Banc of America Securities
Industry: Investment banking company
DescriptionBanc of America Securities LLC, was the investment banking subsidiary of Bank of America until it was merged with Merrill Lynch after that firm's acquisition in 2008 to become Bank of America Merrill Lynch. Headquarters: New York City, New York, United States Founded: 1998 Successor: Bank of America Merrill Lynch Ceased operations: 2008 Parent organization: Bank of America
Banc of America Securities List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Banc of America Securities. You can filter them based on skills, years of employment, job, education, department, and prior employment.
Banc of America Securities Salaries. You can even request information on how much does Banc of America Securities pay if you want to. Learn about salaries, pros and cons of working for Banc of America Securities directly from the past employees.
Find People by Employers You can rekindle an old relationship, reconnect with a long-lost friend, former boss, business acquaintance who might be useful in your new line of work. With our employee database, the possibilities are endless. All you have to do is type in a couple of keywords and we'll bring you the exact information you wanted!
2,047 Banc of America Securities employees in database. Find out everything there's to know about Banc of America Securities employees. We offer you a great deal of unbiased information from the internal database, personal records, and many other details that might be of interest to you.
Banc of America Securities Employees
Employee
Years
Job
Industry
Stacy Stewart Howlin Stacy Stewart Howlin's Banc of America Securities Experience September 1999 - February 2008
Job Director Institutional Equity Sales at UBS
Industry Financial Services
Experience
UBS Financial Services Inc. May 2011 - Present
VALIC January 2008 - May 2011
Banc of America Securities September 1999 - February 2008
ING Barings Furman Selz February 1996 - September 1999
Lehman Brothers June 1986 - December 1995
Education
Auburn University, College of Business 1981 — 1985
BS, Finance
UBS Financial Services Inc. May 2011 - Present
VALIC January 2008 - May 2011
Banc of America Securities September 1999 - February 2008
ING Barings Furman Selz February 1996 - September 1999
Lehman Brothers June 1986 - December 1995
Education
Auburn University, College of Business 1981 — 1985
BS, Finance
Paul Stroup Paul Stroup's Banc of America Securities Experience June 2008 - August 2008
Job Associate at CDG Group
Industry Banking
Experience
CDG Group, LLC. September 2012 - Present
Bank of America Merrill Lynch July 2009 - August 2012
Banc of America Securities June 2008 - August 2008
United States House of Representatives May 2007 - August 2007
Skills
Investment Banking, Capital Markets, Finance, LBO, Data Analysis, Bloomberg, Banking, Financial Modeling, Valuation, Due Diligence, Restructuring, Financial Structuring, Leveraged Finance
Education
Davidson College 2005 — 2009
B.A.
Davidson College Summer Seminar 2007 — 2007
Universidad Nacional de San Agustín 2007 — 2007
Charlotte Latin School 1991 — 2005
CDG Group, LLC. September 2012 - Present
Bank of America Merrill Lynch July 2009 - August 2012
Banc of America Securities June 2008 - August 2008
United States House of Representatives May 2007 - August 2007
Skills
Investment Banking, Capital Markets, Finance, LBO, Data Analysis, Bloomberg, Banking, Financial Modeling, Valuation, Due Diligence, Restructuring, Financial Structuring, Leveraged Finance
Education
Davidson College 2005 — 2009
B.A.
Davidson College Summer Seminar 2007 — 2007
Universidad Nacional de San Agustín 2007 — 2007
Charlotte Latin School 1991 — 2005
Shai Patel's Banc of America Securities Experience 2003 - May 2006
Job Managing Director at Wells Fargo Securities
Industry Capital Markets
Experience
Wells Fargo Securities January 2010 - Present
Wells Fargo Bank May 2006 - December 2009
Banc of America Securities 2003 - May 2006
Fleet Securities, Inc. 2000 - 2004
Fleet Bank 2000 - 2003
State Street Bank and Trust Company June 1993 - May 2000
Skills
Credit Analysis, Investment Banking, Leveraged Finance, Private Equity, Capital Markets, Financial Modeling, Financial Structuring, Corporate Finance, Due Diligence, Financial Analysis, Banking, Series 7, Loan Origination, Credit Risk, Underwriting, Commercial Banking, Risk Management
Education
Babson College - Franklin W. Olin Graduate School of Business 1991 — 1993
MBA, Finance
Boston College 1985 — 1989
B.S., Biology
Wells Fargo Securities January 2010 - Present
Wells Fargo Bank May 2006 - December 2009
Banc of America Securities 2003 - May 2006
Fleet Securities, Inc. 2000 - 2004
Fleet Bank 2000 - 2003
State Street Bank and Trust Company June 1993 - May 2000
Skills
Credit Analysis, Investment Banking, Leveraged Finance, Private Equity, Capital Markets, Financial Modeling, Financial Structuring, Corporate Finance, Due Diligence, Financial Analysis, Banking, Series 7, Loan Origination, Credit Risk, Underwriting, Commercial Banking, Risk Management
Education
Babson College - Franklin W. Olin Graduate School of Business 1991 — 1993
MBA, Finance
Boston College 1985 — 1989
B.S., Biology
Bill Pappalardo Bill Pappalardo's Banc of America Securities Experience July 2004 - September 2005
Job Business Initiatives Manager Corporate Finance
Industry Banking
Experience
Bank of America January 2015 - March 2015
Wells Fargo August 2014 - December 2014
Bank of America October 2008 - December 2012
Bank of America September 2005 - October 2008
Banc of America Securities July 2004 - September 2005
Skills
Operational Risk..., Internal Audit, Banking, Due Diligence, Quality Assurance, Compliance, Process Improvement, Middle Office, Auditing, Legal Documents, Records Management, AML, FINRA, Management, Document Review, Software Documentation, Leadership, Financial Services, Compliance Program..., Document Drafting, Policy Analysis, Business Requirements, Business Continuity, Business Control, Employee Training, Conducting Interviews, Legal Research Skills, Public Records, Corporate Governance, Legal Writing, SEC filings, Closings, Mergers & Acquisitions, Corporate Law, Securities, Risk Management, Financial Risk, Training, Vendor Management, Microsoft Office, Business Analysis, Process Control, Escalations Management, Functional Testing, Risk Assessment
Education
Northeastern University
Business Administration
Bentley College
Advanced Paralegal Certificate (ABA approved), Paralegal
Bank of America January 2015 - March 2015
Wells Fargo August 2014 - December 2014
Bank of America October 2008 - December 2012
Bank of America September 2005 - October 2008
Banc of America Securities July 2004 - September 2005
Skills
Operational Risk..., Internal Audit, Banking, Due Diligence, Quality Assurance, Compliance, Process Improvement, Middle Office, Auditing, Legal Documents, Records Management, AML, FINRA, Management, Document Review, Software Documentation, Leadership, Financial Services, Compliance Program..., Document Drafting, Policy Analysis, Business Requirements, Business Continuity, Business Control, Employee Training, Conducting Interviews, Legal Research Skills, Public Records, Corporate Governance, Legal Writing, SEC filings, Closings, Mergers & Acquisitions, Corporate Law, Securities, Risk Management, Financial Risk, Training, Vendor Management, Microsoft Office, Business Analysis, Process Control, Escalations Management, Functional Testing, Risk Assessment
Education
Northeastern University
Business Administration
Bentley College
Advanced Paralegal Certificate (ABA approved), Paralegal
Mitch Braselton Mitch Braselton's Banc of America Securities Experience May 1998 - April 2004
Job Partner at BAM Worldwide
Industry Financial Services
Experience
BAM Worldwide April 2013 - Present
Eastland Peak Capital January 2013 - Present
Deutsche Bank Securities July 2010 - December 2012
Garrison Investment Group 2008 - August 2010
Morgan Stanley 2004 - 2008
Banc of America Securities May 1998 - April 2004
UBS 1994 - 1998
JP Morgan August 1992 - February 1994
Skills
Hedge Funds, Capital Markets, Fixed Income, Structured Finance, Securitization, High Yield, Financial Structuring, Alternative Investments, Investment Banking, Private Equity, Credit Derivatives, Structured Products, ABS, Leveraged Finance, Bonds, Emerging Markets, LBO, Equities
Education
The University of Chicago 1990 — 1992
MBA
Australian Graduate School of Management 1991 — 1991
Florida State University 1983 — 1986
BS, Accounting
BAM Worldwide April 2013 - Present
Eastland Peak Capital January 2013 - Present
Deutsche Bank Securities July 2010 - December 2012
Garrison Investment Group 2008 - August 2010
Morgan Stanley 2004 - 2008
Banc of America Securities May 1998 - April 2004
UBS 1994 - 1998
JP Morgan August 1992 - February 1994
Skills
Hedge Funds, Capital Markets, Fixed Income, Structured Finance, Securitization, High Yield, Financial Structuring, Alternative Investments, Investment Banking, Private Equity, Credit Derivatives, Structured Products, ABS, Leveraged Finance, Bonds, Emerging Markets, LBO, Equities
Education
The University of Chicago 1990 — 1992
MBA
Australian Graduate School of Management 1991 — 1991
Florida State University 1983 — 1986
BS, Accounting
Monir Hoque Monir Hoque's Banc of America Securities Experience December 2003 - February 2008
Job Managing Partner at AGILITY FINANCIAL MANAGEMENT
Industry Capital Markets
Experience
AGILITY FINANCIAL MANAGEMENT November 2012 - Present
Mohican Quarries March 2013 - May 2014
Saw Mill Capital September 2009 - October 2012
Al Rayan Investment February 2008 - August 2009
Banc of America Securities December 2003 - February 2008
JP Morgan Chase September 2001 - November 2003
General Electric Company 1995 - 2001
Skills
Capital Markets, Equities, Investments, Investment Banking, Private Equity, Structured Finance, Valuation, Finance, Trading
Education
Columbia Engineering 2000 — 2003
M.S, Financial Engineering
Columbia Engineering 1993 — 1995
B.S., Electrical Engineering
Bard College 1990 — 1993
B.A., Physics
Mapleleaf International 1982 — 1990
Mapleleaf International
AGILITY FINANCIAL MANAGEMENT November 2012 - Present
Mohican Quarries March 2013 - May 2014
Saw Mill Capital September 2009 - October 2012
Al Rayan Investment February 2008 - August 2009
Banc of America Securities December 2003 - February 2008
JP Morgan Chase September 2001 - November 2003
General Electric Company 1995 - 2001
Skills
Capital Markets, Equities, Investments, Investment Banking, Private Equity, Structured Finance, Valuation, Finance, Trading
Education
Columbia Engineering 2000 — 2003
M.S, Financial Engineering
Columbia Engineering 1993 — 1995
B.S., Electrical Engineering
Bard College 1990 — 1993
B.A., Physics
Mapleleaf International 1982 — 1990
Mapleleaf International
Harlan Nebenhaus Harlan Nebenhaus's Banc of America Securities Experience 2003 - 2006
Job Senior Systems Analyst at Caxton Associates
Industry Financial Services
Experience
Caxton Associates January 2012 - Present
Jefferies & Company August 2006 - December 2011
Banc of America Securities 2003 - 2006
Societe Generale Securities 1993 - 2003
Skills
Electronic Trading, Market Data, Options, Equities, Trading, Middle Office, Securities, Agile Methodologies, Low Latency, Derivatives, Equity Derivatives, Order Management, Trading Systems, Hedge Funds, Risk Management, Sybase, Fixed Income, Bloomberg, Equity Trading, Back Office, Exchange Connectivity, Endorsements, Database Design, Data Warehousing, Data Mining, Business Analysis, Fidessa, Portfolio Management, Trading System, Capital Markets, Investment Banking, Prime Brokerage, FX Options, Financial Markets, Trading Strategies, ETFs, Proprietary Trading, Bonds, Interest Rate..., Commodity, Swaps, Alternative Investments, Program Trading, Hedging, Market Making, Technical Analysis, Series 7, Series 63, Structured Products, Market Risk
Education
New York University
MS, Computer Science
State University of New York at Binghamton
Bachelor of Science (BS), Mathematics and Computer Science
Caxton Associates January 2012 - Present
Jefferies & Company August 2006 - December 2011
Banc of America Securities 2003 - 2006
Societe Generale Securities 1993 - 2003
Skills
Electronic Trading, Market Data, Options, Equities, Trading, Middle Office, Securities, Agile Methodologies, Low Latency, Derivatives, Equity Derivatives, Order Management, Trading Systems, Hedge Funds, Risk Management, Sybase, Fixed Income, Bloomberg, Equity Trading, Back Office, Exchange Connectivity, Endorsements, Database Design, Data Warehousing, Data Mining, Business Analysis, Fidessa, Portfolio Management, Trading System, Capital Markets, Investment Banking, Prime Brokerage, FX Options, Financial Markets, Trading Strategies, ETFs, Proprietary Trading, Bonds, Interest Rate..., Commodity, Swaps, Alternative Investments, Program Trading, Hedging, Market Making, Technical Analysis, Series 7, Series 63, Structured Products, Market Risk
Education
New York University
MS, Computer Science
State University of New York at Binghamton
Bachelor of Science (BS), Mathematics and Computer Science
Jeff Liubicich Jeff Liubicich's Banc of America Securities Experience June 2000 - June 2003
Job Operations Specialist at JMP Group
Industry Financial Services
Experience
JMP Group June 2014 - Present
De La Rosa & Co. March 2013 - April 2014
ThinkEquity LLC February 2006 - November 2012
Hoefer & Arnett, Inc. June 2003 - February 2006
Banc of America Securities June 2000 - June 2003
Nationsbanc Montgomery Securities February 1996 - June 2000
Bank of America August 1985 - February 1996
Skills
Equities, Hedge Funds, Securities, Series 7, Capital Markets, Fixed Income, Trading, Investments, Portfolio Management, Asset Managment, Alternative Investments, Trading Systems, Middle Office, Bloomberg, Mutual Funds, Series 24, Series 63, Investment Banking, Financial Modeling, Valuation
Education
Baruch College
Bachelor of Business Administration (B.B.A.), Economics & Finance
Bernard M Baruch College
Economics and Finance
JMP Group June 2014 - Present
De La Rosa & Co. March 2013 - April 2014
ThinkEquity LLC February 2006 - November 2012
Hoefer & Arnett, Inc. June 2003 - February 2006
Banc of America Securities June 2000 - June 2003
Nationsbanc Montgomery Securities February 1996 - June 2000
Bank of America August 1985 - February 1996
Skills
Equities, Hedge Funds, Securities, Series 7, Capital Markets, Fixed Income, Trading, Investments, Portfolio Management, Asset Managment, Alternative Investments, Trading Systems, Middle Office, Bloomberg, Mutual Funds, Series 24, Series 63, Investment Banking, Financial Modeling, Valuation
Education
Baruch College
Bachelor of Business Administration (B.B.A.), Economics & Finance
Bernard M Baruch College
Economics and Finance
Jerry Matecun Jerry Matecun's Banc of America Securities Experience August 2000 - October 2002
Job Compound Value Advisers, Founder
Industry Investment Management
Experience
Compound Value Advisers May 2013 - Present
Exit Strategies Group, Inc. May 2013 - Present
Integrated Wealth Counsel, LLC April 2007 - August 2012
Kalydus Asset Advisors 2003 - 2006
Banc of America Securities August 2000 - October 2002
Hankin & Co. August 1998 - August 2000
MHE Investment January 1996 - August 1998
Skills
Portfolio Management, Mergers & Acquisitions, Investments, Strategy, Due Diligence, Start-ups, Valuation, Risk Management, Investment Management, Asset Allocation, Asset Management, Hedge Funds, Analysis, Business Valuation, Asset Managment, Alternative Investments, Corporate Development, Private Equity, Business Appraisals, Retirement Planning, Competitive Analysis, Wealth Management, Team Leadership, Investment Advisory, Strategic Financial..., Investment Strategies, Financial Modeling
Education
University of Oxford - Said Business School 2008 — 2008
Executive Education, Private Equity
Golden Gate University 1996 — 1998
MBA, Finance
Aquinas College 1990 — 1994
BA, International Studies, Magna Cum Laude
Malaga Language Institute 1990 — 1990
NA, Spanish; Taught ESL
Compound Value Advisers May 2013 - Present
Exit Strategies Group, Inc. May 2013 - Present
Integrated Wealth Counsel, LLC April 2007 - August 2012
Kalydus Asset Advisors 2003 - 2006
Banc of America Securities August 2000 - October 2002
Hankin & Co. August 1998 - August 2000
MHE Investment January 1996 - August 1998
Skills
Portfolio Management, Mergers & Acquisitions, Investments, Strategy, Due Diligence, Start-ups, Valuation, Risk Management, Investment Management, Asset Allocation, Asset Management, Hedge Funds, Analysis, Business Valuation, Asset Managment, Alternative Investments, Corporate Development, Private Equity, Business Appraisals, Retirement Planning, Competitive Analysis, Wealth Management, Team Leadership, Investment Advisory, Strategic Financial..., Investment Strategies, Financial Modeling
Education
University of Oxford - Said Business School 2008 — 2008
Executive Education, Private Equity
Golden Gate University 1996 — 1998
MBA, Finance
Aquinas College 1990 — 1994
BA, International Studies, Magna Cum Laude
Malaga Language Institute 1990 — 1990
NA, Spanish; Taught ESL
Shayne Harmsen's Banc of America Securities Experience June 1997 - July 1998
Job Office Manager | Facilities | Operations
Industry Nonprofit Organization Management
Experience
Non-profit Agency August 2014 - Present
SF Institute for Hyperbaric Medicine August 2010 - Present
Verious July 2012 - December 2012
Bay Area Breast Surgeons March 2009 - September 2010
Oral Surgery Center October 2008 - January 2009
Architecture International January 2008 - August 2008
Real-Wellbeing.com October 2003 - August 2008
ADD Inc July 1998 - September 2003
Banc of America Securities June 1997 - July 1998
Skills
Healthcare, Microsoft Word, Microsoft Office, Customer Service, Customer Relations, Chair Massage, Entrepreneurial..., Entrepreneurial Skills, Administration, Troubleshooting, Able To Multi-task, Program Management, Event Planning, Entrepreneurship, Management, Hospitals, System Administration, Microsoft Excel, Event Management, Payroll, Medicine, Administrative..., Medical Records, Cpr Certified, Treatment, Medical Terminology, Clinical Research, Physicians, Health Education
Education
Arizona State University 1992 — 1995
BS, Exercise Science - Kinesiology
Minnesota State University, Moorhead 1991 — 1992
General Studies, Communication and Media Studies
Non-profit Agency August 2014 - Present
SF Institute for Hyperbaric Medicine August 2010 - Present
Verious July 2012 - December 2012
Bay Area Breast Surgeons March 2009 - September 2010
Oral Surgery Center October 2008 - January 2009
Architecture International January 2008 - August 2008
Real-Wellbeing.com October 2003 - August 2008
ADD Inc July 1998 - September 2003
Banc of America Securities June 1997 - July 1998
Skills
Healthcare, Microsoft Word, Microsoft Office, Customer Service, Customer Relations, Chair Massage, Entrepreneurial..., Entrepreneurial Skills, Administration, Troubleshooting, Able To Multi-task, Program Management, Event Planning, Entrepreneurship, Management, Hospitals, System Administration, Microsoft Excel, Event Management, Payroll, Medicine, Administrative..., Medical Records, Cpr Certified, Treatment, Medical Terminology, Clinical Research, Physicians, Health Education
Education
Arizona State University 1992 — 1995
BS, Exercise Science - Kinesiology
Minnesota State University, Moorhead 1991 — 1992
General Studies, Communication and Media Studies
Joshua Cooke Joshua Cooke's Banc of America Securities Experience July 2004 - September 2004
Job Office Development at USAA Real Estate Company
Industry Real Estate
Experience
USAA Real Estate Company July 2013 - Present
Kenan-Flagler Real Estate Private Equity Funds December 2011 - May 2013
USAA Real Estate Company May 2012 - August 2012
TIAA-CREF July 2007 - June 2011
TIAA-CREF April 2005 - July 2007
TIAA-CREF September 2004 - April 2005
Banc of America Securities July 2004 - September 2004
Skills
Argus DCF - Certified, FactSet, Bloomberg, Capital IQ, Real Estate Investment
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2011 — 2013
MBA, Class of 2013, Real Estate, Finance
Bethany College 1997 — 2001
Bachelor of Arts, Economics
USAA Real Estate Company July 2013 - Present
Kenan-Flagler Real Estate Private Equity Funds December 2011 - May 2013
USAA Real Estate Company May 2012 - August 2012
TIAA-CREF July 2007 - June 2011
TIAA-CREF April 2005 - July 2007
TIAA-CREF September 2004 - April 2005
Banc of America Securities July 2004 - September 2004
Skills
Argus DCF - Certified, FactSet, Bloomberg, Capital IQ, Real Estate Investment
Education
University of North Carolina at Chapel Hill - Kenan-Flagler Business School 2011 — 2013
MBA, Class of 2013, Real Estate, Finance
Bethany College 1997 — 2001
Bachelor of Arts, Economics
Kirk Blanchette Kirk Blanchette's Banc of America Securities Experience May 1996 - April 1999
Job CFO & VP Strategy at Huber Engineered Woods
Industry Building Materials
Experience
Huber Engineered Woods April 2012 - Present
March of Dimes - Boston January 2011 - April 2012
Seguin Partners, LLC October 2007 - April 2012
Sverica International September 2006 - September 2007
Bariston Partners July 2003 - August 2006
North Hill Ventures / Capital One April 1999 - May 2001
Banc of America Securities May 1996 - April 1999
Skills
Mergers, Strategy, Underwriting, Private Equity, Venture Capital, Investments, Corporate Finance, Financial Structuring, Capital, Credit, Due Diligence, Financial Modeling, Corporate Development, Investment Banking, Start-ups, Mergers & Acquisitions, Emerging Markets, Management, Valuation, Finance, Financial Analysis, LBO, M&A experience, Business Valuation, Divestitures, Restructuring, Executive Management, Investor Relations, IPO, Acquisitions, Private Placements
Education
University of Pennsylvania - The Wharton School 2001 — 2003
MBA
Babson College 1992 — 1996
BS
Huber Engineered Woods April 2012 - Present
March of Dimes - Boston January 2011 - April 2012
Seguin Partners, LLC October 2007 - April 2012
Sverica International September 2006 - September 2007
Bariston Partners July 2003 - August 2006
North Hill Ventures / Capital One April 1999 - May 2001
Banc of America Securities May 1996 - April 1999
Skills
Mergers, Strategy, Underwriting, Private Equity, Venture Capital, Investments, Corporate Finance, Financial Structuring, Capital, Credit, Due Diligence, Financial Modeling, Corporate Development, Investment Banking, Start-ups, Mergers & Acquisitions, Emerging Markets, Management, Valuation, Finance, Financial Analysis, LBO, M&A experience, Business Valuation, Divestitures, Restructuring, Executive Management, Investor Relations, IPO, Acquisitions, Private Placements
Education
University of Pennsylvania - The Wharton School 2001 — 2003
MBA
Babson College 1992 — 1996
BS
Danny Beck Danny Beck's Banc of America Securities Experience June 2005 - July 2006
Job Digital Product Management and Marketing
Industry Marketing and Advertising
Experience
Capital One October 2014 - Present
Capital One February 2014 - October 2014
ServiceAlley - a startup by The Washington Post October 2012 - February 2014
Wedkey June 2011 - October 2012
Insight Communications July 2006 - May 2012
NYE Partytime Productions October 2005 - January 2010
Banc of America Securities June 2005 - July 2006
Skills
Strategy, Strategic Partnerships, Marketing Strategy, Competitive Analysis, Product Management, Social Media Marketing, Digital Marketing, Product Marketing, Web Analytics, Business Analysis, Brand Development, Marketing Research, Analytics, Market Research, Entrepreneurship, Business Strategy, Marketing, Product Development
Education
NYU Stern School of Business 2008 — 2011
MBA, Marketing & Management
SUNY Binghamton 2001 — 2005
BS & BA, Financial Engineering & Economics
Capital One October 2014 - Present
Capital One February 2014 - October 2014
ServiceAlley - a startup by The Washington Post October 2012 - February 2014
Wedkey June 2011 - October 2012
Insight Communications July 2006 - May 2012
NYE Partytime Productions October 2005 - January 2010
Banc of America Securities June 2005 - July 2006
Skills
Strategy, Strategic Partnerships, Marketing Strategy, Competitive Analysis, Product Management, Social Media Marketing, Digital Marketing, Product Marketing, Web Analytics, Business Analysis, Brand Development, Marketing Research, Analytics, Market Research, Entrepreneurship, Business Strategy, Marketing, Product Development
Education
NYU Stern School of Business 2008 — 2011
MBA, Marketing & Management
SUNY Binghamton 2001 — 2005
BS & BA, Financial Engineering & Economics
Gina Glasco Gina Glasco's Banc of America Securities Experience 1997 - January 2000
Job Helps identify top talent who are passionate about delivering outstanding Member experiences at AAA.
Industry Financial Services
Experience
AAA Northern California, Nevada & Utah March 2013 - Present
AAA Northern California, Nevada & Utah January 2012 - March 2013
AAA NCNU Insurance Exchange January 2011 - December 2011
AAA Northern California, Nevada & Utah July 2009 - March 2011
Allianz of America Corporation March 2007 - January 2009
Fireman's Fund Insurance Company January 2000 - March 2007
Banc of America Securities 1997 - January 2000
Odwalla, Inc 1996 - 1997
Certified Personnel 1995 - 1996
Skills
Full-cycle Recruiting, Program Management, Recruitment/Retention, Employee Engagement, Recruiting, Philanthropy, Talent Acquisition, Applicant Tracking..., Talent Management, Onboarding, Succession Planning, Workforce Planning, HRIS, Technical Recruiting, Executive Sales..., Leadership, Social Networking, Relocation, PeopleSoft, Training, Team Building, Human Resources, Behavioral Interviewing, Taleo, Executive Search, SDLC, College Recruiting, Management, Corporate Recruiting, Temporary Placement, Sourcing, Interviews, Vendor Management, Internal Communications, Team Leadership, Strategy, Leadership Development, Organizational...
Education
Arizona State University 1990 — 1995
Bachelors, Organizational Communication
AAA Northern California, Nevada & Utah March 2013 - Present
AAA Northern California, Nevada & Utah January 2012 - March 2013
AAA NCNU Insurance Exchange January 2011 - December 2011
AAA Northern California, Nevada & Utah July 2009 - March 2011
Allianz of America Corporation March 2007 - January 2009
Fireman's Fund Insurance Company January 2000 - March 2007
Banc of America Securities 1997 - January 2000
Odwalla, Inc 1996 - 1997
Certified Personnel 1995 - 1996
Skills
Full-cycle Recruiting, Program Management, Recruitment/Retention, Employee Engagement, Recruiting, Philanthropy, Talent Acquisition, Applicant Tracking..., Talent Management, Onboarding, Succession Planning, Workforce Planning, HRIS, Technical Recruiting, Executive Sales..., Leadership, Social Networking, Relocation, PeopleSoft, Training, Team Building, Human Resources, Behavioral Interviewing, Taleo, Executive Search, SDLC, College Recruiting, Management, Corporate Recruiting, Temporary Placement, Sourcing, Interviews, Vendor Management, Internal Communications, Team Leadership, Strategy, Leadership Development, Organizational...
Education
Arizona State University 1990 — 1995
Bachelors, Organizational Communication
Brad Mascott's Banc of America Securities Experience June 2000 - November 2007
Job Managing Director Citizens Capital Markets
Industry Capital Markets
Experience
Citizens Capital Markets May 2008 - Present
Banc of America Securities June 2000 - November 2007
Fleet Securities 2000 - 2004
Sanford C. Bernstein July 1994 - July 1998
Skills
Loan Origination, Loan Syndication, Debt Structuring, Debt Capital Markets..., Leveraged Finance, High Yield Markets, LBO, M&A experience, Exit Financing, Loans, Credit, Capital Markets, Mergers, Banking, Commercial Lending, Due Diligence, Commercial Banking
Education
Boston College - Wallace E. Carroll Graduate School of Management 1998 — 2000
MBA, Finance
Bates College 1990 — 1994
BA, Economics
The London School of Economics and Political Science (LSE) 1992 — 1993
Citizens Capital Markets May 2008 - Present
Banc of America Securities June 2000 - November 2007
Fleet Securities 2000 - 2004
Sanford C. Bernstein July 1994 - July 1998
Skills
Loan Origination, Loan Syndication, Debt Structuring, Debt Capital Markets..., Leveraged Finance, High Yield Markets, LBO, M&A experience, Exit Financing, Loans, Credit, Capital Markets, Mergers, Banking, Commercial Lending, Due Diligence, Commercial Banking
Education
Boston College - Wallace E. Carroll Graduate School of Management 1998 — 2000
MBA, Finance
Bates College 1990 — 1994
BA, Economics
The London School of Economics and Political Science (LSE) 1992 — 1993
Kelly Lamson's Banc of America Securities Experience 1999 - 2004
Job Director, ITG Sales and Trading
Industry Financial Services
Experience
ITG January 2013 - Present
Liquidnet December 2006 - September 2012
Instinet, LLC 2004 - 2006
Banc of America Securities 1999 - 2004
Skills
Dark Pools, Electronic Trading, Market Structure, Trading Systems, Trading System, Equity Trading, Equities, Buy-side, Market Data, Program Trading, Direct Market Access, Trading, Financial Markets, Series 7, Stock Exchange, Proprietary Trading, FX trading, Relationship Management, Foreign Exchange, Market Making, Bloomberg Terminal, Equity Derivatives, Hedge Funds, Bloomberg, Series 63, ETFs, FINRA, International Relations, Options
Education
Baruch College, City University of New York (CUNY) 1994 — 1999
MBA, International Business
Stony Brook University 1985 — 1989
BA, Economics, Psychology, Business
ITG January 2013 - Present
Liquidnet December 2006 - September 2012
Instinet, LLC 2004 - 2006
Banc of America Securities 1999 - 2004
Skills
Dark Pools, Electronic Trading, Market Structure, Trading Systems, Trading System, Equity Trading, Equities, Buy-side, Market Data, Program Trading, Direct Market Access, Trading, Financial Markets, Series 7, Stock Exchange, Proprietary Trading, FX trading, Relationship Management, Foreign Exchange, Market Making, Bloomberg Terminal, Equity Derivatives, Hedge Funds, Bloomberg, Series 63, ETFs, FINRA, International Relations, Options
Education
Baruch College, City University of New York (CUNY) 1994 — 1999
MBA, International Business
Stony Brook University 1985 — 1989
BA, Economics, Psychology, Business
Bill Peattie Bill Peattie's Banc of America Securities Experience May 2000 - September 2002
Job Managing Member at Peattie Capital Management
Industry Investment Management
Experience
Peattie Capital Management May 2007 - Present
SF Sentry September 2002 - April 2007
Banc of America Securities May 2000 - September 2002
Montgomery Securities 1996 - 2000
Credit Suisse First Boston June 1985 - March 1993
Credit Suisse First Boston March 1983 - June 1985
Skills
Investments, Hedge Funds, Asset Management, Portfolio Management, Series 7, Equities, Alternative Investments, Private Equity, Valuation, Corporate Finance, Fixed Income, Venture Capital, Capital Markets, Investment Strategies
Education
Columbia University - Columbia Business School 1995 — 1996
MBA, Finance
Amherst College 1977 — 1982
Bachelor's Degree
Choate Rosemary Hall 1974 — 1977
GCDS
Peattie Capital Management May 2007 - Present
SF Sentry September 2002 - April 2007
Banc of America Securities May 2000 - September 2002
Montgomery Securities 1996 - 2000
Credit Suisse First Boston June 1985 - March 1993
Credit Suisse First Boston March 1983 - June 1985
Skills
Investments, Hedge Funds, Asset Management, Portfolio Management, Series 7, Equities, Alternative Investments, Private Equity, Valuation, Corporate Finance, Fixed Income, Venture Capital, Capital Markets, Investment Strategies
Education
Columbia University - Columbia Business School 1995 — 1996
MBA, Finance
Amherst College 1977 — 1982
Bachelor's Degree
Choate Rosemary Hall 1974 — 1977
GCDS
Jason Abt Jason Abt's Banc of America Securities Experience 1998 - 2000
Job Managing Director at Houlihan Lokey
Industry Investment Banking
Experience
Houlihan Lokey October 2014 - Present
Robert W. Baird & Co. March 2012 - September 2014
The Vincraft Group March 2009 - December 2011
Cowen and Company 2002 - 2009
Credit Suisse 2001 - 2002
Banc of America Securities 1998 - 2000
Great Western Bank 1993 - 1996
Resolution Trust Corporation 1991 - 1993
Skills
Private Equity, Valuation, Investments, Mergers & Acquisitions, Due Diligence, Financial Modeling, Management, Portfolio Management, Investment Banking, Equities, Finance, Restructuring
Education
University of Pennsylvania - The Wharton School 1996 — 1998
Master of Business Administration (MBA), Finance
Arizona State University 1986 — 1990
Bachelor of Science (BS), Finance
Houlihan Lokey October 2014 - Present
Robert W. Baird & Co. March 2012 - September 2014
The Vincraft Group March 2009 - December 2011
Cowen and Company 2002 - 2009
Credit Suisse 2001 - 2002
Banc of America Securities 1998 - 2000
Great Western Bank 1993 - 1996
Resolution Trust Corporation 1991 - 1993
Skills
Private Equity, Valuation, Investments, Mergers & Acquisitions, Due Diligence, Financial Modeling, Management, Portfolio Management, Investment Banking, Equities, Finance, Restructuring
Education
University of Pennsylvania - The Wharton School 1996 — 1998
Master of Business Administration (MBA), Finance
Arizona State University 1986 — 1990
Bachelor of Science (BS), Finance
Aaron Perlstein Aaron Perlstein's Banc of America Securities Experience April 2006 - October 2008
Job Senior Network Engineer at Abacus Group
Industry Information Technology and Services
Experience
The Abacus Group LLC March 2012 - Present
Options Technology September 2009 - February 2012
BNP Paribas October 2008 - September 2009
Banc of America Securities April 2006 - October 2008
Skills
Disaster Recovery, Active Directory, Data Center, Virtualization, VMware
Education
Binghamton University 2001 — 2005
BS, Computer Science
The Abacus Group LLC March 2012 - Present
Options Technology September 2009 - February 2012
BNP Paribas October 2008 - September 2009
Banc of America Securities April 2006 - October 2008
Skills
Disaster Recovery, Active Directory, Data Center, Virtualization, VMware
Education
Binghamton University 2001 — 2005
BS, Computer Science
Jennifer Fetta Jennifer Fetta's Banc of America Securities Experience October 2003 - November 2006
Job Independent Executive Researcher/Recruiter
Industry Research
Experience
Korn Ferry International October 2013 - May 2014
Westwood Partners July 2010 - March 2013
Marwood Group March 2007 - July 2010
Banc of America Securities October 2003 - November 2006
Skills
Asset Management, Investments, Investment Advisory, Real Estate, Healthcare, Financial Research, Executive Research, Recruiting, Hedge Funds, Executive Search, Equities, Private Equity, Series 7, Bloomberg, Asset Managment, Financial Services, Fixed Income, Equity Research, Financial Markets, Venture Capital, Investment Banking
Education
American University 1997 — 2000
BA, Public Communications
Hofstra University 1996 — 1997
English
St. Mary's 1992 — 1996
HS
Korn Ferry International October 2013 - May 2014
Westwood Partners July 2010 - March 2013
Marwood Group March 2007 - July 2010
Banc of America Securities October 2003 - November 2006
Skills
Asset Management, Investments, Investment Advisory, Real Estate, Healthcare, Financial Research, Executive Research, Recruiting, Hedge Funds, Executive Search, Equities, Private Equity, Series 7, Bloomberg, Asset Managment, Financial Services, Fixed Income, Equity Research, Financial Markets, Venture Capital, Investment Banking
Education
American University 1997 — 2000
BA, Public Communications
Hofstra University 1996 — 1997
English
St. Mary's 1992 — 1996
HS
Joseph L. Smith Joseph L. Smith's Banc of America Securities Experience September 2005 - June 2006
Job Joseph L. Smith
Industry Information Technology and Services
Experience
Citigroup June 2006 - Present
Banc of America Securities September 2005 - June 2006
Citigroup October 2004 - September 2005
Schwab Soundview Capital Markets December 1995 - October 2004
Deutsche Bank May 1995 - December 1995
Baring Securities(Barings Bank) January 1995 - May 1995
Home Box Office (HBO) August 1994 - January 1995
Moore Capital Management/I.M.S. June 1993 - August 1994
Skills
Cisco Technologies, Data Center, Network Administration, Troubleshooting
Education
Bloomsburg University of Pennsylvania 1991 — 1993
Bachelor of Science, Business:Computer and Information Science
Cisco Press
CCNA, Cisco Certified Network Associate: Exams 640-811 and 640-821
Cisco Press
CCDA, Cisco Certified Design Associate: Exam 640-863
Citigroup June 2006 - Present
Banc of America Securities September 2005 - June 2006
Citigroup October 2004 - September 2005
Schwab Soundview Capital Markets December 1995 - October 2004
Deutsche Bank May 1995 - December 1995
Baring Securities(Barings Bank) January 1995 - May 1995
Home Box Office (HBO) August 1994 - January 1995
Moore Capital Management/I.M.S. June 1993 - August 1994
Skills
Cisco Technologies, Data Center, Network Administration, Troubleshooting
Education
Bloomsburg University of Pennsylvania 1991 — 1993
Bachelor of Science, Business:Computer and Information Science
Cisco Press
CCNA, Cisco Certified Network Associate: Exams 640-811 and 640-821
Cisco Press
CCDA, Cisco Certified Design Associate: Exam 640-863
Emily Raderman Emily Raderman's Banc of America Securities Experience January 2004 - September 2006
Job Director of Business Development Marketing, Investor Relations & Talent Acquisition
Industry Investment Management
Experience
J. Goldman & Co., L.P. January 2012 - Present
Goldman Sachs January 2010 - December 2011
Macquarie Securities September 2006 - December 2008
Banc of America Securities January 2004 - September 2006
Education
American University
BA
Other
J. Goldman & Co., L.P. January 2012 - Present
Goldman Sachs January 2010 - December 2011
Macquarie Securities September 2006 - December 2008
Banc of America Securities January 2004 - September 2006
Education
American University
BA
Other
Summer Brill Summer Brill's Banc of America Securities Experience August 2004 - June 2006
Job Real Estate Agent, Dreyfus Sotheby's International Realty
Industry Real Estate
Experience
Dreyfus Sotheby's International Realty June 2011 - Present
The Junior League of Palo Alto-Mid Peninsula (JLPA•MP) 2008 - Present
Self Employed January 2010 - June 2011
The Brill Household June 2006 - June 2011
True Machine Corporation March 2003 - July 2007
Banc of America Securities August 2004 - June 2006
The World April 2003 - August 2004
Banc of America Securities September 1999 - April 2003
George D. Bjurman and Associates September 1998 - September 1999
Skills
Marketing Strategy, Valuation, Social Media Marketing, Portfolio Management, Real Estate
Education
Arizona State University 1992 — 1997
B.S., Business
Riverside Polytechnic High School 1989 — 1992
St Raymond
Dreyfus Sotheby's International Realty June 2011 - Present
The Junior League of Palo Alto-Mid Peninsula (JLPA•MP) 2008 - Present
Self Employed January 2010 - June 2011
The Brill Household June 2006 - June 2011
True Machine Corporation March 2003 - July 2007
Banc of America Securities August 2004 - June 2006
The World April 2003 - August 2004
Banc of America Securities September 1999 - April 2003
George D. Bjurman and Associates September 1998 - September 1999
Skills
Marketing Strategy, Valuation, Social Media Marketing, Portfolio Management, Real Estate
Education
Arizona State University 1992 — 1997
B.S., Business
Riverside Polytechnic High School 1989 — 1992
St Raymond
Ashutosh Kamani, PMP Ashutosh Kamani, PMP's Banc of America Securities Experience September 2006 - May 2007
Job DirectorProfessional Client Services at Broadridge Investment Management Solutions (formerly called Paladyne Systems)
Industry Financial Services
Experience
Broadridge Investment Management Solutions (formerly called Paladyne Systems) July 2008 - Present
Deutsche Bank May 2007 - July 2008
Deloitte Consulting May 2007 - July 2008
Banc of America Securities September 2006 - May 2007
Infosys Technologies Limited October 2000 - May 2007
Bank of America December 2003 - June 2005
Bank of America February 2002 - November 2003
Max New York Life Insurance October 2000 - February 2002
Education
Bangalore University 1996 — 2000
Bachelor of Engineering, MEchanical Engineering
St. Georges College, Agra 1990 — 1996
Broadridge Investment Management Solutions (formerly called Paladyne Systems) July 2008 - Present
Deutsche Bank May 2007 - July 2008
Deloitte Consulting May 2007 - July 2008
Banc of America Securities September 2006 - May 2007
Infosys Technologies Limited October 2000 - May 2007
Bank of America December 2003 - June 2005
Bank of America February 2002 - November 2003
Max New York Life Insurance October 2000 - February 2002
Education
Bangalore University 1996 — 2000
Bachelor of Engineering, MEchanical Engineering
St. Georges College, Agra 1990 — 1996
Thomas Palmeri Thomas Palmeri's Banc of America Securities Experience June 1998 - October 2002
Job Stock Loan Sales Representative at COR Clearing
Industry Financial Services
Experience
COR Clearing June 2010 - Present
South Street Securities April 2009 - September 2009
Assent LLC January 2005 - March 2009
J.B. Oxford October 2002 - October 2004
Banc of America Securities June 1998 - October 2002
Skills
Securities Lending, Alternative Investments, Asset Management, Bloomberg Terminal, Bloomberg, Bonds, Capital Markets, Electronic Trading, Equities, FINRA
Education
City University of New York-Baruch College - Zicklin School of Business 2009 — 2011
Masters of Business Administration(Executive)
Iona College 1997 — 2001
B.B.A., Finance
MSGR. FARRELL 1993 — 1997
COR Clearing June 2010 - Present
South Street Securities April 2009 - September 2009
Assent LLC January 2005 - March 2009
J.B. Oxford October 2002 - October 2004
Banc of America Securities June 1998 - October 2002
Skills
Securities Lending, Alternative Investments, Asset Management, Bloomberg Terminal, Bloomberg, Bonds, Capital Markets, Electronic Trading, Equities, FINRA
Education
City University of New York-Baruch College - Zicklin School of Business 2009 — 2011
Masters of Business Administration(Executive)
Iona College 1997 — 2001
B.B.A., Finance
MSGR. FARRELL 1993 — 1997
Leon Bourn's Banc of America Securities Experience 1997 - April 2009
Job CTO/COO at City on a Hill Capital LP
Industry Investment Management
Experience
City on a Hill Capital LP April 2009 - Present
Banc of America Securities 1997 - April 2009
Education
Babson College 1993 — 1997
BS, Finance & Investments, with an Economics concentration
City on a Hill Capital LP April 2009 - Present
Banc of America Securities 1997 - April 2009
Education
Babson College 1993 — 1997
BS, Finance & Investments, with an Economics concentration
Daniel Eller's Banc of America Securities Experience May 2006 - July 2009
Job Executive Director at Ally Financial Inc.
Industry Financial Services
Experience
Ally Financial Inc. July 2015 - Present
Ally Financial Inc. August 2014 - Present
Ally Financial Inc. July 2009 - July 2014
Banc of America Securities May 2006 - July 2009
Skills
Fixed Income, Banking, Financial Modeling, Series 7, Financial Analysis
Education
Appalachian State University 2000 — 2005
Bachelor of Science Business Administration, Finance & Banking
Ally Financial Inc. July 2015 - Present
Ally Financial Inc. August 2014 - Present
Ally Financial Inc. July 2009 - July 2014
Banc of America Securities May 2006 - July 2009
Skills
Fixed Income, Banking, Financial Modeling, Series 7, Financial Analysis
Education
Appalachian State University 2000 — 2005
Bachelor of Science Business Administration, Finance & Banking
Heather M. Cooper's Banc of America Securities Experience April 2005 - April 2006
Job Licensed Associate Broker NY Luxury Residential Properties
Industry Real Estate
Experience
Town Residential - a luxury residential real estate brokerage April 2013 - Present
Citihabitats 2007 - 2012
Deutsche Bank April 2006 - November 2006
Banc of America Securities April 2005 - April 2006
Merrill Lynch 2002 - 2005
Skills
Real Estate, Real Estate Transactions, Selling, Investment Properties, Sales, Sellers, Marketing, Rentals, Condos, Residential Homes, Investments, Negotiation, Leases, Property Management, Referrals, Public Speaking, Apartments, Leadership, Listings, New Business Development, Entrepreneurship, Real Property, Buyer Representation, Relocation, New Home Sales, Lead Generation, First Time Home Buyers, Real Estate Development, Business Networking, Due Diligence, Philanthropy, Residential Real Estate, Coaching & Mentoring, Condops, Coops, Leadership Development, Luxury Real Estate Sales, New Developments, New York Real Estate..., Overseas Real Estate..., Real Estate Developments, Team Development, Buyers, Brokerage
Education
City University of New York-Baruch College 1995 — 1997
BA (Political Science)
State University of Ny at Cobleskill 1990 — 1993
AA, Liberal Arts
Town Residential - a luxury residential real estate brokerage April 2013 - Present
Citihabitats 2007 - 2012
Deutsche Bank April 2006 - November 2006
Banc of America Securities April 2005 - April 2006
Merrill Lynch 2002 - 2005
Skills
Real Estate, Real Estate Transactions, Selling, Investment Properties, Sales, Sellers, Marketing, Rentals, Condos, Residential Homes, Investments, Negotiation, Leases, Property Management, Referrals, Public Speaking, Apartments, Leadership, Listings, New Business Development, Entrepreneurship, Real Property, Buyer Representation, Relocation, New Home Sales, Lead Generation, First Time Home Buyers, Real Estate Development, Business Networking, Due Diligence, Philanthropy, Residential Real Estate, Coaching & Mentoring, Condops, Coops, Leadership Development, Luxury Real Estate Sales, New Developments, New York Real Estate..., Overseas Real Estate..., Real Estate Developments, Team Development, Buyers, Brokerage
Education
City University of New York-Baruch College 1995 — 1997
BA (Political Science)
State University of Ny at Cobleskill 1990 — 1993
AA, Liberal Arts
Kinnary Patel Kinnary Patel's Banc of America Securities Experience October 1993 - July 1994
Job Managing Principal
Industry Financial Services
Experience
GWR Search Group October 2007 - Present
Accountants International July 1994 - February 2000
Banc of America Securities October 1993 - July 1994
Mellon Financial September 1991 - September 1993
Bankers Trust July 1989 - October 1991
Skills
Financial Analysis, Investment Banking, Valuation, Investments, Private Equity, Capital Markets, Due Diligence, Mergers & Acquisitions
Education
Baruch College, City University of New York (CUNY)
BBA, Finance & Investments, Economics
California State University-Hayward - School of Business and Economics
MBA, Human Resources & Finance
GWR Search Group October 2007 - Present
Accountants International July 1994 - February 2000
Banc of America Securities October 1993 - July 1994
Mellon Financial September 1991 - September 1993
Bankers Trust July 1989 - October 1991
Skills
Financial Analysis, Investment Banking, Valuation, Investments, Private Equity, Capital Markets, Due Diligence, Mergers & Acquisitions
Education
Baruch College, City University of New York (CUNY)
BBA, Finance & Investments, Economics
California State University-Hayward - School of Business and Economics
MBA, Human Resources & Finance
Natasha Shamis Natasha Shamis's Banc of America Securities Experience January 2006 - January 2008
Job Global Head of Product at Liquidnet
Industry Financial Services
Peter Davis Peter Davis's Banc of America Securities Experience 2003 - 2007
Job Managing Director, Head of Financial Technology Banking at Macquarie
Industry Financial Services
Experience
Macquarie November 2014 - Present
Barclays December 2013 - November 2014
Barclays 2010 - 2013
Barclays Capital / Lehman Brothers April 2007 - February 2010
Banc of America Securities 2003 - 2007
Scient 2001 - 2002
Citi 1998 - 2001
Skills
Capital Structure, Capital Markets..., Financial Analysis, M&A Due Diligence, M&A experience, Negotiation, Private Equity/Venture..., Risk Management, Strategic Planning, Transaction Evaluation, Training & Development, Valuation, Capital Markets, Management Due Diligence, Due Diligence, Mergers, Investment Banking, Mergers & Acquisitions, Financial Institutions, Divestitures, Capital Raising, Capital, Strategy, Private Equity, Business Development, Hedge Funds, Corporate Finance, Financial Modeling
Education
NYU Stern School of Business\ 2002 — 2004
MBA
Arizona State University - W. P. Carey School of Business 1993 — 1996
BS
Macquarie November 2014 - Present
Barclays December 2013 - November 2014
Barclays 2010 - 2013
Barclays Capital / Lehman Brothers April 2007 - February 2010
Banc of America Securities 2003 - 2007
Scient 2001 - 2002
Citi 1998 - 2001
Skills
Capital Structure, Capital Markets..., Financial Analysis, M&A Due Diligence, M&A experience, Negotiation, Private Equity/Venture..., Risk Management, Strategic Planning, Transaction Evaluation, Training & Development, Valuation, Capital Markets, Management Due Diligence, Due Diligence, Mergers, Investment Banking, Mergers & Acquisitions, Financial Institutions, Divestitures, Capital Raising, Capital, Strategy, Private Equity, Business Development, Hedge Funds, Corporate Finance, Financial Modeling
Education
NYU Stern School of Business\ 2002 — 2004
MBA
Arizona State University - W. P. Carey School of Business 1993 — 1996
BS
Shankar Narayanan, PMP Shankar Narayanan, PMP's Banc of America Securities Experience August 2005 - September 2008
Job Director NA Head of Prime Brokerage Custody & Clearance Technology at BNP Paribas
Industry Investment Banking
Experience
BNP Paribas June 2015 - Present
BNP Paribas March 2013 - June 2015
BNP Paribas October 2008 - February 2013
Banc of America Securities August 2005 - September 2008
Commonwealth of Massachusetts - IT Division 2002 - 2005
L3 Communications - Titan Group 2000 - 2002
Intelligroup Asia Pvt. Ltd 1998 - 2000
Aztec June 1997 - December 1997
JK Fenner (India) Ltd June 1995 - August 1995
Skills
Prime Brokerage, Fixed Income, Business Analysis, Trading Systems, Derivatives, Equities, SDLC, Management, Investment Banking, Capital Markets, IT Strategy, Software Project..., Financial Services, Agile Methodologies, GWT, Equity Derivatives, Requirements Analysis, Java, Banking, PeopleSoft, Sybase, Portfolio Management, Hedge Funds, Project Delivery, Risk Management, Java Enterprise Edition, OTC, Settlement, International..., Oracle, Bonds, FX Trading, Interest Rate..., Enterprise Portals, Vignette Portal, Client Relations, DTC, Spring Framework, Hibernate, SWIFT Messaging, Calypso, Options, Application Architecture, Global Custody, Regulatory Compliance, Closed-end Funds
Education
Harvard Extension School, Cambridge MA 2000 — 2003
Certificate Courses, Information Technology
Birla Institute of Technology and Science, Pilani 1993 — 1998
Bachelor of Engineering (B.E.), Electrical & Eelectronics Engineering
Birla Institute of Technology and Science, Pilani 1993 — 1998
Master of Science (M.Sc.), Economics
Vikaasa High School, Madurai 1984 — 1992
BNP Paribas June 2015 - Present
BNP Paribas March 2013 - June 2015
BNP Paribas October 2008 - February 2013
Banc of America Securities August 2005 - September 2008
Commonwealth of Massachusetts - IT Division 2002 - 2005
L3 Communications - Titan Group 2000 - 2002
Intelligroup Asia Pvt. Ltd 1998 - 2000
Aztec June 1997 - December 1997
JK Fenner (India) Ltd June 1995 - August 1995
Skills
Prime Brokerage, Fixed Income, Business Analysis, Trading Systems, Derivatives, Equities, SDLC, Management, Investment Banking, Capital Markets, IT Strategy, Software Project..., Financial Services, Agile Methodologies, GWT, Equity Derivatives, Requirements Analysis, Java, Banking, PeopleSoft, Sybase, Portfolio Management, Hedge Funds, Project Delivery, Risk Management, Java Enterprise Edition, OTC, Settlement, International..., Oracle, Bonds, FX Trading, Interest Rate..., Enterprise Portals, Vignette Portal, Client Relations, DTC, Spring Framework, Hibernate, SWIFT Messaging, Calypso, Options, Application Architecture, Global Custody, Regulatory Compliance, Closed-end Funds
Education
Harvard Extension School, Cambridge MA 2000 — 2003
Certificate Courses, Information Technology
Birla Institute of Technology and Science, Pilani 1993 — 1998
Bachelor of Engineering (B.E.), Electrical & Eelectronics Engineering
Birla Institute of Technology and Science, Pilani 1993 — 1998
Master of Science (M.Sc.), Economics
Vikaasa High School, Madurai 1984 — 1992
Michael Pagano Michael Pagano's Banc of America Securities Experience February 1997 - April 1999
Job Managing Director & Head of Insurance Portfolio Management at Voya Investment Management (formerly ING Investment Mgmt)
Industry Investment Management
Experience
Voya Investment Management May 2014 - Present
ING Investment Management July 2011 - April 2014
ING Investment Management July 2010 - June 2011
New York Life Investments September 2006 - June 2010
New York Life Investments June 2003 - August 2006
Fiduciary Asset Management May 1999 - March 2003
Banc of America Securities February 1997 - April 1999
Merrill Lynch May 1994 - February 1997
Neuberger Berman November 1992 - May 1994
Andersen Consulting (Accenture) September 1990 - October 1992
Skills
Fixed Income, Portfolio Management, Asset Managment, Asset Allocation, Investments, Investment Strategies, Bonds, Bloomberg, Asset Management, Trading, Financial Services, Structured Products
Education
The University of Chicago Booth School of Business 1995 — 1998
MBA, Finance
Amherst College 1986 — 1990
BA, Economics and Political Science
Voya Investment Management May 2014 - Present
ING Investment Management July 2011 - April 2014
ING Investment Management July 2010 - June 2011
New York Life Investments September 2006 - June 2010
New York Life Investments June 2003 - August 2006
Fiduciary Asset Management May 1999 - March 2003
Banc of America Securities February 1997 - April 1999
Merrill Lynch May 1994 - February 1997
Neuberger Berman November 1992 - May 1994
Andersen Consulting (Accenture) September 1990 - October 1992
Skills
Fixed Income, Portfolio Management, Asset Managment, Asset Allocation, Investments, Investment Strategies, Bonds, Bloomberg, Asset Management, Trading, Financial Services, Structured Products
Education
The University of Chicago Booth School of Business 1995 — 1998
MBA, Finance
Amherst College 1986 — 1990
BA, Economics and Political Science
Jim Van Meerten Jim Van Meerten's Banc of America Securities Experience January 1998 - July 2001
Job Contributor at TheStreet
Industry Financial Services
Experience
TheStreet May 2012 - Present
Marketocracy September 2009 - Present
Barchart.com September 2009 - Present
Seeking Alpha September 2009 - Present
Wells Fargo Advisors July 2001 - September 2009
Banc of America Securities January 1998 - July 2001
Union County Schools August 1997 - July 1998
Attorney August 1988 - July 1997
A G Edward's & Co January 1986 - July 1988
Southern Company February 1986 - November 1987
Skills
Investments, Financial Analysis, Equities, Portfolio Management, Asset Managment, Finance, Valuation, Banking, Strategic Financial..., Securities, Insurance, Business Planning, Mutual Funds, Relationship Management, Financial Modeling, Mergers & Acquisitions, Technical Analysis, Derivatives, Economics, Investment Strategies, Financial Markets, Financial Advisory, Private Equity, Investment Banking, Accounting, Capital Markets, Internal Audit, Asset Management, Fixed Income, Corporate Finance, Equity Research, Investment Advisory, Wealth Management, Alternative Investments, Retirement, Risk Management, Hedge Funds, Budgets, Series 7, Commodity, Options, Credit, Analysis, Bloomberg, Emerging Markets, Trading, Asset Allocation, Executive Management, Financial Services, Venture Capital
Education
University of North Carolina at Charlotte 1996 — 1997
Post Baccalaureate Studies, Graduate Studies in Education
Woodrow Wilson School of Law 1977 — 1980
Juris Doctorate, Law
Georgia State University - J. Mack Robinson College of Business 1975 — 1976
Post Baccalaureate Studies, Quantatative Math and Accounting
Florida Atlantic University 1970 — 1971
Post Baccalaureate
Berry College - Campbell School of Business 1968 — 1970
Bachelor of Science (BS), Accounting and Business/Management, A+
Berry College 1967 — 1970
BS, Accounting, Business Administration
Broward College 1966 — 1967
Marine Biology, Accounting
Broward Community College 1965 — 1967
Associate's degree, College Prep
Newberry College 1965 — 1966
General Studies
Fort Lauderdale High School 1962 — 1965
Diploma, College Prep
TheStreet May 2012 - Present
Marketocracy September 2009 - Present
Barchart.com September 2009 - Present
Seeking Alpha September 2009 - Present
Wells Fargo Advisors July 2001 - September 2009
Banc of America Securities January 1998 - July 2001
Union County Schools August 1997 - July 1998
Attorney August 1988 - July 1997
A G Edward's & Co January 1986 - July 1988
Southern Company February 1986 - November 1987
Skills
Investments, Financial Analysis, Equities, Portfolio Management, Asset Managment, Finance, Valuation, Banking, Strategic Financial..., Securities, Insurance, Business Planning, Mutual Funds, Relationship Management, Financial Modeling, Mergers & Acquisitions, Technical Analysis, Derivatives, Economics, Investment Strategies, Financial Markets, Financial Advisory, Private Equity, Investment Banking, Accounting, Capital Markets, Internal Audit, Asset Management, Fixed Income, Corporate Finance, Equity Research, Investment Advisory, Wealth Management, Alternative Investments, Retirement, Risk Management, Hedge Funds, Budgets, Series 7, Commodity, Options, Credit, Analysis, Bloomberg, Emerging Markets, Trading, Asset Allocation, Executive Management, Financial Services, Venture Capital
Education
University of North Carolina at Charlotte 1996 — 1997
Post Baccalaureate Studies, Graduate Studies in Education
Woodrow Wilson School of Law 1977 — 1980
Juris Doctorate, Law
Georgia State University - J. Mack Robinson College of Business 1975 — 1976
Post Baccalaureate Studies, Quantatative Math and Accounting
Florida Atlantic University 1970 — 1971
Post Baccalaureate
Berry College - Campbell School of Business 1968 — 1970
Bachelor of Science (BS), Accounting and Business/Management, A+
Berry College 1967 — 1970
BS, Accounting, Business Administration
Broward College 1966 — 1967
Marine Biology, Accounting
Broward Community College 1965 — 1967
Associate's degree, College Prep
Newberry College 1965 — 1966
General Studies
Fort Lauderdale High School 1962 — 1965
Diploma, College Prep
Marc Sugar Marc Sugar's Banc of America Securities Experience March 2005 - October 2008
Job Director / Product Mgt. at BNP Paribas
Industry Financial Services
Experience
BNP Paribas October 2008 - Present
Banc of America Securities March 2005 - October 2008
Panetta Physical Therapy 2004 - 2005
HD BROUS & Co April 2000 - August 2002
Furman Selz / ING 1993 - 2000
Midwood Securities May 1991 - 1993
Bear, Stearns & Co. Inc. 1989 - 1991
Skills
Equities, Prime Brokerage, Trading, Investment Banking, Electronic Trading, Portfolio Management, Hedge Funds, Financial Services, Hedging, Finance, Capital Markets, Fixed Income, Trading Systems, Options, Investments, CRM, Financial Risk, Financial Markets, Equity Derivatives, Derivatives, Bloomberg, Structured Products, Middle Office, Securities, FX Options, Alternative Investments, Asset Management, Market Data, Cash Management, Bonds, Back Office, Series 7, Corporate Actions, Settlement, Series 63, Equity Trading, Emerging Markets, Proprietary Trading, Management, Risk Management
Education
Adelphi University
BCHS
BNP Paribas October 2008 - Present
Banc of America Securities March 2005 - October 2008
Panetta Physical Therapy 2004 - 2005
HD BROUS & Co April 2000 - August 2002
Furman Selz / ING 1993 - 2000
Midwood Securities May 1991 - 1993
Bear, Stearns & Co. Inc. 1989 - 1991
Skills
Equities, Prime Brokerage, Trading, Investment Banking, Electronic Trading, Portfolio Management, Hedge Funds, Financial Services, Hedging, Finance, Capital Markets, Fixed Income, Trading Systems, Options, Investments, CRM, Financial Risk, Financial Markets, Equity Derivatives, Derivatives, Bloomberg, Structured Products, Middle Office, Securities, FX Options, Alternative Investments, Asset Management, Market Data, Cash Management, Bonds, Back Office, Series 7, Corporate Actions, Settlement, Series 63, Equity Trading, Emerging Markets, Proprietary Trading, Management, Risk Management
Education
Adelphi University
BCHS
Peter Campanella Peter Campanella's Banc of America Securities Experience May 2001 - August 2006
Job Director of Operations at Ramius LLC
Industry Investment Management
Experience
Ramius LLC August 2006 - Present
Banc of America Securities May 2001 - August 2006
First Union 1998 - 2001
Kidder Peabody 1987 - 1994
Skills
Operations, Charles River IMS, Aexeo, Bloomberg, Microsoft Office, BARX, eSpeed, Omgeo Oasys, Trading, Portfolio Management, Equities, Settlement, Mutual Funds, Capital Markets, Options, Fixed Income, Middle Office, Equity Derivatives, Electronic Trading, Series 63, Derivatives, Prime Brokerage, FINRA, Back Office, Trading Systems, Hedge Funds, Securities, Alternative Investments, Management, Investments
Education
City University of New York-Baruch College 1987 — 1992
Business Administration, Management and Operations
LaSalle Academy High School 1983 — 1987
Saint Aloysius
Ramius LLC August 2006 - Present
Banc of America Securities May 2001 - August 2006
First Union 1998 - 2001
Kidder Peabody 1987 - 1994
Skills
Operations, Charles River IMS, Aexeo, Bloomberg, Microsoft Office, BARX, eSpeed, Omgeo Oasys, Trading, Portfolio Management, Equities, Settlement, Mutual Funds, Capital Markets, Options, Fixed Income, Middle Office, Equity Derivatives, Electronic Trading, Series 63, Derivatives, Prime Brokerage, FINRA, Back Office, Trading Systems, Hedge Funds, Securities, Alternative Investments, Management, Investments
Education
City University of New York-Baruch College 1987 — 1992
Business Administration, Management and Operations
LaSalle Academy High School 1983 — 1987
Saint Aloysius
Phillip Courten Phillip Courten's Banc of America Securities Experience 1995 - 1999
Job Investment Banking
Industry Investment Banking
Experience
Ridgecrest Capital Partners October 2011 - Present
Wedbush Securities April 2010 - October 2011
BMO Capital Markets 2001 - 2010
Banc of America Securities 1995 - 1999
Morgan Stanley 1986 - 1995
Skills
Mergers, Venture Capital, IPO, Investment Banking, Mergers & Acquisitions, Start-ups, Strategy, CRM, Finance, New Business Development, Corporate Development, Private Equity, Valuation, General Awesomeness, Corporate Finance, Awesomeness, Executive Management
Education
Babson College
Bachelor of Science, Finance
New York University - Leonard N. Stern School of Business
MBA, Finance
Ridgecrest Capital Partners October 2011 - Present
Wedbush Securities April 2010 - October 2011
BMO Capital Markets 2001 - 2010
Banc of America Securities 1995 - 1999
Morgan Stanley 1986 - 1995
Skills
Mergers, Venture Capital, IPO, Investment Banking, Mergers & Acquisitions, Start-ups, Strategy, CRM, Finance, New Business Development, Corporate Development, Private Equity, Valuation, General Awesomeness, Corporate Finance, Awesomeness, Executive Management
Education
Babson College
Bachelor of Science, Finance
New York University - Leonard N. Stern School of Business
MBA, Finance
Amanda A. Tappen, CFP®'s Banc of America Securities Experience 2004 - 2008
Job
Industry Financial Services
Experience
Douglas C. Lane & Associates, Inc. 2008 - Present
Banc of America Securities 2004 - 2008
Gemstar-TV Guide International 2002 - 2004
Education
Boston College 1996 — 2000
Bachelor of Science, Finance
Villa Walsh Academy 1992 — 1996
Douglas C. Lane & Associates, Inc. 2008 - Present
Banc of America Securities 2004 - 2008
Gemstar-TV Guide International 2002 - 2004
Education
Boston College 1996 — 2000
Bachelor of Science, Finance
Villa Walsh Academy 1992 — 1996
Bryant H. Owens Bryant H. Owens's Banc of America Securities Experience June 2000 - May 2004
Job Managing DirectorFinancial Institutions Investment Banking
Industry Investment Banking
Experience
Wells Fargo Securities May 2004 - Present
Banc of America Securities June 2000 - May 2004
Banc of America Securities 1994 - 2000
Skills
Fixed Income, Investments, Trading, DCM, Syndicate, Capital Markets, Asset Management, Banking, Bloomberg, Investment Banking, Credit, Equities, Bonds, Derivatives, Hedge Funds, Treasury Management, Risk Management, Portfolio Management, Financial Markets, Structured Finance, Financial Structuring, Securities
Education
University of Georgia - Terry College of Business 1992 — 1994
MBA, Finance
Birmingham-Southern College 1988 — 1992
B.S., Business
Fletcher High School 1985 — 1988
Wells Fargo Securities May 2004 - Present
Banc of America Securities June 2000 - May 2004
Banc of America Securities 1994 - 2000
Skills
Fixed Income, Investments, Trading, DCM, Syndicate, Capital Markets, Asset Management, Banking, Bloomberg, Investment Banking, Credit, Equities, Bonds, Derivatives, Hedge Funds, Treasury Management, Risk Management, Portfolio Management, Financial Markets, Structured Finance, Financial Structuring, Securities
Education
University of Georgia - Terry College of Business 1992 — 1994
MBA, Finance
Birmingham-Southern College 1988 — 1992
B.S., Business
Fletcher High School 1985 — 1988
Chip Jetton's Banc of America Securities Experience July 2004 - April 2008
Job Realtor at Cottingham Chalk Hayes
Industry Real Estate
Experience
Cottingham Chalk Hayes July 2009 - Present
Banc of America Securities July 2004 - April 2008
Education
Appalachian State University 2000 — 2004
BSBA, Management and Marketing
Cottingham Chalk Hayes July 2009 - Present
Banc of America Securities July 2004 - April 2008
Education
Appalachian State University 2000 — 2004
BSBA, Management and Marketing
Jim De Alto's Banc of America Securities Experience September 1998 - August 2004
Job Director at Industrial and Commercial Bank of China (ICBC) Financial Services LLC
Industry Financial Services
Experience
Industrial & Commercial Bank of China (ICBC) Financial Services LLC January 2011 - Present
BNP Paribas August 2009 - November 2010
Celadon Financial Group, LLC February 2009 - August 2009
JPMorgan Chase Bank March 2007 - August 2008
Citigroup Global Transaction Services 2004 - 2007
Banc of America Securities September 1998 - August 2004
Morgan Stanley 1986 - 1998
Goldman Sachs 1983 - 1986
Skills
Prime Brokerage, Client Service, Customer Relations, Negotiation, Hedge Funds, Back Office, Fixed Income, Equities, Series 7, Capital Markets, Series 63, Trading Systems, Securities Lending, Banking, Alternative Investments, Bloomberg, Cash Management, Client Services, Credit Risk, Asset Management, Customer Service, Derivatives, Electronic Trading, Equity Trading, FX Options, Finance, Financial Markets, Financial Services, Financial Risk, Investment Banking, Investments, Middle Office, Options, Outsourcing, Securities, Trading, Treasury
Education
Baruch College, City University of New York (CUNY)
BBA
Industrial & Commercial Bank of China (ICBC) Financial Services LLC January 2011 - Present
BNP Paribas August 2009 - November 2010
Celadon Financial Group, LLC February 2009 - August 2009
JPMorgan Chase Bank March 2007 - August 2008
Citigroup Global Transaction Services 2004 - 2007
Banc of America Securities September 1998 - August 2004
Morgan Stanley 1986 - 1998
Goldman Sachs 1983 - 1986
Skills
Prime Brokerage, Client Service, Customer Relations, Negotiation, Hedge Funds, Back Office, Fixed Income, Equities, Series 7, Capital Markets, Series 63, Trading Systems, Securities Lending, Banking, Alternative Investments, Bloomberg, Cash Management, Client Services, Credit Risk, Asset Management, Customer Service, Derivatives, Electronic Trading, Equity Trading, FX Options, Finance, Financial Markets, Financial Services, Financial Risk, Investment Banking, Investments, Middle Office, Options, Outsourcing, Securities, Trading, Treasury
Education
Baruch College, City University of New York (CUNY)
BBA
Jeff Dejelo's Banc of America Securities Experience 2000 - 2003
Job VP, Sales Finance at Twitter
Industry Internet
Experience
Twitter July 2010 - Present
Google Inc. February 2007 - June 2010
YouTube Inc. September 2006 - February 2007
Yahoo! Inc. July 2003 - August 2006
Banc of America Securities 2000 - 2003
Skills
Start-ups, Non-profits, Google Analytics, Strategic Partnerships
Education
Ateneo de Manila University 1999 — 2000
Fulbright Fellowship, Theology
Fordham University 1995 — 1999
Bachelor of Arts, Philosophy & Theology
University of Oxford 1997 — 1998
Study Abroard Program, Philosophy & Theology
Twitter July 2010 - Present
Google Inc. February 2007 - June 2010
YouTube Inc. September 2006 - February 2007
Yahoo! Inc. July 2003 - August 2006
Banc of America Securities 2000 - 2003
Skills
Start-ups, Non-profits, Google Analytics, Strategic Partnerships
Education
Ateneo de Manila University 1999 — 2000
Fulbright Fellowship, Theology
Fordham University 1995 — 1999
Bachelor of Arts, Philosophy & Theology
University of Oxford 1997 — 1998
Study Abroard Program, Philosophy & Theology
Andrew Lazarus Andrew Lazarus's Banc of America Securities Experience 1993 - 1994
Job Chief Financial Officer Commercial Solutions at BAE Systems Applied Intelligence
Industry Computer Software
Experience
BAE Systems Applied Intelligence December 2014 - Present
SilverSky 2009 - December 2014
Genesys Conferencing 2002 - 2008
CIBC World Markets 1997 - 2002
GKN Securities 1994 - 1997
Banc of America Securities 1993 - 1994
Fidelity Investments 1987 - 1991
Skills
Due Diligence, Start-ups, Executive Management, Private Equity, Strategy, Corporate Development, Financial Analysis, Accounting, Restructuring, Business Strategy, Financial Modeling, Forecasting, Risk Management, Financial Reporting, Strategic Partnerships, Business Development, Equities, Venture Capital, Sarbanes-Oxley Act, Treasury, Performance Turnaround, International Business, SaaS, Cloud Computing
Education
New York University - Leonard N. Stern School of Business 1991 — 1993
MBA, Finance
Babson College 1983 — 1987
BS, Accounting & Finance
BAE Systems Applied Intelligence December 2014 - Present
SilverSky 2009 - December 2014
Genesys Conferencing 2002 - 2008
CIBC World Markets 1997 - 2002
GKN Securities 1994 - 1997
Banc of America Securities 1993 - 1994
Fidelity Investments 1987 - 1991
Skills
Due Diligence, Start-ups, Executive Management, Private Equity, Strategy, Corporate Development, Financial Analysis, Accounting, Restructuring, Business Strategy, Financial Modeling, Forecasting, Risk Management, Financial Reporting, Strategic Partnerships, Business Development, Equities, Venture Capital, Sarbanes-Oxley Act, Treasury, Performance Turnaround, International Business, SaaS, Cloud Computing
Education
New York University - Leonard N. Stern School of Business 1991 — 1993
MBA, Finance
Babson College 1983 — 1987
BS, Accounting & Finance
Philip Grossman Philip Grossman's Banc of America Securities Experience March 2005 - March 2007
Job Licensed Associate Real Estate Broker at Brown Harris Stevens
Industry Real Estate
Experience
Keller Williams Real Estate Coral Springs Florida May 2015 - Present
Brown Harris Stevens February 2014 - Present
Citi Habitats January 2013 - September 2013
Citi Habitats February 2011 - January 2013
Apple Inc. October 2009 - December 2010
Washington Mutual/JPMChase April 2007 - January 2009
NYSAFFAH January 2000 - January 2009
NY Housing Conference January 2000 - December 2008
Banc of America Securities March 2005 - March 2007
Fleet Bank/Bank of America February 1995 - February 2005
Skills
Management, Loans, Marketing, Real Estate, Sales, Relationship Management, Credit, Investments, Investment Properties, Nonprofits, Residential Homes, Banking, Real Estate Economics, Business Development, Finance, Real Estate Development, Real Estate Transactions, Negotiation, Risk Management, Strategy, Leadership, Start-ups
Education
Amherst College 1977 — 1981
Bachelor of Science (BS), Finance
Amherst College 1976 — 1981
Bachelor's Degree, Business Administration
New York University
Keller Williams Real Estate Coral Springs Florida May 2015 - Present
Brown Harris Stevens February 2014 - Present
Citi Habitats January 2013 - September 2013
Citi Habitats February 2011 - January 2013
Apple Inc. October 2009 - December 2010
Washington Mutual/JPMChase April 2007 - January 2009
NYSAFFAH January 2000 - January 2009
NY Housing Conference January 2000 - December 2008
Banc of America Securities March 2005 - March 2007
Fleet Bank/Bank of America February 1995 - February 2005
Skills
Management, Loans, Marketing, Real Estate, Sales, Relationship Management, Credit, Investments, Investment Properties, Nonprofits, Residential Homes, Banking, Real Estate Economics, Business Development, Finance, Real Estate Development, Real Estate Transactions, Negotiation, Risk Management, Strategy, Leadership, Start-ups
Education
Amherst College 1977 — 1981
Bachelor of Science (BS), Finance
Amherst College 1976 — 1981
Bachelor's Degree, Business Administration
New York University
Sam Sivarajan Sam Sivarajan's Banc of America Securities Experience 2000 - 2002
Job Head of Manulife Private Wealth
Industry Investment Management
Experience
Manulife Private Wealth 2015 - Present
Manulife Private Wealth 2012 - 2015
UBS Wealth Management 2005 - 2011
Glaxys Ltd. 2003 - 2005
Banc of America Securities 2000 - 2002
HSBC Investment Bank 2000 - 2000
CA IB Corporate Finance 1999 - 2000
Dresdner Kleinwort Benson 1998 - 1999
McMillan Binch 1996 - 1997
C.D. Howe Institute 1994 - 1996
Skills
Investments, Mergers & Acquisitions, Wealth Management, Investment Banking, Start-ups, Mergers, Corporate Finance, Financial Services, Equities, Leadership, CRM, Management, Entrepreneurship, Capital Markets, Private Equity, Asset Allocation, High Net Worth..., Behavioural Finance, Wealth Management..., Portfolio Management, Finance
Education
Manchester Business School 2014 — 2019
Doctor of Business Administration (DBA)
Rotman School of Management 2011 — 2011
University of Toronto 1992 — 1996
J.D.
University of Toronto - Rotman School of Management 1992 — 1996
MBA
ESCP Europe 1995 — 1995
MBA
Western University 1988 — 1992
BA
Manulife Private Wealth 2015 - Present
Manulife Private Wealth 2012 - 2015
UBS Wealth Management 2005 - 2011
Glaxys Ltd. 2003 - 2005
Banc of America Securities 2000 - 2002
HSBC Investment Bank 2000 - 2000
CA IB Corporate Finance 1999 - 2000
Dresdner Kleinwort Benson 1998 - 1999
McMillan Binch 1996 - 1997
C.D. Howe Institute 1994 - 1996
Skills
Investments, Mergers & Acquisitions, Wealth Management, Investment Banking, Start-ups, Mergers, Corporate Finance, Financial Services, Equities, Leadership, CRM, Management, Entrepreneurship, Capital Markets, Private Equity, Asset Allocation, High Net Worth..., Behavioural Finance, Wealth Management..., Portfolio Management, Finance
Education
Manchester Business School 2014 — 2019
Doctor of Business Administration (DBA)
Rotman School of Management 2011 — 2011
University of Toronto 1992 — 1996
J.D.
University of Toronto - Rotman School of Management 1992 — 1996
MBA
ESCP Europe 1995 — 1995
MBA
Western University 1988 — 1992
BA
Jim Dryden Jim Dryden's Banc of America Securities Experience 1990 - 1998
Job First Vice President at Westlake Private Wealth Management / Wells Fargo Advisors Financial Network LLC
Industry Financial Services
Experience
Wells Fargo Advisors March 2013 - Present
Deutsche Bank June 2007 - March 2013
Northern Trust December 1998 - June 2007
Banc of America Securities 1990 - 1998
Skills
Investment Management, Financial Advisory, Wealth Management, Asset Management, Alternative Investments, Asset Allocation, Investments, Portfolio Management, Series 7, Equities, Fixed Income, Investment Strategies, Wealth Management..., Investment Advisory, Hedge Funds, Mutual Funds
Education
Arizona State University, W. P. Carey School of Business 1982 — 1986
BS, Finance
Wells Fargo Advisors March 2013 - Present
Deutsche Bank June 2007 - March 2013
Northern Trust December 1998 - June 2007
Banc of America Securities 1990 - 1998
Skills
Investment Management, Financial Advisory, Wealth Management, Asset Management, Alternative Investments, Asset Allocation, Investments, Portfolio Management, Series 7, Equities, Fixed Income, Investment Strategies, Wealth Management..., Investment Advisory, Hedge Funds, Mutual Funds
Education
Arizona State University, W. P. Carey School of Business 1982 — 1986
BS, Finance
Steve Vermut's Banc of America Securities Experience September 1997 - March 2003
Job Executive Chairman at Prosper Marketplace
Industry Financial Services
Experience
Prosper Marketplace March 2014 - Present
Prosper Marketplace January 2013 - March 2014
Wells Fargo Securities December 2012 - January 2013
Merlin, a Wells Fargo Company August 2012 - November 2012
Merlin Securities May 2004 - July 2012
Merlin Securities April 2004 - July 2012
Banc of America Securities September 1997 - March 2003
Montgomery Securities April 1995 - August 1997
Furman Selz February 1984 - March 1995
L. F. Rothschild & Co. May 1970 - January 1981
Skills
Prime Brokerage, Hedge Funds, Alternative Investments, Equities, Equity Trading, Series 7, Fixed Income, Securities, Capital Markets, Private Equity, Trading, Investment Banking, Financial Markets
Education
Babson College 1964 — 1967
B.S., Finance
Prosper Marketplace March 2014 - Present
Prosper Marketplace January 2013 - March 2014
Wells Fargo Securities December 2012 - January 2013
Merlin, a Wells Fargo Company August 2012 - November 2012
Merlin Securities May 2004 - July 2012
Merlin Securities April 2004 - July 2012
Banc of America Securities September 1997 - March 2003
Montgomery Securities April 1995 - August 1997
Furman Selz February 1984 - March 1995
L. F. Rothschild & Co. May 1970 - January 1981
Skills
Prime Brokerage, Hedge Funds, Alternative Investments, Equities, Equity Trading, Series 7, Fixed Income, Securities, Capital Markets, Private Equity, Trading, Investment Banking, Financial Markets
Education
Babson College 1964 — 1967
B.S., Finance
Stacey Greenberg, PMP Stacey Greenberg, PMP's Banc of America Securities Experience June 2004 - April 2007
Job Vice President, Engagement Manager at JPMorgan Chase
Industry Banking
Experience
JPMorgan Chase January 2013 - Present
JPMorgan Chase May 2012 - December 2012
Bank of America December 2010 - December 2011
Bank of America May 2007 - December 2011
Banc of America Securities June 2004 - April 2007
Skills
Financial Modeling, Financial Analysis, Fixed Income, Portfolio Management, Banking, Equities, Capital Markets, Credit, Underwriting, Credit Analysis, Valuation, Investment Banking, Process Improvement, Financial Risk, Loans, Commercial Lending, Risk Management, Due Diligence, Credit Risk, Analysis, Securities, Cross-functional Team..., Investments, Treasury Management
Education
Duke University - The Fuqua School of Business 2009 — 2010
MBA;, Cross Continent MBA
Baruch College, City University of New York (CUNY) 2002 — 2004
BBA, Computer Information Systems, International Business
JPMorgan Chase January 2013 - Present
JPMorgan Chase May 2012 - December 2012
Bank of America December 2010 - December 2011
Bank of America May 2007 - December 2011
Banc of America Securities June 2004 - April 2007
Skills
Financial Modeling, Financial Analysis, Fixed Income, Portfolio Management, Banking, Equities, Capital Markets, Credit, Underwriting, Credit Analysis, Valuation, Investment Banking, Process Improvement, Financial Risk, Loans, Commercial Lending, Risk Management, Due Diligence, Credit Risk, Analysis, Securities, Cross-functional Team..., Investments, Treasury Management
Education
Duke University - The Fuqua School of Business 2009 — 2010
MBA;, Cross Continent MBA
Baruch College, City University of New York (CUNY) 2002 — 2004
BBA, Computer Information Systems, International Business
Hugo Fozzati Hugo Fozzati's Banc of America Securities Experience 2004 - 2006
Job Vice President at Comerica, Technology & Life Sciences
Industry Internet
Experience
Comerica Technology & Life Sciences 2013 - Present
Fozzati Partners 2009 - Present
Atomico 2011 - 2012
WhipCar 2010 - 2011
Provident Group 2008 - 2010
BNP Paribas Fortis 2006 - 2008
Banc of America Securities 2004 - 2006
Skills
Structuring, Spanish, English, French, German, Italian, Leveraged Finance, Syndications, Structured Finance, Sales, Business Development, Financial Structuring, Venture Capital
Education
Georgetown University - The McDonough School of Business 2013 — 2014
Master of Business Administration (MBA), International Business
Babson College 1999 — 2003
Bachelors of Science (B.S.), Entrepreneurship & Finance
Frankfurt International School 1990 — 1999
International Baccalaureate, Business Administration
Comerica Technology & Life Sciences 2013 - Present
Fozzati Partners 2009 - Present
Atomico 2011 - 2012
WhipCar 2010 - 2011
Provident Group 2008 - 2010
BNP Paribas Fortis 2006 - 2008
Banc of America Securities 2004 - 2006
Skills
Structuring, Spanish, English, French, German, Italian, Leveraged Finance, Syndications, Structured Finance, Sales, Business Development, Financial Structuring, Venture Capital
Education
Georgetown University - The McDonough School of Business 2013 — 2014
Master of Business Administration (MBA), International Business
Babson College 1999 — 2003
Bachelors of Science (B.S.), Entrepreneurship & Finance
Frankfurt International School 1990 — 1999
International Baccalaureate, Business Administration
David Ragins David Ragins's Banc of America Securities Experience July 1994 - June 1997
Job Managing Director, Clarion Capital Partners
Industry Venture Capital & Private Equity
Experience
Clarion Capital Partners, LLC February 2006 - Present
School of Management at the University of Alaska Fairbanks July 2012 - Present
ProjectExplorer.org June 2011 - August 2014
Seaport Capital February 2001 - February 2006
Merrill Lynch July 1999 - February 2001
Banc of America Securities July 1994 - June 1997
Education
University of Pennsylvania - The Wharton School 1997 — 1999
MBA, Finance
Babson College 1990 — 1994
BS, Finance
Clarion Capital Partners, LLC February 2006 - Present
School of Management at the University of Alaska Fairbanks July 2012 - Present
ProjectExplorer.org June 2011 - August 2014
Seaport Capital February 2001 - February 2006
Merrill Lynch July 1999 - February 2001
Banc of America Securities July 1994 - June 1997
Education
University of Pennsylvania - The Wharton School 1997 — 1999
MBA, Finance
Babson College 1990 — 1994
BS, Finance
Gerry Lawlor Gerry Lawlor's Banc of America Securities Experience May 1999 - April 2002
Job Executive Vice President at Rock Island Communications
Industry Information Technology and Services
Experience
Rock Island Communications February 2015 - Present
Island Network October 2014 - February 2015
Orcas Power & Light Cooperative July 2014 - October 2014
Katerva May 2013 - August 2014
VeraTak June 2013 - June 2014
Razor Risk, a TMX Group Company January 2011 - September 2012
International Derivatives Clearing Group LLC February 2008 - October 2010
Goldman Sachs March 2007 - February 2008
ICAP May 2002 - February 2007
Banc of America Securities May 1999 - April 2002
Skills
Risk Management, Derivatives, Program Management, Integration, Trading Systems, Financial Markets, Securities, Fixed Income, Credit, Capital Markets, Swaps, CDS, Testing, Bloomberg, Credit Derivatives, Credit Risk, Risk, Bonds
Education
Belmont Abbey College 1997 — 2001
BA, Political Science, Economics
Clongowes Wood College 1989 — 1995
Rock Island Communications February 2015 - Present
Island Network October 2014 - February 2015
Orcas Power & Light Cooperative July 2014 - October 2014
Katerva May 2013 - August 2014
VeraTak June 2013 - June 2014
Razor Risk, a TMX Group Company January 2011 - September 2012
International Derivatives Clearing Group LLC February 2008 - October 2010
Goldman Sachs March 2007 - February 2008
ICAP May 2002 - February 2007
Banc of America Securities May 1999 - April 2002
Skills
Risk Management, Derivatives, Program Management, Integration, Trading Systems, Financial Markets, Securities, Fixed Income, Credit, Capital Markets, Swaps, CDS, Testing, Bloomberg, Credit Derivatives, Credit Risk, Risk, Bonds
Education
Belmont Abbey College 1997 — 2001
BA, Political Science, Economics
Clongowes Wood College 1989 — 1995
Lee Schalop's Banc of America Securities Experience 2000 - 2004
Job Biotech Angel Investor and Entrepreneur
Industry Biotechnology
Experience
LSWorks LLC January 2011 - Present
Oncoceutics, Inc. September 2008 - Present
ImmunoGenes AG June 2009 - Present
Banc of America Securities 2000 - 2004
Credit Suisse May 2000 - October 2000
JP Morgan 1987 - 2000
Skills
Start-ups, Venture Capital, Biotechnology, Drug Discovery, Entrepreneurship, Oncology, Business Development, Strategy, Business Strategy
Education
Albert Einstein College of Medicine 2004 — 2008
MD, Medicine
University of Pennsylvania - The Wharton School 1981 — 1985
BSc, Finance
LSWorks LLC January 2011 - Present
Oncoceutics, Inc. September 2008 - Present
ImmunoGenes AG June 2009 - Present
Banc of America Securities 2000 - 2004
Credit Suisse May 2000 - October 2000
JP Morgan 1987 - 2000
Skills
Start-ups, Venture Capital, Biotechnology, Drug Discovery, Entrepreneurship, Oncology, Business Development, Strategy, Business Strategy
Education
Albert Einstein College of Medicine 2004 — 2008
MD, Medicine
University of Pennsylvania - The Wharton School 1981 — 1985
BSc, Finance
Miriam Delman's Banc of America Securities Experience March 2006 - May 2012
Job Consultant at McGraw Hill Financial
Industry Financial Services
Experience
McGraw Hill Financial January 2015 - Present
Citi August 2014 - December 2014
State Street Bank January 2014 - June 2014
Citi April 2013 - October 2013
PWC / HSBC June 2012 - December 2012
Bank of America September 2009 - May 2012
Banc of America Securities March 2006 - May 2012
JP Morgan Chase June 2000 - 2005
IQ Financial 1999 - 2000
Bankers Trust January 1986 - June 1999
Skills
Derivatives, Risk Management, Fixed Income, Credit Derivatives, Investment Banking, Equities, Credit Risk, Financial Services, Capital Markets, Business Analysis, Requirements Gathering, Interest Rate..., Middle Office, SDLC, Credit, Trading, Trading Systems, Financial Risk, AML, User Acceptance Testing, Anti Money Laundering, CCAR, Finance, Management
Education
Adelphi University
MBA
Queens College - CUNY
BA
McGraw Hill Financial January 2015 - Present
Citi August 2014 - December 2014
State Street Bank January 2014 - June 2014
Citi April 2013 - October 2013
PWC / HSBC June 2012 - December 2012
Bank of America September 2009 - May 2012
Banc of America Securities March 2006 - May 2012
JP Morgan Chase June 2000 - 2005
IQ Financial 1999 - 2000
Bankers Trust January 1986 - June 1999
Skills
Derivatives, Risk Management, Fixed Income, Credit Derivatives, Investment Banking, Equities, Credit Risk, Financial Services, Capital Markets, Business Analysis, Requirements Gathering, Interest Rate..., Middle Office, SDLC, Credit, Trading, Trading Systems, Financial Risk, AML, User Acceptance Testing, Anti Money Laundering, CCAR, Finance, Management
Education
Adelphi University
MBA
Queens College - CUNY
BA
Dilip Sharma's Banc of America Securities Experience October 2000 - 2004
Job Product Manager at Flextrade
Industry Capital Markets
Experience
Flextrade December 2010 - Present
Lava Trading July 2004 - December 2010
Citi 2003 - December 2010
Banc of America Securities October 2000 - 2004
Banc of America Securities - BrokerDealer Services 2000 - 2004
NationsBanc Montgomery Securities January 1998 - January 2000
Montgomery Securities January 1996 - January 1998
Sonata Software February 1994 - October 1995
Insurance Corporation of Singapore 1994 - 1995
Skills
Customer Relations, Valuation, Corporate Finance, Electronic Trading, Equities, Trading Systems, Trading, Product Management, Equity Trading, Series 7, Capital Markets, Smart Order Routing, Market Data, Financial Markets, Business Analysis, Order Management, Product Development, Investment Banking, Series 63, Strategic Planning, Strategy Development, Requirements Analysis, Securities, Integration, Vendor Management, Business Strategy, Architecture, Back Office, CRM, Strategy, SDLC, Options, Low Latency
Education
New York University - Leonard N. Stern School of Business 2005 — 2007
MBA
Bangalore University
B.S
Flextrade December 2010 - Present
Lava Trading July 2004 - December 2010
Citi 2003 - December 2010
Banc of America Securities October 2000 - 2004
Banc of America Securities - BrokerDealer Services 2000 - 2004
NationsBanc Montgomery Securities January 1998 - January 2000
Montgomery Securities January 1996 - January 1998
Sonata Software February 1994 - October 1995
Insurance Corporation of Singapore 1994 - 1995
Skills
Customer Relations, Valuation, Corporate Finance, Electronic Trading, Equities, Trading Systems, Trading, Product Management, Equity Trading, Series 7, Capital Markets, Smart Order Routing, Market Data, Financial Markets, Business Analysis, Order Management, Product Development, Investment Banking, Series 63, Strategic Planning, Strategy Development, Requirements Analysis, Securities, Integration, Vendor Management, Business Strategy, Architecture, Back Office, CRM, Strategy, SDLC, Options, Low Latency
Education
New York University - Leonard N. Stern School of Business 2005 — 2007
MBA
Bangalore University
B.S
Mariya Shulman's Banc of America Securities Experience April 2005 - November 2009
Job Vice President at Morgan Stanley
Industry Information Technology and Services
Experience
Morgan Stanley October 2009 - Present
Banc of America Securities April 2005 - November 2009
Random Walk Computing October 1999 - April 2005
Inventure America January 1998 - October 1999
EDS June 1996 - December 1997
Education
Stevens Institute of Technology 1996 — 1998
MS, Computer Science
Stevens Institute of Technology 1993 — 1996
BS, Computer Science
Belaruski Dzjaržauny Tehnalagièny Universitet 1988 — 1991
Morgan Stanley October 2009 - Present
Banc of America Securities April 2005 - November 2009
Random Walk Computing October 1999 - April 2005
Inventure America January 1998 - October 1999
EDS June 1996 - December 1997
Education
Stevens Institute of Technology 1996 — 1998
MS, Computer Science
Stevens Institute of Technology 1993 — 1996
BS, Computer Science
Belaruski Dzjaržauny Tehnalagièny Universitet 1988 — 1991
David Kwon's Banc of America Securities Experience December 2004 - February 2007
Job Equity Research Vice President
Industry Financial Services
Experience
SunTrust Robinson Humphrey April 2013 - Present
CLSA Asia-Pacific Markets Credit Agricole Securities (USA) Inc. August 2008 - April 2013
Wachovia Securities April 2007 - July 2008
Banc of America Securities December 2004 - February 2007
Credit Suisse First Boston December 1999 - June 2002
Salomon Smith Barney June 1998 - November 1999
Skills
Financial Modeling, Equity Research, Valuation, Equities, Investments, Bloomberg, Portfolio Management, Corporate Finance, Financial Analysis, Investment Strategies, Fixed Income, Hedge Funds, Private Equity, Equity Valuation, Securities, Derivatives, Emerging Markets, Investment Banking, Alternative Investments, Capital Markets, Bloomberg Terminal, Financial Markets
Education
Baruch College, City University of New York (CUNY) 1994 — 1998
BBA, Finance
Stuyvesant High School
SunTrust Robinson Humphrey April 2013 - Present
CLSA Asia-Pacific Markets Credit Agricole Securities (USA) Inc. August 2008 - April 2013
Wachovia Securities April 2007 - July 2008
Banc of America Securities December 2004 - February 2007
Credit Suisse First Boston December 1999 - June 2002
Salomon Smith Barney June 1998 - November 1999
Skills
Financial Modeling, Equity Research, Valuation, Equities, Investments, Bloomberg, Portfolio Management, Corporate Finance, Financial Analysis, Investment Strategies, Fixed Income, Hedge Funds, Private Equity, Equity Valuation, Securities, Derivatives, Emerging Markets, Investment Banking, Alternative Investments, Capital Markets, Bloomberg Terminal, Financial Markets
Education
Baruch College, City University of New York (CUNY) 1994 — 1998
BBA, Finance
Stuyvesant High School
Rajiv Tiwari's Banc of America Securities Experience May 2006 - December 2007
Job Software Engineer
Industry Computer Software
Experience
Interactive Data June 2011 - Present
JPMorgan Chase May 2008 - May 2011
Bear Stearns December 2007 - May 2008
Banc of America Securities May 2006 - December 2007
Quanta US Holdings April 2005 - May 2006
Citigroup October 2004 - April 2005
Converium December 2000 - October 2004
Skills
Trading, Microsoft SQL Server, XML, Java, Sybase
Education
University of South Carolina-Columbia 1990 — 1992
M.S., Computer Science
Birla Institute of Technology 1983 — 1987
Interactive Data June 2011 - Present
JPMorgan Chase May 2008 - May 2011
Bear Stearns December 2007 - May 2008
Banc of America Securities May 2006 - December 2007
Quanta US Holdings April 2005 - May 2006
Citigroup October 2004 - April 2005
Converium December 2000 - October 2004
Skills
Trading, Microsoft SQL Server, XML, Java, Sybase
Education
University of South Carolina-Columbia 1990 — 1992
M.S., Computer Science
Birla Institute of Technology 1983 — 1987
Dmitriy Moroz's Banc of America Securities Experience September 2003 - February 2009
Job VP at Citi
Industry Information Technology and Services
Experience
Citi February 2010 - Present
Deutsche Bank July 2009 - December 2009
Banc of America Securities September 2003 - February 2009
UBS February 1998 - August 2003
CEG Technologies 1996 - 1997
Skills
Electronic Trading, Multithreading, Derivatives, Trading Systems, Unix Shell Scripting, Equities, Market Data, Trading System, Ant, Java, GUI, Equity Trading, Fixed Income, GUI Programming, Java/J2SE, KDB+, Statistics
Education
Baruch College, City University of New York (CUNY) 2013 — 2016
Master of Science (MS), Industrial and Organizational Psychology
New York University 1995 — 1997
Bachelor of Arts (B.A.), Computer Science
Odessa State Polytechnic University 1992 — 1994
Electronic Engineering
Citi February 2010 - Present
Deutsche Bank July 2009 - December 2009
Banc of America Securities September 2003 - February 2009
UBS February 1998 - August 2003
CEG Technologies 1996 - 1997
Skills
Electronic Trading, Multithreading, Derivatives, Trading Systems, Unix Shell Scripting, Equities, Market Data, Trading System, Ant, Java, GUI, Equity Trading, Fixed Income, GUI Programming, Java/J2SE, KDB+, Statistics
Education
Baruch College, City University of New York (CUNY) 2013 — 2016
Master of Science (MS), Industrial and Organizational Psychology
New York University 1995 — 1997
Bachelor of Arts (B.A.), Computer Science
Odessa State Polytechnic University 1992 — 1994
Electronic Engineering
Noshirwan Sheriyarji's Banc of America Securities Experience April 2006 - June 2007
Job _
Industry Computer Software
Experience
Credit Suisse First Boston August 2007 - Present
Banc of America Securities April 2006 - June 2007
Merrill Lynch January 2005 - May 2006
Thomson Financial July 2004 - December 2004
Incurrent January 2004 - June 2004
Thomson Financial July 2003 - December 2003
infragistics 2000 - 2003
protoview 2000 - 2001
silverline 2000 - 2000
websym 1997 - 2000
Skills
SDLC, Microsoft SQL Server, .NET, WPF, WCF, C#, Agile Methodologies, SQL, ASP.NET, Web Services, SOA, Software Project..., Sybase, Software Development, SSRS, XML, Requirements Analysis, Business Analysis
Education
University of Pune 1995 — 1997
MCM, Computers
Babasaheb Bhimrao Ambedkar Bihar University 1992 — 1995
B.Sc, Physics
Credit Suisse First Boston August 2007 - Present
Banc of America Securities April 2006 - June 2007
Merrill Lynch January 2005 - May 2006
Thomson Financial July 2004 - December 2004
Incurrent January 2004 - June 2004
Thomson Financial July 2003 - December 2003
infragistics 2000 - 2003
protoview 2000 - 2001
silverline 2000 - 2000
websym 1997 - 2000
Skills
SDLC, Microsoft SQL Server, .NET, WPF, WCF, C#, Agile Methodologies, SQL, ASP.NET, Web Services, SOA, Software Project..., Sybase, Software Development, SSRS, XML, Requirements Analysis, Business Analysis
Education
University of Pune 1995 — 1997
MCM, Computers
Babasaheb Bhimrao Ambedkar Bihar University 1992 — 1995
B.Sc, Physics
Mollie Frail's Banc of America Securities Experience 2003 - 2005
Job Vice President, Campus Recruiting at Blackstone
Industry Human Resources
Experience
The Blackstone Group December 2014 - Present
BlackRock May 2011 - Present
UNC Kenan-Flagler Business School November 2008 - April 2011
Wells Fargo July 2005 - November 2008
Banc of America Securities 2003 - 2005
Banc of America Securities 2000 - 2003
Skills
Recruiting, Human Resources, Leadership Development, Mergers, Onboarding, Strategy, Talent Acquisition, Talent Management
Education
Appalachian State University 1996 — 2000
Bachelor of Arts (BA), Communications & Advertising
The Blackstone Group December 2014 - Present
BlackRock May 2011 - Present
UNC Kenan-Flagler Business School November 2008 - April 2011
Wells Fargo July 2005 - November 2008
Banc of America Securities 2003 - 2005
Banc of America Securities 2000 - 2003
Skills
Recruiting, Human Resources, Leadership Development, Mergers, Onboarding, Strategy, Talent Acquisition, Talent Management
Education
Appalachian State University 1996 — 2000
Bachelor of Arts (BA), Communications & Advertising
Anthony Annucci's Banc of America Securities Experience January 1999 - May 2000
Job Associate Director US Client Onboarding and Client Project Management at SS&C GlobeOp, PMP
Industry Financial Services
Experience
SS&C GlobeOp June 2012 - Present
Hutchin Hill Capital November 2011 - January 2012
City of London Investment Management Company, Limited June 2010 - July 2011
Deutsche Bank Securities June 2004 - April 2009
Deutsche Bank Securities May 2002 - June 2004
Deutsche Bank Securities - Global Prime Finance May 2001 - May 2002
Goldman Sachs May 2000 - March 2001
Banc of America Securities January 1999 - May 2000
Fidelity Investments - National Financial Services Corporation February 1996 - January 1999
Merrill Lynch Private Client April 1987 - February 1996
Skills
Prime Brokerage, Fixed Income, Customer Relations, Client Service, Client Onboarding, Business Analysis, International Project..., Team Building, Team Management, Process Optimization, Technology Optimization, Process Automation, Business Relationship..., Client Relationship..., Vendor Management, CRM software, CRM, Equities, Portfolio Management, Hedge Funds, Financial Services, Derivatives, Management, Onboarding, Leadership, Customer Service, Securities, Settlement, Mutual Funds, Client Services, Capital Markets
Education
Villanova University 2011 — 2013
Master Certificate, Applied Project Management
Binghamton University 1982 — 1986
BA, Political Science
Tottenville High School
Tottenville High School
SS&C GlobeOp June 2012 - Present
Hutchin Hill Capital November 2011 - January 2012
City of London Investment Management Company, Limited June 2010 - July 2011
Deutsche Bank Securities June 2004 - April 2009
Deutsche Bank Securities May 2002 - June 2004
Deutsche Bank Securities - Global Prime Finance May 2001 - May 2002
Goldman Sachs May 2000 - March 2001
Banc of America Securities January 1999 - May 2000
Fidelity Investments - National Financial Services Corporation February 1996 - January 1999
Merrill Lynch Private Client April 1987 - February 1996
Skills
Prime Brokerage, Fixed Income, Customer Relations, Client Service, Client Onboarding, Business Analysis, International Project..., Team Building, Team Management, Process Optimization, Technology Optimization, Process Automation, Business Relationship..., Client Relationship..., Vendor Management, CRM software, CRM, Equities, Portfolio Management, Hedge Funds, Financial Services, Derivatives, Management, Onboarding, Leadership, Customer Service, Securities, Settlement, Mutual Funds, Client Services, Capital Markets
Education
Villanova University 2011 — 2013
Master Certificate, Applied Project Management
Binghamton University 1982 — 1986
BA, Political Science
Tottenville High School
Tottenville High School
Amrit Hothi's Banc of America Securities Experience March 2002 - March 2005
Job Senior Staff Software Engineer at Callidus Software
Industry Computer Software
Experience
Callidus Software November 2008 - Present
EMC April 2005 - November 2008
Banc of America Securities March 2002 - March 2005
"Longview Int'l - LVI" 1997 - 2001
SLP WorldGroup 1995 - 1997
Objective Solutions 1994 - 1995
Skills
Object Oriented Design, Software Development, Java, Agile Methodologies, Java Enterprise Edition, Ant, Software Engineering, JUnit, Eclipse, Web Services, Design Patterns, Distributed Systems, JDBC
Education
Aston University 1990 — 1991
MSc, Software Engineering
London South Bank University 1986 — 1990
BSc, Phisical Sciences With Computing
Callidus Software November 2008 - Present
EMC April 2005 - November 2008
Banc of America Securities March 2002 - March 2005
"Longview Int'l - LVI" 1997 - 2001
SLP WorldGroup 1995 - 1997
Objective Solutions 1994 - 1995
Skills
Object Oriented Design, Software Development, Java, Agile Methodologies, Java Enterprise Edition, Ant, Software Engineering, JUnit, Eclipse, Web Services, Design Patterns, Distributed Systems, JDBC
Education
Aston University 1990 — 1991
MSc, Software Engineering
London South Bank University 1986 — 1990
BSc, Phisical Sciences With Computing
Marinos Baris's Banc of America Securities Experience December 2006 - December 2007
Job Vice President at Lehman Brothers Holdings Inc.
Industry Banking
Experience
Lehman Brothers Holdings Inc. February 2012 - Present
UBS June 2010 - November 2011
Bank of America June 2009 - June 2010
Ivy Asset Management December 2007 - June 2009
Banc of America Securities December 2006 - December 2007
UBS Investment Bank September 2004 - December 2006
Merrill Lynch March 2004 - October 2004
Summit Systems February 1999 - March 2004
Skills
Business Analysis, Project Management, Fixed Income, Visio, Quality Assurance, SDLC, User Acceptance Testing, Derivatives, Software Documentation, Microsoft Excel, Management, Business Requirements, Testing, PowerPoint, Business Process, Analysis, Finance, Investments, Agile Methodologies, Projects, Quality Center, Financial Risk, Microsoft Word, SharePoint
Education
State University of New York Maritime College 1997 — 1999
MS, Transportation Management
Baruch College, City University of New York (CUNY) 1992 — 1996
BBA, Finance & Investments
State University of New York at New Paltz
Business Administration and Management, General
Lehman Brothers Holdings Inc. February 2012 - Present
UBS June 2010 - November 2011
Bank of America June 2009 - June 2010
Ivy Asset Management December 2007 - June 2009
Banc of America Securities December 2006 - December 2007
UBS Investment Bank September 2004 - December 2006
Merrill Lynch March 2004 - October 2004
Summit Systems February 1999 - March 2004
Skills
Business Analysis, Project Management, Fixed Income, Visio, Quality Assurance, SDLC, User Acceptance Testing, Derivatives, Software Documentation, Microsoft Excel, Management, Business Requirements, Testing, PowerPoint, Business Process, Analysis, Finance, Investments, Agile Methodologies, Projects, Quality Center, Financial Risk, Microsoft Word, SharePoint
Education
State University of New York Maritime College 1997 — 1999
MS, Transportation Management
Baruch College, City University of New York (CUNY) 1992 — 1996
BBA, Finance & Investments
State University of New York at New Paltz
Business Administration and Management, General
Nathaniel (Natti) Ginor's Banc of America Securities Experience 2005 - February 2009
Job Institutional Equity Sales
Industry Financial Services
Experience
Jefferies & Company November 2011 - Present
Nomura Securities April 2009 - September 2011
Banc of America Securities 2005 - February 2009
Bank of America Securities May 2005 - 2009
Prudential Securities October 2003 - March 2005
Skills
Equities, Capital Markets, Hedge Funds, Bloomberg, Fixed Income, Series 7, Investments, Investment Banking, Equity Research, Valuation, Portfolio Management, Financial Modeling, Trading, Asset Management, Alternative Investments, Series 63, Securities, Derivatives, Financial Analysis, Options
Education
Benjamin N. Cardozo School of Law, Yeshiva University 1997 — 2000
J.D.
University of Wisconsin-Madison 1993 — 1997
BA, Behavioral Science & Law
Jefferies & Company November 2011 - Present
Nomura Securities April 2009 - September 2011
Banc of America Securities 2005 - February 2009
Bank of America Securities May 2005 - 2009
Prudential Securities October 2003 - March 2005
Skills
Equities, Capital Markets, Hedge Funds, Bloomberg, Fixed Income, Series 7, Investments, Investment Banking, Equity Research, Valuation, Portfolio Management, Financial Modeling, Trading, Asset Management, Alternative Investments, Series 63, Securities, Derivatives, Financial Analysis, Options
Education
Benjamin N. Cardozo School of Law, Yeshiva University 1997 — 2000
J.D.
University of Wisconsin-Madison 1993 — 1997
BA, Behavioral Science & Law
Syed Adil's Banc of America Securities Experience March 2006 - April 2007
Job IT Business Analyst at Financial Solutions Consulting
Industry Information Technology and Services
Experience
IT Consultant Freelance March 2012 - Present
The Depository Trust & Clearing Corporation, Enterprise Data and Risk Group February 2014 - August 2014
Genpact Headstrong Capital Markets August 2013 - January 2014
BNP Paribas April 2012 - August 2013
Morgan Stanley January 2012 - April 2012
Headstrong April 1999 - March 2012
Jefferies & Company November 2010 - October 2011
Credit Suisse First Boston September 2009 - November 2010
Lehman Brothers May 2007 - August 2009
Banc of America Securities March 2006 - April 2007
Skills
Reference Data, Data Feeds, Data Aggregation, Data Transformation, Data Extraction, Investment Banking, Requirements Analysis, Capital Markets, Fixed Income, Equities, Data Warehousing, Data Modeling, Informatica, ETL, Business Analysis, SDLC, Requirements Gathering, Enterprise Architecture, Unix Shell Scripting, Unix, Oracle SQL, AML, KYC, Client Onboarding, Perl, Sybase, SQL, Enterprise Software, Integration, Solution Architecture, Software Project..., Project Delivery, IT Strategy, Business Process Design, Strategy, SOA, Business Intelligence, DB2, Oracle, Software Documentation, Data Migration, Onboarding
Education
Internation School of Computer and Technology 1991 — 1993
Post Graduate Diploma in Computer Applications, Management Information Systems, General
Aligarh Muslim University 1987 — 1991
Bsc.. Engg.., Electrical Engineering
IT Consultant Freelance March 2012 - Present
The Depository Trust & Clearing Corporation, Enterprise Data and Risk Group February 2014 - August 2014
Genpact Headstrong Capital Markets August 2013 - January 2014
BNP Paribas April 2012 - August 2013
Morgan Stanley January 2012 - April 2012
Headstrong April 1999 - March 2012
Jefferies & Company November 2010 - October 2011
Credit Suisse First Boston September 2009 - November 2010
Lehman Brothers May 2007 - August 2009
Banc of America Securities March 2006 - April 2007
Skills
Reference Data, Data Feeds, Data Aggregation, Data Transformation, Data Extraction, Investment Banking, Requirements Analysis, Capital Markets, Fixed Income, Equities, Data Warehousing, Data Modeling, Informatica, ETL, Business Analysis, SDLC, Requirements Gathering, Enterprise Architecture, Unix Shell Scripting, Unix, Oracle SQL, AML, KYC, Client Onboarding, Perl, Sybase, SQL, Enterprise Software, Integration, Solution Architecture, Software Project..., Project Delivery, IT Strategy, Business Process Design, Strategy, SOA, Business Intelligence, DB2, Oracle, Software Documentation, Data Migration, Onboarding
Education
Internation School of Computer and Technology 1991 — 1993
Post Graduate Diploma in Computer Applications, Management Information Systems, General
Aligarh Muslim University 1987 — 1991
Bsc.. Engg.., Electrical Engineering
Cydny Stevens's Banc of America Securities Experience 1998 - 2000
Job Manager, Social Compliance at ANN INC.
Industry Apparel & Fashion
Experience
ANN INC. February 2014 - Present
Talbots August 2009 - May 2013
Gap Inc. January 2008 - January 2009
Gap Inc. January 2007 - December 2007
Gap International, Gap Inc. December 2005 - December 2006
Banana Republic, Gap Inc. May 2003 - November 2005
Banana Republic 2000 - 2005
Banc of America Securities 1998 - 2000
Skills
Sweaters, Textiles, Apparel, Knitwear, Trend, Sourcing, Fashion, Merchandising, Trend Analysis, Retail, Wovens, Trims, Product Development, Strategy, Team Building, Building Relationships, Corporate Social...
Education
Amherst College 1994 — 1998
BS, English Language and Literature, General
ANN INC. February 2014 - Present
Talbots August 2009 - May 2013
Gap Inc. January 2008 - January 2009
Gap Inc. January 2007 - December 2007
Gap International, Gap Inc. December 2005 - December 2006
Banana Republic, Gap Inc. May 2003 - November 2005
Banana Republic 2000 - 2005
Banc of America Securities 1998 - 2000
Skills
Sweaters, Textiles, Apparel, Knitwear, Trend, Sourcing, Fashion, Merchandising, Trend Analysis, Retail, Wovens, Trims, Product Development, Strategy, Team Building, Building Relationships, Corporate Social...
Education
Amherst College 1994 — 1998
BS, English Language and Literature, General
Kseniya Nahornaya, CFA's Banc of America Securities Experience June 2009 - August 2010
Job Vice President, Counterparty Portfolio Management, FVA Middle Office
Industry Banking
Experience
Bank of America Merrill Lynch N.A. August 2012 - Present
Bank of America Merrill Lynch Asia Pacific August 2010 - July 2012
Banc of America Securities June 2009 - August 2010
Banc of America Securities October 2006 - June 2009
Deutsche Bank March 2005 - October 2006
Skills
Credit Derivatives, Middle Office, Equity Derivatives, Equities, Bonds, Trading, CDS, Financial Risk, Settlement, Product Control, Structured Finance, Credit, Fixed Income, Securities, Swaps, Hedge Funds
Education
American University in Bulgaria 2000 — 2004
Bachelor of Arts (BA), Business Administration and Management, General
Bank of America Merrill Lynch N.A. August 2012 - Present
Bank of America Merrill Lynch Asia Pacific August 2010 - July 2012
Banc of America Securities June 2009 - August 2010
Banc of America Securities October 2006 - June 2009
Deutsche Bank March 2005 - October 2006
Skills
Credit Derivatives, Middle Office, Equity Derivatives, Equities, Bonds, Trading, CDS, Financial Risk, Settlement, Product Control, Structured Finance, Credit, Fixed Income, Securities, Swaps, Hedge Funds
Education
American University in Bulgaria 2000 — 2004
Bachelor of Arts (BA), Business Administration and Management, General
Victoria Nemoytina's Banc of America Securities Experience 2000 - 2008
Job VP at BNP Paribas
Industry Computer Software
Experience
BNP Paribas October 2008 - Present
Banc of America Securities 2000 - 2008
Skills
Trading Systems, Equity Trading, Prime Brokerage, Equities, Capital Markets, Electronic Trading, Fixed Income, Banking, Bloomberg, Investments, Hedge Funds
Education
Belaruski Dzjaržauny Tehnalagièny Universitet 1991 — 1996
BNP Paribas October 2008 - Present
Banc of America Securities 2000 - 2008
Skills
Trading Systems, Equity Trading, Prime Brokerage, Equities, Capital Markets, Electronic Trading, Fixed Income, Banking, Bloomberg, Investments, Hedge Funds
Education
Belaruski Dzjaržauny Tehnalagièny Universitet 1991 — 1996
Carla Wilkins's Banc of America Securities Experience 2000 - 2007
Job Owner, Neimas & Arlac
Industry Luxury Goods & Jewelry
Experience
Neimas & Arlac Inc. March 2008 - Present
Banc of America Securities 2000 - 2007
Gucci 1995 - 1999
Education
Baruch College, City University of New York (CUNY) 1995 — 2001
Neimas & Arlac Inc. March 2008 - Present
Banc of America Securities 2000 - 2007
Gucci 1995 - 1999
Education
Baruch College, City University of New York (CUNY) 1995 — 2001
Nick Edney's Banc of America Securities Experience January 2001 - January 2004
Job Equity Events/Special Situations at Overland Advisors
Industry Investment Management
Experience
Overland Advisors July 2013 - Present
Adar Investment Management October 2005 - May 2013
Laurel Ridge Asset Management February 2004 - September 2005
Banc of America Securities January 2001 - January 2004
RBC Dominion Securities September 2000 - January 2001
KPMG May 1996 - September 2000
Economists Incorporated August 1994 - May 1996
Education
New York University - Leonard N. Stern School of Business 1999 — 2001
MBA, Finance
Bates College 1990 — 1994
Bachelor of Arts, Economics
Brentwood School 1983 — 1990
Overland Advisors July 2013 - Present
Adar Investment Management October 2005 - May 2013
Laurel Ridge Asset Management February 2004 - September 2005
Banc of America Securities January 2001 - January 2004
RBC Dominion Securities September 2000 - January 2001
KPMG May 1996 - September 2000
Economists Incorporated August 1994 - May 1996
Education
New York University - Leonard N. Stern School of Business 1999 — 2001
MBA, Finance
Bates College 1990 — 1994
Bachelor of Arts, Economics
Brentwood School 1983 — 1990
Puneet Chandhok's Banc of America Securities Experience 2004 - 2007
Job Managing Director at Wells Fargo Securities
Industry Banking
Experience
Wells Fargo February 2014 - Present
Wells Fargo Securities 2011 - Present
Wells Fargo 2010 - Present
Wachovia, A Wells Fargo Company December 2009 - Present
Credit Suisse September 2007 - February 2009
Banc of America Securities 2004 - 2007
Bank of America Merrill Lynch 2004 - 2007
Bank of America 1999 - 2004
Education
Bentley University 1995 — 1999
Amierican International School of Kuwait 1993 — 1995
Wells Fargo February 2014 - Present
Wells Fargo Securities 2011 - Present
Wells Fargo 2010 - Present
Wachovia, A Wells Fargo Company December 2009 - Present
Credit Suisse September 2007 - February 2009
Banc of America Securities 2004 - 2007
Bank of America Merrill Lynch 2004 - 2007
Bank of America 1999 - 2004
Education
Bentley University 1995 — 1999
Amierican International School of Kuwait 1993 — 1995
Brendan Metrano, CFA's Banc of America Securities Experience 2005 - 2006
Job Director at Evercore Partners (Evercore ISI)
Industry Investment Banking
Experience
ISI Group 2013 - Present
Wells Fargo Securities 2006 - 2013
Banc of America Securities 2005 - 2006
Lehman Brothers 2000 - 2002
Skills
Equities, Valuation, Financial Modeling
Education
Columbia University - Columbia Business School 2003 — 2005
MBA, Finance
Bentley University 1989 — 1993
BS, Economics and Finance
ISI Group 2013 - Present
Wells Fargo Securities 2006 - 2013
Banc of America Securities 2005 - 2006
Lehman Brothers 2000 - 2002
Skills
Equities, Valuation, Financial Modeling
Education
Columbia University - Columbia Business School 2003 — 2005
MBA, Finance
Bentley University 1989 — 1993
BS, Economics and Finance
Ayman Zameli's Banc of America Securities Experience April 2004 - April 2009
Job SVP Capital Markets & Investor Relations at Cenveo
Industry Investment Banking
Experience
Cenveo March 2014 - Present
Wainscott Advisors January 2012 - February 2014
Pivotal Group June 2009 - November 2011
Banc of America Securities April 2004 - April 2009
BNP Paribas 2003 - 2004
Chase Securities 1998 - 2002
J.P. Morgan Securities Inc. 1998 - 2002
Skills
Corporate Finance, Investment Banking, Private Equity, Capital Markets, Valuation, Financial Structuring, LBO, Fixed Income, Hedge Funds, Financial Modeling, Emerging Markets, Equities, Financial Analysis, Venture Capital, Leveraged Finance, Alternative Investments, Corporate Development, Due Diligence, Trading, Structured Finance, Mergers & Acquisitions, Investments
Education
American University of Beirut 1984 — 1987
BA, Business
The George Washington University - School of Business
MBA
Cenveo March 2014 - Present
Wainscott Advisors January 2012 - February 2014
Pivotal Group June 2009 - November 2011
Banc of America Securities April 2004 - April 2009
BNP Paribas 2003 - 2004
Chase Securities 1998 - 2002
J.P. Morgan Securities Inc. 1998 - 2002
Skills
Corporate Finance, Investment Banking, Private Equity, Capital Markets, Valuation, Financial Structuring, LBO, Fixed Income, Hedge Funds, Financial Modeling, Emerging Markets, Equities, Financial Analysis, Venture Capital, Leveraged Finance, Alternative Investments, Corporate Development, Due Diligence, Trading, Structured Finance, Mergers & Acquisitions, Investments
Education
American University of Beirut 1984 — 1987
BA, Business
The George Washington University - School of Business
MBA
Melek Akkaya's Banc of America Securities Experience June 2005 - Present
Job Officer at Bank of America
Industry Financial Services
Experience
Banc of America Securities June 2005 - Present
Deutsche Bank 2002 - 2005
Education
Baruch College, City University of New York (CUNY) 1998 — 2003
Banc of America Securities June 2005 - Present
Deutsche Bank 2002 - 2005
Education
Baruch College, City University of New York (CUNY) 1998 — 2003
Cliff Nguyen's Banc of America Securities Experience June 2008 - March 2009
Job Corporate Development Manager at Base Entertainment
Industry Capital Markets
Experience
Base Entertainment July 2015 - Present
Citigroup October 2010 - May 2014
Oppenheimer & Co. June 2009 - October 2010
Banc of America Securities June 2008 - March 2009
Pipe Dream April 2007 - May 2008
BAE Systems June 2007 - August 2007
Skills
Investment Banking
Education
Binghamton University - School of Management 2004 — 2008
BS, Financial Engineering
Herricks 2000 — 2004
Base Entertainment July 2015 - Present
Citigroup October 2010 - May 2014
Oppenheimer & Co. June 2009 - October 2010
Banc of America Securities June 2008 - March 2009
Pipe Dream April 2007 - May 2008
BAE Systems June 2007 - August 2007
Skills
Investment Banking
Education
Binghamton University - School of Management 2004 — 2008
BS, Financial Engineering
Herricks 2000 — 2004
Ray Carso's Banc of America Securities Experience September 1990 - January 1999
Job Senior Vice President at Jefferies & Company
Industry Financial Services
Experience
Jefferies & Company February 2002 - Present
Wachovia October 1999 - February 2002
ABN AMRO January 1999 - January 2000
Banc of America Securities September 1990 - January 1999
Education
Northwestern University - Kellogg School of Management 1988 — 1990
MBA, Finance
Arizona State University 1982 — 1985
Bachelor of Science, Finance
Loyola University Chicago
Jefferies & Company February 2002 - Present
Wachovia October 1999 - February 2002
ABN AMRO January 1999 - January 2000
Banc of America Securities September 1990 - January 1999
Education
Northwestern University - Kellogg School of Management 1988 — 1990
MBA, Finance
Arizona State University 1982 — 1985
Bachelor of Science, Finance
Loyola University Chicago
Greg Hodkinson's Banc of America Securities Experience 1998 - 2004
Job Independent Financial Consultant
Industry Investment Banking
Experience
GDH Consulting LLC Consultant - Valuations Team / OperationsBlackstone GroupFebruary 2012 - October 2013
Citco Fund Services July 2009 - October 2010
UBS July 2004 - November 2008
Banc of America Securities 1998 - 2004
Morgan Stanley 1997 - 1998
Skills
Fixed Income, Hedge Funds, Equities, Prime Brokerage, Middle Office, Portfolio Management, Swaps, Risk Management, Financial Services, Settlement, Equity Derivatives, Series 7, Options, Trading Systems, Bloomberg, Securities, Settlements, Credit Derivatives, FX, Investment Banking, Mutual Funds, Client Service, Series 63, Corporate Actions, ETFs, Securities Lending, Back Office, Bonds, Operational Risk, Client Service Oriented, Derivatives, FX Options
Education
Baruch College, City University of New York (CUNY) 1997 — 2001
BBA, Finance and Investments
GDH Consulting LLC Consultant - Valuations Team / OperationsBlackstone GroupFebruary 2012 - October 2013
Citco Fund Services July 2009 - October 2010
UBS July 2004 - November 2008
Banc of America Securities 1998 - 2004
Morgan Stanley 1997 - 1998
Skills
Fixed Income, Hedge Funds, Equities, Prime Brokerage, Middle Office, Portfolio Management, Swaps, Risk Management, Financial Services, Settlement, Equity Derivatives, Series 7, Options, Trading Systems, Bloomberg, Securities, Settlements, Credit Derivatives, FX, Investment Banking, Mutual Funds, Client Service, Series 63, Corporate Actions, ETFs, Securities Lending, Back Office, Bonds, Operational Risk, Client Service Oriented, Derivatives, FX Options
Education
Baruch College, City University of New York (CUNY) 1997 — 2001
BBA, Finance and Investments
Brian Gritt's Banc of America Securities Experience 1999 - 2005
Job SVP, Home Loans Credit & Operational Risk at Bank of America
Industry Capital Markets
Experience
Bank of America 2009 - Present
BB&T Capital Markets 2005 - 2008
Banc of America Securities 1999 - 2005
Banc of America Investments 1997 - 1999
Skills
Fixed Income, Capital Markets, Mortgage Lending, Loan Origination, Mortgage Banking, Loans, Banking, Structured Finance, Credit Analysis, Financial Risk, Credit, Options, Portfolio Management, Financial Structuring, Investment Banking, Bonds, Structured Products
Education
Appalachian State University 1992 — 1996
BA, Economics
Bank of America 2009 - Present
BB&T Capital Markets 2005 - 2008
Banc of America Securities 1999 - 2005
Banc of America Investments 1997 - 1999
Skills
Fixed Income, Capital Markets, Mortgage Lending, Loan Origination, Mortgage Banking, Loans, Banking, Structured Finance, Credit Analysis, Financial Risk, Credit, Options, Portfolio Management, Financial Structuring, Investment Banking, Bonds, Structured Products
Education
Appalachian State University 1992 — 1996
BA, Economics
Blaine Crissman's Banc of America Securities Experience 1994 - 1999
Job Private Equity Investor
Industry Financial Services
Experience
Badlands Capital 2011 - Present
Prism Mezzanine Fund March 2002 - Present
Bank America Capital Investors 1999 - 2002
Banc of America Securities 1994 - 1999
US Bank (fka First Bank Systems) 1984 - 1992
Skills
Private Equity, Middle Market, Venture Capital, Investments, Financial Structuring, Mezzanine, Capital, Buyouts, Due Diligence, LBO, M&A experience, Entrepreneurship, Deal Sourcing, Financial Modeling, Mergers & Acquisitions, Corporate Development, Investment Banking, High Yield, Corporate Finance, Leveraged Finance, Growth Capital, Business Valuation, Divestitures, Recapitalizations, Private Placements, Capital Raising, Debt Restructuring, IPO, Angel Investing, Capital Structure, Venture Financing, Alternative Investments, Teaching
Education
Duke University - The Fuqua School of Business 1992 — 1994
MBA, Finance
Augustana College (SD) 1980 — 1984
Bachelor of Arts, Business Administration and Economics
Badlands Capital 2011 - Present
Prism Mezzanine Fund March 2002 - Present
Bank America Capital Investors 1999 - 2002
Banc of America Securities 1994 - 1999
US Bank (fka First Bank Systems) 1984 - 1992
Skills
Private Equity, Middle Market, Venture Capital, Investments, Financial Structuring, Mezzanine, Capital, Buyouts, Due Diligence, LBO, M&A experience, Entrepreneurship, Deal Sourcing, Financial Modeling, Mergers & Acquisitions, Corporate Development, Investment Banking, High Yield, Corporate Finance, Leveraged Finance, Growth Capital, Business Valuation, Divestitures, Recapitalizations, Private Placements, Capital Raising, Debt Restructuring, IPO, Angel Investing, Capital Structure, Venture Financing, Alternative Investments, Teaching
Education
Duke University - The Fuqua School of Business 1992 — 1994
MBA, Finance
Augustana College (SD) 1980 — 1984
Bachelor of Arts, Business Administration and Economics
David Penza's Banc of America Securities Experience September 2008 - June 2009
Job Fixed Income Trader at LPL Financial
Industry Financial Services
Experience
LPL Financial June 2009 - Present
Banc of America Securities September 2008 - June 2009
Bank of America 2004 - 2007
Education
Bentley University 1997 — 2001
MB
LPL Financial June 2009 - Present
Banc of America Securities September 2008 - June 2009
Bank of America 2004 - 2007
Education
Bentley University 1997 — 2001
MB
Bud Grammer's Banc of America Securities Experience January 2003 - March 2007
Job Risk Director at Ally Financial Inc.
Industry Banking
Experience
Ally Financial Inc. July 2011 - Present
Bank of America January 2009 - July 2011
Bank of America March 2007 - December 2008
Banc of America Securities January 2003 - March 2007
Banc of America Securities November 1999 - December 2002
Skills
Chartered Financial..., Risk Management, Mortgage, Credit Risk, Credit Analysis, Credit, Mortgage Lending, Mortgage Banking, Mortgage Underwriting, Capital Markets, Portfolio Management, Loans, Fixed Income Analysis, Structured Products, Securitization, Valuation, Financial Analysis, Financial Modeling, Finance, Forecasting, Banking, Data Analysis, SAS, SAS programming, SQL, MS Excel Pivot Tables, Bloomberg, Bloomberg Terminal, Securities, Loan Origination, Bonds, Hedging, MBS, Trading, Interest Rate Risk..., Structured Finance, Options
Education
Clemson University 1997 — 1999
MBA
Bob Jones University 1993 — 1997
BS, Financial Management
Ally Financial Inc. July 2011 - Present
Bank of America January 2009 - July 2011
Bank of America March 2007 - December 2008
Banc of America Securities January 2003 - March 2007
Banc of America Securities November 1999 - December 2002
Skills
Chartered Financial..., Risk Management, Mortgage, Credit Risk, Credit Analysis, Credit, Mortgage Lending, Mortgage Banking, Mortgage Underwriting, Capital Markets, Portfolio Management, Loans, Fixed Income Analysis, Structured Products, Securitization, Valuation, Financial Analysis, Financial Modeling, Finance, Forecasting, Banking, Data Analysis, SAS, SAS programming, SQL, MS Excel Pivot Tables, Bloomberg, Bloomberg Terminal, Securities, Loan Origination, Bonds, Hedging, MBS, Trading, Interest Rate Risk..., Structured Finance, Options
Education
Clemson University 1997 — 1999
MBA
Bob Jones University 1993 — 1997
BS, Financial Management
Shyam Chebrolu's Banc of America Securities Experience October 2006 - January 2010
Job Software Architect
Industry Financial Services
Experience
Zenmonics Inc January 2010 - Present
Banc of America Securities October 2006 - January 2010
Fidelity Information Services June 1999 - November 2006
Broadway & Seymour Inc 1999 - 2000
TCS April 1997 - September 1997
Skills
SOA, Agile Methodologies, Java Enterprise Edition, SDLC, Web Services, Software Project..., Enterprise Architecture, Requirements Analysis, Software Development, SQL, Java, Solution Architecture, Databases, Spring, Struts
Education
Osmania University 1994 — 1997
Acharya Nagarjuna University 1991 — 1994
Bachelors, Computer Sciences
Zenmonics Inc January 2010 - Present
Banc of America Securities October 2006 - January 2010
Fidelity Information Services June 1999 - November 2006
Broadway & Seymour Inc 1999 - 2000
TCS April 1997 - September 1997
Skills
SOA, Agile Methodologies, Java Enterprise Edition, SDLC, Web Services, Software Project..., Enterprise Architecture, Requirements Analysis, Software Development, SQL, Java, Solution Architecture, Databases, Spring, Struts
Education
Osmania University 1994 — 1997
Acharya Nagarjuna University 1991 — 1994
Bachelors, Computer Sciences
Andrea Talty's Banc of America Securities Experience June 2001 - August 2003
Job
Industry Hospital & Health Care
Experience
athenahealth February 2015 - Present
athenahealth June 2011 - Present
Moss Inc. September 2003 - June 2011
Banc of America Securities June 2001 - August 2003
Skills
Strategic Planning, Risk Management, Project Management, Salesforce.com, Account Management, Business Development, Analytics
Education
HBX Harvard Business School 2014 — 2014
HBX CORe: Credential of Readiness, Pass with Honors
Amherst College 1997 — 2001
BA, Economics, magna cum laude
The University of Queensland 1999 — 1999
Study Abroad Semester - Brisbane, Australia
athenahealth February 2015 - Present
athenahealth June 2011 - Present
Moss Inc. September 2003 - June 2011
Banc of America Securities June 2001 - August 2003
Skills
Strategic Planning, Risk Management, Project Management, Salesforce.com, Account Management, Business Development, Analytics
Education
HBX Harvard Business School 2014 — 2014
HBX CORe: Credential of Readiness, Pass with Honors
Amherst College 1997 — 2001
BA, Economics, magna cum laude
The University of Queensland 1999 — 1999
Study Abroad Semester - Brisbane, Australia
Seth Weber's Banc of America Securities Experience October 2005 - 2009
Job Equity Research Analyst: Machinery, Industrials
Industry Banking
Experience
RBC Capital Markets 2009 - Present
Banc of America Securities October 2005 - 2009
Skills
Industrial Sector, Equities, Equity Research, Valuation, Financial Modeling, Investment Banking, Machinery, Capital Markets, Portfolio Management, Asset Managment, Bloomberg, Investments, Financial Analysis, Equity Valuation, Fixed Income, Hedge Funds, Series 7, Private Equity, Corporate Finance, Securities
Education
Bates College 1984 — 1988
BA, History
Cornell University - S.C. Johnson Graduate School of Management
Master of Business Administration (M.B.A.), Finance
RBC Capital Markets 2009 - Present
Banc of America Securities October 2005 - 2009
Skills
Industrial Sector, Equities, Equity Research, Valuation, Financial Modeling, Investment Banking, Machinery, Capital Markets, Portfolio Management, Asset Managment, Bloomberg, Investments, Financial Analysis, Equity Valuation, Fixed Income, Hedge Funds, Series 7, Private Equity, Corporate Finance, Securities
Education
Bates College 1984 — 1988
BA, History
Cornell University - S.C. Johnson Graduate School of Management
Master of Business Administration (M.B.A.), Finance
Srinivas Kannepalli, FRM's Banc of America Securities Experience 2004 - 2007
Job Scientist at GE Global Research
Industry Financial Services
Experience
GE Global Research May 2015 - Present
CLS Group. November 2013 - April 2015
Credit Suisse September 2013 - November 2013
Merritt Technical Associates, Inc. October 2010 - November 2013
Morgan Stanley November 2011 - September 2013
Goldman Sachs October 2010 - October 2011
Morgan Stanley May 2007 - October 2010
Headstrong April 2006 - May 2007
Banc of America Securities 2004 - 2007
Techspan December 2004 - April 2006
Skills
Java, Perl, Sybase, DB2, Autosys, Informatica, ILOG, JSP, C#, Unix, C++, Matlab, VBA, Monte Carlo Simulation, Bootstrapping, VAR, Scientific Computing, Multithreading, Bond Pricing, Stochastic Calculus, Portfolio Optimization, Basel II, Risk Management, Investment Banking, Quantitative Analytics, Quantitative Finance, Data Analysis, Fourier Analysis, Principal Component..., Wavelets, Portfolio Management, Factor Analysis, Linear Regression, Structured Finance, Asset Management, Back Office, Credit Derivatives, Equities
Education
City University of New York-Baruch College 2012 — 2013
Master of Science (MS), Financial Engineering, 3.83
University of Washington 2012 — 2012
GNM, Applied Mathematics, 3.7
New York University 2011 — 2012
non-degree student, Mathematics of Finance, 3.85
Indian Institute of Technology, Kanpur 1997 — 2001
B.Tech, Electrical Engineering
DAV Public School 1990 — 1995
High School
ARPM Bootcamp
GE Global Research May 2015 - Present
CLS Group. November 2013 - April 2015
Credit Suisse September 2013 - November 2013
Merritt Technical Associates, Inc. October 2010 - November 2013
Morgan Stanley November 2011 - September 2013
Goldman Sachs October 2010 - October 2011
Morgan Stanley May 2007 - October 2010
Headstrong April 2006 - May 2007
Banc of America Securities 2004 - 2007
Techspan December 2004 - April 2006
Skills
Java, Perl, Sybase, DB2, Autosys, Informatica, ILOG, JSP, C#, Unix, C++, Matlab, VBA, Monte Carlo Simulation, Bootstrapping, VAR, Scientific Computing, Multithreading, Bond Pricing, Stochastic Calculus, Portfolio Optimization, Basel II, Risk Management, Investment Banking, Quantitative Analytics, Quantitative Finance, Data Analysis, Fourier Analysis, Principal Component..., Wavelets, Portfolio Management, Factor Analysis, Linear Regression, Structured Finance, Asset Management, Back Office, Credit Derivatives, Equities
Education
City University of New York-Baruch College 2012 — 2013
Master of Science (MS), Financial Engineering, 3.83
University of Washington 2012 — 2012
GNM, Applied Mathematics, 3.7
New York University 2011 — 2012
non-degree student, Mathematics of Finance, 3.85
Indian Institute of Technology, Kanpur 1997 — 2001
B.Tech, Electrical Engineering
DAV Public School 1990 — 1995
High School
ARPM Bootcamp
Steve Austen's Banc of America Securities Experience 1988 - 2007
Job Financial Services Professional
Industry Financial Services
Experience
Banc of America Securities 1988 - 2007
Education
American University
Banc of America Securities 1988 - 2007
Education
American University
Nelson Young's Banc of America Securities Experience January 2009 - July 2009
Job Managing Director at RBS
Industry Financial Services
Experience
RBS October 2009 - October 2012
Banc of America Securities January 2009 - July 2009
Merrill Lynch March 2005 - December 2008
Morgan Stanley 1986 - 2005
Skills
Derivatives, Equities, Fixed Income, Capital Markets, Hedge Funds, Electronic Trading, Bonds
Education
City University of New York-Baruch College 1982 — 1986
Bachelor of Business Administration (BBA), Finance, General
RBS October 2009 - October 2012
Banc of America Securities January 2009 - July 2009
Merrill Lynch March 2005 - December 2008
Morgan Stanley 1986 - 2005
Skills
Derivatives, Equities, Fixed Income, Capital Markets, Hedge Funds, Electronic Trading, Bonds
Education
City University of New York-Baruch College 1982 — 1986
Bachelor of Business Administration (BBA), Finance, General
Evren Baysal's Banc of America Securities Experience June 2007 - September 2007
Job Director, Sr Quant Research Associate at Bank of America
Industry Financial Services
Experience
Bank of America March 2015 - Present
CME Group February 2014 - March 2015
CME Group May 2012 - February 2014
QRM October 2008 - May 2012
Northwestern University September 2005 - December 2008
Banc of America Securities June 2007 - September 2007
Skills
Stochastic Modeling, Statistical Modeling, Statistics, Matlab, Operations Research, VBA, Portfolio Optimization, Mathematical Modeling, Quantitative Finance, Data Analysis, Financial Engineering, Monte Carlo Simulation, Financial Risk, Financial Modeling, Interest Rate..., Market Risk, Risk Management, Quantitative Analytics, Derivatives, Options, Time Series Analysis, Stochastic Calculus, Fixed Income, Trading Systems, Econometrics
Education
The University of Chicago - Booth School of Business 2013 — 2015
Master of Business Administration (MBA)
Northwestern University 2005 — 2008
PhD, Financial Engineering, Stochastic Modeling & Analysis
Northwestern University 2004 — 2005
MSc, Industrial Engineering & Management Sciences
Bosphorus University 2002 — 2004
MSc, Financial Engineering
Bosphorus University 1998 — 2002
BSc, Industrial Engineering
Bank of America March 2015 - Present
CME Group February 2014 - March 2015
CME Group May 2012 - February 2014
QRM October 2008 - May 2012
Northwestern University September 2005 - December 2008
Banc of America Securities June 2007 - September 2007
Skills
Stochastic Modeling, Statistical Modeling, Statistics, Matlab, Operations Research, VBA, Portfolio Optimization, Mathematical Modeling, Quantitative Finance, Data Analysis, Financial Engineering, Monte Carlo Simulation, Financial Risk, Financial Modeling, Interest Rate..., Market Risk, Risk Management, Quantitative Analytics, Derivatives, Options, Time Series Analysis, Stochastic Calculus, Fixed Income, Trading Systems, Econometrics
Education
The University of Chicago - Booth School of Business 2013 — 2015
Master of Business Administration (MBA)
Northwestern University 2005 — 2008
PhD, Financial Engineering, Stochastic Modeling & Analysis
Northwestern University 2004 — 2005
MSc, Industrial Engineering & Management Sciences
Bosphorus University 2002 — 2004
MSc, Financial Engineering
Bosphorus University 1998 — 2002
BSc, Industrial Engineering
Philippe Cabrol's Banc of America Securities Experience
Job Sr. Systems Analyst at Banc of America Securities
Industry Computer Software
Experience
Banc of America Securities
Education
Baruch College, City University of New York (CUNY) 1994 — 1998
Banc of America Securities
Education
Baruch College, City University of New York (CUNY) 1994 — 1998
Bob Comerford's Banc of America Securities Experience July 1998 - March 2000
Job Sales Representative at LiveVox
Industry Computer Software
Experience
LiveVox June 2010 - Present
NetSuite July 2008 - May 2010
Advent Software January 2006 - December 2007
Thomson Financial August 2004 - January 2006
Advent Software October 2001 - August 2004
Merrill Lynch March 2000 - April 2001
Banc of America Securities July 1998 - March 2000
Education
Amherst College 1994 — 1998
BA, Political Science and Spanish
University of Alicante, Spain 1996 — 1996
Spanish literature, history, art and international relations
LiveVox June 2010 - Present
NetSuite July 2008 - May 2010
Advent Software January 2006 - December 2007
Thomson Financial August 2004 - January 2006
Advent Software October 2001 - August 2004
Merrill Lynch March 2000 - April 2001
Banc of America Securities July 1998 - March 2000
Education
Amherst College 1994 — 1998
BA, Political Science and Spanish
University of Alicante, Spain 1996 — 1996
Spanish literature, history, art and international relations
Kim Mon's Banc of America Securities Experience March 2006 - April 2008
Job Executive Assistant II at FTI Consulting
Industry Financial Services
Experience
FTI Consulting April 2008 - Present
Banc of America Securities March 2006 - April 2008
Thomson Financial March 1999 - January 2005
Skills
Financial Analysis, Project Management, Microsoft Office, Management, Mergers
Education
Borough of Manhattan Community College
A.A., Business Administration
FTI Consulting April 2008 - Present
Banc of America Securities March 2006 - April 2008
Thomson Financial March 1999 - January 2005
Skills
Financial Analysis, Project Management, Microsoft Office, Management, Mergers
Education
Borough of Manhattan Community College
A.A., Business Administration
Orit Carmiel's Banc of America Securities Experience May 2005 - December 2005
Job Director of Client Services; Business Development
Industry Investment Management
Experience
Vision Capital Advisors February 2007 - Present
RBC Capital Markets March 2006 - January 2007
Banc of America Securities May 2005 - December 2005
Skadden Arps June 2003 - April 2005
Skills
Hedge Funds, Private Equity, Venture Capital, Portfolio Management, Investor Relations, Investments, Fixed Income, Equities, Emerging Markets, Asset Management, Alternative Investments, Mergers, Investment Banking, Derivatives, Corporate Finance, Capital Markets, Mergers & Acquisitions
Education
Rutgers, The State University of New Jersey-New Brunswick 1999 — 2003
Political Science and Government
Bar-Ilan University
Vision Capital Advisors February 2007 - Present
RBC Capital Markets March 2006 - January 2007
Banc of America Securities May 2005 - December 2005
Skadden Arps June 2003 - April 2005
Skills
Hedge Funds, Private Equity, Venture Capital, Portfolio Management, Investor Relations, Investments, Fixed Income, Equities, Emerging Markets, Asset Management, Alternative Investments, Mergers, Investment Banking, Derivatives, Corporate Finance, Capital Markets, Mergers & Acquisitions
Education
Rutgers, The State University of New Jersey-New Brunswick 1999 — 2003
Political Science and Government
Bar-Ilan University
Chris Wehmeyer's Banc of America Securities Experience April 2000 - April 2006
Job Vice President at Citi
Industry Financial Services
Experience
Citi July 2011 - Present
Jefferies & Company April 2006 - July 2011
Banc of America Securities April 2000 - April 2006
Mars August 1999 - March 2000
Skills
Hedge Funds, Trading Systems, Equities, Prime Brokerage, Fixed Income, Electronic Trading, Investment Banking, Capital Markets, Market Data, Bloomberg, Back Office, Equity Derivatives, Equity Trading, Securities, Securities Lending, FX Options, Middle Office, Corporate Actions, Portfolio Management
Education
Montclair State University 1994 — 1995
Anthem Institute-Parsippany 1998 — 1999
Computer Programming
Citi July 2011 - Present
Jefferies & Company April 2006 - July 2011
Banc of America Securities April 2000 - April 2006
Mars August 1999 - March 2000
Skills
Hedge Funds, Trading Systems, Equities, Prime Brokerage, Fixed Income, Electronic Trading, Investment Banking, Capital Markets, Market Data, Bloomberg, Back Office, Equity Derivatives, Equity Trading, Securities, Securities Lending, FX Options, Middle Office, Corporate Actions, Portfolio Management
Education
Montclair State University 1994 — 1995
Anthem Institute-Parsippany 1998 — 1999
Computer Programming
Svetlana Gubenko's Banc of America Securities Experience July 2006 - Present
Job Vice President,Global Equity Release Manager supporting Change, Incident and Problem Management at Bank of America
Industry Investment Banking
Experience
Banc Of America Securities July 2006 - Present
Instinet 2000 - 2006
Merrill Lynch 1999 - 2000
Skills
Trading Systems, Equities, Management, Quality Assurance, Fixed Income, SDLC, Investment Banking
Education
New York University
CERTIFICATE IN C/UNIX
Vinnic'kij Deržavnij Pedagogicnij Universitet im. M. Kocubinski
Banc Of America Securities July 2006 - Present
Instinet 2000 - 2006
Merrill Lynch 1999 - 2000
Skills
Trading Systems, Equities, Management, Quality Assurance, Fixed Income, SDLC, Investment Banking
Education
New York University
CERTIFICATE IN C/UNIX
Vinnic'kij Deržavnij Pedagogicnij Universitet im. M. Kocubinski
Nick Raikhovski's Banc of America Securities Experience November 2005 - June 2007
Job Director at Bank of America Merrill Lynch
Industry Computer Software
Experience
Bank of America Merrill Lynch March 2011 - Present
TPG Axon March 2008 - Present
TPG-Axon Capital 2008 - 2010
Ipreo LLC 2007 - 2008
Banc of America Securities November 2005 - June 2007
UBS Investment Bank March 2005 - November 2005
i-Deal LLC November 2000 - March 2005
Prudential Insurance March 1999 - March 2000
Citibank October 1997 - March 1999
Dun & Bradstreet November 1996 - November 1997
Skills
python, SDLC, Electronic Trading, Trading Systems, Business Analysis, Operating Systems, SQL, Enterprise Architecture, Fixed Income, Equities, Agile Methodologies, Databases, Web Development, Software Development, Market Data
Education
Bauman Moscow State Technical University 1981 — 1987
Bank of America Merrill Lynch March 2011 - Present
TPG Axon March 2008 - Present
TPG-Axon Capital 2008 - 2010
Ipreo LLC 2007 - 2008
Banc of America Securities November 2005 - June 2007
UBS Investment Bank March 2005 - November 2005
i-Deal LLC November 2000 - March 2005
Prudential Insurance March 1999 - March 2000
Citibank October 1997 - March 1999
Dun & Bradstreet November 1996 - November 1997
Skills
python, SDLC, Electronic Trading, Trading Systems, Business Analysis, Operating Systems, SQL, Enterprise Architecture, Fixed Income, Equities, Agile Methodologies, Databases, Web Development, Software Development, Market Data
Education
Bauman Moscow State Technical University 1981 — 1987
Seth Crone's Banc of America Securities Experience 2001 - 2003
Job VP, Business Development at BNY Mellon
Industry Banking
Experience
BNY Mellon 2006 - Present
J.P. Morgan 2003 - 2006
Banc of America Securities 2001 - 2003
Chase Securities 1987 - 2001
Laventhol & Horwath 1985 - 1987
Peat Marwick 1982 - 1985
Peat Marwick 1980 - 1982
Peat Marwick 1978 - 1980
Skills
Capital Markets, Management Consulting, Real Estate, Bonds, Public Finance, Business Development, Financial Structuring, Fixed Income, Financial Modeling, Investments, Auditing, Portfolio Management, Financial Analysis, Investment Banking, Mergers & Acquisitions, Banking, Financial Services
Education
New York University - Leonard N. Stern School of Business 1978 — 1980
MBA, Accounting
Amherst College 1974 — 1978
BA, Economics, Religion
BNY Mellon 2006 - Present
J.P. Morgan 2003 - 2006
Banc of America Securities 2001 - 2003
Chase Securities 1987 - 2001
Laventhol & Horwath 1985 - 1987
Peat Marwick 1982 - 1985
Peat Marwick 1980 - 1982
Peat Marwick 1978 - 1980
Skills
Capital Markets, Management Consulting, Real Estate, Bonds, Public Finance, Business Development, Financial Structuring, Fixed Income, Financial Modeling, Investments, Auditing, Portfolio Management, Financial Analysis, Investment Banking, Mergers & Acquisitions, Banking, Financial Services
Education
New York University - Leonard N. Stern School of Business 1978 — 1980
MBA, Accounting
Amherst College 1974 — 1978
BA, Economics, Religion
Brad Rousseau's Banc of America Securities Experience 2002 - 2007
Job Owner, Foamtech
Industry Packaging and Containers
Experience
Foamtech 2007 - Present
Banc of America Securities 2002 - 2007
J.P. Morgan 1997 - 2001
Skills
Private Equity, Mergers & Acquisitions, Start-ups, Entrepreneurship
Education
Babson College 1991 — 1995
Foamtech 2007 - Present
Banc of America Securities 2002 - 2007
J.P. Morgan 1997 - 2001
Skills
Private Equity, Mergers & Acquisitions, Start-ups, Entrepreneurship
Education
Babson College 1991 — 1995
Jim Buie's Banc of America Securities Experience February 2004 - February 2008
Job Managing Director, Raymond James Financial
Industry Investment Banking
Experience
Raymond James Financial Inc. March 2008 - Present
Banc of America Securities February 2004 - February 2008
Texas Bond Review Board November 1999 - February 2004
Skills
Investment Banking, Bonds, Investments, Public Finance, Series 7, Financial Analysis, Series 63, Capital Markets, Securities, Credit Analysis, Fixed Income, Finance, Financial Modeling, Bloomberg, Strategic Planning, Series 53, Asset Allocation, Alternative Investments, FINRA, Portfolio Management
Education
Midwestern State University 1988 — 1990
MBA, Business Administration and Management
Austin College 1986 — 1988
Bachelor of Arts (B.A.), Business Administration and Management, General
Raymond James Financial Inc. March 2008 - Present
Banc of America Securities February 2004 - February 2008
Texas Bond Review Board November 1999 - February 2004
Skills
Investment Banking, Bonds, Investments, Public Finance, Series 7, Financial Analysis, Series 63, Capital Markets, Securities, Credit Analysis, Fixed Income, Finance, Financial Modeling, Bloomberg, Strategic Planning, Series 53, Asset Allocation, Alternative Investments, FINRA, Portfolio Management
Education
Midwestern State University 1988 — 1990
MBA, Business Administration and Management
Austin College 1986 — 1988
Bachelor of Arts (B.A.), Business Administration and Management, General
Anthony Bascone's Banc of America Securities Experience June 2007 - Present
Job Director at Banc of America Securities
Industry Banking
Experience
Bank of America February 2015 - Present
Banc of America Securities June 2007 - Present
Bank of America 2007 - Present
Bank of America Securities 2007 - Present
BANK OF AMERICA MERRLL LYNCH 2007 - Present
Citigroup 2005 - 2007
JP Morgan Chase 1996 - 2005
JPMorgan Chase 1996 - 2005
JPM Securities Inc 1996 - 2005
JPMorgan 1998 - 2004
Skills
Fixed Income, Credit, Analysis, Risk, P&L, Credit Derivatives, Series 7, Securities, Derivatives, Risk Management, CDO, Middle Office, Bonds, CDS, Interest Rate...
Education
New York University - Leonard N. Stern School of Business 1999 — 2001
MBA, Statistics & Operations Research and Finance
Baruch College, City University of New York (CUNY) 1989 — 1994
Bachelor of Business Administration (BBA), Accounting and Finance
Bank of America February 2015 - Present
Banc of America Securities June 2007 - Present
Bank of America 2007 - Present
Bank of America Securities 2007 - Present
BANK OF AMERICA MERRLL LYNCH 2007 - Present
Citigroup 2005 - 2007
JP Morgan Chase 1996 - 2005
JPMorgan Chase 1996 - 2005
JPM Securities Inc 1996 - 2005
JPMorgan 1998 - 2004
Skills
Fixed Income, Credit, Analysis, Risk, P&L, Credit Derivatives, Series 7, Securities, Derivatives, Risk Management, CDO, Middle Office, Bonds, CDS, Interest Rate...
Education
New York University - Leonard N. Stern School of Business 1999 — 2001
MBA, Statistics & Operations Research and Finance
Baruch College, City University of New York (CUNY) 1989 — 1994
Bachelor of Business Administration (BBA), Accounting and Finance
Todd Schumacher's Banc of America Securities Experience December 2004 - November 2009
Job Principal at Bank of Amreica Merril Lynch
Industry Financial Services
Experience
Bank of America Merrill Lynch January 2009 - Present
Banc of America Securities December 2004 - November 2009
Lehman Brothers June 2000 - December 2004
Education
Baruch College, City University of New York (CUNY) 2000 — 2003
MBA, Finance
Columbia University in the City of New York 1990 — 1992
B.S.E., Civil Engineering, Cum laude, May 1992
Providence College 1987 — 1991
BS, Physics
Bank of America Merrill Lynch January 2009 - Present
Banc of America Securities December 2004 - November 2009
Lehman Brothers June 2000 - December 2004
Education
Baruch College, City University of New York (CUNY) 2000 — 2003
MBA, Finance
Columbia University in the City of New York 1990 — 1992
B.S.E., Civil Engineering, Cum laude, May 1992
Providence College 1987 — 1991
BS, Physics
Ramanarayanan Padmanabhan's Banc of America Securities Experience January 2003 - May 2009
Job Vice President at Pershing
Industry Financial Services
Experience
Pershing September 2009 - Present
Banc of America Securities January 2003 - May 2009
Princeton eCom 2000 - 2001
Skills
Trading Systems, Electronic Trading, Management, Derivatives, Equities, SDLC, Fixed Income, Market Data, Sybase
Education
Birla Institute of Technology and Science, Pilani 1981 — 1986
Pershing September 2009 - Present
Banc of America Securities January 2003 - May 2009
Princeton eCom 2000 - 2001
Skills
Trading Systems, Electronic Trading, Management, Derivatives, Equities, SDLC, Fixed Income, Market Data, Sybase
Education
Birla Institute of Technology and Science, Pilani 1981 — 1986
Craig Amsterdam's Banc of America Securities Experience June 1995 - September 2000
Job Trader
Industry Investment Management
Experience
J Streicher & Co. June 2010 - October 2011
Banc of America Secutities 2000 - 2007
Banc Of America Securities June 1995 - September 2000
Skills
Equities, Equity Trading, Trading
Education
Berklee College of Music 1993 — 1995
J Streicher & Co. June 2010 - October 2011
Banc of America Secutities 2000 - 2007
Banc Of America Securities June 1995 - September 2000
Skills
Equities, Equity Trading, Trading
Education
Berklee College of Music 1993 — 1995
Stephen Newton, CFA's Banc of America Securities Experience June 2002 - November 2004
Job Senior Analyst at FOC Partners
Industry Investment Management
Experience
FOC Partners (formerly Feingold O'Keeffe Capital) September 2014 - Present
RBS Citizens Group June 2013 - September 2014
Social Finance (SoFi) July 2012 - June 2013
Eaton Vance December 2004 - June 2010
Banc of America Securities June 2002 - November 2004
Skills
Investments, Fixed Income, Financial Modeling, Financial Analysis, Asset Managment, Bank Loans, Fundamental Analysis, Valuation, High Yield, Due Diligence, Leveraged Finance, Corporate Finance, Distressed Debt
Education
Northwestern University - Kellogg School of Management 2010 — 2012
MBA
Boston College 1998 — 2002
B.S., Finance
FOC Partners (formerly Feingold O'Keeffe Capital) September 2014 - Present
RBS Citizens Group June 2013 - September 2014
Social Finance (SoFi) July 2012 - June 2013
Eaton Vance December 2004 - June 2010
Banc of America Securities June 2002 - November 2004
Skills
Investments, Fixed Income, Financial Modeling, Financial Analysis, Asset Managment, Bank Loans, Fundamental Analysis, Valuation, High Yield, Due Diligence, Leveraged Finance, Corporate Finance, Distressed Debt
Education
Northwestern University - Kellogg School of Management 2010 — 2012
MBA
Boston College 1998 — 2002
B.S., Finance
Beth Everett's Banc of America Securities Experience 2004 - 2007
Job Managing Director at Bank of TokyoMitsubishi UFJ
Industry Banking
Experience
Bank of Tokyo-Mitsubishi UFJ February 2012 - Present
RBS Citizens Financial Group August 2008 - December 2011
Banc of America Securities 2004 - 2007
Fleet Bank 1998 - 2004
Bank of Boston 1983 - 1998
BankBoston 1983 - 1998
Education
Simmons College - Simmons School of Management
MBA, Management
Boston College
BA, Political Science and Economics
Bank of Tokyo-Mitsubishi UFJ February 2012 - Present
RBS Citizens Financial Group August 2008 - December 2011
Banc of America Securities 2004 - 2007
Fleet Bank 1998 - 2004
Bank of Boston 1983 - 1998
BankBoston 1983 - 1998
Education
Simmons College - Simmons School of Management
MBA, Management
Boston College
BA, Political Science and Economics
Sheila Mayhew's Banc of America Securities Experience 2005 - 2009
Job Supervisory Analyst/Editor at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley September 2009 - Present
Banc of America Securities 2005 - 2009
Morgan Stanley 2002 - 2005
Skills
Financial Services, Customer Service, Hedge Funds, Equities, Policy, Equity Research, Public Speaking, Fixed Income, Bloomberg, FINRA, Strategy, Capital Markets, Financial Markets, Portfolio Management, Economics, Research, Investments, Asset Management, Securities, Editing, Securitization, FX Options, Derivatives
Education
Austin Peay State University
BA, Psychology; French; History
Morgan Stanley September 2009 - Present
Banc of America Securities 2005 - 2009
Morgan Stanley 2002 - 2005
Skills
Financial Services, Customer Service, Hedge Funds, Equities, Policy, Equity Research, Public Speaking, Fixed Income, Bloomberg, FINRA, Strategy, Capital Markets, Financial Markets, Portfolio Management, Economics, Research, Investments, Asset Management, Securities, Editing, Securitization, FX Options, Derivatives
Education
Austin Peay State University
BA, Psychology; French; History
Saatwik Khanna's Banc of America Securities Experience August 2007 - April 2012
Job Vice President at Goldman Sachs
Industry Investment Banking
Experience
Goldman Sachs April 2012 - Present
Banc of America Securities August 2007 - April 2012
Goldman Sachs 2004 - 2007
Deutsche Bank 2002 - 2004
Skills
Electronic Trading, Equities, Vendor Management, Program Trading, Market Data, Quality Assurance, Customer Relations, ETFs, client onboarding, fix onboarding, fix protocol, qa testing, Technology Management, Global Management, Trading Systems, Business Process Design, Technology Integration, Team Leadership, Distributed Team..., Project Management, Certification Testing, algorithmic trading, FIX, Requirements Analysis, Trading Strategies, Retail Marketing, Marketing Strategy, Website Development, Programming, Shell Scripting, Event Management, Event Planning, Production Support, Technical Solution..., Series 7, Options, Capital Markets, Derivatives, Fixed Income, Trading
Education
Carnegie Mellon University 2001 — 2002
Master of Information Systems Mgmt., Information Systems
Shaheed Sukhdev College Of Business Studies 1996 — 1999
Bachelor's degree, Business Administration and Management, Marketing
AFBBS 1981 — 1996
High School, High school
Goldman Sachs April 2012 - Present
Banc of America Securities August 2007 - April 2012
Goldman Sachs 2004 - 2007
Deutsche Bank 2002 - 2004
Skills
Electronic Trading, Equities, Vendor Management, Program Trading, Market Data, Quality Assurance, Customer Relations, ETFs, client onboarding, fix onboarding, fix protocol, qa testing, Technology Management, Global Management, Trading Systems, Business Process Design, Technology Integration, Team Leadership, Distributed Team..., Project Management, Certification Testing, algorithmic trading, FIX, Requirements Analysis, Trading Strategies, Retail Marketing, Marketing Strategy, Website Development, Programming, Shell Scripting, Event Management, Event Planning, Production Support, Technical Solution..., Series 7, Options, Capital Markets, Derivatives, Fixed Income, Trading
Education
Carnegie Mellon University 2001 — 2002
Master of Information Systems Mgmt., Information Systems
Shaheed Sukhdev College Of Business Studies 1996 — 1999
Bachelor's degree, Business Administration and Management, Marketing
AFBBS 1981 — 1996
High School, High school
Tracey Seidler's Banc of America Securities Experience February 2000 - February 2006
Job VP/Office Coordinator at JMP Securities
Industry Banking
Experience
JMP Securities February 2006 - Present
Banc of America Securities February 2000 - February 2006
Education
Baruch College, City University of New York (CUNY)
JMP Securities February 2006 - Present
Banc of America Securities February 2000 - February 2006
Education
Baruch College, City University of New York (CUNY)
Ken Dubensky's Banc of America Securities Experience 2006 - 2007
Job Compliance, Audit & Systems/Operations Integration
Industry Financial Services
Experience
SPS Consulting April 1989 - Present
Dealer's Fantasy 2014 - 2015
Bank of America December 2008 - April 2014
Strategic Process Solutions 1990 - 2009
BMW Financial Services 2007 - 2008
Banc of America Securities 2006 - 2007
JPMorgan Chase 2004 - 2007
JPMorganChase 2003 - 2006
JP Morgan 2003 - 2006
IDB Bank 2000 - 2001
Skills
Project Planning, IT Strategy, Project Management, Credit Risk, Data Warehousing, Management, Credit, Loans, Enterprise Architecture, Quality Assurance, Equities, PMO, Disaster Recovery, Business Analysis, Requirements Gathering
Education
Binghamton University 1972 — 1974
BA, Psychology
GNN
GNN
GNN
GNN
GNN
SPS Consulting April 1989 - Present
Dealer's Fantasy 2014 - 2015
Bank of America December 2008 - April 2014
Strategic Process Solutions 1990 - 2009
BMW Financial Services 2007 - 2008
Banc of America Securities 2006 - 2007
JPMorgan Chase 2004 - 2007
JPMorganChase 2003 - 2006
JP Morgan 2003 - 2006
IDB Bank 2000 - 2001
Skills
Project Planning, IT Strategy, Project Management, Credit Risk, Data Warehousing, Management, Credit, Loans, Enterprise Architecture, Quality Assurance, Equities, PMO, Disaster Recovery, Business Analysis, Requirements Gathering
Education
Binghamton University 1972 — 1974
BA, Psychology
GNN
GNN
GNN
GNN
GNN
Shankar Chadha's Banc of America Securities Experience June 2007 - September 2007
Job Senior Associate at Mauryan Group
Industry Financial Services
Experience
Mauryan Group January 2009 - July 2010
Diamondback Capital May 2008 - December 2008
Banc of America Securities June 2007 - September 2007
UBS September 2006 - December 2006
Education
City University of New York-Baruch College 2004 — 2008
BA, Mathematics, Economics
DPS VK
Mauryan Group January 2009 - July 2010
Diamondback Capital May 2008 - December 2008
Banc of America Securities June 2007 - September 2007
UBS September 2006 - December 2006
Education
City University of New York-Baruch College 2004 — 2008
BA, Mathematics, Economics
DPS VK
Greg Donat's Banc of America Securities Experience August 1999 - July 2006
Job Partner at Casablanca Capital LP
Industry Financial Services
Experience
Hawkview LLC December 2011 - Present
Casablanca Capital LP November 2011 - Present
Lazard Freres & Co. August 2006 - November 2011
Banc of America Securities August 1999 - July 2006
Cravath, Swaine & Moore LLP 1997 - 1999
Waldon Press 1991 - 1994
(Freelance) 1986 - 1991
Skills
Mergers & Acquisitions, Power & Utilities, Renewable Energy, Energy, Restructuring, Capital Raising
Education
Columbia Law School 1994 — 1997
JD, Law
American Film Institute 1984 — 1986
MFA, Film / Screenwriting
Amherst College 1980 — 1984
BA, English
Hawkview LLC December 2011 - Present
Casablanca Capital LP November 2011 - Present
Lazard Freres & Co. August 2006 - November 2011
Banc of America Securities August 1999 - July 2006
Cravath, Swaine & Moore LLP 1997 - 1999
Waldon Press 1991 - 1994
(Freelance) 1986 - 1991
Skills
Mergers & Acquisitions, Power & Utilities, Renewable Energy, Energy, Restructuring, Capital Raising
Education
Columbia Law School 1994 — 1997
JD, Law
American Film Institute 1984 — 1986
MFA, Film / Screenwriting
Amherst College 1980 — 1984
BA, English
Philisha Adair's Banc of America Securities Experience June 2000 - January 2001
Job Chrysler Capital
Industry Financial Services
Experience
Chrysler Capital 2013 - Present
Nissan North America 2011 - 2013
Employbridge March 2009 - 2010
GMAC Commercial Finance July 2006 - May 2008
GMAC November 2003 - July 2006
GMAC September 2001 - November 2003
Banc of America Securities June 2000 - January 2001
Bank One March 1999 - June 2000
Bank One January 1998 - March 1999
Skills
Portfolio Management, Financial Analysis, Business Strategy, Banking, Credit, Finance, Business Analysis, Business Development, CRM, Analysis, Training, Mergers, Financial Risk
Education
Amberton University 2008 — 2009
Currently Pursuing, MBA - Management
Dallas Baptist University 2004 — 2008
Business, Business Administration
Chrysler Capital 2013 - Present
Nissan North America 2011 - 2013
Employbridge March 2009 - 2010
GMAC Commercial Finance July 2006 - May 2008
GMAC November 2003 - July 2006
GMAC September 2001 - November 2003
Banc of America Securities June 2000 - January 2001
Bank One March 1999 - June 2000
Bank One January 1998 - March 1999
Skills
Portfolio Management, Financial Analysis, Business Strategy, Banking, Credit, Finance, Business Analysis, Business Development, CRM, Analysis, Training, Mergers, Financial Risk
Education
Amberton University 2008 — 2009
Currently Pursuing, MBA - Management
Dallas Baptist University 2004 — 2008
Business, Business Administration
Jill Forschler's Banc of America Securities Experience February 1997 - May 2001
Job Licensed Educational Psychologist, School Psychologist
Industry Primary/Secondary Education
Experience
San Ramon Valley Unified School District November 2006 - Present
Expressworks International September 2001 - 2009
Banc of America Securities February 1997 - May 2001
Skills
Management, Change Management, Program Management
Education
Alliant International University-San Francisco Bay 2003 — 2005
MA, School Psychology, Education
University of Arizona 1991 — 1996
BS, Health Sciences, Exercise Sciences
San Ramon Valley Unified School District November 2006 - Present
Expressworks International September 2001 - 2009
Banc of America Securities February 1997 - May 2001
Skills
Management, Change Management, Program Management
Education
Alliant International University-San Francisco Bay 2003 — 2005
MA, School Psychology, Education
University of Arizona 1991 — 1996
BS, Health Sciences, Exercise Sciences
Darryl Hasen's Banc of America Securities Experience May 2005 - February 2007
Job Investor at Foundation Asset Management
Industry Investment Management
Experience
Foundation Asset Management April 2012 - Present
KIPP Charlotte January 2010 - April 2012
Santangel's Review 2011 - 2012
Blackhawk Capital Management June 2009 - January 2010
Round Table Investment Management January 2008 - December 2008
Farallon Capital Management / Noonday Asset Management February 2007 - January 2008
Banc of America Securities May 2005 - February 2007
Banc of America Securities June 2003 - May 2005
Skills
Ira Sohn Investment..., Value Investors Club..., Distressed Debt..., KIPP: Charlotte Board..., Financial Modeling, Investments, Equities, Investment Banking, Hedge Funds
Education
Babson College
BS, Business Management
Foundation Asset Management April 2012 - Present
KIPP Charlotte January 2010 - April 2012
Santangel's Review 2011 - 2012
Blackhawk Capital Management June 2009 - January 2010
Round Table Investment Management January 2008 - December 2008
Farallon Capital Management / Noonday Asset Management February 2007 - January 2008
Banc of America Securities May 2005 - February 2007
Banc of America Securities June 2003 - May 2005
Skills
Ira Sohn Investment..., Value Investors Club..., Distressed Debt..., KIPP: Charlotte Board..., Financial Modeling, Investments, Equities, Investment Banking, Hedge Funds
Education
Babson College
BS, Business Management
Eric Grossman's Banc of America Securities Experience June 2003 - October 2008
Job Director at BNP Paribas
Industry Financial Services
Experience
BNP Paribas (Formerly BofA) October 2008 - Present
Banc of America Securities June 2003 - October 2008
Goldman Sachs 2000 - 2002
Merrill Lynch 1998 - 2000
JP Morgan 1996 - 1997
Alliance Capital 1994 - 1996
Peneth, Haber & Zimmerman 1993 - 1994
Education
Baruch College, City University of New York (CUNY) 1998 — 2001
MBA, Finance
Baruch College, City University of New York (CUNY) 1989 — 1993
BA, Accounting
BNP Paribas (Formerly BofA) October 2008 - Present
Banc of America Securities June 2003 - October 2008
Goldman Sachs 2000 - 2002
Merrill Lynch 1998 - 2000
JP Morgan 1996 - 1997
Alliance Capital 1994 - 1996
Peneth, Haber & Zimmerman 1993 - 1994
Education
Baruch College, City University of New York (CUNY) 1998 — 2001
MBA, Finance
Baruch College, City University of New York (CUNY) 1989 — 1993
BA, Accounting
Greg Mendelson's Banc of America Securities Experience June 2005 - January 2008
Job Managing Director at Bank of America Merrill Lynch
Industry Investment Banking
Experience
Bank of America Merrill Lynch 2005 - Present
Banc of America Securities June 2005 - January 2008
CIBC World Markets May 2002 - June 2005
Arthur Andersen September 1999 - May 2002
Education
Binghamton University
BS, Business Management / Finance
Bank of America Merrill Lynch 2005 - Present
Banc of America Securities June 2005 - January 2008
CIBC World Markets May 2002 - June 2005
Arthur Andersen September 1999 - May 2002
Education
Binghamton University
BS, Business Management / Finance
Jagadishwer pabbbathi's Banc of America Securities Experience July 2007 - April 2010
Job Vice President at Bank of America Merrill Lynch.
Industry Information Technology and Services
Experience
Bank of America June 2014 - Present
RBC Capital Markets April 2010 - June 2014
Banc of America Securities July 2007 - April 2010
Standard & Poor's January 2006 - June 2007
Goldman Sachs June 2005 - January 2006
Netkey 2001 - 2005
Siemens public communications network ltd 1998 - 2000
Skills
SOA, Trading Systems, Business Intelligence, SDLC, Java Enterprise Edition
Education
National Institute of Technology Calicut 1995 — 1997
MS, Thermal
Acharya Nagarjuna University 1991 — 1995
BS, Mechanical
Sri Venkateshwara Hindu College of Engineering 1991 — 1995
Kakatiya Jr college.
Bank of America June 2014 - Present
RBC Capital Markets April 2010 - June 2014
Banc of America Securities July 2007 - April 2010
Standard & Poor's January 2006 - June 2007
Goldman Sachs June 2005 - January 2006
Netkey 2001 - 2005
Siemens public communications network ltd 1998 - 2000
Skills
SOA, Trading Systems, Business Intelligence, SDLC, Java Enterprise Edition
Education
National Institute of Technology Calicut 1995 — 1997
MS, Thermal
Acharya Nagarjuna University 1991 — 1995
BS, Mechanical
Sri Venkateshwara Hindu College of Engineering 1991 — 1995
Kakatiya Jr college.
Yoon-Sook Moon's Banc of America Securities Experience June 2002 - May 2009
Job Vice President, Public Finance Investment Banking at Robert W. Baird & Co.
Industry Investment Banking
Experience
Robert W. Baird & Co. May 2009 - Present
Banc of America Securities June 2002 - May 2009
Piper Jaffray June 2000 - May 2002
Sutro & Co 1998 - 2000
Skills
Government, Investment Banking, Public Finance, Public/private..., Series 7, Capital Markets, Fixed Income, Investments, Financial Modeling, Structured Finance, Securities
Education
Indiana University Bloomington 1996 — 1998
Master of Public Affairs
Berea College 1991 — 1995
BA & BS
Woodham High School
Robert W. Baird & Co. May 2009 - Present
Banc of America Securities June 2002 - May 2009
Piper Jaffray June 2000 - May 2002
Sutro & Co 1998 - 2000
Skills
Government, Investment Banking, Public Finance, Public/private..., Series 7, Capital Markets, Fixed Income, Investments, Financial Modeling, Structured Finance, Securities
Education
Indiana University Bloomington 1996 — 1998
Master of Public Affairs
Berea College 1991 — 1995
BA & BS
Woodham High School
Steven Deily's Banc of America Securities Experience June 1982 - May 2005
Job Managing Director at SunTrust Robinson Humphrey
Industry Investment Banking
Experience
SunTrust Robinson Humphrey August 2005 - Present
Banc of America Securities June 1982 - May 2005
Education
The University of Texas at Dallas 1980 — 1982
M.S., Finance
Baylor University 1976 — 1980
BBA, Finance
SunTrust Robinson Humphrey August 2005 - Present
Banc of America Securities June 1982 - May 2005
Education
The University of Texas at Dallas 1980 — 1982
M.S., Finance
Baylor University 1976 — 1980
BBA, Finance
Igor Koulikov's Banc of America Securities Experience 2003 - 2006
Job IT, Prime Brokerage at Jefferies & Company
Industry Financial Services
Experience
Jefferies & Company April 2006 - Present
Banc of America Securities 2003 - 2006
Merrill Lynch 1997 - 2003
Skills
Prime Brokerage, Business Analysis, Banking, Credit Risk, Equities, Investment Banking, Fixed Income, Electronic Trading
Education
Moscow Institute of Management
Jefferies & Company April 2006 - Present
Banc of America Securities 2003 - 2006
Merrill Lynch 1997 - 2003
Skills
Prime Brokerage, Business Analysis, Banking, Credit Risk, Equities, Investment Banking, Fixed Income, Electronic Trading
Education
Moscow Institute of Management
Andy Apstein's Banc of America Securities Experience May 2003 - February 2009
Job Institutional Sales at Morgan Stanley
Industry Financial Services
Experience
Morgan Stanley January 2011 - Present
Stephens Inc. June 2009 - January 2011
Banc of America Securities May 2003 - February 2009
Commonwealth Financial Network August 2000 - April 2003
Education
Bates College 1996 — 2000
B.A., Economics
Belmont Hill School 1990 — 1996
Morgan Stanley January 2011 - Present
Stephens Inc. June 2009 - January 2011
Banc of America Securities May 2003 - February 2009
Commonwealth Financial Network August 2000 - April 2003
Education
Bates College 1996 — 2000
B.A., Economics
Belmont Hill School 1990 — 1996
Dianne Hinaris's Banc of America Securities Experience 2007 - 2010
Job Founder and CEO, The Olive Table LLC
Industry Investment Banking
Experience
The Olive Table December 2011 - Present
Royal Bank of Scotland December 2011 - June 2013
Morgan Stanley Smith Barney November 2010 - June 2011
Banc of America Securities 2007 - 2010
Deutsche Bank June 1997 - August 2007
Lehman Brothers 1992 - 1996
Skills
Back Office, Fixed Income, Business Process, Equities, Change Management, Business Analysis, Project Management, Management, Financial Services, Finance, Consulting
Education
Amherst College
BA, Psychology/French
New York University - Leonard N. Stern School of Business
MBA, Computer Applications/Info Systems
The Olive Table December 2011 - Present
Royal Bank of Scotland December 2011 - June 2013
Morgan Stanley Smith Barney November 2010 - June 2011
Banc of America Securities 2007 - 2010
Deutsche Bank June 1997 - August 2007
Lehman Brothers 1992 - 1996
Skills
Back Office, Fixed Income, Business Process, Equities, Change Management, Business Analysis, Project Management, Management, Financial Services, Finance, Consulting
Education
Amherst College
BA, Psychology/French
New York University - Leonard N. Stern School of Business
MBA, Computer Applications/Info Systems
Jennifer Feng's Banc of America Securities Experience 2008 - 2011
Job Student at Baruch College, City University of New York (CUNY)
Industry Information Technology and Services
Experience
Banc of America Securities 2008 - 2011
Merrill Lynch 1998 - 2007
Skills
Technical work..., Microsoft Office Suite..., Computer Language:..., Internet Technology:..., Database: ORACLE..., Operation System:..., Middleware: IBM MQ..., Development Tool:..., Version Control: MS..., QA Tool – In-house..., Document Management..., Agile Methodologies, Business Analysis, Oracle, Requirements Analysis, SDLC, SQL, Software Development, Software Project..., Talent Acquisition, Technical Recruiting
Education
AVTech Institute of Technology
Baruch College, City University of New York (CUNY)
Bachelor's degree, IIBA Certification Candidate
City University of Baruch College at NY,
Bachelor's degree, Computer Information Management
Banc of America Securities 2008 - 2011
Merrill Lynch 1998 - 2007
Skills
Technical work..., Microsoft Office Suite..., Computer Language:..., Internet Technology:..., Database: ORACLE..., Operation System:..., Middleware: IBM MQ..., Development Tool:..., Version Control: MS..., QA Tool – In-house..., Document Management..., Agile Methodologies, Business Analysis, Oracle, Requirements Analysis, SDLC, SQL, Software Development, Software Project..., Talent Acquisition, Technical Recruiting
Education
AVTech Institute of Technology
Baruch College, City University of New York (CUNY)
Bachelor's degree, IIBA Certification Candidate
City University of Baruch College at NY,
Bachelor's degree, Computer Information Management
Steve Latoni's Banc of America Securities Experience 1996 - 2000
Job Development Manager
Industry Financial Services
Experience
TIAA-CREF April 2008 - Present
ADP 2001 - 2004
Banc of America Securities 1996 - 2000
Bank of America 1996 - 2000
Bank Of America Securities, LLc 1996 - 2000
Smith Barney 1995 - 1996
Kidder Peabody 1987 - 1995
Skills
PMP, SDLC, Business Analysis, Vendor Management, Requirements Gathering, Asset Managment, Software Project..., Requirements Analysis, Business Process..., Informatica, SharePoint, Process Improvement, ETL, Project Management, Integration, Project Portfolio..., Asset Management
Education
St. John's University, The Peter J. Tobin College of Business 1983 — 1987
MBA, Finance
Baruch College, City University of New York (CUNY) 1975 — 1979
BBA, Marketing
TIAA-CREF April 2008 - Present
ADP 2001 - 2004
Banc of America Securities 1996 - 2000
Bank of America 1996 - 2000
Bank Of America Securities, LLc 1996 - 2000
Smith Barney 1995 - 1996
Kidder Peabody 1987 - 1995
Skills
PMP, SDLC, Business Analysis, Vendor Management, Requirements Gathering, Asset Managment, Software Project..., Requirements Analysis, Business Process..., Informatica, SharePoint, Process Improvement, ETL, Project Management, Integration, Project Portfolio..., Asset Management
Education
St. John's University, The Peter J. Tobin College of Business 1983 — 1987
MBA, Finance
Baruch College, City University of New York (CUNY) 1975 — 1979
BBA, Marketing
Nathan Shewmaker's Banc of America Securities Experience 2003 - 2004
Job Analytical Applications
Industry Financial Services
Experience
ZAIS Group, LLC 2004 - Present
Banc of America Securities 2003 - 2004
RiskMetrics Group 1998 - 2003
JPMorgan 1997 - 1998
Skills
Derivatives, Fixed Income, Portfolio Management, C#, Software Development, Risk Management, SOA, SQL, Hedge Funds, Trading Systems, Bloomberg, Java
Education
Stanford University 1992 — 1994
BS, Mechanical Engineering
Biola University 1990 — 1992
Dalat School
ZAIS Group, LLC 2004 - Present
Banc of America Securities 2003 - 2004
RiskMetrics Group 1998 - 2003
JPMorgan 1997 - 1998
Skills
Derivatives, Fixed Income, Portfolio Management, C#, Software Development, Risk Management, SOA, SQL, Hedge Funds, Trading Systems, Bloomberg, Java
Education
Stanford University 1992 — 1994
BS, Mechanical Engineering
Biola University 1990 — 1992
Dalat School
O'Malley Hayes's Banc of America Securities Experience January 2009 - April 2010
Job Bayside Capital / HIG Capital
Industry Financial Services
Experience
HIG Capital April 2010 - Present
Banc of America Securities January 2009 - April 2010
Merrill Lynch June 1998 - January 2009
Skills
Private Equity, Financial Structuring, Leveraged Finance, Hedge Funds, Equities, Trading, Asset Managment, Fixed Income, Due Diligence, Valuation, Corporate Finance, Credit, Capital Markets, Investments, Investment Banking, Financial Services, Asset Management, Portfolio Management, Mergers & Acquisitions, Financial Analysis, Emerging Markets, Equity Research, Financial Modeling, Alternative Investments, Venture Capital, High Yield
Education
Bentley University 1996 — 1998
BA, Finance
HIG Capital April 2010 - Present
Banc of America Securities January 2009 - April 2010
Merrill Lynch June 1998 - January 2009
Skills
Private Equity, Financial Structuring, Leveraged Finance, Hedge Funds, Equities, Trading, Asset Managment, Fixed Income, Due Diligence, Valuation, Corporate Finance, Credit, Capital Markets, Investments, Investment Banking, Financial Services, Asset Management, Portfolio Management, Mergers & Acquisitions, Financial Analysis, Emerging Markets, Equity Research, Financial Modeling, Alternative Investments, Venture Capital, High Yield
Education
Bentley University 1996 — 1998
BA, Finance
Mark Jacobsen's Banc of America Securities Experience 2002 - 2009
Job Lead Programmer/Analyst at Grand Sierra Resort
Industry Information Technology and Services
Experience
Grand Sierra Resort June 2014 - Present
Bank of America 2009 - May 2013
Merrill Lynch 2009 - May 2013
Banc of America Securities 2002 - 2009
Kforce Technology Staffing 1998 - 2002
Harrah's Entertainment 1992 - 1998
Skills
DB2, Software Development, SQL, Oracle, SDLC, RPG, IBM AS/400, ILE, IBM iSeries, Java
Education
University of California, Berkeley - Extension 2002 — 2002
Java Programming
Truckee Meadows Community College 1991 — 1992
RPG, Advanced RPG Programming
Lake Tahoe Community College 1991 — 1991
C Programming
American River College 1985 — 1987
Associate's degree
Moorpark College 1982 — 1983
Computer Science, Mathematics
Grand Sierra Resort June 2014 - Present
Bank of America 2009 - May 2013
Merrill Lynch 2009 - May 2013
Banc of America Securities 2002 - 2009
Kforce Technology Staffing 1998 - 2002
Harrah's Entertainment 1992 - 1998
Skills
DB2, Software Development, SQL, Oracle, SDLC, RPG, IBM AS/400, ILE, IBM iSeries, Java
Education
University of California, Berkeley - Extension 2002 — 2002
Java Programming
Truckee Meadows Community College 1991 — 1992
RPG, Advanced RPG Programming
Lake Tahoe Community College 1991 — 1991
C Programming
American River College 1985 — 1987
Associate's degree
Moorpark College 1982 — 1983
Computer Science, Mathematics
Doug Bowers's Banc of America Securities Experience 1999 - 2003
Job President and CEO at Square 1 Bank
Industry Financial Services
Experience
Square 1 Bank March 2011 - Present
Lone Star Funds July 2009 - January 2011
Bank of America January 1980 - December 2008
Banc of America Securities 1999 - 2003
Skills
Portfolio Management, Capital Markets, Structured Finance, Loans, Financial Structuring, Banking, Credit, Risk Management, Investment Banking, Financial Modeling, Mergers, Fixed Income, Corporate Finance, Valuation, ABS, Commercial Banking, Private Equity, Equities, Mergers & Acquisitions, Due Diligence, Treasury Management, Financial Services, Commercial Lending, Credit Risk, Financial Risk, Investments, Finance, Venture Capital, Asset Management, Credit Analysis, Financial Analysis, Hedge Funds
Education
Ball State University - College of Business 1976 — 1980
Bachelor of Science, Finance and Economics
Ball State University - College of Business
Square 1 Bank March 2011 - Present
Lone Star Funds July 2009 - January 2011
Bank of America January 1980 - December 2008
Banc of America Securities 1999 - 2003
Skills
Portfolio Management, Capital Markets, Structured Finance, Loans, Financial Structuring, Banking, Credit, Risk Management, Investment Banking, Financial Modeling, Mergers, Fixed Income, Corporate Finance, Valuation, ABS, Commercial Banking, Private Equity, Equities, Mergers & Acquisitions, Due Diligence, Treasury Management, Financial Services, Commercial Lending, Credit Risk, Financial Risk, Investments, Finance, Venture Capital, Asset Management, Credit Analysis, Financial Analysis, Hedge Funds
Education
Ball State University - College of Business 1976 — 1980
Bachelor of Science, Finance and Economics
Ball State University - College of Business
Donald MacNeil's Banc of America Securities Experience April 2005 - October 2008
Job Vice President, SBL Product Development at J.P. Morgan
Industry Financial Services
Experience
J.P. Morgan January 2013 - Present
Equity Finance / Prime Brokerage March 2012 - December 2012
Kellner DiLeo & Company December 2010 - February 2012
BNP Paribas October 2008 - November 2010
Banc of America Securities April 2005 - October 2008
Morgan Stanley 1998 - 2005
State Street Bank 1992 - 1994
Education
Boston College 1988 — 1992
BA, Economics & Finance
J.P. Morgan January 2013 - Present
Equity Finance / Prime Brokerage March 2012 - December 2012
Kellner DiLeo & Company December 2010 - February 2012
BNP Paribas October 2008 - November 2010
Banc of America Securities April 2005 - October 2008
Morgan Stanley 1998 - 2005
State Street Bank 1992 - 1994
Education
Boston College 1988 — 1992
BA, Economics & Finance
Stephenie St Rose's Banc of America Securities Experience May 2005 - October 2009
Job Executive Assistant at Bank of America
Industry Banking
Experience
Bank of America August 2013 - Present
Bank of America Merrill Lynch November 2010 - August 2013
Towers Watson November 2009 - November 2010
Banc of America Securities May 2005 - October 2009
Skills
Administrative..., Calendaring, Outlook, Calendars, Travel Arrangements, Confidentiality, Time Management, Executive Support, Spreadsheets, Lotus Notes, PowerPoint, Access, Office Administration, Human Resources, Microsoft Excel, Budgets, Process Scheduler, Invoicing, Customer Service
Education
State University of New York Empire State College 2009 — 2011
Business Administration and Management, General
Borough of Manhattan Community College
Associate of Arts (AA), Business Administration and Management, General
Bank of America August 2013 - Present
Bank of America Merrill Lynch November 2010 - August 2013
Towers Watson November 2009 - November 2010
Banc of America Securities May 2005 - October 2009
Skills
Administrative..., Calendaring, Outlook, Calendars, Travel Arrangements, Confidentiality, Time Management, Executive Support, Spreadsheets, Lotus Notes, PowerPoint, Access, Office Administration, Human Resources, Microsoft Excel, Budgets, Process Scheduler, Invoicing, Customer Service
Education
State University of New York Empire State College 2009 — 2011
Business Administration and Management, General
Borough of Manhattan Community College
Associate of Arts (AA), Business Administration and Management, General
Susan Wu, CFA's Banc of America Securities Experience August 2001 - September 2005
Job Credit Trading Risk Manager at Bank of America Merill Lynch
Industry Investment Banking
Experience
Bank of America Merill Lynch October 2005 - Present
Bank of America Securities 1999 - 2008
Banc of America Securities August 2001 - September 2005
Banc of America Securities September 1999 - July 2001
Lehman Brothers September 1997 - May 1999
Thomson Financial, Asset Backed Securities Group January 1994 - September 1997
Education
Binghamton University 1991 — 1994
B.S., Computer Science
Bank of America Merill Lynch October 2005 - Present
Bank of America Securities 1999 - 2008
Banc of America Securities August 2001 - September 2005
Banc of America Securities September 1999 - July 2001
Lehman Brothers September 1997 - May 1999
Thomson Financial, Asset Backed Securities Group January 1994 - September 1997
Education
Binghamton University 1991 — 1994
B.S., Computer Science
Kazi Rashid's Banc of America Securities Experience August 2006 - August 2010
Job Director Group Internal Audit (Finance, IT and Operations) at UBS Investment Bank
Industry Financial Services
Experience
UBS Investment Bank May 2014 - Present
UBS Investment Bank March 2012 - May 2014
UBS Investment Bank August 2010 - March 2012
Banc of America Securities August 2006 - August 2010
General Electric September 2003 - August 2006
Citigroup April 1999 - September 2003
Skills
Derivatives, Equities, Credit, Fixed Income, Capital Markets, Valuation, Bloomberg, Financial Modeling, Corporate Finance, Credit Derivatives, Financial Analysis, Equity Derivatives
Education
NYU School of Continuing Education 2013 — 2015
Candidate for Accounting Certificate
Adelphi University 2001 — 2003
Master of Business Administration (M.B.A.), Accounting and Finance
City University of New York 1994 — 1998
Bachelor's Degree, Accounting and Finance
UBS Investment Bank May 2014 - Present
UBS Investment Bank March 2012 - May 2014
UBS Investment Bank August 2010 - March 2012
Banc of America Securities August 2006 - August 2010
General Electric September 2003 - August 2006
Citigroup April 1999 - September 2003
Skills
Derivatives, Equities, Credit, Fixed Income, Capital Markets, Valuation, Bloomberg, Financial Modeling, Corporate Finance, Credit Derivatives, Financial Analysis, Equity Derivatives
Education
NYU School of Continuing Education 2013 — 2015
Candidate for Accounting Certificate
Adelphi University 2001 — 2003
Master of Business Administration (M.B.A.), Accounting and Finance
City University of New York 1994 — 1998
Bachelor's Degree, Accounting and Finance
Katharine Kelly's Banc of America Securities Experience June 2007 - August 2007
Job Medical Student at University of WisconsinMadison School of Medicine and Public Health
Industry Hospital & Health Care
Experience
University of Wisconsin-Madison August 2014 - Present
St. Luke's-Roosevelt Hospital September 2012 - June 2013
Hunter College August 2011 - June 2013
U.S. Department of State October 2009 - June 2011
Midwest Environmental Advocates June 2008 - August 2008
Banc of America Securities June 2007 - August 2007
Skills
Research, Policy Analysis, Community Outreach, Public Speaking, Qualitative Research, Public Policy, Data Analysis, Editing, Legal Research, Volunteer Management, Clinical Research
Education
Amherst College 2004 — 2008
B.A., Anthropology, French
Shorewood High School
University of Wisconsin-Madison August 2014 - Present
St. Luke's-Roosevelt Hospital September 2012 - June 2013
Hunter College August 2011 - June 2013
U.S. Department of State October 2009 - June 2011
Midwest Environmental Advocates June 2008 - August 2008
Banc of America Securities June 2007 - August 2007
Skills
Research, Policy Analysis, Community Outreach, Public Speaking, Qualitative Research, Public Policy, Data Analysis, Editing, Legal Research, Volunteer Management, Clinical Research
Education
Amherst College 2004 — 2008
B.A., Anthropology, French
Shorewood High School
Nicholas Ruggiero's Banc of America Securities Experience February 2004 - March 2009
Job Director, Trade Supervision at BofA/Merrill Lynch
Industry Financial Services
Experience
BofA/Merrill Lynch May 2013 - Present
BofA/Merrill Lynch November 2012 - May 2013
Benchmark August 2011 - November 2012
Merrill Lynch March 2009 - August 2011
Banc of America Securities February 2004 - March 2009
Bear Stearns July 1996 - January 2004
Skills
Series 7, Series 24, Series 63, Equity Trading, Electronic Trading, Trading Systems, Securities, Capital Markets, Bloomberg, Compliance
Education
Baruch College, City University of New York (CUNY) 1985 — 1989
BBA, Finance
BofA/Merrill Lynch May 2013 - Present
BofA/Merrill Lynch November 2012 - May 2013
Benchmark August 2011 - November 2012
Merrill Lynch March 2009 - August 2011
Banc of America Securities February 2004 - March 2009
Bear Stearns July 1996 - January 2004
Skills
Series 7, Series 24, Series 63, Equity Trading, Electronic Trading, Trading Systems, Securities, Capital Markets, Bloomberg, Compliance
Education
Baruch College, City University of New York (CUNY) 1985 — 1989
BBA, Finance
Ashwin Joshi, CTP's Banc of America Securities Experience August 1994 - March 2001
Job Independent Consultant at Rodan + Fields Dermatologists
Industry Financial Services
Experience
Rodan + Fields Dermatologists March 2014 - Present
ProFunds Group July 2006 - April 2011
ETrade Financial August 2001 - April 2005
Banc of America Securities August 1994 - March 2001
Education
Auburn University 1992 — 1994
BS, Finance
Rodan + Fields Dermatologists March 2014 - Present
ProFunds Group July 2006 - April 2011
ETrade Financial August 2001 - April 2005
Banc of America Securities August 1994 - March 2001
Education
Auburn University 1992 — 1994
BS, Finance
Brett Boscarino's Banc of America Securities Experience April 2000 - February 2001
Job VIX Options Trader at Volant Trading
Industry Financial Services
Experience
Volant Trading October 2012 - Present
The Suffolk Group, L.P. January 2011 - October 2012
Options Solutions, LLC January 2011 - October 2012
PEAK6 Investments LP 2007 - 2010
Diamond Capital Partners, LLC/Westward Capital, LLC January 2005 - May 2007
Moose Jaw Capital Management, LLC December 2002 - January 2005
Parallax Fund, L.P. February 2001 - August 2002
Banc of America Securities April 2000 - February 2001
Goldman Sachs/Hull Trading Company January 1995 - April 2000
Skills
Equities, Options, Trading, Proprietary Trading, Risk Management, Entrepreneurship, GUI Designing, Hedge Funds, Trading Systems
Education
Babson College 1989 — 1993
Finance/Investments, Finance/Investments, concentration: Quantitative Methods
Volant Trading October 2012 - Present
The Suffolk Group, L.P. January 2011 - October 2012
Options Solutions, LLC January 2011 - October 2012
PEAK6 Investments LP 2007 - 2010
Diamond Capital Partners, LLC/Westward Capital, LLC January 2005 - May 2007
Moose Jaw Capital Management, LLC December 2002 - January 2005
Parallax Fund, L.P. February 2001 - August 2002
Banc of America Securities April 2000 - February 2001
Goldman Sachs/Hull Trading Company January 1995 - April 2000
Skills
Equities, Options, Trading, Proprietary Trading, Risk Management, Entrepreneurship, GUI Designing, Hedge Funds, Trading Systems
Education
Babson College 1989 — 1993
Finance/Investments, Finance/Investments, concentration: Quantitative Methods
Adam Scally's Banc of America Securities Experience October 2004 - July 2007
Job Major Gifts Officer at New York Presbyterian/Morgan Stanley Children's Hospital
Industry Hospital & Health Care
Experience
New York Presbyterian Hospital December 2012 - Present
New York Presbyterian Hospital July 2010 - December 2012
Weill Cornell Medical College July 2007 - July 2010
Banc of America Securities October 2004 - July 2007
UMKC September 2000 - May 2002
Skills
Fundraising, Volunteer Management, Non-profits, Project Management, Stewardship, Healthcare, Nonprofits, Community Outreach, Event Planning, Philanthropy, Event Management, Social Media, Annual Giving
Education
University of Missouri-Kansas City 1999 — 2002
MFA
State University of New York at Binghamton 1992 — 1996
BA
New York Presbyterian Hospital December 2012 - Present
New York Presbyterian Hospital July 2010 - December 2012
Weill Cornell Medical College July 2007 - July 2010
Banc of America Securities October 2004 - July 2007
UMKC September 2000 - May 2002
Skills
Fundraising, Volunteer Management, Non-profits, Project Management, Stewardship, Healthcare, Nonprofits, Community Outreach, Event Planning, Philanthropy, Event Management, Social Media, Annual Giving
Education
University of Missouri-Kansas City 1999 — 2002
MFA
State University of New York at Binghamton 1992 — 1996
BA
Melissa Covington's Banc of America Securities Experience 2003 - 2005
Job Finance Administrator, Corporate Finaance Budget & Planning at Colgate Palmolive
Industry Consumer Goods
Experience
Colgate Palmolive January 2013 - Present
Colgate Palmolive November 2006 - December 2012
Banc of America Securities 2003 - 2005
Education
Borough of Manhattan Community College
Colgate Palmolive January 2013 - Present
Colgate Palmolive November 2006 - December 2012
Banc of America Securities 2003 - 2005
Education
Borough of Manhattan Community College
Eliza Paulling's Banc of America Securities Experience 1998 - April 2000
Job Consultant at Freed Associates
Industry Hospital & Health Care
Experience
Freed Associates April 2000 - Present
Banc of America Securities 1998 - April 2000
Outward Bound 1994 - 1997
Skills
Healthcare, Project Management, Change Management, Data Analysis, Management Consulting, Program Management, Software Documentation, Process Improvement, SDLC, EHR, Healthcare Consulting, Business Analysis
Education
Barnard College
BA
Cate School 1983 — 1987
High School
Freed Associates April 2000 - Present
Banc of America Securities 1998 - April 2000
Outward Bound 1994 - 1997
Skills
Healthcare, Project Management, Change Management, Data Analysis, Management Consulting, Program Management, Software Documentation, Process Improvement, SDLC, EHR, Healthcare Consulting, Business Analysis
Education
Barnard College
BA
Cate School 1983 — 1987
High School
Antonio Phillips's Banc of America Securities Experience October 2007 - February 2008
Job Financial Services Professional
Industry Financial Services
Experience
Wells Fargo Advisors July 2008 - December 2009
Banc of America Securities October 2007 - February 2008
Bank of New York Mellon December 2004 - July 2007
Education
Baruch College, City University of New York (CUNY)
Accounting & Literature
Wells Fargo Advisors July 2008 - December 2009
Banc of America Securities October 2007 - February 2008
Bank of New York Mellon December 2004 - July 2007
Education
Baruch College, City University of New York (CUNY)
Accounting & Literature
Edwin Pacis's Banc of America Securities Experience January 1995 - June 2003
Job Compliance Manager at Wells Fargo Bank
Industry Banking
Experience
Wells Fargo Bank January 2012 - Present
Wells Fargo Bank March 2010 - January 2012
Wells Fargo Bank December 2003 - March 2010
Banc of America Securities January 1995 - June 2003
McGregor Sea and Airfreight Services 1992 - 1995
Shurgard Capital Group 1990 - 1992
Skills
Risk Management, Risk Analysis, Risk Assessment, Bank Secrecy Act, Operational Risk..., Anti Money Laundering, Regulatory Projects, Compliance Oversight, Compliance Procedures, Compliance..., Management, Internal Audit, Policy, Financial Risk, Derivatives, Banking, Fixed Income
Education
San Francisco State University, College of Business 1986 — 1990
Bachelor of Science and Business Administration, Banking & Finance
University of San Francisco 1986 — 1988
Bachelor of Science in Business Administration, Undergraduate
De La Salle University 1985 — 1986
Undergraduate, Business Administration and Management, General
Ateneo de Manila University 1983 — 1985
Undergraduate, Business/Managerial Economics
Lourdes School Quezon City 1978 — 1982
Batch '82, High School
Wells Fargo Bank January 2012 - Present
Wells Fargo Bank March 2010 - January 2012
Wells Fargo Bank December 2003 - March 2010
Banc of America Securities January 1995 - June 2003
McGregor Sea and Airfreight Services 1992 - 1995
Shurgard Capital Group 1990 - 1992
Skills
Risk Management, Risk Analysis, Risk Assessment, Bank Secrecy Act, Operational Risk..., Anti Money Laundering, Regulatory Projects, Compliance Oversight, Compliance Procedures, Compliance..., Management, Internal Audit, Policy, Financial Risk, Derivatives, Banking, Fixed Income
Education
San Francisco State University, College of Business 1986 — 1990
Bachelor of Science and Business Administration, Banking & Finance
University of San Francisco 1986 — 1988
Bachelor of Science in Business Administration, Undergraduate
De La Salle University 1985 — 1986
Undergraduate, Business Administration and Management, General
Ateneo de Manila University 1983 — 1985
Undergraduate, Business/Managerial Economics
Lourdes School Quezon City 1978 — 1982
Batch '82, High School
Daniel Neumann, CFA's Banc of America Securities Experience 2000 - 2004
Job Investment Professional
Industry Financial Services
Experience
GRT Capital Partners, LLC August 2013 - Present
BlackRock January 2005 - May 2013
State Street Research & Management, acquired by BlackRock 2004 - 2005
Banc of America Securities 2000 - 2004
PaineWebber Inc. 1997 - 2000
Skills
Portfolio Management, Equity Research, Energy Industry, Equities, Hedge Funds, Bloomberg, Alternative Investments, Asset Management, Fixed Income, Capital Markets, Investments, Mutual Funds, Investment Management, Valuation, Asset Allocation, Financial Modeling, Derivatives, Bonds
Education
Boston College 1993 — 1997
Bachelor of Arts, Economics and English
Chaminade High School 1989 — 1993
GRT Capital Partners, LLC August 2013 - Present
BlackRock January 2005 - May 2013
State Street Research & Management, acquired by BlackRock 2004 - 2005
Banc of America Securities 2000 - 2004
PaineWebber Inc. 1997 - 2000
Skills
Portfolio Management, Equity Research, Energy Industry, Equities, Hedge Funds, Bloomberg, Alternative Investments, Asset Management, Fixed Income, Capital Markets, Investments, Mutual Funds, Investment Management, Valuation, Asset Allocation, Financial Modeling, Derivatives, Bonds
Education
Boston College 1993 — 1997
Bachelor of Arts, Economics and English
Chaminade High School 1989 — 1993
John Orsino's Banc of America Securities Experience May 2001 - June 2004
Job Retired
Industry Banking
Experience
Currently Retired vice president,executive cashierBNP Paribas Personal Finance2004 - 2009
banc of america securities May 2001 - June 2004
Skills
Managing Employees, Risk Management, Managing Budget, Managing Groups, Daily Operations, Establish goals and...
Education
City University of New York-Baruch College 1961 — 1963
none
boys high school 1956 — 1960
academic
Currently Retired vice president,executive cashierBNP Paribas Personal Finance2004 - 2009
banc of america securities May 2001 - June 2004
Skills
Managing Employees, Risk Management, Managing Budget, Managing Groups, Daily Operations, Establish goals and...
Education
City University of New York-Baruch College 1961 — 1963
none
boys high school 1956 — 1960
academic
Chenyi Lu, CFA, CPA's Banc of America Securities Experience January 2004 - June 2007
Job Senior Credit Analyst at Moody's Investors Service
Industry Financial Services
Experience
Moody's Investors Service May 2013 - Present
Cowen and Company July 2009 - August 2012
Brean Murray, Carret & Co. March 2008 - June 2009
Jefferies & Company June 2007 - February 2008
Banc of America Securities January 2004 - June 2007
Lucent Techonologies July 1996 - January 2004
Skills
Financial Analysis, Financial Reporting, Financial Modeling, Corporate Finance, Investments, Equity Research, Business Strategy, Business Analysis, Business Planning, Chartered Financial..., Certified Public..., Taiwanese, Chinese, Financial Accounting, Accounting
Education
New York University
Master of Business Administration (MBA), Finance
Babson College
Master of Science (MS), Accounting
Rutgers University
Bachelor of Science (BS), Accounting
Moody's Investors Service May 2013 - Present
Cowen and Company July 2009 - August 2012
Brean Murray, Carret & Co. March 2008 - June 2009
Jefferies & Company June 2007 - February 2008
Banc of America Securities January 2004 - June 2007
Lucent Techonologies July 1996 - January 2004
Skills
Financial Analysis, Financial Reporting, Financial Modeling, Corporate Finance, Investments, Equity Research, Business Strategy, Business Analysis, Business Planning, Chartered Financial..., Certified Public..., Taiwanese, Chinese, Financial Accounting, Accounting
Education
New York University
Master of Business Administration (MBA), Finance
Babson College
Master of Science (MS), Accounting
Rutgers University
Bachelor of Science (BS), Accounting
JPMorgan Chase
Goldman Sachs
J.P. Morgan
Credit Suisse
Deutsche Bank
Citigroup
JP Morgan Chase
UBS