Ameriprise Financial Services, Inc.
Industry: Financial services company
DescriptionAmeriprise Financial, Inc. is an American diversified financial services company. Ameriprise Financial engages in business through its subsidiaries, providing financial planning, products and services, including wealth management, asset management, insurance, annuities, and estate planning. Headquarters: Minneapolis, Minnesota, United States Assets under management: 897 billion USD (2017) Number of employees: ~13,000 (December 2017) Subsidiaries: Ameriprise Auto & Home Insurance, RiverSource,
Ameriprise Financial Services, Inc. List of Employees There's an exhaustive list of past and present employees! Get comprehensive information on the number of employees at Ameriprise Financial Services, Inc.. You can filter them based on skills, years of employment, job, education, department, and prior employment.
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Ameriprise Financial Services, Inc. Employees
Ameriprise Financial Services, Inc. April 2014 - Present
Law Office of Patrick Shanley July 2011 - June 2013
Bernson & Burnham, PLLC; Burnham & Associates, Attorneys at Law June 2008 - July 2011
Syracuse University College of Law August 2009 - May 2010
Sectra North America June 2006 - January 2008
Education
Syracuse University College of Law 2007 — 2010
Juris Doctor
Sacred Heart University, John F. Welch College of Business 2004 — 2007
Bachelor of Science
St. John's Prep
Ameriprise Financial Services, Inc. June 1998 - Present
The National Faculty (Emory University) September 1991 - May 1998
General Electric May 1988 - June 1991
Education
Syracuse University 1984 — 1988
BA, Economics
Kauffman Advisory Group September 2015 - Present
Kauffman Advisory Group March 2015 - August 2015
Fulton Financial Corporation November 2013 - March 2015
Fulton Financial Corporation December 2010 - October 2013
Fulton Financial Corporation August 2009 - November 2010
JPMorgan Chase May 2008 - August 2008
Ameriprise Financial Services, Inc. May 2007 - August 2007
U.S. Department of Education June 2006 - August 2006
Education
Susquehanna University 2005 — 2009
Bachelor of Science (BS), Economics, Finance, Summa Cum Laude
Humana July 2014 - Present
Humana February 2013 - July 2014
Ameriprise Financial Services, Inc. August 2011 - February 2013
Wells Fargo Advisors September 2010 - July 2011
UBS May 2010 - September 2010
Skills
Strategic Financial..., Financial Analysis, Financial Modeling, Retirement Planning, Morningstar, Uniform Combined State..., Investments, Bloomberg, Portfolio Management, Thompson One, Mutual Funds, Asset Allocation, Bloomberg Terminal, Equities, ETFs, Financial Statement..., Retirement, Series 63, Wealth Management, Valuation, Sports
Education
Stetson University College of Law 2015 — 2019
Juris Doctor
University of Louisville 2011 — 2013
MBA, Finance
University of South Florida - College of Business Administration 2007 — 2011
BA, Finance
Ameriprise Financial Services, Inc. December 1996 - Present
Education
State University of New York College at Geneseo
BA, Business/Corporate Communications
Ameriprise Financial Services, Inc. 2014 - Present
KPMG July 2014 - November 2014
KPMG March 2014 - September 2014
KPMG August 2012 - June 2014
Grand Circle Corporation April 2011 - August 2012
KPMG Audit January 2011 - April 2011
Salem State University July 2009 - February 2011
Putnam Investments December 2009 - May 2010
Salem State University January 2009 - August 2009
Putnam Investments January 2009 - July 2009
Education
Salem State University 2012 — 2012
Masters of Business Administration, Financial Planning
Salem State University 2008 — 2010
2010 Bachelor of Science, Business Administration; Accounting, Cum Laude
SUNY Canton 2007 — 2008
Business Administration and Management, General
Evercore August 2015 - Present
Evercore June 2014 - August 2014
Renaissance Technologies LLC October 2011 - April 2013
OppenheimerFunds June 2010 - July 2011
Ameriprise Financial Services, Inc. January 2007 - June 2010
Skills
Completed Level 1 of..., Investments, Leadership, Portfolio Management, Wealth Management, Financial Modeling, Financial Analysis, Valuation, Mergers
Education
University of Pennsylvania - The Wharton School 2013 — 2015
MBA, Finance, Accounting, Entrepreneurial Management
Stony Brook University 2003 — 2006
B.S., Business Management
Escape Room Virginia Beach April 2015 - Present
Virginia Financial Planning March 2010 - Present
SagePoint Financial June 2011 - Present
Yelp.com January 2012 - Present
Ameriprise Financial Services, Inc. April 2005 - March 2010
Skills
Retirement Planning, Certified Financial..., Retirement Plan..., Alternative Investments, Small Business, Strategic Financial..., Investments, Estate Planning, Business Strategy, Disability Insurance, Life & Health Insurance..., Qualified Retirement..., Asset Management, Asset Allocation, Asset Protection, Investment Strategies, Real Estate Investment..., Business Development, Social Media Marketing
Education
Old Dominion University - College of Business and Public Administration 2007 — 2008
Professional Financial Planner, CERTIFIED FINANCIAL PLANNER™ Certification Education Program
Strome College of Business 2001 — 2005
Bachelor of Science in Business Administration, Major: Management, Minors: Finance and Marketing
Emond, Berger and Associates, an Ameriprise Private Wealth Advisory Practice September 1990 - Present
Ameriprise Financial Services, Inc. September 1990 - August 1999
Education
Stonehill College 1986 — 1990
BSBA, Finance, Economics
Ameriprise Financial Services, Inc. March 1997 - Present
Education
State University of New York College at Buffalo 1992 — 1997
royalton hartland
Ameriprise Financial Services, Inc. August 2012 - Present
Citizens, Inc March 2009 - May 2013
Skills
Microsoft Excel, Customer Service, Accounting, Teaching, Strategic Financial..., Finance, Investments, Strategic Planning, Retirement Planning, Financial Services, Financial Analysis, Sales Management
Education
Tarleton State University 1998 — 2003
Master of Business Administration (MBA)
Ameriprise Financial Services, Inc. May 2009 - Present
UBS March 1999 - April 2009
UBS February 1998 - March 1999
Smith Barney January 1994 - January 1998
Education
State University of New York College at Potsdam 1984 — 1988
Bachelor of Arts (B.A.), Economics
Ameriprise Financial Services, Inc. July 2012 - March 2014
University Medical Center January 2009 - July 2010
HSBC CRS Las Vegas February 2004 - November 2008
HSBC Card & Retail Services February 2004 - September 2007
State of Nevada July 1998 - September 2001
Skills
Workshop Facilitation, Team Building, Onboarding, Process Improvement, Organizational..., Talent Management, Human Resources, Talent Acquisition, Performance Management, Change Management, Recruiting, Leadership Development, Coaching, Culture Change, Employee Engagement, Employee Relations, Training, Executive Coaching, Training Delivery, Employee Training, Personnel Management, Interviews, Staff Development, HR Consulting, Team Leadership, Management, Management Consulting, Succession Planning, Strategy, Instructional Design, Vendor Management, Leadership, Organizational..., Business Process..., Personal Development, Sourcing
Education
State University of New York Empire State College 1973 — 1976
Ameriprise Financial Services, Inc. November 2010 - Present
Morgan Stanley Smith Barney October 2000 - November 2009
Education
SUNY Oswego 1981 — 1985
Bachelor of Science (B.S.)
Ameriprise Financial November 1997 - Present
Ameriprise Financial Services, Inc. November 1997 - Present
Continental Brokerage Inc August 1996 - October 1997
Tucker Athoney/ John Hancock August 1992 - August 1996
Skills
Finance, Financial Advisory, Securities, Estate Planning, Retirement Planning, Mutual Funds, Investments, Financial Services, Series 7, Asset Allocation, Insurance, Legal Research
Education
State University of New York College at Plattsburgh 1982 — 1985
BA, Philosophy
TD Ameritrade September 2013 - Present
ING Financial Partners March 2010 - September 2013
ING Financial Advisers July 2008 - March 2010
Ameriprise Financial Services, Inc. September 2006 - January 2008
Skills
Series 7, Series 66, Series 24, Series 53, Life & Health Insurance..., Retirement Planning, Investments
Education
Stonehill College 2002 — 2006
Bachelor, Economics
Ameriprise Financial Services, Inc. July 2010 - Present
Janney Montgomery Scott 2007 - 2010
Oppenheimer & Co. 2003 - 2007
Education
State University of New York College at Brockport 1976 — 1980
Bachelor of Science (B.S.), Finance, General
Ameriprise Financial Services, Inc. January 2014 - Present
LPL Financial/First Western Securities Inc. September 2004 - January 2014
ING 2001 - 2004
Merrill Lynch 1999 - 2001
Education
Texas A&M University School of Law 1997 — 1998
Law
Stephen F. Austin State University 1995 — 1997
BBA, Finance
Texas A&M University 1992 — 1995
Architecture-Business
Martin High School 1989 — 1992
Ameriprise Financial Services, Inc. August 2000 - Present
Education
Stephen F. Austin State University 1985 — 1991
Bachelor of Business Administration (BBA), Business Administration and Management, General
DCS Limited LLC January 2010 - November 2013
RC Enterprises LLC May 2009 - October 2012
Downeast Financial Group December 2008 - May 2009
Ameriprise Financial Services, Inc. October 2005 - December 2008
Skills
Sales, Marketing, Entrepreneurship, Management, Financial Services, Presentations, Small Business, Community Outreach, Music, Event Management
Education
Susquehanna University 2001 — 2005
Bachelor of Science (BS), Business Administration and Marketing
Lewiston High School 1996 — 2000
Sterling Manor Financial, LLC April 2006 - Present
Ameriprise Financial Services, Inc. November 2004 - March 2006
Caldwell Banker May 2001 - October 2004
Skills
Estate Planning, Investments, Disability Insurance, Long Term Care Insurance, Life Insurance, Strategic Financial..., 529 Plans
Education
State University of New York College at Plattsburgh 1998 — 2001
Business, Management, Marketing, and Related Support Services
Ameriprise Financial Services, Inc. 1995 - Present
American Express Financial Advisors 1990 - 1995
Education
Nelson A. Rockefeller College of Public Affairs and Policy 1984 — 1987
M.P.A., Public Administration
Richard Stockton College of New Jersey 1980 — 1984
B.A., Political Science
Ameriprise Financial Services, Inc. July 2010 - Present
Morgan Stanley April 1989 - July 2010
Education
State University of New York at New Paltz 1984 — 1986
United States Coast Guard Academy 1981 — 1983
Ameriprise Financial September 1984 - Present
Ameriprise Financial Services, Inc. September 1984 - Present
Education
State University of New York College at Buffalo 1979 — 1983
Bachelors, Consumer Behavior
Securitas Security Services April 2015 - Present
Ameriprise Financial Services, Inc. March 2014 - January 2015
Snider-Blake Personnel July 2011 - December 2013
Todays Office Professionals an SFN Company May 2009 - August 2011
Dawson Resources 2007 - 2009
Express Employment Professionals 2003 - 2006
Skills
Employee Counseling, Professional Networking, Interviewing Skills, Contract Recruitment, Sales Management, Sales, Exit Interviews, Interviews, Internet Recruiting, Strategic Planning, Applicant Tracking..., Taleo, Kronos, Kronos Timekeeping, Staff Supervision, Light Industrial, Social Media Marketing, Problem Solving, Employee Benefits, Staff Retention, Corporate Recruiting, High Volume Staffing, Client Liaison, Client Development, Onboarding, New Hire Orientations, Employee Orientations, New Business Development, Business Development, Recruiting, Staffing Services, Temporary Placement, Temporary Staffing, Sourcing, Human Resources, Talent Acquisition, Job Fairs, Cold Calling, Permanent Placement, Account Management, Customer Service, Lead Generation, Recruitment Advertising, Screening, Screening Resumes, Interview Preparation, Building Relationships, Time Management, Behavioral Interviewing, Customer Retention
Education
State University of New York College of Agriculture and Technology at Morrisville
Morrisville State
Ameriprise Financial Services, Inc. February 2009 - Present
Citi Smith Barney August 1998 - February 2009
Citi August 1998 - February 2009
Education
State University of New York College at Buffalo 1991 — 1993
Archbishop Stepinac H.S. 1996 — 2000
Yes, Education
GEICO July 2015 - Present
GEICO January 2014 - June 2015
The Walt Disney Company June 2013 - January 2014
Ameriprise Financial Services, Inc. January 2013 - May 2013
New York Jets July 2012 - August 2012
Skills
Microsoft Excel, Microsoft Word, Business Analysis, Customer Service, PowerPoint, Sales, Sports Management, Social Media Marketing, Event Management, Advertising, Analysis, Finance, Insurance, Investments
Education
State University of New York College at Cortland 2009 — 2013
Bachelor of Science (BS), Business/Managerial Economics, 3.79 Overall G.P.A
Saratoga Springs High School
Ameriprise Financial Services, Inc. October 2009 - Present
Education
SUNY Cortland 1973 — 1977
Bachelor of Arts (B.A.)
DKG Financial June 2009 - Present
Ameriprise Financial Services, Inc. 2004 - 2009
The Architectural Team, Inc. 2000 - 2003
Education
Syracuse University 1995 — 2000
B.Arch (cum laude)
Syracuse University Study Abroad Program (Florence, Italy)
Merrimack High School (NH) 1991 — 1995
National Honor Society (cum laude)
Institute of Business & Finance
CFS (Certified Fund Specialist)
Ameriprise Financial Services, Inc. April 2014 - Present
Hoppess & Williams Financial Group at Wells Fargo Advisors,LLC May 2007 - March 2014
Smith Barney March 2006 - May 2007
A.G. Edwards & Sons, Inc. February 2002 - March 2006
A.G. Edwards & Sons, Inc. December 1994 - February 2002
Education
Stephen F. Austin State University 1985 — 1989
Bachelor of Arts, Political Science and Communications
Sherman High School
T-Mobile July 2013 - Present
Vitamin World July 2009 - July 2013
Ameriprise Financial Services, Inc. December 2008 - April 2009
EXPRESS September 2006 - November 2008
Lucky Brand February 2005 - September 2006
American Eagle Outfitters April 2001 - January 2005
Abercrombie & Fitch September 1999 - April 2001
Education
Suffolk University
Hopster's April 2013 - Present
Ameriprise Financial Services, Inc. October 2011 - June 2012
Liberty Mutual Insurance July 2011 - November 2011
Reebok April 2011 - June 2011
JOHN HANCOCK FINANCIAL SERVICES January 2007 - February 2011
Vinfen Corporation 2004 - 2007
UMASS MEMORIAL HEALTH SYSTEM 2003 - 2004
SYNECTICS 2002 - 2003
LUCENT TECHNOLOGIES January 1999 - January 2001
COMPUTER MANAGEMENT SCIENCES January 1996 - January 1999
Skills
Employee Engagement, Performance Management, Instructional Design, MBTI, Photoshop, InDesign, Illustrator, 3D Studio Max, Situational Leadership, Executive Coaching, Organizational Design, Onboarding
Education
Suffolk University 2002 — 2003
MS, Adult & Organizational Learning
University of Greenwich 1992 — 1994
B.A. Business Administration, Human Resource Management
Ameriprise Financial October 1996 - Present
Ameriprise Financial Services, Inc. 1996 - 2013
Education
State University of New York College at Oswego
BS, Education
JPMorgan Chase September 2011 - Present
JP Morgan Chase September 2009 - September 2011
Ameriprise Financial Services, Inc. May 2008 - June 2009
Education
State University of New York at New Paltz 2003 — 2007
Bachelor, Finance
www.hannahmadigan.com 2010 - Present
Ethan Allen Biathlon Club October 2010 - Present
Ameriprise Financial Services, Inc. 2012 - Present
Vermont Nanny Connection October 2010 - Present
Art From The Heart August 2011 - March 2012
Making Music Magazine September 2010 - September 2010
Syracuse Poster Project May 2010 - May 2010
Skills
Illustration, Painting, Drawing, Art, Graphic Design, Microsoft Office, Adobe Creative Suite, Wheel Throwing, Cake Decorating, Social Media
Education
Syracuse University 2006 — 2010
Bachelor of Fine Arts, Illustration
Craftsbury Academy 2002 — 2006
Ameriprise Financial Services, Inc. September 2002 - Present
Education
Suffolk University Law School 1976 — 1979
JD, Real Estate, Securities law, and Taxation
The Tuck School of Business at Dartmouth 1966 — 1968
MBA, Finance and Tax
University of Maine 1961 — 1966
BA, English
Ameriprise Financial Services, Inc. August 2011 - Present
Ameriprise Financial Services, Inc. April 2011 - August 2011
Ameriprise Financial Services, Inc. April 2008 - April 2011
Education
Stetson University 1995 — 1997
Bachelor of Science (B.S.)
Ameriprise Financial Services, Inc. July 2011 - Present
United States Marine Corps May 1982 - January 1992
Education
Chelmsford High School
Suffolk University Law School
Juris Doctorate
Villanova University
B.A., Economics
Webster University
M.A., Business Administration and Management, General
Ameriprise Financial Services, Inc. December 2009 - Present
Ameriprise Financial December 2009 - December 2011
Johnson & Johnson July 2007 - April 2009
Education
State University of New York College at Buffalo 2002 — 2007
B.S., Psychology and Chemistry
Ameriprise Financial Services, Inc. August 1985 - Present
Education
Stonehill College 1974 — 1978
BA, Liberal Arts, magna cum laude
MassMutual Greater Richmond 2009 - Present
Ameriprise Financial Services, Inc. 2004 - May 2009
Ameriprise Financial May 2004 - October 2005
Skills
Finance, Securities, Sales, Series 7, Retirement Planning, Wealth Management, Mutual Funds, Retirement, Fixed Annuities, Strategic Financial..., Investments, Disability Insurance, Leadership, Financial Services, Life Insurance
Education
State University of New York College at Cortland 1999 — 2003
Bachelors, Business Economics
University of the Sunshine Coast 2001 — 2001
Business Economics, Finance
Bodwell High School September 2013 - Present
Mansfield Independent School District August 2009 - April 2013
Ameriprise Financial Services, Inc. July 2007 - April 2013
Tarrant County Community College July 2012 - March 2013
Mansfield Independent School District February 2009 - August 2009
The University of Texas at Arlington January 2006 - May 2006
Arlington Independent School District August 2001 - January 2006
Arlington Independent School District September 2003 - May 2005
Arlington Independent School District August 1999 - August 2001
Arlington Independent School District August 1991 - August 1999
Skills
Microsoft Office, Microsoft Excel, Microsoft Word, Customer Service, PowerPoint, English, Research, Windows, Outlook, Photoshop, Teaching, HTML, Public Speaking, Budgets, Strategic Planning, Editing
Education
The University of Texas at Arlington 1999 — 2001
Master's of Educational Administration and Leadership, Educational Administration; Principalship and Mid-Management, EC-12
The University of Texas at Dallas 1989 — 1991
Teacher Certification - Secondary (6-12), English, ESL, History, Language Arts
Stephen F. Austin State University 1981 — 1986
B.A., English and Psychology
Ameriprise Financial Services, Inc. July 1997 - Present
Ameriprise Financial 1997 - Present
Education
Syracuse University 1990 — 1992
MBA, Finance and Marketing
University of Massachusetts, Amherst 1984 — 1986
B.A., Marketing
Ameriprise Financial Services, Inc. July 1997 - Present
Skills
Financial Planning, Retirement Planning, Estate Planning, Protection..., Wealth Management, Education, College Savings Plans
Education
Syracuse University 1990 — 1992
Master of Business Administration (MBA), Finance and Marketing
University of Massachusetts, Amherst 1984 — 1986
Bachelor of Business Administration (BBA), Marketing
Ameriprise Financial Services, Inc. December 1998 - Present
Education
State University of New York at New Paltz 1993 — 1997
Roslyn High School
Ameriprise Financial Services, Inc. 1985 - Present
Education
State University of New York College at Plattsburgh
B.A.
Ameriprise Financial Services, Inc. October 1998 - Present
Education
US Coast Guard Academy 1989 — 1993
Tarleton State University 1988 — 1989
Ameriprise Financial Services, Inc. August 2007 - Present
Education
State University of New York at Buffalo 2005 — 2007
B.S., Business Administration, Paralegal Certificate & concentration in Computer Applications & Networking
State University of New York at Buffalo - School of Management 2005 — 2007
Bachelor of Science (BS), Business Administration
Ameriprise Financial Services, Inc. November 2011 - Present
Edward Jones September 2007 - February 2011
LPL Financial October 2005 - September 2007
AXA Advisors August 2003 - October 2005
Key Bank December 1969 - March 1997
Skills
Leadership, Public Speaking, Finance, Microsoft Office, Investments, Management, Insurance, Retirement Planning, Wealth Management, Financial Planning
Education
Kaplan-Schweser College 2012 — 2013
CFP Candidate
The American College 2009 — 2009
AAMS, Finance and Financial Management Services
State University of New York College at Oneonta 1986 — 1991
Bachelor's degree, Business and Economics
Syracuse University September 2012 - Present
Syracuse Food Services September 2012 - Present
Caraluzzi's September 2008 - Present
5 North Inc. May 2015 - July 2015
Deposit a Gift January 2015 - May 2015
Ameriprise Financial Services, Inc. January 2015 - May 2015
Skills
Microsoft Office, Social Media, Research, PowerPoint, Public Speaking, Microsoft Excel, Microsoft Word, Customer Service, Photoshop, Event Planning
Education
Syracuse University 2012 — 2016
Bachelor of Business Administration (BBA), Marketing, Junior
Wilton High School 2008 — 2012
Nikken International, Inc. July 2015 - Present
XanGo Independent Distributor December 2006 - Present
KT1, LLC May 2014 - September 2014
Trust Advisory Group/Advisory Equity Services April 2014 - July 2014
KLEOSSUM, inc October 2011 - April 2014
Ameriprise Financial Services, Inc. 2004 - 2008
Skills
Coaching, Team Building, Management Consulting, Strategy, Process Improvement, PMO, Program Management, Business Analysis, Public Speaking, Sales, Marketing, Marketing Strategy, Management, Customer Service, Leadership, Strategic Planning, Business Process..., Change Management, Organizational Design, Performance Improvement, Consulting
Education
Suffolk University - Sawyer School of Management 1999 — 2002
Bachelor of Science (B.S.), Business Administration and Management, General
Chapin International January 2010 - July 2014
Ameriprise Financial Services, Inc. May 2008 - July 2008
Skills
Microsoft Office, Excel, Word, PowerPoint, ERP
Education
Yale University - Yale School of Management 2014 — 2016
Master of Business Administration (MBA)
Syracuse University 2006 — 2010
BS, Supply Chain Management & Finance, 3.67
Syracuse University 2006 — 2010
BS, Public Relations, 3.67
Ameriprise Financial Services, Inc. June 2013 - Present
Paychex July 2010 - June 2013
Paychex July 2009 - July 2010
Paychex February 2008 - July 2009
Best Buy 2006 - 2008
Best Buy 2006 - 2008
Best Buy 2003 - 2006
Education
State University of New York College at Brockport 2003 — 2006
Bachelor, Finance
JP Morgan Chase Bank, N.A. April 2012 - Present
AXA Advisors May 2009 - March 2012
National Network of Accountants May 2009 - February 2010
Ameriprise Financial Services, Inc. November 1998 - May 2009
Education
Towson University 1993 — 1995
BS, Sport Management
Suffolk County Community College 1989 — 1994
Ameriprise Financial Services, Inc. January 2013 - Present
TransPerfect September 2012 - November 2012
Ultimate Parking LLC. June 2006 - August 2012
Education
Suffolk University
B.A. in Business Administration, Entrepreneurial Studies
Self Employed August 2010 - Present
Villanova University January 2010 - May 2012
TD Ameritrade February 2008 - February 2010
Ameriprise Financial Services, Inc. May 2006 - January 2008
Skills
Investment Strategies, Securities, Investments, Strategic Financial..., Equities, Portfolio Management, Asset Managment, Financial Markets, Asset Allocation, Mutual Funds, Series 7, Series 66, Financial Analysis, Asset Management
Education
Villanova University 2010 — 2012
MBA, Finance & Strategic Management
Susquehanna University 2002 — 2006
Business Administration, Marketing & Finance
Financial Industry Regulatory Authority May 2013 - Present
Fidelity Investments May 2012 - January 2013
Ameriprise Financial Services, Inc. March 2010 - March 2012
Skills
Excel, PowerPoint, Customer Relations, Customer Service, Teamwork, Financial Reporting, Database Analysis, Research, Portfolio Management, Mac/PC proficient, Open Minded, Employee Loyalty, Compliance, Compliance Testing, Microsoft Excel, GRC
Education
Suffolk University 2009 — 2013
Finance
Weymouth High School 2005 — 2009
Ameriprise Financial Services, Inc. October 1997 - Present
Education
The American College
Suffolk County Community College
Institute of Business and Finance
Master of Science in Financial Services
Ameriprise Financial Services, Inc. March 2014 - Present
Prime Therapeutics April 2013 - December 2013
Schnieder Electric October 2012 - March 2013
Aviva USA May 2012 - August 2012
Skills
Quality Assurance, Manual Testing, Test Automation, SDLC, Requirements Gathering, Quality Center, Agile Methodologies, Requirements Analysis, Test Cases, User Acceptance Testing, QTP, Test Planning, Regression Testing, Selenium, Share Point, Oracle, SQL, Visio
Education
Symbiosis institute of Management Studies 2008 — 2010
Master of Business Administration (MBA), A
DAVV 2003 — 2006
Bachelor of Commerce (BCom), Commerce
Cielo Private Equity Funds September 2012 - July 2015
E. Wolfgang Niedert & Associates July 2006 - September 2012
Ameriprise Financial Services, Inc. March 2001 - July 2006
Skills
Strategic Planning, Political Consulting, Real Estate Development, Strategic Financial..., Public Speaking, Investments, Fundraising, Wealth Management, Retirement Planning, Account Management, Business Strategy, Private Equity, Finance, Venture Capital, Due Diligence, Mergers & Acquisitions, Valuation
Education
The University of Texas 2003 — 2005
Professional Certification, Financial Planner
The University of Texas at Austin 1996 — 1998
B.A., Government
Stetson University 1994 — 1996
Economics
Universidad de Salamanca 1994 — 1994
Espanol
Ameriprise Financial 1995 - Present
Ameriprise Financial Services, Inc. 1995 - Present
Education
Stockton University
Ameriprise Financial Services, Inc. May 2009 - Present
Smith Barney February 1991 - May 2009
Smith Barney 1991 - 2009
Skills
Insurance, Financial Services, Equities, Wealth, Investments, Fixed Income, Business Development, Investment Strategies, Life Insurance, Asset Allocation, Relationship Management, Retirement Planning, Wealth Management, Strategic Financial..., Retirement, Portfolio Management, Banking, Derivatives, Asset Management, Salesforce.com, Investment Advisory, Mutual Funds, Securities, Alternative Investments, Series 63, 401k, Risk Management, Tax, Vendor Management, Financial Analysis, Finance, Uniform Combined State..., Customer Service, SDLC, Hedge Funds, Wealth Management..., Series 7, Process Improvement, Estate Planning, Public Speaking, Business Analysis, Due Diligence, Financial Advisory, Financial Planning
Education
Susquehanna University 1986 — 1990
BA, English/Business
Ameriprise Financial Services, Inc. October 2002 - Present
NetworkOSS 2000 - 2001
ABB Simcon 1989 - 2000
Stone & Webster 1977 - 1988
Leeds and Northrup 1968 - 1973
Leeds and Northrup 1968 - 1973
Education
Stevens Institute of Technology 1976 — 1979
M.M.S., Management -- Major in Economics
Stevens Institute of Technology 1964 — 1968
B.E., Engineering
Nutley High School 1960 — 1964
Ameriprise Financial Services, Inc. October 2013 - Present
YMCA of the Greater Twin Cities March 2012 - Present
Parker Dance and Fitness November 2011 - Present
Analysts International Corporation March 2012 - March 2013
Ceridian August 2010 - January 2012
Ameriprise Financial Services, Inc. October 2007 - June 2010
Ameriprise Financial Services, Inc. June 2008 - March 2009
Ameriprise Financial October 2007 - September 2008
Unisys Corporation September 2006 - September 2007
Unisys September 2006 - September 2007
Skills
ITIL, Change Management, Documentation, Process Engineering, Disaster Recovery, Agile Project Management, Release Management, Software Documentation, Project Management, Windows Server, Visio, Project Planning, SharePoint, Organization, Communication, Internal Communications, Process Improvement, Business Analysis, SDLC, Requirements Gathering, IT Service Management, Information Technology, Outsourcing, Leadership, Management, Enterprise Software, Product Management, Vendor Management, IT Strategy, Risk Management, Training, PMP, Software Project..., Business Process, IT Management, Project Portfolio..., Requirements Analysis, System Deployment, MS Project
Education
Tarleton State University 1993 — 1997
Bachelor of Science, Computer Information Systems
Ameriprise Financial Services, Inc. May 1981 - Present
USCI, a division of CR Bard 1978 - 1980
Education
Suffolk University
Masters of Business Administration
University of Missouri-Columbia, College of Business 1972 — 1977
BSBA, Business
Ameriprise Financial Services, Inc. September 2014 - Present
QFS Quest Financial Services March 2009 - September 2014
Education
State University of New York at New Paltz
Business Administration and Management, General
M&T Bank July 2015 - Present
EJ Sterling December 2014 - January 2015
Ameriprise Financial Services, Inc. June 2014 - November 2014
Baileys Cafe May 2012 - August 2014
NBT Bank May 2014 - June 2014
McDonald's Corporation May 2011 - May 2014
Skidmore College November 2011 - April 2012
Skills
Microsoft Excel, Higher Education, Bloomberg Certified, PowerPoint, Public Speaking, Microsoft Office, Whitman Business Plan..., Microsoft Word, Social Media, Facebook, Photoshop, Statistics, Data Analysis, Minitab, ThomsonOne, Morningstar, NaviPlan
Education
Syracuse University 2012 — 2015
Bachelor of Applied Science (B.A.Sc.), Banking, Corporate, Finance, and Securities Law, Junior
University of North Carolina at Wilmington 2011 — 2012
Bachelor's degree, Finance and Financial Management Services, 3.8/4.0
Ameriprise Financial Services, Inc. November 1991 - Present
Education
Suffolk University 1974 — 1978
Bachelor of Science (BS), Marketing/Marketing Management, General
Ameriprise Financial Services, Inc. March 1993 - Present
Morgan Stanley August 1989 - November 1992
Education
State University of New York College at Oneonta 1987 — 1989
Bachelor of Science (BS), Economics
Magnett LLC May 2009 - Present
Merrill Corporation April 2015 - September 2015
MoneyGram International June 2014 - March 2015
Allianz Life May 2013 - August 2013
MoneyGram International September 2010 - November 2012
Contata January 2010 - August 2010
bswing May 2009 - January 2010
Ameriprise Financial November 2007 - May 2009
Ameriprise Financial Services, Inc. January 2003 - October 2007
American Express Financial Advisors January 2000 - January 2003
Skills
Business Analysis, Financial Services, Process Improvement, Strategic Partnerships, Executive Coaching, New Business Development, Strategic Planning, Operations Management, Operational Excellence, Small Business, Customer Experience, Leadership Development, Road Maps, Management Consulting, Leadership, Operational Planning, Program Management, Project Portfolio...
Education
Stony Brook University 1979 — 1981
B.S., Computer Science, Applied Mathematics
Ameriprise Financial Services, Inc. August 1998 - Present
Education
Stony Brook University
Bachelor of Arts (BA)
Stuyvesant High School
Southwestern Advisory Group, a financial advisory practice of Ameriprise Financial Services, Inc. November 2011 - Present
Ameriprise Financial Services, Inc. November 2011 - Present
Parks and Associates, a financial advisory practice of Ameriprise Financial Services, Inc. January 2006 - November 2011
Mamantov and Associates, a financial advisory practice of Ameriprise Financial Services, Inc. March 2005 - December 2005
Lumberjack Lawn March 2004 - December 2004
Cooper Service Center August 2002 - May 2003
Stephenville Parks and Recreation Department May 2002 - July 2002
Boy Scouts of America June 2001 - July 2001
Boy Scouts of America June 2000 - July 2000
Education
Texas Tech University 2004 — 2007
Agricultural Economics
Stephen F. Austin State University 2003 — 2004
Agricultural Economics
Stephenville High School 1999 — 2003
Ameriprise Financial Services, Inc. June 2005 - Present
Power Insurance/ANPAC May 1998 - September 2013
Ameriprise Financial Services, Inc. June 2005 - June 2009
Bristol West Insurance Group 1999 - 2005
Scottsdale Insurance Company April 1996 - May 1999
Kemper Insurance January 1993 - March 1996
The Robert Plan Corp & Empire Mutual Ins. Co. April 1990 - March 1993
Skills
Claim, Claims Management, Insurance, Management, General Insurance, Liability, Property & Casualty..., Auditing, Casualty, Umbrella Insurance, Health Insurance, Commercial Lines, Subrogation, Legal Liability, Casualty Insurance, Commercial Insurance
Education
State University of New York College at Brockport 1988 — 1990
BS, Double Major: Criminal Justice/Political Science
Ameriprise Financial Services, Inc. January 1998 - Present
Education
The Metropolitian State College of Denver
Certificate in Financial Planning
University of California, Santa Barbara
Professional Certificate in Financial Planning
Sul Ross State University
Masters, Education
Trinity University 1969 — 1973
BA, Education
Ameriprise Financial Services, Inc. September 2015 - Present
The Guardian Life Insurance Company of America February 2013 - February 2015
Guardian Life Insurance July 2006 - February 2013
John Hancock October 2004 - July 2006
MetLife Broker Dealer Group February 2003 - October 2004
FundQuest Inc 2000 - 2002
New England Life Brokerage 1995 - 2000
Skills
Leadership, Recruiting, Management, Relationship Management, Business Networking, Insurance, Marketing Strategy, Distribution Strategies, Brand Development, Training, Marketing, Strategy, Life Brokerage, Growing Revenue, Professional Networking, Experience in Career..., Institutional Sales, Business Coaching, Financial Services, Sales, Life Insurance, Strategic Planning, Sales Management, Negotiation, Business Development, Relationship Building
Education
Suffolk University
Ameriprise Financial Services, Inc. May 2009 - Present
Citi Smith Barney January 1986 - May 2009
Education
Stephen F. Austin State University 1966 — 1970
BBA, Business - Economics
Ameriprise Financial Services, Inc. October 1995 - Present
Education
State University of New York College at Oneonta 1977 — 1979
Bachelor of Science (B.S.), Economics & Accounting
Curtis High School 1971 — 1974
Regents Deploma, Economics
Northwestern Mutual July 2015 - Present
Ameriprise Financial Services, Inc. February 2015 - July 2015
County North Children's Center January 2015 - February 2015
Relin, Goldstein & Crane LLP May 2014 - July 2014
Auxiliary Services at Pathfinder Dining Hall May 2013 - May 2014
Town Of Camillus Parks & Recreation June 2008 - March 2014
Skills
Microsoft Office, Customer Service, Microsoft Excel, Management, Microsoft Word, PowerPoint, Public Speaking, Research, Leadership
Education
SUNY Oswego 2010 — 2014
Bachelor of Arts (B.A.), Public Justice, History
Jackson & Pan A financial advisory practice of Ameriprise Financial Services, Inc August 2005 - Present
Ameriprise Financial Services, Inc. 2007 - 2008
7-Eleven June 1997 - February 2000
Education
Suffolk University - Sawyer Business School 2003 — 2004
MBA, Marketing
Bangkok University 1993 — 1997
BBA, 1997, Management
Cotton & Company LLP June 2015 - Present
Ruchman and Associates, Inc., Drug Enforcement Administration October 2013 - June 2015
Move More Fitness February 2013 - October 2013
Ameriprise Financial Services, Inc. 2007 - 2009
Skills
Bookkeeping, Accounts Payable, Accounts Receivable, Cost Accounting, Cost Management, Microsoft Excel, Peachtree, QuickBooks, Quicken, Microsoft Office, Operations Management, Financial Analysis, Financial Reporting, Financial Accounting, Government Accounting, Finance
Education
Strayer University (VA) 2010 — 2014
Bachelors of Science, Accounting
Strayer University
Bachelor of Science (BS), Accounting
Raymond James Financial Inc. January 2015 - Present
J.P. Morgan March 2010 - January 2015
J.P. Morgan March 2008 - March 2010
Bear Stearns & Company August 2007 - March 2008
Ameriprise Financial Services, Inc. July 2006 - August 2007
Education
Syracuse University 2002 — 2006
Bachelor's Degree, History
Catholic Memorial
Catholic Memorial
BESTPASS, Inc. December 2014 - Present
BESTPASS, Inc. August 2014 - December 2014
Ameriprise Financial Services, Inc. March 2009 - August 2014
Travelers August 2006 - March 2009
Skills
Customer Service, Insurance, Term Life Insurance, Permanent Life Insurance, Phone Etiquette, Customer Satisfaction, Customer Retention, Property & Casualty..., Escalation Resolution, Microsoft Office, Life Insurance, Leadership, Time Management, Training, Underwriting, Client Correspondence, NY Regulation 60, Recruiting, Management, Account Management
Education
Adirondack Community College
Ameriprise Financial Services, Inc. February 2015 - May 2015
The Delta Chi Fraternity, Inc. February 2013 - April 2015
Greenfield Cemetery June 2014 - September 2014
General Theological Seminary May 2013 - September 2013
Skills
Microsoft Office, Microsoft Excel, Public Speaking, Microsoft Word, PowerPoint, Teamwork, Time Management
Education
SUNY Cortland 2012 — 2015
Bachelor of Applied Science (BASc), Business/Managerial Economics, Minor Sociology, Minor in Political Science
St.Francis Preparatory High School 2006 — 2010
Ameriprise Financial Services, Inc. August 2014 - Present
Warner Chilcott August 2012 - February 2014
GlaxoSmithKline August 2011 - December 2011
Education
State University of New York College at Buffalo 2008 — 2011
Bachelor of Science
St. Joseph Collegiate Inst. 2002 — 2005
Royal Canin January 2014 - Present
Citi September 2011 - January 2014
Enterprise Rent-A-Car May 2011 - September 2011
Capital One May 2008 - May 2011
Ameriprise Financial Services, Inc. July 2007 - December 2007
Skills
Consumer Lending, Credit, Small Business Lending, Loans, Banking, Credit Analysis, Lines Of Credit, Mortgage Lending, Commercial Lending, Cross Selling, Commercial Banking, Retail Banking, Series 6, Loan Origination, Underwriting, Mortgage Banking, Financial Analysis, Deposits, Branch Management, Branch Banking, Credit Cards, Strategic Financial...
Education
SUNY Albany 2005 — 2007
Bachelor of Arts (BA), Political Science and Government
Suffolk County Community College 2003 — 2004
Associate of Science (AS), Criminal Justice/Police Science
American Century Investments July 2015 - Present
Ameriprise Financial Services, Inc. September 2014 - July 2015
Chevrolet of Huntington July 2014 - September 2014
Jackson's Restaurant June 2007 - July 2014
SUNY Geneseo April 2012 - May 2013
SUNY Farmingdale May 2012 - August 2012
Macy's December 2009 - June 2011
Skills
Research, Microsoft Office, Microsoft Excel, Teamwork, Time Management, Financial Analysis, Investments, Sales
Education
State University of New York College at Geneseo 2009 — 2013
Bachelor of Science (B.S.), Biology/Biological Sciences, General
Ameriprise Financial Services, Inc. 1994 - Present
Sawyer Consulting 1993 - 1994
Rogers House, Corpus Christi Church 1987 - 1993
Education
State University of New York College at Geneseo
Bachelor's Degree
The American College
CFP® Certification Curriculum
St. Bernard's Institute
Master's Degree
Dale Carnegie Training January 2015 - Present
Lemmor Capital June 2011 - December 2014
Phd Capital January 2009 - June 2011
J.P. Turner & Company, LLC September 2005 - February 2009
Ameriprise Financial Services, Inc. 2008 - 2009
Skills
Leadership, Sales, Public Speaking, Finance, Risk Management, Corporate Communications, Sales Presentations, Management Training..., Presentation Skills, Personal Development, Customer Service, Management, Presentation Design
Education
Suffolk County Community College 1991 — 1994
Patchogue Medford High School 1989 — 1991
BBR Partners July 2009 - Present
Deutsche Bank June 2008 - June 2009
Wipro Technologies (Client UBS Investment Bank) October 2007 - May 2008
Banc of America Investments October 2006 - October 2007
Ameriprise Financial Services, Inc. December 2005 - October 2006
Skills
Bloomberg, Excel, Microsoft Office, ADP, DTC, Fixed Income, Back Office, Equities, Asset Management, Portfolio Management, Hedge Funds, Securities, Wealth Management, Financial Analysis, Investments, Trading, Mutual Funds, Financial Reporting, Alternative Investments, Bonds, Pricing, PowerPoint, Cash Management, Word, Outlook, Valuation, Microsoft Excel, Finance, Middle Office, Financial Services, Corporate Actions, Settlement, Investment Management, Fund Accounting, Investment Advisory, ETFs, Prime Brokerage, Fund Administration, Bloomberg Terminal, Fund Of Funds
Education
Stony Brook University 2000 — 2005
Manava Bharati
Ameriprise Financial Services, Inc. April 2014 - January 2015
Village of Allegany Department of Public Works May 2012 - August 2012
Allegany Beverage and Redemption July 2008 - August 2012
Education
State University of New York College at Brockport 2013 — 2014
Bachelor of Business Administration (BBA), Marketing
West Virginia University 2010 — 2013
Self-employed October 2012 - Present
Ameriprise Financial Services, Inc. November 1995 - October 2012
Skills
Entrepreneurship
Education
Richard Stockton College of New Jersey 1991 — 1995
Bachelor of Arts (B.A.), Finance, General
Apollo Global Management LLC June 2015 - August 2015
Sol Goldman Investments May 2014 - August 2014
Ameriprise Financial Services, Inc. May 2013 - August 2013
Rockrimmon Country Club April 2007 - August 2012
Skills
Microsoft Excel, Microsoft Word, Microsoft Office, PowerPoint, Public Speaking, Social Media, Data Analysis, Leadership
Education
University of Pennsylvania 2012 — 2016
Bachelor of Arts (B.A.), Philosophy, Politics, & Economics (PPE), Portuguese, Latin American and Latino Studies
Stockholm School of Economics 2014 — 2014
Public Policy Analysis
Ameriprise Financial Services, Inc. February 2012 - Present
Women Business Opportunities Connection September 2014 - Present
Ameriprise Financial Services, Inc. November 2010 - January 2012
SUNY Cortland June 2010 - August 2010
CommonFund Mortgage Corp 2009 - 2010
Education
SUNY Cortland 2006 — 2010
BA, Business Economics
Fayetteville-Manlius High School
Flushing Bank February 2015 - Present
Citi July 2013 - February 2015
Citi 2010 - July 2013
UBS 2007 - 2010
Ameriprise Financial Services, Inc. October 2006 - December 2007
Skills
Series 7, Series 66, Certified Treasury..., Banking, Commercial Banking, Information Technology, Cash Management, Equities, Corporate Finance, Capital Markets, Uniform Combined State..., Finance, Trading, Treasury Management, Fixed Income, Portfolio Management
Education
Stony Brook University 2003 — 2007
Bachelors, Economics, Business
BNY Mellon January 2015 - Present
Wells Fargo July 2014 - January 2015
Wells Fargo August 2012 - July 2014
Ameriprise Financial Services, Inc. November 2011 - May 2012
Skills
Microsoft Excel, Microsoft Office, Customer Service, Leadership, Microsoft Word, PowerPoint, Banking, Sales, Social Networking, Time Management, Public Speaking, Teamwork
Education
State University of New York College at Cortland 2008 — 2012
Bachelor of Science, Business Economics; Financial Management Concentration
Wells Fargo February 2014 - Present
TIAA-CREF January 2013 - February 2014
LPL Financial 2008 - January 2013
Banc of America Investments March 2006 - April 2008
Ameriprise Financial Services, Inc. 2004 - 2005
AT&T Wireless 1999 - 2003
at&t wireless 1995 - 1999
Skills
Project Planning, Compliance, Financial Services, Staff Management, Securities, Mutual Funds, New Business Development, Series 7, Series 24, Options, FINRA
Education
State University of New York College at Oswego 1987 — 1991
BA, Communications
Hilltop Wealth Advisors, associated with Ameriprise Financial Services, Inc. January 2011 - Present
Lowe's Companies, Inc. August 2008 - December 2010
Ameriprise Financial Services, Inc. March 2005 - April 2008
Ameriprise Financial Services, Inc. June 2001 - March 2005
Saturn 1998 - 2001
Skills
Organization Skills, Process Management, Analytical Skills, Technical Support, Service Orientation, Multitasking, Easily Adaptable, Employee Training, Business Process..., Critical Thinking, Cross-functional..., Sales, Wealth Management, Financial Planning, Retirement Planning, Asset Allocation, Life Insurance, Computer Maintenance, Windows System..., CompTIA A+, Microsoft Word, Microsoft Excel, Microsoft Powerpoint, Outlook, Finance, Management, Leadership, Investments, Financial Advisory, Process Improvement, Customer Service, Financial Services, Team Leadership, Mutual Funds, Microsoft Office, CRM
Education
Suffolk University
Bachelor of Science in Business Administration (BSBA), Business Management
Raymond James Financial Services July 2012 - Present
Ameriprise Financial Services, Inc. November 2008 - July 2012
UBS Financial Services January 2006 - November 2008
Merrill Lynch October 2004 - January 2006
Skills
Investments, Wealth Management, Retirement, Retirement Planning, Financial Advisory, Finance, Investment Advisory, Portfolio Management, Management, Employee Benefits, Financial Services, Mutual Funds, Series 7, Strategic Financial..., Asset Management, Training, Securities, Wealth, Insurance, Estate Planning, Financial Risk, Financial Planners
Education
Sullivan University 2003 — 2004
Business
Naval Nuclear Power School 1985 — 1987
Electrical Engineering, Nuclear Power
Boyle County High School 1980 — 1985
Muir Station Capital July 2014 - Present
Frost Brown Todd September 2012 - July 2014
Ameriprise Financial Services, Inc. October 2011 - September 2012
Document Technologies April 2011 - November 2011
Skills
Paralegal Services, Legal Assistance, Legal Research, Legal Writing, Legal Documents, Paralegals, Civil Litigation, Microsoft Office, Microsoft Word, Marketing, Leadership
Education
University of Kentucky 2005 — 2010
Bachelor's of Arts, English
Sullivan University 2011 — 2013
Certificate of Paralegal Studies, Post Bacc in Paralegal Studies
Harlan Independent 2002 — 2005
HS Diploma
Ameriprise Financial Services, Inc. March 2011 - Present
IKEA June 2004 - January 2010
Big lots September 1992 - August 1994
Revco Drug Stores, Inc. 1990 - 1992
Education
Hagerstown Community College 1994 — 1995
A.A., business
Bethlehem Central High School
NY Regents Diploma, college prep
Syracuse University
Business Administrtion / Economics
Ameriprise Financial Services, Inc. November 1990 - Present
Education
Suffolk University - Sawyer Business School 1981 — 1983
Bachelor of Science, Business Administration
DOT Compliance & Safety Solutions, LLC January 2009 - Present
PNC Bank 2008 - 2008
Ameriprise Financial Services, Inc. 2006 - 2007
Skills
Analysis, Budgets, Business Strategy, Cash Flow, Container, Contract Management, Finance, Financial Analysis, Fleet Management, Freight, Insurance, Integration, Logistics, Management, Managerial Finance, Marketing, Marketing Strategy, Operations Management, Shipping, Sales, Small Business, Strategic Planning, Strategy, Training, Transportation, Transportation..., Warehousing
Education
Suffolk University 1999 — 2003
BA, Communications
Woodbridge High School 1995 — 1999
McGlashan Law Firm, P.C. 2011 - Present
Alpha Chamber of Commerce, Inc. January 2012 - Present
Sullivan & Cromwell LLP 2006 - 2011
Ameriprise Financial Services, Inc. 1998 - 2006
Boutique Brokerage Firms 1994 - 1998
New York Army National Guard 1990 - 1996
Morgan Stanley Smith Barney 1993 - 1994
Skills
Securities, Strategic Financial..., Corporate Governance, Intellectual Property, Not for Profit, Public Finance
Education
Touro College Jacob D. Fuchsberg Law Center
J.D., summa cum laude, Law
SUNY Oneonta
B.S., Business, Economics and Finance
Ameriprise Financial Services, Inc. 2012 - Present
Columbia Management (Ameriprise Financial) 2011 - 2012
US Trust 2010 - 2011
Charles Schwab & Company 2005 - 2009
Morgan Stanley Dean Witter 2002 - 2005
Deutsche Bank /National Discount Brokers 2000 - 2001
Skills
Asset Management, Wealth Management, Asset Allocation, Sales Management, Account Management, Valuation, Technical Analysis, Compliance, Investments, Retirement Planning, Portfolio Management, Investment Advisory, New Business Development, Investment Strategies, Financial Planning, Alternative Investments, Mutual Funds, Wealth, Hedge Funds, Customer Relations, Due Diligence, Consultative Selling, Negotiation, Retirement, Sales Process, Key Account Management, Financial Modeling, Solution Selling, Asset, Equities, Industry Analysis, Retirement Income..., Risk Management, Equity Research, Private Equity, Investment Policy, Financial Advice, Private Wealth..., Portfolios, Series 7, High Net Worth...
Education
State University of New York College at Plattsburgh
B.S, Accounting and Business
Media Audits International October 2013 - May 2015
JAB Wireless, Inc. July 2013 - September 2013
Ulster County Comptrollers Office May 2012 - August 2012
SUNY New Paltz January 2012 - June 2012
Ulster Greene ARC January 2011 - January 2012
Alliance Bernstein May 2007 - December 2009
Ameriprise Financial Services, Inc. September 2006 - April 2007
American Express Financial Advisors June 2005 - August 2005
Skills
Finance, Accounting, Data Analysis, Financial Reporting, Strategic Financial..., Microsoft Excel, Microsoft Office, Auditing, Financial Analysis, Account Reconciliation, Journal Entries, Financial Accounting, Bloomberg Terminal, Internal Audit, Accounts Receivable, Analysis, Regression Analysis, Great Plains Software, Bank Reconciliation, Cash Flow Forecasting, Cash Receipts, SOP development, Qualitative Research, Spreadsheets, Access, Portfolio Management, Microsoft Word, Cash Flow, Financial Planning, General Ledger..., Employee Training, Microsoft Dynamics, Mutual Funds, Strategic Planning, Investments, Banking, Time Management, Private Equity, Fund Administration, Fund Accounting
Education
State University of New York at New Paltz 2011 — 2012
MBA
State University of New York at New Paltz 2003 — 2006
BS, Finance
Kingston High School 1999 — 2002
Kurka, Vanover & Associates, a financial advisory practice of Ameriprise Financial Services, Inc. March 2015 - Present
Ameriprise Financial Services, Inc. February 2009 - February 2015
Ameriprise Financial Services, Inc. January 2005 - February 2009
Confidential Investigative Associates 1999 - 2005
Kingwood Country Club 1994 - 1999
Skills
Wealth Management, Series 7, Retirement, 401k, Retirement Planning
Education
Stephen F. Austin State University 1984 — 1987
Political Science
Tyler Junior College 1983 — 1984
Associates Degree
Ameriprise Financial Services, Inc. July 2009 - Present
Kathy Light Leadership May 2008 - July 2009
Ameriprise Financial Services, Inc. 1994 - 2008
Ameriprise Financial (then American Express Financial Advisors) 1991 - 1994
Ameriprise Financial (then American Express Financial Advisors) 1985 - 1991
Skills
Leadership, Training, Staff Development, Human Resources, Performance Management, Time Management, Process Improvement, Strategic Planning
Education
Stephen F. Austin State University 1980 — 1984
B.S., Liberal Arts
Sagamore Wealth Management,LLC February 2011 - Present
Ameriprise Financial Services, Inc. October 2004 - June 2011
3 G Wireless Inc January 2000 - October 2004
Connectec Inc April 1997 - December 1999
Skills
Tactical Asset..., Wealth Accumulation, Retirement Income..., Retirement Planning, 401k Rollovers, Estate Planning, Investments, 401k, Series 7, Asset Allocation, Investment Advisory, Investment Strategies, Personal Financial...
Education
Syracuse University 1989 — 1993
Bachelors of Arts, Economics
St. John's High School, Shrewsbury, MA 1985 — 1989
Northboro Middle School
Ameriprise Financial Services, Inc. October 2014 - Present
Geneva Watch Group January 2014 - October 2014
Fifth & Pacific Companies, Inc. August 2012 - August 2013
Fifth & Pacific Companies, Inc. March 2009 - July 2012
Liz Claiborne June 2006 - February 2009
Warnaco October 2003 - May 2006
Education
Syracuse University 1991 — 1995
B.A., Political Science
Ameriprise Financial Services, Inc. February 2008 - Present
Ameriprise Financial Services, Inc. September 2005 - February 2008
IBM November 2004 - September 2005
Skills
Process Improvement, Mutual Funds, Wealth Management, Series 7, Retirement Planning, Financial Services, Financial Analysis, Microsoft Office, Investments, Leadership, Finance, Microsoft Excel, Public Speaking, Management, Team Building, Customer Service
Education
Strayer University 2007 — 2009
Master of Business Administration (M.B.A.), Human Resources Management/Personnel Administration, General
University of North Carolina at Greensboro 1999 — 2003
Bachelor's Degree, Business Administration, Human Resources Management
Ameriprise Financial Services, Inc. January 2010 - Present
Ameriprise Financial January 2007 - January 2010
Education
State University of New York at Buffalo - School of Management 2005 — 2007
B.B.A.
USAA March 2006 - Present
Ameriprise Financial Services, Inc. 1999 - 2006
American Express Financial Advisors 1997 - 2006
Skills
Sales Management, FINRA, Series 24, Financial Planning, Wealth Management, Series 7, Series 63, Series 65, Insurance, Retirement Income..., Estate Planning, Investment Advisory, Sales Process, Marketing Strategy, Consultative Selling, Sales Operations, Strategic Planning, Compliance, Retirement, Wealth, Wealth Accumulation, Retirement Planning, Annuities, Investment Strategies, Financial Advisory, Strategic Financial..., Financial Planners, Salesforce.com, Wealth Management..., Certified Financial..., High Net Worth..., Financial Services, Asset Allocation, Fixed Annuities, Mutual Funds, Portfolio Management
Education
Tarleton State University 2003 — 2005
MBA, Marketing
University of Utah 1995 — 1999
Bachelors, Finance
Uintah Highschool 1990 — 1994
Diploma, General Studies
Ameriprise Financial Services, Inc. November 2011 - Present
CAPITAL FINANCIAL PLANNING July 2009 - November 2011
Edward Jones May 2008 - June 2009
Skills
Retirement Planning, CRPC, Strategic Financial..., Investments, Wealth Management, Asset Allocation, Insurance, Series 7, Series 63, Long-term Care, IRAs, Retirement, Financial Advisory, Investment Strategies, 401k, Wealth Management..., ETFs, Pensions, College Savings Plans, Personal Financial...
Education
State University of New York College at Cortland 2003 — 2008
Ameriprise Financial Services, Inc. March 1983 - Present
Skills
Financial Goals, Finance, Saving for Education, Retirement Planning, Mergers & Acquisitions, Investments, Wealth Management, Estate Planning, Series 7, Retirement, Mutual Funds, Strategic Planning, Strategic Financial..., Business Analysis, Investment Properties
Education
Syracuse University 1971 — 1975
B.S., Accounting
Ameriprise Financial Services, Inc. July 2000 - Present
Ameriprise Financial August 2003 - March 2007
Ameriprise Financial July 2000 - July 2003
Education
Tarleton State University 1995 — 2000
B.S., Biology, General
Ameriprise Financial Services, Inc. May 2014 - September 2014
Kathy's Clown March 2009 - August 2013
Credit Suisse January 2001 - February 2009
Skills
Credit, Banking, Due Diligence, Investment Banking, Fixed Income, Sales, Wholesale Lending, Portfolio Management, Risk Management, Loans, Analysis, Finance, Mortgage Lending, Financial Analysis, Management
Education
SUNY Cortland 1995 — 1999
Bachelor's degree, Mathematics
Ameriprise Financial Services, Inc. December 1996 - Present
Ameriprise Financial December 1991 - December 1996
Education
Syracuse University 1986 — 1990
BS, Finance, Minor Economics
Ameriprise Financial Services, Inc. January 2014 - Present
Cognizant Technology Solutions January 2010 - December 2013
Northern Trust Corporation March 2007 - December 2008
Essar September 2006 - November 2006
Skills
Business Analysis, Business Development, Requirements Analysis, Project Planning, Analysis, Marketing, Requirements Management, Requirements..., Project Management, Product Evangelism, Business Process, Requirements Gathering, Program Management, SDLC, Management, Business Requirements, Strategy, Consulting, E-commerce, Change Management, Stakeholder Analysis, Business Process...
Education
Symbiosis institute of Management Studies 2010 — 2011
PGDM, Marketing/Marketing Management, General, First
Vellore Institute of Technology 2002 — 2006
B.Tech, Electrical & electronics, First Class
Randstad August 2012 - Present
Freudenberg IT LP April 2012 - August 2012
First Niagara Financial Group June 2005 - April 2012
Multisorb Technologies 2000 - 2005
Fedex Trade 1998 - 1999
Ameriprise Financial Services, Inc. 1989 - 1998
Skills
Change Management, Team Leadership, Microsoft Office, Process Improvement, Project Management, SCCM, Desktop Deployment, MDT 2012, Banking, SCCM 2012, Integration, Troubleshooting, Active Directory, Leadership, System Administration, IT Service Management, Microsoft SQL Server, Networking, Disaster Recovery, Windows Server, IT Management, ITIL, Vendor Management, Visio, Software Documentation, Security, Citrix, VMware, SharePoint, System Deployment
Education
State University of New York College at Fredonia 1983 — 1987
BA, Economics
Lockport Senior high School 1980 — 1983
St. Petersburg Yacht Club March 2014 - Present
The Sandpearl Resort April 2012 - March 2014
V-Squared Restaurant Group October 2011 - July 2012
TS Capital, LLC. January 2010 - September 2010
John Hancock Funds January 2007 - March 2009
Ameriprise Financial Services, Inc. January 2004 - December 2007
Franklin Templeton Investments June 1998 - December 2004
Skills
Separately Managed..., Series 7, Series 63, 401k, Mutual Funds, Fixed Annuities, Uniform Combined State..., Alternative Investments, Sales Management, Sales, Public Speaking, Forecasting, Strategic Planning, New Business Development, Account Management, Culinary Skills, Cooking, Fine Dining, Banquets
Education
The Art Insitute of Tampa 2011 — 2012
Associates Degree, Culinary Arts/Chef Training
State University of New York College at Plattsburgh 1990 — 1994
Bachelor of Professional Accounting Degree, Accounting
Marsh & McLennan Companies, Inc. August 2014 - Present
Town of Wareham January 2013 - June 2013
Ameriprise Financial Services, Inc. March 2012 - September 2012
State Street Bank June 2011 - December 2011
Citizens Bank August 2010 - November 2010
Deutsche Bank March 2004 - December 2008
JP Morgan Chase January 1992 - March 2003
Skills
Excel, Mutual Funds, Securities, Financial Analysis, Investments, Financial Reporting, Banking, PowerPoint, Word, Asset Management, Valuation, Funding, Corporate Finance, Accounting, Compliance, General Ledger, Asset Managment, Financial Modeling, Financial Services, Account Reconciliation, Analysis, Finance, Management, Fund Accounting, Financial Statements, Portfolio Management, Insurance, Microsoft Excel
Education
Suffolk University - Sawyer Business School
BS, Business Administration
BLS (Spouse)
Bellmore JFK
High School
Vanguard January 2014 - Present
Vanguard August 2013 - March 2014
BlackRock March 2011 - August 2013
Pacer Financial January 2010 - February 2011
Lincoln Financial Distributors December 2007 - April 2009
Lincoln Financial Distributors August 2004 - December 2007
Lincoln Financial Distributors October 2000 - August 2004
Prudential Financial May 2000 - October 2000
Ameriprise Financial Services, Inc. December 1998 - May 2000
Skills
Strategic Planning, Series 7, Series 63, Sales Process, Sales Management, Mutual Funds, Separately Managed..., CIMA, Series 24, ETFs, Asset Allocation, Sales, Uniform Combined State..., FINRA, Investments, Alternative Investments, Series 65, 401k, Series 6, Securities, Investment Strategies, Wealth Management, Retirement Planning, Retirement, Fixed Annuities, Investment Advisory, Investment Management, Financial Services, Fixed Income, Variable Annuities, Equities, Financial Advisory, Hedge Funds, Asset Management, Bonds, Portfolio Management
Education
Susquehanna University 1994 — 1998
BS, Business Administration, Finance
University of London, Birkbeck College 1995 — 1995
Susquehanna University London Program
Athens Area High School 1990 — 1994
Ameriprise Financial Services, Inc. January 1998 - Present
Education
State University of New York College at Oneonta 1990 — 1994
BA
Ameriprise Financial Services, Inc. September 2007 - Present
Raymond James & Associates January 2001 - September 2007
raymond james and assoc 2001 - 2007
Education
State University of New York College at Potsdam 1966 — 1970
BA, Anthropology
Liberty Mutual Insurance May 2015 - Present
Natixis Global Asset Management March 2013 - May 2015
Ameriprise Financial Services, Inc. April 2011 - March 2013
Harvard Business School January 2011 - April 2011
University at Buffalo December 2008 - December 2009
Safety Insurance Company September 2003 - September 2005
Skills
Data Analysis, PowerPoint, Business Analysis, Access, Microsoft Excel, Finance, Microsoft Office, Financial Analysis, Customer Service, Microsoft SQL Server, Business Objects, Toad, Experienced Business..., User Acceptance Testing, Quality Center, Longview, Charles River IMS, Navigators, Lotus Notes, Windows Vista, Windows XP Pro, Windows 7, Forecasting, Management, Data Quality, Analysis, Requirements Analysis
Education
State University of New York at Buffalo - School of Management 2007 — 2010
Business Adminstration, Finance, Management Information Systems
FullContact Inc. Director Client Solutions, MidwestSimple EnergyFebruary 2014 - May 2015
Simple Energy February 2014 - July 2014
Clayton Fixed Income Services April 2011 - February 2014
University of New Hampshire 2009 - 2010
Ameriprise Financial Services, Inc. May 2005 - April 2009
Skills
Direct Sales, Energy Efficiency, Business Development, Relationship Management, Strategic Planning, Strategic Prospecting, Manage Client..., Financial Modeling, Investments, Financial Analysis, Mutual Funds, Microsoft Excel, Risk Management, Analysis, Due Diligence, Retirement Planning, Marketing Strategy, Global Client Management, Project Coordination, Client Development, Asset Management, CRM, Strategic Financial..., Series 7, Wealth Management
Education
University of New Hampshire - Whittemore School of Business and Economics 2009 — 2010
MBA
Stetson University 2001 — 2004
BBA, Management/Business Law
Ameriprise Financial Services, Inc. October 2009 - Present
Smith Barney December 1996 - June 2003
Education
Stephens College 1976 — 1980
BS, Psychology
Ameriprise Financial Services, Inc. October 2012 - Present
Merrill Lynch November 2007 - September 2012
UBS Wealth Management December 2002 - December 2007
Lord, Abbett & Co. LLC December 1997 - August 2001
Education
Richard Stockton College of New Jersey 1993 — 1995
Bachelor of Science, Chemistry
Columbia High School 1986 — 1990
Conservative Investors Services Insurance SalesBankers Life and CasualtySeptember 2010 - November 2014
Bankers Life and Casualty July 2010 - February 2011
Ameriprise Financial Services, Inc. December 2007 - December 2009
Skills
Fixed Annuities, Insurance, Long Term Care Insurance, Customer Service, Small Business, Investments, Retirement Planning, Financial Planning, Medicare, Sales, Mortgage Lending, Finance, Disability Insurance, Strategic Financial..., Health Insurance, Life Insurance, Term Life Insurance
Education
Richard Stockton College of New Jersey
B.A., Liberal Arts
Freelance Writing, E-Newsletters, Research and Copywriting Services 2015 - Present
self January 2007 - Present
Northwestern Mutual September 2008 - Present
Ameriprise Financial Services, Inc. January 1999 - September 2008
Muller Data Corporation February 1994 - December 1998
Skills
Strategic Financial..., Relationship Management, Account Management, Superior Client Service, Building Relationships, Creative Writing, Copywriting, Research, Life & Health Insurance..., Stocks, Bonds, Mutual Funds
Education
IT University Online 2015 — 2015
Social Media Certification
American Writers and Artists Inc. 2014 — 2015
Copywriting, Social Media Marketing, Internet Research, e-newsletters
CW Post University 1998 — 2002
Financial Planning Certificate, Financial Planning
State University of New York College at Plattsburgh 1986 — 1990
Individualized Studies, Business and Retail Merchandising, Bachelors of Science
Ward Melville High School 1983 — 1986
High School, Regents
Securies and Insurance Licenses
Life, disability and Annuities licensed. Series 7, 6, 63 securities licenses, Financial Planning and Services
Ameriprise Financial Services, Inc. March 2013 - Present
Merrill Lynch November 2010 - March 2013
Morgan Stanley May 2007 - May 2010
Morgan Stanley November 1993 - May 2007
Skills
Finance, Sales, Training, Transition Management, Relationship Management, Licenses-Series 7, 66,..., Client Relationship..., Life & Health Insurance..., Customer Service, Equities, Financial Advisory
Education
SUNY Stony Brook
Bachelor of Arts (B.A.), Psychology
USA Mutual Insurance Agency, LLC March 2014 - Present
Signature Bank August 2011 - October 2014
JP Morgan Chase July 2007 - August 2011
Ameriprise Financial Services, Inc. June 2006 - April 2007
GunnAllen Financial July 2005 - June 2006
Skills
Banking, Commercial Banking, Investments, Series 63, Financial Services, Loans, Risk Management, Series 7, Portfolio Management, Private Banking, Consumer Lending, Small Business Lending, Commercial Lending, Strategic Financial..., Financial Analysis, Credit, Retail Banking, Lines Of Credit, Wealth Management, AML, Relationship Management, Securities, Financial Planners, Credit Analysis, Property & Casualty..., Insurance, Loan Origination, Insurance Planning, Retirement Planning, Mortgage Lending, Retirement, Mutual Funds, Equities, Commercial Insurance, Personal Insurance, Health Insurance, Life Insurance, Disability Insurance, Umbrella Insurance, Customer Service, Sales, Marketing, Financial Planning
Education
SUNY Empire State College
Associates, Business, Management & Economics
Ameriprise Financial Services, Inc. 2010 - Present
Ameriprise Financial Services, Inc. 2007 - 2010
Techworks 2001 - 2006
Education
State University of New York Empire State College 2007 — 2010
Bachelor of Science (BS), B.S. in American History - Emphasis on Financial and Industrial History, 4.0 GPA
The University of Montana - School of Business Administration 2000 — 2003
Economics and Business Administration - (unfinished)
Ameriprise Financial Services, Inc. September 2008 - Present
Skills
Investments, Strategic Financial..., Securities, Asset Allocation, Retirement Planning, Investment Advisory, Wealth Management, Retirement
Education
Tarleton State University 2004 — 2007
Economics, Sociology, Political Science
Ameriprise Financial Services, Inc. May 2000 - Present
Ameriprise Financial Services, Inc. May 2000 - Present
Education
The College of Saint Rose 1999 — 2000
Masters of Business Administration, Finance
State University of New York at Oswego 1993 — 1997
BS, Finance
Infinity Solar Systems October 2014 - Present
Ameriprise Financial Services, Inc. May 2014 - August 2014
Education
State University of New York at New Paltz 2010 — 2014
Superior Coal Services April 2008 - Present
Ameriprise Financial Services, Inc. May 2007 - April 2008
Skills
Series 7, Financial Analysis, Business Analysis, Leadership, Investments, Financial Modeling, Wealth Management, Microsoft Excel, Financial Reporting
Education
Susquehanna University 2003 — 2007
Bachelor of Arts (B.A.), Economics
Giorgio's Premier Caterers June 2014 - Present
Simon's Beach Bakery September 2006 - June 2014
Fingerlakes Wealth Management September 2013 - December 2013
Ameriprise Financial Services, Inc. January 2013 - May 2013
Skills
Microsoft Excel, PowerPoint, Microsoft Word, Customer Service, Teamwork, Event Planning, Social Media, Public Speaking, Horse Training
Education
State University of New York College at Cortland 2010 — 2014
Bachelor of Science (BS), Business Economics