, Solution Selling, Marketing, Coaching, Key Account Management, Team Leadership, B2B, Marketing Strategy

Education
New Jersey City University   2002 — 2005
Bachelor of Science (B.S.), Sociology

New Jersey City University   1994 — 2005
•B.A., Sociology, Sociology

Jake Tabor Jake Tabor Orlando, Florida Details
Jake Tabor's UBS Financial Services, Inc Experience January 2013 - May 2013
Job Financial Analyst Disney Photo Imaging at The Walt Disney Company
Industry Leisure, Travel & Tourism
Experience
The Walt Disney Company  March 2015 - Present
The Walt Disney Company  December 2013 - March 2015
Walt Disney Parks and Resorts  June 2013 - December 2013
UBS Financial Services Inc.  January 2013 - May 2013
Gibson Guitar  May 2012 - August 2012

Skills
Microsoft Excel, Data Analysis, Financial Analysis, Microsoft Word

Education
Northwestern University   2014 — 2016
Master's Degree, Predictive Analytics

Vanderbilt University   2009 — 2013
Bachelor of Arts (BA), Economics and Mathematics

University of St. Andrews   2012 — 2012
Semester Abroad, Economics

London School of Economics and Political Science   2011 — 2011
Summer Abroad Program

Pete Gabler Pete Gabler Minneapolis, Minnesota Details
Pete Gabler's UBS Financial Services, Inc Experience October 2002 - Present
Job Financial Advisor at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  October 2002 - Present

Education
Miami University
Bachelor of Science (BS), Finance, General

Warwick Alley Warwick Alley Jackson, Mississippi Area Details
Warwick Alley's UBS Financial Services, Inc Experience August 2005 - September 2012
Job Wealth Manager at Coker & Palmer, Inc.
Industry Financial Services
Experience
Coker & Palmer, Inc.   September 2012 - Present
UBS Financial Services Inc  August 2005 - September 2012

Skills
Wealth Management, Series 7, Investments, Portfolio Management, Mutual Funds, Investment Strategies, Alternative Investments, Asset Managment, Fixed Income, Investment Advisory, Equities, Uniform Combined State..., Retirement Planning, Asset Management, Series 63, Asset Allocation

Education
Millsaps College   1988 — 1993
B.S., Biology

Millsaps College
Bachelor of Science (B.S.), Molecular Biology

Brandon Hebert, CPWA® Brandon Hebert, CPWA® Phoenix, Arizona Area Details
Brandon Hebert, CPWA®'s UBS Financial Services, Inc Experience May 2012 - Present
Job Financial Advisor at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  May 2012 - Present
Morgan Stanley Smith Barney  August 2009 - May 2012

Skills
Financial Plan..., Wealth Management, Portfolio Management, Business Succession..., Financial Plan Goal...

Education
Northern Arizona University   2004 — 2008
B.A.I.L.S., Organizational Communications

Daniel Hynden Daniel Hynden Fort Myers, Florida Area Details
Daniel Hynden's UBS Financial Services, Inc Experience December 2010 - May 2011
Job Client Service Associate at UBS
Industry Financial Services
Experience
UBS  July 2013 - Present
JPMorgan Chase  July 2012 - July 2013
Sabadell Bank & Trust  December 2011 - May 2012
UBS Financial Services Inc  December 2010 - May 2011
Vector Marketing Co   2009 - 2010
Flint Financial Group Inc   2007 - 2008

Education
Palm Beach Atlantic University   2008 — 2012
Bachelor of Science, Finance

Monica Fischman Monica Fischman Southfield, Michigan Details
Monica Fischman's UBS Financial Services, Inc Experience February 2004 - March 2005
Job Director of Business Strategies at World Wide Trading, Inc.
Industry Automotive
Experience
World Wide Trading, Inc.   January 2015 - Present
Simplified Benefits   November 2011 - December 2014
Comerica Bank  October 2008 - November 2011
Comerica Bank  July 2006 - October 2008
UBS Financial Services  March 2005 - June 2006
UBS Financial Services Inc.  February 2004 - March 2005
BBU Cutting   2003 - 2004
PCComplete   2000 - 2000

Skills
Retail, Banking, Pricing, Customer Service, Excel, PowerPoint, Word, Microsoft Office, Social Media, Customer Relations, Outlook, Research, Vendor Management, Market Research, Microsoft Word, Microsoft Excel, Management, Marketing, Negotiation, Marketing Strategy, Account Management, Leadership, New Business Development, Sales Management, Sales, Public Speaking, Social Networking, Strategic Planning

Education
Oakland University   2007 — 2010
MBA, Entrepreneurship

Yeshiva University   1999 — 2003
BS, Management Information Systems

Southfield Lathrup   1995 — 1999

Robert R. Frump Robert R. Frump Greater New York City Area Details
Robert R. Frump's UBS Financial Services, Inc Experience February 2007 - June 2008
Job Author and Corporate Communications
Industry Writing and Editing
Experience
Morgan Stanley Wealth Management  September 2010 - Present
Clark Consulting  February 2009 - September 2010
Race Point Strategic Content, Inc.   June 2008 - September 2010
Fort Worth Star-Telegram  1910 - 2009
Freelance  1910 - 2009
UBS  February 2007 - July 2008
UBS Wealth Management  February 2007 - July 2008
UBS Financial Services, Inc   February 2007 - June 2008
UBS Financial Serivces   2007 - 2008
Merrill Lynch  October 2000 - November 2006

Skills
content, writing, author, Publishing, Custom Publishing, Investigative Reporting, Process Engineering, Online Publishing, Publications, Transportation, Compliance, Series 7, Editing, Series 66, Series 24, FINRA, Journalism, Magazines, Books, Social Media, Public Relations, Blogging, Copy Editing, Promotions, Ebooks, Editorial, Press Releases, Change Management, Media Relations, Newspaper, Proofreading, Newsletters, Integrated Marketing, Retail, Content Development, Corporate Communications, Copywriting, Research, Internal Communications, Content Management, Marketing Communications, Strategic Communications, Web Content, Social Networking, Public Speaking, Marketing Strategy, Fundraising, Digital Media, Advertising, Online Marketing

Education
Northwestern University   1969 — 1970
MSJ, Journalism

University of Illinois at Urbana-Champaign   1965 — 1969
BSJ, Journalism

University of Illinois at Urbana-Champaign   1965 — 1969
BS, Journ

Sarah Simon Sarah Simon Washington D.C. Metro Area Details
Sarah Simon's UBS Financial Services, Inc Experience November 2011 - Present
Job UBS Financial Services, Inc.
Industry Investment Management
Experience
UBS Financial Services Inc.  November 2011 - Present
Columbia Partners, L.L.C. Investment Management   November 2009 - November 2011
MicroStrategy  June 2008 - October 2009
NFL Films  May 2007 - August 2007

Education
Penn State University

Russell Davidson Russell Davidson Greater New York City Area Details
Russell Davidson's UBS Financial Services, Inc Experience June 1999 - January 2004
Job
Industry Financial Services
Experience
JPMorgan Chase  December 2013 - Present
JPMorgan Chase  August 2011 - December 2013
Morgan Stanley  June 2009 - July 2011
Citigroup  July 2004 - June 2009
AIG  January 2004 - July 2004
UBS Financial Services, Inc   June 1999 - January 2004
Morgan Stanley  December 1997 - June 1999
Proudfoot Reports  June 1995 - December 1996

Skills
Project Planning, Project Management, Business Continuity, Disaster Recovery, Business Analysis, SDLC, Management, Program Management, Operational Risk..., Business Continuity..., Risk Assessment, Financial Risk, Risk Management, CBCP, Governance, Financial Services, Enterprise Risk..., Operational Risk, Data Center, Testing

Education
Pace University - Lubin School of Business   1997 — 1999
MBA, Information Systems

University at Albany, SUNY   1991 — 1995
BA, Business Administration, Sociology

Michael Abbott,CFP®,CIMA®,CPWA®,ChFC® Michael Abbott,CFP®,CIMA®,CPWA®,ChFC® Greater Denver Area Details
Michael Abbott,CFP®,CIMA®,CPWA®,ChFC®'s UBS Financial Services, Inc Experience July 1992 - April 2012
Job Regional Director, Western Region at TPG Financial
Industry Financial Services
Experience
TPG Financial   January 2014 - Present
Lincoln Financial Distributors  April 2012 - January 2014
UBS Financial Services, Inc   July 1992 - April 2012

Skills
Series 7, Series 63, Alternative Investments, Mutual Funds, Wealth Management, Investments, Asset Allocation, Portfolio Management, Asset Management, Equities, Retirement Planning, ETFs, Securities, Investment Advisory

Education
New York University   1994 — 1998
MBA, Finance/Marketing

Syracuse University   1988 — 1992
B.S., Finance/Managerial Accounting

Middleburgh Central School

Delia Espinosa Delia Espinosa Miami/Fort Lauderdale Area Details
Delia Espinosa's UBS Financial Services, Inc Experience July 2014 - Present
Job Client Advisor at UBS AG
Industry Banking
Experience
UBS Financial Services Inc.  July 2014 - Present
UBS  April 2010 - July 2014
UBS  July 2007 - April 2010
Apax Partners  August 2005 - June 2007
Solaris Capital   2005 - 2005
Fernandez Architects   June 2002 - August 2004
Pandisc Music   May 1998 - November 1999

Education
Middle Tennessee State University   2000 — 2002
MBA, Information Technology

University of Miami - School of Business   1995 — 1999
BBA, Marketing

Killian Sr. High

Ammar Abu Lughod Ammar Abu Lughod Greater Los Angeles Area Details
Ammar Abu Lughod's UBS Financial Services, Inc Experience January 2001 - Present
Job Senior Vice President Investments at UBS
Industry Banking
Experience
UBS Financial Services Inc.  January 2001 - Present

Education
Oklahoma City University   1986 — 1990

New English School, for high school   1981 — 1986
gce o levels, highschool

Sandeep Furia Sandeep Furia Greater New York City Area Details
Sandeep Furia's UBS Financial Services, Inc Experience October 1999 - November 2012
Job Manager Web Development @ Express Scripts
Industry Financial Services
Experience
Express Scripts  January 2013 - Present
UBS Financial Services Inc.  October 1999 - November 2012
NCR Corp.  December 1996 - September 1999

Skills
SDLC, Business Analysis, Software Project..., Business Requirements, Portfolio Management, Agile Methodologies, Scrum, Java, J2EE Application..., Web Services, Fixed Income Trading, Payments, Remote Deposit Capture, JavaScript, jQuery, Dynamic HTML, Fixed Income, SOA, Wealth Management, Enterprise Architecture, Sybase, Trading Systems, Websphere, WebSphere

Education
New Jersey Institute of Technology   1993 — 1996
B.S., Computer Science

Vivekanand Education Society's Institute of Technology (VESIT)   1991 — 1993
B.E., Computer Engineering

Ramnivas Ruia Junior College   1989 — 1991

Livingston High School   1988 — 1989

St.Mary's High School (SSC)   1985 — 1988

Olena Shpanko Olena Shpanko Greater New York City Area Details
Olena Shpanko's UBS Financial Services, Inc Experience 2002 - Present
Job Associate Director at UBS
Industry Financial Services
Experience
UBS  Associate DirectorUBS Wealth Management2007 - Present
UBS Financial Services, Inc   2002 - Present

Education
Pace University   2002 — 2005
MBA, Financial Management

Pace University - Lubin School of Business   2002 — 2005
MBA, Financial Management

Eileen Kane-Campbell Eileen Kane-Campbell Tampa/St. Petersburg, Florida Area Details
Eileen Kane-Campbell's UBS Financial Services, Inc Experience 2007 - Present
Job financial advisor at UBS Financial Services Inc
Industry Consumer Services
Experience
UBS Financial Services Inc  2007 - Present

Education
Northern Illinois University   1987 — 1991

Alex Feinstein Alex Feinstein Greater New York City Area Details
Alex Feinstein's UBS Financial Services, Inc Experience January 2000 - January 2006
Job at Liquidnet
Industry Financial Services
Experience
Liquidnet  October 2006 - Present
UBS FINANCIAL SERVICES, INC   January 2000 - January 2006

Skills
SDLC, Electronic Trading, Equities, SQL, Business Analysis, Order Management, Equity Trading, Vendor Management, Testing, Financial Services, Project Management, Test Management, Quality Assurance, Release Management, JIRA, Toad, Trading Systems, Agile Methodologies, Business Requirements, Databases

Education
New York Institute of Technology   2004 — 2008
BS in Computer Science, Computer Science

CHUBB Institute   1998 — 2000
Diploma, Computer Programming

Donna Prochaska Donna Prochaska Greater New York City Area Details
Donna Prochaska's UBS Financial Services, Inc Experience Sr. Executive AssistantGadzoox Networks Inc.1998 - 2000
Job Assoc. Manager, Administrative Services at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  Sr. Executive AssistantGadzoox Networks Inc.1998 - 2000

Education
Montclair State University   2008 — 2011

Hari Vunnava Hari Vunnava Greater New York City Area Details
Hari Vunnava's UBS Financial Services, Inc Experience March 2007 - Present
Job Oracle Certified Senior IT Associate at UBS Financial Services Inc.
Industry Information Technology and Services
Experience
UBS Financial Services Inc.  March 2007 - Present
UBS Wealth Management  2007 - Present
Footstar  1999 - 2007

Skills
SDLC, Database Design, Performance Tuning, Shell Scripting, Solaris, Multi Tasking, SQL, Oracle PL/SQL..., Relational Databases, Disaster Recovery, Oracle, Unix, Data Warehousing, Unix Shell Scripting, Analysis

Education
Osmania University   1987 — 1991

Vidyodaya High School   1979 — 1985

Jonathan V. Bever Jonathan V. Bever Greater Seattle Area Details
Jonathan V. Bever's UBS Financial Services, Inc Experience August 2006 - August 2012
Job Director Investments at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc.   August 2012 - Present
UBS Financial Services Inc.  August 2006 - August 2012
Piper Jaffray  December 2002 - August 2006
Merrill Lynch  August 1997 - November 2002

Education
St. John's College (NM)   1990 — 1995
Master of Arts (MA), Liberal Arts and Sciences/Liberal Studies

Northwest Nazarene University   1985 — 1990
Philosophy, Philosophy

Karen Burke Karen Burke Fargo, North Dakota Area Details
Karen Burke's UBS Financial Services, Inc Experience December 2006 - Present
Job Client Service Associate at UBS
Industry Financial Services
Experience
UBS Financial Services, Inc   December 2006 - Present
US Bank  September 1997 - December 2006

Skills
Series 7, Series 63

Education
Minnesota State University, Moorhead   1989 — 1993

Central Cass   1984 — 1989
High School, General

Irfan Olia Irfan Olia Greater New York City Area Details
Irfan Olia's UBS Financial Services, Inc Experience September 2005 - July 2011
Job at
Industry Banking
Experience
Citi  July 2011 - Present
UBS Financial Services Inc  September 2005 - July 2011
AT&T  March 1999 - September 2005

Education
Stevens Institute of Technology   2006 — 2009
MS, Management

University of Wollongong   1997 — 1998
MS, Computer Science

NED University of Engineering and Technology   1991 — 1996
BE, Electrical Engineering

Libby Galvin, CFP® Libby Galvin, CFP® Cincinnati Area Details
Libby Galvin, CFP®'s UBS Financial Services, Inc Experience 2007 - Present
Job Vice President of Investments at UBS Wealth Management
Industry Financial Services
Experience
UBS Financial Services Inc.  2007 - Present
UBS  2007 - May 2012
Juvenile Diabetes Research Foundation  2002 - 2005

Education
Xavier University   2005 — 2007
Maters in Education, Human Resources Development

Miami University   1990 — 1994
Bachelor of Arts, Psychology

Benjamin Altman, CFP® Benjamin Altman, CFP® Greater Chicago Area Details
Benjamin Altman, CFP®'s UBS Financial Services, Inc Experience January 2004 - Present
Job Senior Portfolio Manager, The Altman Financial Group UBS Wealth Management
Industry Financial Services
Experience
UBS Financial Services Inc  January 2004 - Present

Education
Northwestern University   2008 — 2009
CFP®

Tufts University   1998 — 2002
BA, International Relations

James Morel James Morel Greater New York City Area Details
James Morel's UBS Financial Services, Inc Experience 2004 - 2007
Job Financial Services Professional
Industry Financial Services
Experience
UBS Wealth Management  February 2004 - November 2007
UBS Financial Services Inc.  2004 - 2007
Merrill Lynch  1989 - 2003
Merrill Lynch, Pierce, Fenner & Smith Inc.   1989 - 2003

Education
New York University School of Law   1978 — 1983

M. Ann Page, CIMA® CRPC® M. Ann Page, CIMA® CRPC® Houston, Texas Area Details
M. Ann Page, CIMA® CRPC®'s UBS Financial Services, Inc Experience May 2013 - Present
Job Assistant Complex Director at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   May 2013 - Present
UBS Financial Services Inc.  October 2009 - May 2013
UBS Financal Services Inc.   April 1994 - October 2009
UBS Financial Services Inc.  December 1990 - April 1994
PaineWebber  August 1980 - December 1990

Education
Missouri State University   1975 — 1979
BFA, Theater

Ladue High School   1972 — 1975
High school

EARL GILLEM EARL GILLEM Greater New York City Area Details
EARL GILLEM's UBS Financial Services, Inc Experience March 1989 - February 2008
Job Financial Services
Industry Banking
Experience
UBS Financial Services, Inc   March 1989 - February 2008
UBS Financial Services  1989 - 2008

Education
New Jersey City University   2008 — 2012

Erika Goyes Erika Goyes Greater New York City Area Details
Erika Goyes's UBS Financial Services, Inc Experience August 2007 - April 2009
Job Internet Marketing Professional
Industry Financial Services
Experience
UBS Financial Services Inc.  August 2007 - April 2009
Prudential  1998 - 2004

Education
Pace University   1989 — 1993

Pace University - Lubin School of Business   1989 — 1993
BBA

Cathedral   1985 — 1989

Elementry   1977 — 1985

Saint Rose of Lima   1977 — 1985

St. Rose of Lima   1977 — 1985

Doreen Fisher Doreen Fisher Dallas/Fort Worth Area Details
Doreen Fisher's UBS Financial Services, Inc Experience September 2009 - September 2012
Job
Industry Financial Services
Experience
UBS Financial Services Inc  September 2009 - September 2012
Edward Jones  March 2009 - September 2009
UBS  September 1994 - June 2008
UBS Investment Bank  1994 - 2008
UBS Investment Bank  1994 - 2008
UBS / PaineWebber  1994 - 2008
PaineWebber (UBS)   1993 - 2008

Skills
Series 63, Fixed Income, Securities, Bonds, Bloomberg, Trading, Investments, Portfolio Management, Wealth Management, Mutual Funds, Asset Allocation, Asset Managment, Investment Banking, Capital Markets, Investment Strategies, Equities

Education
Southern Methodist University   2005 — 2007
Certificate, CFP

Northwood University   1982 — 1984
BBA, Management

Tim Cirenza Tim Cirenza Greater New York City Area Details
Tim Cirenza's UBS Financial Services, Inc Experience July 2011 - September 2012
Job Managing Director at The Merrion Group
Industry Financial Services
Experience
The Merrion Group   September 2012 - Present
UBS Financial Services, Inc   July 2011 - September 2012
Morgan Stanley  January 2010 - July 2011
Timed Investments   2003 - 2008
multitrade   2003 - 2004
Deutsche Bank  1999 - 2002
Goldman Sachs  1992 - 1999

Skills
Electronic Trading, Equity Trading, Hedge Funds, Trading Systems, Series 7, Equities, Fixed Income, Capital Markets, Options, Securities, Series 63, Financial Markets, Trading, Bloomberg, Alternative Investments, Investments

Education
Niagara University   1988 — 1992
BA

Rutgers Preparatory School   1985 — 1988

Debra Noble, CFP® Debra Noble, CFP® Greater New York City Area Details
Debra Noble, CFP®'s UBS Financial Services, Inc Experience September 2002 - May 2004
Job Assistant Vice President, Financial Planning
Industry Financial Services
Experience
Lenox Advisors  April 2013 - Present
Lenox Advisors  April 2010 - March 2013
Ameriprise Financial Services, Inc.   December 2009 - April 2010
FRIENDS OF ISLAND ACADEMY  January 2009 - December 2009
J.P. Morgan   November 2006 - October 2008
SMITH BARNEY  May 2004 - November 2006
UBS FINANCIAL SERVICES INC  September 2002 - May 2004

Skills
Series 7, Strategic Financial..., Mutual Funds, Wealth Management, Retirement Planning, Asset Allocation, Series 63, Estate Planning, Securities, Financial Planners, Financial Advisory, FINRA, Alternative Investments, Uniform Combined State..., Equities, Series 65, Financial Services, Wealth Management..., Hedge Funds, Retirement, Asset Management, 401k, Finance, Investment Advisory, Portfolio Management, Disability Insurance, Investment Strategies, Investment Management, Life Insurance, Long-term Care

Education
Moravian College   1998 — 2002
BA, Economics

Steve Cordell Steve Cordell Kansas City, Missouri Area Details
Steve Cordell's UBS Financial Services, Inc Experience 2007 - 2009
Job FINANCIAL PROFESSIONAL
Industry Financial Services
Experience
Cordell Financial   January 2012 - Present
UBS Financial Services Inc  2007 - 2009
Val Pak Direct Mail   2003 - 2007
Money Mailer Direct Mail   1994 - 2002
Sprint  1988 - 1991

Education
MidAmerica Nazarene University   1991 — 1994
MBA, MBA

University of Missouri-Kansas City   1975 — 1977
BA, Sociology, Communications

Northeast High School--Kansas City

Lynda Karels Lynda Karels Greater Minneapolis-St. Paul Area Details
Lynda Karels's UBS Financial Services, Inc Experience January 2012 - July 2013
Job Memeber at Evolv Health
Industry Retail
Experience
Sweet Harvest Foods Company   October 2013 - Present
Shadow Record Books   May 2012 - Present
Evolv Health  January 2015 - Present
UBS Financial Services Inc.  January 2012 - July 2013
RLK Incorporated  September 2011 - January 2012
Arrowhead Contracting Inc.  September 2009 - September 2011
Ryan Companies US, Inc.   April 1991 - November 2008

Skills
Microsoft Word, Microsoft Office, Outlook, PowerPoint, Project Coordination, Microsoft Excel, Budgets, Contract Management, Project Planning, Construction, Project Management, MS Project

Education
Normandale Community College   2009 — 2009
Business

Alan Kellett Alan Kellett Greater New York City Area Details
Alan Kellett's UBS Financial Services, Inc Experience October 2010 - March 2013
Job Marketing Communications Specialist
Industry Financial Services
Experience
UBS Financial Services Inc.  October 2010 - March 2013
UBS Financial Services Inc.  October 2006 - March 2010
UBS Financial Services Inc.  November 1999 - October 2006
AK Direct Marketing Inc.   1992 - 1999
Brownstone Publishers  1991 - 1992
Thomson Professional Publishing  1990 - 1991
Research Institute of America  1986 - 1990

Education
Penn State University
B.A., Journalism

Beryl Chan Beryl Chan New York, New York Details
Beryl Chan's UBS Financial Services, Inc Experience August 2007 - Present
Job
Industry Financial Services
Experience
UBS Financial Services Inc.  August 2007 - Present
HSBC  July 2006 - August 2007

Education
Pace University - Lubin School of Business   2010 — 2014
MBA, International Business

Pace University   2002 — 2006
BBA, International Management

Molly Tatman Molly Tatman Greater New York City Area Details
Molly Tatman's UBS Financial Services, Inc Experience March 2007 - November 2012
Job Assistant General Counsel, Employment Law at Bank of America
Industry Financial Services
Experience
Bank of America  October 2012 - Present
UBS Financial Services Inc.  March 2007 - November 2012
Gehring & Satriale   August 2004 - March 2007
Kasowitz, Benson, Torres & Friedman LLP   June 2000 - August 2004
Schulte Roth & Zabel LLP  May 1998 - June 2000

Skills
Litigation, Employment Law, Securities Regulation, Securities, Recruiting, Corporate Law, Corporate Governance, Commercial Litigation, Arbitration, Legal Research, Legal Writing, Securities Litigation, Intellectual Property, Mediation, Licensing, Due Diligence, Civil Litigation, Mergers, Private Equity, AML

Education
New York University School of Law   1994 — 1997
J.D., Law

The George Washington University   1989 — 1993
B.A., Political Science

Frank Pluchino Frank Pluchino Greater New York City Area Details
Frank Pluchino's UBS Financial Services, Inc Experience July 2004 - October 2006
Job Head of Compliance at UBS O'Connor LLC
Industry Financial Services
Experience
SEC Investment Company Act of 1940 Registered Funds   December 2004 - Present
UBS O'Connor LLC & UBS Alternative & Quantitative LLC   November 2012 - Present
UBS Alternative & Quantitative Investments and UBS O'Connor   October 2010 - Present
UBS Financial Services Inc. of Puerto Rico   January 2006 - June 2010
UBS Financial Services Inc  July 2004 - October 2006
LibertyView Capital Management  June 1998 - December 2002
PRIVATE CLIENT GROUP  January 1996 - January 1998
LEGAL DIVISION   January 1995 - January 1996
PaineWebber  January 1989 - January 1995
PaineWebber  January 1988 - January 1989

Skills
Compliance, SEC reporting, Investment Banking, SEC Filings, SEC filings, Securities, Series 7, Internal Controls, Fixed Income, Mutual Funds, Hedge Funds

Education
Pace University - Lubin School of Business   1983 — 1987
MBA, Finance

Pace University   1977 — 1987
B.B.A, Marketing

Jane McConnell Jane McConnell Greater New York City Area Details
Jane McConnell's UBS Financial Services, Inc Experience October 2008 - October 2012
Job Information Services Professional
Industry Information Services
Experience
UBS Financial Services Inc.  October 2008 - October 2012
Jersey City Board of Education  September 2005 - October 2008
CSC Consulting  August 1992 - June 2005

Education
New Jersey City University   2005 — 2007
Education/Teaching of Individuals in Junior High/Middle School Special Education Programs

Montclair State University   1982 — 1987
BS, Math and Computer Science

Kelly Oberg Kelly Oberg Palm Beach Gardens, Florida Details
Kelly Oberg's UBS Financial Services, Inc Experience January 1988 - Present
Job Wealth Management Associate at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  January 1988 - Present

Skills
Life & Health Insurance..., Series 63, General Securities...

Education
Palm Beach Community College

Jim Makee, Jr. Jim Makee, Jr. Cleveland/Akron, Ohio Area Details
Jim Makee, Jr.'s UBS Financial Services, Inc Experience June 1990 - Present
Job Financial Advisor
Industry Financial Services
Experience
UBS Financial Services Inc  June 1990 - Present
Visiting Nurse Association (VNA) of Ohio   2010 - August 2013
Chesterland Police Department   December 2007 - August 2012
Lvca Inc.   September 2007 - July 2009
McDonald Investments  September 2003 - February 2007
First Merit  September 2002 - September 2003
Phoenix Home Life  1993 - 1994

Education
Miami University   1986 — 1990
BS, Business

Charles F Brush High School   1982 — 1986

Daifei Wang Daifei Wang Greater New York City Area Details
Daifei Wang's UBS Financial Services, Inc Experience June 2009 - August 2009
Job at China Merchants Securities Co., Ltd.
Industry Financial Services
Experience
China Merchants Securities Co., Ltd.   August 2010 - Present
Merrill Lynch & Co. Inc.   September 2009 - July 2010
UBS Financial Services Inc.  June 2009 - August 2009

Education
Pace University   2008 — 2010

Derek DiSalvo Derek DiSalvo Indianapolis, Indiana Area Details
Derek DiSalvo's UBS Financial Services, Inc Experience February 2010 - April 2012
Job Wealth Management at MorganStanley
Industry Financial Services
Experience
MorganStanley  April 2012 - Present
UBS Financial Services Inc.  February 2010 - April 2012
UBS Financial Services, Inc   January 2009 - January 2010
ArcherFunds Inc   2007 - 2008

Education
Miami University   2004 — 2008
B.S, Business Finance

Christopher Gill, CIMA®, CRPS® Christopher Gill, CIMA®, CRPS® Greater Chicago Area Details
Christopher Gill, CIMA®, CRPS®'s UBS Financial Services, Inc Experience November 2011 - Present
Job Director Portfolio Strategy Consultant at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services Inc.  November 2011 - Present
Midwest Insurance Company  January 2009 - November 2011
John Hancock Funds, LLC  February 2008 - November 2008
Midwest Insurance Company  June 2007 - February 2008
Dreyfus Investments  March 2004 - November 2006
Federated Investors  July 1999 - December 2003
Federated Investors  January 1999 - June 1999
Federated Investors  April 1998 - December 1998

Skills
Mutual Funds, Portfolio Management, Insurance, Separately Managed..., Consultative Selling, Retirement, Investments, Asset Allocation, Sales Operations, Wealth Management, Investment Advisory, Alternative Investments, ETFs, High Net Worth..., Finance, Investment Strategies, Strategic Financial..., Investment Management, Hedge Funds, Relationship Management, Private Equity, Capital Markets, Managing Accounts, Financial Planning, Financial Advisory, Series 63, Series 7

Education
Northwestern University - Kellogg School of Management   2011 — 2013
MBA

Purdue University
Bachelor of Arts, Political Science and Communication

Jeff Bolling Jeff Bolling Greater Nashville Area Details
Jeff Bolling's UBS Financial Services, Inc Experience March 2001 - Present
Job Vice President Investments
Industry Financial Services
Experience
UBS Financial Services Inc.  March 2001 - Present
Prudential Securities  June 1997 - March 2001

Skills
Alternative Investments, Wealth Management..., Asset Allocation, Financial Advisory, Fixed Income, Retirement, Investment Strategies, Retirement Planning, Series 65, Investments, Series 63, Securities, Bonds, Mutual Funds, Series 7, Investment Advisory, Wealth Management

Education
Middle Tennessee State University   1986 — 1991
Bachelor's degree, Secondary Education and Teaching

Kathryn Halonen Kathryn Halonen Greater Detroit Area Details
Kathryn Halonen's UBS Financial Services, Inc Experience June 1998 - Present
Job Investment Associate at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  June 1998 - Present

Education
Michigan State University   1993 — 1998

Oakland University
Personal Financial Planning

Lori Snell Lori Snell Greater Detroit Area Details
Lori Snell's UBS Financial Services, Inc Experience Senior Registered Client Service Assoc.UBS2002 - Present
Job Senior Registered Client Service Associate
Industry Financial Services
Experience
UBS Financial Services Inc.  Senior Registered Client Service Assoc.UBS2002 - Present
Merrill Lynch  May 1989 - 2002

Education
Oakland University
Bachelor of Science (B.S.), Business Administration and Management, General

Edmund Shea Edmund Shea Greater New York City Area Details
Edmund Shea's UBS Financial Services, Inc Experience August 2004 - June 2010
Job Law Practice Professional
Industry Law Practice
Experience
County of Hudson, New Jersey   June 2012 - Present
UBS Financial Services Inc.  August 2004 - June 2010
UBS Financial Services  2004 - 2010
Morgan Stanley  April 2002 - July 2004
Hartford Financial Products  February 2001 - March 2002
AIG  December 1997 - February 2001

Skills
Securities, Insurance, Claim, Risk Management

Education
New York Law School   1989 — 1993
JD, Law

Providence College   1979 — 1983
BA, Political Science

Fred Macholz Fred Macholz Richmond, Virginia Area Details
Fred Macholz's UBS Financial Services, Inc Experience November 2011 - November 2013
Job Financial Advisor at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors  November 2013 - Present
UBS Financial Services, Inc.   November 2011 - November 2013
UBS Financial Services, Inc.   March 1998 - November 2013
UBS Financial Services Inc  March 1998 - November 2011

Skills
Wealth Management, Equities, Portfolio Management, Investments, Series 7, Fixed Income, Mutual Funds, Derivatives, Asset Management, Banking, Securities, Strategic Financial..., Asset Allocation

Education
North Carolina State University   1982 — 1987
BS, Economics

South Mecklenburg HS   1978 — 1981
Graduated from High School

Jaime Taicher Jaime Taicher Greater New York City Area Details
Jaime Taicher's UBS Financial Services, Inc Experience April 2012 - December 2012
Job Financial Advisor
Industry Financial Services
Experience
Jaime Taicher   December 2012 - Present
UBS Financial Services Inc.  April 2012 - December 2012
UBS Investment Bank  October 2000 - September 2011
Salomon Brothers  September 1990 - June 2000

Skills
Financial Advisory, Management Consulting, Alternative Investments, Finance, Asset Management, Investments, Securities, Portfolio Management, Private Equity, Bonds, Options, Financial Markets, Trading

Education
Pace University - Lubin School of Business
Master's degree, Taxation

New York University
Bachelor of Science (BS), Accounting

Carla Colone Carla Colone Greater New York City Area Details
Carla Colone's UBS Financial Services, Inc Experience February 2004 - October 2011
Job Swap Dealer Compliance Program Global Coordinator at Standard Chartered Bank
Industry Financial Services
Experience
Standard Chartered Bank  July 2014 - Present
Standard Chartered Bank  November 2011 - July 2014
UBS Financial Services Inc.  February 2004 - October 2011
National Futures Association  June 1983 - February 2004

Education
Pace University - Lubin School of Business
BBA, Accounting

Securities Industry Institute/Wharton School of Business

David Deitch David Deitch Charlotte, North Carolina Area Details
David Deitch's UBS Financial Services, Inc Experience 2010 - Present
Job Vice President Wealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  2010 - Present
Merrill Lynch  1998 - 2011

Education
Northwestern University

Melissa Crouch Melissa Crouch Greater New York City Area Details
Melissa Crouch's UBS Financial Services, Inc Experience 2005 - 2011
Job Staffing Manager at Robert Half International
Industry Staffing and Recruiting
Experience
Robert Half International  2011 - Present
UBS Financial Services Inc  2005 - 2011

Education
Monmouth University   1999 — 2003
BA, Journalism & Public Relations

Caryl-Lyn Mazullo, CRPC Caryl-Lyn Mazullo, CRPC Cleveland/Akron, Ohio Area Details
Caryl-Lyn Mazullo, CRPC's UBS Financial Services, Inc Experience November 2010 - Present
Job Senior Vice President, Wealth ManagementBranch Manager at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  November 2010 - Present

Education
New York Institute of Technology-Old Westbury
MBA, Finance

College of Financial Planning

Adam M. Gladstone Adam M. Gladstone Greater New York City Area Details
Adam M. Gladstone's UBS Financial Services, Inc Experience 2011 - 2011
Job Operations/Accounting at Gracie Asset Management
Industry Financial Services
Experience
Gracie Asset Management   June 2014 - Present
US Bancorp Fund Services, LLC  October 2012 - June 2014
Applause Theatre and Entertainment Service, Inc   2009 - 2012
UBS Financial Services, Inc   2011 - 2011
Protocol Capital Management, LLC   2011 - 2011
Intercruises Shoreside and Port Services  2004 - 2008

Skills
Microsoft Office, Bloomberg Terminal, Analysis, Customer Service, Excel, Team Leadership, PowerPoint, Problem Solving, Teamwork, Building Relationships, Relationship Management, Financial Modeling, Competitive, Hedge Fund Accounting, Investor Relations, Due Diligence, Financial Products, Organization, Strategic Thinking, Financial Reporting, Market Knowledge, Market Research, Time Management, Leadership, VBA, Accounting, Financial Services, Mutual Funds, Microsoft Excel, Fixed Income, Alternative Investments, Marketing Strategy, Management, Marketing

Education
Pace University - Lubin School of Business   2010 — 2012
MBA, Investment Management, 3.54

William Paterson University, Cotsakos College of Business   2007 — 2010
Bachelor of Business Degree, Management

Drexel University, LeBow College of Business   2006 — 2007
Bachelor of Business Degree

Rutgers Preparatory School (RPS)   2002 — 2006
High School Diploma

Ana Alexander Ana Alexander Scarsdale, New York Details
Ana Alexander's UBS Financial Services, Inc Experience September 2013 - Present
Job UBS Financial Services Inc
Industry Financial Services
Experience
UBS Financial Services Inc.  September 2013 - Present
Israel Discount Bank  1994 - 2012

Education
Nova Southeastern University   1992 — 1994
Master of Business Administration (MBA)

Universidad de Lima / University of Lima   1969 — 1972
Bachelor of Science (BS), Business Administration and Management, General

Todd Ferguson Todd Ferguson Davison, Michigan Details
Todd Ferguson's UBS Financial Services, Inc Experience June 2010 - Present
Job Wealth Strategy Associate at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  June 2010 - Present
Merrill Lynch  November 2007 - June 2010
J.P. Morgan   October 2003 - November 2007

Skills
Wealth Management, Series 7, Investments, Asset Allocation, Series 63, Insurance, Estate Planning, Fixed Income, Alternative Investments

Education
Michigan State University   1994 — 1998
Bachelor of Arts (B.A.), Finance, General

Davison High School   1990 — 1994
High School/Secondary Diploma Programs

Carol Doran-Timmins Carol Doran-Timmins Old Bridge, New Jersey Details
Carol Doran-Timmins's UBS Financial Services, Inc Experience August 2010 - May 2012
Job Regional Compliance Officer at JPMorgan Chase Bank N.A.
Industry Financial Services
Experience
JPMorgan Chase  May 2012 - Present
UBS Financial Services Inc.  August 2010 - May 2012
Morgan Stanley Smith Barney  September 1984 - August 2010
Prudential Bache Securities  June 1982 - September 1984

Education
Pace University-New York   1978 — 1982
Bachelor of Business Administration (BBA), Business Administration and Management, General

Meng-ching Lan Meng-ching Lan Irvine, California Details
Meng-ching Lan's UBS Financial Services, Inc Experience June 2014 - Present
Job Client Service Associate at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc.  June 2014 - Present
Wells Fargo Advisors  February 2010 - March 2014
Cheun International Foods Inc.   October 2009 - January 2010
Scottrade  April 2009 - December 2009

Education
University of Missouri - St. Louis   2006 — 2008
Master of Business Administration (MBA), Business Administration and Management, General

University of Missouri - St. Louis   2007 — 2008
Graduate Certificate in Logistics and Supply Chain Management, Logistics, Materials, and Supply Chain Management

Ming Chuan University   1998 — 2002
Bachelor's Degree, Finance, General

Michelle MacNeil Michelle MacNeil Hingham, Massachusetts Details
Michelle MacNeil's UBS Financial Services, Inc Experience 2013 - 2014
Job Financial Services Professional
Industry Financial Services
Experience
UBS Financial Services Inc  2013 - 2014
Morgan Stanley Smith Barney  December 2003 - June 2013
Merrill Lynch  January 1997 - December 2003
Putnam  June 1995 - December 1996
Merrill Lynch  April 1994 - May 1995
Boston Financial Data Services  January 1991 - April 1994

Skills
Customer Service, Microsoft Office, Investments, Financial Services, Microsoft Word, PowerPoint, Leadership, Finance, Wealth Management, Financial Analysis

Education
Newbury College   1992 — 1994
Paralegal Certificate Program, Legal Assistant/Paralegal

University of Massachusetts Dartmouth   1987 — 1991
Bachelor of Applied Science (BASc), Criminal Justice

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