CIBC Oppenheimer
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CIBC Oppenheimer Employees
National Football League November 2010 - Present
Sony April 2009 - October 2010
National Football League January 2000 - April 2009
CIBC Oppenheimer December 1998 - January 2000
USMC December 1994 - January 1999
Skills
Microsoft Exchange, Microsoft Certified..., ITIL, MCITP, Microsoft Certified..., Microsoft Certified..., Active Directory, Virtualization, Windows Server, VMware, DNS, Disaster Recovery, DHCP
Education
Campbell University
Thomas Edison State College
RBC Capital Markets January 2003 - Present
RBC Capital Markets January 2003 - Present
CIBC Oppenheimer August 2000 - January 2003
Education
University at Albany, SUNY 1996 — 2000
Bachelor of Science in Business Administration, Finance, MIS
University at Albany, SUNY 1996 — 2000
Bachelor of Science, Business
Symmetry Peak Management LLC January 2006 - Present
Alkeon Capital Management January 2002 - January 2006
CIBC Oppenheimer August 1998 - January 2002
Education
Lehigh University 1993 — 1997
Bachelor of Science (BS), Chemical Engineering
47thSt.com (part of The Natural Sapphire Company) January 2012 - August 2013
The Natural Sapphire Company June 2006 - August 2013
Practical Technology Solutions January 2004 - July 2006
Steelograph January 2002 - January 2004
Fimat USA (A division of Société Générale) 2001 - 2002
Wolverine Trading L.P 2000 - 2001
CIBC Oppenheimer May 1998 - October 1999
Bankers Trust December 1995 - May 1998
Skills
Disaster Recovery, Business Analysis, Strategic Planning, Hardware, XP, Budgets, Customer Service, Microsoft Exchange, Microsoft Excel, Trading, Servers, Product Development, TCP/IP, Project Planning, E-commerce, Databases, Software Installation, Wireless, IT Strategy, Networking, Help Desk Support, SEO, E-commerce SEO, Search Engine Ranking, Search Engine Submission, Google Adwords, Google Analytics, IT Management, IT Operations, Windows Server, Windows System..., Windows Desktop..., Windows & Mac operating..., Google Webmaster Tools, Google Docs, Website Promotion, Google Website Optimizer, Website Monetization, E-commerce Optimization, E-commerce Consulting, Global E-commerce, Management, Social Media
Education
Queens College 2003 — 2005
English Language and Literature, General
Queens College 1993 — 1995
J.P. Morgan March 2012 - Present
FBR Capital Markets July 2010 - February 2012
KeyBanc Capital Markets February 2007 - July 2010
Libra Securities LLC February 2003 - February 2007
CIBC Oppenheimer May 1995 - February 2003
Merrill Lynch Capital Markets August 1989 - May 1995
Skills
Debt, Mergers, Lodging, Investment Banking, Strategic Advisory, Financial Services, Investment Advisory, Mergers & Acquisitions, Private Equity, Wealth Management, Restructuring, Management
Education
University of Virginia - Darden Graduate School of Business Administration 1987 — 1989
MBA, Finance
University of Pennsylvania Law School 1980 — 1983
JD, Law
Rutgers University-New Brunswick 1976 — 1980
BA, Political Science
Haddon Heights
Kanaly Trust, LTA April 2013 - Present
Bernstein Global Wealth Management October 2003 - January 2013
Texex Energy Partners, L.P January 2001 - May 2003
CIBC Oppenheimer January 1999 - January 2001
Skills
Retirement Planning, Estate Planning, Asset Managment, Asset Allocation, Portfolio Management, Investments, Wealth Management, Financial Modeling, Private Equity, Valuation, Risk Management, Financial Analysis, Due Diligence, Corporate Finance, Series 7, Equities, Financial Advisory, Wealth Management..., Mutual Funds, Investment Management, Asset Management
Education
The University of Texas at Austin 1994 — 1999
BA, Economics
The Kinkaid School
LotusFlare June 2014 - Present
Facebook April 2012 - June 2014
TeleSign March 2011 - March 2012
GEP Worldwide June 2000 - February 2011
Citysearch.com July 1999 - June 2000
CIBC Oppenheimer July 1998 - July 1999
Avery Dennison September 1992 - July 1998
Johnson & Johnson July 1989 - September 1992
Skills
Entrepreneur, Mobile Software, Mobile Security, SMS, Mobile Applications, Cloud Computing, Data Management, SaaS, Management Consulting, Outsourcing, Business Strategy, Global Operations, Corporate Finance, Strategy, Entrepreneurship
Education
Harvard Business School 1997 — 1998
MBA
University of Missouri-Rolla 1985 — 1987
Master of Science (M.S.), Chemistry
Amtek Group May 2006 - Present
City of Toronto November 2000 - Present
Gloria Jean’s Coffees USA May 2007 - April 2012
State Street Bank May 1999 - November 2000
American Express Bank March 1997 - May 1998
CIBC Oppenheimer March 1996 - March 1997
Merrill Lynch & Co. 1994 - 1996
Education
Harvard University 1998 — 1999
Master's Certificate
University of Illinois at Urbana-Champaign - College of Business 1992 — 1994
MBA
National Institute of Technology 1988 — 1992
B. Engg
FINRA Securities Licenses
Ontario Municipal Management Institute
Certfied Municipal Manager, CMM III
Campton Private Equity Advisors 2006 - Present
Futterman Dupree Dodd Croley Maier LLP 2014 - Present
Discern Securities, Inc. 2013 - Present
Columbia West Capital 2010 - 2013
VenCap International 2002 - 2006
San Francisco State University 2002 - 2003
Bear, Stearns & Co. 2000 - 2001
CIBC Oppenheimer 1997 - 2000
Santa Monica College 1994 - 1997
Children's Creative Workshop 1987 - 1997
Skills
Private Equity, Venture Capital, Mergers & Acquisitions, Investment Banking, Investments, Corporate Development, Fund Of Funds, Corporate Finance, IPO, Due Diligence, Valuation, Strategic Partnerships, Financial Modeling, Alternative Investments, Investment Management, Private Placements, Telecommunications, Financial Structuring, Corporate Law
Education
University of California, Los Angeles - The Anderson School of Management
MBA, Finance
University of California, Hastings College of the Law
JD
University of California, Los Angeles
BA, Economics
CFA Institute
CFA Charterholder, Finance
CAIA Association
CAIA Charterholder, Alternative Investments
Mere Basics January 2012 - Present
The Captain Whidbey Inn January 2008 - January 2012
Equinox Capital Management March 2005 - February 2008
JP Morgan Chase March 1999 - March 2005
CIBC Oppenheimer August 1993 - March 1999
California Magazines Partnership September 1983 - June 1991
Skills
Small Business..., Business Development, Strategic Planning, Strategy, Marketing, Marketing Strategy, Cross-functional Team..., New Business Development, Product Development, Financial Analysis, Finance, US Equities, Due Diligence, Mergers, Investments, Healthcare Industry, Fashion, Mergers & Acquisitions, Management, Business Planning, Advertising, Sales, Analysis, Budgets
Education
Stanford University Graduate School of Business 1991 — 1993
Master of Business Administration (M.B.A.)
University of Washington Continuing and Professional Education 2011 — 2012
Certificate, Fashion: From Concept to Market
Colgate University 1979 — 1983
BA, English
The Pingry School 1974 — 1979
The Junior League of Houston February 2015 - Present
Joseph M. Graham, Jr. November 2013 - February 2015
Officenet March 2012 - November 2013
Bancnet, Inc. December 1998 - January 2010
CIBC Oppenheimer June 1997 - November 1998
Rives Carlberg July 1994 - June 1997
Memorial Hermann Healthcare System June 1993 - June 1994
Skills
Public Relations, Account Management, Management, Strategic Planning, New Business Development, Business Development, Project Management, Negotiation, Email Marketing, Strategy, Website Development, Event Management, Advertising, Customer Service, Human Resources, Marketing
Education
Sam Houston State University 1984 — 1988
BA, English, Journalism
Sam Houston State University
Bachelor of Arts (B.A.), English/Journalism
Citi September 2012 - Present
Societe Generale October 2010 - September 2012
Morgan Stanley 2004 - October 2010
Atlantic Southeast Airlines 1999 - 2004
CIBC Oppenheimer 1995 - 1997
Barclays BZW 1993 - 1995
Merrill Lynch 1993 - 1993
IBM 1989 - 1991
Skills
Derivatives, Business Analysis, Risk Management, Banking, Trading Systems, Investment Banking, Analysis, Equities, Fixed Income, Sybase, Prime Brokerage, Credit Derivatives, Capital Markets, Electronic Trading, Equity Derivatives
Education
Syracuse University 1989 — 1991
MS, Computer Engineering
University at Albany, SUNY 1983 — 1987
BS, Computer Science, Physics
Prudential Financial July 2015 - Present
JPMorgan Chase January 2001 - March 2014
eFrontiers 2000 - 2000
CIBC Oppenheimer 1999 - 2000
Greenrock Research 1996 - 1999
JMG Financial Group, LTD 1993 - 1996
Skills
Asset Managment, Hedge Funds, Mutual Funds, Equities, Series 7, Investments, Wealth Management, Asset Allocation, Investment Management, Fixed Income, Series 63, Private Equity, Asset Management, Financial Advisory, Investment Advisory
Education
Northern Illinois University 1990 — 1993
JD
The University of Chicago 1982 — 1987
AB
Glenbrook North High School 1978 — 1982
GATE CONSULTING GROUP, LLC April 2014 - Present
L'Oréal 2014 - 2015
L'Oréal 2014 - 2015
Comcast Cable February 2012 - April 2014
RBS Global Banking & Markets August 2011 - February 2012
KPMG June 2010 - April 2011
Paul Weiss Rifkin Wharton Garrison, LLP September 2007 - June 2010
CIBC Oppenheimer February 1999 - November 2006
Brown Brothers Harriman and Co April 1998 - February 1999
Prudential Securities May 1995 - April 1998
Skills
PMP, PMO, Program Management, Project Portfolio..., Software Project..., IT Strategy, Project Management, Process Improvement, Dodd Frank Act Program..., Process Development, Certified Scrum Master..., Process Engineering, EPM, Consulting
Education
University of Phoenix 2004 — 2006
Master of Business Administration, Technology Management
Briarcliffe College 1993 — 1994
SA, Computer Programming
University of Istanbul 1983 — 1987
Bachelor of Art, Eastern Languages and Literatures
JPMorgan Chase October 2003 - September 2012
CIBC Oppenheimer August 2000 - October 2003
Brown Brothers Harriman June 1999 - August 2000
Education
Siena College
St. John's University
Highland Associates; Birmingham, AL September 2014 - Present
Highland Associates; Birmingham, AL August 2006 - Present
AmSouth Bank April 1999 - August 2006
CIBC Oppenheimer January 1998 - April 1999
Skills
Asset Allocation, Investment Management, Alternative Investments, Investments, investment consulting, manager searches, asset/liability modeling
Education
Vanderbilt University 2000 — 2004
Bachelor of Arts (B.A.), Economics
Georgia State University 1996 — 1997
Master of Business Administration (M.B.A.), Finance, General
Mediaocean November 2007 - Present
WM Financial Services June 2007 - August 2007
MyCorporation by Intuit November 2006 - April 2007
Deutsche Bank October 2006 - November 2006
Washington Mutual January 2006 - September 2006
DriveTime July 2003 - August 2005
CIBC Oppenheimer March 1998 - January 2000
Skills
Training, Software Documentation, Hands-on Training, Training Delivery, Analysis, Learning Management, Business Analysis, Customer Service, Instructional Design, Blended Learning, Process Improvement, CRM, Instructor-led Training, Employee Training, Microsoft Office, Account Management, Vendor Management, Needs Analysis, E-Learning, Sales, Workshop Facilitation, Performance Improvement, ADDIE, WebEx, Analytics, Business Process, Program Management, Technical Training, Training Facilitation, Customer Experience, Business Process..., Troubleshooting
Education
El Camino College
Logan Ventures LLC September 2010 - Present
Addison Asset Management LLC April 2010 - Present
UBS 2004 - 2010
CIBC Oppenheimer 1998 - 2004
Alex. Brown & Sons Inc. 1994 - 1998
Mesirow Financial 1990 - 1994
Skills
Capital Markets, Series 7, Mergers, Venture Capital, Financial Structuring, Hedge Funds, Risk Management, Valuation, Corporate Finance, Strategic Planning, Financial Analysis
Education
DePaul University College of Law 1979 — 1982
JD, Law
Illinois College 1965 — 1968
BS, Business and Economics
JRooftop Productions February 2005 - Present
CIBC Oppenheimer 1997 - 2004
JP Morgan 1993 - 1997
Education
Claremont McKenna College 1989 — 1993
B.A., Economics
Janney Montgomery Scott LLC November 2001 - Present
CIBC Oppenheimer 1995 - 2001
Lynch Jones and Ryan 1985 - 1995
ADP 1979 - 1983
Coopers and Lybrand 1979 - 1981
Skills
Fixed Income, Equities, Series 7, Portfolio Management, Investments, Asset Managment, Asset Management, Mergers & Acquisitions, Risk Management, Valuation, Asset Allocation, Hedge Funds, Wealth Management, Securities, Private Equity, Capital Markets, Strategy, Series 63, Investment Strategies, Mutual Funds, Investment Advisory, Alternative Investments, Financial Services, Bonds, Bloomberg, Financial Planning, Finance, Financial Advisory
Education
Rensselaer Polytechnic Institute 1965 — 1971
Rensselaer Polytechnic Institute - The Lally School of Management and Technology 1965 — 1971
B.S., M.S., Finance and Marketing
Outremont High School
US Bank November 2005 - Present
GE Capital September 1998 - October 2005
CIBC Oppenheimer December 1996 - September 1998
Wells Fargo September 1978 - December 1996
BP 1974 - 1978
Skills
Asset Based Lending, Commercial Banking, Credit Analysis, Loans, Leveraged Finance, Capital Markets, Credit, Portfolio Management, Banking, Underwriting, Mergers, Corporate Finance, Middle Market, Due Diligence, Finance, Investment Banking, Mergers & Acquisitions, Financial Modeling, Risk Management, Financial Risk
Education
University of Southern California - Marshall School of Business 1979 — 1981
MBA
Tulane University 1970 — 1974
BS
Credit Suisse 2008 - Present
Lehman Brothers January 1999 - September 2008
CIBC Oppenheimer 1997 - 1999
Prudential Financial 1996 - 1997
Skills
Series 7, Wealth Management, Private Banking, Securities, Series 63, Bonds, Investments, Asset Managment, Portfolio Management, Alternative Investments, Hedge Funds, Investment Management, High Yield, Mutual Funds, Asset Allocation, Investment Advisory, Financial Services, Strategic Financial..., Equities, Fixed Income, Finance, Asset Management
Education
Stockton University 1992 — 1996
Bachelor's of Science, Pre Med concentration
Holland Capital Management LLC July 2014 - Present
JDRF November 2010 - June 2014
Sidoti & Company, LLC August 2009 - October 2010
CIBC Oppenheimer November 2008 - March 2009
W.R. Huff Asset Managment July 2006 - July 2008
Holland Capital Management June 2005 - August 2005
PwC November 2002 - April 2004
United Mizrahi Bank March 2001 - October 2002
Skills
Financial Modeling, High Yield, Valuation, Asset Management, Portfolio Management, Financial Analysis, Corporate Finance, Business Strategy, Business Analysis, Business Planning, Equity Research, Credit Analysis, Start-up Ventures, Due Diligence, Equity Valuation, Private Equity, Equities, Strategy
Education
New York University 2011 — 2013
Master of Public Administration (MPA) - Executive MPA Program
University of Wisconsin-Madison 2004 — 2006
MBA, Finance - Applied Security Analysis Program (ASAP)
The Hebrew University 1997 — 2001
BA, Economics
HaRishonim
WebTuner Corp. October 2014 - Present
Prudential Plc June 2013 - Present
Royce Carlton October 2008 - Present
WebTuner Corp. September 2012 - October 2014
Cetera Financial Group April 2012 - April 2014
The Snowball: Warren Buffett and the Business of Life 2003 - April 2009
Morgan Stanley 2003 - 2009
Morgan Stanley 2000 - 2003
Paine Webber 1998 - 2000
CIBC Oppenheimer 1994 - 1998
Skills
audit committee, corporate governance, investor relations, equities, capital markets, private equity, venture capital, securities analysis, Enterprise Risk..., Board of Director..., Capital Markets, Equities, Corporate Governance, Venture Capital, Investor Relations, Private Equity, Security Analysis, Board of Directors, Corporate Finance, Audit Committee, Due Diligence, Hedge Funds, Alternative Investments
Education
The University of Texas at Austin - The Red McCombs School of Business 1978 — 1980
MBA, Finance
The University of Texas at Austin 1975 — 1978
BBA, Finance
Knowledge Consulting Group Information Security AnalystMantechAugust 2010 - July 2011
Lockheed Martin Information Technology 2008 - 2010
Northrop Grumman Information Systems 2004 - 2008
United States Marine Corps May 1994 - February 2004
RJR Nabisco Inc 1999 - 2000
Oppenheimer & Co. 1997 - 1999
CIBC-Oppenheimer 1997 - 1999
Skills
Network Security, Information Assurance, Security, Vulnerability Assessment, CISSP, Information Security, Network Administration, Vulnerability Management, ArcSight, Computer Security, Networking, Penetration Testing, Intrusion Detection, Computer Forensics, IDS
Education
City University of New York-College of Staten Island 1993 — 2000
B.S, Computer Science
SoulChango Ink / SCIent 2010 - Present
Various Independent & Commercal Film/TV Productions 2003 - 2010
LCO, Inc. 2001 - 2003
CIBC Oppenheimer 2000 - 2001
New York Palace Hotel 1999 - 2000
Various Independent Productions 1996 - 1999
Columbia Pictures 1996 - 1999
Various Independent Productions 1996 - 1999
Hachette Filipacchi Media 1994 - 1996
Fat Film Productions October 1993 - 1995
Skills
Film Production, Screenwriting, Entertainment, New Media, Final Cut Pro, Digital Media, Social Networking, Photography, Coordinating Special..., Project Management, Public Speaking, Speech Writing, Producing, Commercials, Music Videos, Blogging, Film, Editing, Social Media, Video Production
Education
City University of New York-Brooklyn College
Physics
Academy of Art University
3D Animation & Modelling
City University of New York-Brooklyn College 2003 — 2006
Bachelor of Arts (BA), Motion Picture Screenwriting (Shorts/Features)
City University of New York-Brooklyn College 1990 — 1994
Bachelor of Arts (BA), Film Production
BrownstonePartners, LLC 1995 - Present
BFA, LLC 2011 - 2015
CIBC Oppenheimer 1993 - 1995
Bank of America 1988 - 1993
Prudential/Bache CES June 1985 - July 1988
Executive Bank Group April 1981 - June 1985
Skills
Acquisition Integration, Mergers, Restructuring, Private Equity, Executive Management, Venture Capital, Performance Improvement, Value Creation, Start-ups, Financial Risk, Equities, Asset Managment, Institutional Investors, Corporate Finance, Investments, Risk Management, Strategic Planning, Financial Services, Business Strategy, Entrepreneurship, Business Development, Mergers & Acquisitions, Business Planning, Strategy, Management Consulting, Consulting, Portfolio Management, Finance, Financial Modeling, Banking, Management, Financial Analysis, Corporate Development, Due Diligence, Strategic Partnerships, Investment Banking, Valuation, Asset Management, Program Management, Leadership, Acquisitions, Strategic Consulting, Emerging Markets, Cross-functional Team..., Analysis, Financial Advisory, Commercial Banking, Team Building, Budgets
Education
Marian University
Finance
Northeastern University
MBA
Arbuzz Project LTD October 2012 - Present
Genesis Philanthropy Group January 2011 - June 2011
Oppenheimer&Co June 2007 - June 2009
CIBC Oppenheimer June 2007 - June 2009
Delta Funding Corporation September 2005 - May 2007
UNIVERSITY OF MINNESOTA September 2004 - August 2005
Skills
Budgets, Project Management, Management, Trading, Training, Marketing, Microsoft Excel, Testing, Public Relations, Banking, Data Analysis, Financial Analysis, Research, Finance, Business Development, Portfolio Management, Social Media, Mortgage Lending, Event Planning, Microsoft Office, Analysis, PowerPoint, Accounting, Public Speaking
Education
University of Minnesota-Twin Cities 2002 — 2005
B.A., Communications
Yodlee 2014 - Present
EY 2012 - 2014
Fiserv 2006 - 2012
Fiserv 2005 - 2006
UBS 2000 - 2005
CIBC Oppenheimer 1998 - 2000
Skills
Portfolio Management, Wealth Management, Investments, Equities, Trading, Financial Analysis, Strategy, Trading Systems, Business Analysis, Fixed Income, Relationship Management, Asset Management, Bloomberg, Financial Services, SQL, Mutual Funds, Unix, SDLC, Asset Managment, Management, Vendor Management, Securities, Requirements Gathering, Analysis, Options, CRM, Data Aggregation
Education
Rutgers, The State University of New Jersey-Newark 2004 — 2011
MBA, Finance
Lehigh University 1993 — 1997
BA
Glen Rock High School 1990 — 1993
Deutsche Bank 2014 - Present
Evercore Partners 2012 - 2014
McGraw Hill Financial 2011 - 2012
BofA Merrill Lynch 2004 - 2011
CIBC Oppenheimer 1999 - 2002
Education
Duke University 2002 — 2004
MBA
Cornell University 1995 — 1999
BA, Economics
Live Media Group, LLC July 2015 - Present
BoeFly, LLC March 2009 - Present
United Western Bank 2007 - 2008
BLX 2001 - 2007
CIBC Oppenheimer 1999 - 2001
BT Alex Brown 1997 - 1999
Skills
Banking, Loan Origination, Loans, Commercial Real Estate, Analytics, Sales, Financial Analysis, Small Business, Commercial Lending, Start-ups, Due Diligence, Team Building, Small Business Lending, Credit, Executive Management, Business Development, Entrepreneurship, Strategic Partnerships, Finance, Mergers & Acquisitions, New Business Development, Credit Analysis, Business Planning, Venture Capital, Private Equity, Marketing Strategy, Commercial Banking, Strategic Planning, Franchising, Portfolio Management
Education
Lehigh University - College of Business and Economics 1993 — 1997
B.S., Finance
Kaye Scholer LLP October 2010 - Present
Business Development January 2008 - June 2010
Dechert LLP August 2005 - October 2007
ABN AMRO Bank N.V. June 2003 - August 2005
CIBC Oppenheimer September 2002 - April 2003
NYSE December 2001 - February 2002
NEW YORK STOCK EXCHANGE June 2001 - September 2001
Skills
Coaching, Budgeting, Administration, Planning, Executive Coaching, Public Speaking, Budgets, Nonprofits, Project Planning, Mergers & Acquisitions, Business Development, New Business Development, Corporate Law, Banking, Program Management, Leadership, Human Resources, Training, Business Analysis, Project Management, Staff Development, Recruiting, Strategy, Data Analysis, System Administration, Strategic Planning, Event Planning, Management, Employee Relations, Marketing, Analytics, Sales, Business Strategy, Accounting
Education
NEW YORK UNIVERSITY 2010 — 2010
Certificate, Executive Coaching
Hollins University 1998 — 2002
Bachelors, Economics and Studio Arts
United Northern Mortgage Bankers, Ltd. October 2011 - April 2012
Morgan Stanley 2000 - 2011
CIBC Oppenheimer September 1998 - August 2000
Morgan Stanley 1990 - 1998
Skills
Equities, Series 7, Fixed Income, Investments, Securities, Bloomberg, Financial Services, Banking, Asset Management, Accounting, Finance, Financial Risk, Leadership, Management, Trading, Underwriting, Public Speaking, Mortgage Lending, Loans, Customer Service, Credit, Bonds
Education
State University of New York College at Buffalo 1983 — 1987
Bachelor of Science (BS), Business Studies
Berdon LLP November 2007 - Present
Marcum LLP November 2003 - May 2007
CIBC Oppenheimer August 1990 - July 2003
Skills
Hedge Funds, Private Equity Funds, Fund of Funds, Domestic and Offshore..., Audit, Fund Administration, Financial Reporting
Education
University at Albany
Bachelor of Science (BS), Accounting
The Philosophy Group October 2014 - Present
Fitness Together Cold Spring Hills May 2005 - Present
Coach Bob Mittleman 2013 - Present
CIBC Oppenheimer March 1996 - June 2002
Oscar Gruss August 1988 - March 1996
Skills
Coaching, Fitness Training, Personal Training, Competitive Analysis, Strategy, Fitness, Real Estate, Finance, Franchising, Marketing, Small Business, Training, Entrepreneurship, Nutrition, Endurance, Sales, Social Media, Social Networking, Sports, Functional Training, Social Media Marketing, Leadership, Time Management, Start-ups, Lifestyle, Weight Training, Nutritional Counseling, Management, Team Building, Public Speaking, Strategic Planning, Customer Service
Education
Hofstra University 1984 — 1986
BBA, Finance
Commack High School North 1979 — 1982
Iron Range Capital Partners, LLC January 2013 - Present
Generation Growth Capital, Inc. August 2011 - January 2013
NM Group Global LLC 2006 - August 2011
Alpha Capital Partners September 1999 - August 2011
CIBC Oppenheimer September 1996 - September 1998
Ernst & Young June 1993 - September 1996
Skills
Structuring, Negotiation, Buyouts, Investment Banking, Mergers, Private Equity, Corporate Finance, Investments, Finance, Capital, Due Diligence, LBO
Education
University of Illinois at Urbana-Champaign 1991 — 1993
MBA, Finance
University of Minnesota Duluth 1987 — 1991
BBA, Finance
Hibbing High 1984 — 1987
UBS Wealth Management June 2007 - Present
Salomon Smith Barney March 2000 - June 2007
CIBC Oppenheimer September 1997 - March 2000
Education
The American College 1998 — 2002
Masters in Management and Masters in Financial Services, Management
The Evergreen State College 1978 — 1982
Bachelor of Arts (B.A.), Classical Music, Business Administration
Carbonite 2013 - Present
EMC 2011 - 2013
Mystic River Watershed Association 2005 - 2013
Avocet LLC 2005 - 2011
CIBC Oppenheimer 1997 - 2003
PRTM Management Consultants 1993 - 1996
Education
Rensselaer Polytechnic Institute
BS Eng., Industrial & Management Engineering
Westminster Consulting, LLC January 2012 - Present
Courier Capital Corporation March 2008 - January 2012
Smith Barney February 2004 - December 2007
McDonald Investments May 1999 - February 2004
CIBC Oppenheimer September 1993 - May 1999
Skills
Series 7, 401k, Investments, Wealth Management, Mutual Funds, Retirement Planning, Investment Advisory, Securities, Series 63, Asset Allocation, Retirement, Portfolio Management, Asset Managment, Alternative Investments, Equities
Education
Hobart and William Smith Colleges 1990 — 1993
BA, Economics
Riverdale Country School 1980 — 1989
I Cloud Systems August 2011 - Present
ITT Technical Institute September 2010 - Present
Universal Technical Institute July 2003 - July 2011
CIBC Oppenheimer July 1994 - March 2000
CIBC World Markets 1998 - 2000
Oppenheimer & Co. 1998 - 1999
Skills
Networking, Windows, Technical Support, IT Management, Cloud Computing, XP, Software Project..., Network Security, Active Directory, Program Management, Business Analysis, Disaster Recovery, VMware
Education
University of Phoenix 2003 — 2007
BS-BIS, Business Information Systems
New York University 1999 — 2000
None, Film Making
Lon Morris College 1983 — 1985
None, Communications / Theater Arts
Morgan Stanley Associate DirectorGlobeOp Financial ServicesJanuary 2003 - March 2008
CIBC Oppenheimer September 2000 - January 2003
ING May 1998 - July 2000
Education
Iona College 2001 — 2002
MBA, Financial Management
St. Francis College 1995 — 1999
MS
Spindrift Equities September 2009 - Present
Easton Capital October 2002 - September 2009
Soros Private Equity Partners 1998 - 2000
CIBC Oppenheimer 1996 - 1998
Skills
Deal Sourcing, Valuation, Financial Modeling, Deal Execution, Business Development, Strategy, Structured Products, Venture Capital, Private Equity, Corporate Development, Entrepreneurial Finance, Due Diligence, Investments, Growth Capital, Alternative Investments
Education
Columbia University - Columbia Business School 2000 — 2002
MBA
University of Pennsylvania 1992 — 1996
BSe, BAS, Systems Engineering, Finance, Strategic Management
Kingswood Oxford 1985 — 1992
MetalX May 2015 - Present
AXA Advisors September 2011 - April 2015
Lionspath Capital June 2010 - November 2011
George Weiss Associates 2008 - 2010
Northstar Capital 2003 - 2008
Prudential Financial Inc 2002 - 2003
CIBC Oppenheimer 1996 - 2003
Credit Suisse 1995 - 1996
Skills
Microsft Office, Financial Analysis, Portfolio Management, Equity Research, Financial Modeling, Investments, Due Diligence, Asset Managment, Hedge Funds, Microsoft Office, Equities, Risk Management, Strategic Financial..., Trading, Asset Management, Securities, Financial Services, Financial Markets, Mutual Funds
Education
Columbia Business School 1993 — 1995
MBA, Finance
Tufts University 1987 — 1991
Bachelor of Science, History
Oxford University, St Anne's College 1989 — 1990
History; Philosophy, Economics
Scarsdale High School 1983 — 1987
UBS Wealth Management August 2005 - Present
The United States Collegiate Championship January 2014 - December 2014
Morgan Stanley December 2000 - August 2005
CIBC Oppenheimer June 1996 - December 2000
Education
Miami University 1976 — 1977
MBA, Finance
Miami University 1972 — 1976
B.S. in Business Administration, Finance and Marketing Management
Boylan
AGC Partners July 2012 - Present
ThinkEquity LLC May 2007 - July 2012
Needham & Company February 2001 - May 2007
Versata, Inc. 2000 - 2001
Dain Rauscher Wessels 1999 - 2000
CIBC Oppenheimer 1995 - 1999
Punk, Ziegel & Knoell 1994 - 1995
Cirrus Logic 1992 - 1994
Needham & Company 1988 - 1991
Skills
Mergers, IPO, Investment Banking, Cleantech, Semiconductors, Acquisitions, Energy Efficiency, Renewable Energy, LED lighting systems, Entrepreneurship, Venture Capital, Mergers & Acquisitions, Start-ups, Private Placements, Business Development, Business Strategy, Strategy, Private Equity, Finance, Corporate Development
Education
Cornell University 1984 — 1988
BS
Keio University 1991 — 1991
Christian Brothers Academy 1980 — 1984
Real Colorado Soccer 2009 - Present
Kingdom Ridge Capital, LLC August 2008 - Present
Trinity College Dublin July 2007 - July 2008
CIBC Oppenheimer January 2004 - January 2007
Oppenheimer & Co. August 1997 - January 2004
A.G. Edwards September 1992 - August 1997
Skills
Telecommunications, Semiconductors, Venture Capital, Financial Analysis, Business Strategy, Research, Strategic Planning, Mergers, Marketing Strategy, Financial Modeling, Competitive Analysis, Executive Management, Start-ups, Mergers & Acquisitions, Portfolio Management, Equity Research, Investments, Management, Strategic Partnerships, Investment Banking, Finance, Entrepreneurship, Leadership, Business Development, Corporate Development, Product Management, Private Equity, Sales, Business Planning, Cross-functional Team..., Strategy, IPO, Valuation, Due Diligence, Corporate Finance
Education
Saint Louis University 1994 — 1995
MBA, Finance
University of Missouri-Saint Louis 1990 — 1991
Management Information Systems, General
University of Missouri-Saint Louis 1990 — 1991
education
University of Houston 1985 — 1986
Business, MIS
Sumitomo Mitsui Banking Corporation October 2007 - Present
Fordham University August 2007 - Present
Baruch College July 2007 - Present
Fairleigh Dickinson University 2003 - Present
Bank of Tokyo-Mitsubishi July 2000 - October 2007
Mizuho Corporate Bank March 1997 - July 2000
CIBC Oppenheimer October 1994 - March 1997
CIBC World Markets 1994 - 1997
Mitsui Nevitt Capital Corp, March 1993 - June 1994
Bank of America NT & SA 1986 - 1994
Skills
Leveraged Finance, Financial Modeling, Lecturing, Credit Analysis, Valuation, Capital Markets, Equities, Investment Banking, Corporate Finance, Private Equity, Portfolio Management, Due Diligence, Investments, Financial Risk, Risk Management, Financial Structuring, Bloomberg, Finance, Managerial Finance, Market Risk, Banking, Structured Finance, Analysis, Alternative Investments, Derivatives, Project Finance, Venture Capital, Quantitative Analytics, Credit, Fixed Income, Financial Analysis, Emerging Markets, Mergers, Hedge Funds, Economics, Credit Risk, Bonds, Asset Management, Loans, Structured Products, Mergers & Acquisitions, Equity Research, Securities, LBO, Financial Services, Options, Trading, Financial Markets, FX Options, University Teaching
Education
Fairleigh Dickinson University 1985 — 1987
MBA, Investment Analysis, Corporate Finance
Fairleigh Dickinson University 1982 — 1985
B.Sc., Hotel Management
Buy Low Sell High LLC March 2010 - Present
Buy Low Sell High LLC August 2007 - Present
UpCompany Inc. 2008 - 2010
David Williams Securities December 2005 - December 2006
Assent LLC 2003 - 2005
WorldCo LLC October 1998 - October 2003
CIBC Oppenheimer 1998 - 1998
Cowen & Company October 1993 - April 1997
Skills
Equities, Trading, Investments, Bonds, Technical Analysis, Equity Trading, Commodities, Financial Markets, Stocks, Proprietary Trading, Options, Securities, Fixed Income, Equity Research, Traders, Valuation, Financial Analysis, Economics, Investment Strategies, Data Analysis, Finance, Hedge Funds, Portfolio Management, Funding, Alternative Investments, Series 7, Commodity
Education
State University of New York at Albany 1992 — 1993
MA, Economics
Pepperdine University 1988 — 1990
MBA, Finance
Clarkson University 1986 — 1988
BS, Mechanical Engineering
Barclays Capital September 2008 - Present
Lehman Brothers April 1998 - September 2008
CIBC Oppenheimer January 1997 - April 1998
Bear Stearns December 1991 - January 1997
Skills
Access, PowerPoint, Settlement, Microsoft Excel, Microsoft Word, Trading, Series 7, Project Management, Mutual Funds, Management, Analysis, Account Reconciliation, Investment Banking, Back Office, Fixed Income, Asset Management, Trading Systems, Investments, Prime Brokerage, Investment Management, Corporate Actions, Hedge Funds, ADP Broadridge BTS, NSCC Fund/SERV, NSCC Networking, NSCC Commission..., Shareholder Omnibus...
Education
City University of New York City College 1989 — 1991
Civil Engineering
Manhattan Institute of Technology 1986 — 1986
Certificate, Computer Aided Drafting
Brooklyn Technical HS 1981 — 1985
Architecture
Macaroni Kid December 2012 - Present
Alfred Clayton Photography 2012 - Present
BankAtlantic December 2002 - January 2011
SKR Events January 2000 - July 2008
CIBC Oppenheimer June 2000 - August 2001
Prudential October 1999 - June 2000
Skills
Customer Service, Advertising, Employee Relations, Event Planning, Online Advertising, Social Media Marketing, Online Marketing, Management, Team Building, Banking, Leadership, Training, Coaching, Newsletters, Time Management, Deposits, Facebook, New Business Development, Public Speaking, Email Marketing, Small Business Lending, Retail Banking, Cross Selling, Consumer Lending, Marketing, Loans, Credit, Small Business, Commercial Banking, Sales, Business Development, Customer Satisfaction, Portfolio Management, Cash Management, CRM, Credit Analysis, Treasury Management, Commercial Lending, Sales Management
Education
Tottenville HS 1994 — 1997
Florida Atlantic University
Business
Blackstone September 2010 - Present
Goldman Sachs May 2010 - July 2010
Merrill Lynch March 2000 - July 2009
CIBC Oppenheimer June 1997 - March 2000
Lehman Brothers June 1994 - June 1997
JP Morgan June 1985 - June 1994
Arthur Andersen & Co. August 1981 - June 1985
Skills
Fixed Income, Derivatives, Credit Derivatives, FX Options, Bonds, Trading, Swaps, Options, Interest Rate..., Portfolio Management, Middle Office, Securities, Structured Finance, Financial Reporting, Process Improvement, Emerging Markets, Finance, Financial Risk, Financial Services, Accounting, Credit, Cash Flow Forecasting, Capital Markets, Hedge Funds
Education
St. John's University 2015 — 2019
Bachelor;'s degree, Accounting
Saint John's University 1978 — 1981
BS, Accounting
Prudencia LLC January 2014 - Present
Patriot Financial Consultancy LLC January 2011 - Present
Morningstar Mining LLC November 2008 - March 2013
First American Mortgage Services of Montana, Inc. September 2004 - June 2008
First American Mortgage Services Inc. March 2003 - June 2008
CIBC Oppenheimer June 1998 - December 2002
Smith Barney/Shearson 1994 - 1998
Finger Foods Inc. 1984 - 1990
Washington Bullets, National Basketball Association 1981 - 1982
Skills
Management, Training, Photoshop, Sales, Financial Analysis, Marketing Strategy, Sales Management, Banking
Education
University of Pennsylvania - The Wharton School 1999 — 2000
CIMA,, Certified Investment Management Analyst.
Colgate University 1977 — 1981
Bachelor's degree, Economics
Calhoun Vision, Inc. November 2011 - Present
The Real Estate Group 2005 - Present
Irell & Manella 2007 - 2008
Rosen Saba, LLP 2004 - 2005
Valalan's Corporation 1992 - 2005
First Advantage 2003 - 2004
CIBC Oppenheimer 2000 - 2002
Skills
Real Estate, Sellers, Relocation, REO, First Time Home Buyers, Condos, Short Sales, Investment Properties, Foreclosures, Investors, Real Estate Transactions, Contract Negotiation, Investments, Marketing, Customer Service, Negotiation, Social Media Marketing, Luxury, Social Media, Microsoft Office, Intellectual Property, Civil Litigation, Litigation, Legal Writing, Mergers & Acquisitions, Management, Finance, Analysis, Sales, Sales Management, Start-ups, Selling, Medical Devices
Education
Loyola Law School, Loyola Marymount University 2002 — 2005
Doctor of Law (JD)
University of California, San Diego 1996 — 2000
BA, Economics, Political Science, Theater & Dance
Palos Verdes Peninsula High School 1992 — 1996
Nimble Storage July 2014 - Present
NetApp May 2011 - July 2014
NetApp February 2006 - May 2011
NetApp February 2004 - February 2006
Sun Microsystems June 2003 - February 2004
Edward Jones 1999 - 2003
CIBC Oppenheimer 1997 - 1999
Skills
NetApp, NAS, Storage, Storage Virtualization, Storage Area Networks, Virtualization, iSCSI, VMware, Fibre Channel, SAN, Enterprise Storage, Storage Architecture, Cloud Computing, Data Center, Storage Management, NFS, Storage Solutions, VMware ESX, HP, Brocade, NetApp Filers, Disaster Recovery, High Availability, VDI, Cluster, Replication, Server Architecture, Clariion, Unix, Solaris, Cisco Technologies, VMware Infrastructure, Deduplication, RAID, Netbackup, vSphere, Red Hat Linux, Backup Solutions, FCoE, EMC Storage, Nimble Storage, VMware vSphere
Education
Southern Illinois University, Carbondale 1996 — 1997
University of Southern Indiana
StoryShelf.com December 2012 - Present
UC Irvine The Paul Merage School of Business October 2012 - June 2014
Sidoti & Company, LLC January 2011 - July 2012
Thomas Weisel Partners October 2007 - July 2010
CIBC Oppenheimer April 2006 - July 2006
Skills
Investment Banking, Equity Research, Bloomberg, Strategy, Equities, Hedge Funds, Investments, Financial Analysis, Series 7, Capital Markets, Securities, Equity Valuation, Series 63, Trading, Fixed Income, Marketing Strategy, Marketing Communications, Product Design, Competitive Analysis
Education
UC Irvine 2012 — 2014
Master of Business Administration (MBA)
Brigham Young University 2005 — 2007
Bachelor of Science, Finance
CFTC SEF Applicant August 2015 - Present
RPM Financial Markets Group June 2015 - Present
Integral Development Corporation March 2012 - April 2015
Barclays Capital July 2010 - March 2012
Deutsche Bank October 2007 - July 2010
HedgeStreet, Inc. September 2003 - September 2007
Thomas Weisel Partners April 1999 - September 2003
CIBC Oppenheimer 1998 - 1999
Salomon Smith Barney 1996 - 1998
MetLife Insurance Company 1995 - 1996
Skills
Securities, Capital Markets, Derivatives, Equities, Financial Services, Options, Fixed Income, Securities Regulation, Hedge Funds, Electronic Trading, Trading, Structured Finance, Financial Markets, Alternative Investments, FINRA, AML, Financial Regulation, Trading Systems, Anti Money Laundering, Dodd-Frank, Prime Brokerage, Structured Products, CFTC, Foreign Exchange, Investment Banking
Education
Brooklyn Law School 1994 — 1998
JD, Law
Rutgers University-New Brunswick 1987 — 1991
BA, Political Science & French
Red Hook Asset Management LLC January 2015 - Present
Lorem Ipsum Partners March 2014 - July 2014
First Eagle Investment Management December 2011 - January 2013
Conus Partners June 2003 - November 2011
Weiss, Peck & Greer September 1999 - June 2003
CIBC Oppenheimer August 1998 - September 1999
Skills
Budgets, Trading, Hedge Funds, Prime Brokerage, Operations Management, Accounting, Investments, Project Management, Microsoft Excel, Photoshop, C++, Fixed Income, Options, Team Building, Bloomberg, FINRA, Alternative Investments, Equities, Project Planning, Series 63, Asset Management, Securities, Asset Allocation, ETFs
Education
Tulane University - A.B. Freeman School of Business 1994 — 1998
Bachelor of Science, Finance
Mountain Lakes High School 1990 — 1994
Design Within Reach June 2012 - Present
Loehmann's February 2005 - June 2012
Ladenburg Thalmann & Co. March 2003 - January 2005
Callaghan Nawrocki LLP February 2002 - February 2003
CIBC Oppenheimer March 2001 - September 2001
Education
Mercy College
BS, Public Accounting
University of Warsaw
Cellotape-Landmark Label March 2015 - Present
thinaire February 2011 - Present
InGenuity Media, Inc June 2009 - February 2011
Starlite Media August 2006 - June 2009
the weston group 1997 - 2006
Morgan Stanley 1995 - December 1997
UBS Paine Webber 1993 - 1995
CIBC Oppenheimer 1988 - 1993
LF Rothschild 1985 - 1988
Skills
Sales, Sales Management, Team building, Team Leadership, Business planning, Advertising sales, Business Strategy, Technology, Near field comunications, Mobile engagement and..., Mobile Marketing, Mobile Technology, Mobile Solutions, Outdoor Advertising, Mobile Devices, Digital Media, CRM, E-commerce, LinkedIn, Lead Generation, Entrepreneurship, Business Planning, Business Development, Strategic Partnerships, Digital Marketing, Social Networking, Team Building, Mobile Advertising, Marketing, Advertising, Leadership, Start-ups, Strategy, Social Media Marketing, Marketing Strategy, Brand Development, Product Marketing, Online Marketing, Digital Strategy, Brand Management, SEM, Integrated Marketing, Online Advertising, New Business Development, B2B, Email Marketing, Market Research, Direct Marketing, Multi-channel Marketing, PPC
Education
State University of New York at Stony Brook 1981 — 1986
BS, Economics and business
Ward Melville HS 1977 — 1980
HS, High School/Secondary Diplomas and Certificates
Tremblant Capital Group 2013 - Present
Larch Lane Advisors 2009 - 2012
Pine Street Advisors 2003 - 2008
CIC Advisors 1999 - 2003
CIBC Oppenheimer 1997 - 1999
RCB Trust, Morgan Stanley, Evaluation Associates 1989 - 1997
Skills
Hedge Funds, Portfolio Management, Alternative Investments, Asset Allocation, Due Diligence, Fund Of Funds, Equities, Fixed Income, Derivatives, Asset Managment, Investments, Bloomberg, Asset Management, Managed Futures, Global Macro, Equity Research, Operational Due..., Quantitative Analytics, Financial Risk, Investment Management, Investment Strategies, Hedging, Trading, Event Driven, Securities, Capital Markets, Financial Markets, Mutual Funds, Relative Value, Commodity, Private Equity, Investment Due Diligence, Risk Due Diligence, CTA, Spreadsheet Modelling, High Yield, Options, Proprietary Trading, Equity Trading, Equity Derivatives, Bonds, Spreadsheets, Institutional..., Emerging Markets, Trading Strategies, Interviewing Skills, writing, marketing, client services, Research
Education
Fordham University 1992 — 1994
MBA, Finance
St. John's University 1985 — 1989
BS, Finance
VanderBorgh Realty May 2010 - Present
Traiger & Hinckley LLP 2007 - 2012
Traiger & Hinckley LLP 2001 - 2007
CIBC Oppenheimer 1994 - 1999
cibc 1994 - 1999
cibc world markets 1994 - 1999
Skills
Analysis
Education
City University of New York-Hunter College 1987 — 1992
Ameriprise Financial Services, Inc. July 2014 - Present
Calvert Investment Management March 2011 - June 2014
The Kogod School of Business at American University 2013 - 2014
Westrock Investment Advisors 2010 - 2011
Credit Suisse Group 2005 - 2009
Credit Suisse Group - Swiss American Securities 1998 - 2005
CIBC Oppenheimer 1996 - 1998
Lehman Brothers, International 1995 - 1996
Cowen & Company January 1991 - September 1993
Skills
Mentoring, Portfolio Optimization, Equities, Asset Management, Valuation, Portfolio Management, Investments, Financial Modeling, Equity Research, Financial Analysis, Financial Markets, Economics, ESG Integration, Supervisory Skills, Writing, Investment Valuation, Trading, Emerging Markets, Sustainability, FX Options, Finance, Corporate Finance, Series 7, Financial Services, Fixed Income, Analysis, Strategic Financial..., Supervising, Non-profit Volunteer, Financial Planning, Strategy
Education
University of Virginia Darden School of Business 1993 — 1995
MBA, Finance, Business
Budapest University of Economic Sciences 1994 — 1994
Certificate, Economics
Colgate University 1985 — 1989
BA, Economics & Political Science, double major
Freddie Mac June 2011 - Present
TD Bank June 2010 - June 2011
Credit Suisse 2008 - June 2010
Merrill Lynch October 2006 - December 2007
Lehman Brothers, Inc. January 2003 - October 2006
CIBC Oppenheimer June 2001 - December 2003
UBS/PaineWebber 1981 - 2001
Skills
Change Management, Diversity & Inclusion, Recruiting, Employee Engagement, Leadership, Capital Markets, Talent Management, Program Management, Program Development, Organizational..., Leadership Development, Succession Planning, Fixed Income, Executive Coaching, Human Resources, Onboarding, Organizational..., Organizational Design, Risk Management, Financial Services, Performance Management, Strategy, Management Consulting, Strategic Planning
Education
The George Washington University
Doctor of Education (Ed.D.), Human and Organizational Learning
Pepperdine University
Master of Business Administration (M.B.A.), Business
University of California at Santa Barbara
Bachelor of Arts (B.A.), Economics
D.A. Davidson Companies April 2015 - Present
D.A. Davidson Companies January 2013 - April 2015
Duncan-Williams, Inc. April 2012 - January 2013
FORGE ABS / Bay Securities June 2010 - April 2012
FORGE ABS / FORGE Advisory December 2007 - June 2010
Forge ABS, LLC September 2006 - December 2007
Raymond James Financial, Inc. October 2000 - September 2006
Prudential Financial October 1998 - October 2000
CIBC Oppenheimer 1997 - 1998
Smith Barney 1990 - 1997
Skills
Fixed Income, Capital Markets, MBS, CMOS, Residential Mortgages, Structured Products, Corps, Munis, Debentures, Bloomberg
Education
Fordham University 1986 — 1990
St Francis Prep 1982 — 1986
Frank Weinberg & Black March 2004 - Present
English McCaughan O'Bryan May 2000 - December 2001
english mccaughn & O'bryan 2000 - 2001
CIBC Oppenheimer May 1991 - September 1999
Education
Washington School of Law 2006 — 2008
LLM, Taxation
Nova Southeastern University 1998 — 2007
DBA, Finance
New York Institute of Technology 1996 — 1998
MBA
University of Miami School of Law 1995 — 1998
JD, Law
University of Miami 1991 — 1995
B.A., Political Science
Spanish River 1987 — 1991
Robertson Stephens Advisors LLC May 2013 - Present
Stephens Inc. January 2004 - June 2012
CIBC Oppenheimer August 2002 - February 2004
Robertson Stephens January 1999 - August 2002
Morgan Stanley & Co., Inc. May 1989 - January 1999
Drexel Burnham Lambert September 1985 - May 1989
Education
Denison University 1981 — 1985
Bachelor's Degree, Economics
Deerfield Academy 1978 — 1981
High School
The Buckley School
Capital Group September 2007 - Present
Capital Group Companies 1998 - Present
St Matthias High School January 2005 - October 2014
CIBC Oppenheimer April 1992 - June 1998
Skills
Event Management, Event Planning, Meeting Planning, Trade Shows, Management, Hospitality, Customer Service, Marketing, Corporate Events, Leadership
Education
University of Nevada-Reno 1982 — 1989
Bachelor of Science, Business Administration and Management, General
Mercy High School Burlingame 1978 — 1982
Prism Visual Software February 2003 - Present
Foodbuy, LLC 2000 - 2002
Foodservice.com 1998 - 2000
CIBC Oppenheimer 1996 - 1998
Skills
Enterprise Software, Solution Selling, SaaS, New Business Development, mobility solutions, Software Implementation, ERP, Process Improvement, Start-ups, Account Management, CRM, Solutions Marketing, Strategy, Project Management, Sales, Business Development, Professional Services, Salesforce.com, Business Intelligence, Strategic Partnerships, Product Management, Channel Partners, Go-to-market Strategy, Lead Generation, Cross-functional Team..., Direct Sales, Sales Operations, Product Marketing, Cloud Computing
Education
Binghamton University - School of Management
BS, Management with Finance and MIS concentrations
Somers High School
Robert H. Smith School of Business, University of Maryland June 2015 - Present
Harford Community College August 2014 - Present
Backwater Angler April 2014 - Present
Lands' End May 2011 - May 2012
Rutgers Business School September 2010 - May 2011
Eldridge Financial Planning, LLC January 2004 - May 2010
Duke University, Fuqua School of Business June 2007 - May 2009
CIBC Oppenheimer November 2000 - January 2004
Skills
Financial Modeling, Competitive Analysis, Data Analysis, Market Research, Financial Analysis, Forecasting, Cross-functional Team..., Strategy, Corporate Finance, Analysis, Business Strategy, Analytics, Management Consulting, Entrepreneurship
Education
Rutgers, The State University of New Jersey - Rutgers Business School 2010 — 2011
PhD Coursework, Finance
Duke University - The Fuqua School of Business 2007 — 2009
MBA, Cross Continent MBA Program
Virginia Polytechnic Institute and State University 1995 — 1998
BA, International Business
Macquarie Capital Investment Management, LLC October 2014 - Present
EACM Advisors, LLC - BNY Mellon January 2011 - September 2014
IMS Financial July 2004 - December 2010
CIBC Oppenheimer February 1998 - June 2004
Lebenthal Asset Managment 1996 - 1998
Skills
Risk Management, Compliance, Due Diligence, Alternative Investments, Hedge Funds, Fund Of Funds, Auditing, Operations, Investment Advisers Act, Investment Company Act, CFTC Regulations, CFTC, Asset Managment, AML, Securities Regulation, Asset Management, Equities, Options, Mutual Funds, Investments, Investor Relations, Financial Risk, Series 7, Securities, Series 24, Equity Trading, Commodity, FINRA, Trading, SEC, Fixed Income, FX Options, Broker-Dealer Compliance, Derivatives, Capital Markets, Portfolio Management, Bloomberg, Investment Advisory, Investment Management, Securities Exchange Act..., Broker-Dealer, ETFs, Series 63, Registered Investment..., Private Placements, Financial Regulation, USA PATRIOT Act, OFAC, Private Equity, KYC
Education
George Mason University School of Law 1991 — 1994
JD, Corporate and Securities Law
Seton Hall University 1987 — 1991
BA, Poly Sci, Econ, Stats, Accounting
North Pier Fiduciary Management October 2008 - Present
RBMA 2014 - 2015
Oppenheimer & Co., Inc. February 1994 - October 2008
CIBC Oppenheimer April 1997 - January 2003
Smith Barney Harris Upham April 1992 - February 1994
Skills
Compliance, Benchmarking, Corporate Governance, 401k, Investments, advisor search, Expert Witness, DOL, Asset Management, Retirement Planning, Strategic Financial..., Securities, Asset Allocation, Financial Advisory, Due Diligence, Management, Mutual Funds, Employee Benefits, Finance, Strategic Planning
Education
University of Pittsburgh - Joseph M. Katz Graduate School of Business 2005 — 2006
AIFA®, Fuduciary Studies
University of Pennsylvania - The Wharton School 2000 — 2001
CIMA, Institutional Investment Consulting
University of California, Los Angeles 1987 — 1991
Political Science
American Sephardi Federation April 2010 - Present
Arview Holdings Worldwide March 2005 - Present
Arview Holdings Worldwide March 2005 - Present
AICCI December 2010 - 2011
CIBC Oppenheimer January 2001 - September 2002
Banque Safra Luxembourg, SA January 1988 - June 2000
Republic National Bank of New York June 1985 - December 1987
Skills
Investments, Alternative Investments, Hedge Funds, Private Equity, Venture Capital, International Banking, International, international banker, Banking, Strategy, Finance, Financial Markets, Capital Markets, Equities, Portfolio Management, Valuation, Corporate Finance, Asset Managment, Wealth Management, Financial Modeling, Emerging Markets, Fixed Income, Financial Structuring, Asset Management, Asset Allocation, Trading, Investment Strategies, Investment Management, Corporate Development, Securities, Mergers & Acquisitions, Investor Relations, Options, Due Diligence
Education
Boston University 1982 — 1985
BSBA, Finance
Boston University Questrom School of Business 1982 — 1985
BS/BA, Finance
Real Estate Resource Group, Inc. 1994 - Present
CIBC Oppenheimer 1997 - 1999
NCH Promotional Services 1990 - 1992
University of Illinois at Urbana-Champaign 1982 - 1986
United States Marine Corps 1974 - 1977
Education
University of Dayton School of Law
Juris Doctor (J.D.), Law
Southern Illinois University, Carbondale
BS, Health Care Administration
Right Executive Search, LLC June 2010 - Present
CTR Professional Group October 2009 - June 2010
HIREground Executive Search, LLC March 2008 - October 2009
KTP Executive Search 2007 - April 2008
Seton Smoke Capital Management 2006 - 2006
Fisher Investments March 2001 - December 2005
CIBC Oppenheimer April 1997 - March 2001
Morgan Stanley April 1994 - April 1997
Education
San Francisco State University
BS, Business / Finance
University of San Francisco
MBA, Business / Finance
The Rampart Insurance Group March 2004 - Present
CIBC Oppenheimer 1999 - 2001
S.G. Cowen July 1997 - July 1999
Skills
Portfolio Management, Real Estate Transactions, Insurance, Life Insurance, Long-term Care, Commercial Insurance, Health Insurance, Disability Insurance, Contract Negotiation, Healthcare, New Business Development, Real Estate, Real Estate Development, Sales, Series 63, Liability, Underwriting, Small Business, Mortgage Lending, Investments
Education
Clark University 1988 — 1992
BA, Business
Merrill Lynch December 2014 - Present
Root Capital Management September 2012 - December 2014
KCM, LP June 2012 - August 2012
Alternative Research Services, Inc November 2011 - May 2012
Alternative Access Capital, LLC January 2010 - August 2010
Citigroup April 2008 - January 2010
Oppenheimer & Co. January 2001 - January 2008
Prudential Securities January 2000 - January 2001
CIBC Oppenheimer March 1997 - January 2000
Barclays Bank April 1995 - March 1997
Skills
Hedge Funds, Capital Markets, Mutual Funds, Alternative Investments, Equities, Equity Research, Trading, Portfolio Management, Investments, Fixed Income, Fund Of Funds, Options, Investment Management
Education
Pace University - Lubin School of Business 1989 — 1993
Bachelor of Business Administration (BBA), Finance
Admiral Farragut Academy
Goldman Sachs June 2007 - Present
Portware April 2005 - June 2007
NYFIX February 2001 - April 2005
Sanford Bernstein April 2000 - September 2000
CIBC Oppenheimer May 1997 - January 2000
Skills
Electronic Trading, Trading Systems, Equities, Hedge Funds, Options, Business Development, Relationship Management, Financial Services, Management, Equity Derivatives, Alternative Investments, Capital Markets, Series 7, Derivatives, Series 63, Bloomberg, Investment Banking, Market Data, Securities, ETFs, Financial Markets, FX Options, Proprietary Trading, Commodity, Portfolio Management, FINRA, Financial Modeling, Bonds, Asset Allocation, Mutual Funds, Asset Management, Series 24, Investments, Swaps, Trading Strategies, Equity Research, Valuation, Middle Office, Emerging Markets, Bloomberg Terminal, Investment Management, Hedging, Prime Brokerage, Private Equity
Education
University of Delaware 1990 — 1995
Bachelor of Science, Sport and Fitness Administration/Management
Nomura May 2010 - Present
Deutsche Bank August 2006 - March 2010
CIBC Oppenheimer 2001 - 2006
Instinet Corporation 1998 - 2001
Alliance Capital Management 1996 - 1999
Education
Adelphi University 1990 — 1994
Investors Preferred Life Insurance May 2014 - Present
American General Life Companies February 2012 - February 2014
American General Life Companies September 2008 - February 2012
Fred J. Schubert Insurance Agency 2003 - 2008
Pacific Life Insurance 1999 - 2001
CIBC Oppenheimer 1998 - 1999
Skills
Life Insurance, New Business Development, High Net Worth..., Marketing, Reinsurance, Insurance, Employee Benefits, Business Development, Disability Insurance, Fixed Annuities, Management, Sales, Term Life Insurance, Investments
Education
LeTourneau University
BBA, Business Administration
Sterne Agee May 2007 - April 2014
CIBC Oppenheimer September 2000 - May 2007
SG Cowen May 1999 - September 2000
Merrill Lynch June 1998 - May 1999
Merrill Lynch Consults December 1995 - June 1998
Cowen and Company November 1995 - December 1995
Skills
Financial Analysis, Trading, Institutional Sales, Equity Sales, Series 7, Institutional, Equities, Securities, Hedge Funds, Capital Markets, Fixed Income, Mutual Funds
Education
University of California, Berkeley 1989 — 1994
Bachelor of Arts (B.A.), Legal Studies, General
Citi Sr Advisor Citi Family Office , Corporate Client Grp DirectorCiti2003 - Present
CIBC Oppenheimer 1990 - 2002
Education
Pepperdine University 1983 — 1985
MA, Psychology
Pepperdine University, The George L. Graziadio School of Business and Management 1981 — 1983
MBA, Business
University of California, Los Angeles 1975 — 1979
BA, Psychology
Harvard University, John F. Kennedy School of Government
Executive Education, Behavioral Finanace
The Judge Group August 2008 - November 2008
Cognizant Technology Solutions July 2006 - August 2008
AimNet Solutions February 2002 - September 2006
Avon Products Inc. 1998 - 2001
CIBC Oppenheimer October 1997 - September 1998
Education
New York University
Masters, Management & Systems
New York University
Bachelor of Science, Information Systems Management
Fannie Mae October 2014 - Present
BMO Harris Bank January 2013 - September 2014
Bank of Montreal May 2011 - December 2012
BMO Financial Group July 2005 - April 2012
CIBC Asset Management August 2002 - July 2003
CIBC Oppenheimer December 2000 - July 2002
Skills
Stress Testing, Credit Risk Management, Regulatory Requirements..., Regulatory Capital, Economic Capital, Analysis, Financial Risk, Analytics, Financial Services, Wealth, Portfolio Management, Wealth Management, Investments, Equities, Fixed Income, Risk Management
Education
University of Toronto - Rotman School of Management 2003 — 2005
MBA, Finance
Baruch College, City University of New York (CUNY) 1992 — 1996
BBA, Finance
Rutherfoord, a Marsh and McLennan Agency LLC company April 2012 - Present
UnitedHealthcare October 2009 - April 2012
AIG November 1998 - May 2009
CIBC Oppenheimer 1993 - 1998
Skills
Health Insurance, Sales, Brokers, Management, Risk Management, CRM, Employee Benefits, Customer Service, Underwriting, Term Life Insurance, Insurance, Life Insurance, Financial Services, Program Management, Disability Insurance, Claim
Education
University of Arizona 1989 — 1993
North Brunswick Township High School 1985 — 1989
HS Diploma, General
MUFG Union Bank 2010 - Present
BP Products North America Inc. 2008 - 2010
Morgan Stanley August 2007 - May 2008
Quarry Point Partners, LLC January 2005 - June 2007
JP Morgan July 2001 - December 2004
Banc One Capital Markets, Inc. November 1996 - June 2001
CIBC Oppenheimer February 1996 - November 1996
Skills
Bonds, Credit Derivatives, Hedge Funds, Portfolio Management, Trading, Credit Risk, Fixed Income, Risk, Credit, Hedging, Alternative Investments, Loans, Leveraged Finance, Capital Markets, Derivatives, Debt, Credit Analysis, Risk Management, Asset Management, Valuation, Asset Allocation, Commodities, Investments, Trade Finance, Restructuring, Securities, Commodity, Finance, Strategy
Education
Northwestern University - Kellogg School of Management 1984 — 1986
MBA, Finance and Economics
University of Pennsylvania 1977 — 1981
BA, International Relations and International Economics
Barclays November 2012 - Present
Credit Suisse November 2011 - November 2012
Morgan Stanley Smith Barney June 2009 - November 2011
Citi February 2003 - June 2009
Alfa Capital Markets December 2001 - January 2003
Prudential Securities June 1999 - December 2001
CIBC OPPENHEIMER April 1997 - May 1999
Skills
AML, Alternative Investments, Asset Management, Capital Markets, Derivatives, Equities, FINRA, FX Options, Financial Advisory, Financial Risk, Fixed Income, Financial Services, Hedge Funds, Investment Advisory, Investment Banking, Investments, KYC, Operational Risk, Mutual Funds, Operational Risk..., Options, Options Strategies, Private Equity, Risk Management, Securities, Securities Regulation, Series 63, Series 65, Series 7, Structured Products, Wealth Management
Education
St. Francis College 1996 — 1999
Saint John's University 1994 — 1997
Xaverian High School 1990 — 1994
Dillon Read Capital Management 2006 - 2007
Credit Suisse First Boston 2004 - 2006
Credit Suisse 2004 - 2006
Credit Suisse First Boston (formerly DLJ) 2004 - 2006
Countrywide Securities Corporation 2002 - 2004
Countrywide Home Loans 2002 - 2004
CIBC World Markets (Formerly Oppenheimer & Co) 1995 - 1998
CIBC Oppenheimer 1995 - 1998
Mabon Securities 1989 - 1994
Skills
Portfolio Management, MBS, Mortgage Lending, Structured Finance, Securities, Investments, Mortgage Banking, Equities, Loans, Derivatives, Trading, Structured Products, Capital Markets, Investment Banking, Credit, Residential Mortgages, Fixed Income, Asset Management, Management
Education
Hofstra University 1976 — 1981
bba, finance
Levelocity January 2015 - Present
Level One Consulting Group LLC November 2012 - Present
TT Underground Gallery January 2007 - December 2013
Toytokyo.com March 2007 - December 2012
Flex Marketing Group January 2012 - November 2012
Flex Marketing Group August 2010 - December 2011
Flex Marketing Group February 2009 - August 2010
RBC Wealth Management February 2006 - February 2009
RBC Wealth Managment May 2004 - February 2006
CIBC Oppenheimer May 2002 - March 2004
Skills
Web Development, Web Hosting, Email Marketing, Online Advertising, Advertising, Web Marketing, Social Media, Affiliate Marketing, Digital Marketing, Analytics, Lead Generation, Social Media Marketing, Direct Marketing, Digital Strategy, Marketing, Competitive Analysis, Digital Media, E-commerce, Entrepreneurship, Management, Marketing Strategy, Mobile Marketing, Online Marketing, PPC, SEM, SEO, Social Networking, Start-ups, Strategic Planning, Web Analytics, Strategic Partnerships, Online Lead Generation, Brand Development, Integrated Marketing
Education
New York University 2000 — 2004
B.A., Economics
Amity High School 1996 — 2000
United Asset Strategies, Inc. February 2011 - Present
Citibank June 2006 - June 2011
Citibank 2006 - 2008
David Lerner and Associates January 1993 - July 2005
CIBC Oppenheimer October 1991 - December 1992
Skills
Series 7, Risk Management, Series 63, Portfolio Management, Equities, Investments, Fixed Income, Asset Managment, Financial Modeling, Business Development, Strategic Planning, Team Building, Wealth Management, Process Improvement, Business Strategy, Sales, Series 24
Education
United States Military Academy at West Point 1980 — 1984
Bachelor of Science (BS), Economics
TTK Partners, LLC September 2015 - Present
Loop Capital Markets LLC January 2013 - September 2015
TTK Partners, LLC 2003 - January 2013
Bear Stearns 1999 - 2001
CIBC Oppenheimer 1997 - 1999
Bankers Trust 1995 - 1997
The Chicago Corporation 1993 - 1995
Education
University of Michigan-Dearborn 1988 — 1992
Bachelor's degree
FourWinds, Limited June 2012 - Present
Toffler Associates January 2009 - June 2012
Forge Advisors July 2003 - December 2008
Kogod School of Business January 2004 - May 2007
AFP Provida June 2002 - August 2002
CIBC Oppenheimer August 2000 - August 2001
Skills
Strategic Planning, Business Development, Marketing Strategy, Process Improvement, Performance Measurement, Operational Planning, Capital Allocation, Team Building, Budgets, Coaching, Forecasting, Management Consulting, Business Strategy, Business Planning, Organizational..., Program Management, Competitive Analysis, Business Intelligence, Market Analysis, Change Management, Analytics, Leadership, Business Transformation, Government, Leadership Development, Proposal Writing, Strategy, Organizational Design, Performance Management, Business Process..., Financial Analysis, Business Analysis, Management, Analysis
Education
American University - Kogod School of Business 2001 — 2003
MBA, Finance & International Business
Indiana University Bloomington 1994 — 1998
BA, Telecommunications
Maxim Group LLC August 2005 - Present
Wachovia Securities January 2001 - January 2005
CIBC Oppenheimer 1997 - 2000
Education
Fordham University 1987 — 1991
Bachelor of Science, Finance
John Jay High School 1986 — 1987
Pleasantville 1983 — 1986
Ally Financial Inc. May 2013 - Present
Bank of Ireland 2007 - 2009
Merrill Lynch 2003 - 2007
IKB Capital Corporation 2002 - 2003
MTV Networks 2001 - 2002
CIBC Oppenheimer 1998 - 2001
Banque Paribas 1997 - 1998
CIBC World Markets 1992 - 1997
Security Pacific Bank 1990 - 1992
Skills
Financial Structuring, Leveraged Finance, Capital Markets, Investment Banking, Credit Analysis
Education
University of Massachusetts, Amherst 1986 — 1990
BBA, Finance
Fordham Gabelli School of Business
MBA, Finance
Castle Creek Arbitrage 2006 - Present
Lynn Sage Foundation 2006 - Present
PEAK6 Investments, LP 2003 - 2004
CIBC Oppenheimer 2001 - 2003
Credit Suisse First Boston 2000 - 2001
JP Morgan 1997 - 2000
Skills
Hedge Funds, Alternative Investments, Equities, Fixed Income, Investments, Derivatives, Asset Managment, Portfolio Management, Trading, Options, Capital Markets, Securities, Bloomberg, Series 7, Financial Markets, Private Equity, Investment Strategies, Valuation, Fundraising, Equity Derivatives, Due Diligence, Asset Management, Investment Management, Asset Allocation, Wealth Management, Mutual Funds, Structured Products, ETFs, Hedging, Electronic Trading, Trading Strategies, Commodity, Bonds, Venture Capital, Emerging Markets, Equity Research, Fund Of Funds, Proprietary Trading, Trading Systems
Education
Northwestern University - Kellogg School of Management 1995 — 1998
MBA, Finance and Marketing
University of Arizona 1988 — 1992
BS, Economics
Francis W. Parker School 1984 — 1988
High School
International Monetary Fund September 2013 - Present
Larch Lane Advisors May 2007 - August 2013
Northern Trust Global Investments May 2003 - April 2007
American Express Financial Advisors January 2002 - April 2003
CIBC Oppenheimer January 1999 - January 2002
Harris Associates June 1996 - December 1998
Skills
Hedge Funds, Alternative Investments, Fund Of Funds, Portfolio Management, Bonds, Fixed Income, Asset Allocation, Equities, Asset Managment, Investments, Investment Strategies, Trading, Capital Markets, Asset Management, Mutual Funds, Private Equity, Due Diligence, Bloomberg, Investment Management, Investor Relations, Emerging Markets, Derivatives, Valuation, Financial Markets
Education
DePaul University - Charles H. Kellstadt Graduate School of Business 1991 — 1994
MBA, Finance
Cornell University 1984 — 1989
AB, Mathematics
Lowell High School 1980 — 1984
WBL April 2015 - Present
Next Level Funding January 2015 - March 2015
Northstar Capital July 2013 - August 2014
Citigroup August 2006 - September 2007
Bank of New York March 2003 - August 2006
First Choice Staffing January 2002 - February 2003
CIBC OPPENHEIMER August 1997 - July 2000
Skills
Fixed Income, Financial Services, Equities, Investments, Back Office, Securities, Asset Management, Portfolio Management, Software Documentation, Client Services, Accounting, Management, Hedge Funds, Mutual Funds
Education
St. John's University, The Peter J. Tobin College of Business 1993 — 1997
Bachelor of Science, Economics
Pace University 1992 — 1993
Moore Catholic High School 1988 — 1992
High School Diploma
SkyWalker Property Partners June 2012 - Present
RC Healthcare December 2010 - Present
Beucler Properties February 2005 - December 2010
Hudson Advisors 2000 - 2005
CIBC Oppenheimer 1998 - 2000
Granite Properties 1996 - 1998
Skills
Asset Managment, Financial Modeling, Investments, Healthcare, Financial Analysis, Real Estate Economics, Real Estate, Acquisitions, Due Diligence, Real Estate Development, Analysis, Commercial Real Estate, Real Estate Transactions, Valuation, Business Strategy, Investment Properties, Leases, Mergers, Private Equity, Asset Management, Contract Negotiation, Finance, Portfolio Management
Education
Texas Christian University 1992 — 2006
Bachelors of Business Administration, Finance with Real Estate Emphasis
The University of Texas at Arlington 1997 — 2000
MBA, Finance
Texas Christian University - M.J. Neeley School of Business 1992 — 1996
BBA, Finance & Real Estate
Cantor Fitzgerald January 2008 - Present
Cantor Fitzgerald January 2008 - April 2014
HSBC 2005 - 2007
CIBC Oppenheimer 1997 - 2004
Skills
Valuation, Private Equity, Venture Capital, Investment Banking, Capital Markets, Financial Modeling
Education
Columbia University - Columbia Business School 2000 — 2002
MBA, Finance
University at Buffalo
University at Buffalo
Access Securities LLC February 1998 - Present
CIBC Oppenheimer September 1997 - February 1998
Trimerica Securities February 1997 - August 1997
MLB Incorporated July 1994 - January 1997
Ski Stop September 1989 - April 1994
Skills
Hedge Funds, Stocks, Bloomberg, Portfolio Management, Trading, Equities, Securities, Options, Series 7, Equity Trading, Bonds, Electronic Trading, Equity Derivatives, ETFs, Trading Systems, Series 63, Financial Markets
Education
Hofstra University 1989 — 1993
BS, Business Marketing & Management
America's Growth Capital September 2004 - Present
CIBC World Markets 1998 - 2003
CIBC Oppenheimer 1998 - 2002
CIBC 1997 - 2002
Oppenheimer & Co. 1996 - 1997
Skills
Private Equity, Financial Analysis, Mergers & Acquisitions, Investment Banking, Venture Capital, Corporate Development
Education
Columbia University - School of International and Public Affairs 1991 — 1993
MIA, International Affairs (Business)
Worcester Polytechnic Institute 1984 — 1988
St Pancras
FDM Group October 2011 - Present
UBS 2014 - 2014
UBS 2014 - 2014
UBS 2013 - 2014
CIBC Oppenheimer June 1996 - September 2000
Skills
CCNA, Active Directory, Windows 7, Series 7, Windows Server, VCP 5, MCITP, Troubleshooting, Networking, Help Desk Support, DNS, Project Management, SQL, Security, Cisco Technologies, VMware, Hardware, Microsoft Certified..., Windows XP, Team Leadership, DHCP, Management, Business Analysis, VMware Infrastructure, System Administration, SharePoint, Switches
Education
Birkbeck, U. of London 2000 — 2002
MSc, Economics
Vmware
VCP 5, Vmware
SunTrust Bank September 2013 - Present
Enterprise Holdings December 2005 - August 2013
Enterprise Rent A Car February 2002 - November 2005
CIBC Oppenheimer September 2000 - February 2002
Skills
Leadership, Sales Management, Sales, Customer Satisfaction, Team Building, Strategic Planning, Management, Customer Service, Sales Operations, Cold Calling, Account Management, Marketing, New Business Development, Sales Process, Coaching, Training, Customer Retention, Business Development
Education
Sewanee-The University of the South 1994 — 1998
Bachelors, English
Christie's April 2014 - Present
Christie's September 2011 - Present
Franklin Elementary School PTA 2010 - 2014
Liz Claiborne April 2006 - March 2008
Liz Claiborne March 2003 - April 2006
Liz Claiborne Cosmetics 2003 - 2004
Liz Claiborne November 2000 - March 2003
Prism Communications/ Comdisco, Inc. January 2000 - November 2000
CIBC Oppenheimer January 1999 - January 2000
PaineWebber January 1997 - January 1999
Skills
JD Edwards, Forecasting, Essbase, Trend Analysis, EDI, Financial Analysis, Business Analysis, Hyperion Enterprise, Financial Reporting, Finance, Process Improvement, Sarbanes-Oxley Act, PeopleSoft, Financial Modeling, Business Process..., Analysis, Management, Retail, Budgets, Strategy
Education
Fairleigh Dickinson University 1988 — 1992
Bachelors of Science, Business Management
Publicis Groupe August 2015 - Present
Publicis Groupe August 1999 - July 2015
CIBC Oppenheimer 1990 - 1999
Skills
HRIS, Benefits Administration, Employee Relations, Employee Benefits, Talent Management, Talent Acquisition, Performance Management, Human Resources, Strategic Planning, Onboarding, Employee Engagement, PeopleSoft, Workforce Planning, HR Policies, Recruiting, Personnel Management, Succession Planning, Organizational..., Organizational Design, Employer Branding, Organizational..., FMLA
Education
New York Institute of Technology
BA HR MGMT, Human Resources Management
Pierian Funds May 2011 - Present
Jefferies LLC August 2006 - April 2011
Fred Alger Management February 2005 - July 2006
Alkeon Capital Management January 2002 - February 2005
CIBC Oppenheimer October 1996 - December 2001
Value Line August 1993 - October 1996
Skills
Alternative Investments, Hedge Funds, Equities, Asset Allocation, Equity Research, Asset Managment, Fund Of Funds, Private Equity, Portfolio Management, Trading, Capital Markets, Bloomberg, Investments, Financial Markets, Venture Capital, Fixed Income, Asset Management, Investment Management, Equity Valuation
Education
New York University - Leonard N. Stern School of Business
MBA - Concentration in Finance and Accounting
Lehigh University 1989 — 1993
BS Finance
E*TRADE Financial TraderUBS1998 - May 2008
CIBC Oppenheimer January 1997 - September 1998
Skills
Equity Trading, Securities, Trading, Series 7, Series 63, Series 24
Education
Foothill College 1987 — 1989
Broome Street Hospitality Group May 2011 - Present
David Reinhard Events, LLC 2002 - Present
Bay Street Advisors LLC April 2010 - May 2011
CTPartners February 2007 - April 2010
Bear Stearns September 2003 - February 2007
McKallagat & Co. September 2002 - September 2003
CIBC Oppenheimer July 2000 - September 2002
Skills
Executive Search, Capital Markets, Management Consulting, Fixed Income, Recruiting
Education
Emory University 1996 — 2000
BA
Brooks School 1992 — 1996
Digital Media Wire, Inc. 2011 - Present
DMW Hexagon LLC (and formerly Hexagon Advisors) January 2009 - Present
Fort Mason Capital October 2005 - January 2009
Adams Harkness 2001 - 2005
UBS Investment Bank 2000 - 2001
CIBC Oppenheimer 1996 - 1999
Skills
Venture Capital, Private Equity, Investment Banking, Corporate Development, Corporate Law, Digital Media, Corporate Finance, IPO, Entrepreneurship, Management, Private Placements, Financial Modeling, Growth Capital, M&A experience, Start-ups, Restructuring, Divestitures, Strategy, Angel Investing, Leveraged Finance, Capital Markets, LBO, Capital Raising, Due Diligence, Acquisitions, Alternative Investments, Investments, Mergers, Mergers & Acquisitions, Corporate Governance, Valuation, Joint Ventures, Hedge Funds, Investor Relations, Deal Sourcing
Education
Columbia University School of Law 1992 — 1995
JD
Brown University 1986 — 1990
BA
Texas Auto Guide September 2005 - April 2007
ProLogis December 2003 - January 2005
CIBC Oppenheimer April 2000 - August 2001
Balis, Lewittes & Coleman Inc. December 1996 - March 2000
Education
Broward College 1991 — 1993
Assoc., Business
Alliance Bernstein July 2006 - Present
CIBC - Oppenheimer November 1997 - July 2002
Oppenheimer and Co. January 1993 - November 1997
Skills
Investments, Investment Strategies, Alternative Investments, Asset Managment, Asset Allocation, Wealth Management, Series 7, Hedge Funds, Equities, Portfolio Management, Investment Management, Mutual Funds, Investment Advisory, Fixed Income, Series 63, Equity Research, Venture Capital, Securities, Financial Modeling, Capital Markets, Private Equity, Financial Advisory, Private Banking, Investor Relations
Education
Columbia University - Columbia Business School 1980 — 1982
MBA, Marketing/Finance
University of North Carolina at Chapel Hill 1978 — 1980
Musicology
Clark University 1973 — 1977
Bachelor's degree, Music
DealerTrack 2008 - Present
The Faculty Review 2005 - December 2010
MZT International 2001 - 2005
CIBC Oppenheimer 1998 - 2001
Citicorp Investment Services 1993 - 1998
Skills
Training Manager, Instructional Design, E-learning, Needs Analysis, Instructor-led Training, Captivate, Social Media, Vendor Management, Learning Management..., Adult Education, Project Management, Managing High..., Learning Management, Social Learning, Blended Learning, ADDIE, Leadership Development, Instructional Technology, Talent Management, Training, Leadership, Hands-on Training, Training Delivery, Workshop Facilitation, Distance Learning, E-Learning, High Performance Teams
Education
University of Maryland Baltimore County 2008 — 2010
MA
Adelphi University
CFP
State University of New York at Albany
BS
Fiserv INC October 2014 - Present
American Cancer Society November 2011 - Present
Rollins, Inc. January 2011 - November 2011
Ryla Teleservices January 2009 - January 2011
Sage Software July 2008 - November 2008
Lehman Brothers December 1999 - May 2008
Neuberger 1999 - 2002
The Chase Manhattan Bank January 1999 - September 1999
CIBC Oppenheimer November 1998 - January 1999
Skills
Servers, Business Analysis, Active Directory, Vendor Management, Routers, IBE, Disaster Recovery, Windows, Technical Support, Information Security, Operating Systems, Information Technology, Networking, Project Planning, Security, System Deployment, Troubleshooting
Education
City University of New York-Queens College
Political Science, International Politics
NYSSCPA 2000 - Present
CIBC Oppenheimer 1997 - 1999
JPMorgan Chase 1986 - 1996
Price Waterhouse 1979 - 1986
Skills
Accounting, Tax, Financial Reporting, Internal Controls, Auditing, CPA, Non-profits, US GAAP, Income Tax, Tax Research, Tax Preparation, Financial Analysis, Managerial Finance, SEC filings, Corporate Tax, Tax Accounting, GAAP
Education
Lehigh University - College of Business and Economics
BS, Accounting
pyramid real estate group June 2011 - Present
fehlig advisors 2005 - Present
Bloomberg LLP 2003 - 2005
fehlig advisors 1999 - 2003
CIBC-Oppenheimer 1996 - 1999
bear stearns 1992 - 1996
salomon bros 1978 - 1992
Skills
Equities, Financial Analysis, Negotiation, Trading, Investments
Education
Marymount University
liberal arts
Viacom October 2013 - Present
VI Software Corp January 2012 - Present
Where is My Media/ Pronology January 2012 - October 2013
Cowen & Co August 2005 - November 2011
CIBC Oppenheimer 1999 - 2005
Skills
PMP, Microsoft SQL Server, Oracle, Business Analysis, SQL, Requirements Analysis, JavaScript, ASP.NET, Software Development, C#, Derivatives, .NET, Trading Systems, Project Management, Software Project..., Program Management, Sybase, SDLC, VB.NET, Requirements Gathering, Databases, XML, Unix, Enterprise Architecture, Agile Methodologies
Education
New York University
MS, Computer Science
Farmers Insurance March 2013 - Present
Farmers Insurance March 2002 - February 2013
UBS Paine Webber June 1999 - June 2001
CIBC Oppenheimer October 1997 - May 1999
Skills
Insurance, Commercial Insurance, Term Life Insurance, Property & Casualty..., Claim, Marketing, General Insurance, Liability, Umbrella Insurance, Underwriting, Life Insurance, Workers Compensation, Health Insurance, Sales, Disability Insurance, Casualty Insurance, Marketing Strategy, Fixed Annuities, Sales Management, Strategic Planning, Casualty, Project Management
Education
Concord Law School - Kaplan University
Juris Doctor
Loyola Marymount University 1997 — 1999
MBA, Finance
Loyola Marymount University, College of Business Administration 1989 — 1993
BBA, Finance
ABC Packing and Specialized Transportation LLC January 2014 - Present
Maxus Energy Corporation 2009 - 2013
Duke Energy 1999 - 2009
CIBC Oppenheimer 1998 - 1999
British Gas 1994 - 1997
British Gas 1992 - 1994
Skills
Energy, Petroleum, Natural Gas, Power Generation, Mergers, Analysis, Due Diligence, Gas, Strategic Planning, Upstream, Pipelines, Risk Management, Mergers & Acquisitions, Engineering, EHS, Project Management, Onshore, Joint Ventures, Energy Industry, Business Development, Management
Education
AB Freeman School of Business, Tulane University
Master of Business Administration (MBA), Business / Marketing
University of Louisiana at Lafayette
BS, Political Science / Pre Law
Healthcor Management Managing Director / Senior Health Care Services AnalystJPMorgan Chase2000 - 2005
CIBC Oppenheimer 1992 - 2000
Skills
Equity Research, Hedge Funds, Valuation, Asset Management, Capital Markets, Mutual Funds, Investment Banking, Investments, Financial Modeling, Portfolio Management, Alternative Investments, Mergers & Acquisitions, Equities, Private Equity, Finance, Bloomberg, Equity Valuation, Securities, Series 7, Investment Management, Emerging Markets, Series 63, Investment Strategies, Fixed Income, Trading
Education
UCLA Anderson School of Management 1982 — 1984
Master of Business Administration (MBA), Finance/Marketing
UCLA 1978 — 1982
Bachelor of Arts (BA), Economics
Franklin Square Capital Partners February 2015 - Present
PHH Corporation September 2011 - February 2015
Lazard Capital Markets September 2009 - September 2011
JPMorgan June 2008 - January 2009
Bear Stearns October 2000 - June 2008
CIBC Oppenheimer February 1999 - October 2000
Lehman Brothers 1996 - 1999
Citibank 1994 - 1996
New England Container/Tempel Steel July 1991 - April 1992
Wertheim Schroder August 1989 - June 1991
Skills
Equities, Investment Banking, Corporate Finance, Financial Analysis, Investments, Finance, Asset Management, Private Equity, ABS, Business Planning, Equity Research, Valuation, Capital Markets, Bloomberg, Investor Relations
Education
Columbia University - Columbia Business School 1992 — 1994
MBA, Finance
Northwestern University 1984 — 1988
BA, Economics
The Hotchkiss School 1981 — 1984
TIAA-CREF August 2015 - Present
TD Ameritrade April 2012 - July 2015
TD Bank, NA May 2011 - April 2012
MR, Inc March 2009 - May 2011
Deutsche Bank AG August 2007 - January 2009
Citco Fund Services September 2006 - August 2007
Nomura Securities, Inc June 2005 - August 2006
Credit Suisse First Boston May 2004 - June 2005
CIBC Oppenheimer June 2000 - April 2001
Skills
Portfolio Management, Middle Office, Analysis, Financial Markets, Business Development, Loans, Settlement, Fixed Income, CRM, Account Reconciliation, New Business Development, Management, Team Management, Structured Finance, Sales, Finance, Prime Brokerage, Equities, Investments, Securities, Banking, Trading, Hedge Funds, Funding, Insurance, Swaps, Derivatives, Asset Management, Financial Analysis, Bonds, Mutual Funds, Investment Banking, Series 7, Options, Series 63, Alternative Investments, Financial Risk, FX Options, Business Analysis, Equity Derivatives, Residential Mortgages, Bloomberg Terminal, Hedging, Corporate Actions, Corporate Finance, Back Office, Fund Of Funds, Credit Derivatives, Loan Servicing, Commercial Banking
Education
Baruch College, City University of New York (CUNY) 1998 — 2004
BS, Finance
Club KO Gyms October 2008 - Present
UBS Wealth Management October 2001 - February 2010
CIBC Oppenheimer January 1998 - September 2001
Skills
Martial Arts, Karate
Education
City University of New York-College of Staten Island 1993 — 1997
BA, Computer Science
Deutsche Bank March 2000 - December 2008
Salomon Smith Barney 1999 - 2000
CIBC Oppenheimer 1996 - 1999
Skills
Equities, Securities Lending, Hedge Funds, Capital Markets, Collateral Management, Series 7, Middle Office, Fixed Income, Settlement, Bloomberg, Securities, Corporate Actions, ETFs, Trading Systems, Series 63
Education
University of Delaware 1992 — 1996
BA, Communications
EM Strategic Partners 2014 - Present
Altai Capital LLC May 2011 - Present
American Chamber of Commerce in Russia 2009 - Present
GRDC June 2011 - April 2014
STS Logistics 2009 - December 2013
Alfa Capital Partners, Ltd May 2011 - December 2011
Alfa Capital Partners November 2003 - December 2011
PartMiner November 1999 - July 2002
CIBC Oppenheimer 1998 - 1999
Baring Asset Management June 1994 - December 1997
Skills
Private Equity, Mergers, Venture Capital, Emerging Markets, Corporate Finance, Valuation, Due Diligence, Investment Banking, Mergers & Acquisitions, Strategic Planning, Financial Analysis, Real Estate Development, Restructuring, Investments, Financial Structuring, Corporate Development, Financial Modeling, Hedge Funds, M&A experience, Capital Markets, Business Development, Asset Management, Business Valuation, Capital, Project Finance, Start-ups, Investor Relations, Joint Ventures, LBO, IPO, Private Placements, Structured Finance, Corporate Governance, Funding, Leveraged Finance, Alternative Investments, Debt Restructuring, Portfolio Management, Acquisitions, Capital Raising, Cross-border..., Executive Management, Angel Investing
Education
Harvard Business School 1987 — 1989
MBA, Finance
Stanford University 1980 — 1984
B.A., Economics
New Rochelle High School 1977 — 1980
High School
CBRE May 2014 - Present
Marcus & Millichap December 2003 - May 2014
CIBC Oppenheimer March 2000 - January 2003
MCI Worldcom July 1999 - January 2000
Skills
Real Estate Investment, Underwriting, Real Estate, Loans, Sellers, Investment Properties, Disposition, Real Estate Economics, Acquisitions, Negotiation, Commercial Real Estate, Shopping Centers, Real Estate Transactions, Valuation, Brokerage, Real Estate Financing, Mortgage Lending, Real Estate Development, Portfolio Management, Loan Origination, Finance, Investments, Commercial Mortgages, Corporate Real Estate, Leases, Location Intelligence, Property, Apartments, Lease Negotiations, Tenant, Dispositions
Education
Lehigh University 1995 — 1999
Bachelor of Arts (B.A.), Psychology
9Gauge Partners, LLC August 2012 - Present
Sevin Rosen Funds 2000 - Present
CIBC Oppenheimer 1994 - 1999
Skills
Corporate Development, Private Equity, Venture Capital, Due Diligence, Equities, Mergers, Strategic Planning, Financial Modeling, Financial Analysis, Business Strategy, Mergers, Start-ups, Corporate Finance
Education
Rice University 1989 — 1993
B.A., Economics, Mathematics
Young Household October 2012 - Present
World Financial Group/Transamerica Financial Advisors June 2010 - October 2012
Tupperware 2010 - 2010
Morgan Stanley January 2008 - July 2009
Lee Hecht Harrison 2009 - 2009
Smith Barney 1999 - 2008
CIBC Oppenheimer April 1994 - June 1999
Bear Stearns April 1994 - April 1995
Skills
Wealth Management, Alternative Investments, Fixed Income, Asset Managment, Banking, Capital Markets
Education
California State University-Northridge
Santa Monica College
EDI-ECI April 2013 - Present
Monarch Capital Advisors March 2009 - Present
Atlantic Pacific Capital 2005 - 2009
WR Capital Management LP 2003 - 2005
Indii LLC 2003 - 2004
Falco Capital, LLC 2002 - 2002
CIBC Oppenheimer 1995 - 1999
Skills
Financial Modeling, Investments, Equities, Hedge Funds, Funding, Mergers, Valuation, Private Equity, Corporate Finance, Mergers & Acquisitions, Portfolio Management, Asset Management, Private Placements, Financial Analysis, Fixed Income, Financial Services, Due Diligence
Education
Columbia University - Columbia Business School 1999 — 2001
MBA
Harvard University 1991 — 1995
AB
Mater Dei High School
Mater Dei High School
Piper Jaffray November 2014 - Present
MountainView Capital Group, LLC November 2012 - November 2014
Sanders Morris Harris Group, Inc. December 2006 - November 2012
Oppenheimer & Co January 2004 - December 2006
CIBC Oppenheimer March 2001 - December 2003
Duncan Williams, Inc. May 1996 - March 2001
Skills
Fixed Income, Institutional Sales, Series 7, Series 66, Series 63, Public Funds, Banks &..., Bloomberg, Govt Agencies, Mtg..., Alternative Investments, Asset Management
Education
University of Houston
Delta Technical Solutions 2006 - Present
Kingsbury Capital 2003 - 2006
CIBC Oppenheimer 1999 - 2003
Skills
Recruiting, Sales, Staff Augmentation, Finance, Networking, Technical Recruiting, Executive Search, Contract Recruitment, Team Management, Human Resources, Cold Calling, Talent Acquisition, Staffing Services, Social Networking, New Business Development, Strategy, Relationship Management, Direct Sales, Interviews, Sales Process, Business Development, Account Management, Internet Recruiting, Resume Writing, Leadership, Sourcing, Lead Generation, Screening Resumes, Consulting, Negotiation, Benefits Negotiation, Team Building, Market Research, Outsourcing, Marketing, Manufacturing, Building Relationships, Temporary Placement, Temporary Staffing, Management Consulting, Permanent Placement, Selling, Contract Negotiation, Zombies, Panda, Modeling
Education
Northern Illinois University
Bachelors, Finance
Arizona State University
Glenbard South HS
PCI College September 2013 - Present
Saugatuck Capital Solutions 2005 - August 2013
Global Credit Services March 2009 - December 2009
Criterion Research Group 2003 - 2005
ING Barings February 1999 - February 2000
PaineWebber 1998 - 1999
CIBC Oppenheimer 1997 - 1998
Skills
Credit Analysis, Credit Risk, Risk Management, Fixed Income, Financial Risk, Financial Analysis, Mergers, Market Risk, Banking, Credit, Equity Research, Derivatives, Investments, Valuation, Capital Markets, Hedge Funds, Finance, Equities, Portfolio Management, Financial Modeling, Mergers & Acquisitions, Bloomberg, Trading
Education
Trinity College-Hartford 1984 — 1988
BA, Economics
UBS February 2004 - Present
CIBC Oppenheimer January 1994 - February 2003
Education
Boston University 1989 — 1993
BA, Political Science
Goldman Sachs September 2009 - April 2015
Citigroup Global Capital Markets March 2007 - May 2009
Dorchester Capital Advisors August 2004 - March 2007
Morgan Stanley May 2002 - August 2004
CIBC Oppenheimer September 2001 - February 2002
Skills
Hedge Funds, Equities, Trading, Institutional Investors, Investment Advisory, Business Strategy, Investments, Institutional..., Series 7, ETFs
Education
Boston University 1997 — 2001
B.S., Business Administration, Concentration Finance
Boston University 1997 — 2001
The Credit Pros - Legal Credit Repair February 2011 - Present
Que Records Worldwide/EMI April 2010 - Present
Warner Music Group August 2000 - December 2004
Warner Music Group January 2000 - January 2004
Katz Media Group March 1998 - August 2000
CIBC Oppenheimer January 1996 - January 1998
Skills
Entertainment, Music, Social Media Marketing, Radio, Advertising, Music Industry, Social Media, Social Networking, Digital Media, Record Labels, Budgets, Sales, Management, Marketing, New Media, Event Planning, Customer Service, Marketing Strategy, Strategic Planning, Microsoft Excel, Event Management, Marketing Communications, Leadership, Publicity, Video, Digital Marketing, Television, Facebook, Online Marketing, Public Relations, Online Advertising, Constant Contact, Workshop Facilitation, Radio Promotions
Education
Saint John's University 1991 — 1996
Bachelors, Communications
St. John's University 1991 — 1996
Bachelor of Science, Communications
Light Years Ahead Technology Solutions October 2014 - Present
VideoBank March 2010 - September 2014
6th Avenue Electronics October 2009 - February 2010
Gig-Werks (Microsoft Gold Partner) July 2009 - October 2009
Gerson Lehrman Group September 2007 - January 2009
ADP February 2001 - July 2007
CIBC Oppenheimer May 1999 - February 2001
REDI-MAIL DIRECT MARKETING CO., INC April 1998 - May 1999
CENTURY CASTING CO., INC. June 1995 - April 1998
NIELSEN MARKETING RESEARCH December 1993 - June 1995
Skills
C#, Microsoft SQL Server, ASP.NET, SharePoint, Silverlight, SQL, Enterprise Software, Database Administration, WCF, Agile Methodologies, IIS, Testing, Software Development, WPF, SDLC, Cloud Computing, Video Streaming, VIdeo..., SVG, Javascript, ESRI SDK, Google Earth,..., Video Camera Development
Education
Pace University 1988 — 1992
BBA, Marketing Management
DBG Capital Advisors, LLC 2008 - Present
CIBC Oppenheimer 1992 - 1998
Lehman Brothers 1990 - 1992
Morgan Stanley Smith Barney 1987 - 1990
Skills
Asset Managment, Stocks, Portfolio Management, Wealth Management, Investments, Quantitative Research, Quantitative Investing, Retirement Planning, Strategic Financial..., Investment Management, Retirement, Financial Modeling, Technical Analysis, Asset Allocation, High Growth Stocks, Financial Analysis, Financial Advisory
Education
Texas State University-San Marcos 1982 — 1986
Bachelor of Business Administration (BBA), Finance, General
Rockefeller University December 1999 - Present
CIBC Oppenheimer January 1998 - December 1998
Fried Frank January 1996 - December 1997
Skills
Data Analysis, Teaching, Lifesciences, Research, Social Media, Leadership Development, Science, Nonprofits, Data Entry, SPSS, Microsoft Office, Adobe Creative Suite, Grant Writing, Higher Education, Editing, Hospitals, Molecular Biology
Education
Hunter College
University of Illinois at Urbana-Champaign
The Ayco Company, L.P. August 2003 - Present
Neuberger Berman July 2000 - December 2003
CIBC Oppenheimer 1999 - 2000
Skills
Investments, Series 7, Wealth Management, Mutual Funds, Investment Strategies, Asset Managment, Series 63, Equities, Fixed Income, Microsoft Excel, Life Insurance, Microsoft Office, Process Improvement, Strategic Planning, Real Estate, Public Speaking, Business Development, Operations Management, Social Media, Event Management, Alternative Investments
Education
Skidmore College 1995 — 1999
B.S., Accounting
Tobiassen Group LLC 2001 - Present
CIBC - Oppenheimer 1997 - 2001
Skills
Business Strategy, Private Equity, Due Diligence, Portfolio Management, Investments, Mergers, Valuation, Alternative Investments, Equities, Financial Modeling, Asset Managment, Wealth Management, Venture Capital, Hedge Funds
Education
Florida State University 1980 — 1984
Bachelor's Degree, Modern Languages and Business/ Finance
Merchiston Castle School 1971 — 1974
High School
New Park Preparatory School 1967 — 1971
RG Tax and Business Services May 2012 - Present
Fund Tax Services LLC January 2015 - September 2015
Fulvio & Associates LLP January 2013 - December 2014
Ernst & Young LLP February 2002 - April 2012
American Express Tax & Business Services December 1999 - August 2001
CIBC Oppenheimer August 1987 - May 1999
Oppenheim Appel Dixon & Co CPAs 1982 - July 1987
Skills
Hedge Funds, Tax, Corporate Tax, Income Tax, Private Equity
Education
City University of New York-Brooklyn College
BS, Accounting
TREASURY PARTNERS May 2009 - Present
Bear Stearns May 2003 - May 2009
CIBC Oppenheimer February 2002 - May 2003
UBS PaineWebber February 2000 - January 2002
CIBC Oppenheimer August 1998 - February 2000
Skills
Investments, Portfolio Management, Securities
Education
Connecticut College 1993 — 1997
BA, History (Major), Economics (Minor)
181 Cabrini 2010 - Present
Dabroes 2009 - 2010
MidOcean Partners 2008 - 2008
Citi 2002 - 2008
CIBC Oppenheimer 2001 - 2002
Gilder Gagnon Howe 2000 - 2001
Brean Murray & Company 1997 - 2000
Skills
Client Needs Analysis, Competitive Market..., Solution & Consultative..., Market Research &..., Relationship Management, Lead Generation, Problem Resolution, Marketing Campaigns &..., Event Management, Travel Planning &..., Financial Reporting, Financial Analysis, Financial Risk, Financial Solutions, Series 7, Series 63, ACT, ADP, Advent, Autex, Bloomberg, First Call, Free Edgar, Microsoft Word, Microsoft Excel, Microsoft Visio, PowerPoint, PeopleSoft, SharePoint, IPC
Education
The New School
Permal Group 2013 - Present
Permal Asset Management January 2011 - September 2013
Permal Asset Management February 2009 - December 2010
Permal Asset Management June 2007 - February 2009
Oppenheimer & Co. January 2003 - May 2005
CIBC Oppenheimer March 2000 - January 2003
Callahan & Associates July 1998 - March 2000
Skills
Hedge Funds, Investments, Portfolio Management, Equities, Due Diligence, Alternative Investments, Asset Management, Valuation, Private Equity, Equity Research, Bloomberg, Financial Modeling, Fixed Income, Fund Of Funds, Series 7, Asset Allocation, Investment Management, Corporate Finance, Financial Analysis, Asset Managment, Finance, Mutual Funds, Investment Strategies, Strategy
Education
Wake Forest University School of Business 2005 — 2007
MBA, Finance
University of Iowa - Henry B. Tippie College of Business 1994 — 1998
BBA, Marketing
First New York Securities June 1999 - September 2010
CIBC Oppenheimer January 1986 - June 1999
Education
Brooklyn College 1967 — 1971
Inwood - Manhattan Little League Baseball November 2013 - Present
New York Career Institute January 2008 - Present
CIBC Oppenheimer January 2001 - Present
Santoriella and Di Tomaso, LLC January 2010 - January 2011
Chelsea Recreation Center January 2008 - January 2008
UBS Warburg January 2006 - January 2007
AXA Advisors January 2005 - January 2006
PaineWebber/UBS January 2000 - January 2001
Skills
PowerPoint, Microsoft Word, Customer Service, Research, Microsoft Office, Editing, Microsoft Excel, Event Planning, Public Relations, Accounts Payable, Retirement Planning, Strategic Financial..., Software Documentation, Investments, Accounting, Financial Analysis, Strategic Planning, Mutual Funds, Data Entry, Public Speaking, Fundraising
Education
human preservation and development 2014 — 2014
certificate, property management
Lehman College
Bachelor's, Economics/Finance
Grace Institute
Business Administration and Management, General
New York Career Institute
AA, Legal Studies
HPD
JMP Securities August 2012 - Present
Susquehanna International Group September 2006 - August 2012
WR Hambrecht January 2003 - September 2006
CIBC Oppenheimer January 2000 - January 2003
ING September 1998 - January 2000
Skills
Medical Devices, Valuation, Financial Modeling, Equity Research, Equity Valuation, Financial Analysis, Investment Banking, Due Diligence, Capital Markets, Equities
Education
Columbia Business School 1996 — 1998
MBA, Finance
University of Richmond 1989 — 1993
B.S., Accounting
Christian Brothers Academy 1985 — 1989
HS
Odeon Capital Group LLC 2012 - Present
BTIG Director - Investment BankingSMH Capital2006 - 2009
Schultze Asset Management 1998 - 2001
CIBC Oppenheimer 1993 - 1998
Education
Columbia University - Columbia Business School
Master of Business Administration (MBA), Finance and Marketing
Lehigh University
Bachelor of Science (BS), Electrical and Electronics Engineering
Panessa Investments 1995 - Present
The Newport Group February 2002 - February 2009
CIBC Oppenheimer 2000 - 2002
Putnam Investments 1997 - 2000
Prudential Investments 1991 - 1997
Prudential Securities 1991 - 1997
MetLife 1990 - 1991
The Futterman Organization 1989 - 1990
MetLife 1988 - 1989
Skills
Financial Analysis, Strategic Financial..., Private Equity, Investment Portfolios, Business Strategy, Strategic partner..., Intermediary..., Senior level client..., Recruiting, Real Estate Acquisitions, Distressed M&A, Executive Level...
Education
State University of New York College at Oneonta 1983 — 1988
B.S., Business Economics, Finance, General
First Manhattan Co. July 2012 - Present
Jacobs Homecare Nursing 2011 - 2012
First Manhattan Co. 2000 - 2008
CIBC Oppenheimer 1995 - 1999
Education
Brooklyn College 1995 — 1997
Business Management and Finance
Phillips Beth Israel School of Nursing
Associate's degree, Registered Nursing/Registered Nurse, Magna cum laude
Citi August 2013 - Present
Citi April 2010 - August 2013
Citi August 2007 - April 2010
Citi January 2005 - August 2007
Citi June 2000 - January 2005
Vanguard September 1999 - June 2000
CIBC Oppenheimer September 1998 - September 1999
Skills
Equity Derivatives, Derivatives, Middle Office, Equities, Securities, Fixed Income, Capital Markets, Mutual Funds, Series 7, FINRA, Hedge Funds, Series 63, Options, Investment Banking, Trading Systems
Education
The College of New Jersey 1994 — 1998
Bachelor of Science (B.S.), Business Administration and Management, General