Advest, Inc.
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Advest, Inc. Employees
Employee
Years
Job
Industry
William Luttner, CRPC William Luttner, CRPC's Advest, Inc. Experience June 1983 - January 1990
Job Senior Vice President Wealth Management at The Luttner Wealth Management Group at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch May 2009 - Present
UBSPaineWebber January 1990 - May 2009
Advest, Inc. June 1983 - January 1990
Skills
Series 7, Series 63, Uniform Combined State..., Retirement Planning, Wealth Management, Financial Advisory
Education
University of Pittsburgh 1980 — 1983
Bachelor's of Science, Business Administration, Minor in Psychology
Merrill Lynch May 2009 - Present
UBSPaineWebber January 1990 - May 2009
Advest, Inc. June 1983 - January 1990
Skills
Series 7, Series 63, Uniform Combined State..., Retirement Planning, Wealth Management, Financial Advisory
Education
University of Pittsburgh 1980 — 1983
Bachelor's of Science, Business Administration, Minor in Psychology
Julie Jackson, MBA Julie Jackson, MBA's Advest, Inc. Experience June 2001 - March 2002
Job Experienced professional seeking a full time role
Industry Human Resources
Experience
Various Contract Positions September 2011 - January 2015
Walt Disney World January 2011 - August 2011
Nationwide Mutual Insurance April 2006 - February 2009
Kavinoky Cook LLP October 2003 - July 2005
Advest, Inc June 2001 - March 2002
First Union Securities May 1999 - March 2001
McDonald Investments inc., Division of KeyCorp May 1998 - May 1999
Skills
Human Resources, Training, Onboarding, Employee Benefits, Recruiting, Management, Administrative..., Talent Acquisition, Employee Relations, Payroll, Customer Service, Sales, Marketing, Personnel Management, Microsoft Office, Microsoft Excel, Operations Management, Office Management, Accounts Receivable, Accounts Payable, Organization &..., Event Planning, Event Management, Temporary Placement, Hiring, PeopleSoft, Team Building, Confidentiality, Benefits Administration, Office Administration, Outlook, Interviews, Administration, Administrative..., Proactive self-starter, Compliance, Process Management, Business Process..., Staff Supervision, Problem Solving, Purchasing, Retail, Client Relations Skills, Events Coordination, Budgets, Training Delivery, Scheduling Management, Corporate Training, Lotus Notes, Legal Documents
Education
Franklin University
MBA, Business and Human Resources
Medaille College
BS, Liberal Studies - Computer Information Systems concentration
Medaille College
AS, Liberal Studies - Computer Information Systems concentration
Various Contract Positions September 2011 - January 2015
Walt Disney World January 2011 - August 2011
Nationwide Mutual Insurance April 2006 - February 2009
Kavinoky Cook LLP October 2003 - July 2005
Advest, Inc June 2001 - March 2002
First Union Securities May 1999 - March 2001
McDonald Investments inc., Division of KeyCorp May 1998 - May 1999
Skills
Human Resources, Training, Onboarding, Employee Benefits, Recruiting, Management, Administrative..., Talent Acquisition, Employee Relations, Payroll, Customer Service, Sales, Marketing, Personnel Management, Microsoft Office, Microsoft Excel, Operations Management, Office Management, Accounts Receivable, Accounts Payable, Organization &..., Event Planning, Event Management, Temporary Placement, Hiring, PeopleSoft, Team Building, Confidentiality, Benefits Administration, Office Administration, Outlook, Interviews, Administration, Administrative..., Proactive self-starter, Compliance, Process Management, Business Process..., Staff Supervision, Problem Solving, Purchasing, Retail, Client Relations Skills, Events Coordination, Budgets, Training Delivery, Scheduling Management, Corporate Training, Lotus Notes, Legal Documents
Education
Franklin University
MBA, Business and Human Resources
Medaille College
BS, Liberal Studies - Computer Information Systems concentration
Medaille College
AS, Liberal Studies - Computer Information Systems concentration
Walt Mancing's Advest, Inc. Experience November 2003 - December 2005
Job Senior Vice President/ Investments at Stifel Nicolaus
Industry Financial Services
Experience
Stifel Nicolaus September 2009 - Present
UBS December 2005 - September 2009
Advest, Inc. November 2003 - December 2005
Skills
Asset Allocation, Wealth Management, Alternative Investments, Investment Advisory, Mutual Funds, Fixed Income, Retirement Planning, Strategic Financial..., Estate Planning, Independent Filmmaking, Series 63, Wealth Management..., Investments, Finance, Series 65, Series 7
Education
University of Notre Dame Law School 1995 — 1998
Doctor of Law (JD)
Wharton School, University of Pennsylvania 1991 — 1995
Bachelor of Science (BS), Economics
Stifel Nicolaus September 2009 - Present
UBS December 2005 - September 2009
Advest, Inc. November 2003 - December 2005
Skills
Asset Allocation, Wealth Management, Alternative Investments, Investment Advisory, Mutual Funds, Fixed Income, Retirement Planning, Strategic Financial..., Estate Planning, Independent Filmmaking, Series 63, Wealth Management..., Investments, Finance, Series 65, Series 7
Education
University of Notre Dame Law School 1995 — 1998
Doctor of Law (JD)
Wharton School, University of Pennsylvania 1991 — 1995
Bachelor of Science (BS), Economics
Pat Flynn's Advest, Inc. Experience June 2000 - January 2003
Job VP, Marketing at Envestnet, Inc
Industry Financial Services
Experience
Envestnet, Inc April 2012 - Present
Prima Capital June 2008 - April 2012
Prima Capital January 2003 - June 2008
Advest, Inc June 2000 - January 2003
Advest, Inc. June 1999 - June 2000
Skills
Investment Analysis, Adobe Creative Suite, Website Management, Media Relations, Content Creation, Due Diligence, Email Marketing, Marketing Strategy, Product Development, Product Management, Mutual Funds, Socially Responsible..., B2B Marketing, Wealth Management, Investments, Managed Accounts, Fund Of Funds, Fund Analysis, Webmaster Services, Social Media Marketing, Internal Communications, Securities, Asset Management, Content Strategy, Strategic Planning, Equities, Advertising, Portfolio Management, Analysis, Strategic Partnerships, Finance, Fixed Income, Investment Strategies, Separately Managed..., Asset Allocation, Alternative Investments, Lead Generation
Education
University of Dayton 1995 — 1999
Business Administration, Finance, MIS
Envestnet, Inc April 2012 - Present
Prima Capital June 2008 - April 2012
Prima Capital January 2003 - June 2008
Advest, Inc June 2000 - January 2003
Advest, Inc. June 1999 - June 2000
Skills
Investment Analysis, Adobe Creative Suite, Website Management, Media Relations, Content Creation, Due Diligence, Email Marketing, Marketing Strategy, Product Development, Product Management, Mutual Funds, Socially Responsible..., B2B Marketing, Wealth Management, Investments, Managed Accounts, Fund Of Funds, Fund Analysis, Webmaster Services, Social Media Marketing, Internal Communications, Securities, Asset Management, Content Strategy, Strategic Planning, Equities, Advertising, Portfolio Management, Analysis, Strategic Partnerships, Finance, Fixed Income, Investment Strategies, Separately Managed..., Asset Allocation, Alternative Investments, Lead Generation
Education
University of Dayton 1995 — 1999
Business Administration, Finance, MIS
kurt muller kurt muller's Advest, Inc. Experience April 1998 - February 2005
Job Director, North America Global Lab at Citi Private Bank
Industry Financial Services
Experience
Citi Private Bank April 2012 - Present
Citi Private Bank July 2010 - April 2012
Merrill Lynch March 2005 - June 2010
Advest, Inc. April 1998 - February 2005
Massachusetts Educational Finance Authority May 1994 - February 1998
Skills
Investments, Wealth Management, Series 7, Hedge Funds, Series 63, Mutual Funds, Asset Allocation, Investment Advisory, Investment Strategies, Securities, Retirement Planning, Series 24, Alternative Investments, Equities, Fixed Income, Asset Managment, Asset Management, Portfolio Management, Financial Advisory
Education
Wharton School, University of Pennsylvania
bachelor of science, accounting & decision science
dover-sherborn high school
Citi Private Bank April 2012 - Present
Citi Private Bank July 2010 - April 2012
Merrill Lynch March 2005 - June 2010
Advest, Inc. April 1998 - February 2005
Massachusetts Educational Finance Authority May 1994 - February 1998
Skills
Investments, Wealth Management, Series 7, Hedge Funds, Series 63, Mutual Funds, Asset Allocation, Investment Advisory, Investment Strategies, Securities, Retirement Planning, Series 24, Alternative Investments, Equities, Fixed Income, Asset Managment, Asset Management, Portfolio Management, Financial Advisory
Education
Wharton School, University of Pennsylvania
bachelor of science, accounting & decision science
dover-sherborn high school
Rosann Vaughn Rosann Vaughn's Advest, Inc. Experience 1985 - October 1987
Job Government Bond Trader Fixed Income at Oddlot Bonds, Inc
Industry Financial Services
Experience
Oddlot Bonds, Inc November 2007 - Present
OddLot Bonds, Inc. November 2007 - May 2014
National Alliance Securities January 2000 - March 2007
Fahnestock & Co. October 1995 - November 1999
gruntal & co 1989 - October 1995
Charles Schwab January 1987 - 1989
advest inc 1985 - October 1987
Skills
Fixed Income, Series 7, Investments, Asset Managment, Securities, Portfolio Management, Wealth Management, Project Management, Trading, Bloomberg, Series 63, Capital Markets, Asset Management, Options, Bonds
Education
Florida Atlantic University 1980 — 1982
BFA, FINE ARTS
Broward College 1977 — 1979
AA, General
Oddlot Bonds, Inc November 2007 - Present
OddLot Bonds, Inc. November 2007 - May 2014
National Alliance Securities January 2000 - March 2007
Fahnestock & Co. October 1995 - November 1999
gruntal & co 1989 - October 1995
Charles Schwab January 1987 - 1989
advest inc 1985 - October 1987
Skills
Fixed Income, Series 7, Investments, Asset Managment, Securities, Portfolio Management, Wealth Management, Project Management, Trading, Bloomberg, Series 63, Capital Markets, Asset Management, Options, Bonds
Education
Florida Atlantic University 1980 — 1982
BFA, FINE ARTS
Broward College 1977 — 1979
AA, General
Randall Coe Randall Coe's Advest, Inc. Experience February 2001 - June 2005
Job Competitive Intelligence Analyst at MassMutual Financial Group
Industry Financial Services
Experience
MassMutual Financial Group October 2012 - Present
The Hartford June 2005 - October 2012
Advest, Inc February 2001 - June 2005
Private Client Research March 1997 - February 2001
Skills
Mutual Funds, Investments, Product Management, Marketing Communications, Financial Analysis, Asset Managment, Project Management, Business Analysis, Product Development, Analytics, Competitive Analysis, Market Research
Education
Central Connecticut State University 1989 — 1993
Bachelor of Arts, Communication
MassMutual Financial Group October 2012 - Present
The Hartford June 2005 - October 2012
Advest, Inc February 2001 - June 2005
Private Client Research March 1997 - February 2001
Skills
Mutual Funds, Investments, Product Management, Marketing Communications, Financial Analysis, Asset Managment, Project Management, Business Analysis, Product Development, Analytics, Competitive Analysis, Market Research
Education
Central Connecticut State University 1989 — 1993
Bachelor of Arts, Communication
Nicole Juniper's Advest, Inc. Experience October 1998 - December 2004
Job Financial Advisor/Insurance Agent at US Bancorp Investments
Industry Financial Services
Experience
US Bank Investments August 2012 - Present
Raymond James Financial Services October 2004 - August 2012
Advest, Inc October 1998 - December 2004
Skills
Investments, Insurance, Retirement, Retirement Planning, Investment Strategies, Finance
Education
Mount Vernon Nazarene University
Bachelors, Business Administration
westerville north
US Bank Investments August 2012 - Present
Raymond James Financial Services October 2004 - August 2012
Advest, Inc October 1998 - December 2004
Skills
Investments, Insurance, Retirement, Retirement Planning, Investment Strategies, Finance
Education
Mount Vernon Nazarene University
Bachelors, Business Administration
westerville north
Helen Moriarty's Advest, Inc. Experience 1999 - 2000
Job Senior Business Analysis Associate at Prudential Financial
Industry Financial Services
Experience
Prudential Retirement November 2012 - Present
Crump Insurance Services 2012 - 2012
AXA Equitable 2010 - 2011
MetLife Inc. 2005 - 2009
Travelers Life & Annuity 2004 - 2005
BISYS Insurance Services 2001 - 2004
American Skandia 2000 - 2001
Advest, Inc 1999 - 2000
Executive Risk/Chubb 1998 - 1999
Gent Financial Group-New England Financial 1990 - 1998
Skills
Microsoft Project, Microsoft Excel, Microsoft Powerpoint, Illustration-Insurance, Vendor Management, Product Management, Marketing Strategy, Marketing Communications, Market Research
Education
Central Connecticut State University
B.S., Business Administration/Marketing
Prudential Retirement November 2012 - Present
Crump Insurance Services 2012 - 2012
AXA Equitable 2010 - 2011
MetLife Inc. 2005 - 2009
Travelers Life & Annuity 2004 - 2005
BISYS Insurance Services 2001 - 2004
American Skandia 2000 - 2001
Advest, Inc 1999 - 2000
Executive Risk/Chubb 1998 - 1999
Gent Financial Group-New England Financial 1990 - 1998
Skills
Microsoft Project, Microsoft Excel, Microsoft Powerpoint, Illustration-Insurance, Vendor Management, Product Management, Marketing Strategy, Marketing Communications, Market Research
Education
Central Connecticut State University
B.S., Business Administration/Marketing
Pat Thorogood Pat Thorogood's Advest, Inc. Experience January 1986 - June 1999
Job 1st V.P. of Investments at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott December 2001 - Present
Tucker Anthony July 1999 - December 2001
Advest INC January 1986 - June 1999
Skills
Securities, Investments, Portfolio Management, Equities, Fixed Income, Asset Managment, Financial Markets, Retirement Planning, Long Term Care Insurance, Series 7, Bonds, Estate Planning, Strategic Financial..., Fixed Annuities, Insurance, Wealth Management, Asset Management, Retirement
Education
Franklin & Marshall College 1975 — 1979
Bachelor of Arts (B.A.), American Studies
Janney Montgomery Scott December 2001 - Present
Tucker Anthony July 1999 - December 2001
Advest INC January 1986 - June 1999
Skills
Securities, Investments, Portfolio Management, Equities, Fixed Income, Asset Managment, Financial Markets, Retirement Planning, Long Term Care Insurance, Series 7, Bonds, Estate Planning, Strategic Financial..., Fixed Annuities, Insurance, Wealth Management, Asset Management, Retirement
Education
Franklin & Marshall College 1975 — 1979
Bachelor of Arts (B.A.), American Studies
Richard Russo Richard Russo's Advest, Inc. Experience November 2002 - September 2003
Job Mate, Trader Joe's
Industry Supermarkets
Experience
Trader Joe's September 2012 - Present
National Bank of Canada October 2010 - December 2011
Northland Capital Markets June 2010 - October 2010
Concept Capital Management May 2009 - May 2010
Stanford Group Company April 2004 - February 2009
Blaylock & Partners January 2004 - May 2004
Advest, Inc November 2002 - September 2003
Dresdner, Kleinwort Wasserstein February 2001 - October 2002
Advest, Inc August 1993 - April 2000
Morgan Keegan Inc May 1992 - August 1993
Skills
Equities, Healthcare, Research, Start-ups, Asset Management, Municipal Money..., Discount Brokerage, Retail Brokerage, Asset Managment, Money Management, Discount, Retail Food, Management, Mutual Funds, Securities, Trading, Equity Research, Investments, Brokers, Valuation, Hedge Funds
Education
Northeastern University - Graduate School of Business Administration 1989 — 1991
MBA, Business Administratio
Framingham State University 1981 — 1985
BA, Economics
Trader Joe's September 2012 - Present
National Bank of Canada October 2010 - December 2011
Northland Capital Markets June 2010 - October 2010
Concept Capital Management May 2009 - May 2010
Stanford Group Company April 2004 - February 2009
Blaylock & Partners January 2004 - May 2004
Advest, Inc November 2002 - September 2003
Dresdner, Kleinwort Wasserstein February 2001 - October 2002
Advest, Inc August 1993 - April 2000
Morgan Keegan Inc May 1992 - August 1993
Skills
Equities, Healthcare, Research, Start-ups, Asset Management, Municipal Money..., Discount Brokerage, Retail Brokerage, Asset Managment, Money Management, Discount, Retail Food, Management, Mutual Funds, Securities, Trading, Equity Research, Investments, Brokers, Valuation, Hedge Funds
Education
Northeastern University - Graduate School of Business Administration 1989 — 1991
MBA, Business Administratio
Framingham State University 1981 — 1985
BA, Economics
Shaun Redman Shaun Redman's Advest, Inc. Experience January 2000 - January 2002
Job Manager, Production Planning at Amphenol SpectraStrip
Industry Logistics and Supply Chain
Experience
Amphenol Spectra-Strip May 2014 - Present
Corbin Russwin November 2006 - May 2014
2003-2009COMBINED INSURANCE COMPANY OF AMERICA January 2003 - November 2009
BW MANUFACTURING COMPANY November 2003 - November 2006
Advest Inc January 2000 - January 2002
Skills
Vendor Management, Manufacturing, Negotiation, Supply Chain Management, Purchasing, Strategic Sourcing, Kaizen, Product Development, Management, Project Planning, Continuous Improvement, Project Management
Education
University of Connecticut 1996 — 2000
Bachelor of Arts (B.A.), Economics
Capella University
Masters of Business Administration, Project Management
University of Connecticut
Bachelor of Arts, Economics
Amphenol Spectra-Strip May 2014 - Present
Corbin Russwin November 2006 - May 2014
2003-2009COMBINED INSURANCE COMPANY OF AMERICA January 2003 - November 2009
BW MANUFACTURING COMPANY November 2003 - November 2006
Advest Inc January 2000 - January 2002
Skills
Vendor Management, Manufacturing, Negotiation, Supply Chain Management, Purchasing, Strategic Sourcing, Kaizen, Product Development, Management, Project Planning, Continuous Improvement, Project Management
Education
University of Connecticut 1996 — 2000
Bachelor of Arts (B.A.), Economics
Capella University
Masters of Business Administration, Project Management
University of Connecticut
Bachelor of Arts, Economics
Matthew Enos Matthew Enos's Advest, Inc. Experience September 2002 - June 2003
Job Client Relationship Manager Linedata
Industry Financial Services
Experience
Linedata June 2014 - Present
Fidelity Investments October 2011 - June 2014
Fidelity Investments October 2005 - April 2010
Raymond James & Associates June 2003 - October 2005
Advest, Inc September 2002 - June 2003
Gruntal & Co., LLC May 2000 - August 2001
Fahnestock & Co January 1999 - May 2000
Waterhouse Securities May 1998 - December 1998
Fidelity Investments January 1996 - May 1998
Education
New England College 1991 — 1994
Bachelor of Arts Degree, Business Administration
New England College 1991 — 1994
BA, Business Administration
Linedata June 2014 - Present
Fidelity Investments October 2011 - June 2014
Fidelity Investments October 2005 - April 2010
Raymond James & Associates June 2003 - October 2005
Advest, Inc September 2002 - June 2003
Gruntal & Co., LLC May 2000 - August 2001
Fahnestock & Co January 1999 - May 2000
Waterhouse Securities May 1998 - December 1998
Fidelity Investments January 1996 - May 1998
Education
New England College 1991 — 1994
Bachelor of Arts Degree, Business Administration
New England College 1991 — 1994
BA, Business Administration
David Falco David Falco's Advest, Inc. Experience July 1997 - January 2002
Job Desktop Support Associate at Compucom
Industry Information Technology and Services
Experience
Compucom May 2011 - Present
Murtec Consulting October 2010 - May 2011
DELOITTE & TOUCHE USA LLP September 2002 - May 2009
ADVEST INC July 1997 - January 2002
CAPITOL REGION EDUCATION COUNCIL January 1987 - January 1997
Skills
Security, Training, Active Directory, Troubleshooting, SCCM, Marimba, Windows 7, Remote Desktop, remote assistance, cisco phones, HP Service Desk, USMT, Databases, Virtual Assistance, Technical Support, Help Desk Support, TCP/IP, Cisco Technologies, Process Improvement, Software Installation, Windows, Networking, Hardware, Microsoft Office, Laptops, Operating Systems, Management
Education
New Horizons Bloomfield CT 2005 — 2008
Technical Computer Classes
Porter and Chester Institute
BA, Computer and Industrial Electronics; Psychology
Central Connecticut State University 1983 — 1987
BA, Psychology, Minor: Music
Compucom May 2011 - Present
Murtec Consulting October 2010 - May 2011
DELOITTE & TOUCHE USA LLP September 2002 - May 2009
ADVEST INC July 1997 - January 2002
CAPITOL REGION EDUCATION COUNCIL January 1987 - January 1997
Skills
Security, Training, Active Directory, Troubleshooting, SCCM, Marimba, Windows 7, Remote Desktop, remote assistance, cisco phones, HP Service Desk, USMT, Databases, Virtual Assistance, Technical Support, Help Desk Support, TCP/IP, Cisco Technologies, Process Improvement, Software Installation, Windows, Networking, Hardware, Microsoft Office, Laptops, Operating Systems, Management
Education
New Horizons Bloomfield CT 2005 — 2008
Technical Computer Classes
Porter and Chester Institute
BA, Computer and Industrial Electronics; Psychology
Central Connecticut State University 1983 — 1987
BA, Psychology, Minor: Music
Jeffrey M. Mastrianna MBA, CFP®, Jeffrey M. Mastrianna MBA, CFP®,'s Advest, Inc. Experience 1989 - 1989
Job Vice President Financial Consultant Charles Schwab & Co.
Industry Investment Management
Experience
Charles Schwab June 2010 - Present
JP Morgan Chase Private Client June 2009 - May 2010
Fidelity Investments January 2007 - June 2009
Fidelity Investments February 1994 - December 2006
Fidelity Investments August 1989 - February 1994
David Lerner and Associates June 1988 - January 1989
Advest, Inc 1989 - 1989
Merrill Lynch Equity Management 1985 - 1986
Education
The University of Connecticut School of Business 1990 — 2000
MBA, Finance
The University of Connecticut School of Business 1981 — 1988
BS, Finance
Charles Schwab June 2010 - Present
JP Morgan Chase Private Client June 2009 - May 2010
Fidelity Investments January 2007 - June 2009
Fidelity Investments February 1994 - December 2006
Fidelity Investments August 1989 - February 1994
David Lerner and Associates June 1988 - January 1989
Advest, Inc 1989 - 1989
Merrill Lynch Equity Management 1985 - 1986
Education
The University of Connecticut School of Business 1990 — 2000
MBA, Finance
The University of Connecticut School of Business 1981 — 1988
BS, Finance
Hal Pollov Hal Pollov's Advest, Inc. Experience February 1996 - November 2005
Job Financial Planner | Asset Manager | Wealth Management | Speaker | CEO Oasis Asset Management
Industry Financial Services
Experience
The Society for Financial Awareness October 2009 - Present
The Oasis Asset Management Group Inc. November 2005 - Present
Advest, Inc February 1996 - November 2005
Prudential Securities 1987 - 1996
Skills
Asset Managment, Wealth, Retirement Planning, Wealth Management, Asset Management, Strategic Financial..., Investment Advisory, 401k, Investment Strategies, Investments, Estate Planning, Financial Planning, IRAs, Leadership, Portfolio Management, Finance, Financial Services
Education
Weatherhead School of Management at Case Western Reserve University 1971 — 1972
MBA, Business
The Ohio State University 1963 — 1967
BSBA, Marketing and psychology
Cleveland Heights High School 1959 — 1963
Heights Hign School
The Society for Financial Awareness October 2009 - Present
The Oasis Asset Management Group Inc. November 2005 - Present
Advest, Inc February 1996 - November 2005
Prudential Securities 1987 - 1996
Skills
Asset Managment, Wealth, Retirement Planning, Wealth Management, Asset Management, Strategic Financial..., Investment Advisory, 401k, Investment Strategies, Investments, Estate Planning, Financial Planning, IRAs, Leadership, Portfolio Management, Finance, Financial Services
Education
Weatherhead School of Management at Case Western Reserve University 1971 — 1972
MBA, Business
The Ohio State University 1963 — 1967
BSBA, Marketing and psychology
Cleveland Heights High School 1959 — 1963
Heights Hign School
Kevin Stuck Kevin Stuck's Advest, Inc. Experience 1988 - 1993
Job Service Executive at AT&T
Industry Telecommunications
Experience
AT&T Network Capacity ManagerComputer Telephone Corporation1998 - 2000
DSL.Net 1998 - 1998
ADVEST INC 1988 - 1993
Education
Charter Oak State College 2002 — 2006
BS, Individualized Studies - Technology Management
AT&T Network Capacity ManagerComputer Telephone Corporation1998 - 2000
DSL.Net 1998 - 1998
ADVEST INC 1988 - 1993
Education
Charter Oak State College 2002 — 2006
BS, Individualized Studies - Technology Management
colin porter's Advest, Inc. Experience 2004 - 2005
Job Equity and Sales Trader managing key accounts
Industry Financial Services
Experience
Sunrise Securities July 2012 - Present
bayes capital 2014 - 2014
bayes capital 2014 - 2014
Sunrise Securities November 2012 - March 2013
G2 Trading 2011 - 2012
G2 Trading 2011 - 2012
Cantor Fitzgerald 2005 - 2011
Advest, Inc. 2004 - 2005
Electronic Trading Group 2002 - 2004
ABN AMRO Bank N.V. 1995 - 2001
Skills
Trading, Series 7, Capital Markets, Equities, Trading Strategies, ETFs, Hedge Funds, Equity Trading, Electronic Trading
Education
University of Notre Dame
Finance, General
iona prep
Sunrise Securities July 2012 - Present
bayes capital 2014 - 2014
bayes capital 2014 - 2014
Sunrise Securities November 2012 - March 2013
G2 Trading 2011 - 2012
G2 Trading 2011 - 2012
Cantor Fitzgerald 2005 - 2011
Advest, Inc. 2004 - 2005
Electronic Trading Group 2002 - 2004
ABN AMRO Bank N.V. 1995 - 2001
Skills
Trading, Series 7, Capital Markets, Equities, Trading Strategies, ETFs, Hedge Funds, Equity Trading, Electronic Trading
Education
University of Notre Dame
Finance, General
iona prep
John M. Ellsworth's Advest, Inc. Experience December 1988 - June 1989
Job The Founder of Younicycle, The Integrated Web System
Industry Information Services
Experience
Younicycle 2003 - Present
HR Communications May 1989 - Present
Spinbackup June 2012 - May 2013
Advest, Inc. December 1988 - June 1989
American Express Financial Consultants December 1980 - December 1987
USMC May 1974 - January 1980
Skills
Database Publishing, Application Development, Variable data printing, Software as a Service, Employee benefit..., Total Compensation..., Retirement projections, Employee enrollment..., Employee website, Website design, Platform as a Service, GUI Design, Google Applications..., Google Apps, Web Design, PaaS, SaaS, User Interface Design, Databases, Web Applications, Software Development, Cloud Computing, Variable Data Printing, New Business Development, Account Management, Management, Strategic Planning
Education
University of Rochester 1969 — 1974
BA, Psychology
Younicycle 2003 - Present
HR Communications May 1989 - Present
Spinbackup June 2012 - May 2013
Advest, Inc. December 1988 - June 1989
American Express Financial Consultants December 1980 - December 1987
USMC May 1974 - January 1980
Skills
Database Publishing, Application Development, Variable data printing, Software as a Service, Employee benefit..., Total Compensation..., Retirement projections, Employee enrollment..., Employee website, Website design, Platform as a Service, GUI Design, Google Applications..., Google Apps, Web Design, PaaS, SaaS, User Interface Design, Databases, Web Applications, Software Development, Cloud Computing, Variable Data Printing, New Business Development, Account Management, Management, Strategic Planning
Education
University of Rochester 1969 — 1974
BA, Psychology
Christian Turner Christian Turner's Advest, Inc. Experience March 2001 - July 2002
Job Corporate Counsel at Randstad
Industry Real Estate
Experience
Randstad July 2014 - Present
Real Strategy Advisors August 2012 - July 2014
Bloom Sugarman Everett LLP September 2011 - August 2012
John J. McManus & Associates November 2010 - August 2011
Duane Morris LLP March 2007 - August 2009
Troutman Sanders LLP September 2005 - March 2007
Advest, Inc March 2001 - July 2002
Skills
Litigation, Commercial Litigation, Bankruptcy, Appeals, Courts, Intellectual Property, Class Actions, Trial Practice, Business Litigation, Legal Advice, Corporate Governance, Copyright Law, Real Estate, Civil Litigation, Chapter 11, Patent Litigation, Commercial Real Estate, Securities, Securities Litigation, Investments, Restructuring, Patents, Breach Of Contract
Education
Florida State University 2002 — 2005
Juris Doctor
Florida State University College of Law 2002 — 2005
J.D., Law
Wake Forest University 1995 — 1999
B.S, Business
Randstad July 2014 - Present
Real Strategy Advisors August 2012 - July 2014
Bloom Sugarman Everett LLP September 2011 - August 2012
John J. McManus & Associates November 2010 - August 2011
Duane Morris LLP March 2007 - August 2009
Troutman Sanders LLP September 2005 - March 2007
Advest, Inc March 2001 - July 2002
Skills
Litigation, Commercial Litigation, Bankruptcy, Appeals, Courts, Intellectual Property, Class Actions, Trial Practice, Business Litigation, Legal Advice, Corporate Governance, Copyright Law, Real Estate, Civil Litigation, Chapter 11, Patent Litigation, Commercial Real Estate, Securities, Securities Litigation, Investments, Restructuring, Patents, Breach Of Contract
Education
Florida State University 2002 — 2005
Juris Doctor
Florida State University College of Law 2002 — 2005
J.D., Law
Wake Forest University 1995 — 1999
B.S, Business
Jake Armentrout Jake Armentrout's Advest, Inc. Experience September 2002 - December 2004
Job Financial Advisor Investment Strategy, Portfolio Design/Management and Financial Planning at Pinnacle Financial Adv
Industry Financial Services
Experience
Pinnacle Financial Advisors LLC September 2007 - Present
Premier Planning Group January 2005 - September 2007
Advest, Inc September 2002 - December 2004
Savage & Associates December 1999 - August 2000
Skills
Organizational Structure, Wealth Management, Investment Strategy..., Retirement Planning, Securities, Fixed Annuities, Estate Planning, Investment Strategies
Education
Additional Credentials 2005 — 2007
Industry Licenses: Series 7, 66, Variable Annuity, Variable Life, Finance & Family Business/Entrepreneurship
University of Cincinnati College of Business 2000 — 2005
Bachelor's, Finance/Family Business & Entrepreneurship
Pinnacle Financial Advisors LLC September 2007 - Present
Premier Planning Group January 2005 - September 2007
Advest, Inc September 2002 - December 2004
Savage & Associates December 1999 - August 2000
Skills
Organizational Structure, Wealth Management, Investment Strategy..., Retirement Planning, Securities, Fixed Annuities, Estate Planning, Investment Strategies
Education
Additional Credentials 2005 — 2007
Industry Licenses: Series 7, 66, Variable Annuity, Variable Life, Finance & Family Business/Entrepreneurship
University of Cincinnati College of Business 2000 — 2005
Bachelor's, Finance/Family Business & Entrepreneurship
Devin Riley Devin Riley's Advest, Inc. Experience February 2004 - May 2004
Job Chase Private Client Banker at JPMorgan Chase Bank, N.A.
Industry Financial Services
Experience
JPMorgan Chase Bank, N.A. January 2012 - Present
JPMorgan Chase Bank, N.A. August 2009 - January 2012
Sandler O'Neill + Partners May 2004 - May 2008
Advest, Inc February 2004 - May 2004
Education
The New School 2001 — 2003
M.S., Urban Policy Analysis and Management
Stony Brook University 1997 — 2001
B.A., History
JPMorgan Chase Bank, N.A. January 2012 - Present
JPMorgan Chase Bank, N.A. August 2009 - January 2012
Sandler O'Neill + Partners May 2004 - May 2008
Advest, Inc February 2004 - May 2004
Education
The New School 2001 — 2003
M.S., Urban Policy Analysis and Management
Stony Brook University 1997 — 2001
B.A., History
Jonathan Straus Jonathan Straus's Advest, Inc. Experience March 2004 - March 2006
Job Commons Capital Advisors, LLC
Industry Financial Services
Experience
Commons Capital Advisors, LLC July 2009 - Present
Merrill Lynch March 2006 - July 2009
Advest, Inc. March 2004 - March 2006
RBC Wealth Management March 2001 - March 2004
Tucker Anthony March 1998 - March 2001
Morgan Stanley Smith Barney March 1996 - March 1998
Skills
Asset Management, Retirement Planning, Educational Planning, Company Stock Options, Estate Planning, Trust Services, Philanthropic Gifting, Banking, Securities, Portfolio Management, Investments, Mutual Funds, Wealth Management..., Financial Advisory, Gifts, Series 7, Risk Management, Wealth, Disability Insurance, Wealth Management
Education
University of Hartford 1991 — 1995
Marketing, Economics, Finance
Commons Capital Advisors, LLC July 2009 - Present
Merrill Lynch March 2006 - July 2009
Advest, Inc. March 2004 - March 2006
RBC Wealth Management March 2001 - March 2004
Tucker Anthony March 1998 - March 2001
Morgan Stanley Smith Barney March 1996 - March 1998
Skills
Asset Management, Retirement Planning, Educational Planning, Company Stock Options, Estate Planning, Trust Services, Philanthropic Gifting, Banking, Securities, Portfolio Management, Investments, Mutual Funds, Wealth Management..., Financial Advisory, Gifts, Series 7, Risk Management, Wealth, Disability Insurance, Wealth Management
Education
University of Hartford 1991 — 1995
Marketing, Economics, Finance
Martin Z. Schmidt Martin Z. Schmidt's Advest, Inc. Experience 1993 - 2000
Job Gilman Ciocia
Industry Financial Services
Experience
Gilman Ciocia August 2013 - Present
Twenty-First Securities Corp November 2007 - January 2011
Advest Inc 1993 - 2000
Skills
Investments, Strategic Financial..., Wealth Management, Finance, Financial Services, Securities, Insurance, Retirement Planning, Management, Estate Planning, Accounting, Marketing, Fixed Annuities, Tax, Financial Risk, Social Media, Portfolio Management, Asset Management
Education
Pace Graduate, Lubin School of Business 1970 — 1971
MBA, Course completion MBA Statistics, Economics, Management science
Brooklyn College 1965 — 1969
Economics, Business/Managerial Economics
Gilman Ciocia August 2013 - Present
Twenty-First Securities Corp November 2007 - January 2011
Advest Inc 1993 - 2000
Skills
Investments, Strategic Financial..., Wealth Management, Finance, Financial Services, Securities, Insurance, Retirement Planning, Management, Estate Planning, Accounting, Marketing, Fixed Annuities, Tax, Financial Risk, Social Media, Portfolio Management, Asset Management
Education
Pace Graduate, Lubin School of Business 1970 — 1971
MBA, Course completion MBA Statistics, Economics, Management science
Brooklyn College 1965 — 1969
Economics, Business/Managerial Economics
Richard T. Walker Richard T. Walker's Advest, Inc. Experience March 2004 - December 2005
Job Territory Manager at Legacy Studios
Industry Photography
Experience
Legacy Studios April 2015 - Present
Residential Home Funding May 2014 - March 2015
EverBank October 2012 - April 2014
Caliber Funding August 2012 - October 2012
Delaware Investments November 2007 - February 2009
LaSalle Bank February 2006 - July 2007
Advest, Inc. March 2004 - December 2005
Chapdelaine & Co. January 1997 - March 2004
J.F. Hartfield September 1992 - January 1997
The Chase Manhattan Bank January 1988 - August 1992
Skills
Investments, Mortgage Lending, Finance, Loans, Financial Services, Fixed Income, Sales, Residential Mortgages, Asset Management, Loan Origination, Credit, Selling, Securities, Banking, Bonds, Mutual Funds, Mortgage Banking, Leadership, CRM, Municipal Bonds, Capital Markets, Business Development, Credit Analysis, Funding, Networking, Wealth Management, Financial Advisory, Investment Strategies, Asset Managment, Relationship Management, Retirement Planning, Asset Allocation
Education
University of Scranton 1981 — 1985
BA, History, Buisness
Archbishop Molloy High School 1977 — 1981
College Prep
Our Lady of Victory School 1969 — 1977
High School Prep
Legacy Studios April 2015 - Present
Residential Home Funding May 2014 - March 2015
EverBank October 2012 - April 2014
Caliber Funding August 2012 - October 2012
Delaware Investments November 2007 - February 2009
LaSalle Bank February 2006 - July 2007
Advest, Inc. March 2004 - December 2005
Chapdelaine & Co. January 1997 - March 2004
J.F. Hartfield September 1992 - January 1997
The Chase Manhattan Bank January 1988 - August 1992
Skills
Investments, Mortgage Lending, Finance, Loans, Financial Services, Fixed Income, Sales, Residential Mortgages, Asset Management, Loan Origination, Credit, Selling, Securities, Banking, Bonds, Mutual Funds, Mortgage Banking, Leadership, CRM, Municipal Bonds, Capital Markets, Business Development, Credit Analysis, Funding, Networking, Wealth Management, Financial Advisory, Investment Strategies, Asset Managment, Relationship Management, Retirement Planning, Asset Allocation
Education
University of Scranton 1981 — 1985
BA, History, Buisness
Archbishop Molloy High School 1977 — 1981
College Prep
Our Lady of Victory School 1969 — 1977
High School Prep
S Eric Asendorf's Advest, Inc. Experience 1988 - 2005
Job Executive V.P./ Wealth Management at Janney Montgomery Scott LLC
Industry Financial Services
Experience
Janney Montgomery Scott LLC September 2007 - Present
Moseley, Advest and Merrill September 1981 - September 2007
Advest, Inc 1988 - 2005
Skills
Wealth Management, Investments, Financial Advisory, Financial Services, Retirement, Equities, Retirement Planning, Asset Allocation, Securities, Strategic Financial..., Series 7, Estate Planning, Series 63, Investment Strategies, Investment Advisory
Education
University of Pennsylvania - The Wharton School 2008 — 2008
Accredited Wealth Management Advisor, Financial Planning
Bridgewater State College 1972 — 1979
M. Ed., Guidance
Lycoming College 1965 — 1969
B.A., Economics
Janney Montgomery Scott LLC September 2007 - Present
Moseley, Advest and Merrill September 1981 - September 2007
Advest, Inc 1988 - 2005
Skills
Wealth Management, Investments, Financial Advisory, Financial Services, Retirement, Equities, Retirement Planning, Asset Allocation, Securities, Strategic Financial..., Series 7, Estate Planning, Series 63, Investment Strategies, Investment Advisory
Education
University of Pennsylvania - The Wharton School 2008 — 2008
Accredited Wealth Management Advisor, Financial Planning
Bridgewater State College 1972 — 1979
M. Ed., Guidance
Lycoming College 1965 — 1969
B.A., Economics
John Wellington John Wellington's Advest, Inc. Experience 2005 - 2006
Job Vice President Solutions Group at Broadridge Financial Solutions
Industry Financial Services
Experience
Broadridge Financial Solutions April 2014 - Present
JP Morgan June 2008 - March 2014
Bear Stearns (purchased by J.P. Morgan) April 2007 - June 2008
Advest, Inc 2005 - 2006
Advest, Inc 2000 - 2005
Smith Barney 1993 - 1997
Merrill Lynch 1984 - 1993
Skills
Business Development, Wealth Management, Relationship Management, Financial Services, Product Marketing, Process Improvement, Productivity Coaching, Product Innovation, Public Speaking, Team Building, Leadership, Project Management, Budgetary Control, Strategic Partnerships, Strategic Financial..., Training, Presentations, Voice of the Customer, Management, Strategy, Series 7, Equities, Hedge Funds, Alternative Investments, Securities, Fixed Income, Series 63, Financial Advisory, Financial Planning
Education
Middlebury College 1979 — 1983
BA
London School of Economics and Political Science 1982 — 1982
Bachelor of Arts (B.A.)
Lewisburg 1977 — 1979
Broadridge Financial Solutions April 2014 - Present
JP Morgan June 2008 - March 2014
Bear Stearns (purchased by J.P. Morgan) April 2007 - June 2008
Advest, Inc 2005 - 2006
Advest, Inc 2000 - 2005
Smith Barney 1993 - 1997
Merrill Lynch 1984 - 1993
Skills
Business Development, Wealth Management, Relationship Management, Financial Services, Product Marketing, Process Improvement, Productivity Coaching, Product Innovation, Public Speaking, Team Building, Leadership, Project Management, Budgetary Control, Strategic Partnerships, Strategic Financial..., Training, Presentations, Voice of the Customer, Management, Strategy, Series 7, Equities, Hedge Funds, Alternative Investments, Securities, Fixed Income, Series 63, Financial Advisory, Financial Planning
Education
Middlebury College 1979 — 1983
BA
London School of Economics and Political Science 1982 — 1982
Bachelor of Arts (B.A.)
Lewisburg 1977 — 1979
Terence Herlihy Terence Herlihy's Advest, Inc. Experience September 1997 - April 2003
Job Solutions Architect at DTI LLC
Industry Legal Services
Experience
DTI LLC June 2015 - Present
Merrill Legal Solutions January 2014 - Present
Deloitte November 2012 - November 2013
Cadwalader, Wickersham & Taft LLP July 2011 - October 2012
Kirkland & Ellis LLP September 2009 - July 2011
Debevoise & Plimpton August 2005 - August 2009
Advest Inc September 1997 - April 2003
Skills
IPRO, LiveNote, Trial Director, Access, Litigation Support, Westlaw, CaseMap, Lexis, Research, Microsoft Office, Software, Relativity, Legal Discovery, Litigation, Trials, Document Review, LexisNexis, Intellectual Property
Education
Hofstra University 2002 — 2005
JD, School of Law
City University of New York-Baruch College 1996 — 1998
BBA, Computer Information Systems
DTI LLC June 2015 - Present
Merrill Legal Solutions January 2014 - Present
Deloitte November 2012 - November 2013
Cadwalader, Wickersham & Taft LLP July 2011 - October 2012
Kirkland & Ellis LLP September 2009 - July 2011
Debevoise & Plimpton August 2005 - August 2009
Advest Inc September 1997 - April 2003
Skills
IPRO, LiveNote, Trial Director, Access, Litigation Support, Westlaw, CaseMap, Lexis, Research, Microsoft Office, Software, Relativity, Legal Discovery, Litigation, Trials, Document Review, LexisNexis, Intellectual Property
Education
Hofstra University 2002 — 2005
JD, School of Law
City University of New York-Baruch College 1996 — 1998
BBA, Computer Information Systems
Kiowa Rogers Kiowa Rogers's Advest, Inc. Experience September 2001 - June 2003
Job Migrant Education Director at ESU 13
Industry Education Management
Experience
ESU 13 December 2010 - Present
Clinton Community School District August 2005 - November 2010
Advest, Inc September 2001 - June 2003
Books Are Fun November 1999 - June 2001
Skills
Bilingual-Spanish, Curriculum Design, Elementary Education, ESL, Teaching, K-12, Microsoft Office, Public Speaking, Customer Service, Nonprofits, Teacher Training, Curriculum Development, PowerPoint, Microsoft Excel
Education
State University of New York at Buffalo 2003 — 2005
Ed.M, Teaching English to Speakers of Other Languages
Medaille College 2001 — 2003
B.S, Liberal Studies
Indian Hills Community College 1999 — 2001
A.A
CERTIFICATION STATE OF NEBRASKA K-12 ESL
ESU 13 December 2010 - Present
Clinton Community School District August 2005 - November 2010
Advest, Inc September 2001 - June 2003
Books Are Fun November 1999 - June 2001
Skills
Bilingual-Spanish, Curriculum Design, Elementary Education, ESL, Teaching, K-12, Microsoft Office, Public Speaking, Customer Service, Nonprofits, Teacher Training, Curriculum Development, PowerPoint, Microsoft Excel
Education
State University of New York at Buffalo 2003 — 2005
Ed.M, Teaching English to Speakers of Other Languages
Medaille College 2001 — 2003
B.S, Liberal Studies
Indian Hills Community College 1999 — 2001
A.A
CERTIFICATION STATE OF NEBRASKA K-12 ESL
Bill Fenwick's Advest, Inc. Experience October 1994 - November 2005
Job
Industry Financial Services
Experience
First Kentucky Securities Corporation November 2005 - Present
Advest, Inc. October 1994 - November 2005
Hilliard Lyons August 1990 - October 1994
Skills
Strategic Planning, Team Building, Budgets, Sales, Customer Service, Microsoft Excel, Microsoft Word, Negotiation, PowerPoint, Microsoft Office, New Business Development, Account Management, Marketing, Sales Management, Outlook, Contract Negotiation, Investments, Financial Analysis, Insurance, Business Planning, Risk Management, Leadership, Strategic Financial..., Banking, Business Development, Financial Modeling, Portfolio Management, Mutual Funds, Retirement Planning, Asset Management, Wealth Management, Finance
Education
University of Kentucky 1980 — 1982
Bachelor of Business Administration (B.B.A.), BS Business Administration
St. Xavier High School, Louisville, Kentucky 1971 — 1975
First Kentucky Securities Corporation November 2005 - Present
Advest, Inc. October 1994 - November 2005
Hilliard Lyons August 1990 - October 1994
Skills
Strategic Planning, Team Building, Budgets, Sales, Customer Service, Microsoft Excel, Microsoft Word, Negotiation, PowerPoint, Microsoft Office, New Business Development, Account Management, Marketing, Sales Management, Outlook, Contract Negotiation, Investments, Financial Analysis, Insurance, Business Planning, Risk Management, Leadership, Strategic Financial..., Banking, Business Development, Financial Modeling, Portfolio Management, Mutual Funds, Retirement Planning, Asset Management, Wealth Management, Finance
Education
University of Kentucky 1980 — 1982
Bachelor of Business Administration (B.B.A.), BS Business Administration
St. Xavier High School, Louisville, Kentucky 1971 — 1975
Mary Hope Hunt Mary Hope Hunt's Advest, Inc. Experience June 1986 - November 1988
Job Regional Accountant at National HealthCare Corporation
Industry Marketing and Advertising
Experience
National HealthCare Corporation December 2013 - Present
Qdmh Marketing (f/k/a Quadriga Art LLC) November 2012 - November 2013
Quadriga Art, LLC December 1998 - October 2012
Awane Bank, FSB May 1996 - November 1998
Tucker Anthony May 1993 - April 1996
Peterborough Savings Bank December 1988 - April 1993
Advest Inc June 1986 - November 1988
Skills
Accounting, Analysis, Business Planning, Customer Service, Budgets, Strategic Planning, Process Improvement, Inventory Management, Account Management, Project Management, Direct Marketing, Purchasing, Operations Management, Strategy, Team Building, Management, Team Leadership, Financial Reporting, Leadership, Cross-functional Team..., Sarbanes-Oxley Act, Forecasting, Mergers & Acquisitions, P&L Management, Start-ups, Financial Analysis, GAAP, SEC filings, Vendor Management
Education
Southern New Hampshire University
Bachelor of Science (B.S.), Accounting
Mount Wachusett Community College
Associate of Science (A.S.), Business Administration and Management, General
Murdock High School
National HealthCare Corporation December 2013 - Present
Qdmh Marketing (f/k/a Quadriga Art LLC) November 2012 - November 2013
Quadriga Art, LLC December 1998 - October 2012
Awane Bank, FSB May 1996 - November 1998
Tucker Anthony May 1993 - April 1996
Peterborough Savings Bank December 1988 - April 1993
Advest Inc June 1986 - November 1988
Skills
Accounting, Analysis, Business Planning, Customer Service, Budgets, Strategic Planning, Process Improvement, Inventory Management, Account Management, Project Management, Direct Marketing, Purchasing, Operations Management, Strategy, Team Building, Management, Team Leadership, Financial Reporting, Leadership, Cross-functional Team..., Sarbanes-Oxley Act, Forecasting, Mergers & Acquisitions, P&L Management, Start-ups, Financial Analysis, GAAP, SEC filings, Vendor Management
Education
Southern New Hampshire University
Bachelor of Science (B.S.), Accounting
Mount Wachusett Community College
Associate of Science (A.S.), Business Administration and Management, General
Murdock High School
Anthony Polini Anthony Polini's Advest, Inc. Experience May 2005 - September 2007
Job Principal/Director of Research at American Capital Partners
Industry Financial Services
Experience
American Capital Partners January 2015 - Present
Raymond James & Associates, Inc October 2007 - January 2015
Advest, Inc. May 2005 - September 2007
FTN Midwest Securities January 2002 - April 2005
Advest, Inc. January 1995 - December 2002
Mabon January 1993 - December 1995
A.G. Edwards January 1987 - December 1992
Skills
Series 7, Management, Investments, Securities, Equities, Valuation, Financial Analysis, Alternative Investments, Bloomberg, Capital Markets, Equity Valuation, Equity Research, Mergers & Acquisitions, Portfolio Management, Series 63, Series 24, Banking, Financial Services, Hedge Funds, Private Equity, Financial Modeling, Equity Trading, Asset Management, Investment Banking, Risk Management, Strategic Financial..., Wealth Management, Asset Allocation, Options, Financial Advisory, Mutual Funds, Due Diligence, Investment Management, Corporate Finance, Finance, Series 65, Investment Advisory, FINRA, Investor Relations, Fixed Income, Derivatives, Trading, Financial Markets, ETFs, Investment Strategies, Bonds, Emerging Markets, Equity Capital Markets, Institutional..., Uniform Combined State...
Education
St John's University
MBA, Finance
University of Pennsylvania
BA, Psychology & Philosophy
American Capital Partners January 2015 - Present
Raymond James & Associates, Inc October 2007 - January 2015
Advest, Inc. May 2005 - September 2007
FTN Midwest Securities January 2002 - April 2005
Advest, Inc. January 1995 - December 2002
Mabon January 1993 - December 1995
A.G. Edwards January 1987 - December 1992
Skills
Series 7, Management, Investments, Securities, Equities, Valuation, Financial Analysis, Alternative Investments, Bloomberg, Capital Markets, Equity Valuation, Equity Research, Mergers & Acquisitions, Portfolio Management, Series 63, Series 24, Banking, Financial Services, Hedge Funds, Private Equity, Financial Modeling, Equity Trading, Asset Management, Investment Banking, Risk Management, Strategic Financial..., Wealth Management, Asset Allocation, Options, Financial Advisory, Mutual Funds, Due Diligence, Investment Management, Corporate Finance, Finance, Series 65, Investment Advisory, FINRA, Investor Relations, Fixed Income, Derivatives, Trading, Financial Markets, ETFs, Investment Strategies, Bonds, Emerging Markets, Equity Capital Markets, Institutional..., Uniform Combined State...
Education
St John's University
MBA, Finance
University of Pennsylvania
BA, Psychology & Philosophy
Geoff Beringer Geoff Beringer's Advest, Inc. Experience May 1988 - July 2007
Job EVPInvestments
Industry Financial Services
Experience
Janney Montgomery Scott July 2007 - Present
Advest Inc May 1988 - July 2007
Skills
Asset Managment, Fixed Income, Wealth Management, Equities, Investment Strategies, Investments, Series 63, Mutual Funds, Portfolio Management, Securities, Series 7, Investment Advisory, Alternative Investments, Asset Allocation, Asset Management, Equity Trading, Bonds, Retirement Planning, Trading, FINRA, Series 65, Series 24, Investment Management, Hedge Funds, Retirement
Education
Colby College 1983 — 1987
BA, Economics/Environmental Studies
Janney Montgomery Scott July 2007 - Present
Advest Inc May 1988 - July 2007
Skills
Asset Managment, Fixed Income, Wealth Management, Equities, Investment Strategies, Investments, Series 63, Mutual Funds, Portfolio Management, Securities, Series 7, Investment Advisory, Alternative Investments, Asset Allocation, Asset Management, Equity Trading, Bonds, Retirement Planning, Trading, FINRA, Series 65, Series 24, Investment Management, Hedge Funds, Retirement
Education
Colby College 1983 — 1987
BA, Economics/Environmental Studies
Andreas Stanescu's Advest, Inc. Experience August 1990 - August 1992
Job
Industry Libraries
Experience
OCLC Online Computer Library Center March 2002 - Present
Qwest Communications 1997 - 2002
Cap Gemini 1992 - 1997
Advest Inc. August 1990 - August 1992
Education
Franklin University 2000 — 2002
MS, Computer Science
Franklin University 1993 — 1997
BS, Computer Science
OCLC Online Computer Library Center March 2002 - Present
Qwest Communications 1997 - 2002
Cap Gemini 1992 - 1997
Advest Inc. August 1990 - August 1992
Education
Franklin University 2000 — 2002
MS, Computer Science
Franklin University 1993 — 1997
BS, Computer Science
Don Rossbach's Advest, Inc. Experience January 2000 - April 2001
Job Director at KeyBanc Capital Markets
Industry Capital Markets
Experience
KeyBanc Capital Markets April 2001 - Present
Advest Inc. January 2000 - April 2001
J.C. Bradford 1991 - 1999
Tucker Anthony 1984 - 1991
Lehman Brothers 1982 - 1984
Skills
Equities, Investment Banking, Capital Markets, Equity Research, Business Strategy, Equity Sales, Investments, Valuation
Education
New York University, Stern School of Business 1979 — 1981
MBA, Finance
Dickinson College 1973 — 1977
BA, International Studies
Ranney
KeyBanc Capital Markets April 2001 - Present
Advest Inc. January 2000 - April 2001
J.C. Bradford 1991 - 1999
Tucker Anthony 1984 - 1991
Lehman Brothers 1982 - 1984
Skills
Equities, Investment Banking, Capital Markets, Equity Research, Business Strategy, Equity Sales, Investments, Valuation
Education
New York University, Stern School of Business 1979 — 1981
MBA, Finance
Dickinson College 1973 — 1977
BA, International Studies
Ranney
Carolyn Southey's Advest, Inc. Experience January 2001 - 2006
Job Project Manager at CARFAX
Industry Financial Services
Experience
CARFAX October 2010 - Present
Folio Investments 2009 - 2010
E*Trade 2006 - 2009
Advest, Inc January 2001 - 2006
Advest, Inc. May 1998 - January 2001
Skills
Portfolio Management, Fixed Income, Series 7, Securities, Equities, Financial Services, Capital Markets, Mutual Funds, Business Analysis, Electronic Trading, Series 63, Derivatives, Options, Asset Managment, Middle Office, Investments, Trading, Wealth Management, Trading Systems, Agile Project Management, Bonds, Management, Relationship Management, Investment Banking, Asset Management
Education
Mount Holyoke College 1994 — 1998
Bachelor of Arts (B.A.)
Six Sigma Green Belt
CARFAX October 2010 - Present
Folio Investments 2009 - 2010
E*Trade 2006 - 2009
Advest, Inc January 2001 - 2006
Advest, Inc. May 1998 - January 2001
Skills
Portfolio Management, Fixed Income, Series 7, Securities, Equities, Financial Services, Capital Markets, Mutual Funds, Business Analysis, Electronic Trading, Series 63, Derivatives, Options, Asset Managment, Middle Office, Investments, Trading, Wealth Management, Trading Systems, Agile Project Management, Bonds, Management, Relationship Management, Investment Banking, Asset Management
Education
Mount Holyoke College 1994 — 1998
Bachelor of Arts (B.A.)
Six Sigma Green Belt
Jill David's Advest, Inc. Experience November 1998 - August 1999
Job Director, International Tax Strategy at American Tower
Industry Medical Devices
Experience
American Tower February 2012 - Present
Boston Scientific Corporation June 2009 - February 2012
Ernst & Young LLP June 2007 - June 2009
John Hancock Life Insurance Co October 2004 - May 2007
PricewaterhouseCoopers, LLP June 2000 - October 2004
Advest, Inc November 1998 - August 1999
Education
Boston University School of Law 1999 — 2000
LL.M, Tax
Colgate University
BA, History
University of Miami School of Law
J.D
American Tower February 2012 - Present
Boston Scientific Corporation June 2009 - February 2012
Ernst & Young LLP June 2007 - June 2009
John Hancock Life Insurance Co October 2004 - May 2007
PricewaterhouseCoopers, LLP June 2000 - October 2004
Advest, Inc November 1998 - August 1999
Education
Boston University School of Law 1999 — 2000
LL.M, Tax
Colgate University
BA, History
University of Miami School of Law
J.D
Harry Stengel's Advest, Inc. Experience 2002 - 2006
Job Client Relationship Manager at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch August 2007 - Present
Citi 2006 - 2007
Citigroup 2006 - 2007
Advest, Inc 2002 - 2006
Prudential Securities 1985 - 2001
Skills
Series 7, Business Analysis, Strategic Planning, Securities, Fixed Income, Series 63, Equities, Mutual Funds, Wealth Management, Capital Markets, Hedge Funds, Series 65, Investments, Portfolio Management, Middle Office, Derivatives, Alternative Investments, Series 24, Financial Services, FINRA, Prime Brokerage, Back Office, Asset Allocation, Bonds, Bloomberg, Settlement, Trading Systems, Options, ETFs
Education
University of Hartford 1975 — 1979
Bachelor of Science (BS), Finance and Economics
Merrill Lynch August 2007 - Present
Citi 2006 - 2007
Citigroup 2006 - 2007
Advest, Inc 2002 - 2006
Prudential Securities 1985 - 2001
Skills
Series 7, Business Analysis, Strategic Planning, Securities, Fixed Income, Series 63, Equities, Mutual Funds, Wealth Management, Capital Markets, Hedge Funds, Series 65, Investments, Portfolio Management, Middle Office, Derivatives, Alternative Investments, Series 24, Financial Services, FINRA, Prime Brokerage, Back Office, Asset Allocation, Bonds, Bloomberg, Settlement, Trading Systems, Options, ETFs
Education
University of Hartford 1975 — 1979
Bachelor of Science (BS), Finance and Economics
Scott Hasday's Advest, Inc. Experience 2000 - 2005
Job Managing Director at Piper Jaffray
Industry Financial Services
Experience
Piper Jaffray December 2005 - Present
Advest, Inc. 2000 - 2005
underwood neuhaus 1984 - 1989
Skills
Fixed Income, Capital Markets, Bonds
Education
University of Pennsylvania - The Wharton School 1975 — 1979
BS, Finance and Multinational Enterprise
Bronx HIgh School of Science 1972 — 1975
Piper Jaffray December 2005 - Present
Advest, Inc. 2000 - 2005
underwood neuhaus 1984 - 1989
Skills
Fixed Income, Capital Markets, Bonds
Education
University of Pennsylvania - The Wharton School 1975 — 1979
BS, Finance and Multinational Enterprise
Bronx HIgh School of Science 1972 — 1975
Laura Beaton's Advest, Inc. Experience May 1997 - January 2003
Job Production Control at Mohegan Sun
Industry Information Technology and Services
Experience
Mohegan Sun April 2003 - Present
Advest, Inc. May 1997 - January 2003
Skills
Project Management, Business Analysis, Process Improvement
Education
University of Maryland University College
Mohegan Sun April 2003 - Present
Advest, Inc. May 1997 - January 2003
Skills
Project Management, Business Analysis, Process Improvement
Education
University of Maryland University College
Leo Conlon's Advest, Inc. Experience 1991 - 2003
Job Production Control Manager at Mohegan Sun
Industry Gambling & Casinos
Experience
Accudyne Industries November 2013 - Present
Mohegan Sun March 2003 - September 2012
Advest Inc. 1991 - 2003
Coleco Industries Inc. 1978 - 1990
Skills
Business Analysis, Process Improvement, Visio, Strategic Planning, Disaster Recovery, Data Center, Project Management, Change Management, Vendor Management, IT Strategy, Leadership, Security
Education
Central Connecticut State University
Accudyne Industries November 2013 - Present
Mohegan Sun March 2003 - September 2012
Advest Inc. 1991 - 2003
Coleco Industries Inc. 1978 - 1990
Skills
Business Analysis, Process Improvement, Visio, Strategic Planning, Disaster Recovery, Data Center, Project Management, Change Management, Vendor Management, IT Strategy, Leadership, Security
Education
Central Connecticut State University
David Basile's Advest, Inc. Experience January 2002 - November 2005
Job Senior VP Financial Advisor Wealth Management at Janney Montgomery Scott
Industry Financial Services
Experience
Janney Montgomery Scott November 2005 - Present
Advest, Inc. January 2002 - November 2005
Tucker Anthony and RL Day January 1984 - January 2002
Merrill Lynch October 1977 - January 1984
Skills
Investments, Series 7, Wealth Management, Securities, Mutual Funds, Series 63, Asset Management, Portfolio Management, Fixed Income, Retirement Planning
Education
UMass Lowell 1973 — 1976
Bachelor of Science in Business, Marketing and Economics
Janney Montgomery Scott November 2005 - Present
Advest, Inc. January 2002 - November 2005
Tucker Anthony and RL Day January 1984 - January 2002
Merrill Lynch October 1977 - January 1984
Skills
Investments, Series 7, Wealth Management, Securities, Mutual Funds, Series 63, Asset Management, Portfolio Management, Fixed Income, Retirement Planning
Education
UMass Lowell 1973 — 1976
Bachelor of Science in Business, Marketing and Economics
David Comito's Advest, Inc. Experience April 2004 - November 2005
Job Senior Vice President Wealth Management
Industry Financial Services
Experience
Merrill Lynch December 2005 - Present
Advest, Inc. April 2004 - November 2005
Prudential Securities/Wachovia Securities November 1996 - March 2004
Skills
Wealth Management, Securities, Series 7, Alternative Investments, Mortgage Lending, Investment Strategies, Series 63, Loans, Equities, Asset Allocation, Retirement Planning, Credit, Investment Advisory, Portfolio Management, Asset Management, Investments, Hedge Funds, Retirement, Strategic Financial..., ETFs, 401k, Wealth Management..., Investment Management, Fixed Income, Capital Markets, Estate Planning, Financial Services, Mutual Funds, Options
Education
The American University - Washington College of Law 1989 — 1992
Juris Doctor
University of Michigan 1985 — 1989
Bachelor of Arts (B.A.), Political Science and Government
Merrill Lynch December 2005 - Present
Advest, Inc. April 2004 - November 2005
Prudential Securities/Wachovia Securities November 1996 - March 2004
Skills
Wealth Management, Securities, Series 7, Alternative Investments, Mortgage Lending, Investment Strategies, Series 63, Loans, Equities, Asset Allocation, Retirement Planning, Credit, Investment Advisory, Portfolio Management, Asset Management, Investments, Hedge Funds, Retirement, Strategic Financial..., ETFs, 401k, Wealth Management..., Investment Management, Fixed Income, Capital Markets, Estate Planning, Financial Services, Mutual Funds, Options
Education
The American University - Washington College of Law 1989 — 1992
Juris Doctor
University of Michigan 1985 — 1989
Bachelor of Arts (B.A.), Political Science and Government
Elizabeth Cullen's Advest, Inc. Experience 2000 - 2001
Job Owner & Chief Designer at MaryElizabeth Originals
Industry Marketing and Advertising
Experience
MaryElizabeth Originals January 2014 - Present
Choate Rosemary Hall 2009 - Present
Choate Rosemary Hall January 2005 - 2009
UnitedHealth Group Inc 2004 - January 2005
LIMRA International 2002 - 2004
Advest, Inc 2000 - 2001
Advest, Inc. 1998 - 2000
Advest, Inc 1996 - 1998
Advest, Inc 1992 - 1996
Skills
Editing, Marketing Communications, Newsletters, SEO, Content Strategy, Copy Editing, Project Management, HTML, Marketing, Leadership, Web Content, Social Media Marketing, Media Relations, Social Media, Facebook, Strategic Communications, Blogging, Copywriting, Internal Communications, Online Marketing, Corporate Communications, Nonprofits, Public Speaking, Event Management
Education
Stonehill College 1987 — 1991
B.A., English
Bishop Feehan High School 1983 — 1987
MaryElizabeth Originals January 2014 - Present
Choate Rosemary Hall 2009 - Present
Choate Rosemary Hall January 2005 - 2009
UnitedHealth Group Inc 2004 - January 2005
LIMRA International 2002 - 2004
Advest, Inc 2000 - 2001
Advest, Inc. 1998 - 2000
Advest, Inc 1996 - 1998
Advest, Inc 1992 - 1996
Skills
Editing, Marketing Communications, Newsletters, SEO, Content Strategy, Copy Editing, Project Management, HTML, Marketing, Leadership, Web Content, Social Media Marketing, Media Relations, Social Media, Facebook, Strategic Communications, Blogging, Copywriting, Internal Communications, Online Marketing, Corporate Communications, Nonprofits, Public Speaking, Event Management
Education
Stonehill College 1987 — 1991
B.A., English
Bishop Feehan High School 1983 — 1987
Jane Fandel's Advest, Inc. Experience 1979 - 2002
Job Sr Financial Analyst at North Shore Medical Center
Industry Hospital & Health Care
Experience
North Shore Medical Center January 2012 - Present
Partners HealthCare December 2008 - December 2011
Partners Healthcare November 2007 - November 2008
Advest, Inc 1979 - 2002
Burgess & Leith 1979 - 1983
Skills
Finance, HIPAA, Meditech, Revenue Cycle
Education
Boston College
North Shore Medical Center January 2012 - Present
Partners HealthCare December 2008 - December 2011
Partners Healthcare November 2007 - November 2008
Advest, Inc 1979 - 2002
Burgess & Leith 1979 - 1983
Skills
Finance, HIPAA, Meditech, Revenue Cycle
Education
Boston College
Gregory Berlin's Advest, Inc. Experience July 1999 - November 2005
Job Certified Financial Planner™, Wealth Management, Insurance Services
Industry Financial Services
Experience
The Oasis Asset Management Group Inc. November 2005 - Present
Society for Financial Awareness.org October 2009 - Present
Advest Inc. July 1999 - November 2005
Skills
Estate Planning, 401k, Financial Planning, Asset Management, Investment Advisory, Investment Strategies, Money Management, Simple IRA, IRA Rollovers, SEP, Retirement Planning, Asset Allocation, Wealth Management, Investments, Retirement, Annuities, Mutual Funds, Portfolio Management, Insurance, Series 7, Securities, Equities, Retirement Income..., Fixed Income, Wealth, Options, Long Term Care, Wealth Accumulation, Risk Management, Pensions, Financial Advisory, IRA's, Bonds, Term Life Insurance, Employee Benefits
Education
Weatherhead School of Management at Case Western Reserve University 2001 — 2003
MBA, Finance
Indiana University Bloomington 1994 — 1998
BM, BSOF, Violin Performance, Business
Mcdowell highschool
The Oasis Asset Management Group Inc. November 2005 - Present
Society for Financial Awareness.org October 2009 - Present
Advest Inc. July 1999 - November 2005
Skills
Estate Planning, 401k, Financial Planning, Asset Management, Investment Advisory, Investment Strategies, Money Management, Simple IRA, IRA Rollovers, SEP, Retirement Planning, Asset Allocation, Wealth Management, Investments, Retirement, Annuities, Mutual Funds, Portfolio Management, Insurance, Series 7, Securities, Equities, Retirement Income..., Fixed Income, Wealth, Options, Long Term Care, Wealth Accumulation, Risk Management, Pensions, Financial Advisory, IRA's, Bonds, Term Life Insurance, Employee Benefits
Education
Weatherhead School of Management at Case Western Reserve University 2001 — 2003
MBA, Finance
Indiana University Bloomington 1994 — 1998
BM, BSOF, Violin Performance, Business
Mcdowell highschool
Kathy Kittredge's Advest, Inc. Experience October 1999 - February 2006
Job Investment Executive at Century Securities, a division of Stifel Financial
Industry Financial Services
Experience
Century Securities, div of Stifel Nicolaus October 2009 - Present
Lancaster City Schools January 2010 - Present
Lancaster Rotary Club 1999 - Present
Stifel Nicolaus 2006 - September 2009
Advest, Inc October 1999 - February 2006
College Prospects of America 1988 - 1991
Yankee Candle Company June 1984 - December 1987
Skills
Financial Planning, Securities, Retirement, Annuities, Financial Advisor,..., Fixed Annuities, Retirement Planning, Fundraising, Nonprofits, Policy, Strategic Financial..., Finance, Sales, Estate Planning, Public Speaking, Investments, Customer Service, Public Relations, Event Planning, Strategic Planning, Financial Services, Management, Small Business
Education
Miami University 1976 — 1980
B.S., Education, Home Economics
Lancaster High School
Century Securities, div of Stifel Nicolaus October 2009 - Present
Lancaster City Schools January 2010 - Present
Lancaster Rotary Club 1999 - Present
Stifel Nicolaus 2006 - September 2009
Advest, Inc October 1999 - February 2006
College Prospects of America 1988 - 1991
Yankee Candle Company June 1984 - December 1987
Skills
Financial Planning, Securities, Retirement, Annuities, Financial Advisor,..., Fixed Annuities, Retirement Planning, Fundraising, Nonprofits, Policy, Strategic Financial..., Finance, Sales, Estate Planning, Public Speaking, Investments, Customer Service, Public Relations, Event Planning, Strategic Planning, Financial Services, Management, Small Business
Education
Miami University 1976 — 1980
B.S., Education, Home Economics
Lancaster High School
David Hinish's Advest, Inc. Experience November 2000 - November 2002
Job Manager Supply Chain, Branded Products, Americas at SSAB Hardox Corporation
Industry Mining & Metals
Experience
SSAB Hardox Corporation May 2006 - Present
SBA Network Services, Inc January 2006 - May 2006
SBA Network Services, Inc November 2004 - January 2006
Citizens Bank December 2003 - November 2004
Citizens Bank November 2002 - December 2003
ADVEST, INC November 2000 - November 2002
Skills
Strategy, Sales Operations, ISO, Logistics, Marketing Strategy, Leadership, Budgets, Sales, Contract Management, Supply Chain Management, Supply Chain, Steel, New Business Development, CRM, Customer Service, Management, Marketing, Shipping, Warehousing, Inventory Management, Negotiation, Forecasting, Manufacturing
Education
Denison University 1996 — 2000
BA, Economics
Central Catholic High School
SSAB Hardox Corporation May 2006 - Present
SBA Network Services, Inc January 2006 - May 2006
SBA Network Services, Inc November 2004 - January 2006
Citizens Bank December 2003 - November 2004
Citizens Bank November 2002 - December 2003
ADVEST, INC November 2000 - November 2002
Skills
Strategy, Sales Operations, ISO, Logistics, Marketing Strategy, Leadership, Budgets, Sales, Contract Management, Supply Chain Management, Supply Chain, Steel, New Business Development, CRM, Customer Service, Management, Marketing, Shipping, Warehousing, Inventory Management, Negotiation, Forecasting, Manufacturing
Education
Denison University 1996 — 2000
BA, Economics
Central Catholic High School
Ira M. Goldstein's Advest, Inc. Experience June 1972 - May 2006
Job Manager, Listed Options Department
Industry Insurance
Experience
New York Life Insurance Co. 2008 - Present
New York Life Insurance Co, 2007 - Present
Advest Inc June 1972 - May 2006
Skills
Equities, Customer Service, Options, Electronic Trading, Settlements, Compliance, Derivatives, Trading Systems, Trading, Customer Relations, Equity Derivatives, Market Making, Smart Order Routing, Equity Trading, Confirmations, Middle Office, Securities, Customer Satisfaction, Supervisory Skills
Education
Bentley University 1968 — 1971
B.S., Accounting, Math
New York Life Insurance Co. 2008 - Present
New York Life Insurance Co, 2007 - Present
Advest Inc June 1972 - May 2006
Skills
Equities, Customer Service, Options, Electronic Trading, Settlements, Compliance, Derivatives, Trading Systems, Trading, Customer Relations, Equity Derivatives, Market Making, Smart Order Routing, Equity Trading, Confirmations, Middle Office, Securities, Customer Satisfaction, Supervisory Skills
Education
Bentley University 1968 — 1971
B.S., Accounting, Math
Brian Kanaley's Advest, Inc. Experience February 1987 - April 1994
Job Director, Head of Account Mangement at Tradeweb
Industry Financial Services
Experience
Tradeweb February 2011 - Present
BondDesk Trading May 2007 - February 2011
Further Lane Asset Management 2006 - 2007
BondDesk Group LLC 2004 - 2006
Orion Telecom 1999 - 2004
Imperial Capital Bank 1998 - 1999
Ladenburg Thalmann June 1997 - July 1998
MJ Whitman 1994 - 1997
Advest, Inc. February 1987 - April 1994
Skills
Financial Markets, Management, Electronic Trading, Bonds, Fixed Income, Mortgage Lending, Derivatives, Trading Systems, Series 63, Trading, Series 7, Market Data, Bloomberg, Equities, Capital Markets
Education
University of Scranton 1981 — 1985
Bachelor’s Degree, Accounting and Finance
Deer Park High School 1977 — 1981
Tradeweb February 2011 - Present
BondDesk Trading May 2007 - February 2011
Further Lane Asset Management 2006 - 2007
BondDesk Group LLC 2004 - 2006
Orion Telecom 1999 - 2004
Imperial Capital Bank 1998 - 1999
Ladenburg Thalmann June 1997 - July 1998
MJ Whitman 1994 - 1997
Advest, Inc. February 1987 - April 1994
Skills
Financial Markets, Management, Electronic Trading, Bonds, Fixed Income, Mortgage Lending, Derivatives, Trading Systems, Series 63, Trading, Series 7, Market Data, Bloomberg, Equities, Capital Markets
Education
University of Scranton 1981 — 1985
Bachelor’s Degree, Accounting and Finance
Deer Park High School 1977 — 1981
Lisa Ainsworth's Advest, Inc. Experience April 2004 - December 2004
Job Per Diem Substitute Middle/High School Teacher at Eastern Suffolk BOCES
Industry Farming
Experience
Eastern Suffolk BOCES February 2012 - Present
Springwater Farm January 2003 - Present
Advest, Inc April 2004 - December 2004
First Empire Securities, Inc February 2003 - April 2004
Morgan Stanley May 2001 - December 2002
MUNICIPALTRADE.com, Inc March 2000 - March 2001
Mesirow Financial March 1993 - March 2000
The Chicago Corporation September 1991 - March 1993
Griffin, Kubik, Stephens & Thompson June 1989 - September 1991
Skills
Marketing Strategy, Business Strategy, Small Business, New Business Development, Entrepreneurship, Agriculture
Education
Dowling College 2005 — 2007
Master's Degree, Adolescent Education
Lake Forest College 1987 — 1989
Bachelor's Degree, Business Administration and Management, General
Butte College 1982 — 1983
Associate's Degree, Automotive Technology
Eastern Suffolk BOCES February 2012 - Present
Springwater Farm January 2003 - Present
Advest, Inc April 2004 - December 2004
First Empire Securities, Inc February 2003 - April 2004
Morgan Stanley May 2001 - December 2002
MUNICIPALTRADE.com, Inc March 2000 - March 2001
Mesirow Financial March 1993 - March 2000
The Chicago Corporation September 1991 - March 1993
Griffin, Kubik, Stephens & Thompson June 1989 - September 1991
Skills
Marketing Strategy, Business Strategy, Small Business, New Business Development, Entrepreneurship, Agriculture
Education
Dowling College 2005 — 2007
Master's Degree, Adolescent Education
Lake Forest College 1987 — 1989
Bachelor's Degree, Business Administration and Management, General
Butte College 1982 — 1983
Associate's Degree, Automotive Technology
Robert Mathews's Advest, Inc. Experience May 1993 - July 2002
Job Finance at Richard McGahan MD PSC
Industry Investment Management
Experience
Richard McGahan MD PSC June 2011 - Present
Lighthouse Capital Management, LLC January 2002 - Present
Hitcents May 2014 - June 2015
Advest, Inc. May 1993 - July 2002
Skills
Investments, Portfolio Management, Investment Management, Equities, Valuation, Strategic Partnerships, Strategy, Due Diligence, Private Equity, Venture Capital, Mergers & Acquisitions
Education
University of Kentucky 1989 — 1993
Bachelor, Health Administration
Richard McGahan MD PSC June 2011 - Present
Lighthouse Capital Management, LLC January 2002 - Present
Hitcents May 2014 - June 2015
Advest, Inc. May 1993 - July 2002
Skills
Investments, Portfolio Management, Investment Management, Equities, Valuation, Strategic Partnerships, Strategy, Due Diligence, Private Equity, Venture Capital, Mergers & Acquisitions
Education
University of Kentucky 1989 — 1993
Bachelor, Health Administration
Stephen Gilhooly's Advest, Inc. Experience April 1990 - February 2006
Job Senior Vice President &CFO at 1st Constitution Bancorp
Industry Banking
Experience
1st Constitution Bancorp February 2014 - Present
Florida Commuity Bank May 2011 - May 2013
Capital Bank (Successor to TIB Bank) October 2010 - May 2011
TIB Financial Corp April 2006 - May 2011
Advest, Inc. April 1990 - February 2006
New Hampshire Savings Bank Corp. July 1985 - January 1990
Price Waterhouse July 1974 - July 1985
Skills
Strategic Planning, mergers and acquisitions, enterprise risk..., investment management, investor relations, SEC reporting, Business line and..., Interest rate risk..., Regulatory Affairs, Investment Management, SEC filings, Auditing, Enterprise Risk..., Mergers & Acquisitions, Finance, Interest Rate Risk..., Investor Relations, Mergers, Banking, Capital Markets, Investments, Strategic Financial..., Management, CPA, Accounting, Securities, Investment Banking, IPO, Treasury Management, Cash Management, Private Equity, Portfolio Management, Financial Analysis, Due Diligence, Bonds, Treasury, Credit, Credit Analysis, Financial Risk, Commercial Banking, Financial Institutions, ALM, Managerial Finance, Credit Risk, Risk Management, Financial Planning, Financial Modeling, Strategy, Asset Management, Corporate Finance
Education
University of Pennsylvania - The Wharton School 1974 — 1975
MS Accounting, Accounting
University of Pennsylvania - The Wharton School 1970 — 1974
BS Economics, Accounting and Finance
1st Constitution Bancorp February 2014 - Present
Florida Commuity Bank May 2011 - May 2013
Capital Bank (Successor to TIB Bank) October 2010 - May 2011
TIB Financial Corp April 2006 - May 2011
Advest, Inc. April 1990 - February 2006
New Hampshire Savings Bank Corp. July 1985 - January 1990
Price Waterhouse July 1974 - July 1985
Skills
Strategic Planning, mergers and acquisitions, enterprise risk..., investment management, investor relations, SEC reporting, Business line and..., Interest rate risk..., Regulatory Affairs, Investment Management, SEC filings, Auditing, Enterprise Risk..., Mergers & Acquisitions, Finance, Interest Rate Risk..., Investor Relations, Mergers, Banking, Capital Markets, Investments, Strategic Financial..., Management, CPA, Accounting, Securities, Investment Banking, IPO, Treasury Management, Cash Management, Private Equity, Portfolio Management, Financial Analysis, Due Diligence, Bonds, Treasury, Credit, Credit Analysis, Financial Risk, Commercial Banking, Financial Institutions, ALM, Managerial Finance, Credit Risk, Risk Management, Financial Planning, Financial Modeling, Strategy, Asset Management, Corporate Finance
Education
University of Pennsylvania - The Wharton School 1974 — 1975
MS Accounting, Accounting
University of Pennsylvania - The Wharton School 1970 — 1974
BS Economics, Accounting and Finance
Dominic Corso's Advest, Inc. Experience 1997 - 2006
Job Senior Engineer Advisor at Aetna
Industry Information Technology and Services
Experience
Aetna April 2013 - Present
Aetna May 2011 - April 2013
Aetna September 2006 - May 2011
Advest, Inc 1997 - 2006
Skills
Network Security, Security, Information Security..., Risk Management, Business Continuity, Disaster Recovery, Governance, IT Audit, Information Security, Infrastructure, Risk Assessment, SDLC, Security Awareness, Security Management
Education
Manchester Community College
The University of Connecticut
Tunxis Community College
Aetna April 2013 - Present
Aetna May 2011 - April 2013
Aetna September 2006 - May 2011
Advest, Inc 1997 - 2006
Skills
Network Security, Security, Information Security..., Risk Management, Business Continuity, Disaster Recovery, Governance, IT Audit, Information Security, Infrastructure, Risk Assessment, SDLC, Security Awareness, Security Management
Education
Manchester Community College
The University of Connecticut
Tunxis Community College
Ondina Purcell's Advest, Inc. Experience 2003 - 2004
Job Director of Marketing at Highland Capital Management, L.P.
Industry Financial Services
Experience
Highland Capital Management, L.P. October 2013 - Present
UBS March 2006 - September 2013
Advest, Inc 2003 - 2004
Citigroup Asset Management 1999 - 2002
Prudential Financial 1997 - 1999
Skills
Wealth Management, Alternative Investments, Mutual Funds, Marketing Strategy, Marketing Management, Relationship Management, Fixed Income, Equities, Asset Allocation, Marketing, Securities, Fixed Annuities, Financial Advisory, Hedge Funds, Investment Advisory, Brand Ambassadors, Series 63, Content Management, Series 7, Social Media Marketing
Education
Seton Hall University 1986 — 1989
BS in Business, Marketing, Spanish
The Wharton School
SIFMA - Securities Industry Institute, 2012
Highland Capital Management, L.P. October 2013 - Present
UBS March 2006 - September 2013
Advest, Inc 2003 - 2004
Citigroup Asset Management 1999 - 2002
Prudential Financial 1997 - 1999
Skills
Wealth Management, Alternative Investments, Mutual Funds, Marketing Strategy, Marketing Management, Relationship Management, Fixed Income, Equities, Asset Allocation, Marketing, Securities, Fixed Annuities, Financial Advisory, Hedge Funds, Investment Advisory, Brand Ambassadors, Series 63, Content Management, Series 7, Social Media Marketing
Education
Seton Hall University 1986 — 1989
BS in Business, Marketing, Spanish
The Wharton School
SIFMA - Securities Industry Institute, 2012
Jim Pitman's Advest, Inc. Experience July 2001 - June 2003
Job Vice President at Horizon Kinetics LLC
Industry Financial Services
Experience
Horizon Kinetics LLC June 2007 - Present
Michael Page October 2006 - June 2007
HRC Partners, LLC September 2003 - August 2006
Advest, Inc. July 2001 - June 2003
Education
University of North Carolina at Wilmington 1997 — 2001
BS, Finance
Minisink Valley High School 1993 — 1997
High School, Golf
Horizon Kinetics LLC June 2007 - Present
Michael Page October 2006 - June 2007
HRC Partners, LLC September 2003 - August 2006
Advest, Inc. July 2001 - June 2003
Education
University of North Carolina at Wilmington 1997 — 2001
BS, Finance
Minisink Valley High School 1993 — 1997
High School, Golf
DOUGLASS HINES's Advest, Inc. Experience 1970 - 2006
Job Banking Professional
Industry Banking
Experience
ADVEST INC/MERRILL LYNCH February 1973 - April 2006
Advest, Inc 1970 - 2006
Education
Canisius College
ADVEST INC/MERRILL LYNCH February 1973 - April 2006
Advest, Inc 1970 - 2006
Education
Canisius College
Scott Williford's Advest, Inc. Experience September 1993 - October 2006
Job Maxim Group LLC
Industry Capital Markets
Experience
Maxim Group February 2014 - Present
Canaccord Genuity Group Inc. September 2009 - February 2014
H.C. Wainwright October 2006 - August 2009
ADVEST INC September 1993 - October 2006
New York Institute of Finance January 2000 - January 2005
Skills
Negotiation, Business Development, Fixed Income, Asset Management, Investments, Trading, Portfolio Management, Series 7, Capital Markets, Derivatives, Alternative Investments, Financial Modeling, Bloomberg, Series 63, Bonds
Education
Lehigh University - College of Business and Economics 1986 — 1988
MBA, Marketing/Marketing Management, General
Keene State College 1982 — 1986
Bs management, Economics
Maxim Group February 2014 - Present
Canaccord Genuity Group Inc. September 2009 - February 2014
H.C. Wainwright October 2006 - August 2009
ADVEST INC September 1993 - October 2006
New York Institute of Finance January 2000 - January 2005
Skills
Negotiation, Business Development, Fixed Income, Asset Management, Investments, Trading, Portfolio Management, Series 7, Capital Markets, Derivatives, Alternative Investments, Financial Modeling, Bloomberg, Series 63, Bonds
Education
Lehigh University - College of Business and Economics 1986 — 1988
MBA, Marketing/Marketing Management, General
Keene State College 1982 — 1986
Bs management, Economics
Joseph O'Connor's Advest, Inc. Experience December 1997 - November 2004
Job PNC Investments
Industry Financial Services
Experience
PNC Investments November 2013 - Present
O'Connor Capital Management, LLC July 2009 - November 2013
RBC Wealth Management November 2004 - July 2009
Advest Inc. December 1997 - November 2004
First Albany Corporation March 1990 - December 1997
E.F. Hutton September 1983 - March 1990
Skills
Asset Management, Portfolio Management, Retirement Planning, Securities, Investments, Wealth Management, Trading, Investment Advisory, Fixed Income, Investment Strategies, Asset Allocation, Series 63, Fixed Annuities, Relationship Management, Mutual Funds, Financial Services, High Net Worth..., Estate Planning, Equities, Bonds, Separately Managed..., Bloomberg, Series 7, Asset Managment, 401k, Financial Advisory, Strategic Financial..., Financial Planners, Retirement, Life Insurance, Investment Management, Long-term Care, Wealth, Technical Analysis, IRAs, Employee Benefits, 401k Rollovers, ETFs, Hedge Funds, Investor Relations, Alternative Investments, Risk Management, FINRA, Credit Analysis, Hedging, Financial Analysis, Capital Markets, Personal Financial..., Retirement Plan..., Series 65
Education
State University of New York College at Brockport 1977 — 1981
BA, Finance
PNC Investments November 2013 - Present
O'Connor Capital Management, LLC July 2009 - November 2013
RBC Wealth Management November 2004 - July 2009
Advest Inc. December 1997 - November 2004
First Albany Corporation March 1990 - December 1997
E.F. Hutton September 1983 - March 1990
Skills
Asset Management, Portfolio Management, Retirement Planning, Securities, Investments, Wealth Management, Trading, Investment Advisory, Fixed Income, Investment Strategies, Asset Allocation, Series 63, Fixed Annuities, Relationship Management, Mutual Funds, Financial Services, High Net Worth..., Estate Planning, Equities, Bonds, Separately Managed..., Bloomberg, Series 7, Asset Managment, 401k, Financial Advisory, Strategic Financial..., Financial Planners, Retirement, Life Insurance, Investment Management, Long-term Care, Wealth, Technical Analysis, IRAs, Employee Benefits, 401k Rollovers, ETFs, Hedge Funds, Investor Relations, Alternative Investments, Risk Management, FINRA, Credit Analysis, Hedging, Financial Analysis, Capital Markets, Personal Financial..., Retirement Plan..., Series 65
Education
State University of New York College at Brockport 1977 — 1981
BA, Finance
Karen Hayse's Advest, Inc. Experience 2005 - 2007
Job Program Representative at IDES
Industry Government Administration
Experience
IDES 2009 - Present
Edward Jones 2006 - 2008
Advest, Inc. 2005 - 2007
Youth Service Project 2004 - 2006
Education
University of Illinois at Urbana-Champaign 1969 — 1973
B.S, Secondary Education
IDES 2009 - Present
Edward Jones 2006 - 2008
Advest, Inc. 2005 - 2007
Youth Service Project 2004 - 2006
Education
University of Illinois at Urbana-Champaign 1969 — 1973
B.S, Secondary Education
Rebecca Lezaj's Advest, Inc. Experience March 1991 - April 1997
Job
Industry
Experience
Roswell Area Park March 2003 - Present
Advest Inc March 1991 - April 1997
Office of Governor Edward D. DiPrete June 1988 - January 1991
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, English, Windows, Teaching
Education
Katherine Gibbs School 1987 — 1988
Associate's degree, Information Processing
Roswell Area Park March 2003 - Present
Advest Inc March 1991 - April 1997
Office of Governor Edward D. DiPrete June 1988 - January 1991
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, English, Windows, Teaching
Education
Katherine Gibbs School 1987 — 1988
Associate's degree, Information Processing
P. Andrew Irish's Advest, Inc. Experience 1999 - 2001
Job Wellington Shields & Co LLC.
Industry Financial Services
Experience
Wellington Shields August 2014 - Present
Mogavero Lee & Co. Inc. August 2002 - April 2013
Advest Inc. 1999 - 2001
HSBC Securities 1998 - 1999
UBS Securities 1987 - 1998
Skills
ETFs, Proprietary Trading, Risk Management, Equity Derivatives, Equity Capital Markets, Trading, Series 7, Equity Trading, Securities, Hedge Funds, Capital Markets, Trading Systems, Series 63, Equities, 63 Licenses, Hold Series 7, Asset Allocation, Structured Products, Investment Advisory, Hedging, Financial Services, Finance, Technical Analysis, Trading Strategies, Investment Management, Strategy, Investment Strategies
Education
Lycoming College 1977 — 1981
Bachelor of Arts, Business Administration.
Chatham High School 1973 — 1977
Far Brook School
Wellington Shields August 2014 - Present
Mogavero Lee & Co. Inc. August 2002 - April 2013
Advest Inc. 1999 - 2001
HSBC Securities 1998 - 1999
UBS Securities 1987 - 1998
Skills
ETFs, Proprietary Trading, Risk Management, Equity Derivatives, Equity Capital Markets, Trading, Series 7, Equity Trading, Securities, Hedge Funds, Capital Markets, Trading Systems, Series 63, Equities, 63 Licenses, Hold Series 7, Asset Allocation, Structured Products, Investment Advisory, Hedging, Financial Services, Finance, Technical Analysis, Trading Strategies, Investment Management, Strategy, Investment Strategies
Education
Lycoming College 1977 — 1981
Bachelor of Arts, Business Administration.
Chatham High School 1973 — 1977
Far Brook School
Richard A. Vader's Advest, Inc. Experience 1998 - 2003
Job Griffin Financial Group LLC
Industry Investment Banking
Experience
Griffin Financial Group, LLC 2008 - Present
NJIT - New Jersey Institute of Technology 2006 - 2011
Logos Financial Advisors LLC 2006 - 2008
McColl Partners LLC 2004 - 2007
Advest, Inc 1998 - 2003
Alex Sheshunoff & Co., Incorporated 1996 - 1998
The Trust Company Bancorporation 1993 - 1995
Donaldson, Lufkin & Jenrette 1990 - 1992
The First Boston Corporation 1987 - 1990
Kidder, Peabody & Co., Incorporated 1981 - 1987
Skills
Private Equity, Banking, Investment Banking, Securities, Corporate Finance, Economics, Valuation, Risk Management, Mergers, Structured Finance, Managerial Finance, Capital Markets, Financial Institutions, Corporate Development, Corporate Law, Business Strategy, Mergers & Acquisitions, Portfolio Management, Financial Modeling, Due Diligence, Investments, Fixed Income, Equities, Venture Capital, Finance, Asset Management, Bloomberg, Financial Structuring, Financial Advisory, Financial Analysis, Financial Services, Business Valuation
Education
Rutgers Graduate School of Business 1974 — 1976
MBA, Financial Management
Rutgers, The State University of New Jersey-Newark 1970 — 1974
BA, Political Science, Economics
Griffin Financial Group, LLC 2008 - Present
NJIT - New Jersey Institute of Technology 2006 - 2011
Logos Financial Advisors LLC 2006 - 2008
McColl Partners LLC 2004 - 2007
Advest, Inc 1998 - 2003
Alex Sheshunoff & Co., Incorporated 1996 - 1998
The Trust Company Bancorporation 1993 - 1995
Donaldson, Lufkin & Jenrette 1990 - 1992
The First Boston Corporation 1987 - 1990
Kidder, Peabody & Co., Incorporated 1981 - 1987
Skills
Private Equity, Banking, Investment Banking, Securities, Corporate Finance, Economics, Valuation, Risk Management, Mergers, Structured Finance, Managerial Finance, Capital Markets, Financial Institutions, Corporate Development, Corporate Law, Business Strategy, Mergers & Acquisitions, Portfolio Management, Financial Modeling, Due Diligence, Investments, Fixed Income, Equities, Venture Capital, Finance, Asset Management, Bloomberg, Financial Structuring, Financial Advisory, Financial Analysis, Financial Services, Business Valuation
Education
Rutgers Graduate School of Business 1974 — 1976
MBA, Financial Management
Rutgers, The State University of New Jersey-Newark 1970 — 1974
BA, Political Science, Economics
Wendy Glick Baggot's Advest, Inc. Experience November 1987 - 1992
Job AwardWinning Professional & Community Volunteer
Industry Individual & Family Services
Experience
Wendy K PRomotions 2001 - 2004
Buchman, Buchman & Reid 1995 - 2001
Advest Inc. November 1987 - 1992
Prudential-Bache Securities 1983 - 1987
Skills
Team Building, Leadership, Market Research, Public Relations, Cross-functional Team..., Building Relationships, Client Service..., Client Services, Creative Problem..., Fiscal Management, Cross Functional..., Strategic and Creative..., Oral & Written..., Sales, Child Advocacy, Patient Advocacy, Brand Development, Marketing Strategy, Marketing Communications, Microsoft Office, Community Development, Advocacy
Education
University of Hartford 1976 — 1980
BS Business Administration, Marketing
Wendy K PRomotions 2001 - 2004
Buchman, Buchman & Reid 1995 - 2001
Advest Inc. November 1987 - 1992
Prudential-Bache Securities 1983 - 1987
Skills
Team Building, Leadership, Market Research, Public Relations, Cross-functional Team..., Building Relationships, Client Service..., Client Services, Creative Problem..., Fiscal Management, Cross Functional..., Strategic and Creative..., Oral & Written..., Sales, Child Advocacy, Patient Advocacy, Brand Development, Marketing Strategy, Marketing Communications, Microsoft Office, Community Development, Advocacy
Education
University of Hartford 1976 — 1980
BS Business Administration, Marketing
Jason Levine's Advest, Inc. Experience February 2004 - May 2005
Job Stock Analyst at Bronson Point Management
Industry Investment Management
Experience
Bronson Point Management May 2012 - Present
Harvest Management June 2006 - May 2012
Advest, Inc. February 2004 - May 2005
Skills
Equities, Equity Research, Bloomberg, Valuation, Financial Modeling, Investments, Technical Analysis, Equity Valuation, Excel, Financial Analysis, Bloomberg Terminal
Education
University of Maryland College Park 2002 — 2006
Bachelor of Science, Finance
Bronson Point Management May 2012 - Present
Harvest Management June 2006 - May 2012
Advest, Inc. February 2004 - May 2005
Skills
Equities, Equity Research, Bloomberg, Valuation, Financial Modeling, Investments, Technical Analysis, Equity Valuation, Excel, Financial Analysis, Bloomberg Terminal
Education
University of Maryland College Park 2002 — 2006
Bachelor of Science, Finance
Paul Hajjar's Advest, Inc. Experience August 2004 - March 2005
Job Assistant Vice President Customer & High Touch Services
Industry Financial Services
Experience
Convergex May 2011 - Present
RC Sheehan & Associates January 2006 - May 2011
Washington Mutual July 2005 - April 2006
Advest Inc August 2004 - March 2005
Prudential Retirement January 2003 - August 2004
Citi June 1997 - June 2003
Skills
Investments, Fixed Annuities, 401k, Electronic Trading, Options, Equities, Trading Systems, Fixed Income, Series 7, Financial Services, Mutual Funds, Retirement Planning, FIX Integration
Education
University of Connecticut 1989 — 1995
BA, Economics
DeVry University 2008 — 2011
BS, Computer Information Systems focus in Information System Security
Convergex May 2011 - Present
RC Sheehan & Associates January 2006 - May 2011
Washington Mutual July 2005 - April 2006
Advest Inc August 2004 - March 2005
Prudential Retirement January 2003 - August 2004
Citi June 1997 - June 2003
Skills
Investments, Fixed Annuities, 401k, Electronic Trading, Options, Equities, Trading Systems, Fixed Income, Series 7, Financial Services, Mutual Funds, Retirement Planning, FIX Integration
Education
University of Connecticut 1989 — 1995
BA, Economics
DeVry University 2008 — 2011
BS, Computer Information Systems focus in Information System Security
Douglas Neiman's Advest, Inc. Experience January 1994 - January 1996
Job Trade Review Principal at Voya Financial
Industry Financial Services
Experience
Voya Financial April 2015 - Present
Essex Securites September 2014 - January 2015
West Highland Investment Management January 2014 - January 2015
MassMutual Financial Group January 2004 - October 2013
Allmerica Financial January 1998 - January 2003
Hambrecht and Quist, LLC January 1996 - January 1998
Advest, Inc January 1994 - January 1996
Advest Inc January 1990 - January 1994
Skills
FINRA, Series 7, Series 24, Finance, compliance, investments, stocks, trading, trade surveillance, OSJ Inspections, Series 8, Series 53, Whole Life Insurance, Securities Regulation, investing, email surveillance, options, variable annuities, suitability review, Problem Solving, investment management, day trading, branch inspections, Technical Analysis, Continuous Improvement, Business Continuity, Investment Advisor..., Investment Advisers Act, asset allocation, branch office..., Insurance, Investments, Mutual Funds, Investment Management, Investment Advisory, Securities, Risk Management, Series 63, Trading, Compliance, Asset Allocation, Financial Services, Options
Education
Assumption College 1986 — 1990
Bachelor of Arts, Economics
Voya Financial April 2015 - Present
Essex Securites September 2014 - January 2015
West Highland Investment Management January 2014 - January 2015
MassMutual Financial Group January 2004 - October 2013
Allmerica Financial January 1998 - January 2003
Hambrecht and Quist, LLC January 1996 - January 1998
Advest, Inc January 1994 - January 1996
Advest Inc January 1990 - January 1994
Skills
FINRA, Series 7, Series 24, Finance, compliance, investments, stocks, trading, trade surveillance, OSJ Inspections, Series 8, Series 53, Whole Life Insurance, Securities Regulation, investing, email surveillance, options, variable annuities, suitability review, Problem Solving, investment management, day trading, branch inspections, Technical Analysis, Continuous Improvement, Business Continuity, Investment Advisor..., Investment Advisers Act, asset allocation, branch office..., Insurance, Investments, Mutual Funds, Investment Management, Investment Advisory, Securities, Risk Management, Series 63, Trading, Compliance, Asset Allocation, Financial Services, Options
Education
Assumption College 1986 — 1990
Bachelor of Arts, Economics
Ernie Golnik's Advest, Inc. Experience 1997 - 2001
Job Director of Music & Liturgy at Sacred Heart Vernon
Industry Religious Institutions
Experience
Sacred Heart Vernon November 1993 - Present
Advest, Inc. 1997 - 2001
Skills
Choral, Piano, Church Music, Writing, Music, Liturgical Music, Liturgy, Choral Conducting, Accompaniment, Vocal Coaching, Pianist, Vocal, Ensemble, Vocalist
Education
University of Hartford 1979 — 1984
Sacred Heart Vernon November 1993 - Present
Advest, Inc. 1997 - 2001
Skills
Choral, Piano, Church Music, Writing, Music, Liturgical Music, Liturgy, Choral Conducting, Accompaniment, Vocal Coaching, Pianist, Vocal, Ensemble, Vocalist
Education
University of Hartford 1979 — 1984
Jeffrey Pike's Advest, Inc. Experience 1998 - 2000
Job Partner, Managing Member at Aviance Capital Partners
Industry Financial Services
Experience
Aviance Capital Partners January 2009 - Present
Private Capital Management July 2004 - February 2008
Times Square Capital Management September 2000 - June 2004
Advest, Inc. 1998 - 2000
Education
University of Massachusetts, Amherst 1993 — 1997
Bachelor of Arts (BA), Economics
Newington High School
Aviance Capital Partners January 2009 - Present
Private Capital Management July 2004 - February 2008
Times Square Capital Management September 2000 - June 2004
Advest, Inc. 1998 - 2000
Education
University of Massachusetts, Amherst 1993 — 1997
Bachelor of Arts (BA), Economics
Newington High School