Paine Webber
Industry: Investment banking
DescriptionPaineWebber & Co. was an American investment bank and stock brokerage firm that was acquired by the Swiss bank UBS in 2000. The company was founded in 1880 in Boston, Massachusetts, by William Alfred Paine and Wallace G. Webber. Operating with two employees, they leased premises at 48 Congress Street in May 1881. Founded: 1881 Headquarters: New York City, New York, United States Ceased operations: 2000 Successor: UBS Paine Webber, later UBS Wealth Management Founders: William A. Paine, William Alfred
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Paine Webber Employees
Employee
Years
Job
Industry
Dr. Charlie Nzeakor Dr. Charlie Nzeakor's Paine Webber Experience August 1997 - February 2001
Job Senior Analyst at J P Morgan
Industry Financial Services
Experience
J P Morgan February 2001 - Present
JPMorgan Chase February 2001 - March 2014
Paine Webber August 1997 - February 2001
The Wendy's Company June 1988 - August 1997
Skills
Fixed Income, Bloomberg, Equities, Valuation, Financial Modeling, Capital Markets, Derivatives, Securities, Investment Banking, Macroeconomics, Investment Advisory, Market Analysis
Education
The University of Texas at Dallas 1997 — 1999
Master's Degree, Public Administration, 3.6
The University of Texas at Dallas 1998 — 2000
Master's Degree, Applied Economics, 3.7
The University of Texas at Dallas 2008 — 2010
Doctor of Philosophy (Ph.D.), Public Administration/Economics, 3.5
J P Morgan February 2001 - Present
JPMorgan Chase February 2001 - March 2014
Paine Webber August 1997 - February 2001
The Wendy's Company June 1988 - August 1997
Skills
Fixed Income, Bloomberg, Equities, Valuation, Financial Modeling, Capital Markets, Derivatives, Securities, Investment Banking, Macroeconomics, Investment Advisory, Market Analysis
Education
The University of Texas at Dallas 1997 — 1999
Master's Degree, Public Administration, 3.6
The University of Texas at Dallas 1998 — 2000
Master's Degree, Applied Economics, 3.7
The University of Texas at Dallas 2008 — 2010
Doctor of Philosophy (Ph.D.), Public Administration/Economics, 3.5
Paul Kabiling Paul Kabiling's Paine Webber Experience October 2002 - April 2003
Job Market Data at Millennium Management
Industry Financial Services
Experience
Millennium Management June 2014 - Present
Navigant December 2013 - May 2014
Independent Consultant July 2013 - December 2013
DeltaOne Solutions January 2006 - February 2013
DeltaOne Solutions January 2006 - February 2013
Netik April 2007 - June 2009
Capco August 2005 - April 2007
Iverson Financial Systems July 2003 - July 2005
Paine Webber October 2002 - April 2003
Merrill Lynch June 2002 - September 2002
Skills
Equities, Reference Data, Trading Systems, Financial Markets, Bloomberg, Hedge Funds, Asset Management, Derivatives, Market Data, Capital Markets, Fixed Income, Financial Services, Business Analysis, Corporate Actions, Contract Management, Contract Negotiation, Vendor Management, Business Process..., Business Process..., Business Development, Product Management, Indexing, ETFs, Transition Management, Team Management, Analytics, SDLC
Education
Santa Clara University - Leavey School of Business 1999 — 2003
Bachelors of Science, Finance
Father Duenas Memorial School 1995 — 1999
Millennium Management June 2014 - Present
Navigant December 2013 - May 2014
Independent Consultant July 2013 - December 2013
DeltaOne Solutions January 2006 - February 2013
DeltaOne Solutions January 2006 - February 2013
Netik April 2007 - June 2009
Capco August 2005 - April 2007
Iverson Financial Systems July 2003 - July 2005
Paine Webber October 2002 - April 2003
Merrill Lynch June 2002 - September 2002
Skills
Equities, Reference Data, Trading Systems, Financial Markets, Bloomberg, Hedge Funds, Asset Management, Derivatives, Market Data, Capital Markets, Fixed Income, Financial Services, Business Analysis, Corporate Actions, Contract Management, Contract Negotiation, Vendor Management, Business Process..., Business Process..., Business Development, Product Management, Indexing, ETFs, Transition Management, Team Management, Analytics, SDLC
Education
Santa Clara University - Leavey School of Business 1999 — 2003
Bachelors of Science, Finance
Father Duenas Memorial School 1995 — 1999
Drew Poyner Drew Poyner's Paine Webber Experience September 1997 - October 1998
Job Senior Production Support Analyst at NASDAQ OMX
Industry Information Technology and Services
Experience
NASDAQ OMX July 2013 - Present
BGC Partners June 2008 - June 2013
Charles River Development July 2007 - June 2008
Daiwa Securities USA August 2006 - July 2007
Morgan Stanley May 2000 - August 2006
Prudential Investments April 1999 - May 2000
Paine Webber September 1997 - October 1998
Credit Suisse First Boston September 1987 - September 1997
Information Builders November 1980 - November 1982
Skills
Trading Systems, Electronic Trading, Market Data, Low Latency, SDLC, Sybase, Exchange Connectivity, Fixed Income, Derivatives, Business Analysis, Equities, Software Project...
Education
The College of New Jersey 1977 — 1979
BA, Computer Science
Tennessee Technological University 1975 — 1977
Computer Science
NASDAQ OMX July 2013 - Present
BGC Partners June 2008 - June 2013
Charles River Development July 2007 - June 2008
Daiwa Securities USA August 2006 - July 2007
Morgan Stanley May 2000 - August 2006
Prudential Investments April 1999 - May 2000
Paine Webber September 1997 - October 1998
Credit Suisse First Boston September 1987 - September 1997
Information Builders November 1980 - November 1982
Skills
Trading Systems, Electronic Trading, Market Data, Low Latency, SDLC, Sybase, Exchange Connectivity, Fixed Income, Derivatives, Business Analysis, Equities, Software Project...
Education
The College of New Jersey 1977 — 1979
BA, Computer Science
Tennessee Technological University 1975 — 1977
Computer Science
Anne Koziara's Paine Webber Experience May 1999 - April 2000
Job Vice President OnPremise, Wineries
Industry Wine and Spirits
Experience
Riedel Crystal of America 2013 - Present
Republic National Distributing Company May 2000 - February 2013
Paine Webber May 1999 - April 2000
Surdyk's Liquor August 1996 - July 1998
Skills
Wine, Wineries, Wine Tasting, People Skills, Distributors, Professional..., Customer Service, Beverage Industry, Food Pairing, Beer, Alcoholic Beverages
Education
University of Minnesota-Twin Cities 1996 — 1999
Bachelor of Arts (B.A.) French/Fine Arts, French Language, Fine Arts (Painting)
L'Universite d' Orleans, France 1995 — 1996
French Studies
The University of South Dakota 1994 — 1995
French/Fine Art
Slagelse Gymnasium (Denmark) 1993 — 1994
O'Gorman High School 1989 — 1993
Riedel Crystal of America 2013 - Present
Republic National Distributing Company May 2000 - February 2013
Paine Webber May 1999 - April 2000
Surdyk's Liquor August 1996 - July 1998
Skills
Wine, Wineries, Wine Tasting, People Skills, Distributors, Professional..., Customer Service, Beverage Industry, Food Pairing, Beer, Alcoholic Beverages
Education
University of Minnesota-Twin Cities 1996 — 1999
Bachelor of Arts (B.A.) French/Fine Arts, French Language, Fine Arts (Painting)
L'Universite d' Orleans, France 1995 — 1996
French Studies
The University of South Dakota 1994 — 1995
French/Fine Art
Slagelse Gymnasium (Denmark) 1993 — 1994
O'Gorman High School 1989 — 1993
Gerry DeMers Gerry DeMers's Paine Webber Experience April 1985 - April 1987
Job President, CIO Hillcrest Investment Management
Industry Financial Services
Experience
DeMers Asset Management & Hillcrest Investment Management January 2008 - Present
Born Capital Financial Services June 2007 - July 2012
Gerry DeMers Research & Trading September 1998 - June 2007
Fuji Securities October 1995 - September 1998
Jackson Associates October 1991 - October 1995
Financial Markets Research & Trading October 1993 - December 1994
Gelderman Securities September 1989 - October 1991
Thomson McKinnon Securities June 1988 - September 1989
Bank of America Securities May 1987 - June 1988
Paine Webber April 1985 - April 1987
Skills
Wealth Management, Options, Alternative Investments, Investment Advisory, Fixed Income, Equities, Portfolio Management, Trading, Hedge Funds, Derivatives, Financial Markets, Bonds, Asset Management, Securities, Mutual Funds, Asset Allocation, Investments, Private Equity, Hedging, Capital Markets, Currency, Trading Systems
Education
University of Arizona 1976 — 1983
BS in Business Admninistration (before Eller College of Management), Marketing, Economics
DeMers Asset Management & Hillcrest Investment Management January 2008 - Present
Born Capital Financial Services June 2007 - July 2012
Gerry DeMers Research & Trading September 1998 - June 2007
Fuji Securities October 1995 - September 1998
Jackson Associates October 1991 - October 1995
Financial Markets Research & Trading October 1993 - December 1994
Gelderman Securities September 1989 - October 1991
Thomson McKinnon Securities June 1988 - September 1989
Bank of America Securities May 1987 - June 1988
Paine Webber April 1985 - April 1987
Skills
Wealth Management, Options, Alternative Investments, Investment Advisory, Fixed Income, Equities, Portfolio Management, Trading, Hedge Funds, Derivatives, Financial Markets, Bonds, Asset Management, Securities, Mutual Funds, Asset Allocation, Investments, Private Equity, Hedging, Capital Markets, Currency, Trading Systems
Education
University of Arizona 1976 — 1983
BS in Business Admninistration (before Eller College of Management), Marketing, Economics
David K Mehrle's Paine Webber Experience June 1985 - July 1987
Job SVP Retail & Business Banking Risk at Huntington National Bank
Industry Banking
Experience
Huntington National Bank February 2011 - Present
JPMorgan Chase September 2002 - January 2011
JPMorgan Chase January 1996 - September 2002
Bank One December 1993 - December 1995
Bank One December 1991 - December 1993
CSFB 1987 - 1990
Paine Webber June 1985 - July 1987
Skills
Fraud, Operational Risk, Credit, Risk, Analytics, Credit Risk, Business Intelligence, Strategic Planning, Banking, Risk Mitigation, Retail Banking, Financial Analysis, Risk Management, Financial Risk, Leadership, Analysis, Commercial Banking, Management, Credit Analysis, Program Management, Finance, Securities, Portfolio Management, Financial Services, Credit Cards, Internal Audit, Corporate Finance, Loans, Operational Risk..., Treasury Management, AML, Commercial Lending, Consumer Lending
Education
The George Washington University 1982 — 1985
MA, International Affairs/Economics
The Ohio State University 1978 — 1982
BA, Political Science/Economics
Huntington National Bank February 2011 - Present
JPMorgan Chase September 2002 - January 2011
JPMorgan Chase January 1996 - September 2002
Bank One December 1993 - December 1995
Bank One December 1991 - December 1993
CSFB 1987 - 1990
Paine Webber June 1985 - July 1987
Skills
Fraud, Operational Risk, Credit, Risk, Analytics, Credit Risk, Business Intelligence, Strategic Planning, Banking, Risk Mitigation, Retail Banking, Financial Analysis, Risk Management, Financial Risk, Leadership, Analysis, Commercial Banking, Management, Credit Analysis, Program Management, Finance, Securities, Portfolio Management, Financial Services, Credit Cards, Internal Audit, Corporate Finance, Loans, Operational Risk..., Treasury Management, AML, Commercial Lending, Consumer Lending
Education
The George Washington University 1982 — 1985
MA, International Affairs/Economics
The Ohio State University 1978 — 1982
BA, Political Science/Economics
AJ Patton AJ Patton's Paine Webber Experience September 1993 - May 1995
Job Rocky Mountain Regional Manager at Nuo Therapeutics (formerly Cytomedix)
Industry Medical Devices
Experience
Nuo Therapeutics (formerly Cytomedix) September 2013 - Present
Growth Engine Business Consulting January 2009 - Present
NuVasive - Mountain States Surgical February 2012 - September 2013
DePuy Spine April 2011 - 2011
Over the Sun, LLC 2009 - 2011
First Western Trust Bank August 2007 - October 2008
Merrill Lynch September 2000 - November 2006
Wells Fargo Investments May 1995 - September 2000
Paine Webber September 1993 - May 1995
Skills
Medical Devices, Orthopedics, Sales, Start-ups, Surgeons, Strategic Planning, Management, Marketing Strategy, Healthcare, Spine, Surgery, Product Launch, Sales Operations, Marketing, Capital Equipment, Sales Management, New Business Development, Market Development, Leadership, Cross-functional Team..., Orthopedic, Neurosurgery, Minimally Invasive..., Cold Calling, Operating Room, Direct Sales, Sales Process, Treatment, Account Management, Selling
Education
Texas Christian University 1988 — 1992
BS, Economics, Speech Communication
Loveland High School 1985 — 1988
Marshall Thurber SS21
Nuo Therapeutics (formerly Cytomedix) September 2013 - Present
Growth Engine Business Consulting January 2009 - Present
NuVasive - Mountain States Surgical February 2012 - September 2013
DePuy Spine April 2011 - 2011
Over the Sun, LLC 2009 - 2011
First Western Trust Bank August 2007 - October 2008
Merrill Lynch September 2000 - November 2006
Wells Fargo Investments May 1995 - September 2000
Paine Webber September 1993 - May 1995
Skills
Medical Devices, Orthopedics, Sales, Start-ups, Surgeons, Strategic Planning, Management, Marketing Strategy, Healthcare, Spine, Surgery, Product Launch, Sales Operations, Marketing, Capital Equipment, Sales Management, New Business Development, Market Development, Leadership, Cross-functional Team..., Orthopedic, Neurosurgery, Minimally Invasive..., Cold Calling, Operating Room, Direct Sales, Sales Process, Treatment, Account Management, Selling
Education
Texas Christian University 1988 — 1992
BS, Economics, Speech Communication
Loveland High School 1985 — 1988
Marshall Thurber SS21
John Caram John Caram's Paine Webber Experience 1988 - 1996
Job First Vice President Investment Officer at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC May 1996 - Present
Prudential Financial 1996 - 2003
Paine Webber 1988 - 1996
Advantage Capital 1986 - 1988
Skills
Mutual Funds, Asset Allocation, Investments
Education
Trinity University 1979 — 1983
Bachelor of Business Administration (BBA), Finance, General
University of St. Thomas (TX) 1983 — 1985
Master of Business Administration (MBA), Finance and Financial Management Services
St. Thomas HIgh School/Houston 1976 — 1979
Wells Fargo Advisors, LLC May 1996 - Present
Prudential Financial 1996 - 2003
Paine Webber 1988 - 1996
Advantage Capital 1986 - 1988
Skills
Mutual Funds, Asset Allocation, Investments
Education
Trinity University 1979 — 1983
Bachelor of Business Administration (BBA), Finance, General
University of St. Thomas (TX) 1983 — 1985
Master of Business Administration (MBA), Finance and Financial Management Services
St. Thomas HIgh School/Houston 1976 — 1979
David Lutchen David Lutchen's Paine Webber Experience 1995 - 2000
Job Customer Support/Back Office Administrator
Industry Financial Services
Experience
Raymond James & Associates September 2000 - October 2011
Paine Webber 1995 - 2000
Skills
Sales Operations, Investments, Microsoft Excel, Securities
Education
State University of New York at Albany 1981 — 1984
Bachelor of Science (B.S.), Economics
Raymond James & Associates September 2000 - October 2011
Paine Webber 1995 - 2000
Skills
Sales Operations, Investments, Microsoft Excel, Securities
Education
State University of New York at Albany 1981 — 1984
Bachelor of Science (B.S.), Economics
David Asemanfar David Asemanfar's Paine Webber Experience March 1999 - April 2000
Job Managing Director, Green Arrow Insurance Solutions
Industry Insurance
Experience
Green Arrow Insurance & Financial Services August 2001 - Present
WM Financial Services April 2000 - August 2001
Paine Webber March 1999 - April 2000
Skills
Insurance, Life Insurance, Workers Compensation, Commercial Insurance, General Insurance, Small Business, Umbrella Insurance, Property & Casualty..., Disability Insurance, Term Life Insurance, Customer Service, Strategic Planning, Team Building, Microsoft Office, Marketing, New Business Development, Project Management, Coaching, Negotiation
Education
The American College 1998 — 1999
Certificate, Advanced Financial Planning
Texas Southern University 1981 — 1987
Bachelor's of Science, Business Administration / Finance & Banking
Green Arrow Insurance & Financial Services August 2001 - Present
WM Financial Services April 2000 - August 2001
Paine Webber March 1999 - April 2000
Skills
Insurance, Life Insurance, Workers Compensation, Commercial Insurance, General Insurance, Small Business, Umbrella Insurance, Property & Casualty..., Disability Insurance, Term Life Insurance, Customer Service, Strategic Planning, Team Building, Microsoft Office, Marketing, New Business Development, Project Management, Coaching, Negotiation
Education
The American College 1998 — 1999
Certificate, Advanced Financial Planning
Texas Southern University 1981 — 1987
Bachelor's of Science, Business Administration / Finance & Banking
Rob McMillan Rob McMillan's Paine Webber Experience March 1988 - March 1993
Job President & Managing Director Wheless Partners Florida ~Advisors & Consultants for Board Director & Executive Search
Industry Management Consulting
Experience
Wheless Partners October 2010 - Present
Wells Fargo August 2007 - April 2010
Merrill Lynch Institutional Securities February 1999 - August 2007
Morgan Stanley & Company March 1993 - February 1999
Paine Webber March 1988 - March 1993
Skills
Sales Management, Budgets, Strategic Planning, Account Management, Marketing Strategy, Public Relations, Business Development, Finance, New Business Development, Private Equity, Investment Banking, Financial Services, General Management &..., High Net Worth..., Relationship Management, Wealth Management..., Yachting, client stewardship, Client Development, Consulting, Research, Public Speaking, Manage Client..., Property & Casualty..., Private Clients, Venture Capital, Investments, Bloomberg, Fixed Income, Portfolio Performance..., Strategy, Marketing, Executive Management, Start-ups, International Business, Mergers & Acquisitions, Strategic Partnerships, Portfolio Management, Asset Management, Sales, Training, Analysis, Networking, Leadership Development, Financial Analysis, Due Diligence, CRM, Management, Banking, Leadership
Education
University of Pennsylvania - The Wharton School 1992 — 1993
Aresty Institute School of Executive Education, Wharton Executive Leadership Program
The Ohio State University - The Max M. Fisher College of Business 1976 — 1980
Bachelor's degree, Business, Management, Marketing, and The School of Journalism
Wheless Partners October 2010 - Present
Wells Fargo August 2007 - April 2010
Merrill Lynch Institutional Securities February 1999 - August 2007
Morgan Stanley & Company March 1993 - February 1999
Paine Webber March 1988 - March 1993
Skills
Sales Management, Budgets, Strategic Planning, Account Management, Marketing Strategy, Public Relations, Business Development, Finance, New Business Development, Private Equity, Investment Banking, Financial Services, General Management &..., High Net Worth..., Relationship Management, Wealth Management..., Yachting, client stewardship, Client Development, Consulting, Research, Public Speaking, Manage Client..., Property & Casualty..., Private Clients, Venture Capital, Investments, Bloomberg, Fixed Income, Portfolio Performance..., Strategy, Marketing, Executive Management, Start-ups, International Business, Mergers & Acquisitions, Strategic Partnerships, Portfolio Management, Asset Management, Sales, Training, Analysis, Networking, Leadership Development, Financial Analysis, Due Diligence, CRM, Management, Banking, Leadership
Education
University of Pennsylvania - The Wharton School 1992 — 1993
Aresty Institute School of Executive Education, Wharton Executive Leadership Program
The Ohio State University - The Max M. Fisher College of Business 1976 — 1980
Bachelor's degree, Business, Management, Marketing, and The School of Journalism
Pete Buerke's Paine Webber Experience May 1995 - August 1995
Job Applications Manager
Industry Consumer Goods
Experience
Polaris Industries December 2014 - Present
Polaris Industries June 2013 - December 2014
Stanley Black & Decker , Inc. November 1996 - June 2013
Stanley Black & Decker , Inc. November 1996 - June 2012
Stanley Black & Decker November 1996 - April 2011
Maurices September 1996 - November 1996
Paine Webber May 1995 - August 1995
Skills
Project Management, Microsoft SQL Server, Capital Budgeting, Department Budgeting, Software Development, Management Due Diligence, Acquisition Integration, ERP Implementations, Systems Analysis, Business Strategy, IT Strategy, Information Technology, ERP, Business Process, Management, Navision, Process Improvement, IT Management, Business Intelligence, Databases, Business Process..., Cross-functional Team..., SharePoint
Education
The College of St. Scholastica 2000 — 2003
BA, Management, Computer Science
Lake Superior College 1993 — 1996
AAS, Computer Programming/Computer support
Polaris Industries December 2014 - Present
Polaris Industries June 2013 - December 2014
Stanley Black & Decker , Inc. November 1996 - June 2013
Stanley Black & Decker , Inc. November 1996 - June 2012
Stanley Black & Decker November 1996 - April 2011
Maurices September 1996 - November 1996
Paine Webber May 1995 - August 1995
Skills
Project Management, Microsoft SQL Server, Capital Budgeting, Department Budgeting, Software Development, Management Due Diligence, Acquisition Integration, ERP Implementations, Systems Analysis, Business Strategy, IT Strategy, Information Technology, ERP, Business Process, Management, Navision, Process Improvement, IT Management, Business Intelligence, Databases, Business Process..., Cross-functional Team..., SharePoint
Education
The College of St. Scholastica 2000 — 2003
BA, Management, Computer Science
Lake Superior College 1993 — 1996
AAS, Computer Programming/Computer support
Ryan Erb Ryan Erb's Paine Webber Experience December 2000 - September 2002
Job President at Erb Financial Services
Industry Financial Services
Experience
Erb Financial Services January 2014 - Present
Merrill Lynch October 2011 - December 2013
JPMorgan Chase November 2003 - September 2011
New England Financial, A MetLife Company September 2002 - November 2003
Paine Webber December 2000 - September 2002
Olde Discount Stockbrokers January 1998 - December 2000
Skills
Portfolio Management, Banking, Financial Analysis, Capital Markets, Business Analysis, Financial Modeling, Equities, Finance, Investments, Strategic Financial..., Fixed Income, Asset Management, Strategic Planning, Program Management
Education
The University of Texas at Austin - The Red McCombs School of Business
MBA, Finance
The University of Texas at Austin
Bachelor's degree, Economics
Erb Financial Services January 2014 - Present
Merrill Lynch October 2011 - December 2013
JPMorgan Chase November 2003 - September 2011
New England Financial, A MetLife Company September 2002 - November 2003
Paine Webber December 2000 - September 2002
Olde Discount Stockbrokers January 1998 - December 2000
Skills
Portfolio Management, Banking, Financial Analysis, Capital Markets, Business Analysis, Financial Modeling, Equities, Finance, Investments, Strategic Financial..., Fixed Income, Asset Management, Strategic Planning, Program Management
Education
The University of Texas at Austin - The Red McCombs School of Business
MBA, Finance
The University of Texas at Austin
Bachelor's degree, Economics
John Joshi John Joshi's Paine Webber Experience 1990 - 1996
Job Renewable Project Finance Executive with Securitization, Finance, Solar, and Geothermal Structures experience
Industry Investment Management
Experience
Plant. Smart Energy Solutions. November 2013 - October 2014
CapitalFusion Partners January 2009 - November 2013
FinCap Solutions - JV of CapitalFusion Partners and Computech Corp. August 2009 - September 2012
SeaCrest Investment Management, LLC January 2009 - January 2010
CapitalFusion Alternative Investments LLC 2007 - 2009
Countrywide Alternative Investments 2005 - 2007
Clinton Group 1997 - 2005
Paine Webber 1990 - 1996
Skills
Hedge Funds, Capital Markets, Portfolio Management, Equities, Start-ups, Structured Products, Strategic Planning, Asset Managment, Structured Finance, Private Equity, Alternative Investments, Financial Modeling, Solar Industry, Securitization, Tax-Equity, MLP, MBS, RMBS, CLO, Asset Management, Venture Capital, Fixed Income, Trading, Derivatives, Project Finance, Bonds, Finance, Risk Management, Financial Risk, Restructuring, Funding, Credit Risk, Investment Management, Investment Strategies, ABS, Financial Analysis, Strategy, Asset Allocation, Investments, Banking
Education
Stony Brook University 1980 — 1985
BS, COMPUTER SCIENCE AND ECONOMICS
Plant. Smart Energy Solutions. November 2013 - October 2014
CapitalFusion Partners January 2009 - November 2013
FinCap Solutions - JV of CapitalFusion Partners and Computech Corp. August 2009 - September 2012
SeaCrest Investment Management, LLC January 2009 - January 2010
CapitalFusion Alternative Investments LLC 2007 - 2009
Countrywide Alternative Investments 2005 - 2007
Clinton Group 1997 - 2005
Paine Webber 1990 - 1996
Skills
Hedge Funds, Capital Markets, Portfolio Management, Equities, Start-ups, Structured Products, Strategic Planning, Asset Managment, Structured Finance, Private Equity, Alternative Investments, Financial Modeling, Solar Industry, Securitization, Tax-Equity, MLP, MBS, RMBS, CLO, Asset Management, Venture Capital, Fixed Income, Trading, Derivatives, Project Finance, Bonds, Finance, Risk Management, Financial Risk, Restructuring, Funding, Credit Risk, Investment Management, Investment Strategies, ABS, Financial Analysis, Strategy, Asset Allocation, Investments, Banking
Education
Stony Brook University 1980 — 1985
BS, COMPUTER SCIENCE AND ECONOMICS
Rebecca Young Rebecca Young's Paine Webber Experience 1989 - 1996
Job Director, Equity Sales at Guggenheim Securities, LLC
Industry Financial Services
Experience
Guggenheim Securities, LLC July 2010 - Present
J.P. Morgan 1996 - 2008
Paine Webber 1989 - 1996
Skills
Capital Markets, Fixed Income, Portfolio Management, Hedge Funds, Bonds, Investments, Series 7, Equities, Securities, Alternative Investments, Series 63, Mutual Funds, Derivatives, Asset Allocation, Equity Research, Investment Banking, Investment Management
Education
Syracuse University, in London 1988 — 1998
Bachelor of Science (BS), Finance, General
Syracuse University 1986 — 1989
Bachelor's Degree, Finance, General
Guggenheim Securities, LLC July 2010 - Present
J.P. Morgan 1996 - 2008
Paine Webber 1989 - 1996
Skills
Capital Markets, Fixed Income, Portfolio Management, Hedge Funds, Bonds, Investments, Series 7, Equities, Securities, Alternative Investments, Series 63, Mutual Funds, Derivatives, Asset Allocation, Equity Research, Investment Banking, Investment Management
Education
Syracuse University, in London 1988 — 1998
Bachelor of Science (BS), Finance, General
Syracuse University 1986 — 1989
Bachelor's Degree, Finance, General
Barbara Davidoff Barbara Davidoff's Paine Webber Experience July 1994 - January 1996
Job Director, Client Relations at LifeWorx, Inc.
Industry Staffing and Recruiting
Experience
LifeWorx, Inc. June 2008 - Present
UBS Investment Bank August 2004 - February 2007
Self Employed January 1997 - January 2007
Winston &
Paine Webber July 1994 - January 1996
Memorial Sloan-Kettering Cancer Center November 1989 - August 1991
Skills
Entrepreneurship, Strategic Planning, Childcare, Social Media, Social Networking, Advertising, Marketing, Marketing Communications, Event Planning, Event Management, Public Relations, Social Media Marketing, Financial Services, Account Management, Alternative Investments, Nonprofits, Online Marketing, Time Management, Marketing Strategy, Teamwork, Affirmative Action, Healthcare, Public Speaking, Strategic Partnerships, Sales, Facebook, Photography, Customer Service, Microsoft Excel, Outlook, Microsoft Word, Project Management
Education
The University of Texas at Austin 1983 — 1985
BA, Economics
University of Bridgeport 1980 — 1982
Business
LifeWorx, Inc. June 2008 - Present
UBS Investment Bank August 2004 - February 2007
Self Employed January 1997 - January 2007
Winston &
Paine Webber July 1994 - January 1996
Memorial Sloan-Kettering Cancer Center November 1989 - August 1991
Skills
Entrepreneurship, Strategic Planning, Childcare, Social Media, Social Networking, Advertising, Marketing, Marketing Communications, Event Planning, Event Management, Public Relations, Social Media Marketing, Financial Services, Account Management, Alternative Investments, Nonprofits, Online Marketing, Time Management, Marketing Strategy, Teamwork, Affirmative Action, Healthcare, Public Speaking, Strategic Partnerships, Sales, Facebook, Photography, Customer Service, Microsoft Excel, Outlook, Microsoft Word, Project Management
Education
The University of Texas at Austin 1983 — 1985
BA, Economics
University of Bridgeport 1980 — 1982
Business
Kris McCabe Kris McCabe's Paine Webber Experience 1993 - 1995
Job National Director Sales and Marketing at Advisor Partners
Industry Financial Services
Experience
Advisor Partners, LLC November 2012 - Present
Wealthfront Inc. October 2010 - September 2011
Fidelity Investments 2008 - 2010
Fidelity Investments 2000 - 2008
Fidelity Investments 1999 - 2000
Fidelity Investments 1996 - 2000
Joseph Stevens 1995 - 1996
Paine Webber 1993 - 1995
Sikorsky Aircraft 1992 - 1993
Skills
Risk Management, Management Consulting, Business Development, Strategic Planning, Financial Services, Management, Contract Negotiation, Team Building, Project Management, Analysis, Business Strategy, Relationship Management, Vendor Management, Business Analysis, Analytics, Series 7, Hedge Funds, Sales, Portfolio Management, Recruiting
Education
MBA - Boston University, School of Management 1997 — 2000
MBA, Entrepreneurial Studies
Southern Connecticut State University 1988 — 1992
BS, Accounting
Financial Licenses 7, 24, 63
Advisor Partners, LLC November 2012 - Present
Wealthfront Inc. October 2010 - September 2011
Fidelity Investments 2008 - 2010
Fidelity Investments 2000 - 2008
Fidelity Investments 1999 - 2000
Fidelity Investments 1996 - 2000
Joseph Stevens 1995 - 1996
Paine Webber 1993 - 1995
Sikorsky Aircraft 1992 - 1993
Skills
Risk Management, Management Consulting, Business Development, Strategic Planning, Financial Services, Management, Contract Negotiation, Team Building, Project Management, Analysis, Business Strategy, Relationship Management, Vendor Management, Business Analysis, Analytics, Series 7, Hedge Funds, Sales, Portfolio Management, Recruiting
Education
MBA - Boston University, School of Management 1997 — 2000
MBA, Entrepreneurial Studies
Southern Connecticut State University 1988 — 1992
BS, Accounting
Financial Licenses 7, 24, 63
Kiera Hynninen Kiera Hynninen's Paine Webber Experience June 1986 - July 1988
Job Chief Marketing Officer Executive
Industry Marketing and Advertising
Experience
Redbox March 2013 - April 2015
National Geographic Channel June 2003 - January 2012
The Weather Channel May 1999 - May 2003
InterContinental Hotels Group August 1997 - April 1999
Kraft Foods Group August 1990 - July 1997
Paine Webber June 1986 - July 1988
Skills
Cross-functional Team..., Marketing Strategy, Integrated Marketing, Global Branding, Digital Media, Promotions, Direct Marketing, Marketing Communications, Analysis, Research, Organizational..., Digital Marketing, Strategy, Marketing, Advertising, Management, Brand Management, Leadership, Product Development, P&L Management, Creative Strategy, Team Leadership, Sponsorship, Event Planning, Marketing Research
Education
The University of Chicago Booth School of Business 1988 — 1990
MBA, Marketing and Strategy
University of Richmond - Robins School of Business 1982 — 1986
Bachelor of Science, Marketing & Finance
Redbox March 2013 - April 2015
National Geographic Channel June 2003 - January 2012
The Weather Channel May 1999 - May 2003
InterContinental Hotels Group August 1997 - April 1999
Kraft Foods Group August 1990 - July 1997
Paine Webber June 1986 - July 1988
Skills
Cross-functional Team..., Marketing Strategy, Integrated Marketing, Global Branding, Digital Media, Promotions, Direct Marketing, Marketing Communications, Analysis, Research, Organizational..., Digital Marketing, Strategy, Marketing, Advertising, Management, Brand Management, Leadership, Product Development, P&L Management, Creative Strategy, Team Leadership, Sponsorship, Event Planning, Marketing Research
Education
The University of Chicago Booth School of Business 1988 — 1990
MBA, Marketing and Strategy
University of Richmond - Robins School of Business 1982 — 1986
Bachelor of Science, Marketing & Finance
Alice Schroeder's Paine Webber Experience 1998 - 2000
Job CEO at WebTuner Corp.
Industry Computer Software
Experience
WebTuner Corp. October 2014 - Present
Prudential Plc June 2013 - Present
Royce Carlton October 2008 - Present
WebTuner Corp. September 2012 - October 2014
Cetera Financial Group April 2012 - April 2014
The Snowball: Warren Buffett and the Business of Life 2003 - April 2009
Morgan Stanley 2003 - 2009
Morgan Stanley 2000 - 2003
Paine Webber 1998 - 2000
CIBC Oppenheimer 1994 - 1998
Skills
audit committee, corporate governance, investor relations, equities, capital markets, private equity, venture capital, securities analysis, Enterprise Risk..., Board of Director..., Capital Markets, Equities, Corporate Governance, Venture Capital, Investor Relations, Private Equity, Security Analysis, Board of Directors, Corporate Finance, Audit Committee, Due Diligence, Hedge Funds, Alternative Investments
Education
The University of Texas at Austin - The Red McCombs School of Business 1978 — 1980
MBA, Finance
The University of Texas at Austin 1975 — 1978
BBA, Finance
WebTuner Corp. October 2014 - Present
Prudential Plc June 2013 - Present
Royce Carlton October 2008 - Present
WebTuner Corp. September 2012 - October 2014
Cetera Financial Group April 2012 - April 2014
The Snowball: Warren Buffett and the Business of Life 2003 - April 2009
Morgan Stanley 2003 - 2009
Morgan Stanley 2000 - 2003
Paine Webber 1998 - 2000
CIBC Oppenheimer 1994 - 1998
Skills
audit committee, corporate governance, investor relations, equities, capital markets, private equity, venture capital, securities analysis, Enterprise Risk..., Board of Director..., Capital Markets, Equities, Corporate Governance, Venture Capital, Investor Relations, Private Equity, Security Analysis, Board of Directors, Corporate Finance, Audit Committee, Due Diligence, Hedge Funds, Alternative Investments
Education
The University of Texas at Austin - The Red McCombs School of Business 1978 — 1980
MBA, Finance
The University of Texas at Austin 1975 — 1978
BBA, Finance
James Nordgren James Nordgren's Paine Webber Experience August 1983 - August 1998
Job Environmentalist
Industry Nonprofit Organization Management
Experience
JN Land Trust Services October 2010 - Present
Bedford Audubon Society 2009 - 2010
Northeast Wilderness Trust January 2008 - October 2009
Scenic Hudson May 2006 - August 2006
Town of Lewisboro, NY January 2004 - December 2005
Dresdner Kleinwort Benson August 1998 - August 2003
Paine Webber August 1983 - August 1998
Skills
Natural resource..., GIS mapping, Baseline documentation..., Open space plans, Management plans, Native plant landscaping, Invasive plant..., Land trust accreditation, Conservation easements, Land use planning, Forest management plans, Fundraising, Management, Environmental Policy, Conservation Easements, GIS
Education
Yale Forestry 2005 — 2006
MEM, Environmental policy
Wharton School 1981 — 1983
MBA, Finance
St. Lawrence University 1975 — 1979
BA, Biology/Government
JN Land Trust Services October 2010 - Present
Bedford Audubon Society 2009 - 2010
Northeast Wilderness Trust January 2008 - October 2009
Scenic Hudson May 2006 - August 2006
Town of Lewisboro, NY January 2004 - December 2005
Dresdner Kleinwort Benson August 1998 - August 2003
Paine Webber August 1983 - August 1998
Skills
Natural resource..., GIS mapping, Baseline documentation..., Open space plans, Management plans, Native plant landscaping, Invasive plant..., Land trust accreditation, Conservation easements, Land use planning, Forest management plans, Fundraising, Management, Environmental Policy, Conservation Easements, GIS
Education
Yale Forestry 2005 — 2006
MEM, Environmental policy
Wharton School 1981 — 1983
MBA, Finance
St. Lawrence University 1975 — 1979
BA, Biology/Government
Fred Banister's Paine Webber Experience September 1988 - January 1994
Job Vice President Investments at Davenport & Company LLC
Industry Investment Management
Experience
Davenport & Company LLC January 1994 - Present
Paine Webber September 1988 - January 1994
Education
The College of William and Mary - The Mason School of Business 1981 — 1984
MBA, Business
Virginia Military Institute 1967 — 1971
BA, History
Davenport & Company LLC January 1994 - Present
Paine Webber September 1988 - January 1994
Education
The College of William and Mary - The Mason School of Business 1981 — 1984
MBA, Business
Virginia Military Institute 1967 — 1971
BA, History
Chris Garrelts's Paine Webber Experience May 1999 - November 2001
Job Senior Consultant at StrategyCorps
Industry Banking
Experience
StrategyCorps July 2009 - Present
First National Bank of Kansas December 2008 - April 2009
GE Capital January 2007 - December 2008
GE Energy March 2004 - January 2007
Kansas City Life Insurance November 2001 - March 2004
Paine Webber May 1999 - November 2001
Gateway September 1997 - May 1999
Skills
Sales Management, Account Management, Banking, Sales, Finance, Business Development, Strategic Planning, Negotiation, Team Leadership, Marketing Strategy, Salesforce.com, New Business Development, Selling, Business Strategy, Insurance, Strategy, Training, Marketing, Leadership, CRM
Education
Webster University 2002 — 2004
MBA, Business Administration
The University of Kansas 1993 — 1997
Business Communications, Business
StrategyCorps July 2009 - Present
First National Bank of Kansas December 2008 - April 2009
GE Capital January 2007 - December 2008
GE Energy March 2004 - January 2007
Kansas City Life Insurance November 2001 - March 2004
Paine Webber May 1999 - November 2001
Gateway September 1997 - May 1999
Skills
Sales Management, Account Management, Banking, Sales, Finance, Business Development, Strategic Planning, Negotiation, Team Leadership, Marketing Strategy, Salesforce.com, New Business Development, Selling, Business Strategy, Insurance, Strategy, Training, Marketing, Leadership, CRM
Education
Webster University 2002 — 2004
MBA, Business Administration
The University of Kansas 1993 — 1997
Business Communications, Business
Wayne Evans Wayne Evans's Paine Webber Experience August 1987 - December 1991
Job Owner, ProNet Residential Services
Industry Construction
Experience
ProNet Residential Services June 1992 - Present
Paine Webber August 1987 - December 1991
Southeastern Telecom June 1984 - July 1987
Executone August 1982 - June 1984
Skills
Renovation, Sales, Construction, Real Estate, Leadership, Residential Homes, Selling, Contract Negotiation, Team Building, New Home Sales, Customer Service, Restoration, Construction Management, Contractors, Referrals, Advertising, Sellers, Negotiation, Marketing Strategy, Marketing, Small Business, New Business Development, Budgets, Strategic Planning, Condos, Entrepreneurship, Commercial Real Estate, Sales Management, Real Estate Development
Education
State University of New York College at Oswego 1978 — 1982
Bachelor of Science, Business Admin / Economics
ProNet Residential Services June 1992 - Present
Paine Webber August 1987 - December 1991
Southeastern Telecom June 1984 - July 1987
Executone August 1982 - June 1984
Skills
Renovation, Sales, Construction, Real Estate, Leadership, Residential Homes, Selling, Contract Negotiation, Team Building, New Home Sales, Customer Service, Restoration, Construction Management, Contractors, Referrals, Advertising, Sellers, Negotiation, Marketing Strategy, Marketing, Small Business, New Business Development, Budgets, Strategic Planning, Condos, Entrepreneurship, Commercial Real Estate, Sales Management, Real Estate Development
Education
State University of New York College at Oswego 1978 — 1982
Bachelor of Science, Business Admin / Economics
Piper Kenny Piper Kenny's Paine Webber Experience September 1993 - September 1997
Job Founder GreenSky Juice
Industry Restaurants
Experience
GreenSky Juice March 2013 - Present
USA Network/NBC January 2006 - March 2013
Hospitality Business November 1997 - January 2010
Film Center Cafe June 2003 - January 2006
Schonfeld Securities June 2001 - May 2003
Deutsche Bank acquired NDB Capital during tenure May 2000 - May 2001
PipKicks September 1997 - April 2000
Paine Webber September 1993 - September 1997
Prudential Financial March 1993 - July 1993
Lehman Brothers June 1992 - March 1993
Skills
Sales, Entertainment, Hospitality, Restaurants, Start-ups
Education
University of New Haven 1986 — 1988
Hotel and Tourism Management, B.S., Hotel and Restaurant Management, Honor Roll
University of Houston 1986 — 1986
Hotel and Restaurant Management
Sullivan County Community College 1983 — 1985
Culinary Arts, AOS, Culinary, Honor Roll
GreenSky Juice March 2013 - Present
USA Network/NBC January 2006 - March 2013
Hospitality Business November 1997 - January 2010
Film Center Cafe June 2003 - January 2006
Schonfeld Securities June 2001 - May 2003
Deutsche Bank acquired NDB Capital during tenure May 2000 - May 2001
PipKicks September 1997 - April 2000
Paine Webber September 1993 - September 1997
Prudential Financial March 1993 - July 1993
Lehman Brothers June 1992 - March 1993
Skills
Sales, Entertainment, Hospitality, Restaurants, Start-ups
Education
University of New Haven 1986 — 1988
Hotel and Tourism Management, B.S., Hotel and Restaurant Management, Honor Roll
University of Houston 1986 — 1986
Hotel and Restaurant Management
Sullivan County Community College 1983 — 1985
Culinary Arts, AOS, Culinary, Honor Roll
Fran Begley Fran Begley's Paine Webber Experience September 1998 - April 1999
Job Director at Wells Fargo Securities
Industry Financial Services
Experience
Wells Fargo Securities July 2014 - Present
Financial Products, LLC September 2011 - July 2014
Morgan Stanley Smith Barney February 2010 - August 2011
Citigroup April 1999 - January 2010
Paine Webber September 1998 - April 1999
Skills
Equities, Derivatives, Financial Markets, Structured Products, Options, Compliance, Customer Relations, Securities, Investments, FX Options, Structured Finance, Customer Service, Financial Services, Commodity, ETFs, Financial Advisory
Education
Temple University
EMBA, Business
Temple University
BBA, Business (Computer Science, Management and Economics)
Wells Fargo Securities July 2014 - Present
Financial Products, LLC September 2011 - July 2014
Morgan Stanley Smith Barney February 2010 - August 2011
Citigroup April 1999 - January 2010
Paine Webber September 1998 - April 1999
Skills
Equities, Derivatives, Financial Markets, Structured Products, Options, Compliance, Customer Relations, Securities, Investments, FX Options, Structured Finance, Customer Service, Financial Services, Commodity, ETFs, Financial Advisory
Education
Temple University
EMBA, Business
Temple University
BBA, Business (Computer Science, Management and Economics)
Nile Steigerwald Nile Steigerwald's Paine Webber Experience February 1996 - February 1999
Job CEO CIO. CBG FINANCIAL GROUP
Industry Financial Services
Experience
Self-employed February 2006 - Present
Paulson & Co. March 2006 - May 2009
Morgan Stanley Wealth Management May 2003 - February 2006
Prudential Financial January 1999 - May 2003
Paine Webber February 1996 - February 1999
Oppenheimer & Co. August 1993 - February 1996
McLaughlin, Piven, Vogel August 1989 - August 1993
Skills
Business Strategy, Strategic Planning, New Business Development, Entrepreneurship, Risk Management, Marketing Strategy, Change Management, Business Planning, Financial Analysis, Business Analysis, Equities
Education
Skidmore College 1986 — 1989
Bachelor of Science (BS), Business, Management, Marketing, and Related Support Services
Adirondack Community College 1984 — 1986
Associate's degree, English Language and Literature/Letters
Self-employed February 2006 - Present
Paulson & Co. March 2006 - May 2009
Morgan Stanley Wealth Management May 2003 - February 2006
Prudential Financial January 1999 - May 2003
Paine Webber February 1996 - February 1999
Oppenheimer & Co. August 1993 - February 1996
McLaughlin, Piven, Vogel August 1989 - August 1993
Skills
Business Strategy, Strategic Planning, New Business Development, Entrepreneurship, Risk Management, Marketing Strategy, Change Management, Business Planning, Financial Analysis, Business Analysis, Equities
Education
Skidmore College 1986 — 1989
Bachelor of Science (BS), Business, Management, Marketing, and Related Support Services
Adirondack Community College 1984 — 1986
Associate's degree, English Language and Literature/Letters
Benjamin Chuckrow Benjamin Chuckrow's Paine Webber Experience July 1994 - August 1997
Job Wells Fargo Advisors, LLC,Senior Vice President, Branch Manager, Saratoga Springs, NY
Industry Financial Services
Experience
Wells Fargo Advisors January 2001 - Present
Morgan Stanley August 1997 - January 2001
Paine Webber July 1994 - August 1997
Oppenheimer & Co. May 1987 - July 1994
Nathan & Lewis Securities February 1984 - May 1987
Dreyfus December 1983 - February 1985
Skills
Investments, Securities, Mutual Funds, Asset Allocation, Alternative Investments, Financial Advisory, Equities, Finance, Capital Markets, Hedge Funds, Private Equity, Derivatives, 401k, Options, High Net Worth..., Retirement Planning, Equity Trading, Insurance, Investment Strategies, Wealth Management..., Mergers, Venture Capital, Financial Services, Corporate Finance, estate planning services
Education
Syracuse University - Martin J. Whitman School of Management 1978 — 1982
BS, Marketing, Law & Public Policy, Economics
Niskayuna
Wells Fargo Advisors January 2001 - Present
Morgan Stanley August 1997 - January 2001
Paine Webber July 1994 - August 1997
Oppenheimer & Co. May 1987 - July 1994
Nathan & Lewis Securities February 1984 - May 1987
Dreyfus December 1983 - February 1985
Skills
Investments, Securities, Mutual Funds, Asset Allocation, Alternative Investments, Financial Advisory, Equities, Finance, Capital Markets, Hedge Funds, Private Equity, Derivatives, 401k, Options, High Net Worth..., Retirement Planning, Equity Trading, Insurance, Investment Strategies, Wealth Management..., Mergers, Venture Capital, Financial Services, Corporate Finance, estate planning services
Education
Syracuse University - Martin J. Whitman School of Management 1978 — 1982
BS, Marketing, Law & Public Policy, Economics
Niskayuna
Wes Hamilton Wes Hamilton's Paine Webber Experience January 1995 - June 1996
Job Owner, Boat Floater of Oklahoma
Industry Recreational Facilities and Services
Experience
Boat Floater of Oklahoma May 1999 - Present
Merrill Lynch June 1996 - May 1999
Paine Webber January 1995 - June 1996
Education
University of Arkansas at Fayetteville 1990 — 1994
B.S.B.A., Finance/Financial Management
Boat Floater of Oklahoma May 1999 - Present
Merrill Lynch June 1996 - May 1999
Paine Webber January 1995 - June 1996
Education
University of Arkansas at Fayetteville 1990 — 1994
B.S.B.A., Finance/Financial Management
Patrick Conlan Patrick Conlan's Paine Webber Experience April 1994 - March 1998
Job Area Sales Manager at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors April 2014 - Present
Wells Fargo Advisors August 2011 - April 2014
Merrill Lynch March 1998 - July 2011
Paine Webber April 1994 - March 1998
Skills
Retirement Planning, Investment Advisory, 401k Rollovers, Wealth Preservation..., College Funding..., Team Building, Building Relationships, Business Planning, Relationship Management
Education
State University of New York at New Paltz 1991 — 1993
BA, Sociology
Beach Channel HS
Wells Fargo Advisors April 2014 - Present
Wells Fargo Advisors August 2011 - April 2014
Merrill Lynch March 1998 - July 2011
Paine Webber April 1994 - March 1998
Skills
Retirement Planning, Investment Advisory, 401k Rollovers, Wealth Preservation..., College Funding..., Team Building, Building Relationships, Business Planning, Relationship Management
Education
State University of New York at New Paltz 1991 — 1993
BA, Sociology
Beach Channel HS
Jeff Burnham's Paine Webber Experience December 1996 - May 2000
Job Financial Consultant at Citizens Financial Group, Inc.
Industry Financial Services
Experience
Citizens Financial Group, Inc. October 2014 - Present
Merrill Lynch October 2010 - October 2014
Citizens Bank September 2009 - October 2010
Bank of America August 2006 - April 2009
Smith Barney May 2000 - October 2002
Paine Webber December 1996 - May 2000
Skills
Series 7, Retirement Planning, Securities, Mortgage, Wealth Management, Credit, Investments, Banking, Retirement, Insurance, Mutual Funds, Series 66, Financial Services, Investment Advisory, Asset Allocation, Relationship Management, Financial Advisory, Uniform Combined State..., Finance, Series 63, Mortgage Lending, Portfolio Management, Loans, Financial Planning, Asset Management, Financial Analysis, Management, Retail Banking, Risk Management, Fixed Income, Equities, Consumer Lending, Loan Origination, Small Business Lending, Wealth Management...
Education
University of Massachusetts Boston 1995 — 1998
MBA, Finance
Siena College 1976 — 1980
Bachelor's Degree, Psychology
Citizens Financial Group, Inc. October 2014 - Present
Merrill Lynch October 2010 - October 2014
Citizens Bank September 2009 - October 2010
Bank of America August 2006 - April 2009
Smith Barney May 2000 - October 2002
Paine Webber December 1996 - May 2000
Skills
Series 7, Retirement Planning, Securities, Mortgage, Wealth Management, Credit, Investments, Banking, Retirement, Insurance, Mutual Funds, Series 66, Financial Services, Investment Advisory, Asset Allocation, Relationship Management, Financial Advisory, Uniform Combined State..., Finance, Series 63, Mortgage Lending, Portfolio Management, Loans, Financial Planning, Asset Management, Financial Analysis, Management, Retail Banking, Risk Management, Fixed Income, Equities, Consumer Lending, Loan Origination, Small Business Lending, Wealth Management...
Education
University of Massachusetts Boston 1995 — 1998
MBA, Finance
Siena College 1976 — 1980
Bachelor's Degree, Psychology
John-Michael Brack John-Michael Brack's Paine Webber Experience May 1996 - September 1996
Job Northeast Regional Enterprise Account Manager
Industry Capital Markets
Experience
Pentaho, a Hitachi Data Systems company June 2011 - Present
SAS March 2008 - June 2011
Telligenix Corporation April 2002 - March 2008
PointDirex Hedge Fund March 2001 - March 2002
Datek Online Brokerage Services March 1997 - March 2001
Oppenheimer and Company August 1996 - March 1997
Paine Webber May 1996 - September 1996
Skills
Business Intelligence, Analytics, Enterprise Software, Management, Risk Management, Consulting, Leadership, Big Data, Forecasting, Data Integration, Equities, Business Analysis, Analysis, SaaS, Strategy, Sales, Trading, Banking, Financial Risk, New Business Development, Start-ups, Professional Services, Capital Markets, Asset Management, Investments, Business Strategy, Salesforce.com, Executive Management, Business Alliances, Hedge Funds, KPI, Portfolio Management, Trading Systems, Options, Customer Service, Competitive Analysis, Business Analytics, Finance, Software Industry, Solution Selling, Strategic Partnerships, Cloud Computing, Hadoop, Internet of Things, Credit Risk, Private Equity, Risk, Data Warehousing, Financial Analysis, Financial Markets
Education
State University of New York College at Cortland 1992 — 1996
B.S., Economics and Management Science
Monsignor Farrell High School 1988 — 1992
Regents Diploma
University of South Florida 2011 — 2011
Mediation Civil Circuit Certication
Pentaho, a Hitachi Data Systems company June 2011 - Present
SAS March 2008 - June 2011
Telligenix Corporation April 2002 - March 2008
PointDirex Hedge Fund March 2001 - March 2002
Datek Online Brokerage Services March 1997 - March 2001
Oppenheimer and Company August 1996 - March 1997
Paine Webber May 1996 - September 1996
Skills
Business Intelligence, Analytics, Enterprise Software, Management, Risk Management, Consulting, Leadership, Big Data, Forecasting, Data Integration, Equities, Business Analysis, Analysis, SaaS, Strategy, Sales, Trading, Banking, Financial Risk, New Business Development, Start-ups, Professional Services, Capital Markets, Asset Management, Investments, Business Strategy, Salesforce.com, Executive Management, Business Alliances, Hedge Funds, KPI, Portfolio Management, Trading Systems, Options, Customer Service, Competitive Analysis, Business Analytics, Finance, Software Industry, Solution Selling, Strategic Partnerships, Cloud Computing, Hadoop, Internet of Things, Credit Risk, Private Equity, Risk, Data Warehousing, Financial Analysis, Financial Markets
Education
State University of New York College at Cortland 1992 — 1996
B.S., Economics and Management Science
Monsignor Farrell High School 1988 — 1992
Regents Diploma
University of South Florida 2011 — 2011
Mediation Civil Circuit Certication
Ernest Greywacz Ernest Greywacz's Paine Webber Experience February 1995 - March 2000
Job Senior Director Investments at Oppenheimer & Co. Inc.
Industry Financial Services
Experience
Oppenheimer & Co. Inc. February 2009 - Present
UBS Wealth Management March 2000 - February 2009
Paine Webber February 1995 - March 2000
Prudential Financial January 1988 - January 1990
Royal Alliance Financial Services November 1985 - January 1988
Education
Southern Connecticut State University 1972 — 1976
BA, Economics
Oppenheimer & Co. Inc. February 2009 - Present
UBS Wealth Management March 2000 - February 2009
Paine Webber February 1995 - March 2000
Prudential Financial January 1988 - January 1990
Royal Alliance Financial Services November 1985 - January 1988
Education
Southern Connecticut State University 1972 — 1976
BA, Economics
Arthur Dobosiewicz Arthur Dobosiewicz's Paine Webber Experience November 1992 - April 2000
Job Senior Vice President Wealth Management at UBS Financial Services Inc.
Industry Investment Management
Experience
UBS December 2008 - Present
Wachovia Securities July 2003 - December 2008
Prudential Securities April 2000 - July 2003
Paine Webber November 1992 - April 2000
Kidder Peabody March 1984 - March 1989
Education
The Ohio State University 1975 — 1980
BA, Economics
UBS December 2008 - Present
Wachovia Securities July 2003 - December 2008
Prudential Securities April 2000 - July 2003
Paine Webber November 1992 - April 2000
Kidder Peabody March 1984 - March 1989
Education
The Ohio State University 1975 — 1980
BA, Economics
George C. Bitting, Jr George C. Bitting, Jr's Paine Webber Experience April 1994 - April 2000
Job VPWealth Management
Industry Financial Services
Experience
UBS Financial Services, Inc July 2000 - Present
Paine Webber April 1994 - April 2000
Kidder Peabody April 1990 - April 1994
Citi April 1986 - April 1990
Skills
Block trades;Stock...
Education
Southern Methodist University - Cox School of Business 1982 — 1986
Saint Louis Country Day School
1982
UBS Financial Services, Inc July 2000 - Present
Paine Webber April 1994 - April 2000
Kidder Peabody April 1990 - April 1994
Citi April 1986 - April 1990
Skills
Block trades;Stock...
Education
Southern Methodist University - Cox School of Business 1982 — 1986
Saint Louis Country Day School
1982
John Lange CFA John Lange CFA's Paine Webber Experience 1994 - 1996
Job Senior Loan Officer at Premier/Cherry Creek Mortgage
Industry Financial Services
Experience
Premier/Cherry Creek Mortgage September 2005 - Present
Chase Home Finance 1999 - 2005
Paine Webber 1994 - 1996
Fuji Capital Markets Corporation 1991 - 1993
NatWest Capital Markets 1989 - 1991
Skills
FHA, First Time Home Buyers, Niche Marketing, Mortgage Lending, Loans, Mortgage Banking, Banking, Wealth, Refinance, Investment Properties, Investments, Real Estate, VA loans, Residential Mortgages, Residential Homes, Underwriting, Real Estate Transactions, Loan Origination, Investors, Finance, Construction Loans, FHA financing, Credit, Credit Analysis, Commercial Mortgages, Real Estate Financing, Certified Mortgage..., VA Loans
Education
The Institute of Chartered Financial Analysts 1993 — 1995
CFA
Thunderbird School of Global Management 1980 — 1981
Masters in International Management, International Business
Williams College 1971 — 1976
Bachelors, Geology
Smith College
Premier/Cherry Creek Mortgage September 2005 - Present
Chase Home Finance 1999 - 2005
Paine Webber 1994 - 1996
Fuji Capital Markets Corporation 1991 - 1993
NatWest Capital Markets 1989 - 1991
Skills
FHA, First Time Home Buyers, Niche Marketing, Mortgage Lending, Loans, Mortgage Banking, Banking, Wealth, Refinance, Investment Properties, Investments, Real Estate, VA loans, Residential Mortgages, Residential Homes, Underwriting, Real Estate Transactions, Loan Origination, Investors, Finance, Construction Loans, FHA financing, Credit, Credit Analysis, Commercial Mortgages, Real Estate Financing, Certified Mortgage..., VA Loans
Education
The Institute of Chartered Financial Analysts 1993 — 1995
CFA
Thunderbird School of Global Management 1980 — 1981
Masters in International Management, International Business
Williams College 1971 — 1976
Bachelors, Geology
Smith College
Thomas McCandless, CFA Thomas McCandless, CFA's Paine Webber Experience 1993 - 1995
Job Financial Advisor at Ameriprise Financial Services, Inc.
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. June 2009 - Present
TDM Investment Services 2006 - 2009
Deutsche Bank Securities 2003 - 2005
Keefe, Bruyette & Woods 2001 - 2003
CIBC World Markets 1998 - 2001
NatWest Markets 1996 - 1997
Paine Webber 1993 - 1995
Goldman Sachs 1989 - 1993
Education
University of North Texas 1981 — 1982
MBA, Finance, Economics
Texas Wesleyan University 1978 — 1980
BBA, Management, Economics
Ameriprise Financial Services, Inc. June 2009 - Present
TDM Investment Services 2006 - 2009
Deutsche Bank Securities 2003 - 2005
Keefe, Bruyette & Woods 2001 - 2003
CIBC World Markets 1998 - 2001
NatWest Markets 1996 - 1997
Paine Webber 1993 - 1995
Goldman Sachs 1989 - 1993
Education
University of North Texas 1981 — 1982
MBA, Finance, Economics
Texas Wesleyan University 1978 — 1980
BBA, Management, Economics
Dr. Edgar De Sola's Paine Webber Experience September 1996 - March 2000
Job De Sola Capital Partners, Inc
Industry Investment Management
Experience
De Sola Capital Partners, Inc March 2000 - Present
The Mexican Museum San Francisco July 2015 - Present
Easyconnex Systems April 2012 - Present
Summerfield Program @ UC Berkeley June 2015 - July 2015
Heald College 2009 - April 2015
NextSpace Coworking + Innovation 2000 - 2013
Proevity 2004 - 2008
Paine Webber September 1996 - March 2000
Prudential Securities November 1987 - September 1996
Hospital Universitario Caracas 1969 - 1975
Skills
Options, Investments, Portfolio Management, Equities, Derivatives, Hedging, Alternative Investments, Hedge Funds, Entrepreneurship, Financial Modeling, Asset Managment, Investment Strategies, Equity Research, Financial Markets, Venture Capital, Economics, Asset Management, Business Planning, Finance, Management
Education
University of South Florida 1987 — 1989
M.P.H
Universidad Central de Venezuela 1969 — 1975
Medical Doctor (MD)
Liceo San Jose 1963 — 1968
De Sola Capital Partners, Inc March 2000 - Present
The Mexican Museum San Francisco July 2015 - Present
Easyconnex Systems April 2012 - Present
Summerfield Program @ UC Berkeley June 2015 - July 2015
Heald College 2009 - April 2015
NextSpace Coworking + Innovation 2000 - 2013
Proevity 2004 - 2008
Paine Webber September 1996 - March 2000
Prudential Securities November 1987 - September 1996
Hospital Universitario Caracas 1969 - 1975
Skills
Options, Investments, Portfolio Management, Equities, Derivatives, Hedging, Alternative Investments, Hedge Funds, Entrepreneurship, Financial Modeling, Asset Managment, Investment Strategies, Equity Research, Financial Markets, Venture Capital, Economics, Asset Management, Business Planning, Finance, Management
Education
University of South Florida 1987 — 1989
M.P.H
Universidad Central de Venezuela 1969 — 1975
Medical Doctor (MD)
Liceo San Jose 1963 — 1968
Abbey Fox's Paine Webber Experience 1997 - 1999
Job Cambridge International Securities
Industry Financial Services
Experience
Cambridge International Securities October 2011 - Present
Aladdin Capital Management 2009 - 2011
UBS Investment Bank 2000 - 2009
PaineWebber 1999 - 1999
Paine Webber 1997 - 1999
The World Bank 1996 - 1997
Skills
Institutional Sales, Fixed Income, Fixed Income Analysis, Institutional..., Economic Research, Fixed Income Strategies, High Yield Bonds, Credit Derivatives, Teaching, Lease Negotiations, Budget Management, Strategic Planning, Team Leadership, Personnel Management, Personnel Supervision, Non-profit Volunteering, Community Outreach, Yoga, CrossFit, Derivatives, Trading, Capital Markets, Structured Products
Education
The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS) 1995 — 1997
Master's degree, International Relations and International Economics
State University of New York College at Oswego 1989 — 1993
Bachelor of Arts (B.A.), Political Science and Government
Cambridge International Securities October 2011 - Present
Aladdin Capital Management 2009 - 2011
UBS Investment Bank 2000 - 2009
PaineWebber 1999 - 1999
Paine Webber 1997 - 1999
The World Bank 1996 - 1997
Skills
Institutional Sales, Fixed Income, Fixed Income Analysis, Institutional..., Economic Research, Fixed Income Strategies, High Yield Bonds, Credit Derivatives, Teaching, Lease Negotiations, Budget Management, Strategic Planning, Team Leadership, Personnel Management, Personnel Supervision, Non-profit Volunteering, Community Outreach, Yoga, CrossFit, Derivatives, Trading, Capital Markets, Structured Products
Education
The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS) 1995 — 1997
Master's degree, International Relations and International Economics
State University of New York College at Oswego 1989 — 1993
Bachelor of Arts (B.A.), Political Science and Government
Steve Brasier's Paine Webber Experience February 1993 - April 1995
Job Managing Director at GenSpring Family Offices
Industry Financial Services
Experience
GenSpring Family Offices May 2014 - Present
SunTrust Bank October 2008 - March 2014
GenSpring Family Offices March 2007 - September 2008
SunTrust Bank July 2005 - February 2007
SunTrust Bank May 1995 - June 2005
Paine Webber February 1993 - April 1995
Sikorsky Aircraft August 1991 - August 1992
United States Army July 1971 - July 1991
Skills
Relationship Management, Client Development, Relationship Marketing, Portfolio Management, Hedge Funds, 40 Act Funds
Education
Troy University 1984 — 1986
MS Management
Troy University 1982 — 1984
Bachelor of Science (BS)
DoD Training with Industry 1986 — 1987
Defense Acquisition Management
GenSpring Family Offices May 2014 - Present
SunTrust Bank October 2008 - March 2014
GenSpring Family Offices March 2007 - September 2008
SunTrust Bank July 2005 - February 2007
SunTrust Bank May 1995 - June 2005
Paine Webber February 1993 - April 1995
Sikorsky Aircraft August 1991 - August 1992
United States Army July 1971 - July 1991
Skills
Relationship Management, Client Development, Relationship Marketing, Portfolio Management, Hedge Funds, 40 Act Funds
Education
Troy University 1984 — 1986
MS Management
Troy University 1982 — 1984
Bachelor of Science (BS)
DoD Training with Industry 1986 — 1987
Defense Acquisition Management
Julie Bagshaw Julie Bagshaw's Paine Webber Experience September 1983 - June 1987
Job Independent Artist
Industry Fine Art
Experience
self-employed 1990 - Present
Paine Webber September 1983 - June 1987
Skills
Painting, Contemporary Art, Mixed Media, Abstract, Drawing, Acrylic, Printmaking, Oil Painting, Creative Visualization, Composition, Studio Art, Public Art, Fine Art, Figurative Art, Abstraction, Watercolor, Art, Portrait Painting, Modern Art, Canvas, Visual Arts, Acrylic Painting, Galleries, Art Education, Collage
Education
Syracuse University
Syracuse University
Syracuse University
Business/Managerial Economics
self-employed 1990 - Present
Paine Webber September 1983 - June 1987
Skills
Painting, Contemporary Art, Mixed Media, Abstract, Drawing, Acrylic, Printmaking, Oil Painting, Creative Visualization, Composition, Studio Art, Public Art, Fine Art, Figurative Art, Abstraction, Watercolor, Art, Portrait Painting, Modern Art, Canvas, Visual Arts, Acrylic Painting, Galleries, Art Education, Collage
Education
Syracuse University
Syracuse University
Syracuse University
Business/Managerial Economics
Rev. Stephen E. Stults Rev. Stephen E. Stults's Paine Webber Experience February 2001 - December 2003
Job Rector, St. Paul's Anglican Church
Industry Religious Institutions
Experience
St.Paul's Anglican Church January 2014 - January 2015
Locke Protective Services February 2003 - January 2015
St. Barnabas Anglican Church November 2007 - December 2014
Medical Center Charter School June 2009 - June 2012
Saint Nicholas Schools June 2009 - June 2012
Paine Webber February 2001 - December 2003
VALIC (American General company) June 1994 - December 1999
Bankers Life November 1992 - June 1994
Mutual of Omaha June 1977 - November 1992
Skills
Leadership Development, Teaching, Public Speaking, Theology, Curriculum Development, Curriculum Design, Community Outreach, Religion, Adult Education, Nonprofits, Volunteer Management, Staff Development
Education
Cranmer Theological House 2005 — 2009
Master of Divinity (MDiv), Theology, Biblical Languages
Thje American College 1988 — 1992
CLU, Insurance, Financial Services
Institute of Financial Planning 1984 — 1988
Certiafied Financial Planner (CFP)
Sewanee-The University of the South 1973 — 1977
Bachelor of Arts (B.A.), English Language and Literature, General
St.Paul's Anglican Church January 2014 - January 2015
Locke Protective Services February 2003 - January 2015
St. Barnabas Anglican Church November 2007 - December 2014
Medical Center Charter School June 2009 - June 2012
Saint Nicholas Schools June 2009 - June 2012
Paine Webber February 2001 - December 2003
VALIC (American General company) June 1994 - December 1999
Bankers Life November 1992 - June 1994
Mutual of Omaha June 1977 - November 1992
Skills
Leadership Development, Teaching, Public Speaking, Theology, Curriculum Development, Curriculum Design, Community Outreach, Religion, Adult Education, Nonprofits, Volunteer Management, Staff Development
Education
Cranmer Theological House 2005 — 2009
Master of Divinity (MDiv), Theology, Biblical Languages
Thje American College 1988 — 1992
CLU, Insurance, Financial Services
Institute of Financial Planning 1984 — 1988
Certiafied Financial Planner (CFP)
Sewanee-The University of the South 1973 — 1977
Bachelor of Arts (B.A.), English Language and Literature, General
Stephen Phares Stephen Phares's Paine Webber Experience January 1989 - January 1994
Job Regional VP First Choice Loan Services a Wholly Owned Subsidary of First Choice Bank
Industry Banking
Experience
First Choice Loan Services a Wholly Owned Subsidiary of First Choice Bank April 2011 - Present
American Home Bank July 2007 - April 2011
Equihome Mortgage July 2005 - June 2007
Superior Home Mortgage March 2004 - June 2005
Ivy Mortgage a division of SIB October 1997 - February 2004
Eastern Mortgage Services February 1994 - October 1997
Paine Webber January 1989 - January 1994
Sears Mortgage July 1986 - December 1988
Skills
Creative Problem Solving, Listening Skills, Marketing Strategy, Mortgage Lending, Mortgage Banking, Loan Origination, Loans, Residential Mortgages, Investment Properties, Real Estate, Underwriting, Refinance, Management, FHA financing, Finance, Certified Mortgage..., Credit, FHA, Reverse Mortgages, VA loans, Residential Homes, Commercial Lending, First Time Home Buyers, Government Loans, Construction Loans, Commercial Mortgages, Consumer Lending, Home Equity Loans, Debt Consolidation, Loss Mitigation, Real Estate Economics, Sellers, Real Estate Financing, Commercial Real Estate, REO, Commercial Banking, Funding, Financial Structuring, Real Estate Transactions, Leadership, USDA, Mortgage Marketing, Home Equity Lines of..., Small Business Lending, Foreclosures, Credit Analysis, Banking, Referrals, Short Sales, Mortgage Underwriting
Education
Temple University - Fox School of Business and Management 1982 — 1986
BS, Management
Archbishop Ryan Highschool 1976 — 1980
High school diploma
First Choice Loan Services a Wholly Owned Subsidiary of First Choice Bank April 2011 - Present
American Home Bank July 2007 - April 2011
Equihome Mortgage July 2005 - June 2007
Superior Home Mortgage March 2004 - June 2005
Ivy Mortgage a division of SIB October 1997 - February 2004
Eastern Mortgage Services February 1994 - October 1997
Paine Webber January 1989 - January 1994
Sears Mortgage July 1986 - December 1988
Skills
Creative Problem Solving, Listening Skills, Marketing Strategy, Mortgage Lending, Mortgage Banking, Loan Origination, Loans, Residential Mortgages, Investment Properties, Real Estate, Underwriting, Refinance, Management, FHA financing, Finance, Certified Mortgage..., Credit, FHA, Reverse Mortgages, VA loans, Residential Homes, Commercial Lending, First Time Home Buyers, Government Loans, Construction Loans, Commercial Mortgages, Consumer Lending, Home Equity Loans, Debt Consolidation, Loss Mitigation, Real Estate Economics, Sellers, Real Estate Financing, Commercial Real Estate, REO, Commercial Banking, Funding, Financial Structuring, Real Estate Transactions, Leadership, USDA, Mortgage Marketing, Home Equity Lines of..., Small Business Lending, Foreclosures, Credit Analysis, Banking, Referrals, Short Sales, Mortgage Underwriting
Education
Temple University - Fox School of Business and Management 1982 — 1986
BS, Management
Archbishop Ryan Highschool 1976 — 1980
High school diploma
Julie Faust Julie Faust's Paine Webber Experience May 1987 - May 1990
Job PartTime Consultant at Sparks Management Inc.
Industry Design
Experience
Sparks Management Inc. March 2014 - Present
Prudential Financial July 2000 - December 2010
Prudential Securities January 1997 - July 2000
Prudential Securities December 1992 - January 1997
Barnett Bank October 1990 - May 1992
Paine Webber May 1987 - May 1990
SPGA Group January 1985 - May 1987
Griswold, Heckel & Kelly January 1984 - January 1985
Skills
Strategic Planning, Project Management, Project Planning, Plan Check, Space planning, Facilities Management, Interior Design, Site Surveys, Corporate Real Estate, Construction Management, Renovation, Asset Management, Furniture, Contract Management, Budgets, Vendor Management, Real Estate, Management, Contract Negotiation, Construction, Surveying, Submittals
Education
Syracuse University 1978 — 1983
Bachelor of Fine Arts (BFA), Interior Design
Sparks Management Inc. March 2014 - Present
Prudential Financial July 2000 - December 2010
Prudential Securities January 1997 - July 2000
Prudential Securities December 1992 - January 1997
Barnett Bank October 1990 - May 1992
Paine Webber May 1987 - May 1990
SPGA Group January 1985 - May 1987
Griswold, Heckel & Kelly January 1984 - January 1985
Skills
Strategic Planning, Project Management, Project Planning, Plan Check, Space planning, Facilities Management, Interior Design, Site Surveys, Corporate Real Estate, Construction Management, Renovation, Asset Management, Furniture, Contract Management, Budgets, Vendor Management, Real Estate, Management, Contract Negotiation, Construction, Surveying, Submittals
Education
Syracuse University 1978 — 1983
Bachelor of Fine Arts (BFA), Interior Design
Gil Morales Gil Morales's Paine Webber Experience July 1994 - October 1997
Job Proprietary Trader, Investment Author, Managing Director and Principal MoKa Investors, LLC
Industry Investment Management
Experience
Virtue of Selfish Investing, LLC August 2011 - Present
MoKa Investors, LLC October 2009 - Present
Gil Morales & Company, LLC April 2007 - Present
G Morales, LLC November 2005 - Present
William O'Neil + Co. Inc. November 1997 - October 2005
Paine Webber July 1994 - October 1997
Merrill Lynch June 1991 - June 1994
Skills
Securities, Investment Advisory, Investments, Stocks, Trading, Equities, Technical Analysis, Investment Strategies, Financial Markets, Alternative Investments, Asset Management, Series 7, Mutual Funds, Portfolio Management, Retirement Planning, Series 63
Education
Stanford University 1977 — 1981
Bachelor of Arts, Economics
Virtue of Selfish Investing, LLC August 2011 - Present
MoKa Investors, LLC October 2009 - Present
Gil Morales & Company, LLC April 2007 - Present
G Morales, LLC November 2005 - Present
William O'Neil + Co. Inc. November 1997 - October 2005
Paine Webber July 1994 - October 1997
Merrill Lynch June 1991 - June 1994
Skills
Securities, Investment Advisory, Investments, Stocks, Trading, Equities, Technical Analysis, Investment Strategies, Financial Markets, Alternative Investments, Asset Management, Series 7, Mutual Funds, Portfolio Management, Retirement Planning, Series 63
Education
Stanford University 1977 — 1981
Bachelor of Arts, Economics
Bruce G Garrison CFA Bruce G Garrison CFA's Paine Webber Experience June 1994 - June 1996
Job Managing Director at Chilton Capital Management
Industry Investment Management
Experience
Chilton Capital Management July 2011 - Present
Salient Partners May 1996 - June 2011
Paine Webber June 1994 - June 1996
Kidder Peabody and Company February 1992 - June 1994
Skills
Alternative Investments, Hedge Funds, Investment Management, Asset Managment, Fixed Income, Equities, Investment Advisory, Equity Research, Series 7, Securities, Capital Markets, Investments, Wealth Management, Portfolio Management, Equity Valuation, Asset Management, Investment Strategies
Education
The University of Texas at Austin 1970 — 1972
MBA, Accounting and Finance
The University of Texas at Austin 1965 — 1967
BBA, Marketing
Chilton Capital Management July 2011 - Present
Salient Partners May 1996 - June 2011
Paine Webber June 1994 - June 1996
Kidder Peabody and Company February 1992 - June 1994
Skills
Alternative Investments, Hedge Funds, Investment Management, Asset Managment, Fixed Income, Equities, Investment Advisory, Equity Research, Series 7, Securities, Capital Markets, Investments, Wealth Management, Portfolio Management, Equity Valuation, Asset Management, Investment Strategies
Education
The University of Texas at Austin 1970 — 1972
MBA, Accounting and Finance
The University of Texas at Austin 1965 — 1967
BBA, Marketing
Steven Micciche Steven Micciche's Paine Webber Experience June 1998 - June 2000
Job Teacher at Landon School
Industry Education Management
Experience
Landon School August 2001 - Present
Paine Webber June 1998 - June 2000
Seaman Security January 1990 - November 1997
Skills
Math and Reading Teacher, Creative Director Drama..., Childrens Poet, Educational Leadership, Curriculum Design, Curriculum Development, Tutoring, Teaching, Public Speaking, Balanced Literacy, Professional Learning..., Differentiated..., Curriculum Mapping, Guided Reading, Data Driven Instruction, Classroom Management, K-12, Teacher Training, Classroom
Education
Walden University 2012 — 2014
Master's Degree, M.S. Ed.
SUNY Oneonta 1982 — 1986
BA, Liberal Arts and Sciences, General Studies and Humanities
Smithown HS East
Landon School August 2001 - Present
Paine Webber June 1998 - June 2000
Seaman Security January 1990 - November 1997
Skills
Math and Reading Teacher, Creative Director Drama..., Childrens Poet, Educational Leadership, Curriculum Design, Curriculum Development, Tutoring, Teaching, Public Speaking, Balanced Literacy, Professional Learning..., Differentiated..., Curriculum Mapping, Guided Reading, Data Driven Instruction, Classroom Management, K-12, Teacher Training, Classroom
Education
Walden University 2012 — 2014
Master's Degree, M.S. Ed.
SUNY Oneonta 1982 — 1986
BA, Liberal Arts and Sciences, General Studies and Humanities
Smithown HS East
Carol Lott Carol Lott's Paine Webber Experience January 1991 - June 1998
Job Vice President Wealth Management @ UBS
Industry Financial Services
Experience
UBS November 2005 - Present
Morgan Stanley June 1998 - November 2005
Paine Webber January 1991 - June 1998
Bank of America January 1969 - December 1990
Education
Southern Methodist University
Banking
Tyler Junior College
AAS, Magna Cum Laude, Bank Management
UBS November 2005 - Present
Morgan Stanley June 1998 - November 2005
Paine Webber January 1991 - June 1998
Bank of America January 1969 - December 1990
Education
Southern Methodist University
Banking
Tyler Junior College
AAS, Magna Cum Laude, Bank Management
Donna Walker Donna Walker's Paine Webber Experience 1984 - 1986
Job Partner at Sire Management
Industry Investment Management
Experience
Sire Management Corporation 2005 - Present
Sire Management 2005 - 2012
Twin Quest Capital, L.P. 2000 - 2005
Normandy Capital 1998 - 1999
Schwarzman Partners 1986 - 1997
Paine Webber 1984 - 1986
Bass Brothers Enterprises 1980 - 1984
Southwestern Life Insurance Company 1977 - 1980
Skills
Fund Of Funds, Hedge Funds, Mergers, Options, Hedging, Equities, Trading, Manager Selection, Alternative Investments, Capital Markets, Long/Short Equity, Investments, Portfolio Management, Investment Management, Financial Risk, Due Diligence, Analysis, Relative Value, Bloomberg, Securities, Mutual Funds, Valuation, Capital, Operational Due...
Education
Southern Methodist University
Master of Business Administration & Bachelor of Arts
Sire Management Corporation 2005 - Present
Sire Management 2005 - 2012
Twin Quest Capital, L.P. 2000 - 2005
Normandy Capital 1998 - 1999
Schwarzman Partners 1986 - 1997
Paine Webber 1984 - 1986
Bass Brothers Enterprises 1980 - 1984
Southwestern Life Insurance Company 1977 - 1980
Skills
Fund Of Funds, Hedge Funds, Mergers, Options, Hedging, Equities, Trading, Manager Selection, Alternative Investments, Capital Markets, Long/Short Equity, Investments, Portfolio Management, Investment Management, Financial Risk, Due Diligence, Analysis, Relative Value, Bloomberg, Securities, Mutual Funds, Valuation, Capital, Operational Due...
Education
Southern Methodist University
Master of Business Administration & Bachelor of Arts
Christopher G. Murphy, CFP, ChFC, MBA, APMA Christopher G. Murphy, CFP, ChFC, MBA, APMA's Paine Webber Experience 1987 - 1988
Job Private Wealth Advisor, Senior Vice President
Industry Financial Services
Experience
Ameriprise Financial Services, Inc. September 1988 - Present
Paine Webber 1987 - 1988
EF Hutton Group, Inc. 1985 - 1987
Education
University of Bridgeport 1980 — 1982
M.B.A & B.S., Marketing
Ameriprise Financial Services, Inc. September 1988 - Present
Paine Webber 1987 - 1988
EF Hutton Group, Inc. 1985 - 1987
Education
University of Bridgeport 1980 — 1982
M.B.A & B.S., Marketing
Mark Harper Mark Harper's Paine Webber Experience 1972 - 1975
Job Executive Business Development Consultant
Industry Financial Services
Experience
Harper Financial Consulting September 2009 - Present
Morgan Stanley Smith Barney June 2009 - September 2009
Smith Barney January 1996 - June 2009
Overland Express Mutual Funds 1994 - 1996
Hyperion Capital 1992 - 1994
Prudential Securities 1980 - 1991
EF Hutton 1975 - 1980
Paine Webber 1972 - 1975
Education
Southern Methodist University
Business & Marketing
Harper Financial Consulting September 2009 - Present
Morgan Stanley Smith Barney June 2009 - September 2009
Smith Barney January 1996 - June 2009
Overland Express Mutual Funds 1994 - 1996
Hyperion Capital 1992 - 1994
Prudential Securities 1980 - 1991
EF Hutton 1975 - 1980
Paine Webber 1972 - 1975
Education
Southern Methodist University
Business & Marketing
Tim Williamson Tim Williamson's Paine Webber Experience May 1997 - August 1997
Job Sales Consultant at Casella Waste Systems
Industry Renewables & Environment
Experience
Casella Waste Systems June 2003 - Present
Pitney Bowes 1999 - 2003
Paine Webber May 1997 - August 1997
Skills
Customer Retention, Account Management, New Business Development, Cold Calling, Sales, Customer Service, Sales Management, Sales Operations, Negotiation, Contract Negotiation, Direct Sales, Program Management, Team Building, Marketing, Sustainability, Business Development, Strategic Planning, Budgets, Sales Process, Waste Management, Waste, Recycling, B2B, Renewable Energy, Salesforce.com, Operations Management, Forecasting
Education
State University of New York College at Plattsburgh 1994 — 1999
Business, Sales and Marketing, BS, School of Business & Economics, ACC
Casella Waste Systems June 2003 - Present
Pitney Bowes 1999 - 2003
Paine Webber May 1997 - August 1997
Skills
Customer Retention, Account Management, New Business Development, Cold Calling, Sales, Customer Service, Sales Management, Sales Operations, Negotiation, Contract Negotiation, Direct Sales, Program Management, Team Building, Marketing, Sustainability, Business Development, Strategic Planning, Budgets, Sales Process, Waste Management, Waste, Recycling, B2B, Renewable Energy, Salesforce.com, Operations Management, Forecasting
Education
State University of New York College at Plattsburgh 1994 — 1999
Business, Sales and Marketing, BS, School of Business & Economics, ACC
Robert Craven Robert Craven's Paine Webber Experience 1985 - 1990
Job Providing economic insight needed for strategic business or investment decisions.
Industry Financial Services
Experience
The Craven Report January 2008 - Present
Fixed Income Management Group 1991 - 1999
Paine Webber 1985 - 1990
AG Becker 1980 - 1985
Skills
Fixed Income, Bonds, Investment Banking, Credit, Hedge Funds, Economics, Capital Markets, Banking, Finance
Education
UCLA Anderson School of Management 1969 — 1971
MS, Finance
The Craven Report January 2008 - Present
Fixed Income Management Group 1991 - 1999
Paine Webber 1985 - 1990
AG Becker 1980 - 1985
Skills
Fixed Income, Bonds, Investment Banking, Credit, Hedge Funds, Economics, Capital Markets, Banking, Finance
Education
UCLA Anderson School of Management 1969 — 1971
MS, Finance
John Skillman John Skillman's Paine Webber Experience April 1975 - March 1995
Job Director of Activities
Industry Leisure, Travel & Tourism
Experience
Retired and Enjoying Life July 2007 - Present
Flippin, Bruce & Porter April 2002 - June 2007
J&W Seligman March 1997 - April 1999
SunTrust Bank March 1995 - March 1997
Paine Webber April 1975 - March 1995
Skills
Investments, Marketing, Public Speaking, Team Building, Strategic Planning, Coaching, Leadership, Customer Service, Research, Microsoft Excel, Project Management, Editing, Sales, Leadership Development, Marketing Strategy
Education
United States Military Academy at West Point 1957 — 1961
BS, Military Science
Retired and Enjoying Life July 2007 - Present
Flippin, Bruce & Porter April 2002 - June 2007
J&W Seligman March 1997 - April 1999
SunTrust Bank March 1995 - March 1997
Paine Webber April 1975 - March 1995
Skills
Investments, Marketing, Public Speaking, Team Building, Strategic Planning, Coaching, Leadership, Customer Service, Research, Microsoft Excel, Project Management, Editing, Sales, Leadership Development, Marketing Strategy
Education
United States Military Academy at West Point 1957 — 1961
BS, Military Science
David Kellerman David Kellerman's Paine Webber Experience 1987 - 1989
Job Information and Technology Professional
Industry Computer Software
Experience
New York Presbyterian Hospital November 2010 - 2014
AITP 2009 - 2010
ADP / Broadridge 2000 - 2009
ADP Brokerage Services January 1997 - January 2000
ADP BROKERAGE SERVICES January 1989 - January 1997
Paine Webber 1987 - 1989
Grumman Data Systems 1986 - 1987
Grumman Data Systems Institute 1981 - 1986
Measurematic 1979 - 1981
Time Sharing Resources 1978 - 1979
Skills
COBOL, Databases, JCL, Operating Systems, SAS programming, Testing, Software Development, VBA, Mainframe, DB2, SDLC, MVS, Access, Quality Assurance, Integration, Performance Tuning, HTML, ASP, Security, ISPF, Business Analysis, Management, Disaster Recovery, Requirements Analysis, Software Project..., Database Design, Systems Analysis, Software Documentation, SharePoint, Programming
Education
Stony Brook University 2009 — 2009
Certification, Business Analyst
Farmingdale State College 1977 — 1982
A.A.S, Computer Science
New York Institute of Finance 1988 — 1988
Series 7
New York Presbyterian Hospital November 2010 - 2014
AITP 2009 - 2010
ADP / Broadridge 2000 - 2009
ADP Brokerage Services January 1997 - January 2000
ADP BROKERAGE SERVICES January 1989 - January 1997
Paine Webber 1987 - 1989
Grumman Data Systems 1986 - 1987
Grumman Data Systems Institute 1981 - 1986
Measurematic 1979 - 1981
Time Sharing Resources 1978 - 1979
Skills
COBOL, Databases, JCL, Operating Systems, SAS programming, Testing, Software Development, VBA, Mainframe, DB2, SDLC, MVS, Access, Quality Assurance, Integration, Performance Tuning, HTML, ASP, Security, ISPF, Business Analysis, Management, Disaster Recovery, Requirements Analysis, Software Project..., Database Design, Systems Analysis, Software Documentation, SharePoint, Programming
Education
Stony Brook University 2009 — 2009
Certification, Business Analyst
Farmingdale State College 1977 — 1982
A.A.S, Computer Science
New York Institute of Finance 1988 — 1988
Series 7
Glenn Carvin Glenn Carvin's Paine Webber Experience February 1988 - October 1990
Job Entertainment Producer, Musician
Industry Entertainment
Experience
Atlanta Showstoppers March 2008 - Present
Media Brokers International August 2012 - July 2014
Mozaic October 2009 - July 2012
American Color October 1996 - October 2008
Century Graphics October 1990 - October 1996
Paine Webber February 1988 - October 1990
E. F. Hutton January 1983 - February 1988
Communications Incorporated July 1978 - January 1983
Skills
Contract Negotiation, Account Management, New Business Development, Marketing Strategy, Advertising, Packaging, Offset Printing, Direct Mail, Online Advertising, Direct Marketing, Sales, Solution Selling, Business Development, Strategic Planning, Interactive Marketing, Media Buying, Media Planning, Marketing, Integrated Marketing, Strategic Partnerships, Marketing Communications, Email Marketing, Digital Printing, Digital Marketing, Social Media Marketing, Online Marketing, Lead Generation, Digital Media, Brand Development, B2B, Creative Direction, Digital Strategy, Television, Social Networking, Outdoor Advertising, Advertising Sales, SEO, Radio, Entertainment
Education
Tulane University 1975 — 1978
BA
University of Denver 1974 — 1975
Atlanta Showstoppers March 2008 - Present
Media Brokers International August 2012 - July 2014
Mozaic October 2009 - July 2012
American Color October 1996 - October 2008
Century Graphics October 1990 - October 1996
Paine Webber February 1988 - October 1990
E. F. Hutton January 1983 - February 1988
Communications Incorporated July 1978 - January 1983
Skills
Contract Negotiation, Account Management, New Business Development, Marketing Strategy, Advertising, Packaging, Offset Printing, Direct Mail, Online Advertising, Direct Marketing, Sales, Solution Selling, Business Development, Strategic Planning, Interactive Marketing, Media Buying, Media Planning, Marketing, Integrated Marketing, Strategic Partnerships, Marketing Communications, Email Marketing, Digital Printing, Digital Marketing, Social Media Marketing, Online Marketing, Lead Generation, Digital Media, Brand Development, B2B, Creative Direction, Digital Strategy, Television, Social Networking, Outdoor Advertising, Advertising Sales, SEO, Radio, Entertainment
Education
Tulane University 1975 — 1978
BA
University of Denver 1974 — 1975
John (J.T.) Scully John (J.T.) Scully's Paine Webber Experience 1995 - 1998
Job Regional Director
Industry Financial Services
Experience
jtscully.md@gmail.com December 2010 - June 2012
Wizard Wall & Cling Photo August 2010 - December 2010
Wachovia Wealth Management February 2009 - June 2010
Convergent Wealth Advisors November 2001 - October 2008
Bernstein Global Wealth Management March 1998 - April 2001
Paine Webber 1995 - 1998
Spectrum Capital Group 1991 - 1994
Carey Financial Corporation 1987 - 1991
Education
Archmere Academy
Temple University - Fox School of Business and Management
MBA, Finance
University of Delaware - Lerner College of Business and Economics
BS, Business Administration
jtscully.md@gmail.com December 2010 - June 2012
Wizard Wall & Cling Photo August 2010 - December 2010
Wachovia Wealth Management February 2009 - June 2010
Convergent Wealth Advisors November 2001 - October 2008
Bernstein Global Wealth Management March 1998 - April 2001
Paine Webber 1995 - 1998
Spectrum Capital Group 1991 - 1994
Carey Financial Corporation 1987 - 1991
Education
Archmere Academy
Temple University - Fox School of Business and Management
MBA, Finance
University of Delaware - Lerner College of Business and Economics
BS, Business Administration
Phil Shaffer's Paine Webber Experience 1986 - 1993
Job Managing Director at financial services firm
Industry Financial Services
Experience
a financial services firm July 1993 - Present
Paine Webber 1986 - 1993
E.F. Hutton & Co. 1981 - 1986
Skills
Series 7, Pension Funds, Alternative Investments, Investments, Asset Managment, Portfolio Management, Endowments, Asset Allocation, Investment Management, Wealth Management, Investment Advisory..., Retirement, Bonds, 401k, Separately Managed..., Asset Management, Wealth, Finance, Investment Advisory, Wealth Management..., High Net Worth..., Mutual Funds, Hedge Funds, Securities, Fixed Income, Financial Advisory, Equities, ETFs, Retirement Planning, Investment Strategies, Estate Planning, Series 63, Series 65, FINRA, Private Equity, Strategic Financial..., Series 24, Financial Planning
Education
The College of Wooster 1974 — 1978
B.A., History
a financial services firm July 1993 - Present
Paine Webber 1986 - 1993
E.F. Hutton & Co. 1981 - 1986
Skills
Series 7, Pension Funds, Alternative Investments, Investments, Asset Managment, Portfolio Management, Endowments, Asset Allocation, Investment Management, Wealth Management, Investment Advisory..., Retirement, Bonds, 401k, Separately Managed..., Asset Management, Wealth, Finance, Investment Advisory, Wealth Management..., High Net Worth..., Mutual Funds, Hedge Funds, Securities, Fixed Income, Financial Advisory, Equities, ETFs, Retirement Planning, Investment Strategies, Estate Planning, Series 63, Series 65, FINRA, Private Equity, Strategic Financial..., Series 24, Financial Planning
Education
The College of Wooster 1974 — 1978
B.A., History
Chris Dowell, MBA Chris Dowell, MBA's Paine Webber Experience April 2000 - August 2000
Job IT Business Manager / COO at UBS
Industry Financial Services
Experience
UBS June 2010 - Present
UBS February 2007 - June 2010
UBS August 2000 - February 2007
Paine Webber April 2000 - August 2000
J. C. Bradford and Co. March 1995 - April 2000
US Navy July 1987 - March 1995
Skills
Management, IT Management, IT Operations, ITIL, Program Management, IT Infrastructure..., Outsourcing, Strategy, Global Operations, Offshoring, Vendor Management, Globalization, Business Analysis, Process Improvement, Risk Management, Change Management, Project Management, Disaster Recovery, Integration, IT Financial Management, Document Imaging, Outsourcing Management, Data Center, Enterprise Software
Education
Trevecca Nazarene University 2004 — 2006
MBA, Business and Management
Trevecca Nazarene University 2002 — 2004
Bachelor's Degree, Management and Human Relations
University of Southern Maryland 1993 — 2000
Associate of Science, Information Services
UBS June 2010 - Present
UBS February 2007 - June 2010
UBS August 2000 - February 2007
Paine Webber April 2000 - August 2000
J. C. Bradford and Co. March 1995 - April 2000
US Navy July 1987 - March 1995
Skills
Management, IT Management, IT Operations, ITIL, Program Management, IT Infrastructure..., Outsourcing, Strategy, Global Operations, Offshoring, Vendor Management, Globalization, Business Analysis, Process Improvement, Risk Management, Change Management, Project Management, Disaster Recovery, Integration, IT Financial Management, Document Imaging, Outsourcing Management, Data Center, Enterprise Software
Education
Trevecca Nazarene University 2004 — 2006
MBA, Business and Management
Trevecca Nazarene University 2002 — 2004
Bachelor's Degree, Management and Human Relations
University of Southern Maryland 1993 — 2000
Associate of Science, Information Services
Brian Britt Brian Britt's Paine Webber Experience October 1994 - October 1999
Job Managing Director/Senior Wealth Advisor
Industry Investment Management
Experience
National Society of Financial Educators September 2015 - Present
Concert Wealth Management March 2010 - Present
UT San Diego January 2011 - March 2014
Unlock The Game January 2008 - February 2012
Merrill Lynch October 1999 - March 2010
Paine Webber October 1994 - October 1999
Lehman Brothers January 1990 - October 1994
Vantage Financial Services 1987 - 1989
First Investors 1981 - 1987
Skills
Portfolio Management, Series 7, Financial Analysis, Series 63, Strategic Planning, Financial Modeling, Research, Radio Broadcasting, Public Speaking, Wealth Accumulation..., Series 6, Insurance, Retirement Income..., Retirement Plan...
Education
St. John's University 1982 — 1986
Bachelor of Science (B.S.), Economics
National Society of Financial Educators September 2015 - Present
Concert Wealth Management March 2010 - Present
UT San Diego January 2011 - March 2014
Unlock The Game January 2008 - February 2012
Merrill Lynch October 1999 - March 2010
Paine Webber October 1994 - October 1999
Lehman Brothers January 1990 - October 1994
Vantage Financial Services 1987 - 1989
First Investors 1981 - 1987
Skills
Portfolio Management, Series 7, Financial Analysis, Series 63, Strategic Planning, Financial Modeling, Research, Radio Broadcasting, Public Speaking, Wealth Accumulation..., Series 6, Insurance, Retirement Income..., Retirement Plan...
Education
St. John's University 1982 — 1986
Bachelor of Science (B.S.), Economics
Olivia Clayton Olivia Clayton's Paine Webber Experience 1995 - 2000
Job Recruiting Manager at Groupe Insearch
Industry Financial Services
Experience
Groupe Insearch February 2015 - Present
California People Search, Inc. October 2014 - February 2015
GET-Private Biotech Startup April 2014 - February 2015
Carrick Capital Partners January 2013 - April 2014
Stifel Nicolaus July 2011 - August 2012
RS Investments 2004 - 2009
Credit Suisse 2000 - 2004
Paine Webber 1995 - 2000
Skills
Equities, Series 7, Investments, Private Equity, Capital Markets, Hedge Funds, Asset Management, Securities, Investment Banking, Alternative Investments, Asset Managment, Asset Allocation, Valuation
Education
Santa Rosa Junior College
Groupe Insearch February 2015 - Present
California People Search, Inc. October 2014 - February 2015
GET-Private Biotech Startup April 2014 - February 2015
Carrick Capital Partners January 2013 - April 2014
Stifel Nicolaus July 2011 - August 2012
RS Investments 2004 - 2009
Credit Suisse 2000 - 2004
Paine Webber 1995 - 2000
Skills
Equities, Series 7, Investments, Private Equity, Capital Markets, Hedge Funds, Asset Management, Securities, Investment Banking, Alternative Investments, Asset Managment, Asset Allocation, Valuation
Education
Santa Rosa Junior College
Richard Simenhoff Richard Simenhoff's Paine Webber Experience 1995 - 1999
Job Managing Director Investments at CollinsSimenhoff Asset Management of Wells Fargo Advisors*
Industry Investment Management
Experience
Wells Fargo Advisors October 1999 - Present
Paine Webber 1995 - 1999
M.L.Stern 1981 - 1994
Skills
Municipal and Corporate..., Financial Advisor
Education
University of Cape Town 1974 — 1977
Bachelor of Commerce (B.Com.), Finance, General
UCLA Extension
Certified Financial Planner, Financial Planning and Services
Wells Fargo Advisors October 1999 - Present
Paine Webber 1995 - 1999
M.L.Stern 1981 - 1994
Skills
Municipal and Corporate..., Financial Advisor
Education
University of Cape Town 1974 — 1977
Bachelor of Commerce (B.Com.), Finance, General
UCLA Extension
Certified Financial Planner, Financial Planning and Services
Charlie Plimpton Charlie Plimpton's Paine Webber Experience February 1981 - February 1984
Job Retired from Citigroup Global Markets Inc
Industry Capital Markets
Experience
Retired June 2012 - Present
Citigroup Global Markets Inc August 2002 - August 2012
Merrill Lynch August 1997 - August 2002
Nuveen Investments February 1984 - August 1997
Paine Webber February 1981 - February 1984
The Northern Trust Company July 1977 - February 1981
Skills
Finance, Investments, Nonprofits, Fixed Income, Corporate Finance, Capital Markets, Hedge Funds, Healthcare, Equities, Private Equity, Alternative Investments, Venture Capital, Financial Modeling, Bonds, Financial Analysis, Portfolio Management
Education
Dartmouth College - The Tuck School of Business at Dartmouth 1975 — 1977
Masters of Business Administration, Accounting and Finance
University of Pennsylvania 1967 — 1971
Bachelor of Arts (BA), History
Retired June 2012 - Present
Citigroup Global Markets Inc August 2002 - August 2012
Merrill Lynch August 1997 - August 2002
Nuveen Investments February 1984 - August 1997
Paine Webber February 1981 - February 1984
The Northern Trust Company July 1977 - February 1981
Skills
Finance, Investments, Nonprofits, Fixed Income, Corporate Finance, Capital Markets, Hedge Funds, Healthcare, Equities, Private Equity, Alternative Investments, Venture Capital, Financial Modeling, Bonds, Financial Analysis, Portfolio Management
Education
Dartmouth College - The Tuck School of Business at Dartmouth 1975 — 1977
Masters of Business Administration, Accounting and Finance
University of Pennsylvania 1967 — 1971
Bachelor of Arts (BA), History
Kevin Depew Kevin Depew's Paine Webber Experience 1996 - 1998
Job Director of Thought Leadership at McGladrey
Industry Writing and Editing
Experience
McGladrey October 2014 - Present
Bloomberg L.P. November 2011 - October 2014
Minyanville Media September 2009 - October 2011
Minyanville Multimedia May 2005 - September 2009
Dorsey, Wright & Associates January 2000 - April 2005
A.G. Edwards 1998 - 2000
Paine Webber 1996 - 1998
Daily Racing Form 1992 - 1996
Skills
Editing, Social Media, Blogging, Editorial, Content Strategy, Web Content, Copy Editing, Feature Articles, Publishing, Content Management, New Media, Digital Media, LinkedIn Endorser, Newsletters, Television, Storytelling, Newspapers, Journalism, Creative Writing, Publications, Online Marketing, SEO, Content Development, Online Journalism, Business Journalism, Magazines, WordPress, Online Publishing, Copywriting, News Writing, Writing, Management, Investments, Advertising, Social Media Marketing, Analysis
Education
University of Kentucky 1991 — 1992
BA
St. John's College (MD) 1987 — 1990
McGladrey October 2014 - Present
Bloomberg L.P. November 2011 - October 2014
Minyanville Media September 2009 - October 2011
Minyanville Multimedia May 2005 - September 2009
Dorsey, Wright & Associates January 2000 - April 2005
A.G. Edwards 1998 - 2000
Paine Webber 1996 - 1998
Daily Racing Form 1992 - 1996
Skills
Editing, Social Media, Blogging, Editorial, Content Strategy, Web Content, Copy Editing, Feature Articles, Publishing, Content Management, New Media, Digital Media, LinkedIn Endorser, Newsletters, Television, Storytelling, Newspapers, Journalism, Creative Writing, Publications, Online Marketing, SEO, Content Development, Online Journalism, Business Journalism, Magazines, WordPress, Online Publishing, Copywriting, News Writing, Writing, Management, Investments, Advertising, Social Media Marketing, Analysis
Education
University of Kentucky 1991 — 1992
BA
St. John's College (MD) 1987 — 1990
Pete Carmichael's Paine Webber Experience 1997 - 1999
Job Manager, Great Park Planning and Development
Industry Real Estate
Experience
City of Irvine March 2015 - Present
City of Redondo Beach 2011 - 2015
Arch Bay Capital 2009 - 2011
John Laing Homes, Luxury / Emaar Properties 2006 - 2009
John Laing Homes, Luxury 2006 - 2009
The Olson Company 2004 - 2005
McMaster-Carr Supply Company 1999 - 2004
Paine Webber 1997 - 1999
Skills
Real Estate, Strategic Planning, Asset Managment, Budgets, Financial Modeling, Negotiation, Financial Analysis, Real Estate Development, Leadership, Real Estate Economics, Asset Management, Marketing, Disposition, Strategy, Business Development, Management, Market Research, Market Analysis, Business Planning, Due Diligence, Real Estate Transactions, Investments, Mergers & Acquisitions
Education
UCLA Anderson School of Management
MBA, Real Estate and Finance
University of California, Los Angeles
Bachelor of Arts (B.A.)
City of Irvine March 2015 - Present
City of Redondo Beach 2011 - 2015
Arch Bay Capital 2009 - 2011
John Laing Homes, Luxury / Emaar Properties 2006 - 2009
John Laing Homes, Luxury 2006 - 2009
The Olson Company 2004 - 2005
McMaster-Carr Supply Company 1999 - 2004
Paine Webber 1997 - 1999
Skills
Real Estate, Strategic Planning, Asset Managment, Budgets, Financial Modeling, Negotiation, Financial Analysis, Real Estate Development, Leadership, Real Estate Economics, Asset Management, Marketing, Disposition, Strategy, Business Development, Management, Market Research, Market Analysis, Business Planning, Due Diligence, Real Estate Transactions, Investments, Mergers & Acquisitions
Education
UCLA Anderson School of Management
MBA, Real Estate and Finance
University of California, Los Angeles
Bachelor of Arts (B.A.)
Mary Emily Polston Mary Emily Polston's Paine Webber Experience August 1993 - September 1999
Job Luxury Goods & Jewelry Professional
Industry Luxury Goods & Jewelry
Experience
M's Gems May 2005 - Present
El Tiempo Cantina October 1999 - August 2003
Paine Webber August 1993 - September 1999
Skills
marketing, Restaurant Management, Volunteer Organization
Education
Stephens College 1993 — 1997
bachelors of science, early childhood ed. and adolescent psychology
The Purnell school 1990 — 1993
high school, Boarding school for girls
M's Gems May 2005 - Present
El Tiempo Cantina October 1999 - August 2003
Paine Webber August 1993 - September 1999
Skills
marketing, Restaurant Management, Volunteer Organization
Education
Stephens College 1993 — 1997
bachelors of science, early childhood ed. and adolescent psychology
The Purnell school 1990 — 1993
high school, Boarding school for girls
Joseph Giuliani Joseph Giuliani's Paine Webber Experience 1990 - 1993
Job Investment Banking Professional
Industry Investment Banking
Experience
NW Capital Markets Inc 2012 - Present
Murphy & Durieu 2002 - 2012
Hartfield, Titus, & Donnelly 1993 - 2002
Paine Webber 1990 - 1993
Shearson Lehman Brothers 1985 - 1990
Skills
Fixed Income, Trading, Securities, Municpal Bond Trading, Muncipal Bond..., Bond Sales, FINRA Series 7 & 63, Sales, Bond Brokering, FINRA, Banking, Bonds, Series 7, Bloomberg, Municipalities, Series 63, Capital Markets, Investment Banking, Investments, Financial Modeling
Education
The College of New Jersey
Bachelor of Science (B.S.), Business Administration and Management, General
NW Capital Markets Inc 2012 - Present
Murphy & Durieu 2002 - 2012
Hartfield, Titus, & Donnelly 1993 - 2002
Paine Webber 1990 - 1993
Shearson Lehman Brothers 1985 - 1990
Skills
Fixed Income, Trading, Securities, Municpal Bond Trading, Muncipal Bond..., Bond Sales, FINRA Series 7 & 63, Sales, Bond Brokering, FINRA, Banking, Bonds, Series 7, Bloomberg, Municipalities, Series 63, Capital Markets, Investment Banking, Investments, Financial Modeling
Education
The College of New Jersey
Bachelor of Science (B.S.), Business Administration and Management, General
William Huston William Huston's Paine Webber Experience 1986 - 2000
Job Business Analyst
Industry Pharmaceuticals
Experience
Express Scripts 2013 - Present
UBS Investment Bank 2001 - 2012
Paine Webber 1986 - 2000
Chase Manhattan Bank N.A. 1986 - 1986
CHASE MANHATTAN BANK 1984 - 1986
Skills
Equities, Prime Brokerage, Electronic Trading, Investment Banking, Equity Derivatives, Securities, Business Analysis, Analysis, Financial Markets, Market Data, Wealth Management, Back Office
Education
Susquehanna University
Bachelor Science, Finance
Express Scripts 2013 - Present
UBS Investment Bank 2001 - 2012
Paine Webber 1986 - 2000
Chase Manhattan Bank N.A. 1986 - 1986
CHASE MANHATTAN BANK 1984 - 1986
Skills
Equities, Prime Brokerage, Electronic Trading, Investment Banking, Equity Derivatives, Securities, Business Analysis, Analysis, Financial Markets, Market Data, Wealth Management, Back Office
Education
Susquehanna University
Bachelor Science, Finance
Patricia Bass Peterson Patricia Bass Peterson's Paine Webber Experience 1991 - 1998
Job First Vice President Investment Officer at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC 2009 - Present
Wachovia Securities 2004 - 2009
Prudential Securities 1998 - 2003
Paine Webber 1991 - 1998
Rotan Mosle 1990 - 1991
Dean Witter Reynolds 1984 - 1990
Skills
Business Services, Retirement Planning for..., Estate Investment..., Retirement Planning, Investment Planning
Education
University of North Texas 1980 — 1982
Bachelor of Business Administration (BBA)
The University of Texas at San Antonio 1978 — 1980
Wells Fargo Advisors, LLC 2009 - Present
Wachovia Securities 2004 - 2009
Prudential Securities 1998 - 2003
Paine Webber 1991 - 1998
Rotan Mosle 1990 - 1991
Dean Witter Reynolds 1984 - 1990
Skills
Business Services, Retirement Planning for..., Estate Investment..., Retirement Planning, Investment Planning
Education
University of North Texas 1980 — 1982
Bachelor of Business Administration (BBA)
The University of Texas at San Antonio 1978 — 1980
Olivier Benatar Olivier Benatar's Paine Webber Experience 1993 - 1994
Job Head of Funding Programs and Investor Relations
Industry Banking
Experience
Dexia September 2009 - Present
Dexia January 2006 - August 2009
UBS Investment Bank May 2001 - October 2005
JP Morgan September 2000 - May 2001
Societe Generale January 1997 - September 2000
Morgan Stanley Smith Barney 1994 - 1997
Paine Webber 1993 - 1994
Skills
FX, Structured Products, Bonds, Funding, Investor Relations, Derivatives, Options, Fixed Income, Interest Rate..., Credit, Origination, FX Options
Education
Université Paris Dauphine 1988 — 1993
Post Graduate Degree (DESS 203), Financial Markets
Dexia September 2009 - Present
Dexia January 2006 - August 2009
UBS Investment Bank May 2001 - October 2005
JP Morgan September 2000 - May 2001
Societe Generale January 1997 - September 2000
Morgan Stanley Smith Barney 1994 - 1997
Paine Webber 1993 - 1994
Skills
FX, Structured Products, Bonds, Funding, Investor Relations, Derivatives, Options, Fixed Income, Interest Rate..., Credit, Origination, FX Options
Education
Université Paris Dauphine 1988 — 1993
Post Graduate Degree (DESS 203), Financial Markets
Johana Huff Johana Huff's Paine Webber Experience August 1988 - June 1992
Job Independent Financial Advisor at Calton & Assoc.
Industry Financial Services
Experience
Calton & Assoc. of Austin January 2012 - Present
Choice Investments-Choice Advisory Group June 1992 - December 2011
Paine Webber August 1988 - June 1992
Skills
Investment Advisory, Financial Advisory, Investment Strategies, Wealth Management, Investments, Alternative Investments, Financial Planning
Education
The University of Texas at Austin
BA, Languages
Calton & Assoc. of Austin January 2012 - Present
Choice Investments-Choice Advisory Group June 1992 - December 2011
Paine Webber August 1988 - June 1992
Skills
Investment Advisory, Financial Advisory, Investment Strategies, Wealth Management, Investments, Alternative Investments, Financial Planning
Education
The University of Texas at Austin
BA, Languages
Martim De Arantes Oliveira Martim De Arantes Oliveira's Paine Webber Experience 1998 - 2000
Job Regional Managing Director at Ascent Private Capital Management of U.S. Bank
Industry Financial Services
Experience
Ascent Private Capital Management April 2013 - Present
Silver Bridge Advisors, LLC July 2010 - April 2013
H&S Financial Advisors LLC 2000 - September 2010
Paine Webber 1998 - 2000
Union Bank of Switzerland 1996 - 1998
Skills
Wealth Management, Asset Allocation, Investments, Portfolio Management, Strategic Planning, Strategic Financial..., Marketing, Marketing Strategy, Business Analysis, Mergers, Business Strategy, Financial Analysis, Event Planning, Start-ups, Management Consulting
Education
The College of Law 1994 — 1995
University College London, U. of London 1990 — 1994
Bachelor of Arts (B.A.), Philosophy
Downside School
Downside School
Downside School
Ascent Private Capital Management April 2013 - Present
Silver Bridge Advisors, LLC July 2010 - April 2013
H&S Financial Advisors LLC 2000 - September 2010
Paine Webber 1998 - 2000
Union Bank of Switzerland 1996 - 1998
Skills
Wealth Management, Asset Allocation, Investments, Portfolio Management, Strategic Planning, Strategic Financial..., Marketing, Marketing Strategy, Business Analysis, Mergers, Business Strategy, Financial Analysis, Event Planning, Start-ups, Management Consulting
Education
The College of Law 1994 — 1995
University College London, U. of London 1990 — 1994
Bachelor of Arts (B.A.), Philosophy
Downside School
Downside School
Downside School
Mike Selender Mike Selender's Paine Webber Experience 1990 - 1995
Job Technical Analyst at Chubb
Industry Insurance
Experience
Chubb Group of Insurance Companies 2002 - Present
SetFocus 2002 - 2002
Merrill Lynch 2000 - 2002
Mellon Investor Services 1999 - 2000
Lehman Brothers 1995 - 1999
Paine Webber 1990 - 1995
ADP 1989 - 1990
MetLife 1987 - 1990
Skills
Java, Software Development, Visual Basic, VB.NET, Databases, C, SDLC, Visio, SQL, Vendor Management, Business Analysis, Requirements Analysis, Microsoft SQL Server, JavaScript, SharePoint, XML, Software Project..., Project Management, Strategic Planning, Training, Microsoft Excel, Python, R, Data Visualization, Data Analysis, Scala, Android, Objective C, Oracle, ArcGIS
Education
State University of New York at New Paltz 1977 — 1980
MA, Botany
State University of New York College of Environmental Sciences and Forestry 1974 — 1976
BS, Botany
Syracuse University 1974 — 1976
BS, Botany
Chubb Group of Insurance Companies 2002 - Present
SetFocus 2002 - 2002
Merrill Lynch 2000 - 2002
Mellon Investor Services 1999 - 2000
Lehman Brothers 1995 - 1999
Paine Webber 1990 - 1995
ADP 1989 - 1990
MetLife 1987 - 1990
Skills
Java, Software Development, Visual Basic, VB.NET, Databases, C, SDLC, Visio, SQL, Vendor Management, Business Analysis, Requirements Analysis, Microsoft SQL Server, JavaScript, SharePoint, XML, Software Project..., Project Management, Strategic Planning, Training, Microsoft Excel, Python, R, Data Visualization, Data Analysis, Scala, Android, Objective C, Oracle, ArcGIS
Education
State University of New York at New Paltz 1977 — 1980
MA, Botany
State University of New York College of Environmental Sciences and Forestry 1974 — 1976
BS, Botany
Syracuse University 1974 — 1976
BS, Botany
Ariel Acuna Ariel Acuna's Paine Webber Experience 1994 - 1997
Job Owner, LTG Capital, LLC
Industry Financial Services
Experience
LTG Capital, LLC 2003 - Present
Shepherd, Kaplan & Acuna, LLC 1997 - 2003
Paine Webber 1994 - 1997
Bank of America 1987 - 1992
Education
The Tuck School of Business at Dartmouth
MBA
University of California, Berkeley
MA, Economics
University of Pennsylvania - The Wharton School
Certified Investment Management Analyst
University of Pittsburgh
Center for Fiduciary Studies, Accredited Investment Fiduciary
LTG Capital, LLC 2003 - Present
Shepherd, Kaplan & Acuna, LLC 1997 - 2003
Paine Webber 1994 - 1997
Bank of America 1987 - 1992
Education
The Tuck School of Business at Dartmouth
MBA
University of California, Berkeley
MA, Economics
University of Pennsylvania - The Wharton School
Certified Investment Management Analyst
University of Pittsburgh
Center for Fiduciary Studies, Accredited Investment Fiduciary
Stewart Rose's Paine Webber Experience May 1974 - May 1977
Job President at Truebridge Financial Marketing
Industry Marketing and Advertising
Experience
Truebridge Financial Marketing March 1999 - Present
KFS Financial March 1995 - March 1999
Fidelity Investments May 1991 - January 1995
Citicorp May 1988 - May 1991
Citicorp June 1984 - May 1988
McCann Erickson December 1980 - April 1984
Dean Witter Reynolds Inc. June 1977 - November 1980
Paine Webber May 1974 - May 1977
Skills
Management, Sales, Financial Services, CRM, Wealth Management, Investments, Series 7, Retirement Planning, Portfolio Management, Public Speaking, Mutual Funds, Executive Management, Banking, Insurance, Life Insurance, Strategy
Education
The University of Kansas 1967 — 1970
AB, Economics
Truebridge Financial Marketing March 1999 - Present
KFS Financial March 1995 - March 1999
Fidelity Investments May 1991 - January 1995
Citicorp May 1988 - May 1991
Citicorp June 1984 - May 1988
McCann Erickson December 1980 - April 1984
Dean Witter Reynolds Inc. June 1977 - November 1980
Paine Webber May 1974 - May 1977
Skills
Management, Sales, Financial Services, CRM, Wealth Management, Investments, Series 7, Retirement Planning, Portfolio Management, Public Speaking, Mutual Funds, Executive Management, Banking, Insurance, Life Insurance, Strategy
Education
The University of Kansas 1967 — 1970
AB, Economics
Jaime Page Jaime Page's Paine Webber Experience August 1998 - October 2000
Job Freelance writer/editor at Various
Industry Writing and Editing
Experience
Various 2012 - Present
Pearson North America March 2009 - Present
Express Scripts January 2012 - May 2012
Red Carpet Brownies December 2010 - 2012
UBS August 2004 - March 2006
UBS October 2000 - August 2004
Paine Webber August 1998 - October 2000
Skills
Food, Social Media, Microsoft Excel, Magazine Articles, Journalism, Blogging, Creative Writing, Marketing Communications, Social Media Marketing, Social Networking, Microsoft Office, Customer Service, Event Management, PowerPoint, Microsoft Word, Marketing, Marketing Strategy, Event Planning, Sales, Promotions, Online Marketing, Copywriting, Public Relations
Education
Stevens Institute of Technology 2001 — 2004
MIS, Information Management
Various 2012 - Present
Pearson North America March 2009 - Present
Express Scripts January 2012 - May 2012
Red Carpet Brownies December 2010 - 2012
UBS August 2004 - March 2006
UBS October 2000 - August 2004
Paine Webber August 1998 - October 2000
Skills
Food, Social Media, Microsoft Excel, Magazine Articles, Journalism, Blogging, Creative Writing, Marketing Communications, Social Media Marketing, Social Networking, Microsoft Office, Customer Service, Event Management, PowerPoint, Microsoft Word, Marketing, Marketing Strategy, Event Planning, Sales, Promotions, Online Marketing, Copywriting, Public Relations
Education
Stevens Institute of Technology 2001 — 2004
MIS, Information Management
Paul Fleming, CFA, CAIA Paul Fleming, CFA, CAIA's Paine Webber Experience 1995 - 1995
Job Director of Investment Research at Mirador Family Wealth Advisors
Industry Investment Management
Experience
Mirador Family Wealth Advisors (Division of Fifth Third Private Bank) June 2009 - Present
Fifth Third Private Bank February 2006 - June 2009
UBS Warburg July 1999 - January 2003
J.C. Bradford July 1999 - July 2000
Olde Financial (HR Block) October 1995 - April 1999
Paine Webber 1995 - 1995
Paine Webber 1995 - 1995
Skills
Asset Allocation, Investment Strategies, Portfolio Management, Equities, Hedging, Wealth, Alternative Investments, Equity Research, Hedge Funds, Asset Managment, Investment Management, Wealth Management, Mutual Funds, Bloomberg, Fixed Income, Options, Investments, Investment Advisory, Equity Trading, Securities, Asset Management, Cash Management, Strategic Financial..., Derivatives, Capital Markets, High Net Worth..., Risk Management, Bonds, ETFs, Trading, Finance, Retirement Planning, Series 63, Series 7
Education
The Ohio State University 1991 — 1994
B.S., Financial Management
The University of Akron
Mirador Family Wealth Advisors (Division of Fifth Third Private Bank) June 2009 - Present
Fifth Third Private Bank February 2006 - June 2009
UBS Warburg July 1999 - January 2003
J.C. Bradford July 1999 - July 2000
Olde Financial (HR Block) October 1995 - April 1999
Paine Webber 1995 - 1995
Paine Webber 1995 - 1995
Skills
Asset Allocation, Investment Strategies, Portfolio Management, Equities, Hedging, Wealth, Alternative Investments, Equity Research, Hedge Funds, Asset Managment, Investment Management, Wealth Management, Mutual Funds, Bloomberg, Fixed Income, Options, Investments, Investment Advisory, Equity Trading, Securities, Asset Management, Cash Management, Strategic Financial..., Derivatives, Capital Markets, High Net Worth..., Risk Management, Bonds, ETFs, Trading, Finance, Retirement Planning, Series 63, Series 7
Education
The Ohio State University 1991 — 1994
B.S., Financial Management
The University of Akron
Jay Nedell Jay Nedell's Paine Webber Experience January 2007 - August 2007
Job Jay Nedell
Industry Information Technology and Services
Experience
Jay Nedell September 2009 - Present
E-commerce management consulting September 2009 - Present
Independent Consultant May 2012 - January 2014
Randa Accessories November 2007 - September 2009
Randa Corp January 2007 - September 2009
Paine Webber January 2007 - August 2007
Paragon Sports January 1999 - January 2007
Paragon Sports January 1999 - January 2007
Paine Webber January 1997 - January 1998
Paragon Sports January 1997 - January 1998
Skills
E-commerce, Online Marketing, Email Marketing, Integrated Marketing, SEO, Google Analytics, SEM, Analytics, PPC, Strategy, Competitive Analysis, User Experience, Strategic Planning, Marketing, Social Networking, Web Marketing, Management
Education
University of Arkansas School of Law, Fayetteville 1971 — 1974
Juris Doctorate
University Of Maryland
Bachelor of Arts
University Of Maryland
Bachelor, Arts
University of Arkansas School of Law
Juris Doctorate
Jay Nedell September 2009 - Present
E-commerce management consulting September 2009 - Present
Independent Consultant May 2012 - January 2014
Randa Accessories November 2007 - September 2009
Randa Corp January 2007 - September 2009
Paine Webber January 2007 - August 2007
Paragon Sports January 1999 - January 2007
Paragon Sports January 1999 - January 2007
Paine Webber January 1997 - January 1998
Paragon Sports January 1997 - January 1998
Skills
E-commerce, Online Marketing, Email Marketing, Integrated Marketing, SEO, Google Analytics, SEM, Analytics, PPC, Strategy, Competitive Analysis, User Experience, Strategic Planning, Marketing, Social Networking, Web Marketing, Management
Education
University of Arkansas School of Law, Fayetteville 1971 — 1974
Juris Doctorate
University Of Maryland
Bachelor of Arts
University Of Maryland
Bachelor, Arts
University of Arkansas School of Law
Juris Doctorate
Robin Peel Joe Robin Peel Joe's Paine Webber Experience January 2000 - January 2003
Job Vice President, Operations at Riley Hutto Wealth Management
Industry Financial Services
Experience
Riley Wealth Management, LLC January 2008 - Present
Raymond James January 2003 - January 2008
Paine Webber January 2000 - January 2003
UBS January 2000 - January 2003
Merrill Lynch January 1992 - January 1996
Education
The University of Texas at Arlington
Riley Wealth Management, LLC January 2008 - Present
Raymond James January 2003 - January 2008
Paine Webber January 2000 - January 2003
UBS January 2000 - January 2003
Merrill Lynch January 1992 - January 1996
Education
The University of Texas at Arlington
William Riley William Riley's Paine Webber Experience January 2000 - January 2003
Job Chief Executive Officer, Chief Compliance Officer at Riley Wealth Management, LLC
Industry Financial Services
Experience
Riley Wealth Management, LLC January 2008 - Present
Raymond James January 2003 - January 2008
Raymond James January 2003 - January 2008
Raymond James Financial Inc. January 2000 - January 2008
Paine Webber January 2000 - January 2003
UBS January 2000 - January 2003
Merrill Lynch January 1992 - January 1996
Skills
Financial Planning, Portfolio Management, Wealth, Wealth Management, Retirement Planning, Series 7, Tax, Alternative Investments, Asset Management, Mutual Funds, Securities, Estate Planning, Compliance, Equities, Mergers, Annuities, Risk Management, Investments, Investment Advisory, Funding, Series 63, Insurance, Coaching, Financial Advisory, Planning, Retirement, Process Improvement, Strategic Planning, Small Business, Financial Analysis, Customer Relations, Business Planning, Team Building, Analysis, Asset Allocation, Budgeting, Investment Strategies, Asset Protection, Institutional, ETFs, Finance, Fixed Annuities, Mergers, Strategic Financial..., Wealth Management...
Education
Texas Christian University 1969 — 1971
BBA, Business
fort worth country day 1966 — 1969
eastern hills high
Riley Wealth Management, LLC January 2008 - Present
Raymond James January 2003 - January 2008
Raymond James January 2003 - January 2008
Raymond James Financial Inc. January 2000 - January 2008
Paine Webber January 2000 - January 2003
UBS January 2000 - January 2003
Merrill Lynch January 1992 - January 1996
Skills
Financial Planning, Portfolio Management, Wealth, Wealth Management, Retirement Planning, Series 7, Tax, Alternative Investments, Asset Management, Mutual Funds, Securities, Estate Planning, Compliance, Equities, Mergers, Annuities, Risk Management, Investments, Investment Advisory, Funding, Series 63, Insurance, Coaching, Financial Advisory, Planning, Retirement, Process Improvement, Strategic Planning, Small Business, Financial Analysis, Customer Relations, Business Planning, Team Building, Analysis, Asset Allocation, Budgeting, Investment Strategies, Asset Protection, Institutional, ETFs, Finance, Fixed Annuities, Mergers, Strategic Financial..., Wealth Management...
Education
Texas Christian University 1969 — 1971
BBA, Business
fort worth country day 1966 — 1969
eastern hills high
Jerry Bennardo Jerry Bennardo's Paine Webber Experience September 1985 - August 1989
Job Director of Financial Products Development at JTH Financial, LLC
Industry Information Technology and Services
Experience
JTH Financial, LLC September 2012 - Present
JTH Financial, LLC July 2011 - September 2012
Pilot Media January 2011 - July 2012
Lillian Vernon April 2008 - January 2011
Lillian Vernon March 2000 - April 2008
Lillian Vernon April 1994 - March 2000
Lillian Vernon March 1993 - April 1994
Lillian Vernon November 1989 - March 1993
Paine Webber September 1985 - August 1989
Skills
Microsoft SQL Server, Visio, Databases, Business Analysis, Program Management, JavaScript, Analysis, XML, SharePoint, Process Improvement, C#
Education
Various 1989 — 2000
IT
Tidewater Community College
Health Information Technology
JTH Financial, LLC September 2012 - Present
JTH Financial, LLC July 2011 - September 2012
Pilot Media January 2011 - July 2012
Lillian Vernon April 2008 - January 2011
Lillian Vernon March 2000 - April 2008
Lillian Vernon April 1994 - March 2000
Lillian Vernon March 1993 - April 1994
Lillian Vernon November 1989 - March 1993
Paine Webber September 1985 - August 1989
Skills
Microsoft SQL Server, Visio, Databases, Business Analysis, Program Management, JavaScript, Analysis, XML, SharePoint, Process Improvement, C#
Education
Various 1989 — 2000
IT
Tidewater Community College
Health Information Technology
Raina Ranaghan's Paine Webber Experience June 1995 - December 1995
Job Career Services & Recruiting Professional
Industry Government Administration
Experience
New York State Department of Labor / Rockland County Career Center September 2012 - Present
Pinegrove Country Day School August 2008 - August 2012
College of New Rochelle September 2000 - December 2007
Iona College August 2003 - May 2004
Polytechnic Institute of New York University (previously Polytechnic University) October 2000 - January 2003
Analysts International Corporation (AIC) March 1997 - October 2000
Paine Webber June 1995 - December 1995
Yasuda Trust and Banking Co., Ltd January 1995 - June 1995
Skills
Career Counseling, Career Development, Job Search, Interviews, Job Coaching, Workshop Facilitation, Teaching, Public Speaking, Coaching, Career Management, Personal Development, Workshop Development, Career Transitions, Researching, Career Exploration, Interview Preparation, Human Resources, Curriculum Design, Recruiting, Career Assessment, Mock Interviews, Social Media, Resume Writing, Training, Program Development, Community Outreach, Job Search Strategies, Higher Education
Education
The College of New Rochelle
Masters of Science, Career Development
State University of New York College at Cortland
Bachelor of Arts (BA), Sociology, Minor: Communications
New York State Department of Labor / Rockland County Career Center September 2012 - Present
Pinegrove Country Day School August 2008 - August 2012
College of New Rochelle September 2000 - December 2007
Iona College August 2003 - May 2004
Polytechnic Institute of New York University (previously Polytechnic University) October 2000 - January 2003
Analysts International Corporation (AIC) March 1997 - October 2000
Paine Webber June 1995 - December 1995
Yasuda Trust and Banking Co., Ltd January 1995 - June 1995
Skills
Career Counseling, Career Development, Job Search, Interviews, Job Coaching, Workshop Facilitation, Teaching, Public Speaking, Coaching, Career Management, Personal Development, Workshop Development, Career Transitions, Researching, Career Exploration, Interview Preparation, Human Resources, Curriculum Design, Recruiting, Career Assessment, Mock Interviews, Social Media, Resume Writing, Training, Program Development, Community Outreach, Job Search Strategies, Higher Education
Education
The College of New Rochelle
Masters of Science, Career Development
State University of New York College at Cortland
Bachelor of Arts (BA), Sociology, Minor: Communications
Bruce A Porter Bruce A Porter's Paine Webber Experience 1993 - 1995
Job Vice President at Laidlaw & Co. (UK) Ltd.
Industry Financial Services
Experience
Laidlaw & Co. (UK) Ltd. March 2009 - Present
Porter Investment Group LLC May 1988 - April 2009
Paine Webber 1993 - 1995
Prudential Securities 1990 - 1993
Skills
Investments, Securities, Financial Planning, Bonds, Fixed Income, Annuities, High Net Worth..., Equities, Portfolio Management, Alternative Investments, Wealth Management, Series 7, Investment Strategies, Asset Allocation, Asset Management, Mutual Funds, Retirement Planning, Investment Banking, Fixed Annuities, Financial Advisory, Hedge Funds, Strategic Financial..., ETFs, Series 63, Finance, Investment Advisory, FINRA, Trading, Management, Capital Markets, Financial Services, Private Equity
Education
The Sage Colleges-Sage College of Albany 1970 — 1974
Accounting Bus Admin
Albany Business College 1970 — 1972
Associates, Accounting Bus Admin
Laidlaw & Co. (UK) Ltd. March 2009 - Present
Porter Investment Group LLC May 1988 - April 2009
Paine Webber 1993 - 1995
Prudential Securities 1990 - 1993
Skills
Investments, Securities, Financial Planning, Bonds, Fixed Income, Annuities, High Net Worth..., Equities, Portfolio Management, Alternative Investments, Wealth Management, Series 7, Investment Strategies, Asset Allocation, Asset Management, Mutual Funds, Retirement Planning, Investment Banking, Fixed Annuities, Financial Advisory, Hedge Funds, Strategic Financial..., ETFs, Series 63, Finance, Investment Advisory, FINRA, Trading, Management, Capital Markets, Financial Services, Private Equity
Education
The Sage Colleges-Sage College of Albany 1970 — 1974
Accounting Bus Admin
Albany Business College 1970 — 1972
Associates, Accounting Bus Admin
Daniel M. Polizzano Daniel M. Polizzano's Paine Webber Experience December 1998 - June 2000
Job President, Wealth Management at Pinnacle Advisors, Wealth Management Planning/Financial Planning Specialist
Industry Financial Services
Experience
Pinnacle Advisors, Wealth Management Planning November 2012 - Present
Morgan Stanley Smith Barney January 2009 - November 2012
Citi Smith Barney July 2006 - December 2008
Smith Barney June 2000 - June 2006
Paine Webber December 1998 - June 2000
Paine Webber July 1997 - December 1998
Sheason Lehman Bros May 1992 - July 1997
Sheason Lehman Bros December 1989 - December 1991
Skills
Wealth Management, Investments, Estate Planning, Strategic Financial..., Finance, Retirement Planning, Series 7, Asset Allocation, Mutual Funds, Series 63, Financial Services, Securities, High Net Worth..., 401k, Retirement, Series 65, Financial Advisory, Portfolio Management, Asset Management, Investment Advisory
Education
Seton Hall University
BS
Seton Hall University
Master's Degree
Pinnacle Advisors, Wealth Management Planning November 2012 - Present
Morgan Stanley Smith Barney January 2009 - November 2012
Citi Smith Barney July 2006 - December 2008
Smith Barney June 2000 - June 2006
Paine Webber December 1998 - June 2000
Paine Webber July 1997 - December 1998
Sheason Lehman Bros May 1992 - July 1997
Sheason Lehman Bros December 1989 - December 1991
Skills
Wealth Management, Investments, Estate Planning, Strategic Financial..., Finance, Retirement Planning, Series 7, Asset Allocation, Mutual Funds, Series 63, Financial Services, Securities, High Net Worth..., 401k, Retirement, Series 65, Financial Advisory, Portfolio Management, Asset Management, Investment Advisory
Education
Seton Hall University
BS
Seton Hall University
Master's Degree
Colm Quinn Colm Quinn's Paine Webber Experience 1990 - 1993
Job Software Engineer
Industry Computer Software
Experience
Sonus Networks October 2013 - April 2015
OneTok February 2012 - October 2013
Citrix Online 2008 - February 2012
Vapps 2006 - 2008
Seneca Technology 2003 - 2006
CCH 2001 - 2003
Information Builders 1993 - 2001
Paine Webber 1990 - 1993
BT Applied Technology 1987 - 1990
Skills
Software Development, C++, Linux, Audio Engineering, Audio Processing, Java, Databases, Shell Scripting, REST, TCP/IP, Open Source, SIP, VoIP, Unix, Mobile Devices, Bash
Education
Trinity College Dublin 1981 — 1985
BA
Sonus Networks October 2013 - April 2015
OneTok February 2012 - October 2013
Citrix Online 2008 - February 2012
Vapps 2006 - 2008
Seneca Technology 2003 - 2006
CCH 2001 - 2003
Information Builders 1993 - 2001
Paine Webber 1990 - 1993
BT Applied Technology 1987 - 1990
Skills
Software Development, C++, Linux, Audio Engineering, Audio Processing, Java, Databases, Shell Scripting, REST, TCP/IP, Open Source, SIP, VoIP, Unix, Mobile Devices, Bash
Education
Trinity College Dublin 1981 — 1985
BA
Carrie Foley's Paine Webber Experience 1998 - 1999
Job IDS IDIQ Contracts Manager at Raytheon
Industry Defense & Space
Experience
Raytheon May 2013 - Present
Raytheon Network Centric Systems 2005 - Present
EG&G Technical Services 2001 - 2005
EG&G Technical Services 2001 - 2005
Donaldson, Lufkin & Jenrette 1999 - 2001
Paine Webber 1998 - 1999
CSC at JPMorgan 1995 - 1999
Skills
C4ISR, Cross-functional Team..., Defence, Defense, DoD, Earned Value Management, Government Contracting, Information Assurance, Management, National Security, Proposal Writing, Program Management, Security Clearance, Strategic Planning, Strategy, Systems Engineering
Education
Tri-State University
Political Science
Raytheon May 2013 - Present
Raytheon Network Centric Systems 2005 - Present
EG&G Technical Services 2001 - 2005
EG&G Technical Services 2001 - 2005
Donaldson, Lufkin & Jenrette 1999 - 2001
Paine Webber 1998 - 1999
CSC at JPMorgan 1995 - 1999
Skills
C4ISR, Cross-functional Team..., Defence, Defense, DoD, Earned Value Management, Government Contracting, Information Assurance, Management, National Security, Proposal Writing, Program Management, Security Clearance, Strategic Planning, Strategy, Systems Engineering
Education
Tri-State University
Political Science
Patricia (Patsy) Epifano (Jospe)'s Paine Webber Experience 1992 - 1995
Job
Industry Biotechnology
Experience
UCLA September 2014 - Present
DataBizz LLC February 2012 - Present
Amgen June 2012 - August 2012
Bank of America March 2012 - June 2012
Intuit March 2011 - February 2012
Digital Insight March 2006 - February 2012
The Zenith January 2004 - March 2006
BASF Corp October 1994 - December 2003
Paine Webber 1992 - 1995
Tyco International November 1987 - February 1992
Skills
Data Warehouse..., ETL, Data Architecture, Information Architecture, Information Management, Technical Writing, Relational Data Modeling, ODS, Communication, Requirement..., Business Analysis, Data Analysis, Database Design, Master Data Management, Enterprise Architecture, Data Warehousing, Data Modeling, SDLC, Visio, Data Integration, Databases, Analytics, Data Governance, Architecture, Architectures, Business Intelligence, Data Management, Integration, Oracle
Education
Syracuse University 1975 — 1979
BA, Music Performance
UCLA September 2014 - Present
DataBizz LLC February 2012 - Present
Amgen June 2012 - August 2012
Bank of America March 2012 - June 2012
Intuit March 2011 - February 2012
Digital Insight March 2006 - February 2012
The Zenith January 2004 - March 2006
BASF Corp October 1994 - December 2003
Paine Webber 1992 - 1995
Tyco International November 1987 - February 1992
Skills
Data Warehouse..., ETL, Data Architecture, Information Architecture, Information Management, Technical Writing, Relational Data Modeling, ODS, Communication, Requirement..., Business Analysis, Data Analysis, Database Design, Master Data Management, Enterprise Architecture, Data Warehousing, Data Modeling, SDLC, Visio, Data Integration, Databases, Analytics, Data Governance, Architecture, Architectures, Business Intelligence, Data Management, Integration, Oracle
Education
Syracuse University 1975 — 1979
BA, Music Performance
Ruben A. Balter's Paine Webber Experience February 2000 - November 2000
Job International Finance &Trade Finance, Business/Real Estate,Private Banking, Entrepreneur
Industry Real Estate
Experience
Keller Williams Beverly Hills July 2015 - Present
Balter & Asociados February 2001 - Present
JP Morgan Chase March 2006 - January 2007
Paine Webber February 2000 - November 2000
Tech Data 1995 - 1997
Skills
Investments, Banking, Portfolio Management, Real Estate, Business Strategy, Spanish, Credit, Entrepreneur, International Business..., International Business..., International Finance, Latin America, International Credit, Credit Risk, International Business, Corporate Finance, Real Estate Development, Emerging Markets, Dual Citizenship, multicultural, Financial Risk, Financial Analysis, Globalization, Argentina, Mexico, Risk Management, Private Banking, Business Development, Entrepreneurship, Management, Financial Services, Marketing, Sales, Finance, Consulting, Leadership, Asset Management, Equities, Strategic Planning, New Business Development, Negotiation, Team Building, Credit Analysis, Investment Properties, Cash Management, Team Leadership, Microsoft Office, Business Analysis, Economics, Investment Banking
Education
University of Chicago-Graham School of General Studies 2010 — 2011
Certification, Certificate in Financial Decision Making
The University of Texas at Austin 1977 — 1979
Bachelor of Arts, History/ International Business
American Commuity School-Buenos Aires
High School, College Prep
Keller Williams Beverly Hills July 2015 - Present
Balter & Asociados February 2001 - Present
JP Morgan Chase March 2006 - January 2007
Paine Webber February 2000 - November 2000
Tech Data 1995 - 1997
Skills
Investments, Banking, Portfolio Management, Real Estate, Business Strategy, Spanish, Credit, Entrepreneur, International Business..., International Business..., International Finance, Latin America, International Credit, Credit Risk, International Business, Corporate Finance, Real Estate Development, Emerging Markets, Dual Citizenship, multicultural, Financial Risk, Financial Analysis, Globalization, Argentina, Mexico, Risk Management, Private Banking, Business Development, Entrepreneurship, Management, Financial Services, Marketing, Sales, Finance, Consulting, Leadership, Asset Management, Equities, Strategic Planning, New Business Development, Negotiation, Team Building, Credit Analysis, Investment Properties, Cash Management, Team Leadership, Microsoft Office, Business Analysis, Economics, Investment Banking
Education
University of Chicago-Graham School of General Studies 2010 — 2011
Certification, Certificate in Financial Decision Making
The University of Texas at Austin 1977 — 1979
Bachelor of Arts, History/ International Business
American Commuity School-Buenos Aires
High School, College Prep
Brian Toth, CFA's Paine Webber Experience November 1995 - April 1998
Job Dedicated and ValueAdded Credit Analyst Seeking New Opportunities
Industry Financial Services
Experience
APG Asset Management February 2013 - October 2013
APG Asset Management October 2011 - April 2012
Self September 2008 - October 2011
Paloma Partners, LLP/ SBZ Select Investments, LLC July 2006 - January 2008
Babson Capital Management May 2004 - July 2006
Babson Capital Management July 2001 - May 2004
PaineWebber April 1998 - July 1999
Paine Webber November 1995 - April 1998
Paine Webber January 1994 - November 1995
Dreyfus May 1991 - January 1994
Skills
Fixed Income, Capital Markets, Investments, Portfolio Management, Alternative Investments, Equities, Financial Modeling, Hedge Funds, Strategy, Private Equity, Financial Analysis, Risk Management, Asset Management, Valuation, Bonds, Emerging Markets, Capital Structure, Leveraged Finance, Mutual Funds, Credit, Finance, Leadership, Bloomberg, Analysis, Trading, Loans, Credit Analysis, Due Diligence
Education
University of Rochester - Simon Business School 1999 — 2001
MBA, Accounting, Finance
University at Buffalo 1986 — 1990
B.S., Accounting, Finance
APG Asset Management February 2013 - October 2013
APG Asset Management October 2011 - April 2012
Self September 2008 - October 2011
Paloma Partners, LLP/ SBZ Select Investments, LLC July 2006 - January 2008
Babson Capital Management May 2004 - July 2006
Babson Capital Management July 2001 - May 2004
PaineWebber April 1998 - July 1999
Paine Webber November 1995 - April 1998
Paine Webber January 1994 - November 1995
Dreyfus May 1991 - January 1994
Skills
Fixed Income, Capital Markets, Investments, Portfolio Management, Alternative Investments, Equities, Financial Modeling, Hedge Funds, Strategy, Private Equity, Financial Analysis, Risk Management, Asset Management, Valuation, Bonds, Emerging Markets, Capital Structure, Leveraged Finance, Mutual Funds, Credit, Finance, Leadership, Bloomberg, Analysis, Trading, Loans, Credit Analysis, Due Diligence
Education
University of Rochester - Simon Business School 1999 — 2001
MBA, Accounting, Finance
University at Buffalo 1986 — 1990
B.S., Accounting, Finance
Paul Dotson's Paine Webber Experience 1994 - 1996
Job MD at TD Bank
Industry Financial Services
Experience
TD Bank June 1996 - Present
Paine Webber 1994 - 1996
Kidder Peabody 1992 - 1994
Education
The Catholic University of America 1988 — 1992
Portsmouth Abbey
TD Bank June 1996 - Present
Paine Webber 1994 - 1996
Kidder Peabody 1992 - 1994
Education
The Catholic University of America 1988 — 1992
Portsmouth Abbey
Jimmy Mallia's Paine Webber Experience January 1987 - January 1990
Job President at Dwight Andrus Employee Benefits
Industry Insurance
Experience
Dwight W. Andrus Insurance, Inc. October 1993 - Present
GreatWest Healthcare January 1990 - October 1993
Paine Webber January 1987 - January 1990
Skills
Insurance, Health Insurance, Life Insurance, Health Savings Accounts, Property & Casualty..., Healthcare, Disability Insurance, Strategic Planning, Term Life Insurance, Commercial Insurance, Employee Benefits, Whole Life, Brokers, Long-term Care, Accident
Education
The University of Texas at Austin 1983 — 1987
Bachelor’s Degree, BA in Economics / Minor in Government
Dwight W. Andrus Insurance, Inc. October 1993 - Present
GreatWest Healthcare January 1990 - October 1993
Paine Webber January 1987 - January 1990
Skills
Insurance, Health Insurance, Life Insurance, Health Savings Accounts, Property & Casualty..., Healthcare, Disability Insurance, Strategic Planning, Term Life Insurance, Commercial Insurance, Employee Benefits, Whole Life, Brokers, Long-term Care, Accident
Education
The University of Texas at Austin 1983 — 1987
Bachelor’s Degree, BA in Economics / Minor in Government
Philip Rio's Paine Webber Experience 1988 - 1995
Job Sr. Director at New York Life Investment Management
Industry Investment Management
Experience
New York Life Investment Management April 2001 - Present
Chase Securities September 1998 - November 2000
Chase Global Asset Management October 1995 - September 1998
Paine Webber 1988 - 1995
Skills
Series 7, Series 63, Alternative Investments, Asset Management, Capital Markets, Fixed Income, Bloomberg, Portfolio Management, Bonds, Investments, Equities, Derivatives, Securities, Trading, Structured Products
Education
Stony Brook University
New York Life Investment Management April 2001 - Present
Chase Securities September 1998 - November 2000
Chase Global Asset Management October 1995 - September 1998
Paine Webber 1988 - 1995
Skills
Series 7, Series 63, Alternative Investments, Asset Management, Capital Markets, Fixed Income, Bloomberg, Portfolio Management, Bonds, Investments, Equities, Derivatives, Securities, Trading, Structured Products
Education
Stony Brook University
Sal Branchizio's Paine Webber Experience 1996 - 1998
Job Technology Director and Business Manager
Industry Financial Services
Experience
Russell Reynolds Associates August 2010 - Present
Morgan Stanley Smith Barney March 2008 - August 2010
UBS Wealth Management March 2000 - February 2008
Paine Webber 1996 - 1998
Skills
Wealth Management, Securities, Financial Services, Vendor Management
Education
Saint John's University 1993 — 1996
MBA, Finance
Seton Hall University 1988 — 1991
BS, Finance
Russell Reynolds Associates August 2010 - Present
Morgan Stanley Smith Barney March 2008 - August 2010
UBS Wealth Management March 2000 - February 2008
Paine Webber 1996 - 1998
Skills
Wealth Management, Securities, Financial Services, Vendor Management
Education
Saint John's University 1993 — 1996
MBA, Finance
Seton Hall University 1988 — 1991
BS, Finance
LaShawn Shaw's Paine Webber Experience June 2000 - January 2003
Job IT Project Manager
Industry Information Technology and Services
Experience
UBS Wealth Management May 2007 - June 2011
UBS Wealth Management January 2003 - May 2007
Paine Webber June 2000 - January 2003
PaineWebber January 2000 - January 2003
J.C. Bradford & Company April 1996 - June 2000
Amicus Staffing January 1995 - January 1996
Skills
XP, Microsoft Office, Visio, Access, Excel, Vendor Management, Word, Change Management, Planning, HP, Windows, Servers, Troubleshooting, Hardware, Problem Solving, Documentation, Computer Hardware, Windows Server, Deployment, Data Center, TCP/IP, Budgeting
Education
Tennessee State University 1993 — 1995
Masters of Education, Education
Tennessee State University 1989 — 1993
Bachelor of Science, Political Science
UBS Wealth Management May 2007 - June 2011
UBS Wealth Management January 2003 - May 2007
Paine Webber June 2000 - January 2003
PaineWebber January 2000 - January 2003
J.C. Bradford & Company April 1996 - June 2000
Amicus Staffing January 1995 - January 1996
Skills
XP, Microsoft Office, Visio, Access, Excel, Vendor Management, Word, Change Management, Planning, HP, Windows, Servers, Troubleshooting, Hardware, Problem Solving, Documentation, Computer Hardware, Windows Server, Deployment, Data Center, TCP/IP, Budgeting
Education
Tennessee State University 1993 — 1995
Masters of Education, Education
Tennessee State University 1989 — 1993
Bachelor of Science, Political Science
Bill Twombly's Paine Webber Experience January 1993 - September 1997
Job Chief Operating Officer
Industry Banking
Experience
Investors Consulting Group June 2014 - Present
NewOak Capital 2012 - May 2014
UBS Investment Bank May 2004 - January 2012
The Clayton Group October 2002 - May 2004
Deutsche Bank April 2002 - October 2002
Paine Webber January 1993 - September 1997
Skills
Structured Finance, Financial Structuring, Investments, Equities, Financial Modeling, Financial Services, Finance, Financial Analysis, Commercial Lending, Mergers & Acquisitions, Structured Products, Hedge Funds
Education
Suffolk University 1982 — 1984
Business Finance
Investors Consulting Group June 2014 - Present
NewOak Capital 2012 - May 2014
UBS Investment Bank May 2004 - January 2012
The Clayton Group October 2002 - May 2004
Deutsche Bank April 2002 - October 2002
Paine Webber January 1993 - September 1997
Skills
Structured Finance, Financial Structuring, Investments, Equities, Financial Modeling, Financial Services, Finance, Financial Analysis, Commercial Lending, Mergers & Acquisitions, Structured Products, Hedge Funds
Education
Suffolk University 1982 — 1984
Business Finance
Andrew Wittenstein's Paine Webber Experience 1990 - 1993
Job Product development and program management professional
Industry Management Consulting
Experience
Gartner, Inc. September 2008 - August 2015
SilverCarrot, Inc. 2001 - 2008
Self Employed 2000 - 2002
Oxford Health Plans 1997 - 2000
BTS 1994 - 1997
Paine Webber 1990 - 1993
Skills
Helping Clients, Product Development, Program Management, Business Process..., Data Analysis, Management, Business Process Mapping, Business Process Design, Business Process..., Project Management, Strategy, Business Strategy, Strategic Planning, Consulting, Management Consulting, Leadership, Business Development, Data Architecture, Information Architecture, Research Writing, Technical Writing, Executive-level..., Email Marketing, Business Intelligence, Business Intelligence..., Decision Support, Performance Metrics, Metrics Reporting, Writing, Business Requirements, Financial Planning, Financial Analysis, Quality Improvement, CQI, Survey Design, User Experience Design, Training, End User Training, Client Relations, Customer Retention, Customer Relations, Cross-functional Team..., CRM, MS Excel Pivot Tables, Microsoft Excel, Presentation Skills
Education
The University of Connecticut School of Business 1998 — 2002
MBA, Marketing & Technology
University of Connecticut 1998 — 2002
MBA, Marketing & Technology
University of Denver 1992 — 1993
Business Management
Syracuse University 1981 — 1985
Bachelor's degree, Finance & MIS
Syracuse University - Martin J. Whitman School of Management 1981 — 1985
BS, Finance & MIS
Gartner, Inc. September 2008 - August 2015
SilverCarrot, Inc. 2001 - 2008
Self Employed 2000 - 2002
Oxford Health Plans 1997 - 2000
BTS 1994 - 1997
Paine Webber 1990 - 1993
Skills
Helping Clients, Product Development, Program Management, Business Process..., Data Analysis, Management, Business Process Mapping, Business Process Design, Business Process..., Project Management, Strategy, Business Strategy, Strategic Planning, Consulting, Management Consulting, Leadership, Business Development, Data Architecture, Information Architecture, Research Writing, Technical Writing, Executive-level..., Email Marketing, Business Intelligence, Business Intelligence..., Decision Support, Performance Metrics, Metrics Reporting, Writing, Business Requirements, Financial Planning, Financial Analysis, Quality Improvement, CQI, Survey Design, User Experience Design, Training, End User Training, Client Relations, Customer Retention, Customer Relations, Cross-functional Team..., CRM, MS Excel Pivot Tables, Microsoft Excel, Presentation Skills
Education
The University of Connecticut School of Business 1998 — 2002
MBA, Marketing & Technology
University of Connecticut 1998 — 2002
MBA, Marketing & Technology
University of Denver 1992 — 1993
Business Management
Syracuse University 1981 — 1985
Bachelor's degree, Finance & MIS
Syracuse University - Martin J. Whitman School of Management 1981 — 1985
BS, Finance & MIS
James Giordano's Paine Webber Experience April 1998 - November 1999
Job Director at CIBC
Industry Financial Services
Experience
CIBC October 2009 - Present
Merrill Lynch April 2004 - August 2009
Citigroup November 1999 - April 2004
Paine Webber April 1998 - November 1999
Skills
Credit Analysis, Risk Management, Hedge Funds, Asset Management, Mutual Funds, Relationship Management, Bloomberg, Capital Markets, Credit, Credit Risk, Derivatives, Fixed Income, Portfolio Management
Education
St. John's University, The Peter J. Tobin College of Business 1998 — 2000
MBA, Financial Services
St. Francis College 1992 — 1996
BS, Management
CIBC October 2009 - Present
Merrill Lynch April 2004 - August 2009
Citigroup November 1999 - April 2004
Paine Webber April 1998 - November 1999
Skills
Credit Analysis, Risk Management, Hedge Funds, Asset Management, Mutual Funds, Relationship Management, Bloomberg, Capital Markets, Credit, Credit Risk, Derivatives, Fixed Income, Portfolio Management
Education
St. John's University, The Peter J. Tobin College of Business 1998 — 2000
MBA, Financial Services
St. Francis College 1992 — 1996
BS, Management
Bryon Cole's Paine Webber Experience 1997 - 2001
Job Partner at GLS Fund Services
Industry Investment Management
Experience
GLS Fund Services November 2010 - Present
TPG-Axon Capital March 2010 - November 2010
Pequot Capital June 2001 - August 2009
Paine Webber 1997 - 2001
Skills
Hedge Funds, Equities, Trading, FX, Swaps, Securities Lending, Prime Brokerage, Capital Markets, Bloomberg, Derivatives, Finance, Securities, Trading Systems, Portfolio Management, Asset Management, Alternative Investments, FX Options, Fixed Income, Hedging
Education
University at Buffalo
Economics
GLS Fund Services November 2010 - Present
TPG-Axon Capital March 2010 - November 2010
Pequot Capital June 2001 - August 2009
Paine Webber 1997 - 2001
Skills
Hedge Funds, Equities, Trading, FX, Swaps, Securities Lending, Prime Brokerage, Capital Markets, Bloomberg, Derivatives, Finance, Securities, Trading Systems, Portfolio Management, Asset Management, Alternative Investments, FX Options, Fixed Income, Hedging
Education
University at Buffalo
Economics
Jeff Horowitz's Paine Webber Experience 1994 - 1996
Job Managing Director, Chief Compliance Officer at Pershing
Industry Financial Services
Experience
Pershing June 2012 - Present
Pershing December 2006 - June 2012
Citigroup September 2003 - December 2006
Lehman Brothers April 2002 - September 2003
Goldman Sachs December 1997 - April 2002
Salomon Brothers April 1996 - December 1997
Paine Webber 1994 - 1996
FDIC 1990 - 1994
Skills
AML, OFAC, USA PATRIOT Act, FINRA, KYC, Securities, Series 7, Investment Banking, Series 24, Bank Secrecy Act, Financial Risk, Risk Management, Equities, Series 63, Banking, Due Diligence, Fixed Income, Operational Risk, Prime Brokerage, Capital Markets, Operational Risk..., Financial Regulation, Options, Financial Services, Mutual Funds, Investments, Hedge Funds, Derivatives, Broker-Dealer, Fraud, Corporate Governance, Anti Money Laundering, Alternative Investments
Education
The College of New Jersey 1985 — 1989
Bachelor of Science (B.S.), Economics
Pershing June 2012 - Present
Pershing December 2006 - June 2012
Citigroup September 2003 - December 2006
Lehman Brothers April 2002 - September 2003
Goldman Sachs December 1997 - April 2002
Salomon Brothers April 1996 - December 1997
Paine Webber 1994 - 1996
FDIC 1990 - 1994
Skills
AML, OFAC, USA PATRIOT Act, FINRA, KYC, Securities, Series 7, Investment Banking, Series 24, Bank Secrecy Act, Financial Risk, Risk Management, Equities, Series 63, Banking, Due Diligence, Fixed Income, Operational Risk, Prime Brokerage, Capital Markets, Operational Risk..., Financial Regulation, Options, Financial Services, Mutual Funds, Investments, Hedge Funds, Derivatives, Broker-Dealer, Fraud, Corporate Governance, Anti Money Laundering, Alternative Investments
Education
The College of New Jersey 1985 — 1989
Bachelor of Science (B.S.), Economics
Jennifer M. Gill's Paine Webber Experience April 1990 - February 1993
Job Vice President Corporate Compliance at JPMorgan Chase & Co.
Industry Financial Services
Experience
JPMorgan Chase & Co. August 2015 - Present
The Mahood Family March 2013 - July 2015
Hunter Mountain Ski Bowl, Inc. November 2014 - April 2015
Hunter Mountain Ski Bowl, Inc. November 2013 - April 2014
UBS Investment Bank January 2010 - March 2013
UBS Investment Bank March 1994 - January 2010
Lebenthal & Company February 1993 - March 1994
Paine Webber April 1990 - February 1993
Prudential Bache Securities March 1989 - April 1990
Skills
Fixed Income, Capital Markets, Derivatives, Hedge Funds, Bloomberg, Equities, Series 7, Bonds, Electronic Trading, Trading Systems, Trading, Series 63, Pension Funds, Manage Client..., Client Liaison, Sales Operations, Electronic Trading..., Credit Derivatives, Middle Office, Straight Through..., Trace, CDS, Settlement, Financial Services, Emerging Markets, Risk Management, FINRA, Compliance, Rates, Structured Products, Dodd-Frank, Prime Brokerage, ABS, Securities, Credit, MBS, Market Data, Bloomberg Terminal, Hedging, Corporate Actions, Interest Rates, Investment Banking, Investments, Management, Financial Markets
Education
Southern New Hampshire University
JPMorgan Chase & Co. August 2015 - Present
The Mahood Family March 2013 - July 2015
Hunter Mountain Ski Bowl, Inc. November 2014 - April 2015
Hunter Mountain Ski Bowl, Inc. November 2013 - April 2014
UBS Investment Bank January 2010 - March 2013
UBS Investment Bank March 1994 - January 2010
Lebenthal & Company February 1993 - March 1994
Paine Webber April 1990 - February 1993
Prudential Bache Securities March 1989 - April 1990
Skills
Fixed Income, Capital Markets, Derivatives, Hedge Funds, Bloomberg, Equities, Series 7, Bonds, Electronic Trading, Trading Systems, Trading, Series 63, Pension Funds, Manage Client..., Client Liaison, Sales Operations, Electronic Trading..., Credit Derivatives, Middle Office, Straight Through..., Trace, CDS, Settlement, Financial Services, Emerging Markets, Risk Management, FINRA, Compliance, Rates, Structured Products, Dodd-Frank, Prime Brokerage, ABS, Securities, Credit, MBS, Market Data, Bloomberg Terminal, Hedging, Corporate Actions, Interest Rates, Investment Banking, Investments, Management, Financial Markets
Education
Southern New Hampshire University
michael brzozowski's Paine Webber Experience October 1987 - August 1988
Job avp at AXA Advisors
Industry Insurance
Experience
AXA Advisors August 1993 - Present
National Association of Securities Dealers - FINRA August 1988 - August 1993
Paine Webber October 1987 - August 1988
EF Hutton November 1985 - October 1987
Skills
Series 24, Series 7, Compliance, Series 63, FINRA, Insurance, Annuities, Securities, Mutual Funds, Investment Advisory
Education
State University of New York College at Oswego 1980 — 1985
BA, History/Economics
Uniondale High School 1978 — 1980
Maria regina
AXA Advisors August 1993 - Present
National Association of Securities Dealers - FINRA August 1988 - August 1993
Paine Webber October 1987 - August 1988
EF Hutton November 1985 - October 1987
Skills
Series 24, Series 7, Compliance, Series 63, FINRA, Insurance, Annuities, Securities, Mutual Funds, Investment Advisory
Education
State University of New York College at Oswego 1980 — 1985
BA, History/Economics
Uniondale High School 1978 — 1980
Maria regina
Justin Dodson's Paine Webber Experience 2000 - 2002
Job Financial Advisor at J.P. King Advisors, Inc.
Industry Financial Services
Experience
J.P. King Advisors, Inc. September 2012 - Present
Fidelity Investments 2003 - September 2012
MetLife 2002 - 2003
Paine Webber 2000 - 2002
Skills
Investment Management, Personal Financial..., Retirement Planning, Financial Advisory, Retirement, Risk Management, Investment Advisory, Asset Allocation, Investment Strategies, Alternative Investments, Fixed Income, Strategic Financial..., Financial Services
Education
Sonoma State University 1998 — 2000
BS, Business Admin / Finance
Sonoma Valley High School 1988 — 1992
J.P. King Advisors, Inc. September 2012 - Present
Fidelity Investments 2003 - September 2012
MetLife 2002 - 2003
Paine Webber 2000 - 2002
Skills
Investment Management, Personal Financial..., Retirement Planning, Financial Advisory, Retirement, Risk Management, Investment Advisory, Asset Allocation, Investment Strategies, Alternative Investments, Fixed Income, Strategic Financial..., Financial Services
Education
Sonoma State University 1998 — 2000
BS, Business Admin / Finance
Sonoma Valley High School 1988 — 1992
Linda Beckmann, CSCP's Paine Webber Experience 1980 - 1988
Job Member at Focus 1 Associates LLC
Industry Financial Services
Experience
Focus 1 Associates LLC: SEC Compliance - Annual Compliance Review, Mock SEC Exam November 2005 - Present
Cutler & Company April 1988 - November 2005
Cutler Investment Company 1988 - 2005
Paine Webber 1980 - 1988
Skills
SEC, Internal Controls, Securities Regulation, Auditing, Due Diligence, Equities, Securities, Investment Advisory..., Financial Regulation, Compliance, SEC Compliance..., Alternative Investments, Mutual Funds, Investment Management, FINRA, Private Equity
Education
Southern Oregon University 2006 — 2008
Business Administration, Management
Texas Tech University 1975 — 1977
Business
The University of Texas at El Paso 1974 — 1977
Business
Focus 1 Associates LLC: SEC Compliance - Annual Compliance Review, Mock SEC Exam November 2005 - Present
Cutler & Company April 1988 - November 2005
Cutler Investment Company 1988 - 2005
Paine Webber 1980 - 1988
Skills
SEC, Internal Controls, Securities Regulation, Auditing, Due Diligence, Equities, Securities, Investment Advisory..., Financial Regulation, Compliance, SEC Compliance..., Alternative Investments, Mutual Funds, Investment Management, FINRA, Private Equity
Education
Southern Oregon University 2006 — 2008
Business Administration, Management
Texas Tech University 1975 — 1977
Business
The University of Texas at El Paso 1974 — 1977
Business
Mona Pagnozzi's Paine Webber Experience 1996 - 2001
Job BNP Paribas
Industry Banking
Experience
Barclays 2001 - 2003
Paine Webber 1996 - 2001
Skills
Banking
Education
Seton Hall University School of Law 1993 — 1996
Doctor of Law (JD)
Barclays 2001 - 2003
Paine Webber 1996 - 2001
Skills
Banking
Education
Seton Hall University School of Law 1993 — 1996
Doctor of Law (JD)
Joanne Liapis's Paine Webber Experience September 1985 - September 1989
Job Director Total Rewards at Capgemini Consulting
Industry Information Technology and Services
Experience
Capgemini Consulting Director International Human ResourcesMasterCard InternationalSeptember 1995 - July 2000
Goldman Sachs September 1989 - May 1992
Paine Webber September 1985 - September 1989
Skills
Organizational Design, Executive Pay, Change Management, Business Analysis, Human Resources, Management Consulting, Deferred Compensation, Outsourcing, IT Strategy, Talent Management, Compensation Strategies, BPO, Business Transformation, HR Transformation, Personnel Management, Performance Management, Employee Engagement, Succession Planning, Salary Review, Total Rewards, HRIS, Workforce Planning
Education
Stevens Institute of Technology
Capgemini Consulting Director International Human ResourcesMasterCard InternationalSeptember 1995 - July 2000
Goldman Sachs September 1989 - May 1992
Paine Webber September 1985 - September 1989
Skills
Organizational Design, Executive Pay, Change Management, Business Analysis, Human Resources, Management Consulting, Deferred Compensation, Outsourcing, IT Strategy, Talent Management, Compensation Strategies, BPO, Business Transformation, HR Transformation, Personnel Management, Performance Management, Employee Engagement, Succession Planning, Salary Review, Total Rewards, HRIS, Workforce Planning
Education
Stevens Institute of Technology
Lori Underwood's Paine Webber Experience April 1987 - March 1989
Job Administrative Manager
Industry Retail
Experience
Elm Street Books July 2009 - Present
Underwood Household April 1992 - Present
W by Worth February 2011 - December 2013
HearthFire Books July 2004 - August 2010
Carlisle Collection March 1999 - June 2001
Paine Webber April 1987 - March 1989
Skills
Retail, Visual Merchandising, Social Media Marketing, Merchandising, Social Media, Event Planning, Trend Analysis, Sales, Travel Planning, Office Administration, Event Management, Trend, Fashion Writing
Education
Sweet Briar College 1981 — 1985
Bachelor of Arts (BA), Economics/Business Management
Elm Street Books July 2009 - Present
Underwood Household April 1992 - Present
W by Worth February 2011 - December 2013
HearthFire Books July 2004 - August 2010
Carlisle Collection March 1999 - June 2001
Paine Webber April 1987 - March 1989
Skills
Retail, Visual Merchandising, Social Media Marketing, Merchandising, Social Media, Event Planning, Trend Analysis, Sales, Travel Planning, Office Administration, Event Management, Trend, Fashion Writing
Education
Sweet Briar College 1981 — 1985
Bachelor of Arts (BA), Economics/Business Management
Jeremy Kaber's Paine Webber Experience 1998 - 2000
Job Vice President Global Markets @ RBC Capital Markets
Industry Financial Services
Experience
RBC Capital Markets April 2015 - Present
JP Morgan October 2010 - April 2015
Barclays Capital September 2009 - October 2010
BMO Capital Markets July 2005 - June 2009
UBS 2000 - 2005
Paine Webber 1998 - 2000
Skills
Equities, Business Analysis, Management, Trading Systems, Derivatives, Analysis, Strategy, Vendor Management, Series 7, Series 63
Education
Syracuse University 1994 — 1998
Bachelor of Science (BS), Finance & Marketing
RBC Capital Markets April 2015 - Present
JP Morgan October 2010 - April 2015
Barclays Capital September 2009 - October 2010
BMO Capital Markets July 2005 - June 2009
UBS 2000 - 2005
Paine Webber 1998 - 2000
Skills
Equities, Business Analysis, Management, Trading Systems, Derivatives, Analysis, Strategy, Vendor Management, Series 7, Series 63
Education
Syracuse University 1994 — 1998
Bachelor of Science (BS), Finance & Marketing
Rajan Dugal's Paine Webber Experience 1997 - 1999
Job Vice President at Wells Fargo Bank, Business Banking Group
Industry Banking
Experience
Wells Fargo Bank February 2009 - Present
Bank of America 2006 - 2009
SunTrust Investment Services 2003 - 2006
Citigroup 2001 - 2003
Legg Mason 1999 - 2000
Paine Webber 1997 - 1999
International Equity Partners 1992 - 1993
Skills
Small Business Lending, Commercial Lending, SBA, Commercial Banking, Asset Based Lending, Commercial Mortgages, Loans, Credit Analysis, Loan Origination, Credit, Treasury Management, Private Banking, Banking, Wealth Management, Underwriting, Retail Banking, Credit Risk, Cross Selling, Cash Management, Relationship Management
Education
The George Washington University 1992 — 1994
MBA, Marketing
The George Washington University 1988 — 1991
BBA, International Business
Harrow School 1983 — 1988
Wells Fargo Bank February 2009 - Present
Bank of America 2006 - 2009
SunTrust Investment Services 2003 - 2006
Citigroup 2001 - 2003
Legg Mason 1999 - 2000
Paine Webber 1997 - 1999
International Equity Partners 1992 - 1993
Skills
Small Business Lending, Commercial Lending, SBA, Commercial Banking, Asset Based Lending, Commercial Mortgages, Loans, Credit Analysis, Loan Origination, Credit, Treasury Management, Private Banking, Banking, Wealth Management, Underwriting, Retail Banking, Credit Risk, Cross Selling, Cash Management, Relationship Management
Education
The George Washington University 1992 — 1994
MBA, Marketing
The George Washington University 1988 — 1991
BBA, International Business
Harrow School 1983 — 1988
Robin Kollannur's Paine Webber Experience April 1993 - August 1994
Job General Partner at Mercator Asset Management
Industry Financial Services
Experience
Mercator Asset Management August 2009 - Present
C.A.M., LLC December 2008 - August 2009
Northern Trust Value Investors August 2004 - August 2008
Medius Capital Group April 2003 - August 2004
Brandes Investment Partners August 1996 - March 2003
Wells Capital Management August 1994 - August 1996
Paine Webber April 1993 - August 1994
Skills
Asset Management, Business Development, Investments, Asset Allocation, Investment Management, Valuation, Equities, Portfolio Management, Investment Banking, Mutual Funds, Equity Research, Emerging Markets, Risk Management, Financial Modeling, Securities, Financial Analysis, Strategic Planning, Alternative Investments, Bloomberg, Investment Strategies, Equity Valuation, Asset Managment, Private Equity
Education
University of Houston 1992 — 1996
MBA, Finance
Texas A&M University 1988 — 1992
BA, English
Mercator Asset Management August 2009 - Present
C.A.M., LLC December 2008 - August 2009
Northern Trust Value Investors August 2004 - August 2008
Medius Capital Group April 2003 - August 2004
Brandes Investment Partners August 1996 - March 2003
Wells Capital Management August 1994 - August 1996
Paine Webber April 1993 - August 1994
Skills
Asset Management, Business Development, Investments, Asset Allocation, Investment Management, Valuation, Equities, Portfolio Management, Investment Banking, Mutual Funds, Equity Research, Emerging Markets, Risk Management, Financial Modeling, Securities, Financial Analysis, Strategic Planning, Alternative Investments, Bloomberg, Investment Strategies, Equity Valuation, Asset Managment, Private Equity
Education
University of Houston 1992 — 1996
MBA, Finance
Texas A&M University 1988 — 1992
BA, English
Alfred Chin's Paine Webber Experience January 1988 - October 1988
Job Information Technology and Services Professional
Industry Information Technology and Services
Experience
Bear Stearns October 1988 - February 2008
Paine Webber January 1988 - October 1988
E.F. HUTTON 1982 - 1988
FAA 1977 - 1981
Defense Logistics Agency 1973 - 1977
Education
State University of New York College at Geneseo 1968 — 1972
BA
Bear Stearns October 1988 - February 2008
Paine Webber January 1988 - October 1988
E.F. HUTTON 1982 - 1988
FAA 1977 - 1981
Defense Logistics Agency 1973 - 1977
Education
State University of New York College at Geneseo 1968 — 1972
BA
David Alter's Paine Webber Experience 1994 - 2003
Job Director, Strategic Investment Research Group at Prudential Investments
Industry Investment Management
Experience
Prudential Investments July 2011 - Present
Prudential Retirement May 2010 - July 2011
Prudential Retirement May 2006 - May 2010
The Hartford 2006 - 2006
Advest 2003 - 2006
Paine Webber 1994 - 2003
Sanford C. Bernstein 1992 - 1994
Dean Witter Reynolds 1990 - 1992
Skills
Mutual Funds, Investments, Mergers & Acquisitions, Asset Allocation, Analysis, Business Development, Equities, Management, Portfolio Management
Education
The George Washington University 1985 — 1989
BA
Prudential Investments July 2011 - Present
Prudential Retirement May 2010 - July 2011
Prudential Retirement May 2006 - May 2010
The Hartford 2006 - 2006
Advest 2003 - 2006
Paine Webber 1994 - 2003
Sanford C. Bernstein 1992 - 1994
Dean Witter Reynolds 1990 - 1992
Skills
Mutual Funds, Investments, Mergers & Acquisitions, Asset Allocation, Analysis, Business Development, Equities, Management, Portfolio Management
Education
The George Washington University 1985 — 1989
BA
Chad Kooy's Paine Webber Experience 1996 - 1998
Job Senior Vice President, Institutional Sales at Raymond James
Industry Capital Markets
Experience
Raymond James 2008 - Present
WaMu Capital Corp. 2002 - 2007
Pacific Crest Securities 1999 - 2002
Paine Webber 1996 - 1998
Education
Seattle Pacific University
BA, MBA, Finance and Economics
Raymond James 2008 - Present
WaMu Capital Corp. 2002 - 2007
Pacific Crest Securities 1999 - 2002
Paine Webber 1996 - 1998
Education
Seattle Pacific University
BA, MBA, Finance and Economics
Joseph Sorge's Paine Webber Experience 1968 - 2000
Job Equities Trading
Industry Financial Services
Experience
UBS 2001 - 2008
Paine Webber 1968 - 2000
Education
St. John's University, The Peter J. Tobin College of Business 1993 — 2001
B.S., Management
UBS 2001 - 2008
Paine Webber 1968 - 2000
Education
St. John's University, The Peter J. Tobin College of Business 1993 — 2001
B.S., Management
Veronica Balken's Paine Webber Experience 1980 - 1987
Job VP Insurance and Annuity Product Manager at Citigroup
Industry Financial Services
Experience
Citigroup March 2011 - Present
Metropolitan Life Insurance Company December 2008 - April 2011
Guardian Life Insurance 2003 - 2008
Prudential Investments March 1999 - March 2003
MetLife February 1988 - March 1999
Paine Webber 1980 - 1987
Skills
Insurance, Mutual Funds, Training, Financial Services, Program Management, Retirement Planning, Management, Marketing, Strategy, Leadership, Investments, Strategic Planning, Marketing Communications
Education
State University of New York College at Oneonta 1971 — 1973
BA
Wagner College 1969 — 1971
Citigroup March 2011 - Present
Metropolitan Life Insurance Company December 2008 - April 2011
Guardian Life Insurance 2003 - 2008
Prudential Investments March 1999 - March 2003
MetLife February 1988 - March 1999
Paine Webber 1980 - 1987
Skills
Insurance, Mutual Funds, Training, Financial Services, Program Management, Retirement Planning, Management, Marketing, Strategy, Leadership, Investments, Strategic Planning, Marketing Communications
Education
State University of New York College at Oneonta 1971 — 1973
BA
Wagner College 1969 — 1971
Joseph Lalicata's Paine Webber Experience April 1999 - July 2000
Job Systems Design Engineer at Extron Electronics
Industry Electrical/Electronic Manufacturing
Experience
Extron Electronics August 2007 - Present
United States Department of Defense September 2001 - August 2007
Warburg Pincus, L.L.C. July 2000 - August 2001
Paine Webber April 1999 - July 2000
Skills
Computer..., Programming (C/ATLAS,..., MySQL Administration, Hardware, Technical Support, System Design, Software Development, Integration, Troubleshooting, Testing, Programming, TCP/IP, Linux, Training, Systems Engineering, Computers, Sales Operations, AV, Electronics, Windows, Audio Visual System...
Education
State University of New York Maritime College 1991 — 1995
BE, Electrical Engineering
Extron Electronics August 2007 - Present
United States Department of Defense September 2001 - August 2007
Warburg Pincus, L.L.C. July 2000 - August 2001
Paine Webber April 1999 - July 2000
Skills
Computer..., Programming (C/ATLAS,..., MySQL Administration, Hardware, Technical Support, System Design, Software Development, Integration, Troubleshooting, Testing, Programming, TCP/IP, Linux, Training, Systems Engineering, Computers, Sales Operations, AV, Electronics, Windows, Audio Visual System...
Education
State University of New York Maritime College 1991 — 1995
BE, Electrical Engineering
Sheena Dee Pauley CFP® CTFA's Paine Webber Experience 1997 - 1999
Job Vice President, Investment Advisor at PNC Wealth Management
Industry Investment Management
Experience
PNC Wealth Management February 2015 - Present
KeyBank October 2013 - February 2015
PNC Wealth Management February 2011 - October 2013
PNC Bank September 2010 - October 2013
PNC National City Bank July 2007 - September 2010
US Bank January 2006 - June 2007
Fifth Third Bank August 2004 - January 2006
Morgan Stanley October 1999 - July 2004
Paine Webber 1997 - 1999
Education
Weatherhead School of Management at Case Western Reserve University 2004 — 2007
MBA, Banking and Finance
Skidmore College 1984 — 1988
BA, Political Economy
Hathaway Brown School 1977 — 1984
College Prep
Prealpina Institut de Jeunne Filles 1981 — 1983
French, Literature
La Sagesse Convent School for Girls 1970 — 1977
PNC Wealth Management February 2015 - Present
KeyBank October 2013 - February 2015
PNC Wealth Management February 2011 - October 2013
PNC Bank September 2010 - October 2013
PNC National City Bank July 2007 - September 2010
US Bank January 2006 - June 2007
Fifth Third Bank August 2004 - January 2006
Morgan Stanley October 1999 - July 2004
Paine Webber 1997 - 1999
Education
Weatherhead School of Management at Case Western Reserve University 2004 — 2007
MBA, Banking and Finance
Skidmore College 1984 — 1988
BA, Political Economy
Hathaway Brown School 1977 — 1984
College Prep
Prealpina Institut de Jeunne Filles 1981 — 1983
French, Literature
La Sagesse Convent School for Girls 1970 — 1977
Michael Millard's Paine Webber Experience 1988 - 1995
Job EVP, Ceo Wealth Management at RBS Citizens Bank
Industry Banking
Experience
Citizens Bank January 2006 - Present
Dreyfus 1996 - 2005
Dreyfus Investments 1995 - 2005
Paine Webber 1988 - 1995
Skills
Alternative Investments, Mutual Funds, Wealth Management, Asset Managment, Series 24, Securities, Asset Management, Investments, Retirement Planning, Asset Allocation, Series 63, Investment Advisory, Series 7, Financial Services, Investment Strategies, FINRA, Portfolio Management
Education
St. Mary's College of Maryland 1976 — 1978
Citizens Bank January 2006 - Present
Dreyfus 1996 - 2005
Dreyfus Investments 1995 - 2005
Paine Webber 1988 - 1995
Skills
Alternative Investments, Mutual Funds, Wealth Management, Asset Managment, Series 24, Securities, Asset Management, Investments, Retirement Planning, Asset Allocation, Series 63, Investment Advisory, Series 7, Financial Services, Investment Strategies, FINRA, Portfolio Management
Education
St. Mary's College of Maryland 1976 — 1978
Mari Kawawa's Paine Webber Experience June 1997 - October 2000
Job Emotomy a division of Belvedere Advisors LLC
Industry Financial Services
Experience
Sophia LLC May 2010 - Present
Belvedere Advisors LLC May 2010 - Present
Wireless Glue Networks, Inc. October 2014 - Present
ZenPlay Organization May 2012 - Present
Acumen Capital Japan November 2009 - July 2012
Redwood Trust August 2005 - August 2009
INVESCO June 2002 - July 2005
Banc of America Securities May 2000 - July 2001
UBS Warburg November 2000 - March 2001
Paine Webber June 1997 - October 2000
Skills
Capital Markets, Investments, Structured Finance, Finance, Business Development, Investment Banking, Start-ups, Structured Products, Asset Management, Fixed Income, Entrepreneurship, Mergers & Acquisitions, Financial Services, Financial Structuring, Portfolio Management, Private Equity, Credit Derivatives, Funding, Investment Management, Investment Strategies, Project Finance, Venture Capital, Wealth Management, FX Options, Corporate Finance, Alternative Investments, Real Estate Economics, Energy, Asset, Capital Raising, Private Placements, Securitization
Education
Stanford University Graduate School of Business 1992 — 1994
MBA, General Management
Sophia University 1983 — 1987
BA, English language
University of Tsukuba High School
Sophia LLC May 2010 - Present
Belvedere Advisors LLC May 2010 - Present
Wireless Glue Networks, Inc. October 2014 - Present
ZenPlay Organization May 2012 - Present
Acumen Capital Japan November 2009 - July 2012
Redwood Trust August 2005 - August 2009
INVESCO June 2002 - July 2005
Banc of America Securities May 2000 - July 2001
UBS Warburg November 2000 - March 2001
Paine Webber June 1997 - October 2000
Skills
Capital Markets, Investments, Structured Finance, Finance, Business Development, Investment Banking, Start-ups, Structured Products, Asset Management, Fixed Income, Entrepreneurship, Mergers & Acquisitions, Financial Services, Financial Structuring, Portfolio Management, Private Equity, Credit Derivatives, Funding, Investment Management, Investment Strategies, Project Finance, Venture Capital, Wealth Management, FX Options, Corporate Finance, Alternative Investments, Real Estate Economics, Energy, Asset, Capital Raising, Private Placements, Securitization
Education
Stanford University Graduate School of Business 1992 — 1994
MBA, General Management
Sophia University 1983 — 1987
BA, English language
University of Tsukuba High School
Wade Wakefield's Paine Webber Experience 2000 - 2001
Job Vice President Wealth Management at UBS Financial Services, Inc.
Industry Financial Services
Experience
UBS Financial Services, Inc. July 1998 - Present
Paine Webber 2000 - 2001
J.C. Bradford & Co. July 1998 - August 2000
Skills
Wealth Management, Investments, Series 7, Asset Allocation, Investment Advisory, Series 63, Retirement Planning, Alternative Investments, Securities, Mutual Funds, Portfolio Management, Investment Strategies, Retirement Savings
Education
University of Tennessee, Knoxville 1992 — 1995
Bachelor of Arts (B.A.), English Language and Literature, General
Sewanee-The University of the South 1990 — 1992
UBS Financial Services, Inc. July 1998 - Present
Paine Webber 2000 - 2001
J.C. Bradford & Co. July 1998 - August 2000
Skills
Wealth Management, Investments, Series 7, Asset Allocation, Investment Advisory, Series 63, Retirement Planning, Alternative Investments, Securities, Mutual Funds, Portfolio Management, Investment Strategies, Retirement Savings
Education
University of Tennessee, Knoxville 1992 — 1995
Bachelor of Arts (B.A.), English Language and Literature, General
Sewanee-The University of the South 1990 — 1992
Denver Bowen's Paine Webber Experience January 1994 - February 1995
Job Field Director, Syncis Insurance Solutions,Inc.
Industry Financial Services
Experience
UBS Financial Services,Inc October 2008 - July 2013
Roth Capital Partners September 1997 - October 2005
Paine Webber January 1994 - February 1995
Kidder Peabody September 1988 - February 1994
US Navy April 1981 - September 1988
Skills
Investments, Asset Managment, Equities, Private Equity, Alternative Investments, Fixed Income, Portfolio Management, Capital IQ, Investment Banking, Hedge Funds, Financial Markets, Series 7, Finance, Investment Advisory, Capital Markets, Asset Allocation, Investment Strategies, Financial Analysis, Mutual Funds, Valuation, Financial Advisory, Wealth Management, Securities, Investment Management, Series 63, Financial Structuring, Emerging Markets, Venture Capital, Fund Of Funds, Asset Management
Education
Truman State University 1976 — 1980
BA, Political Science
UBS Financial Services,Inc October 2008 - July 2013
Roth Capital Partners September 1997 - October 2005
Paine Webber January 1994 - February 1995
Kidder Peabody September 1988 - February 1994
US Navy April 1981 - September 1988
Skills
Investments, Asset Managment, Equities, Private Equity, Alternative Investments, Fixed Income, Portfolio Management, Capital IQ, Investment Banking, Hedge Funds, Financial Markets, Series 7, Finance, Investment Advisory, Capital Markets, Asset Allocation, Investment Strategies, Financial Analysis, Mutual Funds, Valuation, Financial Advisory, Wealth Management, Securities, Investment Management, Series 63, Financial Structuring, Emerging Markets, Venture Capital, Fund Of Funds, Asset Management
Education
Truman State University 1976 — 1980
BA, Political Science
Patrick Somers's Paine Webber Experience 1999 - 2000
Job Sr. Project Lead at The Bank of New York Mellon
Industry Financial Services
Experience
The Bank of New York Mellon 2007 - Present
Bank of America 2004 - 2007
Morgan Stanley Wealth Management 2003 - 2004
Prudential Financial 2000 - 2003
Paine Webber 1999 - 2000
Goldman Sachs 1998 - 1999
Skills
Business Analysis, Project Management, Risk Management, Financial Services, SDLC, Consulting, Fixed Income, Requirements Gathering, Analysis, Derivatives
Education
Saint John's University - Peter J. Tobin College of Business
Master of Business Administration (MBA), Finance
University of Miami - School of Business
Bachelor of Business Administration (BBA), Business Management and Organization
The Bank of New York Mellon 2007 - Present
Bank of America 2004 - 2007
Morgan Stanley Wealth Management 2003 - 2004
Prudential Financial 2000 - 2003
Paine Webber 1999 - 2000
Goldman Sachs 1998 - 1999
Skills
Business Analysis, Project Management, Risk Management, Financial Services, SDLC, Consulting, Fixed Income, Requirements Gathering, Analysis, Derivatives
Education
Saint John's University - Peter J. Tobin College of Business
Master of Business Administration (MBA), Finance
University of Miami - School of Business
Bachelor of Business Administration (BBA), Business Management and Organization
Andrew J. Turchin's Paine Webber Experience 1985 - 1998
Job Hedge Fund executive searching for a Chief Financial Officer opportunity
Industry Investment Management
Experience
Kenbelle Capital L.P. December 2013 - December 2014
Elm Ridge Management LLC February 2013 - December 2013
Voras Capital Management March 2011 - August 2012
Castle Point Capital 2006 - 2011
Gerber Asset Management 2003 - 2005
EY 2003 - 2003
EY 2003 - 2003
SG Cowen 1998 - 2002
PaineWebber Specialists Inc 1985 - 1998
Paine Webber 1985 - 1998
Education
SUNY Albany
BS, Accounting
Kenbelle Capital L.P. December 2013 - December 2014
Elm Ridge Management LLC February 2013 - December 2013
Voras Capital Management March 2011 - August 2012
Castle Point Capital 2006 - 2011
Gerber Asset Management 2003 - 2005
EY 2003 - 2003
EY 2003 - 2003
SG Cowen 1998 - 2002
PaineWebber Specialists Inc 1985 - 1998
Paine Webber 1985 - 1998
Education
SUNY Albany
BS, Accounting
John Furlong's Paine Webber Experience July 1994 - August 2000
Job VP and Chief Information Officer, Group Insurance at The Guardian Life Insurance Company of America
Industry Insurance
Experience
The Guardian Life Insurance Company of America September 2012 - Present
Trepoint April 2011 - August 2012
Merrill Lynch Institutional Retirement and Philanthropic Group July 2007 - February 2010
UBS Global Asset Management January 2005 - June 2006
UBS Wealth Management August 2001 - December 2005
Paine Webber July 1994 - August 2000
IBM Global Business Services February 1991 - May 1994
Skills
Product Management, Program Management, Mergers & Acquisitions, Management Consulting, Management, Outsourcing, Portfolio Management, Financial Services, Leadership, Integration, Investments, Digital Marketing, Software Project..., Product Development, Project Management, Mergers, Equities
Education
New York University - Leonard N. Stern School of Business 1986 — 1991
MBA, Finance
University at Albany, SUNY 1979 — 1983
BA, Math, Computer Science, Political Science
The Guardian Life Insurance Company of America September 2012 - Present
Trepoint April 2011 - August 2012
Merrill Lynch Institutional Retirement and Philanthropic Group July 2007 - February 2010
UBS Global Asset Management January 2005 - June 2006
UBS Wealth Management August 2001 - December 2005
Paine Webber July 1994 - August 2000
IBM Global Business Services February 1991 - May 1994
Skills
Product Management, Program Management, Mergers & Acquisitions, Management Consulting, Management, Outsourcing, Portfolio Management, Financial Services, Leadership, Integration, Investments, Digital Marketing, Software Project..., Product Development, Project Management, Mergers, Equities
Education
New York University - Leonard N. Stern School of Business 1986 — 1991
MBA, Finance
University at Albany, SUNY 1979 — 1983
BA, Math, Computer Science, Political Science
Gregory Dum's Paine Webber Experience 1992 - 1993
Job IT Manager at Conestoga Wood Specialties
Industry Building Materials
Experience
Conestoga Wood Specialties March 2009 - Present
Conestoga Wood Specialties August 2007 - March 2009
Comptech Group 1993 - 1994
Paine Webber 1992 - 1993
Skills
Network Administration, IBM iSeries, Networking, Business Analysis, Windows Server, VMware ESX, Switches, VLAN, Routing, Linux, Firewalls, JD Edwards, Process Improvement, Strategic Planning, Budgets, Change Management, Inventory Management, Manufacturing, Project Management, Management, Microsoft Office, Microsoft Exchange
Education
Shippensburg University of Pennsylvania 1989 — 1992
BSBA, Finance
Conestoga Wood Specialties March 2009 - Present
Conestoga Wood Specialties August 2007 - March 2009
Comptech Group 1993 - 1994
Paine Webber 1992 - 1993
Skills
Network Administration, IBM iSeries, Networking, Business Analysis, Windows Server, VMware ESX, Switches, VLAN, Routing, Linux, Firewalls, JD Edwards, Process Improvement, Strategic Planning, Budgets, Change Management, Inventory Management, Manufacturing, Project Management, Management, Microsoft Office, Microsoft Exchange
Education
Shippensburg University of Pennsylvania 1989 — 1992
BSBA, Finance
Steve Pfeifer's Paine Webber Experience September 1995 - May 1997
Job Owner at P.O.&G. Resources, LP
Industry Oil & Energy
Experience
P.O.&G. Resources, LP June 1999 - Present
Merrill Lynch September 1999 - September 2004
Prudential Financial May 1997 - September 1999
Paine Webber September 1995 - May 1997
Deutsche Bank April 1993 - September 1995
Amoco Production Company August 1988 - April 1993
ARCO Oil and Gas Company January 1985 - June 1986
Skills
Small Business, Energy, Business Planning, Sales Management, Strategy, Project Planning, Engineering, Petroleum
Education
University of Pennsylvania - The Wharton School 1986 — 1988
Master of Business Administration (MBA), Finance, General
The University of Texas at Austin 1981 — 1984
Bachelor of Science (BS), Petroleum Engineering
P.O.&G. Resources, LP June 1999 - Present
Merrill Lynch September 1999 - September 2004
Prudential Financial May 1997 - September 1999
Paine Webber September 1995 - May 1997
Deutsche Bank April 1993 - September 1995
Amoco Production Company August 1988 - April 1993
ARCO Oil and Gas Company January 1985 - June 1986
Skills
Small Business, Energy, Business Planning, Sales Management, Strategy, Project Planning, Engineering, Petroleum
Education
University of Pennsylvania - The Wharton School 1986 — 1988
Master of Business Administration (MBA), Finance, General
The University of Texas at Austin 1981 — 1984
Bachelor of Science (BS), Petroleum Engineering
Paul Monsanto's Paine Webber Experience April 2000 - April 2002
Job Information technology
Industry Financial Services
Experience
UBS Wealth Management April 2015 - Present
UBS Wealth Management May 2002 - March 2015
Paine Webber April 2000 - April 2002
Skills
Mutual Funds, Business Analysis, Equities, Financial Services, Alternative Investments, Investments, Securities, DB2, Risk Management, SDLC, Banking, Due Diligence, Insurance, Process Improvement, SQL
Education
The Chubb Institute 1998 — 1998
Diploma in Computer Programming
Union County College
UBS Wealth Management April 2015 - Present
UBS Wealth Management May 2002 - March 2015
Paine Webber April 2000 - April 2002
Skills
Mutual Funds, Business Analysis, Equities, Financial Services, Alternative Investments, Investments, Securities, DB2, Risk Management, SDLC, Banking, Due Diligence, Insurance, Process Improvement, SQL
Education
The Chubb Institute 1998 — 1998
Diploma in Computer Programming
Union County College
Laurie Walters's Paine Webber Experience September 1983 - July 1985
Job Director Fixed Income Trading at MacKay Shields
Industry Investment Management
Experience
MacKay Shields January 1998 - Present
Nomura Securities September 1987 - July 1994
Paine Webber September 1983 - July 1985
Education
Univerisity of Chicago 1985 — 1987
MBA, Finance
University at Albany, SUNY 1979 — 1983
BS, Business, Finance
MacKay Shields January 1998 - Present
Nomura Securities September 1987 - July 1994
Paine Webber September 1983 - July 1985
Education
Univerisity of Chicago 1985 — 1987
MBA, Finance
University at Albany, SUNY 1979 — 1983
BS, Business, Finance
Edward B. Moore's Paine Webber Experience January 1998 - January 1999
Job President of ProffittMoore Consulting Services
Industry Financial Services
Experience
Proffitt-Moore Consulting Services January 2008 - Present
Proffitt-Moore Consulting Services January 2008 - Present
Proffitt-Moore Consulting Services January 2008 - Present
Cadaret, Grant & Company Inc February 2000 - January 2008
Cadaret, Grant & Company Inc February 2000 - January 2008
MONY Securities January 1999 - January 2000
MONY Securities January 1999 - January 2000
Paine Webber January 1998 - January 1999
Paine Webber January 1998 - January 1999
for the State of New York January 1978 - January 1998
Education
Fiduciary Training: University of Pittsburgh
Fiduciary Training: University of Pittsburgh
Syracuse University
Started Masters Program, Public Administration
Syracuse University
Started Masters Program, Public Administration
S.U.N.Y. College of Technology at Utica
B.S, Criminal Justice
S.U.N.Y. College of Technology at Utica
B.S, Criminal Justice
Tompkins-Cortland Community College
A.S, Criminal Justice
Tompkins-Cortland Community College
A.S, Criminal Justice
Proffitt-Moore Consulting Services January 2008 - Present
Proffitt-Moore Consulting Services January 2008 - Present
Proffitt-Moore Consulting Services January 2008 - Present
Cadaret, Grant & Company Inc February 2000 - January 2008
Cadaret, Grant & Company Inc February 2000 - January 2008
MONY Securities January 1999 - January 2000
MONY Securities January 1999 - January 2000
Paine Webber January 1998 - January 1999
Paine Webber January 1998 - January 1999
for the State of New York January 1978 - January 1998
Education
Fiduciary Training: University of Pittsburgh
Fiduciary Training: University of Pittsburgh
Syracuse University
Started Masters Program, Public Administration
Syracuse University
Started Masters Program, Public Administration
S.U.N.Y. College of Technology at Utica
B.S, Criminal Justice
S.U.N.Y. College of Technology at Utica
B.S, Criminal Justice
Tompkins-Cortland Community College
A.S, Criminal Justice
Tompkins-Cortland Community College
A.S, Criminal Justice
Chris Leavy's Paine Webber Experience 1991 - 1997
Job Complex Manager at Raymond James & Associates
Industry Financial Services
Experience
Raymond James & Associates April 2015 - Present
Wells Fargo Advisors, LLC June 2005 - July 2014
Wells Fargo Advisors January 2004 - June 2005
Wheat First Union 1998 - 2002
Paine Webber 1991 - 1997
Paine Webber 1989 - 1991
Oppenehimer & Co January 1984 - February 1988
Skills
Branch Management, Financial Advisory, New Business Development, Wealth Preservation..., Investment Strategies, Retirement Planning, Asset Allocation, Investments, Financial Services, Asset Management, Financial Planning, Mutual Funds, Portfolio Management, Recruiting, Business Development, Team Building, Wealth Management
Education
State University of New York College at Buffalo 1977 — 1978
BS, Bachelor of Science
State University of New York College at Oswego 1974 — 1976
Biology/Biological Sciences, General
Raymond James & Associates April 2015 - Present
Wells Fargo Advisors, LLC June 2005 - July 2014
Wells Fargo Advisors January 2004 - June 2005
Wheat First Union 1998 - 2002
Paine Webber 1991 - 1997
Paine Webber 1989 - 1991
Oppenehimer & Co January 1984 - February 1988
Skills
Branch Management, Financial Advisory, New Business Development, Wealth Preservation..., Investment Strategies, Retirement Planning, Asset Allocation, Investments, Financial Services, Asset Management, Financial Planning, Mutual Funds, Portfolio Management, Recruiting, Business Development, Team Building, Wealth Management
Education
State University of New York College at Buffalo 1977 — 1978
BS, Bachelor of Science
State University of New York College at Oswego 1974 — 1976
Biology/Biological Sciences, General
Mark Pendergrast's Paine Webber Experience September 1991 - April 1994
Job VP Investments at Stephens Inc.
Industry Investment Banking
Experience
Stephens, Inc. Investment Bankers July 2004 - Present
Raymond James & Associates April 1994 - July 2004
Paine Webber September 1991 - April 1994
Skills
Series 7, Investments, Securities, Wealth Management, Portfolio Management, Retirement Planning, Asset Allocation, Insurance, Investment Advisory, Alternative Investments
Education
The University of Memphis 1978 — 1983
Bachelors of Business Administration, Finance
Stephens, Inc. Investment Bankers July 2004 - Present
Raymond James & Associates April 1994 - July 2004
Paine Webber September 1991 - April 1994
Skills
Series 7, Investments, Securities, Wealth Management, Portfolio Management, Retirement Planning, Asset Allocation, Insurance, Investment Advisory, Alternative Investments
Education
The University of Memphis 1978 — 1983
Bachelors of Business Administration, Finance
Mary Uslander's Paine Webber Experience December 1995 - July 2000
Job Board Member at Women Networking in Electronic Transactions (W.net)
Industry Financial Services
Experience
First Data Corporation August 2014 - Present
Merrill Lynch August 2010 - Present
Morgan Stanley Smith Barney June 2009 - July 2010
Citigroup Smith Barney July 2000 - June 2009
Paine Webber December 1995 - July 2000
Kidder Peabody May 1985 - December 1995
Skills
Financial Services, Management, Strategy, Banking, CRM, Wealth Management, Portfolio Management, Series 63, New Business Development, Leadership, Series 7, Product Development, Marketing, Credit, Program Management, SDLC, Vendor Management, Equities, Integration, Retail Banking, Project Management, Securities, Investments, Mergers & Acquisitions, Business Analysis, Team Building
Education
New York Restaurant School
Culinary Arts/Chef Training
Tufts University
Psychology/Community Health, Psychology
First Data Corporation August 2014 - Present
Merrill Lynch August 2010 - Present
Morgan Stanley Smith Barney June 2009 - July 2010
Citigroup Smith Barney July 2000 - June 2009
Paine Webber December 1995 - July 2000
Kidder Peabody May 1985 - December 1995
Skills
Financial Services, Management, Strategy, Banking, CRM, Wealth Management, Portfolio Management, Series 63, New Business Development, Leadership, Series 7, Product Development, Marketing, Credit, Program Management, SDLC, Vendor Management, Equities, Integration, Retail Banking, Project Management, Securities, Investments, Mergers & Acquisitions, Business Analysis, Team Building
Education
New York Restaurant School
Culinary Arts/Chef Training
Tufts University
Psychology/Community Health, Psychology
Lori Bethon's Paine Webber Experience 1990 - 1994
Job Director of Human Resources at JCC on the Palisades
Industry Human Resources
Experience
JCC on the Palisades 2013 - Present
Pearson 1999 - 2005
Macmillan Publishing - Simon & Schuster 1994 - 1999
Paine Webber 1990 - 1994
Skills
Human Resources, Talent Acquisition, Talent Management, Employee Engagement, Recruiting, Onboarding, HRIS, Performance Management, Employee Relations, Succession Planning, FMLA, Workforce Planning, Benefits Administration, New Hire Orientations
Education
Columbia University 1991 — 1994
M.A., Organizational Psychology
State University of New York College at Plattsburgh 1986 — 1990
B.S., Business Marketing
JCC on the Palisades 2013 - Present
Pearson 1999 - 2005
Macmillan Publishing - Simon & Schuster 1994 - 1999
Paine Webber 1990 - 1994
Skills
Human Resources, Talent Acquisition, Talent Management, Employee Engagement, Recruiting, Onboarding, HRIS, Performance Management, Employee Relations, Succession Planning, FMLA, Workforce Planning, Benefits Administration, New Hire Orientations
Education
Columbia University 1991 — 1994
M.A., Organizational Psychology
State University of New York College at Plattsburgh 1986 — 1990
B.S., Business Marketing
William Montgomery's Paine Webber Experience January 1990 - November 2000
Job Counsel at Keesal, Young & Logan
Industry Law Practice
Experience
Keesal Young & Logan 2010 - Present
UBS November 2000 - June 2010
UBS Wealth Management 2000 - 2010
Paine Webber January 1990 - November 2000
International Trading Group, Ltd. October 1988 - January 1990
Commodity Futures Trading Commission October 1984 - October 1988
Cook County State's Attorney's Office May 1977 - April 1983
Skills
Litigation, FINRA, Securities Regulation, Securities, Arbitration, Securities Litigation, Corporate Governance, Mediation, Commercial Litigation, Civil Litigation, Employment Law, Corporate Law, Licensing, Trials, Legal Compliance, Intellectual Property
Education
The John Marshall Law School 1973 — 1976
JD
University of California, Santa Barbara 1971 — 1973
BA, Psychology
Keesal Young & Logan 2010 - Present
UBS November 2000 - June 2010
UBS Wealth Management 2000 - 2010
Paine Webber January 1990 - November 2000
International Trading Group, Ltd. October 1988 - January 1990
Commodity Futures Trading Commission October 1984 - October 1988
Cook County State's Attorney's Office May 1977 - April 1983
Skills
Litigation, FINRA, Securities Regulation, Securities, Arbitration, Securities Litigation, Corporate Governance, Mediation, Commercial Litigation, Civil Litigation, Employment Law, Corporate Law, Licensing, Trials, Legal Compliance, Intellectual Property
Education
The John Marshall Law School 1973 — 1976
JD
University of California, Santa Barbara 1971 — 1973
BA, Psychology
Penny Ship's Paine Webber Experience December 1974 - December 1977
Job owner at H. Rubin Opticians
Industry Retail
Experience
H. Rubin Opticians 1977 - Present
Paine Webber December 1974 - December 1977
Skills
Advertising, Social Media Marketing
Education
School of Visual Arts 1971 — 1974
Advertising
H. Rubin Opticians 1977 - Present
Paine Webber December 1974 - December 1977
Skills
Advertising, Social Media Marketing
Education
School of Visual Arts 1971 — 1974
Advertising
Salvatore Vella's Paine Webber Experience 1982 - 1984
Job SVP Operations Broadridge Business Processing Outsourcing
Industry Financial Services
Experience
Broadridge Financial Solutions - Business Processing Outsourcing 2005 - Present
TD Ameritrade 2000 - 2005
ADP 1993 - 2000
Fidelity Investments 1984 - 1993
Paine Webber 1982 - 1984
Skills
Operations Management, International..., Securities processing, 15c3-3, Compliance, Business process..., International Trade, Dividends, Reorg, Bank Reconciliation, G/L Reconciliations, Margin, Escheatment, Proxy, Trade Regulation, Series 24, Series 7, Series 63, Offshore Outsourcing, SOX Compliancy, Custodial Services, Hedge Funds, Frontier, Pricing, Reference Data, Facilities Management
Education
St. Francis College
Broadridge Financial Solutions - Business Processing Outsourcing 2005 - Present
TD Ameritrade 2000 - 2005
ADP 1993 - 2000
Fidelity Investments 1984 - 1993
Paine Webber 1982 - 1984
Skills
Operations Management, International..., Securities processing, 15c3-3, Compliance, Business process..., International Trade, Dividends, Reorg, Bank Reconciliation, G/L Reconciliations, Margin, Escheatment, Proxy, Trade Regulation, Series 24, Series 7, Series 63, Offshore Outsourcing, SOX Compliancy, Custodial Services, Hedge Funds, Frontier, Pricing, Reference Data, Facilities Management
Education
St. Francis College
Brian Bittner's Paine Webber Experience August 1996 - January 1997
Job Assistant Manager of Financial Reporting at American Honda Motor Company, Inc.
Industry Automotive
Experience
American Honda Motor Company, Inc. February 2007 - Present
American Honda Motor Company, Inc. January 2004 - January 2007
Reliant Energy June 2002 - August 2003
Milken Institute January 1998 - June 2000
Morgan Stanley Smith Barney February 1997 - August 1997
Paine Webber August 1996 - January 1997
Hyundai Merchant Marine April 1994 - July 1996
Skills
Analysis, Financial Reporting, Finance
Education
Tulane University - A.B. Freeman School of Business 2000 — 2002
MBA, Finance & Information Systems
Tulane University - A.B. Freeman School of Business 2000 — 2002
MACCT, Financial Accounting
University of California, Los Angeles
BA, International Relations
American Honda Motor Company, Inc. February 2007 - Present
American Honda Motor Company, Inc. January 2004 - January 2007
Reliant Energy June 2002 - August 2003
Milken Institute January 1998 - June 2000
Morgan Stanley Smith Barney February 1997 - August 1997
Paine Webber August 1996 - January 1997
Hyundai Merchant Marine April 1994 - July 1996
Skills
Analysis, Financial Reporting, Finance
Education
Tulane University - A.B. Freeman School of Business 2000 — 2002
MBA, Finance & Information Systems
Tulane University - A.B. Freeman School of Business 2000 — 2002
MACCT, Financial Accounting
University of California, Los Angeles
BA, International Relations
Mario Bucca's Paine Webber Experience October 1993 - November 1999
Job Exposure Specialist at Bank of America Merrill Lynch
Industry Banking
Experience
Bank of America January 2006 - November 2012
Merrill Lynch April 2000 - December 2005
Paine Webber October 1993 - November 1999
Merrill Lynch January 1991 - October 1993
Merrill Lynch April 1989 - January 1991
Merrill Lynch December 1987 - April 1989
Skills
Banking, Financial Analysis, Risk Management, Collections, Back Office Operations, Financial Reporting, Financial Services, Customer Service
Education
Seton Hall University 1980 — 1985
Bachelor's Degree, Finance
Seton Hall Preparatory 1976 — 1980
Bank of America January 2006 - November 2012
Merrill Lynch April 2000 - December 2005
Paine Webber October 1993 - November 1999
Merrill Lynch January 1991 - October 1993
Merrill Lynch April 1989 - January 1991
Merrill Lynch December 1987 - April 1989
Skills
Banking, Financial Analysis, Risk Management, Collections, Back Office Operations, Financial Reporting, Financial Services, Customer Service
Education
Seton Hall University 1980 — 1985
Bachelor's Degree, Finance
Seton Hall Preparatory 1976 — 1980
Neysa Maisel's Paine Webber Experience 1981 - 1985
Job
Industry Packaging and Containers
Experience
Commonwealth Packaging Company Investment BrokerAdvest, Inc.1985 - 1996
Paine Webber 1981 - 1985
Education
Temple University 1975 — 1976
Bachelor of Arts (BA)
University of Pittsburgh 1972 — 1975
Commonwealth Packaging Company Investment BrokerAdvest, Inc.1985 - 1996
Paine Webber 1981 - 1985
Education
Temple University 1975 — 1976
Bachelor of Arts (BA)
University of Pittsburgh 1972 — 1975
Curtis Melton Jr.'s Paine Webber Experience 1988 - 1994
Job Senior Correctional Facilities Sales Professional at Boehringer Ingelheim Pharmaceuticals
Industry Pharmaceuticals
Experience
Boehringer Ingelheim Pharmaceuticals 2011 - Present
Boehringer Ingelheim Pharmaceuticals 2008 - 2011
Merck 2003 - 2004
Wachovia Securities Financial Network 1995 - 1997
Lehman Brothers 1994 - 1995
Paine Webber 1988 - 1994
Skills
Client Training, Sales Presentations, Speaker Management, Market Research, Analysis, Client Relationship..., Social Networking
Education
Connecticut School of Broadcasting
Sports Broadcasting
University of Kansas
Bachelor of Arts, Political Science
Boehringer Ingelheim Pharmaceuticals 2011 - Present
Boehringer Ingelheim Pharmaceuticals 2008 - 2011
Merck 2003 - 2004
Wachovia Securities Financial Network 1995 - 1997
Lehman Brothers 1994 - 1995
Paine Webber 1988 - 1994
Skills
Client Training, Sales Presentations, Speaker Management, Market Research, Analysis, Client Relationship..., Social Networking
Education
Connecticut School of Broadcasting
Sports Broadcasting
University of Kansas
Bachelor of Arts, Political Science
Mark Wadlington's Paine Webber Experience 1994 - 1995
Job VP Investments at Hilcorp
Industry Investment Management
Experience
Hilcorp May 2012 - Present
Chilton Capital Management February 2007 - May 2012
Dyer, Robertson & Lamme March 2002 - February 2007
Enron Corp 2000 - 2002
Teacher Retirement System of Texas February 1997 - August 2000
UBS Securities Co., Ltd 1995 - 1997
Paine Webber 1994 - 1995
Kidder Peabody August 1994 - December 1994
Stephens Inc. August 1990 - July 1992
Skills
Alternative Investments, Corporate Finance, Investor Relations, Fixed Income, Bloomberg, Due Diligence, Securities, Chartered Financial..., Mergers, Mutual Funds, Financial Markets, Options, Investment Management, Venture Capital, Investment Advisory, Series 7
Education
The University of Texas at Austin 1992 — 1994
Master of Business Administration (MBA), Finance, 3.8
The University of Texas at Austin 1986 — 1990
Bachelor of Business Administration (BBA), Finance, 3.8
The University of Texas at Austin 1986 — 1990
Bachelor of Arts (BA), Plan II Honors Liberal Arts, 3.65
Hilcorp May 2012 - Present
Chilton Capital Management February 2007 - May 2012
Dyer, Robertson & Lamme March 2002 - February 2007
Enron Corp 2000 - 2002
Teacher Retirement System of Texas February 1997 - August 2000
UBS Securities Co., Ltd 1995 - 1997
Paine Webber 1994 - 1995
Kidder Peabody August 1994 - December 1994
Stephens Inc. August 1990 - July 1992
Skills
Alternative Investments, Corporate Finance, Investor Relations, Fixed Income, Bloomberg, Due Diligence, Securities, Chartered Financial..., Mergers, Mutual Funds, Financial Markets, Options, Investment Management, Venture Capital, Investment Advisory, Series 7
Education
The University of Texas at Austin 1992 — 1994
Master of Business Administration (MBA), Finance, 3.8
The University of Texas at Austin 1986 — 1990
Bachelor of Business Administration (BBA), Finance, 3.8
The University of Texas at Austin 1986 — 1990
Bachelor of Arts (BA), Plan II Honors Liberal Arts, 3.65
Donnie DeYoung CPWA's Paine Webber Experience April 1994 - November 2001
Job Senior Vice President at UBS Wealth Management
Industry Financial Services
Experience
UBS Wealth Management April 2009 - Present
Smith Barney November 2001 - April 2009
Paine Webber April 1994 - November 2001
Skills
Portfolio Management, Investments, Equities, Fixed Income, Financial Services, Banking, Wealth Management, Capital Markets, Risk Management, Asset Management
Education
The University of New Mexico 1981 — 1986
Bachelor's degree, Business
Widefield High School 1977 — 1981
UBS Wealth Management April 2009 - Present
Smith Barney November 2001 - April 2009
Paine Webber April 1994 - November 2001
Skills
Portfolio Management, Investments, Equities, Fixed Income, Financial Services, Banking, Wealth Management, Capital Markets, Risk Management, Asset Management
Education
The University of New Mexico 1981 — 1986
Bachelor's degree, Business
Widefield High School 1977 — 1981
Kathy Wilber's Paine Webber Experience 1965 - 1968
Job retired Postmaster at United States Postal Service
Industry Government Administration
Experience
United States Postal Service Senrio Statistical AnalystBest Western International1974 - 1978
American Express 1968 - 1974
Paine Webber 1965 - 1968
Skills
Public Speaking, Microsoft Office, Microsoft Excel, PowerPoint, Policy, Public Administration, Emergency Management, Local Government, Microsoft Word, Data Entry, Customer Service, Government
Education
Santa Rosa Junior College 1982 — 1985
Accounting and Business/Management
Institute of Finance 1967 — 1968
Finance, Securities and requirements for stock brokers
Jesery City State College 1965 — 1966
Henry Snyder High School 1961 — 1965
United States Postal Service Senrio Statistical AnalystBest Western International1974 - 1978
American Express 1968 - 1974
Paine Webber 1965 - 1968
Skills
Public Speaking, Microsoft Office, Microsoft Excel, PowerPoint, Policy, Public Administration, Emergency Management, Local Government, Microsoft Word, Data Entry, Customer Service, Government
Education
Santa Rosa Junior College 1982 — 1985
Accounting and Business/Management
Institute of Finance 1967 — 1968
Finance, Securities and requirements for stock brokers
Jesery City State College 1965 — 1966
Henry Snyder High School 1961 — 1965
Patrick Stiefel's Paine Webber Experience June 1999 - August 1999
Job Director of Trading at Swan Global Investments
Industry Financial Services
Experience
Swan Global Investments November 2013 - Present
TradeLink February 2004 - November 2013
Quiet Light Securities LLC May 2001 - February 2004
Saliba Partners August 1999 - May 2001
Paine Webber June 1999 - August 1999
Alaska Goldpanners June 1996 - August 1997
The Bat Cage December 1993 - August 1995
Skills
Series 65, Options, Mutual Funds, Market Making, Hedge Funds, Risk Management, Volatility, Stocks, Alternative Investments, Global Macro, FX Options, Fixed Income, Currency, Game Theory, Proprietary Trading, Arbitrage, Employee Training, Fundraising, Lecturing, Swaps, Probability and..., Derivatives, Commodities, Bloomberg, Management, Clearing, Sales, Prospecting Skills, Mac, Consulting, Bookkeeping, Order Execution, Placing Orders, Collaboration, Equities, Trading, Trading Systems, Electronic Trading, Financial Markets, Investments, Capital Markets, Series 7, Finance, Equity Derivatives, Commodity
Education
Tabor College 1997 — 1999
Bachelor of Arts (B.A.), Mathematics
GC 1995 — 1997
Associate of Science (AS), Mathematics
Swan Global Investments November 2013 - Present
TradeLink February 2004 - November 2013
Quiet Light Securities LLC May 2001 - February 2004
Saliba Partners August 1999 - May 2001
Paine Webber June 1999 - August 1999
Alaska Goldpanners June 1996 - August 1997
The Bat Cage December 1993 - August 1995
Skills
Series 65, Options, Mutual Funds, Market Making, Hedge Funds, Risk Management, Volatility, Stocks, Alternative Investments, Global Macro, FX Options, Fixed Income, Currency, Game Theory, Proprietary Trading, Arbitrage, Employee Training, Fundraising, Lecturing, Swaps, Probability and..., Derivatives, Commodities, Bloomberg, Management, Clearing, Sales, Prospecting Skills, Mac, Consulting, Bookkeeping, Order Execution, Placing Orders, Collaboration, Equities, Trading, Trading Systems, Electronic Trading, Financial Markets, Investments, Capital Markets, Series 7, Finance, Equity Derivatives, Commodity
Education
Tabor College 1997 — 1999
Bachelor of Arts (B.A.), Mathematics
GC 1995 — 1997
Associate of Science (AS), Mathematics
David Wilburn's Paine Webber Experience 1991 - 2001
Job Credit Risk Manager at Salisbury Bank and Trust Company
Industry Banking
Experience
Salisbury Bank and Trust Company 2009 - Present
Legg Mason 2001 - 2004
Paine Webber 1991 - 2001
UBS Securities Co., Ltd 1988 - 1991
Kidder Peabody 1983 - 1988
Tennessee Valley Authority 1979 - 1983
Skills
Jack Henry, Underwriting, Bloomberg, Microsoft Excel, Risk Management, Tax exempt financing, Investment Banking
Education
St. John's University 1977 — 1979
Doctor of Law (J.D.)
University of Notre Dame 1966 — 1970
Bachelor of Arts (B.A.), Political Science and Government
Salisbury Bank and Trust Company 2009 - Present
Legg Mason 2001 - 2004
Paine Webber 1991 - 2001
UBS Securities Co., Ltd 1988 - 1991
Kidder Peabody 1983 - 1988
Tennessee Valley Authority 1979 - 1983
Skills
Jack Henry, Underwriting, Bloomberg, Microsoft Excel, Risk Management, Tax exempt financing, Investment Banking
Education
St. John's University 1977 — 1979
Doctor of Law (J.D.)
University of Notre Dame 1966 — 1970
Bachelor of Arts (B.A.), Political Science and Government
Denise Mason's Paine Webber Experience 1986 - 1997
Job Associate Director, Project Manager at UBS
Industry Financial Services
Experience
UBS 1998 - Present
HMS 1997 - 1998
Paine Webber 1986 - 1997
Skills
Project Portfolio..., Process Excellence, Business Analysis, PMO, Risk Management, Six Sigma, Business Process..., Financial Services, Financial Analysis, Quality Assurance, Preparation of Business..., Business Requirements, IT Strategy, Requirements Gathering
Education
State University of New York at Albany
Master of Business Administration (M.B.A.), Management Information Systems
UBS 1998 - Present
HMS 1997 - 1998
Paine Webber 1986 - 1997
Skills
Project Portfolio..., Process Excellence, Business Analysis, PMO, Risk Management, Six Sigma, Business Process..., Financial Services, Financial Analysis, Quality Assurance, Preparation of Business..., Business Requirements, IT Strategy, Requirements Gathering
Education
State University of New York at Albany
Master of Business Administration (M.B.A.), Management Information Systems
Salomon Brothers
Salomon Smith Barney
PaineWebber
Drexel Burnham Lambert
Salomon Brothers Inc.
Paine Webber, Inc
Soloman Smith Barney
Solomon Brothers