Ryan Beck & Co.
Industry: Bank
DescriptionRyan Beck & Co. was an investment banking and brokerage firm based in New Jersey. Since its acquisition in 2007, the firm has operated as a subsidiary of Stifel Financial. Founded: 1947 Ceased operations: 2007 Founders: John J. Ryan, Roy G. Beck Headquarters: West Orange, NJ, Livingston, NJ
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Ryan Beck & Co. Employees
Green Hill Inc February 2015 - Present
Winchester Gardens September 2001 - April 2014
Brookhaven Health Care April 2001 - August 2001
First Occupational Center of New Jersey March 2001 - August 2001
Automatic Switch Company March 2000 - March 2001
Ryan Beck & Co. March 1999 - March 2000
Brookhaven Health Care August 1990 - January 1999
Skills
Employee Relations, Microsoft Office, PowerPoint, Microsoft Excel, Microsoft Word, Customer Service, Team Building, Outlook, Teamwork, Benefits Administration, Employee Engagement, Employee Benefits, Open Enrollment, LOA, I-9 Compliance, Americans with..., Civil Rights Law, Hiring Practices, New Hire Orientations, Training, Office Operations, Data Administration, E-Learning, E-Verify, Communication Skills, Self-driven, Healthcare, Marketing, Community Outreach, Interviews, Payroll, Human Resources, HRIS, Strategic Planning, Leadership, Personnel Management, Leadership Development
Education
Fairleigh Dickinson University 2008 — 2008
Certificate, Human Resources Management/Personnel Administration, General
North Carolina Central University 1979 — 1983
BA, Business
Raymond James & Associates March 2007 - Present
Wachovia Securities April 1995 - March 2007
Smith Barney January 1991 - April 1995
Ryan Beck & Co. July 1983 - January 1991
Education
College for Financial Planning
Investments, Insurance, Retirement, Income Tax and Estate Planning
National Securities February 2010 - Present
Wells Fargo Advisors June 2006 - February 2010
Ryan Beck & Co. April 2002 - June 2006
Gruntal & Co., Inc. June 1997 - April 2002
Oppenheimer & Co. February 1991 - June 1997
Skills
Series 63, Investments, Portfolio Management, Retirement Planning, Asset Allocation, Fixed Income, Equities, Mutual Funds, Series 7, Wealth Management, Investment Advisory, Asset Management, Securities, Alternative Investments, Real Estate Income..., Private Equity, FINRA, Mergers & Acquisitions, Risk Management, Coaching
Education
City University of New York-Baruch College 1986 — 1991
Bachelor of Business Administration (BBA), Finance and Economics Major
Xaverian High School 1982 — 1986
Partners Pharmacy December 2013 - Present
Trillium Trading, LLC July 2007 - August 2012
Ryan Beck & Co. January 1995 - June 2007
Skills
Typing, Computer/Technical..., Microsoft Suites, Microsoft Computerized..., Organizational..., Executive Level..., Human Resources, CRD, FINRA, Notary Public, Securities, Trading, Investments, Compliance, Broker-Dealer, Equity Trading, Proprietary Trading, Series 24, Series 7, Capital Markets, ETFs, Hedge Funds, Options, Bonds, Trading Systems, Equities, Mutual Funds, Financial Services, Microsoft Excel, Customer Service, Microsoft Office
Education
City University of New York City College 1975 — 1978
B.A., Sociology
Interboro Institute 1973 — 1975
Associate's degree, Legal Occupational Studies
Empire Wealth Strategies July 2014 - Present
Penn Mutual December 2009 - July 2014
Make It Happen! May 2009 - January 2010
Global Association of Risk Professionals April 2007 - March 2009
Ryan Beck & Co. May 2006 - April 2007
AXA Financial September 2001 - September 2005
AXA July 1995 - September 2001
AXA Financial July 1986 - July 1995
Skills
Marketing, Management, Leadership, Marketing Communications, Business Development, Integrated Marketing, Marketing Strategy, Strategic Planning, Strategy, Business Strategy, Program Management, Business Planning, Executive Management, Product Marketing, Leadership Development, Team Building, Public Speaking, Creative Marketing..., Relationship Marketing, Coaching
Education
Pace University - Lubin School of Business 1993 — 1998
MBA, Strategic Management
Providence College 1982 — 1986
BA, History
Northwestern University - Kellogg School of Management
Executive Program
Wharton School of Business
Executive Program
Trilogy Financial Services October 2013 - Present
LPL Financial May 2013 - August 2013
Wedbush Securities November 2006 - May 2013
Ryan Beck & Co. 2005 - 2006
Morgan Stanley 1983 - 2004
Skills
Accounting, Portfolio Management, Wealth Management, Strategic Financial..., Private Equity, New Business Development, Financial Reporting, Investments, Tax, Financial Modeling, Asset Management, Financial Analysis, Estate Planning, Due Diligence, Finance, Financial Planning
Education
Baruch College 1978 — 1980
Bachelor of Business Administration (B.B.A.)
Tandem HR September 2014 - Present
InterCall January 2013 - August 2014
Westinghouse Electric Company September 2010 - September 2012
FIRST Insurance Funding Corp December 2009 - September 2010
The Claim Company September 2009 - December 2009
MB Financial Bank May 2007 - August 2007
Ryan Beck & Co. May 2006 - August 2006
Vector Marketing Corporation June 2004 - September 2004
Skills
Microsoft Excel, Microsoft Word, Mathematics, Outstanding..., Golf, SAP, Sales, Strategic Financial..., Contract Negotiation, Risk Management, New Business Development, Human Resources, Sales Operations, Finance, Account Management, Sales Process, Management, Business Development, Leadership, Customer Service
Education
Indiana University Bloomington 2005 — 2008
Bachelor's degree, Public Finance
Stevenson High School
ABN AMRO Bank N.V. June 2011 - Present
BNP Paribas September 2009 - June 2011
Fortis (BNP Paribas Fortis) October 2007 - September 2009
Bank of America February 2006 - October 2007
Ryan Beck & Co. November 2004 - February 2006
Skills
Fixed Income, Derivatives, Capital Markets, Finance, Investment Banking, Equities, Commodity, Credit Risk, Structured Finance, Bloomberg, Financial Markets, Corporate Finance
Education
Boston University 2000 — 2004
Bachelor of Science in Business Administration, Finance
Boston University Questrom School of Business 2000 — 2004
BSBA, Finance
Beacon Roofing Supply May 2013 - Present
Habasit August 2008 - April 2013
Scientific Games Corporation June 2006 - May 2008
The Deal 2004 - 2006
Fidelis Care NY August 2003 - June 2004
Ryan Beck & Co. April 2002 - August 2003
Gruntal & Co. 1999 - 2002
Internal Revenue Service December 1998 - May 1999
Skills
Employee Benefits, 401k, HRIS, Employee Relations, Safety Management, Talent Management, Talent Acquisition, Collective Bargaining, Mergers, Acquisition Analysis, OSHA training, Workers Compensation, Compensation, Policy Analysis, Continuous Improvement, Promotions, Cost Reduction, Sucession Planning, Strategic Analysis, Project Facilitation, EEOC, Fleet Management, Contract Negotiations, Deferred Compensation, Succession Planning, Contract Negotiation, Project Management, Analysis, Safety Management..., Human Resources, Key Performance..., Change Management, Onboarding, Business Partner Support, ADP Payroll, Applicant Tracking..., Benefits Administration, Budgets, Business Valuation, Compensation, Employee Engagement, Employee Handbooks, Employee Wellness, Employment Law, FMLA, Job Descriptions, Labor Relations, Leadership, Management, Mergers
Education
Pace University - Lubin School of Business 2001 — 2005
MBA, Information Systems
Pace University - Lubin School of Business 2001 — 2005
MBA, Finance
State University of New York College at Buffalo 1995 — 1999
BS, Business
Blind Brook High School 1991 — 1995
HS, ALL
RenCap Securities, Inc. April 2010 - Present
Renaissance Capital, London December 2012 - Present
Renaissance Capital November 2012 - April 2013
RenCap Securities Inc November 2008 - April 2010
Investec Securities US LLC August 2008 - November 2008
Investec USA Holdings Corp. May 2007 - November 2008
Ryan Beck & Co. August 2000 - April 2007
Neuberger Berman September 1991 - October 1999
Skills
Series 7, Series 24, Equities, Securities, Investment Banking
Education
Fordham Gabelli School of Business 1995 — 1999
MBA, Finance
University of Scranton 1987 — 1990
Bachelor of Science, Accounting
RCM Professional Dog Training July 2014 - Present
Morgan Stanley June 2008 - July 2014
Stifel Nicolaus January 2006 - June 2008
Ryan Beck & Co. January 2003 - January 2006
Gruntal & Co. January 2000 - January 2003
Education
Dominican College of Blauvelt 2007 — 2011
BS, Accounting
Rockland Community College 2002 — 2006
AAS, Occupational Therapy
Fairleigh Dickinson University
CERTIFIED FINANCIAL PLANNER
Aeropostale March 2008 - Present
Ryan Beck & Co. May 2002 - March 2008
Gruntal & Co. January 1999 - April 2002
RLM Group, LLC February 1997 - December 1998
Amper, Politziner & Mattia October 1996 - January 1997
Micro Central, Inc. July 1995 - September 1996
Fountain Technologies January 1993 - June 1995
Skills
C#, .NET, C++, SQL, UML, Windows, T-SQL, XNA, SQL Server, XML, Visual Studio, ASP.NET, Game Programming, ADO.NET, Web Services, Assembly, Eclipse, OOP, Object Oriented Design, WinForms, 6502 Assembly Language, DirectX, Allegro, SDL, Microsoft SQL Server
Education
Rutgers University-New Brunswick 1991 — 1993
Computer Science
AlixPartners January 2015 - Present
ACN February 2011 - Present
Education Dynamics March 2008 - January 2014
Ryan Beck & Co. 2002 - 2008
Skills
Microsoft SQL Server, Online Advertising, SEO, SQL, SharePoint, HTML, SDLC, Web Analytics, Agile Methodologies, JavaScript, jQuery, XML, E-commerce, Web Development, AJAX, Management, Social Media Marketing
Education
Saint Peter's University 1998 — 2002
Treiberg Wealth Management September 2008 - Present
Capital One March 2004 - July 2008
Ryan Beck & Co. June 1993 - March 2004
Skills
Process Improvement, Investments, Financial Services, Vendor Management, Risk Management, Strategic Financial..., Banking, Insurance, Business Analysis, Relationship Management, Portfolio Management, Customer Service, Microsoft Word
Education
Nassau Community College
HJ Sims 2013 - Present
Duncan-Williams, Inc. January 2010 - September 2011
Rutgers Business School May 2009 - September 2009
Stifel Nicolaus March 2007 - February 2009
Ryan Beck & Co. October 2003 - February 2007
Ryan Beck & Co. January 1997 - February 2007
Ryan Beck & Co. January 1996 - February 2007
Ryan Beck & Co. March 1993 - February 2007
Ryan Beck & Co. 1995 - 2003
Sherwood Securities 1991 - 1993
Skills
Capital Markets, Trading, Financial Markets, New Business Development, Securities, Executive Management, Business Development, Investments, Portfolio Management, Equities, Series 7, Investor Relations, Series 63, Fixed Income, Alternative Investments, Asset Management, Bloomberg, Hedge Funds, Mutual Funds, Bonds, Investment Banking
Education
Rutgers Graduate Shool of Management
MBA, Finance/Management 1991
Rutgers, The State University of New Jersey-New Brunswick 1982 — 1986
BA, Economics @ Rutgers College
XML Financial Group August 2009 - Present
Montgomery County Chamber of Commerce 2013 - Present
TJ-JL Foundation, Inc. January 2010 - Present
American Diabetes Association March 2010 - Present
The C.L.A.Y. Foundation November 2012 - Present
JUST TRYAN IT January 2011 - November 2012
Stifel Nicolaus January 2007 - October 2009
Ryan Beck & Co. September 2005 - October 2009
Wachovia Securities Financial Network March 2000 - October 2005
Skills
Retirement Planning, Wealth Management, Investments, Strategic Financial..., Mutual Funds, Finance, Fundraising, Estate Planning, Public Speaking, New Business Development, Strategic Planning, Small Business, Financial Services, Leadership, Portfolio Management, Philanthropy, Non-profits, Insurance, Nonprofits, Executive Management, IRAs, Life Insurance, Financial Modeling, 401k, Series 7, Financial Analysis, Program Management, Retirement, Strategy, Equities, Financial Planning, Asset Managment, Investment Advisory, Asset Allocation, Employee Benefits, Investment Strategies, Asset Management, Business Planning, Financial Planners, Securities, Risk Management, Financial Advisory, Series 63, Wealth, Uniform Combined State..., Alternative Investments, Long-term Care, Investment Management, Disability Insurance
Education
East Carolina University 1990 — 1993
Walter Johnson High School 1985 — 1989
Nedrow Outdoors March 2008 - Present
Outdoor Connection January 2011 - November 2012
Gander Mountian June 2010 - December 2011
Cottonwood Outfitters August 2008 - December 2008
Sanders Morris Harris May 2006 - March 2008
Ryan Beck & Co. November 2003 - April 2006
Kaufman Bros. June 2001 - November 2003
Deutsche Bank October 1990 - May 2001
C.J. Lawrence Morgan Grenfell Tokyo, Japan May 1988 - October 1990
C.J. Lawrence Inc, NY, NY November 1983 - May 1988
Skills
Investments, Equities, Hedge Funds, Investment Banking, Asset Managment, outfitting and guiding, Outdoor Adventures, Hunting, fishing, Backpacking, Survival Training, Coaching, Asset Management, Fishing, Strategic Planning, Capital Markets, Management, Mutual Funds, Investment Management, Executive Management, Marketing, Financial Services, Trading, Small Business, Banking, Advertising, Marketing Strategy, Public Relations, Sales, Social Media, Social Media Marketing
Education
Emory University - Goizueta Business School 1978 — 1980
MBA, Finance & accounting
University of Pittsburgh 1973 — 1978
BA, Economics/Political Sciences- Major; Philosophy - Minor.
Ringgold High School 1970 — 1973
Academic
Citi January 2013 - Present
Citigroup March 2011 - December 2012
Citigroup November 2009 - March 2011
Citigroup Global Markets Inc July 2006 - October 2009
Brighthouse LLC February 2006 - May 2006
Ryan Beck & Co. May 2005 - August 2005
Skills
Investment Banking, Capital Markets, Financial Modeling, Bloomberg, Equities, Corporate Finance, Private Equity, High Yield, Hedge Funds, Alternative Investments, Financial Analysis, Series 7, LBO, Investments, Energy, Leveraged Finance, Leveraged Lending
Education
Emory University 2002 — 2006
Bachelor of Business Administration (BBA), Finance, General
Emory University - Goizueta Business School 2002 — 2006
BBA, Finance and Marketing
Dwolla December 2013 - Present
Electronic Arts October 2012 - August 2013
Epocrates February 2011 - October 2012
Sloat Design Group October 2010 - October 2010
Alite Designs June 2010 - September 2010
Timbuk2 August 2008 - June 2010
Cerebellum Corporation July 2009 - February 2010
Off Base Productions February 2009 - May 2009
Ryan Beck & Co. September 2004 - March 2006
Skills
Social Media, Blogging, Copywriting, Copy Editing, Proofreading, Editing, Social Media Marketing, Newsletters, Marketing, Press Releases, Content Management, Event Planning, Email Marketing
Education
California College of the Arts 2007 — 2009
MFA, Writing
Northwestern University 2000 — 2004
BA, English
BNY Mellon August 2014 - Present
Pershing, a BNY Mellon company October 2009 - August 2014
Stifel Nicolaus & Co February 2007 - August 2009
Ryan Beck & Co. September 2002 - February 2007
Gruntal & Co, LLC April 1987 - September 2002
Gruntal & Co 1987 - 1996
Skills
Bloomberg, Oasys, Securities, Equities, Fixed Income, Series 7, Asset Managment, Mutual Funds, Options, Capital Markets, Trading, Investments, Series 63, Asset Allocation, Series 24, Hedge Funds, Investment Advisory, Financial Advisory, FINRA, Asset Management, Finance, Wealth Management, Retirement Planning, Settlement, Equity Trading, ETFs, Derivatives, Bonds, Electronic Trading, Back Office, Alternative Investments, Middle Office, Trading Systems, Prime Brokerage, Securities Lending, Financial Services, Corporate Actions, Bloomberg Terminal, Financial Markets, AML, Investment Management, Stocks, Relationship Management
Education
School of Visual Arts 1978 — 1982
BFA, ILLUSTRATION MAJOR
Edward R Murrow HS, Brooklyn N.Y 1975 — 1978
HS Diploma, Fine Arts Major
Electronic Payments Industry December 2012 - Present
Asset Management March 2013 - May 2014
Araman & Associates December 2010 - March 2013
Mehta Partners February 2010 - December 2010
breakingviews June 2007 - December 2009
Morgan Stanley & Co January 2006 - May 2007
Ryan Beck & Co. June 1997 - December 2006
Oppenheimer & Co January 1994 - June 1997
Skills
Sales, New Business Development, Sales Pipeline..., Sales Management, Institutional Research..., Equity Research, Listening Skills, Cold Calling, Sales Presentations, Developing Client..., Executive Level Selling, Asset Gathering, Client Service, Investor Relations, Wealth Management, Financial Markets, Financial Advisory, Investment Advisory, Investment Products, Equities, Equity Derivatives, Options, Fixed Income, Mutual Funds, Hedge Funds, Alternative Investments, Series 63, Series 7, Asset Management, Asset Allocation, Portfolio Management, Trading Strategies, Retirement Plans, Strategic Communications, Sales Tools Development, Business Strategy, Start-ups, Venture Capital, Emerging Markets, Sell Side, Contract Negotiation, Contract Management, Microsoft Office, CRM software, Bloomberg, Thomson One, Client Development, Client Acquisition, Client Retention, Solution Selling
Education
New York University 1989 — 1991
Psychology & English
Boston University 1987 — 1989
Psychology & English
Northern Valley Regional H.S. at Old Tappan, NJ 1983 — 1987
G.C. Andersen Partners LLC April 2004 - Present
Ryan Beck & Co. February 2002 - April 2004
Prudential Financial May 2000 - August 2001
Janney Montgomery Scott April 1998 - May 2000
Arthur Andersen 1993 - 1996
Skills
Capital Raising, Investment Banking, Middle Market, Corporate Finance, Valuation, Private Equity, Venture Capital, Due Diligence, Capital Markets, Mergers & Acquisitions, M&A experience, Private Placements, Corporate Development
Education
Connecticut College 1989 — 1993
Bachelor of Science (BS), Economics
London School of Economics and Political Science 1990 — 1990
East greenwich
East greenwich
East greenwich
TIAA-CREF September 2015 - Present
Scottrade February 2014 - September 2015
Vanguard August 2013 - February 2014
Vanguard September 2012 - August 2013
Affinity Trading Institute ( Legend Securities) December 2009 - August 2012
Johnson & Johnson March 2006 - June 2009
RYAN BECK & CO. November 2000 - September 2005
Skills
Technical Analysis, Financial Analysis, Risk Management, Microsoft Office, Salesforce.com, Web Conferences, Presentations, Back Office, Financial Advisory, Foreign Exchange..., Chartered Financial..., Negotiation, Portfolio Management, Trading, Series 7, Options, Fixed Income, Investments
Education
Bloomsburg University of Pennsylvania 1993 — 1997
BSBA, Marketing
Insperity September 2011 - October 2012
AlphaStaff, Inc. April 2007 - March 2010
AlphaStaff, Inc. February 2005 - April 2007
Ryan Beck & Co. December 2003 - February 2005
TIFFANY & CO June 1999 - December 2003
TIFFANY & CO July 1998 - June 1999
Education
Fairleigh Dickinson University 1995 — 1998
MBA, Human Resources
Brenau University 1993 — 1995
BS, Business and Mass Media Communications
Gainesville State College 1991 — 1993
AA, Marketing Education
MFS Investment Management March 2006 - Present
Morgan Stanley April 2004 - March 2006
Ryan Beck & Co. May 2000 - March 2004
Ryan Beck & Co. May 2000 - March 2004
Retirement System Group Inc. May 1992 - May 2000
Skills
Investments, Mutual Funds, Asset Management, Investment Management, Retirement Planning, Series 7, 401k, Series 63, Asset Allocation, Retirement, Alternative Investments, Product Management, Financial Advisory, Consulting, Wealth Management
Education
Mercy College
BS, Marketing Management
Greater Boca Raton Chamber of Commerce November 2011 - Present
Bell Rock Capital April 2007 - Present
Junior League of Boca Raton August 2002 - Present
Junior League of Boca Raton Endowment Fund June 2009 - May 2014
Ryan Beck & Co. May 2003 - March 2007
Ryan Beck & Co. May 2003 - March 2007
Putnam Lovell NBF March 2000 - February 2003
Salomon Smith Barney April 1997 - June 1999
CS First Boston 1992 - 1995
Janney Montgomery Scott 1992 - 1993
Skills
Financial Modeling, Investments, Valuation, Asset Managment, Equities, Mergers, Investment Banking, Capital Markets, Portfolio Management, Financial Regulation, Buy-side, Equity Research, Non-profits, Hedge Funds, Executive Management, Strategic Financial..., Mutual Funds, Budgets, Insurance, Nonprofits, Mergers & Acquisitions, Management, Banking, Series 7, Securities, Alternative Investments, Strategic Planning, Leadership, Options, Asset Management, Financial Services, Investment Strategies, Fixed Income, Investment Advisory, Asset Allocation, Series 63, Bonds, Private Equity, Trading, Analysis, Financial Analysis, Investment Management, Wealth Management, FINRA, Wealth Management..., Financial Markets, Financial Advisory, Finance, Bloomberg, Investor Relations
Education
Cedar Crest College 1984 — 1988
BS, Finance, economics
Cedar Crest College 1984 — 1988
Bachelor of Science, Finance & Economics
Morgan Stanley Wealth Management January 2007 - Present
Ryan Beck & Co. February 1999 - December 2006
Tradition April 1989 - February 1999
Bierbaum Martin 1984 - 1988
Bierbaum Martin 1984 - 1988
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, English, Windows, Outlook, Financial Analysis, PowerPoint, Insurance
Education
Skidmore College 1976 — 1980
Bachelor of Arts (B.A.), History
McBurney School 1972 — 1976
High School Diploma
Wilfong Tax Services January 2007 - Present
Ryan Beck & Co. August 2005 - January 2007
Morgan Stanley 1991 - 2005
Quantum Marketing International 1989 - 1991
UCH Venture Capital April 1984 - September 1989
Canteen Service Co. January 1975 - 1979
Marriott International September 1972 - January 1975
Skills
Trust Services, Finance, Income Tax, Retirement, Series 7, Portfolio Management, Retirement Planning, Investments, Financial Planning, Small Business, Tax Returns, Tax Preparation, Asset Management, Financial Analysis, Management, Mutual Funds, Wealth Management, Financial Services, Alternative Investments, Strategic Planning, Securities, Financial Modeling, Financial Advisory
Education
Philadelphia University 1968 — 1974
BS, MBA, Finance & Accounting
Doral Financial Corporation 2013 - Present
Nomura Securities 2011 - 2013
J.P. Morgan 2004 - 2010
Ryan Beck & Co. 2002 - 2004
KBW 1997 - 2002
Chase Bank 1996 - 1997
Chase Bank 1995 - 1996
Skills
Investment Banking, Capital Markets, Financial Analysis, Strategic Thinking, Business Strategy, Expert Advisor, Presenter, Mentoring, People Development, Team Leadership
Education
Fordham University 1992 — 1996
BS, Accounting
Bergen Catholic High Scool 1988 — 1992
Focus Partners, LLC August 2006 - Present
Ryan Beck & Co. 2004 - 2006
Prudential/Wachovia Securities July 1996 - March 2004
Skills
Coaching, Strategy, Team Building, Business Planning, Management, Investment Strategies, Strategic Planning, Retirement Planning, Financial Services, Leadership, New Business Development, Financial Markets, Mergers & Acquisitions, Hedge Funds, Investment Management, Small Business, Entrepreneurship, Management Consulting, CRM, Marketing Strategy, Wealth Management..., Estate Planning, Bonds, Fixed Income, Finance, Series 65, Options
Education
Strategic Coach 2012 — 2013
New York University 2006 — 2007
Certified Coach, Organizational and Executive Coaching
Ithaca College 1989 — 1993
B.S., Finance
Wherever I Happen To Be September 2014 - Present
Stifel Financial Corp. May 2012 - September 2014
Morgan Keegan February 2007 - April 2012
Ryan Beck & Co. February 2005 - February 2007
Advest, Inc. June 1996 - February 2005
First Albany Capital June 1989 - May 1996
Drexel Burnham Lambert September 1983 - April 1988
Skills
Scoring Baseball Games
Education
Yale University 1976 — 1980
BA, Applied Mathematics
Rensselaer Polytechnic Institute 1988 — 1990
MBA, Finance
Marsh & McLennan Companies, Inc. March 2012 - Present
Personal ID Solutions, LLC 2009 - March 2012
Smith Barney March 2001 - March 2009
JBHanauer & Co June 1996 - March 2001
Ryan Beck & Co. January 1993 - December 1997
Skills
Risk Management, Insurance, Leadership, Financial Risk, Strategic Planning, Portfolio Management, Investments, Strategy, Property & Casualty..., Sales, Management, Underwriting, Business Development, Marketing, Financial Planning, Relationship Management, Finance, Commercial Insurance, Brokers, Financial Services, Business Strategy, CRM, Start-ups, Strategic Partnerships
Education
New York University 1985 — 1989
BA, Economics
Cushman & Wakefield July 2010 - Present
Sitar Company April 2007 - July 2010
Ryan Beck & Co. January 2002 - March 2007
CIBC World Markets January 2000 - September 2001
Jefferies & Company June 1994 - October 1999
SunTrust Robinson Humphrey 1985 - 1994
Skills
Brokerage, Real Estate, Commercial Real Estate, Leases, Sellers
Education
Delbarton School
Montclair State University
BA
University of Richmond
Formaspace Technical Furniture July 2011 - October 2013
Austin Christian Fellowship August 2007 - July 2011
Dell May 2000 - April 2007
Dell March 2003 - June 2004
Dell August 1999 - April 2000
Dell September 1995 - July 1999
Dell February 1993 - August 1995
Dell October 1990 - January 1993
The Bank Advisory Group January 1990 - September 1990
Ryan Beck & Co. August 1988 - December 1989
Skills
Channel Partners, Selling, Sales Management, Strategy, Program Management, Customer Retention, Management, Sales, Budgets, Go-to-market Strategy, Solution Selling, Salesforce.com, Cross-functional Team..., Training, Mergers & Acquisitions, Team Building, Human Resources, Finance, Segmentation, P&L Management, Inventory Management, SaaS, Inside Sales, Change Management, Direct Sales, Account Management, Partner Management, Time Management, CRM, Lead Generation, Product Marketing, Strategic Partnerships, Forecasting, Business Strategy, Leadership, Business Planning
Education
Baylor University - MBA 1987 — 1988
Master of Business Administration, Finance, Marketing
Baylor University - Hankamer School of Business 1982 — 1986
Bachelor of Business Administration, Finance and Marketing
The Provident Bank August 2014 - Present
MAGYAR BANK 2010 - 2014
Bell Rock Capital 2008 - 2010
Morgan Stanley Smith Barney 2003 - 2008
Bank of New York Mellon 1999 - 2003
Ryan Beck & Co. 1996 - 1999
KPMG Audit 1992 - 1995
Skills
Portfolio Management, Banking, Finance, Loans, Financial Markets, Equities, Strategic Financial..., Insurance, Credit, Risk Management, Policy, Derivatives, Business Development, Business Strategy, Training, Auditing, Project Planning, Funding, Retirement, Investment Strategies, Financial Advisory, Series 7, Commercial Lending, Trading, Commercial Banking, Hedging, SEC filings, New Business Development, Management
Education
Columbia University in the City of New York 1996 — 1996
St Peters University
MBA
Manhattan College
BS
State of NJ Department of Children and Families/Division of Child Protection and Permanency October 2004 - Present
State of NJ Division of Consumer Affairs May 2003 - October 2004
Spherion Corporation June 2001 - April 2003
Ryan Beck & Co. September 1998 - October 2000
Horia Schwartz, M.D. September 1993 - October 1998
Design & Construction February 1989 - June 1993
Skills
Creative Writing, English, Sales, Customer Service, Microsoft Office, Microsoft Word, Research, Outlook, Notary Public
Education
Rutgers University-New Brunswick 1982 — 1988
Bachelor of Arts (BA), English
Janney Montgomery Scott LLC February 2015 - Present
Oppenheimer & Co. Inc. July 2008 - February 2015
Stifel Financial Corp. April 2007 - July 2008
Ryan Beck & Co. July 2004 - April 2007
Skills
Finance, Investments, Series 7, Wealth Management, Retirement Planning, Asset Allocation, Securities, Portfolio Management, Mutual Funds, Financial Planning, Retirement
Education
City University of New York-Hunter College
Curtis High School
Custom Computer Specialists April 2014 - Present
ipcom September 2013 - Present
Viacom February 2008 - April 2014
Patient Care January 2007 - December 2007
Ryan Beck & Co. December 2003 - December 2006
Skills
Cisco Technologies, VoIP, Switches, Networking, Cisco VoIP, Software Installation, SIP, Active Directory, DHCP, Cisco Telepresence, Hardware, Windows, Cisco Certified, Unified Communications, Telephony, Cisco UCS, Session Border..., Voice Solutions, Telecom Network Design, Unity Connection, Cisco Routers, Cisco Call Manager, Troubleshooting, Routers, Security, Catalyst Switches, VMware, Virtualization, VPN, Network Engineering, Firewalls, Telecommunications
Education
NetCom Learning 2001 — 2003
Network, Security and System Administration/Administrator
Montclair State University 1993 — 1996
MetLife November 2014 - Present
Morgan Stanley July 2011 - November 2014
Morgan Stanley March 2007 - July 2011
Ryan Beck & Co. April 2004 - March 2007
AXA Equitable August 2000 - April 2004
New York Life Insurance Company December 1999 - July 2000
Dreyfus July 1998 - November 1999
Skills
Mutual Funds, Series 7, Series 63, Retirement Planning, Series 6, Wealth Management, Annuities, Sales Management, Team Building, Coaching, Retirement Income..., Public Speaking, Series 26
Education
University of Massachusetts, Amherst 1994 — 1998
Skubana 2014 - Present
General Assembly June 2013 - Present
Crucial Vacuum September 2009 - Present
FBR September 2007 - February 2009
Thomas Weisel Partners LLC. December 2006 - September 2007
Ryan Beck & Co. June 2006 - September 2006
Skills
E-commerce, Multi-channel Marketing, Cross-Channel, Equity Research, Financial Modeling, Strategy, Analysis, Financial Analysis, Finance, Private Equity, Integrated Marketing, Valuation, Pricing, Economics, Retail, Equities, Due Diligence, Financial Services, Start-ups, Investments, Banking, Strategic Partnerships, Analytics, Hedge Funds, Sales, Competitive Analysis, Entrepreneurship, Venture Capital, Mergers & Acquisitions, Bloomberg, Market Research, Process Automation, Public Speaking
Education
Isenberg School of Management, UMass Amherst 2003 — 2006
B.B.A, Finance
University of Massachusetts, Amherst 2003 — 2006
BBA, Finance
Maheraw & Associates July 2014 - Present
South University 2011 - 2014
EDSI 2006 - 2011
Ryan Beck & Co. 2006 - 2006
Rogers & Rogers, Esq 2001 - 2005
Skills
Public Speaking, Wellness, Team Building, Healthcare, Customer Service, Coaching, Marketing Strategy, New Business Development, Fitness, Marketing, Nutrition, Social Media, Entrepreneurship, Sales Management, Event Planning, Small Business, Sales, Retail, Beauty Industry, Skin Care, Business incentive..., Referrals, Leadership Development, Social Networking, Leadership, Management, Training
Education
South University 2012 — 2013
Master's degree, Leadership, 4.0
University of Pittsburgh 2002 — 2005
Bachelor's degree, Legal Studies, General, Magna Cum Laude
Community College of Allegheny County 2001 — 2002
Paralegal Certificate, Paralegal, 4.0
Indiana University of Pennsylvania 1994 — 1997
Accounting and Finance
Sentinel Investments September 2007 - June 2012
Ryan Beck & Co. August 2003 - September 2007
GE Asset management June 2001 - July 2003
Morgan Stanley Dean Witter Advisors December 1996 - June 2001
Oppenheimer Capital November 1990 - December 1996
SEI Corporation August 1989 - November 1990
Sumitomo Bank of New York Trust Company March 1988 - August 1989
Skills
Financial Services, Consultative Sales..., Investment Sales, Relationship Management, Investments, Investment Strategies, Investment Research, Due Diligence, Competitive Analysis, Sales Presentation..., Peer Mentoring, Institutional Sales, Institutional..., New Business Development, Portfolio Management, Asset Allocation, Asset Management, Mutual Funds, Separately Managed..., Equities, Fixed Income, ETFs, Strategy, Finance, Securities, FINRA, 401k, Series 6, Series 7, Series 63, Series 65, Six Sigma, Certified Green Belt, Certified Investment..., Morningstar Direct, Bloomberg
Education
The University of Connecticut 1983 — 1987
BA, Economics
Staples High School 1981 — 1983
DK Investments April 2011 - Present
Stifel Financial Corp. (previously Ryan Beck & Co.) May 2006 - April 2011
Ryan Beck & Co. October 2002 - May 2006
Ryan Beck & Co. September 1995 - October 2002
Paine Webber October 1992 - September 1995
Skills
Securities, Asset Managment, Investments, Portfolio Management, Alternative Investments, Hedge Funds, Equities, Series 7, Capital Markets, Investment Banking, Financial Analysis, Mutual Funds
Education
Fairleigh Dickinson University 1990 — 1994
Bachelor of Science, Business Finance
Keller Williams Real Estate January 2013 - Present
Jesup & Lamont 2005 - 2008
Ryan Beck & Co. 2001 - 2003
Southeast Research Partners 1992 - 2001
Furman Selz & Co. 1986 - 1989
EF Hutton 1980 - 1986
Skills
Investment Properties, Real Estate, Short Sales, Management, First Time Home Buyers, Condos, Investors, Investments, REO, Real Estate Transactions, Negotiation, Asset Management, Strategic Planning, Single Family Homes, Selling, Contract Negotiation, Sales, Marketing
Education
Georgetown University 1975 — 1979
Bachelor of Science (BS), Marketing
Canterbury School 1972 — 1975
holy cross
Schrader Wealth Management Group April 2009 - Present
Western International Securities March 2009 - Present
Charitable Concepts LLC March 2010 - October 2011
Merrill Lynch November 2005 - March 2009
Ryan Beck & Co. May 1998 - November 2005
Sodexo May 1996 - May 1998
Marriott International October 1989 - May 1996
El Torito Restaurant November 1988 - September 1989
Moshulu Restaurant March 1987 - October 1988
21 West Restaurant and Piano Bar May 1986 - February 1987
Skills
Series 7, Financial Planning, Insurance, Investments, Retirement Planning, Securities, Wealth Management, Asset Allocation, Mutual Funds, Retirement, 401k, Equities, Asset Management, Portfolio Management, Financial Analysis, Investment Strategies, Alternative Investments, Annuities, IRA's, Series 63, IRAs, Financial Advisory, FINRA, Investment Advisory, Fixed Annuities
Education
Eastern University 1997 — 1998
Organizational Behavior, Finance
Wright State University 1979 — 1983
Economics, Political Science
Stifel Financial Corp. August 2015 - Present
Southpoint Capital April 2013 - July 2015
Davidson Kempner Capital Management November 2010 - April 2013
Bridgewater Associates, LP August 2007 - October 2010
Ryan Beck & Co. May 2005 - August 2006
Lubiner & Schmidt June 1999 - August 2004
Education
Georgetown University Law Center 2012 — 2015
LL.M with Distinction, Securities & Financial Regulation
Emory University School of Law 2004 — 2007
JD, Law
Rutgers, The State University of New Jersey-New Brunswick 2000 — 2003
BA, Political Science; Economics
Syracuse University 1999 — 2000
Accelerated Law
Bottom Line Consulting, LLC (BLC) June 2005 - Present
Garden State Council - SHRM 2006 - 2008
Ryan Beck & Co. February 2004 - June 2005
Staffing Management Association of NJ 2004 - 2005
HR/Staffing Consulting & Contracting positions 1995 - 2004
Raytheon/Ebasco Engineers & Constructors August 1986 - September 1994
Skills
Talent Management, Talent Acquisition, Onboarding, Performance Management, Project Staffing, Recruiting, Succession Planning, Employee Relations, Executive Search, Organizational..., Human Resources, Program Management, Technical Recruiting, Hiring, Personnel Management, Applicant Tracking..., Employer Branding, Sourcing, Deferred Compensation, Internet Recruiting, Interviews, Strategy, Leadership, Training, Management, SDLC, Negotiation, Career Counseling, Process Improvement, Executive Management, Business Planning, College Recruiting, Strategic Planning, Business Strategy, Employee Engagement, Contract Recruitment, Staffing Services, Operations Management, Search, Temporary Staffing, Screening Resumes, Benefits Negotiation, Professional..., Resume Writing, Social Networking, Permanent Placement, Screening, HR Consulting, Recruitment Advertising
Education
Rutgers University-New Brunswick
MBA certificate
Rutgers, The State University of New Jersey-Newark
BA, Life Science
KBW July 2012 - Present
KBW December 2005 - July 2012
Ryan Beck & Co. 2004 - 2005
Skills
Series 7, Bloomberg, Equities, Fixed Income, Securities, Trading, Capital Markets, Investment Banking, Series 63, Asset Managment, Valuation, Hedge Funds, Equity Trading, Electronic Trading, ETFs, Trading Systems, Bloomberg Terminal, Series 24, Sell Side, Market Making, Volatility, Venture Capital, Securitization, Trading Strategies, Alternative Investments, CFDs, Options, Global Macro, Event Driven, Charles River IMS, Market Data, FINRA, DTC, Statistical Arbitrage, Business Strategy, Program Trading, Execution Management..., Best Execution, Real Estate Economics, Equity Research, Settlement, Stocks
Education
Bucknell University 1999 — 2003
ardsley
SmartEquip July 2015 - Present
Successful Study Skills 4 Students June 2014 - Present
Northwestern Mutual May 2013 - June 2014
World Heath Networks October 2012 - April 2013
Health Media Network, LLC May 2012 - October 2012
Health Focus Media April 2011 - May 2012
TSN Group April 2009 - March 2011
TSN Group January 2007 - April 2009
Ryan Beck & Co. April 2003 - January 2007
Skills
Email Marketing, Integrated Marketing, Analytics, Social Media, Microsoft Office, Account Management, Data Analysis, Management, Project Management, Operations Management, Insurance, Digital Media, Marketing, Social Networking, SEC filings, Auditing, Financial Reporting, Salesforce.com, Lead Generation, QuickBase, SQL, Microsoft Access, Workflow Management, Operational Efficiency, ITIL, PMO, Executive Reporting, Advertising, Social Media Marketing, Marketing Strategy, Digital Marketing, Business Development, Strategic Planning, Access
Education
The University of Connecticut
Economics & Business Finance
Isgus America LLC June 2012 - Present
National Securities/ Brigantine Advisors July 2011 - February 2012
Jessup & Lamont October 2008 - June 2009
Ladenburg Thalmann February 2008 - September 2008
Punk, Ziegel & Company January 1998 - February 2008
Ryan Beck & Co. 1995 - 1998
Gruntal 1993 - 1995
SG Warburg 1990 - 1993
Drexel Burnham Lambert 1983 - 1990
Skills
Private Placements, Equities, Investment Banking, Financial Services, Trading, Banking, Series 7, Investments, Entrepreneurship, IPO, Venture Capital, Hedge Funds, Capital Markets, Start-ups, Finance, Institutional Sales, Valuation
Education
City University of New York City College
Ms.ED, Education
Temple University
Certificate in N-6 Education
University of Maryland College Park
BA, GVPT Soc. Educ.
other
other
Investors Capital March 2006 - Present
Ryan Beck & Co. March 2001 - March 2006
Skills
Series 7, Retirement Planning, Mutual Funds, Wealth Management, Retirement, Investments, Strategic Financial..., Investment Advisory, Series 63, Securities, Asset Allocation, Fixed Annuities, Financial Advisory, Portfolio Management, Investment Strategies, Estate Planning, Equities, Uniform Combined State..., IRAs, Alternative Investments, Series 65
Education
University of Michigan 1984 — 1988
Bachelor degree 1988
Stifel Financial Corp. July 2002 - Present
Stifel Financial Corp. 2002 - Present
Ryan Beck & Co. July 2002 - February 2007
UBS Financial Services 2000 - 2002
PaineWebber 1988 - 2002
Shearson Lehman/American Express December 1986 - July 1988
Skills
Securities Regulation, Mutual Funds, Series 7, Series 24, FINRA, Securities, KYC, Investment Advisory, AML, Securities Litigation, SEC, Corporate Governance, Hedge Funds, Arbitration, Capital Markets, Litigation, Financial Services, Due Diligence, Equities, Alternative Investments, Investments, Broker-Dealer, Equity Trading, Fixed Income, Corporate Law, Estate Planning, Series 63, Asset Management, Wealth Management..., Series 65, Investment Management, Structured Finance, Derivatives, OFAC, USA PATRIOT Act, ETFs, Investment Banking, Legal Compliance, Financial Markets, Private Placements, Asset Allocation, Private Equity, Uniform Combined State..., Financial Regulation, Wealth Management
Education
St. John's University School of Law 1975 — 1978
JD, Law
Alfa-Bank (Alforma Capital Markets) October 2004 - Present
Troika Dialog September 2002 - October 2004
Vencast Securities July 2001 - March 2002
Solid ISG Capital Markets July 2000 - July 2001
Trademine.com Securities March 2000 - July 2000
Ryan Beck & Co. May 1994 - January 2000
Lehman Brothers May 1988 - January 1994
Skills
Equities, Securities, Start-ups, Trading, Leadership
Education
Felician College 2008 — 2010
MBA
Lafayette College 1983 — 1987
BA, Economics
Macquarie Capital (USA) Inc. May 2010 - Present
Companion Investment Research August 2009 - May 2010
Sentinel Investments June 2004 - August 2005
Ryan Beck & Co. June 2001 - March 2004
Evanston Capital Advisors May 1999 - March 2000
Synergy Group August 1997 - March 1999
Skills
Equity Research, Equities, Private Equity, Investments, Mutual Funds, Securities, Research, Financial Modeling, Valuation, Investment Banking, Capital Markets, Hedge Funds, Corporate Finance, Emerging Markets, Bloomberg
Education
University of Pennsylvania - The Wharton School
MBA, Strategy, Innovation, Entrepreneurship, Responsible Investing, Nonprofit Leadership.
Morgan Stanley Smith Barney March 2010 - Present
Prudential April 2007 - February 2009
Ryan Beck & Co. 2006 - 2007
Morgan Stanley 2003 - 2006
Education
University at Albany, SUNY 1997 — 2001
Norges Bank Investment Management September 2011 - Present
Macquarie Group November 2009 - July 2011
Fox-Pitt, Kelton April 2007 - November 2009
Janney Montgomery Scott November 2004 - April 2007
FTN Midwest Securities March 2003 - November 2004
Ryan Beck & Co. November 2001 - February 2003
KPMG LLP 1994 - 1999
Skills
CFA, Banking, ALM, Alternative Investments, Asset Management, Bloomberg, Capital Markets, Chartered Financial..., DCF, Emerging Markets, Enterprise Risk..., Equities, Equity Research, Financial Modeling, Fixed Income, Funding, Hedge Funds, IPO, Investment Banking, Investments, Portfolio Management, Securities, Series 63, Series 7, Trading, Treasury Management, Valuation, Wealth Management...
Education
University of Southern California - Marshall School of Business 1999 — 2001
MBA
Seton Hall University 1990 — 1994
BS, Accounting
W.H. Mell Associates, Inc. March 2015 - Present
R. Seelaus & Co., Inc. September 2006 - February 2015
McConnell, Budd & Romano, Inc. July 2000 - September 2006
MBIA January 1992 - March 2000
Thomson BankWatch Inc. February 1990 - February 1992
Ryan Beck & Co. January 1987 - February 1990
Federal Reserve Bank of New York July 1979 - January 1987
Skills
Fixed Income, Bonds, Series 7, Equities, Investments, Municipal Bonds, Asset Managment, Bloomberg, Securities, Mutual Funds, Wealth Management, Credit, Trading, Banking, Retirement Planning, Asset Management, Financial Advisory, Investor Relations, Financial Services, Investment Advisory, Loans, Finance, Portfolio Management, Risk Management, Alternative Investments, Hedge Funds, Financial Markets, Asset Allocation, Series 63, Capital Markets
Education
Manhattan College 1975 — 1979
BS, Accounting
Cardinal Spellman High School 1971 — 1975
Sacred Heart Elementary School 1963 — 1971
Relative Value Partners March 2009 - Present
Bear Stearns/ JP Morgan October 2007 - December 2008
Stifel Nicolaus 2007 - 2007
Ryan Beck & Co. 2005 - 2007
Education
Northwestern University 2010 — 2012
Master of Science (MS)
American University 2000 — 2004
Bachelor of Science (BS), Business Administration and Management, General
American University - Kogod School of Business 2000 — 2004
BSBA, Business Administration and Management, General
WWPHS
Needham 2010 - 2011
MDRx Research 2008 - 2010
Ryan Beck & Co. 2005 - 2007
Banc of America Securities 2000 - 2005
Skills
New Business Development, Account Management, Sales Process, Direct Sales, Business Relationship..., Equity Sales, Marketing Communications, Institutional Clients, Institutional Investors, Customer Relations, Asset Management, Asset Allocation, Equities, Fixed Income, Hedge Funds, Institutional..., Investments, Management, Sales, Customer Service, Business Development, Trading, Alternative Investments
Education
Penn State University 1995 — 1999
Bachelor of Science, Business Marketing
Moore Capital Management August 2008 - Present
Ryan Beck & Co. May 2002 - August 2008
Gruntal & Co. August 1998 - May 2002
Investment Management Services August 1997 - August 1998
Skills
Active Directory, VMware, Windows Server, Citrix, Microsoft Exchange, Data Center, Servers, Integration, Enterprise Architecture, Technical Support, Infrastructure, Management, Hedge Funds, Disaster Recovery, Virtualization, Windows, IIS, WAN
Education
Pace University 1992 — 1996
Bachelor's, Management Information Systems
Burnham Securities Inc. June 2014 - Present
LR Global June 2011 - May 2014
G.C. Andersen Partners LLC 2005 - 2011
Ryan Beck & Co. 2000 - 2005
Josephthal & Co. 1996 - 2000
Prudential Securities 1990 - 1996
Skills
Private Equity, Small Business Lending, Hedge Funds, Autism Spectrum..., Venture Capital, Corporate Finance, Fundraising, Mergers, Business Valuation, Mergers & Acquisitions, Private Placements, Equities, Restructuring, Investment Banking, Due Diligence, Financial Modeling, Valuation, Negotiation, Asset Management, Portfolio Management, Investments, Executive Management, Emerging Markets, Investor Relations, Start-ups, Investment Strategies, Corporate Development, Financial Services, Financial Analysis, Finance, Securities, Complex Restructurings, Legal and Compliance, Capital Raising, Corporate Governance, New Product Development, Initial Public Offerings, Fixed Income, IPO, Investment Management, Strategy, Trading
Education
Columbia University School of Law
J.D., Law
Columbia University in the City of New York
B.A., Economics
FSI Group, LLC. March 2007 - Present
Ryan Beck & Co. April 2003 - February 2007
Putnam Lovell NBF Securities April 2002 - February 2003
Sterling Financial Investment Group, Inc. June 1999 - April 2002
Advest, Inc. April 1995 - March 1999
Merrill Lynch & Co., Inc. August 1992 - 1994
HSBC Americas (formerly Marine Midland Bank) August 1987 - 1990
Skills
Private Equity, Mergers & Acquisitions, Finance, Investment Banking, Investments, Investment Management, Equities, Equity Research, Financial Services, Business Development, Financial Modeling, Capital Markets, Corporate Development, Management, Financial Analysis, Portfolio Management, Banking, Credit Analysis, Corporate Finance, Board of Director..., Fundraising, Public Speaking, Team Building, Mergers, Valuation, Strategy, Mutual Funds, Hedge Funds, M&A, Alternative Investments, Venture Capital, Emerging Markets, Team Leadership, Project Management, Board of Directors, Leadership, Initial Public Offerings, IPO
Education
Harvard Business School 1990 — 1992
MBA, Finance & General Management
New York University - Leonard N. Stern School of Business 1983 — 1987
BS, Business Administration
Clover Partners September 2012 - Present
Sterne Agee April 2006 - August 2012
Moors & Cabot May 2004 - March 2006
Ryan Beck & Co. May 2003 - August 2003
Skills
Equity Research, Equities, Fixed Income Analysis, Thompson One, Valuation, Equity Valuation, Financial Modeling, Capital Markets, Series 7, Hedge Funds, Morningstar, Alternative Investments, Portfolio Management, Private Equity
Education
Rutgers, The State University of New Jersey - Rutgers Business School 2002 — 2004
Master of Business Administration (M.B.A.), Finance, General
Brandeis University 1994 — 1998
Bachelor of Arts (B.A.), History
Regional Broker Dealer September 2014 - Present
BB&T Securities, LLC June 2008 - September 2014
Davenport & Company LLC September 2005 - June 2008
Wachovia Securities November 2004 - September 2005
Wachovia Securities January 2003 - November 2004
Ryan Beck & Co. January 1998 - January 2003
Skills
Supervision, Series 7, Securities, FINRA, AML, Investments, Series 24, Risk Management, Investment Advisory, Trading, OFAC, Fixed Income, Uniform Combined State..., Alternative Investments, Investment Management, KYC, Anti Money Laundering, Financial Services, Mutual Funds
Education
John Tyler Community College 2014 — 2016
General Studies - Transfer, Sociology
RBC Wealth Management May 2006 - Present
JBHanauer & Co. 2006 - October 2009
Ryan Beck & Co. 2002 - 2006
Gruntal & Co 1997 - 2002
Drexel Burnham Lambert 1981 - 1989
Education
Pace University - Lubin School of Business 1981 — 1985
Master of Business Administration (M.B.A.), Finance and Marketing
City University of New York-Brooklyn College 1975 — 1979
Bachelor of Arts - Economics
MIKE29 Entertainment LLC April 1999 - Present
Ryan Beck & Co. April 1999 - October 2007
Education
Kingsborough Community College 1987 — 1988
Independent Editorial and Writing Professional September 2009 - Present
Express Scripts July 2008 - October 2014
Standard & Poor's October 2004 - November 2007
Ryan Beck & Co. August 2002 - April 2004
The Mahler Company April 1998 - July 2002
Lawrence Erlbaum Associates December 1995 - April 1998
Funk & Wagnalls November 1992 - December 1995
US Navy February 1985 - February 1991
Skills
Layout, Social Media, Adobe Acrobat, Email Marketing, Access, Copy Editing, Online Advertising, Social Media Marketing, Management Consulting, Publishing, Editing, Advertising, Proofreading, Editorial, Marketing Communications, Strategic Planning, Magazines, Account Management, Newsletters, Marketing Strategy, Analysis, Photoshop, Vendor Management, Research, Marketing Management, Social Networking, Databases, Web Design, Publications, Program Management, Blogging, Technical Writing
Education
Pompton Lakes High School
Ramapo College of New Jersey
Bachelor of Arts (B.A.), English Language and Literature, General
Currenex - State Street Corporation 2008 - Present
Currenex November 2007 - Present
Ryan Beck & Co. May 2002 - September 2007
Gruntal & Company July 1999 - May 2002
Multex 1995 - 1999
Reuters/Multex 1995 - 1999
Skills
Vendor Management, Cisco Technologies, Trading Systems, Security, Networking, Data Center, Network Design, Firewalls, Network Administration, Network Engineering, Low Latency, Market Data, Enterprise Software, Program Management, Cloud Computing, Integration, SaaS, Network Security, Project Management, Financial Markets, Strategic Partnerships, Switches, Solution Selling, Software Development, VPN, Servers, Electronic Trading, BGP, IT Operations
Education
Northeastern University 1986 — 1988
Pershing, a BNY Mellon company 2007 - Present
Ryan Beck & Co. 1994 - 2007
Education
Rutgers University-New Brunswick
The Comprehesive Group July 2012 - Present
Garden State Securities 2011 - July 2012
Securities Industry Consulting 2008 - 2011
AIG Advisor Group 2007 - 2008
Goldman Sachs 2006 - 2006
Fiserv Securities 2004 - 2005
Prudential Financial 1997 - 2003
First Investors Corporation 1994 - 1997
Ryan Beck & Co. 1989 - 1993
NASD/FINRA-Dist #10 NY 1987 - 1989
Skills
Mutual Funds, AML, Financial Risk, Internal Audit, Trading, Fixed Annuities, Human Resources, Operations Management, Finance, Investment Advisory, Leadership, Risk Management, Securities, Series 7, Wealth Management
Education
Rutgers, The State University of New Jersey-Newark
BA, Business Administration
The Harkins Group August 2015 - Present
D.F. King & Co. 1996 - August 2014
Ryan Beck & Co. 1991 - 1996
Skills
Investor Relations, Mergers, Mergers & Acquisitions, Equities, IPO, Corporate Governance, Securities, Private Equity, Hedge Funds, Financial Services, Due Diligence, Capital Markets, Asset Management, Investments, Financial Modeling, Fixed Income, Strategy
Education
University of North Carolina at Chapel Hill
Master of Business Administration (MBA), finance concentration
Bucknell University
Bachelor's degree
IBM September 2015 - Present
Bank of America March 2013 - September 2015
CIT November 2011 - March 2013
Merrill Lynch/Bank of America 2010 - 2011
Rosetta September 2009 - February 2010
HESAA/Higher Education Student Authority August 2009 - September 2009
Stifel Nicolaus December 2003 - May 2008
Ryan Beck & Co. 2003 - 2008
Skills
Data Warehousing, Microsoft SQL Server, SQL, ETL Tools, DataStage, Business Intelligence
Education
Rutgers University-New Brunswick 2009 — 2010
BS, computer Science
New Jersey City University 2005 — 2009
Computer Science
Dartmouth College 1993 — 1995
Political Science
Chubb Institute
Associate, Web Development
DHI Group, Inc. January 2015 - Present
Telsey Advisory Group January 2014 - April 2014
FTI Consulting October 2011 - November 2013
Sterne Agee September 2008 - October 2011
ICR, Inc. July 2007 - May 2008
Ryan Beck & Co. June 2004 - January 2007
Qwest Communications January 2001 - October 2001
Delia Associates November 1999 - November 2000
A.G. Edwards & Sons, Inc. December 1994 - September 1999
Skills
Equity Research, Capital Markets, Investments, Investor Relations, Equities, Valuation, Financial Modeling, Financial Analysis, Series 7, Business Strategy, Corporate Communications, Due Diligence, Strategy, Finance, Analysis, Market Research, Securities, Communications Strategy, Executive-level Advisory, Industry Research, Oral & Written..., Retail & Consumer Sector
Education
Rutgers University-New Brunswick 2003 — 2004
BA and MBA, Finance, Economics, Psychology
Rutgers, The State University of New Jersey-Newark 2002 — 2004
BA, Pyschology
Stifel Nicolaus September 2007 - Present
Ryan Beck & Co. September 2001 - September 2007
W.J. Nolan 1996 - 2001
Education
University at Albany, SUNY 1992 — 1996
Wedbush Securities Inc. September 2007 - Present
Wedbush Securities September 2007 - Present
Ryan Beck & Co. September 2003 - February 2007
Lynch,Jones & Ryan(Instinet) March 1987 - April 2000
Education
Stonehill College 1981 — 1985
B.S., Business Administration - Finance
Susquehanna Bank 2013 - Present
TD 2013 - 2013
Capital One 2010 - 2013
Janney Montgomery Scott 2008 - 2010
Citi 2006 - 2007
UBS Investment Bank 2005 - 2006
JPMorgan 2004 - 2005
Ryan Beck & Co. 2000 - 2003
Skills
Financial Modeling, Fixed Income, Credit Risk, Portfolio Management, Banking
Education
Drexel University - College of Business and Administration
MBA
James Madison University
BBA, Finance
Ascending Markets Financial Guarantee Corporation (AMF) 2011 - Present
Gapstone June 2010 - September 2011
XL Investment Manangement November 2008 - January 2010
Syncora Guarantee Inc. 1999 - 2008
XL Capital Assurance 1999 - 2008
MBIA January 1996 - June 1999
Thomson BankWatch Inc. June 1990 - January 1996
Ryan Beck & Co. 1987 - 1990
Skills
Capital Markets, Financial Modeling, Finance, Derivatives, Structured Finance, Emerging Markets, Portfolio Management, Fixed Income, Credit, Corporate Finance, Due Diligence, Risk Management, Securitization, Financial Institutions, Investments, ABS, Financial Risk, Credit Analysis, Securities, Investment Banking, Trading, Credit Derivatives, Financial Services, Financial Markets, Restructuring, Banking, Treasury Management, Credit Risk, Market Risk, Bonds, Financial Structuring, Asset Management
Education
Arizona State University
BS, Finance
Stockton High School
BlackRock September 2006 - September 2007
Merrill Lynch Investment Managers February 1997 - September 2006
Ryan Beck & Co. February 1996 - February 1997
United Jersey Bank January 1989 - September 1995
Education
Rutgers University-New Brunswick 1984 — 1988
Trinity College Dublin 1986 — 1987
One Year Student, Economics
Saratoga Springs Capital October 2014 - Present
Cantor Fitzgerald December 2013 - October 2014
Sterne Agee January 2012 - December 2013
Wunderlich Securities July 2011 - January 2012
Southwest Securities, Inc. November 2009 - July 2011
CNBC June 2008 - November 2009
Knight Capital Markets LLC May 2007 - May 2008
Ryan Beck & Co. April 2004 - November 2006
RBC May 2001 - November 2004
Skills
Management, Strategy, Portfolio Management, Hedge Funds, Investments, Sales, Trading, Bonds, Risk Management, Options, Fixed Income, Investment Banking, Marketing, Negotiation, New Business Development, Series 7, Strategic Planning
Education
Rowan University 1989 — 1993
Bachelor of Applied Science (B.A.Sc.), Economics
Rowan University
B.S, Economics
Life Settlements Company April 2001 - August 2011
NJ Commerce and Economic Growth Commission 2004 - 2008
Ambac July 1996 - March 2001
Thomson BankWatch 1992 - 1996
Ryan Beck & Co. 1987 - 1992
Skills
Alternative Investments, Structured Finance, Credit Analysis, Strategic Financial..., Credit, Asset Management, Investments, Portfolio Management, Capital Markets, Finance, Financial Modeling, Private Equity
Education
Rutgers, The State University of New Jersey-Newark 1972 — 1978
GFI Group December 2007 - June 2014
Ryan Beck & Co. March 2006 - December 2007
Sandler O'Neill & Partners September 2001 - March 2006
Pershing 2000 - 2001
Banc of America Securities 1998 - 2000
Morgan Stanley 1990 - 1998
Credit Suisse First Boston 1986 - 1990
Skills
Equities, Series 7, Fixed Income, Hedge Funds, Securities, Trading, Prime Brokerage, Capital Markets, Trading Systems, Options, Asset Managment, Derivatives, Investment Banking, Series 63, Series 24, Electronic Trading, Investments, Back Office, Financial Services, Mutual Funds, FINRA, Equity Trading, Commodity, Financial Markets, Alternative Investments, Middle Office, Bonds, FX Options, Settlement, Equity Derivatives, Market Data, Corporate Actions, Asset Management, Emerging Markets, Operational Risk
Education
St. Francis College 1981 — 1985
Bachelor of Arts, Communication Arts
Saint John's University 1980 — 1981
Xaverian High School 1976 — 1980
High School Diploma
St. Rose of Lima 1972 — 1976
Stifel Nicolaus July 2007 - Present
Ryan Beck & Co. August 2003 - July 2007
Education
Centenary College
B.S., Business Administration
Stifel Financial Corp. July 2012 - Present
MyEchain loyalty App December 2011 - Present
Stifel Financial Corp. August 2008 - July 2012
Ryan Beck & Co. June 1996 - February 2008
Skills
Entrepreneurship, Portfolio Management, Securities, Asset Allocation, Alternative Investments, Financial Analysis, Equities, Investments, Series 7, Trading, Asset Management
Education
The University of Connecticut School of Business 1992 — 1996
bs, Finance
Wayne Hills High School 1989 — 1992
The Investment Center, Inc. December 2005 - Present
Ryan Beck & Co. July 2000 - November 2005
Prudential Securities April 1999 - July 2000
Kenneth Cole Productions 1998 - 1999
Education
BHS
Fairleigh Dickinson University
Masters Administrative Science, International Studies/Business Management
Emerald Allocation Strategies, LLC July 2011 - December 2012
SurroundFX January 2009 - December 2012
Ryan Beck & Co. February 2001 - June 2007
Merrill Lynch June 1976 - October 2000
Education
University of Florida 1967 — 1971
BSADV, Advertising
PRO Unlimited September 2014 - Present
Kforce, Inc. July 2014 - September 2014
Infotree Service Inc. March 2014 - July 2014
Direct Solutions, Inc. December 2013 - February 2014
Frontier Communications February 2011 - October 2013
Jefferson Wells International 2009 - January 2011
Robert Half International April 2010 - June 2010
Public Service Electric and Gas Company April 2007 - January 2009
Freedman Accounting Services 2009 - 2009
Ryan Beck & Co. June 2006 - April 2007
Skills
Tax, Income Tax, Accounting, Human Resources, Auditing, Tax Returns, Sales Tax, Tax Preparation, Financial Statements, Accruals, Property Tax, Fixed Assets
Education
Fairleigh Dickinson University 1975 — 1979
BS, Accounting
Morningstar July 2015 - Present
Beacon Trust Company October 2013 - July 2015
Fitch Ratings December 2000 - December 2012
Thomson Financial BankWatch, Inc. 1996 - 2000
Thomson Financial BankWatch, Inc. 1990 - 1996
Fox-Pitt, Kelton 1989 - 1990
Ryan Beck & Co. 1985 - 1989
The Ayco/American Express Corporation 1983 - 1985
Skills
Equities, Credit, Sales Management, Direct Sales, Media Relations, Fixed Income Research, Equity Research, Fixed Income Analysis, Mergers & Acquisitions, Bloomberg, Finance, CRM, Financial Services, Investment Banking, Banking, Fixed Income, Capital Markets, Investments, Portfolio Management, Management, Asset Management
Education
Seton Hall University 1986 — 1990
Master of Business Administration (M.B.A.), Finance, General
Lehigh University 1979 — 1983
Bachelor's degree, Finance
Imperial Capital LLC August 2011 - Present
Gravitas Technology May 2006 - August 2011
Ryan Beck & Co. April 2002 - May 2005
Marketsource 2000 - 2002
Marketsource 2000 - 2001
Skills
Active Directory, Data Center, Cisco Technologies, Windows Server, Disaster Recovery, DHCP, Blackberry Enterprise..., Microsoft Exchange, VMware, Virtualization
Education
Rutgers University-New Brunswick 1993 — 1997
BS
Presbyterian Healthcare Services June 2013 - Present
University of Maryland Medical Center February 2013 - April 2013
Westchester Square Medical Center - Navix Diagnostix Lab - April 2012 - August 2012
Montefiore Medical Center November 2011 - March 2012
Citigroup October 2006 - October 2009
Ryan Beck & Co. July 2003 - March 2005
Washington Mutual Bank April 2002 - July 2003
GunnAllen Financial 1998 - 2001
Education
Long Island University, Brooklyn Campus 2011 — 2012
Vascular Technology
Kingsborough Community College 2008 — 2011
Associates in Business Admin., Business Administration
Molloy College 2002 — 2003
Continuing Education, Business Management / Marketing
Stifel Nicolaus 2007 - Present
Ryan Beck & Co. 2003 - 2007
Quick and Reilly / Fleet Securities 2001 - 2002
Prudential Securities 1987 - 2000
Skills
Series 7, Fixed Income, Trading, Series 63, Equities, Bloomberg, Capital Markets, Securities, Series 24, Hedge Funds, Investments, Structured Products, Derivatives, Electronic Trading, Bonds, Alternative Investments, Options, ETFs, FINRA
Education
Villanova University 1983 — 1987
BS:BA, Finance
Seton Hall University
Master of Business Administration (MBA)
St. John Vianney HS
Needham & Company August 2009 - Present
Stanford Group Company 2007 - 2009
Ryan Beck & Co. 2005 - 2007
Calyon 1997 - 2005
Vector Securities International 1995 - 1997
Sutro & Co. 1990 - 1995
PaineWebber 1986 - 1990
Skills
Institutional Sales, Equities, Syndicate, Hedge Funds, Equity Capital Markets, Valuation, Series 7, Capital Markets, Investment Banking, Equity Trading, Alternative Investments, Series 63, Bloomberg, Equity Research, Investments, Asset Management
Education
Tulane University 1982 — 1986
BA, Economics
EY May 2011 - Present
Bloomberg February 2011 - May 2011
Valenti & Valenti, LLC January 2010 - January 2011
Bank of America October 2009 - January 2010
Rider University May 2008 - August 2009
Ryan Beck & Co. May 2007 - August 2007
Education
Rider University 2005 — 2009
Bachelors of Science, Finance
RSA Executive Search 2011 - Present
Stifel Nicolaus February 2007 - August 2009
Ryan Beck & Co. April 2002 - February 2007
Gruntal & Co,, L.L.C. May 1992 - April 2002
The Sequor Group, Inc 1987 - 1991
Damson Oil 1982 - 1984
Coopers & Lybrand February 1974 - 1983
Education
Baruch College, City University of New York (CUNY)
MBA, Tax
Queens College
BA
Jefferies & Company December 2011 - Present
Pepsi Beverages Company February 2011 - July 2011
Madison Square Garden 2009 - 2009
Ryan Beck & Co. April 2003 - January 2008
Bristol-Myers Squibb 2008 - 2008
UBS (f/k/a UBS PaineWebber, Inc.) January 1998 - July 2001
Skills
Human Resources, Discrimination, Litigation, Employment Law, Arbitration, Employee Relations, Employment..., Legal Research, Training, Legal Writing, Management
Education
Fordham University School of Law
J.D.
Franklin & Marshall College
Bachelor of Arts (B.A.), Philosophy
Montclair Kimberley Academy
Fidelity Investments October 2013 - Present
ADP January 2011 - September 2013
ING November 2009 - April 2011
Lincoln Financial Distributors March 2007 - June 2009
Ryan Beck & Co. March 2003 - March 2007
Skills
Retirement Planning, Investments, Mutual Funds, Retirement, Strategic Financial..., Investment Strategies, Business Planning, Financial Advisory, Insurance, New Business Development, Fixed Income, Sales Management, Sales, CRM, Strategic Planning, 401k, Marketing, Management, Employee Benefits, Series 63, Defined Benefit, Benchmarking, Deferred Compensation
Education
Gettysburg College
Economics, Economics and International Relations
BFCCPS August 2014 - Present
BFCCPS August 2010 - Present
BRCPS August 2008 - July 2010
Stifel Financial Corp. April 2005 - January 2007
Ryan Beck & Co. July 2002 - April 2005
Gruntal & Company July 2000 - July 2002
Bear Stearns October 2000 - July 2001
Leerink Swann March 2000 - October 2000
Skills
Teaching, Special Education, Classroom Management, Microsoft Office, Research, Public Speaking, Outlook, Strategic Planning
Education
American International College 2012 — 2014
Master's degree, Elementary Education and Teaching
University of Miami 1995 — 1999
Bachelor of Science, Broadcast Journalism and English Literature (Double Major)
Lazard Asset Management October 2007 - Present
Ryan Beck & Co. September 2002 - October 2007
Oppenheimer & Co.(formerly Josephthal & Co.) October 1998 - January 2002
Skills
Equities, Mutual Funds, Asset Managment, Alternative Investments, Bloomberg, Fixed Income, Trading Systems, Asset Allocation, Portfolio Management, Investments, Middle Office, Bloomberg Terminal, Asset Management, Financial Services, Investment Management, Investor Relations, Series 7, Hedge Funds
Education
Long Island University, Brooklyn Campus
Pharmacy
School name:
ME Productions 1996 - 2011
Alliance Medical 1995 - 1996
Associated Financial Services 1994 - 1995
First Equity Group 1987 - 1994
Lyons, Zomback & Ostrowski 1985 - 1986
Ryan Beck & Co. 1984 - 1985
First Manhattan Co. 1982 - 1984
Education
University of Florida 1978 — 1982
BS, Finance
Android Computers, LLC. January 2012 - Present
Greencrest Capital, LLC. 2011 - 2012
Private Family Office 2006 - 2011
Hoefer & Arnett, Inc. 2002 - 2006
Ryan Beck & Co. 1997 - 2001
Oppenheimer & Co. 1990 - 1996
Prudential Securities Inc. 1980 - 1990
Skills
Hedge Funds, Equities, Portfolio Management, Mutual Funds, Equity Research, Venture Capital, Banking, Investments, IPO, Fixed Income
Education
Baruch College, City University of New York (CUNY)
B.B.A., Finance Major
OppenheimerFunds May 2012 - Present
ING Investment Management May 2010 - April 2012
AllianceBernstein June 2006 - May 2010
Ryan Beck & Co. March 2004 - June 2006
Neuberger Berman 2000 - 2004
Education
University of Hartford
Evercore Partners September 2012 - Present
KBW July 2007 - June 2012
Ryan Beck & Co. January 2005 - January 2007
Dresdner Kleinwort Wasserstein 1998 - 2002
Dresdner Kleinwort Wasserstein 1998 - 2002
Skills
Investment Banking, Equity Research, Valuation, Hedge Funds, Bloomberg, Financial Modeling, Fixed Income, Private Equity, Alternative Investments, Corporate Finance
Education
Wharton School, University of Pennsylvania 2003 — 2003
AIMSE certificate in marketing
Hofstra University 1980 — 1984
Aaron Rents, Inc. December 2007 - Present
Ryan Beck & Co. March 2001 - August 2006
Sedgwick April 1986 - September 1999
Skills
Inventory Control, Retail, Loss Prevention, Warehousing, Warehouse Management, Merchandising, Logistics, Customer Service, Purchasing, Customer Satisfaction, Shipping, Hiring, Supervisory Skills
Education
Essex County College
Computer Installation and Repair Technology/Technician
P&G Associates August 2011 - January 2012
Bank of America August 2010 - September 2011
Deloitte September 2009 - January 2010
Ryan Beck & Co. June 2007 - August 2007
Education
Monmouth University 2005 — 2009
BS, Accounting
CL King & Associates August 2009 - Present
Ryan Beck & Co. June 2000 - April 2008
Dillon Read & Co. July 1996 - June 2000
Merrill Lynch 1990 - 1996
Skills
Securities, Capital Markets, Private Equity, Due Diligence, Mergers, Hedge Funds, Investment Advisers Act, Investment Company Act, Series 7, Corporate Finance, Investment Management, Equities, Alternative Investments, Options, Prime Brokerage, Mergers & Acquisitions, Litigation, Investment Advisory, Corporate Governance, Investment Banking
Education
Temple University - James E. Beasley School of Law
LLM. (Taxation), Tax Law/Taxation
Brooklyn Law School
Juris Doctor, Law
Rutgers, The State University of New Jersey-Newark
Bachelor of Arts (B.A.), Political Science and Government
Craig Scott Capital, LLC February 2013 - Present
leerink Swann, LLC June 2012 - Present
Craig Scott Capital,LLC July 2008 - March 2012
Leerink Swann, LLC June 2008 - March 2012
Ryan Beck & Co. April 2001 - July 2007
Skills
Series 7, Securities, Equities, FINRA, Hedge Funds, Series 24, Series 63, Fixed Income, Investments, Asset Managment, Capital Markets, Mutual Funds, Options, Trading, Portfolio Management, Alternative Investments, Wealth Management, Broker-Dealer, Asset Management, AML, Securities Regulation, Equity Trading, Investment Banking, Private Equity, Electronic Trading, Trading Systems, Financial Markets, Derivatives, Asset Allocation, Bloomberg, Financial Services, Emerging Markets, Investment Advisory, Investment Management, Investment Strategies, Due Diligence, Prime Brokerage, Bonds, ETFs, Proprietary Trading, Equity Derivatives, Valuation, Private Placements, Corporate Finance, Investor Relations, Risk Management, Mergers & Acquisitions, Financial Modeling, Back Office, Venture Capital
Education
Fordham University - Graduate School of Business Administration 1980 — 1981
mba, economics and finance
American University 1960 — 1967
Bachelor of Science (BS), finance/economics
Massachusetts Department of Public Health February 2013 - Present
Lowell General Hospital June 2011 - Present
Massachusetts Department of Public Health July 2009 - February 2013
Lowell General Hospital May 2010 - June 2011
Patriot Ambulance September 2005 - August 2009
Ryan Beck & Co. April 2002 - March 2006
Gruntal & Co. October 1998 - May 2002
Morgan Stanley June 1995 - October 1998
Prudential Financial October 1991 - June 1995
Skills
Public Health, Healthcare, Hospitals, Nursing, Health Education, Sales, Marketing, Investment Advisory, Investments, Insurance, Nursing Education, ACLS, BLS, Healthcare Management, Patient Safety, Prevention, Management
Education
University of Massachusetts, Amherst 2014 — 2017
Master's degree, Clinical Nurse Leader
University of Massachusetts Boston 2009 — 2014
Bachelor of Science (BS), Registered Nursing/Registered Nurse, GPA 4.0, Summa Cum Laude
Northern Essex Community College 2005 — 2009
Associate of Science (A.S.), Registered Nursing/Registered Nurse, GPA 3.73, Magna Cum Laude
Boston University
Biomedical Engineering
BMO Capital Markets November 2010 - September 2013
Oppenheimer & Co. September 2008 - September 2010
Ryan Beck & Co. February 2003 - September 2007
Skills
Investments, Fixed Income, Securities, MBS, CMBS, Equities, Trading, Series 7, Hedge Funds, Capital Markets, Bloomberg, Portfolio Management, Bonds
Education
University of Memphis 1990 — 1992
Master of Business Administration (MBA), Finance, General
Susquehanna University 1984 — 1988
Bachelor of Business Administration (BBA), Finance, General
Pershing November 2010 - Present
Argent Associates March 2009 - November 2010
Ryan Beck & Co. April 1987 - March 2008
Skills
Series 7, Strategic Planning, Business Strategy, Strategy, Business Analysis, Project Management, Process Improvement, Financial Services, Business Process...
Education
Moravian College 1982 — 1986
Fitch Ratings 2008 - Present
RBC Capital Markets August 2005 - December 2007
State of New Jersey February 2002 - August 2005
New Jersey Educational Facilities Authority February 2000 - February 2002
Commerce Capital Markets February 1997 - January 2000
Ryan Beck & Co. September 1987 - February 1997
Education
Skidmore College
BA, Government Economics
Vermont Law School
JD
Baker Tilly Vantagen 2004 - Present
Ryan Beck & Co. January 2003 - March 2004
Prudential Financial November 1997 - December 2002
Skills
Onboarding
Education
Susquehanna University 1993 — 1997
BA, Political Science
Barclays Capital September 2012 - Present
US Trust - Bank of America Private Wealth January 2011 - September 2012
Bank of America Merrill Lynch 2007 - 2010
Ryan Beck & Co. 1999 - 2007
TIAA-CREF 1991 - 1999
Education
Clarkson University
BS
BB&T June 2015 - Present
Santander Bank, N.A. September 2012 - August 2014
Morgan Stanley January 2010 - January 2013
Morgan Stanley April 2009 - January 2010
Morgan Stanley September 2007 - April 2009
MSCI Inc (Formerly Morgan Stanley Capital International & MSCI Barra) October 2005 - September 2007
Ryan Beck & Co. August 2004 - July 2005
Ryan Beck & Co. September 2003 - August 2004
Skills
Fixed Income, Investments, Financial Analysis, Portfolio Management, Financial Modeling, Trading, Financial Risk, Derivatives, Equities, Bloomberg
Education
University of Pennsylvania 1999 — 2003
BA in Political Science
University of Pennsylvania - The Wharton School 1999 — 2003
BS in Economics with Finance Concentration
BNY Mellon May 2014 - November 2014
Wells Fargo Advisors May 2013 - July 2013
JPMorgan Chase June 2009 - December 2010
JPMorgan Chase November 2007 - June 2009
PGB Trust & Investments April 2004 - October 2007
Ryan Beck & Co. 1984 - 1988
Ryan Beck & Co. 1984 - 1988
Skills
Microsoft Office, Lotus Notes, Outlook, Excel, Word, PowerPoint, Streetscapes, SEI, AMTRUST, OMNI, Workstations, Bloomberg, Investments, Microsoft Word, Microsoft Excel, Investment Advisory, Estate Planning, Customer Service, Financial Analysis, High Net Worth..., Trading, Series 7, Wealth Management, Alternative Investments, Asset Allocation, Asset Management, Banking, Credit, Equities, Financial Planning, Fixed Income, Hedge Funds, Management, Mutual Funds, Portfolio Management, Risk Management, Securities
Education
Union County College
Oppenheimer & Co. April 2007 - Present
Ryan Beck & Co. 2005 - 2007
Legg Mason 2004 - 2005
Ziegler 2001 - 2004
Alex Brown 1995 - 1997
Donaldson, Lufkin & Jenrette 1990 - 1995
Bear Stearns 1982 - 1985
Education
Temple University 1980 — 1982
MBA, Healthcare Administration
University of Pennsylvania 1975 — 1978
BA
University of Pennsylvania 1975 — 1978
Bachelor’s Degree
Stifel Nicolaus December 2006 - Present
Ryan Beck & Co. May 1999 - December 2006
First Union National Bank June 1997 - May 1999
Skills
Series 7, Series 55, Bloomberg Terminal, Bonds, Structured Products, Series 63, Fixed Income, FINRA
Education
Stevens Institute of Technology
Stifel August 2007 - Present
Ryan Beck & Co. May 2002 - May 2007
Gruntal & Co August 2000 - May 2002
Skills
Bloomberg, Fixed Income, Bonds, Series 7, Series 63
Education
Binghamton University 1996 — 2000
Bachelor's degree, Economics
First Trust Portfolios L.P. April 2007 - Present
Ryan Beck & Co. May 2002 - March 2007
Gruntal & Co. July 1992 - May 2002
Education
Adelphi University
MetLife January 2014 - Present
Wells Fargo Advisors, LLC September 2011 - January 2014
Morgan Stanley Smith Barney May 2008 - September 2011
Kaizen Media September 2006 - March 2008
Stanford Group Company May 2004 - March 2006
Ryan Beck & Co. June 1999 - February 2003
Southeast Research Partners October 1996 - July 1999
Donaldson, Lufkin & Jenrette May 1993 - November 1996
Neuberger Berman March 1986 - April 1993
Education
Pace University - Lubin School of Business 1987 — 1990
Master of Business Administration (MBA), Finance
State University of New York at Buffalo 1979 — 1983
Bachelor of Science (BS), Journalism & Communications
Self-employed March 2013 - Present
Stifel Nicolaus & Co. March 2007 - February 2013
Ryan Beck & Co. October 2001 - March 2007
UBS Securities Co., Ltd June 1999 - October 2001
Dillon Read May 1997 - June 1999
Dean Witter February 1993 - May 1997
Skills
Equity Research, Securities, Series 7, Alternative Investments, Series 63, Series 24, Fixed Income, Equities, Asset Allocation, Wealth Management, Wealth Management..., Hedge Funds, ETFs, Capital Markets, FINRA
Education
University of South Carolina-Columbia 1972 — 1973
MBA, Finance, General
Wofford
Bachelor of Arts (B.A.), Business Administration and Management, General
Ameriprise Financial Services, Inc. October 2009 - Present
H&R Block Financial Advisors March 2004 - October 2009
JB Hanauer & Company March 1996 - March 2004
Ryan Beck & Co. February 1995 - March 1996
Rickel and Associates July 1994 - February 1995
Education
Brooklyn College 1967 — 1970
Bachelor of Arts (B.A.), American History (United States)
The Wallace Group, Inc. June 2014 - November 2014
St Huberts Animal Welfare Center October 2010 - June 2014
Tilson Financial November 2000 - June 2014
Grand Union Supermarket June 1991 - December 2000
Ryan Beck & Co. February 1982 - March 1990
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Research, Windows, Outlook, Accounting, Dog Walking, Management, Finance, Pet Sitting
Education
Union County College 1976 — 1978
Associate's degree, Business
Kean University
Bachelor's degree, Finance, General
Federal Reserve Bank of New York May 2007 - Present
Citi 1985 - 2014
Citi 1985 - 2010
Ryan Beck & Co. October 2001 - May 2007
Citibank May 1987 - May 1999
Skills
Bank Examiner, Information Security, Disaster Recovery, Risk Management, Risk Assessment, Enterprise Risk..., Operational Risk, Operational Risk..., Market Risk, Network Security, Computer Network..., Policy Analysis, Project Management, Change Management, Vendor Management, Vulnerability Assessment
Education
Baruch College
Bachelor of Applied Science (B.A.Sc.)
State University of New York College of Agriculture and Technology at Cobleskill
Associate of Science (AS)
Sumitomo Mitsui Trust Bank January 2007 - March 2014
Ryan Beck & Co. January 1998 - January 2007
Société Générale January 1997 - January 1998
NatWest January 1996 - January 1997
ING/Barrings U.S. Securities January 1995 - January 1996
Skills
Back Office, Securities, Equities, Fixed Income, Trading Systems, Hedge Funds, Financial Services, Middle Office, Capital Markets, Derivatives, Corporate Actions
Education
Brooklyn Tech/ FDR High School
High School Diploma, Accounting and Finance. Fine Arts. Graphic Arts.
School of Visual Arts
2 years College Credit, Fine Arts. Graphic Arts
Massa Products Corporation Case ManagerChoices For Change2005 - 2007
Ryan Beck & Co. 2001 - 2002
Skills
Microsoft Office, Manufacturing, Photoshop, Organizational..., Matlab, C++, Operational Planning, Human Factors, Solidworks, Intelligence, Machining, Military, Defense, Army, DoD
Education
Fairleigh Dickinson University
MA Psychology, Psychology
Self-employed Principal and Portfolio ManagerUnqua Capital ManagementJune 2008 - Present
HBV Capital Managment / Mellon HBV Alternative Strategies / Fursa Alternative Strategies January 1999 - June 2008
Allen & Company June 1993 - September 1998
Ryan Beck & Co. September 1991 - May 1993
Education
Saint Joseph's University 1991 — 1993
Master of Business Administration (MBA), Finance, General
University of Delaware 1982 — 1987
Bachelor's degree, Biology, General
BMO Capital Markets Corp. 2005 - 2014
Milestone Advisors LLC 2004 - 2005
ABN AMRO Inc. 2000 - 2003
Sandler O'Neill & Partners, L.P. 1998 - 2000
Ryan Beck & Co. 1995 - 1998
Merrill Lynch & Co. 1986 - 1995
Continental Illinois National Bank and Trust Company 1979 - 1986
Education
Duke University - The Fuqua School of Business
Master of Business Administration (MBA), Finance and Banking
Georgetown University
Bachelor of Arts (B.A.), Economics