Ameriprise Financial Services, Inc.
Industry: Financial services company
DescriptionAmeriprise Financial, Inc. is an American diversified financial services company. Ameriprise Financial engages in business through its subsidiaries, providing financial planning, products and services, including wealth management, asset management, insurance, annuities, and estate planning. Headquarters: Minneapolis, Minnesota, United States Assets under management: 897 billion USD (2017) Number of employees: ~13,000 (December 2017) Subsidiaries: Ameriprise Auto & Home Insurance, RiverSource,
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Ameriprise Financial Services, Inc. Employees
Ameriprise Financial Services, Inc. September 2014 - Present
Raymond James Financial Inc. September 2009 - September 2014
Merrill Lynch September 2002 - September 2009
Education
College for Financial Planning 2004 — 2006
Certified Financial Planner designation
University of Wisconsin-River Falls
Bachelor of Fine Arts (BFA)
Ameriprise Financial Services, Inc. December 2008 - Present
MetLife December 2006 - December 2008
RedKey Tutors 2006 - 2008
Princeton University June 2005 - June 2006
Polygon Investment Management June 2005 - June 2006
Bel Air Partners January 2004 - June 2006
Polygon Investment Management 2004 - 2006
Education
Princeton University
AB, Anthropology with a focus on Economics
Phillips Academy Andover 1994 — 1995
Berkeley Preparatory 1991 — 1994
College for Financial Planning
CFP, Financial Planning
College for Financial Planning
APMA, Accredited Portfolio Management Advisor
College for Financial Planning
CRPC, Retirement Planning
Ameriprise Financial Services, Inc. November 2013 - Present
PNC Investments August 2003 - November 2013
Skills
Management, Public Speaking, Investments, Finance, Customer Service, Marketing, Strategic Planning, Retirement Planning, Leadership, Wealth Management, Series 7, Insurance, Mutual Funds, Microsoft Office, Marketing Strategy, Financial Services, Asset Allocation
Education
College for Financial Planning 1992 — 1995
Asset management
Capital Group March 2012 - Present
Moseley Investment Management, Inc. November 2009 - April 2012
Ameriprise Financial Services, Inc. June 2008 - October 2009
Florida State University September 2006 - April 2008
Skills
Retirement Planning, Strategic Financial..., Estate Planning, Investments, Retirement, Asset Allocation, Investment Strategies, Asset Management, Financial Advisory, Financial Planners, Insurance, Disability Insurance, Long-term Care, Finance, Small Business, Tax, Wealth Management..., Employee Benefits, Wealth, Wealth Management, Mutual Funds, Securities, Series 7, Series 63, 401k, Investment Management, Portfolio Management, Financial Planning
Education
2015 Level I Candidate in the CFA Program
College for Financial Planning 2010 — 2011
CFP®, Certified Financial Planner
College For Financial Planning 2009 — 2009
AWMA, Accredited Wealth Management Advisor
College For Financial Planning 2009 — 2009
CRPC, Chartered Retirement Planning Councelor
Florida State University 2003 — 2008
Finance
Ameriprise Financial Services, Inc. January 1997 - Present
United States Navy December 1979 - November 1996
Education
College for Financial Planning 2008 — 2011
CMFC, CRPC, Chartered Mutual Fund Counselor and Chartered Retirement Planning Counselor
University of Virginia 1975 — 1979
BA, Biology & Psychology
Ameriprise Financial Services, Inc. April 2015 - Present
Ameriprise Financial Services, Inc. November 2012 - Present
Ameriprise Financial Services, Inc. April 2009 - November 2012
Ameriprise Financial Services, Inc. January 2008 - April 2009
Ameriprise Financial Services, Inc. May 2006 - January 2008
Ameriprise Financial Services, Inc. November 2003 - May 2006
Skills
Retirement Planning, Retirement, Series 7, Employee Benefits, Mutual Funds, Wealth Management, Financial Advisory, Fixed Annuities, 401k, Series 63, Strategic Financial..., Estate Planning, Uniform Combined State..., Asset Allocation, Investments, Series 24, Financial Services, Insurance, Series 65, Alternative Investments, Certified Financial..., Investment Advisory, Separately Managed..., Financial Planning
Education
College for Financial Planning 2008 — 2008
CERTIFIED FINANCIAL PLANNER
University of Maine at Farmington 1999 — 2003
B.A. Psychology & Business/Economics
Ameriprise Financial Services, Inc. August 2011 - Present
Ameriprise Financial Services, Inc. April 2011 - August 2011
Ameriprise Financial June 2007 - June 2011
Education
The College of Wooster 2007 — 2011
Bachelors, Business Economics
CFP® Board
College for Financial Planning
Ameriprise Financial Services, Inc. July 1984 - Present
Ameriprise Financial Advisors 1984 - Present
Education
College for Financial Planning 1992 — 1994
MS, Master of Science, Estate Planning
The American College 1992 — 1993
ChFC, Financial Planning
The American College 1990 — 1992
CLU, Financial Planning
College for Financial Planning 1988 — 1990
CFP, Financial Planning
Northern Arizona University 1978 — 1984
BS
Scottrade March 2014 - Present
Ameriprise Financial Services, Inc. September 2011 - January 2014
Academy College August 2010 - September 2011
M&I Wealth Management October 2007 - June 2010
Metlife Resources Citistreet May 1998 - October 2007
Wealth Enhancement Group August 1993 - September 1996
Alaskan Fur June 1986 - June 1993
The North Face October 1979 - May 1986
Skills
Retirement Planning, Leadership, Strategic Financial..., Investments, CRM, Financial Services, Insurance, Finance, Retirement, Financial Planners, Real Estate, Staff Development, Mutual Funds, Series 7, Wealth Management, Financial Advisory, Series 63, Fixed Annuities, Estate Planning, Recruiting, Asset Management, Asset Allocation, 401k, Portfolio Management, Relationship Management, Securities, Investment Management, Life Insurance, Financial Planning, Investment Advisory, Investment Strategies
Education
College for Financial Planning 2002 — 2003
Graduate
The University of New Mexico
Bachelor of University Studies
Ameriprise Financial Services, Inc. April 2013 - Present
Ameriprise Financial Services, Inc. January 2008 - April 2013
Ameriprise Financial Services, Inc. January 2007 - December 2007
Ameriprise Financial Services, Inc. December 2004 - December 2006
The Hartford - PLANCO 2001 - 2004
Gartmore - Villanova Capital - Nationwide Family of Funds 1999 - 2001
OppenheimerFunds 1998 - 1999
The Hartford 1996 - 1998
Federated Investors, Inc. 1992 - 1996
Education
UCLA Anderson School of Management 1999 — 2000
Certificate Program, The Executive Program in Management
John Carroll University 1988 — 1992
BSBA Finance
Canisius High School Buffalo, NY 1985 — 1988
McQuaid Jesuit High School - Rochester, NY 1984 — 1985
College for Financial Planning
AAMS , CMFC, CRPC
RiverSource Insurance at Ameriprise Financial February 2014 - Present
RiverSource Insurance at Ameriprise Financial August 2012 - February 2014
Ameriprise Financial Services, Inc. May 2010 - August 2012
Skills
Series 7, Series 63, Retirement Planning, Business Planning, Territory..., Relationship Management, Estate Planning, Life Insurance, Disability Insurance, Long Term Care Insurance, Financial Advisory, Investment Strategies, Strategic Financial..., Insurance, Financial Planning
Education
University of St. Thomas 2003 — 2007
Bachelor of Science (BS), Financial Management
College for Financial Planning
CRPS - Chartered Retirement Plan Specialist
Ameriprise Financial Services, Inc. April 2013 - Present
Ameriprise Financial Advisors November 2006 - November 2013
Ameriprise Financial Services, Inc. June 2012 - March 2013
Education
College for Financial Planning 2007 — 2008
CRPC, Retirement Planning
University of South Florida - College of Business Administration 2003 — 2007
Bachelors, Finance/Marketing
Ameriprise Financial Services, Inc. February 2009 - Present
Merryll Lynch November 1996 - February 2009
Education
College for Financial Planning
CRPC, Financial Planning and Services
TruVista Wealth Advisors, a private wealth advisory practice of Ameriprise Financial Services, Inc. January 2011 - Present
Ameriprise Financial Services, Inc. July 1996 - December 2010
Skills
Security Analysis, Tactical Asset..., Portfolio Management, Investment Management, Asset Allocation
Education
University of Michigan - Ann Arbor 1992 — 1996
BA, Economics
College for Financial Planning 1998 — 2000
Certified Financial Planner™ practitioner
CFA Institute
Passed Level 1 of the CFA Program (Dec. 2013)
John Rush and Associates, a financial advisory practice of Ameriprise Financial Services, Inc. 2010 - Present
Ameriprise Financial Services, Inc. 1998 - Present
Education
College for Financial Planning 2008 — 2008
Chartered Retirement Planning Counselor
The Ohio State University 1986 — 1989
Bachelor of Arts & Sciences, 1989
Ameriprise Financial Services, Inc. September 1992 - Present
Education
College for Financial Planning
CFP Professional Education Program, Financial Planning and Services
University of Bridgeport 1986 — 1988
Master of Business Administration (MBA), Finance, General
Ameriprise Financial Services, Inc. July 2007 - Present
Principal Financial Group 2001 - 2007
Education
College for Financial Planning 2011 — 2012
CFP, Certified Financial Planner
University of Nebraska at Kearney 1998 — 2001
Bachelor of Arts (BA), Management Information Systems, General
University of South Carolina-Columbia 1997 — 1998
University of Northern Iowa 1996 — 1997
Ameriprise Financial Services, Inc. August 2014 - Present
Merrill Lynch Wealth Management October 2012 - June 2014
Education
Temple University - Fox School of Business and Management 1996 — 1998
MBA, Executive MBA
College for Financial Planning 2013 — 2013
CRPC, Chartered Retirement Planning Counselor
College for Financial Planning 1986 — 2015
CFP, Certified Financial Planner
Rutgers University-New Brunswick 1979 — 1983
BA, Business Administration
Ameriprise Financial Services, Inc. January 2014 - Present
Ameriprise Financial Services, Inc. September 2012 - December 2013
Patch.com October 2010 - October 2012
Comcast Sportsnet Chicago November 2008 - November 2010
WREX TV October 2006 - November 2008
WMDT-TV October 2005 - October 2006
Education
College for Financial Planning 2013 — 2015
Financial Planning and Services
Ohio University 2001 — 2005
Bachelors, Broadcast Journalism
Ameriprise Financial Services, Inc. January 2014 - Present
Ameriprise Financial Services, Inc. September 2008 - January 2014
Ameriprise Financial Services, Inc. November 2000 - April 2008
Education
College for Financial Planning 2010 — 2012
Financial Planning and Services
University of Phoenix 2004 — 2011
Bachelor's degree, Business Management
Ameriprise Financial Services, Inc. September 2002 - Present
Deutsche Bank June 2000 - August 2002
Education
The American College 2007 — 2008
CFP® Program
College for Financial Planning 2005 — 2006
Chartered Retirement Planning Counselor (CRPC®) Program
State University of New York College at Cortland 1996 — 2000
Bachelor of Science, Economics
Ameriprise Financial Services, Inc. April 2009 - Present
Merrill Lynch April 1997 - April 2009
Fidelity Investments 1995 - 1997
Education
College for Financial Planning 2011 — 2011
Accredited Portfolio Management Advisor (APMA), Portfolio Management
The American College 2002 — 2004
Certified Financial Planner practitioner, Financial Planning
Weber State University 1991 — 1996
B.S. -Business Administration, Finance
Ameriprise Financial Services, Inc. November 1986 - Present
Theradyne Corp November 1983 - October 1986
General Mills July 1981 - October 1983
Education
College for Financial Planning 1988 — 2000
CFP, Financial Planning
Manhattan College 1977 — 1981
Business, Accounting
UBS December 2012 - Present
MorganStanley SmithBarney September 2005 - December 2012
Ameriprise Financial Services, Inc. December 2002 - September 2005
T-Mobile 2000 - 2002
Education
College for Financial Planning 2008 — 2008
CRPC, Chartered Retirement Planning Counselor
University of Idaho 1995 — 2000
BA, Business Finance
University of Idaho 1995 — 2000
BA, Information Technology
Ameriprise Financial Services, Inc. August 1981 - Present
Ameriprise Financial 1981 - Present
Fidelity Bank May 1969 - August 1981
Education
College for Financial Planning 1986 — 1988
CFP, Financial Planning
Mount Wachusett Community College 1966 — 1968
Associates, Business
Ameriprise Financial Services, Inc. December 2011 - Present
ING Financial Partners July 2007 - November 2011
Ameriprise Financial Services, Inc. September 1991 - July 2007
Ameriprise Financial Services, Inc. 1998 - 2002
Ameriprise Financial Services, Inc. 1996 - 1998
Citi 1984 - 1990
Education
College for Financial Planning 1998 — 2000
CFP® practitioner, Financial Planning and Services
Florida Atlantic University 1985 — 1990
Bachelor of Arts (BA), Finance
Ameriprise Financial Services, Inc. 2001 - 2015
Education
College for Financial Planning 2010 — 2011
CRPC, Retirement Planning
IBM Corporation - Project Management 1987 — 1987
Ameriprise Financial Services, Inc. 2011 - Present
Ameriprise Financial Services, Inc. 1997 - 2011
Ameriprise Financial Services, Inc. 1988 - 1996
Ameriprise Financial Services, Inc. 1984 - 1996
Education
Shippensburg University of Pennsylvania
B.S. Behavioral Management
College for Financial Planning
Denver, Colorado
OneAmerica Financial Partners Inc. February 2015 - Present
Principal Financial Group July 2011 - February 2015
Principal Financial Group August 2007 - May 2011
LPL Financial March 2006 - August 2007
Biras Creek Resort Ltd September 2003 - October 2005
Ameriprise Financial Services, Inc. May 2002 - August 2003
Skills
401k, 403b, Sep-Simple..., 401k, Retirement Planning, Series 7, Retirement, IRAs, Series 63, Series 6, Uniform Combined State..., Asset Allocation, Retirement Plan..., Mutual Funds, Defined Benefit, Wealth Management, FINRA, Pensions, Investments
Education
Radford University - College of Business and Economics 1998 — 2002
Bachelor of Business Administration, Finance
College for Financial Planning 2012 — 2012
CRPS-Certified Retirement Plan Specialist, CFS-Certified Fund Specialist
Brian E. Keister & Associates August 2002 - Present
Ameriprise Financial Services, Inc. August 1988 - August 2002
Education
Southern Illinois University at Edwardsville 2000 — 2005
Bachelor of Arts (B.A.), Communicaions
College for Financial Planning 1993 — 1993
CFP, Financial Planning and Services
Southern Illinois University, Edwardsville 1981 — 1984
Master of Business Administration (MBA), Finance and Information Management
Ameriprise Financial Services, Inc. November 2011 - Present
Avon Independent Sales Representative - Rosemary Thompson October 2009 - December 2012
BDS Financial Service Corporation October 2010 - November 2011
Lincoln Financial Group October 1997 - August 2010
Skills
Series 7, Retirement Planning, Insurance, Long-term Care, Life Insurance, Retirement Plan..., FINRA, Morningstar, Life, Term Life Insurance, Disability Insurance, Investment Strategies, Securities, IRAs, Mutual Funds, Financial Advisory, Recruiting, Fixed Annuities, Retirement, Wealth Management, Series 63, Finance
Education
College for Financial Planning 2008 — 2008
CRPC(R), Chartered Retirement Planning Counselor
College of Financial Planning through Cuyahoga Community College 2004 — 2006
Associate of Arts (A.A.), Finance and Financial Management Services
Cuyahoga Community College 1990 — 2002
Associates, Business
North Olmsted High School 1985 — 1989
Ameriprise Financial Services, Inc. August 2012 - Present
Financial Network Investment Corporation, Member SIPC February 2009 - August 2012
MassMutual Financial Group July 2006 - February 2009
PFIC Securities Corporation January 1996 - July 2006
Education
College for Financial Planning 2006 — 2008
Master of Science in Personal Financial Planning, Financial Planning
St. Norbert College 1992 — 1995
BBA in Accounting/Finance, Accounting and Finance
Ameriprise Financial Services, Inc. August 2015 - Present
Amerprise Financial August 2013 - July 2015
Ameriprise Financial March 2009 - July 2013
Ameriprise Financial March 2008 - March 2009
Ameriprise Financial Advisors February 2002 - March 2008
Skills
Retirement Savings, Retirement Income..., Financial Planning, Wealth Management, 401k, Insurance, Investments, Training, Financial Goals, Series 7, Asset Allocation, Financial Advisory, Disability Insurance, Wealth Management..., 401k Rollovers, Variable Annuities, Certified Financial..., Uniform Combined State..., Retirement, Retirement Planning, Strategic Financial..., Finance, Mutual Funds, Financial Services, Investment Advisory, Estate Planning
Education
College for Financial Planning 2004 — 2008
CRPC & CFP, Finance
University of Massachusetts Lowell 1998 — 2002
Bachelors, Marketing, Information Systems
Ameriprise Financial Services, Inc. November 2009 - Present
Ameriprise Financial Advisors June 1999 - October 2009
Ameriprise Financial 1995 - 2008
Ameriprise Financial Services, Inc. November 1995 - June 1999
Education
College for Financial Planning 1998 — 2007
CFP, CRPC, Financial Planning
Theological Studies 1979 — 1983
Theology
Ameriprise Financial Services, Inc. June 1993 - Present
MetLife March 1990 - October 1992
Chase Manhattan Corporation March 1980 - March 1990
Skills
Retirement Planning, Strategic Financial..., Investments, Estate Planning, Retirement, Financial Planners, Finance, Small Business, Management, Personal Finance, Financial Goals, Wealth Management, Fixed Annuities, Series 7, Mutual Funds, Asset Allocation, Investment Advisory, Series 63, Financial Advisory, Investment Strategies
Education
College for Financial Planning 2008 — 2009
CRPC, Retirement Planning
Bayside High School
Ameriprise Financial Services, Inc. September 1987 - Present
First Investors 1986 - 1987
Education
The American College 2001 — 2003
CLU®, Chartered Life Underwriter
The American College 1997 — 1998
ChFC®, Chartered Financial Consultant
College for Financial Planning 1989 — 1991
CFP®, CERTIFIED FINANCIAL PLANNER certification
Miami University 1983 — 1984
1984, Master in Business Administration
The Ohio State University 1980 — 1982
B.S.L.H.R., Industrial Relations
Lorain County Community College 1978 — 1980
Associate's degree, Accounting
Ameriprise Financial Services, Inc. May 2000 - Present
Education
College for Financial Planning 2008 — 2008
CRPC - Chartered Retirement Planning Counselor
Institute of Business & Finance 2001 — 2001
CFS - Certified Fund Specialist
Dickinson College 1992 — 1996
B.A.
Ameriprise Financial Services, Inc. February 2013 - Present
Division of Indian Work September 2007 - Present
Ameriprise Financial Services, Inc. February 2011 - February 2013
Ameriprise Financial October 2006 - February 2011
Ameriprise Financial January 2006 - October 2006
Ameriprise Financial August 2005 - January 2006
Ameriprise Financial May 2004 - August 2005
American Express Financial Advisors January 2002 - May 2004
American Express Financial Advisors January 2000 - January 2002
American Express Financial Advisors September 1996 - November 1998
Skills
Financial Advisory, Retirement Planning, Series 7, Wealth Management, Strategic Financial..., Series 63, Retirement, Mutual Funds, Estate Planning, Relationship Management, Asset Allocation, Finance, Securities, Investment Advisory, Investments, Trusted Business Partner, Business Excellence
Education
Georgetown University 1987 — 1991
BA
College for Financial Planning 2014 — 2014
Chartered Retirement Planning Counselor
Ameriprise Financial Services, Inc. February 2002 - Present
Education
College for Financial Planning 2013 — 2014
CFP®, CERTIFIED FINANCIAL PLANNER™ practitioner
College for Financial Planning 2006 — 2007
CRPC, Chartered Retirement Planning Counselor
University of Maryland College Park 1997 — 2000
BA, Economics
Ameriprise Financial Services, Inc. September 2007 - Present
Ameriprise Financial Services, Inc. November 1999 - September 2007
Education
University of Phoenix 2005 — 2010
MBA, Finance
College for Financial Planning 2004 — 2006
CFP, Finance
University of California, Santa Barbara 1992 — 1997
BS, Political Science
Wahlberg Financial Services, LLC. February 2010 - Present
Ameriprise Financial Services, Inc. July 2005 - November 2009
Ameriprise Financial Services, Inc. July 2005 - November 2009
Skills
Financial Planning, Saving for Education, Retirement Income..., Retirement Plan..., Wealth Preservation..., Protection..., Personal Finance, 401k Rollovers, Retirement Savings, 529 Plans, IRA's, Roth IRA, Investment Selection, Comprehensive Wealth..., Insurance Planning, Tax Reduction Strategies, Retirement Planning, Wealth Management, Financial Advisory, Financial Services, Portfolio Management, Certified Financial..., Investment Advisory, Insurance, Investment Management
Education
Bard Gradute Center 2000 — 2002
MA, Decorative Arts History
Franklin & Marshall College 1996 — 2000
BA, Art History/History
College for Financial Planning
Chartered Retirement Planning Counselor, Financial Planning
Ameriprise Financial Services, Inc. February 1987 - Present
Education
College for Financial Planning
CFP Professional Education Program
Michigan State University
Bachelor of Fine Arts (B.F.A.)
Ameriprise Financial Services, Inc. January 2003 - Present
Education
College for Financial Planning 1995 — 1997
CFP, CRPC, Financial Planning & Retirement Planning
University of Delaware 1980 — 1984
B.A. Economics
Ameriprise Financial Services, Inc. June 1987 - Present
Border Basketball Officials Association October 2011 - Present
Wood County Basketball Officials Association October 2013 - Present
Ohio/ Mi Basketball Official 2001 - Present
Medicare Equipment Supply 1978 - 1987
Education
College for Financial Planning
University of Toledo 1982 — 1986
Associate's degree, General Sales, Merchandising and Related Marketing Operations
Woodward High School 1976 — 1979
Ameriprise Financial Services, Inc. April 2014 - Present
Antokal & Associates LLC November 2013 - April 2014
JPMorgan Chase May 2007 - November 2013
JPMorgan Chase Bank, N.A. July 2005 - April 2007
JPMorgan Chase Bank, N.A. December 2002 - June 2005
JPMorgan Chase Bank, N.A. April 2000 - November 2002
JPMorgan Chase Bank, N.A. April 1999 - April 2000
Education
College for Financial Planning 2008 — 2013
Certificate of Completion of the CFP Certification Professional Education Program, Financial Planning and Services
Fordham University 1987 — 1990
Master of Business Administration (MBA), Finance, General
Georgetown University 1982 — 1986
Bachelor of Science in Business Administration (B.S.B.A.), Finance, General
Christopher Columbus High School 1978 — 1982
Wells Fargo October 2012 - Present
The Growing Child December 2006 - February 2010
Ameriprise Financial Services, Inc. October 1991 - December 2006
Skills
Personal Financial...
Education
University of Florida 1988 — 1989
Bachelor of Science Business Administration, Finance and Financial Management Services
College for Financial Planning
CFP, CFP
Duvan Brock Financial Services Inc. August 2009 - Present
Dempsey Lord Smith, LLC August 2009 - Present
Ameriprise Financial Services, Inc. August 1991 - August 2009
Edward Jones September 1986 - May 1989
Skills
Strategic Planning, Investments, New Business Development, Business Strategy, Customer Service, Insurance, Sales Management, Retirement Planning, Marketing Strategy, Strategic Financial..., Risk Management, Asset Allocation, Management, Series 7, Wealth Management, Leadership, Finance, IRAs, Real Estate, Investment Advisory, Business Development, Mutual Funds, Series 63, Portfolio Management, 401k, Budgets, Process Improvement, Investment Strategies, Retirement, Financial Advisory, Financial Planners, Wealth, Sales, Personal Financial..., Wealth Management..., ETFs, Wealth Accumulation, Series 24
Education
The American College 1999 — 2001
Chartered Financial Consultant
Jacksonville State University 1982 — 1986
Bachelor of Science (B.S.), Finance
College for Financial Planning
Chartered Mutual Fund Counselor and Chartered Retirement Planning Counselor, Financial Planning and Services
Ameriprise September 1990 - Present
Ameriprise Financial Services, Inc. September 1990 - Present
Education
College for Financial Planning 1992 — 1994
CFP, Denver, CO
Union College 1986 — 1990
BA, Economics
Boston University London Internship
St John's Prep 1982 — 1986
Compass Financial Group a financial advisory practice of Ameriprise Financial Services, Inc. July 2003 - Present
Ameriprise Financial Services, Inc. 1980 - Present
Education
College for Financial Planning 1992 — 1994
CFP®, CERTIFIED FINANCIAL PLANNER™ practitioner
Vanderbilt University 1966 — 1970
BA, Political Science
Culver Military Academy 1962 — 1966
Piccoli Financial Group September 2014 - Present
Ameriprise Financial Services, Inc. November 2011 - September 2014
Chase Investment Services June 2010 - November 2011
PNC Investments June 2006 - October 2010
Skills
Retirement, Project Planning, Retirement Planning, Finance, Series 7, Investments, Fixed Annuities, Financial Planning, Series 63, Mutual Funds, Financial Advisory, Estate Planning, Asset Allocation, Loans, Portfolio Management
Education
College for Financial Planning 2013 — 2013
CRPC
University of Arkansas at Fayetteville 1979 — 1984
Finance
Vanguard September 2014 - Present
Vanguard January 2012 - September 2014
Vanguard May 2010 - December 2011
Vanguard January 2008 - May 2010
Ameriprise Financial Services, Inc. August 2005 - August 2007
Prudential Financial February 2000 - August 2005
Skills
Series 7, Series 63, Life Insurance, Retirement Planning, Mutual Funds, Series 6, Series 24, Uniform Combined State..., Retirement, Wealth Management, FINRA, Investments, Strategic Financial..., Fixed Annuities, Investment Advisory, Financial Advisory, Securities, Estate Planning, Asset Managment, Fixed Income, Portfolio Management, Insurance
Education
University of Miami - School of Business 1995 — 2000
MBA, International Business & Marketing
Rutgers University-New Brunswick 1985 — 1990
BA, Economics
College for Financial Planning
CFP
Ameriprise Financial Services, Inc. February 2000 - Present
Western & Southern Life September 1997 - February 2000
Education
College for Financial Planning 2007 — 2011
Currently Studying, Certified Financial Planner
Beaver College 1991 — 1993
BA, Psychobiology
Ameriprise Financial Services, Inc. July 1994 - Present
Combined Insurance United States December 1985 - July 1994
Education
College for Financial Planning 1998 — 1999
CFP Professional Education Program
GrandView Financial Group, LLC February 2012 - Present
Ameriprise Financial Services, Inc. December 2008 - February 2012
JCPenney April 1991 - April 2008
Education
University of Oklahoma 1973 — 1976
Bachelor of Business Administration, Accounting and Finance
The American College 2011 — 2011
CFP® Certification Education
College for Financial Planning 2010 — 2010
Chartered Retirement Planning Counselor℠ Education
Ardmore High School
DePaul Wealth Management April 2015 - Present
NFLPA 2014 - Present
Ameriprise Financial Services, Inc. January 2006 - April 2015
Ameriprise Financial Services, Inc. November 1990 - April 2015
Bedford Area Chamber of Commerce 2015 - 2015
Bedford Area Chamber of Commerce 2015 - 2015
Bedford Area Chamber of Commerce 2015 - 2015
Bedford Area Chamber of Commerce 2015 - 2015
Greater Lynchburg Transit Company 2009 - 2015
Alliance Française 2013 - 2014
Skills
Investment Strategies, Financial Planning, Estate Planning, Estate Preservation, Life Insurance, Tax Planning, Inheritance Tax Planning, Estate Tax Planning, Long Term Care Insurance, Certified Divorce..., Certified Financial..., Risk Management, UFC, MLB, NFL, MMA
Education
College for Financial Planning 2008 — 2010
MS, Master of Science in Finance
The Institute for Divorce Financial Analysts 2004 — 2006
CDFA, Divorce
College for Financial Planning
CFP
Syracuse University
B. S. Biology
Mohawk Valley Community College 1977 — 1979
A. S. Science
Lynchburg City Master Gardeners
Ameriprise Financial Services, Inc. December 1993 - Present
Education
College for Financial Planning 1999 — 2008
CRPC and AAMS, Chartered Retirement Planning Counselor and Accredited Asset Management Specialist
The Institue of Business and Finance 1998 — 1999
CFS, Certified Funds Specialist
The University of Georgia 1990 — 1994
BBA, Finance and Risk Management Insurance
Ameriprise Financial Services, Inc. September 1991 - Present
Education
College for Financial Planning 1994 — 1995
Certified Financial Planner
Northern Illinois University 1987 — 1990
BS, Economics
Ameriprise Financial Services, Inc. April 2000 - Present
Composites Manufacturing Industry December 1998 - January 2000
Truck Accessories Group, Inc. 1987 - 1999
Education
College for Financial Planning
Chartered Retirement Planning Counselor
University of Maryland College Park
Bachelors of Science, Industrial Education
Upstream Investment Partners, LLC January 2012 - Present
Ameriprise Financial Services, Inc. 2009 - 2011
H&R Block Financial Advisors 2000 - 2008
Skills
Retirement Planning, Saving for Education, Series 7, Wealth Management, Investment Advisory, Investments, Financial Advisory, Asset Allocation, Mutual Funds, Estate Planning, Strategic Financial..., Employee Stock Options, Retirement
Education
College for Financial Planning 2000 — 2001
CFP, Financial & Retirement Planning
North Central College 1992 — 1993
BA, Finance
McAdam Financially Advanced™ October 2014 - Present
ING Financial Partners February 2011 - October 2014
Ameriprise Financial Services, Inc. March 2009 - February 2011
Ameriprise Financial Services, Inc. September 1999 - March 2009
American Express Financial Advisors July 1990 - September 1999
Skills
Retirement Planning, Tax Planning, Leadership, Retirement, Finance, Wealth Management, Investments, Financial Services, Financial Planning, Mutual Funds, Management
Education
College for Financial Planning 1992 — 1994
CFP, Certified Financial Planner
Middlebury College 1983 — 1987
BA, Economics
Ameriprise Financial Services, Inc. July 2000 - January 2014
Education
West Virginia Wesleyan College
Bachelor of Science, Business & Finance
College for Financial Planning
The American College
Ameriprise Financial June 1999 - Present
Ameriprise Financial Services, Inc. 1999 - 2011
Timber Talkers 2009 - 2009
Thriftway Stores, Portland OR 1987 - 1999
Education
The American College 2001 — 2002
LUTC Fellow, Financial Planning
College for Financial Planning 2000 — 2001
CRPC, Financial Planning
Astoria High School 1971 — 1974
High school diploma
Ameriprise Financial Services, Inc. June 2015 - Present
Advantage Investment Management April 2013 - June 2015
LPL Financial August 2012 - June 2015
Allianz Life February 2007 - March 2012
MetLife November 2004 - June 2006
Skills
Retirement Planning, Retirement, Series 6, Variable Annuities, Financial Planners, Series 7, Series 63, Retirement Plan..., Mutual Funds, Financial Services, Securities, Series 66, Retirement Income..., Financial Planning, Wealth Management, Creative Strategy, Creative Problem Solving, Creative Services, Small Business..., Alternative Investments, Insurance, Estate Planning, College Education..., Outdoor Emergency Care, Business Coaching, Strategic Prospecting, Marketing Strategy
Education
College for Financial Planning 2011 — 2012
Chartered Retirement Planning Counselor or CRPC®, Retirement Planning
University of Minnesota-Twin Cities 1999 — 2003
Bachelor of Arts (BA), Journalism
Ameriprise Financial Services, Inc. 2013 - Present
Ameriprise Financial October 2003 - April 2013
DialAmerica Marketing 1999 - 2000
UPS 1995 - 1999
Education
College for Financial Planning 2003 — 2004
CMFC, CRPC, Chartered Mutual Fund Counselor, Chartered Retirement Planning Counselor
Seton Hall University 2001 — 2003
MBA, Management
San Francisco State University 1994 — 1997
BA, Cinema
Menlo College 1992 — 1994
American School in Japan 1985 — 1992
Ameriprise Financial Services, Inc. November 1992 - Present
Skills
Estate Planning..., Tax Planning..., Saving for Education, Retirement Planning, Financial Planning, Estate Planning, Investments, Finance, Mutual Funds, Wealth Management, Retirement, Series 7, Asset Allocation
Education
College for Financial Planning
APMA
Certified Financial Planner
Certified Financial Planner
St. John's University
Master of Business Administration (M.B.A.), Finance/Marketing
Ameriprise Financial Services, Inc. April 2000 - Present
Education
College for Financial Planning
The American College
FPA of Hampton Roads November 2014 - Present
Get High Value Clients January 2013 - Present
Value Marketing Systems 2009 - Present
National Speakers Association 2012 - 2013
Ameriprise Financial Services, Inc. July 1986 - March 2008
Ritter Stouffer Virok & Van Hoy 1986 - 2007
US Navy 1965 - 1986
Skills
Small Business..., Advisor to..., Coach to Financial..., Strategist to Financial..., Architect of High Value..., Creator of Premium..., Catalyst for Creative..., Promoter of Unique..., Speaker/Trainer for..., Designer of Productive..., Marketing Strategist, Stay in Touch Marketing, Positive Change Catalyst, Advocate for On-Going..., Advocate for Boardroom..., Designer of Unique..., Strategist for..., Tactician for Business..., Designer of The..., Public Speaking, Entrepreneurship, Strategic Planning, Leadership, Training
Education
College for Financial Planning 1986 — 1989
CFP, Financial Planning
Naval Postgraduate School 1981 — 1983
MS, Command, Control and Communications
North Carolina State University 1967 — 1971
BS, Electrical Engineering
Goldsboro High School
Goldsboro High School
Goldsboro High School
Goldsboro High School
Ameriprise Financial Services, Inc. April 2013 - Present
Merrill Lynch 1999 - 2013
Education
The Retirement Advisor University, UCLA
Certified 401k Professional C(k)P
College for Financial Planning 2006 — 2007
Chartered Retirement Planning Counselor (CRPC)
Wharton Business School 2004 — 2005
Certified Investment Management Analyst (CIMA)
Rensselaer Polytechnic Institute 1979 — 1981
Master of Business Administration (M.B.A.), Finance
The Ohio State University 1971 — 1976
Bachelor of Science (B.S.), College of Engineering, School of Architecture
Ameriprise Financial Services, Inc. May 2012 - Present
Scheels All Sports February 2012 - December 2012
Keller Williams Roers Realty February 2011 - June 2012
Scott Financial Corporation November 2010 - June 2011
IDEA Center June 2010 - November 2010
Scott Financial Corporation May 2009 - August 2009
Scott Financial Corporation May 2008 - August 2008
Education
College for Financial Planning
Chartered Retirement Planning Counselor, Retirement Planning
The University of North Dakota 2006 — 2010
Bachelor of Business Administration (B.B.A.), Investments
Ameriprise Financial Services, Inc. 2005 - Present
M Financial 2000 - 2004
Education
College for Financial Planning
CRPC
Salem State College
Bachelor of Arts, Economics
Arsenal 401k Advisors January 2014 - Present
Retirement Alliance, Inc. April 2011 - January 2014
Ameriprise Financial Services, Inc. 2005 - 2011
Alliance Capital Management / Hartford Retirement Plans Group 2000 - 2005
Scott & Stringfellow January 1995 - January 2000
United States Navy January 1979 - April 1984
Skills
ERISA, Qualified Retirement..., Retirement, Financial Advisory, Pensions, Investment Advisory, Investments, Defined Benefit, Defined Contribution, Wealth Management..., Series 65, Series 7, FINRA, Fiduciary Services, TPA, Mutual Funds, Series 6, Series 63, Profit Sharing, Retirement Plan..., 401k, Third Party..., 401k Recordkeeping, Asset Allocation
Education
The Center for Fiduciary Studies 2008 — 2009
AIF
College for Financial Planning 1991 — 1993
CFP
Randolph-Macon College 1974 — 1978
B.A.
Annandale High School
Ameriprise Financial Services, Inc. February 2014 - Present
Meyer Capital Group February 2012 - January 2014
Sargent Bickham Lagudis, LLC May 2008 - August 2011
Heritage Trust Company of New Mexico 1997 - 2007
The Rikoon Group 1999 - 2002
Taos Financial Strategies 1994 - 1997
Skills
Portfolio Management, Public Speaking, Series 7, Asset Allocation, Marketing, Investments, Wealth Management, Retirement, Securities, CRM
Education
University of Phoenix 1997 — 1999
BS in Business - Accounting, Accounting
College for Financial Planning
Foundations in Financial Planning, Paraplanner Certificate
SUNY Oswego
Liberal Arts, Liberal Arts
Ameriprise Financial Services, Inc. June 1987 - Present
Education
College for Financial Planning 1989 — 1991
CFP, Financial Planning
Bethel College 1975 — 1979
B.S., Education and Human Social Services
Ameriprise Financial Services, Inc. May 1994 - Present
Education
The American College 2004 — 2006
ChFC, Economics, Risk Management, Investment Portfolio Management, Estate Planning
College for Financial Planning 2001 — 2001
Chartered Retirement Planning Counselor, Retirement Planning
University of Maryland College Park 1975 — 1978
BS, Agriculture
Ameriprise Financial Services, Inc. January 2015 - Present
Ameriprise Financial Services, Inc. February 2013 - January 2015
Ameriprise Financial Services, Inc. May 2009 - February 2013
CUNA Mutual Group 2007 - 2009
Ameriprise Financial Services, Inc. 2005 - 2007
Wells Fargo Home Mortgage 2004 - 2004
Skills
Series 7, Financial Advisory, Financial Services, Marketing Strategy, Sales Management, Personal Financial..., Life Insurance, Leadership, Finance, Strategic Financial..., Insurance, Retirement Planning, Portfolio Management, Banking, Sales, Wealth Management, Financial Planning
Education
University of Minnesota-Twin Cities 2001 — 2005
BA, Economics
College for Financial Planning
Ameriprise Financial Services, Inc. 1992 - Present
Education
College for Financial Planning
College for Financial Planning
College for Financial Planning
Kent State University
Bachelor’s Degree, Finance
Transamerica Financial Advisors, Inc. March 2015 - Present
Assisted Financial Advisory, Business Practice and Marketing Consultant August 2014 - Present
National Association of Professional Women (NAPW) 2014 - 2015
Ameriprise Financial Services, Inc. September 1995 - August 2014
Maloof Sports & Entertainment September 2001 - June 2002
The Money Store January 1998 - July 1998
Skills
Financial Advisory, Retirement Planning, Series 7, Finance, Securities, Retirement, Management, Estate Planning, Financial Planning, Asset Management, Asset Allocation, Integrated Marketing, Marketing Management, Wealth Management, Investments, Financial Services, Marketing Strategy, Long-term Care, Strategic Financial..., Financial Planners, Microsoft Excel, 401k, Insurance, Mutual Funds, Marketing, Leadership, Business Planning, Public Speaking, Business Development, Strategic Planning
Education
College for Financial Planning 2014 — 2015
CRPC - Chartered Retirement Planning Counselor
Yuba College 1992 — 1993
Accounting and bookkeeping
Marysville High School, Marysville CA 1988 — 1991
Dipolma, General
McClaugherty & Associates, a Private Wealth Advisory practice of Ameriprise Financial Services, Inc. January 2015 - Present
Ameriprise Financial Services, Inc. April 2011 - December 2014
Ameriprise Financial Services, Inc. March 2007 - March 2011
Ameriprise Financial Services, Inc. March 2006 - March 2007
Education
Certified Financial Planner Board of Standards, Inc. 2012 — 2013
CFP® - Certified Financial Planning Professional
College for Financial Planning 2011 — 2011
CRPC® - Chartered Retirement Planning Counselor™
Florida Atlantic University 2002 — 2006
Bachelor of Business Administration, Finance, Marketing
Heritage Wealth Architects April 2012 - Present
Ameriprise Financial Services, Inc. April 2003 - April 2012
Education
College for Financial Planning 2010 — 2010
APMA, Accredited Portfolio Management Advisor
Minnesota State University, Mankato 2008 — 2009
Financial Planning Certificate Program, Certified Financial Planning
Luther College 1995 — 1999
BA, Business Management
Ameriprise Financial Services, Inc. January 1993 - Present
Osgood & Associates, a private wealth advisory practice of Ameriprise Financial Services, Inc. January 1993 - Present
Skills
Business Planning,...
Education
Eastern Michigan University 1988 — 1992
BS, 1992 Finance, Finance, Accounting
College for Financial Planning
Chartered Retirement Planning Counselor, Retirement, Tax and Estate Planning
Charles Schwab April 2012 - Present
District of Columbia Army National Guard May 2014 - Present
Florida Army National Guard March 2012 - May 2014
Charles Schwab March 2010 - April 2012
Florida Army National Guard November 2003 - March 2012
Florida Army National Guard September 2010 - December 2011
Ameriprise Financial Services, Inc. October 2006 - March 2010
Florida Army National Guard December 2005 - December 2009
Skills
Active TS/SCI Clearance, Military, Defense Support to...
Education
College for Financial Planning 2011 — 2013
Masters of Science, Personal Financial Planning
US Army Fires Center of Excellence 2013 — 2013
Air Defense Artillery Advanced Course
College for Financial Planning 2008 — 2010
CFP® Certification Professional Education Program
College for Financial Planning 2008 — 2008
Chartered Retirement Planning Counselor -CRPC®
US Army Signal Center 2006 — 2006
Basic Officer Leaders Course
University of Florida 2001 — 2005
Liberal Arts, Economics, History
Ameriprise Financial Services, Inc. July 1997 - Present
Skills
Investments, Financial Advisory, Estate Planning, Finance, FINRA, Series 7, Mutual Funds, Retirement Planning, Series 63, Asset Allocation
Education
Colorado State University 1989 — 1994
B.S./B.A., B.S. Business Administration, B.A. Political Science
College for Financial Planning 2009 — 2010
Accredited Asset Management Specialist
College for Financial Planning 2008 — 2008
Chartered Retirement Planning Counselor
Ameriprise Financial Services, Inc. October 1993 - Present
Education
College for Financial Planning
CFP
The American College
ChFC
University of Minnesota-Twin Cities
Economics, Mathematics
Wayzata High School
Your Source Financial April 2000 - Present
AdvisorShares June 2012 - Present
DeGreen Financial April 1997 - April 2000
The Acacia Group LLC March 1996 - April 1997
Ameriprise Financial Services, Inc. October 1993 - March 1996
Industrial Bolt and Screw Supply December 1992 - October 1993
The Lucks Company March 1990 - December 1992
US Navy May 1982 - May 1991
Skills
Certified Financial..., Portfolio Management, Business Planning, Estate Planning, Pension Systems, Life Insurance, Finance, Small Business, Management, Mutual Funds, Private Equity, Corporate Finance, Strategic Planning, Investments, New Business Development, Investment Strategies, Financial Advisory, Start-ups
Education
Wabash College 1978 — 1982
Bachelor of Arts (BA), Philosophy and Religious Studies
College for Financial Planning 1999 — 2002
Personal Finance
Strategic Capital Advisors, Inc. January 2001 - Present
Vestax Securities Corp 1986 - 1992
Ameriprise Financial Services, Inc. 1980 - 1985
Skills
Securities, Investments, Strategic Financial..., Financial Risk, Retirement Planning, Strategy, FINRA, Financial Advisory, Personal Finance, Investment Advisory, Investment Management, Asset Allocation, Finance, Mutual Funds, Investment Strategies, Wealth Management, IRAs, Retirement, Financial Planners
Education
College for Financial Planning
CFP, Finance
Kent State University
Ameriprise Financial Services, Inc. 1986 - Present
Ameriprise Financial Services, Inc. March 1985 - Present
Skills
Finance, Analysis, Series 7, Asset Management, Retirement Planning, Team Building, Marketing, Investment Advisory, Asset Allocation
Education
College for Financial Planning 1994 — 2000
Master of Science (M.S.), Finance and Financial Management Services
Northeastern University 1976 — 1981
Bachelor of Science (B.S.), History-Economics
Norwood High
Ameriprise Financial Services, Inc. October 1987 - Present
Ameriprise Financial Services, Inc. 1991 - 1995
Education
Institute for Divorce Financial Analysts 2012 — 2012
Certified Divorce Financial Analyst
Association for Investment Management and Research 1997 — 2000
Chartered Financial Analyst
College for Financial Planning 1989 — 1990
CERTIFIED FINANCIAL PLANNER™practitioner
University of Colorado at Boulder 1977 — 1981
B.S. Mechanical Engineering
Brown High School, Sturgis, South Dakota 1974 — 1977
Ameriprise Financial Services, Inc. March 1997 - Present
Education
College for Financial Planning 2006 — 2006
CRPC, Chartered Retirement Planning Counselor
University of Wisconsin-Oshkosh 1999 — 2003
M.B.A., Finance
The American College 1998 — 2000
CFP Certification, Financial Planning
University of Wisconsin-Stevens Point 1987 — 1992
B.S., Business Finance, Communications
Goodwill Industries of Central Michigan's Heartland March 2013 - Present
Ameriprise Financial Services, Inc. April 2007 - February 2012
Debbie's Hallmark October 2003 - March 2007
American Express September 1999 - October 2003
United Methodist Church - Marshall, MI August 1996 - September 1999
IDS/American Express July 1993 - August 1996
Skills
Payroll, Schedules, PowerPoint, People-oriented, Customer Satisfaction, Detailed Organization, Computer-savvy, Process Scheduler, Customer Service, Finance, Supervisory Management, Client-focused, High Level Of..., Dependable Team Player, Excel Services, Worksheets, Phone Coverage, Forms, Training, Inventory, Team Building
Education
College for Financial Planning 1995 — 1995
Certificate, ParaPlanner, Pass
Kellogg Community College 1980 — 1982
Not complete, Accounting and Physicology
Vocational Tech Center 1978 — 1980
Many different certificates dealing with business., Accounting, 4.0
Marshall High School 1976 — 1980
Diploma, General Studies
Ameriprise Financial Services, Inc. July 2008 - September 2012
San Antonio Founder Lions Club July 2011 - June 2012
Skills
Wealth Management, Mutual Funds, Investments, Strategic Financial..., Retirement Planning, Series 7, Portfolio Management, Banking, Loans, Credit, Mortgage Lending, Insurance
Education
College for Financial Planning 1989 — 1992
CFP Professional Education Program, CFP
Marquette University 1963 — 1968
Bachelor of Arts (B.A.), Political Science and Government
VALIC December 2014 - Present
Lincoln Financial Group August 2013 - November 2014
The Retirement Advantage July 2012 - August 2013
Alliance Benefit Group - Pentegra Retirement Services August 2011 - July 2012
ING February 2008 - January 2011
Mutual of America March 2006 - February 2008
Ameriprise Financial Services, Inc. January 2005 - March 2006
Skills
Defined Contribution, Defined Benefit, Series 7, Investments, Pensions, Mutual Funds, Retirement, 401k, 403 b, Series 66, Insurance, Annuities, Health, Disability Insurance, Annuity, Retirement Planning, Health Insurance, Securities, IRA's, Universal Life, Term Life Insurance, Financial Planning, Roth IRA, Whole Life, Wealth Management, Fixed Annuities, Equities, Fixed Income, IRAs, Strategic Financial..., Employee Benefits, Financial Planners, Estate Planning, ETFs, Series 63, Asset Management, Financial Advisory, Investment Advisory, Financial Services, FINRA, Retirement Plan..., Uniform Combined State...
Education
College for Financial Planning 2007 — 2007
Chartered Retirement Plans Specialist
Roger Williams University 1999 — 2004
BS, Biology
Integrated Financial Partners May 2008 - Present
Ameriprise Financial Services, Inc. June 1989 - April 2008
Skills
Wealth Accumulation, Financial Advisory, Insurance, Wealth, Retirement Planning, Financial Planning, Estate Planning, Small Business, Personal Financial..., Strategic Financial..., Financial Analysis, Loans, Banking, Asset Protection, Saving for Education
Education
College for Financial Planning 1991 — 1993
CFP, Financial Planning
Utah State University 1982 — 1987
B.S., Finance, Economics
other
Wells Fargo Advisors September 2013 - Present
Wells Fargo Advisors March 2011 - September 2013
E*TRADE Financial September 2008 - March 2011
Ameriprise Financial Services, Inc. March 2007 - June 2008
Skills
Microsoft Word, Financial Advisory, Microsoft Excel, SmartStation, Bloomberg Terminal, Securities, Retirement, Mutual Funds, PowerPoint, Financial Services, 401k, Mandarin, Asset Allocation, Trading, Fixed Income, Equities, Bloomberg, Options, Finance, Advising Clients, Retirement Planning, Wealth Management, Investments, Bonds, FASware
Education
College for Financial Planning 2014 — 2015
Chartered Retirement Planning Counselor SM, CRPC® designation, Chartered Retirement Planning CounselorSM program, 88%
University of Washington 2001 — 2005
Bachelor of Arts (B.A.), History
Shoreline Community College 1997 — 2000
AA, General Studies
New Mexico Military Institute 1996 — 1996
General Studies
Ameriprise Financial Services, Inc. October 2010 - Present
Education
University of Nevada-Las Vegas 2005 — 2009
BS
College for Financial Planning
CRPC®, Chartered Retirement Planning Counselor
College for Financial Planning
AAMS®, Accredited Asset Management Specialist
Ameriprise Financial Services, Inc. June 2002 - Present
Education
College for Financial Planning 2013 — 2013
Chartered Retirement Plans Specialist™
College for Financial Planning 2011 — 2011
Chartered Retirment Planning Counselor™
Michigan State University 1997 — 2002
BA, Finance
Professional Plan Production (P3), LLC September 2010 - Present
Ameriprise Financial Services, Inc. January 2009 - December 2012
RJD Consulting January 2006 - October 2009
Veeco Instruments Inc. April 1999 - December 2005
Henry Schein Inc. December 1996 - April 1999
Hazeltine Corporation 1985 - 1996
Skills
Retirement Planning, Personal Financial..., Financial Advisory, Compensation & Benefit, Executive Compensation..., Compensation Structure..., Compensation Structures, Financial Plan..., Executive Pay, Succession Planning, Finance, Deferred Compensation, Employee Benefits, Asset Allocation, Insurance, Financial Services, 401k, Retirement, Wealth Accumulation, Estate Planning, Strategic Financial..., Financial Planning
Education
College for Financial Planning 2009 — 2009
CRPC®
State University of New York College at Plattsburgh 1971 — 1975
B.A.
Dynamic Directions December 2006 - Present
Ameriprise Financial Services, Inc. December 2001 - December 2007
American Express Financial Advisors April 1983 - December 2001
Sunoco March 1980 - April 1983
Skills
Executive Coaching, Strategic Financial..., Retirement Planning, Leadership, Business Planning, Investments, Coaching, Financial Advisory, Strategy, Finance, Program Management, Strategic Planning, Succession Planning, Small Business, Karamjeet(Kary)Mangat,..., Entrepreneurship, Financial Planning, Retirement
Education
Behavioral Coaching Institute 2011 — 2011
Certified Master Coach, Executive/Behavioral Coaching
Think2Perform Group 2009 — 2009
Certified Behavioral Advice, Emotional Competence Training, Passed
College for Financial Planning 1984 — 1986
CFP, Financial Planning
Rutgers, The State University of New Jersey-Newark 1980 — 1983
MBA, Finance
Argent Capital Management January 2013 - Present
Argent Capital Management June 2011 - January 2013
Argent Capital Management May 2008 - June 2011
Charles Schwab May 2005 - May 2008
Ameriprise Financial Services, Inc. 1998 - May 2005
Skills
Portfolio Management, Asset Allocation, Equities, Equity Research, Asset Managment, Financial Modeling, Mutual Funds, Investments, Strategic Financial..., Valuation, Wealth Management, Investment Strategies
Education
College for Financial Planning
CFP®, AAMS SM
University of Missouri-Saint Louis
BS, Business Administration
St Louis University Highschool
Ameriprise Financial Services, Inc. 1981 - Present
Ameriprise Financial 2007 - 2010
Ameriprise Financial 1981 - 2010
Investment Property Associates 1975 - 1981
Connecticut Westridge Assoc. 1973 - 1975
Education
College for Financial Planning
Certified Financial Planner designation, Financial Planning and Services
Ameriprise Financial Services, Inc. New York Metro January 2012 - Present
Ameriprise Financial Services, Inc. March 2010 - December 2011
Ameriprise Financial Services, Inc. March 2010 - December 2011
AMERIPRISE FINANCIAL INC. January 2009 - March 2010
AMERIPRISE FINANCIAL Inc. October 2006 - January 2009
Ameriprise Financial Services, Inc. 1993 - 2006
Skills
Coaching, Leadership, Personal Financial..., Retirement, Sales, Estate Planning, Asset Allocation, Financial Services, Strategic Financial..., Financial Advisory, Strategy, Retirement Planning, Series 7, Portfolio Management, Financial Planners, Mutual Funds, Financial Planning, Investment Advisory, Wealth Management
Education
College for Financial Planning 1994 — 1997
all six areas of Financial Planning as outlined by the CFP® Board of Standards
Indiana State University - Scott College of Business 1986 — 1988
B.S., Business Adminstration with minor in Marketing
Ameriprise Financial Services, Inc. February 1998 - Present
American Express Financial Advisors December 1990 - February 1998
Baxter Healthcare June 1983 - July 1987
Education
College for Financial Planning 1996 — 1998
CFP, Financial Planning
University of Wisconsin-Green Bay
BS, Business/Finance
TruCairn Advisors June 2002 - Present
Ameriprise Financial Services, Inc. 2002 - 2014
Education
College for Financial Planning 2003 — 2004
Certified Financial Planner Program
University of Innsbruck, Austria 1976 — 1982
MA
Ameriprise Financial Services, Inc. June 1993 - Present
Ark Asset Management March 1990 - May 1993
Lehman Brothers 1978 - 1990
Education
College for Financial Planning 2000 — 2003
Certification as Financial Planner, Financial Planning
New York University 1974 — 1977
B.S., Education
Tucker Financial Services June 2012 - Present
Security Benefit November 2009 - June 2012
Mead Johnson Nutritionals September 2007 - March 2009
Ameriprise Financial Services, Inc. May 2004 - September 2007
Skills
Series 65, Series 63, Series 6, Variable Products, College Savings Plans, Protection..., CRPC, Estate Planning, Retirement Plan..., CFP®, Budget & Debt Management, Comprehensive Financial..., 401(k)/403(b)/IRAs, Charitable & Planned..., Asset Allocation, Career Change, Buying a Home, Annuities, Investment Management, Employee Benefits, Mutual Funds, Irregular Income, Getting Married, Job Loss, Life Planning, Stocks & Bonds, Starting a Family, Succession Planning, Long-term Care, Sudden Wealth, Men's Finances, Nontraditional..., Special Needs, Women's Finances, Tax Planning, Financial Planners, Financial Advisory, IRAs, Fixed Annuities, Retirement Planning, Retirement, Strategic Financial..., Investments, Financial Services, Securities
Education
Kaplan University 2011 — 2012
CFP®, Financial Planning and Services
College for Financial Planning 2005 — 2006
CRPC® Designation, Financial Planning and Services
Northwest Missouri State University 2000 — 2004
Bachelor's of Science, Business Management
Central High 1996 — 2000
Ameriprise Financial Services, Inc. April 2005 - Present
Ameriprise Financial Services, Inc. August 2002 - April 2005
Education
College for Financial Planning 2008 — 2012
Saint John's University 1996 — 2000
Ameriprise Financial Services, Inc. June 1996 - Present
Ameriprise Financial Services, Inc. June 1996 - Present
Education
College for Financial Planning
Ameriprise Financial Services, Inc. October 1994 - Present
Education
College for Financial Planning 2006 — 2007
CRPC, Financial Planning
Ameriprise Financial Services, Inc. December 1998 - Present
Education
Institute of Business and Finance 2005 — 2011
Masters of Science in Financial Sevices (M.S.)
Illinois State University 1992 — 1996
Bachelor of Science (B.S.), Industrial Organizational Psychology
Joliet Junior College 1990 — 1992
General Studies
College for Financial Planning
Chartered Retirement Planning Counselor®
Ameriprise Financial Services, Inc. September 2009 - Present
Education
College for Financial Planning
Masters of Science, Financial Planning
University of Connecticut
Bachelor of Arts (B.A.), Communications Sciences
Wells Fargo Advisors, LLC January 2014 - Present
Wells Fargo Advisors, LLC December 2008 - December 2013
Merrill Lynch May 2004 - December 2008
MetLife May 2001 - May 2004
Ameriprise Financial Services, Inc. October 1984 - May 2001
Skills
Insurance, Retirement, Investments, Mutual Funds, Retirement Planning, Securities, Risk Management, Financial Analysis, Financial Services, Financial Risk, Relationship Management
Education
The American College 1994 — 1998
Chartered Financial Consultant (ChFC), Financial Planning and Services
College for Financial Planning 1987 — 1991
Certified Financial Planner (CFP), Financial Planning and Services
The University of South Dakota 1978 — 1982
Bachelor of Science (BS), Management
The Prudential Insurance Company of America December 2014 - Present
Ameriprise Financial Services, Inc. November 2013 - November 2014
Oppenheimer & Co. May 2010 - October 2013
UBS Wealth Management January 2008 - May 2010
AMC January 2005 - July 2006
Skills
Wealth Management, Financial Advisory, Insurance, Investments, Retirement Planning, Uniform Combined State..., Mutual Funds, CRPC, Asset Allocation, Investment Advisory, Investment Strategies, Retirement, Securities, Alternative Investments, 401k, Estate Planning, Microsoft Excel, Fixed Annuities, Finance, Financial Services, Financial Planning, Loans, Mortgage Lending, Portfolio Management
Education
College for Financial Planning 2008 — 2008
CRPC, Chartered Retirement Planning Counselor
Saint Cloud State University 2003 — 2007
Bachelors, Liberal Studies
Ameriprise Financial Services, Inc. December 1993 - Present
Skills
Saving for Education, Retirement Planning, Series 7, Protection..., Wealth Management
Education
College for Financial Planning 1995 — 1998
State Radio Electonics Institute, Kharkov, Ukraine 1967 — 1972
Computer Science
GRAMEL CAPITAL MANAGEMENT, LLC April 2008 - Present
OGR INV & TRUST CO. LTD May 2004 - Present
Ameriprise Financial Services, Inc. November 2006 - April 2008
OPTIONS SECURITIES LTD May 2001 - May 2004
Skills
EXPERIENCED FINANCIAL..., INSURANCE PLANNING, EDUCATION PLANNING, INVESTMENT PLANNING, WEALTH MANAGEMENT, TAX PLANNING, FINANCIAL PLANNING, FINANCIAL CONSULTING, INVESTMENT ADVISORY, BUSINESS ADVISORY, Strategic Financial..., Investments
Education
University of Lagos 2001 — 2003
Master of Science (MSc), Economics
University of Jos 1989 — 1992
Bachelor of Science (BSc), Economics
College for Financial Planning
CMFC*, CHATERED MUTUAL FUND COUNSELOR
Joyfull Events June 2010 - Present
Merrill Lynch 2006 - 2008
Ameriprise Financial Services, Inc. 2005 - 2006
Skills
Business Development, Start-ups, New Business Development, Marketing, Entrepreneurship, Negotiation, Networking, Interior Design, Strategic Financial..., Financial Services, Small Business, Finance, Investments, Management
Education
College for Financial Planning 2006 — 2006
Chartered Retirement Planning Counselor
University of Pennsylvania - The Wharton School 2000 — 2004
Bachelor of Science (BS), Management
Wharton Business School 2000 — 2004
Bachelor of Science (B.S.), Management, Entrepreneurship
Ameriprise Financial Services, Inc. November 2012 - Present
Education
Palm Beach Atlantic University
Bachelor of Science (B.S.)
The American College
CFP®, CERTIFIED FINANCIAL PLANNER™
The American College
ChFC®, Chartered Financial Consultant
The American College
CLU, Chartered Life Underwriter
College for Financial Planning
AAMS®, Accredited Asset Management SpecialistSM
Ameriprise Financial Services, Inc. October 1983 - Present
Education
College for Financial Planning 1983 — 1984
Certified Financial Planner, Financial Planning and Services
Gustavus 1975 — 1979
Bachelor of Arts (B.A.), Social Studie
waterville elysian morristown high school 1972 — 1975
diploma, general