Paine Webber
Industry: Investment banking
DescriptionPaineWebber & Co. was an American investment bank and stock brokerage firm that was acquired by the Swiss bank UBS in 2000. The company was founded in 1880 in Boston, Massachusetts, by William Alfred Paine and Wallace G. Webber. Operating with two employees, they leased premises at 48 Congress Street in May 1881. Founded: 1881 Headquarters: New York City, New York, United States Ceased operations: 2000 Successor: UBS Paine Webber, later UBS Wealth Management Founders: William A. Paine, William Alfred
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Paine Webber Employees
Employee
Years
Job
Industry
William Sherer William Sherer's Paine Webber Experience 1997 - 1998
Job Managing Director at Houlihan Lokey
Industry Investment Banking
Experience
Houlihan Lokey 2006 - Present
Benedetto, Gartland & Co. 1999 - 2005
Paine Webber 1997 - 1998
Freeman Spogli & Co. 1989 - 1996
Kidder Peabody 1981 - 1988
Arthur Young 1976 - 1981
Skills
Financial Analysis, Alternative Investments, Equity Valuation
Education
University of California, Berkeley 1975 — 1976
Master of Business Administration (MBA)
University of California, Riverside 1971 — 1975
Bachelor's degree, Economics
Houlihan Lokey 2006 - Present
Benedetto, Gartland & Co. 1999 - 2005
Paine Webber 1997 - 1998
Freeman Spogli & Co. 1989 - 1996
Kidder Peabody 1981 - 1988
Arthur Young 1976 - 1981
Skills
Financial Analysis, Alternative Investments, Equity Valuation
Education
University of California, Berkeley 1975 — 1976
Master of Business Administration (MBA)
University of California, Riverside 1971 — 1975
Bachelor's degree, Economics
Dana McDonald Dana McDonald's Paine Webber Experience October 1996 - July 1998
Job at RBC Wealth Management
Industry Financial Services
Experience
RBC Wealth Management April 2011 - Present
Oppenheimer & Co. Inc. July 2004 - April 2011
Citigroup / Smith Barney July 1998 - July 2004
Paine Webber October 1996 - July 1998
Skills
Investments, Series 7, Wealth Management, Trading, Financial Advisory, Portfolio Management, Strategic Financial..., Cash Management, Investment Advisory, Finance, Asset Management, Mutual Funds, Financial Modeling, Retirement Planning, Financial Planning, Financial Services
Education
University of California, San Diego 1992 — 1996
BA, Art History
San Marino HIgh School 1988 — 1992
RBC Wealth Management April 2011 - Present
Oppenheimer & Co. Inc. July 2004 - April 2011
Citigroup / Smith Barney July 1998 - July 2004
Paine Webber October 1996 - July 1998
Skills
Investments, Series 7, Wealth Management, Trading, Financial Advisory, Portfolio Management, Strategic Financial..., Cash Management, Investment Advisory, Finance, Asset Management, Mutual Funds, Financial Modeling, Retirement Planning, Financial Planning, Financial Services
Education
University of California, San Diego 1992 — 1996
BA, Art History
San Marino HIgh School 1988 — 1992
Bob Monte Bob Monte's Paine Webber Experience April 1984 - May 1988
Job Investment Manager/Senior Wealth Adviser
Industry Financial Services
Experience
Monte Financial Group LLC June 2009 - Present
Morgan Stanley Smith Barney July 1991 - June 2009
Dean Witter May 1988 - July 1991
Paine Webber April 1984 - May 1988
Northwestern Mutual January 1982 - April 1984
Skills
Wealth Management..., Investment Advisory, Portfolio Management, Charitable Gift Planning, Needs Assessment, Retirement Advisory, Financial Needs, Portfolio Development, Portfolio Analytics, Wealth Management...
Education
The University of Connecticut
Bachelor of Arts (B.A.), Economics
Monte Financial Group LLC June 2009 - Present
Morgan Stanley Smith Barney July 1991 - June 2009
Dean Witter May 1988 - July 1991
Paine Webber April 1984 - May 1988
Northwestern Mutual January 1982 - April 1984
Skills
Wealth Management..., Investment Advisory, Portfolio Management, Charitable Gift Planning, Needs Assessment, Retirement Advisory, Financial Needs, Portfolio Development, Portfolio Analytics, Wealth Management...
Education
The University of Connecticut
Bachelor of Arts (B.A.), Economics
Carlton B. Pace, CFP®, CIMA® Carlton B. Pace, CFP®, CIMA®'s Paine Webber Experience December 1990 - March 1995
Job Senior Vice President Investment Officer at Pace Wealth Management Group of Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Pace Wealth Management Group of Wells Fargo Advisors March 1995 - Present
Paine Webber December 1990 - March 1995
Skills
Investments, Securities, Insurance, Retirement Planning, Asset Allocation, Finance, Mutual Funds, Estate Investment...
Education
University of California, Santa Barbara 1985 — 1988
Pace Wealth Management Group of Wells Fargo Advisors March 1995 - Present
Paine Webber December 1990 - March 1995
Skills
Investments, Securities, Insurance, Retirement Planning, Asset Allocation, Finance, Mutual Funds, Estate Investment...
Education
University of California, Santa Barbara 1985 — 1988
Christopher Cuzzucoli Christopher Cuzzucoli's Paine Webber Experience 1999 - 2000
Job SVP, Financial Intelligence Unit LPL Financial
Industry Financial Services
Experience
LPL Financial May 2014 - Present
Charles Schwab March 2010 - May 2014
Barclays Bank March 2009 - March 2010
Citigroup September 2006 - February 2009
Citigroup September 2004 - September 2006
Dresdner Bank August 2002 - August 2004
TD Bank December 2001 - July 2002
Citi Smith Barney February 2000 - December 2001
Paine Webber 1999 - 2000
Skills
USA PATRIOT Act, Bank Secrecy Act, OFAC, Compliance, BSA, AML, KYC, Sanctions, FCPA, CAMS
Education
University of Denver - Sturm College of Law 1989 — 1991
Doctor of Law (J.D.)
University of Colorado Boulder 1982 — 1986
BA, Psychology
LPL Financial May 2014 - Present
Charles Schwab March 2010 - May 2014
Barclays Bank March 2009 - March 2010
Citigroup September 2006 - February 2009
Citigroup September 2004 - September 2006
Dresdner Bank August 2002 - August 2004
TD Bank December 2001 - July 2002
Citi Smith Barney February 2000 - December 2001
Paine Webber 1999 - 2000
Skills
USA PATRIOT Act, Bank Secrecy Act, OFAC, Compliance, BSA, AML, KYC, Sanctions, FCPA, CAMS
Education
University of Denver - Sturm College of Law 1989 — 1991
Doctor of Law (J.D.)
University of Colorado Boulder 1982 — 1986
BA, Psychology
Lori Frisbie Lori Frisbie's Paine Webber Experience October 1987 - March 1988
Job Montecito Treasures, Fine Furniture Consignment, Fluxa Home
Industry Furniture
Experience
Montecito Treasures January 2014 - Present
UC Santa Barbara September 2009 - May 2013
Santa Barbara City College August 2010 - December 2010
Guide to Guys Movie January 2005 - September 2005
The WB Television Network March 2004 - March 2005
Cambridge Capital Partners March 1988 - March 1989
Paine Webber October 1987 - March 1988
Paine Webber September 1985 - October 1987
Lehman Brothers June 1984 - September 1985
Skills
Furniture, Fine Furniture, Antique Furniture, Furnishings, Interior Design, Sales, Modern Furniture, Social Media Marketing, Merchandising, Web Design, Web Services, Resales, Design, Home Staging, Real Estate Staging, Microsoft Excel, Public Speaking, Community Outreach, PowerPoint, Microsoft Office, Event Planning, Grant Writing, Microsoft Word, Teaching, Fundraising, Nonprofits, Research, Editing
Education
University of California Santa Barbara 2009 — 2012
Global and International Studies
University of Paris, Dauphine 1983 — 1984
Maitrese, Development Economics and International Development
University of Colorado at Boulder 1980 — 1983
Bachelor of Arts (BA), Journalism/Economics
Montecito Treasures January 2014 - Present
UC Santa Barbara September 2009 - May 2013
Santa Barbara City College August 2010 - December 2010
Guide to Guys Movie January 2005 - September 2005
The WB Television Network March 2004 - March 2005
Cambridge Capital Partners March 1988 - March 1989
Paine Webber October 1987 - March 1988
Paine Webber September 1985 - October 1987
Lehman Brothers June 1984 - September 1985
Skills
Furniture, Fine Furniture, Antique Furniture, Furnishings, Interior Design, Sales, Modern Furniture, Social Media Marketing, Merchandising, Web Design, Web Services, Resales, Design, Home Staging, Real Estate Staging, Microsoft Excel, Public Speaking, Community Outreach, PowerPoint, Microsoft Office, Event Planning, Grant Writing, Microsoft Word, Teaching, Fundraising, Nonprofits, Research, Editing
Education
University of California Santa Barbara 2009 — 2012
Global and International Studies
University of Paris, Dauphine 1983 — 1984
Maitrese, Development Economics and International Development
University of Colorado at Boulder 1980 — 1983
Bachelor of Arts (BA), Journalism/Economics
Greg Wendt, CFP Greg Wendt, CFP's Paine Webber Experience 1994 - 2000
Job Partner at Living Economy Advisors
Industry Financial Services
Experience
Living Economy Advisors July 2015 - Present
StakeHolders Capital, Inc. December 2012 - Present
Green Economy Think Tank - Non-Profit August 2008 - Present
Green Business Networking - Non Profit April 2006 - Present
First Affirmative Financial Network September 2002 - Present
EP Wealth Advisors, Inc. September 2002 - November 2012
Prudential Securities 2000 - 2002
Paine Webber 1994 - 2000
Dabney Resznick June 1993 - December 1994
Smith Barney 1991 - 1993
Skills
Entrepreneurship, Start-ups, Investments, Strategic Financial..., Sustainable Business, Portfolio Management, Wealth Management, Socially Responsible..., Investment Advisory, Social Entrepreneurship, Retirement Planning, Public Speaking, Strategic Planning, Leadership, Financial Advisory, Venture Capital, Estate Planning, Business Strategy, Nonprofits, Business Development, Mutual Funds, Finance, Sustainability, Investment Strategies, Alternative Investments, Asset Allocation, Economic Development, Financial Goals, Financial Analysis, Retirement, Asset Management, Sustainability..., Financial Planners, Public Policy, Systems Thinking, Asset Managment, Insurance, Financial Coaching, 401k Rollovers, Engaging Public Speaker, Green Economy, Investment Banking, Business Networking, Conference Coordination, Community Partnership..., Convening, Financial Planning, Corporate Social...
Education
College of Financial Planning 2000 — 2002
Certified Financial Planner, Comprehensive Financial Planning
University of California, Los Angeles 1983 — 1988
BA, Economics and Business Administration
Living Economy Advisors July 2015 - Present
StakeHolders Capital, Inc. December 2012 - Present
Green Economy Think Tank - Non-Profit August 2008 - Present
Green Business Networking - Non Profit April 2006 - Present
First Affirmative Financial Network September 2002 - Present
EP Wealth Advisors, Inc. September 2002 - November 2012
Prudential Securities 2000 - 2002
Paine Webber 1994 - 2000
Dabney Resznick June 1993 - December 1994
Smith Barney 1991 - 1993
Skills
Entrepreneurship, Start-ups, Investments, Strategic Financial..., Sustainable Business, Portfolio Management, Wealth Management, Socially Responsible..., Investment Advisory, Social Entrepreneurship, Retirement Planning, Public Speaking, Strategic Planning, Leadership, Financial Advisory, Venture Capital, Estate Planning, Business Strategy, Nonprofits, Business Development, Mutual Funds, Finance, Sustainability, Investment Strategies, Alternative Investments, Asset Allocation, Economic Development, Financial Goals, Financial Analysis, Retirement, Asset Management, Sustainability..., Financial Planners, Public Policy, Systems Thinking, Asset Managment, Insurance, Financial Coaching, 401k Rollovers, Engaging Public Speaker, Green Economy, Investment Banking, Business Networking, Conference Coordination, Community Partnership..., Convening, Financial Planning, Corporate Social...
Education
College of Financial Planning 2000 — 2002
Certified Financial Planner, Comprehensive Financial Planning
University of California, Los Angeles 1983 — 1988
BA, Economics and Business Administration
Baron Becker Baron Becker's Paine Webber Experience 1997 - 1999
Job Senior Vice President Financial Advisor at Robert W Baird
Industry Financial Services
Experience
Robert W. Baird & Co. November 2012 - Present
Morgan Stanley Wealth Management 1999 - 2013
Paine Webber 1997 - 1999
Paine Webber 1993 - 1997
Murphy & Durieu 1991 - 1993
Education
University of Maine
Bachelor of Science (BS), Business Administration and Management, General
Robert W. Baird & Co. November 2012 - Present
Morgan Stanley Wealth Management 1999 - 2013
Paine Webber 1997 - 1999
Paine Webber 1993 - 1997
Murphy & Durieu 1991 - 1993
Education
University of Maine
Bachelor of Science (BS), Business Administration and Management, General
Robert Bresman's Paine Webber Experience July 1989 - August 2000
Job Vice President investment Officer at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC September 2000 - Present
Paine Webber July 1989 - August 2000
Skills
Investments, Retirement Planning, Finance, Mutual Funds
Education
University of Delaware 1982 — 1986
Bachelor of Arts (B.A.), Communication, General
Dumont High School 1978 — 1982
Wells Fargo Advisors, LLC September 2000 - Present
Paine Webber July 1989 - August 2000
Skills
Investments, Retirement Planning, Finance, Mutual Funds
Education
University of Delaware 1982 — 1986
Bachelor of Arts (B.A.), Communication, General
Dumont High School 1978 — 1982
Kenneth L Hines Kenneth L Hines's Paine Webber Experience October 1987 - November 1994
Job Senior Vice President, Certified Investment Management Consultant CIMA, Wealth Management Advisor , Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch Global Wealth Management November 1994 - Present
Paine Webber October 1987 - November 1994
Skills
Retirement, Investment Strategies, Investment Management, Pensions, Financial Advisory, Investment Advisory
Education
Oklahoma College of Banking
Accounting and Finance
University of Central Oklahoma
Biology, General
Merrill Lynch Global Wealth Management November 1994 - Present
Paine Webber October 1987 - November 1994
Skills
Retirement, Investment Strategies, Investment Management, Pensions, Financial Advisory, Investment Advisory
Education
Oklahoma College of Banking
Accounting and Finance
University of Central Oklahoma
Biology, General
David Istock David Istock's Paine Webber Experience 1994 - 2000
Job Managing Director, Technology M&A
Industry Investment Banking
Experience
Cowen and Company 2010 - 2013
UBS Investment Bank 2003 - 2008
Bluefish Ventures 2000 - 2003
Paine Webber 1994 - 2000
Skills
Capital Markets, Venture Capital, Private Equity, Private Placements, Valuation, Investment Banking, Equities, Securities, Corporate Finance, Mergers & Acquisitions, Financial Services, M&A experience, Hedge Funds, Investments, Corporate Development, Finance
Education
Wharton School, University of Pennsylvania 1990 — 1994
B.S. Economics, Finance
Cowen and Company 2010 - 2013
UBS Investment Bank 2003 - 2008
Bluefish Ventures 2000 - 2003
Paine Webber 1994 - 2000
Skills
Capital Markets, Venture Capital, Private Equity, Private Placements, Valuation, Investment Banking, Equities, Securities, Corporate Finance, Mergers & Acquisitions, Financial Services, M&A experience, Hedge Funds, Investments, Corporate Development, Finance
Education
Wharton School, University of Pennsylvania 1990 — 1994
B.S. Economics, Finance
Scott Krizner, ChFC® Scott Krizner, ChFC®'s Paine Webber Experience January 1989 - November 1990
Job Owner/Financial Planner at Baker Krizner Financial Planning
Industry Financial Services
Experience
Baker Krizner Financial Planning June 1997 - Present
Oxford Financial Group November 1990 - June 1997
Paine Webber January 1989 - November 1990
Hibbard Brown June 1988 - December 1988
Education
The American College, Bryn Mawr, Pennsylvania
Chartered Financial Consultant (ChFC)
University of Cincinnati 1984 — 1988
Bachelor of Business Administration (BBA), Finance
Northmont High School 1980 — 1984
Baker Krizner Financial Planning June 1997 - Present
Oxford Financial Group November 1990 - June 1997
Paine Webber January 1989 - November 1990
Hibbard Brown June 1988 - December 1988
Education
The American College, Bryn Mawr, Pennsylvania
Chartered Financial Consultant (ChFC)
University of Cincinnati 1984 — 1988
Bachelor of Business Administration (BBA), Finance
Northmont High School 1980 — 1984
Stephan Latieyre Stephan Latieyre's Paine Webber Experience January 1998 - February 1999
Job Owner at International business consultant
Industry Capital Markets
Experience
International business consultant January 2003 - Present
MD@Home January 2002 - November 2002
JB Oxford & Co. May 2001 - November 2001
Mace Security International November 1999 - March 2001
Spear Leeds &Kellogg March 1999 - October 1999
Paine Webber January 1998 - February 1999
Bear Stearns June 1997 - December 1997
Skills
Capital Markets, Private Equity, Venture Capital, Investor Relations, Equities, Trading, IPO, Mergers & Acquisitions, Investment Banking, Alternative Investments, Emerging Markets, Corporate Development, Hedge Funds, Investments, Valuation, Commodity, Securities, Equity Research, Portfolio Management, Financial Markets, Financial Structuring, Funding, Corporate Finance, Structured Finance, Asset Management, Capital, Restructuring, Due Diligence, Seed Capital, Equity Derivatives, Project Finance, M&A experience, Derivatives, Options, Fixed Income, Business Valuation, Financial Modeling, Entrepreneurship, Finance, tennis
Education
University of South Carolina-Columbia
International Business
International business consultant January 2003 - Present
MD@Home January 2002 - November 2002
JB Oxford & Co. May 2001 - November 2001
Mace Security International November 1999 - March 2001
Spear Leeds &Kellogg March 1999 - October 1999
Paine Webber January 1998 - February 1999
Bear Stearns June 1997 - December 1997
Skills
Capital Markets, Private Equity, Venture Capital, Investor Relations, Equities, Trading, IPO, Mergers & Acquisitions, Investment Banking, Alternative Investments, Emerging Markets, Corporate Development, Hedge Funds, Investments, Valuation, Commodity, Securities, Equity Research, Portfolio Management, Financial Markets, Financial Structuring, Funding, Corporate Finance, Structured Finance, Asset Management, Capital, Restructuring, Due Diligence, Seed Capital, Equity Derivatives, Project Finance, M&A experience, Derivatives, Options, Fixed Income, Business Valuation, Financial Modeling, Entrepreneurship, Finance, tennis
Education
University of South Carolina-Columbia
International Business
Michael S. Cox's Paine Webber Experience 1987 - 1991
Job Sales Leader | Negotiation & Closing | Account Management | Lead Generation | Client Loyalty | Referral Programs
Industry Financial Services
Experience
Atrium Financial Associates, LLC (Vantage Point Bank) 2013 - Present
Fulcrum Securities, LLC 2010 - 2013
Janney Montgomery Scott, LLC 2003 - 2010
Wachovia Securities (Wells Fargo Securities) 2000 - 2003
Morgan Stanley 1991 - 1999
Paine Webber 1987 - 1991
Skills
Sales Leadership, Growth Strategies, Account Management, Negotiation, Social Selling, Sales Operations, Marketing Strategy, Wealth Management, Sales Lead Partnerships, Series 7, Series 63, Mutual Funds, Investments, Financial Services, Asset Management, Alternative Investments, Retirement Planning, Portfolio Management, Business Development, Solution Selling, Relationship Management, Lead Generation, Prospect Conversion, Networking, Cold Calling, Financial Analysis, Client Loyalty, Referral Programs, Operations Management, Policies & Procedures, Regulatory Compliance, Closing Business, Sales Skills Development, Coaching & Mentoring, Seminar Selling Model, Product Education, Training, Presentations, Effective Communications, Strategic Selling, Establishing Strategic..., Cross-functional..., Public Speaking, Recruiting, Sales Process, Sales Presentations, Business Analysis, Strategic Communications, Social Skills, Stocks
Education
University of Pennsylvania - The Wharton School
Wealth Management Accreditation Program
University of Cincinnati
Bachelor of Science, Pharmacy
Atrium Financial Associates, LLC (Vantage Point Bank) 2013 - Present
Fulcrum Securities, LLC 2010 - 2013
Janney Montgomery Scott, LLC 2003 - 2010
Wachovia Securities (Wells Fargo Securities) 2000 - 2003
Morgan Stanley 1991 - 1999
Paine Webber 1987 - 1991
Skills
Sales Leadership, Growth Strategies, Account Management, Negotiation, Social Selling, Sales Operations, Marketing Strategy, Wealth Management, Sales Lead Partnerships, Series 7, Series 63, Mutual Funds, Investments, Financial Services, Asset Management, Alternative Investments, Retirement Planning, Portfolio Management, Business Development, Solution Selling, Relationship Management, Lead Generation, Prospect Conversion, Networking, Cold Calling, Financial Analysis, Client Loyalty, Referral Programs, Operations Management, Policies & Procedures, Regulatory Compliance, Closing Business, Sales Skills Development, Coaching & Mentoring, Seminar Selling Model, Product Education, Training, Presentations, Effective Communications, Strategic Selling, Establishing Strategic..., Cross-functional..., Public Speaking, Recruiting, Sales Process, Sales Presentations, Business Analysis, Strategic Communications, Social Skills, Stocks
Education
University of Pennsylvania - The Wharton School
Wealth Management Accreditation Program
University of Cincinnati
Bachelor of Science, Pharmacy
Robert N. Pollock, Jr. Robert N. Pollock, Jr.'s Paine Webber Experience 1986 - 1988
Job Managing Partner at Pollock Investment Advisors, LLC
Industry Investment Management
Experience
Pollock Investment Advisors, LLC August 2006 - Present
Beacon Investment Company 1988 - 2006
Paine Webber 1986 - 1988
Education
University of Michigan 1982 — 1986
Bachelor of Arts (B.A.), Economics and Political Science
Pollock Investment Advisors, LLC August 2006 - Present
Beacon Investment Company 1988 - 2006
Paine Webber 1986 - 1988
Education
University of Michigan 1982 — 1986
Bachelor of Arts (B.A.), Economics and Political Science
Linda Jenson Linda Jenson's Paine Webber Experience February 1995 - November 1999
Job Registered Sales Assistant at Baystate Financial Services
Industry Financial Services
Experience
Baystate Financial Services November 1999 - Present
Paine Webber February 1995 - November 1999
Commonwealth Financial Group April 1990 - February 1995
Skills
Series 7, Series 63, Investments, Securities, Retirement Planning, Wealth Management, Retirement, Mutual Funds, Insurance, Financial Advisory, Fixed Annuities
Education
University of Missouri-Columbia
Baystate Financial Services November 1999 - Present
Paine Webber February 1995 - November 1999
Commonwealth Financial Group April 1990 - February 1995
Skills
Series 7, Series 63, Investments, Securities, Retirement Planning, Wealth Management, Retirement, Mutual Funds, Insurance, Financial Advisory, Fixed Annuities
Education
University of Missouri-Columbia
Dion Colon CTS DMC-T Dion Colon CTS DMC-T's Paine Webber Experience 1998 - 2000
Job Project Technician
Industry Information Technology and Services
Experience
Maxus Group January 2014 - Present
Tri-State AV June 2012 - January 2014
Whitlock January 2007 - May 2012
Martech Communications September 2004 - January 2006
O.S.I 2000 - 2001
Paine Webber 1998 - 2000
United States Marine Corps December 1993 - September 1997
Skills
Crestron, Tandberg, Video Conferencing, AV, Digital Signage, Projectors, Sound, Integration, Troubleshooting, Video, Hardware, Extron, Polycom Video..., Clearone, Service, Lifesize, AMX, Middle Atlantic, Software Installation, Audio Conferencing, Streaming Media, Telecommunications, Telepresence, Unified Communications, Cabling, System Design, Home Automation, Audio Visual Integration, Wireless, Systems Design
Education
University of Phoenix 2009 — 2010
Working on Business Management Degree
New Dorp High School 1990 — 1993
High School Diploma
College of Staten Island
Maxus Group January 2014 - Present
Tri-State AV June 2012 - January 2014
Whitlock January 2007 - May 2012
Martech Communications September 2004 - January 2006
O.S.I 2000 - 2001
Paine Webber 1998 - 2000
United States Marine Corps December 1993 - September 1997
Skills
Crestron, Tandberg, Video Conferencing, AV, Digital Signage, Projectors, Sound, Integration, Troubleshooting, Video, Hardware, Extron, Polycom Video..., Clearone, Service, Lifesize, AMX, Middle Atlantic, Software Installation, Audio Conferencing, Streaming Media, Telecommunications, Telepresence, Unified Communications, Cabling, System Design, Home Automation, Audio Visual Integration, Wireless, Systems Design
Education
University of Phoenix 2009 — 2010
Working on Business Management Degree
New Dorp High School 1990 — 1993
High School Diploma
College of Staten Island
Matthew Gates's Paine Webber Experience September 1999 - April 2001
Job Financial Professional at AXA Advisors Retirement Benefits Specialist
Industry Financial Services
Experience
AXA Advisors November 2003 - Present
US Bank September 2001 - November 2003
Paine Webber September 1999 - April 2001
Fidelity Investments July 1998 - August 1999
Skills
Retirement Planning
Education
Our Lady of Victory 1982 — 1990
Elementary School
Charleston Catholic High School
College Prep
Cincinnati Elder High School
High School, College Prep
University of Kentucky
BBA, Marketing
AXA Advisors November 2003 - Present
US Bank September 2001 - November 2003
Paine Webber September 1999 - April 2001
Fidelity Investments July 1998 - August 1999
Skills
Retirement Planning
Education
Our Lady of Victory 1982 — 1990
Elementary School
Charleston Catholic High School
College Prep
Cincinnati Elder High School
High School, College Prep
University of Kentucky
BBA, Marketing
Ron Underwood Ron Underwood's Paine Webber Experience 1994 - 1994
Job Missionary at StreetGraceMinistries.com
Industry Religious Institutions
Experience
StreetGraceMinistries.com 2011 - Present
Emdeon 2008 - 2011
CareerBuilder.com September 2007 - September 2008
NotifyMD 2004 - 2006
Global Crossing 2003 - 2004
V-SPAN, Inc. 1997 - 2002
Modern Diagnostics Medical Services, Inc. 1994 - 1996
Paine Webber 1994 - 1994
Morgan Stanley Smith Barney 1990 - 1994
Skills
Sales Management, Sales, Marketing, Negotiation, Telecommunications, Healthcare, Salesforce.com, Account Management, Solution Selling, Healthcare Information..., Direct Sales, Process Improvement, New Business Development, Selling, CRM, Sales Process, Team Building, Management, Leadership, Strategic Planning
Education
University of Southern California 1986 — 1988
BS, Business Administration
StreetGraceMinistries.com 2011 - Present
Emdeon 2008 - 2011
CareerBuilder.com September 2007 - September 2008
NotifyMD 2004 - 2006
Global Crossing 2003 - 2004
V-SPAN, Inc. 1997 - 2002
Modern Diagnostics Medical Services, Inc. 1994 - 1996
Paine Webber 1994 - 1994
Morgan Stanley Smith Barney 1990 - 1994
Skills
Sales Management, Sales, Marketing, Negotiation, Telecommunications, Healthcare, Salesforce.com, Account Management, Solution Selling, Healthcare Information..., Direct Sales, Process Improvement, New Business Development, Selling, CRM, Sales Process, Team Building, Management, Leadership, Strategic Planning
Education
University of Southern California 1986 — 1988
BS, Business Administration
Jeannette Showalter, CFA Jeannette Showalter, CFA's Paine Webber Experience August 1981 - December 1983
Job WWFS , Commodities Broker
Industry Financial Services
Experience
Worldwide Futures Systems 2010 - Present
Florida Weekly 2009 - April 2015
various firms June 1989 - September 2009
People's Bank, Bridgeport Ct. September 1985 - June 1989
WR Associates December 1983 - December 1984
Paine Webber August 1981 - December 1983
Touche Ross August 1980 - September 1981
Equitable Life Assurance Society August 1978 - August 1980
Skills
Portfolio Management, Equities, Investments, Commodity, Trading, Corporate Finance, Trading Systems, Investment Management, Managed Futures, Currency, Economics, Business Development, Bonds, Financial Risk, Finance, Financial Services, Hedge Funds, Alternative Investments, Asset Managment, Marketing Strategy
Education
NYU Graduate School Of Business 1976 — 1978
MBA, Finance
University of Connecticut 1970 — 1974
BS, Economics, Education
Worldwide Futures Systems 2010 - Present
Florida Weekly 2009 - April 2015
various firms June 1989 - September 2009
People's Bank, Bridgeport Ct. September 1985 - June 1989
WR Associates December 1983 - December 1984
Paine Webber August 1981 - December 1983
Touche Ross August 1980 - September 1981
Equitable Life Assurance Society August 1978 - August 1980
Skills
Portfolio Management, Equities, Investments, Commodity, Trading, Corporate Finance, Trading Systems, Investment Management, Managed Futures, Currency, Economics, Business Development, Bonds, Financial Risk, Finance, Financial Services, Hedge Funds, Alternative Investments, Asset Managment, Marketing Strategy
Education
NYU Graduate School Of Business 1976 — 1978
MBA, Finance
University of Connecticut 1970 — 1974
BS, Economics, Education
Tim L Minert Tim L Minert's Paine Webber Experience December 1986 - October 1987
Job President PushButton Solutions a Redhead Consultants Company
Industry Financial Services
Experience
Push-Button Solutions June 2013 - Present
Redhead Consultants December 2004 - Present
Quadron Data Solutions October 2013 - August 2014
Redtail Technology December 2004 - June 2013
Redtail Technology December 2004 - June 2013
Top 20 Broker Dealer December 2001 - April 2013
Large Individually Owned Broker Dealer December 2001 - November 2004
Wells Fargo Advisors April 2000 - December 2001
Peacock, Hislop November 1987 - April 2000
Paine Webber December 1986 - October 1987
Skills
Series 24, Customer Relations, Financial Advisory, Fixed Income, Trading
Education
University of Nebraska-Lincoln 1981 — 1986
Ag Economics, Economics
Push-Button Solutions June 2013 - Present
Redhead Consultants December 2004 - Present
Quadron Data Solutions October 2013 - August 2014
Redtail Technology December 2004 - June 2013
Redtail Technology December 2004 - June 2013
Top 20 Broker Dealer December 2001 - April 2013
Large Individually Owned Broker Dealer December 2001 - November 2004
Wells Fargo Advisors April 2000 - December 2001
Peacock, Hislop November 1987 - April 2000
Paine Webber December 1986 - October 1987
Skills
Series 24, Customer Relations, Financial Advisory, Fixed Income, Trading
Education
University of Nebraska-Lincoln 1981 — 1986
Ag Economics, Economics
Ronald E. Ridgeway, WMA, CRPC®, CDFA Ronald E. Ridgeway, WMA, CRPC®, CDFA's Paine Webber Experience June 1978 - August 1994
Job Senior Vice President, Wealth Management at Merrill Lynch
Industry Investment Management
Experience
Merrill Lynch August 1994 - Present
University of California, Riverside Extension 1990 - May 2010
Santa Ana College 1980 - May 2010
Paine Webber June 1978 - August 1994
Skills
Investments, Senior Portfolio..., Wealth Management, Portfolio Management, Retirement Planning, Financial Advisory, Small Business, Retirement, Certified Divorce..., Chartered Retirement..., Investment Advisory, Wealth Management..., Strategic Planning, High Net Worth..., Mutual Funds, Asset Management
Education
University of California, Riverside 1974 — 1978
M.A., History
University of California, San Diego 1969 — 1973
B.A., History
Merrill Lynch August 1994 - Present
University of California, Riverside Extension 1990 - May 2010
Santa Ana College 1980 - May 2010
Paine Webber June 1978 - August 1994
Skills
Investments, Senior Portfolio..., Wealth Management, Portfolio Management, Retirement Planning, Financial Advisory, Small Business, Retirement, Certified Divorce..., Chartered Retirement..., Investment Advisory, Wealth Management..., Strategic Planning, High Net Worth..., Mutual Funds, Asset Management
Education
University of California, Riverside 1974 — 1978
M.A., History
University of California, San Diego 1969 — 1973
B.A., History
Charles Bratton's Paine Webber Experience March 1993 - March 1995
Job Personal Trainier at Brier Creek Country Club
Industry Health, Wellness and Fitness
Experience
Brier Creek Country Club April 2011 - Present
National Personal Training Institute April 2011 - Present
Furniture Medic June 2007 - June 2010
Bratton and Associates August 2002 - June 2007
Hilliard Lyons June 1999 - August 2002
A.G. Edwards March 1995 - June 1996
Paine Webber March 1993 - March 1995
Hilliard Lyons January 1990 - March 1993
Education
National Personal Training Institute 2010 — 2011
Diploma, Exercise Science, Nutrition
Almeda College 1978 — 1982
BS, Business
Russell High school 1975 — 1977
University of Kentucky
Business
Brier Creek Country Club April 2011 - Present
National Personal Training Institute April 2011 - Present
Furniture Medic June 2007 - June 2010
Bratton and Associates August 2002 - June 2007
Hilliard Lyons June 1999 - August 2002
A.G. Edwards March 1995 - June 1996
Paine Webber March 1993 - March 1995
Hilliard Lyons January 1990 - March 1993
Education
National Personal Training Institute 2010 — 2011
Diploma, Exercise Science, Nutrition
Almeda College 1978 — 1982
BS, Business
Russell High school 1975 — 1977
University of Kentucky
Business
M. Tess Abalos's Paine Webber Experience September 1999 - December 2000
Job Licensed Massage Therapist & Health Coach at CT Massage & Bodywork, LLC
Industry Health, Wellness and Fitness
Experience
www.CTOrganicSkincare.com October 2011 - Present
CT Massage & Bodywork, LLC October 2003 - Present
New Earth 1996 - Present
Wild Oats Markets December 2003 - April 2006
Citicorp Investment Services April 2000 - December 2003
Paine Webber September 1999 - December 2000
Merrill Lynch September 1997 - September 1999
Mortgage Companies - various October 1994 - September 1997
Skills
Pregnancy Massage, Chair Massage, Health, Coaching, Healing, sports massage, Deep Tissue, Public Speaking, Wellness Coaching, Natural Health, Qigong, Energy Healing, Nutrition Education, Therapeutic Massage, Deep Tissue Massage, Holistic Health, Alternative Medicine, Strength Training, Swedish, Wellbeing, Stress Management, Pain Management, Wellness, Nutrition, Stress, Treatment, Fitness, Supplements, Nutritional Counseling, Bodywork, Small Business, Lifestyle, Skin Care, Yoga, Healthcare, Energy Work, Social Networking, Beauty Industry, Training, Personal Development, Health Education, Marketing, Prevention, Traditional Chinese..., Pregnancy, Motivational Speaking, Relaxation, Lifestyle Coaching, Employee Wellness, Mindfulness
Education
Institute for Integrative Nutrition 2006 — 2007
Certificate
CT Center for Massage Therapy 2002 — 2003
Certificate
University of Bridgeport 1983 — 1988
BS
Stamford High School 1978 — 1982
Diploma
Institute for Applied Biophoton Sciences
www.CTOrganicSkincare.com October 2011 - Present
CT Massage & Bodywork, LLC October 2003 - Present
New Earth 1996 - Present
Wild Oats Markets December 2003 - April 2006
Citicorp Investment Services April 2000 - December 2003
Paine Webber September 1999 - December 2000
Merrill Lynch September 1997 - September 1999
Mortgage Companies - various October 1994 - September 1997
Skills
Pregnancy Massage, Chair Massage, Health, Coaching, Healing, sports massage, Deep Tissue, Public Speaking, Wellness Coaching, Natural Health, Qigong, Energy Healing, Nutrition Education, Therapeutic Massage, Deep Tissue Massage, Holistic Health, Alternative Medicine, Strength Training, Swedish, Wellbeing, Stress Management, Pain Management, Wellness, Nutrition, Stress, Treatment, Fitness, Supplements, Nutritional Counseling, Bodywork, Small Business, Lifestyle, Skin Care, Yoga, Healthcare, Energy Work, Social Networking, Beauty Industry, Training, Personal Development, Health Education, Marketing, Prevention, Traditional Chinese..., Pregnancy, Motivational Speaking, Relaxation, Lifestyle Coaching, Employee Wellness, Mindfulness
Education
Institute for Integrative Nutrition 2006 — 2007
Certificate
CT Center for Massage Therapy 2002 — 2003
Certificate
University of Bridgeport 1983 — 1988
BS
Stamford High School 1978 — 1982
Diploma
Institute for Applied Biophoton Sciences
Teri Karole Teri Karole's Paine Webber Experience 1987 - 2000
Job President and Founder at The TJ Karole Company
Industry Financial Services
Experience
Eleven Canterbury, LLC January 2011 - Present
The TJ Karole Company April 2010 - Present
VisionSpring 2009 - January 2013
UBS September 2000 - March 2009
Paine Webber 1987 - 2000
Foster Higgins 1985 - 1987
Buck Consultants 1981 - 1985
Skills
Talent Acquisition, Human Resources, Management, Employee Benefits, Organizational..., Organizational..., Executive Coaching, 401k, Business Development, Business Strategy, CRM, Employee Engagement, Executive Management, Financial Services, Leadership, Management Consulting, Mergers & Acquisitions, Performance Management, Personnel Management, Process Improvement, Recruiting, Start-ups, Strategy, Succession Planning, Team Building, Vendor Management, Workforce Planning, Talent Management, Organizational Design, Outsourcing, Change Management, Consulting, Executive Pay
Education
University of Delaware 1977 — 1981
BS, Economics
Ridge High School 1974 — 1977
Eleven Canterbury, LLC January 2011 - Present
The TJ Karole Company April 2010 - Present
VisionSpring 2009 - January 2013
UBS September 2000 - March 2009
Paine Webber 1987 - 2000
Foster Higgins 1985 - 1987
Buck Consultants 1981 - 1985
Skills
Talent Acquisition, Human Resources, Management, Employee Benefits, Organizational..., Organizational..., Executive Coaching, 401k, Business Development, Business Strategy, CRM, Employee Engagement, Executive Management, Financial Services, Leadership, Management Consulting, Mergers & Acquisitions, Performance Management, Personnel Management, Process Improvement, Recruiting, Start-ups, Strategy, Succession Planning, Team Building, Vendor Management, Workforce Planning, Talent Management, Organizational Design, Outsourcing, Change Management, Consulting, Executive Pay
Education
University of Delaware 1977 — 1981
BS, Economics
Ridge High School 1974 — 1977
Kara McConville's Paine Webber Experience August 1997 - February 1998
Job Director, Communications Planning & Strategy at Spitfire Communications
Industry Public Relations and Communications
Experience
Spitfire Communications January 2014 - Present
Spitfire Communications August 2013 - December 2013
Morgan Stanley January 2004 - June 2004
Morgan Stanley July 2002 - December 2003
Morgan Stanley July 2000 - July 2002
Morgan Stanley February 1998 - July 2000
Paine Webber August 1997 - February 1998
Dean Witter November 1995 - August 1997
S.G. Warburg August 1994 - November 1995
The Depository Trust Company June 1992 - August 1994
Skills
Marketing Communications, Integrated Marketing, Marketing Strategy, Strategic Planning, Copywriting, Internal Communications, Corporate Communications, Public Relations, Project Management, Speech Writing, Direct Marketing, PowerPoint, Budgeting, Promotions, Email Marketing, Product Management, Social Media, Vendor Management, Budget Management, Event Marketing, Content Development, Content Management, Product Marketing, Excel, Online Marketing, Marketing Management, Digital Marketing, Employee Benefits, B2B Marketing, Compliance, Technical Writing, Editing, 401k, Financial Services, Asset Management, Asset Allocation, Retirement Planning, Creative Direction, Event Planning
Education
University of Scranton 1988 — 1992
B.A., Communication
Spitfire Communications January 2014 - Present
Spitfire Communications August 2013 - December 2013
Morgan Stanley January 2004 - June 2004
Morgan Stanley July 2002 - December 2003
Morgan Stanley July 2000 - July 2002
Morgan Stanley February 1998 - July 2000
Paine Webber August 1997 - February 1998
Dean Witter November 1995 - August 1997
S.G. Warburg August 1994 - November 1995
The Depository Trust Company June 1992 - August 1994
Skills
Marketing Communications, Integrated Marketing, Marketing Strategy, Strategic Planning, Copywriting, Internal Communications, Corporate Communications, Public Relations, Project Management, Speech Writing, Direct Marketing, PowerPoint, Budgeting, Promotions, Email Marketing, Product Management, Social Media, Vendor Management, Budget Management, Event Marketing, Content Development, Content Management, Product Marketing, Excel, Online Marketing, Marketing Management, Digital Marketing, Employee Benefits, B2B Marketing, Compliance, Technical Writing, Editing, 401k, Financial Services, Asset Management, Asset Allocation, Retirement Planning, Creative Direction, Event Planning
Education
University of Scranton 1988 — 1992
B.A., Communication
Philip Pluta Philip Pluta's Paine Webber Experience June 1988 - June 1997
Job Executive Director Financial Advisor & Senior Portfolio Manager
Industry Financial Services
Experience
J.P. Morgan November 2011 - Present
RBC Wealth Management June 1997 - November 2011
Paine Webber June 1988 - June 1997
Shearson Lehman American Express July 1986 - June 1988
Skills
Equities, Portfolio Management, Finance, Asset Management, Retirement Planning, Mutual Funds, Investments, Wealth Management, Loans, Risk Management, Banking, Alternative Investments, Investment Advisory, Hedge Funds, Series 7
Education
University of Southern California 1978 — 1982
Bachelor of Science in Electrical Engineering, Engineering
J.P. Morgan November 2011 - Present
RBC Wealth Management June 1997 - November 2011
Paine Webber June 1988 - June 1997
Shearson Lehman American Express July 1986 - June 1988
Skills
Equities, Portfolio Management, Finance, Asset Management, Retirement Planning, Mutual Funds, Investments, Wealth Management, Loans, Risk Management, Banking, Alternative Investments, Investment Advisory, Hedge Funds, Series 7
Education
University of Southern California 1978 — 1982
Bachelor of Science in Electrical Engineering, Engineering
John Montague John Montague's Paine Webber Experience June 1993 - January 1995
Job John Montague, Minneapolis, Managing Partner at 40 Ventures
Industry Venture Capital & Private Equity
Experience
ASPIRE Beverage Company November 2012 - Present
40 Ventures March 2008 - Present
TripleTree October 2011 - October 2012
Warm Health August 2009 - May 2011
Muve (Mayo Medical Ventures) February 2007 - August 2009
GOLF Intelligence, Inc. / National Golf Network February 2000 - January 2007
Zamba Solutions / Technology Solutions Company March 1997 - February 2000
Colle + McVoy January 1995 - March 1997
Paine Webber June 1993 - January 1995
Cargill June 1991 - June 1993
Skills
Financial Analysis, Healthcare, Start-ups, Entrepreneurship, Business Strategy, Mergers, Venture Capital, Healthcare Information..., Private Equity, Strategy, Strategic Partnerships, Financial Modeling, Corporate Development, Marketing, Business Development, Sales, Public Relations, Social Media, Marketing Strategy, Marketing Communications, Social Media Marketing, Business Analysis, Business Planning, Salesforce.com, Writing, Copywriting, Marketing Copy, Logo Design, Graphic Design, Web Design, Web Development, Online Advertising, Online Publishing, Public Speaking, Media Relations, Media Planning, Digital Media, Investments, Screenwriting, Film Production, Film Editing, Music, Mergers & Acquisitions, Leadership, CRM, Strategic Planning, Program Management, Management, Fundraising, Integrated Marketing
Education
University of Minnesota-Twin Cities 1988 — 1993
Bachelor of Science, Applied Economics, Political Science
Wayzata High School 1985 — 1987
ASPIRE Beverage Company November 2012 - Present
40 Ventures March 2008 - Present
TripleTree October 2011 - October 2012
Warm Health August 2009 - May 2011
Muve (Mayo Medical Ventures) February 2007 - August 2009
GOLF Intelligence, Inc. / National Golf Network February 2000 - January 2007
Zamba Solutions / Technology Solutions Company March 1997 - February 2000
Colle + McVoy January 1995 - March 1997
Paine Webber June 1993 - January 1995
Cargill June 1991 - June 1993
Skills
Financial Analysis, Healthcare, Start-ups, Entrepreneurship, Business Strategy, Mergers, Venture Capital, Healthcare Information..., Private Equity, Strategy, Strategic Partnerships, Financial Modeling, Corporate Development, Marketing, Business Development, Sales, Public Relations, Social Media, Marketing Strategy, Marketing Communications, Social Media Marketing, Business Analysis, Business Planning, Salesforce.com, Writing, Copywriting, Marketing Copy, Logo Design, Graphic Design, Web Design, Web Development, Online Advertising, Online Publishing, Public Speaking, Media Relations, Media Planning, Digital Media, Investments, Screenwriting, Film Production, Film Editing, Music, Mergers & Acquisitions, Leadership, CRM, Strategic Planning, Program Management, Management, Fundraising, Integrated Marketing
Education
University of Minnesota-Twin Cities 1988 — 1993
Bachelor of Science, Applied Economics, Political Science
Wayzata High School 1985 — 1987
Al Humphrey Al Humphrey's Paine Webber Experience November 1981 - July 1993
Job Senior Financial Consultant at Financial West Group
Industry Financial Services
Experience
Financial West Group Senior Managing PartnerThe Shemano GroupMarch 2002 - July 2008
Van Kasper & Company August 1993 - April 2001
Paine Webber November 1981 - July 1993
Skills
Series 7, Investment Advisory, Wealth Management, Private Equity, Series 63, Equities, Hedge Funds, Investments, Derivatives, Credit, Asset Managment, Financial Analysis, Portfolio Management, Risk Management, Alternative Investments, Asset Allocation, Financial Advisory, Retirement Planning, Securities, Strategic Financial..., Asset Management, Finance
Education
University of California, Santa Barbara 1977 — 1981
BA Business Economics, Economics
Palo Alto Senior High School 1974 — 1977
Financial West Group Senior Managing PartnerThe Shemano GroupMarch 2002 - July 2008
Van Kasper & Company August 1993 - April 2001
Paine Webber November 1981 - July 1993
Skills
Series 7, Investment Advisory, Wealth Management, Private Equity, Series 63, Equities, Hedge Funds, Investments, Derivatives, Credit, Asset Managment, Financial Analysis, Portfolio Management, Risk Management, Alternative Investments, Asset Allocation, Financial Advisory, Retirement Planning, Securities, Strategic Financial..., Asset Management, Finance
Education
University of California, Santa Barbara 1977 — 1981
BA Business Economics, Economics
Palo Alto Senior High School 1974 — 1977
Jim Winkelmann Jim Winkelmann's Paine Webber Experience June 1981 - August 1985
Job Blue Ocean Portfolios, LLC
Industry Financial Services
Experience
Blue Ocean Portfolios August 2009 - Present
Huntleigh Capital Managerment February 1988 - March 2010
Longrow Securities dba Moses.com Securities, Inc. March 1986 - December 2002
Huntleigh Securities Corp October 1995 - August 2001
Builders ProLoan Mutual Fund January 1997 - December 1999
Missouri Securities Industry Association October 1993 - August 1998
Paine Webber June 1981 - August 1985
Skills
Securities, Management, Portfolio Management, Investments, Business Strategy, Passive Investments, Fiduciary Services, Intellectual Property, ATM Machines, Parody Brands, Mutual Fund Design and..., Mutual Funds, Financial Advisory, Bonds, Fixed Income, Venture Capital, Investment Advisory, Wealth Management, Private Equity, Pensions, 401k, Strategic Planning
Education
Harvard Business School 2007 — 2009
OPM, Management
University of Missouri-Columbia 1977 — 1980
Bachelor's degree, Economics
St. Mary's High School 1972 — 1976
High School
Immaculate Heart of Mary 1964 — 1972
Blue Ocean Portfolios August 2009 - Present
Huntleigh Capital Managerment February 1988 - March 2010
Longrow Securities dba Moses.com Securities, Inc. March 1986 - December 2002
Huntleigh Securities Corp October 1995 - August 2001
Builders ProLoan Mutual Fund January 1997 - December 1999
Missouri Securities Industry Association October 1993 - August 1998
Paine Webber June 1981 - August 1985
Skills
Securities, Management, Portfolio Management, Investments, Business Strategy, Passive Investments, Fiduciary Services, Intellectual Property, ATM Machines, Parody Brands, Mutual Fund Design and..., Mutual Funds, Financial Advisory, Bonds, Fixed Income, Venture Capital, Investment Advisory, Wealth Management, Private Equity, Pensions, 401k, Strategic Planning
Education
Harvard Business School 2007 — 2009
OPM, Management
University of Missouri-Columbia 1977 — 1980
Bachelor's degree, Economics
St. Mary's High School 1972 — 1976
High School
Immaculate Heart of Mary 1964 — 1972
John Tunakan John Tunakan's Paine Webber Experience 1986 - 1987
Job Various at Beckman Coulter
Industry Medical Devices
Experience
Beckman Coulter February 2010 - Present
Beckman Coulter December 1992 - Present
Paine Webber 1986 - 1987
Skills
Capital Equipment, FDA, Market Development, Biotechnology, Commercialization, Healthcare, Cross-functional Team..., Medical Devices, Six Sigma, Product Launch, Lifesciences, Forecasting, Pharmaceutical Industry, Healthcare Industry, Process Improvement, CAPA, ISO 13485, Infectious Diseases, Immunology, Laboratory, Validation, Hospitals, Hardware Diagnostics, Hematology, Laboratory Automation, R&D, Medical Diagnostics, Medical Technology, Oncology, Cardiology, Sales Effectiveness, Quality System, Managed Care, Sales Force Development, Sales Management, Design Control, Sales, Regulatory Affairs, Sales Operations, Global Marketing, Management, Selling Skills, Competitive Analysis, DMAIC, Product Development, P&L Management, Selling
Education
University of Nebraska at Omaha 1983 — 1986
BSBA, Finance
University of Nebraska-Lincoln 1980 — 1982
Bachelor of Science in Business Administration, Finance, General
Beckman Coulter February 2010 - Present
Beckman Coulter December 1992 - Present
Paine Webber 1986 - 1987
Skills
Capital Equipment, FDA, Market Development, Biotechnology, Commercialization, Healthcare, Cross-functional Team..., Medical Devices, Six Sigma, Product Launch, Lifesciences, Forecasting, Pharmaceutical Industry, Healthcare Industry, Process Improvement, CAPA, ISO 13485, Infectious Diseases, Immunology, Laboratory, Validation, Hospitals, Hardware Diagnostics, Hematology, Laboratory Automation, R&D, Medical Diagnostics, Medical Technology, Oncology, Cardiology, Sales Effectiveness, Quality System, Managed Care, Sales Force Development, Sales Management, Design Control, Sales, Regulatory Affairs, Sales Operations, Global Marketing, Management, Selling Skills, Competitive Analysis, DMAIC, Product Development, P&L Management, Selling
Education
University of Nebraska at Omaha 1983 — 1986
BSBA, Finance
University of Nebraska-Lincoln 1980 — 1982
Bachelor of Science in Business Administration, Finance, General
Michael Fein Michael Fein's Paine Webber Experience 1992 - 1998
Job Vice President Investments at Moors & Cabot
Industry Financial Services
Experience
Moors & Cabot November 2010 - Present
Detwiler Fenton & Co. 2004 - November 2010
RBC Wealth Management 1998 - 2004
Paine Webber 1992 - 1998
Education
University of New Hampshire - Whittemore School of Business and Economics
BS, Business Administration
Moors & Cabot November 2010 - Present
Detwiler Fenton & Co. 2004 - November 2010
RBC Wealth Management 1998 - 2004
Paine Webber 1992 - 1998
Education
University of New Hampshire - Whittemore School of Business and Economics
BS, Business Administration
Michael Vacca Michael Vacca's Paine Webber Experience December 1990 - March 1995
Job President Transworld Business Advisors of Monmouth County; Business Broker & Franchise Sales
Industry Financial Services
Experience
Transworld Business Advisors of Monmouth County September 2014 - Present
Blue Winn Commercial September 2014 - Present
Caliber, LLC May 2013 - August 2014
Atlantic Solar Capital Management LLC April 2011 - April 2013
Cura Capital Management July 2006 - May 2011
Clinton Group March 1998 - February 2006
Deutsche Bank Securities March 1995 - March 1998
Paine Webber December 1990 - March 1995
Weeden & Co March 1989 - December 1990
UBS Investment Bank 1984 - 1985
Skills
Hedge Funds, Convertible Securities, Equity Derivatives, Fixed Income Portfolio..., Renewable Energy, Derivatives, Equities, Fund Of Funds, Portfolio Management, Alternative Investments, Asset Managment, Convertible Arbitrage, Fixed Income, Trading, Credit Derivatives, Equity Trading, Asset Management, Structured Products, Securities, Arbitrage, Mutual Funds, Investments, Investment Banking, Options, Risk Management, Financial Structuring, Capital Markets, Bonds, Bloomberg, Private Equity, Emerging Markets, Asset Allocation, Investment Management, Mergers & Acquisitions, Valuation, Management
Education
University of Pittsburgh 1971 — 1975
BA, Economics
Transworld Business Advisors of Monmouth County September 2014 - Present
Blue Winn Commercial September 2014 - Present
Caliber, LLC May 2013 - August 2014
Atlantic Solar Capital Management LLC April 2011 - April 2013
Cura Capital Management July 2006 - May 2011
Clinton Group March 1998 - February 2006
Deutsche Bank Securities March 1995 - March 1998
Paine Webber December 1990 - March 1995
Weeden & Co March 1989 - December 1990
UBS Investment Bank 1984 - 1985
Skills
Hedge Funds, Convertible Securities, Equity Derivatives, Fixed Income Portfolio..., Renewable Energy, Derivatives, Equities, Fund Of Funds, Portfolio Management, Alternative Investments, Asset Managment, Convertible Arbitrage, Fixed Income, Trading, Credit Derivatives, Equity Trading, Asset Management, Structured Products, Securities, Arbitrage, Mutual Funds, Investments, Investment Banking, Options, Risk Management, Financial Structuring, Capital Markets, Bonds, Bloomberg, Private Equity, Emerging Markets, Asset Allocation, Investment Management, Mergers & Acquisitions, Valuation, Management
Education
University of Pittsburgh 1971 — 1975
BA, Economics
Bruce Carrera Bruce Carrera's Paine Webber Experience August 1982 - October 1988
Job Director of Recruiting & Business Development I accept all invitations to connect badc@gmail.com NO IDK
Industry Oil & Energy
Experience
Ignite August 2012 - Present
ACCU Glass, inc 1996 - 1998
Protix 1992 - 1998
ARC Metals, inc 1986 - 1998
Paine Webber August 1982 - October 1988
Brockway Glass Container Corp May 1978 - September 1981
Skills
Cold Calling, Team Building, Customer Service, Marketing Strategy, New Business Development, Business Planning
Education
University of Pittsburgh 1977 — 1978
Bachelor of Science (BS), Economics
University of Wisconsin-Madison
Complete program in "Leadership Methods"
Ignite August 2012 - Present
ACCU Glass, inc 1996 - 1998
Protix 1992 - 1998
ARC Metals, inc 1986 - 1998
Paine Webber August 1982 - October 1988
Brockway Glass Container Corp May 1978 - September 1981
Skills
Cold Calling, Team Building, Customer Service, Marketing Strategy, New Business Development, Business Planning
Education
University of Pittsburgh 1977 — 1978
Bachelor of Science (BS), Economics
University of Wisconsin-Madison
Complete program in "Leadership Methods"
Chris DeVries Chris DeVries's Paine Webber Experience 1991 - 1997
Job Director Financial Institution Partnerships at First Data Corporation
Industry Financial Services
Experience
First Data Corporation 2014 - Present
Chameleon Investments and Chameleon Gymnastics 2010 - Present
Western Union 2011 - 2013
CSD Consulting Inc / Crishara Inc 2002 - 2011
SunTrust Bank 2002 - 2004
AmSouth Bank 2000 - 2002
First Union National Bank 1997 - 2000
Paine Webber 1991 - 1997
Skills
Financial Services, Sales, Investments, Entrepreneurship, Business Development, Sales Management, Leadership, Banking, Finance, Relationship Management, Strategic Financial..., Asset Management, Financial Advisory, Accounting, Real Estate, Management, Sales Process, Payments, Financial Planning
Education
University of Nebraska-Lincoln
BS - Journalism, Economics, Music
Investment - Registered Representative
Licenses - Series 7, 65 and Insurance
Cannon Trust School
Trust Sales
Certified Financial Planner - CFP
CFP
First Data Corporation 2014 - Present
Chameleon Investments and Chameleon Gymnastics 2010 - Present
Western Union 2011 - 2013
CSD Consulting Inc / Crishara Inc 2002 - 2011
SunTrust Bank 2002 - 2004
AmSouth Bank 2000 - 2002
First Union National Bank 1997 - 2000
Paine Webber 1991 - 1997
Skills
Financial Services, Sales, Investments, Entrepreneurship, Business Development, Sales Management, Leadership, Banking, Finance, Relationship Management, Strategic Financial..., Asset Management, Financial Advisory, Accounting, Real Estate, Management, Sales Process, Payments, Financial Planning
Education
University of Nebraska-Lincoln
BS - Journalism, Economics, Music
Investment - Registered Representative
Licenses - Series 7, 65 and Insurance
Cannon Trust School
Trust Sales
Certified Financial Planner - CFP
CFP
Michael Vogel, CFA, CFP Michael Vogel, CFA, CFP's Paine Webber Experience May 1988 - August 1992
Job Portfolio Manager at GenCap Portfolio Management
Industry Investment Management
Experience
GenCap Portfolio Management February 2015 - Present
Quantum Capital Management September 2009 - February 2015
Vogel Financial Services January 2006 - 2009
Fidelity Capital Markets August 2003 - September 2005
Piper Jaffray June 2002 - July 2003
Sutro & Co. 1993 - 2001
Paine Webber May 1988 - August 1992
Skills
Fixed Income, Investments, Strategic Financial..., Management, Portfolio Management, Wealth Management, Asset Management, Asset Allocation
Education
University of California, Davis 1981 — 1984
GenCap Portfolio Management February 2015 - Present
Quantum Capital Management September 2009 - February 2015
Vogel Financial Services January 2006 - 2009
Fidelity Capital Markets August 2003 - September 2005
Piper Jaffray June 2002 - July 2003
Sutro & Co. 1993 - 2001
Paine Webber May 1988 - August 1992
Skills
Fixed Income, Investments, Strategic Financial..., Management, Portfolio Management, Wealth Management, Asset Management, Asset Allocation
Education
University of California, Davis 1981 — 1984
Scott B. Sade Scott B. Sade's Paine Webber Experience October 1986 - January 1993
Job Founder and Managing Director at The Sade Group Private Wealth Management
Industry Financial Services
Experience
The Sade Group Private Wealth Management May 2015 - Present
Morgan Stanley Wealth Management January 1993 - February 2015
Paine Webber October 1986 - January 1993
J B Hanauer September 1982 - October 1986
U.S Air Force September 1978 - August 1982
Skills
Finance, Series 7, Mutual Funds, Asset Allocation, Retirement Planning, Wealth Management, Retirement, 401k, Financial Planning, High Net Worth..., Alternative Investments, Investment Management, Estate Planning, Insurance
Education
University of Pennsylvania - The Wharton School
CIMA Certified Investment Management Analyst
Florida International University 1980 — 1981
Bachelors of Science, Criminal Justice
Saint Leo University 1979 — 1980
Associates Degree
The Sade Group Private Wealth Management May 2015 - Present
Morgan Stanley Wealth Management January 1993 - February 2015
Paine Webber October 1986 - January 1993
J B Hanauer September 1982 - October 1986
U.S Air Force September 1978 - August 1982
Skills
Finance, Series 7, Mutual Funds, Asset Allocation, Retirement Planning, Wealth Management, Retirement, 401k, Financial Planning, High Net Worth..., Alternative Investments, Investment Management, Estate Planning, Insurance
Education
University of Pennsylvania - The Wharton School
CIMA Certified Investment Management Analyst
Florida International University 1980 — 1981
Bachelors of Science, Criminal Justice
Saint Leo University 1979 — 1980
Associates Degree
Jack DiPasqua Jack DiPasqua's Paine Webber Experience 1988 - 1988
Job Business Support Manager, Area Licensees Southeast & Northeast U.S. at Circle K
Industry Oil & Energy
Experience
Circle K June 2012 - Present
7-Eleven May 2011 - April 2012
ExxonMobil December 2005 - April 2011
ExxonMobil May 1994 - November 2005
ExxonMobil September 1992 - May 1994
Coca-Cola Enterprises 1992 - 1992
Mobil Oil Corporation 1991 - 1991
Orient Overseas Container Line 1990 - 1990
Paine Webber 1988 - 1988
Skills
Relationship Management, P&L Responsibility, Retail, Income Statement, Merchandising, Forecasting, Operations Management, Inventory Management, Sales Management, Team Building, Profit, Strategic Planning, Pricing, Franchising, Negotiation, Sales, Leadership, Sales Operations, Team Leadership, Business Planning, Key Account Management, Product Development, Marketing Strategy, P&L Management, Inventory Control, Customer Service, Store Management, Cross-functional Team..., Purchasing, Logistics, Supply Chain Management, Training, Management, Contract Negotiation, Customer Satisfaction, Budgets, Procurement, Supply Chain, P, P&L
Education
The Dale Carnegie Course
University of Miami
Bachelor of Business Administration, International Finance and Marketing
Circle K June 2012 - Present
7-Eleven May 2011 - April 2012
ExxonMobil December 2005 - April 2011
ExxonMobil May 1994 - November 2005
ExxonMobil September 1992 - May 1994
Coca-Cola Enterprises 1992 - 1992
Mobil Oil Corporation 1991 - 1991
Orient Overseas Container Line 1990 - 1990
Paine Webber 1988 - 1988
Skills
Relationship Management, P&L Responsibility, Retail, Income Statement, Merchandising, Forecasting, Operations Management, Inventory Management, Sales Management, Team Building, Profit, Strategic Planning, Pricing, Franchising, Negotiation, Sales, Leadership, Sales Operations, Team Leadership, Business Planning, Key Account Management, Product Development, Marketing Strategy, P&L Management, Inventory Control, Customer Service, Store Management, Cross-functional Team..., Purchasing, Logistics, Supply Chain Management, Training, Management, Contract Negotiation, Customer Satisfaction, Budgets, Procurement, Supply Chain, P, P&L
Education
The Dale Carnegie Course
University of Miami
Bachelor of Business Administration, International Finance and Marketing
Aric Koshiyama Aric Koshiyama's Paine Webber Experience January 1997 - December 1999
Job LPL Investment Advisor at Travis Financial Services
Industry Financial Services
Experience
Travis Financial Services February 2002 - Present
D.A. Davidson & Co. February 2001 - February 2002
E*TRADE Financial December 1999 - February 2001
Paine Webber January 1997 - December 1999
Paine Webber January 1996 - January 1997
Dean Witter June 1994 - January 1996
Skills
Leadership, Retirement Planning, Trading, Investments, Series 63, Insurance, Securities, Financial Analysis, Series 7
Education
University of California, Davis
Bachelor of Science, Managerial Economics
Travis Financial Services February 2002 - Present
D.A. Davidson & Co. February 2001 - February 2002
E*TRADE Financial December 1999 - February 2001
Paine Webber January 1997 - December 1999
Paine Webber January 1996 - January 1997
Dean Witter June 1994 - January 1996
Skills
Leadership, Retirement Planning, Trading, Investments, Series 63, Insurance, Securities, Financial Analysis, Series 7
Education
University of California, Davis
Bachelor of Science, Managerial Economics
Dylan Davis Dylan Davis's Paine Webber Experience 1996 - 1999
Job President at Davis Search Consultants
Industry Staffing and Recruiting
Experience
Davis Search Consultants October 2003 - Present
O'Brien & Company March 2001 - September 2003
Paine Webber 1996 - 1999
Skills
Recruiting, Talent Management, Interviews, Management, Hiring, Search, Banking, Talent Acquisition, Strategic Planning, Leadership, New Business Development, Executive Search, Business Development, Executive Management, Sales Management, Contract Negotiation, Sourcing, Team Building, Risk Management, Finance, Strategy
Education
University of California, Santa Barbara 1989 — 1992
BA, Political Science
Wilson High School 1984 — 1987
Davis Search Consultants October 2003 - Present
O'Brien & Company March 2001 - September 2003
Paine Webber 1996 - 1999
Skills
Recruiting, Talent Management, Interviews, Management, Hiring, Search, Banking, Talent Acquisition, Strategic Planning, Leadership, New Business Development, Executive Search, Business Development, Executive Management, Sales Management, Contract Negotiation, Sourcing, Team Building, Risk Management, Finance, Strategy
Education
University of California, Santa Barbara 1989 — 1992
BA, Political Science
Wilson High School 1984 — 1987
Greg Sparrow,'s Paine Webber Experience 1998 - 2001
Job Financial Advisor, Associate Vice President at Ameriprise Financial
Industry Financial Services
Experience
Ameriprise Financial February 2010 - Present
Morgan Stanley Smith Barney March 2001 - February 2010
Paine Webber 1998 - 2001
Randall's 1990 - 1996
Skills
Retirement Planning..., Estate Planning..., Wealth Preservation..., Retirement Plan..., Investments, Retirement Income..., Family Finances, Saving for Education
Education
University of Kentucky 1972 — 1976
Bachelor of Bisiness Administration, Marketing, Finance, Economics
Ameriprise Financial February 2010 - Present
Morgan Stanley Smith Barney March 2001 - February 2010
Paine Webber 1998 - 2001
Randall's 1990 - 1996
Skills
Retirement Planning..., Estate Planning..., Wealth Preservation..., Retirement Plan..., Investments, Retirement Income..., Family Finances, Saving for Education
Education
University of Kentucky 1972 — 1976
Bachelor of Bisiness Administration, Marketing, Finance, Economics
Julie Wood Oliver Julie Wood Oliver's Paine Webber Experience March 1995 - March 1997
Job Manager at Deloitte
Industry Human Resources
Experience
Deloitte February 2008 - Present
Deloitte April 1999 - January 2008
Merrill Lynch March 1997 - March 1999
Paine Webber March 1995 - March 1997
Merrill Lynch January 1994 - January 1995
Smith Barney May 1992 - December 1993
Education
University of Southern California 1988 — 1992
BA, Economics
Campolindo High School 1984 — 1988
Deloitte February 2008 - Present
Deloitte April 1999 - January 2008
Merrill Lynch March 1997 - March 1999
Paine Webber March 1995 - March 1997
Merrill Lynch January 1994 - January 1995
Smith Barney May 1992 - December 1993
Education
University of Southern California 1988 — 1992
BA, Economics
Campolindo High School 1984 — 1988
Jaime McLaughlin Jaime McLaughlin's Paine Webber Experience 1999 - 2001
Job Current stay at home mom; Former Business Development and Marketing Executive
Industry Financial Services
Experience
Morgan Stanley Smith Barney 2010 - 2011
Smith Barney 2006 - 2010
UBS Wealth Management 2005 - 2006
UBS Wealth Management 2003 - 2005
UBS Wealth Management 2001 - 2003
Paine Webber 1999 - 2001
Skills
New Business Development, Marketing Strategy, Training & Development, Campaign Execution, Series 7, Wealth Management, Banking, Product Management, Series 63, Marketing Communications, Business Development, Campaigns, Employee Training, Leadership, Management, Strategy, Marketing
Education
University of Delaware 1995 — 1999
BS, Business Marketing
Morgan Stanley Smith Barney 2010 - 2011
Smith Barney 2006 - 2010
UBS Wealth Management 2005 - 2006
UBS Wealth Management 2003 - 2005
UBS Wealth Management 2001 - 2003
Paine Webber 1999 - 2001
Skills
New Business Development, Marketing Strategy, Training & Development, Campaign Execution, Series 7, Wealth Management, Banking, Product Management, Series 63, Marketing Communications, Business Development, Campaigns, Employee Training, Leadership, Management, Strategy, Marketing
Education
University of Delaware 1995 — 1999
BS, Business Marketing
Phil Rackers Phil Rackers's Paine Webber Experience 1997 - 1999
Job Property and Casualty Insurance Agent/Broker
Industry Insurance
Experience
Liberty Insurance Advisors January 2012 - Present
Copper Ridge Condominium Association April 2007 - Present
Self employed November 2001 - Present
Colonial Life April 2010 - December 2011
Liberty Mortgage Services LLC March 2003 - March 2010
BirdDog Solutions March 1999 - March 2003
Paine Webber 1997 - 1999
Smith Barney 1992 - 1997
Skills
Account Management, Insurance, Negotiation, Strategic Planning, Sales Management, Sales, New Business Development, Management, Employee Benefits, Process Improvement, Analysis, Finance, Investments, Disability Insurance, Team Building, Program Management, Business Development, Budgets, Time Management, Strategic Financial..., Real Estate
Education
University of Missouri-Columbia 1987 — 1991
Bachelor of Science and Business Administration, Finance
Liberty Insurance Advisors January 2012 - Present
Copper Ridge Condominium Association April 2007 - Present
Self employed November 2001 - Present
Colonial Life April 2010 - December 2011
Liberty Mortgage Services LLC March 2003 - March 2010
BirdDog Solutions March 1999 - March 2003
Paine Webber 1997 - 1999
Smith Barney 1992 - 1997
Skills
Account Management, Insurance, Negotiation, Strategic Planning, Sales Management, Sales, New Business Development, Management, Employee Benefits, Process Improvement, Analysis, Finance, Investments, Disability Insurance, Team Building, Program Management, Business Development, Budgets, Time Management, Strategic Financial..., Real Estate
Education
University of Missouri-Columbia 1987 — 1991
Bachelor of Science and Business Administration, Finance
Gene Pak Gene Pak's Paine Webber Experience June 1995 - December 1998
Job Senior Vice President & Marketing Manager / SBA & Commercial Loans at Wilshire Bank
Industry Banking
Experience
Wilshire Bank October 2010 - Present
WarrenMarcus, Inc. December 2004 - October 2010
Marcus & Millichap November 2002 - December 2004
Prudential Financial February 2001 - November 2002
Morgan Stanley December 1998 - February 2001
Paine Webber June 1995 - December 1998
Mony Mutual Of New York June 1993 - May 1995
Skills
Investment Properties, Real Estate, Real Estate Transactions, Marketing, Sales, Investors, New Business Development, Real Estate Economics, Financial Analysis, Loans, Strategic Planning, Portfolio Management, Commercial Real Estate, Finance, Banking, Property Management, Mortgage Lending, Marketing Strategy
Education
University of California, Los Angeles 1989 — 1991
Bachelor’s Degree, Business/Managerial Economics
Wilshire Bank October 2010 - Present
WarrenMarcus, Inc. December 2004 - October 2010
Marcus & Millichap November 2002 - December 2004
Prudential Financial February 2001 - November 2002
Morgan Stanley December 1998 - February 2001
Paine Webber June 1995 - December 1998
Mony Mutual Of New York June 1993 - May 1995
Skills
Investment Properties, Real Estate, Real Estate Transactions, Marketing, Sales, Investors, New Business Development, Real Estate Economics, Financial Analysis, Loans, Strategic Planning, Portfolio Management, Commercial Real Estate, Finance, Banking, Property Management, Mortgage Lending, Marketing Strategy
Education
University of California, Los Angeles 1989 — 1991
Bachelor’s Degree, Business/Managerial Economics
Allan McNichol Allan McNichol's Paine Webber Experience August 1989 - May 1990
Job CEO at GOFACTORY
Industry Information Technology and Services
Experience
GOFACTORY January 2014 - Present
Intelligent Energy October 2011 - December 2012
Thomson Reuters May 2011 - September 2011
Thomson Reuters July 2005 - April 2011
Equis International January 1999 - June 2005
Equis International November 1992 - December 1998
Equis International May 1991 - October 1992
JBW Development June 1990 - March 1991
Paine Webber August 1989 - May 1990
Stuart James May 1987 - August 1989
Skills
Strategic Leadership, Executive Management, Strategy Execution, Product Innovation, Start-ups, Business Strategy, Fundraising, Business Transformation, Profitable Growth, International Growth, Business Acquisition, Acquisition Integration, IT Service Management, Strategy, Product Management, Product Development, Program Management, Strategic Partnerships, IT Transformation, Innovation, SaaS, Entrepreneurship, Outsourcing, Business Planning, Management, Change Management, Go-to-market Strategy, Leadership, Integration, Strategic Planning, Mergers & Acquisitions, Product Launch, Stakeholder Management, Business Analysis, Team Building, Agile Methodologies, Agile Project Management, Vendor Management, IT Strategy, Business Development, Customer Engagement, Business Process..., Customer Satisfaction, User Experience, Sales Operations, Product Design, Customer Experience, Product Marketing, Software Design, User Interface Design
Education
Dartmouth College and IE in Madrid 2009 — 2009
Global Executive Programme
University of Phoenix 1990 — 1993
B.S, Business Administration
University of Utah 1983 — 1985
Electrical Engineering and Business
Alta High School 1979 — 1983
Diploma, General Studies
GOFACTORY January 2014 - Present
Intelligent Energy October 2011 - December 2012
Thomson Reuters May 2011 - September 2011
Thomson Reuters July 2005 - April 2011
Equis International January 1999 - June 2005
Equis International November 1992 - December 1998
Equis International May 1991 - October 1992
JBW Development June 1990 - March 1991
Paine Webber August 1989 - May 1990
Stuart James May 1987 - August 1989
Skills
Strategic Leadership, Executive Management, Strategy Execution, Product Innovation, Start-ups, Business Strategy, Fundraising, Business Transformation, Profitable Growth, International Growth, Business Acquisition, Acquisition Integration, IT Service Management, Strategy, Product Management, Product Development, Program Management, Strategic Partnerships, IT Transformation, Innovation, SaaS, Entrepreneurship, Outsourcing, Business Planning, Management, Change Management, Go-to-market Strategy, Leadership, Integration, Strategic Planning, Mergers & Acquisitions, Product Launch, Stakeholder Management, Business Analysis, Team Building, Agile Methodologies, Agile Project Management, Vendor Management, IT Strategy, Business Development, Customer Engagement, Business Process..., Customer Satisfaction, User Experience, Sales Operations, Product Design, Customer Experience, Product Marketing, Software Design, User Interface Design
Education
Dartmouth College and IE in Madrid 2009 — 2009
Global Executive Programme
University of Phoenix 1990 — 1993
B.S, Business Administration
University of Utah 1983 — 1985
Electrical Engineering and Business
Alta High School 1979 — 1983
Diploma, General Studies
Sean Pendray Sean Pendray's Paine Webber Experience June 1994 - March 1996
Job Owner at Pendray Financial Advisory inc.
Industry Financial Services
Experience
Pendray Financial Advisory/Synergy Settlements June 2013 - Present
Pendray Financial Advisory inc. June 2013 - Present
Millennium Settlements October 2004 - May 2013
Citicorp Investment Services/Citibank March 2002 - August 2003
AG EDWARDS July 2001 - March 2002
First Union Securities February 1996 - July 2001
Paine Webber June 1994 - March 1996
Bear Stearns August 1993 - June 1994
Skills
Estate Planning, Equities, Financial Planners, Insurance, Strategic Financial..., Retirement Planning, Fixed Annuities, Investments, Retirement, Asset Managment, Portfolio Management, Wealth Management, Long-term Care, Life Insurance, Investment Advisory, Mutual Funds, Risk Management, Asset Allocation, Securities, Public Speaking, Asset Management
Education
University of Miami - School of Business 1991 — 1993
MPA, Public Administration
Florida State University 1988 — 1992
Bachelor of Science, Political Science/Psychology
Westminster
Pendray Financial Advisory/Synergy Settlements June 2013 - Present
Pendray Financial Advisory inc. June 2013 - Present
Millennium Settlements October 2004 - May 2013
Citicorp Investment Services/Citibank March 2002 - August 2003
AG EDWARDS July 2001 - March 2002
First Union Securities February 1996 - July 2001
Paine Webber June 1994 - March 1996
Bear Stearns August 1993 - June 1994
Skills
Estate Planning, Equities, Financial Planners, Insurance, Strategic Financial..., Retirement Planning, Fixed Annuities, Investments, Retirement, Asset Managment, Portfolio Management, Wealth Management, Long-term Care, Life Insurance, Investment Advisory, Mutual Funds, Risk Management, Asset Allocation, Securities, Public Speaking, Asset Management
Education
University of Miami - School of Business 1991 — 1993
MPA, Public Administration
Florida State University 1988 — 1992
Bachelor of Science, Political Science/Psychology
Westminster
Daniel A. Roblin III, CFP®'s Paine Webber Experience 1995 - 2000
Job Vice President Investment Officer
Industry Financial Services
Experience
Wells Fargo Financial Advisors, LLC February 2015 - Present
UBS Financial Services Inc October 1992 - January 2015
Paine Webber 1995 - 2000
Kidder Peabody October 1992 - March 1995
Roblin Acquisition Capital Inc. May 1987 - October 1992
Empire Equity Investments - Empire of America 1982 - 1987
Chemical Bank 1981 - 1982
Roblin Industries, Inc 1974 - 1981
Skills
Wealth Management, Asset Allocation, Investments, Equities, Alternative Investments, Strategic Planning, Hedge Funds, Securities, Series 7, Mutual Funds, Series 63, Retirement Planning, Portfolio Management, Investment Advisory, Wealth
Education
University of Pennsylvania 1970 — 1974
BA, Economics
University of Rochester - Simon Business School 1979 — 1981
MBA, Executive Developement Program
Nichols School 1962 — 1970
High School
Wells Fargo Financial Advisors, LLC February 2015 - Present
UBS Financial Services Inc October 1992 - January 2015
Paine Webber 1995 - 2000
Kidder Peabody October 1992 - March 1995
Roblin Acquisition Capital Inc. May 1987 - October 1992
Empire Equity Investments - Empire of America 1982 - 1987
Chemical Bank 1981 - 1982
Roblin Industries, Inc 1974 - 1981
Skills
Wealth Management, Asset Allocation, Investments, Equities, Alternative Investments, Strategic Planning, Hedge Funds, Securities, Series 7, Mutual Funds, Series 63, Retirement Planning, Portfolio Management, Investment Advisory, Wealth
Education
University of Pennsylvania 1970 — 1974
BA, Economics
University of Rochester - Simon Business School 1979 — 1981
MBA, Executive Developement Program
Nichols School 1962 — 1970
High School
Chuck Gilbert's Paine Webber Experience January 1997 - January 2000
Job Experienced Sales and Sales Leadership Professional
Industry Financial Services
Experience
CCG Capital Investments, LLC January 2015 - Present
Natixis Global Asset Management March 2011 - September 2014
TD Ameritrade August 2006 - March 2011
Infinex Financial Group February 2006 - August 2006
Citizens Bank - Citizens Financial Services April 2002 - February 2006
Morgan Stanley January 2000 - April 2002
Paine Webber January 1997 - January 2000
UBS January 1997 - January 2000
Skills
Asset Management, Portfolio Management, Private Equity, Finance, Investment Management, Financial Advisory, Management, Sales, Series 7, Mutual Funds, Series 63, Investments, Financial Services, Wealth Management, Asset Allocation, Asset Managment, Funding, CRM, New Business Development, Securities, Alternative Investments, Equities, Retirement Planning, Strategic Planning, Relationship Management, Sales Management, Leadership, Fixed Income, Risk Management, Investment Advisory, Consulting
Education
University of Massachusetts, Amherst
CCG Capital Investments, LLC January 2015 - Present
Natixis Global Asset Management March 2011 - September 2014
TD Ameritrade August 2006 - March 2011
Infinex Financial Group February 2006 - August 2006
Citizens Bank - Citizens Financial Services April 2002 - February 2006
Morgan Stanley January 2000 - April 2002
Paine Webber January 1997 - January 2000
UBS January 1997 - January 2000
Skills
Asset Management, Portfolio Management, Private Equity, Finance, Investment Management, Financial Advisory, Management, Sales, Series 7, Mutual Funds, Series 63, Investments, Financial Services, Wealth Management, Asset Allocation, Asset Managment, Funding, CRM, New Business Development, Securities, Alternative Investments, Equities, Retirement Planning, Strategic Planning, Relationship Management, Sales Management, Leadership, Fixed Income, Risk Management, Investment Advisory, Consulting
Education
University of Massachusetts, Amherst
Casey Boland Casey Boland's Paine Webber Experience 1991 - 1993
Job Wealth Advisor | Retirement Planning | Radio Commentary | Investment Solutions
Industry Financial Services
Experience
Hengehold Capital Management, LLC 2000 - Present
Springer School and Center 2014 - Present
WLW 700 2007 - Present
Paine Webber 1991 - 1993
Education
Xavier University 2009 — 2010
Financial Planning and Services
University of Cincinnati
Business and Math
Hengehold Capital Management, LLC 2000 - Present
Springer School and Center 2014 - Present
WLW 700 2007 - Present
Paine Webber 1991 - 1993
Education
Xavier University 2009 — 2010
Financial Planning and Services
University of Cincinnati
Business and Math
Richard Aldrich, CFA's Paine Webber Experience 1987 - 1993
Job Director of Industry Research at
Industry Financial Services
Experience
GE Capital September 2004 - August 2015
Alcoa October 2001 - October 2004
Lehman Brothers September 2000 - August 2001
Lehman Brothers July 1993 - September 2000
Paine Webber 1987 - 1993
Uptown Racquet Club 1977 - 1981
Skills
Financial Modeling, Private Equity, Corporate Finance, Financial Analysis, Valuation, Due Diligence, Mergers, Investment Banking, Portfolio Management, Capital Markets, Acquisition Integration, Project Finance, Equities, Corporate Development, Restructuring, Equity Research, Investment Valuation, DCF Valuation, Enterprise Valuation, Peer Group Analysis, Company Valuation, Comparable Analysis, ROIC, Break-even Analysis, Return on Investment..., ROE, Economic Value Added, Free Cash Flow, Marketing, Marketing Strategy, Marketing Communications, Market Research, Content Management, Content Development, Content Writing, Metals, Mining, Automotive, Chemical Industry, Finance, Leveraged Finance, Financial Structuring, Hedge Funds, M&A experience, Investor Relations, Mergers & Acquisitions, Business Valuation, Financial Services, Emerging Markets, Competitive Analysis
Education
University of Michigan 1982 — 1986
BA, Philosophy/Pre Med
GE Capital September 2004 - August 2015
Alcoa October 2001 - October 2004
Lehman Brothers September 2000 - August 2001
Lehman Brothers July 1993 - September 2000
Paine Webber 1987 - 1993
Uptown Racquet Club 1977 - 1981
Skills
Financial Modeling, Private Equity, Corporate Finance, Financial Analysis, Valuation, Due Diligence, Mergers, Investment Banking, Portfolio Management, Capital Markets, Acquisition Integration, Project Finance, Equities, Corporate Development, Restructuring, Equity Research, Investment Valuation, DCF Valuation, Enterprise Valuation, Peer Group Analysis, Company Valuation, Comparable Analysis, ROIC, Break-even Analysis, Return on Investment..., ROE, Economic Value Added, Free Cash Flow, Marketing, Marketing Strategy, Marketing Communications, Market Research, Content Management, Content Development, Content Writing, Metals, Mining, Automotive, Chemical Industry, Finance, Leveraged Finance, Financial Structuring, Hedge Funds, M&A experience, Investor Relations, Mergers & Acquisitions, Business Valuation, Financial Services, Emerging Markets, Competitive Analysis
Education
University of Michigan 1982 — 1986
BA, Philosophy/Pre Med
Brian Fine Brian Fine's Paine Webber Experience January 1993 - January 1996
Job Senior Vice President Investments
Industry Financial Services
Experience
Wells Fargo Advisors June 2000 - Present
Morgan Stanley January 1996 - June 2000
Paine Webber January 1993 - January 1996
Education
University of Massachusetts Boston
Bachelor's degree, Economics
sharon high
Wells Fargo Advisors June 2000 - Present
Morgan Stanley January 1996 - June 2000
Paine Webber January 1993 - January 1996
Education
University of Massachusetts Boston
Bachelor's degree, Economics
sharon high
Brent Sheehan Brent Sheehan's Paine Webber Experience May 2000 - March 2002
Job Executive Director at Morgan Stanley Smith Barney
Industry Financial Services
Experience
Morgan Stanley Smith Barney September 2009 - Present
Merrill Lynch September 2004 - September 2009
Merrill Lynch March 2002 - September 2004
Paine Webber May 2000 - March 2002
Kelsen,Inc. August 1998 - May 2000
Skills
Asset Managment, Trading, Strategic Financial..., Series 7, Series 63, Securities, Separately Managed..., Asset Management, Fixed Income, Alternative Investments, Bonds, FINRA, Bloomberg, Series 24, Asset Allocation, Finance, Hedge Funds
Education
University of Scranton 1994 — 1998
BS, Criminal Justice
Saint Anthony's High School 1990 — 1994
High School
Morgan Stanley Smith Barney September 2009 - Present
Merrill Lynch September 2004 - September 2009
Merrill Lynch March 2002 - September 2004
Paine Webber May 2000 - March 2002
Kelsen,Inc. August 1998 - May 2000
Skills
Asset Managment, Trading, Strategic Financial..., Series 7, Series 63, Securities, Separately Managed..., Asset Management, Fixed Income, Alternative Investments, Bonds, FINRA, Bloomberg, Series 24, Asset Allocation, Finance, Hedge Funds
Education
University of Scranton 1994 — 1998
BS, Criminal Justice
Saint Anthony's High School 1990 — 1994
High School
Byron Meo Byron Meo's Paine Webber Experience 1988 - 1996
Job President at The Meo Group
Industry Real Estate
Experience
The Meo Group January 2004 - Present
Morgan Stanley 1999 - 2004
Prudential Financial 1996 - 1999
Paine Webber 1988 - 1996
Skills
Residential Homes, Real Estate, Investors, Entrepreneurship, Short Sales, Foreclosures, Investment Properties, Real Estate Transactions, Real Estate Development, Property Management, Sellers
Education
University of California, Berkeley 1980 — 1984
Bachelor's degree, Business
The Meo Group January 2004 - Present
Morgan Stanley 1999 - 2004
Prudential Financial 1996 - 1999
Paine Webber 1988 - 1996
Skills
Residential Homes, Real Estate, Investors, Entrepreneurship, Short Sales, Foreclosures, Investment Properties, Real Estate Transactions, Real Estate Development, Property Management, Sellers
Education
University of California, Berkeley 1980 — 1984
Bachelor's degree, Business
Anthony Tesoro Anthony Tesoro's Paine Webber Experience September 1996 - August 1997
Job Chairman/CEO at Tesoro Ministry Foundation
Industry Nonprofit Organization Management
Experience
Tesoro Ministry Foundation September 2000 - Present
Tesoro Entertainment 2005 - Present
Anthony J. Tesoro's Combat Karate Club September 1995 - Present
Tom Bloom Martial Arts 1995 - Present
JonesTrading September 1997 - August 2000
Paine Webber September 1996 - August 1997
Bright Trading 1996 - 1996
Skills
Entertainment, Public Speaking, Leadership Development, Investments, Trading, Stock Market, Strategic Planning, Non-profits, Christian Ministry, Ministry Leadership, Conflict Resolution, Conflict Management, Martial Arts, Self Defense, Business Strategy, New Business Development, Nonprofits, Fundraising, Community Outreach, Securities
Education
University of Phoenix
Bachelor of Science (BS), Criminal Justice Administration
University of Phoenix
Associate of Arts (AA), Business
Tesoro Ministry Foundation September 2000 - Present
Tesoro Entertainment 2005 - Present
Anthony J. Tesoro's Combat Karate Club September 1995 - Present
Tom Bloom Martial Arts 1995 - Present
JonesTrading September 1997 - August 2000
Paine Webber September 1996 - August 1997
Bright Trading 1996 - 1996
Skills
Entertainment, Public Speaking, Leadership Development, Investments, Trading, Stock Market, Strategic Planning, Non-profits, Christian Ministry, Ministry Leadership, Conflict Resolution, Conflict Management, Martial Arts, Self Defense, Business Strategy, New Business Development, Nonprofits, Fundraising, Community Outreach, Securities
Education
University of Phoenix
Bachelor of Science (BS), Criminal Justice Administration
University of Phoenix
Associate of Arts (AA), Business
Tom Alison Tom Alison's Paine Webber Experience March 1983 - May 1996
Job Managing Director, CIMA® at J.P.Morgan Securities
Industry Investment Management
Experience
J.P. Morgan May 2006 - Present
Wachovia Securities May 1996 - May 2006
Paine Webber March 1983 - May 1996
Shearson American Express August 1972 - March 1983
Goodbody & Co. January 1970 - August 1972
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Public Speaking, Strategic Planning, Budgets, Negotiation
Education
University of California, Santa Barbara 1963 — 1967
Bachelor of Science (B.S.), Economics/Corporate Finance
J.P. Morgan May 2006 - Present
Wachovia Securities May 1996 - May 2006
Paine Webber March 1983 - May 1996
Shearson American Express August 1972 - March 1983
Goodbody & Co. January 1970 - August 1972
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Windows, Research, Outlook, Teaching, Public Speaking, Strategic Planning, Budgets, Negotiation
Education
University of California, Santa Barbara 1963 — 1967
Bachelor of Science (B.S.), Economics/Corporate Finance
Tonita Melendez Tonita Melendez's Paine Webber Experience 1989 - 1997
Job Teacher at District School Board of Pasco County
Industry Primary/Secondary Education
Experience
District School Board of Pasco County 2001 - Present
Hillsborough County Schools 1999 - 2001
Paine Webber 1989 - 1997
Skills
English/Language Arts..., Literature, Academic Tutoring, Tutoring, ESL, K-12, Curriculum Design, Literacy, Differentiated...
Education
University of South Florida 1997 — 1999
Interdisciplinary Social Sciences
Hillsborough Community College 1994 — 1996
Associate of Arts (A.A.), Humanities/Humanistic Studies
District School Board of Pasco County 2001 - Present
Hillsborough County Schools 1999 - 2001
Paine Webber 1989 - 1997
Skills
English/Language Arts..., Literature, Academic Tutoring, Tutoring, ESL, K-12, Curriculum Design, Literacy, Differentiated...
Education
University of South Florida 1997 — 1999
Interdisciplinary Social Sciences
Hillsborough Community College 1994 — 1996
Associate of Arts (A.A.), Humanities/Humanistic Studies
Bill Spivey Bill Spivey's Paine Webber Experience January 1979 - June 1981
Job Complex Manager & Financial Advisor at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors December 1987 - Present
Interstate Securities July 1981 - December 1987
Paine Webber January 1979 - June 1981
EF Hutton September 1976 - February 1979
US Army 1971 - 1973
Skills
Investments, Mutual Funds, Stocks, Options Strategies, ETFs, Financial Markets, 529 Plans, IRAs, 401k
Education
University of North Carolina at Chapel Hill 1973 — 1976
Bachelor of Science (BS), Business Administration
Wells Fargo Advisors December 1987 - Present
Interstate Securities July 1981 - December 1987
Paine Webber January 1979 - June 1981
EF Hutton September 1976 - February 1979
US Army 1971 - 1973
Skills
Investments, Mutual Funds, Stocks, Options Strategies, ETFs, Financial Markets, 529 Plans, IRAs, 401k
Education
University of North Carolina at Chapel Hill 1973 — 1976
Bachelor of Science (BS), Business Administration
Ronald Carter CFP®, ChFC®, CIMA,® CDFA™ Ronald Carter CFP®, ChFC®, CIMA,® CDFA™'s Paine Webber Experience November 1993 - November 2000
Job Senior Vice President Investments at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC May 2001 - Present
UBS December 2000 - April 2001
Paine Webber November 1993 - November 2000
Prudential Financial February 1992 - December 1993
Skills
Retirement Planning, Investments, Finance, Financial Advisory, Financial Services, Wealth, Management, Financial Analysis, Trusts, Strategic Planning, Small Business, Marketing, Business Owner Planning, Investment Planning, Wealth Preservation..., Mutual Funds, Retirement, Asset Allocation, Risk Management, Insurance, Securities, Estate Investment...
Education
University of Wisconsin-Stout 1983 — 1987
Bachelor of Science (B.S.)
The American College
Chartered Financial Consultant®, ChFC® designation
University of Pennsylvania - The Wharton School
Investment Management Consultants Association Certified Investment Management Analyst Program, Certified Investment Management Analyst® (CIMA®) designation
Wells Fargo Advisors, LLC May 2001 - Present
UBS December 2000 - April 2001
Paine Webber November 1993 - November 2000
Prudential Financial February 1992 - December 1993
Skills
Retirement Planning, Investments, Finance, Financial Advisory, Financial Services, Wealth, Management, Financial Analysis, Trusts, Strategic Planning, Small Business, Marketing, Business Owner Planning, Investment Planning, Wealth Preservation..., Mutual Funds, Retirement, Asset Allocation, Risk Management, Insurance, Securities, Estate Investment...
Education
University of Wisconsin-Stout 1983 — 1987
Bachelor of Science (B.S.)
The American College
Chartered Financial Consultant®, ChFC® designation
University of Pennsylvania - The Wharton School
Investment Management Consultants Association Certified Investment Management Analyst Program, Certified Investment Management Analyst® (CIMA®) designation
James Aljian James Aljian's Paine Webber Experience December 1987 - February 1994
Job Managing Partner at Aljian Capital Management
Industry Financial Services
Experience
Aljian Capital Management September 2013 - Present
Morgan Stanley February 1994 - September 2013
Paine Webber December 1987 - February 1994
Skills
Asset Management, Finance, Management, Portfolio Management, Series 7, Wealth Management, Investments, Fixed Income, Equities, Bonds, Mutual Funds, Retirement Planning
Education
University of Southern California 1971 — 1973
Bachelor of Arts (BA), Economics
Aljian Capital Management September 2013 - Present
Morgan Stanley February 1994 - September 2013
Paine Webber December 1987 - February 1994
Skills
Asset Management, Finance, Management, Portfolio Management, Series 7, Wealth Management, Investments, Fixed Income, Equities, Bonds, Mutual Funds, Retirement Planning
Education
University of Southern California 1971 — 1973
Bachelor of Arts (BA), Economics
Jeff Skoll's Paine Webber Experience April 1986 - May 1988
Job Managing Director Investments at Wells Fargo Advisors
Industry Financial Services
Experience
Wells Fargo Advisors April 2014 - Present
Wells Fargo Advisors October 1991 - April 2014
Fidelity Financial Group May 1988 - October 1991
Paine Webber April 1986 - May 1988
Paine Webber December 1984 - April 1986
Skills
Investments, Retirement Planning, Finance, Estate Planning, Investment Management, IRAs, 401k, Financial Planning, Insurance, Asset Allocation, Wealth Management, Investment Strategies, Budgets, Life Insurance, Financial Planners, Financial Analysis, Estate Investment..., Investment Planning
Education
University of Nevada-Las Vegas
BS, Finance/Investments
Wells Fargo Advisors April 2014 - Present
Wells Fargo Advisors October 1991 - April 2014
Fidelity Financial Group May 1988 - October 1991
Paine Webber April 1986 - May 1988
Paine Webber December 1984 - April 1986
Skills
Investments, Retirement Planning, Finance, Estate Planning, Investment Management, IRAs, 401k, Financial Planning, Insurance, Asset Allocation, Wealth Management, Investment Strategies, Budgets, Life Insurance, Financial Planners, Financial Analysis, Estate Investment..., Investment Planning
Education
University of Nevada-Las Vegas
BS, Finance/Investments
Mary Skinner Mary Skinner's Paine Webber Experience September 1986 - September 1987
Job Owner, Producer, Director at 2B Productions
Industry Motion Pictures and Film
Experience
2B Productions January 2004 - Present
TIAA-CREF, Ronnette Riley Architect, Enterprise Ireland November 2001 - August 2008
Bank of America, E-Trade, Wells Fargo, Nicholas Applegate 1999 - 2001
Intuit September 1998 - August 2000
Charles Schwab January 1995 - December 1998
Wells Fargo January 1993 - January 1995
J.P. Morgan September 1987 - April 1991
Paine Webber September 1986 - September 1987
Shearson Lehman Brothers 1981 - 1986
United Presbyterian Church USA Peacemaking Project September 1979 - September 1981
Skills
Story Structure, Presentation Design, Executive Coaching, Documentaries, Video Production, Writing, Proposal Writing, Copywriting, Website Copy, Problem Solving, Marketing Copy, Digital Media, Marketing Communications, Screenwriting, Social Media, Editing, Photography, Creative Writing, Producing Documentaries, Research, Film, Film Production, Radio, Integrated Marketing, Marketing, Entertainment, Producing, Video Editing, New Media, Final Cut Pro, Online Advertising, Multimedia, Content Development, Voice Over, Independent Film, Media Production, Marketing Strategy, Directing, Corporate Communications, Blogging, Creative Direction, Copy Editing, Content Strategy, Short Films, Feature Films, Post Production, Scripting, Web Video, Commercials, Videography
Education
University of California, Berkeley 1970 — 1977
BA, English/Dramatic Art
BCC
2B Productions January 2004 - Present
TIAA-CREF, Ronnette Riley Architect, Enterprise Ireland November 2001 - August 2008
Bank of America, E-Trade, Wells Fargo, Nicholas Applegate 1999 - 2001
Intuit September 1998 - August 2000
Charles Schwab January 1995 - December 1998
Wells Fargo January 1993 - January 1995
J.P. Morgan September 1987 - April 1991
Paine Webber September 1986 - September 1987
Shearson Lehman Brothers 1981 - 1986
United Presbyterian Church USA Peacemaking Project September 1979 - September 1981
Skills
Story Structure, Presentation Design, Executive Coaching, Documentaries, Video Production, Writing, Proposal Writing, Copywriting, Website Copy, Problem Solving, Marketing Copy, Digital Media, Marketing Communications, Screenwriting, Social Media, Editing, Photography, Creative Writing, Producing Documentaries, Research, Film, Film Production, Radio, Integrated Marketing, Marketing, Entertainment, Producing, Video Editing, New Media, Final Cut Pro, Online Advertising, Multimedia, Content Development, Voice Over, Independent Film, Media Production, Marketing Strategy, Directing, Corporate Communications, Blogging, Creative Direction, Copy Editing, Content Strategy, Short Films, Feature Films, Post Production, Scripting, Web Video, Commercials, Videography
Education
University of California, Berkeley 1970 — 1977
BA, English/Dramatic Art
BCC
Joe Furze Joe Furze's Paine Webber Experience April 1998 - September 2001
Job Director at Prudential Financial
Industry Financial Services
Experience
Prudential Financial June 2011 - Present
Morgan Stanley October 2010 - 2011
JP Morgan chase 2004 - 2010
UBS 1998 - 2004
Paine Webber April 1998 - September 2001
Citigroup 1992 - 1997
Nomura Securities 1987 - 1988
Skills
Derivatives, Fixed Income, Equities, Capital Markets, Investment Banking, Trading Systems, Portfolio Management, Hedge Funds, Risk Management, Asset Management, Financial Services, Electronic Trading, Trading, FX Options, Securities, Bloomberg, Financial Markets, Options, Banking, Alternative Investments, Financial Risk, Equity Derivatives, Bonds, Middle Office, Business Analysis, Investment Management, Financial Analysis, Swaps, Market Risk, Structured Products, Credit Derivatives
Education
The University of Chicago 1989 — 1991
MBA, Finance & Statistics
University of Maryland College Park 1981 — 1985
BS, Accounting
Prudential Financial June 2011 - Present
Morgan Stanley October 2010 - 2011
JP Morgan chase 2004 - 2010
UBS 1998 - 2004
Paine Webber April 1998 - September 2001
Citigroup 1992 - 1997
Nomura Securities 1987 - 1988
Skills
Derivatives, Fixed Income, Equities, Capital Markets, Investment Banking, Trading Systems, Portfolio Management, Hedge Funds, Risk Management, Asset Management, Financial Services, Electronic Trading, Trading, FX Options, Securities, Bloomberg, Financial Markets, Options, Banking, Alternative Investments, Financial Risk, Equity Derivatives, Bonds, Middle Office, Business Analysis, Investment Management, Financial Analysis, Swaps, Market Risk, Structured Products, Credit Derivatives
Education
The University of Chicago 1989 — 1991
MBA, Finance & Statistics
University of Maryland College Park 1981 — 1985
BS, Accounting
David Volante's Paine Webber Experience 1987 - 1990
Job Partner, Prosperity Financial Group, LLC
Industry Financial Services
Experience
Prosperity Financial Group LLC March 2015 - Present
Raymond James 1999 - 2015
Roney and Company 1994 - 1999
Hamilton Investments 1990 - 1994
Paine Webber 1987 - 1990
Skills
401k, Asset Allocation, Asset Management, Asset Protection, Deferred Compensation, Equities, Estate Planning, Executive Benefit..., Financial Advisor, Financial Advisory, Fixed Annuities, Fixed Income, Insurance, Investments, Investment Strategies, Money Management, Mutual Funds, Retirement Planning, Rollovers, Roth IRA, Tax Reduction Strategjes, Term Life Insurance, TSA Rollovers, Wealth Accumulation, Wealth Distribution, Wealth Management
Education
University of Pennsylvania - The Wharton School
Securities Industry Institute Program, Securities Industry Association Course of Study
University of Michigan
Bachelor of Business Administration (BBA), Economics & Finance
University of Michigan
Bachelor of Business Administration (BBA), Accounting
Prosperity Financial Group LLC March 2015 - Present
Raymond James 1999 - 2015
Roney and Company 1994 - 1999
Hamilton Investments 1990 - 1994
Paine Webber 1987 - 1990
Skills
401k, Asset Allocation, Asset Management, Asset Protection, Deferred Compensation, Equities, Estate Planning, Executive Benefit..., Financial Advisor, Financial Advisory, Fixed Annuities, Fixed Income, Insurance, Investments, Investment Strategies, Money Management, Mutual Funds, Retirement Planning, Rollovers, Roth IRA, Tax Reduction Strategjes, Term Life Insurance, TSA Rollovers, Wealth Accumulation, Wealth Distribution, Wealth Management
Education
University of Pennsylvania - The Wharton School
Securities Industry Institute Program, Securities Industry Association Course of Study
University of Michigan
Bachelor of Business Administration (BBA), Economics & Finance
University of Michigan
Bachelor of Business Administration (BBA), Accounting
James Grand James Grand's Paine Webber Experience September 1990 - March 1993
Job Owner, The Securities Law Group LLP
Industry Law Practice
Experience
The Securities Law Group LLP July 2003 - Present
Farella Braun + Martel LLP February 1995 - February 2002
Paine Webber September 1990 - March 1993
Bear Stearns August 1987 - June 1990
Smith Barney, Harris Upham & Co. July 1975 - July 1986
Education
University of San Francisco School of Law 1993 — 1996
JD, General Corporate Law
The Securities Law Group LLP July 2003 - Present
Farella Braun + Martel LLP February 1995 - February 2002
Paine Webber September 1990 - March 1993
Bear Stearns August 1987 - June 1990
Smith Barney, Harris Upham & Co. July 1975 - July 1986
Education
University of San Francisco School of Law 1993 — 1996
JD, General Corporate Law
Bill Conger Bill Conger's Paine Webber Experience January 1977 - March 1978
Job Portfolio Manager at Red Hook Management
Industry Investment Management
Experience
Red Hook Management September 2008 - Present
Gibraltar/RBC Securities April 1997 - August 2008
EA Moos & Co March 1990 - June 1997
JRO Associates August 1988 - January 1990
Morgan Stanley April 1978 - May 1988
Paine Webber January 1977 - March 1978
Equitable Trust Company April 1973 - January 1977
Skills
ETFs, Municipal, Securities, Investments, Fixed Income, Alternative Investments, Hedge Funds, Retirement Planning, Asset Allocation, Portfolio Management, Bonds, High Yield, Venture Capital, Finance, Trading
Education
University of Maryland College Park 1969 — 1973
BS
US Army Draftee 1966 — 1968
PhD
Bethesda Chevy Chase HS 1962 — 1965
HS
Red Hook Management September 2008 - Present
Gibraltar/RBC Securities April 1997 - August 2008
EA Moos & Co March 1990 - June 1997
JRO Associates August 1988 - January 1990
Morgan Stanley April 1978 - May 1988
Paine Webber January 1977 - March 1978
Equitable Trust Company April 1973 - January 1977
Skills
ETFs, Municipal, Securities, Investments, Fixed Income, Alternative Investments, Hedge Funds, Retirement Planning, Asset Allocation, Portfolio Management, Bonds, High Yield, Venture Capital, Finance, Trading
Education
University of Maryland College Park 1969 — 1973
BS
US Army Draftee 1966 — 1968
PhD
Bethesda Chevy Chase HS 1962 — 1965
HS
James Brophy James Brophy's Paine Webber Experience 1988 - 1998
Job Banking Professional
Industry Banking
Experience
Bank of America 2004 - Present
UBS Securities Co., Ltd 1998 - 2004
Paine Webber 1988 - 1998
L.F. Rothschild Unterberg Towbin 1983 - 1988
Mabon Nugent & Company 1979 - 1983
Skills
Credit, Credit Risk, Cross Selling, Fixed Income, Investments, Trading, Securities, Hedge Funds, CDS, Asset Management, Bloomberg, Bonds, Capital Markets, Equities, Derivatives, Investment Banking
Education
University of Rochester 1975 — 1979
Bachelor of Arts (B.A.), Economics
Bank of America 2004 - Present
UBS Securities Co., Ltd 1998 - 2004
Paine Webber 1988 - 1998
L.F. Rothschild Unterberg Towbin 1983 - 1988
Mabon Nugent & Company 1979 - 1983
Skills
Credit, Credit Risk, Cross Selling, Fixed Income, Investments, Trading, Securities, Hedge Funds, CDS, Asset Management, Bloomberg, Bonds, Capital Markets, Equities, Derivatives, Investment Banking
Education
University of Rochester 1975 — 1979
Bachelor of Arts (B.A.), Economics
Frank Cupolo's Paine Webber Experience May 2001 - August 2001
Job Client Representative at Software Information Systems, LLC
Industry Information Technology and Services
Experience
Software Information Systems, LLC June 2007 - Present
Software Information Systems, LLC June 2005 - June 2007
Software Information Systems, LLC June 2003 - June 2005
Paine Webber May 2001 - August 2001
Skills
Server Architecture, Consulting, NetApp, Virtualization, Cloud Computing, Data Center, Managed Services, Databases, Cisco Technologies, Disaster Recovery, Solution Selling, VMware, Storage, Enterprise Software, Professional Services, Vendor Management, Account Management, SaaS, EMC Storage, IBM Servers, IBM iSeries, Microsoft Technologies, Enterprise Architecture, IT Strategy, Storage Area Networks, Storage Virtualization, Servers, Solution Architecture, High Availability, SAN, Enterprise Storage
Education
University of Kentucky
Bachelor of Science (BS), Business/Corporate Communications
University of Kentucky
Business/Corporate Communications
Software Information Systems, LLC June 2007 - Present
Software Information Systems, LLC June 2005 - June 2007
Software Information Systems, LLC June 2003 - June 2005
Paine Webber May 2001 - August 2001
Skills
Server Architecture, Consulting, NetApp, Virtualization, Cloud Computing, Data Center, Managed Services, Databases, Cisco Technologies, Disaster Recovery, Solution Selling, VMware, Storage, Enterprise Software, Professional Services, Vendor Management, Account Management, SaaS, EMC Storage, IBM Servers, IBM iSeries, Microsoft Technologies, Enterprise Architecture, IT Strategy, Storage Area Networks, Storage Virtualization, Servers, Solution Architecture, High Availability, SAN, Enterprise Storage
Education
University of Kentucky
Bachelor of Science (BS), Business/Corporate Communications
University of Kentucky
Business/Corporate Communications
Nick Schaffer's Paine Webber Experience May 1998 - August 1998
Job Managing Member at Halcyon Management Group
Industry Restaurants
Experience
Halcyon Management Group January 2014 - Present
Jimmy Johns July 2003 - Present
Ernst & Young May 2000 - December 2004
Paine Webber May 1998 - August 1998
Education
University of Notre Dame - Mendoza College of Business 2000 — 2001
Masters
Halcyon Management Group January 2014 - Present
Jimmy Johns July 2003 - Present
Ernst & Young May 2000 - December 2004
Paine Webber May 1998 - August 1998
Education
University of Notre Dame - Mendoza College of Business 2000 — 2001
Masters
Cindy Leah Hanerhoff Cindy Leah Hanerhoff's Paine Webber Experience July 1989 - August 1996
Job Owner, LaraDorbeckerSecurities Corporation
Industry Financial Services
Experience
LaraDorbeckerSecurities Corporation January 2001 - Present
Paine Webber July 1989 - August 1996
Merrill Lynch September 1982 - July 1989
Skills
Investments, Retirement Planning, Series 7, Strategic Financial..., Wealth Management, Strategic Planning, Asset Managment, New Business Development, Mutual Funds, Insurance, Financial Analysis, Investment Advisory, Securities, Team Building, Business Strategy, Alternative Investments, Small Business, Portfolio Management, Banking, Asset Management, Mergers & Acquisitions, Asset Allocation, Risk Management, Financial Services, Series 65, ETFs, Trading, Equities, Investment Strategies, Capital Markets, Fixed Income, Financial Advisory, Private Equity, Wealth Management..., Investment Banking, Financial Markets, Hedge Funds, Options, FINRA, Series 63, Emerging Markets, Series 24, Retirement, Derivatives, Bonds, Financial Structuring, IRAs, Valuation, Private Banking, Finance
Education
University of South Florida 1974 — 1980
BA, International Relations Latin American Studies
UNAM Mexico City 1976 — 1977
LaraDorbeckerSecurities Corporation January 2001 - Present
Paine Webber July 1989 - August 1996
Merrill Lynch September 1982 - July 1989
Skills
Investments, Retirement Planning, Series 7, Strategic Financial..., Wealth Management, Strategic Planning, Asset Managment, New Business Development, Mutual Funds, Insurance, Financial Analysis, Investment Advisory, Securities, Team Building, Business Strategy, Alternative Investments, Small Business, Portfolio Management, Banking, Asset Management, Mergers & Acquisitions, Asset Allocation, Risk Management, Financial Services, Series 65, ETFs, Trading, Equities, Investment Strategies, Capital Markets, Fixed Income, Financial Advisory, Private Equity, Wealth Management..., Investment Banking, Financial Markets, Hedge Funds, Options, FINRA, Series 63, Emerging Markets, Series 24, Retirement, Derivatives, Bonds, Financial Structuring, IRAs, Valuation, Private Banking, Finance
Education
University of South Florida 1974 — 1980
BA, International Relations Latin American Studies
UNAM Mexico City 1976 — 1977
Keith Krueger Keith Krueger's Paine Webber Experience September 1991 - March 1993
Job
Industry Investment Banking
Experience
Concordius Capital Advisors, LLC November 2013 - Present
Concordius Capital Holdings, Inc. October 2013 - Present
Vista Mar Partners August 2011 - Present
Regional Investment Banking April 2010 - Present
Robert W. Baird & Co. November 2006 - January 2010
Stephens, Inc June 1996 - January 2006
Prudential Securities March 1993 - May 1996
Paine Webber September 1991 - March 1993
Krueger, Inc October 1988 - August 1992
Merrill Lynch September 1981 - April 1989
Skills
RIA, Investment Banking, Mergers & Acquisitions, Valuation, Succession Planning, Registered Investment..., Investment Advisory, Independent Financial..., Private Placements, Restructuring, Divestitures, Mergers, Equity Capital Markets, Capital Markets, Private Equity, Financial Structuring, Equities, Debt & Equity Financing, Debt Restructuring, Corporate Finance, Stock Trading, Fixed Income Portfolio..., Portfolio Management
Education
University of Miami
Bachelor of Arts
Concordius Capital Advisors, LLC November 2013 - Present
Concordius Capital Holdings, Inc. October 2013 - Present
Vista Mar Partners August 2011 - Present
Regional Investment Banking April 2010 - Present
Robert W. Baird & Co. November 2006 - January 2010
Stephens, Inc June 1996 - January 2006
Prudential Securities March 1993 - May 1996
Paine Webber September 1991 - March 1993
Krueger, Inc October 1988 - August 1992
Merrill Lynch September 1981 - April 1989
Skills
RIA, Investment Banking, Mergers & Acquisitions, Valuation, Succession Planning, Registered Investment..., Investment Advisory, Independent Financial..., Private Placements, Restructuring, Divestitures, Mergers, Equity Capital Markets, Capital Markets, Private Equity, Financial Structuring, Equities, Debt & Equity Financing, Debt Restructuring, Corporate Finance, Stock Trading, Fixed Income Portfolio..., Portfolio Management
Education
University of Miami
Bachelor of Arts
Sam Sarcone Sam Sarcone's Paine Webber Experience 1990 - 1993
Job President @ PensionPlanet.com / Pension Data Resources / Erisa Red Book Online
Industry Financial Services
Experience
Pension Data Resources, Inc. January 1987 - Present
Raymond James Financial Inc. 1993 - 1996
Paine Webber 1990 - 1993
Merrill Lynch 1989 - 1990
Kidder Peabody 1987 - 1989
Towers Watson 1983 - 1987
Skills
401k, Profit Sharing, Defined Benefit, ERISA, Retirement Services
Education
University of South Florida 1982 — 1983
MBA, Business Administration
University of Florida 1978 — 1982
BA, Business Administration
Jesuit
Pension Data Resources, Inc. January 1987 - Present
Raymond James Financial Inc. 1993 - 1996
Paine Webber 1990 - 1993
Merrill Lynch 1989 - 1990
Kidder Peabody 1987 - 1989
Towers Watson 1983 - 1987
Skills
401k, Profit Sharing, Defined Benefit, ERISA, Retirement Services
Education
University of South Florida 1982 — 1983
MBA, Business Administration
University of Florida 1978 — 1982
BA, Business Administration
Jesuit
Sarah Mears Sarah Mears's Paine Webber Experience May 1996 - September 1999
Job Client Service
Industry Investment Management
Experience
Turner Investment Partners May 2001 - July 2011
CharlesSchwab & Co. Inc September 1999 - May 2001
Paine Webber May 1996 - September 1999
Education
University of Richmond 1992 — 1995
BA, Psychology
Turner Investment Partners May 2001 - July 2011
CharlesSchwab & Co. Inc September 1999 - May 2001
Paine Webber May 1996 - September 1999
Education
University of Richmond 1992 — 1995
BA, Psychology
Lynn Dalton Lynn Dalton's Paine Webber Experience June 1987 - March 1988
Job Inpatient Operations Coordinator at Children's Hospital Colorado
Industry Hospital & Health Care
Experience
Children's Hospital Colorado June 2013 - Present
Children's Hospital Colorado November 2011 - June 2013
Dead River Company June 1990 - March 1992
Dead River Company June 1989 - June 1990
DuPont March 1988 - May 1989
Paine Webber June 1987 - March 1988
University of Delaware January 1984 - May 1987
Skills
Management
Education
University of Delaware 1983 — 1987
Bachelor of Science, Business Administration; Double Major in Finance and Economics
Children's Hospital Colorado June 2013 - Present
Children's Hospital Colorado November 2011 - June 2013
Dead River Company June 1990 - March 1992
Dead River Company June 1989 - June 1990
DuPont March 1988 - May 1989
Paine Webber June 1987 - March 1988
University of Delaware January 1984 - May 1987
Skills
Management
Education
University of Delaware 1983 — 1987
Bachelor of Science, Business Administration; Double Major in Finance and Economics
Claus Schnau Claus Schnau's Paine Webber Experience January 1999 - April 2000
Job Regional Vice President The Americas at DASI (Diversified Aero Services, Inc.)
Industry Aviation & Aerospace
Experience
DASI (Diversified Aero Services Inc.) May 2003 - Present
Merrill Lynch April 2000 - December 2001
Paine Webber January 1999 - April 2000
DASI (Diversified Aero Services Inc.) November 1996 - December 1998
CID Investment & Trading, Inc. November 1988 - November 1997
Skills
Contract Negotiation, Purchasing, Customer Relations, Negotiation, Budgeting, Contract Management, Procurement, Account Management, New Business Development, Sales Management, Pricing, Vendor Relations, Team Building, Strategic Sourcing, Supervisory Skills, Planning, Strategic Planning, Project Planning, Budgets, Management, Logistics, CRM, Aircraft, Strategy, Business Development, Operations Management, Supply Chain Management, Customer Service, Airlines, Aerospace, Marketing, Sales, Aviation, Aeronautics, Aircraft Maintenance, Supply Chain, Airworthiness, International Sales, Commercial Aviation, Business Aviation, Civil Aviation, Avionics, Airports
Education
University of Miami 1988 — 1995
International Finance and Marketing
DASI (Diversified Aero Services Inc.) May 2003 - Present
Merrill Lynch April 2000 - December 2001
Paine Webber January 1999 - April 2000
DASI (Diversified Aero Services Inc.) November 1996 - December 1998
CID Investment & Trading, Inc. November 1988 - November 1997
Skills
Contract Negotiation, Purchasing, Customer Relations, Negotiation, Budgeting, Contract Management, Procurement, Account Management, New Business Development, Sales Management, Pricing, Vendor Relations, Team Building, Strategic Sourcing, Supervisory Skills, Planning, Strategic Planning, Project Planning, Budgets, Management, Logistics, CRM, Aircraft, Strategy, Business Development, Operations Management, Supply Chain Management, Customer Service, Airlines, Aerospace, Marketing, Sales, Aviation, Aeronautics, Aircraft Maintenance, Supply Chain, Airworthiness, International Sales, Commercial Aviation, Business Aviation, Civil Aviation, Avionics, Airports
Education
University of Miami 1988 — 1995
International Finance and Marketing
Kathy Blake Carey, CFA's Paine Webber Experience 1994 - 1995
Job
Industry Investment Management
Experience
Robert W. Baird & Co. 2013 - Present
Northwestern Mutual-Mason Street Advisors 2003 - 2012
Robert W. Baird & Co. 1999 - 2003
GE-Healthcare-Asset Management Operations 1998 - 1999
Center for Creative Leadership 1995 - 1998
Paine Webber 1994 - 1995
Skills
Equity Research, Investment Management, Equity Valuation, Asset Allocation, Client Relations Skills, Team Leadership, Cross Functional Teams, Presentations, Report Writing, Risk Analysis, Equities, Investments
Education
Yale University 1989 — 1993
BA
University of Colorado at Colorado Springs 1995 — 1997
MBA
Robert W. Baird & Co. 2013 - Present
Northwestern Mutual-Mason Street Advisors 2003 - 2012
Robert W. Baird & Co. 1999 - 2003
GE-Healthcare-Asset Management Operations 1998 - 1999
Center for Creative Leadership 1995 - 1998
Paine Webber 1994 - 1995
Skills
Equity Research, Investment Management, Equity Valuation, Asset Allocation, Client Relations Skills, Team Leadership, Cross Functional Teams, Presentations, Report Writing, Risk Analysis, Equities, Investments
Education
Yale University 1989 — 1993
BA
University of Colorado at Colorado Springs 1995 — 1997
MBA
Michele Tullock's Paine Webber Experience June 1988 - January 1995
Job Project Manager at CME Offshore
Industry Computer Software
Experience
CME Offshore January 2009 - Present
Accurate Background January 2008 - January 2009
HighTower Software November 2006 - December 2007
Lan International 2005 - 2006
HireRight 2004 - 2005
Plaid Software August 2001 - April 2004
eFunds Corporation May 1998 - May 2000
Linsco Private Ledger May 1997 - May 1998
Brandes Investment Partners May 1995 - May 1997
Paine Webber June 1988 - January 1995
Skills
Process Improvement, Customer Relations, Requirements Analysis, Excel, Windows, Business Analysis, MS Project, Product Development, Visio, Problem Solving, Microsoft Office, Program Management, Account Management, Integration, Product Management, Agile, Documentation, Customer Service, XML, Agile Methodologies
Education
University of California, Irvine 1986 — 1988
BS, Applied Mathematics (Application in Physics)
Huntington Beach High School 1980 — 1984
General
CME Offshore January 2009 - Present
Accurate Background January 2008 - January 2009
HighTower Software November 2006 - December 2007
Lan International 2005 - 2006
HireRight 2004 - 2005
Plaid Software August 2001 - April 2004
eFunds Corporation May 1998 - May 2000
Linsco Private Ledger May 1997 - May 1998
Brandes Investment Partners May 1995 - May 1997
Paine Webber June 1988 - January 1995
Skills
Process Improvement, Customer Relations, Requirements Analysis, Excel, Windows, Business Analysis, MS Project, Product Development, Visio, Problem Solving, Microsoft Office, Program Management, Account Management, Integration, Product Management, Agile, Documentation, Customer Service, XML, Agile Methodologies
Education
University of California, Irvine 1986 — 1988
BS, Applied Mathematics (Application in Physics)
Huntington Beach High School 1980 — 1984
General
Warren R. Colbert, Sr. CIMA's Paine Webber Experience June 1977 - January 1980
Job Wealth Advisor at UBS Financial Services
Industry Investment Management
Experience
UBS Financial Services Inc. July 1988 - Present
Kidder Peabody January 1980 - August 1988
Paine Webber June 1977 - January 1980
Education
Lincoln University, PA USA
BA
University of Maryland College Park
Doctoral Candidate
University of Pennsylvania - The Wharton School
Wealth Advisor Program - UBS
UBS Financial Services Inc. July 1988 - Present
Kidder Peabody January 1980 - August 1988
Paine Webber June 1977 - January 1980
Education
Lincoln University, PA USA
BA
University of Maryland College Park
Doctoral Candidate
University of Pennsylvania - The Wharton School
Wealth Advisor Program - UBS
Robert Doherty's Paine Webber Experience 1989 - 1996
Job VP Finance at vXchnge Holdings, LLC
Industry Information Technology and Services
Experience
vXchnge Holdings, LLC November 2013 - Present
FiberMedia Group, LLC January 2011 - October 2013
Redwood Capital Group April 2006 - December 2010
Jefferies & Company 2004 - 2005
Salomon Smith Barney 1996 - 2002
Paine Webber 1989 - 1996
Skills
Cloud Computing, Data Center, Managed Services, Corporate Finance, Investment Banking, Mergers, Financial Modeling, Valuation, Business Strategy, Debt, Private Equity, IPO, Venture Capital, Equities, Private Placements, Restructuring, Due Diligence, Divestitures, Corporate Development, Mezzanine, Leveraged Finance, Financial Analysis, Acquisition Integration, Funding, Banking, Business Planning, Start-ups, Series 7, Origination, Executive Management, Executive Reporting, Analysis, Strategy Development, Bankruptcy
Education
New York University - Leonard N. Stern School of Business 1989 — 1992
MBA, Finance
University of Pennsylvania 1982 — 1986
Bachelor of Arts (B.A.), History and Sociology of Science
vXchnge Holdings, LLC November 2013 - Present
FiberMedia Group, LLC January 2011 - October 2013
Redwood Capital Group April 2006 - December 2010
Jefferies & Company 2004 - 2005
Salomon Smith Barney 1996 - 2002
Paine Webber 1989 - 1996
Skills
Cloud Computing, Data Center, Managed Services, Corporate Finance, Investment Banking, Mergers, Financial Modeling, Valuation, Business Strategy, Debt, Private Equity, IPO, Venture Capital, Equities, Private Placements, Restructuring, Due Diligence, Divestitures, Corporate Development, Mezzanine, Leveraged Finance, Financial Analysis, Acquisition Integration, Funding, Banking, Business Planning, Start-ups, Series 7, Origination, Executive Management, Executive Reporting, Analysis, Strategy Development, Bankruptcy
Education
New York University - Leonard N. Stern School of Business 1989 — 1992
MBA, Finance
University of Pennsylvania 1982 — 1986
Bachelor of Arts (B.A.), History and Sociology of Science
Martie D'Apice's Paine Webber Experience June 1989 - February 1992
Job Partner at Mercury Capital Advisors
Industry Financial Services
Experience
Mercury Capital Advisors September 2013 - Present
The Mt. Vernon Group December 2009 - September 2013
Kingdon Capital July 2008 - January 2009
Merrill Lynch July 1995 - May 2008
Women's World Banking May 1993 - July 1993
Salomon Brothers February 1992 - April 1993
Paine Webber June 1989 - February 1992
Skills
Equities, Alternative Investments, Hedge Funds, Strategy, Capital Markets, Investments, Private Equity, Management, Portfolio Management, Valuation, Asset Management, Commodity, Financial Modeling, Mergers & Acquisitions, Venture Capital
Education
University of Pennsylvania - The Wharton School 1993 — 1995
MBA
University of Pennsylvania - The Wharton School
MBA, Finance, General
Mercury Capital Advisors September 2013 - Present
The Mt. Vernon Group December 2009 - September 2013
Kingdon Capital July 2008 - January 2009
Merrill Lynch July 1995 - May 2008
Women's World Banking May 1993 - July 1993
Salomon Brothers February 1992 - April 1993
Paine Webber June 1989 - February 1992
Skills
Equities, Alternative Investments, Hedge Funds, Strategy, Capital Markets, Investments, Private Equity, Management, Portfolio Management, Valuation, Asset Management, Commodity, Financial Modeling, Mergers & Acquisitions, Venture Capital
Education
University of Pennsylvania - The Wharton School 1993 — 1995
MBA
University of Pennsylvania - The Wharton School
MBA, Finance, General
Jordan Naylor's Paine Webber Experience 1995 - 1996
Job Principal and Chief Architect at J3OP, LLC
Industry Information Technology and Services
Experience
J3OP, LLC June 2015 - Present
CBOE November 2014 - June 2015
ConvergEx Group - LiquidPoint March 2011 - November 2014
ConvergEx - LiquidPoint July 2007 - March 2011
First Traders Analytical Solutions July 2000 - July 2007
CNA Insurance July 1999 - July 2000
International Trading Institute February 1996 - July 1999
Paine Webber 1995 - 1996
Skills
Financial Services, Business Analysis, C#, Capital Markets, Derivatives, Electronic Trading, Equities, Equity Trading, FX Options, Financial Markets, Hedge Funds, Low Latency, Management, Market Data, Options, Trading, Trading Systems, Visual Basic, Securities, Equity Derivatives, Risk Management, Portfolio Management, Investments, SDLC, SQL, Software Development, Project Management, Trading Strategies
Education
University of Illinois at Chicago 1992 — 1996
Finance and Economics
J3OP, LLC June 2015 - Present
CBOE November 2014 - June 2015
ConvergEx Group - LiquidPoint March 2011 - November 2014
ConvergEx - LiquidPoint July 2007 - March 2011
First Traders Analytical Solutions July 2000 - July 2007
CNA Insurance July 1999 - July 2000
International Trading Institute February 1996 - July 1999
Paine Webber 1995 - 1996
Skills
Financial Services, Business Analysis, C#, Capital Markets, Derivatives, Electronic Trading, Equities, Equity Trading, FX Options, Financial Markets, Hedge Funds, Low Latency, Management, Market Data, Options, Trading, Trading Systems, Visual Basic, Securities, Equity Derivatives, Risk Management, Portfolio Management, Investments, SDLC, SQL, Software Development, Project Management, Trading Strategies
Education
University of Illinois at Chicago 1992 — 1996
Finance and Economics
Rich Gjeldum's Paine Webber Experience March 1984 - July 1989
Job Director at Bank of America Merrill Lynch
Industry Information Technology and Services
Experience
Bank of America Merrill Lynch July 1990 - Present
Paine Webber March 1984 - July 1989
Honeywell August 1981 - February 1984
Bell Laboratories March 1977 - August 1981
Skills
PMP, Series 63, Series 7, Project Management, Securities, Derivatives, Trading Systems, Business Analysis, PMO, Portfolio Management, Risk Management, Market Risk, Finance, Back Office, Financial Risk, Change Management, Insurance, Fixed Income, SDLC, Capital Markets, Commodity, Retail Banking, Electronic Trading, Software Development, Investment Banking, Enterprise Architecture, Interest Rate..., Options, Equities, Banking
Education
University of Illinois at Urbana-Champaign 1971 — 1977
BS / MS, Electrical Engineering
Bank of America Merrill Lynch July 1990 - Present
Paine Webber March 1984 - July 1989
Honeywell August 1981 - February 1984
Bell Laboratories March 1977 - August 1981
Skills
PMP, Series 63, Series 7, Project Management, Securities, Derivatives, Trading Systems, Business Analysis, PMO, Portfolio Management, Risk Management, Market Risk, Finance, Back Office, Financial Risk, Change Management, Insurance, Fixed Income, SDLC, Capital Markets, Commodity, Retail Banking, Electronic Trading, Software Development, Investment Banking, Enterprise Architecture, Interest Rate..., Options, Equities, Banking
Education
University of Illinois at Urbana-Champaign 1971 — 1977
BS / MS, Electrical Engineering
Caitlin Kitlas's Paine Webber Experience September 1997 - December 1999
Job Marketing Executive at Welcome Wagon
Industry Marketing and Advertising
Experience
Welcome Wagon October 2013 - Present
Independent Contractor October 2007 - October 2013
AXA Advisors January 2005 - October 2005
CUSO Financial Services, LP January 2004 - December 2004
Lehman Brothers January 2001 - November 2002
Lehman Brothers January 2000 - January 2001
Paine Webber September 1997 - December 1999
Skills
Equities, Banking, Fixed Income, Capital Markets, Management, Sales, Direct Sales, Marketing, Product Marketing, Pharmaceutical Sales, Customer Engagement, Customer Relationships, Marketing Strategy, Long-term Customer..., Sales Promotion, Sales Assessments, Sample Management, Customer Interaction, Client Service Oriented, Client Relations Skills, Manage Client..., Auditing, Team Building, Venture Capital, Promotions, Corporate Finance, Compensation Structures, Global Compensation, Financial Reporting, Compensation & Benefit, Strategic Financial..., Office Management, Recruitment Marketing, Project Management, Team Leadership, Strategic Planning
Education
The University of Connecticut 1990 — 1994
Bachelor's degree, Business/Commerce, General
Welcome Wagon October 2013 - Present
Independent Contractor October 2007 - October 2013
AXA Advisors January 2005 - October 2005
CUSO Financial Services, LP January 2004 - December 2004
Lehman Brothers January 2001 - November 2002
Lehman Brothers January 2000 - January 2001
Paine Webber September 1997 - December 1999
Skills
Equities, Banking, Fixed Income, Capital Markets, Management, Sales, Direct Sales, Marketing, Product Marketing, Pharmaceutical Sales, Customer Engagement, Customer Relationships, Marketing Strategy, Long-term Customer..., Sales Promotion, Sales Assessments, Sample Management, Customer Interaction, Client Service Oriented, Client Relations Skills, Manage Client..., Auditing, Team Building, Venture Capital, Promotions, Corporate Finance, Compensation Structures, Global Compensation, Financial Reporting, Compensation & Benefit, Strategic Financial..., Office Management, Recruitment Marketing, Project Management, Team Leadership, Strategic Planning
Education
The University of Connecticut 1990 — 1994
Bachelor's degree, Business/Commerce, General
Bill Ayers's Paine Webber Experience 1988 - 1989
Job Insurance Consultant
Industry Insurance
Experience
Crescenta Valley Insurance 2002 - 2011
Northwestern Mutual 1996 - 1998
Paine Webber 1988 - 1989
Paine Webber 1988 - 1989
Savin Corp 1984 - 1988
Skills
Umbrella Insurance, Property & Casualty..., Workers Compensation, General Insurance, Commercial Insurance, Insurance, Residential Homes, Professional Liability, Brokers, New Business Development, Contract Negotiation, Legal Liability, Sales, Customer Service, Investment Properties
Education
University of Southern California 1981 — 1984
Crescenta Valley Insurance 2002 - 2011
Northwestern Mutual 1996 - 1998
Paine Webber 1988 - 1989
Paine Webber 1988 - 1989
Savin Corp 1984 - 1988
Skills
Umbrella Insurance, Property & Casualty..., Workers Compensation, General Insurance, Commercial Insurance, Insurance, Residential Homes, Professional Liability, Brokers, New Business Development, Contract Negotiation, Legal Liability, Sales, Customer Service, Investment Properties
Education
University of Southern California 1981 — 1984
Puck Markham's Paine Webber Experience January 1995 - January 2000
Job Social Entrepreneur
Industry Philanthropy
Experience
Camp Lightbulb May 2011 - Present
Community Money CIC January 2007 - March 2013
Change Finance January 2006 - December 2007
Community Development Finance Association January 2005 - January 2006
London Rebuilding Society January 2004 - January 2005
Barclays Corporate Banking January 2000 - January 2004
Paine Webber January 1995 - January 2000
Skills
Social Enterprise, Community Development, Charities, Social Entrepreneurship, Non-profits, Stakeholder Engagement
Education
University of California, Los Angeles 1990 — 1992
University of Amsterdam 1988 — 1990
Camp Lightbulb May 2011 - Present
Community Money CIC January 2007 - March 2013
Change Finance January 2006 - December 2007
Community Development Finance Association January 2005 - January 2006
London Rebuilding Society January 2004 - January 2005
Barclays Corporate Banking January 2000 - January 2004
Paine Webber January 1995 - January 2000
Skills
Social Enterprise, Community Development, Charities, Social Entrepreneurship, Non-profits, Stakeholder Engagement
Education
University of California, Los Angeles 1990 — 1992
University of Amsterdam 1988 — 1990
Vincent Centanni's Paine Webber Experience March 1991 - March 1994
Job Technology Lead at Wells Fargo Securities
Industry Financial Services
Experience
Wells Fargo Securities July 2013 - Present
Post Right Business Center December 2008 - December 2013
Bank of America May 2011 - July 2013
Wachovia May 2004 - October 2011
Keane (Formerly CyLogix, Inc) March 2000 - May 2004
The Chase Manhattan Bank June 1999 - March 2000
Morgan Stanley March 1996 - June 1999
JP Morgan August 1994 - March 1996
Paine Webber March 1991 - March 1994
ReadQ Systems January 1990 - March 1991
Skills
SDLC, Business Analysis
Education
University of Pittsburgh 1986 — 1990
BS, Computer Science
Westwood High School
Wells Fargo Securities July 2013 - Present
Post Right Business Center December 2008 - December 2013
Bank of America May 2011 - July 2013
Wachovia May 2004 - October 2011
Keane (Formerly CyLogix, Inc) March 2000 - May 2004
The Chase Manhattan Bank June 1999 - March 2000
Morgan Stanley March 1996 - June 1999
JP Morgan August 1994 - March 1996
Paine Webber March 1991 - March 1994
ReadQ Systems January 1990 - March 1991
Skills
SDLC, Business Analysis
Education
University of Pittsburgh 1986 — 1990
BS, Computer Science
Westwood High School
Arturo Huerta's Paine Webber Experience November 1992 - November 1995
Job S&D Global Process Architect at Shell Trading
Industry Oil & Energy
Experience
Shell Trading November 2006 - Present
Infosys March 2004 - November 2006
Capco June 2000 - October 2003
Accenture August 1998 - June 2000
AMVESCAP -- AIM Institutional Funds November 1996 - August 1998
NationsBank -- Global Finance Treasury Management January 1996 - October 1996
Paine Webber November 1992 - November 1995
Skills
Business Transformation, Strategic Planning, Requirements Gathering, Leadership, Business Analysis, Process Engineering, Management, Process Improvement, Management Consulting, IT Strategy, Enterprise Software, Consulting, Strategy, Outsourcing, Business Process..., Change Management, Program Management
Education
University of Houston 1995 — 1998
Master of Business Administration (M.B.A.)
University of Houston 1988 — 1992
Bachelor's Degree
Shell Trading November 2006 - Present
Infosys March 2004 - November 2006
Capco June 2000 - October 2003
Accenture August 1998 - June 2000
AMVESCAP -- AIM Institutional Funds November 1996 - August 1998
NationsBank -- Global Finance Treasury Management January 1996 - October 1996
Paine Webber November 1992 - November 1995
Skills
Business Transformation, Strategic Planning, Requirements Gathering, Leadership, Business Analysis, Process Engineering, Management, Process Improvement, Management Consulting, IT Strategy, Enterprise Software, Consulting, Strategy, Outsourcing, Business Process..., Change Management, Program Management
Education
University of Houston 1995 — 1998
Master of Business Administration (M.B.A.)
University of Houston 1988 — 1992
Bachelor's Degree
Brian Strasser's Paine Webber Experience 1992 - 1993
Job Director Branch Office Support & Development at Securities America, Inc. Member FINRA/SIPC
Industry Financial Services
Experience
Securities America, Inc. Member FINRA/SIPC April 2013 - Present
COR Clearing March 2002 - March 2013
Kirkpatrick Pettis 1998 - 2002
TD Ameritrade 1994 - 1998
Centris Federal Credit Union 1992 - 1994
Paine Webber 1992 - 1993
Skills
Series 7, Securities, Series 63, Series 24, FINRA, Mutual Funds, Financial Services, Financial Risk, Wealth Management, Investments, Electronic Trading, Securities Lending, Risk Management, Asset Allocation, Fixed Income, Trading, Capital Markets, Alternative Investments, Equities, Financial Markets, Portfolio Management, Vendor Management, Asset Management, Hedge Funds, Options, Investment Banking, Trading Systems, Back Office, Prime Brokerage, Middle Office, Investment Advisory, Banking, Relationship Management
Education
University of Nebraska at Omaha 1992 — 1994
MBA, Banking & Finance
University of Nebraska at Kearney 1989 — 1991
Julesburg High School 1986 — 1989
Securities America, Inc. Member FINRA/SIPC April 2013 - Present
COR Clearing March 2002 - March 2013
Kirkpatrick Pettis 1998 - 2002
TD Ameritrade 1994 - 1998
Centris Federal Credit Union 1992 - 1994
Paine Webber 1992 - 1993
Skills
Series 7, Securities, Series 63, Series 24, FINRA, Mutual Funds, Financial Services, Financial Risk, Wealth Management, Investments, Electronic Trading, Securities Lending, Risk Management, Asset Allocation, Fixed Income, Trading, Capital Markets, Alternative Investments, Equities, Financial Markets, Portfolio Management, Vendor Management, Asset Management, Hedge Funds, Options, Investment Banking, Trading Systems, Back Office, Prime Brokerage, Middle Office, Investment Advisory, Banking, Relationship Management
Education
University of Nebraska at Omaha 1992 — 1994
MBA, Banking & Finance
University of Nebraska at Kearney 1989 — 1991
Julesburg High School 1986 — 1989
Jinan Strickland's Paine Webber Experience March 1998 - September 1999
Job at Prudential Insurance Company of American, Newark, NJ
Industry Financial Services
Experience
Prudential Insurance Company of American, Newark, NJ June 2010 - Present
Burke Capital Markets June 2007 - May 2009
Smith Barney September 1999 - June 2007
Paine Webber March 1998 - September 1999
Prudential Securities November 1984 - March 1998
Education
University of South Alabama 1979 — 1981
Prudential Insurance Company of American, Newark, NJ June 2010 - Present
Burke Capital Markets June 2007 - May 2009
Smith Barney September 1999 - June 2007
Paine Webber March 1998 - September 1999
Prudential Securities November 1984 - March 1998
Education
University of South Alabama 1979 — 1981
Warren R Colbert Sr CIMA's Paine Webber Experience June 1977 - January 1980
Job Financial Advisor at UBS Financial Services
Industry Financial Services
Experience
UBS Financial Services, Inc August 1988 - Present
Kidder Peabody January 1980 - August 1988
Paine Webber June 1977 - January 1980
Education
Lincoln University, PA USA
BA
University of Maryland College Park
Doctoral Candidate
University of Pennsylvania - The Wharton School
Wealth Advisor Program - UBS
UBS Financial Services, Inc August 1988 - Present
Kidder Peabody January 1980 - August 1988
Paine Webber June 1977 - January 1980
Education
Lincoln University, PA USA
BA
University of Maryland College Park
Doctoral Candidate
University of Pennsylvania - The Wharton School
Wealth Advisor Program - UBS
Ron Fusillo's Paine Webber Experience 1977 - 2002
Job Director at UBS Investment Bank
Industry Financial Services
Experience
UBS Investment Bank September 2007 - Present
UBS 2003 - Present
UBS Financial Services Inc January 1997 - August 2007
UBS Wealth Management 1997 - 2007
Paine Webber 1977 - 2002
Skills
Equities, Fixed Income, Securities, Capital Markets, Asset Managment, Risk Management, Hedge Funds, Derivatives, Investments, Wealth Management, Portfolio Management, Trading, Mutual Funds, Investment Banking, FX Options, Vendor Management, Change Management, Financial Services, Financial Analysis, Strategic Financial...
Education
Univerisity of Rockville 1999 — 2000
Bachelor of Business Administration (B.B.A.), Accounting and Finance
Wharton School of Business 1997 — 1997
Banking, Corporate, Finance, and Securities Law
UBS Investment Bank September 2007 - Present
UBS 2003 - Present
UBS Financial Services Inc January 1997 - August 2007
UBS Wealth Management 1997 - 2007
Paine Webber 1977 - 2002
Skills
Equities, Fixed Income, Securities, Capital Markets, Asset Managment, Risk Management, Hedge Funds, Derivatives, Investments, Wealth Management, Portfolio Management, Trading, Mutual Funds, Investment Banking, FX Options, Vendor Management, Change Management, Financial Services, Financial Analysis, Strategic Financial...
Education
Univerisity of Rockville 1999 — 2000
Bachelor of Business Administration (B.B.A.), Accounting and Finance
Wharton School of Business 1997 — 1997
Banking, Corporate, Finance, and Securities Law
Charlotte Ream Cooper's Paine Webber Experience 1988 - 1990
Job Owner, Charlotte Ream Cooper & Associates LLC
Industry Financial Services
Experience
Charlotte Ream Cooper & Associates LLC January 2000 - Present
Oklahoma City Community College 2000 - 2002
The Acacia Group 1990 - 1998
Paine Webber 1988 - 1990
Dean Witter Reynolds December 1980 - August 1988
Skills
Fundraising, Public Speaking, Leadership Development, Event Planning, Public Relations, Nonprofits, Non-profits, Coaching, Editing, Higher Education, Research, Teaching, Social Media, Management, Team Building, Microsoft Excel, Microsoft Office, Customer Service, Strategic Planning, Microsoft Word, Staff Development, Instructional Design, Media Relations, Press Releases, Geriatric Care..., Fraud Investigations, Budgeting and Debt..., Geriatric Medical..., Administrative..., Executive...
Education
University of Oklahoma 1957 — 1961
Bachelor of Science, History, Geography
Perry High School 1951 — 1957
Charlotte Ream Cooper & Associates LLC January 2000 - Present
Oklahoma City Community College 2000 - 2002
The Acacia Group 1990 - 1998
Paine Webber 1988 - 1990
Dean Witter Reynolds December 1980 - August 1988
Skills
Fundraising, Public Speaking, Leadership Development, Event Planning, Public Relations, Nonprofits, Non-profits, Coaching, Editing, Higher Education, Research, Teaching, Social Media, Management, Team Building, Microsoft Excel, Microsoft Office, Customer Service, Strategic Planning, Microsoft Word, Staff Development, Instructional Design, Media Relations, Press Releases, Geriatric Care..., Fraud Investigations, Budgeting and Debt..., Geriatric Medical..., Administrative..., Executive...
Education
University of Oklahoma 1957 — 1961
Bachelor of Science, History, Geography
Perry High School 1951 — 1957
Heather Leonard's Paine Webber Experience 1998 - 1999
Job CoFounder and CEO of Throwing Fruit
Industry Internet
Experience
Throwing Fruit December 2011 - Present
New York Jets April 2014 - Present
voxgov January 2012 - Present
Business Insider July 2009 - July 2013
National Football League September 2010 - September 2012
Goldman Sachs March 2006 - March 2009
Goldman Sachs 1999 - 2004
Paine Webber 1998 - 1999
Skills
Film, Stage, Research, Writing, Blogging, Analysis, Financial Modeling, Mergers, Business Strategy, Financial Analysis, Market Research, Excel, Equities, PowerPoint, Valuation, Investments, Social Media, Venture Capital, Entrepreneurship, Start-ups
Education
University of California, Berkeley 1994 — 1998
Bachelor of Arts (B.A.), Economics
Throwing Fruit December 2011 - Present
New York Jets April 2014 - Present
voxgov January 2012 - Present
Business Insider July 2009 - July 2013
National Football League September 2010 - September 2012
Goldman Sachs March 2006 - March 2009
Goldman Sachs 1999 - 2004
Paine Webber 1998 - 1999
Skills
Film, Stage, Research, Writing, Blogging, Analysis, Financial Modeling, Mergers, Business Strategy, Financial Analysis, Market Research, Excel, Equities, PowerPoint, Valuation, Investments, Social Media, Venture Capital, Entrepreneurship, Start-ups
Education
University of California, Berkeley 1994 — 1998
Bachelor of Arts (B.A.), Economics
Fred Pickard's Paine Webber Experience 1983 - 1988
Job Business Development Investment Banking
Industry Investment Banking
Experience
TJM brokerage 2005 - Present
Stepping Stone Advisor for Venture Capital 2008 - Present
Kompani Group 2009 - 2012
Blue Box waste & recycling 2007 - 2010
SF Aggregates 2002 - 2007
Euro Spread Associates 1988 - 2005
Paine Webber 1983 - 1988
Skills
Trading, Options, Equities, Derivatives, Commodity, Investments, Financial Markets, Hedge Funds, Trading Systems, Alternative Investments, Electronic Trading, Business Strategy, Entrepreneurship, Strategic Planning, Operational Improvement, Brokerage, FX Options, Asset Management, Fixed Income, Securities, Mergers & Acquisitions, Marketing, Start-ups, Bonds, Private Equity, Venture Capital, Risk Management, Capital Markets, Portfolio Management, Hedging, Business Development, Technical Analysis, Series 7, Proprietary Trading, Management, Bloomberg, Strategic Partnerships, Trading Strategies, Equity Trading, Financial Modeling, ETFs, Equity Derivatives, Valuation, Sales, Leadership, New Business Development, Strategy, Financial Analysis, Finance, Marketing Strategy
Education
University of Michigan
Business
TJM brokerage 2005 - Present
Stepping Stone Advisor for Venture Capital 2008 - Present
Kompani Group 2009 - 2012
Blue Box waste & recycling 2007 - 2010
SF Aggregates 2002 - 2007
Euro Spread Associates 1988 - 2005
Paine Webber 1983 - 1988
Skills
Trading, Options, Equities, Derivatives, Commodity, Investments, Financial Markets, Hedge Funds, Trading Systems, Alternative Investments, Electronic Trading, Business Strategy, Entrepreneurship, Strategic Planning, Operational Improvement, Brokerage, FX Options, Asset Management, Fixed Income, Securities, Mergers & Acquisitions, Marketing, Start-ups, Bonds, Private Equity, Venture Capital, Risk Management, Capital Markets, Portfolio Management, Hedging, Business Development, Technical Analysis, Series 7, Proprietary Trading, Management, Bloomberg, Strategic Partnerships, Trading Strategies, Equity Trading, Financial Modeling, ETFs, Equity Derivatives, Valuation, Sales, Leadership, New Business Development, Strategy, Financial Analysis, Finance, Marketing Strategy
Education
University of Michigan
Business
Bill Cosper's Paine Webber Experience December 1997 - December 1998
Job Vice President, Equity Syndicate at Raymond James
Industry Financial Services
Experience
Raymond James 2000 - Present
First Union December 1998 - November 2000
Paine Webber December 1997 - December 1998
US Army March 1986 - August 1998
State Attorney's Office, Hillsborough County, Thirteenth Judicial Circuit March 1990 - December 1997
Skills
Series 7, Equities, Securities, Retirement Planning, Financial Advisory, Finance, Asset Allocation, Investment Advisory, Investments, Portfolio Management, Mutual Funds, Wealth Management
Education
University of South Florida - College of Business Administration
B.S., Finance
Raymond James 2000 - Present
First Union December 1998 - November 2000
Paine Webber December 1997 - December 1998
US Army March 1986 - August 1998
State Attorney's Office, Hillsborough County, Thirteenth Judicial Circuit March 1990 - December 1997
Skills
Series 7, Equities, Securities, Retirement Planning, Financial Advisory, Finance, Asset Allocation, Investment Advisory, Investments, Portfolio Management, Mutual Funds, Wealth Management
Education
University of South Florida - College of Business Administration
B.S., Finance
Louis Satenstein's Paine Webber Experience April 1991 - June 1997
Job Director at GMP Securities, LLC
Industry Capital Markets
Experience
GMP Securities March 2001 - Present
ING September 1999 - March 2001
Lehman Brothers June 1997 - March 1999
Paine Webber April 1991 - June 1997
Prudential Financial March 1986 - April 1991
EF Hutton April 1982 - March 1986
Skills
High Yield, Securities, Convertible Bonds, Institutional, Bonds, Equities, Debt, Credit, Alternative Investments, Capital Markets, Fixed Income, Hedge Funds, Private Equity, Trading, Bloomberg, Options
Education
University of Miami 1969 — 1973
Bachelor of Arts, English Language and Literature, General
GMP Securities March 2001 - Present
ING September 1999 - March 2001
Lehman Brothers June 1997 - March 1999
Paine Webber April 1991 - June 1997
Prudential Financial March 1986 - April 1991
EF Hutton April 1982 - March 1986
Skills
High Yield, Securities, Convertible Bonds, Institutional, Bonds, Equities, Debt, Credit, Alternative Investments, Capital Markets, Fixed Income, Hedge Funds, Private Equity, Trading, Bloomberg, Options
Education
University of Miami 1969 — 1973
Bachelor of Arts, English Language and Literature, General
Emil Rosini's Paine Webber Experience September 1992 - September 1994
Job Director at Citi
Industry Financial Services
Experience
Citi May 2001 - Present
The Bank of New York 1994 - 2001
Paine Webber September 1992 - September 1994
Skills
Securities, Fixed Income, Mutual Funds, Alternative Investments, Equities, Hedge Funds, Asset Managment, Portfolio Management, Investments, Financial Services, Banking, Derivatives
Education
University of Delaware 1988 — 1992
BS, Business
Paramus High School 1985 — 1988
Citi May 2001 - Present
The Bank of New York 1994 - 2001
Paine Webber September 1992 - September 1994
Skills
Securities, Fixed Income, Mutual Funds, Alternative Investments, Equities, Hedge Funds, Asset Managment, Portfolio Management, Investments, Financial Services, Banking, Derivatives
Education
University of Delaware 1988 — 1992
BS, Business
Paramus High School 1985 — 1988
Jeff Westergaard's Paine Webber Experience January 1995 - October 2000
Job at Morningstar
Industry Research
Experience
Morningstar May 2011 - Present
First Trust Portfolios LP November 2005 - May 2011
UBS AG October 1993 - October 2005
UBS Financial Services Inc 1993 - 2005
Paine Webber January 1995 - October 2000
Dean Witter May 1987 - October 1993
E.F. Hutton December 1985 - May 1987
J.F Hartfield & Co. June 1982 - December 1985
Skills
Securities, Fixed Income, Financial Markets, Analysis, Trading, Investments, Capital Markets
Education
Van Meter Community High School 1974 — 1984
University of Iowa 1978 — 1982
BBA, Economics, Finance
Morningstar May 2011 - Present
First Trust Portfolios LP November 2005 - May 2011
UBS AG October 1993 - October 2005
UBS Financial Services Inc 1993 - 2005
Paine Webber January 1995 - October 2000
Dean Witter May 1987 - October 1993
E.F. Hutton December 1985 - May 1987
J.F Hartfield & Co. June 1982 - December 1985
Skills
Securities, Fixed Income, Financial Markets, Analysis, Trading, Investments, Capital Markets
Education
Van Meter Community High School 1974 — 1984
University of Iowa 1978 — 1982
BBA, Economics, Finance
dan harty's Paine Webber Experience 1985 - 1988
Job Pastor at Windsor Community Church
Industry Religious Institutions
Experience
Windsor Community Church 1st VPSmith Barney1988 - 2005
Paine Webber 1985 - 1988
Education
University of Northern Colorado 1975 — 1980
BS, Business Administration
Windsor Community Church 1st VPSmith Barney1988 - 2005
Paine Webber 1985 - 1988
Education
University of Northern Colorado 1975 — 1980
BS, Business Administration
Bill Dudley's Paine Webber Experience 1980 - 1983
Job Managing Partner at Pelican Trading
Industry Writing and Editing
Experience
Pelican Trading January 1995 - Present
Kidder Peabody 1983 - 1995
Paine Webber 1980 - 1983
Education
University of Maryland College Park 1967 — 1969
Bachelor of Science (B.S.), Finance and Financial Management Services
Univ. of Virginia 1962 — 1965
Pelican Trading January 1995 - Present
Kidder Peabody 1983 - 1995
Paine Webber 1980 - 1983
Education
University of Maryland College Park 1967 — 1969
Bachelor of Science (B.S.), Finance and Financial Management Services
Univ. of Virginia 1962 — 1965
Shelley Smith's Paine Webber Experience August 1990 - April 1996
Job Mediator
Industry Alternative Dispute Resolution
Experience
Gerard Klauer Mattison 2000 - 2003
Sutro & Co. 1997 - 2000
Paine Webber August 1990 - April 1996
Prudential Bache Capital Funding 1989 - 1990
Skills
Negotiation, Mergers, Mergers & Acquisitions
Education
University of California, Los Angeles 1983 — 1989
BA, Economics
Gerard Klauer Mattison 2000 - 2003
Sutro & Co. 1997 - 2000
Paine Webber August 1990 - April 1996
Prudential Bache Capital Funding 1989 - 1990
Skills
Negotiation, Mergers, Mergers & Acquisitions
Education
University of California, Los Angeles 1983 — 1989
BA, Economics
Jeff Chaffkin's Paine Webber Experience 1996 - 2002
Job Senior Advisor Healthcare at XMS Capital Partners
Industry Investment Banking
Experience
XMS Capital Partners February 2014 - Present
Charter Oak Partners January 2010 - January 2014
Aetna 2007 - October 2009
Charter Oak Partners 2002 - 2007
Paine Webber 1996 - 2002
UBS Investment Bank/PaineWebber Incorporated 1996 - 2002
UBS (formerly PaineWebber, Inc.) 1996 - 2002
UBS Financial Services 1996 - 2002
Aetna Health Plans 1993 - 1996
Aetna Inc. (Aetna International) 1991 - 1993
Skills
Alternative Investments
Education
University of Pennsylvania - The Wharton School 1984 — 1986
MBA, Finance
XMS Capital Partners February 2014 - Present
Charter Oak Partners January 2010 - January 2014
Aetna 2007 - October 2009
Charter Oak Partners 2002 - 2007
Paine Webber 1996 - 2002
UBS Investment Bank/PaineWebber Incorporated 1996 - 2002
UBS (formerly PaineWebber, Inc.) 1996 - 2002
UBS Financial Services 1996 - 2002
Aetna Health Plans 1993 - 1996
Aetna Inc. (Aetna International) 1991 - 1993
Skills
Alternative Investments
Education
University of Pennsylvania - The Wharton School 1984 — 1986
MBA, Finance
Lee Schierloh's Paine Webber Experience January 1988 - March 1997
Job Vice President, Investments at Raymond James
Industry Financial Services
Experience
Raymond James February 2011 - Present
USCGA 2004 - 2012
Smith Barney January 2004 - February 2011
McDonald Investments March 1997 - January 2004
Paine Webber January 1988 - March 1997
Education
University of Dayton 1979 — 1983
BA, Political Science/Economics
Homewood Flossmoor HS
College Prep
Raymond James February 2011 - Present
USCGA 2004 - 2012
Smith Barney January 2004 - February 2011
McDonald Investments March 1997 - January 2004
Paine Webber January 1988 - March 1997
Education
University of Dayton 1979 — 1983
BA, Political Science/Economics
Homewood Flossmoor HS
College Prep
Joe Castro's Paine Webber Experience 1988 - 1989
Job Managing Director, Head of Compliance at Nuveen Investments
Industry Financial Services
Experience
Nuveen Investments April 2013 - Present
Nuveen Investments October 2011 - Present
Fidelity Investments 2009 - 2011
Fidelity Investments 2003 - 2009
Fidelity Investments 2000 - 2003
Fidelity Investments 1997 - 2000
Citibank, N.A. 1989 - 1997
Paine Webber 1988 - 1989
Education
University of Denver 1982 — 1986
BSBA, Finance, General
Nuveen Investments April 2013 - Present
Nuveen Investments October 2011 - Present
Fidelity Investments 2009 - 2011
Fidelity Investments 2003 - 2009
Fidelity Investments 2000 - 2003
Fidelity Investments 1997 - 2000
Citibank, N.A. 1989 - 1997
Paine Webber 1988 - 1989
Education
University of Denver 1982 — 1986
BSBA, Finance, General
Michael Samoraj's Paine Webber Experience 1992 - 1998
Job Financial Adviser, Money Manager
Industry Financial Services
Experience
Pinnacle Investments 1998 - Present
Paine Webber 1992 - 1998
First Albany Corporation 1983 - 1992
Tuttle Securities 1981 - 1983
Skills
Retirement Planning, Investments, Series 7, Mutual Funds, Retirement, Strategic Financial..., Series 63, Wealth Management, IRAs, Securities, Estate Planning, Series 24
Education
University of South Florida 1977 — 1981
Bachelor of Arts, Finance, General
Henninger High School
Pinnacle Investments 1998 - Present
Paine Webber 1992 - 1998
First Albany Corporation 1983 - 1992
Tuttle Securities 1981 - 1983
Skills
Retirement Planning, Investments, Series 7, Mutual Funds, Retirement, Strategic Financial..., Series 63, Wealth Management, IRAs, Securities, Estate Planning, Series 24
Education
University of South Florida 1977 — 1981
Bachelor of Arts, Finance, General
Henninger High School
David Down's Paine Webber Experience 1995 - 2000
Job Business Analyst / Consultant
Industry Financial Services
Experience
Broadridge Financial 2012 - Present
UBS Wealth Management 2000 - 2010
Paine Webber 1995 - 2000
Kidder Peabody 1985 - 1995
Skills
Wealth Management, Regulatory Reporting, Fixed Income, Trading, Business Analysis, IT Management, Product Management, Client Relationship..., CRM, Cross-functional Team..., SDLC, Banking, Project Management, Management
Education
University of Massachusetts, Amherst
BA
Broadridge Financial 2012 - Present
UBS Wealth Management 2000 - 2010
Paine Webber 1995 - 2000
Kidder Peabody 1985 - 1995
Skills
Wealth Management, Regulatory Reporting, Fixed Income, Trading, Business Analysis, IT Management, Product Management, Client Relationship..., CRM, Cross-functional Team..., SDLC, Banking, Project Management, Management
Education
University of Massachusetts, Amherst
BA
Steven Beigel's Paine Webber Experience 1991 - 1998
Job Investment ProfessionalPortfolio, Trading
Industry Investment Management
Experience
SFB Investments 2010 - Present
Castalia Fund Management July 2006 - July 2010
Morgan Stanley November 1999 - June 2006
Paine Webber 1991 - 1998
Skills
Asset Management, Equities, Financial Modeling, Hedge Funds, Fixed Income, Risk Management, Alternative Investments, Derivatives, Investments, Capital Markets, Strategic Planning, Management, Portfolio Management
Education
New York University, Stern School of Business
MBA, Finance
University of Miami
BS, Mathematics
SFB Investments 2010 - Present
Castalia Fund Management July 2006 - July 2010
Morgan Stanley November 1999 - June 2006
Paine Webber 1991 - 1998
Skills
Asset Management, Equities, Financial Modeling, Hedge Funds, Fixed Income, Risk Management, Alternative Investments, Derivatives, Investments, Capital Markets, Strategic Planning, Management, Portfolio Management
Education
New York University, Stern School of Business
MBA, Finance
University of Miami
BS, Mathematics
Kurt Hansen's Paine Webber Experience 1988 - 1990
Job Senior Director Financial Institution Sales at Sallie Mae
Industry Financial Services
Experience
Sallie Mae 1990 - Present
Citibank 1999 - 2000
Student Loan Corp/Citibank 1999 - 2000
Paine Webber 1988 - 1990
3M 1986 - 1988
Skills
Sales, Finance, Management, Leadership, CRM, New Business Development, Operations Management, Product Development, Loans, Financial Analysis, Risk Management, Salesforce.com, Financial Modeling, Strategic Financial..., Student Loans, Mergers, Business Analysis, Strategic Planning, Process Improvement, Coaching, Executive Management, Financial Services, Banking, Investments, Mergers & Acquisitions, Marketing Strategy, Marketing, Strategy, Budgets, Sales Management, Business Development, Team Building, Project Management
Education
University of Missouri-Columbia 1981 — 1985
Bachelor of Science (B.S.) Business Administration, Finance w/ an emphasis in Economics
Stevenson High School 1977 — 1981
High School, General Studies
Sallie Mae 1990 - Present
Citibank 1999 - 2000
Student Loan Corp/Citibank 1999 - 2000
Paine Webber 1988 - 1990
3M 1986 - 1988
Skills
Sales, Finance, Management, Leadership, CRM, New Business Development, Operations Management, Product Development, Loans, Financial Analysis, Risk Management, Salesforce.com, Financial Modeling, Strategic Financial..., Student Loans, Mergers, Business Analysis, Strategic Planning, Process Improvement, Coaching, Executive Management, Financial Services, Banking, Investments, Mergers & Acquisitions, Marketing Strategy, Marketing, Strategy, Budgets, Sales Management, Business Development, Team Building, Project Management
Education
University of Missouri-Columbia 1981 — 1985
Bachelor of Science (B.S.) Business Administration, Finance w/ an emphasis in Economics
Stevenson High School 1977 — 1981
High School, General Studies
Ted Lou's Paine Webber Experience 1995 - 1999
Job CoFounder at Tertiary Oil & Gas Co.
Industry Investment Management
Experience
Tertiary Oil & Gas Co. 2013 - Present
Valley Financial Group 2012 - Present
ML; Consulting January 2001 - February 2012
Contango oil and gas 2002 - 2009
Kidder Peabody 1991 - 2000
Paine Webber 1995 - 1999
Skills
ProActive Compounding, Business Valuation, Alternative Investments, Hedge Funds, Strategic Planning, Venture Capital, Fixed Income, Product Development, Mutual Funds, New Business Development, Asset Managment, Wealth Management, Team Leadership, Investor Relations, Asset Management, Valuation, Management
Education
University of Michigan 1954 — 1957
Science
University of Louisville
Business Administration and Management, General
Tertiary Oil & Gas Co. 2013 - Present
Valley Financial Group 2012 - Present
ML; Consulting January 2001 - February 2012
Contango oil and gas 2002 - 2009
Kidder Peabody 1991 - 2000
Paine Webber 1995 - 1999
Skills
ProActive Compounding, Business Valuation, Alternative Investments, Hedge Funds, Strategic Planning, Venture Capital, Fixed Income, Product Development, Mutual Funds, New Business Development, Asset Managment, Wealth Management, Team Leadership, Investor Relations, Asset Management, Valuation, Management
Education
University of Michigan 1954 — 1957
Science
University of Louisville
Business Administration and Management, General
mark patek's Paine Webber Experience June 1999 - August 1999
Job Liquidity Desk at Wolverine Trading
Industry Financial Services
Experience
Wolverine Trading April 2012 - Present
Wolverine Trading October 2009 - April 2012
Advantage Futures January 2009 - November 2009
Third Millennium Trading June 2001 - January 2009
Paine Webber June 1999 - August 1999
Skills
Bloomberg, CQG, Trading, Options, Financial Markets, Futures, Trading Strategies, Trading Systems, Hedging, Derivatives, Market Making, Portfolio Management, Commodity, Investments, Electronic Trading, Bonds, Quantitative Analytics, VBA
Education
University of Michigan - Stephen M. Ross School of Business 1997 — 2001
BBA, Finance
Wolverine Trading April 2012 - Present
Wolverine Trading October 2009 - April 2012
Advantage Futures January 2009 - November 2009
Third Millennium Trading June 2001 - January 2009
Paine Webber June 1999 - August 1999
Skills
Bloomberg, CQG, Trading, Options, Financial Markets, Futures, Trading Strategies, Trading Systems, Hedging, Derivatives, Market Making, Portfolio Management, Commodity, Investments, Electronic Trading, Bonds, Quantitative Analytics, VBA
Education
University of Michigan - Stephen M. Ross School of Business 1997 — 2001
BBA, Finance
Stephen Mansfield's Paine Webber Experience January 1992 - November 1995
Job CEO at Aletheia Ventures, LLC
Industry Real Estate
Experience
Aletheia Ventures, LLC February 2014 - Present
University of Phoenix October 2011 - December 2013
GreenRock Equity, LLC September 2012 - September 2013
Quantum Servicing, a Clayton Holdings Company June 2011 - May 2012
Morris, duPont & Mansfield, PA October 2009 - July 2011
Mansfield Enterprises / Property Management January 2001 - September 2009
UBS Warburg November 1999 - January 2001
Llama Company January 1996 - October 1999
Paine Webber January 1992 - November 1995
Univest Financial Group April 1990 - January 1992
Skills
Due Diligence, Budgeting, Public Speaking, Mediation, Risk Analysis, Loss Mitigation, Commercial Mortgages, Financial Planning, Corporate Finance, Financial Analysis, Financial Markets, Real Estate Finance, Real Estate Development, Property Management, Investment Banking, Investment Properties, Foreclosures, Mortgage Underwriting, Risk Management, Strategic Planning, Start-ups, Strategic Thinking, Real Estate Economics, Restructuring, Structured Finance, Asset Management, Real Estate, Underwriting, Loans, Joint Ventures, Real Estate Transactions, Disposition, Commercial Real Estate, Financial Structuring, Mortgage Lending, Valuation, Investments, Finance, Analysis, Mergers & Acquisitions, Securities, Financial Modeling, Management, Portfolio Management, Forecasting, Acquisitions, Venture Capital, Executive Management, Private Equity, Capital Markets
Education
University of Pennsylvania - The Wharton School 1981 — 1985
BBA / MBA, Management, Finance, Real Estate
East Brunswick High School 1974 — 1976
Aletheia Ventures, LLC February 2014 - Present
University of Phoenix October 2011 - December 2013
GreenRock Equity, LLC September 2012 - September 2013
Quantum Servicing, a Clayton Holdings Company June 2011 - May 2012
Morris, duPont & Mansfield, PA October 2009 - July 2011
Mansfield Enterprises / Property Management January 2001 - September 2009
UBS Warburg November 1999 - January 2001
Llama Company January 1996 - October 1999
Paine Webber January 1992 - November 1995
Univest Financial Group April 1990 - January 1992
Skills
Due Diligence, Budgeting, Public Speaking, Mediation, Risk Analysis, Loss Mitigation, Commercial Mortgages, Financial Planning, Corporate Finance, Financial Analysis, Financial Markets, Real Estate Finance, Real Estate Development, Property Management, Investment Banking, Investment Properties, Foreclosures, Mortgage Underwriting, Risk Management, Strategic Planning, Start-ups, Strategic Thinking, Real Estate Economics, Restructuring, Structured Finance, Asset Management, Real Estate, Underwriting, Loans, Joint Ventures, Real Estate Transactions, Disposition, Commercial Real Estate, Financial Structuring, Mortgage Lending, Valuation, Investments, Finance, Analysis, Mergers & Acquisitions, Securities, Financial Modeling, Management, Portfolio Management, Forecasting, Acquisitions, Venture Capital, Executive Management, Private Equity, Capital Markets
Education
University of Pennsylvania - The Wharton School 1981 — 1985
BBA / MBA, Management, Finance, Real Estate
East Brunswick High School 1974 — 1976
Tatiana Pohotsky's Paine Webber Experience May 1997 - November 2000
Job Senior Investment Officer—Group Leader Global Active Management
Industry Investment Management
Experience
Bureau of Asset Mgmt—NYC Office of the Comptroller November 2011 - Present
Schroders March 2005 - May 2011
Independence Investments February 2002 - March 2005
Deustche Bank November 2000 - December 2001
Paine Webber May 1997 - November 2000
Skills
Equities, Bloomberg, Equity Research, Asset Managment, Valuation, Portfolio Management, Mutual Funds, Investments, Financial Modeling, Emerging Markets, Investment Management, Asset Allocation, Asset Management, Equity Valuation, Investment Strategies, Trading, Equity Trading, Capital Markets, Risk Management
Education
University of North Carolina at Chapel Hill 1992 — 1996
Bachelor's Degree, With Honors Economics and Music
Exeter 1989 — 1992
Bureau of Asset Mgmt—NYC Office of the Comptroller November 2011 - Present
Schroders March 2005 - May 2011
Independence Investments February 2002 - March 2005
Deustche Bank November 2000 - December 2001
Paine Webber May 1997 - November 2000
Skills
Equities, Bloomberg, Equity Research, Asset Managment, Valuation, Portfolio Management, Mutual Funds, Investments, Financial Modeling, Emerging Markets, Investment Management, Asset Allocation, Asset Management, Equity Valuation, Investment Strategies, Trading, Equity Trading, Capital Markets, Risk Management
Education
University of North Carolina at Chapel Hill 1992 — 1996
Bachelor's Degree, With Honors Economics and Music
Exeter 1989 — 1992
Dohi Shin's Paine Webber Experience April 1989 - April 1991
Job Director, Finance at BAE Systems
Industry Defense & Space
Experience
BAE Systems, Inc April 2003 - Present
Benefits Connection Group August 1991 - April 2003
Paine Webber April 1989 - April 1991
Kwasha Lipton June 1986 - April 1989
Skills
Internal Audit, Process Improvement, Government Contracting, Managerial Finance, Auditing, Earned Value Management, Financial Analysis, Internal Controls, Human Resources, Benefits Administration, Financial Modeling, Program Management, Financial Reporting, Sarbanes-Oxley Act, Strategic Planning, Accounting, Business Process..., Leadership, Budgets, Forecasting, Mergers, PeopleSoft, Risk Management, Variance Analysis, Finance, Strategic Financial..., Management, Analysis, Team Building, Project Management
Education
University of Maryland College Park 2000 — 2003
MBA, Finance
University of Pennsylvania 1982 — 1986
BA, Economics
Horace Mann High School 1978 — 1982
BAE Systems, Inc April 2003 - Present
Benefits Connection Group August 1991 - April 2003
Paine Webber April 1989 - April 1991
Kwasha Lipton June 1986 - April 1989
Skills
Internal Audit, Process Improvement, Government Contracting, Managerial Finance, Auditing, Earned Value Management, Financial Analysis, Internal Controls, Human Resources, Benefits Administration, Financial Modeling, Program Management, Financial Reporting, Sarbanes-Oxley Act, Strategic Planning, Accounting, Business Process..., Leadership, Budgets, Forecasting, Mergers, PeopleSoft, Risk Management, Variance Analysis, Finance, Strategic Financial..., Management, Analysis, Team Building, Project Management
Education
University of Maryland College Park 2000 — 2003
MBA, Finance
University of Pennsylvania 1982 — 1986
BA, Economics
Horace Mann High School 1978 — 1982
Daniel Hofmann's Paine Webber Experience 1995 - 2000
Job Retirement Plan Consultant at Cetera Financial Institutions
Industry Financial Services
Experience
Cetera Financial Institutions May 2013 - Present
Channel Financial February 2011 - May 2013
DailyAccess Corporation July 2009 - November 2010
Lincoln National March 2008 - April 2009
Ceridian Retirement Plan Services/The Newport Group June 2001 - March 2008
Cigna Retirement Plan Services May 2000 - May 2001
Paine Webber 1995 - 2000
Skills
401k, ERISA, Retirement Planning, Investments, Defined Contribution, Investment Strategies, Employee Benefits, Investment Advisory, Wealth Management, Defined Benefit, Benefits Administration
Education
University of Minnesota-Twin Cities 1983 — 1987
BA, Economics
Cretin High School 1976 — 1980
Cetera Financial Institutions May 2013 - Present
Channel Financial February 2011 - May 2013
DailyAccess Corporation July 2009 - November 2010
Lincoln National March 2008 - April 2009
Ceridian Retirement Plan Services/The Newport Group June 2001 - March 2008
Cigna Retirement Plan Services May 2000 - May 2001
Paine Webber 1995 - 2000
Skills
401k, ERISA, Retirement Planning, Investments, Defined Contribution, Investment Strategies, Employee Benefits, Investment Advisory, Wealth Management, Defined Benefit, Benefits Administration
Education
University of Minnesota-Twin Cities 1983 — 1987
BA, Economics
Cretin High School 1976 — 1980
Katherine Kozlowski's Paine Webber Experience August 1996 - March 1998
Job Registered Client Associate at Wells Fargo Advisors, LLC
Industry Financial Services
Experience
Wells Fargo Advisors, LLC January 2015 - Present
UBS Financial Services Inc November 2010 - January 2015
Gary R Weber Associates, Inc. September 2008 - March 2009
Beckett & Raeder Inc. 2003 - 2007
Johnson Hill Land Ethics Studio July 2002 - October 2003
Self Employed May 2001 - July 2002
University of Michigan January 2001 - December 2001
Land Ethics, Inc April 2000 - August 2000
Paine Webber August 1996 - March 1998
Paine Webber December 1993 - August 1996
Education
University of Michigan
MLA, Landscape Architecture
Wells Fargo Advisors, LLC January 2015 - Present
UBS Financial Services Inc November 2010 - January 2015
Gary R Weber Associates, Inc. September 2008 - March 2009
Beckett & Raeder Inc. 2003 - 2007
Johnson Hill Land Ethics Studio July 2002 - October 2003
Self Employed May 2001 - July 2002
University of Michigan January 2001 - December 2001
Land Ethics, Inc April 2000 - August 2000
Paine Webber August 1996 - March 1998
Paine Webber December 1993 - August 1996
Education
University of Michigan
MLA, Landscape Architecture
Patricia McGinty Kelley, CIMA's Paine Webber Experience January 1987 - January 1989
Job Senior Vice President Wealth Management at UBS Financial Services Inc.
Industry Financial Services
Experience
UBS Financial Services Inc. November 2007 - Present
McDonald Investments January 1994 - January 2007
Dean Witter January 1989 - January 1994
Paine Webber January 1987 - January 1989
Education
University of Cincinnati
UBS Financial Services Inc. November 2007 - Present
McDonald Investments January 1994 - January 2007
Dean Witter January 1989 - January 1994
Paine Webber January 1987 - January 1989
Education
University of Cincinnati
Daniel Harrington's Paine Webber Experience 1998 - 2001
Job President, Chartwell Wealth Management
Industry Financial Services
Experience
Chartwell Wealth Management May 2001 - Present
City of East Providence November 2002 - November 2004
Paine Webber 1998 - 2001
Skills
Strategic Planning, Sales Management, Customer Service, New Business Development, Loans, FHA, Public Speaking, Mortgage Banking, Retirement Planning, Mortgage Lending, Business Strategy, Marketing Strategy
Education
University of Rhode Island - College of Business Administration 1980 — 1986
BS, Management
Chartwell Wealth Management May 2001 - Present
City of East Providence November 2002 - November 2004
Paine Webber 1998 - 2001
Skills
Strategic Planning, Sales Management, Customer Service, New Business Development, Loans, FHA, Public Speaking, Mortgage Banking, Retirement Planning, Mortgage Lending, Business Strategy, Marketing Strategy
Education
University of Rhode Island - College of Business Administration 1980 — 1986
BS, Management
Kimberly Sowers, CIMA's Paine Webber Experience November 1999 - July 2001
Job Regional Director, South at Sage Advisory
Industry Investment Management
Experience
Sage Advisory October 2014 - Present
Independent Portfolio Consultants April 2005 - October 2014
Advest and Raymond James October 2001 - April 2005
Paine Webber November 1999 - July 2001
Skills
Asset Allocation, Investments, Wealth Management, Investment Strategies, Asset Management, Investment Management, Portfolio Management, Securities, Equities, Financial Advisory, Fixed Income, Equity Research, Series 7, Finance, Hedge Funds, Asset Managment, Consulting, Mutual Funds
Education
The Wharton School, University of Pennsylvania - CIMA Program 2007 — 2007
Certified Investment Management Analyst Designation, Investment Management Consultant Association
University of Florida 1994 — 1997
Bachelor of Science, Corporate Finance
Sage Advisory October 2014 - Present
Independent Portfolio Consultants April 2005 - October 2014
Advest and Raymond James October 2001 - April 2005
Paine Webber November 1999 - July 2001
Skills
Asset Allocation, Investments, Wealth Management, Investment Strategies, Asset Management, Investment Management, Portfolio Management, Securities, Equities, Financial Advisory, Fixed Income, Equity Research, Series 7, Finance, Hedge Funds, Asset Managment, Consulting, Mutual Funds
Education
The Wharton School, University of Pennsylvania - CIMA Program 2007 — 2007
Certified Investment Management Analyst Designation, Investment Management Consultant Association
University of Florida 1994 — 1997
Bachelor of Science, Corporate Finance
Andrew Cripps's Paine Webber Experience May 1997 - March 1999
Job Senior Financial Advisor at Merrill Lynch
Industry Financial Services
Experience
Merrill Lynch March 1999 - Present
Paine Webber May 1997 - March 1999
Steep & Brew Coffee January 1994 - May 1997
Skills
Asset Allocation, Series 7, Series 63, Investment Strategies, Alternative Investments, Wealth Management, Equities, Mutual Funds, Fixed Income, Asset Managment, Investments, Portfolio Management, Bloomberg, Hedge Funds, Financial Analysis, Derivatives, Capital Markets, Finance, Management, Insurance, Strategic Planning, Financial Services, Retirement Planning
Education
University of Wisconsin-Madison - School of Business 1991 — 1993
M.B.A., Finance
University of Minnesota-Twin Cities 1984 — 1989
B.A., Mathematics
Epsom College 1979 — 1984
A Levels & O levels, Mathematics, Physics, Biology & Chemistry
Merrill Lynch March 1999 - Present
Paine Webber May 1997 - March 1999
Steep & Brew Coffee January 1994 - May 1997
Skills
Asset Allocation, Series 7, Series 63, Investment Strategies, Alternative Investments, Wealth Management, Equities, Mutual Funds, Fixed Income, Asset Managment, Investments, Portfolio Management, Bloomberg, Hedge Funds, Financial Analysis, Derivatives, Capital Markets, Finance, Management, Insurance, Strategic Planning, Financial Services, Retirement Planning
Education
University of Wisconsin-Madison - School of Business 1991 — 1993
M.B.A., Finance
University of Minnesota-Twin Cities 1984 — 1989
B.A., Mathematics
Epsom College 1979 — 1984
A Levels & O levels, Mathematics, Physics, Biology & Chemistry
Tony Optican's Paine Webber Experience 1989 - 1990
Job Media Executive
Industry Entertainment
Experience
FREMANTLE MEDIA NORTH AMERICA 2009 - 2013
SYFY CHANNEL 2003 - 2009
FOX BROADCASTING COMPANY 1999 - 2003
MGM WORLDWIDE TELEVISION GROUP 1995 - 1998
TRUST COMPANY OF THE WEST 1993 - 1995
CREATIVE ARTISTS AGENCY 1990 - 1993
PAINE WEBBER 1989 - 1990
Skills
Entertainment, Television, Digital Media, Broadcast Television, Content Strategy, Media Production, Strategic Planning, Drama, Comedy, New Media, Producing, Reality, Film, Post Production, Screenwriting, Team Building, Strategic Partnerships, Business Development, Broadcast, Creative Direction, Publicity, Web Video, Reality TV
Education
University of Pennsylvania
Bachelor of Arts, Biomedical Anthropology
FREMANTLE MEDIA NORTH AMERICA 2009 - 2013
SYFY CHANNEL 2003 - 2009
FOX BROADCASTING COMPANY 1999 - 2003
MGM WORLDWIDE TELEVISION GROUP 1995 - 1998
TRUST COMPANY OF THE WEST 1993 - 1995
CREATIVE ARTISTS AGENCY 1990 - 1993
PAINE WEBBER 1989 - 1990
Skills
Entertainment, Television, Digital Media, Broadcast Television, Content Strategy, Media Production, Strategic Planning, Drama, Comedy, New Media, Producing, Reality, Film, Post Production, Screenwriting, Team Building, Strategic Partnerships, Business Development, Broadcast, Creative Direction, Publicity, Web Video, Reality TV
Education
University of Pennsylvania
Bachelor of Arts, Biomedical Anthropology
Isabel Interian's Paine Webber Experience 1988 - 1991
Job President & CEO at Incredibly Catered Events & Sweet B's
Industry Pharmaceuticals
Experience
Incredibly Catered Events & Sweet B's May 2012 - Present
Triax Pharmaceuticals November 2010 - April 2012
Paine Webber 1988 - 1991
Paine Webber 1988 - 1991
Education
University of Florida
Bachelor's degree, Finance
Incredibly Catered Events & Sweet B's May 2012 - Present
Triax Pharmaceuticals November 2010 - April 2012
Paine Webber 1988 - 1991
Paine Webber 1988 - 1991
Education
University of Florida
Bachelor's degree, Finance
Greg Heiple's Paine Webber Experience June 1988 - June 1990
Job Financial Adviser at First Allied Securities
Industry Financial Services
Experience
First Allied Securities August 1987 - Present
Paine Webber June 1988 - June 1990
Skills
Strategic Planning, Leadership, Customer Service, New Business Development, Marketing Strategy, Entrepreneurship, Investment Properties, Financial Analysis, Investments, Series 7, Risk Management, Real Estate, Insurance, Financial Reporting, Credit
Education
Westminster College (MO) 1985 — 1987
Bachelor of Business Administration (B.B.A.), Business
University of Oklahoma 1982 — 1984
First Allied Securities August 1987 - Present
Paine Webber June 1988 - June 1990
Skills
Strategic Planning, Leadership, Customer Service, New Business Development, Marketing Strategy, Entrepreneurship, Investment Properties, Financial Analysis, Investments, Series 7, Risk Management, Real Estate, Insurance, Financial Reporting, Credit
Education
Westminster College (MO) 1985 — 1987
Bachelor of Business Administration (B.B.A.), Business
University of Oklahoma 1982 — 1984
Eric Meek's Paine Webber Experience April 1987 - February 1992
Job Financial Consultant, Registered Principal
Industry Investment Management
Experience
Huntington Financial Services Co. May 2004 - Present
WM Financial Services February 1995 - May 2004
Prudential Financial February 1992 - February 1994
Paine Webber April 1987 - February 1992
EF Hutton November 1984 - April 1987
Skills
Retirement Planning, Wealth Preservation..., 401k Rollovers, 403 b, SEP IRA, Guaranteed Retirement..., Investments, Series 63, Investment Management, Mutual Funds, Estate Planning, Financial Advisory, Investment Advisory, Retirement, Investment Strategies, Series 7
Education
University of Southern California 1981 — 1984
BS, School of Policy, Planning and Development
Huntington Financial Services Co. May 2004 - Present
WM Financial Services February 1995 - May 2004
Prudential Financial February 1992 - February 1994
Paine Webber April 1987 - February 1992
EF Hutton November 1984 - April 1987
Skills
Retirement Planning, Wealth Preservation..., 401k Rollovers, 403 b, SEP IRA, Guaranteed Retirement..., Investments, Series 63, Investment Management, Mutual Funds, Estate Planning, Financial Advisory, Investment Advisory, Retirement, Investment Strategies, Series 7
Education
University of Southern California 1981 — 1984
BS, School of Policy, Planning and Development
Douglas Calamari's Paine Webber Experience June 1997 - August 1999
Job Angel Investor and Managing Partner at KC Global LLC
Industry Venture Capital & Private Equity
Experience
KC Global LLC 2011 - Present
StormHarbour Securities November 2009 - May 2010
Barclays Capital June 2007 - January 2009
Bear Stearns July 2001 - June 2007
American Century Mutual Funds July 2000 - June 2001
Paine Webber June 1997 - August 1999
Skills
Portfolio Management, Structured Finance, Derivatives, Options, CMBS, Private Equity, ABS, Investments, Mortgage Lending, Hedge Funds, Business Development, Trading, Capital Markets, Fixed Income, Loans, Mutual Funds, Bonds, MBS, CDO, Valuation, Structured Products, Securitization, Equities, Residential Mortgages, Relationship Management, Securities, Risk Management, Series 63, Equity Trading, Financial Markets, Investment Banking, Financial Structuring, Bloomberg, Alternative Investments
Education
NYU Stern School of Business 2013 — 2015
Master of Business Administration (MBA), Entrepreneurial and Small Business Operations
University of Pennsylvania 1996 — 2000
Bachelor of Arts, Diplomatic History and International Relations
KC Global LLC 2011 - Present
StormHarbour Securities November 2009 - May 2010
Barclays Capital June 2007 - January 2009
Bear Stearns July 2001 - June 2007
American Century Mutual Funds July 2000 - June 2001
Paine Webber June 1997 - August 1999
Skills
Portfolio Management, Structured Finance, Derivatives, Options, CMBS, Private Equity, ABS, Investments, Mortgage Lending, Hedge Funds, Business Development, Trading, Capital Markets, Fixed Income, Loans, Mutual Funds, Bonds, MBS, CDO, Valuation, Structured Products, Securitization, Equities, Residential Mortgages, Relationship Management, Securities, Risk Management, Series 63, Equity Trading, Financial Markets, Investment Banking, Financial Structuring, Bloomberg, Alternative Investments
Education
NYU Stern School of Business 2013 — 2015
Master of Business Administration (MBA), Entrepreneurial and Small Business Operations
University of Pennsylvania 1996 — 2000
Bachelor of Arts, Diplomatic History and International Relations
Thomas Van Sciver's Paine Webber Experience 1994 - 1996
Job Principal, Manning Automotive Marketing
Industry Marketing and Advertising
Experience
Manning Marketing September 2007 - Present
Paine Webber 1994 - 1996
Education
University of Delaware
Finance, Finance & International Business
Manning Marketing September 2007 - Present
Paine Webber 1994 - 1996
Education
University of Delaware
Finance, Finance & International Business
phyllis chackman's Paine Webber Experience 1983 - 1988
Job LR&C
Industry Food & Beverages
Experience
LR&C January 2015 - Present
Avenue Gourmet May 2011 - December 2012
Legg Mason 1988 - 1991
Paine Webber 1983 - 1988
Education
University of Maryland College Park 1979 — 1982
LR&C January 2015 - Present
Avenue Gourmet May 2011 - December 2012
Legg Mason 1988 - 1991
Paine Webber 1983 - 1988
Education
University of Maryland College Park 1979 — 1982
Jim Killeen's Paine Webber Experience November 1996 - May 2006
Job Vice President/Project Manager at Citi
Industry Financial Services
Experience
Citi May 2006 - Present
Paine Webber November 1996 - May 2006
American Express Bank August 1986 - November 1996
Skills
Series 7, Equities, Portfolio Management
Education
University of Dayton 1982 — 1986
BA, Economics
Citi May 2006 - Present
Paine Webber November 1996 - May 2006
American Express Bank August 1986 - November 1996
Skills
Series 7, Equities, Portfolio Management
Education
University of Dayton 1982 — 1986
BA, Economics
Gregory Nastali's Paine Webber Experience February 1980 - January 2000
Job Senior Examiner at FINRA
Industry Financial Services
Experience
Financial Industry Regulatory Authority (FINRA) December 2014 - Present
CBOE June 2014 - December 2014
CBOE November 2011 - June 2014
UBS Investment Bank January 2000 - August 2011
Paine Webber February 1980 - January 2000
Skills
Options, Trading, Electronic Trading, Back Office, Derivatives, Trading Systems, Technical Analysis, Equities, Securities, Hedge Funds, Financial Markets, FINRA, Wealth Management, Fixed Income, Equity Trading, Series 7
Education
University of Illinois at Chicago 1975 — 1979
Bachelor of Arts, Psychology
Lane Technical High School 1971 — 1975
Financial Industry Regulatory Authority (FINRA) December 2014 - Present
CBOE June 2014 - December 2014
CBOE November 2011 - June 2014
UBS Investment Bank January 2000 - August 2011
Paine Webber February 1980 - January 2000
Skills
Options, Trading, Electronic Trading, Back Office, Derivatives, Trading Systems, Technical Analysis, Equities, Securities, Hedge Funds, Financial Markets, FINRA, Wealth Management, Fixed Income, Equity Trading, Series 7
Education
University of Illinois at Chicago 1975 — 1979
Bachelor of Arts, Psychology
Lane Technical High School 1971 — 1975
Bob P. Hodges Jr., CFS's Paine Webber Experience September 1997 - September 1999
Job Branch Manager at Capital Guardian Wealth Management
Industry Financial Services
Experience
Capital Guardian Wealth Management February 2015 - Present
Capital Guardian Wealth Management October 2010 - Present
Capital Guardian LLC October 2010 - August 2011
Moors & Cabot July 2005 - October 2010
Janney Montgomery Scott September 1999 - July 2005
Paine Webber September 1997 - September 1999
Great Western Financial Services June 1992 - September 1997
Skills
Retirement Planning, Strategic Financial..., Investments, Wealth Management, Estate Planning, Public Speaking, Budgets, Retirement, Insurance, Investment Advisory, Portfolio Management, Series 7, Strategic Planning, Tax, Asset Managment, Asset Allocation, Investment Strategies, Financial Advisory, Customer Service, Mutual Funds
Education
University of Central Florida 1985 — 1989
Bachelor of Arts (BA), Political Science - Pre Law
Admiral Farragut Academy 1979 — 1984
Capital Guardian Wealth Management February 2015 - Present
Capital Guardian Wealth Management October 2010 - Present
Capital Guardian LLC October 2010 - August 2011
Moors & Cabot July 2005 - October 2010
Janney Montgomery Scott September 1999 - July 2005
Paine Webber September 1997 - September 1999
Great Western Financial Services June 1992 - September 1997
Skills
Retirement Planning, Strategic Financial..., Investments, Wealth Management, Estate Planning, Public Speaking, Budgets, Retirement, Insurance, Investment Advisory, Portfolio Management, Series 7, Strategic Planning, Tax, Asset Managment, Asset Allocation, Investment Strategies, Financial Advisory, Customer Service, Mutual Funds
Education
University of Central Florida 1985 — 1989
Bachelor of Arts (BA), Political Science - Pre Law
Admiral Farragut Academy 1979 — 1984
Edward Lind's Paine Webber Experience February 1984 - December 1984
Job General Manager at Barnett BMW Motorcycles of El Paso
Industry Automotive
Experience
Barnett BMW Motorcycles of El Paso January 2012 - Present
Santa Fe BMW September 1999 - May 2005
Land Rover Albuquerque January 1996 - December 1999
Mercedes-Benz USA January 1990 - March 1993
Garton Volvo 1985 - 1988
Paine Webber February 1984 - December 1984
Don Sharp Porsche-Audi September 1978 - May 1983
Education
College of Santa Fe 1998 — 2000
Bachelor's degree, Business, Management, Marketing, and Related Support Services
UCLA 1991 — 1993
General Studies
Barnett BMW Motorcycles of El Paso January 2012 - Present
Santa Fe BMW September 1999 - May 2005
Land Rover Albuquerque January 1996 - December 1999
Mercedes-Benz USA January 1990 - March 1993
Garton Volvo 1985 - 1988
Paine Webber February 1984 - December 1984
Don Sharp Porsche-Audi September 1978 - May 1983
Education
College of Santa Fe 1998 — 2000
Bachelor's degree, Business, Management, Marketing, and Related Support Services
UCLA 1991 — 1993
General Studies
Joseph Ruttle's Paine Webber Experience February 1999 - November 2000
Job Financial Services
Industry Financial Services
Experience
Tiedemann Investment Group September 2012 - Present
RBC Capital Markets December 2008 - December 2011
UBS Investment Bank April 2004 - October 2008
UBS Investment Bank November 2000 - April 2004
Paine Webber February 1999 - November 2000
Skills
ABS, Options, Securities, Trading, Valuation, Portfolio Management, Hedge Funds, Investment Banking, Risk Management
Education
University of Hawaii - College of Business Administration
Bachelor of Business Administration (B.B.A.), Finance
Tiedemann Investment Group September 2012 - Present
RBC Capital Markets December 2008 - December 2011
UBS Investment Bank April 2004 - October 2008
UBS Investment Bank November 2000 - April 2004
Paine Webber February 1999 - November 2000
Skills
ABS, Options, Securities, Trading, Valuation, Portfolio Management, Hedge Funds, Investment Banking, Risk Management
Education
University of Hawaii - College of Business Administration
Bachelor of Business Administration (B.B.A.), Finance
David Mattison's Paine Webber Experience January 1999 - January 2000
Job Equity Trader at TradeLink
Industry Financial Services
Experience
TradeLink January 2007 - Present
Girard Securities, Inc January 2001 - January 2007
Sentra Securities, Inc January 2000 - January 2001
Paine Webber January 1999 - January 2000
Skills
Series 7, Series 63, Securities, Series 24, Proprietary Trading, Market Making, Mutual Funds, Options, Trading Strategies, Electronic Trading, Hedging, Trading, Bloomberg, Equities, Financial Markets
Education
University of Iowa 1995 — 1999
Bachelor of Arts (B.A.), Economics
TradeLink January 2007 - Present
Girard Securities, Inc January 2001 - January 2007
Sentra Securities, Inc January 2000 - January 2001
Paine Webber January 1999 - January 2000
Skills
Series 7, Series 63, Securities, Series 24, Proprietary Trading, Market Making, Mutual Funds, Options, Trading Strategies, Electronic Trading, Hedging, Trading, Bloomberg, Equities, Financial Markets
Education
University of Iowa 1995 — 1999
Bachelor of Arts (B.A.), Economics
Joanne Tilley's Paine Webber Experience 1983 - 1984
Job Vice Chairman of the Board at Boulder Valley Credit Union
Industry Financial Services
Experience
Boulder Valley Credit Union 2004 - Present
JOMY 2001 - 2003
Boulder Valley School District 1973 - 1999
Paine Webber 1983 - 1984
Commonwealth High School 1970 - 1972
Education
University of Northern Colorado
Master of Science (MS), Science and Education
University of Tennessee-Knoxville
Bachelor of Science (BS), Science and Education
Boulder Valley Credit Union 2004 - Present
JOMY 2001 - 2003
Boulder Valley School District 1973 - 1999
Paine Webber 1983 - 1984
Commonwealth High School 1970 - 1972
Education
University of Northern Colorado
Master of Science (MS), Science and Education
University of Tennessee-Knoxville
Bachelor of Science (BS), Science and Education
Take Maruyama's Paine Webber Experience January 1975 - April 1982
Job retited at options /stocks
Industry Investment Management
Experience
options /stocks Portfolio MgrHawaiian Trust CoApril 1982 - June 1995
Hawaiian Trust Co April 1982 - May 1995
Paine Webber January 1975 - April 1982
Skills
Hedge Funds, Fixed Income, Asset Allocation, Alternative Investments, Valuation, Bloomberg, Mutual Funds, Investment Strategies, Investment Management, Financial Modeling, Wealth Management
Education
University of Hawaii at Manoa 1951 — 1965
BA Chemistry, MBA
options /stocks Portfolio MgrHawaiian Trust CoApril 1982 - June 1995
Hawaiian Trust Co April 1982 - May 1995
Paine Webber January 1975 - April 1982
Skills
Hedge Funds, Fixed Income, Asset Allocation, Alternative Investments, Valuation, Bloomberg, Mutual Funds, Investment Strategies, Investment Management, Financial Modeling, Wealth Management
Education
University of Hawaii at Manoa 1951 — 1965
BA Chemistry, MBA
Joe Ciprari's Paine Webber Experience 1993 - 2000
Job President at Remo consultants
Industry Financial Services
Experience
Remo consultants 2009 - Present
UBS 2000 - 2009
Paine Webber 1993 - 2000
Kidder Peabody 1987 - 1993
Education
University of North Carolina at Chapel Hill 1984 — 1987
Bachelor's Degree, Econ/finance
Remo consultants 2009 - Present
UBS 2000 - 2009
Paine Webber 1993 - 2000
Kidder Peabody 1987 - 1993
Education
University of North Carolina at Chapel Hill 1984 — 1987
Bachelor's Degree, Econ/finance
JOHN VANKIRK's Paine Webber Experience January 1993 - June 2000
Job MANAGING PARTNER at NEXT GENERATION FINANCIAL LLP
Industry Financial Services
Experience
NEXT GENERATION FINANCIAL LLP January 2013 - Present
Perfect Investment Inc June 2001 - September 2011
Paine Webber January 1993 - June 2000
E.F Hutton May 1987 - May 1992
Skills
Investment Strategies, Investment Properties, Alternative Investments, Foreign Investment, Partnership Taxation
Education
University of Pennsylvania - The Wharton School 1984 — 1986
MBA
University of Notre Dame 1976 — 1981
MsFINANCE..., Finance and Financial Management Services
NEXT GENERATION FINANCIAL LLP January 2013 - Present
Perfect Investment Inc June 2001 - September 2011
Paine Webber January 1993 - June 2000
E.F Hutton May 1987 - May 1992
Skills
Investment Strategies, Investment Properties, Alternative Investments, Foreign Investment, Partnership Taxation
Education
University of Pennsylvania - The Wharton School 1984 — 1986
MBA
University of Notre Dame 1976 — 1981
MsFINANCE..., Finance and Financial Management Services
Salomon Brothers
Salomon Smith Barney
PaineWebber
Drexel Burnham Lambert
Salomon Brothers Inc.
Paine Webber, Inc
Soloman Smith Barney
Solomon Brothers