Independent Broker-Dealer
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Independent Broker-Dealer Employees
Employee
Years
Job
Industry
Brandon Weinberg Brandon Weinberg's Independent Broker-Dealer Experience January 2013 - Present
Job Registered Principal at Independent Broker Dealer
Industry Insurance
Experience
Independent Broker Dealer January 2013 - Present
Bankers Life and Casualty September 2002 - Present
John Hancock Life Insurance Company (U.S.A.) 1997 - 2002
Skills
IRAs, Strategic Financial..., Sales, Long Term Care Insurance, Investments, 401k, Whole Life, Sales Management, Term Life Insurance, Leadership, Wealth Management, Series 7, Forecasting, Universal Life, Finance, Risk Management, Organization, Training, Coaching, Public Speaking, Financial Planning, Life Insurance
Education
Rutgers, The State University of New Jersey-Camden 2002 — 2006
Master of Business Administration (MBA)
Rider University 1994 — 1997
Bachelor of Science (BS), Finance, General
Independent Broker Dealer January 2013 - Present
Bankers Life and Casualty September 2002 - Present
John Hancock Life Insurance Company (U.S.A.) 1997 - 2002
Skills
IRAs, Strategic Financial..., Sales, Long Term Care Insurance, Investments, 401k, Whole Life, Sales Management, Term Life Insurance, Leadership, Wealth Management, Series 7, Forecasting, Universal Life, Finance, Risk Management, Organization, Training, Coaching, Public Speaking, Financial Planning, Life Insurance
Education
Rutgers, The State University of New Jersey-Camden 2002 — 2006
Master of Business Administration (MBA)
Rider University 1994 — 1997
Bachelor of Science (BS), Finance, General
Lucy Buecking Lucy Buecking's Independent Broker-Dealer Experience March 2012 - August 2013
Job Technical Support Analyst II
Industry Information Technology and Services
Experience
University of New Mexico June 2015 - Present
Independent Broker/ Dealer March 2012 - August 2013
Independent Broker/Dealer Compliance Office October 2010 - March 2012
US New Mexico Federal Credit Union January 2010 - October 2010
Cafe Gee, Anodyne, & High Noon June 2007 - January 2010
Lake George Boat Co & Rick's Bike Shop June 2001 - August 2006
Skills
Manage Client..., Project Management, Operations Management, Auditing, Event Management, Analytic Problem Solving, Organizational..., Leadership Development, Client Co-ordination, Directing Others, Internal Communications, Oral & Written..., Contract Negotiation, Managing Deadlines, Independent Contributor, Blogging, Customer Service, Time Management, Finance
Education
The University of New Mexico 2004 — 2008
Bachelor of Arts, Economics
The University of New Mexico 2004 — 2008
Bachelor of Arts, French
University of New Hampshire 2003 — 2004
Queensbury High School 1999 — 2003
University of New Mexico June 2015 - Present
Independent Broker/ Dealer March 2012 - August 2013
Independent Broker/Dealer Compliance Office October 2010 - March 2012
US New Mexico Federal Credit Union January 2010 - October 2010
Cafe Gee, Anodyne, & High Noon June 2007 - January 2010
Lake George Boat Co & Rick's Bike Shop June 2001 - August 2006
Skills
Manage Client..., Project Management, Operations Management, Auditing, Event Management, Analytic Problem Solving, Organizational..., Leadership Development, Client Co-ordination, Directing Others, Internal Communications, Oral & Written..., Contract Negotiation, Managing Deadlines, Independent Contributor, Blogging, Customer Service, Time Management, Finance
Education
The University of New Mexico 2004 — 2008
Bachelor of Arts, Economics
The University of New Mexico 2004 — 2008
Bachelor of Arts, French
University of New Hampshire 2003 — 2004
Queensbury High School 1999 — 2003
J. Kevin Pate J. Kevin Pate's Independent Broker-Dealer Experience February 2011 - Present
Job Legacy and Estate Planning Professional
Industry Individual & Family Services
Experience
Heritage Estate Services February 2011 - Present
Independent Broker Dealer February 2011 - Present
Grace Life Community Church July 2010 - Present
Vantage Point Bank and Financial Services March 2012 - April 2013
Primerica January 1996 - February 2011
Arlington County 1983 - May 2010
Education
Northern Virginia Community College 1981 — 1984
Heritage Estate Services February 2011 - Present
Independent Broker Dealer February 2011 - Present
Grace Life Community Church July 2010 - Present
Vantage Point Bank and Financial Services March 2012 - April 2013
Primerica January 1996 - February 2011
Arlington County 1983 - May 2010
Education
Northern Virginia Community College 1981 — 1984
Ross Marino, CFP®, ChFC® Ross Marino, CFP®, ChFC®'s Independent Broker-Dealer Experience March 1993 - Present
Job Chief Executive Officer at Rekon Intelligence
Industry Financial Services
Experience
Rekon Intelligence April 2011 - Present
401(k) Rekon March 2009 - Present
Independent Broker Dealer March 1993 - Present
Prudential Securities August 1992 - March 1993
Skills
Financial Planning, Retirement Plan..., Event Management, Event Planning, Event Marketing, Corporate Events, Events Organizing, Virtual Events, Strategic Financial..., Financial Advisory, 401k, Retirement Planning, Broker-Dealer, Investments, Marketing, Retirement, Events Organisation, Wealth Management, Mutual Funds, Investment Advisory, Entrepreneurship, Financial Planners, Series 7, Finance, Employee Benefits, Asset Management, Small Business, Pensions, Financial Services, Asset Allocation, Series 63, Investment Strategies, Strategic Leadership, Wealth, Investment Management, Fixed Annuities
Education
The American College 2004 — 2006
ChFC
College for Financial Planning 1998 — 2000
Financial Planning
Stetson University 1985 — 1987
West Geauga 1982 — 1985
Rekon Intelligence April 2011 - Present
401(k) Rekon March 2009 - Present
Independent Broker Dealer March 1993 - Present
Prudential Securities August 1992 - March 1993
Skills
Financial Planning, Retirement Plan..., Event Management, Event Planning, Event Marketing, Corporate Events, Events Organizing, Virtual Events, Strategic Financial..., Financial Advisory, 401k, Retirement Planning, Broker-Dealer, Investments, Marketing, Retirement, Events Organisation, Wealth Management, Mutual Funds, Investment Advisory, Entrepreneurship, Financial Planners, Series 7, Finance, Employee Benefits, Asset Management, Small Business, Pensions, Financial Services, Asset Allocation, Series 63, Investment Strategies, Strategic Leadership, Wealth, Investment Management, Fixed Annuities
Education
The American College 2004 — 2006
ChFC
College for Financial Planning 1998 — 2000
Financial Planning
Stetson University 1985 — 1987
West Geauga 1982 — 1985
John Montague John Montague's Independent Broker-Dealer Experience February 2014 - Present
Job Licensed Insurance Agent
Industry Financial Services
Experience
Independent Broker Dealer February 2014 - Present
Alliance Advisory Group June 2012 - February 2014
MassMutual Financial Group December 2009 - May 2012
Citi April 2009 - August 2009
Legg Mason & CO., LLC October 2006 - December 2008
Adecco Group June 2005 - July 2006
Paychex December 2003 - May 2005
Skills
Retirement Planning, Financial Services, Fixed Annuities, Life Insurance, Strategic Financial..., Securities, Disability Insurance, Employee Benefits, Variable Annuities, Income Protection, 401k Rollovers, College Education..., Asset Protection, Roth IRA, Traditional IRA, Holistic Financial..., Trading
Education
State University of New York College at Oswego 1998 — 2003
Bachelors of Science, Business Administration, Economics
Webster High School 1994 — 1998
Regents Diploma
Independent Broker Dealer February 2014 - Present
Alliance Advisory Group June 2012 - February 2014
MassMutual Financial Group December 2009 - May 2012
Citi April 2009 - August 2009
Legg Mason & CO., LLC October 2006 - December 2008
Adecco Group June 2005 - July 2006
Paychex December 2003 - May 2005
Skills
Retirement Planning, Financial Services, Fixed Annuities, Life Insurance, Strategic Financial..., Securities, Disability Insurance, Employee Benefits, Variable Annuities, Income Protection, 401k Rollovers, College Education..., Asset Protection, Roth IRA, Traditional IRA, Holistic Financial..., Trading
Education
State University of New York College at Oswego 1998 — 2003
Bachelors of Science, Business Administration, Economics
Webster High School 1994 — 1998
Regents Diploma
Jason Meysenburg Jason Meysenburg's Independent Broker-Dealer Experience October 2005 - October 2006
Job Vice President Investment Product/RIA Manager at BancWest Investment Services
Industry Financial Services
Experience
BancWest Investment Services October 2006 - Present
Independent Broker Dealer October 2005 - October 2006
Independent Broker Dealer March 2003 - October 2005
Securities America, Inc. Member FINRA/SIPC 1995 - 2003
Skills
Insurance, Risk Management, Series 7, Financial Analysis, Series 63, Banking, Mutual Funds, Series 24, Retirement Planning, Wealth Management, Series 65, FINRA, Securities, Investments, Investment Advisory, Financial Services, Financial Advisory, Fixed Annuities, Financial Risk, Retirement, 401k, Asset Allocation, Series 6, Alternative Investments, Portfolio Management, Strategic Financial..., Financial Planning
Education
University of Nebraska at Omaha 1999 — 2004
MBA, Finance
Marquette University 1991 — 1995
B.S - Finance
Mary Our Queen
Mary Our Queen
BancWest Investment Services October 2006 - Present
Independent Broker Dealer October 2005 - October 2006
Independent Broker Dealer March 2003 - October 2005
Securities America, Inc. Member FINRA/SIPC 1995 - 2003
Skills
Insurance, Risk Management, Series 7, Financial Analysis, Series 63, Banking, Mutual Funds, Series 24, Retirement Planning, Wealth Management, Series 65, FINRA, Securities, Investments, Investment Advisory, Financial Services, Financial Advisory, Fixed Annuities, Financial Risk, Retirement, 401k, Asset Allocation, Series 6, Alternative Investments, Portfolio Management, Strategic Financial..., Financial Planning
Education
University of Nebraska at Omaha 1999 — 2004
MBA, Finance
Marquette University 1991 — 1995
B.S - Finance
Mary Our Queen
Mary Our Queen
Ed John, Jr. Ed John, Jr.'s Independent Broker-Dealer Experience 2010 - Present
Job Insurance Agent and Financial Advisor
Industry Financial Services
Experience
Independent Broker Dealer 2010 - Present
Bankers Life and Casualty June 2009 - Present
Pershing, a BNY Mellon company February 2008 - January 2009
Pershing, a BNY Mellon company December 2006 - February 2008
SEI Investments July 2004 - November 2006
SEI Investments 2000 - 2004
Skills
Insurance, Financial Planning, Portfolio Management, Annuities, Long Term Care, Fixed Annuities, Strategic Financial...
Education
The American College 2000 — 2010
ChFC, Chartered Financial Consultant
The American College 2000 — 2010
CLU, Chartered Life Underwriter
Saint Joseph's University - Erivan K. Haub School of Business 2004 — 2005
MBA, Finance
Villanova University 1995 — 1999
BS in Business Administration, Marketing
Independent Broker Dealer 2010 - Present
Bankers Life and Casualty June 2009 - Present
Pershing, a BNY Mellon company February 2008 - January 2009
Pershing, a BNY Mellon company December 2006 - February 2008
SEI Investments July 2004 - November 2006
SEI Investments 2000 - 2004
Skills
Insurance, Financial Planning, Portfolio Management, Annuities, Long Term Care, Fixed Annuities, Strategic Financial...
Education
The American College 2000 — 2010
ChFC, Chartered Financial Consultant
The American College 2000 — 2010
CLU, Chartered Life Underwriter
Saint Joseph's University - Erivan K. Haub School of Business 2004 — 2005
MBA, Finance
Villanova University 1995 — 1999
BS in Business Administration, Marketing
Steve Akers Steve Akers's Independent Broker-Dealer Experience July 2004 - April 2007
Job On the beach......literally and figuratively
Industry Financial Services
Experience
Wells Fargo Advisors, LLC January 2014 - April 2015
Wells Fargo Advisors June 2012 - December 2013
Wells Fargo Advisors May 2007 - May 2012
Independent Broker Dealer July 2004 - April 2007
Prudential Securites, Inc May 1997 - June 2004
Skills
Financial Advisory, Asset Managment, Equities, Retirement, Fixed Annuities, 401k, Series 65, Credit, Banking, Financial Analysis, Relationship Management, Strategic Planning, Asset Allocation, Business Succession..., Concentrated Stock..., Deferred Compensation, Estate Investment..., Financial Reporting, Fixed Income Strategies, Investment Planning, Multi-Generational..., Retirement Planning, Retirement Plan..., Risk Management, Securities, Stock Market Analysis, Wealth Preservation..., Business Owner Planning, Investments, Alternative Investments, Asset Management, Succession Planning, Wealth Management..., Series 7, Commercial Lending, Credit Analysis, Investment Strategies, Wealth Management
Education
University of Kansas 1972 — 1976
BS, Business Administration and Economics
Wells Fargo Advisors, LLC January 2014 - April 2015
Wells Fargo Advisors June 2012 - December 2013
Wells Fargo Advisors May 2007 - May 2012
Independent Broker Dealer July 2004 - April 2007
Prudential Securites, Inc May 1997 - June 2004
Skills
Financial Advisory, Asset Managment, Equities, Retirement, Fixed Annuities, 401k, Series 65, Credit, Banking, Financial Analysis, Relationship Management, Strategic Planning, Asset Allocation, Business Succession..., Concentrated Stock..., Deferred Compensation, Estate Investment..., Financial Reporting, Fixed Income Strategies, Investment Planning, Multi-Generational..., Retirement Planning, Retirement Plan..., Risk Management, Securities, Stock Market Analysis, Wealth Preservation..., Business Owner Planning, Investments, Alternative Investments, Asset Management, Succession Planning, Wealth Management..., Series 7, Commercial Lending, Credit Analysis, Investment Strategies, Wealth Management
Education
University of Kansas 1972 — 1976
BS, Business Administration and Economics
Emefa Butler's Independent Broker-Dealer Experience January 2013 - April 2014
Job Operations Manager In Control Division at Privately Owned Financial Services Firm
Industry Nonprofit Organization Management
Experience
Privately Owned Financial Services Firm November 2014 - Present
Self-Employed June 2012 - Present
C.H.O.I.C.E., Inc April 2009 - Present
Metlife's Financial Executive April 2014 - November 2014
Independent Broker Dealer January 2013 - April 2014
Southeastern broker dealer October 2006 - March 2012
Southeastern Broker Dealer October 2006 - April 2007
Bellsouth Corporation January 2006 - October 2006
AmSouth Bank September 2005 - January 2006
SouthTrust Bank August 2004 - May 2005
Skills
Non-profits, Fundraising, Recruiting, Community Outreach, Event Planning, Marketing, Coaching, Teaching, Nonprofits, Program Development, Customer Service, Time Management, Program Management, Project Management, Public Speaking, Higher Education, Analysis, Training, Microsoft Office, Leadership Development, Leadership, Social Media, Public Relations, Volunteer Management, Community Development, Outlook, Microsoft Excel, Team Building, Entrepreneurship, Start-ups, Staff Development, Business Development, Microsoft Word, Program Evaluation, Employee Training, Workshop Facilitation, Grant Writing, Small Business, Social Networking
Education
Columbia Southern University
Privately Owned Financial Services Firm November 2014 - Present
Self-Employed June 2012 - Present
C.H.O.I.C.E., Inc April 2009 - Present
Metlife's Financial Executive April 2014 - November 2014
Independent Broker Dealer January 2013 - April 2014
Southeastern broker dealer October 2006 - March 2012
Southeastern Broker Dealer October 2006 - April 2007
Bellsouth Corporation January 2006 - October 2006
AmSouth Bank September 2005 - January 2006
SouthTrust Bank August 2004 - May 2005
Skills
Non-profits, Fundraising, Recruiting, Community Outreach, Event Planning, Marketing, Coaching, Teaching, Nonprofits, Program Development, Customer Service, Time Management, Program Management, Project Management, Public Speaking, Higher Education, Analysis, Training, Microsoft Office, Leadership Development, Leadership, Social Media, Public Relations, Volunteer Management, Community Development, Outlook, Microsoft Excel, Team Building, Entrepreneurship, Start-ups, Staff Development, Business Development, Microsoft Word, Program Evaluation, Employee Training, Workshop Facilitation, Grant Writing, Small Business, Social Networking
Education
Columbia Southern University
Richard Salinas's Independent Broker-Dealer Experience June 2009 - August 2012
Job President and Founder at IRONCLUB INC.
Industry Financial Services
Experience
IRONCLUB INC. October 2014 - Present
IRONCLUB Distribution Co. October 2014 - Present
Earth Tones Paintings, Inc. May 2013 - Present
ABM Industries August 2012 - May 2013
Richard Salinas and Associates October 2011 - August 2012
Independent Broker-Dealer June 2009 - August 2012
Earth Tones Painting June 2007 - August 2012
24 Hour Fitness June 2011 - October 2011
24 Hour Fitness April 2011 - June 2011
Jamba Juice February 2009 - August 2009
Skills
Management, Marketing, Strategy, Training, Marketing Strategy, Leadership Development, Account Management, Event Management, Strategic Planning, Small Business
Education
Fullerton College 2007 — 2010
Philosophy
Norco High School 2005 — 2007
High School
IRONCLUB INC. October 2014 - Present
IRONCLUB Distribution Co. October 2014 - Present
Earth Tones Paintings, Inc. May 2013 - Present
ABM Industries August 2012 - May 2013
Richard Salinas and Associates October 2011 - August 2012
Independent Broker-Dealer June 2009 - August 2012
Earth Tones Painting June 2007 - August 2012
24 Hour Fitness June 2011 - October 2011
24 Hour Fitness April 2011 - June 2011
Jamba Juice February 2009 - August 2009
Skills
Management, Marketing, Strategy, Training, Marketing Strategy, Leadership Development, Account Management, Event Management, Strategic Planning, Small Business
Education
Fullerton College 2007 — 2010
Philosophy
Norco High School 2005 — 2007
High School
Phil Anton's Independent Broker-Dealer Experience 2009 - 2014
Job Senior Financial Advisor
Industry Financial Services
Experience
Independent Brokerage Firm December 2009 - Present
Independent Broker Dealer 2009 - 2014
Financial Services Business 1967 - 2014
Wedbush Securities July 2007 - December 2009
Skills
Series 63, Retirement Planning, Series 7, Wealth Management, Investments, Uniform Combined State..., Valuation, Equities, Securities, Estate Planning, Portfolio Management, Mutual Funds, Investment Advisory, Strategic Financial..., Financial Analysis, Financial Modeling, Fixed Income, Asset Allocation, Asset Managment, Series 24, Retirement, Investment Management, Insurance, Investment Strategies, Alternative Investments, Series 65, Financial Advisory, Bonds, 401k, Fixed Annuities, Equity Research, Financial Markets, Wealth Management..., Financial Services, Wealth Accumulation, Stocks, 401k Rollovers, IRAs, 529 Plans, Financial Planners, Separately Managed..., Finance, Wealth, Saving for Education, Bloomberg, FINRA, Non-profit Leadership, Sports Management, Customer Service, Management
Education
Occidental College 1963 — 1967
AB, Business Administration/Finance
N.Y. Institute of Finance 1967 — 1969
Securities Management, Finance
New York Institute of Finance 1967 — 1969
Post Graduate Studies, Investments and Securities
Independent Brokerage Firm December 2009 - Present
Independent Broker Dealer 2009 - 2014
Financial Services Business 1967 - 2014
Wedbush Securities July 2007 - December 2009
Skills
Series 63, Retirement Planning, Series 7, Wealth Management, Investments, Uniform Combined State..., Valuation, Equities, Securities, Estate Planning, Portfolio Management, Mutual Funds, Investment Advisory, Strategic Financial..., Financial Analysis, Financial Modeling, Fixed Income, Asset Allocation, Asset Managment, Series 24, Retirement, Investment Management, Insurance, Investment Strategies, Alternative Investments, Series 65, Financial Advisory, Bonds, 401k, Fixed Annuities, Equity Research, Financial Markets, Wealth Management..., Financial Services, Wealth Accumulation, Stocks, 401k Rollovers, IRAs, 529 Plans, Financial Planners, Separately Managed..., Finance, Wealth, Saving for Education, Bloomberg, FINRA, Non-profit Leadership, Sports Management, Customer Service, Management
Education
Occidental College 1963 — 1967
AB, Business Administration/Finance
N.Y. Institute of Finance 1967 — 1969
Securities Management, Finance
New York Institute of Finance 1967 — 1969
Post Graduate Studies, Investments and Securities
Markus Rutz's Independent Broker-Dealer Experience July 2013 - Present
Job Supervisory Principal at Independent BrokerDealer
Industry Financial Services
Experience
Independent Broker-Dealer July 2013 - Present
Financial Services brokerage firm December 2006 - July 2013
Wachovia Securities, L.L.C August 2005 - December 2006
ABN AMRO Financial Services, Inc July 2005 - August 2005
LaSalle Financial Services, Inc January 2003 - August 2005
ABN AMRO Financial Services, Inc January 2003 - June 2005
Charter One Securities, Inc April 2000 - December 2002
Skills
Risk Management, Banking, Investments, Financial Services, Securities, Mutual Funds, Insurance, Series 7, Equities, Wealth Management, Financial Analysis, Series 63, Series 24, FINRA, Hedge Funds
Education
Keller Graduate School of Management – DeVry University 2008 — 2010
Certificate in Financial Statement Analysis, Accounting and Finance
University of New Orleans 1990 — 1993
Bachelor of Arts
University of Wisconsin 1987 — 1989
undergraduate studies
Independent Broker-Dealer July 2013 - Present
Financial Services brokerage firm December 2006 - July 2013
Wachovia Securities, L.L.C August 2005 - December 2006
ABN AMRO Financial Services, Inc July 2005 - August 2005
LaSalle Financial Services, Inc January 2003 - August 2005
ABN AMRO Financial Services, Inc January 2003 - June 2005
Charter One Securities, Inc April 2000 - December 2002
Skills
Risk Management, Banking, Investments, Financial Services, Securities, Mutual Funds, Insurance, Series 7, Equities, Wealth Management, Financial Analysis, Series 63, Series 24, FINRA, Hedge Funds
Education
Keller Graduate School of Management – DeVry University 2008 — 2010
Certificate in Financial Statement Analysis, Accounting and Finance
University of New Orleans 1990 — 1993
Bachelor of Arts
University of Wisconsin 1987 — 1989
undergraduate studies