PaineWebber/UBS Company
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PaineWebber/UBS Employees
Missouri Society of Professional Engineers January 2012 - Present
Philantropist October 2009 - Present
RBC Wealth Management April 2009 - Present
PaineWebber/UBS March 1999 - April 2009
Education
Michigan State University Estate and Wealth Strategies Institute
Accredited Wealth Manager, Investments, Tax saving strategies, and Estate Planning
Missouri State University
St. Patrick's Episcopal Day School June 2014 - Present
King Low Heywood Thomas 2005 - Present
FUTURE 5 2013 - 2014
Viant Group 2003 - 2004
American Express/IDS 1999 - 2002
PaineWebber/UBS 1996 - 1998
Lehman Brothers 1995 - 1996
META Group 1992 - 1995
GW&K 1988 - 1992
Skills
Equity Research, Quantitative Investing, Portfolio Management, Teaching, Curriculum Design, Instructional Design, Instructional Technology, Differentiated..., Educational Technology, Investment Banking, Investments, Hedge Funds, Private Equity, Classroom, Quantitative Research, Technological Innovation, Educational Leadership, Programming, Software Development, Public Speaking, Moodle, Equities, Curriculum Development, Strategic Planning, Technology Integration, Tutoring, Staff Development
Education
The Johns Hopkins University 2013 — 2017
Master of Science (M.Sc.)
Teachers College of Columbia University 2009 — 2012
Master of Arts (M.A.)
Northeastern University 1983 — 1988
Bachelor of Science (B.Sc.)
Columbia High School 1979 — 1983
High School Diploma
car consulting Inc June 2008 - Present
Merrill Lynch November 2005 - June 2008
Painewebber/ubs 1995 - 2002
Paine Webber 1995 - 2002
Skills
Recruiting, Wealth Management, Series 7, Series 63, Coaching, Public Speaking, Business Planning
Education
American University
Barclays Capital November 2000 - Present
PaineWebber/UBS September 1999 - November 2000
Chase Bank 1997 - 1999
Education
New York University - Polytechnic School of Engineering 2000 — 2002
MS, Financial Engineering
New York University - Polytechnic School of Engineering 1996 — 1999
BS, Computer Science
John Dewey High School
WomenTeachingWomen 2008 - Present
BizBuilding, Inc January 2001 - Present
BizConnect /Networking Community January 2000 - Present
Guilford Securities January 1999 - January 2001
PaineWebber/UBS November 1997 - January 2000
Jewish Board January 1986 - December 1997
Skills
Leadership and..., Six Sigma, Certified Negotiations..., Management Consulting, Strategic Planning, Start-ups, Business Strategy, Negotiation, Small Business, Mergers, Organizational..., Strategy Development, Executive Coaching, Due Diligence, Organizational..., Organizational Change, Leadership Development, Entrepreneurship, Entrepreneur, Business Planning, International Business, Investments, Team Building, New Business Development, Business Management, Change Management, Mentoring, Cross-functional Team..., Executive Management, Coaching, Marketing Strategy, Portfolio Management, Market Research, Financial Management, Compliance, Team Leadership, Operations Management, Market Analysis, Staff Development, Talent Management, Team Management, Lead Generation, Digital Media, Strategy, Management, Business Development, Program Management, Leadership, Strategic Partnerships, Public Speaking
Education
Harvard Law School 2008 — 2008
Certificate, Negotiations
New York University - Leonard N. Stern School of Business 2005 — 2008
MBA, Concentration in Finance and Corporate Governance
New York University 1974 — 1980
PhD, Clinical Psychology
New York University 1970 — 1974
BA, English and Psychology
School of Arts and Sciences/University
Bachelor of Science, Psychology and English
NEW YORK UNIVERSITY New
NEW YORK UNIVERSITY New
NEW YORK UNIVERSITY New
UBS Financial Services Inc January 2011 - December 2014
Alzheimer's Association® 1996 - 2012
UBS Financial Services, Inc. 1998 - 2010
PaineWebber/UBS 1994 - 1998
Dean Witter Reynolds Inc., currently Morgan Stanley July 1974 - September 1994
Education
State University of New York College at Cortland 1964 — 1969
BA, Liberal Arts
Senior Consultant May 2014 - Present
Zucker, Goldberg & Ackerman, LLC August 2011 - April 2014
Zucker, Goldberg & Ackerman, LLC May 2010 - July 2011
Resources Global Professionals 2004 - 2010
Sel-Leb Marketing, Inc 2000 - 2003
Sel-Leb Marketing, Inc 1997 - 2000
PaineWebber/UBS 1992 - 1996
Gund, Inc 1983 - 1992
Amtoy, Inc (div of American Greetings) 1979 - 1983
Revlon 1973 - 1977
Skills
Sarbanes-Oxley, Business Process..., SAP, Internal Controls, Auditing, Internal Audit, Financial Analysis, Accounting, Finance, Accounts Receivable, Analysis, Process Improvement, Sarbanes-Oxley Act, GAAP, Management, Financial Reporting, Accounts Payable, SEC filings, Managerial Finance, Cash Management, CPA, Banking, Due Diligence, Start-ups, Variance Analysis, Leadership, SEC Filings
Education
Queens College 1961 — 1966
BA, Accounting, Finance
City University of New York - Queens College
BA - Accounting, Accounting/Economics
AMG Funds 2014 - Present
Multi-Funds, Inc. June 2013 - March 2014
Calvert December 2001 - February 2013
Holiday Bowl 1998 - 2005
PaineWebber/UBS 1999 - 2001
Smith Barney 1995 - 1996
Skills
Series 7, Series 63, Mutual Funds, Series 6, Investments, 401k, Asset Allocation, Investment Advisory, Investment Strategies, Alternative Investments, Series 24, ETFs, Asset Management, Financial Services, Retirement Planning, Financial Advisory, Portfolio Management, Fixed Income, Retirement, Fixed Annuities, Securities, Separately Managed..., Wealth Management, Finance, Financial Planning, Equities, Management, Investment Management
Education
San Diego State University-California State University 1991 — 1995
Double BA, Art (Graphic Design) and Journalism (Advertising)
VIP Senior Healthcare January 2013 - Present
Verus Insurance Partners, LLC August 2010 - Present
Verus Wealth Management, LLC July 2010 - Present
Ameriprise Financial Services, Inc. July 2009 - October 2010
PaineWebber/UBS March 1999 - July 2009
Sanofi-Aventis 2002 - 2007
Stadium Pizza June 1992 - March 1999
Skills
Insurance, Negotiation, Strategic Planning, Budgeting, Investments, Financial Analysis, Risk Management, Public Speaking, Retirement Planning, Portfolio Management, Asset Management, Retirement, Long Term Care, Wealth Management, Fixed Income, Business Planning, Estate Planning, Series 7, Series 24, Series 3, Series 63, Series 65, Series 66, Series 9, Series 10, Health Insurance, Uniform Combined State..., Asset Managment, Long-term Care, Budgets, Term Life Insurance, Life Insurance, Selling, Small Business, Employee Benefits, 401k, FINRA, Fixed Annuities, Financial Advisory, Securities, Investment Strategies, Disability Insurance, Strategic Financial..., Finance, Wealth, IRAs, Mutual Funds, Investment Advisory, Asset Allocation, Financial Services
Education
Concordia 1998 — 2000
B.A., Business Administration
University of Central Florida 1987 — 1988
Courtland HS 1982 — 1986
Guggenheim Partners December 2014 - Present
RBC Capital Markets June 2006 - November 2014
Cathay Financial 2001 - 2006
PaineWebber/UBS 1998 - 2001
Skills
Valuation, Equity Research, Bloomberg, Investment Banking, Equity Valuation, Capital Markets, Equities, Financial Modeling, Private Equity, Venture Capital, Series 7, DCF, Alternative Investments
Education
Rutgers Graduate School of Management 1992 — 1994
M.B.A., Finance
Clark University 1985 — 1989
Financial Dynamics Group LLC May 2013 - Present
GuardTrax LLC November 2007 - April 2013
Talk America Inc. December 2001 - December 2006
PaineWebber/UBS September 1985 - March 2001
Skills
Mergers & Acquisitions, Forecasting, Financial Reporting, Private Equity, SEC filings, Management, Analysis, Accounting, Process Improvement, Start-ups, Strategic Planning, Sarbanes-Oxley Act, Variance Analysis, Consolidation, Valuation, Business Development, Mergers, Project Planning, Budgets, Executive Management, Corporate Finance, Financial Analysis, General Ledger, Cross-functional Team..., Financial Modeling, Risk Management, Business Analysis, Cost Accounting, Finance, Financial Accounting, Due Diligence, Investments, Investor Relations, Managerial Finance
Education
University of Virginia Darden School of Business 1983 — 1985
MBA, Finance
Colgate University 1977 — 1981
BA, Economics
Franchise Business June 2008 - Present
UBS 2006 - December 2007
UBS Financial Services 1996 - 2007
PaineWebber/UBS 1996 - 2005
Chase 1989 - 1996
Prudential Securities 1987 - 1989
Education
City University of New York-Brooklyn College 1968 — 1973
McKinley Consulting June 1983 - Present
UBS January 1998 - July 2009
UBS May 2006 - April 2007
PaineWebber/UBS February 2000 - August 2002
PaineWebber February 1999 - February 2000
PaineWebber Financial Services January 1998 - February 1999
Morgan Keegan and Company, Inc. November 1989 - January 1998
Shearon Lehman Hutton 1985 - 1989
Smith Barney 1985 - 1989
Memphis State University August 1977 - July 1985
Education
University of Mississippi 1977 — 1984
Ed. D., Physical Education
The University of Southern Mississippi 1976 — 1977
MS, Physical Education
The University of Southern Mississippi 1972 — 1976
BS, Athletic Administration & Coaching
John F. Kennedy High School 1969 — 1972
High School, College Prep
UBS February 2000 - Present
PaineWebber/UBS February 2000 - Present
Corstar Business Computing, Co. June 1993 - February 2000
Corstar Business Computing, Hawthorne, NY 1996 - 1999
American Paper Institute June 1989 - June 1993
Depository Trust Company June 1984 - June 1989
United States Air Force May 1975 - June 1984
Skills
Business Analysis, Business Continuity, Risk Management, IT Strategy, Disaster Recovery, Vendor Management, IT Service Management, Business Continuity..., Project Management, IT Operations, Program Management, SDLC, Crisis Management, Integration, Operational Risk..., Risk Assessment, ITIL, Governance
Education
Pace University - Lubin School of Business 1990 — 1993
MBA, Information Management Systesm
University of LaVerne 1981 — 1984
MS, Management
Miami Atlantic LLC November 2011 - Present
Incapital, LLC July 2010 - September 2012
Arbor Research & Trading October 2009 - June 2010
Integra FX May 2009 - October 2009
Countrywide Capital Markets December 2000 - August 2008
Countrywide Securities Corporation 2000 - 2008
Paine Webber Inc. March 1990 - December 2000
PaineWebber/UBS 1990 - 2000
Skills
Team Leadership, Training & Development, Achieving Targets, Client Development, Corporate Branding, Product Marketing, Collaboration, Loans, Structured Products, Foreign Exchange, Asset Allocation, Derivatives, Capital Markets, Fixed Income, Mortgage Lending, Structured Finance, ABS, Trading, Commodity, Valuation, Portfolio Management, Securitization, Bloomberg, Hedge Funds, Credit, Proprietary Trading, MBS, Series 7, Equities, Employee Training, Investment Banking, Securities, Sales, Bonds, Currency
Education
LIU Post 1979 — 1983
Bachelor of Science (B.S.), Marketing/Management with minor in Economics
College of the City of New York October 2012 - Present
College of the City of New York May 2012 - Present
West End Consulting June 1995 - Present
PaineWebber/UBS November 1989 - March 1995
Skills
Market Research, Data Analysis, Mergers & Acquisitions, Public Speaking, Strategy, Financial Modeling, Strategic Planning, Business Strategy, Social Media, Molecular Biology, Advertising, Microsoft Office, Contract Negotiation, Statistics, Start-ups
Education
City University of New York City College 2007 — 2012
BS, Biology
Queens College
BA, Anthro/Soc
CUSO Financial Services, LP at UNCLE CREDIT UNION July 2013 - Present
UnionBanc Investment Services November 2012 - June 2013
BancWest Investment Services January 2002 - November 2012
PaineWebber/UBS August 1997 - August 2002
Skills
Series 7, Investments, Financial Services, Wealth Management, Series 63, Mutual Funds, Retirement Planning, Finance, Financial Risk, FINRA, Investment Advisory, Asset Allocation
Education
Saint Mary's College of California
The Grapevine Press January 1997 - Present
City of Rancho Cucamonga November 1992 - November 2010
PaineWebber/UBS September 1987 - June 1996
Skills
Entrepreneurship, Team Building, Event Planning, Public Relations, Fundraising, Marketing, Leadership, New Business Development, Event Management, Advertising, Leadership,..., Leadership,..., Microsoft Office, Public Speaking, Sales Management, Social Media, Social Networking, Volunteer Management
Education
USC 1983 — 1985
Bachelor of Applied Science (B.A.Sc.), Public Administration/Public Policy, Summa Cum Laude
University of Southern California 1977 — 1983
Bachelor of Science, Public Administration
Credit Suisse June 2005 - Present
UBS Investment Bank 2000 - 2005
PaineWebber/UBS 1992 - 2000
PaineWebber 1987 - 1992
Skills
Structured Products, MBS, ABS, Fixed Income, Capital Markets, Investment Banking, Securitization, Bloomberg, Financial Markets, Hedging, Bonds
Education
Fordham University - Graduate School of Business Administration 1987 — 1990
MBA, Finance
Stony Brook University
BA, Economics
White & Luff April 2011 - Present
White & Luff March 2008 - Present
PaineWebber November 1988 - March 2008
PaineWebber/UBS November 1988 - March 2008
Skills
Mutual Funds, Strategic Financial..., Portfolio Management, Estate Planning, Finance, Strategic Planning, Fixed Annuities, Investments, Bonds, Retirement Planning, Wealth Management, Investment Strategies, Series 7, Asset Allocation, Insurance, Investment Advisory, Financial Analysis, IRAs, Financial Services, Equities, Securities, Wealth, Alternative Investments, Financial Advisory, Loans, Retirement, Series 65, Asset Management, Mortgage Lending, Public Speaking, Small Business, FINRA, Fixed Income, 401k, Series 63, Uniform Combined State..., Series 24
Education
Purdue University 1981 — 1985
Bachelors, Financial Advising
Purdue University 1981 — 1985
Finance and Financial Management Services
Inwood - Manhattan Little League Baseball November 2013 - Present
New York Career Institute January 2008 - Present
CIBC Oppenheimer January 2001 - Present
Santoriella and Di Tomaso, LLC January 2010 - January 2011
Chelsea Recreation Center January 2008 - January 2008
UBS Warburg January 2006 - January 2007
AXA Advisors January 2005 - January 2006
PaineWebber/UBS January 2000 - January 2001
Skills
PowerPoint, Microsoft Word, Customer Service, Research, Microsoft Office, Editing, Microsoft Excel, Event Planning, Public Relations, Accounts Payable, Retirement Planning, Strategic Financial..., Software Documentation, Investments, Accounting, Financial Analysis, Strategic Planning, Mutual Funds, Data Entry, Public Speaking, Fundraising
Education
human preservation and development 2014 — 2014
certificate, property management
Lehman College
Bachelor's, Economics/Finance
Grace Institute
Business Administration and Management, General
New York Career Institute
AA, Legal Studies
HPD
GM Energy Consultants September 2009 - Present
Crown Hydro, LLC January 2008 - Present
LandAmerica Commonwealth November 2005 - October 2007
PaineWebber/UBS June 1988 - July 2000
Skills
Business Planning, Business Development, Strategic Planning, Sales, Renewable Energy, Photovoltaics, Executive Development, Direct Sales, Entrepreneurship, Leadership, Management Consulting, Start-ups, Contract Negotiation, New Business Development
Education
Concordia College
Bachelor of Arts (BA)
Bureau of Labor Statistics December 2013 - Present
Fashion Institute of Technology August 2013 - December 2013
City College of New York 2013 - 2013
St. Thomas Aquinas College September 2012 - December 2012
Federal Communications Commission June 2011 - August 2011
Morgan Joseph TriArtisan LLC December 2004 - August 2009
Rockland Economic Development Corp. June 2003 - September 2004
PaineWebber/UBS August 1998 - November 2000
US Navy 1994 - 1998
Education
The City College of New York 2010 — 2012
Master of Arts (MA), Economics
City University of New York 2001 — 2004
Economics
Harvard University 2001 — 2001
Economics
University of Pennsylvania 1994 — 1998
Bachelor of Arts (BA), Economics and History