UBS Financial Services, Inc

Industry: Investment banking company

Description

UBS Group AG is a Swiss multinational investment bank and financial services company founded and based in Switzerland. Co-headquartered in the cities of Zürich and Basel, it maintains a presence in all major financial centers as the largest Swiss banking institution in the world. CEO: Sergio Ermotti (15 Nov 2011–) Customer service: 020 7567 8000 Headquarters: Basel, Switzerland Subsidiaries: UBS Limited, UBS Investment Bank,

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UBS Financial Services, Inc Employees

Employee
Years
Job
Industry
Michele Mangano Michele Mangano Teaneck, New Jersey Details
Michele Mangano's UBS Financial Services, Inc Experience July 2010 - Present
Job Executive Administrative Assistant at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   July 2010 - Present
UBS Financial Services, Inc.   July 2006 - July 2010
UBS Financial Services, Inc.   December 2005 - June 2006
Eyetech Pharmaceuticals  November 2002 - November 2005
Eyetech Pharmaceuticals  November 2002 - November 2005
Eyetech Pharmaceuticals  November 2002 - November 2005
UBS Financial Services, Inc.   March 1999 - November 2002
UBS Financial Services, Inc.   March 1999 - November 2002

Skills
Access, Administrative..., Banking, Equities, Lotus Notes, Management, Microsoft Excel, Microsoft Office, Office Management, Outlook, PeopleSoft, PowerPoint, Risk Management, Securities, Spreadsheets, Travel Arrangements, Wealth Management

Education
Fashion Institute of Technology   2004 — 2005
Advertising and Marketing Communications

Berkeley College   1987 — 1988
Administrative/Business

Michael Maggi, CFA Michael Maggi, CFA Greater New York City Area Details
Michael Maggi, CFA's UBS Financial Services, Inc Experience March 2010 - September 2012
Job Analyst at Standard & Poor's
Industry Financial Services
Experience
Standard & Poor's   January 2015 - Present
Money by Maggi   September 2012 - December 2014
UBS Financial Services, Inc.   March 2010 - September 2012
Gabelli Asset Management  August 2008 - March 2010
Merrill Lynch  May 2007 - July 2008
Fairfield University  September 2006 - May 2008

Skills
Series 7, Hedge Funds, Bloomberg, Alternative Investments, Series 63, Equities, Asset Managment, Fixed Income, Mutual Funds, Equity Research, Investments, Asset Allocation, Portfolio Management, Wealth Management, Uniform Combined State..., Chartered Financial..., Trading, Valuation, Investment Management, Asset Management

Education
Fairfield University   2004 — 2008
B.S., Finance, Economics

Will Peyton Will Peyton Raleigh-Durham, North Carolina Area Details
Will Peyton's UBS Financial Services, Inc Experience November 2008 - Present
Job UBS Financial Services, Inc.
Industry Investment Management
Experience
UBS Financial Services, Inc.   November 2008 - Present
Merrill Lynch  June 2007 - November 2008

Education
East Carolina University - College of Business   2003 — 2007
Finance

Kenneth Chapin CFP® Kenneth Chapin CFP® Greater New York City Area Details
Kenneth Chapin CFP®'s UBS Financial Services, Inc Experience January 2007 - Present
Job Senior Vice President Wealth Management at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   January 2007 - Present
Smith Barney/ Citigroup  1988 - 2007
Kidder Peabody  1982 - 1988
Mobil Oil  1979 - 1982

Education
City University of New York

Ross C. Hamilton, CFP® Ross C. Hamilton, CFP® Washington D.C. Metro Area Details
Ross C. Hamilton, CFP®'s UBS Financial Services, Inc Experience January 2013 - Present
Job Financial Advisor at UBS Financial Services, Inc
Industry Investment Management
Experience
UBS Financial Services, Inc.   January 2013 - Present
UBS Financial Services, Inc   May 2010 - December 2012

Education
College of Charleston   2007 — 2010
Bachelor of Science (B.S.), Economics

Kimball Union Academy   2001 — 2005

Gregory Box, J.D., CPA Gregory Box, J.D., CPA Cleveland/Akron, Ohio Area Details
Gregory Box, J.D., CPA's UBS Financial Services, Inc Experience January 2009 - Present
Job Financial Advisor at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   January 2009 - Present
Merrill Lynch  2002 - 2008
Macedonio, Toerek & Box LPA   May 1997 - September 2002

Education
University of Akron School of Law   1988 — 1991
JD, Law

Canisius College   1977 — 1981
BS, Accounting

Sean E. Houston, CIMA® Sean E. Houston, CIMA® Atlanta, Georgia Details
Sean E. Houston, CIMA®'s UBS Financial Services, Inc Experience February 2011 - March 2014
Job Financial Advisor at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley  April 2014 - Present
UBS Financial Services Inc.  February 2011 - March 2014
UBS Financial Services, Inc.   January 2010 - February 2011
UBS Financial Services, Inc.   January 2009 - December 2009
UBS Financial Services, Inc.   June 2006 - December 2008
The Ocean Course- Kiawah Island Golf Resort   February 2004 - June 2008
UBS Financial Services Inc.  January 2006 - June 2006

Skills
Financial Services, Wealth Management, Investments, Portfolio Management, Asset Allocation, Strategic Financial...

Education
College of Charleston   2002 — 2006
Bachelor of Science (B.S.), Business Administration and Management, General

The John Carroll School   1998 — 2002

Louay A. Elhadj Louay A. Elhadj San Francisco, California Details
Louay A. Elhadj's UBS Financial Services, Inc Experience 2012 - Present
Job Financial Advisor at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   2012 - Present
Morgan Stanley Smith Barney  December 2010 - 2012

Education
California State University-Sacramento   1992 — 1995
BS, Strategic Management

Bryon W. Smith Bryon W. Smith Los Angeles, California Details
Bryon W. Smith's UBS Financial Services, Inc Experience 2013 - 2015
Job Registered Associate at Morgan Stanley Private Wealth Management
Industry Financial Services
Experience
Morgan Stanley Private Wealth Management  2015 - Present
UBS Financial Services, Inc.   2013 - 2015
Titan LED  2011 - September 2013
Golden Triangle   February 2012 - August 2013
Moss and Company   2011 - 2013
Consolidated Smart Systems  January 2007 - March 2011
U.S. Coast Guard   December 2002 - December 2006
Best Buy  May 2002 - December 2002

Education
California State University-Northridge
Bachelor of Arts (BA), Communications

Los Angeles Valley College
Associate of Science (AS), Fire Science and Technology

Lisa Lubar, CDFA Lisa Lubar, CDFA Greater Atlanta Area Details
Lisa Lubar, CDFA's UBS Financial Services, Inc Experience October 2010 - March 2015
Job Financial Advisor, Certified Divorce Financial Analyst at Merrill Lynch
Industry Investment Management
Experience
Merrill Lynch  March 2015 - Present
UBS Financial Services, Inc.   October 2010 - March 2015
Wachovia Securities  April 2006 - May 2008
Smith Barney  July 1997 - April 2006

Education
Emory University   1984 — 1988
BA, Economics

Mark Taylor Mark Taylor San Francisco Bay Area Details
Mark Taylor's UBS Financial Services, Inc Experience March 2009 - November 2012
Job Branch Manager at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc.   November 2012 - Present
UBS Financial Services, Inc.   March 2009 - November 2012

Education
Dominican College of Blauvelt   1978 — 1979
Bachelor of Arts (B.A.), History and Political Science

Brian Kontek Brian Kontek Greater Chicago Area Details
Brian Kontek's UBS Financial Services, Inc Experience February 2008 - June 2008
Job Manager of Broker Services at Oberweis Securities, Inc
Industry Financial Services
Experience
Regal Securities, Inc.   April 2011 - April 2015
JPMorgan Chase  June 2010 - December 2010
@properties  August 2008 - August 2009
UBS Financial Services, Inc.   February 2008 - June 2008

Skills
Series 7, Series 63, Options, Investments, Securities, Trading, Mutual Funds, Financial Services, FINRA, Risk Management, Wealth Management, Asset Management

Education
DePaul University   2004 — 2008
Bachelor of Science in Commerce, Economics

Frank Gallo, CIMA® Frank Gallo, CIMA® Greater Seattle Area Details
Frank Gallo, CIMA®'s UBS Financial Services, Inc Experience November 1983 - Present
Job Senior Vice President Investments, Senior Institutional Consultant at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services, Inc.   November 1983 - Present
Eastside FC   1994 - 2012
University of Washington  1979 - 1982
University of Washington  1978 - 1981

Education
University of Washington   1978 — 1982
M.S., Social Psychology, Administration

Dartmouth College   1971 — 1976
B.S., Latin American Studies/Economics

St. Louis University High School   1967 — 1971

Preston Wood, CFA, CFP® Preston Wood, CFA, CFP® Greater San Diego Area Details
Preston Wood, CFA, CFP®'s UBS Financial Services, Inc Experience July 2013 - January 2015
Job Financial Advisor
Industry Financial Services
Experience
UBS Financial Services, Inc.   July 2013 - January 2015
J.P. Morgan Securities   January 2012 - June 2013
New York Life Insurance Company  May 2011 - December 2011
Walton International Group, USA   January 2008 - February 2010
Charles Schwab  October 2006 - December 2007

Skills
Finance

Education
The Ohio State University - The Max M. Fisher College of Business   2002 — 2006
Bachelor of Science (BS), Marketing

Boston Institute of Finance
Certified Financial Planning

College for Financial Planning
Certified Financial Planning

Aaron Nazarian Aaron Nazarian Charlotte, North Carolina Details
Aaron Nazarian's UBS Financial Services, Inc Experience December 2009 - August 2013
Job Retirement/Financial Services Consultant at TIAACREF
Industry Financial Services
Experience
TIAA-CREF  December 2014 - Present
E*TRADE Financial  August 2013 - October 2014
UBS Financial Services, Inc.   December 2009 - August 2013
Bank of America Home Loans  March 2009 - December 2009
Banc of America Investment Services, Inc.   July 2008 - March 2009
E*TRADE Financial, (formerly HARRISdirect, LLC)   October 2005 - July 2008
HARRISdirect, LLC, (formerly CSFBdirect, Inc., DLJdirect, Inc.)   June 1999 - October 2005

Skills
Series 7, Series 63, Series 24, Series 4, Series 55, Series 53, Series 66

Education
Canisius College
Bachelor of Arts Degree, Spanish

Peter Preu, CLU®, CRPC® Peter Preu, CLU®, CRPC® Naples, Florida Area Details
Peter Preu, CLU®, CRPC®'s UBS Financial Services, Inc Experience July 2009 - March 2010
Job Field Vice President at Pacific Life Insurance Company
Industry Financial Services
Experience
Pacific Life Insurance Company  June 2010 - Present
UBS Financial Services, Inc.   July 2009 - March 2010
UBS Financial Services, Inc.   August 2006 - June 2009
UBS Financial Services, Inc   September 2004 - August 2006
Capitas Financial  December 2002 - September 2004
UBS Financial Services, Inc.   April 1992 - December 2002

Skills
Advanced Sales, Executive Benefits, Estate Planning, Financial Services, Life Insurance, Retirement Planning

Education
University of South Florida   1978 — 1982
BA, Marketing

College for Financial Planning
CRPC, Retirement and Financial Planning

The American College
CLU, Insurance and Financial Planning

Carlos Luis Obando Carlos Luis Obando Mercer Island, Washington Details
Carlos Luis Obando's UBS Financial Services, Inc Experience July 2007 - December 2013
Job Partner and Senior Portfolio Manager at Northwest Asset Management
Industry Financial Services
Experience
Northwest Asset Management  March 2014 - Present
UBS Financial Services, Inc.   July 2007 - December 2013
Smith Barney  July 1999 - March 2007
Oppenheimer and Company  January 1996 - July 1999
Shinsei Bank  May 1992 - January 1995
Citi  January 1991 - May 1992

Education
Harvard Business School   1981 — 1983
Masters in Business Administration, Finance and Strategy

Duke University   1975 — 1979
Bachelor of Science in Engineering (Cum Laude), Control Systems

Stuyvesant High School, New York   1971 — 1975
High School, Mathematics and Computer Science

Stanford Graduate School of Business   1999 — 1999
Executive Education, Negotiation

Will Conner Will Conner Greater New York City Area Details
Will Conner's UBS Financial Services, Inc Experience April 2006 - December 2008
Job Financial Advisor
Industry Financial Services
Experience
Ameriprise Financial Services, Inc.   January 2009 - Present
UBS Financial Services, Inc.   April 2006 - December 2008
Prudential Financial Services, Inc.   August 2000 - April 2005
Gartner  1986 - 2000

Education
Pace University   1984 — 1986
MS, Computer Science

Cornell University   1978 — 1982
BS, Pre-Vet

John W. Young John W. Young Washington D.C. Metro Area Details
John W. Young's UBS Financial Services, Inc Experience January 2009 - Present
Job Certified Financial Planner & Senior Portfolio Manager UBS Financial Services, Inc.
Industry Investment Management
Experience
UBS Financial Services, Inc.   January 2009 - Present
Smith Barney/ Legg Mason (merged 2005)   May 1995 - January 2009

Education
College for Financial Planning   1999 — 2001
CFP, Finance

University of Maryland College Park
Economics

Justin Waring Justin Waring Washington, District Of Columbia Details
Justin Waring's UBS Financial Services, Inc Experience June 2008 - Present
Job Wealth Strategy Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   June 2008 - Present

Education
The George Washington University   2005 — 2008
Bachelor of Science (BS), Economics

The George Washington University   2005 — 2008
Bachelor of Arts (BA), International Relations and Affairs

American School of the Hague

City University of Hong Kong

University of Maryland College Park

William Allen Spetrino, Jr. William Allen Spetrino, Jr. Hilton Head Island, South Carolina Details
William Allen Spetrino, Jr.'s UBS Financial Services, Inc Experience May 2015 - Present
Job UBS Financial Services, Inc.
Industry Investment Management
Experience
UBS Financial Services, Inc.   May 2015 - Present
University of South Carolina Beaufort  January 2015 - Present
PNC Institutional Investments  February 2010 - September 2014
Boyd Watterson Asset Management  August 2003 - March 2010
Oppenheimer Funds Inc.  April 2000 - November 2002

Education
Wittenberg University   1975 — 1979
B.A., Double major: Business Administration/Economics

Cleveland State University   1984 — 1987
M.A. Economics, Economics

Andrew Mork Andrew Mork Portland, Oregon Area Details
Andrew Mork's UBS Financial Services, Inc Experience September 2011 - Present
Job UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   September 2011 - Present

Education
Central Washington University   2006 — 2011
BS-Business Administration, Business Administration-Specialization in Human Resources

Alex Kohn Alex Kohn New York, New York Details
Alex Kohn's UBS Financial Services, Inc Experience November 2008 - Present
Job Senior Vice President, Wealth Management UBS Financial Services, Inc. Financial Advisor
Industry Financial Services
Experience
UBS Financial Services, Inc.   November 2008 - Present
Morgan Stanley Wealth Management  July 1999 - November 2008

Education
Duke University   1995 — 1999
Bachelor's degree

NYU   2003 — 2003
School of Continuing Professional Studies

Laura Martin Miri, CIMA® Laura Martin Miri, CIMA® San Francisco Bay Area Details
Laura Martin Miri, CIMA®'s UBS Financial Services, Inc Experience September 2004 - June 2006
Job FC Portfolio Manager at Martin Wealth Management, Inc.
Industry Financial Services
Experience
Martin Wealth Management, Inc.   November 2012 - Present
Martin Wealth Management, Inc.   May 2008 - Present
Martin Wealth Management, Inc.   June 2006 - Present
UBS Financial Services, Inc.   September 2004 - June 2006

Education
University of Pennsylvania- The Wharton School (SF)   2013 — 2013
Ceritifed Investment Management Analyst (CIMA)

Columbia University - School of International and Public Affairs   2003 — 2004
MPA

University of California, Berkeley   1999 — 2003
Bachelor's degree

Liza Villarreal Liza Villarreal Greater New York City Area Details
Liza Villarreal's UBS Financial Services, Inc Experience January 2014 - Present
Job Authorized Officer, Internal Communications at UBS Wealth Management Americas
Industry Financial Services
Experience
UBS Financial Services, Inc.   January 2014 - Present
UBS Financial Services, Inc.   December 2011 - December 2013
UBS Financial Services, Inc.   August 2008 - December 2011
UBS Financial Services, Inc.   August 2007 - August 2008
UBS Financial Services, Inc.   March 2007 - July 2007
Guttenberg Board of Education   September 2005 - June 2006
West New York Board of Education  December 2003 - June 2005

Skills
Fluent in Spanish, Communication, Teamwork, Organization, Computer & Technical, Flexibility, Highly detail oriented, Interpersonal Skill, Willing to learn, Motivated self-starter, Problem Solving, SharePoint, RoboHelp, Articulate Suite, Adobe Acrobat, Corporate Communications, Marketing Communications, Web Site Production, Website Development, Wealth Management, Internal Communications, PowerPoint, Microsoft Office, Outlook, Marketing, Financial Services

Education
New Jersey City University   2002 — 2006
Master of Arts in Teaching (MAT), Elementary Education

Seton Hall University   1999 — 2002
Bachelor of Science in International Relations, Diplomacy & International Relations - Minor: Political Science & Spanish

The American University in Cairo (AUC) - The Arabic Language Institute (ALI)   2001 — 2001
Study Abroad (Summer) - Cairo, Egypt

Fairleigh Dickinson University   1997 — 1999
Transfered, International Studies

Tim Ash Tim Ash Greater New York City Area Details
Tim Ash's UBS Financial Services, Inc Experience January 2009 - Present
Job Client Service Associate at UBS Financial
Industry Financial Services
Experience
UBS Financial Services, Inc.   January 2009 - Present
Midland Metals International   June 2008 - January 2009

Education
Fairleigh Dickinson University   2006 — 2010
BS, Business Management

John Jay HS

Jeremy King, CFP®, CRPC® Jeremy King, CFP®, CRPC® Fort Myers, Florida Area Details
Jeremy King, CFP®, CRPC®'s UBS Financial Services, Inc Experience 2008 - Present
Job First Vice President at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   2008 - Present
Wachovia, A Wells Fargo Company  2005 - 2008
Bank of America  2002 - 2005

Education
College for Financial Planning   2009 — 2010
Chartered Retirment Planning Counselor, Finance

Florida State University   2003 — 2004
Certificate In Financial Planning Program, Finance

Florida Gulf Coast University   1997 — 1999
Bachelor of Science, Finance

Arnold Hochstadt Arnold Hochstadt Greater New York City Area Details
Arnold Hochstadt's UBS Financial Services, Inc Experience August 2007 - Present
Job Sr. Vice PresidentInvestments, CHARTERED RETIREMENT PLANNING COUNSELOR,® at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   August 2007 - Present

Education
Colgate University   1980 — 1983
Bachelor of Arts, International Relations & Economics

Steven Violette Steven Violette Greater New York City Area Details
Steven Violette's UBS Financial Services, Inc Experience April 2008 - Present
Job Financial Advisor at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   April 2008 - Present
Smith Barney  June 1999 - May 2008
Paine Webber  August 1985 - May 1999
Keneth Leventhal & Co (now Ernst & Young)   July 1984 - July 1985
Arthur Andersen  January 1979 - July 1982

Education
University of California, Los Angeles   1982 — 1984
MBA, Finance

Central Connecticut State University   1973 — 1977
B.S., Business Administration, Accounting

Aubrey Sarah Potter Aubrey Sarah Potter Las Vegas, Nevada Details
Aubrey Sarah Potter's UBS Financial Services, Inc Experience June 2014 - Present
Job Registered Client Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   June 2014 - Present
UBS Financial Services, Inc. -- The Burish Group   January 2012 - May 2014
Waddell & Reed  May 2011 - January 2012

Education
Edgewood College   2010 — 2014
BS, Marketing

Edgewood College   2010 — 2014
Bachelor of Science (BS), Finance

Paul Mulvihill, CRPC® Paul Mulvihill, CRPC® Greater New York City Area Details
Paul Mulvihill, CRPC®'s UBS Financial Services, Inc Experience January 2009 - Present
Job Vice President Wealth Management, Retirement Plan Consultant, UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   January 2009 - Present
Merrill Lynch & Co.   August 1998 - January 2009
United States Marine Corps  December 1976 - July 1998
NROTC Unit, S.U.N.Y. Maritime College and Fordham University   1989 - 1992

Education
College for Financial Planning
CRPC® Chartered Retirement Planning Counselor SM, Comprehensive Retirement Planning

Society of Professional Asset-Mangers & Record Keepers
Accredited Retirement Plan Consultant (ARPC), U.S. Defined Contribution Plans Overview Program

D'Amore-McKim School of Business at Northeastern University   1995 — 1998
MBA

Saint John's University   1971 — 1976
BS, Criminal Justice

Dara (Schwartz) Grossman Dara (Schwartz) Grossman New York, New York Details
Dara (Schwartz) Grossman's UBS Financial Services, Inc Experience September 2013 - April 2014
Job Investor Executive at CircleUp
Industry Venture Capital & Private Equity
Experience
CircleUp  August 2014 - Present
Deliciously Dara   2013 - Present
UBS Financial Services, Inc.   September 2013 - April 2014
JP Morgan  July 2007 - September 2013
LLNS Healthcare Communications  January 2006 - July 2007

Skills
Alternative Investments, Equities, Bloomberg, Financial Modeling, Account Management, Series 7, Fixed Income, Investments, Portfolio Management, Securities, Financial Analysis, Asset Allocation, Asset Management

Education
Emory University - Goizueta Business School   2001 — 2005
BBA, Finance and Marketing

Newark Academy

Jason I. Feldman, CPWA®, CIMA® Jason I. Feldman, CPWA®, CIMA® Greater New York City Area Details
Jason I. Feldman, CPWA®, CIMA®'s UBS Financial Services, Inc Experience July 2004 - Present
Job The Feldman Group, UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   July 2004 - Present
Oppenheimer & Co.   1993 - 2004

Education
City University of New York-Brooklyn College   1985 — 1989
Computers and Info Science, Economics

Audra Benge Audra Benge Los Angeles, California Details
Audra Benge's UBS Financial Services, Inc Experience November 2012 - Present
Job UBS Financial Services, Inc
Industry Financial Services
Experience
UBS Financial Services, Inc.   November 2012 - Present
Khilnani Wealth Managment LLC   October 2007 - November 2012
The New School  September 2010 - December 2010

Education
Fordham Gabelli School of Business   2011 — 2012
MS, Global Finance

Eugene Lang College New School for Liberal Arts   2007 — 2011
B.A., Economics

Mark Burnam Mark Burnam Fort Lauderdale, Florida Details
Mark Burnam's UBS Financial Services, Inc Experience December 1986 - October 2009
Job Second Half Team So Long Tension Hello Pension! State of Florida Financial Advisor at The Second Half Team
Industry Financial Services
Experience
Ft. Lauderdale General Employees Pension Board   January 2014 - Present
The Second Half Team   November 2012 - Present
Financial Industry Regulatory Authority  January 1996 - December 2014
Wells Fargo Advisors, LLC  November 2009 - November 2012
Ft. Lauderdale Police & Fire Pension Board   May 2005 - March 2012
UBS Financial Services, Inc.   December 1986 - October 2009
Oakland Park General Employees Pension Board   January 1995 - December 1995
Barnett Bank  August 1985 - September 1986

Skills
Investments, Retirement, Finance, Strategic Financial..., Public Speaking, Retirement Planning, Management, Government, Pensions, Mutual Funds, Policy, Risk Management, Asset Management, Wealth Management, Financial Services, Financial Analysis, Securities, Strategic Planning, Portfolio Management, Financial Advisory, Asset Allocation, Investment Advisory, Investment Strategies, Financial Planning, Alternative Investments, Estate Planning, Insurance, 401k, Hedge Funds, Employee Benefits, Investment Management, Equities, Series 7, Asset Managment, Series 63, Financial Planners, Fixed Annuities, Fixed Income, DROP, 457/Deferred Comp, Marketing, Customer Service, Pension Funds, Peace-of-mind

Education
Eckerd College   1981 — 1985
BA, Business

University of North Carolina at Chapel Hill   1982 — 1984
Business Administration and Management, General

Arch-Bishop Curley High School(now Miami Curley Notre Dame)   1977 — 1981
HIgh School Diploma

Miami Country Day School   1975 — 1978

Bolles School   1976 — 1977
8th Grade

Howard Rosen Howard Rosen Greater Detroit Area Details
Howard Rosen's UBS Financial Services, Inc Experience July 2001 - Present
Job Senior Vice PresidentInvestments at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   July 2001 - Present

Education
Eastern Michigan University   1969 — 1973
Bachelor of Business Administration (B.B.A.), Marketing

University of Michigan   1974 — 1974

Julian Pace Jr. Julian Pace Jr. Jacksonville, Florida Area Details
Julian Pace Jr.'s UBS Financial Services, Inc Experience May 2010 - Present
Job First Vice President, CIMA, Senior Portfolio Manager
Industry Financial Services
Experience
UBS Financial Services, Inc.   May 2010 - Present

Education
Wharton Business School   2003 — 2005
Certified Investment Management Analyst CIMA Designation, Accounting and Business/Management

Florida State University   1974 — 1978
Bachelor's in English & Business, Business Administration and Management, General

Mario Lepore II, CRPS® Mario Lepore II, CRPS® Greater Detroit Area Details
Mario Lepore II, CRPS®'s UBS Financial Services, Inc Experience August 2000 - Present
Job Senior Retirement Plan Consultant at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   August 2000 - Present
Morgan Stanley  April 1998 - July 2001

Education
Davenport University   1991 — 1996

Eisenhower   1989 — 1991

Cardinal Mooney   1987 — 1989

Brian Leitner Brian Leitner Kansas City, Missouri Area Details
Brian Leitner's UBS Financial Services, Inc Experience June 2004 - September 2010
Job Senior VicePresident of Practice Management at Mariner Wealth Advisors and FirstPoint Financial
Industry Financial Services
Experience
Mariner Wealth Advisors & FirstPoint Financial   September 2010 - Present
UBS Financial Services, Inc.   June 2004 - September 2010
Ernst & Young  1999 - 2003

Education
Fairleigh Dickinson University   2005 — 2008
Masters in Taxation

State University of New York College at Oneonta   1994 — 1998
Business, Economics

Peter T. Buzzini, AAMS Peter T. Buzzini, AAMS Bangor, Maine Area Details
Peter T. Buzzini, AAMS's UBS Financial Services, Inc Experience October 2007 - Present
Job Financial Advisor at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   October 2007 - Present
RBC Wealth Management  June 2005 - October 2007

Education
Colby College   1979 — 1981
English, English, Economics

Phillips Exeter Academy   1973 — 1976

Keith Fallis, Certified Financial Planner® Keith Fallis, Certified Financial Planner® Santa Fe, New Mexico Details
Keith Fallis, Certified Financial Planner®'s UBS Financial Services, Inc Experience May 2002 - Present
Job Vice President Wealth Management, UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   May 2002 - Present
Merrill Lynch  January 1999 - May 2002
Universal Music Publishing Group  1997 - 1999

Education
College for Financial Planning   2009 — 2011
Certified Financial Planner designation, Financial Planning and Services, Certified

University of Phoenix   2008 — 2010
Bachelor's Degree, Global Business Management, 4.0

Musicians Institute   1988 — 1989
Certificate of completion, Jazz/funk/rock drumming, Afro-cuban rhythms., N/A: completion or not; I completed

Dave Caspar Dave Caspar Greater New York City Area Details
Dave Caspar's UBS Financial Services, Inc Experience July 2009 - September 2011
Job RMBS Investment Professional
Industry Financial Services
Experience
UBS Financial Services, Inc.   July 2009 - September 2011
PB Capital  June 2007 - January 2009
Trainer Wortham   2003 - 2006
Landesbank Baden-Wuerttemberg   2000 - 2003
Moodys Investor Services  1996 - 2000
Bank of New York  1992 - 1995

Skills
Capital Markets, Structured Finance, Credit Analysis

Education
New York University - Leonard N. Stern School of Business   1993 — 1996
MBA, Finance

Colby College   1984 — 1988
B.A., Economics

University of Bath   1986 — 1986
Semester Abroad

Bill Boatwright, CFA, CFP(R) Bill Boatwright, CFA, CFP(R) Woodland Hills, California Details
Bill Boatwright, CFA, CFP(R)'s UBS Financial Services, Inc Experience October 1998 - September 2014
Job Senior Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors  September 2014 - Present
UBS Financial Services, Inc.   October 1998 - September 2014
Spear Financial   1990 - 1993
Harris Corporation  September 1981 - October 1988

Education
Thunderbird School of Global Management   1980 — 1981
Masters, International Finance and Management

Florida State University   1974 — 1979
B.S. - Finance, International Finance and Management

Manuel Monasterio Manuel Monasterio Santa Fe, New Mexico Details
Manuel Monasterio's UBS Financial Services, Inc Experience November 2008 - Present
Job Branch Manager/Vice PresidentWealth Management/Wealth Advisor, Vazquez Wealth Mgmt Group, UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   November 2008 - Present
NMSA Circle of the Arts   2014 - 2014
Santa Fe Community Foundation  2012 - 2013
Fine Arts for Children and Teens   2010 - 2011
Wachovia, A Wells Fargo Company  May 2007 - November 2008
A.G. Edwards & Sons, Inc.   December 2002 - May 2007
The Reel Life   1995 - 2002

Education
Duke University   1984 — 1988
BA, Psychology

Pine Crest School   1982 — 1984

Caribbean School   1973 — 1982

Club Deportivo

The University of Chicago Booth School of Business

The University of Chicago Booth School of Business

The University of Chicago Booth School of Business

The University of Chicago Booth School of Business

John P.J. Mattiace John P.J. Mattiace New York, New York Details
John P.J. Mattiace's UBS Financial Services, Inc Experience August 2004 - July 2007
Job Associate at Kelley, Drye & Warren, LLP
Industry Law Practice
Experience
Kelley Drye & Warren LLP  October 2014 - Present
Morgan, Lewis & Bockius LLP   July 2013 - October 2014
Kroll Heineman Carton LLC   September 2011 - June 2013
The Honorable Patricia Del Bueno Cleary J.S.C.   September 2010 - September 2011
Juvenile Diabetes Research Foundation  September 1999 - November 2010
The United States Army, Judge Advocate General Corps, Fort Bragg, NC   June 2009 - August 2009
The Honorable Dennis Cavanaugh, United States, U.S.D.J.   January 2009 - April 2009
The Honorable Tonianne Bongiovanni, U.S.M.J.   July 2008 - September 2008
UBS Financial Services, Inc.   August 2004 - July 2007

Education
Seton Hall University School of Law   2007 — 2010
J.D.

The American University in Cairo   2008 — 2008
Islamic and International Law

Fordham University   2003 — 2007
B.A. Cum Laude, History

Universitá Roma, "La Sapienza"   2006 — 2006
History and Italian Language

Christian Brothers Academy   1999 — 2003

Matthew Welborn Matthew Welborn Fort Myers, Florida Area Details
Matthew Welborn's UBS Financial Services, Inc Experience May 2006 - Present
Job Branch Manager at UBS
Industry Financial Services
Experience
UBS Financial Services, Inc.   May 2006 - Present
UBS Financial Services, Inc.   2006 - Present
Morgan Stanley  1995 - 2006

Education
The American College   2003 — 2004
CFP, Certified Financial Planner

Florida State University - College of Business   1991 — 1995
Finance, Finance, Marketing, Management

cameron crowley cameron crowley Greater Atlanta Area Details
cameron crowley's UBS Financial Services, Inc Experience January 2004 - Present
Job Senior Vice PresidentInvestments at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   January 2004 - Present
Goldman Sachs & Co.   1997 - 2004

Education
Emory Law School
JD, with Honors

Emory University - Goizueta Business School
MBA, Finance

St. Paul's School
Prep School

Vanderbilt University
BA, English

Robert A. Leggett, III, CFA, CFP Robert A. Leggett, III, CFA, CFP Cary, North Carolina Details
Robert A. Leggett, III, CFA, CFP's UBS Financial Services, Inc Experience 2006 - December 2013
Job Managing Partner at Emerald Investment Partners
Industry Financial Services
Experience
Emerald Investment Partners   December 2013 - Present
UBS Financial Services, Inc.   2006 - December 2013
Merrill Lynch  1999 - 2006
Leggett Stores   1985 - 1997
Mays & Valentine (Now Troutman & Saunders)   1982 - 1985

Education
University of Richmond
Doctor of Law (J.D.), McNeill Law Society

Emory University
Bachelor of Science (B.S.), Business Administration, Summa Cum Laude

Donald Glab Donald Glab Bethesda, Maryland Details
Donald Glab's UBS Financial Services, Inc Experience 2008 - Present
Job Vice President Wealth Management at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   2008 - Present
Smith Barney  1987 - 2008

Education
Columbia Union College
Bachelor of Business Administration (B.B.A.)

Georgetown University
Certificate of Financial Planning

Princeton Theological Seminary
Certificate in Theology and Ministry

Brandon Park Brandon Park Washington D.C. Metro Area Details
Brandon Park's UBS Financial Services, Inc Experience November 2010 - Present
Job UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   November 2010 - Present
Merrill Lynch  May 2006 - November 2010
Merck  March 2005 - May 2006
National Institute of Standards and Technology  February 2003 - March 2005

Skills
Business Planning, Business Strategy, Finance, Retirement, Retirement Planning, Series 63, Strategic Financial..., Strategic Planning, Strategy, Asset Management, Financial Planning, Equities, Business Analysis, Public Speaking, Due Diligence

Education
College for Financial Planning
Chartered Retirement Planning Counselor, CERTIFIED FINANCIAL PLANNER™

University of Maryland College Park

University of Maryland University College

University of Pennsylvania - The Wharton School
Certified Investment Management Analyst

Phillip Hsu Phillip Hsu New York, New York Details
Phillip Hsu's UBS Financial Services, Inc Experience July 1988 - March 2010
Job Senior Vice President, Senior Relationship Manager at City National Bank
Industry Financial Services
Experience
City National Bank  July 2015 - Present
HSBC Private Bank  April 2010 - July 2015
UBS Financial Services, Inc.   July 1988 - March 2010

Skills
Wealth Management, Alternative Investments, Hedge Funds, Equities, Portfolio Management, Series 7, Fixed Income, Investments, Mutual Funds, Financial Services, Asset Management, Asset Allocation, Capital Markets, Relationship Management, Securities, Investment Advisory, Private Banking, Banking, Risk Management, Trust and Estate...

Education
New York University - Leonard N. Stern School of Business   1992 — 1994
MBA, Finance

Columbia University in the City of New York   1984 — 1988
B.S., Industrial Engineering

Allen Canete Allen Canete Rapid City, South Dakota Details
Allen Canete's UBS Financial Services, Inc Experience June 2011 - Present
Job
Industry Investment Management
Experience
UBS Financial Services, Inc.   June 2011 - Present
RBC Wealth Management  September 1998 - June 2011
Ketel Thorstenson, LLP  September 1995 - September 1998
AICPA  1995 - 1998
J. Noonan & Co.   June 1990 - June 1995
Merrill Lynch  September 1985 - October 1988
Baker Hughes  June 1981 - June 1985

Education
Columbia University in the City of New York
ACPM Certified Portfolio Manager, Finance and Financial Management Services

The University of South Dakota
BS, Chemistry

Dakota State University
Accounting / Business

University of Massachusetts, Amherst
Math / Chemistry

Natalya Bagmet Natalya Bagmet Boca Raton, Florida Details
Natalya Bagmet's UBS Financial Services, Inc Experience May 2011 - April 2015
Job Registered Client Service Associate at Edelman Financial Services
Industry Investment Management
Experience
Edelman Financial Services  April 2015 - Present
UBS Financial Services, Inc.   May 2011 - April 2015
Axiom Capital Management, Inc.   October 2010 - May 2011
Greystone Asset Management, LLC   June 2008 - May 2011

Education
City University of New York-Hunter College   2006 — 2008
BA, Economics

Glenn Sage Glenn Sage Greater San Diego Area Details
Glenn Sage's UBS Financial Services, Inc Experience 2009 - Present
Job Senior Vice President Weath Management at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   2009 - Present
Morgan Stanley  1989 - 2009

Skills
Investments, Series 7, Series 63, Retirement Planning, Asset Allocation, Mutual Funds, Alternative Investments, Investment Strategies, Asset Management, Portfolio Management, Wealth Management, Financial Analysis

Education
California State University-Northridge   1983 — 1985
BS, Real Estate & Finance

San Diego State University-California State University   1980 — 1983
Finance

Lucie Sabella Lucie Sabella Fort Lauderdale, Florida Details
Lucie Sabella's UBS Financial Services, Inc Experience January 2012 - Present
Job Senior Vice President Wealth Management (CIMA, CFP) at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   January 2012 - Present
Morgan Stanley Smith Barney  July 1986 - January 2012

Education
Certified Investment Management Analyst (CIMA)

The Wharton School, University of Pennsylvania

Certified Financial Planner (CFP)

Florida Atlantic University
Bachelor, Business Administration

Thomas Huvane Thomas Huvane Greater New York City Area Details
Thomas Huvane's UBS Financial Services, Inc Experience December 1996 - Present
Job Senior Vice President Wealth Management at UBS Financial Services, Inc.
Industry Financial Services
Experience
Eastchester St Patricks Day Parade   2004 - Present
UBS Financial Services, Inc.   December 1996 - Present

Education
Pace University   1995 — 1997
Financial Planning

Fordham University   1984 — 1988
BA, Economics/History

Fordham Preparatory School   1980 — 1984

Ralph Garcia, Jr., CFP®, CIMA® Ralph Garcia, Jr., CFP®, CIMA® San Francisco Bay Area Details
Ralph Garcia, Jr., CFP®, CIMA®'s UBS Financial Services, Inc Experience January 1992 - January 2009
Job Managing Director Investments and Senior Institutional Consultant at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors  January 2009 - Present
UBS Financial Services, Inc.   January 1992 - January 2009
Morgan Stanley & Co.   August 1988 - January 1992
Swiss Bank Corporation  June 1987 - August 1987

Education
University of Pennsylvania - The Wharton School   1994 — 1994
IMCA Certified Investment Management Analyst Program, Investments and Securities

University of California, Berkeley, Haas School of Business   1986 — 1988
MBA, Finance

University of California, Santa Barbara   1980 — 1983
BA, Business-Economics

Foothill College   1978 — 1980
Science / Mathematics

Richard Namm Richard Namm San Jose, California Details
Richard Namm's UBS Financial Services, Inc Experience January 2009 - Present
Job Vice President Wealth Management UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   January 2009 - Present
Morgan Stanley Wealth Management  October 1999 - December 2008

Education
Santa Clara University   1985 — 1988
MBA, Finance

City University of New York City College   1969 — 1973
Bachelor of Science (BS), Meteorology

Jonathan Guzman, AWMA® Jonathan Guzman, AWMA® Greater New York City Area Details
Jonathan Guzman, AWMA®'s UBS Financial Services, Inc Experience April 2014 - Present
Job Wealth Planning Analyst at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   April 2014 - Present
Laidlaw & Company  July 2013 - March 2014
Laidlaw & Company  May 2012 - August 2012
Geometry Global  June 2011 - August 2011

Education
Wesleyan University   2009 — 2013
Bachelor of Arts, Economics

Syosset High School   2005 — 2009

College for Financial Planning
AWMA®, Accredited Wealth Management Advisor SM

Brian J. Goldberg, CFP® Brian J. Goldberg, CFP® Atlanta, Georgia Details
Brian J. Goldberg, CFP®'s UBS Financial Services, Inc Experience January 2009 - November 2012
Job Regional Sales Manager/External Wholesaler at Great American Insurance
Industry Financial Services
Experience
Great American Insurance Group - Annuities   July 2015 - Present
Wells Fargo  June 2014 - July 2015
Wells Fargo  November 2012 - June 2014
UBS Financial Services, Inc.   January 2009 - November 2012
Wells Fargo Advisors  October 2006 - January 2009

Skills
Series 7, Retirement Planning, Wealth Management, Series 63, Fixed Annuities, Uniform Combined State..., Investments, Strategic Financial..., Mutual Funds, Retirement, Portfolio Management, Estate Planning, Loans, Finance, Asset Allocation, Certified Financial..., Disability Insurance, Life Insurance, Long Term Care Insurance, Securities, Wealth

Education
Florida State University - College of Business   2005 — 2006
MBA, Finance and Real Estate Development

Florida State University   2000 — 2004
BS, Finance and Real Estate Analysis

Robert A. Fabrizio, CRPC Robert A. Fabrizio, CRPC Erie, Pennsylvania Area Details
Robert A. Fabrizio, CRPC's UBS Financial Services, Inc Experience September 1999 - Present
Job Vice President Wealth Management
Industry Financial Services
Experience
UBS Financial Services, Inc.   September 1999 - Present
The SCA Group  1990 - 1996
DeWolf, Boberg & Associates   1988 - 1990
Universal Scheduling Company  1986 - 1988

Education
College for Financial Planning   2009 — 2009
Chartered Retirement Plans Counselor

Mercyhurst University   2001 — 2003
Advanced Certificate, Financial Planning Advanced Certificate

Edinboro University of Pennsylvania
Bachelor of Science, Business Economics

Edinboro University of Pennsylvania
Minor, Organizational Communications

Indiana University Bloomington

John J. Perillo John J. Perillo Greater Detroit Area Details
John J. Perillo's UBS Financial Services, Inc Experience August 2011 - Present
Job Senior Vice President
Industry Financial Services
Experience
UBS Financial Services, Inc.   August 2011 - Present
The Ayco Company, L.P.   September 1993 - August 2011

Education
Clarkson University   1991 — 1993
Master of Business Administration (M.B.A.)

Richard Correra Richard Correra Greater New York City Area Details
Richard Correra's UBS Financial Services, Inc Experience May 2012 - Present
Job Senior Vice President Wealth Management
Industry Financial Services
Experience
UBS Financial Services, Inc.   May 2012 - Present
Merrill Lynch  July 2008 - May 2012
Smith Barney Citigroup  July 1991 - July 2008

Education
City University of New York
Bachelor's degree, Business Administration and Management, General

St. John's University

Jason Demby Jason Demby Greater New York City Area Details
Jason Demby's UBS Financial Services, Inc Experience November 2000 - October 2005
Job Customer Success at Datameer
Industry Information Technology and Services
Experience
Datameer  March 2015 - Present
Credit Suisse  December 2012 - March 2015
Morgan Stanley  October 2005 - December 2012
UBS Financial Services, Inc.   November 2000 - October 2005
Xpedior  June 2000 - September 2000

Skills
Strategic Planning, Strategic Planning..., Program Management, Cross-functional Team..., Strategic Technology..., Cost Reduction..., Operational Planning, Market Research, Vendor Management, Expense Management, Data Analysis, Management Presentations, Business Reporting, Software Development, Software Project..., Process Improvement, Business Analysis, Business Analytics, Operational Strategy, Operational Efficiency, Cross-functional..., Product Management, Product Development, IT Management, Outsourcing, Governance, Project Portfolio..., IT Strategy, Business Process..., Management, SDLC, Integration, SaaS, Start-ups, Business Intelligence, Agile Methodologies, Analysis, Requirements Analysis

Education
New York University - Leonard N. Stern School of Business   2007 — 2009
MBA, Strategy, Corporate Finance, Entrepreneurship and Innovation

Cornell University   1995 — 1999
B.S., Materials Science and Engineering

Michael Scovetta Michael Scovetta Greater Seattle Area Details
Michael Scovetta's UBS Financial Services, Inc Experience June 2005 - May 2008
Job Sr Security PM Manager at Microsoft
Industry Information Technology and Services
Experience
Microsoft  September 2013 - Present
CBS Corporation  August 2011 - August 2013
CA Technologies  October 2008 - July 2011
Cigital  May 2008 - October 2008
UBS Financial Services, Inc.   June 2005 - May 2008
Computer Associates  June 2002 - June 2005
Cornell University  January 2001 - December 2001

Skills
Enterprise Architecture, Information Security, Cloud Computing, Security, Enterprise Software, Software Development, Computer Security, Application Security, SaaS, Information Technology, Java, IT Strategy, Cryptography, Python, Security Architecture..., Web Services, Agile Methodologies, SDLC, ITIL, Solution Architecture, Identity Management, Mobile Applications, .NET, Business Continuity, SOA, HTML 5, Social Media, Software Engineering, Enterprise Mobility, Mobile Platforms, iOS development, Static Analysis, SDL

Education
Cornell University   2001 — 2001
M.Eng, Computer Science

Hofstra University   1997 — 2000
B.S., Computer Science & Mathematics

St. Anthony's High School   1993 — 1997
NYS Regents, High School

George Cabalu George Cabalu Washington D.C. Metro Area Details
George Cabalu's UBS Financial Services, Inc Experience November 2008 - September 2013
Job Managing Director Investments at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors  September 2013 - Present
UBS Financial Services, Inc.   November 2008 - September 2013
Smith Barney  May 2001 - November 2008

Skills
Investments, Investment Strategies, Finance, Financial Advisory, Management, Alternative Investments, Asset Allocation, Equities, Financial Analysis, Fixed Income, Hedge Funds, Liquidity Events, Liquidity Solutions, Exit Strategies, Investment Management

Education
George Mason University   1989 — 1992
BA, Economics

Christopher Newport University   1987 — 1989
BA, Economics

Nicholas A. Feeney, Jr., CFP® Nicholas A. Feeney, Jr., CFP® Pittsburgh, Pennsylvania Details
Nicholas A. Feeney, Jr., CFP®'s UBS Financial Services, Inc Experience September 2003 - Present
Job Registered Client Service Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   September 2003 - Present

Education
Robert Morris University   2005 — 2007
Master of Business Administration (MBA), Business Administration and Management, General

Duquesne University   1998 — 2002
Bachelor of Science (BS), International Business

Jackie Harbour Jackie Harbour La Plata, Maryland Details
Jackie Harbour's UBS Financial Services, Inc Experience March 2006 - October 2014
Job Edward Jones
Industry Financial Services
Experience
Edward Jones  October 2014 - Present
UBS Financial Services, Inc.   March 2006 - October 2014

Education
College of Southern Maryland   1999 — 2001

Todd C. Litton Todd C. Litton Houston, Texas Area Details
Todd C. Litton's UBS Financial Services, Inc Experience November 2004 - August 2009
Job Education and Nonprofit Leader
Industry Education Management
Experience
Citizen Schools Texas   September 2009 - April 2015
The Immunization Partnership  2006 - June 2010
Education Foundation of Harris County   August 2007 - April 2010
City of Houston Tower Commission   2005 - 2010
Texas Lyceum Association   2005 - 2010
UBS Financial Services, Inc.   November 2004 - August 2009
Texas Lyceum   2007 - 2008
Small Steps Nurturing Center  2002 - 2008
Preschool for ALL   2002 - 2005

Skills
Leadership, Public Policy, Public Speaking, Strategic Planning, Program Development, Policy, Nonprofits, Fundraising, Teacher Training, Staff Development, Grant Writing, Social Media, Public Relations, Volunteer Management, Strategic Communications, Higher Education, Community Outreach, Leadership Development, Strategic Partnerships, Research, Event Planning, Team Building, Non-profits, Program Evaluation, Curriculum Design, Program Management, Community Development

Education
Jones Graduate School of Business, Rice University   1999 — 2001
MBA, Finance

The University of Texas School of Law   1992 — 1995
J.D., Law

Duke University   1988 — 1992
A.B., English

The Kinkaid School   1984 — 1988
High School

Katie Quinter Katie Quinter Columbus, Ohio Area Details
Katie Quinter's UBS Financial Services, Inc Experience July 2006 - March 2008
Job Emergency Veterinarian, MedVet
Industry Veterinary
Experience
MedVet Medical & Cancer Centers for Pets  August 2014 - Present
Hollywood Animal Hospital  June 2013 - July 2014
Capital Veterinary Referral & Emergency Center   February 2010 - December 2012
UBS Financial Services, Inc.   July 2006 - March 2008

Skills
Microsoft Excel

Education
The Ohio State University   2009 — 2013
DVM, Veterinary Medicine

Denison University   2002 — 2006
Bachelor of Arts (B.A.), Communications

Michael Remey Michael Remey Greater New York City Area Details
Michael Remey's UBS Financial Services, Inc Experience November 2008 - Present
Job Financial Advisor, CFP (R)
Industry Financial Services
Experience
UBS Financial Services, Inc.   November 2008 - Present
Morgan Stanley  March 2003 - November 2008

Education
Colgate University   1994 — 1998
BA, Economics

Summit High School   1990 — 1994

Leidy Dreispiel Leidy Dreispiel Miami/Fort Lauderdale Area Details
Leidy Dreispiel's UBS Financial Services, Inc Experience February 2010 - Present
Job Senior Wealth Strategy Associate at UBS International
Industry Financial Services
Experience
UBS Financial Services, Inc.   February 2010 - Present
UBS International  May 2005 - February 2010

Skills
Wealth Management, Series 7, Strategy, Asset Allocation, Mutual Funds, Alternative Investments, Asset Management, Investment Advisory, Investment Strategies, Strategic Financial..., Fixed Income, Bloomberg, Investments, Securities, series 3, series 66, CAIA, CMT, Technical Analysis

Education
University of Florida   2009 — 2010
MBA, Business

University of Florida - Warrington College of Business Administration   2009 — 2010
MBA, Business

Florida International University   2002 — 2006
Bachelor, Finance

Kristoffer Burnett Kristoffer Burnett Wichita, Kansas Area Details
Kristoffer Burnett's UBS Financial Services, Inc Experience June 2003 - April 2005
Job Accounting/Finance BG Products Inc.
Industry Automotive
Experience
BG Products Inc.  March 2008 - Present
Mid Continent Cabinetry  April 2007 - March 2008
American General Finance/Springleaf Financial Services   April 2005 - March 2007
UBS Financial Services, Inc.   June 2003 - April 2005

Skills
MAS500, Crystal Reports, Microsoft FRx, Microsoft Excel, Microsoft Access, AS400, Strategic Planning, Capital Budgeting, Capacity Planning, Forecasting, Linear Programming, Monte Carlo Simulation, Operating Budgets, Financial Budgets, Process Costing, Job Order Costing, Activity Based Costing, Balanced Scorecard, Variance Analysis, Weighted Average Cost..., Managing Current Assets, Managing Investments, Breakeven Analysis, Pricing, Expected Value Analysis, SQL, Process Utilization, Labor Utilization, Investments, Asset, Analysis, Budgets, Finance, Management, Continuous Improvement, Cash Flow, Cost Accounting, Accounting, Process Improvement, Access

Education
Emporia State University   2014 — 2015
Master of Business Administration (MBA)

Wichita State University   2013 — 2013
Master of Business Administration (MBA), Entrepreneurship & Innovation

Wichita State University   1997 — 2000
BBA, Finance

Michael Hardy Michael Hardy Sacramento, California Area Details
Michael Hardy's UBS Financial Services, Inc Experience January 2009 - Present
Job Wealth Advisor at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   January 2009 - Present
Morgan Stanley  September 2000 - January 2009
Morgan Stanley  July 1991 - September 2000

Skills
Wealth Management, Portfolio Management, Retirement Planning, Wealth, Investments, Estate Planning, Series 7, Asset Allocation, Financial Modeling, Retirement

Education
California State University-Sacramento   1991 — 1995
BS, Business Administration - Finance

University of California, Davis
Certified Financial Planner Program

Wharton School, University of Pennsylvania
IMCA Certified Investment Management Analyst Program

Carlos A. Guevara Carlos A. Guevara Greater New York City Area Details
Carlos A. Guevara's UBS Financial Services, Inc Experience October 2006 - June 2010
Job Health, Fitness & Wellness Specialist
Industry Health, Wellness and Fitness
Experience
Can Do Fitness In Partnership with Meridian Health & Fitness   October 2007 - Present
UBS Financial Services, Inc.   October 2006 - June 2010
WCI Communities, Inc.   March 2006 - October 2006
Riverfront Realty   January 2006 - October 2006
Risk Management Consultant   June 2005 - January 2006
Bank of America  January 2000 - June 2005
Qualico Management, LLC   July 1998 - December 1999
Weill Cornell Medical College  January 1991 - June 1998
HSBC Global Banking and Markets  October 1988 - June 1990
Marine Midland Bank, N.A.   September 1985 - October 1988

Skills
Microsoft Office, Microsoft Excel, Microsoft Word, PowerPoint, Project Management, Social Media Marketing, Public Speaking, Marketing, Budgets, Social Media, Management, Leadership, Online Advertising, Coaching, Team Building, New Business Development, Customer Service, Outlook, Account Management, Financial Services, Research, Business Strategy, Editing, Email Marketing, Illustrator, Avid Media Composer 6.5, Photoshop CS5, Illustrator CS5, InDesign CS5, After Effects CS5, Final Cut Pro 7, Logic Pro 9, MixMeister Express 7, Visual C#, VBA, T-SQL Stored Procedures, ISSA Certified Fitness..., Yoga Alliance Certified..., Reiki Master

Education
Columbia University in the City of New York   1990 — 1991
(P.B.A) Post Baccalaureate in Pre-Medical Studies, Pre-Medicine/Pre-Medical Studies

Cornell University
Bachelor of Art & Sciences, A.B., Romance Languages & Classical Studies

Christine Speckman Christine Speckman Greater New York City Area Details
Christine Speckman's UBS Financial Services, Inc Experience June 2014 - Present
Job Registered Client Service Associate
Industry Financial Services
Experience
UBS Financial Services, Inc.   June 2014 - Present
Fidelity Investments  January 2012 - May 2014
Learning Systems Institute  January 2008 - June 2010
Seminole ISP Sports Network  August 2009 - May 2010

Education
Florida State University - College of Business   2007 — 2011
Bachelor's Degree, Finance, Marketing

Richard Ceffalio Richard Ceffalio Greater Chicago Area Details
Richard Ceffalio's UBS Financial Services, Inc Experience October 2008 - November 2012
Job Managing Director Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC  November 2012 - Present
UBS Financial Services, Inc.   October 2008 - November 2012
A.G. Edwards & Sons, Inc.   March 1997 - October 2008

Education
DePaul University   1989 — 1992

Liz Marr Liz Marr Chattanooga, Tennessee Area Details
Liz Marr's UBS Financial Services, Inc Experience March 2013 - Present
Job Financial Advisor at UBS Financial Services, Inc
Industry Financial Services
Experience
UBS Financial Services, Inc   March 2013 - Present
UBS Financial Services, Inc.   May 2008 - March 2013

Education
Covenant College   1996 — 2000

Shamafa Khan Shamafa Khan Greater New York City Area Details
Shamafa Khan's UBS Financial Services, Inc Experience July 2005 - July 2007
Job Director, Global Business Development
Industry Investment Management
Experience
Babson Capital Management  2012 - Present
Babson Capital Management  June 2009 - December 2012
UBS Investment Bank  August 2007 - June 2009
UBS Financial Services, Inc.   July 2005 - July 2007
BlackRock  June 2004 - September 2004

Skills
Hedge Funds, Fixed Income, Asset Management, Alternative Investments, Equities, Bloomberg, Financial Modeling

Education
Columbia University in the City of New York
Bachelors of Science

The Lawrenceville School

Chris Conroy Chris Conroy Greater New York City Area Details
Chris Conroy's UBS Financial Services, Inc Experience September 2004 - Present
Job Senior Vice President Wealth Management at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   September 2004 - Present
Credit Suisse First Boston  September 1995 - September 2004

Education
Fordham Gabelli School of Business   1990 — 1994
MBA, Finance

Saint Francis University of Pennsylvania   1980 — 1984
BS, Business Management/Accounting

Colin Busteed Colin Busteed Greater New York City Area Details
Colin Busteed's UBS Financial Services, Inc Experience 1990 - Present
Job Director UBS
Industry Financial Services
Experience
UBS  September 1990 - Present
UBS Wealth Management  1990 - Present
UBS Financial Services, Inc.   1990 - Present

Education
Fairleigh Dickinson University   1995 — 1997
MBA

Wolfgang Frisch Wolfgang Frisch Orange County, California Area Details
Wolfgang Frisch's UBS Financial Services, Inc Experience May 2011 - Present
Job Senior VicePresident at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   May 2011 - Present
The Ayco Company, L.P.   November 2000 - May 2011

Education
Chapman University, School of Law   1998 — 2000

Chapman University, The George L. Argyros School of Business and Economics

Jennifer Ralston Jennifer Ralston Greater Detroit Area Details
Jennifer Ralston's UBS Financial Services, Inc Experience August 2015 - Present
Job UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   August 2015 - Present
Munder Capital Management  March 1998 - February 2015

Skills
Equities, Investments, Equity Research, Financial Modeling

Education
DePaul University

Danielle Djansezian Danielle Djansezian Los Angeles, California Details
Danielle Djansezian's UBS Financial Services, Inc Experience July 2008 - August 2009
Job Insititutional Sales
Industry Investment Banking
Experience
US Bank  September 2009 - Present
UBS Financial Services, Inc.   July 2008 - August 2009

Skills
Series 63, Series 7, Investments, Customer Service, Institutional...

Education
California State University-Northridge   2000 — 2006

Malcolm Lunn, MS, CFP(r), AIF(r) Malcolm Lunn, MS, CFP(r), AIF(r) Houston, Texas Area Details
Malcolm Lunn, MS, CFP(r), AIF(r)'s UBS Financial Services, Inc Experience 2004 - 2009
Job Senior Vice President Director of Business Development at Oak Ridge Investments
Industry Financial Services
Experience
Oak Ridge Investments  September 2014 - Present
Goldman Sachs  April 2009 - September 2014
UBS Financial Services, Inc.   2004 - 2009
Merrill Lynch  November 2001 - October 2004
Merrill Lynch  1997 - 2001

Skills
Retirement Planning, Retirement, Fixed Annuities, Asset Allocation, Investments, Wealth Management, Asset Management, Mutual Funds, Alternative Investments, Investment Advisory, Portfolio Management, Equities, Defined Benefit Asset..., Defined Contribution..., Variable Annuities

Education
San Jose State University   1990 — 1994
Bachelor of Science (B.S.), Public Relations/Image Management

College for Financial Planning
Master of Science (MS), Financial Planning

Justine Nero Justine Nero Morristown, New Jersey Details
Justine Nero's UBS Financial Services, Inc Experience December 2011 - April 2015
Job Keller Williams Realty, Inc.
Industry Real Estate
Experience
Keller Williams Realty, Inc.   July 2015 - Present
UBS Financial Services, Inc.   December 2011 - April 2015
Morgan Stanley Smith Barney  August 2007 - December 2011

Education
Fairleigh Dickinson University   2002 — 2004
MBA, Management

Siena College   1993 — 1997
BS, Finance

Richard Bertain Richard Bertain Greater Los Angeles Area Details
Richard Bertain's UBS Financial Services, Inc Experience November 2008 - Present
Job Senior Vice President at UBS
Industry Financial Services
Experience
UBS Financial Services, Inc.   November 2008 - Present
Morgan Stanley  November 1988 - November 2008

Education
California State University-Northridge

Glenn Mosier Glenn Mosier La Jolla, California Details
Glenn Mosier's UBS Financial Services, Inc Experience April 1983 - Present
Job UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   April 1983 - Present

Education
Ohio University   1967 — 1969
MBA

Denison University   1962 — 1967
BA, Economics

Maryanne Moxie Maryanne Moxie Greater New York City Area Details
Maryanne Moxie's UBS Financial Services, Inc Experience May 2011 - November 2013
Job Senior Service Relationship Manager at ADP Streamline
Industry Information Technology and Services
Experience
ADP  May 2014 - Present
UBS Financial Services, Inc.   May 2011 - November 2013
Prudential Financial  November 2007 - January 2010
Prudential Financial  July 1990 - September 2006

Skills
401k

Education
Rutgers, The State University of New Jersey-New Brunswick   1988 — 1990
BA, Economics

Drew University   1986 — 1988

Willingboro High School

David Livingston, CFA David Livingston, CFA Greater New York City Area Details
David Livingston, CFA's UBS Financial Services, Inc Experience June 2002 - Present
Job Account Vice President Wealth Management and Portfolio Manager
Industry Financial Services
Experience
UBS Financial Services, Inc.   June 2002 - Present
Fleet Trading  2000 - 2002
ANZ Banking Group  1992 - 1999

Education
New York University - Leonard N. Stern School of Business   1997 — 1998
Executive MBA, Accounting and Finance

University of Durham   1990 — 1991
Master's degree, Western European Political and Economic Integration

Washington University in St. Louis   1986 — 1990
Bachelor of Arts (B.A.) in Psychology, Economics, Business Administration

Daniel Costigan Daniel Costigan Greater New York City Area Details
Daniel Costigan's UBS Financial Services, Inc Experience April 2005 - September 2012
Job Attorney at Daniel A. Costigan, PC
Industry Law Practice
Experience
Daniel A. Costigan, PC   September 2012 - Present
UBS Financial Services, Inc.   April 2005 - September 2012
Bank of Nova Scotia  1997 - 2004

Skills
General Litigation..., Trial Preparation and..., Small Business Law, Family Law, Equities, Financial Modeling, Fixed Income, Asset Managment, Portfolio Management, Finance, Investments, Valuation

Education
Columbia University - Columbia Business School   1995 — 1997
MBA, Finance

University of Virginia School of Law   1985 — 1988
JD, Law

University of Virginia   1981 — 1985
BA, Government

Karla Lema Karla Lema New York, New York Details
Karla Lema's UBS Financial Services, Inc Experience September 2005 - May 2015
Job More to come at RDL Wealth Management LLC
Industry Financial Services
Experience
RDL Wealth Management LLC   May 2015 - Present
UBS Financial Services, Inc.   September 2005 - May 2015
RBC Wealth Management  January 2002 - September 2005
Tucker Anthony  1999 - 2001

Education
Columbia University in the City of New York   1989 — 1993
BA, Sociology

Miss Porter's School   1985 — 1989

Linda Allen Custer Linda Allen Custer Columbus, Ohio Area Details
Linda Allen Custer's UBS Financial Services, Inc Experience February 2007 - Present
Job Investment Associate at UBS FInancial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   February 2007 - Present

Education
Denison University   1980 — 1984
B.A., Economics

BA ECONOMICS

Dakota Cody Murphy Dakota Cody Murphy Seal Beach, California Details
Dakota Cody Murphy's UBS Financial Services, Inc Experience 2012 - August 2014
Job The Harmon Financial Group Wealth Management & Retirement Planning of Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors  August 2014 - Present
UBS Financial Services, Inc.   2012 - August 2014
Edward Jones  2009 - 2012

Education
College for Financial Planning   2013 — 2016
Certified Financial Planner, Financial Planning

University of Colorado at Boulder
BA, Economics

Peter Tortorici Peter Tortorici Greater New York City Area Details
Peter Tortorici's UBS Financial Services, Inc Experience 2012 - Present
Job Vice President at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   2012 - Present
Deutsche Bank Alex. Brown  2010 - 2012
Multiple Organics   2009 - 2010
BlackRock  2002 - 2008
Deutsche Bank  2000 - 2002

Education
Fairfield University   1996 — 2000
Bachelor of Science (BS), Charles F. Dolan School of Business

Universita di Lorenzo de Medici   1998 — 1999
International Marketing, Art History

Bill Hartsock Bill Hartsock Greater Detroit Area Details
Bill Hartsock's UBS Financial Services, Inc Experience April 1996 - March 2010
Job Financial Advisor at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   April 1996 - March 2010
Deloitte  1974 - 1980

Education
Eastern Michigan University   1968 — 1972
BBA, Political Science

Our Lady of Sorrows   1964 — 1968

Kellie Brady Kellie Brady Greater New York City Area Details
Kellie Brady's UBS Financial Services, Inc Experience 1996 - Present
Job at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services, Inc.   1996 - Present

Education
Fordham University - Graduate School of Business Administration   2010 — 2012
Master of Business Administration (MBA)

Justin O'Malley Justin O'Malley New York, New York Details
Justin O'Malley's UBS Financial Services, Inc Experience November 2009 - January 2010
Job Associate at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan   March 2015 - Present
J.P. Morgan   February 2014 - March 2015
J.P. Morgan   June 2013 - January 2014
JPMorgan Chase  June 2011 - May 2013
JPMorgan Chase  June 2010 - June 2011
UBS Financial Services, Inc.   November 2009 - January 2010
Chicago Mercantile Exchange  June 2008 - July 2008

Skills
Excel, Hyperion Essbase, Costing Analysis, PowerPoint, Financial Analysis, Financial Reporting, Word, Outlook, SAP, Microsoft Excel, Microsoft Word, Essbase, Asset Management, Financial Modeling, Management

Education
DePaul University   2007 — 2011
B.S. in Finance, Finance Honors, Accounting

Elizabeth Sieghardt Elizabeth Sieghardt South Burlington, Vermont Details
Elizabeth Sieghardt's UBS Financial Services, Inc Experience April 2012 - April 2013
Job Executive Director, Branch Manager at UBS Wealth Management
Industry Financial Services
Experience
UBS Wealth Management  June 2015 - Present
UBS  May 2013 - Present
UBS Financial Services, Inc.   April 2012 - April 2013
UBS Financial Services, Inc.   November 2009 - April 2012
UBS Financial Services, Inc.   September 2008 - November 2009
UBS Financial Services, Inc.   October 2006 - September 2008
UBS Financial Services, Inc.   2005 - 2006
Boston Ballet School  2004 - 2005
Boston Ballet  2003 - 2004
Boston Ballet  2002 - 2003

Education
College of the Holy Cross   1998 — 2002
B.A., Theatre, Economics, Deaf Studies

Maria Scariano Maria Scariano Greater New York City Area Details
Maria Scariano's UBS Financial Services, Inc Experience 2008 - Present
Job HR Business Partner UBS Wealth Management
Industry Financial Services
Experience
UBS Financial Services, Inc.   2008 - Present
JPMorgan Chase  2001 - 2008

Skills
HR Strategy, Performance Management, Organizational..., Succession Planning, Employee Relations, Compensation, Change Management, Compensation Planning, Management, Leadership Development, Personnel Management

Education
Fordham University
Bachelor of Science (BS), Political Science

Fordham University School of Law
Juris Doctor

Kathy Cobb Kathy Cobb Greater Milwaukee Area Details
Kathy Cobb's UBS Financial Services, Inc Experience September 2005 - January 2011
Job Business Development Associate at Robert W. Baird & Co.
Industry Financial Services
Experience
Robert W. Baird & Co.   October 2013 - Present
Robert W. Baird & Co.   January 2011 - October 2013
UBS Financial Services, Inc.   September 2005 - January 2011
Piper Jaffray & Co  December 2003 - September 2005
Strong Capital Management, Inc   May 2000 - May 2003

Skills
Strategic Planning, Strategy, Financial Reporting, Recruiting, Investments

Education
Cardinal Stritch University   2009 — 2011
Master of Science in Management, Business

University of Wisconsin-Milwaukee   1999 — 2003
BBA, Finance

Marc Jackowitz Marc Jackowitz Louisville, Kentucky Area Details
Marc Jackowitz's UBS Financial Services, Inc Experience September 2008 - Present
Job Senior Vice President at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   September 2008 - Present
UBS Financial Services, Inc.   2008 - Present

Education
Davidson College   1974 — 1978
BA, Economics

Cameron A. Crisman, CFA Cameron A. Crisman, CFA San Francisco Bay Area Details
Cameron A. Crisman, CFA's UBS Financial Services, Inc Experience June 2003 - June 2005
Job Portfolio Manager and Farmer
Industry Financial Services
Experience
Private  June 2005 - Present
Petit Teton Foundation   January 2011 - Present
Petit Teton, LLC.   September 2008 - Present
Bay Area Financial Education Foundation (BAFEF)   January 2015 - Present
UBS Financial Services, Inc.   June 2003 - June 2005

Skills
Portfolio Management, Investments, Equities, Trading, Risk, Fixed Income, Wealth Management, Derivatives, Asset Management, Analysis, Research, Hedge Funds, Financial Risk, Series 63, Valuation, Alternative Investments, Asset Allocation, Investment Advisory

Education
California State University-Sacramento   1996 — 2002
Undergrad, Japanese, Asian Studies

Fred Weingart Fred Weingart Roswell, Georgia Details
Fred Weingart's UBS Financial Services, Inc Experience PresidentEMFM, INC1993 - 2001
Job First Vice PresidentInvestments at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   PresidentEMFM, INC1993 - 2001

Education
City University of New York-Brooklyn College   1972 — 1976
bs accounting, Finance

Jesse Diaz CFP, ChFC Jesse Diaz CFP, ChFC Greater Chicago Area Details
Jesse Diaz CFP, ChFC's UBS Financial Services, Inc Experience November 2008 - Present
Job Senior Vice PresidentWealth Management at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services, Inc.   November 2008 - Present
Wachovia, A Wells Fargo Company  September 2000 - November 2008
Merrill Lynch  April 1996 - February 2000

Skills
Asset Allocation, Equities, Fixed Income, Investment Advisory, Mutual Funds, Portfolio Management, Retirement Planning, Series 7, Wealth Management

Education
DePaul University
Masters, Business Administration

Illinois Institute of Technology
Bachelor of Science, Electrical Engineering

Eleanor Decosimo Eleanor Decosimo Washington, District Of Columbia Details
Eleanor Decosimo's UBS Financial Services, Inc Experience March 2014 - Present
Job Administrative Manager at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   March 2014 - Present
UBS Financial Services, Inc.   October 2012 - March 2014
UBS Financial Services, Inc.   March 2012 - October 2012
UBS Financial Services, Inc.   May 2011 - March 2012
Eagle Publishing, Inc.   June 2009 - May 2011

Education
Davidson College

Bill Hardin Bill Hardin Roanoke, Virginia Details
Bill Hardin's UBS Financial Services, Inc Experience September 2013 - Present
Job Branch Manager, Vice President Wealth Management, Certified Financial Planner at UBS
Industry Financial Services
Experience
UBS Financial Services, Inc.   September 2013 - Present
UBS Financial Services, Inc.   July 2009 - September 2013
UBS Financial Services, Inc.   April 2008 - July 2009
Merrill Lynch  March 2001 - April 2008
Morgan Stanley Dean Witter  November 1998 - March 2001

Education
Clemson University - College of Business and Behavioral Science   1989 — 1993
BS, Marketing

Andrew Wilber, MBA Candidate Andrew Wilber, MBA Candidate New York, New York Details
Andrew Wilber, MBA Candidate's UBS Financial Services, Inc Experience May 2009 - August 2010
Job Program Manager at City Year
Industry Nonprofit Organization Management
Experience
City Year  July 2012 - Present
City Year  June 2011 - July 2012
City Year  August 2010 - June 2011
UBS Financial Services, Inc.   May 2009 - August 2010

Skills
Financial Analysis, Team Management, Team Leadership, Budget Management, Budget Analysis, Client Relationship..., Project Facilitation, Strategic Planning, Event Planning, Event Management, Lead Generation, Budgets, Management

Education
Fordham Gabelli School of Business   2015 — 2018
Master of Business Administration (M.B.A.), Duel Concentration: Finance and Information Systems

University of Delaware   2004 — 2009
B.S., Major: Political Science/Minor: English

Brian R. Hassett, JD, CPWA® Brian R. Hassett, JD, CPWA® Cleveland/Akron, Ohio Area Details
Brian R. Hassett, JD, CPWA®'s UBS Financial Services, Inc Experience July 2015 - Present
Job Assistant Complex Director Northeast Ohio Complex at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   July 2015 - Present
UBS Financial Services, Inc.   May 2007 - July 2015
Smith and Condeni LLP  April 1997 - May 2007
Gallagher Sharp Fulton & Norman   October 1993 - April 1997

Skills
Wealth Management, Trusts, Wealth, High Net Worth..., Financial Planning, Financial Advisory, Estate Tax Planning, Retirement Planning, Succession Planning, Retirement, Strategic Financial..., Asset Allocation, Wealth Transfer, Asset Protection, Wealth Management..., Financial Planners, Fixed Annuities, Investment Strategies, Wealth Transfer Planning, Trust Services, Estate Law, Long-term Care, Inheritance Tax Planning, Multi-generational..., Intergenerational...

Education
Cleveland State University - Cleveland-Marshall College of Law   1990 — 1993
Juris Doctorate, cum laude, Law

Cornell University   1978 — 1980
Bachelor of Science, Business

Joseph Senna, CFP, CIMA Joseph Senna, CFP, CIMA San Francisco Bay Area Details
Joseph Senna, CFP, CIMA's UBS Financial Services, Inc Experience November 2008 - Present
Job at UBS Financial Services , Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   November 2008 - Present

Education
California State University-Sacramento   1984 — 1989
B.S., Finance, Economics Minor

David Ellovich David Ellovich Hartford, Connecticut Area Details
David Ellovich's UBS Financial Services, Inc Experience April 2009 - Present
Job Senior Vice President Wealth Management UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services, Inc.   April 2009 - Present
Smith Barney  1993 - 2009
Kidder Peabody  1988 - 1993
Drexel Burnham Lambert  1983 - 1988

Skills
Equities, Financial Analysis, Fixed Income, Investments, Mutual Funds, Strategic Planning, Wealth Management

Education
Drew University   1975 — 1979
B.A., Political Science & History

Kingswood-Oxford School   1971 — 1975

Francisco Ixhuetzcatzin Ornelas Francisco Ixhuetzcatzin Ornelas Greater Los Angeles Area Details
Francisco Ixhuetzcatzin Ornelas's UBS Financial Services, Inc Experience March 2006 - March 2007
Job Entertainment Paralegal at Private Law Practice
Industry Legal Services
Experience
Private Law Practice  February 2014 - Present
Rose Consumer Law, APC   November 2011 - November 2013
LAW OFFICE OF ROBERT M   November 2010 - September 2011
UBS Financial Services, Inc.   March 2006 - March 2007
Principato-Young Entertainment, Inc.   2007 - 2007

Skills
Bankruptcy, Civil Litigation, Fluent in English and..., Solid state and federal..., Strong knowledge of CM..., Strong knowledge...

Education
Thomas Jefferson School of Law   2014 — 2017
Juris Doctor (J.D.)

University of California, San Diego Extension
ABA, Approved Paralegal

California State University-Northridge   2004 — 2009
B.A., Cinema Television Arts

Peggy Cappelletti Peggy Cappelletti Dallas/Fort Worth Area Details
Peggy Cappelletti's UBS Financial Services, Inc Experience January 2009 - Present
Job Senior Registered Client Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   January 2009 - Present
Merrill Lynch  November 2001 - December 2008
Morgan Stanley  October 1995 - October 2001

Education
Franciscan University of Steubenville   1971 — 1974
BS, Medical Technology

St John Central

Christopher Cordeiro, CIMA® Christopher Cordeiro, CIMA® West Newbury, Massachusetts Details
Christopher Cordeiro, CIMA®'s UBS Financial Services, Inc Experience September 1999 - November 2012
Job Fidelity Investments
Industry Financial Services
Experience
Fidelity Investments  May 2015 - Present
Santander Investment Services  April 2014 - April 2015
Citizens Investment Services  December 2012 - April 2014
UBS Financial Services, Inc.   September 1999 - November 2012
Fleet Bank  August 1998 - August 1999
Scudder Investments  January 1997 - August 1998
American Express Financial Advisors  January 1996 - January 1997
Lord & Taylor  September 1993 - January 1996
Thomas James Associates  June 1993 - August 1993

Skills
Series 7, Wealth Management, Retirement Planning, Asset Allocation, Series 63, Mutual Funds, Investment Advisory, 401k, Alternative Investments, Series 65, Asset Management, Retirement, Separately Managed..., Wealth Management..., Financial Advisory, ETFs, Fixed Income, Portfolio Management, Strategic Financial..., Personal Financial..., 401k Rollovers, Investment Strategies, Investments, Investment Management

Education
Franklin Pierce University   1988 — 1993
BS, Business Management

Andrea K Nordell Andrea K Nordell Washington D.C. Metro Area Details
Andrea K Nordell's UBS Financial Services, Inc Experience August 1988 - Present
Job Vice President Wealth Management at UBS Financial Services, Inc. NordellRubio Group
Industry Financial Services
Experience
UBS Financial Services, Inc.   August 1988 - Present
Wheat, First Securities, Inc.   November 1980 - August 1988
Nordell Group   March 1979 - October 1980
St. Joe Minerals Corp.   April 1977 - May 1979
U.S. House of Representatives   January 1976 - March 1977

Education
City University of New York-Brooklyn College
BA, Political Science

Goddard College
MA, Political History

Rick Hasty Rick Hasty Greater St. Louis Area Details
Rick Hasty's UBS Financial Services, Inc Experience May 2009 - Present
Job Finanacial Advisor CRPS at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   May 2009 - Present
Morgan Stanley Smith Barney  March 2007 - May 2009

Education
College for Financial Planning
CRPS, Retirement Plan

University of Dayton
Finance, General

Wright State University
Finance, General

Denise Church Denise Church Davenport, Iowa Area Details
Denise Church's UBS Financial Services, Inc Experience October 2006 - Present
Job Senior Registered Client Service Associate
Industry Financial Services
Experience
UBS Financial Services, Inc.   October 2006 - Present

Skills
Series 7

Education
Drake University   1986 — 1990
BA, English

Gregory Smith, CIMA® Gregory Smith, CIMA® Phoenix, Arizona Details
Gregory Smith, CIMA®'s UBS Financial Services, Inc Experience August 2006 - Present
Job Investment Associate at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   August 2006 - Present

Education
Emory University - Goizueta Business School
MBA, Finance & Marketing

University of Arizona
BSBA, Finance

Brophy Prep
College Preparatory

Sona Shahinian Sona Shahinian Greater Los Angeles Area Details
Sona Shahinian's UBS Financial Services, Inc Experience February 2010 - April 2010
Job
Industry E-Learning
Experience
UBS Financial Services, Inc.   February 2010 - April 2010

Skills
Equity Valuation, Communication Skills, Research, Foreign Languages, Fixed Income, Corporate Finance, Alternative Investments, Financial Reporting, Teamwork, Organization &..., Outlook, Microsoft Office

Education
California State University-Northridge   2007 — 2010
BSc., Finance

Tom Qvistgaard Tom Qvistgaard Sacramento, California Details
Tom Qvistgaard's UBS Financial Services, Inc Experience April 2004 - Present
Job Director Branch Manager at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   April 2004 - Present

Education
CSU Sacramento   1986 — 1990
Bachelor of Science (B.S.), Business Administration, Finance

Peter Hamptian Peter Hamptian Greater New York City Area Details
Peter Hamptian's UBS Financial Services, Inc Experience January 2010 - Present
Job Senior Wealth Strategist Associate
Industry Financial Services
Experience
UBS Financial Services, Inc.   January 2010 - Present
Summit Trading   February 2008 - October 2009
BEAR STEARNS ASSET MANAGEMENT  October 2005 - December 2007
GERARD, KLAUER, MATTISON   January 2000 - June 2003
SAGA CAPITAL   April 1993 - January 2000
VS HOVNANIAN GROUP - ADELPHIA COMPANY   February 1991 - April 1993
VS HOVNANIAN GROUP - Riverside S&L   July 1985 - February 1991

Education
Columbia University - School of International and Public Affairs   1983 — 1985
Masters

Academie Charpentier   1981 — 1982

Rutgers College   1977 — 1981
BA

Kathleen Kesselem Kathleen Kesselem Cleveland, Ohio Details
Kathleen Kesselem's UBS Financial Services, Inc Experience February 2013 - Present
Job Client Service Associate at UBS Financial Services, Inc
Industry Financial Services
Experience
UBS Financial Services, Inc   February 2013 - Present
UBS Financial Services, Inc.   September 2011 - February 2013

Skills
Securities

Education
Cleveland State University   2007 — 2010
Bachelor of Science (B.S.), Psychology

Gannon University

David Ruedig David Ruedig Concord, New Hampshire Details
David Ruedig's UBS Financial Services, Inc Experience 1981 - Present
Job First Vice PresidentInvestments at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   1981 - Present

Education
McGill University   1972 — 1979
M.A., Islamic Studies

Dartmouth College   1966 — 1970
BA, History

David C. Grosek David C. Grosek Greater Boston Area Details
David C. Grosek's UBS Financial Services, Inc Experience February 2007 - Present
Job First Vice President Wealth Management at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   February 2007 - Present
Merrill Lynch  October 1997 - February 2007

Education
Vanderbilt University School of Law   1988 — 1991
Doctor of Law (J.D.)

Duke University   1983 — 1987
B.A. Public Policy Studies

Brij Jairath Brij Jairath New York, New York Details
Brij Jairath's UBS Financial Services, Inc Experience 1966 - Present
Job Managing Director Wealth Management at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc.   1966 - Present
UBS Financial Services Inc  1966 - Present
GE International  1966 - 1982

Skills
Fixed Income, Equities, Series 7, Wealth Management, Investments

Education
University of Wisconsin-Madison   1963 — 1965
Master's degree, Journalism

Delhi University   1961 — 1963
Master's degree, English

Robert D. Spina Jr. Robert D. Spina Jr. Glen Head, New York Details
Robert D. Spina Jr.'s UBS Financial Services, Inc Experience August 2015 - Present
Job Wealth Planning Analyst
Industry Financial Services
Experience
UBS Financial Services, Inc.   August 2015 - Present

Education
Fairfield University   2009 — 2014
Bachelor's degree, Business Administration and Management, General

Chaminade High School   2005 — 2009

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